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                    <text>September 11, 1993
Mr. Ivan Schick
ElCoT
14 East 60th Street; Suite 1207
New York, NY. 10022

Dear Ivan,
I had a very ﬁne lunch with Dick Glabers and Bob Ewing (we met at the Mirabelle,
our **** restaurant near my home). Their questions were mainly about the present status
of ECT as a practice; the impact of health care changes on ECT practice; the relative
strengths [and weaknesses] of the present devices and their manufacturers, and the [my]
experience with the ElCoT devices. I do not know whether I was of some help to them (or
to you), but we did agree that if another device were to come to market, the manufacturer
(or the manufacturers together) would probably need to develop an educational program
for both psychiatrists, generalists, and the public on ECT in order to expand the market
for ECT devices.

In any case, we missed you. Call me when you return from Turkey and we can
discuss their ideas.
My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>July 8, 1993
G. Northoff, M.D., Ph.D.

Zentrum der Psychiatrie

Klinikum der Johann Wolfgang Goethe-Universitat
Heinrich-Hofmann—Str. 10
6000 Frankfurt am Main 71, Germany

Dear Dr. Northoff,
In response to your letter of June 17: We occasionally appoint Fellows for
post-residency training and research. These appointments are usually made from our own
graduates, but about half the positions are given to trainees from other programs. For
those interested in clinical research, we require the satisfactory completion of the ECFMG
examination, and a visa which will permit the candidate's stay in the US. This is usually
the J-1 Visa which is issued on the request of the University.
A letter of application, accompanied by a copy of your curriculum vitae,
and a statement of your ECFMG status (Passed, date; or, scheduled examination date) will
start the application process. The letter should indicate the date on which you anticipate a
willingness to begin training, the duration of your willingness to take such training, and
your social status (married or single) and dependents.
We are actively involved in research in catatonia. These are under the
supervision of my associate, Dr. Andrew Francis. Our prospective study of incidence and
our rating scale developments are being written for submission for publication this
summer. We are continuing these studies and are developing a prospective study of the
biology of catatonia. We hope to have a protocol completed and submitted for funding by
the early fall.
Thank you again for your interest. Let me know how we can be of ﬁirther
help.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>June 16, 1993
Markus Gastpar, MD.
Direktor der Klinik ﬁir Allgemeine Psychiatrie
Hufelandstrasse 55
4300 Essen 1
Germany
Dear Markus,
It was good to see you again in San Francisco. As the enclosed preprint will show, I took
your advice and asked my co-worker to complete her report which will now be published in the
September number of Convulsive Therapy. I thought you would like to see a copy before it is
printed.
Our experience with maintenance ECT continues, and for the most part, we now believe
that such continuation treatment is an important addition to our treatment program.
My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>%

m/ﬂ

June 16, 1993
Robert T. McQueeney, MD.
1110 Tenth Avenue
Menominee, Ml 49858
Dear Bob,
Thank you for the copy of your letter to John Greden. The request is rather clear,
but to whom do you wish his comments sent? Is it to you?
Attached is another such note, addressed to you, which you may submit to the
appropriate boards in Michigan.
Good luck in your efforts. My regards.
Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

and Neurology

�</text>
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                    <text>June 10, 1993
Dr. John Little

H&amp;CS
Lakeside Hospital
Gillies Street
PO Box 63 Ballarat 3353
Victoria, Australia
Dear Dr. little,
It is not clear why you sent the proposed guidelines for ECT to me. The best U.S
guidelines are those proposed by theAmerican Psychiatric Association Task Force in its 1990
report Electroconvulsive Therapy: Recommendationsfor Treatment, Training and Privileging
(APA Press, Washington DC.) or the 1992 text written by Richard Abrams (Electroconvulsive
Therapy, Oxford University Press, 1992). Both contain the present consensus in the US.
regarding all the questions you summarize in your report.
I attach some speciﬁc comments on your document, which may be idiosyncratic with me
and my team.

There is no experience to warrant or justify any speciﬁc decisions regarding pulse width or
frequency in treatment efﬁcacy. Swartz makes claims about duration, arguing that some brief
pulse trains at 4 to 8 seconds are more eﬁ‘icient (more effective?) than the short trains of the
MECTA. There is evidence that total energy (mC) is a factor in efficacy when unilateral electrode
placement is used. For my part, we are dedicated to the THYMATRON device which allows
changes in energy and duration. When we use the MECTA device, we use the SR—2 as the more
facile of the MECTA devices.
In the US, it is no longer acceptable to undertake ECT without EEG monitoring; we
would no more think of unmonitored ECT than we would think of unmodiﬁed (no anesthetic)
ECT.

�Page 2
I have not been to Australia, and would probably be pleased to come if the arrangements

were suitable.

Much of what I know about modern ECT comes from articles in Convulsive Therapy, the
quarterly journal now in its ninth year of publication. I do not think you know it in Australia -perhaps you could subscribe and educate your peers.
Sincerely yours,

Max Fink, MD.
Editor

�Page 3
Electroconvulsive Therapy: A Medical Guide
page 1: In discussing theories, why not cite the neurohumoral and the GABA-ergic hypotheses?
These are detailed in Convulsive Therapy (vol 5, #3, September 1989).
page 2: Why is catatonia cited among both psychiatric and non-psychiatric reasons for ECT? And
what makes the non-psychiatric 'controversial'. For catatonia, if benzodiazepines are not effective
in a few days, ECT is clearly justiﬁed even in catatonia secondary to systemic disorders (lupus,
typhoid, NMS).
The contraindiCations are not consistent with the APA discussion. We no longer accept
any absolute contraindication. We now approach each case with a risk/beneﬁt analysis, and if ECT
is commanded by the psychiatric conditon, no systemic condition is seen as a contraindication.
page 3: ECT was not the ﬁrst effective treatment for mental illness; it was believed to be effective
for dementia praecox and that was its novelty.
Inanition and manic delirium are conditions that should be added to the list.
We would not accept the statement that the anesthetist decides whether a patient is ﬁt for
ECT. That is the psychiatrist's decision; the anesthetist is to do his best with what is given to him,
much as he has to do with traumatic or non-elective surgery. (When ECT is compelled by a
patient's illness, it is not elective.)
page 4: It is too sanguine to say that permanent brain damage does not occur. At times, as a result
of poor techinique, a prolonged seizure is not recognized, an airway is not maintained and a
permanent dementia ensues. You can say that 'permanent structural brain damage does not occur
under usual treatment schedules'.
page 5: A common problem is post-seizure agitation or delirium.
For consent for ECT, we usually insist that a 'signiﬁcant other' to the patient consent as

well as the patient.

�Page 4
page 7: I believe fractures occurred in T10, not T5.
Pre—oxygenation does not reduce the seizure threshold unless you have evidence not in our

literature.

The eﬁicacy/ energy relationships are restricted to unilateral electrode placements.

Brief pulse currents produce less cognitive impairment than alternating currents.
page 9: I cannot believe you mean 2780 amperes -- perhaps milliamperes? Any reference to the
electric chair in an ECT document is pejorative. Delete it.
page 10. AT this late date, you cannot be serious in stating that the observer can tell when a
seizure starts or ends in ECT when patients are effectively paralyzed and asleep. In our studies in
1980-81, we showed that cuff monitoring and EEG monitoring were essential. By 1987-90, we
became convinced that EEG monitoring was essential, mainly as a protection against missing a
prolonged seizure.

�</text>
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                    <text>May 8, 1993

Committee on Ethics
American Psychological Association
1200 Seventeenth Street, NW; Room 406
Washington, DC. 20036
Gentlemen:
am writing in response to the complaint of improper ethics charged
by Ms. Linda Andre against Professor Harold Sackeim of Columbia University.
I

am acquainted with the professional activities of Dr. Sackeim for
more than a decade. participated in the symposium on ECT which he
organized at the New York Academy of Sciences in 1985; we worked together
on the American Psychiatric Association Task Force on Electroconvulsive
Therapy, 1988-1990; and he has been an invaluable member of the Editorial
Board of the journal Convu/sive Therapy since its inauguration in 1985.
I

I

date of the complaint, the ECT
review course under the auspices of CME, Inc. chaired that course and was
responsible for inviting Dr. Sackeim and for planning the course.
With regard to the cited location and

I

am personally acquainted with Ms. Linda Andre. first became aware
of her activities when was asked to be an expert witness for defendants in a
malpractice suit in which she alleges that she received ECT without proper
consent, that the diagnosis was erroneous, and that she has been left with
permanent memory lacunae for events over her whole lifespan. In reviewing this
case, have read the hospital record, including summaries of her prior
psychiatric hospitalizations; her record of suicidality and psychosis; her
deposition and that of her treating therapists; as well as supporting
documentation.
I

I

I

I

On the occasion of the course in which Dr. Sackeim is alleged to have
lied, Ms. Andre took the microphone during the question period, harangued me
for my failure to acquiesce to her statements that memory loss was permanent.
During this time, she stood with a large covered object, and when failed to
answer her queries, she marched up to the platform and placed a large black
skillet with an animal’s brain in it; the brain was lying on a bed of dollar bills.
I

�American Psychopathological Association

Page 2

When gave a public lecture before the SUNY History of Medicine
the history of the anti-psychiatry movement, Ms. Andre attended and
on
group
again argued with me about her rights as a patient, and my failure to credit her
brain damage or to acknowledge that she had been assaulted by physicians.
I

She travelled to an international meeting on ECT in Graz, Austria. As
chairman of the first session, called for questions after presentations on the
practice of ECT in Europe. She took the floor and again challenged me for my
lack of interest in her memory problems and those of other patients whom she
alleges had been assaulted by psychiatrists.
I

On the specific allegations made in her complaint, I find these
fabricated and the result of her pathological imagination and thoughts. In
response to inquiries from the audience, Professor Sackeim described events in
his practice which reflected the problems of the intrusiveness of the antipsychiatry advocates. He did not mention Ms. Andre by name, nor did he
specify any individual. Her association that the description referred to her is a
paranoid identification, and is consistent with her psychopathology.
On the more general complaints, the present effort at harassment is
part of her present life activity as the leader of the Committee for Truth in
Psychiatry. Ms. Andre dedicates her life to challenging psychiatrists, and
particularly those interested in convulsive therapy. Her legal suit has not been
adjudicated, and she seeks adjudication in the public arena before that in the
legal arena.

urge the APA to hold Dr. Sackeim blameless and return the
challenge to Ms. Andre with an appropriate admonition.
I

Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

and Neurology
Editor, Convulsive Therapy
Member, APA Task Forces on
ECT, 1975-1978; 1988-1990

�</text>
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                    <text>May 10, 1993

Kenneth R. Kaufman, MD.
8635 West Third Street, Suite 985W
Los Angeles, CA 90048
Dear Dr. Kaufman,
Thank you for the excellent case summary of your patient with
seizure disorder and surgical lesion with suicidal ideation warranting ECT. look
forward to the outcome.
I

am not sanguine about a position at this University but am willing to
send your records for review in our Departments. Please send a copy of your
c.v. and three or so reprints that may be useful. [The case report was
incomplete-- only page 51 was enclosed]
I

trained

in

I

Dr. Janowsky at UNC in Chappel Hill is advertising for

ECT. You may wish to write to him.

someone

Good luck with your patient.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

and Neurology

�</text>
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                    <text>April 23, 1993

Captain Richard Pico, MC, USAF
Wilford Hall USAF Medical Center
Lackland Air Force Base, TX 78236-5300
Dear Rich,
Thank you for your very nice letter of April 5.
You should apply to NARSAD for a startup grant for your first-break

psychosis study. would be glad to support your application and provide the
needed letter as mentor/advisor. However, it would be better if your sponsor
were someone in San Antonio or at a neighboring city in Texas. The reviewers
are aware that distance is a deterrant to useful interaction. Ray Faber should be
supportive; if not, A. John Rush at Dallas is a good friend and would get the
two of you together if you are willing to get to Dallas. [If you have another
sponsor, will gladly write a supporting letter.]
I

I

I

am not sure what is best for your third year time, since do not recall
the constraints. The brain imaging laboratory at UT is at the forefront of a
national brain imaging database collection program, and am impressed that if
you came to master the techniques described at the ANA meeting, you would
be doing yourself an excellent service -- both for your science and for any
clinical future.
I

I

I

As for EEG, much good work has been done, but the neurologists
and electrophysiologists have a less sanguine image of EEG brain imaging than
do I. Newer methods, like MRI, PET, and SPECT are flashier. Newer methods
get more industrial and academic support [there is more money in MRI, CAT
than EEG]. Perhaps, the clinicians are correct, and we have reached the limit of
what can be learned in an individual case from scalp recording. do not believe
that we have reached the limit of EEG as a scientific brain imaging tool -- it is so
I

responsive to set and emotional change, so easily and safely recorded, so
easily quantified, and so much has already been done to relate EEG change to
behavior. can see no harm in getting to read EEG records by the usual page
turning methods; at the least, it will provide a source of income should you wish
to continue such work in practice.
I

Call me any late afternoon or evening at my home-office: 516 862
6651 and we can discuss this further.

Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

and Neurology

�</text>
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                    <text>Ma

April 3, 1993

Barbara Melisch, M.D.
Universitatsklinik fiJr Psychiatrie
Auenbruggerplatz 22

A-8036 GRAZ, Austria

Dear Dr. Melisch,
For reasons that are outside our control, regret to say that we are
unable to accept a Fellow in ECT for the coming year.
I

Thank you for your interest, and my regards.
My regards.

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

and Neurology

�Post-It" brand fax transmittal memo 7671 lilo! pages
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Phone #

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8604

“Ca/oy—
February 13, 1993
Barbara Melisch, M.D.
Universitatsklinik fiJr Psychiatrie

Auenbruggerplatz 22
A-8036 GRAZ, Austria
Dear Dr. Melisch,

This letter is in response to your inquiry regarding
a fellowship at this
University for 1993-1994. Ordinarily, our committees have their budgest
assigned and have made their decision by this date. This year, however, the
University budgets have not yet been assigned, and i am writing to tell
you that
a ﬁnal decision will not be made until the end of April.
I

difficult.

recognize that such a delay is frustrating and makes any planning

My

regards.
Sincerely yours,
Max Fink, MD.
Professor of Psuchiatry

�August 26, 1992
Barbara Melisch, M.D.
Universitatsklinik fUr Psychiatrie
Auenbruggerplatz 22
A-8036 GRAZ, Austria
Dear Dr. Melisch,
We received your letter of application for a fellowship in psychiatry and
the supporting material. Thank you.

The file is as complete for the present as we need. The Fellowship
committee will consider the application in the late winter and announcements of
awards are made in early February for the next academic year which begins in
July, 1993.

Before the end of this year, you will receive additional inquiries and
advice about your application for a suitable visa from our Training Office.
understand that such an application will have to be made by yourself in Austria.
I

look forward to seeing you in Munich. Hopefully, will have more
information at that time.
I

I

.

'

Have a good holiday.

Sincerely yours,
Max Fink, MD.

Professor of Psuchiatry

the

f’/

l/ 5

”4/

/

a)

'

I/ﬂ/[

�August 26, 1992
Barbara Melisch, M.D.
Universitatsklinik ftir Psychiatrie
Auenbruggerplatz 22
A-8036 GRAZ, Austria

Dear Dr. Melisch,
We received your letter of application for a fellowship in psychiatry and
the supporting material. Thank you.

The file is as complete for the present as we need. The Fellowship
committee will consider the application in the late winter and announcements of
awards are made in early February for the next academic year which begins in

July, 1993.

Before the end of this year, you will receive additional inquiries and
advice about your application for a suitable visa from our Training Office.
understand that such an application will have to be made by yourself in Austria.
I

look forward to seeing you in Munich. Hopefully, will have more
information at that time.
I

I

Have a good holiday.

Sincerely yours,
Max Fink, MD.

Professor of Psuchiatry

wW
-

( 4% M

//

-

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%

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/r/

Llag‘e‘r’ ’z.

(0?” FM”

/

�July 3, 1992

Barbara Melisch, M.D.
Universitatsklinik fiJr Psychiatrie
Auenbruggerplatz 22
A-8036 GRAZ, Austria
Dear Dr. Melisch,
Thank you for your inquiry about research opportunities in our
Department. Each year we offer fellowships to qualified candidates in
consultation &amp; liaison, sleep disorders, ECT and psychopharmacology, and
child psychiatry. If you specifically wish to work with my team, the fellowship
ECT and psychopharmacology would be appropriate.

in

Please send me a new letter requesting consideration for a specific
fellowship, effective July 1, 1993, describing what experience you seek. if
possible (and know it is difficult), the note should specify why you seek U.S.
training. [e.g., to undertake a specific research project; or for general research
experience to allow you to return to Austria and an academic career; or for
greater exposure to US. clinical experience; etc. If you have a specific project in
mind, would you include a few paragraphs describing the project?]
I

We will also need the following information:
-

curriculum vitae
copy of ECFMG and any other certificates of training in English
copy of certificate of any post-M.D.training.

Zapotocky (or other senior psychiatrist) would describe
your education and experience. It would be particularly helpful if the letter would
suggest what expectations are held for the additional training.
It

would be useful

if

Dr.

This reads like a lot to do but
application for a fellowship.
My

regards to

Dr.

it will

be useful to support your

Zapotocky.
Sincerely yours,
Max Fink, MD.

PRofessor of Psuchiatry

�</text>
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                    <text>January 9, 1993
Dr. H. Folkerts
Klinik und Poliklinik fiir Psychiatrie
Albert-Schweitzer—Strasse 11
D-4400 Munster

Germany
Dear Dr. Folkerts,
One week fellowship courses are available at Columbia University
[Harold Sackeim, Ph.D., New York State Psychiatric Institute, 722 West 168
Street, NYC 10032] and at Duke University [Richard Weiner M.D., Ph.D.,
Department of Psychiatry, Duke University School of Medicine, Box 3309,
Durham NC 27710]. These are formal courses, with a set syllabus. They charge a
fee and provide a certificate of completion at the end of the course.
At one time, we had such a course but the work was too onerous. We
often have visitors who come for a day or a week or longer. We are accustomed
to having visitors attend our rounds to see the patients on my service; attend the
ECT sessions; and work with my ECT Fellows. The latter are directly responsible
for the actual administration of the treatments and they supervise the ongoing
research projects. We do not charge vistors, nor do we provide an ’official’
document of attendance.
Our laboratory is equipped with the THYMATRON DG and MECTA
SR-l and SR—2 ECT devices. These are brief pulse devices. Our treatments are
fully monitored according to the best established standards. We also treat a
number of high risk medically ill, as we are a tertiary care referral center for
complicated cases.
The best time to visit would be when I am ’on service’, responsible for
the treatment of patients at University Hospital. I am ’on service’ in
February/ March this spring, and again later this summer.
If you decide to come to Stony Brook, it would be helpful to have a
letter of referral or request for attendance from the director at the clinic.
Thank you for your interest.
Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

�</text>
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                    <text>December 20, 1994
William Graettinger, MD.
University of Nevada - Reno VAMC
1000 Locust Street
Reno NV 89520
Dear Dr. Graettinger,
I am pleased to write this letter of recommendation on behalf of your consideration

of Edward Coffey, MD. for the position of Professor and Chair of the Department of Psychiatry.
I have known Ed for about 8 years, ﬁrst through his research studies at Duke University , then in

our association as teachers of convulsive therapy at various teaching sessions throughout the
country, as editors of Convulsive Therapy, and as members of neuropsychiatric societies. Ed and I
have not worked directly in research, but our common interests in neuropsychiatry, seizures, and
ECT have led to many discussions.
Ed is well trained in psychiatry, neurology, and neuroradiology. His record as a
researcher is outstanding. He is the nation’s leader in applications of MRI technology to problems
of changes in brain ﬁmction with depression, aging, ECT, and drug therapies. He has recently
edited a book on neuropsychiatry and a few years ago edited a volume on advances in ECT, both
for the American Psychiatric Press.
He is an excellent teacher and speaker; a man of high moral character and
impeccable manners. Ed is a family man; he has three children and is happily married. [I have met
him and his family on numerous occasions] He is well liked by his co-workers and by his peers.
He is at the right age and with the right record to consider dedicating the next few
In October, when the chairman of our Department resigned, I recommended
chairman.
years as a
Ed among three clinician/scientists to the search committee. I would be delighted if he were to join
our faculty.
I appreciate his record, his personality, and his dedication, and recommendhim for
the position of leadership with enthusiasm. I trust these comments are helpﬁil.

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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              <elementText elementTextId="66853">
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                  <elementText elementTextId="104382">
                    <text>December 7, 1994
Edward Shorter, Ph.D.
Faculty of Medicine
University of Toronto
88 College Street
Toronto, Canada MSG 1L4
Dear Dr. Shorter,
In 1983, in preparation for the 50th anniversary of the ﬁrst induction of seizures
for mental illness, I sought historical data from Meduna’s family [could not ﬁnd any member] and
from his co-workers. One sent me a hand edited copy of an autobiography, seemingly written in
response to a shorter version prepared for Marti-Ibanez, Sackler, Sackler &amp; Sackler: The Great
Physiodynamic Therapies, 1956, Hoeber-Harper, New York.
The text needed much editing. As Editor of Convulsive Therapy, I published the
text in the ﬁrst two numbers of Convulsive Therapy [1985; 1:43-57; 121-138]. I used this text
and the shorter Marti-Ibanez et al text for my 1984 article.
Another version of Meduna’s history was written by Walter Freeman, MD. in The
Psychiatrist: Personalitiesand Patterns, Grune &amp; Stratton, New York, 1968.

Of the various versions, the edited autobiography rings truest. I met Meduna on a
number of occasions, and was impressed by his modesty, sincerity, and appreciated him as a
‘

gentleman’

.

The journal Convulsive Therapy is available at the Clarke Institute.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>November 15, 1994
Dear Dr. Lasch,
I recommended Norman Endler: Holiday of Darkness: A Psychologists ’s
Journey Out of His Depression, originally issued in 1982 by John Wiley &amp; Sons in hard
cover, and re-issued in 1990 in soft cover by Wall &amp; Thompson, Toronto [6 O’Connor
Drive, Toronto Canada M4K 2K1]. I do not know any other testimonial that is as
effective in portraying the tragedy of depression and the recovery process.

It is kind of you to ask about my lecture schedule. I am scheduled to
present an ‘Update’ on ECT at a professional meeting in New York at the New York
Hilton Hotel on Saturday, December 3 from 11:45 to 12:30. The conference is a joint
presentation of the Albert Einstein College of Medicine and the American Society of
Clinical Psychopharmacology. Unfortunately, they are requesting hefty registration fees,
and I am not sure that you will get your money’s worth. A more productive meeting on
ECT will be held February 27-28 at the Ritz Carlton in Naples, Florida. Those sessions
will be led by the nation’s leading therapists. A brochure describing the course is, as yet,
not available but an inquiry can be directed to Dr. Charles Kellner at the Medical
University of South Carolina [803 792-9072].
I am pleased that we were of service to your mother. I can claim little
credit since her care was under the direction of my co-worker Dr. Laura Fochtmann.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>November 7, 1994
Fred H. Frankel, M.B.Ch.B., D.P.M.
Department of Psychiatry
Beth Israel Hospital
330 Brookline Avenue
Boston MA 02215
Dear Fred,
I regret your impression that Dick Abrams’ remarks honoring my work in
ECT detracted from the work of the 1978 Task Force. Faced with the task of writing a
note honoring my contributions, he cited a long list, including the experience with our
1975-7 8 committee. I know that he meant no disservice to others.
This note reminds me of your earlier suggestion that the Task Force be
memorialized in 1995, at the 20th anniversary of its inception. Somehow, I think that is
premature, since our product was not available until 1978 -- would a recognition in May,
1998 be more appropriate?

My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>Dr. Denise White

July 29, 1994

Department of Psychiatry
Groote Schuur Hospital
Observatory 7925
Cape, South Africa
Dear Dr. White,
Thank you for the recommendationof Dr. Ian Lewis for the position as Fellow in
our Department of Psychiatry. The application needs documented evidence of the completion of
medical training; satisfactory completion of residencytraining in psychiatry; letters of
recommendationfrom three sponsors [he should advise us to whom to write]; and satisfactory
grades in the FMGEM or USMLE examinations. [The last is essential for all trainees in the US]
It is my understanding that the examination schedule can be obtained from the US. Consular
offices. Please ask him to write a letter of appliication addressed to me.
I attach a copy of the letter I recently formulated for another applicant; it will give
Dr. Lewis a better idea of the work that is ongoing and planned.

It was a pleasure to work with you again in Philadelphia. It has taken me more
time than it has taken you, but I am now convincedthat NMS is a variant of catatonia. In talking
to Teri Rummans of the Mayo Clinic who recently described their experience with malignant
catatonia, she added the modiﬁcation that NMS should be seen as a variant of ‘malignant
catatonia’ -- a correction which I consider reasonable. Such associations lead logically to a
different protocol for the treatment of NMS -- that of‘lorazepam and ECT rather than dantrolene,
bromocriptine, amantadine, and l-dopa.
I am rather pleased with the changes in DSM-IV regarding catatonia, and decided
that since it is most likely that the APA Task Force will get brickbats and complaints, that perhaps
someone should extend a friendly hand. I did so in an editorial for Biological Psychiatry; a copy of
the accepted article is enclosed for your interest.

from him.

Thank you for the recommendationof Dr. Ian Lewis. I look forward to hearing
My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>A

State University of New York at Stony Brook
School of Medicine —— Department of Psychiatry
Max Fink, M.D.
Professor of Psychiatry
PO. Box 457
St. James, New York 11780

/

/4
jail”!
9?

b

'

Phone: 516 444-2929

516 862—6651

Fax: 516 862-8604

July 23, 1994
TO:

Robert Hirschfeld, M.D.

FROM:

Max Fink, MD.

Subject:

Ted Hutchinson’s memorandum14 July 94

M

Ted is a lay-person who was advised that his son needed ECT in California,
and he came up against the community prejudice and legal devices to frustrate its use. He
succeeded in getting treatment which was most helpﬁil. Since then, he has read widely in
ECT, developed a unique knowledge of the legal issues, especially those affecting the
FDA, and the role of the anti-psychiatry movement in the US. His ‘alerts’ to members of
the ECT community are respected.
He was instrumental in getting D. P. Devanand, Tom Bolwig, and Harold
Sackeim to compile the data in the reecent review of the pathology of ECT, the review
appeared in the recent number of the Am. J. Psychiatry. [He is a co-author].
I take his advice seriously and respect his knowledge.

The APA Task Force on ECT, headed by Richard Weiner, was establsihed
in response to requests for advice by the FDA in 1981 or 1982. It is still responding to the
FDA, and you may wish to get his advice, to correlate your responses. [Te1: 919-681
8742}

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                    <text>State University of New York at Stony Brook
School of Medicine ~— Department of Psychiatry
Max Fink, M.D.
Professor of Psychiatry
PO. Box 457
St. James, New York 1780

Phone: 516 444-2929
516 862—6651

Fax: 516 862-8604

1

July 8, 1994
TO:

FAX
FROM
FAX

Dr. Sweeney Pillay

617 855-3754

Max Fink, MD.
516 444-7534

7

The citations you requested are:
Fink, M. :EEG and behavior: Association or dissociation in man? Integrative Psychiatry [in
press, 1994]
Fink, M., Irwin P., Weinhold P.: EEG proﬁle studies of clozapine in volunteers and psychiatric
patients. Neuro-Psychopharmakologie1979; 12: 184-90.

My best regards to Jonathan.

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                    <text>“State University of New York at Stony Brook
School of Medicine — Department of Psychiatry
Phone: 516 4442929

Max Fink, M.D.
Professor of Psychiatry
PO. Box 457
St. James, New York 1780

516 862-6651

Fax: 516 862-8604

1

April 29, 1994
TO:
FAX:

Greg Fricchione, MD.
617 738-1275

FROM:

Max Fink, MD.
516 862-8604

FAX:

There is no secure literature on ECT in patients with amyotrophic lateral
sclerosis. The closest are the early reports of the successful use of ECT in patients with
multiple sclerosis [Savitsky and Karliner, N YSla/e .1. Med. 1951; 512788] and Alexander
[JNMD 1951; 1 14:283-306]. Others have written about the usefulness ofECT in
Parkinson Disease, general paresis, progressive muscular dystrophy, and intractable
epilepsy, in each case without negative effects on central nervous system ﬁmctions.
While none of these experiences are directly relevant to a case with
amyotrophic lateral sclerosis, I believe the consensus today is that if ECT is compelled,
there are no systemic disorders that would prevent the administration of ECT. I would
anticipate no speciﬁc difﬁculty other than that associated with swallowing and respiration
-— if brainstem signs are present sufficient to compromise these functions, the
anesthesiologist may well decide to intubate.
patient, keep good records and have your
junior write up. While cannot promise the response of my successor as Editor of
Comm/Siva 'l'herapy, I expect that he would look upon such a report with favor.

Ifyou decide to treat such

it

a

I

Good luck, and my best regards.

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                    <text>April 29, 1994

Donald F. Klein, M.D.
NY State Psychiatric Institute
722 West 168 Street
New York City 10032
Dear Donald,
After your letter about the hunt for the article on an evaluation of
psychoanalysis, I thought of calling Abe Lurie [516 681-5004]. He recalled a similar story,
stated that he had brought the tale to HH aﬁer sitting next to the author on a ﬂight. He
recalled that there was another evaluation done at Hawthorne-Cedar Knolls in the 1960s
The report was critical of psychotherapy, but could not give me any more data.
Perhaps you can jog his memory a bit more.
My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>December 27, 1993
Werner Herrmann, MD.
Clinical Psychophysiology
F reie Universitéit Berlin
Eschenalle 3
D—lOOO Berlin 13
FRG
Dear Werner,
I received your Fax regarding your nephew and took it up with Fritz Henn.
He will ask for approval from the Dean’s ofﬁce and should know within a few weeks.

We have had such scholars previously. Our third-year students have a
clinical course of 6 weeks which is both didactic (lectures) and clinical. It is preferable that
he be assigned to work on 10-North at University Hospital and if possible, should be there
when either I or Fritz Henn are ‘on service’. When approval comes, let me know what
dates he has available and I will advise you how to maximize his experience.
My best wishes for a happy and healthy 1994!
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>February 8, 1994
Walter Sannita, M.D.
Institute for Neurophysiopathology
University Hospital San Martino
GENOA
Italy

Dear Walter,
First, the good news that your good fairy deposited a check for $9,980 to your account on
January 10, giving you a balance of $14,335.
As for compiling a book from a meeting, it is a good idea and many publishers will
welcome the opportunity to publish, provided that you can convince them that there is a market.
That is usually done by showing that a society is behind the book, and that the society will ‘sell’
the book to the members by making it part of the annual dues; or by internal advertising; or by
subvention. The latter method is the most secure, since the publisher asks that you assure him of a
set amount [usually enough to cover his direct costs for 500, 1000, or 2000 copies], and he will
then gamble on making some money from additional sales.

It is not the list of speakers, nor their eminence, that will make the book -- but the
eminence of the authors, that is, the actual submissions that you receive to publish. The usual
procedure is to develop a ‘proposal’ for the book, which you can present to science editors of
publishing houses. I have attached the topics for a proposal.
Raven Press is a good bet, and when you have a proposal, send it to me, or bring it when
next you are in New York. Other publishers are Elsevier, Academic, Plenum, Karger, Thieme,
and others.
Having a co-editor is a pain, unless you can ﬁnd one who is obsessive and wishes to do
the work involved.
Ciao!
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>December 5, 1995
Chittaranjan Andrade, MD.
Department of Psychopharmacology
NIMHANS
Bangalore 560 029
India
Dear Dr. Andrade,
Thank you for sending me your most recent publication which outlines the
research contributions of NIMHANS to our understanding of ECT. It is impressive.
By happenstance, Dr. Sanjay Sandragiri was assigned to work on my
service this month. He is a trainee in our residency training program. He appears to be
talented, enthusiastic, and well trained already, so that it seems a shame for him to spend
the next three years in pedestrian learning activities. I was considering encouraging him to
undertake studies in ECT concurrent with his residency training. I understand that he
spent some time at NIMHAN S. I would be grateful for any remarks that you would share
with me regarding his potential for an academic career and his ability to assume the double
burden of residency training and innovative research.
My regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>Directions in Psychopharmacology
Published by
The Hatherleigh Company, Ltd.
420 East513t Street
New York NY 10022-8095

EDITORIAL BOARD RESPONSE FORM

Name Max Fink, MD

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In addition, I would like to write a lesson on:

would like to serve on the Program Advisory Board of Directions in Psychopharmacology.
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Thank you for the invitation to serve on the Board, but I must decline at this time.

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Signature

is requested for my manuscript.

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//F/»\//¢ @ 579.5001. swysa.

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Please return this form, along with an updated curriculum vitae, and send to:
Steven L. Pessagno
Managing Editor
The Hatherleigh Company
420 East 51 Street
New York NY 10022-8095

Thank you for your time in completing this form.

�</text>
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                    <text>November 26, 1995
Lizzie Sand Stromgren, MD.
Department of Biological Psychiatry
Psychiatric Hospital in aarhus
Skovagervej 2
DK-8240 Risskov, Denmark
Dear Lizzie,
I read your essay on ECT in acute delirium with much interest. I marked up
the text, and made suggestions which I believe will clarify the presentation. I also made
marginal numbered notes which are discussed in the attached memorandum.

There is little question about the efficacy of ECT in severe melancholia,
stupor, or acute manic states. The argument which I believe you wish to present is that in
acutely ill patients with histories of psychiatric or systemic disorders, the appearance of an
acute delirium, with or without fever, with or without rigidity, with or without autonomic
signs, is a possible indication for ECT; and if ECT, the use of en bloc [2-?3 ?4] treatments
may be life-saving. The discussion of unilateral and bilateral ECT and cognitive features is
beside the point. I believe we need a follow-up of the Kramp and Bolwig article as an
invitation to others to entertain the possibility of using ECT in this special type of case.
Thank you for the opportunity to read this report. My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>State University of New York at Stony Brook

.

\J
’

9 a

I

School of Medicine — Department of Psychiatry
,

Max F ink, M.D.
Professor of Psychiatry and Neurology
PO. Box 457
St. James, New York 11780

Voice: (am) 516 444-2990

(pm) 516 862-665
Fax: 516 862-8604
E-mail: mﬁnk@epo.som.sunysb.edu
1

November 26, 1995
Dr. Daniel Flores Amargos
Inst. de Psiquatria y Psicologia de Montevideo
Ellauri 1221

Montevideo, Uruguay
Dear Dr. Flores Amargos,
I am indeed ﬂattered by your invitation to particpate in a medical specialty
training program in Montevideo, and whicl I am inclined to accept the invitation, I am
aware that there is no suggestion as to what is expected of me. Do you intend to develop
courses over extended periods in Montevideo, or single day seminars? Or, do you wish a
list of sites to which you can send trainees, much as you did Dr. Savi? I will reserve my
answer until I am apprised of the details of your program.

Meanwhile, I am interested in hearing of any programs developed since Dr.

Savi’s visit here.

My regards to Dr. Lyford-Pike and Dr. Savi.
Si

erely ours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>July 17, 1995
Worrawat Chanpattana, MD.
Department of Psychiatry
Srinakarinwiroth University
Vajira Hospital, Samsen, Dusit
Bangkok, Thailand
Dear Dr. Chanpattana,
I have read the outline of your proposed study of continuation ECT in
interest. There is a need for a prospective study of ECT contrasted with
with
schizophrenia
neuroleptic drugs in schizophrenia. The basis for this belief is the review, now in press in
Schizophrenia Bulletin, which I recently completed with Dr. Harold Sackeim; a copy is enclosed.

The question which you seek to answer with the design of your study, however, is
not central to our present concerns. Most patients are treated with neuroleptics ﬁrst, and only
treatment failures are considered for ECT. In such a group, there would be little justiﬁcation to
continue treatment with a failed compound [such as a neuroleptic]. If you wish to answer the
question which intervention reduces relapse rate for longer periods, and at what cost, then patients
who failed an adequate neuroleptic trial for schizophrenia could be assigned to receive either a
continuation neuroleptic [although an atypical neuroleptic like clozapine would be preferred]
contrasted with those treated with ECT [either alone or combined with the atypical neuroleptic].
Such a study would parallel ongoing US studies comparing the relative efﬁcacy and safety of
continuation ECT, continuation lithium combined with a tricyclic compared, and lithium alone.
It is probably inappropriate to use haloperidol combined with ECT since there are
few studies of this combination. Considering the high risk of haloperidol for inducing dyskinesia, it
is not favored by many psychiatrists.
I am not directly involved in the support by our governmental or private agencies
of mental health research, and so cannot answer your query about support.

My regards.

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry
and Neurology

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                    <text>Self &lt;PSYCH|ATRYIMFINK&gt;
taylorm@mis.finchcms.edu(Taylor Mickey)
Re: congrats on MEDLINE

From:
To:

Subject:
Date sent:

Wed, 2 Oct 1996 15:48:19 -0500

Dear Mickey,
Monday morning visited the library and the librarian showed me the
list of new journals accepted for indexing by NLM, and l was so
delighted to see ourjournal listed! Then came home and the mail
said the same thing.
I

I

How reassuring! How wonderful! You are to be congratulated on getting
the journal so far.

have decided that the lay-world needs a verbal explanation of ECT,
something akin to the videotape. So have been working on a
'popular' book for the trade market titled ELECROSHOCK!
Two publishers are interested, but before signing a contract l
decided to finish a good part of the book and then see if get a
better deal. So far, 21 chapters are written -- in various stages.
hope to have it done by the winter.
I

I

I

I

Harold Sackeim is the chairman of the SBP meeting in May 1997. He

visited us yeaterday and among topics, asked whether he was
interested in a discussion [debate, symposium, whatever] on the
difference in the US eclectic view of catatonia and the European
classical view that catatonia IS schizophrenia. He seemed interested.
suggested Beckmann and Stoeber of Germany, Taylor and Fink for the
US. Any thoughts? Could you go to California in May if carry
this through?
I

I

I

All my

best.
Max

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                    <text>Robert M. Post, M.D.
NIMH
Building 10 Room 3N212
9000 Rockville Pike
Bethesda, MD 20892

May 21, 1996

Dear Bob,
I am pleased to nominate Harold Sackeim of Columbia University for the

NARSAD Selo Prize.

For the past decade, Harold has been the nation’s leading researcher into
the practical issues in electroconvulsive therapy. He has deﬁned the importance of the
seizure threshold, energy dosing, and electrode placement in the eﬂicacy of ECT for
affective illness. In addition, he has clariﬁed the role of ‘pharmacotherapy-resistance’ in
the efficacy of ECT in affective disorders. Leading from those experiences, he has
organized and is now analyzing the data of the nation’s only study assessing the relative
efﬁcacy of continuation TCA vs continuation lithium plus TCA vs placebo in the aftercare
of patients who complete ECT. He has also made important suggestions as to the
mechanism of action of ECT, and in the present brouhaha about TMS, he is carrying out
the most organized and detailed studies of this possible alternative induction method.
He has been an NIMH scholar, a NARSAD scholar, received an award of
the ACNP, and is now a member of the APA Task Force on ECT.
For the decades of the 19605 to the 19803, it could be said that I led the
ECT research community. In the past decade, that role has surely been taken by Harold
and his leadership should be acknowledged. I am pleased to nominate him for the honor.
My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>Health Sciences Center
School of Medicine
Department ol' Psychiatry and Behavioral Science

April 16, 1996
TO:

Charles Kellner

From:

Max Fink

Subject:

Letter of Mr. Herman

W

I am in receipt of a copy of a letter addressed to you by a Mr. David Herman
regarding the use of CT pages for Szasz.

DH is a chronic psychotic who has latched on to ECT and drugs as the cause of his
difficulties; he is active in writing to everyone about his desire to save the world by stopping ECT
and drugs. He likes Szasz and Breggin.
He has written often; and as often, I have not answered.
My lack of reply is no sign of agreement or acquiescence.
See what being an editor gets you!

State University of New York at Stony Brook
Stony Brook, New York 1 17947810]
5i 6444—2990 Fax: 5 ()7444—7534
I

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                    <text>March 19, 1996
Greg Fricchione, MD.
Division of Psychiatry
Brigham &amp; Women’s Hospital
75 Francis Street
Boston MA 02115
Dear Greg,
What a terrible story about Anthony Bouckoms! I liked him very much;
last November I invited him to join me and Charlie Welch in an ECT symposium at the
Boston APA meeting. He did well, and he told us of the changes in progress at Hartford
Hospital. Pity, such an untimely personal and professional loss; more than doubly sad for
his wife and remaining children.
I have read the article on catatonia with interest. My suggestions -- I
cannot read any article without and editorial pen in hand -- are in the text and margins.
Overall, I think the essay presents the experience well. But, if we are to be of service, we
should be more deﬁnite about the conclusions which we wish to leave as the ‘messages’.

The ﬁrst message is to recognize catatonia, and that is done well. Andy and
George will probably wonder why you do not recommend the use of their handiwor -the catatonia rating scale. By the time you get this note, it will be published [it is in the
March number of the Acta]. Instead of tables 4-6, should you not adopt the rating scale
and test method? We will surely have no objection to such use. [There is one small point -both George and Andy saw the scale as their ‘special’ handiwork and in the text of the
article labeled the scale as the ‘Bush-Francis Catatonia Rating scale’ or BFCRS —- a
cumbersome title that will not sell well. I believe you can adopt the scale without the
mnemonic label, as I have done elsewhere]
Similarly, you may wish to amplify the paragraph discussing the Bush et al
experimental ﬁndings in incidence of cases and treatment results, much as you do for the
Ungvari and Rosebush data (pg 16).

�The discussion of the theory of the mechanisms in NMS, catatonia, and
malignant hyperthermia deserves a clearer message (pg 23). When NMS was discerned as
an entity in the late 1970s, it was seen as similar to malignant hyperthermia, leading to the
suggestion that dantrolene be tried. But no commonality between MH and NMS has been
demonstrated except the superﬁcial appearance of the syndromes. Further, the evidence
for the efﬁcacy of dantrolene alone in NMS is anecdotal at best. (I am not convinced that
it does anything material in CNS disorders.) It does no good to continue to recommend its
use in NMS.
In the theoretic argument (pg 24), you argue for a speciﬁc site for
pathophysiology. Perhaps you would include a statement that one should assess PET with
xxxx as the ligand or SPECT for lesions in yyyy and/or zzzz. Such speciﬁcity may bring
you more attention than the more general, non-speciﬁc loci recommended now. [I believe
Mickey Taylor did himself a disservice by hsi trepidation in not seeking to argue for more
speciﬁcity; as a result his work is usually seen as ‘something happens to the brain, more in
the front than the back, I think . . .]
Finally, the summary argumen -- which is usually the most read- should be
clearer about what you recommend as a course of treatment. The journal is ‘critical care
medicine’, read, I assume by clinicians. What I have learned since we treated our patient
on 16N together is that that all neuroleptics need to be discontinued promptly; that
supportive measures instituted; and that lorazepam needs to be ‘pushed’. My present
dosage range for lorazepam is up to 16mg/day. I see no need to ever consider
bromocn'ptine or dantrolene -- if lorazepam fails, ECT is the deﬁnitive treatment. If the
diagnosis of catatonia is secure, such Rx will surely optimize the best for the patient.

I have also pencilled in corrections for some of the citations.
On a more personal level, I do not need to be a co-author of another paper.
I am delighted to help in this effort -- and will gladly review a penultimate draﬁ -- and all I
warrant is a note of thanks in the acknowledgements.
Many thanks for the opportunity to read this review. My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>DatezFebruary 22, 1996
TO:

D.R. Milne

FAX #

419 382-2378

Total Pages (including this sheet)-1-

Dear Mr. Milne,

I do not participate in public debates except for and with mypeers.
The tragedy in public discussions of electroshock is the anger shown by
many in the laity and some in my profession to the mentally ill. The same persons who
would undergo coronary artery bypass surgery or hysterectomy or other surgery with
alacrity are distressed out of all proportion at the idea of electricity coursing through
their brains, not realizing that their brains are hotbeds of electrical circuits already.
You would do better to ask the question: Why is it that E CT is available at

the leading academic centers in the nation but not in almost all the state and veterans
administrationpublic mental hospitals? Why do we have a two-tier treatment
program? [It is notﬁnancial since mentally ill patients are equally likely to be
admitted to the academic hospitals in your state as to the publicfacilities.] Try the
professor ofpsychiatry in your [or any] state and its commissioner of mental health.
Max Fink
From:
Max Fink, M.D.
P.O. Box 457
St. James, New York 11780
FAX:

516 862-8604

TEL: 516 862-6651

�Date: Feb 21, 1996

TO:

Mr. D. Milne
L9

FAX # 419 382-23175

Total Pages (including this sheet)-lDear Mr. Milne,
The essay by Gary Figiel is in the nature of ‘Chicken Little’s fears.
The four articles to which he refers ﬁnd no justiﬁcation for the routine use of
labetolol or esmolol other than the anxiety of the physicians. ECT is no more
riskful to the heart than climbing a ﬂight of steps -- indeed, less so.
More harm is probably done by routine use of anti-hypertensives
than by unmodiﬁed seizures, since severe and persistent hypotension is a
common accompaniment of such use.
If you publish such anxious statements, perhaps at the least you
would ask the author to specify what he means by ‘MAJOR’ and what he
means by “MINOR’ effects. Also, a complication is an unexpected, and
potentially damaging event. You may ask the author what the consequent
‘complications’ were in the unmedicated series.
I will not consider a reply. You do no service by such publication.
Max Fink

From:
Max Fink, M.D.

P.O. Box 457
St. James, New York 11780
FAX:

516 862-8604

TEL: 516 862-6651

�</text>
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                    <text>February 17, 1996
Ms. Sarah Lentz

DMS Box 470
Hanover, NH 03755
Dear Ms. Lentz,
Thank you for the opportunity to read you report on ECT and pregnancy.
It is quite good, but as an Editor, I have some suggestions to improve the history and the
practice.
In the history, the introduction of electrical inductions by Cerletti and Bini
was a modiﬁcation of an established treatment, that of Metrazole convulsive therapy. The
induction of seizures with camphor and then pentylenetetrazol [Metrazole] was introduced
by Ladislas Meduna in 193 4, highlighted in an international conference in Muensingen,
Switzerland in 193 7, accepted throughout the world as a treatment [see the supplement to
the Am J Psychiatry 193 8]. These events preceded and were surely the stimulus to the
Italians [Bini attended the 1937 meeting]. It would be better to state that the introduction
of convulsive therapy by Meduna was the innovation that altered psychiatric practice. He
deserves the credit.
The charge of overuse and inappropriate treatment of ECT is incorrect. All
treatments that are perceived as successful and safe are ‘overused’ as practitioners seek to
extend and deﬁne the indications. Think of the present enthusiasm for ﬂuoxetine or the
newer alleged psychotropics; or the extensive overuse of coronary artery bypass surgery;
or of caesarian deliveries. The canard should not be repeated and this section should be
deleted.
Further, ECT like other somatic treatments in use in the 19505, was
replaced by medications, but its renewed interest [in contrast to psychosurgery and insulin
coma] was occasioned by the failures of pharrnacotherapy. Despite the enthusiasm of the
public and the blandishments of the pharmaceutical representatives, many patients fail
modern drug therapies and are later successﬁil with ECT.

�In your suggestions about ECT in pregnancy, there are a few that are more
dangerous than you consider. Vaginal examination is not only not necessary but a
dangerous procedure during pregnancy and should not only not be recommended, but
enjoined unless compelled by signs or symptoms that warrant such an examination. There
is nothing about the examination that would alter or affect ECT, if ECT is compelled by
the patient’s mental state.
Anticholinergic medication as part of the ECT procedure is acceptable and
useful. External fetal monitoring during the procedure has been done, and remarkably, the
fetal heart rate is unaffected by the procedure. There is no justiﬁcation for such monitoring
as a routine procedure because the expense is excessive and the information yield nil.
In patients in the second half of pregnancy, intubation is part of the
standard of anesthetic care, and it is routine for all our cases. The use of antacids is
optional and our anesthesiologists no longer ﬁnd it useﬁil.
I am puzzled by the CME credit questions 2 and 3. ECT is indicated during
because
the patient is so psychotic as to require hospital care and is exhibiting
pregnancy
either suicidality, mania, inanition, or command delusions which threaten the life of the
mother or the fetus. The emphasis on diagnosis does not reﬂect the compelling indication
for ECT, that is behavior which puts patient or others at risk.It is not the diagnosis that is
the indication; many mentally ill mothers cany to term without medication or treatment.
Question 3 is ambiguous. Each of the modiﬁcations of procedure are
relevant to the care of pregnant patients.
Aside'from these quibbles, I commend you on your report. We are now a
main center for treating pregnant psychotic patients and treat at least one a month. Two
are in treatment now, one for severe depression and suicidality and one who was in manic
delirium. The ﬁrst is continuing in ambulatory treatments and cares for her other child; the
second has just had the delirium erased and is still being treated for mania and psychosis.
Good luck in your career.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>February 8, 1996
Dr. Sydney Archer

Rensselaer School of science
Troy, NY 12180-3590
Dear Sydney,
My recollections of the patients are hazy. But I called Dick Resnick and he
seemed more au courant. I have sent him your letter and asked him to call you.

If I can be of help,

let me know.

My regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology
cc: Richard Resnick MD.
43 West 94 Street
New York City 10025

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                    <text>Dr. Richard Horton

February 3, 1996

42 Bedford Square
London WC 1B 3 SL
United Kingdom
Dear Dr. Horton.
I read the essay ‘Revising the research record’ with much interest and
sympathy. As editor of Convulsive Therapy, no problems of scientiﬁc error have been
brought to my attention. Our level of error has been at a more triﬂing level, and so we
have not been faced with the difﬁcult decision as how to alert the readers to scientiﬁc
error. I am impressed that the Table ‘Taxonomy of error’ in your essay reﬂects the best
stande available today.
Since a published report has gone through the journal’s peer review, when
is
found
error
or charged, it seems logical to go through the same procedures to establish
error. Assuming the review concludes that error of fact or procedure occurred, such
conclusions warrant publication. The suggested ‘withdrawal of aegis’ by the journal is a
reasonable and innovative step in maintaining scientiﬁc integrity. The principal downside
risk is the assurance that the material presented the readers in the ‘withdrawal of aegis ’ be
complete and able to withstand procedural and legal scrutiny. The guidelines for authors
should reﬂect the possibility of such review of published material and the possibility of
such published revision.

Should you wish a publisher’s point of View, Dr. Alan Edelson, the founder
of Raven Press and the former President of Lippincott may be able to answer an inquiry
more formally than I [amedelson@aol.com;or 16 Washington Avenue, Irvington NY
10533}
Incidentally, I have stepped down as Editor of Convulsive Therapy, but am
still interested in the problems of editing and editors.
My regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>Saturday, January 27, 1996
1300 EST
Dear Alan,
Martha and I have just returned ﬁom a delightful 5-days at the Spice Island
Inn in Grenada. The weather was excellent, the food adequate, the accommodations
among the best we have had in the various islands. The hotel was next door to the offshore medical school in Grenada. I was able to chat with many of the students who were
relaxing and reading on the beach -- their cafeteria and dining tables are on the beach
front. I was saddened by the thought that these -- what seemed to me to be ﬁne young
Americans -- had to get their education in what seemed to be poor facilities [despite a
glorious beach]. I could see little that would distinguish them from our students at Stony
Brook.
Among my mail on my return is the communication from Richard Horton,
Editor of Lancet. I had been in touch with him when I edited CT. I am puzzled by his
inquiry. First, I had to look up the word ‘aegis’ [see ‘egis’] and found that it is a
protective inﬂuence, a shield. As I read [and re-read] the article, I come to the conclusion
that the ‘withdrawal of aegis’ is a legitimate editor’s response to an unsatisfactory article
which passed through the review net. What do you think?
I am still pausing in getting to write about ECT on the Internet. I have an
invitation from ‘www. mhsource.com ’, the home page of John Schwartz [CME, Inc., The
Psychiatric Times], and another from Ben Green [Psychiatry On—Line-- www.
cityscape.co. uk/users/ad88/psych.htm]. In addition, Stony Brook has decided to has
invested in a server for the medical school ‘home-pages’ and has invited faculty members
to set up their own. If my work-load decreases, I will think more about it.
It is pouring this afternoon -- why am I here instead of in Grenada? ? ?
My best to Carol.

a.
W

�</text>
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                    <text>January 28, 1996
Dr. Lawrence C. Perlmutter

Department of Psychology
Finch University of the Health Sciences
3333 Green Bay Road
North Chicago, IL 60064-3095
Dear Dr. Perlmutter,
Dr. Avi Calev has been a neuropsychologist in our program since 1990, and has
asked me to write a letter on his behalf. I have known Avi for about a decade, ﬁrst becoming
acquainted with him through his work with Dr. Bernard Lerer at the Hebrew University in
Jerusalem. At the time, Dr. Lerer was studying the electroshock process, and Avi provided most
useful examinations focused on cognition. With Dr. Lerer’s encouragement, he applied and was
appointed in our Department as a member of our electroshock evaluation program. He was well
liked and when an opening appeared in the inpatient clinical services, he was appointed as the
psychologist of my inpatient team. My relationship with Avi is therefore at multiple levels -- as a
co-worker, supervisor, and friend.
Avi is a talented neuropsychologist with an excellent grasp of psychometrics,
projective testing, statistics, and experimental design. He has been an active co-worker and a
leader for various projects, as attested to in his curriculum vitae, where he has a large range of coworkers. In addition to the reports of the cognitive effects of ECT, he has also assumed
responsibility for studies to determine whether pre-treatment with caffeine will inﬂuence
therapeutic results and cognitive effects of ECT. He has already published the preliminary results
which argue that the effects are favorable and is now completing the data collection for a random
assignment study.
I have known him also as the team neuropsychologist on our inpatient service. As
he
has
been most helpﬁil in assessing patient characteristics, elaborating the techniques for
such,
our residents and medical students, and assuming responsibility for psychotherapy in selected
patients. In the latter instance, he both treated patients and supervised our residents.

�Lately, he developed a relationship with Dr. Lynn DeLisi, an expert in the study of
schizophrenia. Together, they are working on a number of projects with which I am not directly
acquainted.
Avi is a conscientious, interested, intelligent, and well trained psychologist. He is
well liked by his co-workers and I have been delighted to work with him. He is knowledgable
about the literature, is able to document his positions in argument, and is technically skilled. I am
distressed that he has been asked to leave -- a situation which has been occasioned by the
necessary down-sizing of our Department and not associated with any of his defects or actions.

Sincerely yours,

Max Fink, MD.
Professor of Psychiatry &amp; Neurology
Attending Psychiatrist, University Hospital

�</text>
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                    <text>August 28 1997
Dr. Valdir Pricoli
Rua Albilio Soares, 639-123
04005-002 Sao Paolo
Brazil

Dear Dr. Pricoli,
Thank you for your letter. I am pleased to have been of help.
I am moving my teachiong and research operations from SUNY at Stony

Brook to the Long Island Jewish-Hillside Hospital complex in Glen Oaks, Long Island. It
is closer to the city. The hospital has a long tradition of ECT research -— back to 1953 -and I have developed a research team there.
We would be pleased to have you visit. Arrangements can be made to stay in
Great Neck, about 10 minutes from the hospital, or in New York City —- about 30
minutes.
You can reach me at my ofﬁce address as on this letterhead.
My regards.
Sincerely yours,

Max Fink, M.D.

�</text>
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                    <text>July 16, 1997
Harold S. Orchow, M.D.
Montevista Hospital
5900 West Rochelle Avenue
Las Vegas NV 89103
Dear Dr. Orchow,
The relationships between number and frequency of seizures, reduction in
mood disorder (efﬁcacy), increase in cognitive symptoms (safety), and electrode
placement are described in an extensive series of reports. The details are well described
by Abrams in his textbook Electroconvulsive Therapy (Oxford U. Press, 3rd Ed., 1997).
The most recent reports are those from Jerusalem by Bernard Lerer and his co-workers.
1.

2.
3.
4.
5.

Efﬁcacy in ECT for mood disorder improves with both frequency and
number of treatments.
Cognitive symptoms worsen as number and frequency of treatments
increase.
Efﬁcacy is greater for bilateral electrode placement, but such efﬁcacy
is associated with greater cognitive symptoms.
Efﬁcacy is less for unilateral electrode placement, and such lesser
efﬁcacy is accompanied by lesser cognitive symptoms.
Twice a week treatments achieve the same efﬁcacy and less cognitive
effects than three times a week treatments; but two weeks after the end
of the treatment series, when efﬁcacy is equivalent, cognitive effects
are not distinguishable.

As a consequence of these syllogisms, practitioners select the parameters
of treatment according to the severity of the symptoms. For severely ill and debitated

patients, where one seeks immediate improvement and is less concerned with cognitive
effects, ECT is given 3x/week with bilateral placement. This assures the best results. [In
severely manic or psychotic patients, this series may begin with two to four treatments
daily.]
For patients who are not too distressed, where cognitive effects are feared,
with unilateral electrode placements, at 3x per week.
treated
patients are

�In the elderly, where cognition is a principal risk, treatments are given
with bilateral placements no more frequently than two times a week.
Some practitioners deliver two seizures in a single setting. This is a relic

of 'multiple monitoered ECT' developed by Blachly and Gowing in 1966. MMECT was

tested and shown to increase risks with limited gains. The practice is no longer endorsed
except in the very severely manic, psychotic, or stuporous patient where an immediate
effect is required.
The practice of giving 12 treatments in four to ﬁve days, even with
unilateral electrode placement, sounds like MMECT — a practice which is not generally
recommended. The APA Task Force of 1990 wafﬂed on these data and recommendations
because the members of the panel were aware that many practitioners were still using the
MMECT model. A better review of MMECT is to be found in Abrams' textbook.
I trust these remarks are helpful.

For other opinions, you may want to post a speciﬁc case example on the
intemet site of 'convulsive-therapy@psycom.net' and see what others answer.
Sincerely yours,
Max Fink, M.D.

�</text>
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                    <text>State University of New York at Stony Brook
School of Medicine — Department of Psychiatry
.

’oe|

I

Max Fink, M.D.
Professor of Psychiatry and Neurology
PO. Box 457
St. James, New York 11780

Voice: (am) 516 444-2990
(pm) 516 862-6651
Fax: 516 862-8604
E-mail: mfmk@sunysb.edu

.

March 11, 1997
Alan J. Gelenberg, MD.
Department of Psychiatry
University of Arizona HSC
Tucson AZ
85724
Dear Alan,
Your reminder of a failure to review manuscript 4406 “The use of
ﬂumazenil in the anxious and benzodiazepine-dependent ECT patient” sent me to my
desk and ﬁles. I have not received the manuscript.
my custom.

Please send it on and I will get a review within a few days of receipt, as is
My regards.

W

Sincerely yours,
Max Fink, M.D.

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                    <text>State University of New York at Stony'Brook
School of Medicine — Department of Psychiatry
Max Fink, M.D.
Professor of Psychiatry and Neurology
PO. Box 457
St. James, New York 11780

Faculty Committee on Honorary Degrees
Graduate School
SUNY at Stony Brook
Long Island, New York 11794

Voice: (am) 516 444-2990
(pm) 516 862-6651
Fax: 516 862-8604
E-mail: mﬁnk@epo.som.sunysb.edu

April 25, 1997

Dear Committee Members,
Dr. Dale Deutsch has nominated Dr. Raphael Mechoulam of the Faculty
of Medicine of the Hebrew University of Jerusalem for an Honorary Degree at this year’s
commencement. I endorse his nomination with enthusiasm. Recognition of Professor

Mechoulam’s extraordinary achievements in medicinal chemistry, especially in the most
difﬁcult chemistry of botanicals, is well deserved.

I ﬁrst met Dr. Mechoulam in 1970 when I was the Principal Investigator in
NIMH
contract on the study of the chronic and acute effects of inhaled cannabinoids in
an
human subjects, both in Athens, Greece and New York. We were asked to examine the
behavioral, psychologic, and electroencephalographic effects of different cannabinoids to
assess which were the most active in altering behavior and their dependence liability. It
was from Dr. Mechoulam that we received large sample amounts of various cannabinoids
derived from special samples of hashish provided by Dr. Costas Miras of Athens and
marijuana from US. government ofﬁces. Based on his cooperation, we were able to
demontrate the activity of A9 and A8 cannabinoids, and contrast these with other complex
compounds.

His recent identiﬁcation of a natural cannabinoid-active compound in the
brain has sustained a good part of the academic research into cannabis, at a time and
under conditions of national and international confusion about its risks.
Such an honor is well deserved and I am delighted to join Dale Deutsch in
this nomination.
Sincerely yours,

Mug/Lac
Max Fink, M.D.
Professor of Psychiatry
and Neurology

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                    <text>April 13, 1997
Mrs. Katherine Graham
The Washington Post
1150 15th Street NW.
Washington DC 20071
Dear Mrs. Graham,
Reading the story of Mr. Philip Graham’s death in your Personal History
is a sad reminder that even the best educated in America do not get the best medical care.

The tragedy reﬂects the failure of the early recognition of manic depressive illness, the
failure to use available medications, and what is most egregious, the failure to use
electroshock. While much has been learned since, the beneﬁts of electroshock, including
its use against suicide, were clearly well known in the profession at the time of the
tragedy.
Why write now? Because your tragedy is still repeated in America. It is
one thing to have a fatal illness for which no remedy has been devised; it is another to
have an available remedy and not use it because of professional bias and incompetence,
encouraged by the bias of the press and the media.

Electroshock, as you hint [pg 329], is different today than what was
available a quarter century ago. But the negative attitudes to electroshock expressed by
your husband’s physicians are as prevalent today. The legislature of the State of Texas is
considering a bill to abolish the use of electroshock in the state; it already has regulations
that proscribe its use in persons under the age of 16. A starting point could well be the
enclosed memorandum from Texas.
The bias against the use of ECT is largely engrained among mental health
professionals and managed care companies where ECT is seen as a ‘last-resort’ therapy -—
to be used only after all other possible treatments have been tried and failed. Dependence
of oft-repeated ineffective trials encourage suicide and death.

�Mrs. Katherine Graham

Page 2

Perhaps you can turn the powerful searchlight of the Washington Post on
national
bias
and hostility against the use of an effective and safe treatment for severe
our
depressive illnesses. Sadly, few of the active psychiatrists at NIMH have experience with
electroshock. The only two names that come to mind are Dr. Richard Wyatt and Dr.
Matthew Rudorfer; the ﬁrst has an academic knowledge but little clinical experience; the
second a limited clinical experience. But they are knowledgeable.
Thank you for writing such an interesting story and for expressing so
clearly the tragic effects of professional bias against an effective intervention.
Sincerely yours,
Max Fink, M.D.

�</text>
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                    <text>March 11, 1997
Mr. Philip A. Pardee, Membership Coordinator
American Psychiatric Association
1400 K Street, NW.
Washington DC 20005
Dear Mr. Pardee,
I should like to endorse the application of Guillermo Jose Castrofor
Quintela
membership in the American Psychiatric Association. I met Dr. Castro
during my visits to Montevideo as a consultant and speaker at national meetings over the
past few years. He is an associate of Drs. Alexander Lyford-Pike and Gabriel Savi in their
teaching program and clinical practice. He participated in clinical case conferences and
expressed a good knowledge of clinical practice.
Dr. Castro has attended meetings of the APA and has attended courses
with his co-workers. In one ECT course when I was the instructor, Dr. Castro
participated actively in the program. He is an excellent candidate for Corresponding
Member and I recommend him without reservation.

Sincerely yours,

Max Fink, M.D., F.A.P.A.
Professor of Psychiatry &amp; Neurology

�</text>
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                    <text>Date: March 11, 1997

T0:

Dr. Athanasios P. Zis

FAX #

604.822.7922

Total Pages (including this sheet)

-5-

Dear Athanasios,
Sorry for the delay in answering your FAX but I have been on holiday.
A search of the ECT Database ﬁnds only a few studies of parkinson’s disease
and ECT. I attach the citations from the ﬁle.
I know of no studies in progress on PD and ECT. A few years ago I was told
that Dr. Melvin Yahr at the Mount Sinai Hospital in New York was managing such a
study but I have yet to hear or read an abstract. Richard Abrams had such a study in
progress in Chicago but the intake must have been slow because he retired and I have
heard nothing more of it.
Ray Faber at the VA in San Antonio, Texas told me of his program in ECT in
PD and that he was doing maintenance treatment. Ray was the one who explained our
cases of delirium and advised me to reduce the l-dopa doses. His review with Tn'mble is a
good He would be the one to call for possible experience.
I know of no PET studies published or in progress.
Sounds like you have a good problem in hand. Go

row
Max

From:
Max Fink, M.D.

FAX:

TEL:

516 862-8604
516 862-6651

P.O. Box 457
St. James, New York 11780
Alternate FAX: 516 444-7534
Alternate TEL: 516 444-2990

�</text>
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                    <text>February 6, 1997
Lee C. Miller, MD.
Northwood Ofﬁce Center, Suite 9
2201 Forest Hills Drive
Harrisburg PA 17112
Dear Dr. Miller,
You inquire about a 39-year old man with a ‘life-long’ depression who has
been sensitive to the side-effects of medications and is considered a treatment failure to
psychotherapy and medications. He began ECT on September 6, 1996, showing
improvement after 6-8 treatments ‘and then curiously the gains seemed to recede.’
Treatments continued and then ‘switched over to maintenance treatments.’ Treatments
have had to be given weekly, and any attempts at lengthening the interval between
treatments is followed ‘by a drop in mood’ [and presumably a request to continue].
The beneﬁts of ECT usually persist alter the course has ended. But
some patient’s beneﬁts are limited to a few days after each treatment and it was for such
patients that continuation therapy, either medication or ECT, has been recommended.
1.

How to explain it? The beneﬁts of ECT arise from our ability to stimulate
the hypothalamic-pituitary axis to liberate, in greater quantities over a persistent period,
of those hormones [labeled by me as ‘antidepressin’] which regulate mood. In some
patients, ECT ‘j ump-starts’ the process and further stimulation is not required. In others,
the change is transient and repeated stimulation is required. The best analogy is our
experience with insulin -- in some patients, diabetes can be controlled by diet; in others,
oral agents; and yet others, daily and mullti-daily dosing of insulin is necessary.
To get around it -- treat more intensively and hope to get the system
working again. At times, we have re-admitted patients to hospital and given a new course.
2. ‘Indeﬁnite’ courses of treatment are occasionally required. At UH we
have records of patients with 40, 140, and 180 treatments over periods as long as 10
years. In some, the period between treatments was lengthened by concurrent treatments -lithium and then lorazepam in one case, clozapine in another.

�Given these facts, I have no concern about continuation treatment. I
would, however, do the following.
a. Assess by careful inquiry to the family whether unprescribed
medications are being taken out of your ken. Speciﬁcally, alcohol, benzodiazepines, or
even barbiturates muck up a treatment series. I would surely enquire what is meant by ‘a
small dose ofXanax at bedtime ’. Self-restraint is not a feature in benzodiazepine use.

b. I would next entertain a series of treatment trials —- lithium at levels of
0.4-0.6 mEq/l; lorazepam at 0.5mg bid; and if well tolerated, lorazepam at 1mg tid.
c. Perhaps, an independent consultation as to diagnosis is warranted. If the
underlying pathology is that of a dysthymic disorder [a lifelong atypical depression] or an
Axis 11 character pathology, perhaps the best course is to forego ECT before any damage
is done. Prolonged courses of ECT are the basis for legal suits, the plaintiffs arguing that
the treatments incapacited their ability to survive and work in society and their claims for
damages achieve credibility with insurers and juries.

Your question is interesting. I will be out of the country until February 26.

If you want to discuss this ﬁn'ther, try me late afternoons at the numbers above.
Sincerely yours,
Max Fink, M.D.

�</text>
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                    <text>February 5, 1997
Henry Pechstein, MD.
145 Cathedral avenue
Hempstead, New York 11550-1125
Dear Henry,
What a lovely surprise! It was a pleasure to look through that Newsletter
of 1959 and to realize that it was almost 40 years ago. The names alone -- Lenzner, Nord,
Shapiro, Zuger, Bauer, Whittier, and the speakers Nate Klein and Harvey Tompkins-brought back images. I remember almost all of them. It was a much freer time in
psychiatry; our battles with the psychologists seem like the battles of Neanderthals today.
archives.

I am delighted that you are sending the old numbers to the Society

I am still teaching at Stony Brook. I have maintained an active research
interest, and seem to have made a name in keeping electroshock alive. My book in 1979
was useful; my student Richard Abrams took it over in 1988 and is now issuing his third
edition. Not to compete with him, I decided that a ‘popular’ book on electroshock was
needed and I have just signed a contract with Oxford University Press for a ‘trade’ [read=
popular] book which I hope to have done by June.

All in all, life has been good to me. I trust the same for you. My thanks for

thinking of me.

Sincerely yours,
Max Fink, M.D.

�</text>
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                    <text>Walter Sannita, M.D.
Institute for Neurophysiopathology
University Hospital San Martino
1 6 1 32
GENOA,
ITALY

February 4, 1997

Dear Walter,
Thanks for your recent notes. I worked on the IPEG Artiles of Association and enclose
my pencilled comments. I think that some members would be shocked to think that the residual
money -- even if there will not be any -- was committed to the German EEG Society. Better to
have the ofﬁcers decide what to do at the end. It is usual to give a party and spend all the money
when a society dissolves. Good times and good memories should be had by all.
As for Dr. Valducci, it is a tragedy. But, electroshock is a surgical procedure and even if
someone has given more than one-million treatments, the same care must be given to the one—
millionth-and-one. The patient’s death, as described, is the result of a doctor’s error. It happens,
but that does not excuse the physician. The family deserves recompense. The reason is simple —if there is a question about eating before ECT, the treatment is either passed over; or if the
treatment is compelled by the state of the patient, it can be given, provided that the patient is
intubated. [Hence, our insistence in the US. on an anesthesiologist for every treatment]
Tell Dr. Valducci we are sympathetic, but he seems to have erred.
I am off to Astralia for two weeks. It seems that they want an American ‘course’ in ECT

and Martha agreed to go with me.
My best regards to Titty.

Sincerely yours,
Max Fink, M.D.

�</text>
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                    <text>January 12, 1997
Dear Jack,
It was good to hear from you again; I also received a card from Sophie and
her family on holiday. All is well here. Martha has just returned from a short visit to our
two grandchildren in Phoenix. The are growing well and the reports were glowing. My
son, as a Department chairman, is in that phase of his life that he is dealing with ‘movers
and shakers’ -- deans, university presidents, and corporate executives. He likes the power.
At the same time, he is at a pinnacle of his research career, with much research money
and many students, and has to decide which effort -- the academic or the political -- to
follow. Martha reminds me that I was in the same phase when I was in Missouri as the
head of an institute. I am glad I chose the research.
On the topic of research, a few years ago I urged some leaders in ECT to
organize a study comparing the efﬁcacy of continuation ECT to that of continuation
medications [lithium and a tricyclic]. After three years of bargaining, the Government has
awarded grants to four hospitals in a collaborative effort. Unfortunately, the federal funds
are inadequate to do the study properly. In the past, universities were willing to support
the research effort, seeing such work as part of their academic responsibility. No longer.
The issue now is wholly -— how much money do you bring in as a clinician; how much
are we paying you; and if we cannot make a proﬁt, maybe it is time to go. So, I am in the
process of returning the money to NIMH.
The process has become ugly. The Dean has asked whether I am willing to
retire now. After all, he says, he can hire two psychiatrists for my salary. When I noted
that I have been accorded all sorts of honors as a teacher and as a leader in research, he
smiled and said that the school had paid me for such efforts in the past, but for me to ‘get
with it’ -- the times have changed. Martha and I have begun the necessary dialogue to
retire later this year, after I have completed my present assignments. These end in June
and after some months of terminal leave, I should be free.
My book ELECTROSHOCK is coming along nicely. I have written a
for
the laity. I have a good publisher [Oxford University Press]. All the main
description
chapters are written; I am busy with the end-notes and appendices. While it will not lead
many to this useful treatment, it will serve to answer some questions.

�As with my university, a similar immediate return seems to have affected
old
your
company. Earlier in the year, when mirtazepine [ORG 3770] was about to be
marketed, I reached the research director at Organon USA and suggested that we
undertake a clinical trial of mirtazepine in delusional depressed patients, with an eye to
deﬁning its efﬁcacy in hospitalized patients. I noted that the ﬁling data in the US. [which
he had sent me] was limited to out—patients. In return, he said that they were not at all
interested in testing mirtazepine in in—patients. [I do miss the days when it was possible to
talk directly to Organon’s leaders]
I replied that I ran a clinic of depressed patients and I offered to examine
mirtazepine in either our depressed patients after a course of ECT [was it as effective as a
tricyclic in continuation treatrnent?] or in those who were not so ill, and for whom we
could deﬁne the clinical efﬁcacy at the same time as its effects on adrenal functions.

Again, he wrote to say that they were not interested. Too bad. The competition for
attention in modern psychopharmacology is based wholly on hiring ‘names’ to give
‘talks’ about new drugs and to ‘testify’ as to their effects. Most of my peers are already
on the do g-leash for other compounds [of which there are about eight]. I fear that
mirtazepine will have no better fate than mianserin in this country.

Martha continues her supervision of student teachers; our daughter Rachel
in Massachusetts has adopted a lovely, bright, and intelligent Chinese girl whom we love.
And Linda has convinced her husband to take a position in Virginia -- they are building
their home on almost 200 acres of mountain-top nearby to her college.
I continue to give courses in ECT and lecture on my new-found interest,
the syndrome of catatonia. Martha and I are off to Melbourne in late February. That will
be our ﬁrst trip to Australia.
So, we move on from one phase to another. When I step down, it should
be possible to travel more freely. We will see. Meanwhile, Martha joins me in thanking
you for your kind note, and we wish you and your family continuing health in 1997.

�</text>
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                    <text>42.5.3.
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�October h

, 195“

Interin Report
Dear Dr. Miller,

requested I wish to report that the following projects have been in progress this summer in this
department.
1. Effect of electroshock on memory func»
tion tests. Twenty-four patients are now fully studied;
the data is beingA collected; and a report is planned
for the 1955 A P meetings.
2. Effect of Lysergic Acid on perceptual
functions, including Rorschach; and on blood chemistry.
These experiments are now in progress and will be completed by the end of the year.
‘E3iy Under the terms of the U.S.P.H.S. grant
a continuing study of perceptual changes in insuli n,
and EST patients is now in planning.
a. A psychiatric rating scale, modified
after Malamud, is in use. As soon as it is standardized
in this population, it will be presented to the Research
Eonmittee.
£5. The Funkenstein test (Hecholyl) in EST
and insulin therapy is being checked in our pop—
As you

ulation.

Sincerely,
HF33RB

�Obtober

Projects in Progress

as.

1954

/

,2-\

Relation of mental changes to behavior f‘
1'
(1) Effect of organic mental syndrOme on results of EST.
(3) Changes in perception with I92.
\
(3) Can ACTH. cortisone alter brain function and thereby

(a)

l

;

i

results of

(b)

EC!

or ICT?

\

\

Psychophysical measurements of Psychiatric terms - an operational
approach to terms of diagnosis.

(1) Denial: Relation to improvement in electroshock

Relation of premorbid character to change in
behavior in electroshock.
(2) Ambivalence:

Is

it possible

to measure ambivalence by

psychophysicel menad and relate to the past history of

the patient in choice of neurosis?

Relation of chemical agents to psychoses. psychological.

(o)

biochemical and behavioral aspects.
(d)
9

Rating Scale'

�October 1?, 195b
Dear Dr. Rachlin,

requested I wish to report the following
projects have been i n progress this summer.
(1) Effect of electroshock on memory f unction,
FRO, Amytal tests and nerceptual tests. Twenty
four patients have been fully shielded. The
first revert on the relation between the
response to treatment and the occonotal test is being
submitted to the A E A. The observat ion support
As you

the thesis that there is

a

relation between t

development of an organ.

he

Mental syndrome and

improvement.

Effect of lysergiv acid on perce ptual
functions. Rorschack and blood chemistry. The
psychiatric and psychologic tests are being
prepared for presentetnion at the American
Psychopathological Association.
(3) Under the terms of the U.S.P.H.S. gr ant
a continuing study of perceptual changes in
insulin and EST patient a is now i n planning.
(3) A psychiatric re.ing scale, modified after
Halemud, is i n use. As soon as it is standardized
in this population, it will be presented to the
(2)

Research Committee.

(5)

The Punkenetein

test (neohom) in

EST

and
__

�nsulin the rapy
population.
1

18

being checked

Since rely,

1

n our

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                <text>Annual report - department of neurology; Interim report to Dr. Miller; Progress Report; Letter to Dr. Rachlin;  </text>
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                    <text>�nau-

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PM!»

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wwwmmtawmummwmwm.
Pu

WW
hammmwmamummmaaw

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«ma-W'mmmwmmhnmmmwmm hmuuaummumMmmwrm-um

unmmmm,m.m,wmmummm

��.ﬁ‘

V

mum
mum.
mm
am-ammummmrmmmam
ummmmmmmnmw
hr mum iii. W mumt WM AM}. 1955.
www.mmmmarumwanm
mnmwmmmwmmumummuw
mmmu‘mummm‘
WW.
8.
mMMMMWWWhNWW‘
mu m

in
nan-mm
m

:15

7.»

WW

Mmemm
3»

mm

.mumwmummmwbmmmmwm
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mummuuwotmmumm
9'9me”.
mammmmdmuuatmummmmum

murwmwmuwuwmmmnr
ammmxmysa.

��Dr. Fink

January 18, 1955

To:

All Department Heads

'Re:

Annual Report

Please prepare
Report

all

-

l95h

of your data for the 195h Annual

at the earliest possible date.

All tables and other information should be turned in

to Mrs. Bailey, Office Manager, on or before February 10.

uith your statistical data, Dr. Miller requests
that in addition to any tables or general statistics
which you will furnish, that you write a succinct out—
line of the'work of your department for the calendar
which
comments
in
appeared
the
to
similar
l9Sh,
year
Along

the last Annual Report for your department. Please
submit

all

data in three copies.

I think that will be
Report in.March of this

With everyone's cooperation,

able to publish the Annual

year.
a report of

I
vities of the hospital similar to the
would

like you to

Janua RY 19 meeting.

make

all

research'acti—

one given

Maurice Bachrach

Administrator.

Mled

at the

�(33L
Biochemical Research

Material assistance was offered the laboratories during 1954
in the form of enlarged quarters, and by the award of a two-year
grant from the National Institutes of Health. The program initiated
the previous year by Dr. Harry Goldenberg, Director of Laboratories,
was continued along the following lines:

Clinical

Methodoloww

It

has become abundantly clear that the clinical laboratory can
no longer cope with the special problems of mental disease using ther
standard chemical tests carried out in general hospitals. Consequently
increased attention has been directed towards providing the clinical
laboratory with procedures for testing adrenal and carbohydrate
metabolic function as well as for determining the course of drug
and shock therapy. Reference has previously been made to ketosteroid
and corticoid analyses. A new direct colorimetric test for hormone
conjugates is nearing completion. Rapid micromethods have alib been
perfected for two standard analyses, viz. blood phosphorus and
which have hitherto been subject to large experimental
phosphatase,
A
simple technique is also being investigated for following
errors.
the course of chlorpromazine excretion in urine.
Metabolism of Steroid Sulfate Conjugates
Impetus to our earlier studies on the metabolism of sulfuric
acid—bound steroid hormones has been furnished by an InStitute of
Health Grant which makes provision for much needed equipment and
simple
personnel. At the outset of the grant period a remarkably
method was discovered for the colorimetric assay of steroid sulfates,
based on the use of basic dyes. Further inquiry shows that, aside
from its use in enzyme research, the method offers great promise for
the assay of bound steroids in blood and urine as an index of
these
lines.
Studies
along
continuing
are
stress.
physiological
Mechanism of Action of Lysergic Acid Diethylamide

and
from
drawn
have
been
vitro
conclusions
inc preliminary
ig
which
induces
LSD
mode
25,
a
of
of
drug
action
on
the
vivo
studies
in
a—transient psychotic state:
(l) LSD 25 is a powerful inhibitor of human serum cholinesterase.
(2) Parallel with a definitive response by the individual receiving
LSD 25 there is a rise 11),..38rum alpha keto acids.
Hormone Assay with Enzyme Systems
There appears to be little doubt but that hormones are implicated
The
in
establishing
deterrent
prime
mental
aberrations.
and
emotional
in
of
for
of
assay
suitable
procedures
this relationship is the lack
.

�function. Were such procedures available it should be possible
to catalog mental illness on a chemical basis and suggest corrective
action as an adjunct to the psychiatric services.
Since the effect of hormones on various organs is mediated via
enzyme systems, an extended study has been undertaken into the
The
hormone
for
systems
isolated
enzyme
of‘using
assay.
possibilitywould
involve incubating the test fluid with the appropriate
procedure
enzyme system in a test tube, and then determining the degree to
which the enzymes are altered by the hormone in question by measuring
conditions
the release of a colored product. To determine the choice of makuxx
been necessary to
for carrying out these measurements it has The
on
two
mathematical
studies.
papers
out
detailed
first
carry
in
Several
manuScripts
are
more
been
have
published.
this'subject of
preparation.
various stages
hormone

Bibliography
Goldenberg, Harry
"Rectification of Nonlinear Beer's
690 (1954).
Goldenberg, Harry

Law

Plots”, Anal. Chem., gg,

"Rectification of Nonlinear Enzyme Activity Curves.
Arch. Ricchem. and Biophys., §§, 288 (1954).

I. Preliminary"

�.;

and
Research
of
the
of
Publications
Department
Psychology
;/

Research in the Department of Psychology was oriented around several themes including: Refinement of psychological tests, the persis—
tent problem of schizophrenia, and the effect of maturation and agang as

measured by objective

criteria.

Certain aspects of the Rorschach test were dealt with more objectively
by a series of papers by Dr. Gurvitz and Mr. Eichler and Mr. Feinberg.
These set up for the first time objective adult standards for evaluating
many Rorschach criteria which were not available previously. Further
data was made available to experimenters illustrating the normal process
of aging and maturation to further extend the cancept that if people grow
older there are decrements in intellectual functioning and personality
ingegration.
In two new papers to be presented at the Eastern Psychological Association meeting, further progress was made in diagnosing schizophrenia by
teens of psychological tests.
The past and current research in psychology at Hillside has continued
to attract attention both in terms of the acceptability of papers in both
scientific meetings and professional journals, and also in terms of the
many hundreds of requests for reprints sent in by psychiatrists, psychologists and social workers.
These papers and research projects have also served as a training
medium for psychological internes in the Department of Psychology and the
past year was noteworthy for the fact that each one of the psychological
internes or staff members presented at least once at a psychological convention or participated in some published research.project.

��RESEARCH

During the calendar year l9Sh two projects were

in process. their families pay for hospitalization

a) Study of rates which patients and
as correlated with time Spent in the hospital.

b) The adjustment of applicants referred by psychiatrists found unsuitable
for admission to Hillside Hospital during period 1951/1953.

This latter study is a series of studies which is being done to determine the
adjustments in the community and the use of community resources for applicants
who have applied for admission to Hillside HOSpital but were found unsuitable.
It is planned to continue this series during the year 1955.

In addition, the joint project with the Jewish Community Services of long
Island concerning the placement of discharged patients in private residence
continues.

W3

research project is being set up at the Altro'work Shop to which patients
discharged from Hillside Hespital go in order to learn work habits.
A

Publications:

)/
&lt;3'“&gt;(
'21”
,~
63‘”
7
s====r
;)

Vocational Adjustment for the Emotionally Disturbed
Authors: Roland Baxt, Abraham.Lurie, and Joseph .A. Miller,
.

-

M.D.

Presentations at conferences:
a)

[pulse Pinsky presented a paper at the National Conference of Jewish Communal Service in May, 1951;, called, "The Impact of Medical Crisis on the
Family".

b)

AL:hd

‘

Abraham Lurie Spoke at the National Conference of Social‘Wbrk in may, 195h,
"The Implications for Psychiatric Social‘work of Team‘work Relationship
Between Social'workers and Psychologists".

�MEMORANDUM FROM THE

CREATIVE THERAPY DEPARTMENT

WWW

1955

Study on the constructive and/or
destructive use of passive and active aggression as a differential test for determining

schizophrenic responses.
Data for this research project had
been gathered for the past three years. Their
sifting and clinical evaluation is planned in
the near future.
The test is carried out within the
C.T. program and consists of 16 specific proand
number of

jects

EZ/r

#290

a

sub-tests.

“a
707

Ernest Zierer

�Fsbmary 2, 1955

Memorandum

from: Dr.
To:

Subject:

Fink

M.

Bondsr,

M. D.

24.1).

Anmsl Report of Hillsids Hospitals

and
medical
services
with
other
Coordination md cooperation

with the psydxiatrio staff

past you. With
in.
slsotmoncsphalogmm,
for
the
of
laboratory
sstsblishnsnt
tho
crossed use of this facility and of the consultation faoilitin m
was

incrsssed during

the:

ands by members of the resident and attsndim staff.
the
answered
attending
by
19
consultations
ssrs
the
yes“:
hiring

neurology oer-vies, and

1:0

consultations in addition vsrs anmrsd by

the rssidaxt neurologist. In the slootrosnoophahgramio laboratory
111:8

this nun":- 75 constituted consultstion
taken
rsoords
wars
the
0!
records.
maindsr,
follow-up

”cords vars taken.

rsqnssts and

01'

in tho oourss of two invsstigations

-

one

in tho effects of electro-

shosk on brain function; and the second on the

relationship between

treatinsulin
the
of
and
the
rssults
can
function
brain
in
changes

mt.
Evaluation of the organic mental mamas provided the major
with
three
Thurs
were
patients
consultations.
nourologio
Icons for
the
clinic.
followed
in
sud
who
controlled
wars
disordsrs
leisurs
Four

logic

nonrafurther
for
another
institution
to
transfsrod
sore
pstiants
work—up and

troatmnt.

when
direction
another
in
The neurologic service
nto
consultation
prior
for
aimissions
olinis
nods
tbs
tron
qussts ms

was extended

hospital admission.
your and

Sm

such

oomltstions

were dons during the

svnlustion
butts:for
s
an
upper-unity
ssrvioo
providsd
this

�of the patients problems before autumn“.
introduced to you in 1953

to evaluate organic

m

natal

The "

mail

test"

which was

mm richly used during the put year,

syndmmlg

.

�Fobmary 15', 1955

modem

Annual Report

of

Wt

of Neurology, 11111:“. Hospital

—

moperation with the psychiatric star! and other mdical gen-ion
by when of the neurology
was increased during the year.

63th

Fortyunino «nomination: by the attending neurologists, and

«agitation:

1:0

additionﬂ

were answered by the supervising neuropaychiatriut.

the eiootroenmphalographie laboratory

111:8

ream-ch

mm

m.

In

this

01'

lumber, 75 constim‘bod consultation requests and follow-up rewards.

Evaluation of the organic mantel syndrome provided the major
focus for ammlog‘io consultations. more were three patients with

mime

disorders

who

were controlled and followed in the

patients mm tranatemd to
work-up and treatment.

Hillsido in

1953 was

The

«3111116.

Four

guard hospitals for further nonmlogie
«um»; ﬁrst“ which to: introduced at

mm widely used to evaluate organic mental and»

must.
{the

mmlogic service uni also

extended when rogue“; worn

man from the admissions clinic for consultation prior to hospital
admission.
such consultations were answer-ad during the your and

Sm

this service provided
boron admission.
Under

tom

an

opporhnity for a batter evaluation of patients

of a U.S.P.H.S. grant, the electroencephalographic

laboratory was swarmed for taohirboscopy, and a number of basic nouns.
physiological problems were smdiod.

f

’13:“

��_

my}-

1955

Neurology

hmommmwumammmwumh
mes
in the visiting

a...

was noon
almond by

mm.
Wynn».

tndmtharrﬁ

m supervising

mailman

In th. metro-n

mphdographic laboratory, 210 mom an am, of which 7!; war;
consultaticn "quests. For the most put, the consultations in!" on)»

momentum
(6); pain syndma (3) and axiom cum
tit-onion (7); men-1
wt:
&gt;nenrnlng1c mum (10). 'th wk). test for organic bran dim”
Wmtinﬂpt’dnnu.
activities
mar-aura:
”sued
mm...
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uﬂmofuorganicmtalayﬁmﬂﬂ

ingpmmo.

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as: u.-

momma!
Dr. H1110?

TO:

Dr. H. Fink

RESEARCH SERVICE,

smcrmmmya-pm-m.

Dummmtharmmhthemmamanumwmume

.

in organizing an mom nhctmshook

2mm,
the

and the

mam,

the

mm
m

Scrpuil project. Considerable mm

electron-Museum laboratczy,

and

sum

Public Health Bunion for adds!

lamb

Grant

“97.

penis“ w

mm

in

project with Dr.
spout in letting up

WMar

by the

equipment

mud

thu

no

,

Fonoving discussion with Dr. Embers and Dr.

known,

Dr. LnQuor

Wimudtoviaitiﬂllgidumdmmmm..Dr.LIQm15mchup
of the Luann unit at Grandma: State Hospital.

a: March 9th, Dr's. numbers,

mum and melt mum cm:- to as Dr. hQuor'I mam unit.

m

intended in his

that. Vinita, the

use or

split

mm mm: to induce com.

mm.

This '11]. be

mm

RobertluhnandnvaeuvisiudDr. hulﬂoehandnr.
thhtric Imtituto chitin-$133M. Wﬂaittonr. WWW
Dr.

undue for the

nut

Following

Med research emanate. at. Dr. Blmbarga suggestion din-

mud a similar project ban, and the protocol was
prumtod at the nut numb can-dun mating.
nth»

w.

purponoracqmmuthmmaentnumh

with Dr. Ismail

m

most helpful as

m.

second
Our

b. has had dmidunbla experience

in psychoplvaicq. tachniquu.

SW8 ut his ham and dime.“
withhmthemdforimmudmndsforthocmmm. Iupmssodtohiu
(h

March 17th

I Visited Dr.

Ismail

thodllinbﬂityofhlvingmummeo that Dr. ﬁlmmldbo
thoDuunPoundntionorthoPnaidcntamifm Public

mppomw

‘19de

that

��mm:
Glon om, no: Ia-k
KEPITAI.

April 28, 1955

to,

Dr. Josoph S.A.Hillor,llodioal Dix-sates

M8

Dr. Kl! Pink

8i:

subJoot:
'

hospital,

Honth

Promos Ropu-t and Room-noun".

Atthsondstthofirstsixnouthsasbirootorotnosoomhatth
1 should

libs to dosoribo tho prosont stoto of our rosoaroh program,

thhnsfathoﬂuturo,anitonkowonoouasndationsforsrosm
asparagus.
I:

Prosoat

m

dotinitivo report of tho rosooroh aotivitioo of tho dspsrtnsnts of
tho hospital was prooontod to tho nsdioal Board on April It, 1955. by tho chairman
of tho Itososroh Omittoo.
A

tho prosont tins, tho staff assisting tho Dirootor inoludos two
it
psychologists and a part-tins sscrotary ( supportod by norm and

Dausn Foundation
grants); and o half-tins no toohnioian. Port-tins roooorch ootivitios aro
cox-riot! out in tho various sorvicod sports-onto. In tho Doportuont at Ioborotorios,
two toohnioians oro assisting Dr.Goldonborg, undo:- tho tons of a noon-oh
grant
of tho USPRS. Of tho psychiatric staff, two supss‘visim psyohiatrists and two
rosidonts aro ootivoly oncogod in part-tins rosoaroh. Of tho ottonding staff,
tour labors of tho Hodicol Board as in diroct collaboration with hospital
psrsonnol in spocitio projects.

is octivo in tho following projootst
a. Following on tho sumoay of tho 1951; proJoot on thorolotion of altsrod
brain mnotion to
following olootroohook thorapy, a oooond
projoot has boon undsrtoksn to asaosa tho chorootomlogioal and bioehonioal factors in impromnt.
b. An snluotion of sorposil so a thoropoutio ogont hao boon undortakon
as an intomopsrtaontal projsot, with tho sotivo oooporotion of tho
.diool dopu-tmnt, onporvisim psychiatrist and a rosidont psychiatrist.
has Dinotor

imam.

o.

dosslopuont of moan-so of abivolonoo, both as a chorootonologiosl
factor and a symptom of psychiatric choc-ponsation. “his study is in
conjunction with a lambs: of tho Hodiool Board.

d.

and taoMstoooopio
”physiological
of tho new, is now noaring oonplotian.
Dnﬁont

Tho

'l'ho

laboratory, built with funds

Tho

hm m'ass stimlata's,
nocosoary for tachis-

mt.
mublod.

oscilloooops, and roloy and lons
tosoopy havo boon dolivorsd, on?! are being
boon outlinoo and will begin by slid-Mu.

Projects hovs

�4-2Bimltonoomly with thou motto, I havo boon participant in a
nunbor of tho dopartnontol projocto at the hoopitalp oooporatod with tho ﬁbcultun Study Omittoo in tho dmlop-ont of its protocol; and havo mlnatod
throo protocola which uoro oubnittod to tho Roaoaroh Conittoo from outoido
loot-coo, and out. opooifio roommdationa on oooh.

now
mum

problou of mohiatry involvo all aopooto of tho moo, oonroo,
for thoo'pocitio tonic
tron-int and provontion of tho Nor poyohoooo.
an! innmatory poychoooo, nothing is known of tho otioloy of ochioophronia,
involutional paycheck or antic-domain illnooo. Itch duoription of tho
oouroo of thooo illnooooo io availablo, but thio haa boon of littlo bola": in
troatnont or promotion moot in ioolatod inotonooo. mutant io omit-idol;
and

W

at boot, poi-ital".

'

"

control roam for hospitalisation in loot pationto in tho dmlomontvo! owning tonsion and anxiow, and pmhotio thoughto. lutorporoonal
rolaticnohipo havo boom diotortod, culmination blurrod, and otfootivo activity
oo to throotod oolf-prooorvation. rho vat-1m porchiotric thorapioo
oo
availablo today attack difforont aopoota of thooo problouo. A prion-y goal io
tho doovoaoo in tonoion and musty, and tho ovum-o of mohotio idoation. hob
offal-t in «pound ot chaining intorporoonalxolatimohipo and oodoo of omnioation; and nontual ”education and oupport d tho pationt in dirootim his
ootivitioo along «room ohannolo that lood to
on! meiot- prooorvotim.
Tho

m1

alto

0'thMom.

“ti-toot“: intho njority or
ma‘ont nothoda
portion.- in at loaot town-11y atomim tho poyohotio
rollovine tonnion
and indnoim a roturn to non offoctivo
In this prooooo, tho following nothodo are pennant at tho hoopitoln
Ont

1.

W.
By

2.

By

3.

By

hoopitolilation,

thoe pationt
'

is ”poo-om

pm,

and ioolatod

'

tron bio

»

.diootion,

barbitnratoo, oorpooil, and chlorpronaoino,
and by olootz-oohook and ubnlatory insulin trootnonto, ton-ion and
anxioty
are roduood.
dmg

W

oo

olootroohock, olootz-onaroooio and inmlin cola thorapy pontwtio
idoation in omod by altoring brain function.

It. By group and social

aotivitioa, om group thong, in a poniooivo
onvironoont, bottor communication io footorod.

5.

individual poyohothorapy intorporoonal rolationahipo oro tootorod
alom nan-tic line.

6.

onvironnmtal “Isolation, sob ”causation, and oooial oorvioo
bolp, offootivo mnotioning is

By

By

Onrnaoaroh

prom

W.

io dovotod to ltudyingthooo

Miovnda-otamthomwmt

moo.

diooiplimo aro omtmotivoly appliod at tho hoopital,
tho offootivonooo of aw hao not boen mftioiontly some»; nor hao tho undo
While thooo

'

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�HILLSIDE HOSPITAL

Glen Oaks,

New

York

April 28, 1955
Tb:

Dr. Joseph S.A. Miller, Medical Director

From:

Dr.

Max

Fink

Six Month Progress Report and Recommendations.

Subject:

At the end of the

first six

months as Director of Research

at the

hospital, I should like to describe the present state of our research program,
our plans for the future, and to make specific recommendations for a research

department.

I: Present
'A

Proggam

definitive report of the research activities of the departments of

the hospital was presented to the Medical Board on April h, 1955, by the chairman
of the Research Committee.
At the present time, the staff assisting the Director includes two
psychologists and a part-time secretary (supported by USPHS and Dazian Foundation
grants); and a half~time EEG technician. Part-time research activities are
carried out in the various service departments. In the Department of Laboratories,
two technicians are assisting Dr. Goldenberg, under the terms of a research grant
of the USPHS. Of the psychiatric staff, two supervising psychiatrists and two
residents are actively engaged in part-time research. Of the attending staff,
four members of the medical Board are in direct collaboration with hospital

personnel in Specific projects.
The

Director is active in the following projects:

a. Following on the summary of the l95h project on the relation of altered
brain function to improvement following electroshock therapy, a second
project has been undertaken to assess the characterological and biochemical factors in improvement.

evaluation of serpasil as a therapeutic agent has been undertaken
as an interdepartmental project, with the active cooperation of the
medical department, supervising psychiatrist and a resident psychiatrist.

b.

An

c.

development of measures of ambivalence, both as a characterological
factor and a symptom of psychiatric decompensation. This study is in
conjunction with a member of the Medical Board.

d.

neurophysiological and-tachistoscopic laboratory, built with funds
of the USPHS, is now nearing completion. The two Grass stimulators,
DuMont oscilloscope, and relay and lens systems necessary for tachistoscopy have been delivered, and are being assembled. Projects have
been outlined and will begin by mid-May.

The

The

v'

/

�-2...
Simultaneously with these efforts, I have been a participant in a
number of the departmental projects at the hospital; cooperated with the Subculture Study Committee in the development of its protocol; and have evaluated
three protocols which were submitted to the Research Committee from outside
sources, and made specific recommendations on each.

II.

Future Programs

Present problems of psychiatry involve all aspects of the cause, course,
treatment and prevention of the major psychoses. Except for the specific toxic
and inflammatory psychoses, nothing is known of the etiology of schizophrenia,
involutional psychosis or manic-depressive illness. Much description of the
course of these illnesses is available, but this has been of little help in
treatment or prevention except in isolated instances. Treatment is empirical,
and

at best, primitive.

central reason for hospitalization in most patients is the devel~
opment of overwhelming tension and anxiety, and psychotic thoughts. Interpersonal
relationships have become distorted, communication blurred, and effective activity
so minimal as to threaten self-preservation. The various psychiatric therapies
available today attack different aspects of these problems. A primary goal is
the decrease in tension and anxiety, and the erasure of psychotic ideation. Much
effort is expended at clarifying interpersonal relationships and modes of communication; and eventual reeducation and support of the patient in directing his
activities along effective channels that lead to self- and social- preservation.
The

present methods are apparently satisfactory in the majority of
patients in at least temporarily stemming the psychotic process, relieving tension
and inducing a return to more effective functioning. In this process, the following methods are prominent at the hospital:
Our

1.

By

hospitalization, the patient is separated

environment.

and

isolated from his

2. By drug medication, as barbiturates, serpasil, and chlorpromaline,
and by electroshock and ambulatory insulin treatments, tension and
anxiety symptoms are reduced.
3. By electroshock, electronarcosis and insulin coma therapy psychotic
ideation is erased by altering brain function.

b.

By group and

5.

By

social activities,

environment, better

and group therapy
communication is fostered.

in a permissive

individual psychotherapy interpersonal relationships are fostered

along

realistic lines.

6. By environmental manipulation, job reeducation, and

help, effective functioning is strengthened.
Our

social service

research program is devoted to studying these processes.

A. To Understand

the'ﬂay Therapy'Horks:

disciplines are constructively applied at the hospital,
the effectiveness of any has not been sufficiently assessed, nor has the mode
While these

�.3mode
of
of
the
lhe
study
evaluated.r
present
been
adequately
of operation
has
Electroshock
of
our
interest.
example
an
electroshock
of
is
operation
By
assessing
in
many
from
patients.
depression
psychotic
resulted in improvement

be
works
will
electroshock
the various possibilities it
understood. If this is accomplished, then some ideas about the mental and
The understanding of
become
clear.
may
in
depression
physiological processes
A plan for a
of
service.
research
the
electroshock treatment is the first goal
similar study of insulin coma therapy is now in preparation; and others at the
environment
as a therapeutic
of
the
hospital
a
study
planning
hospital are

is

hoped

that the

way

mechanism.
B.

Relationship of Character Structure to Diagnosis:

child—
of
the
the
demonstrate
importance
to
devoted
been
study has
hood environment in the development of character, behaviour patterns under stress
conditions and the neuroses. Other investigators are actively involved in assess—
of
adult
in
the
variety
result
that
childhood
relationships
the
in
the
factors
ing
behaviour patterns. It is not possible to carry out such studies at Hillside,
but the important relationship between character and the type of mental illness
of
behavioural
to
of
the
character
patterns
the
relation
the patient shows;
change which we call 'improvement'; and the aspects of character that resist
treatment methods can be assessed. A prototype of such studies is now in progresselectroshock
in
therapy.
improvement
to
basic
of
character
the
in
aspects
much

C.

Biochemical and Physiological Factors in Mental

Illness:

ill

for long periods, appear to take on a stereoPersons who have been
and
chemistry
in
their
reflected
which
is ultimately
typed behaviour pattern,
by
neurologic,
'non—reactor'
and
patterns
such
of
'reactor'
Study
physiology.
the
failures
in
assessing
methods
important
and
are
drug
biochemical
physiologic,
and
physical
illness
between
psychiatric
the
relations
of present therapies;
Such
and
a
improvement.
between
therapies
'organic'
and
the relation
illness;
to
drugs
EST
and
reaction
where
second
project,
the
in
incorporated
study is
and
of
long
short
terms
in
be
assessed
will
electroencephalogram
changes in the
term improvement rates.
(Follow—up):
Results
Treatment
of
D. Continuing Evaluations
suffer
treatment
of
generally
of
present
the
results
studies
Follow-up
of
the
evaluation
done
an
without
are
only;
one
therapy
because they assess
control
to
standard
and
compared
not
are
improvement;
for
subject‘s potentialities
followcontinuing
a
be
to
organize
possible
With
may
active support, it
groups.
evaluated
on
admission;
assessed
are
the
in
hospital
which
patients
up program, in
followed
a
and
over
then
methods
at
discharge;
and
psychiatric
by psychologic
number of years with an evaluation as to sustained change and reasons for failure.
much
would
have
at
discharge,
the
to
predictions
Such an evaluation, if compared
base—line
for
and
a
provide
of
choice
therapies,
present
merit in assessing the
the evaluation of any future therapeutic methods.

III.

Recommendation

of
problems
the
methods
in
attacking
of
suggested
In this outline
the
treatment
best;
as
one
made
to
specific
specify
no
effort
have
I
psychiatry,
is
that
fragmentary
so
it
knowledge
is
Present
the
specific.
or one etiology as
of
psychoses.
the
major
to
the
eticlogy
make
as
only
a
to
poor guess
possible
A multidisciplinary approach with full freedom to follow many leads is the best
of
a
establishment
recommend
the
would
For
I
be
this
offered.
reason,
that can

�-

u

-

Research Service, with full-time personnel devoted to such studies. I would
suggest that such a service have "research" as its function; that it be independent of the service departments of the hospital; and that it have a basic
budget which would assure continuation regardless of the availability of outside
research funds.
A.

The

Research Service should have the following organization:

1. Director of Research -- Responsible to the Medical Director.
2. Research Associates in Psychiatry and Psychology.
3. Research Assistants:

a.
b.
c.
d.

Psychology
Neurophysiology

Psychiatry
Social Service

h. Secretarial and clinical personnel.
5. Technicians.
B.

Annual Budget recommendations

for the Research Service:

1. Director
2. Associate in Psychiatry
"
in Psychology
b. Assistant in Psychiatry
"
5.
in Psychology
“
6.
in Neurophysiology
"
7.
in Social Service

8. Secretary
9. Technician
n
10.

-

Lab
EEG

(1/2 time)

$20,000
12,000
8,000
6,000
5,200
5,200
h,000
2,760
h,000
1,300

Equipment: As warranted
Consumable Supplies

Travel

Overhead:

As

decided by Administrator.

- $25,000.
- 20,000.
- 10,000.
- 10,000.
—

-

-

8,h00.
10,000.
6,000.
3,300.
6,000.
1,800.
2,h00.
1,000.

available as a continuing commitment to
the Medical Director for long range planning of the Research Service.
These funds should be made

For the budget year 1955-1956. I should like to make the specific
recommendation that the following are the minimum requirements:

1.
2.
3.
h.
5.

Director

Research Assistant
"

"

Secretary

Consumable Supplies

6. Travel
7. Overhead
8.

EEG

- Psychiatry

- Psychology
&amp;

Equipment

Technician (in Operating budget)

$15,000.
7,500.
7,200.
3,000.
2,h00.
1,0000

-

$36,100.
1,600.
$37,700.

�0. Space:
Problems of space at the hospital are acute, and will provide an increasing measure of difficulty as the service is developed. It is suggested
that in the next capital outlay by the hospital for construction, some allowances
be made.
for the Research Service
‘

D.

Relation with Other Departments:

activities of the Research Service are to be those designated by
the Director. Interdepartmental projects will be carried out by the Research
Service, or in those instances where approval of the Research Committee is obtained, by the departments involved. Supervision of such interdepartmental
projects will lie with the Research Director.
The

Interdepartmental projects are to be fostered by the Director. Prior
approval by the Research Committee and the Medical Director is required. Such
projects as are consistent with the service functions of the departments involved
W111 be fostered. Presentations and reports are to be approved by the Research
Committee prior to publication.
E.

Job Description:

1. Director of Research:

objectives of the Director of Research will be to: (l) Organize
and maintain an active program of research and a Research Service; (2) Promote,
supervise and integrate research activities at the Hospital; (3) Educate hospital
personnel in research methods and progress; and (h) Administer research funds.
The

The

director of research will:

a. Organize a central project or series of projects appropriate to the
unique character of the Hospital and integrate this into the activities
(therapeutic) of the Hospital. Progress reports will be submitted to the Medical
Director and to each meeting of the Research Committee of the Medical Board; and
such data as is approved for presentation will be submitted by the Director or
his delegate at the appropriate scientific society.

all

staff to plan and carry out individual
research projects. Third year residents in psychiatry are to be specifically
encouraged to undertake research projects under his direct supervision, or that
of an attending psychiatrist. For these residents, and any other professional
members of the staff, the director of research is to assist in the planning of
b. Encourage

members

of the

the project; in its integration into the hospital program; and in
both technically and financially.

its

support

0. Carry on such educational activities as the supervision of third year
residents in research; monthly seminars in research problems and progress; and
periodical reports of important psychiatric meetings. The director will maintain
a calendar of meetings and lectures; stimulate attendance thereto; and foster the
He
such
of
is also to invite such
meetings.
at
Hospital
activities
presentation
guest lecturers and seminar leaders as are available.

d. Administer all research funds with the approval of the Medical Director.
This includes the stimulation of fund sources; the application for funds; and their

allocation to hospital projects.

�2. Research Associate:

Director in all projects at the hospital; to
assume responsibility for specified projects; and to carry on such independent
investigations as his training and experience dictate.
Tb

work with the

Associate in Psychiatry is to be a qualified diplomats in
psychiatry, with extensive experience both in psychoanalytic psychiatry and in
descriptive psychiatry. By training or experience, the associate should have
teaching qualifications; and some training in research methods.
A. Such an

assume responsibility for that portion of the functions of
the service assigned to him by the director; assume responsibility in the director's
absence; attend conferences, meetings and assume teaching functions as recommended
by the director.
He

range

—

will

Salary to be determined by qualification and experience. Probable
$12,000 to 20,000.

B. Such an Associate in Psychology is to be a qualified psychologist
with at least 10 years experience. Psychoanalytic experience is preferable.
The equivalent in academic standing of Associate Professor is the guide line.

research associate in psychology is to assume responsibility
for those functions of the Research Service assigned to him by the director.
An evaluation of testing methods. statistical evaluation of results. and a
of
the research
of
of
aspects
contr0l
the.functioning
procedure
in
all
rigorous
service are his responsibility.
The research associate in psychology may be chosen from the research
assistants. Salary range - $8,000 to 10,000.
The

will: organize and supervise projects
in the department; supervise projects of the resident psychiatric staff; assist
such department heads as request aid in organizing departmental projects; advise
the director of new research possibilities; attend conferences, write reports and
papers, and carry on such administrative activities as the Director may require.
Both Research Associates

Board

at

Appointments to Research Associate are to be made by the Medical
the recommendation of the Medical Director and the Director of Research.

3. Research Assistants:

assist the director in his research activities and carry on
the work of the department. Each assistant is to be responsible to the director,
and will carry on such tests, procedures, write such reports, and present those
To

papers designated by the Director. Assistants are to be qualified by training
and experience for the specified jobs named. They are to be appointed by the
Medical Director at the nomination of the Director of Research.

a. Assistant in Psychiatry: For such psychiatristswho have had three
or more years of formal psychiatric training but not yet certified, the opportunity to work for one or more years on a Research Service may provide the
stimulation for continuation in research and also provide the director with the
assistance of personnel intermediate in experience between the resident and the
associate. The assistant in psychiatry can assume responsibility for the selection

�-7of the patients for the various projects; evaluate changes in behaviour with
treatment; assess the importance of intrapsychic and environmental factors in
the present behaviour of the patient. the assistant.vill assume responsibility
for those aspects of the problems under investigation as are within his scope,
and assigned by the director. He will write such reports, papers and make such
presentations as the director may suggest. He will make such tests, learn such
technics and work with those members of the research service or the service departments of the hospital as his projects permit.
Salary is dependent on experience. Probable range $6,000 to 1C,000.
b. Assistant in Psychology: Graduate in psychology with a minimum
of doctorate. Preferable experience in research methods and publication experience
with some specialization in laboratory methods. Equivalent academic status of
assistant professor. The assistant in psychology is to carry on such psychologic
and laboratory tests, and make such statistical and methodological evaluations
as the projects of the service require; and to make such reports and presentations
as the director may suggest. He is to direct the laboratory technicians, organize
their work and assume responsibility for the maintenance of all testing equipment
and materials. In the design of projects, he is to assume responsibility for the
application of the best methods and design commensurate with the goals of the

project.

Salary range

~

$5,200 to 8,h00.

c. Assistant in Neurophysiology: M.D. or Ph.D., with a minimum of
three years experience in electroencephalography or neurophysiology. To supervise
and coordinate all neurophysiological studies, now being organized; develop and
build electrophysiological equipment; assume responsibility fer such animal studies
as are organized; cooperate with the psychologist in coordinated neuropsychological
investigations; and supervise technicians in electrical methods.
This position can be filled only if the laboratory is expanded to
include more basic studies. Personnel can then be recruited from medical school
training centers. Salary range - $5,200 to 10,000.

d. Assistant ~ Social Service: B.S. (Soc. Work) with minimum of five
years experience in field or administrative work. Emphasis on interviewing
technics and assessing family relationships. Personal analysis recommended.
If previous research experience with psychiatrists or psychiatric clinics is
noted, it should be heavily weighted.

Assistant is to assume responsibility for interviewing relatives
of patients and develop technics of assessing premorbid characteristics based
on history and interview; to obtain histories from relatives and patient relevant
to the early years of development; to cooperate with the psychologist in assessing
the personality of the subjects; and to coordinate research testing in the various
projects. Patients seen during their hospitalization in any of the research
service projects are to be seen by the social worker prior to discharge, and eVery
effort at follow up contact made. For all follOWbup testing and evaluation, the
assistant will make the necessary contacts and arrangements for the director.
The social worker assigned to the research service will, if time is available,
cooperate with the Director of Social Service in those interdepartmental projects
which he may have organized with the approval of the director of research.
Assistant is to be selected by the Director of Social Service.
Salary range proportionate to experience in research. Range - $h,000 to 6,000.

�e. Technicians:
EEG -~ High
l.
fundamentals

school graduate, although two years college preferred.
To learn the
of electroencephalography; make the necessary measurements and place electrodes; obtain artefact free records; maintain card files;
type reports; keep records in systematic way; and maintain equipment. Technician
is to be responsible to the assistant in neurophysiology or the director.

Salary

-- if

untrained,

$52,600;

if trained,

$33,060

to 353,600.

2. Lab. Technicianp-Neurophysiology. College graduate, preferably
with some engineering or physics experience. To assist the assistant in neurophysiology and/or the assistant in psychology, in the development and maintenance
of electrical equipment; to assist in the handling of animals; to cooperate in
the experimental procedures; to build, adjust and design special equipment.

Salary range dependent on training-- Rangeﬁ .000 to 6,000.
IV.

Summary:

Research Director is actively involved in a number of studies of
the mechanism of treatment. To maintain a continuing function and make long term
planning feasible, it is recommended that a Research Service be established; that
be an integral part of hospital organization with a continuing annual budget.
it
A proposed organization is included in this report, with a projected annual budget
of $60,000 ~ $70,000; and with a minimum budget 1955-56 of $36,100.
The

This report approved by the Research Committee April 27, 1955.

Respectfully submitted,
Max

Fink,

MoDo

Director of Research

�HILLSIDE HOSPITAL

Glen Oaks,

New

York

April 28, 1955
Th:

Dr. Joseph S.A. Miller, Medical Director

From:

Dr.

Max

subject: Six

Fink

Month

Progress Report and Recommendations.

first

six months as Director of Research at the
hospital, I should like to describe the present state of our research program,
our plans for the future, and to make specific recommendations for a research
At the end of the

department.

I: Present
A

Program

definitive report of the research activities of the departments of

the hospital was presented to the Medical Board on April 5, 1955, by the chairman
of the Research Committee.
At the present time, the staff assisting the Director includes two
psychologists and a part-time secretary (supported by USPHS and Dazian Foundation
grants); and a half-time EEG technician. Part-time research activities are

carried out in the various service departments. In the Department of Laboratories,
two technicians are assisting Dr. Goldenberg, under the terms of a research grant
of the USPHS. Of the psychiatric staff, two supervising psychiatrists and two
residents are actively engaged in part—time research. Of the attending staff,
four members of the l"ledical Board are in direct collaboration with hospital
personnel in specific projects.
The

Director is active in the following projects:

a. Following on the summary of the l9Sh project on the relation of altered
brain function to improvement following electroshock therapy, a second
project has been undertaken to assess the characterological and biochemical factors in improvement.

b.

evaluation of serpasil as a therapeutic agent has been undertaken
as an interdepartmental project, with the active cooperation of the
medical department, supervising psychiatrist and a resident psychiatrist.

c.

development of measures of ambivalence, both as a characterological
factor and a symptom of psychiatric decompensation. This study is in
Dmedical
member
of
the
with
Board.
a
conjunction

d.

neurophysiological and tachistoscopic laboratory, built with funds
of the USPHS, is now nearing completion. The two Grass stimulators,
DuMont oscilloscope, and relay and lens systems necessary for tachistoscopy have been delivered, and are being assembled. Projects have
been outlined and will begin by mid-May.

An

The

The

�-2...
Simultaneously with these efforts, I have been a participant in a
number of the departmental projects at the hospital; cooperated with the Subculture Study Committee in the development of its protocol; and have evaluated
three protocols which were submitted to the Research Committee from outside
sources, and made specific recommendations on each.

II.

Future Programs

Present problems of psychiatry involve all aspects of the cause, course,
treatment and prevention of the major psychoses. Except for the specific toxic
and inflammatory psychoses, nothing is known of the etiology of schizophrenia,
involutional psychosis or manic-depressive illness. Much description of the
course of these illnesses is available, but this has been of little help in
treatment or prevention except in isolated instances. Treatment is empirical,
and at best, primitive.
The

central reason for hospitalization in most patients is the devel-

opment of overwhelming tension and anxiety, and psychotic thoughts. Interpersonal
relationships have become distorted, communication blurred, and effective activity
so minimal as to threaten self-preservation. The various psychiatric therapies

available today attack different aspects of these problems. A primary goal is
the decrease in tension and anxiety, and the erasure of psychotic ideation. Much
effort is expended at clarifying interpersonal relationships and modes of commun—
ication; and eventual reeducation and support of the patient in directing his
activities along effective channels that lead to self- and social- preservation.

present methods are apparently satisfactory in the majority of
patients in at least temporarily stemming the psychotic process, relieving tension
and inducing a return to more effective functioning. In this process, the following methods are prominent at the hospital:
Our

1.

By

hOSpitalization, the patient is separated and isolated from his

environment.

2. By drug medication, as barbiturates, serpasil, and chlorpromaaine,
and by electroshock and ambulatory insulin treatments, tension and
anxiety symptoms are reduced.
'

3. By electroshock, electronarcosis and insulin coma therapy psychotic
ideation is erased by altering brain function.
'

b. By group and social activities, and group therapy in a permissive
environment, better communication is fostered.
5.

By

individual psychotherapy interpersonal relationships are fostered

along

realistic lines.

6. By environmental manipulation, job reeducation, and social service

help, effective functioning is strengthened.
Our

A. To

research program is devoted to studying these processes.

Understand the Hay Therapy Vorks:

disciplines are constructively applied at the hospital,
the effectiveness of any has not been sufficiently assessed; nor has the mode
While these

�.3mode
of
of
The
the
study
evaluated.
present
been
adequately
of operation
has
Electroshock
of
interest.
our
example
an
electroshock
of
is
operation

By
assessing
in
many
from
patients.
depression
psychotic
improvement
resulted in
be
works
will
electroshock
the
way
that
hoped
is
the various possibilities
and
mental
about
the
ideas
some
then
accomplished,
understood. If this is

it

The
of
become
understanding
clear.
may
in
depression
physiological processes
A plan for a
of
service.
the
research
electroshock treatment is the first goal
similar study of insulin coma therapy is now in preparation; and others at the
environment
as a therapeutic
of
the
hospital
study
a
planning
hospital are

mechanism.
B.

Relationship of Character Structure to Diagnosis:

study has been devoted to demonstrate the importance of the childhood environment in the development of character, behaviour patterns under stress
involved
in
assessOther
actively
are
and
investigators
the
neuroses.
conditions
of
adult
the
in
variety
result
that
childhood
relationships
the
in
factors
the
ing
behaviour patterns. It is not pOSSible to carry out such studies at Hillside,
mental
of
illness
and
the
between
type
character
the
but
important relationship
of
behavioural
to
of
the
patterns
character
the
relation
shows;
the patient
of
character that resist
and
the
aspects
'improvement‘;
we
which
call
change
A
be
prototype of such studies is now in progressmethods
assessed.
can
treatment
electroshock
therapy.
in
improvement
to
basic
of
character
the
in
aspects
Much

C.

Biochemical and Physiological Factors in Mental

Illness:

ill

for long periods, appear to take on a stereoPersons who have been
and
chemistry
in
their
reflected
which
is ultimately
typed behaviour pattern,
by
'non—reactor‘
neurologic,
and
patterns
of
such
'reactor'
Study
physiology.
the
failures
in
assessing
methods
important
and
are
drug
biochemical
physiologic,
and
physical
illness
between
psychiatric
the
relations
of present therapies;
Such
a
and
improvement.
between
therapies
'organic'
and
the relation
illness;
and
to
drugs
EST
reaction
where
second
project,
study is incorporated in the
and
of
long
short
terms
in
be
assessed
will
electroencephalogram
the
changes in
term improvement rates.
D. Continuing Evaluations of Treatment Results (Follow~up):
suffer
treatment
generally
of
of
present
the
results
studies
Follow-up
of
the
evaluation
done
an
without
because they assess one therapy only; are
control
standard
to
compared
and
not
are
improvement;
subject's potentialities for
followa
continuing
be
to
organize
possible
may
With
active support, it
groups.
evaluated
on
admission;
assessed
the
are
in
which
hospital
patients
up program, in
followed
a
and
over
then
methods
at
discharge;
and
psychiatric
by psychologic
number of years with an evaluation as to sustained change and reasons for failure.
much
would
have
at
discharge,
Such an evaluation, if compared to the predictions
for
base-line
and
a
provide
of
therapies,
choice
present
merit in assessing the
the evaluation of any future therapeutic methods.

III.

Recommendation

of
problems
the
methods
in
attacking
of
suggested
In this outline
the
treatment
best;
as
one
made
to
specific
specify
no
effort
have
I
psychiatry,
is
that
fragmentary
so
it
knowledge
is
Present
the
specific.
or one etiology as
of
the
psychoses.
major
to
the
etiology
make
as
only
a
to
guess
poor
possible
A multidisciplinary approach with full freedom to follow many leads is the best
of
a
establishment
recommend
the
would
For
I
this reason,
that can be offered.

�-

h

-

Research Service, with full-time personnel devoted to such studies. I would
be indesuggest that such a service have "research" as its function; that
have a basic
pendent of the service departments of the hospital; and that
budget which would assure continuation regardless of the availability of outside

it

it

research funds.
A.

The

Research Service should have the following organization:

1. Director of Research -- Responsible to the Medical Director.
2. Research Associates in Psychiatry and Psychology.
3. Research Assistants:

a. Psychology

b. Neurophysiology
c. Psychiatry
d. Social Service

h. Secretarial and clinical personnel.
5. Technicians.
B.

Annual Budget recommendations

for the Research Service:

1. Director
2. Associate in Psychiatry
"
3.
in Psychology
b. Assistant in Psychiatry
"
5.
in Psychology
"
6.
in Neurophysiology
"
7.
in Social Service
8. Secretary

9. Technician
"
10.

—

Lab
EEG

$20,000 - $25,000.
12,000 - 20,000.
8,000 - 10,000.
6,000 - 10,000.
5,200 - 8,h00.
5,200 - 10,000.
h,000 - 6,000.
2,760 - 3,300.
h,000 - 6,000.
1,300 - 1,800.

(1/2 time)

warranted
Consumable Supplies
Travel
Overhead: As decided by Administrator.

Equipment:

As

2,h00.
1,000.

available as a continuing commitment to
the Medical Director for long range planning of the Research Service.
For the budget year 1955-1956. I should like to make the specific
These funds should be made

recommendation

1.
2.
3.
h.
5.
6.

that the following are the

Director

Research Assistant
"

"

Secretary

Consumable Supplies

Travel

minimum

- Psychiatry

Psychology

~

&amp;

Equipment

7. Overhead
8.

EEG

Technician (in Operating budget)

requirements:

$15,000.
7,500.
7,200.
3,000.
2,h00.
1,000.

-

$36,100.
1,600.
$37,700.

�C.

Space:

Problems of space at the hospital are acute, and will provide an increasing measure of difficulty as the service is developed. It is suggested
that in the next capital outlay by the hospital for construction, some allowances
be made.
for the Research Service
'

D.

Relation with Other Departments:

activities of the Research Service are to be those designated by
the Director. Interdepartmental projects will be carried out by the Research
Service, or in those instances where approval of the Research Committee is obtained, by the departments involved. Supervision of such interdepartmental
projects will lie with the Research Director.
The

Interdepartmental projects are to be fostered by the Director. Prior
approval by the Research Committee and the Medical Director is required. Such
projects as are consistent with the service functions of the departments involved
will be fostered. Presentations and reports are to be approved by the Research
Committee prior to publication.
E.

Job Description:

1. Director of Research:

objectives of the Director of Research will be to: (l) Organize
and maintain an active program of research and a Research Service; (2) Promote,
supervise and integrate research activities at the Hospital; (3) Educate hospital
personnel in research methods and progress; and (h) Administer research funds.
The

The

director of research will:

a. Organize a central project or series of projects appropriate to the
unique character of the Hospital and integrate this into the activities
(therapeutic) of the Hospital. Progress reports will be submitted to the Medical
Director and to each meeting of the Research Committee of the Medical Board; and
such data as is approved for presentation will be submitted by the Director or
his delegate at the appropriate scientific society.

staff to plan and carry out individual
research projects. Third year residents in psychiatry are to be specifically
encouraged to undertake research projects under his direct supervision, or that
of an attending psychiatrist. For these residents, and any other professional
members of the staff, the director of research is to assist in the planning of
b. Encourage

all

members

of the

the project; in its integration into the hospital program; and in
both technically and financially.

its

support

c. Carry on such educational activities as the supervision of third year
residents in research; monthly seminars in research problems and progress; and
The
director will maintain
of
meetings.
important
psychiatric
periodical reports
a calendar of meetings and lectures; stimulate attendance thereto; and foster the
He
such
of
is also to invite such
meetings.
at
Hospital
activities
presentation
guest lecturers and seminar leaders as are available.
d. Administer all research funds with the approval of the Medical Director.
This includes the stimulation of fund sources; the application for funds; and their
allocation to hospital projects.

�2. Research Associate:

Director in all projects at the hospital; to
assume responsibility for specified projects; and to carry on such independent
investigations as his training and experience dictate.
Tb

work with the

Associate in Psychiatry is to be a qualified diplomats in
psychiatry, with extensive experience both in psychoanalytic psychiatry and in
descriptive psychiatry. By training or experience, the associate should have
teaching qualifications; and some training in research methods.
A. Such an

assume responsibility for that portion of the functions of
the service assigned to him by the director; assume responsibility in the director‘s
absence; attend conferences, meetings and assume teaching functions as recommended
by the director.

will

He

Salary to be determined by qualification and experience. Probable
range - $12,000 to 20,000.
‘

B. Such an Associate in Psychology is to be a qualified psychologist
with at least 10 years experience. Psychoanalytic experience is preferable.
The equivalent in academic standing of Associate Professor is the guide line.

research associate in psychology is to assume responsibility
for those functions of the Research Service assigned to him by the director.
An evaluation of testing methods, statistical evaluation of results. and a
rigorous control of procedure in all aspects of the functioning of the research
service are his responsibility.
The research associate in psychology may be chosen from the research
assistants. Salary range - b8,000 to 10,000.
The

will: organize and supervise projects
in the department; supervise projects of the resident psychiatric staff; assist
such department heads as request aid in organizing departmental projects; advise
the director of new research possibilities; attend conferences, write reports and
papers, and carry on such administrative activities as the Director may require.
Both Research Associates

Board

at

Appointments to Research Associate are to be made by the Medical
the recommendation of the Medical Director and the Director of Research.

3. Research Assistants:

assist the director in his research activities and carry on
the work of the department. Each assistant is to be responsible to the director,
and will carry on such tests, procedures, write such reports, and present those
To

papers designated by the Director. Assistants are to be qualified by training
and experience for the specified jobs named. They are to be appointed by the
Medical Director at the nomination of the Director of Research.

a. Assistant in Psychiatry: For such psychiatristswho have had three
or more years of formal psychiatric training but not yet certified, the opportunity to work for one or more years on a Research Service may provide the
stimulation for continuation in research and also provide the director with the
assistance of personnel intermediate in experience between the resident and the
associate. The assistant in psychiatry can assume responsibility for the selection

�-7of the patients for the various projects; evaluate changes in behaviour with
treatment; assess the importance of intrapsychic and environmental factors in
the present behaviour of the patient. the assistant will assume responsibility
for those aspects of the problems under investigation as are within his scope,
and assigned by the director. He will write such reports, papers and make such
presentations as the director may suggest. He will make such tests, learn such
technics and work with those members of the research service or the service departments of the hospital as his projects permit.

Salary is dependent on experience. Probable range $6,000 to 10,000.

b. Assistant in Psychology: Graduate in psychology with a minimum
of doctorate. Preferable experience in research methods and publication experience
with some specialization in laboratory methods. Equivalent academic status of
assistant professor. The assistant in psychology is to carry on such psychologic
and laboratory tests, and make such statistical and methodological evaluations
as the projects of the service require; and to make such reports and presentations
as the director may suggest. He is to direct the laboratory technicians, organize
their work and assume responsibility for the maintenance of all testing equipment
and materials. In the design of projects, he is to assume responsibility for the
application of the best methods and design commensurate with the goals of the

project.

Salary range - $5,200 to

8,hOO.

minimum
M.D.
of
with
a
Ph.D.,
or
Assistant
in
Neurophvsiology:
c.
three years experience in electroencephalography or neurophysiology. To supervise
and coordinate all neurophysiological studies, now being organized; develop and
build electrophysiological equipment; assume responsibility for such animal studies
as are organized; cooperate with the psychologist in coordinated neuropsychological
investigations; and supervise technicians in electrical methods.

This position can be filled only if the laboratory is expanded to
include more basic studies. Personnel can then be recruited from medical school
training centers. Salary range - $5,200 to 10,000.

d. Assistant - Social Service: B.S. (Soc. Work) with minimum of five
years experience in field or administrative work. Emphasis on interviewing
technics and assessing family relationships. Personal analysis recommended.
If previous research experience with psychiatrists or psychiatric clinics is
noted, it should be heavily weighted.

Assistant is to assume reaponsibility for interviewing relatives
of patients and develop technics of assessing premorbid characteristics based
on history and interview; to obtain histories from relatives and patient relevant
to the early years of development; to cooparate with the psychologist in assessing
the personality of the subjects; and to coordinate research testing in the various
projects, Patients seen during their hospitalization in any of the research
service projects are to be seen by the social worker prior to discharge, and every
effort at follow up contact made. For all followbup testing and evaluation, the
assistant will make the necessary contacts and arrangements for the director.
The social worker assigned to the research service will, if time is available,
cooperate with the Director of Social Service in those interdepartmental projects
which he may have organized with the approval of the director of research.
Assistant is to be selected by the Director of Social Service.
Salary range proportionate to experience in research. Range - th,000 to 6,000.

�e. Technicians:

l.

EEG

--

High school graduate, although two years college

preferred.

learn the fundamentals of electroencephalography; make the necessary measure—
ments and place electrodes; obtain artefact free records; maintain card files;
type reports; keep records in systematic way; and maintain equipment. Technician
is to be responsible to the assistant in neurophysiology or the director.
To

Salary --

if

untrained, $2,600;

if trained,

$3,000 to $3,600.

2. Lab. Technician--Neurophysiology. College graduate, preferably
with some engineering or physics experience. To assist the assistant in neurophysiology and/or the assistant in psychology, in the development and maintenance
of electrical equipment; to assist in the handling of animals; to cooperate in
the experimental procedures; to build, adjust and design special equipment.

Salary range dependent on training-~ Range$h,000 to 6,000.
IV.

Summary:

Research Director is actively involved in a number of studies of
the mechanism of treatment. To maintain a continuing function and make long term
planning feasible, it is recommended that a Research Service be established; that
be an integral part of hospital organization with a continuing annual budget.
it
A proposed organization is included in this report, with a projected annual budget
of 3,560,000 - $570,000; and with a minimum budget 1955—56 of $536,100.
The

This report approved by the Research Committee April 27, 1955.

Respectfully submitted,
Max

Fink,

M.D.

Director of Research

�Viva—v Wu'I-v-r

“IV 11; 1955

mom

DR. M. FINE

SUBJECT:

MOW

REPORT, RESEARCH SERVICE «- APRIL

1. My louder ectiviw this month has been the planning and preeentim to
the Director, the Research Committee end to the Medical Affairs
a
plan for a research department. This was discussed at length at the hoepdtel.
and then presented to the Research Omittee, April 27th and approved. It
was later presented on May 3rd to the Medical Affairs Oomittee.
2. Research pro cots underm:
a. BM 2: theetndy ienowinmllewingendueam followingconoeoutive patients with all our indiciee of change.

(30th

"

b. Ambivilence: Our equipment for techietoecopy hue been set
up. Correlations between clinical evaluations between embivilunce made by Dr.
Tmohow and tween, and the laboratory studies using the techietoecope and
the TAT test, are new in pmgmee.
\

electrouetimuletore and oscilloscope have been coordineted and preliminary measurements are being made in the alteration in tactile
perception in electnoehock patients.
(I. Serpaeil project continues despite some difficulties in the
choice of patients.

c.

The

'

e. Subculture: This comittee has continued ite work despite
a number of hwering developments. This eppointment of Dr. Navarro to the
adolescent pavilion hue limited the amount or time available for this project.
Simlteneouely, Dr. Outwits announced that because of the pressure of other
activities, he would be unable to devote the mountﬂ‘ time previously outin-

eted to the project. For the meanwhile, the committee
elucidating a protocol.

is

continuing and in

Projects begun: Dr's Ledemn end Emberg have begun a study or
the use of divided insulin doses and their effect on come levels.
3‘.

attended: Dr. Knhn attended the Eastern Psychological Asediction nee
e in Philedelphin, Ind participated in a panel and presented a
paper based npm his work at the hunt Sinai Hoepital. I attended the April
meeting of the New York Neurologic Society.
1;.

'

p

3

"

5. Pipers published: In the Joumel or the Hillside Hospital, the

”th1

Test

in

Mental Petientc' by Dr. Kuhn, Weinetein and myself.

.

�MEMORANDUM

Dr. Joseph so A. Miller, Mono
FROM: Dr. Max Fink
SUBJECT; Monthly report, Reaearoh Service
T08

1. Activities of

- Boy

of the Research Service during the month
have been attendance at various psychiatric matings; the presentation of
papers; and tho continuation of ongoing projects.
members

2. Papers Presented: (c)
The paper entitled "RelatiOn of
want in Eleotroshockﬂ was read,
~

Kwalwasser.

To

.
and Learning to Improve»

the Electroahcck Rosearoh Association

Changes in Memory
hy title, by Mr. Karin, Dr. Fink, and Dr.
This paper received the Annual Prize Award of the association.

(b) To the American Psychiatric Association, the paper entitled
"Relationship Betucon Altered Brain Function and Denial in Electroshook
Therapy“ was presented by Dr. Kahn and Dr. ?ink.

‘(c)

the resident's meeting of tho New York Neurologic Socioty,
Dr. Grnubert road the paper 'Daluaional Rodnplication of Parts of the Body
After Insulin Coma Thorapygﬁ
To

final manuscripts of these three paperc
Committee, at the end of the month.
The

3. Meetings uttendod:

were sent

to the Resoarch

or the Research Service attended the
following meetings: Amorican Psychosomatic Society, American Psychiatric
Association, Electroshock Ecuooroh Association - all at Atlantic City.

Also the

Nowhers

York Neurologic Society and the American Psychopathological
Association in New York City.

‘

How

h. Notes regarding ongoing projects: a. Further data has been con
llected for the two projects - EST # 2 and Ambivalence.
b. Serposil: Some difficulties in the selection were cleared
in conferences with Dr. Loderman and Dr; Blumberg. Later on in the month
Dr. Laderman requcsted that he be relieved of working on this project except in the aupervisony role since he has to many other activities. The
project will continue with Dr; chhspress assuming the major psychiatric
role.
0. Subculture: Furthor work in preparing a protocol has continued
during the month despite the hampering difficulty of the nooignaticn of
Dr. Gurvito and the increased activities of Dr. Navarre. It is my anticipaticn that a satisfactony protocol may be available by the and of the

month.

up

�S. New Projects: Following an initial meeting with Dr. Loon Helium:
of the Sloan Kettering Institute on April 25th further dismsions were
held at the hospital between Dr. Goldenberg and myself and a second visit
to the institute was made on May 23rd. With the elucidation of their
program, our own protocol is being prepared and will be submitted to the
Research Committee and Medical Dimctor within the next few days.
‘

The Annual Prim Award of
$100.00 was donated to the

the Electmshock Research
urea]. Strauss Research Fund,
Association for
also renewal mquest for tho grant. of the 0.3. Public Health Service were
submitted on May 3rd.

6. Funds:

7. Papers Published: None.

�DOW

0! 310011-131.” eeeeeeseeeeeeeeeeeeeeeeeeeeeeee Dr. 8.

mm

MW
1.

PROGRESS

mom,

m

Gold“

19”

WtionctchlorpromeineendSeryuilinSem,Urineend
embroepdnel Fluid.

Wire

inthodhesbemdevelopedrorthe detemiutionor
drugesnd
rented elheloidel compounds in blood end urine. The procedure involves extinction
orthe buiriedi‘luidwith heptsneendreextraetionottheecupoundfromthe

heptsne leyer with hydrochloric acid. an mixing the acid solution with methyl
orange e complex is formed which dissolved in ethyl.” dichloride to give I: soln.
whose color in directly proportionel to the amount of chlorpromssine, eerpcsil,

or other elkeloid origindqureeent intheteettluid. Adeteiled etudyhes
eleo bean nude or the specificity of the melytiecl method.

Prelim-:7 results

obtained with serum of petiente indicate an «trench
rapid rate of dieeppesrsnee or the mister-ed meterinl. Studies are being
mderteken to determine whether this 1e due to repid elimination, detonticetion,
or both, and whether the degree or retention of the drugs can be correlated in
em we: with their clinical effectiveneee.

2. Inhibition of Sena Cholinestereee by Hallucinogen»

stub wee reemd or en intereeting observation that had been made in
our lobe. lest Sept... 195:. but not subsequmtly followed up became of leek of
personnel. it that time it was noted that LSD 25 is e potmt inhibitor of mm
11;.
The

cholinesterese.
question eroee as to whether thie phenomenon correlates
in may we; with the echisogenic ection of LSD 25, end whether hallucinogenic in
general have 1 eimer effect on cholineetereee from serum, cells, end brain.
serum

Prelilinery results with serum cholineetereee indicate a perelleliem between
hallucinogenic eetivity of the 3 druge teeted, listed in the order or decreasing
activity, '13., lysergic acid diethylenide &gt; lyeergie seid monoethylamide &gt;
mecsline, end their ability to inhibit the anyone.
3. Steroid

3mm. Conjugate

Studies.

einple method hec been found for eliminating the protein and alkaloid
interference with steroid sulfate cnelyeis or biological fluids. Procedure
involves eddition of alkali to diesoeiete steroid sulfate bound to protein,
followed by extraction with lipid oolvente end treatment with e eulronie eeid
resin to remove excess bees as well a: tree alkaloid. Progreee along theee
lines has been extremely rapid and fruitful. It hes also been discovered that
the home sulfates ere synthesized by the liver. Chromtomphic end paper
electrophoretio methods are being adopted ee companion tools to our dye teehnie
in order to establish the identity or the component hormone conjugates.
A

�mm
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MW
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of

biological fluids to Maniac tho
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alkaloidol
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2. Preparation for following out. to ho conduct-d on blood and urino or
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                    <text>HILLSIDE HOSPITAL

FOR PSYCHIATRIC TREATMENT. TRAINING AND RESEARCH

75-59 263RD

GLEN OAKS. N. Y.

STREET

FIELDSTONE

3-7300

JOSEPH S. A. MILLER. M. D.

MAURICE BACHRACH

MEDICAL DIRECTOR

ADMINISTRATOR

SIMON KWALWASSER. M. D.

Assoc.

June 27’ 1955

MEDICAL DIR.

Dear Dr. Fink:
This

is to

I

sure that there

acknowledge,
with thanks, the receipt of $100
for the Research Fund, from
yourself and your Associates,
Hyman Karin and Simon Kwalwasser.
no need

am

for us to

tell

you

is

of the

importance of our research program.
The Directors are appreciative of
the sentiment underlying your gift
of this $100. to Hillside Hospital.
Very

sincerely yours

Maurice Bachrach
MBzhm

cc: Dr. Kwalwasser
Dr. Miller
Mr. Korin

AN AFFILIATE OF FEDERATION OF JEWISH PHILANTHROPIES OF NEW YORK

�June 30, 1955

Somatic Therapy'fbsearch Program 1955-57
From the Research

Service of the Hillside Hospital

mode
of
action
the
to
investigate
A. AIMS: It is the purpose of this study
We
do
by
this
to
plan
mental
illness.
of somatic therapies in
and
personality
behavioral
of
physiological,
the systematic investigation

factors which
B.

may

be involved.

mechanism
conc‘eming
the
therapeutic
Although many theories

BACKGROUND:

been
have
they
advanced,
been
have
of the somatic therapies

cannot
validity
their
that
either empirically disproved, or, are so vague

be

and
hypothesis,
meaningful
more
of
a
development
the
More
recently,
tested.
new methods of study have provided the opportunity

ion. In l952,'ﬂeinstein

and Kahn (Amer.

for a fruitful investigat-

Journal Psychiatry l923 22-26) sug-

of
milieu
a
creating
by
improvement
to
gested that the somatic therapies lead
Some
could
of
denial
operate.
anisms
mec
in.which
function
brain
altered

support for this

hypothesis has been found in the

literature. Carter

(Am.

earlier work of Janis,
unpleasant life memories after

the
of
some
confirmed
1953)
has
§5
330,
Psychologist
of
selective
forgetting
there
is
showing that

electroshock.

non—emotional
and
emotional
of
Using tachistoscopic presentation

demonstrated
1953)
hhS,
§5
(Am.
Psychologist
words, Teicher

that

of repression" to emotional stimuli occur in the post-shock

state.

For the past year and a half preliminary studies

"mechanisms

investigating this

done
been
have
hypothesis

at these laboratories at Hillside Hospital.

results to date

striking.

have been

patients were followed.with serial
taneous

tactile

Twenty—four

The

consecutive electroshock

electroencephalograms and amytal, simul-

perceptual and memory

tests.

A

marked

correlation between

�.02.
improvement and

early, persistent

alogram, and in the amytal

tests

was observed.

appear, improvement did not occur.

sistent

and severe changes on the electroenceph-

It is

If

such changes did not

our conclusion that early and per-

sufficient, prepossible to predict

changes in these indices are a necessary, though not

make
These
observations
improvement.
for
it
requisite
the short term response to therapy during the second and third

week of

treat-

ment.
A

report

on

the amytal test results was presented at the recent meet-

ing of the American Psychiatric Association (May 1955) and submitted fer public-

Electroshock
the
At
of
of
meeting
American
Journal
a
Psychiatry.
the
to
ation
Research Association on

May

8th, a report of the changes in

memory and

learn-

This
was
treatment
presented.
electroshock
of
the
course
ing occurring during
he
Award
citation
Association.
the
of
Annual
Prize
awarded
the
was
report

noted the methodology as exemplary, and offering a

fruitful

method of study-

ing electroshock.
Concomitant with these

studies,t7e

have followed

patients

on

insulin

therapy. Recent reports onthe value of prolonged coma as the basis for
improvement (Kwalwasser and Caplan: J. Hillside Hospital l; 1&amp;5, 1952; Revitch,
coma

E.

:

Neurol.
Arch
A.M.A.
Rowsell:
and
195h;
shagass
72,
Quart.
ﬁg;
Psychiat.

and Psychiat. 225 705, l95h; and Yeager
195h)

In one

gt 3;; J.

Nerv.

&amp;

Ment. Dis. llgg h35,

2
the
over
studies
past
in
years.
in our patients
unusual case report the direct relationship between altered brain fun-

have been confirmed

(Delusional
demonstrated
Reduplication
been
has
and
improvement
denial
ction,
of Parts of the Body After Insulin Coma Therapy, J. Hillside Hospital, 1955,

in press).
C.

METHOD:

1.

we

plan to verify and amplify our preliminary observations on

the relation of changes in behavior to altered brain function after
somatic treatment.

�-3”

E.A. and Kahn,

sease,

Am.

electroshock will be given amytal tests (heinstein,
DiBrain
Sodium
In
Organic
Use
Amobarbital
of
Diagnostic

Patients

(a)

3.:

on

J. Psychiatlggf

Test" for Brain Disease:

889—89h, 1953;

Its

Serial Administration of the

"Amytal

Arch
A.M.A.
Value,
and
Prognostic
Diagnostic

and
before
and
electroencephalograms
l95h)
Neurol. and Psychiat. 1;; 217-226,
treatment.
make
be
a
used
to
This
will
data
preat stated intervals during

diction of the short term response to treatment.
(b)

Double simultaneous

tactile perceptual tests will

using threshold electrical stimulation.

be

carried out

Using two Grass Sh-B stimulators,

to
be
his
for
tested
ability
the
will
patient
monitored by an oscillograph,
of
his
body.
different
parts
to
simultaneously
two
stimuli
applied
perceive
shown
to
been
previously
has
stimulation
simultaneous
double
of
technique
hé-SB,
g}
Neurology,
(Fink
function
3},
be a good index of altered brain
at
The

January, 1952).

By

applying this highly refined technique

it is hoped that

elicited.
be
will
patients
tests,

changes in brain function which are not otherwise apparent

will

be

and
amytal
of
electroencephalognmn
the
case
in
tested before and at stated intervals during treatment.

As

2.

Other Physiological procedures will be carried out in con-

junction with the tests above.
(a) Each patient will be given the mecholyl-epinephrine

cribed by Funkenstein and associates
The

results will

(J. Nerv.

(b)

sulin

coma

as des-

Ment. Dis. Egg: h09, Nov. 19h8).

be compared with the work of previous

as with the results of our other physiological

test

investigators as well

tests.

and
electroshock
of
undergoing
Biochemical testing
patients

treatment have been in progress for

some time

in-

in these laboratories.

In this series of patients, estimates of urinary ketosteroid excretionxates
Simultaneously
esexcretion
rate.
be
post-treatment
to
compared
their
will

timates of steroid sulphates; phosphatase; and blood levels of steroid sulphate,

�«hphosphorus, phosphatase and

total alkaloid will

be done.

of
many
that
investigation
3. It has been evident in our preliminary
months.
within
six
treatment
somatic
relapse
the patients tm.t improve after
imp
of
duration
the
to
involved
in
regard
The critical problem of the factors
provement

is also to

be

studied.

One

hypothesis

now

under investigation

is

related to the premorbid personality.
denial"
verbal
of
the
"explicit
characteristics
the
with
patients
Specifically,
Denial
Factors
in
Personality
R.L.:
and
Kahn,
personality (Mainstein, E.A.

that sustained improvement

may be

1953)
March,
1-13,
ﬁg:
Psychiat.

Illness, A.H.A. Arch. Neurol.
more likely to maintain improvement, than patients
&amp;

of

who do

will

be

not have this pre-

morbid personality makeup.

(a)
two

with
interviews
by
personality
of
premorbid
the
Evaluation

close relatives will

airre will

be used to

be made

elicit

dictive value such as need to

for each patient.

A

standardized question-

characterological factors, which
be

at least

may

have

pre-

right, prestige-consciousness, sensitivity

toczﬁticismand compulsive drive.
words:
and
of
pictures
(b) Tachistoscopic presentation

The

threshold

material
be
compared.with
will
illness
to
related
levels of subject matter
characterological
for
be
evaluated
data
This
will
of more indifferent nature.
assessed
be
as
quantwill
in
response
alterations
In
addition,
indications.

itative indices of denial.
(c)

and
be
Rorschach
given
will
and
the
Test
The Thematic Appereeption

evaluated for the

same

factors as the personality interviews.

to
of
response
predictions
material,
the
of
personality
(d)
the basis
of
treatment
the
to
start
Prior
made
at different periods..
treatment will be
1)
those
unthree
to
possibilities:
according
be
classified
patients will
On

and
temporarily;
moderately
or
to
improve
2)
those
likely
to
improve;
likely
3) those

improvement
and
sustained
marked
maintain
to
likely

(for at least

6

�.5.
Prediction will also be

months).

made

during the course of treatment (the

third weekfbr the electroshock patients) taking into account the physiological
At
the
of
factors.
the
premorbid
personality
well
analysis
indices as
as
conclusion of treatment patients will be evaluated for actual immediate response to the treatment. Those

who showed some improvement

ified again according to whether or not improvement will

will then

be

be

class-

sustained.

h. Evaluation of the change in behavior of patients undergoing treatment

will

Such

ratings will be

be made on the

basis of a modification of the

made

independently of

all

Malamud

the other

rating scales.

test results

by a

supervising psychiatrist.
D.

FACILITIES AVAILABLE:

l.

Hillside Hospital is a

200 bed

voluntary hospital

for psychiatric care. All patients subjected to phy—
siological therapies are available for study. Periods of hospitalization.are
2-8 months; and a h-6 week observation period is generally available prior to
the

institution
A

of physical therapy.

Research Service has been established, with a

full

time professional

staff of a Director (neuropsychiatrist); assistant in psychiatry; biochemist
EEG
and
technician
(Ph.D.)
research
and assistant chemist;
neurophysiologist
and secretary. A full time psychologist and two chemists are associated on a
project basis.
Laboratory
a Medcraft D-8,
two

S—hB

8

facilities include:

(a) Electroencephalographic unit with

channel instrument; (b) Neurophysiological laboratory with

Grass stimulators,

Du Mont

# 3&amp;0

R

oscillograph; two synchronized tach-

Biochemical
(0)
laband
equipment;
electronic
auxiliary
projectors
istoscopic
the
followwith
and
of
equipped
1000
with
feet
laboratory
space
square
oratory

ing major items:

Beckman

spectrophotometer,'Warburg respirator, Coleman Spect-

rophotometer, and radioisotope unit following the basic specifications of the
A.E.C.

�2. Personnel:
(a) Dr.

Max

Fink, M.D., Director of Research: After undergrad-

uate studies at the University College of

his

D-A.

New

York University where he received

cunllaude with Honors in Biology in l9h2, he attended the

New

York

University College of Medicine, graduating in 19h5. After a rotating interneship he served in the

U.SL Army, where he

attended the School of Military

Neuropsychiatry.

training

Formal neurologic
York

(19h8-l9h9) and

was

received at Montefiore Hospital in

at Bellevue Hospital

(

l9h9-1951). Formal psychiatric

training received at Bellevue Psychiatric HOSpital (6
Hillside Hospital (1952).
and
During 1951,
again

in 1953,

New

at

months 1950) and then

he was a research fellow of the Nat-

ional Foundation for Infantile Paralysis,

first at

of Medicine and then at Mount Sinai Hospital in

New

New

York University College

York.

Both periods of

study were under the supervision of Dr. Iorris B. Bender.

In 1952 he was certified in Neurology by the Amer. Board of Psychiatry
and Neurology, and was granted complementary
May

certification in Psychiatry in

l95h. Simultaneously he attended and.gsunnﬁndfrom the William Alanson

Institute of Psychoanalysis, Psychiatry
Certificate for Physicians in January 1953.

White

and Psychology, receiving

(b) Dr. Jeseph Jeffe, M.D., Assistant in Psychiatry:

undergraduate studies

at

their

Following

Columbia College (B.A., l9hh), Dr. Jaffe attended the

New

York University College of Medicine, and was granted

was

elected to Alpha

Omega

Alpha.

He was

an interne

his

M.D.

in 19h7.

He

at the Morrisania City

Hospital, and then began three years intensive study at the Bellevue Psychiatric

Hospital. First as a resident in psychiatry, theniizneurology, and he

com»

pleted his studies as a U.S.P.H.3. post-doctoral research fellow under the
supervision of Dr. Morris B. Bender.

�~7—

From 1951

to

1953 he was

in the United States Air Force.

He

graduated from

the School of Aviation Medicine and was Chief Psychiatrist at the Mitchell

Air Force Base Hospital.
Since discharge from the military service he has been in the private

practice of psychiatry.

He

was

certified in psychiatry

by the American Board

of Psychiatry and Neurology in 1953. Since 19h? he has been a candidate in
White
Psyof
Psychoanalysis,
Alanson
Institute
William
the
at
psychoanalysis
in
Research
Assistant
two
and
the
and
for
past
years
Peychology;
chiatry

Neurology at the Mount Sinai Hospital of
(0)

New

York.

Dr. Robert L. Kahn, Fh.D.: Assistant in Neurophysiology:

After graduation from Brooklyn College
Columbia University which was

United States Army.

in l9h0, he started graduate

interrupted

by

work

at

four years of service in the

In the army he went to Clinical Psychology School and

served as psychologist in various hOSpitals within this country and overseas.
On leaving the army he became a Research Psychologist in the Department of
Neurology of the Mount Sinai Hospital in

the supervision of Dr.
time.

To

date,

M. B.

New

York, where he has worked under

Bender and Dr. E. A. Weinstein up to the present

he has been an author of more than twenty

co-author of the monograph.

"Denial of Illness:

ASpects" which was published

in

Symbolic and Physiological

May, 1955.

received his Ph. D. from the

He

publications, and is

New

York University School of Graduate

Arts and Sciences in 1953, and was an instructor of psychology
and Hunter Colleges

sultant to the

New

for
York

at

Brooklyn

For the past two years he has been a con-

years.
State Department of Mental Hygiene and has conducted
two

training programs in several of thé mental hospitals.
(d)
Chemist:

A

Dr. Harry Goldenberg, Ph.D.: Director of Laboratories and Chief

Trethe
of
he
where
was
a
C.C.N.Y.
l9hh,
of
recipient
in
graduate

maine Scholarship and graduated cum laude, Dr. Goldenberg received

his Ph.D. in

�~8l9h9 from the Polytechnic Institute of Brooklyn.
(who-ll?)
Institute
the
Polytechnic
at
biochemistry

He

(1951 to date).' In l9h7-h9

National Institute
U.S.P.H.S. project

he was a Research Fellow

an
been
has
and

in

instructor in

at Brooklyn College
enzymology of the

of Health, and from 1950 to 1952 he was a chemist to a

at

Jewish Hospital of Broeklyn studying enzyme methods in

clinical chemistry.
(e)

Mr. Hyman Korin, Research

Assistant (Psychology): Following four
College of the City of

military service, he matriculated at
and received his B.S. in 19h? and his M.S. in 1950. During

years of

New

York

1951-52 he was

Ph.D.
his
for
and
matriculated
Sinai
Hospital
psychology interns at the
in
Research
Assistant
been
1953
has
he
June
Since
New
York
University.
at
thesis
doctoral
his
completed
and
has
recently
Psychology at Hillside Hospital
Mount

on "The

Effects of Electroshock on Retroactive Inhibaticn."
3. Publications:

Recent publications of the Research Service include:
The Amytal

Test in Patients with Mental Illness,

1955.
3-13,
ii:
Hospital,
Hillside
J.

Electroshock,
in
Improvement
and
to
Memory
Learning
of
in
Changes
Relation

press).

Conf. Neurologica, 1955 (In

Delusional reduplication of Parts of the Body After Insulin

J. Hillside Hospital,

1955

(

Therapy,

In press).

Relation Between Altered Brain Function and Denial
Amer.

Coma

in Electroshock Therapy,

J. Psychiatry (submitted).

Rectification of Nonlinear Beer's

Law

Plots, Anal.

Chem.

gé: 690, l9Sh.

Bioand
Biochem.
Arch
Curves,
Enzyme
Non-Linear
Activity
Rectification on

phys., ﬁg;

288, l95h.

�July 1, 1955
BUDGET

l.

-.

RESEARCH SERVICE,

PERSOM'EL

1955-56
EFF—ES.

Director of Research

15,000

-

BD OF DIRECTORS

15,000

in Psychiatry

7,200

Research Assistant in Neurophys.

7,500

Chief Chemist

8,200

Assistant Chemist

2,800

Research Assistant in Psychology

h,000

h,000

-

Assistant Chemist

h,000

h,000

~

Assistant Chemist

1,800

1,800

-

2,520

960

150

150

3,810

2,1uo

1,670

1,000

200

800

$ 57,980

$20,750

$37,230

Research Assistant

Secretary -

EEG

Technician

2.

EQUIPMENT

3.

CONSUMABLE

)4.

TMWBL-CONFERENCES

TOTAL

SUPPLIES

7,200

7,500

-

8,200

2,800

1,560

��your grant for the biochemm and neuroplvsiologiul
approved. A mpplamuzy grunt request fer $7992.00
apprum!
by the Public Health Serum for the 24—927 pmaeem This may will amt thsalary or Dr. R. him.

6.
grants were

A.

,

3

The ascend

In sdditionk protoccla were submitted thmgh Hr.

medatim.

m

Calm ta

the Hofheimr

�Department of Biochemistry

.................................

RESEARCH PROGRESS REPORT, JULY-AUGUST

A. Major work

Dr. H. Goldenberg

1955

in Progress

1. Determination of Chlorpromazine in Blood and Urine
procedure for the colorimetric estimation of chlorpromazine and related
alkaloids, described in the June 1955 progress report, has been further refined
to permit detection of the extremely small amounts of drug circulating in blood.
The method is based on two new features: (1) The finding that drugs can be
quantitatively extracted from biological fluids with a single portion of an
ethylene dichloride-ether solvent mixture, and (2) The use of a three—phase solvent
dye partition system of analysis.
The

Clinical data are also being obtained on bound as well as free circulating
promazine, based on the use of hot acid to liberate the conjugated drug.
2. Inhibition of Cholinesterase by Hallucinogens
These studies are being continued as indicated

in the prior report.

3. Steroid Sulfate Conjugates
All but one of the major problems involved in the assay of steroid sulfate
metabolism.in mental disease have now been solved. A novel device has been
introduced for eliminating the interference with our test due to phenol sulfates
in blood and urine. A two-phase system incorporating dicyclohexylamine (DCHA) as
a complexing agent effectively separates the steroid from the phenol sulfates,
permitting their unequivocal determination. The procedure for serum is now as
follows:

is treated with alkali to release the hormone conjugates.
b. A lipid solvent is added to precipitate the proteins and simultaneously
extract the hormones.
DCHA
The
and
between
to
brought
is
dryness
supernate
partitioned
c.
lipid
a.

Serum

and chloroform.

free steroid sulfates are released by shaking the chloroform extracts
with acidic resin.
e. Final assay of the sulfate conjugates is effected by adding dye and reading
the color.
d.

The

considerable amount of clinical data have already been obtained on normal
people and on patients selected for independent studies by the Sloan-Kettering
Institute. An immediate correlation has been established in our laboratory
between urinary conjugate levels and sex, males excreting about twice as much
conjugate as females. This ties in well with what is known of steroid metabolism
A

�and tends to confirm the

validity of the method.
Attention is now being devoted to fractionation of the steroid hormones in
conjugate form. Paper electrophoresis has proven inadequate for the purpose.
Paper chromatography is more successful and is under continuing study.
B. Papers, Lectures and Conferences

following papers are in preparation: (1) "Colorimetric Determination of
Alkaloids, with Particular Reference to Chlorpromazine", and (2) "Steroid Sulfate
Conjugates. II. Colorimetric Microestimation".
The

C. Funds and Personnel Changes

1. Research Grant #A-675 from the National Institutes of Health
the fiscal period Sept. 1955 - Aug. 1956.
2. Messrs. Michael Miller and Spencer Parness terminated
in the laboratory at the end of August.

cc. to: Dr. Fink
Dr. Miller

their

was renewed

for

summer employment

�Department of Biochemistry

.................................

RESEARCH PROGRESS REPORTI SEPTEMBER

-

A. Major werk

Dr. H. Goldenberg

12§§

in Progress

1. Determination of Chlorpromazine in Biological Fluids
As a result of repeated analyses of blood drawn from patients receiving
chlorpromazine, the circulating blood level has been established as less than
1 microgram per ml. serum. The three-phase solvent dye partition scheme of
analysis mentioned in the previous report has therefore been adopted as the only
method capable of detecting the extremely minute amounts of drug in peripheral
blood. A new shaking machine has just been obtained from the A.H. Thomas 60.,
Philadelphia, to permit application of the method on a broad scale.
question naturally arises as to the metabolic fate of chlorpromazine
in humans. We have recently detected in patients! urine an ether-soluble carboxylic acid which reacts with ferric chloride and appears to be an oxidative
byhproduct of chlorpromazine metabolism.
The

2. Inhibition of Cholinesterase by Hallucinogens

three-phase system mentioned above has been found applicable to the
analysis of LSD 25 as well as chlorpromazine and serpasil. By combining this
observation with the earlier discovery of the inhibitory effect of LSD 25 on
human serum cholinesterase, it is now possible to relate the enzyme inhibitory
action to the alkaloid concentration in "unknown" samples of fluid and so deter—
mine the specific molar inhibitory action at the 0.1 microgram level. This
amounts, in effectI to the first sensitive chemical test ever reported for the
detection of LSD 25 and related hallucinogens.
The

3. Steroid Sulfate Conjugates
work progressing

cc. to: Dr.

essentially as described in JulyhAugust report.

Fink
Dr. Joe. S.A. Miller
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October 20, 1955
MEMORAEDUM

TO:

Dr. Joseph S. A. Miller

mom: Max Fink, 14.1).
SUBJECT:

Six Months Report of Research Activities at Hillside Hospital

At the request of the Chairman of the Medical Affairs Committee,
I am submitting this six month report of the activities of the Research
Service and associated research activities at the hospital. During this
period, numerous projects have been under investigation, our staff has expanded, and our space requirements were met. Two projects are being completed, and one project has just been instituted.
A.

PROGRESS

l.

hmw2:
In

ONGOIﬁG PROJECTS:

ELECT§9§§QQK #

Our second electroshock project was undertaken in March
project had clearly demon-

in September. Our first
strated that cerebral changes were essential to improvement and that these

1955, and completed

could be measured by the electroencephalogram and by amytal tests. 'Ue
also concluded that memory tests were a poor index of improvement and believed that there were specific psychological patterns indicative of denial
which were more prominent in the improved group than in the unimproved.
Following this study, the second project was undertaken and was designed
to demonstrate the reliability of the electroencephalogram and the amytal
tests for prognostic purposes; and to ascertain the characterological as‘ﬂe
term
be
term
the
short
which
and
in
results.
long
factors
might
pects
have studied.twenty-seven patients to date. The data of this project is
now being processed, and will be available following our six month follow
up

period, (which is from November to January).

data from the first study was pres nted at various meetings,
including the American Psychiatric Association, the Electroshock Research
Association, and the Eastern Association of Electroencephalographers. The
memory data, presented by Mr. Korin at the Electroshocx Research Association
The

in

May, was awarded
The

their

annual prize.

electroshock project #

3

is

below), and will be instituted November 15.

now

in the planning stage (see

This project, which has been undertaken with Dr. Sidney Tarachow of
the Medical Board, has accomplished a considerable amount of its basic work.
Three approaches to the problem of measuring ambivalence have been accepted.
These include an interview evaluation; the thematic apperception test, and
tachistoscopic presentation of pictures. During this period of evaluating
methods, twenty-three patients have been studied. Dr. Tarachow has been
attending to this work, and the testing has been undertaken by dr. Korin.

2.

AMBIVALcNCE:
‘

�~2-

Serpasil evaluation study, undertaken at the end of last year, is com~
double
blind
a
by
been
have
studied
intensively
Seventeen
patients
pleted.
Blumberg
Drs.
andeachspress.
evaluated
by
The
now
data
being
is
technique.
To date, the clinical results are disappointing. Patients who were depressed,
who
were over-active
Patients
symptom.
of
this
manifested an eﬁag ration
disturbed/EnogIIeviation
of this activity but the psychotic ideation genand
of
secondary
induced
a
The
variety
intramuscular
dosages
erally persisted.
complaints. In the evaluation of'the mecholyl responses following serpasil,
The
blood
in
pressure response
all
subjects.
effect
consistent
was
a
there
of
this
presentation
considering
Dr.
and
Blumberg
is
lower
was significantly
data at the next meeting of the American Psychosomatic Society.
3.

SQRPASLL:

The

}

Preliminary studies by Dr. Laderman in
20 patients in a series of clinical
not
was
but
significant
this
alterations
and
behavioral
showed
symptom
studies
of
Shaw
evaluation
undertook
an
Dr.
In
mid-September,
in the doses used.
A
protocol
coma
therapy.
Thorazine as a possible substitute for insulin
French
and
Kline
submitted
Smith,
to
was
The
Research
Committee,
approved by
and approved, assuring us of adequate supplies for the duration of our proof
8,to
a
medication
for
period
receive
will
In
this
study,
patients
ject.
12 weeks, comparable to the insulin coma period. During this time, very
have
been
To
be
used.
patients
eight
date,
will
thorazine
of
doses
large
The
obser3600
1500
initial
from
to
The
daily.
mg.
dosages range
studied.
three
had
clinical
response;
a
show
significant
three
the
patients
vations

h.

THORAZINE:

and
one
symptoms,
toxic
developed
one
minimal
had
patient
changes;
patients
medthe
of
Cohen
and
Blumberg
Drs.
medication.
the
patient has just begun
our
using
to
permit
controls
the
have
contributed
necessary
ical department
such large doses of this potent drug.

Since June, Drs. Goldenberg
and Royce have been coopof
a
in
study
Sloan—Kettering
Institute
the
chemists
the
at
with
erating
the possible alteration in the keto-steroid excretion patterns in our patSince
June.
Committee
Research
in
by
our
This
was
approved
study
ients.
then five patients have been under investigation. The initial data is not
in
Dr.
Goldenberg
by
studied
Each
of
being
the
is
patients
available.
yet
his laboratory as well as by the chemists at the Institute.

5.

SLOAN KETTERIDG STUDY:

Dr. Goldenberg has been
occupied in studies measurand
acid
of
devising
the
effects
lysergic
estimating
ing chlorpromazine,
methods to measure steroid sulphate conjugates. This basic research is
to
which
to
we
apply
measurement
plan
of
methods
the
to
provide
necessary
our patients.
(a) Chlorpromazine: An ultra~sensitive technics has been
of
amounts
this drug.
microgram)
minute
(0.1
which
measure
can
developed
Golden—
Dr.
Thorazine,
of
number
By applying this to a
patients receiving
bloodstream.
the
amounts
in
small
appear
demonstrated
only
that
has
very
berg
LSD
has been
by
cholinesterase
The
LSD:
of
serum
(b)
inhibition
A
compounds.
demonstrated, and this test applied to other hallucinogenic
correlation between hallucinogenic activity and cholestestcrase inhibition
was found.

6.

BIOCHEMICAL RESEARCH:

�*3“

a

(c) Steroid Sulphate Conjugates: ‘Nith the grant support from the
USIHS, methods to estimate these compounds have been devised. By studying
hormone
demonstrated
sulphates are synthat
Dr.
Goldenberg
liver slices,
of
the
level
in
difference
and
a
there
sex
is
that
the
thesized by
liver,
steroid excretion. Both these observations are of fundamental significance,
and will be presented to various societies this winter.
In the Department of Medicine, hrs.
Cohen and Blumberg have continued
Durand
the
electroshock
of
the
patients.
serpasil
studies
their Mocholyl
and
than
more
been
have
studied
to
additional
an
patients
this
period
ing
half have had more than one such evaluation. The serpasil group demonstrated
a significant alteration in their blood pressure patterns following this
done
be
and
been
will
has
The
correlated
not
data
electroshock
yet
drug.
as soon .8 our electroshock # 2 data is available.
7.

MECHOLYL:

Following the approval of this project
by the Research Committee last spring,
Drs. Navarre and Graubert had a number of meetings with members of the
Medical Board. Following these discussions, they have begun a pilot study
of one patient, and intend to evaluate those factors in the hospital environment which may be contributory to the patient's improvement. This
satisfactory
pilot study was udertaken in an effort to clarify a protocol
to the Ibsearch Conmittee and of sufficient quality to be submitted for

8.

SUBCULTURE:

To
some extent, this project
outside
to
organizations.
financial support
was hampered by the multiple duties of members of the committee and by
the resignation of Dr. Gurvitz. Since September, however, the committee has
been working very actively and it is anticipated that a satisfactory protocol will be available by the end of the year.

In June, following some
discussions concerning the
Laderman
and
Drs.
coma
of
insulin
doses
for
insulin
treatment,
correct
doses
between
the
multiple
relation
into
undertook
an
Blumberg
investigation
05 insulin and the blood glucose level. lt was anticipated that multiple
small doses of insulin might reduce blood sugar significantly earlier and
large dose. It was quickly determined,
for longer periods than a single
.)
however, that multiple small doses, even if the sum total was equal to a
This
and
of
depth.
coma
degree
a
not
did
satisfactory
produce
dose,
single
project is now being prepared for publication.

9.

B.

DIVERE'

I

SULIN

D

SE8:

PROJECTS PLANI‘IED:

November
#
the
third
Electroshock
3:
Beginning
let,
l.
electroshock project will be
undertaken. This study is designed to extend our experience with the factors
which may be relevant in both the long and short term clinical reSponses
following electroshock. Also, in this study specific emphasis is placed on
the psychiatric and language changes which follow electroshock treatment
and which we have been accustomed to calling "improvement." Dr. Joseph
Jaffe has prepared a number of specific studies, including detailed interviews with patients prior to and during treatment, in which specific aspects
of behavior and language will be assessed.

�a...
In this study, also, a basic problem in the perception of multiple
simultaneous tacti e stimuli will be undertaken. Under our original grant
from the United States Public Health Service, we were given funds to study
the problem of Satisfactorily delivering single and multiple independent
and
The
completed
was
designed
equipment
wave
impulses.
electrical square
in Septemler and for the past few weeks has been undergoing rigorous clindur«
be
and
will
applied
found
been
has
satisfactory
highly
ical tests. It
between
changes
the
of
relation
the
with
question
specific
ing this project
the
in
and
in
behavior,
changes
stimulation
tests
simultaneous
double
in
electroencephalogram and in amytal tests following electroshock.

2.

EIOC

‘thAL

APPLICATION OF

HEM

TESTS:

’

Dr. Golden—
berg has

completed.the pilot studies necessary to devise measures of Specific compounds. He believes these should be applied to our clinical population over
the next year. A specific protocol for this application is being prepared.

3.

For more
than a year,
has been interested in form-

EEQQNOSTIC IdDIGATQE§ﬂIﬂ ELECTROSHOCK:
'

‘

Dr. Karliner of the attending psychiatric staff
electroshock.
would
be
in
which
helpful
factors
some
prognostic
ulating
Discussions were held in June and at the suggestion of Dr. Miller, Dr. Karlbe
This
scale
will
evaluate
scale
to
prognosis.
iner prepared a special
months.
next
the
six
and
Committee
assessed
over
Research
the
to
presented
C.

STAFF CHANGES:

Dr. Joseph daffe, a practicing peychoanalyst, was
and
in
research
psychiatry,
assistant
Service
Research
as
appointed to the
behavioral
the
in
is
Dr.
interest
Jaffe's
work
on
September
began
lst. induced altered brain function and the
by
and language changes which are
relation between such changes and premorbid personality.
were resolved effectively
Lowenstein
of
the
floor
the
on
the
of
first
extension
the
laboratory
by
The
reduced.
been
tachistoscopic
have
also
Our
problems
equipment
building.
be
able
now
to
works
and
well.
are
into
alignment
was
brought
equipment

During

this period our space problem

simultaneously.
two
or
individually
pictures
tachistoscopically
present
The electric stimulatorsale functioning satisfactoraly so that we are now
able to produce isolated simultaneous square wave stimuli with the ability
to vary any of the essential parameters.
D.

FUNDS:

In May, we submitted an application to the United
Sept—
In
of
Dr.
Jaffe's
Service
Health
program.
for
support
Public
States
an
in
the
and
staff
interviewed
the
Frank
Jerome
came
to
hospital
Dr.
ember,
USPHS
the
from
in
we
anticipate a response
evaluation of our program.
mid—December. In June, we also submitted the necessary forms for second
renewals
and
both
and
Dr.
Goldenberg
myself,
both
renewal
for
grants
year
the
these
both
renewals,
note
for
that
to
were approved. It is important
overhead allowances were increased to 15%.
At the suggestion of Mr. Coleman, specific protocols of our re»
search program were submitted to the Kaufman, hoffheimer, and lttleson

Foundations during this period.

�-5the
been
for
has
Service
writing
Research
the
which
The protocol
of
Committee
Research
the
submitted
to
was
Ford Foundation grant pr gram
was
the
protocol
that
the
consensus
was
the Medical Board in September. It
suggestions,
their
Following
be
submitted.
not
and
that it
unsatisfactory
of
Drs.
the
with
cooperation
Service
Research
made
the
by
changes are being
Lenzer and Luttrell.
another
submit
application
to
am
planning
I
present time,
re—
March
for
meetings
their
to the USth in January for consideration at
to
an
application
am
contemplating
also
I
newal of our present program.
ambivalence
study,
the
for
for
Fund
support
for
Psychiatry
Foundation
the
as soon as the basic work is completed.
At the

E.

Q?HER.ACTIJITIES:

l.

ISRAEL 5T3§p?§nF9§E§Ei9F THE JOURNLL QEWEELEEERE
HOSPITAL: Following diScussion with Dr. Tarachow,

the Research Service has undertaken the
Tarachow
issuin
Dr.
work
in
and
ssisting
editorial
necessary secretarial
Journal.
Volume
of
Hillside
the
Commemorative
the
special
ing
2. ISRAEL STRAUSS LECTURE: Consideration is being
given by members of the
at
Discussion
is
next
the
lecture.
Committee
for
Lecture
Strauss
Israel
should
decision
and
a
final
candidates
of
number
present centered about a
be available by the end of November.

Respectfully submitted,
.

i

"’ -,"
’-

4

H7

”.51
‘

‘)

{I

1

«I

g.“

,--‘or

,.

‘

j

.

If

‘f‘ \

Fink, M.D.
Director of Research

Max

.

.

�Department of Biochemistry

.................................

Research Pro ress Re
Major werk

l.

rt,

Dr. H. Goldenberg

November l9§§

in Pregress

Chlorpromazine Studies

previous work has been summarized in the report for the 6 month period
ending Oct. 1955. We have subsequently learned from two representatives of the
Smith, Kline and French Laboratories that Drs. Salzman and Brodie, working at
the National Institutes_of Health, have identified chlorpromazine sulfoxide in
the urine of dogs and men after treatment with chlorpromazine. A sample of the
sulfoxide was requested from Smith, Kline and French and arrived the end of Nov.
Our

ultraviolet absorption spectrum of the sulfoxide was determined in
aqueous solution and compared to the Spectrum obtained with extracts from
patients! urine. A remarkable similarity was noted. On the basis of this and
other data accumulated in our lab., there can be no doubt but that urine from
mental patients receiving chlorpromazine contains: (1) chlorpromazine, (2) the
sulfoxide, (3) one or two other alkaloids of related structure, and (A) at least
one break-down product which yields a violet color with sulfuric acid, as contrasted to the pink colors typical of chlorpromazine and its sulfoxide.
The

Using our dye—partition scheme, the sulfoxide yields a color which is
roughly 1/5 the value given by chlorpromazine in equimolar concentrations.
Hence our dye scheme is not applicable as such to the analysis of fluids con~

taining both derivatives, unless some additional information is available on
the relative amounts present.‘ Fortunately the relative proportions can be
estimated from the extent to which the color is depressed by the addition of
ether. Nonetheless, we are withholding a manuscript dealing with chlorpromazine
analysis until this question is completely resolved.
Ultraviolet and chromatographic studies are to be undertaken soon to
establish the various chlorpromazine derivatives in urine and their clinical
significance.
2. Role of Toxic Agents in Mental Diseas

:

An Enzyme

Test for

LSD

first draft

of a manuscript entitled "Inhibition of Serum Cholinesterase
by Lysergic Acid Derivatives. Submicro Detection of LSD 25" has been completed.
Copies are to be forwarded to the Research Committee on Dec. 8th.
The

3. Steroid

Hormone Conjugates

Little progress has been made in this area in the last 6 weeks because of
a delay in construction of our chromatography cabinet and unavailability of
electrical parts needed for the circuit. This situation should be remedied by

the middle of December.
cc. to:

Dr. M. Fink
Dr. Jos. S.A. Miller

�ELECTROSHOCK THERAPY EVALUATION PROGRAM

from the

Research Service of the Hillside Hospital

Glen Oaks,

New

York

December 20, 1955

Alvin E. Coleman, President
Joseph S.A. Miller,

M. D.

Iiedical Director

�Electroshock Therapy Evaluation Program

em
I.

Aim

II. Background
III. Previous Studies
Development
and
Progress
in
Studies
IV.

Tests of Altered Brain Function
Premorbid Personality
of
Adaptation
Patterns
NonAVerbal
Verbal,
Evaluation of Improvement
Steroid Excretion Studies
Autonomic Studies
V.

Program Summary
Method

Significance

VI. Facilities Available

Laboratories
Personnel

VII. Budget
Present Budget
Requested Support

VIII. Appendix
References
Bibliography of Personnel

Page

�I.

E:
During the past few decades there has been an

of various

new somatic

intensified development

therapies for mental illness. Jhile

some have

even-

been
an
has
established
as
electroshock
therapy
into
fallen
disrepute,
tually
important and successful method for both immediate and long term results (1).

Despite

its

empirical usefulness, the

many

theories concerning the

mechanism

of this therapy have been either disproven or are so vague that their validity

tested. In a comprehensive review, Kalinowsky and Koch (2) emphasize the lack of information in this regard stating: ".......the theoretical
cannot be

aspects of the various somatic treatments
in the case of the shock treatments,

still

.....

are poorly understood, or, as

entirely obscure in their

mode

of

action."
The aim

of this program is to study the therapeutic mechanisms in electro-

convulsive therapy by the systematic investigation of behavioral, personality,

physiological and biochemical factors. Thile the program has electroconvulsive
therapy as its focus, considerable theoretical and experimental information can
be derived

to relate the

phenomena observed

in this therapy to other somatic

treatments such as lobotomy, electronarcosis and insulin coma.

�II.

BACKGROUND:

of
abundance
has
stimulated
an
electroconvulsive
therapy
of
use
and
the
Both
kind
theories
of
the
much
and
research.
exper(3)
hypotheses
The

of
interest
the
reflect
however,
particular
undertaken,
imental investigations
the
origin
frame
reference
of
regarding
and
theoretical
his
the investigator
of mental disorders.

Thus, each has been usually limited to one aspect of the

problem. In general, these theories

may be

differentiated between those that

emphasize physiological, biochemical, or psychological constructs.
A

who

classical physiological construct is exemplified

suggests that the various

by Gellhorn (h)

forms of shock therapy "act on the centers of

the autonomic system, produce intensive and prolonged sympathetico-adrenal
mental
activity,
hypothalamic-cortical
augmented
and
alter, through
discharges
processes and behavior."
psychogalvanic reflex,

The

varying responses of blood pressure, heart rate,

and other physiological indices to chemical

stresses are

obtained
been
has
data
huch
of
sympathetic reactivity.
interpreted as indices
to
and

Show

autonomic
reactivity,
in
this
induces
change
a
electroshock
therapy
that

(5)
coaworkers
and
support this
his
Funkenstein
by
studies
recent

conclusion.
Much

illness

and

biochemical study has been devoted to the relation between mental

steroid metabolism.

between ketosteroid excretion

Numerous

rates

instances (6) in which a relation

and change

in mental state following

electroshock therapy are reported, but the clinical difficulties in the
measurement of steroids have left this issue unresolved. Kore recent studies

excretion
to
the
total
steroids
between
individual
the
relationship
exploring
rate (7) utilize elaborate chromatographic separation technics.

�In a good review of the biochemical and neurophysiological hypotheses,
mode
the
view
the
that
evidence
to
justify
Ashby (8) presents experimental
of action of electroconvulsive therapy

is

through effects on the adrenal

cortex mediated by direct stimulation of the hypothysis.
Psychologic constructs generally fall into three designs

- studies

of

the psychic significance of the loss of consciousness; the relative importance of

ities

memory

loss;

and an estimate of the

subject's re-integrating abil-

the
Numerous
unemphasize
studies
of
confusion.
following a period

conscious significance of the treatment as a “rebirth which eliminates reand
exneed
punishment
for
of
a
satisfaction
narcissism"
a
(9);
or
gressed

piation for committed sins (10).
Amnesic effects are a common concomitant of treatment but most studies
of
these
The
significance
of
impairment.
the
nature
emphasize the temporary
defects for therapeutic results is

emphasized by numerous authors.

Data

is

the
on
emotional
charge
patreduces
the
treatment
that
presented to
emotionallyfor
of
induces
familiarity
loss
a
associations
(ll),
ient's
show

toned associations (12), or a selective forgetting of unpleasant

life

memories (13).
These constructs are

further elaborated by authors

who

believe that the

as
behavioral
responses
confusionalemate
including
of
an organic
induction
im»
electroshock
the
for
basis
is
over-reacting
euphoria, impulsiveness or
provement (1h).

A

more

umerated by Weinstein

&amp;

recent elaboration of this explanation is that enKahn

(15), described subsequently.

�-h-

adaptive
in
changes
proregard
explanations
of
psychologic
Another group
describe
(16)
and
Frosch
Impastato
mechanism.
cesses as the basic therapeutic
on
a
which
then
re-integrates
the
of
ego
electroshock as causing a dissolution
suggestopinion
similar
has
a
Alexander
of
adaptation.
previous or higher level

ing that

defensive
operations.
enhances
active
and
electroshock arouses

For

this

in'whii1
conditions
those
in
effective
such
is
therapy
that
he
asserts
reason
conp
in
ineffective
but
are
low
ebb, as in depressions,
such operations are at a
(17).
alerted
highly
already
ditions in which defensive operations are
most

two
in.which
Kahn
(15)
and
Another hypothesis was developed by weinstein

were
the
process
of
therapeutic
aspects

related.

They

asserted that the thera-

of
altered
milieu
of
a
creation
the
in
convulsions
lay
induced
of
action
peutic
is
of
problems
his
expression
symbolic
brain function in which the patient's
Their
them.
studies,
denying
of
form
the
explicitly
altered, particularly in

cerebral
with
with
patients
documented by an extensive neurologic experience
behavior.
in
adaptive
of
changes
a
function, amply demonstrate great variety

dys—

attention
(l9),
orientation
(18),
They describe altered patterns in language
manifestations
(21)
as
defect
of
and
awareness
(15b)
(20), sexual behavior
the
patient's
constitute
mechanisms
these
conclude
that
and
of adaptive behavior
attempt to deny his illness or

striking

and enduring in those

its

meanings.

patients

Such

who had

most
were
denial
at
attempts

habitually used the defenses

with
their
of
coping
means
a
as
and
rationalization
of verbal denial
of
indicative
these
patterns
that
problems (22). They also demonstrated

administraintravenous
the
following
interview
"denial" could be elicited in an
interview
the
clinical
manifest
in
not
when
were
they
tion of sodium amytal
(23)-*
followdenial
and
explicit
disorientation
of
* This appearance of patterns
with
associated
so
clearly
sodium
is
amytal
ing the administration of
authors
these
by
described
been
has
diffuse cerebral dysfunction, that it
test."
named
"amytal
the
been
has
This
(23).
as a test for such dysfunction

�-5of
denial
between
a
patient's
noted
direct
relationship
a
they
cere—
of
the
of
and
signs
the
electroshock
appearance
therapy
pain following
test)
of
mechanism
the
that
suggested
they
amytal
bral dysfunction (positive

Thus, when

electroshock therapy

may be

the facilitation of patterns of denial by altered

brain function (15).
and
psychophysiological
at
integrating
This hypothesis is an attempt
which
terms
in
View
it
of
the
and
As
operational
in
such,
factors.
logical
have
which
studies
base
our
theoretical
upon
a
has
provided
is stated, it

been elaborated.

�III

PREVIOUS STUDIES:

of
altered
manifestations
studies
investigating
For the past three years,
cerebral function in psychiatric patients, have been in progress at Hillside

Hospital.

In 1952, the application of the amytal

was asseSSed

(2h).

test to psychiatric subjects

Positive responses were found only

in patients

who had had

electroshock therapy or had other indications of organic brain disease.

in order to test the relationship between altered brain
referred
consecutive
patients
electroshock
to
therapy,
and
the
function
response
electroencephalograms,
with
serial
intervals
weekly
at
tested
treatment
were
for
During 1953-195h%

amytal

tests,

simultaneous

tactile

perception%%

tests,

and

tests of recall

function.
A

marked

correlation

was found between improvement

therapy and early, persistent
the electroencephalograms.

following electroshock

and severe changes in both the amytal

If

no such

tests

such changes did not appear, improvement

and

failed

correlations were manifest between improvement

to occur. In contrast,
and tests of recall function or changes in simultaneous tactile tests.

WM
TWenty—four subjects were

tested in this first study, and were classified

improved
markedly
as
psychiatrist
the
supervising
by
independently

ately

improved (6) and unimproved (7)

at the

(ll),

moder-

end of one month post-treatment.

Paralysis
Infantile
for
Foundation
National
from
the
Aided
Fellowship
a
by
*
(Dr. Fink, 1953) and Grant K—927, National Institute of Fental Health,
National Institutes of Health lQSh-Sé.

stimuli
two
simultaneous
tactile
of
the
of
perception
as Previous studies
one
localize
to
or
of
perceive
failure
demonstrated characteristic patterns
of the stimuli in patients with diffuse cerebral dysfunction (25).

�-7Of

the markedly improved patients, every one had at least one positive amytal

reaction during treatment.

Of

the

50

tests

given to

this group,

38 (765) were

positive. In contrast, of the unimproved patients, five of the seven never
showed a

positive result,

positive.

6 (13%) were

and of the

The

LS

tests administered to this

group, only

moderately improved group showed more positive re-

sponses than the unimproved patients, but

fell far short

of the

much improved

group.

In addition, there were consistent changes in language and non-verbal as-

pects of behavior indicating alterations in adaptive mechanisms in the

in interviews not employing amytal. These alterations

improved group, even
were

much

either minimally or only transiently manifest in the

unimproved group and

then only under the influence of sodium amytal.*
Concomitant studies of the electroencephalograms taken on a day pre-

ceding the amytal

first

measured

test indicate

for per~cent time

a similar
31 w wave

relationship.

The 160

records were

(delta) activity, the extent of

burst activity and the amplitude and frequency of the slowest waves present.
They were then placed in a rank serial order. Those falling in the upper third
were

labelled "high abnormality"

abnormality."

ality after

Of

the

and those in the lower

much improved

patients,

one week of treatment; 80%

after

25% showed

third as "low
a high degree abnormp

two weeks and over 90%

after three

In the unimproved patients, however, none had a high degree abnormality
record during the first three weeks and only one had such a record by the fourth

weeks.

week of

treatment.

The

records of the moderately improved patients

fell

between

these two groups.*%
* Presented at the Annual Meeting of the American Psychiatric Association,
Kay 10, 1955.

** Presented at the joint meeting of the Eastern and Southern Electroencephalographic Societies, Bethesda, September 30, 1955.

�Changes

in

memory and

learning were tested in these subjects by using

the principle of retroactive inhibition.

3-letter originally learned

By

the serial testing of recall of

words following the

interpolated learning of nonsense

syllables, patterns of decrement in learning and recall

were

elicited.

As

a

week
of treatthe
showed
to
third
impairment
the
increasing
up
patients
group,
ment, and a rapid improvement after the cessation of treatment. No relation-

ship, however, could be established between impairment and reSponse to treatment.*
The

responses of these subjects to simultaneous

tactile tests using touch

stimuli were also assessed. While an increasing impairment in the ability to
be
two
demonstrated with increasing
could
and
stimuli
the
localize
identify

treatment, no relation to improvement was noted.
however, and

in anticipation that

more meaningful

The

tests

were extremely gross,

correlation for this index

of altered brain function could be obtained, a study using threshold electrical

stimuli has been undertaken (pg. 10).
As

ent and

result of these studies, it was our conclusion that early, persistsevere changes in both the electroencephalogram and in the amytal tests

a

are a necessary, though not sufficient pre—requisite for improvement following
electroshock therapy. These observations make it possible to predict the short
term response to electroshock, and such a study was undertaken

earlier this

year (pg.ll).
Concomitant with these studies,

we

have made some preliminary observations

in patients undergoing insulin coma therapy. Recent reports of the value of
prolonged coma as the basis for improvement (26) have been confirmed in our
patients. In

one unusual case

report

we

noted a direct relationship between

* Presented before the Electroshock Research Association,1;ay 8, 1955 and
awarded

their

Annual Prize award

for excellence in research design.

�altered brain function, altered patterns of adaptation in language and behavior,

clinical

and

improvement (27).

Concurrent with these psychologic investigations, basic studies have been
done

in

in biochemistry.

1950* with an

The

initial

biochemical research laboratory was established

program of study of the

relationship between steroid

excretion patterns and states of mental illness.

studies, utilizing alumina column chromatography, demonstrated atypical
The
number
excretion
of
a
levels
in
psychotic
ketosteroid
patients.
urinary
The

of B—steroids (particularly dehydroisoandrosterone) was found to be elevated,
and the etiocholanolone was depressed (7a). The ll-ketoetiocholanolone
values appeared to be sex-dependent: male patients excreted the steroid

metabolite in normal amounts, while the several female patients studied had
markedly elevated values.
During the past year, a collaborative study was

chemical department of the Sloan-Lettering

initiated with the

Institute of

new York.

bio~

Similar

steroid excretion pattern studies were undertaken utilizing paper chromatographic technics.

In the

first

phase of the study recently completed, the

elevated excretion of ll-ketoetiocholanolone was confirmed, with a severe

reduction in the excretion of this
when

compound

prior to discharge, at a time

the patient had shown considerable improvement from her

* Supported by grants from the Dazian Foundation

illness.

for Hedical Research.

�.10...
IV. §EUDIES IN PROGRESS

1.

Relation 2f

AND

Tests

IN DEVEILEEENT:

Improvement:
Function
Brain
33
Altered
3;

altered
between
relationship
direct
Our earlier studies
this
that
however,
apparent,
is
treatment.
It
to
and
function
response
brain
and
not
only
function
brain
altered
of
indices
certain
holds
for
relationship
and
elabconfirm
to
undertaken
been
has
for others. Further study, therefore,
have shown a

methods of measuring

orate these findings, as well as to investigate
improvement.
clinical
to
related
function which are more reliably

a.

cerebral

Amytal Test and Electroencephalogram:
Amytal

tests

and electroencephalograms are done

and
second
the
and
during
subjects before,

third

in all

weeks of electroshock treat—

make
a
used
predicto
data
is
the
findings
ment. On the basis of our earlier
those
that
predicted
is
treatment.
It
to
term
short
response
the
of
tion
and
with
positive
abnormality
electroencephalographic
patients with a high degree

amytal

test findings will

be most

likely to

show improvement;

while those with

amytal
and
with
negative
abnormality
a low degree electroencephalographic

results are considered unlikely to improve.
b. Tactile Perceptual Tests:
perceptual
tactile
simultaneous
the
As described before,
was
planned
inconclusive.
It
were
of
test results in our first series patients
conditions
under
stimulation,
electrical
to repeat this study using threshold
terms
Under
controlled.
be
could
rigidly
wherein the various stimulus parameters
two
of
consisting
assembly
instrument
(M—927)
an
USPHS
grant
of an existing

dewhich
can
devised
was
oscillograph
monitored
by
an
Grass Sh-B stimulators
the
assembly,
this
Using
stimuli.
electrical
wave
independent
square
liver

stimuli applied simul-

to
perceive
their
ability
for
tested
patients are
technique
refined
this
By
applying
body.
taneously to different parts of the
two

�.11be
may
otherwise
not
apparent
function
brain
in
it is anticipated that changes
and
of
improvement
the
be
to
degree
compared
will
observations
These
elicited.

to our other test~results.

As

in the case of the electroencephalogram and

the
and
intervals
during
stated
before
at
tested
are
amytal tests, patients
course of treatment.

c.

Hemory

Tests:
imp
and
loss
of
memory
of
relation
the
Numerous theories

provement have been described.

Our own

data to date

shows no

significant re-

and
words
and
simple
nonsense
syllables
for
lationship
forselective
a
there
is
evidence
that
considerable
But
there
is
improvement.
For
memories.
and
situations
of
life
significant
getting, during treatment,
between the memory loss

a record

this purpose,
may be

is

made

of events during the preceding six months which

of emotional significance to the patient. During treatment, inquiries

records
verbatim
of
these
events,
recollection
patient's
are
and these compared to the pre-treatment reports.
made

of the

2. Relation gf’Premorbid Personality

to Duration 3;

made,

Response:

has also been apparent that the relationship between altered

It

brain function and clinical response is valid only for the short term response
When
six
followed
a
for
treatment.
weeks
several
after
to treatment, ite.,

return
a
had
showing
relapsed,
the
of
improved
several
patients
period,
of their former symptoms, and in some instances requiring further hospital-

month

ization.
thesis

To

account for the varying duration of

was advanced

that the difference

personality patterns. Specifically,

it

was

clinical response, the

hypo-

related to differences in premorbid

was suggested

that patients

who showed

would
(22)
denial
verbal
personality"
the
of
"explicit
the characteristics

likely to maintain improvement.
premorbid personality of each patient is assessed

be those more
The

an interview with family members, psychologic
and

psychiatric interviews.

by

four procedures

tests, tachistoscopic tests

-

�a. Family Interviews:
At least two close relatives are seen in independent
interviews. A standardized questionnaire has been devised to elicit characterological factors indicative of the "explicit verbal denial" personality. For
this study fifteen characteristics defined as typically present or absent in
conscious—
Such
include
items
prestige
selected.
were
of
this type
personality

and
and
to
sex
attitudes
temper
to
imagination,
criticism,
ness, sensitivity
illness. Each patient is rated on a scale of 0 to 2 for each item - the higher

score signifying a greater tendency to denial.

b. Psychologic Tests:
Each

patient is tested

on a

standard psychologic eval-

uation battery including the Rorschach and Thematic Apperception TEStS. These
adap—
defense
of
and
usual
or
types
structure
character
assessed
for
tests are

tation.

Such

tests are repeated at the termination of the treatment

program and

again prior to discharge, to obtain additional information as to changes in
behavior in the course of treatment.
-

c. Tachistoscopic Tests:

tachistoscopic study has been devised; in which pairs
of emotional and non-emotional words are flashed on a screen at 10, 20, 50,
100, and 250 millisecond periods. The patient's ability to identify the words,
A

the reaction time, and the distortions are ascertained. This pre-treatment

data is

now

being explored as to

defense patterns.

The

its ability

to clarify the patient's usual

tests are repeated at the

end of greatment and again

prior to discharge for the possibility that characteristic changes in perception
develop with altered modes of adaptation..

�-13..

d. Psychiatric Interviews:
In the course of estimating changes in behavior, patients
are seen prior to treatment, and at intervals during treatment. In a clinical
interview setting, an assessment is made of the patient's symptoms, and usual
of adaptation. Changes in symptoms, behavior, language and modes of adap-

modes

tation are noted.

By

interviews with the patient's therapist, judgment as to

the significance of such changes and

bral states can
ment

their relation to treatment, or altered cere-

be made.

On

the basis of the data in a-d above a prediction of response to

is

made.

treat-

Prior to the start of treatment the patients are classified as:

1) those unlikely to improve;
2)

those likely to improve moderately or temporarily;

3)

those likely to maintain marked and sustained improvement (for at least

six months).
During the

third

week of

treatment, (after the patients have had

ments), a second prediction of the short term response
change

is

made

7—9

treat-

according to the

in the physiological indices.

3. Altered Patterns g£.Adaptation Kanifested in‘Verbal and NonéVerbal
Behavior:

In the earlier study on the amytal test

it

had been noted

that

specific changes in language and behavior indicative of altered adaptive responses occurred in the improved patients to a significantly greater degree than

in the unimproved patients. Further experimental procedures were
necessary to clarify the nature and significance of these changes.

deemed

�alb-

a.

The

is

a highly structured interview

of the patterns of language.

made

ients

who show

language

will

in émytgl Tests:
amytal test procedure is recorded. This

Language Changes Induced

situation,
The

and systematic observations are

hypothesis tested

is that those pat-

consistent, increasing use of the following types of adaptive

be more

likely

improve:
1) The use of the second or
to

third

person. In such instances the patient reports his main trouble as "the Doctors
say I'm depressed", or state the wish that "my family should be well." 2) The

selective response to questions, as answering readily questions about date and
location but failing to answer,

illness.
tive

mumbling or using neologisms when asked about

3) The use of conditional or qualifying expressions, or the subjunc-

mood which has

the effect of vitiating the patientis committment to the

is

I feel kind of dBpressed", in w hich
"sometimes" qualifies the temporal degree of illness, and "feel" and "kind of"

statement.

An example

"sometimes

‘qualify the intensity of the illness. Committment would be indicated by
the direct, unconditional statement of "I

am

depressed". h)

or stereotyped expressions in discussing illness, as "to
or "well, in a manner of speaking..." or "I didn't keep

wheel". 5) Language

antic statements. 6)
problems.

tell

my

The use

of cliches

you the

shoulder to the

filled with nonpsequiturs, circumlocution, ornate
The use

or pedp

of humor when talking about their illness or other

7) The use of metonymy or paraphasia, as

Dr. as a "recorder". 8 )The various forms of

ulation about the main problem

truth..."

referring to the examining

explicit denial including confab-

and temporal displacement.

9) changing the sym-

bolic frame of reference in response to questions, as replying to the question,

feel?", by stating, "with my hands." 10) The use of hyperbole, as
"you're the best Dr. in the whole eastern Atlantic seaboard area."
"how do you

�.15-

State:
Confusional
the
PostaShock
b. Language Changes in
Each

orientation
for
tested
is
patient

and awareness of

treatment.
a
following
immediately
awakening
of
the
period
in
his main problem
such
At
intervals.
weekly
and
then
at
treatment
the
initial
done after
@his

is

most severe, and a

defects
are
cerebral
neurologic
the
times,
These
of
language
appear.
tive changes in the pattern

variety of

may be comparable

adap—

to the

records
are
and
the
situations,
interview
other
the
in
noted
changes
language
and
changes
language
the
later
to
both
as
indications
assessed for prognostic
the degree of improvement.
Study:
Sentence
Completion
0.
in
language
in
and
changes
A way of studying the patterns

technique.
completion
sentence
a
devised
using
been
has
fashion
a quantitative
accordstructured
been
have
which
complete,
to
sentences
to
given
The patient is
the
in
first
been
have
put
sentences
the
of
Ten
different
patterns.
ing to four
when....",
criticized
am
"I
Wish that......",
such
"I
as
unconditional,
person,
the
in
expressed
are
they
that
except
meaning
in
identical
Ten others are

etc.

sometimes
"people
as
aspect,
qualifying
or
conditional
third person and with a
the
In
reetc.
When.....,"
criticized
wish that.....", "people are usually
these
of
senten
In
indicated.
maining twenty items no person is specifically
or
occurrence
exact
an
to
refers
or
direct
is
sentence
the
tences, however,

event as "every

time....",

”when the

doctor

comes

in.....",

etc.

The remainp

"at
times....",
as
aspect,
indefinite
or
qualifying
conditional,
have
a
ten
ing
etc.
when.....",
better
"things usually seem a little
for
analyzed
not
in
sentences
The response of patients to the incomplete
rated
is
each
response
Instead,
manner.
psychologic
content in the traditional

�16

the
whether
include
ratings
for its grammatical or syntactical structure.
or
conditional,
direct
or
is
second
third
person,
or
response is in the first,
The

1h).
(page
above
described
of
language
manifests aspects
1)
assumptions:
following
the
on
This study is based
begins in

the
to
most
obviously
applicable
a manner

A

sentence which

patient (e.g.,

first

person,

adaptive
reto
elicit
likely
unconditional) creates
conditional
is
or
the
third
in
person
A sentence which is expressed
2)
sponses.
and
least
minimal
is
stress
creates
is less applicable to the patient. It
complete
used
to
The
3)
person
syntactical
likely to elicit adaptive responses.
maximum

stress

and

is

most

of
indicative
is
to
person
in
regard
indeterminate
is
whose
beginning
sentence
a
shows
less
of
the
person
first
the
use
the degree of stress experienced (e.g.,

third
second
or
the
of
the
use
defensiveness,

person shows

greater defensive—

ness).
d. Attitude Interviews:
In

this

part of the study an attempt

the
of
mechanisms
ego.
adaptive
the
tionally

Two

is

made

to define

opera—

structured interviews

followed. The attitude of the

questionnaire is
interone
In
next.
the
to
interview
from
one
examiner, however, is reversed
and
the
in
concerned,
view the examiner is empathetic, pessimistic,
minimize
to
and
tends
insensitive
non-empathetic,
he
brusque,
is
other interview
are held, in which the

the patient's

same

difficulties.

In general, the

first attitude

produces good

a
in
grossly
results
latter
the
while
rapport with these disturbed patients,
each
asked
in
are
non-communicative situation. Although the same questions

to be appropriate to the examiner‘s

attitude.

interview, the wording is altered
"YOu
must
today?",
poorly
"feeling
as
such
he
questions
asks
In one interview
worse?.“
been
getting
"has
and
it
consider your condition pretty serious?",
don't
"you
today?",
well
While in another interview he asks, "feeling pretty
consider your condition serious,

do you?" and "have you been improving?".

�.11.:

The two structured.interviews are performed

just prior to electroshock

interviews
All
are
treatment.
of
treatment and repeated following the course
of
the
patient's
1)
alteration
the
study:
in
recorded. There are two variables
The
four
attitude.
examiner's
the
in
behavior by treatment, and 2) alteration
recordings are studied for

and
changes.
language
vocal
changes,
content,

The

it
defensive mechanisms of the patient
both
out
be
carried
can
that
transactions
of
the
of
terms
range
in
ationally,
and any changes

in

can be defined, oper-

be
commmay
patient
depressed
For
a
example,
very
treatment.
and
after
before
he
whereas
interview,
empathetic
concerned,
the
in
treatment
before
unicative
jovial,
mood
is
the
when
latter
examiner's
the
in
will be unable to participate

of
one
is
treatment
to
his
response
However,
if
and
minimizing.
bantering
becomes
he
sustreatment
Following
reversed.
be
euphoria, the situation may
and
empathetic,
concerned
examiner
is
when
the
anxious
or
hostile,
picious,
Thus
the
interview.
the
optimistic
in
stressful
less
communication
is
whereas
terms,
objective
in
be
stated
the defensive system of the patient can
change

i.e.,

in

of
interpersonal
standardized
range
to
a
in terms of his reactions

uations.

in

sit-

M

h. Clinical Ratings 2: "Improvement":
changes
evaluating
of
methods
and
test
These various experimental
ratthe
psychiatric
in
significance
further
have
may
and
behavior
language

considerable
experienced
we
studies
revious
In
our
:
rovement."
"im
of
P
ing
Or,
be
guide?
the
to
relief
symptomatic
Is
our
patients.
difficulty in rating
to
recovery
Is
be
the
goal?.
to
improvement"
"social
recovery"
or
is a "social

relief?

Agreement by

symptomatic
well
as
as
of
insight
be judged by the degree
"unimproved"
and
improved"
"much
"recovered",
of
definition
the
in

psychiatrists
is not available,

investigations,
to
further
crucial
is
issue
and yet, this

We

�they
terms
as
these
of
assessing
task
further
the
undertaken
have therefore
apply to the electroshock population.
of
incapacity
and
type
the
degree
are
Central to this problem of evaluation
and
the
the
of
therapist,
the
goal
personality,
of the patient, his premorbid
capacity
events,
intercurrent
as
Other
aspects,
therapy.
to
attitudes
patient's
environmental
the
patient's
of
therapy,
suitability
of the therapist, temporal
present.
at
encompassed
not
but
are
assessment,
to
important
also
assets are
To

are
studies
evaluation
following
the
"improvement",
of
meaning
clarify the

in progress.
Evaluation:
Pre-treatment
a.
the
by
therapy
electroshock
Patients are referred for
and

resident therapist.

supervising psychiatrist
evaluation is made by the research psychiatrist.

An
Two

independent psychiatric

aspects are specifically

decompensation
of
signs
clinical
encompassed in this study:
of
sympdegree
for
and
rated
mental
status
descriptive
a
recorded
in
which are
of
the
patient‘s
estimate
2)
an
(28);
scale
tomatology on a Kalamrd rating
1) the symptoms and

operations.
defensive
usual
his
of
with
description
a
develOpment
of
ego
level
Relationship:
Therapist—Patient
the
in
Changes
b.
to
held
prior
therapist
resident
the
with
interviews
In
and
the
therapist
between
relationship
the
therapy,
electroshock
of
the onset
recomp
the
for
the
reason
on
emphasis
with
specific
explored
the patient are
and
the
patient's
treatment,
the
of
the
goals
mendation for this form of therapy,
mental
of
treatment
of
method
Since the primary

attitude to the treatment.
electroshock
for
recommendation
the
disorders at this hospital is psychotherapy,
the
between
patient
communication
that
assumption
the
with
carries
it
generally
deis
the
exploration
For
this
reason,
meaningful.
no
longer
was
and therapist
and
recommendation,
the
led
to
that
relationship
the
in
voted to those changes

�19

and
symptoms that it is
behavior
of
of
those
aspects
statement
a definitive
We
the
in
interested
also
therapist's
affect.
treatment
are
may
the
anticipated

attitude to this
may

form of treatment, and attempt to assess the

role this attitude

play in the eventual results.

of
the
the
results
theories
relating
numerous
there
are
Furthermore,
made
being
are
attempts
and
in
our
inquiries,
therapy to its punitive aspects,

to assess the significance of this factor in the outcome. During the interviews with the resident therapist and with the patient, the patient's attitude
behavior)
and
against
(both
language
defensive
operations
to the treatment, his
his
in
and
alterations
the
electroshock
represents,
the reality threat that

attitude

during the weeks of treatment are

studied. Further information regard—

of
our
the
in
course
be
ascertained
will
of
factor
this
ing the significance

control study (page 21).

c.

Follow—up Study:

Crucial to the evaluation of "improvement" is the

oppor—

treatment
of
the
period
following
various
periods
tunity to repeat evaluations at
from
hosthis
discharged
of
the
patients
follow—up
report
Recently, a four-year
between
customary
the
disparity
indicated
and
(1)
this
pital was made available
of
inthis
the
In
course
illness.
discharge ratings
at
out
carried
being
observers
is
same
the
vestigation, repeat evaluations by
As
check
a
treatment.
months
after
and
six
various times during hospitalization
and eventual course of the

and
the
physiological
of
the
personality
basis
the
on the predictions
two—week
the
for
recorded
factors studied, specific follow—up evaluations are
(long-term
months
period
and
the
result)
six
post-treatment period (short-term
made on

ther—
the
resident
of
the
to
ratings
result). These evaluations are compared
each
In
instance,
medical
director.
and
the
apist, supervising psychiatrist

and
the
of
terms
projected
formulated
in
the ratings made in this study are
and
interpersonal
language
of
behavior,
those
noted
aspects
in
actual changes

�Excretion
23 Improvement:
5. Relation of Steroid
and
their
reof
steroids
excretion
patterns
of
The studies of the
More
recently
continuing.
is
9,
on
described
page
mental
to
states,
lation
of
measurement
the
for
of
techniques
development
the
on
been
has
emphasis
colorimetric
and
*
new
separative
steroid conjugates. During the past year

sulfate
steroid
measure
to
(29)
devised
techniques have been
these
for
patterns
excretion
blood and urine. Daily urinary

compounds

in

compounds

are

and
prior
again
electroshock
of
the
course
assayed prior to treatment, during
resolve
to
is
of
this
program
The
object
selected
patients.
in
to discharge

individual
total
the
with
values
these
and
compare
bound
steroids,
the sulfate excretion
hormone
between
relationship
the
elucidating
Besides
hormone levels.
which
to
extent
the
indicate
of mental illness, such studies
and

rates

states

hormones.
steroid
of
metabolism
the
the liver (30) participates in
Electroshock
Therapy:
Results
Functions
of
on
6. Effect of Autonomic
behas
studies,
it
electroencephalographic
of
our
In the course

alterations
the
typical
fail
of
number
patients
that
a
apparent
come
to
also
fail
These
patients
treatment.
extensive
in cerebral rhythms despite
and
frequently
tactile
tests,
in the amytal tests, simultaneous
to

show

show changes

reactivity
the
studies,
these
with
Simultaneous
periods.
confusional
evince no
mecholyl
of
administration
the
to
rate
and
the
pulse
blood
of the
pressure
to
done
was
prior
too,
This,
out.
carried
been
have
"Funkenstein—test")
(the
Marked
ended.
had
treatment
of
the
course
after
immediately
treatment and
two
test
these
found
in
were
medication
this
to
variations in the responses
the
of
earlier
the
reports
way
general
a
in
followed
observations
These
periods.
between
relationship
the
of
exploration
the
undertaking
workers, but we are now
tests.
physiological
and
these
function
brain
altered
of
tests
in
the alteration
* Aided by a grant (A-6YSC)
Public Health Service.

States
United
Health,
of
from the National Institutes

�v.

THE PROJECTED PROGRAM: SUMMARY

1.

3

21 -

Method:

the
along
and
development
continuation
The projected program is a
Our
ultimate
of
this
two
report.
sections
lines indicated in the preceding
the
systematic
by
therapy
electroshock
of
mechanism
goal is to clarify the
of
behavioral,
inter-relationship
the
of
and integrated investigation
biochemical
factors.
and
physiological
sonality,
This program

is

per—

rev
interdisciplinary
full-time
a
by
undertaken
being

neurophysiolpgist,
psychoanalyst,
of
psychiatrists,
search staff consisting
help.
technical
and
allied
biochemist
physiologist, experimental psychologist,
Some

in
scope
clear
already
are
the
in
program
of the specific studies

and
new
continues
the
program
as
become
apparent
Others
will
and outline.
Two new basic
develop.
leads
promising
further
or
problems
appear
critical

decided
been
upon.
already
have
methodological aspects

date
work
to
our
in
1. Control group:0ne of the major deficiencies
starting
Accordingly,
control
group.
has been the absence of an adequate
two
into
divided
be
will
electroshock
for
referred
January 1, 1956, patients
of
conusual
course
the
receive
will
One
group
fashion.
random
a
in
groups
treatments.
sub-convulsive
be
given
vulsive therapy; the other group will
Ulett
of
study
instructive
recommendation follows the recently reported
This

et a1. (31).

In other respects the two groups will

be

treated in the

same

will
each
group
in
are
patients
who
will
The
only
person
fashion.
of
The
purpose
treatments.
the
administering
be the supervising psychiatrist
in—
of
the
effects
physiological
the
differentiate
to
is
such a control group
know which

outcome.
therapeutic
the
affecting

Some

duced convulsions from other factors
disease
process,
the
of
particular
1)
nature
the
of these factors might include
2) the

attitude

and symbolic

etc.;
depression,
involutional
or
as schizophrenia
of
a
large
attention
3)
the
special
the
patient;
to
treatment
of
the
meaning

�~22:

numbers of observers

h) the

incident to being placed

on

the treatment program;

attitude of the patient's therapist toward the patient

and toward

electroshock therapy, including the expected goals in each case; and S) the

relative effectiveness of other forms of therapy provided for these patients
in the hospital milieu. The use of a control group will also clarify the
nature of "Spontaneous recovery" and

may

aid in the understanding of

"atypical" results in the patients actually receiving convulsive therapy.
2. Insulin

Coma:

It is

planned to extend the present methods of study

to an investigation of those patients receiving insulin

coma

therapy.

�~23.-

2. Significance
This program of study has both applied and theoretical significance.

there
since
electroshock
of
therapy
use
clinical
It can lead to the improved
be
mechanism.
will
It
the
of
therapeutic
will be a greater understanding
to
who
better
improve,
will
those
patients
more
skillfully
select
to
possible
and
to
predict
the
involved
therapeutic
in
process,
factors
other
manipulate
more

accurately future management problems.
of
the
psychounderstanding
to
a
greater
however,
also
This study
leads,

pathology of mental

picture
which

illness.

Through the various methods of study a

clearer

will be obtained
meaningful criteria for

of the mechanism of defense and modes of communication

may

contribute

more

operationally accurate and

"improvement".
of
determination
the
for
diagnostic classification
techtherapeutic
other
on
throw
light
may
Finally, the investigation
and

and
obserthe
function
cerebral
in
niques. The studies of the alteration
have
signifi—
damage
and
cerebral
behavior
between
vations on the relationship
also
is
It
electrocoagulation.
and
cerebral
cance for the studies in Ibbotomy
modes
of
and
in
language
the
changes
into
here
gained
the
insights
that
likely
of
psychotherapy.
study
eventual
significant
make
an
possible
adaptation may

�VI. FACILITIES

AVAILABLE:

1. Hillside Hespital is a

200 bed

non-profit psychiatric hospital.

All admissions are voluntary, with periods of hospitalization varying from
h-lZ months. All patients are available for study.
The

hospital

was

established in 1927, for the purpose of treating

ulatory psychiatric patients.

A

amb-

residency training program.was instituted

earxy, under the supervision of an active staff of psychoanalytic psychiatrists.
In 1950 the research biochemical laboratory was established, to be followed

in

1953 by

the neurophysiological research laboratory.

In 19Sh these laboratories were combined and expanded, and a Research
Service established as a:full-time operation of the hospital.
Research Director was appointed to integrate
program.

At this time, the

staff consists

all

A

full-time

the studies into a basic

of the Director, research assis—

tants in psychiatry and psychology, biochemist and assistant biochemist,

siologist,

and

EEG

technician. In addition, a psychologist and

phyb

two chemists

are associated on a project basis.
Laboratory
Medcraft D-8,
two S-hB Grass

8

facilities include:

(a) Electroencephalographic unit with a

channel instrument; (b) Neurophysiological laboratory with

stimulators,

tachistoscopic projectors

ical laboratory with

Du Mont # 3&amp;0 R

and

feet of laboratory space

Beckman

Coleman Spectrophotometer, and

ifications of the A.E.C.

two synchronized

auxiliary electronic equipment; (c)

1000 square

the following major items:

oscillograph;

Biochemp

and equipped with

Spectrophotometer,'Warburg respirator,

radioisotope unit following the basic spec-

�£2 5..
ﬂ

2. Personnel:*

studies
Undergraduate
Research:
of
(a) Dr. Max Fink, H.D., Director
the
and
degree
New
Yorn
College
University,
of
Universitv
were undertaken at the
{e
the
attended
l9h2.
in
was
granted
of B.A. cum laude with Honors in Biology
New

l9h5.
in
graduating
of
Hedicine,
York University College

interneship he served in

School
of
the
from
he
where
graduated
U.S.
Army,
the

Military Heuropsychiatry in
Knox

After a rotating

19h7, and was Chief of the

Psychiatric Section, Fort

Station Hospital during 1947.
Formal neurologic

training

was

received at hontefiore Hospital in

York

New

Formal
psychiatric
(l9h9«1951).
Hosoital
Bellevue
Dsychiatric
and
at
(l9h8-l9h9)

and
than
(1950)
at
Hospital
Bellevue
?svchiatric
undertaken
at
training was

Hillside Hoscital (1952).
During 1951, and again

in

1953, he

and then

at

Mount

In 1952, he was
American Board of

first at

Sinai Hospital in

a research fellow of the Hational

Both periods of study were under the

Foundation for Infantile Paralysis.

ection of Ur. horris 3. Bender,

Was

ﬂew York

dir-

University College of ﬂedicine

ﬂew York.

the
by
in
l95h,
and
Psychiatry,
in
Feurology,
in
certified

‘sychiatry and Neurology.

Simultaneously he attended and gradof Psychoanalysis, Psychiatry and

Institute
1953.
In
January,
in
Physicians
for
Psychology, receiving their Certificate
Mental
of
Institute
National
the
of
June, l9Sh, he was granted a research grant

uated from the ”illiam

Alanson Fhite

Health for a 2-vear study of electroshock processes.

In September, l95h, he was

Fink
Dr.
Hillside
Hospital.
Service
at
Research
appointed Director of the

is

33, married and has one son.
_____._.__.___.___________.___.____________.._._____._______._____________.______.
38.
apaended,
page
of
is
personnel
* Bibliography

�7-20Collowing
Psvcuiatry:
in
Assistant
(b) Dr. Joseph Jaffe, h.D.,
the
attended
Jaffe
Dr.
l9hh),
(B.A.,
Columbia
College
at
studies
undergraduate
Then
19b7.
M.D.
in
his
and.was
granted
of
hedicine,
College
New vorlr. University
he
began
interneship,
rotating
a
he was elected to Alpha Omega Alpha. Followinr
resident
a
as
First
Hospital.
DelleVue
Psychiatric
the
at
of
study
three years
U.S.P.H.S.
posta
as
studies
his
he
completed
in psychiatry, then in neurology,
lender.
3.
Morris
Dr.
of
doctoral research fellow under the supervision

from
graduating
Air
Force,
States
United
the
in
he
was
1953,
From 1951, to
Air
Eitchell
the
at
Psychiatrist
Chief
He
was
ﬁedicine.
Aviation
the School of

Force Base Hospital.
prac—
the
private
been
in
has
he
service
Since discharge from the military
of
Board
American
the
by
psychiatry
in
He
certified
was
tice of psychiatry.
psychoin
candidate
been
he
a
has
Since
l9h9,
1953.
in
and
Neurology
Psychiatry
Psychiatry
Psychoanalysis,
of
Institute
'hite
Alanson
analysis at the William
the
at
Assistant
Research
been
has
a
two
years
the
and
past
for
and Psychology
in
position
present
to
his
He
was appointed
Mount Sinai Hospital of New York.

September, 1955.
Chemist:
Chief
Ph.D.,
Goldenberg,
(0) Dr. Harry

A

graduate of the

Tremaine
of
a
recipient
York
New
in
of
the
City
of
College
D.
in
”h.
his
received
Goldenberg
Dr.
Scholarship and graduated cum laude.
in
instructor
He
been
has
an
Brooklyn.
of
Institute
from
‘olytechnic
the
l9h9

l9hh, he was the

College
Brooklyn
and
at
(l9h6-h7)
biochemistry at the Dolytechnic Institute
Natthe
of
enzymology
Fellow
in
Research
he
l9h7~h9
was
a
In
(1951 to date).

ional Institute

of Health, and from 1950

the
to
chemist
he
was
a
1952,
to

methods
enzyme
studying
of
Brooklyn
Hospital
Jewish
the
at
U.S.D.H.S. project

in clinical chemistry.

�...27..

Dr. Robert L. Iahn, Ph.D., Assistant in Psychology:

(d)

After

graduation from Brooklyn College in l9h0, he undertook graduate studies at
Columbia University. These studies were interrupted by four years of service
and
School
Dsyc‘hology
went
he
Clinical
to
where
United
Army,
States
in the
On
and
overseas.
country
in
this
various
hospitals
served as psychologist in
of
Neurology
the
Department
in
Research
T’syc‘iologist
became
he
the
army
leaving

of the

Mount

of Dr.

horris

Sinai Hospital in

New

York, where he wormed under the supervision

B. Bender and Dr. E. A.

"einstein until January, 1955.

is

He

of
monograph,
the
and
co-author
is
studies,
experimental
of
numerous
the author
"Denial of Illness:
He

Symbolic and Physiological Aspects" published

received his Ph.D. from the

New

in

May, 1955.

York University School of Graduate Arts

instructor of psychology at Brooklyn and Huntto
been
he
a.consultant
has
two
two
For
the
past
fbr
years
years.
er Colleges
conducted
and
has
training proMental
of
Hygiene
New
York
Department
State
the

and Sciences in 1953, and

was an

he
been
has
1955,
a
Since
January,
mental
the
of
several
hospitals.
in
grams
member

of this

staff.

(e) Dr.

Hyman

years of military service,
received his 3.8. in
ogy

interns at

York

four
Following
Psychology:
in
Assistant
Ph.D.,
Korin,
he matriculated

l9h9, and

at College of the City of

his H.S. in 1950. During 1951-52 he

the Hount Sinai Hospital and

University.

New

was

York and

psychol-

matriculated for his Ph.D. at

New

Since June, 1953, he has been Research Assistant in Psychology

at Hillside Hospital.

He

recently completed his doctoral thesis on

"The

Effects

of ﬁlectroshock on Retroactive Inhibition," and received his Ph.D. in October,
1955.

his'L.

F.

(f) Dr. Arnold Blumberg, H.D., Internist: Dr. Blumberg received
from the University of Pennsylvania in l9h2, for studies in physiology,

and in l9h5, received his E.D. from

the

Mew

York

University College of Medicine.

continued
he
two
of
and
service,
military
years
interneship
Following a rotating
1952.
l9h8
First
from
to
Memorial
Goldwater
Hospital
at
his residency training

�-28he
completed
Fellow
Medicine,
in
then
a
as
as a resident in neuropsychiatry,
He
has
1950-1952.
Division
Research
the
his studies as a Research Fellow in

been a Fellow in

Medicine

at the

New York

University College of Medicine,

1951-Sh.
He was

is

an

certified

Internal Medicine in l95h and
of Physicians. He is the associate

by the American Board of

associate of the American

Attending Internist at Hillside

Academy

Hospital and has'been

directly responsible fa'

of
coordinator
well
as
as
Research
Service,
the physiological studies of the
the biochemical programs.
3. Function of Research Service:

the
Research
Service,
the
of
research
programs
In addition to the
with
actively
They
cooperate
functions.
staff is active in two additional
research
who
on
part-time
carrying
are
those members of the hospital staff
In such instances, aid

nature.
of
clinical
a
chiefly
projects,
the
planning
of
goals,
project
clarification
the

is given in

and design of programs, and

is needed.
and
during
in
is
progress,
program
Secondly, an active resident training
independon
an
to
opportunity
carry
an
given
is
the third year, each resident
been
have
two
service
projects
of
this
ent project. Since the development
such technical assistance as

the
include
projects
completed, and three are
testosterone
of
and
the
use
states
anxiety
in
of
reserpine
clinical evaluation
include
resident
At
projects
present,
coma
therapy.
insulin
to
adjuvant
an
as
now

active.

The completed

a
factor,
therapeutic
milieu
a
as
the
of
hospital
a study

clinical evaluation

and
clinical,
coma
therapy
insulin
for
substitute
a
of chlorpromazine as
aMbivalence.
of
measures
and
tachistoscopic
psychologic

�-29In

May, 1955,

the Research Service established

a.

liason with the Sloan-

York
of
steroid
New
out
study
to
cooperative
a
of
Institute
carry
Kettering
excretion rates in psychotic patients, with emphasis on the patterns altered

during and following electroshock thefapy.

�-30..

VII,

M

PRESENT BUDGET AND REQUESTED SUPYOR :

Budget and Present Support:
1. Present anus—“u
The following is the full budget of the Research Service

for the fiscal year l9SSmS6. The major Share of the program is supported
by the Board of Directors, supplemented by grants of the United States Public Health Service. Under Grant M—927 of the National Institute of Mental
Health, $1h,807 of direct costs and $2221 of overhead costs was granted

for the year September 1, 1955 to August 31, 1956. This grant is the second
year of a 2-year grant for neurophysiological studies including the present
Electroshock Evaluation Study.
awarded $6500

The

National Institute of Arthritis has

for the second year of a twoayear grant for biochemical studies.

�~31-

1.

w.-

'

Board of Directors

U.S.P.H.S.

15,000‘

15,000

-——-

Psychiatry*

7,200

7,200

--—

Research Assistant in
Psychology

8,000

-——-—

8,000

Research Assistant in
Psychology

5,000

-—-—-

5,000

2,520

2,520

-————

Chief Chemist

8,600

8,600

-—-—-

Assistant

Chemist

h,000

__—-

h,000

Assistant Chemist

2,800

2,800

-——-

Assistant in Chemistry

1,800

-——-

1,800

h50

-—-—

h50

3,810

2,253

1,557

1,200

1,000

200

Personnel

Director of Research

Psychiatgz:
Research Assistant in

7E0 Technician

-

Secretary

Biochemistgz:

2.

Equipment

3. Consumable supplies

h. Travel - Conferences
Total
Overhead
TOTAL

* 3/5 time to September 1956.

60,380

39,373

21,007

2,521

______

2,521

62,901

39,373

23,528

�.32..

2. Requestegjg‘udgetagr Support:
A.

include

requirements of the Electroshock Therapy Evaluation Project

The

two

two
of
other
modification
the
to
professional staff,
additions

specific allocations of equipment funds.
(1) Psychiatrist: The cooperation of an additional full time psycoma
insulin
include
of
to
the
study
the
needed
to enlarge
scope
chiatrist is

positions,

and

of
evaluations
the
in
to
assist
control
the
study;
therapy; to supervise
diange in patients

and carry out follow-up

studies.

For

this position, an-

alytic experience is essential.
(2)

Physiologist or Heurophysiologist:

Present physiological studies

of
Further
physiostudy
and
the
Internist.
Director
the
out
by
carried
are
by
full-time
a
of
studies
these
coordination
the
changes
requires
logical

physiologist,
(3)

M.D.

or Ph.D.

Equipment:

and physiology.

For

Present needs are focused in two areas

-

biochemistry

further refined studies of the steroid sulfate patterns

mechanical
and
a
Beckman.Spectrophotometer
the
attachment
for
a recording

carry out the anticipated physiological
studies modifications and attachments to the electroencephalograph are

shaker (Dubnoff) are requested.

To

suggested.
following budget is one suggested to continue the present proneeded
completo
the
of
1956
personnel
addition
the
with
July
1,
gnmn after
ment the present staff. The budget is divided into three categories, followB.

The

Research
Serthe
coordinated
in
which
divisions
are
the
three
laboratory
ing
and
five
period,
a
for
the
for
year
Estimates
listed
first
year,
are
vice.

including projected salary increments.

�M

First

1. Psvchiatqz:

a. Director
Secretary

Conferences

13

Year

Five Year Total

(20,-25,000)

20,000

112,500

(2,6-3,100)

2,600
1,200

11,220

(15,-18,000)
(15,-18,000)

15,000
15,000
9,000
5,500

82,500
82,500
52,500
35,000

1,200

3,600

. Personnel

1. Psychiatrist
2. Psychiatrist
3. Eeychologist
13.. Psychologist

c. Supplies
Subtotal

-

&amp;

(

9"12:OOO)

(5’5' 8,500)

Equipment

388,820

69,500

Psychiatry

2. Neurophysiologx:

a. Personnel
9,000
3,600

52,500
12,000

b. Equipment

1,000

1,000

c. Supplies

1,200

6,000

1. Physiologist
2. Technician

(9,-12,000)

(3 : 641-31400)

71,500

10,800

Subtotal - Neurophysiology
3. Biochemistry:

a. Personnel
Chief Chemist (9,-11,000)

9,000
6,000
0,000
1,800

36,000
25,000
11,200

b . Equipment

7,000

7,000

0. Supplies

1,500

7,500

1.
2.
3.
h.

Chemist
Chemist

issistant

Subtotal - Biochemistry

(6,-8,h00)

(bu-6,000)

(1,8—2,600)

29,300

137,700

�Total

First

-

All Programs

..

All Programs

113,600

598,020

17,0h0

89,700

130,6h0

687,720

Overhead Allowance\(15%)

TOTAL

Five Year Total

Year

C. Budget Reconciliation:

1. Salaries:

The

salary range for each item is consistent with pre-

sent positions established at the hospital, or for

new

positions, with neighbor-

for supervising psychiatrists is
$12,-15,000, with a projected revision to the stated scale in 1956.
ing

institutions. Present salary
2. Equipment:

ment expenditure

ance

range

For psychiatry, the

initial year

includes the equip-

for tape recording system (#600) and an annual

for expenses.

The

$600 allow—

physiological equipment expense (51000) is to allow

modification of present electroencephalographic equipment to
record other physiological indices.

The

expenditure for supplies includes

allowances for consumable items and the provision for the building of specialIized equipment.

In biochemistry, the

a recording attachment for the

Beckman

intiial

expenditure includes $7,200 for

spectrophotometer and 9800 for a Dubnoff

shaker.
3. Conferences:

Present budgetary items include this

of the Director or members of the

sum

for the use

staff to attend appropriate scientific

meet-

ings.
h. Overhead: Consistent with hospital policy and recent administrative
changes in other

grants, a

15%

allowance

is requested.

This amount includes

hospital allocations for Social Security coverage; and for such contingencies
in the expenses of the program as not reg iring a significant alteration in the
budget.

5. Subtotals and Total: The budget is presented in three sections,
representing natural subdivisions of the program, thereby allowing for modifications in support.

�VII.

APPENDIX

A. REFERENCES:

from
Discharged
317
Patients
of
Study
Follow-up
H.L.
RACHLIN,
2E.§i:
1.
in
Hosp.,
Hillside
press.
l?50,
J.
in
Hillside Hospital
and
other
Psychosurgery
Shock
Treatment,
2. KALINOWSKY, L.B. and HOCH, P.H.:
New
York,
Grune
Stratton,
(2nd
a
ed.),
Somatic Treatment in Psychiatry

1952.

19h8.
397,
Mil.
Surg.
$92:
Theories,
Shock
Therapy
Fifth
GORDON,
H.L.:
3.
and
Dsvchiatry,
Neurology
of
Foundations
h. GELLHORN, E.' Physiological
1953.
Minneopblis,
Hinnesota
Press,
University of
Nervous
Autonomic
H.C.:
S.a FNNKENSTEIN, D.H.,
Ment.
3
Nerv.
J.
Shock
Treatment,
System Changes Following Electric
GREENBLATT, M.

Dis.

329%.: 2109,

and

SOLOMON,

19,480

Which
PreA
Test
H.C.:
5.b FUNKENSTEIN, D.H., GREENBLATT, M.,
Schizophrenic
on
Treatment
Shock
Electric
of
dicts the Clinical Effects
1950.
889,
Am.
199:
Psychiat.
J.
Patients,
AND SOLOMON,

5.0.

Autonomic
Changes
H.C.:
SOLOMON,
and
M.,
FUNKENSTEIN, D.H.,
&amp;
Nerv.
J.
Patients,
in
Mentally
Changes
Psychologic
Paralleling
GREENBLATT,

Ment. Dis.

6.a.

11;: 1, 1951.

Ill

Exthe
and
in
HOAGLAND, H. et al: Changes in the Electroencephalogram
of
AgitTherapy
Electro-shock
Accompanying
cretion of T7-Ketosteroids
19h6.
Med.
§32h6,
Psychosom.
ated Depression,

Excretion
on
Treatment
of
Effect
B.H.:
6.b. ALTSCHULE, N.D. and
&amp;
Neurol.
Arch.
Mental
Disease,
with
Patients
in
of l7-Ketosteroids
1950.
516,
éﬁ:
Psychiat.
Cortins
of
Excretion
the
on
Convulsive
Therapy
6.c. ASHBY,‘W. 1.: Effects of
19h9.
275,
Ment.
Sci.
23:
and Ketosteroids, J.
PARKHURST,

Excretl7-Ketosteroid
the
of
Studies
Chromatographic
H.
WERBIN,
7.a.
gt El:
Hosp.,
Hillside
Normal
J.
Individuals,
and
ion Datterns of Psychotic
195,40
2011,
2:
l7~
Neutral
of
Urinary
The
Fractionation
S.
R.:
M.
STITCH,
and
REISS,
7.b.
Ment.
$99:
Sci.,
J.
Male
Schizophrenics,
Chronic
from
Ketosteroids
7011, 195,40

8.

ASHBY, W.

R.:

Mode

22: 202, 1952.

of Action of Electro-Convulsive Therapy,

J.

Ment. Sci.

�.36...

9.

Shock
Therapy,
Hypoglycemic
and
JELLIFFE, S. E.: Discussion on Insulin
1937.
200,
&amp;
2Q:
Psychiat.
Arch. Neurol.

of
Aspects
Psychologic
Certain
0n
E.
MOSSE,
9.:
and
J.A.B.
10. MILLETT,
l9hh.
226,
Med.
6:
Electroshock Therapy, Psychosom.
Shock
Electric
with
Treated
Patients
in
Functioning
Memory
ZUBIN,
J.:
lla.
l9h8.
33,
Dersonality
Therapy, J.
ll:
on
Therapy
Convulsive
Electric
of
Effect
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BARRERA,
and
ZUBIN,
11b.
J.,
596,
l9hl.
ﬁg:
Biol.
Soc.
Exper.
Hemory, Proc.
Assoword
the
on
Performance
on
Shock
Therapy
of
:
Effects
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J.
12,
19h7.
Association,
Psychological
Eastern
the
at
Presented
ciation Test.
J.
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Convulsive
Electric
Following
Loss
Memory
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I.L.:
13.
191.18.

Personality

1.1: 29,

der
mit
Erfabrungen
Psychopathologische
GROBE,’W.:
and
W.
BAEYER,
von,
lha.
l9h7.
163,
Psychiat.
$12:
Elektrokrampfmethode, Arch. f.
after
Patients
Mental
on
Observations
E.
STAINBROOK,
J.:
H.
and
LOWENBACH,
lhbg
l9h2.
828,
Am.
2g:
Psychiat.
J.
Electroshock,
Post—Convulsive
of
Immediate
Description
Rorschach
STAINBROOK,
E.J.:
Ibo.
19AM.
302,
&amp;
Personality'lg:
Mental Function, Char.
Electroshock
During
Psychosis
KAHN,
and
R.L.:
LIEN,
L.,
WEIWSTFIN,
E.A.,
15a.
Am.
Psychiat.
J.
Shock
Therapy,
of
the
Theory
to
Relation
Its
Therapy:

1952.
22,
$92:

and
PhysioSymbolic
of
Illness:
Denial
KAI-1H,
R.L.:
15b. mnrsmm, F..A and
1955.
Illinois,
C.
Springfield,
Thomas,
Charles
Aspects,
logical
Ego,
the
on
Treatment
Shock
of
Effects
D.:
IMPASTATO,
and
FROSCH,
J.
16.
Psychoan. Quart. I]; 226, l9h8.

l7.
18.
19.
20.

Recent
Under
"Normal"
Person
of Electroshock on a

L.: Effect
1953.
696,
Am.
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Stress,
in
(Paraphasia)
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1959.
72,
61:
a
Psychiat.
Neurol.
Arch.
A.M.A.
Brain
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Organic
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in
Disorientation
of
Patterns
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R.L.:
WEINSTEIN, E. A. and
1951.
21h,
&amp;
Neurol.
I:
Brain Disease, J. Neuropath. Clin.
"47.1%.: 7-iithdrawal, Inattention,
310133,
and
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1955.
235,
&amp;
IA:
Psychiat.
and Pain Asymbolia, A.M.A. Arch. Neurol.
ALEXANDER,

�-3721.

T‘JEII‘YST‘EIN,
&amp;

E.

nsychiat.

A.
_6_L_l:

and mm,
772, 1950.

D.

Neurol.
Arch.
Anosognosia,
of
L.: Syndrome
"

of
Denial
Illness,
in
Factors
Personality
R.L.:
MEN,
and
22. IEINSTEIN, E.A.
1953.
§_9_:
355,
&amp;
T.‘Ieurol.
Psychiat.
11.14.11. Arch.
23.

L.A. and LINN,

R.L., SUGABI'JIAN,
Brain
Disease,
Sodium
Organic
in
Amobarbital
of

“IEINS'I'Em, 33.11., MEN,

Am.

Use
Diagnostic
1.:

J. Psychiat.

112:

889, 1953.

21;.

Test"
"Amytal
E.A.:
H.
and
vmmsmm,
KAI-1N, R.L., PINK,
1955.
3,
Hosp.
3:
Hillside
Mental Illness, J.

in Patients with

Differential
the
in
Tests
Perceptual
NJ: Tactile
25a. DEF-HER, MB. and
1952.
21,
Hosp.,
Hillside
1:
J.
Disorders,
Psvchiatric
of
Diagnosis
Sign
8.
Diagnostic
Test
as
Face-Hand
1.1.3.:
25b. PINK, M. GREEN, M. and BINDER,
1952.
h6,
2:
Neurology,
of Organic Mental Syndrome,
ImproveClinical
and
Damage
Brain
26a. REVITCE-I, 13.: Observations on Organic
195h.
§_8_:
72,
Quart.
ment Following Protracted Insulin Coma, Psychiat.
Coma:
TreatInsulin
A
Prolonged
Case
of
M.:
26b. IC-“IALEJASSER, S. and CAPLAN,
1952.
1115,
Hosp.
1:
ment, J. Hillside
and
ClinicElectroencephalographic
26c. SHAGASS, C. and ROFSML, P."T.: Serial
&amp;
Neurol.
A.Z"T.A.
Arch.
Coma,
Insulin
Prolonged
of
Case
al Studies in a
195b,.
705,
Psychiat. 12.:
Posthypoglycemic
in
Studies
26d. TRACER, C.L. at £1: Electroencephalographic
19530
1135,
1.32%:
Dis.
l‘ient.
Coma, Jo NerV.
Parts
of
1-5.:
Reduplication
Delusional
and
N.
FINE,
27. KAHN, R. L., GRAUBTE’ET, D.
1955.
13h,
Hosp.
g:
Hillside
Coma
Therapy, J.
Insulin
After
1Jody
the
of
Scale,
Rating
the
A
Psychiatric
of
Revision
28. MALAI‘EUD, 'T. and SANDS, S.L.:
Am. J. Psychiat. _l_9_l_l: 231, ram.
Colorimetric
Quantitative
the
for
Dyes
Basic
Use
of
29. GOLDENBERG, H.:
Chemical
Society
American
Conjugates,
Sulfate
Estimation of Steroid
1955.
'Iarch
31,
200,
Abstract,
Highspeed
by
Synthesis
Sulfate
Steriod
:
T4..
REIL’IANN,
J.
and
30. GOLDEHBERG,
Chem.
Soc.
in
Am.
press.
J.
,
Liver Supernates,
Convulof
Evaluation
the
in
Matched
Groups
Use
The
of
G.
A.
313
31.:
31. ULE'IT,
195h.
128.:
138,
July,
Menn.
Clin.
Bull.
Photoshock,
Subconvulsive
and
sive
F11 K,

(31‘.

�B.

Publications of Personnel:
Dr.

N

l.

x Fink:

Subdural Hematoma Developing during Hospitalization, Amer. J.
Psychiat., 191: 381-383, 1950 (with Dr. M. Green).

2. Patterns in Perception of Simultaneous Tests of Face and Hand,
Trans. Amer. Neurol. Assoc., 22; 250, 1950 (with Drs. M.B. Bender
and

M.

...,

Green).

ibid,

Arch. Neurol.

&amp;

Psychiat., éé: 355-362, 1951.

Test as a Diagnostic Sign of Organic Mental Syndrome,
Neurology, 2: hé-58, 1952 (with Drs. M. B. Bender and M. Green).
The Face-Hand

Tactile Perceptual Tests in the Differential IJiagnosis of Psychiatric Disorders, J. Hillside Hosp., 1; 21—31, 1952 (with Dr. M. B.

Bender).
A

Clinical Evaluation of Carotid Angiography, Conf. Neurol., 13:

Exosomesthesia, or Displacement of Cutaneous Sensation into Extrapersonal Space, Trans. Amer. Neurol. Assoc., lg; 1952 (with Drs.
M. F. Shapiro and M. B. Bender).

....

ibid, Arch. Neurol.

&amp;

Psychiat., éﬁ: h8l-h90 1952.

9. Order of Dominance in Cutaneous Perception, Trans. Amer. Neurol.
Assoc. 2E3 238~h0, 1952 (with Drs. M.B. Bender and M. Green).
10. Development of Perception of Simultaneous Tactile Stimuli in
Normal Uhildren, Neurology, 2; 27-3h, 1953 (with Dr. M. B. Bender).
11.

Perception of Simultaneous Tactile Stimuli by Mentally Retarded
Adults, J. Nerv. Ment. Dis. 111; h3-h9, 1953 (with Drs. M. B.
Bender and M. Green).

l2. Spinal Fluid Findings

2: 137, 1953 (I-rit‘n Dr.

13.

Following Cerebral Angiography, Neurology,
M.

Stein).

Statistical

Study of a Psychoanalytic Hypothesis; Absence of a
Parent as a Specific Factor Determining Choice of Neurosis, J.
Hillside Hospital, a; 67-71, 1953 (with Dr. S. Tarachow).

A

Effects of Barbiturates
15: 1953 (with Drs.

on Perception, Trans. Amer.
M. B. Bender, P. Bergman and M.

Neurol. Assoc.,
Nathanson).

Homosexuality with Panic and Paranoid States (Case Report)
Hillside Hosp., _2_: 16h-9o, 1953.

J.

16. Standardization of the Face-Hand Test, Neurology a; 211-217, 195h
(with Dr. M. Green).

�.3917.

Patterns of Perceptual Organization with Simultaneous Stimuli, Arch.
Neurol. &amp; Psychiat., 12: 233-255, 195A (with Drs. M. B. Bender and

H. Green).

18. The Amytal Test in Patients with Mental Illness, J. Hillside Hospital,
g; 3-13, 1955 (with R. L. Kahn and E. A. Heinstein).

l9. Delusional Reduplication of Parts of

Body

After Insulin

Coma

Therapy,

Dr. Joseeh Jaﬁig:

1.

Perceptual Patterns During Recovery From General Anesthesia, Jour. of
Neurol. Neurosurg. &amp; Psychiat., 1%; 316-321, 195l (with M. B. Bender).

2.

Factor of Symmetry in Tests of Double Simultaneous Stimulation, Brain,
15: 167-176, 1952 (with M.B. Bender).

Dr. Rdbert Kahn:

1. Toxicity of Quinacrine (atabrine) for Central Nervous System: Experimental
&amp;
Human
Neurol.
Arch.
on
Psychiat., 5g: 28h—299, l9h6
Study
Subjects,
(with Dr. T. Lidz).
2. After-Imagery in Defective Fields of Vision, J. Neurol., Neurosurg. and
Psychiat., lg: 196-20h, l9h9 (with Dr. M. B. Bender).
3. A Hereditary Syndrome Characterized by Mirror Movements, Left Handedness and Organic Mental Defect, Trans. Am. Neurol. A., ZS? 22h—226,
1919 (with Drs. I. Freiman and L. Michaels).
Tumors and Vascular
15: 277-278, 1950 (with

h. Correlation of Clinical and EEG-Abnormalities in
Disease of the Brain, Trans. Am. Neurol. A.,
Drs. E. A. ieinstein and H. Strauss).

5.

Syndrome of Anosognosia, Arch. Neurol.
(with Dr. E. A. Heinstein).

&amp;

Psychiat., ég: 772-791, 1950

6. Patterns of Disorientation in Organic Brain Bisease, J. Neuropath.
Clin. Neurol. 1; 21h-226, 1951 (with Dr. E. A. heinstein)

&amp;

7. Nonaphasic Misnaming (Paraphasia) in Organic Brain Disease, A.M.A. Arch.
Neurol. &amp; Psychiat., él: 72-79, 1952 (with Dr. E. A. Neinstein).

8. Preoperative and Postoperative Personality Changes Accompanying Frontal
Lobe Heningioma,
B. Schlesinger).

9.

J. Nerv.

&amp;

Hent. Bis.,

llh;

h92-510, 1952 (with Dr.

Phenomena of Reduplication, A.M.A. Arch. Neurol. &amp; Psychiat.,
81h, 1952 (with Drs. E. A.'Heinstein and L. A. Sugarman).

él:

808-

�uhO-

Shock Therapy, Am. J. Psychiat.,
heinstein and L. Linn).

Its Relation to the

Theory of
222; 22-26, 1952 (with Drs. E. A.

10. IBychosis During Electroshock Therhpy:
'

Brain
Sodium")
Sodium
("Amytal
Organic
in
Amobarbital
of
Diagnostic
Disease, Am. J. Psychiat., 109: 12, 889-89h, 1953 (with Drs. E. A.
Ueinstein, L. A. Sugarman and L. Linn).
Use

Neurol.
Arch.
of
Denial
Factors
in
Illness,
Personality
Q2: 355—367, 1953 (with E. A. Heinstein, M.D.).

&amp;

Psychiat.,

Behavior Disturbances Following Cataract Extraction, Am. J. Psychiat.,
and
L.
Linn).
E.
1953
A.‘
einstein
(with
Drs.
281—289,
219}

Delusional Reduplication of Parts of the Body, Brain, 7?: h5-60, l95h
(with Drs. s. A. deinstein, s. Halitz, and J. hozanshiT:

Serial Administration of the "Amytal Test" for Brain Disease: Its Diag195h
&amp;
217-226,
Neurol.
Arch.
and
Psychiat.,
Value,
Prognostic
nostic
ll:
(with Drs. E. A. Heinstein and S. Malitz).
16. Ludic Behavior in Patients with :rain Disease, J. Hillside Hospital,
A.
Sugarman).
and
L.
B.
A.'Heinstein
l95h
(with
Drs.
98-106,
2:

17.

Test in Mental Illness, J. Hillsiﬁe Hospital.,
(with Drs. M. Fink and E. A. ﬂeinstein).

The Amytal

Q;

3-13, 1955

Amer.
"Irritative"
Lesions,
in
of
Functioning
Intellectual
Patterns
18.
PSychologist, 25 h02, l95h (with Dr. E. A. Meinstein).

19.

"Spatial inattention" in Patients with Localized Lesions of the CereN.
S.
l95h
(with
327-328,
Drs.
Psychologist, 2:
Pollack and M. B. Bender).

brum, Amer.
M.

Batteery,

20. The Adaptive Role of Behavior Accompanying Brain Disease as Exemplified
by the Phenomena of Reduplication, Amer. Peychologist, 2; h90, l95h (with
Dr. E. A. ieinstein).
21.

Denial of Illness: Symbolic and Physiological ASpects, Springfield, I11.,
Charles C. Thomas, 1955 (with Dr. E. A. ;einstein).

22.

Coma
Therapy,
Insulin
Body
After
of
of
Parts
the
Jelusional [@dnplication
M.
and
Fink).
D.
Graubert
1955
(with
lBh—lh7,
Drs.
J. Hillside Hosp., g:

and Pain Asymbolia, A.M.A. Arch. Neurol.

23. ’kithdrawal, Inattention,
Psychiat., 1h: 235—2h8, 1955 (with Drs.

s.

A.

neinstein ana'h.

H.

&amp;

Slote).

Spatial Inattention in Focal Cerebral Lesions, Brain, in press (with
Drs. C. S. Battersby,

M. B.

Bender and.M. Pollack).

�25. Autokinetic Movement in Patients with Sensory and.Motor Disturbances, J.
M.
M.
and
B.
Pollack
S.
(with
Drs.
H.
Battersby,
Exp. Psychol., in press
Bender).
26. Relation Between Altered Brain thction and Denial in Electroshock Ther&amp; Peychiat., in press (with Drs. M. Fink and
A.M.A.
Meurol.
Arch.
apy,
E. A. heinstein).
27.

Mount
Sinai
of
J.
With
Picture
Schizophrenia,
Clinical
a
Encephalitis
Hosp., a1; 1955 (with Drs. E. A. Heinstein and L. Linn).

Korin:

Dr.
.1.

The
New

Effects of Electroshock
York University, 1955.

on

Retroactive Inhibition, Ph.D. Thesis,

Dr. Hargz Goldenberg:
and
of
Amino
Acid
Esterase
Trypsin
Activities
of
the
1.
Chymotrypsin, Arch. Biochem., 22; 15h, 1950 (with V. Goldenberg).
pH Depenﬁence

2.

Several Derivatives of Acetyl-dl-phenylalanine, J.
5317, 1950 (with V. Goldenberg and A. McLaren).

Am. Chem.

Soc., lg:

3. Effect of Ultraviolet Light on the Specific Activity of Chymotrypsin
and Trypsin, J. Am. Chem. Soc., 72: 1131, 1951 (with A. D. McLaren).

h.

An

Ester
Leucine
of
Ethyl
Hydrolysis
the
Enzyme-Catalyzed
Into
Inquiry

Gold1951
V.
(with
Biochem.
110,
Acta,
Biophys.
1;
et
Chymotrypsin,
by
enberg and A. D. McLaren).

5. Report D-12, April 1, l9h6; cf. pp. 117-119, concerning 8-Hydroxyquinoline Method (Alcohol Extraction), in C.J. Rodden's "Analytical Chemistry
of the Manhattan Project", (with J. Greenspan, M. J. Sohuler, D. Taub,
and A. S. Carlson).
6. Calcification. V. Influence of Fluoride and Cyanide Ions in the Presence
and Absence of Magnesium, Proc. Soc. Exp.
A. L. Sobel).

Biol., 19:

719, 1951 (with

kaline Earths on Survival of the Calcify1952
(with A. E. Sobel).
695,
Exp.
Soc.
Proc.
g1:
Mechanism,
Biol.,
ing

7. Calcification. IX.Inf1uence of

A

8. Calcification. IV. Influence of Strontium and Magnesium Ions on Calcification in vitro, Proc. Soc. Exp. Biol., IQ: 716, 1951 (with A. E.
Sobel and A. Hanok5.

9. Calcification. XI. Studies of the Incorporation of Citrate in Calcification in vitro J. Dent. Res., 3;: L97, 19Sh (with A. E. Sobel
and E. Schmeriler).

�~h2§

Ions
and
Cyanide
Fluride
by
Inhibition
10. Calcification. XII. Cation-Linked
&amp; Hed., éé: 27S,
Biol.
Soc.
Exp.
Proc.
in B-GlycerophOSphate Medium,
l9Sh (with A. E. Sobel).

19Sh.
26:
690,
Chem.,
Anal.
Plots,

ll.

Rectification of Nonlinear Beer's

12.

Curves.
Nonlinear
Activity
of
Rectification
Biochem. &amp; Biophys., ég; 288, 195h.
Enzyme

Law

I.

Preliminary, Arch.

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              <elementText elementTextId="67257">
                <text>1955</text>
              </elementText>
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            <elementTextContainer>
              <elementText elementTextId="67258">
                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
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                <text>&lt;a href="http://id.loc.gov/authorities/subjects/sh85113021"&gt;Research Files&lt;/a&gt; and Unpublished Works -- Hillside Hospital, Glen Oaks, NY, 1953-1965</text>
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                <text>The Max Fink Collection</text>
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              <elementText elementTextId="67261">
                <text>Letter to Fink; Somatic Therapy Research Program; Monthly report; Research Progress reports - Department of Biochemistry; Letters to Dr. Miller; Electroshock Therapy Evaluation Program; Annual Report - Department of Neurology; </text>
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                    <text>January 15, 1956

Perceptual Changes Induced
M

Prorress Report
Maximilian Fink,
Director of Research

M. D.

927

By Drugs and

Electroshock

(c)

September 1, 1954—January 1, 1956

'

Hillside Hospital
Glen Oaks,

New

York

aHEMRY:

Beginning with a study of perceptual changes induced by electroshock, emphasis has shifted to a study of the mechanism of electroshock
therapy. A marked relationship was demonstrated between clinical improve-

ment and certain indices of altered cerebral function. Early, persistent
and severe changes in amytal tests and the electroencephalograms were ob-

served; but no correlation was demonstrated for memory
double simultaneous stimulation.

tests or tests of

clinical

improvement did not alvays persist, further studies
to elucidate the relationship of premorbid personality to both short and
long term improvement were devised. Preliminary data demonstrate a relationship between persistent improvement and a specific character pattern.

Since

suprathreshold simultaneous tactile stimulation techniques failed
to discriminate in terms of clinical response, threshold studies utilizing
square—wave electrical stimuli were undertaken. This technique elicits patterns of altered function not clinically apiarent, and the relation of these
patterns to clinical improvement is under study.
As

�PROGREeS REPORT

The

inception of

M~927

in September

1954 permitted an expansion

of studies previously undertaken as a Fellow of the National Fbundation
for Infantile Paralysis. Three studies were in progress: (a) evaluation
of the amytal test(l) in psychiatric subjects; (b) relation between al~
tered cerebral function and tests of simultaneous tactile stimulation;

(c) effect of lysergic acid diethylamide, pervitin, and amytal on visual perception.
and

In the amytal

test, the patient is

asked

questions concerning

his illness, orientation, and recall before and immediately after the intravenous administration of amytal to the point of nystagmus and slurred
speech. In the original studies at the Nount Sinai Hospital, the development of disorientation and explicit denial of illness was
clearly associated with diffuse cerebral dysfunction(1).

As a

admissions to Hillside Hospital were tested.

patients

control study, consecutive

Of 68

interviews essayed a-

not had recent electroshock therapy, 56 were adequately completed. Of these, 51 were "negative" for brain dysfunction;
and of the five " positive" results, hree showed other
evidence of brain

mong

damage.

who

had

In addition to further defining the scope of

this test as

an

in-

dex of

cerebral dysfunction, the study demonstrated other differences from
a group of patients with physical disabilities but without brain
disease.
There was more

transient disorientation

and

denial,

more withdrawal and

ludic behavior and more changes in the syntactical aspects of language in
the psychiatric population.‘
._____.________________________..____.______________________________________
*Kahn, R.L., Fink, M., &amp; Heinstein, E.A.: The "Amytal Test"
in
Patients
with mental Illness, J. Hillside Hospital ﬂzﬁ-lj, January 1955.

�2.
When

such

tests

were applied

in patients

who

had

recently under-

gone electroshock

therapy, "positive" amytal reSponses were elicited.
This aberration had previously been reported by Weinstein, Linn, and

Kahn(2), and formed the basis for

their explanation of the

mode

of action

of electroshock therapy.
In a second study,

patients undergoing electroshock therapy

tested by simultaneous tactile stimulation methods(5).

With

were

increasing

amounts of electroshock therapy,

patients demonstrated consistent alterations in the perception of the two stimuli. Failure to report one stimulus and mislocalization of one or both stimuli in predictable patterns
were demonstrated.

These

patterns

were

transient, however. Electroence-

phalographic records were also obtained in these subjects at weekly

vals.

progressive appearance of delta activity,

The

first

inter-

as random, low

voltage activity, and later as symmetric, high voltage bursts, previously
described by numerous authors(4) was confirmed. Attempts at this time to

correlate changes in the electroencephalogram

tests

and the simultaneous

tactile

unsuccessful.

were

third

group of

studies, of the effects of d~lysergic acid die—
thylamide and pervitin on visual perception were inconclusive. A variety
of ill~defined subjective perceptual alterations which failed of objec—
tive verification were observed and the study was discontinued.
A

The

experiences with amytal tests and simultaneous

tactile tests

formed the background for the studies undertaken since September 1954 un-

der

H—927.

To

determine the relationship between various indices of a1-

tered brain function (the amytal test, the electroencephalogram, and

�5.

tactile tests)

simultaneous

a correlated study was undertaken.

Conse—

cutive patients referred for electroshock therapy were studied. Treatment was administered three times a week. Electroencephalograms
were done
weekly on a day following a treatment.

tests

Simultaneous

tactile stimulation

tests were done once a week immediately preceding a treatment and 48 hours after a previous treatment. In addition,
special tests
of memory and recall utilizing the technique of retroactive inhibition
were carried out at weekly intervals.
and amytal

In addition to

intercorrelations between these indices, we were
anxious to determine the relation between such changes and clinical alteration in behavior. For this purpose a clinical evaluation of improvement

at weekly intervals during treatment

was made

ing therapy.
and the

These

patients

and unimproved.
showed

by

the

ratings

were
The

symptoms

their therapists;

and up to one month follow~

were made independently

classified as markedly

of the other indices,

improved, moderately improved,

markedly improved patients were those

that brought
and the

who no

longer

to the hospital; were rated improved

them

nurses' notes confirmed such aspects as being

able to sleep without medication, better appetite and improved capacity to

participate in hospital activities.
showed no change

The unimproved

or only transient changes.

were those who had some imtrovement

in

The

patients

were those who

moderately improved patients

symptoms, but

in

whom

severe dis-

turbances as obsessional thinking, paranoid ideas or somatic preoccupation

persisted.
A

marked

correlation

was found between

clinical

improvement and

early, persistent and severe changes in both the amytal tests and the

�4.
electroencephalogramx

to occur.

No

If

such changes did not appear, improvement

failed

such correlations were manifest between improvement and the

tests of recall function or

changes in simultaneous

tactile tests.

Thirty patients were essayed in this study, but 24 were success-

fully concluded.

At one month

post-treatment, eleven were classified by

the supervising psychiatrist as markedly improved; six as moderately improved; and seven as unimproved.

the markedly improved patients, every
one had at least one positive amytal test during treatment. Of the 50
tests given to this group, 58 (76%) were positive. In contrast, of the
unimproved

of the 45

Of

patients, five of the seven never showed a positive result, and
tests administered to this group, only 6 (15%) were positive.

The

moderately improved group showed more positive responses than the unimproved patients, but fell far short of the much improved
group.
In addition, there were consistent'changes in language and
non-

verbal aspects of behavior indicating alterations in adaptive mechanisms
in the much improved group, even in interviews not employing amytal.
These

alterations

were

either minimally or only transiently manifest in

the unimproved group and then only under the influence of sodium amytal.*
Concomitant studies of the electroencephalograms taken on a day

preceding the amytal
cords were

first

test indicate

M

a similar

relationship.

measured for per-cent time slow wave

The 160

re-

(delta) activity,
frequency of the

the duration of burst activity and the amplitude and
slowest waves present. The records were then placed in a rank serial
order.
Presented at the annual meeting of the American Psychiatric Association,
May 10, 1955; and submitted to the Archives of
Neurology &amp; Psychiatry for
*

publication.

�5.

falling in the upoer third were labelled "high abnormality" and
those in the lower third as " low abnormality". Of the much improved
Those

patients,

25% showed a

ment; 80%

after

two weeks and 90%

patients, iowever,

first

after three

weeks.

The

treat-

In the unimproved

none had a high degree abnormality record during the

three weeks and only one had such a record by the fourth

treatment.
these

high degree abnormality after one week of

records of the moderately improved patients

week

fell

of

between

two groupsc*

Changes

in

memory and

learning were tested in these subjects by

using the principle of retroactive inhibition.

recall of three-letter originally learned

By

the serial testing of

words following the

interpola-

ted learning of nonsense syllables, patterns of decrement in learning and

recall
ment up

elicited. As a group, the patients showed increasing impairto the third week of treatment, and a rapid inorovement after the

were

cessation of treatment.

No

relationship, however, could

be

established

between impairment and resnonse to treatment.**
The

responses of these subjects to simultaneous

touch stimuli were also assessed.

ability to identify

and

While an

localize the

two

tactile tests using

increasing impairment in the

stimuli could be demonstrated

with increasing treatment, no relation to improvement was noted.
By

tent

the spring of 1955,

and severe changes

tal tests

it

was

our conclusion that early,

persis-

in both the electroencephalogram and in the

amy-

are a necessary, though not sufficient, pre~requisite for
..___....-—_.

m---_—.

»

Presented at the joint meeting of the Eastern and Southern E1ectroence~
phalographic Societies, Bethesda, September 50, 1955.
*

Presented before the Electroshock Research Association, May 8, 1955, and
awarded their Annual Prize Award and cited for excellence in research design.
**

�6.
improvement following electroshock therapy.

initial part of the

This obserVation confirmed the

hypothesis of weinstein, Linn and Kahn(2) ascribing the

therapeutic results of electroshock to the facilitation of patterns of denial by altered brain function. But was it true that the patient's improvement

resulted

from denial of

illness or denial of

other a-

More

symptoms?

daptive mechanisms manifest? Also, within a few months a number of the markedly improved patients had relapsed.
At

this time,

a second

Why?

electroshock population

was

studied.

First,

to confirm our previous observations on the relation between improvement
and changes

in the amytal tests and the electroencephalogram.

if exnlicit

denial is a mechanism in improvement,

it

post—treatment and directly related to improvement.
advanced

that those patients

who showed

cit verbal denial" personality

Secondly,

should be manifest
The

hypothesis

the characteristics of the

would be those more

was

“eXpli—

likely to maintain

im—

provement.
Between April and August,
were

studied. Satisfactory data

electroencephalograms and amytal
and again d

ring the second and

thirty consecutive electroshock patients
was

obtained in twenty-five subjects.

The

tests were carried out before treatment,
third week of treatment. The patients were

again independently rated for improvement by a supervising psychiatrist du-

ring treatment, and one month following treatment. These patients are also
now being seen in six month follow-up visits to assess the " long-term"
changes.
In addition to these

of subjects

was

tests, the

premorbid personality of

this

group

assessed by an interview with family members, psychologic

�7.

tests

and a

tachistoscopic study.

in independent interviews.
to

A

At

least

two

close relatives were seen

standardized questionnaire has been devised

den
verbal
"explicit
the
of
indicative
factors
characterological
elicit

this study fifteen characteristics defined as typiSuch
in
selected.
were
of
absent
in
this
personality
tyne
or
cally present
tons include prestige consciousness, sensitivity to criticism, imagination,
temper and attitudes to sex and illness. Each patient is rated on a scale

nial" personality.

of

0

to

denial

2

For

for each item - the higher score signifying a greater tendency to

o

l

Each

patient vas also tested

by a standard psychologic evaluation

These
Thematic
and
Tests.
Rorschach
the
Apperception
including
battery
tests were assessed for character structure and the usual tynes of defense

or adaptation.

tional

A

tachistoscopic study

was

devised, in which pairs of emo-

and non-emotional words were flashed on a screen

at

10, 20, 50, 100

patient's ability to identify the words,
the reaction time, and the distortions were ascertained. This pre-treat~
nent data is now being studied as to its ability to clarify the patient's
and 250 millisecond

periods.

The

usual defense patterns.
Only the short term

group nine

uatients

were

results of this study are available.

Of

this

rated as showing marked improvement; twelve as

mo-

derate inprovement; and four as unimproved.
Of

the physiological indices assessed in these patients, a signi-

ficant difference

was

again noted in the anytal tests and the electroence—

phalograms between the markedly improved and unimproved groups.
no

There was

difference between the markedly and moderately improved groups.

�8.

relation of personality ratings and improvement, an
indefinite correlation was manifest in this small group. Lcores expressive
of tendency to "oxalicit verbal denial" ranged from O to 25 in a scale of O
Asgarding the

to 50.

The

following table describes the natterns of each grouw

when "high"

and "low" scores are compared.

(10 and Below)

Low

ﬁarked Improvement (9)

Hoderate

"

"

Uninproved

High (Above 10)

2

7

(12)

7

5

(4)

e

0

Because the scores were unusually low

in this group, a sample of

consecutive private electroshock estients were studied.

lity ratings

and

clinical evaluations

were made.

To

Similar persona-

date, ten patients have

this study is continuing.
This study is still in progress. The six month follouaup is now
being undertaken and further correlations will be done. Kcanwhile, certain
conclusions can be entertained. The relationship between alteration in the
been studied and

physiological tests and improvement

It became apvarent that
the patients manifesting clinical exolicit denial of illness post-electro—
was

confirmed.

shock did not have the best long—term response.

Lesser degrees of adaptive

better prognostic value. This observation led to an analysis of the only verbatim recorded data for this series - the language changes

changes may have

in the amytal interviews.

The

data is

now

being analyzed for a variety of

adaptive language changes and correlations with clinical assessment are to
be made.

�9.
Chile these studies of the ohenbmena underlying improvement in

electroshock therapy have been under investigation, the

tual studies

have run concurrently.

group studied, the lack of

In the

first

(1954) electroshock

correlation between simultaneous tactile sti-

mulation tests and improvement

was

nuzsling.

The

tactile tests

tremely gross, hovever, and this might be a factor.
a more meaningful

was

developed.

anticipation that

be obtained from

Previous exteriences with von Frey hairs for

such threshold stimulation had convinced
mulus

In

were ex-

this index if threshused, equisnent for threshold electrical

correlation could

old stimulation techniques were

stimulation

tactile percen-

me

that the variation in the sti-

often exceeded the fluctuations in hreshold, and the studies were

inconclusive.

Reports by Segal(5) on the perception of square-wave elec-

trical stinuli

led to our development of similar equipment.

84~B

stimulators and isolation units monitored by a

deliver independent stimuli.

A

Dnnont

Two

Grass

oscillograph

switch box and l centimeter steel disc e-

Difficulties in isolating the stimuli
precluded this testing being carried out satisfactorily until septenber.
A continuation of the second electroshock group has been in prolectrodes corolete the assembly.

gress since September.

The same

nhysiological tests and personality assess~

patient's responses to simultaneous
hreshold electrical stimuli is tested before treatrent and at weekly intervals. To date, 18 patients have been studied. The same phenomena of exments are undertaken.

In addition, the

tinction, displacenent, nerseveration, and confabulrtion described in patients with organic mental syndrome with suprathreshold stimuli by Fink,
4.

�10.
Green, and Bender(6) are apparent

technique

elicits these patterns

in these natients during treatment. This

clinically manifest.
while extinction is also manifest in yrs-treatment testing, displacement
and perseveration are related to the extent of treatment. This study is

now

though they are not

in progress.
Concomitant with these studies, preliminary observations of a

milar nature have been

made

in patients undergoing insulin

coma

si—

therapy.

Recent reports of the value of prolonged come as the basis for improvement by Revitch, Kwalvasse? and Caplan, Sharass and Rowsell, and Yeager

gt

al&lt;7&gt; have been confirmed

in our patients. In

reported a direct relationship between altered brain function, altered patand
imnrovement.*
and
behavior
terns of adantation in lan mace
clinical
t:
.
'
-

one unusual case we

r

R.L., Graubert, D.H. and Fink, N.: Delusional Reduplication of Parts
of the Body After Insulin Coma Therapy, J. Hillside Hbsnital ﬂ;154v147, 1955.
*

Kahn,

�11‘
Summary

of
Our

Work

to Date and Plans for the Future:

studies of perceptual changes induced by electroshock are pro-

is in elucidating the
factors underlying improvement following electroshock therapy: changes in
shysiologiccl indices; adaptive changes in language and behavior in resnonse
ceeding in two concurrent and related courses.

One

to altered brain function; and the factor of personality.
study of the watterns of threshold

tactile perception

The second

is

a

under conditions of

altered cerebral function; their relation to "inprovenent" following

elec—

troshock; and the relation to other indices of altered cerebral function.
The problems

before this study are conylex.

The

rating of "improve-

is primitive and further vork alcnf this line is mandat ry. The delineution of the explicit verbal denial character is a gross anprOfination
of this problem. FUrther study of the role of personality and a descrip-

went"

tion of defensive operations other than denial which may
significance is in progress. To clarify in our data the

have therapeutic
203

beneficial

be
which
ascribed to "general interest",
electroshock
can
of
therany
result
"spontaneous cure" or "placebo" effect, a control study is being instituted
on February 1.

Titb the concurrence of the Sedical Board of Hillside Yos-

be
will
electroshock
referred
for
therauy
treated, by ranpital, pitients
dom selection, by either pentotbal-convulsive electroshock or jentothal—

subconvulsive stimulation.

The

cerebral chmnjcs induced by pentothal-

subcenvulsive stimulation are miniwal and result in a minimal inprovenent

rate(8)

o

�M

References

l. einstein,

E.A., Lahn, R.L., Sugarman, L.A., &amp; Linn, L.: Diagnostic Use
of Amobarbital sodium in Organic Brain Disease, Am. J. Tsychiat. 112:

889—894, 1955.

2. Heinstein, E.A., Linn, L. &amp; Kahn, R.L.: Psychosis During Electroshock
Therapy: Its Relation to a Theory of Shock Therapy, Am. J. Psychiat.
102:22-26, 1952.
5. Bender, H.B., Fink, H., &amp; Green, N.: Patterns in Perception of Simultaneous Tests of Face and Hand, Arch. Neurol. &amp; Psychiat. §§3555-362,
1951-

,

~

4. Pacella, B.L., Barrera, o.”., a Kalinowsky, L.: Variations in the Electroencephalogram Associated with Electric Shock Therapy of Patients with
Mental Disorders, Arch. Neurol. &amp; Psychiat., ﬂl:567~58#, 1942.
f‘!

5. Segal, Harry: Prick Threshold stimulation with Square ‘ave Current: A
New Heasure of Skin Sensibility, Yale Jour. Biol. &amp; Med., g§:145-154 1955.
A

6. Fink, 3., Green, D. &amp; Bender, U.B.: Face-Hand Test as a Diagnostic Sign
of Organic Mental Syndrome, Eeurology.g:46-58, 1952.

,

7. (a) Revitch, E.: Observations on Organic Brain Damage and Clinical Improvement Folloring rotracted Insulin Coma, Psychiat. auart. gé:
72, 1954.

(b) Kualwasser, S. and Caplan, M.: A Case_of Prolonged Insulin
Treatment, J. Hillside Hospital 35145, 1952.

Coma:

(c) Shagass, C. and Rowsell, P.W.: Serial Electroencephalographic and
Clinical Studies in a Case of Prolonged Insulin Coma, .M.A. Arch.
Neurol. &amp; Psychiat. 13:7059 1954.
(d) Yeager, C.L. 33 El:
glycemic Coma,

8. Ulett,

Electroencephalogranhic studies in PosthypoJ. Harv. &amp; Ment. Dis. 118:455, 1955.

of Matched Grougs in the Evaluation of
Convulsive and Subconvulsive Photoshock, Bull, Kenn. Olin. l§:158,
G. A.

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April 2, 1956
Corrected Copy
RESEARCH ACTIVITIES
ANNUAL REPORT

SAME AS ORIGINAL

-

1955

�IDENTICAI. UP TO END OF PARAGRAPH

1.

Research Programs were actively carried out by the Research Service,

resident and attending psychiatrists, and by departments at the hospital.
(a) Research Service:
With the two additions to the

expand

staff,

Dr. Fink was able to continue and

his studies of the changes in behavior'widch fallowed electroshock therapy.

These studies were directed

to understanding the effects of the treatment

on

the

brain, as well as trying to understand the changes in the patients behavior, language,and memory which might result from such changes in brain function. There
were

three different tests that were used.

The changes

that

occured in the brain

patterns (electroencephalogram) were studied and it was shown that it was
necessary to have some changes in the brain wave patterns before patients be-

wave

came

better

from electroshock.

Secondly, by giving the patients injections of

who
have
that
patients
it
changes in brain function show certain specific changes in language after the
drug. Thirdly, by special tests of the ability of the patients to perceive two
touches simultaneously applied to different body parts, it is possible to get

a seditive drug (sodium amytal)

is possible to

show

another index of brain function. These three indices, together, form the best
way

available today to demonstrate changes in brain function.
One way

of showing changes in a patient

is to study his language.

We

have

continued our studies of language following the administration of sodium amytal.

In addition, Dr. Jaffe has begun a study of the changes in language which follow
changes

in the doctors attitude to the patient. For this purpose

interviews between himself and the patient during which he changes

is recording
his own attitude

he

to the patient and then measures and examines the type of responses the patient
has to this change.

�-3-

interest has

Much

been aroused in the newer drugs in psychiatry.

A

pre-

vious study at Iﬂllside Hospital had shown that small doses of reserpine had very

little effect

on our

controlled study
and the

patients.

When

purified reserpine

was undertaken by one of

internist, Dr.

was made

available, a

the resident physicians, Dr. Wachspress

Blumberg, to determine whether high doses of reserpine

eleviate anxiety in our patients. It was the impression of the observers
that the reserpine failed to relieve anxiety symptoms regardless of dosage and,

would

that it increased the depressive symptoms. These observations will
reported in a forthcoming issue of the Journal of the Hillside Heepital.

moreover,

be

In the biochemical program, under the direction of Dr. Harry Goldenberg,
three projects were undertaken. In one study of the effects of chlorpromazine,
Dr. Goldenberé

carried out fundamental studies

azine to under-Stand where and

how

this

on

drug might

the metabolism of chlorprcm-

act. In this study

he was

us-

ing special techniques that he had developed.

In a study of the effect of

some new drugs

in inducing disturbed behavior

like schizophrenia, Dr. Goldenberg had studied a variety of alkaloids
for their ability to affect a special enzyme system (serum cholinesterase) he
reported that the most powerful of the new compounds (hallucinogens) known as

which looks

to be a very potent enzyme inhibitor as well.
the development of a very refined technique so that he can

lysergic acid diethylamide
Most remarkable was

measure very minute

was

quantities of drugs in the body. Thirdly,

fundamental studies on the function of the

liver in the

he made some

metabolism of hormones.

(b) Psychiatric Staff :

(1) Ambivalence Study: This study was continued by Dr. 3. Tarachow,
H. Karin and

5. Freidman. In this study, an effort is

patients develop the kind of neurosis that they do.
psychologic
measured.

tests as well as

made

to understnad

Emphasis

is

made by

why some

special

clinical interview, the degree of ambivalence is
This study attempts to prove a hypothesis that there is a relation bea

�tween the

loss of a parent early in life and the type or neurosis that developes

in adulthood.
(2) Subculture 5tugy: Under the directian of Dr. R. Navarre, supervising
Graubert
D.
Dr.
of
(resident therapist),
psychiatrist, an interdisciplinary staff
Dr. H. Korin (psychology), Mr; A. Lurie (social service) and.Miss Z. Putter (group

activities)

have

studied the hospital environment as a therapeutic agent.

They

are emphasizing the fact that just coming to a hospital has therapeutic value.
Also, that there are

many

agencies at the hospital which affect a patients change,

besides the specific psychiatric treatment that they are receiving from the phy-

sicians. In a pilot study, they demonstrated the value of a diary of patients
activities in clarifying the communications between patient and therapist, and
also to explain unusual changes in patients behavior. The staff has devoted a
good part of its time to understanding some of the aspects in thenhospital which
motivate changes in the patient.
In September, following our preliminary exper-

(3) Chlogprcmazine Study:

iences with chlorpromazine, one of the newer psychiatric drugs, two of the res-

ident psychiatrists Drs.
a

potential substitute for insulin

coma

coma

undertook a study of

are divided into two groups in a randem fashion

insulin

It is

this drug as
therapy. Patients referred for insulin

R. Shaw and G. Gross,

coma

hoped

-

one receiving

routine

therapy; and the other receiving chlorpromazine for three months.

that this study will

make a

little bit

clearer the usefulness of this

new drug.

(h) Prognostic creteria in Electroshock Therapy:
PARAGRAPH REMAINS UNCHANGED

�-5(0)

Departmental Research Programs: In addition to the cooperation between

various hospital services, the following projects were in progress or jndere
taken during 1955.
(1) Medical Demrtment: In addition to the medical and physiologic
observations of the patients undergoing treatment with the newer drugs, reserb
pine and chlorpromazine, Dr. A. Blumberg has investigated a new test-the

test has

Funkenstein Test. This

been described as being able to

a patient will improve following electroshock or insulin

coma

tell

whether

treatment. There-

fore, to find out whether this is true at Hillside Hospital, Dr. Blumberg has
been seeing all the patients prior to physical treatments. The test is harms
less and so far, the results are not available. Dr. Blumberg also studied the

possibility that insulin
a number of hours.

He

dosage could be made smaller

showed, both by

clinical

if it were

and laboratory

divided over

studies, that

divided doses were not as good as single large dosages of insulin.
(2) Social Service: Student affiliates in Social Service have been
studying the inter-relations of various factors in patient care. For the most

part these studies relate the length of hospital stay, discharge evaluation,
fee paying, and.a follow-up of patients who were unsuitable for Hillside HOSpital. These studies show great promise because they help us understand the
social factors in mental illness.

�Department of Biochemistry

..............................

April 30, 1956

Progress Report, MarchpApril 1256
A.

Active Projects

1. Steroid Sulfate Conjugates

It

that high speed liver supernates catalyze sulfate
conjugation with the following sterols: deso corticosterone, androsterone,
and cholesterol, as well as dehydroisoandrosterone, estrone, and testosterone.
The underlined sterols conjugate most readily. Considering the various positions in which the hydroxyl functions are located in these molecules, it may be
concluded that the conjugase(s) is nonspecific and can act at C 17, 21, 3a, 38,
has been established

and on phenolic compounds.

least four steroid sulfates have been separated from urine using paper
chromatography. The major conjugate has been identified as dehydroisoandroster—
one sulfate. The other conjugates are under investigation.
At

2. Chlogpromazine Study

of a hitherto unidentified metabolite of chlorpromazine have been
isolated from 9 liters of a pooled urine collected on the wards. The compound
crystallizes in beautiful colorless needles, m.p. 190°C. It has been sent out
for an element analysis. We suspect it is chlorpromazine mercapturic acid; the
analysis will reveal whether our hunch is correct. Another metabolite has been
separated electrophoretically and is believed to be an hydroxy derivative.
270 mg.

B.

Projects Planned

to study the metabolism of mescaline this Summer, provided funds
are forthcoming from the Dazian Foundation (see below). The investigation
would throw light on the mode of detoxication of hallucinogens in the body and
facilitate follow~up work dealing with trace endogenous alkaloid excretion in
mental disease.
We

C

hope

. Funds

grant application was submitted to the Dazian Foundation fer personnel
support and for the purchase of a spectrofluorometer. We were infonned that
funds are not available for instrumentation, but that personnel coverage may
be forthcoming. Further information is not available at this time.
A

—

cc. to: Dr.

Fink
Dr. Jos. S.A. Miller
Max

H.

Goldenberg, Ph.D.

�HILLSIDE HOSPITAL
GLEN OAKS,

N.Y.

geptember h, 1956.
Mr. George W. Galinger
170 East 79 Street
New York, New York

Dear ﬁr. Galinger:

is
Facilities".

a copy of the "Recommendations for Expansion of Research Space
and
This data has been compiled by Dr. Max Fink, who prepared an
original outline on the basis of the needs of the Department of Neurophysiology
and Neuropsychiatry, and on the basis also of a discussion with myself and with
the heads of the Departments of medicine and Biochemistry. The present draft also
was discussed in some detail at a special meeting of the Research Committee held
on Tuesday, August 28th.

Enclosed

I understand that

will refer these outlines, which include the main
functional uses to which thisnnew building will be put, to the architect. The
current plans are based on three floors of space (a basement and two floors)
with an approximate area of hO' x 100‘ for each floar. The data includes the
expected expansion during the next few years of the current projects of the
Department of Neurophysiology, the set-up and inclusion of a clinical laboratory,
projected space for dynamic and psychological research. The building plan should
include the possibility of establishing 12-20 interviewing or psychotherapy rooms
which would be housed on the first floor, either at the beginning of construction
or sometime later. Such space would be valuable in offering a replacement for the
present psychotherapy rooms used for in-patient psychotherapy and housed currently
on

you

the second floor of the Elizabeth Sloman Lowenstein Clinic Building.

where

Our

it

present plans are to leave the research and biochemistry department
presently is located, but to move the clinical laboratory into the new

research facilities.

If there is

any other data or clarification that you would 11g; from.n§;
the Research Committee or Dr. Fink, please feel free to communicate With me.~
Yours

JSAl-‘I:1b

encl.

sincerely,

Joseph S.A.Miller, M.D.
Medical Director

�TO:

DR.

1v .. 8-31-56

J.S.A.Miller

gear-1: Max

Fink,

q§UBJECT:

RECOMMENDﬁTIONS F R EXPANSIOT OF RESEARCB;§?ACE.

M.D.

“u.-

following recommendations for the development of facilities for research
summarize the consensus of meetings held by me with my staff; Dr. Miller, Dr.
ReCohen
and
the
to
Blumberg;
Dr.
Mr.
as
presented
Dr.
Bachrach,
Goldenberg,
search Committee of the Medical Board, at its meeting August 28, 1956, and apBoard
of Directors.
the
committees
of
the
them
to
for
appropriate
referral
by
proved
The

I,

INTRODUCTION:

A.) Eggatiggi - The major share of the work in the recommended facilities
who
and
are in the acute
be
with
patients
the
chiefly
population,
will
in-patient
services. For this reason, the research building should be in close proximity,
recommended
Lowenstein
for consideraBuilding.
Sites
Morris
the
to
attached
or
a3
LowenThe
Morris
between
the
include
order
area
the
in
ofusefulness,
tion,
stein Building and 76th Avenue;.b) The smaller area lying between the Morris
Loqenstein and Elizabeth Sloman Lowenstein Buildings, the connecting tunnel and
76th Avenue; and c) The field east of the Morris Lowenstein Building, and north
of the Israel Strauss Pavilion.

W

3.) Facilities: 1.) In the development of the Research Service, during the past

two

Anamet
have
been
various
by
measures.
temporary
the
space.requirements
years,
needs
the
for
reasonable
well
work
expansion
as
the
as
of
present
program,
lysis
next five years, has resulted in the following recommendations. The character of
the research program, at present, is along the lines of experimental psychiatry
and neurophysiology. Such a program requires neurophysiology laboratory space,
sound recording rooms, and special laboratory equipment as the first objective.

logical expansion of the research program.as
outlined by the Research Committee, by the development of a section in Clinical
Psychodynamic Psychiatry, the next need is for facilities for interviewing
patients and relatives; offices for staff members; and space for the observation
of the psychoﬂierapeutic interview. The latter should be capable both for the
observation of single patients and, also, groups.
3.) For the cooperation of staff members, conference rooms are needed.
These should be so placed and equipped that much of the interaction between staff
members will occur in that area.
b.) Another need lies in facilities for the 2h-hour physiologic observation of patients. A four-bed unit, next to the thSiOlogy laboratories,
will serve both as a recovery room for physiologic studies, as well as an observation unit for physiologic and biochemical studies.
2.) Keeping in

mind the

5.) Another recommendation is with regard to the potential growth
and utilization of the medical library. During the past few months, in which
we have had a librarian on a full-time basis, space in the library has beCome

�-2 '9

overtaxed. A major portion of the librarian's time is devoted to work in
conjunction with the Research Service. It would be advisable that pro—
vision be made in the same area of research expansion for the medical
library. Facilities for an adequate reprint file, and facilities for
microfilm reading are recommended.

6.) For

time, the present separation of the Medical Clinic
(in.Morris Lowenstein Building), the X—ray laboratories (in the Littauer
Building), and the @linical Chemistry Laboratories (in the Sloman Lowenstein
Building), has made adequate service cumbersome. It is recommended that the
Clinical Chemistry Laboratory be relocated in the Research Building, in
close proximity to the physiologic observation ward.
some

With the moving of the present neurophysiology offices from their
present position, on the first floor of the Morris Lowenstein Building to
the Research Building, three rooms adjacent to the present Medical Clinic
will be vacated. It is recommended that these rooms be converted to the
x-ray, fluoroscopy and radio~isotope laboratories of the Department of
Medicine. With the Research Building attached or in proximity to the
Morris Lonenstein Building, the present separated facilities will be

in close proximity.

Relocation of the Clinical Chemistry Laboratory, from the Sloman Lowenstein to the Research Building, will free an additional 300 ft. of laboratory
space for the expansion of the Research Biochemistry Laboratories.

7.) In the history of the growth of this hospital, it is ap—
parent that the growth rapidly outstrips the projected allowances. In the
development of this building, it is recommended that provisions for expansion be provided in the initial designs, by ind.uding a foundation strong
enough for the addition of 100% of the Space; space for elevators; and
utility resources adequate for this type of expansion. Also storage space
rapidly outstrips the needs of the laboratories. For this reason, a recommendation is made that a basement storage, equal to 15% of the initial floor
area, be provided.

0.)

Name:

is inadvisable
'It"Laboratories"

to apply to this building or wing the

name

or "Experimental". To follow the traditions
"Research",
of the hospital, the name of a benefactor may he applied, or other non-

specific designation.
D.)

Research Beds:

item of research need is not recommended. That item is a
To
ward.
research
provide facilities for the continual observaspecial
tion of a large number of patients, separated, even in name only, from the
rest of the hospital group, would dilute to potentialities for the utilization of all other patients, as well as provide a psychologic barrier to
the experimental program. For the present, it is inadvisable to admit
One

patients for "research.".

�.3.
II.

.

GENERAL OUTIINE

0F SPACE RELOCATIQE:

Taking into account the available fUnds and the potentiality of additional Public Health Service support, a three-story building, approximately of
the size 100 ft. x no ft. is projected.

A.)

Basement: To include space for the following:

1.;
2.
3.)

h.)

Library stacks.
Storage Space.
Clinical Chemistry laboratory and offices.
Space for expansion of Chemistry Research laboratories.

include utilities,
enlarged to 5,000 sq. ft.).
(To

it

may

be advisable

to have the basement area

B.) Egret Floor:

l.)

waiting room - receptionist.

2. Medical library.
3. Large conference room.
Small
conference
room.
h.)
5. Offices and interviewing rooms - 12.

6.) Secretaryfs office and filing room.
C.) Second Floor:

1.)
2.)
3.)
h.)
5.)
6.)

III.

Neurophysiology laboratories - 2 - and central recording room.
Physiology observation ward.
Psychophysical laboratory.
Psychotherapy experimental laboratories - 2 - and central
sound recording room.
Four offices.
Small conference room.

SPECIFICATIOIB:

A.)‘.Taboratories:

l.)

Physiologic and Neurophysiologic Laboratory: Two rooms for
the simultaneous observation of two subjects should be placed about a central
third room, which will contain the physiologic recording equipment. In such a
system, single pieces of recording equipment can serve dual functions. Such rooms
should have independent facilities for temperature and humidity control. Initially,
the central equipment room will contain a single EEG unit; but space for a second
unit and a frequency analyzer should be allowed. The equipment room should contain
recording equipment capable of continuous, simultaneous observation of a number of
physiologic variables, such as blood pressure, pulse rate, respiratory rate, and
galvanic skin reflex. The position of these three rooms should be in close proximity to the physiologic observation ward.

a.) Location - Second floor.
b.) Approximate size: each experimental

sq. ft.,
the equipment room of 180 sq. ft., with an adjoining
smaller repair laboratory of 120 sq. ft.
room of 150

�.h.
c.) Relationship
access to

and access: Each experimental room to have
the phySiology ward; and to the equipment room.

Equipment room to have large glass port into experimental
room. Port to slide into wall to allow direct communication between equipment and experimental rooms.

d.) Special construction:
(1) Individual temperature and humidity control for
experimental rooms.
(2) Sliding port.
(3) Double walls and ceiling for sound-proofing.
(h) water piping and sink in each experimental room.

2.) - Physiological Observation War ‘ Attached to the physiological laboratory, there should be a four-bed observation unit. Such a unit should
be equipped for the 2b hour study of patients for biochemical and hormonal studies.
A nursing unit should be provided, as well as storage
space for the medical equipment needed to protect patients who are under investigation.

a.) Location: second floor.
800 sq. ft.
Size:
b.)
c. Relationship and access: access from the main hall and
offices; as well as the two physiology laboratories.
d.) Special construction:
(1) Two two-bed units.
(2) Two lavatcries and one shower.
(3) opace for storage of clothes of patients; and nursing
equipment.
(h) Nurses station of desk, storage space, reirigerator
and 3 1m 0
(5) Doors wide enough

for stretchers or bed.

3.) - Esychophysical Laboratory: This laboratory should be equipped
for visual and tactile studies. he room should have windows with built-in light-

proof shutters, and the doors should be such that complete darkness can be achieved.
For a visual laboratory, the length should be at least 2h to 26 feet. This room
should have individual temperature and humidity control.

a.) Location: second floor.
250
Size:
Length
sq.
ft.
b.)
and
c. Relationship

should be 2h
access: access to the

logy equipment room and an office.

d.) Special construction:
El) Light-proof shutters

ft.

hall, the

and doors.
2) Individual temperature and humidity

control.

physio—

�-5h.

Psychotherapy Experimental Laboratory:
Sound Recording Unit.

For the proper observation of patient and therapist, two experimental
rooms about a central observation equipment room, should be provided. These rooms
should be sound-proof and isolated, preferably at the end of a hall, away from traffic . Lighting should be provided in experimental rooms so that filming of the
procedure can be done without additional lights. The central equipment room should
contain sound recording equipment which can be controlled either remotely from inside
the observation room or from the equipment room itself. A port should be provided
from the equipment room into each of the experimental rooms for filming. It would be
advisable that at least one of the two experimental rooms be of sufficient size to
permit a group of six or eight patients to be under continuous observation. Observation will go on from the central equipment room through one-way vision.windows.
should be possible to accommodate a large
By adjustable, one-nay vision mirrors,
group of observers in the large experimental room, to study the procedures in the
smaller experimental room, while recording is accomplished for the separate recording

it

room.

a.) Location‘ second floor (this facility may be placed
the first floor in exchange for officeS.)
b.) Size: three rooms:
(1) Experimental room, large - ZhO sq. ft.

on

(é) Experimental room, small - 100 sq. ft.
(3) Recording-observation room 150 sq. ft.
0.) Relationship and Access:
(1) Both experimental rooms are to have one-way ports from
the recording room.
(2) The large experimental room should have a one-way port
into the small experimental room.
(3) Access to hall from each experimental room and recording
'

room.
(h) Access from recording room

into large experimental room.

d.) Special Construction:
(1) Double walls, ceiling for soundproofing.
(2) One-way mirrors as in (c)

each
into
filming
Special
room.
experimental
port
(3;
(A Cable connections from each experimental room to
recording room.
(5) Loudspeaker connections from small experimental room

to large.

(6) Microphone location and outlets placed in original wall

brackets and fixtures.

5, Clinical Laboratory:

Relocation of the Laboratories for Clinical Chemistry in close proximity to
the physiology ward is advisable. The Clinical Laboratories should heprovided with
adequate benches for routine and special test procedures. In View of the space
recommendation for Research Biochemical Laboratories, it is advisable to locate the
Chemical Laboratories in the basement, with access bv open stairway to the first
floor reception room.

a.) Location:

basement near

stairwell.

b.) Size: 750 sq. ft.
c.) Access: from hallway in basement; to first floor reception
room and second floor laboratories through stairwell and
elevator.

�u6u

d.) Special construction:
(1) High ceiling to allow for hanging pipes and "false"
ceiling.
(2)'work benches, sinks, electrical, compressed air, hot
and cold water, gas outlets according to detailed specifications of biochemist.
6. Allowance for Expansion of Research Biochemistry:
1500-2000
recommended
that
is
allowances
of
the
this
In
building, it
expansion.
biochemistry
future
be
for
basement
incomplete,
of
left
area
sq. ft.
Such area should have higher than average ceiling to allow for the installation
of necessary piping.
B.

foice

Space:

Individual work space for each of the members of the research service
inpsychiatry
in
experimental
The
requirement
staff
be
present
should
provided.
and
two
provision
psychologists,
clﬁles two psychiatrists, a neurophysiologist,
and
additional
psychologist.
an
of
a
physiologist
addition
the
by
for expansion
into
would
requirements
I
space
picture
Clinical
Psychiatry,
In the section for
(anthropologist
scientist
social
two
a
psychologists,
clude three psychiatrists,
of
staff
makes
This
professional
a
total
worker.
and
a social
or sociologist),
One
three
persons.
1h. In addition, the secretarial services will require
in
she
act
also
receptionist
as
a
can
such
that
be
in
a position
secretary should
secretarial
Additional
of
offices.
section
the
of
entrance
the
a waiting room at
adv
In
be
where
records
will
kept.
section
and
filing
help should be in an office
pre-docresearch
fellows,
for
be
aside
set
two
additional
officesashould
dition,
research
the
with
who
become
associated
medical
students
may
toral psychologists or
nrqgram.
be
the
on
to
first floor,
largely
is
office
Location:
space
a.)
with some on the second.

b.) Size:
1.) Offices of
2.)
3.)

c.)

Access

1.)

2.)
3.)

ft.

are recommended.
Sixteen are required for the fourteen provisional
personnel and two additions.
A waiting roomplSO sq. ft.
A large secretarial office for two secretaries and
filing space - 150 sq. ft.
and Relationship:
Twelve offices on the first floor, each with access to.
two
of
sets
leave
advisable
be
to
may
a hallway. It
offices with an inter-connecting door for the administration heads of the two psychiatric sections.
The reception room should be at the entrance to the
and
staircommand
the
hallway
through
and
access
unit
case with the basement, second floor and all offices.
The

10x12 or 120 sq.

secretarial office should

be located close to the

reception room.
d.) §pggial construction:
Double walls and ceiling to establish privacy for the
patients under observation.

�C.) - Conference

Room:

important element in any research unit is a place where various
A
conference room so
and
discuss
activities.
their
workers can get together
This
would
be
workers
most
the
of
be
would
for
ideal.
central
placed that it
would prevent the use of one office, the lihary or a laboratory for group disand
slides
films; blackThere
be
for
should
projecting
provisions
cussions.
boards for discussions; and space for exhibits of projects under study.
An

A

second small conference room should be provided for similar purpose on

the second floor.

a.) Location: first floor for large
small.

room; second

floor for

180 sq. ft. and 120 sq. ft.
Access and Relationship}
(1) The large room should have access from the

b.)Size:

c.)

library.

(2) The small room needs access only from the

hall

and

hall.

centrally located on floor.
d.) Special construction: facilities for slide-projection,
blackboards, and exhibition space allocated on two walls
Both should be

of the room.

D.)

- Medical Library!

present Medical Library contains one thousand volumes. In
Committee
has been aware that the library
the
the
Library
assessing
collection,
be
obtained
during
volumes
thousand
will
that
one
approximately
by
deficient
is
the next two years. In addition, considering the number of journals now in subadded
and
texts
are
that
number
neurologic
of
and
the
psychiatric
scription,
hundred
hundred
four
to
of
three
the
rate
at
of
a
the
expansion
library
annually,
volumes per year is anticipated. In addition, the Library Committee anticipates
For
and
these
micro-cards.
micro-film
both
the
use
recommending that
library
removed
of
the
is
location
library
the
the
that
present
well
fact
as
reasons, as
from the main activities of both the resident and research staffs, it is recommended that space for the library be provided; the Space to be divided into a
main reading room; small librarian’s work room; and library stacks.
The

a.) Location:
1.) The main reading

room

to be

on the

first floor, The

preferably near the entrance to the building.
librarian's work room to be off the main reading room.
2.) Library stacks to be in the basement, preferably
under the main library.

b.) Size:
c.)

Main reading room
Librarian work room
Basement stacks:

900 sq.
100 sq.
750 sq.

ft.
ft.
ft.

Access and Relationship: The main reading room to have
access from the hall and from the large conference room.
The work room is to come off the main.reading room. The
stacks to have access from the basement hallway.

�.8d.) Special construction: In the main reading room, bookcases for current books, journal racks for current
journals; special equipment for microfilm reading.
Also a mechanical dumb-waiter to connect library and
the stacks.
E.) -;§nimal Laboratories:
Present studies on steroid metabolism, the role of cholinesterase and
acetylcholine, and the need for some experimental work on the threshholds of convulsions,hsve made me feel that facilities for animal studies diould be provided.
The space presently allocated in the Sloman Lowenstein Building is satisfactory;
and part of the funds allocated for this expansion should be utilized to equip

that space.

F.)

~

Storage Space:

Storage space for patient records, laboratory data and equipment,
should be provided. Such space should be considered in the basement. Minimal
allocation of 500 sq. ft. for the laboratories is suggested.
G.) - Egpansion:
._
Allowance should be made in the planning of this building, for the
addition of a third and fourth floors. For this reason, an elevator well should be
included in the original designs, as well as boiler and other facilities with expansion possibilities to accommodate doubling the original ﬂoor space.
an

Furthermore, to accommodate laboratories on the basement floor,

extra-high ceiling is recommended.

Also, construction of the foundation and supporting structures
should be such as to accommodate the increase in floor space.

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I‘m‘iORflrﬂJm‘E

22; medical Affairs Committee
ESE:

Dr. Joseph S. A. Miller

Subject:

Report of Research Service, Second Year

-

To

September 1, 1956

At the request of the Medical Affairs Committee Chairman, I am sub.
mitting this report of the Research Service, describing its activity during its
second year. During this year, the staff has increased; we renewed our grants
with the U.5.J.H.S. and through the efforts of members of the Board of Directors,
received grants from the Kaufmann and Dazian Fbundations; and we were encouraged
by the results in our electroshock evaluation, reserpine and chlorpromazineinsulin, and anbivalence studies.

distressing feature of the year was the denigratration of the Research Service to separate services without a Director. As of September 1, 1956,
the Research Service is divided into a Section of Experimental Peychiatry (under
my direction); a Section of Clinical (Psychodynamic) Psychiatry, to be created;
a section of Biochemistry headed by Dr. H. Geldenberg; and a section of Internal
Medicine unfer Dr. Cohen's direction. 'Uhile there is some theoretical justification for such a development in a large institution, the development here has
led to a diapersicn of activities and a lack of adequate supervision of ongoing
One

activities.

high note at the end of this year has been the recommendation by
the Board of Directors that the Ford Foundation funds be allocated to relieving
the space problems of the Research tervice. Following this recommendation, and
after discussion with interested members of the hospital staff, I drew up a
basic program for the Research Building. This program was approved by the Research Committee of the Medical Board at its meeting on August 28, 1956, and is
now in the hands of the hospital architect.
A

A.

PROGREjs l§*9HGOING PROJECTS

l.

Electroshock.Evaluation.Proaec

: We

have completed

Electroshock Project # 3 which demonstrated the dependence of the rating of improvement following electroshock on the patient‘s personality; as well as elicited definite
measures of language changes which were correlated with improvement.

result of these studies, we instituted a "control" study, designed to validate our hypotheses. we are new in the midst of this study, which
will continue until spring, 1957.
As a

believe that we now understand the neurophysiologic, personality
and psychologic factors in electroshock therapy. Our data has both prognostic
and theoretical significance; and I plan to present a definitive report before
the American Psychiatric Association in may,.1957.
We

presented the language changes in electroshock to the American Psychopathological Association; the EEG changes to the Eastern LEG Society;
and will present a report entitled "Relation of Tests of Altered Brain Function
we have

�92-

to Behavioral Change lolloning Electroshock" to the Divisional A.P.A. meeting
in November, 1956. Reports of the memory changes, amobarbital test and EEG
changes in electroshock have already appeared in press.
T?

Meanwhile, as part of the resident training program, we have encouraged
a senior resident, Dr. Harold Esecover, to undertake a study of the type of psychotherapy which is best suited to different types of electroshock patients.

Furthermore, as a consequence of data presented at the American ELG
Society in June, I have devoted considerable time to an elucidation of the biochemical changes underlying electroshock. Such reading has led me to elaborate
a theory of the relationship of acetylcholine and cholinesterase in blood and
spinal fluid to electroshock results. nith the cooperation of Dr. Goldenberg,
this study will be added to the ongoing control electroshock study.

(a) Thorazine - Insulin:
The control study instituted
a year ago has continued with dramatic results. To date hS patients have been
studied, 22 on Thorazine and 23 on insulin. All were insulin coma condidates.
The thorazine group has demonstrated a higher improvement rate, and a lower
refusal and complication rate than the insulin patients. we are impressed by
this data and plan to complete the study by the end of the year, for presentation to the staff.
2. Drug Evaluation ﬁfudies:

(b) Reserpine: See "com.

pleted projects."

(c) Anectine- Electroshock:
Continuing our studies of paralytic agents in electroshock, we utilized a technic for administration of anectine devised by ur. William Karliner of the Attend.
ing staff. ’Ue found it most useful and safe and the results prompted us to
recommend the adoption of this technic for our unit.‘
This study, undertaken by Dr.
Tarachow, has been successful in
defining enmivalence in operational terms, i.e., by the tests used to measure
A summary of the two
years work is being presented to the staff on Octit.
ober 7th.

3. émhiyalence Study:

In addition to Dr. Tarachow, Dr. H. Korin has beenzactive in this
project; and recently, under the resident training program, a senior resident,
Dr. Stanley Friedman, has been assigned to the project.

h. Commlication Studies: Aided by the grant from the

Foundation, Dr. J. Jaffe
has devoted this year to developing ways of measuring the verbal interaction between doctor and patient. To do this, he records his interviews with patient
before and after periods in which he modifies his attitude to the patient. At
one time he says little, later he may re-enforce the patient's positive (or
negative) comments. By noting changes in language, rate of speech and in mood,
Dr. Jaffe has developed an index of communication change.
Kaufmann

�-3...

present, he is testing the validity of his scoring methods, and
plans to apply them to doctor-patient interviews in the near future.
At

In addition, with Dr. Kahn, 3r; Jaffe has explored the possibility of
other technics, as sentence completion tests and the reading of'a standard parab
graph under conditions of immediate feed-back as measures of changes in commun-

ication patterns.

5. Autonomic Reactivity: In his

initial studies,

Dr. Blum»

berg demonstrated that the class;
ification of patients according to their blood pressure response to mecholyl was
meaningful for our population. He then applied the test to the patients on the
reserpine study, and noted a consistent and persistent lowering of blood pressure
11th an a-..
increase in the mecholyl response Iuring the period of reserpine action.

w“.

Host significant, however, has been his studies of the electroshock
He
has studied 100 patients, and established celrelations of their mechgroup.
olyl reactivity with age, diagnosis, and therapeutic result. He concluded that
the mecholyl responsivity is directly related to age - and that this is the determining factor, more than the primary illness. He is describing his observations in the forthcoming Israel Strauss Volume of the Journals

a consequence of these studies, he has recommended, and the Research Committee has approved, a study of better ways of measuring blood pressure;
and a collaborative biochemical venture (with
Goldenberg) inDC the chanes
As

.

r.

in adrenalinenoradrenalin in the blood.

6. Biochemistgy: (a) Steroid Sulfate Coniugates: As indicated earlier, the steroid studies were
undertaken because these hormones are known to be implicated both in the physiological response to stress as well as in the sexual processes. Three impartand observations have been made in the Hillside Hospital Laboratory. First,
has been noted that the steroids, which are manufactured by the adrenal and
it
sex glands, are converted in the liver to water-soluble steroid sulfate conjugu
ates. Since this is one of the major forms whereby the sex hormones are elim»
inated from the body (via urine), the liver evidently plays an important role
in maintaining hormonal balance. A second discovery in this area was made by

comparin“ male and female rat liver activity. Female rat liver was found to be
remarkably active in conjugating the steroids, particularly the male hormnnes.
This means that the female animal possess- a regulatory device whereby she
maintains her ielaleness by preierentic.lly excreting the male hormone which,
incidentally, are present in both senes.

s

Finally, in the first group of 18 normal human
observed that urinary steroid sulfate output is
a) so::-linked, being tnice as high in males as
b) appears to be low in value for calm people,
whoare innately tense, excitable, prone to

controls

it has

been

in females, and
but rises in subjects
anxiety.

(b) Psvchotomimetic and szchotherapeutic
Dru;s“
: Thesecond preject in the laboratory involves a study of the possible role of hallucinogens in the development
of mental disease. It has been hypothesized that indole-like compounds, comparable to LSD, acrenochrome, or a.crenolutine may be formed in vivo as a result
of faulty metabolism and give rise to the $3.rmptoms commonly.associated with the
psychoses. Initial studies in Our laboratory have failed to detect these alkalw

,

�.u.
oidal products in patient's urine. Ebssibly this is due to a poor choice of
patients, since none were actively hallucinating.

it

of
the
the
most
proportion
that
greater
likely
appears
suSpected alkaloids would be excreted in changed form, and very likely via the
feces. r‘his is suggested by metabolic studies which we have carried out to
is administered in known quantity.
determine shat happens to mescaline when
unaccounted
The
5%
the
rest
is
urine.
in
unchanged
comes
about
through
Only
carbon
diobe
A
as
of
expired
course
carbon
residues
might
of
the
portion
for.
LSD
the
isotope
the
drug.
in
would
account
not
nitrogen
for
xide, but this
hence
excretion
the
of
in
drug
accumulation
gut,
this
indicate
studios in Jurope
studies
For
subsequent
these
reasons
our
here.
seems
also
feces
the
likely
in
However,

it

will involve isotopically—labelled hallucinogens to determine their ultimate
decould
more
then
we
intelligently
these
at
our
facts
disposal,
Having
fate.
termine the excretion of related compounds by psychotics.

(c) 92lorpromazine project; Studies on
the metabolism of chlorpromazine by
psychotics were reported earlier, at which time chlorpromazine, chlorpromazine
were
derivative
alkaloidal
and
unidentified
an
chromogen,
the
purple
sulf Xide,
demonstrated in urine. A sufficient quantity of the last compound could not be
and
the project
conventional
methods,
by
identification
from
for
urine
isolated
was held up in April pending receipt of a continuous flow electrophoresis unit.
This item has been on order for h months but has not yet come in.
7. Tactile Perception: Following the technics devised by
Dr, Bender, Dr. Green and myself,
we have, with U.S.P.H.S. support, set up studies of tactile perception using
simultaneous threshold electrical stimuli. Patients have been studied before
and during electroshock. To date, the data amply demonstrates that the phenom!
ena of extinction, displacement and confabulation, noted clinically in childin
all
elicited
readily
are
cerebral
with
dysfunction,
and
organic
ren
patients
induced
the
organ—
with
electroshock,
Furthermore,
threshold
levels.
at
subjects
ic cerebral changes exaggerate the perceptual errors in identifiable patterns.
This study is continuing and it is planned to present the data before the appropriate neurologic societies.
'

8. Prognostic EngiCatorg g: glectrgshgggg This study,

designed by Dr.
Karliner to elucidate the relation between presenting symptoms and the results
of electroshock therapy, is continuing. Forty-five patients have been studied,
and it is anticipated that the results will be determined in the coming weeks.

�.5.
B.

COMPLETED PROJECTS:

collaborative study of
the urinary steroid pattern
changes with electroshock has been discontinued. The initial findings demonstrated a significant alteration in the steroid patterns after electroshock in
improved patients. After studying these results, Dr. Hellman of the SKI and
I prepared a protocol of experimental drug administration designed to clarify
these findings.
1. Sloan Ketterinr Study:

The

presentation of this protocol to the Research Committee, it was
their recommendation that, despite the merits of the research design, it not be
approved for this hospital. The chief criticism was one of the risk to the pat.
Upon

ient of the procedure.

these studies could not be meaningfully carried out at the hospital, the program.has been transferred to Creedmcor State Hospital, where the
cooperation of the Medical Director and the Commissioner of Mental Hygiene of
New York has been assured.
As

2. subculture:

project has been discontinued following the initial reports of the study group.
hour observation of a patient, islaeing prepared
The

primary study, that of a 2h
for the Research Committee by Dr. R. Navarre.
The

3. Reserpine Egalyation:

The high-dose reserpine evaluation study was completed in

harsh. The results demonstrated a limited usefulness of this drug in our population. Hhile it occasionally controlled overactivity, it did not reduce the
symptom of anxiety; and did increase existing feelings and states of depression.
The results were reported in the April issue of the Journal and summarized for
the administrator and staff in memoranda and meetings in April. As a result,
reserpine was made part of the hospital formulary, with specific recommendations
for its limited use.
C

.

PROJECTS Fulﬁl-ED:

0*.“

1. Cerebral Reactivity: In the course of our studies cf
electroshock, we have been imp
pressed by the differences in brain responsivity to electroshock. Some patients
show a quick and intense change in behavior and on our tests; while others require more frequent treatments, higher voltages, etc. to induce any change.
u

developed a series of hypotheses which ascribe the differences
in reactivity to (a) biochemical differences in acetylcholine-cholinesterase
metabolism; (b) personality differences; and (c) generalized hypo-responsivity
to all stresses. For this purpose, we are now elaborating protocols to test
these hypotheses. As developed, they will be submitted to appropriate granting agencies for support.
we have

2. Autonomic Reactivity: See "Ongoing ProjectS."

�3. Digghemistrv: Following the present studies it is
planned to continue the studies of bio-

chemical changes in mental

steroifs sulfate excretion

illness along the following lines.
end

a) Comprehensive survey of urinary

its relation to anxiety.

b) Circulating steroid sulfate

levels in blood and spinal fluid.

c) Enzymic and fluorometric evaluation of alkaloids excreted in feces, with particular reference to patients
who are hallucinating.

Cholinesterase and acetylcholine
levels in spinal fluid of patients undergoing electroshock therapy (as part of
the electroshock evaluation study).
d)

D.

STAFF CHANGES

essential change during this period has been the reorganization
of the hospital‘s research activities. As of SepteMber, 1956, the Section of
Experimental Psychiatry, which is one of the surviving sections of the Research
Service, consists of the following:
The

Dr. N. Fink

D?,

-

J, Jaffe

Dr. R. Kahn
Dr. H. Karin
Dr. H. Green

Research Associate
Research Assistant~Psychiatry
Sr. Research Assistant-Psychology
Research Assistantufsychology
Research Assistant-Neurophysiology

and a full
(Mrs. H. Hosquera).

time secretary (Miss Gayle Iankel) and 2/5

-

time

EEG

technician

chief addition has been the addition of the EEG technician and
the part time appointment of Dr. M. Green. For the present, and until December
1957
As
of
January
somatic
the
1,
Green
ﬁlerapies.
Dr.
1956,
supervising
is
31,
he will devote all his time at Hillside to experimental work.
The

E.

FUNDS:

for 1956-57 have been received from the U.S.P.H.S. From the
National Institute of Mental Health, support for Dre. Kahn and Karin, in the
electroshock evaluation study, and for biochemical studies in the relation of
alkaloids to mental disease. Also, from the National Institute of Arthritis,
funds for the study of steroid sulphates, now used to support one research
Grants

chemist (Hrs. Ruth Foley).

Also, a small grant from the Dazian Foundation supported the summer
employment of a chemist; while the Kaufmann Foundation has been supporting the
studies of Dr. J. Jaffe.

�I are planning to submit an application
for support of the studies in cerebral reactivity; while Hrs. Blumberg and
Miller are submitting one for their studies in autonomic reactivity. Both reAt present, Dr. H. Green and

quests are to

go

to the U.S.P.H.S. before
F.

OTHER

November

1, 1956.

ACTIVITIES

l.

hedical Library: In mic-1955, the hospital obtaineo
the services of a part-time 1110(l0a1
librarian. By the year's end, it was apparent that the acecuate utilization
of our library required a full time librarian, anc as of March 1956, miss Rosalind Lazarus was apppointed. I was appointed chairman of the Library Committee,
and through our joint efiorts, the medical library was activated. A definitive
budget was prepareC and approved; rules for library use established; and more
recently, a 2000 volume addition to the library was recommended to bring this
library up to the standard as the most complete psychiatric library in the North
Shore area.
of the Journal of the Hillsidee“
2. Israel gtreuﬁg_folune
S
ervice
Research*
m&lt;.1d3ers
o;t
of
the
the
By
active
aith Dr.
cooperation
HosEital:
S. Tarachov 3 the volume was orranized and editec. It is new in the hence of
the printer and fill appear in November, 1956.
3

3.

Isreal Strauss hemorial Lecture:

The appointment

of

the second lecturer,

Dr. Hilliam Halamud, an” the detailed arrangements for the lecture were made
by the Committee headed by Dr. Bender, with the active cooperation of members
of the Research Service.

Research Builcing: Following the recommendation of
the Board of Directors, the members
of the Research Service were most active in planninf the new structure; describA.

The
and
the
for
architect.
relationships
descriptive
ing its uses;
establishing
first blueprints were submitted and after considerable discussion, were returned

with corrections. Continued liason with the architect is planned.

5. Resident Training: During the past year, members of
the Research Service gave bimonthly
seminars on recent advances in psychiatric research. Two special lectures were
arranged; and the local Research Conference of the Nassau Heuropsychiatric Society'nas held at Hillside Hospital.
Respectfully submitted,

Mfﬁgw

Fink, M.D.
Research Associate
(bxperimental Psychiatry)

Max

�ﬁ—

-

Methods
New
Reports
.For Evaluating Electroshock
Hosﬁpifali

W
.

.

thropies, is engaged in a number of investigations into the
basic causes and treatment of
mental ailments.
Dr. Maximilian Fink, research associate at Hillside,
said that electroshock actual1y Fan change the way the
braln functions, and that
these Changes can be observed
and measured by electroencePhalography.
The change' in the brain also,
shows itself in the response to
dru es, M
s cholo gical testin e
and the weakening of unpleasant memories.
The Hillside researchers report new and definite methods
for measuring the extent of
these changes. In the successfully treated electroshock patient, these brain changes
enable the person to maintain
better control over his emotions and behave more like a
normal person.

An' important clue to how'to identify patients less likely
electric shock therapy affects to benefit from electroshock
the human brain has been un- so that they can be treated
covered by researchers at Hill- earlier by other methods.
side Hospital, Glen Oaks, it The electrOShock developwas announced today.
ment was described in the Hillisannual
report
side
Hospital
is
It expected that this discovery will increase the ability sued todayvto select patients most likely Hillside, a non-profit mental
to benefit from electroshock. hospital affiliated with the
This development also will help Federation of Jewish Philan‘

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patient to benefit more readily
from psychotherapy administered during and after the

.

tcourse of electroshock.

.tElectroshock therapy will
continue to be used in the
treatment of depressions occurring in patients in the 30
-to 60-year age groups, and
also in younger schezophrenics
showing mainly excitement
or stupor as symptoms.
In issuing the report, Dr.
Joseph s. A. Miller, medical
director, also presented the
following data about the
year’s activities at the hospital.
Among 575 patients treated
during the year, the average
length of hospitalization was
176 days. Of_ these, 32 patients were admittﬂd t0 the
Israel Strauss Adolescent Pavilion, a facility for adolescent
girls; which was founded in
October, 1954. The out-patient
service treated 224 patients.

‘

——~—

�.

following day-

BERNETHY—Elnia 1... on October 30,
1956. wife of the late Richard 3.. beloved mother at Gertrude Tobias and
1Estelie Abcrnethy.
ervices Thursday, November lst. 8:30 P.
M. at the Clarence F. Simonson Funeral
gall-[EL 1119-04 Hillside avenue. Richmond
ntermeni‘ Friday. 1]. A. M. Maple Grove
Cemetery.lALICCHlO—Raifaele, on October 30. 1956.
of 101-28 99 stret, Ozone Park, beloved
husband of Marianna, dear father of
.Vincent and Florence. dear brother of
Carmine. also survived by eight grand—
l
children.
Leposmg at the Cassese .Funeral‘ Home,
Inc.. 101-07 101 avenue, Ozone Park.
Funeral Saturday, 9:15 A. M. Solemn
requiem high mass St. Mary Gate of
Heaven
aterment St. John’s Cemetery.
IHRISTENSEN—Chauncy J., on October 30,
1956, after a long illness, belov‘ed husband of Amelia.‘ devoted father of the
late Dorothea C. Herold. loving grandfather of Barbara and Richard Herold.
‘uneral from the Walter B. Cooke Funeral
Home. 158-14‘ Northern boulevard. Flushing L. 1. Friday, 3 P. M.
nterment Cedar Grove Cemetery.
URClo—Lena. on October 28. 1956, of
73-11 Metropolitan avenue. Middle Village. devoted wile of Carl. loving mother
oi Salvatore and Joseph.
Leposing at the Phillips Funeral Home.
79-02 Metropolitan avenue. Middle Village. Funeral Friday at 10 A. M. Solemu mass of requiem at st. Margaret's
R. C. Church at 10:30 A. M.
nterment st. John's Cemetery.
“NAN—Elizabeth. on October 29. 1956. beloved wife of William. mother oi Lulu
Harrington and Mary Mattoe; also survived by two great-grandchildren.
teposing at the Walsh Funerar Home.
94-08 118th street. Richmond Hill. Services Friday. 1 P. M.
nterment Mount Olivet Cemetery.
HEDGE—Catherine V.. of 585 Seneca avenue. Ridgewood. on October 30. 1956.-age
66 years, beloved mother of Walter.
Joseph, Madeline, Frances Connell, Mary
Jo. (Dolly) Connell. devoted sister of
Ellen O'Loughlin, also survived by four
grandchildren.
’uneral Saturday. 9 A. M. from Charles
Morton Funeral Home. 578 Onderdonk
avenue, Ridgewood. Solemn requiem mass
St. Brigid’s R. C. Church. 9:30 A. M. e
nterment St. John’s Cemetery.
lAY—Laurance X, Staff Sgt. U.S.A.F..
suddenly at Carlisle. Mass. on Saturday.
October 27, 1956. beloved husband of
Patricia A. (nee Joerger). devoted father
of Donna Patricia. Laurance and Kevin
Gay, dear son of Lorraine and Margaret
,Gay. loving brother of James. Jere.
Patricia Papscun.
Marguerite
Clay.
Jeanne-Marie Dalessandro. and the late
Lorraine Edwina Gay.
uneral from the Gleason Funeral Home.
10-25 150th street. Whitestone. N. Y.
on Friday. November 2nd. at 10:30 A. M.
Solemn requiem mass st. Luke’s R. C.
Church at 11 A. M.
utennent United States National Cemetery,
Pinelawn. L. I.
lATCH—Helen Frances. on October 29.
1956. beloved wife of the late Lewis.
devoted mother of Ruth E.
ervices at Walter B. Cooke Mineral Home.
goaOSrgdena avenue. Brooklyn, Wednesday,
'

,

.

'

,

:iterment Walkill Valley Cemetery. Walden.
New York.
lAVERLY—Joseph. of 60-27 78 avenue.
Ridgewood. on October 28. 1956. age 76
years. beloved father of Joseph. Jr..
Henry and Robert Haverly. Catherine
Anastasia. Lucy Corrado. Lillian Caverler. Marie Roethel: also survived by 28
grandchildren and nine great-grandchildren.
uneral Friday. 9:30 A. M. from Charles
Morton Funeral Home. 578 Onderddnk
avenue. Ridgewood. Solemn requiem mass.
10 A. M at st. Matthias R. C: Church.
nterment St. Charles Cemetery. Pinelawn.
Long Island.

sum":

non

Until 5:39

in «m... or

I. IL Satori-y

llliib‘S—Mai‘ie (nee Gademann). on Octoher 30, 1956. beloved wife of Edward
Heiss. devoted mother of Carol Elizabeth.
Nancy Edwina and Bruce Edward G.
Heiss..deai sister of Frances. of Regen—
burg, Germany, loving daughter of Reinhold and Francisca Koob of Munich.
Reposing at the Leo F. Kearns Funeral
Home. 61-40 Woodhaven boulevard at
Dry Harbor road, Rego Park. Funeral
Friday, 9:30 A. M. Solemn requiem mass
at our Lady of Perpetual Help R. C.
Church. Richmond Hill, 10 A. M.
Interment St. Charles Cemetery.
Please omit ﬂowers.
.,
..
,
HOFFMAN—Augusta E., on October 29,
1956. beloved mother of Fhillip Pflug,
dear grandmother of William Pflug,
sister of Anna Uphoff and William
Warnke.
Services. at the Stutzmann Funeral'Home,
224-39 Jamaica avenue. Queens Village,
L. I., on Thursday. 8 P. M. Funeral
Friday, 1:30 P. M.
Interment Lutheran Cemetery.
Jun—Wilhelmina M.. on October 30. 1956.
Beloved wife of Ernest. dear mother of
Jr.. and grandmother of Leona
Ergest
u .
SerVices at the Stutzmann Funeral Home.
224-39 Jamaica avenue. Queens Village.
L.‘ 1.. on Thursday. 8:30 PM. Funeral

a,_

~

Friday. 10

AM.

BAECH’I‘OLD—Emil Albert.‘on October 30.
1956. beloved husband of Anna '1‘. (nee

Pfei er). dear father of Mrs. Ruth H.
Will and Elmer A. Baechtold. brother
01 Christian A. and Walter 0. Baechotld.
also survived by two grandchildren.
Reposing ,at the Floral Park Chapel of
Thomas F. Dalton. 29 Atlantic avenue.
Religious serVices Thursday. 8 P. M.
followed by Masonic services, Eureka
Lodge No. 243, F. a. A. M.. Machinists
Lodge, F. 8: A. M'.,
Interment Friday, 2 P. M._ Lutheran
Cemetery.
.

BURNS—Samuel J., of 84 New York avenue.
Baldwin. formerly of Brooklyn, on October
29, 1956, son of the late George J: Alice
O’Keefe Burns; dear brother
of. Belle

Burns.
Reposing at the Fullerton Funeral Home,
131
Merrick road. Baldwm. Solemn
R. C.
Eeguiegl Firiiiaiss €5.00C1Arilatopher'l
urc
r ay :
.
.
2312
Third Street.
KOLLlNS—John S., of
East Meadow, L. I.. suddenly, on Monday, October 29 1956 in his 45th Year.
beloved husband of Angela. devoted
ratherr of Adrienne. dear brother of Mrs.
Bertha Bowers, Stanley and Tony
Kollins.
R'posing at‘ the Catholic Chapel. 2100 3e11more avenue, Bellmore. L. I.
Notice of funeral later.
Under direction of John J. Mlchalek.
'

Interment Maple Grove Memorial Park.
KENNEDY—Thomas F.. 116-30 221 street,
FUNERAL HOME.
BELMORE
Cambria Heights, L. .I. Beloved husband
of Ethel (nee Huxley), father of Eileen CAROW—Edward, of Malverne. suddenly
Devlin. Kathleen Wilson.» Ethel Albert.
October 30. 1956. beloved
brother of Loretta McGivney. Adeline on Tuesday.
of Rayhusband of Jennie. dear father
Doyle.. Ethel Casey. Seven grandchildren.
'
of Dorothy Koenig and
Reposing at the Funeral Home of Lawrence mond. brother survived
by four grand"
Eldred. also
D. Rouse Inc. 191.02 Linden boulevard,
children,
St. Albans. L. I. Solemn requiem mass. Reposing
at the Flinch a. Bruns Funeral
.Friday. 10 A.M.. Sacred Heart R.C. Home. 34
Hempstead avenue. Lynbrook.
Church. Cambria Heights. L. I.
Interment st. John's Cemetery. Middle The family will receive friends between
the hours of 3 to 5 P. M. 8: 7:30 to
Village. L. I.
10 P. ,M. Masonic services on Thursday.
[ALLY—Philip E., on October 27. 156. 8:30 P. M. Religious services on Friday.
dea; uncle of William F. Lawkins.
10 A. M.
Funeral from the Queens Village Chapel Interment
Knolls Memorial Park.
Nassau
at Thomas M. Quinn a Sons, 214-65 Port Washington.
Jamaica. avenue. Queens Village. L. I..‘
on Friday, 9:30 A. M. Solemn requiem FLORENCE—John W.. on October 30. 1956.
ﬁes: Olﬁ Lady of Lourdes R. C. Church, of 315 Locust avenue. Unlondale. Beloved
husband of Frances. and loving father
Interment St. John’s Cemetery.
of John W. Jr.. Jeanne and Diane. SurLOMBARDO—Teresa
vived by one brother and two sisters.
(Rommanelli) ,
on
October 29, 1956, beloved wife of Angelo Reposing at the Martin Funeral Home. 412
Willis avenue. ,Williston Park. Solemn
Lombardo, devoted mother of Mary
requiem mass at St. Martha R.C. Church
Strollo, Anne Carro, Sue Cremona, John
Frank and Edmund Lombardo, dear sis- on Friday. 10 A.M.
ter of Rafiaela Genovese and Carmela Interment Holy.,Rood Cemetery.
Impci'ato, also survived by seven grand~
children.
KOLLINS—John S.. of 2312 {rm (1 street.
Reposing at the Leo F. Kearns Funeral
East Meadow, L.I.. suddenly n MonHome, 103-33 Lefierts boulevard near
day, October 29, 1956. in his 45th year.
Liberty avenue. Richmond Hil Funeral Beloved husband of Angela. devoted
Thursday. 10 A. M. Seryice at the father of Mrs. Sophie Kincinski AdriChristian Pentacostal Church 'of God, enne, dear brother of Mrs. Bertha Bowers.
Mrs. Ann Mankowskl. Stanley and Tony
10:30 A. M.
Also surviving are two
Interment “The Evergreensz”
Kalirdohlisllgi
en.
ran c
._
Regiaosing
1956.
29
BellOctober
2100
BeMAYER—Bertha. on
Catholic Chapel.
the
at
loved wrfe of Otto Mayer, active member
Bellmore. L. 1. Salem
avenue.
more
‘
of Ridgewood Heights Maenner Cbor.
high requiem mass on Friday Noyember
Memorial services at Buss-Avenius Funeral
2 at 11:15 A.M. at St. Rap leis R.C.
Home. 63-32 Forest avenue.
gewood.
Newbrldge road. East Meadow.
Church.
L. 1.. Wednesday. 8:30 P.
Funeral L. I.
Thursday, 11 AM.
Mt. Calvary Cemetery, Linden.
Inger-merit
Cremation Fresh Pond.
ew ersey.
Under direction of John J. Michalek
MEYER—George F., on Tuesday. October l
BELLMORE FUNERAL HOME
30. 1956. of 111~21 198 street. st. Albana.
L. I. Beloved husband of Florence Meyer.
149 w. Stanton
of
E.
and devoted father of Mrs. Florence McCRAI
Victoria
Combes. grandfather of Dorothy Combes. ,avenueltulaaldwin, on Monday. October 29.
SerVices at the Fairchild Chapel, 220-05
1956. beloved wife of Morton C. McHillside avenue. Queens Village on FriGraime; devoted mother of Douglaomnd
Kenneth: dear daughter of Eugenie and
_day at 8 PM.
Victor Fernandez.
NIGRl—Lucia. beloved mother of Edmund Reposlng
Funeral
Brother:
Weigand
at
oi”
the
ngl‘l
Nigrl Furniture House.
Home. 24 South Grand avenue, Baldwin.
Orstehnydia Mancino: in Italy. Gaetano. Services Wednesday. 8:30 P.M.
Elena. Dorotea, Teresna and Nicoletta. Interment Thursday. Milford Cemetery.
Reposmg at Robert Giordano Funeral Milford Connecticut.
Home. 2346 Pacific street. Brooklyn un-.
til Friday, 9:30 A. M. solemn requiem QUAGLIATo—Anita
Hill). on October
(nee
Our
of
Lady
Loretta
Church.
29. 1956. of 678 Franklin avenue. Massaf0“: alt/I
pequa. L. I. beloved wife of Ferdinando:
Interment St. John's Cemetery.
devoted mother of Mrs. Lucille Rubusto.
oasrﬁtLE—Aiwma. on-October 28, 1956. Mrs. Blanche Burns, Richard, Joseph.
Services Wednesday. October Slst. at and Ferdinand Quagliato; dear sister of
8 P. M. at the Clarence F. Simonson
Mrs. Rose Brandt. Mrs. Isabelle Snediker
Funeral Iﬂome, 119-04 Hillside
and William Hill; also: survived h- “-1-“
‘

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TERA?!

or
one
administered
third
in
electroshock
therapy
we
in previous years
the adult patients. For the meet pert, it was prescribed for peuente in the
As

forties

and

fifties

who

electroshock was used

manifested depressive symptoms.

(21:

To

a lesser extent,

patients) in schisophrenic patients to modify

ms-

active, essenltin er delusional behavior.
the
studies
the
of
earlier
results
of
that
was
in this group pstients
It
Psychietry were applied and extended. Patients
of the Departmnt or

W

received
series
a
the
electroshock
psychiatrist
by
supervising
for
mmmded
encberbital
test
These
included
electroencepmlogren,
of neurophysiologic tests.

for organic brain disease,

and pemeptusl

tests,

tactile. During
per week, the tests were

both visual and

the course of treatmentﬁhieh ms adminstered three times

periodically repeated.
with clinical

Based upon changes

"alustiens

in these mumplwsiologic tests ceabined

psMiatx-ist, the extent
«amines; In these instances in which the neuro-

by the resident and supervising

of electroshock tmmpy was

treatment
bed
been
not
behavior
obtrdned,
in
alteration
for
basis
physiologie
intensively.
week
and
acre
occasionally
times
modified
five
to
per
regimes were
Ch

this basis, the usual com-es of

tmmnt m

the patients meshing between 6 me lo

batsmen 11 and 19 with

m

percent of the patients received more than 20

of

mtients rescind less
an incomplete series. Twenty-five
treehnen’os .. The number of tmtnnnts

tmtmsnts.

than 5 treatments, which in each instmee

10%

Four

and
to
reference
with
diswosie
therapy
results
at
in chart
is
condition at time at discharge is seen in chart #9.
The original studies relating the alteration in brain function indueed by
electroshock to the short term clinical results, were confirmed in this series
amounts-sud
of
and
his
Fink
staff
Dr.
where
study.
of patients in a predictive
shown

#10 and the

I

that only these patients in

when

alteration in the electroencephalogram and

�#2

mbarbikl taste

had bean

to warrant the rating of
a umber

031‘

reports have

mud,

had

mm

D.

clung. in behavior sufficient

uprated or momma. A: a Insult. of these studies,
been presented before nation]. psychiatric societies.
much

�#3

During 1953 there had been considerable experience

at the hospital

with

of the newer chemotherapeutic agents, chlorprousine and reserpine. It
decided to evaluate ohlorpronasim as a potential substitute for insulin

tVo

was

em

therapy.

The

use of chlorpronnzine we suggested by the many reports

thst

mlcrpronasinc had been successful in schisophrenio psychoses. Also, the specie;
report of the Medical Board noting the course of patients disohnrged

roam

dmonstnted that the poorest long tom results were found in the
insulin cone population. For this reason, a control study was instituted.
Beginning Septenber, 1955, and continuing until Deomber 31, 1956, :11 patients
in

1950 had

referred for insulin

coma

therapy by the supervising psychintriste were divided

into tee groups: one group received insulin coma therapy in the established
doses
received
in
and
second
therapy
the
urge
chlorprmsine
group
newer;
over a four month period.

Insulin

coma

therapy was given for a course of 50 comes

in most instances.

treatedlcsees.
The results
Chart #llxoﬂects the number of cones in insulin
of insulin some therapy is noted in Chart #12 and it is seen that of the 15
much
of
inproved or recovered.
were
a
four
rating
given
patients ,.
In the patients who were given chlorpronesine, dosage ranged betueen

daily with a

800
600
of
milligrams.
to
mge
Treatment was oontimed for a period or shut four months. In this group

200

and 3600 tailligrsms

of patients,

who were

median

unselected except for having been candidates for insulin

of
the
insulin
to
that
were
of
improvement
equivalent
the
ratings
moment,
cone population. 01' 21: patients discharged during 1956, one was discharged as
riftem
miinprored.
and
much
as
improved,
as
em
recovered, three as
inpmd,

some

Guptring the complication rates of both treatments, it was noted that prolonged
of
nine
tones
and
in
were
insulin
resis
cmplications
reactions
ledondary
ems,
the insulin some patients. Wtansion airfioient to cause fainting and severe

demtitis

were complications

in five of the chlorpronasine group. Agitation

�#h

and penis, seizures and
numbers

It

refusal of further therapy were seen in muivalent

of patients in both groups.
was the opinion of the numbers of the Deparhuent of

peydtiatry

ami

Manual

the resident physicians, Doétora Robert Shaw, George Gross

Mean

for this study, that in
to insulin coma therapy, chlorpromasine was safer, easier to ldminater, more
controllable in its effects, and had fewer aid: effects. It was their
recommendation that chlorpmmine therapy would be warranted as the initial

and Fred Coleman, who had hem responsible

treatment for patients in the younger age group

who were

suffering with

schizophrenic disorders. In such cmditions, they anticipated that chlorpromuino
would be most

behavior.

effective in modifying overactive, as saultive and delusional

�#5

cogg sagx rmmr
01'

the ﬁfteen patients treated by insulin com therapy, the modification

of behavior was inadequate in ﬁve, loading to a
be combined with insulin come.

nemudntion

that. electroshock

of these, four patients were suffering

fm a

schizophrenic disorder and one from a manic-depressive
not one of the patients were mach improved

illness. In each instance,
or recovered after combined mutant.

Similarly, there were four patients or the insulin com group who had had metroshock therapy either prior to the insulin com or subsequent to the insulin con

moment.

Here

too, the mtinga or immemnt were in the lower
4

two

categories.

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                <text>Perceptual Changes Induced by Drugs and Electroshock - Progress Report; Research Activities - Annual report; Letters; Annual Reports - Department of Experimental Psychiatry; Newspaper clipping, Hospital reports new methods for evaluating electroshock, Long Island Daily Press, 1956-11-31; </text>
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                    <text>Manhasseit Medical Center Hospital
4CZ54@/¢/;ﬁé€rn.2%éui%§C}¢%;lﬂéd536/ c&lt;lgeyi

N ]E W Y O R K

PEARL A.KLICK
ADMINISTRATOR

35K

TELEPHONE

MANHASSET

7-4000

1:

"VINE

February 25, 1957
Dear Doctor:

Quarterly Medical Staff Meeting of the Manhasset Medical Center
Hospital will be held on Thursday, March 7, 1957, at 8:h5 P.M.,
promptly at THE ALLISON, 1583 Northern Boulevard, almost directly
opposite the hospital.

The

PART

faRT

1. Review and analysis of Clinical werk in the Surgical and
Medical Sections for the month of December 1956, and the
months of January, February 1957 inclusive.

2.

A.

Surgical Section - Ralph S. Emerson, M.D., Chairman

B.

Medical Section

-

3

‘§~
“

Lawrence S. Kryle, M.D., Chairman

Tissue Committee Report - Howard L. walker, M.D., Chairman

SCIENTIFIC

PROGRAM

-

Arnold G. Blumberg, M.D., Chairman

"THE TRANQUILIZERS IN PSYCHIATRIC PRACTICE
AND THEIR APPLICATION TO GENERAL PRACTICE."

Dr. Maximilian Fink
Director of Research in Experimental Psychiatry
Hillside Hospital, Glen Oaks, N. Y.
COLLNTION.

Respectfully yours,
John G. Connell, M.D.
President - Medical Board

Telephone number

The
MA 0

Allison is
7"558’4v

at

Harry H. Abrahams, M.D.
Secretary - Medical Board

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11.13.

�March 1957

Personality Factors in Behavioral Beeponse to Electroshock Therapy
Robert L. Kahn, Ph. D. andMax Pink,

From
New

14.

D.

the Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks,

York.

Aided by grant 14-927 of the National Institute of Mental Health, l“aﬁcional Institutes of Health, APublic Health Service.

Presented

a

the Electroshock Research Association, Chicago,

May

1957.

�INTRODUCTION

The

behavioral response of patients receiving electroshock therapy is

variable. In previous studies of the factors related to this variability

we

that patients who showed early, persistent and relatively marked degrees
of altered brain function, as measured by the e1ectroencephalogram.and the
amobarbital test for brain disease (10), were most likely to show a clinical
The
(h)
(6)
which
(7).
improved
rated
was
present study is an
as
response
investigation of the role of personality in the behavioral reSponse.
An explicit hypothesis concerning this relationship has been derived

noted

from previous studies of the patterns of behavioral change occurring with
EST.

In an analysis of language changes after electroshock (7),

that patients

who

we

reported

develop such language patterns as explicit denial of

ill-

and
of
and
symptoms;
displacement
qualifitemporal
Spatial
personal,
ness;
cation, evasion and minimization are rated as improved. These language patterns

are similar to those previously described by Weinstein and

Kahn (13)

in their

studies of neurological patients with cerebral dysfunction. They characteru
ized this behavior as the "language of denial" and demonstrated a relationship

to personality. In particular they described the characteristics of the "ex€M)On
the
of
these
the
denial"
basis
verbal
observations,
personalit
plicit
hypothesis was advanced that those patients

who most

closely approximated this

"explicit verbal denial" personality type would be more likely to
havioral changes after
The purpose

EST

show

the be-

which are rated as improved.

of the present study, therefore, was to determine:

1) whether personality characteristics related to the behavioral
reaponse

to electroshock therapy

show

proved.

differentiated; and

patients with greater "denial" tendencies are more likely
behavioral changes after electroshock therapy which are rated as imp
2) whether

to

can be

�.2POPULATION

Sixty-three consecutive patients referred for electroshock therapy were
studied.

staff,

The

selection of patients for treatment

was made by the

psychiatric

independent of the judgment of the authors. The patients ranged in age

from 20

to

66 with a mean of I47, and included 21 men and

142

women.

METHOD

Prior to treatment each patient

was evaluated according

to the following

methods :

l.

Structured

EM

Interviews: Personality was evaluated in inter-

patient' 3 family. At the opening of the interview,
the relative was asked to describe, in his own words, the patient's usual interests and attitudes. The relatives were encouraged to talk about any aspect
they wished, and the interviewer followed the trend of their talk, rather thm
proceeding in a serial fashion. The interviewer asked questions, however, to
been
15
obtain information in m
described as charspecific areas which have

views with members of the

acteristic of the "explicit verbal denial" personality,“.

The number and

withgibrelative
varied according to the degree of
type of questions required
spontaneous production and the infomant' 3 capacity to comprehend and 00mm:-

icate.

The

informant was encouraged to give concrete examples of

all state-

ments.

basic items included the presence and extent of each of the following
features: 1) stress verbal symbols such as resolutions, homilies, cliches and
The

rationalization; 2) are prestige and security conscious, and do not enjoy the
intrinsic benefits of health, work, leisure, money and property; 3) regard illness as an imperfection or disgrace, keeping

neighbors, and are

it

a secret from the family and

reluctant to seek medical care;

troubles and are considered practical persons

who

)4)

"shake off"

their

advise others; 5) have

drive and compulsive energr, and are guilty or uneasy

if

own

much

not occupied; 6) are

conscientious with a high sense of duty and responsibility; 7) are sensitive
.

�.3to criticism, regarding

it as

an

attack

on

their integrity;

8)

are proud and

avoid help from others; 9) are reserved rather than openly affectionate or
emotional; 10) emphasize being correct; 11) are not imaginative or creative;
12) are not seen as dependent by

their relatives;

1h) do not have temper outbursts; 15) and are not

After the interview, each item

if

score of 0 was given
1
2

was

rated

on a

13) do not discuss sex openly;

ludic (25).
scale of 0, 1 or 2.

A

the aSpect was noted to a minimal degree; a score of

indicated that the characteristic was moderately present; while a score of
indicated the definite and marked presence of the pattern. The scores for

each item were added and the

resultant score is termed the "denial personality

score".

2. Clinical Evaluation: Each patient
weekly intervals during and

evaluation

prior to and at
following the course of treatment. The clinical

was determined by

was interviewed

the patient's behavior in the few weeks following

the end of the course of treatment and

was

based on the evaluation of the pat-

ient's therapist, the therapist's supervising psychiatrist and the supervising
psychiatrist in charge of the electroshock treatment unit. Patients were
classed into three groups:

much improved,

moderately improved, or unimproved,

criteria outlined previously (6).
3. Language gtggy: In addition to the clinical interviews,

following the

each patient

standardized series of questions determining his attitude

was examined with a

toward his

illness.
trouble?" and "If you

Two

of the questions asked were,

“What

is

youi'mein

had one wish, what would you wish for?" The

patients

were

tested before and during treatment and the verbatim responses were analyzed for
changes in language according to the method previously described (7).
RESULTS

The

relatives of

scores ranged from

O

h?

patients were interviewed. The&lt;ienia1 personality

to 25, with a median of 11. For statistical comparison

�.14-

the patients were divided into two groups. Patients with scores ranging from
11
0

to
to

25 were

10 were

frm

considered the "high denial" group, while those with scores

classed as low in denial tendencies.

1. Personality score and clinical response: Patients with high denial
personality scores in these family interviews were most likely to be rated as
much improved, and

patients with

low scores, however, the

basis, with

chance

only one case was considered unimproved (Table

30%

I).

In

clinical response rating occurred

on a

of the patients being regarded as mimproved.

I

TABLE

Relation of Denial Personality Scores to Clinical Response to Electroshock
Much

Improved

Moderately
Improved

Total

Unimproved

Personality Score
11
0

-

25

1h

9

1

2h

10

7

9

7

23

21

18

8

it?

Total
The

proved

difference in the denial scores between the

patients,

when compared

sigzificant.* Although the

much and

moderately im-

to the unimproved patients is statistically

much improved

patients have a higher

mean

score

is not significant.
2. Qualitative observations: Although there is a relationship between
high denial personality scores and the clinical rating, 30% of patients with
than the moderately improved group, this difference

low denial scores were also evaluated as showing a marked improvement. While
trig/1:119 group

of seven patients

is

a small one , certain

common

characteristics can

be described. Although these subjects lack the competitive

security needs of the high denial subjects, they
or imaginative capacity or ability to think
Si
~K-

vb; { {ran-M

at

1%

level of confidence by

show

drive, prestige and
a similar lack of creative

critically of their

Mann-Whitney

U

Test.

own

or other's

�.5relate to the environment primarily by non-verbal forms of
commmication. They are described by their families as laughing or crying

feelings.

They

excessively; and as showing anger by muteness, ”go into a shell," ”walk out

of the room in a huff,” or by violent tempers with table-pounding, throwing
objects or direct physical assault. These patients are "ludic,"
by Weinstein and Kahn (12) to denote comic,

language analysis described in a

in clinical interviews

term used

tragic, or melodramatic behavior.*

1m:
previous study (7), the

3. Personality score and Meg

-a

Applying the technic of

i__n_

changes

in

language

were compared with the denial personality scores. Nine

patterns of language change, such as explicit denial of illness or

symptoms,

displacement, qualification, £33. have been described as characteristically

occurring

after electroshock.

ified according to the

plicit language

As

in the previous study, each patient

was

class-

dichotomy of whether or not he showed three or more ex-

changes. Patients with high denial personality scores showed

a greater number of language changes, than those with low denial personality

scores (Table

II).

The

coefficient of correlation between the personality

scores and the number of language changes

the

1%

is

.71, significant

+

at better than

level of confidence.
TABLE

II

Relation of Denial Personality Scores to Clinical Language Changes During
Treatment
Number Langggge Changes

0

-

2

3

or

more

Personality Scores
11 .- 25

(20)

8

12

-

(20)

17

3

25

15

o

10

Total
This term was taken from Piaget who applied
behavior of young children (8).

*-

it to

the play and imitative

�h. Illustrative Cases:
Case

1. High Denial Personality Score:
A

61-yearbold housewife was admitted to the hospital with a 15

history of insomnia, abdominal pain and fear of cancer. On admission
she was depressed, retarded, and seclusive, evincing little interest in her

month

surroundings, and wandering aimlessly about the ward.
The

patient

reaponsible person with
and was unable
home.

her husband as a conscientious, dependable,
integrity. She had no hobbies, outside interests,

was described by
much

to relax.

She was ”mortally

As

a consequence, she busied herself with chores

at

afraid" of doctors, minimized her illnesses and con-

cealed ailments, even from her husband. Very restrained, she openly showed no

affection or emotion, never discussed sex and rarely lost her temper. She had
"a long memory for little things if she felt that she was wronged," a ”streak
of stubborness," and would "just as soon hold another person responsible for

her mistakes." She was proud and would ”rather go without food" than borrow
or take money from others.
According to the denial

criteria, her score

After 20 electroshock treatments, she

was 20.

became euphoric, took an

interest

in her personal appearance and participated in hospital activities. Her doc"model"
”while
her
who,
a
reluctant to discuss her personal
patient
toi/called
feelings, asserted that she had no difficulties at

hue-'had
home,
a wonderful

band.uho was very good to her, considered herself lucky and eagerly anticipated

her discharge.”
Case

She was discharged with a

2.
A

Low

rating of

"much improved."

Denial Personality Score:

hl-year-old housewife

was admitted

to the hospital with a two

year history of depression following the birth of her fourth child. She cried

frequently, lost interest in social activities, found it increasingly difficult
to take care of her baby and had suicidal thoughts. On admission the patient

�was'

noted to pay

little attention

showed psychomotor

The
whom
He

it

patient

retardation

and was

was described by

was not easy

to her personal appearance, cried readily,
circumstantial in speech.

her husband as a "negative personality” with

to get along because she

was opinionated and argumentative.

regarded her as "completely impractical, with no

common

sense." She was a

poor housekeeper, constantly demanding help from other people, although not the
kind of person who would put herself out for others.

An

excessively talkative

person, she liked to engage in long, intellectual, pretentious conversations.
When

angry, however, she would become either completely mute, or "very nasty,

just don't know any better.” Although considered a “cold" person,
able to talk freely about sex. She frequently complained of physical

implying you
she was

ailments and went to physicians readily. She was ”naive" and "unrealistic,"

believing, for example, that she had a

flair for writing

although others con-

sidered her amateurish.
Her

personality score

was

rated as h.

patient received eighteen electroshock treatments, which were terminated at her own insistence because she was too frightened to take any more.
At the time of her discharge her doctor noted her as "quite depressed,” but
The

felt that
hospital.

it

was

doubtful that she could benefit from further treatment

She was discharged with

at

the

the recommendation for continued psychother-

apy.
DISCUSSION

The

structured family interview

was designed

to test the specific hypo-

thesis derived from earlier observations that patients with the "explicit
verbal denial” personality are most likely to Show both the language and behavioral changes to electroshock therapy which are rated as
the examiner.

The

much improved by

data supports this hypothesis and is also consistent with

�the theory of the

mode

of action of electroshock therapy advanced by Weinstein,

that “....the therapeutic efficacy of
electroconvulsive therapy....derives from the production of a state of brain
function in which the mechanism of denial is facilitated in characterologically

Linn and Kahn in 1952 (9).

They suggest

diaposed individuals."
The degree

of explicit verbal denial

is,

however, only one

personality

aspect affecting the behavioral response to treatment. 0n the basis of the

present data and methods of analysis a broader view of personality patterns in

relation to improvement with
as

clinically

EST

is

now

possible.

improved are characterized by such

Those

patients

who

are rated

features as: l) non-empathic

- unable to think critically or sensitively about the needs,feelings, or

-

commun-

ications of others; 2) non-introspective - - unable to think critically about
their own feelings or needs; unable to achieve insight even with the collaboration of others in a psychotherapeutic relationship; 3) rely heavily on nonverbal communication - - even

tial

when

they are talkative there is

little

referenp

communication, the words being cliched, stereotyped, or representative of

feelings and emotions rather than transmitters of information and h) highly
conventional - - without imaginative or creative capacity, and with few resources
to deal with stressful or
With
re8pond

new

this pattern as the

situations.

common

background, two classes of patients who

to treatment can be defined: a) the driving, conscientious, independent,

successful, emotionally-controlled person who can be characterized as the ”explicit verbal denial” personality type; b) the chronically inadequate, affectd::;;;&amp;rfrom
and
ively labile
ludic, dependent person,
an impoverished socio-

cultural background. While both types are rated as improved in their short
tenm response to electroshock, preliminary folloWhup observations indicate that
the "explicit verbal denial" personality type

clinical response, while the Indie

group

is

more

likely to sustain the

is likely to relapse quickly.

�Consistent with our previous studies

we have

found that altered brain fun-

ction is a necessary condition for behavioral change with electroshock therapy.
The kinds of behavioral change shown with altered brain function, however, vary
markedly in

different patients.

ment of symptoms and are

states,

become withdrawn,

Some Show mood

rated as improved. Others develop paranoid agitated
or show additional somatic or

are rated as unimproved. In this study

in those cases

we

who were

memory

complaints, and

here stressed the personality factors

whose behavioral reSponse was

considered the patients

changes and denial or diSplace-

rated as improved.

we have

not

rated as only moderately improved or unimproved.

If the basic hypothesis is correct,

we

should also find a relationship between

personality and the behavioral response in patients

who

are rated as unimproved.

Present information in this regard is minimal, as this problem has not'been
approached with a specific hypothesis.

raise questions concerning the relation of personality
to type of mental illness and choice of therapy. Clinical observations support
These observations

the concept of a characteristic predepressed personality. Abraham (I) noted

that states of depression occurred in obsessional persons. Arnot ‘2) describes
depressions as being overly conscientious and perfectionistic. Hamilton and

(5), reporting various aspects of the personality in involutional depression, include such features as "followed a rigid pattern of behavior....displayed a lack of imagination....narrow range of interests....thorough, cone

Mann

scientious, meticulous devotion to duty....lack of feeling for point of view
of others....hard, uncompromising drivers....oversensitive....reserved.“ Cohen,

et

a1 (3)

in an intensive study of manic-depressive psychosis, reported their

patients as being highly prestige-conscious;

little

concerned with prdblems of

interpersonal relatedness; stereotyped; conventional; having

for communicative interchange; and

unaware of

little

capacity

other persons' feelings toward

�.10himself or of his feelings toward others. They emphasized the patients' inability

to communicate verbally and suggested that the therapeutic relationship should
be in nandverbal terms rather than emphasizing the intellectual contents of the
exchange.
These studies of the personality background of depression show a

that is

pattern

similar to those personality asPects which have been described as
the "explicit verbal denial" personality. The factor of personality could thus
most

explain the fact that depression is the condition which responds best to electroshock treatment.

The same

personality factors which

to a depressive reaction are those which
forms of therapy.

These

factors enable

make him

him

make

a person susceptible

responsive to noneverbal

to respond, under the conditions

of altered brain function, with those language and other behavioral changes
which are evaluated as improved.

Thus, the same stereotypy, conventionality,

perfectionism, and prestige-consciousness, which produce a catastrophic response in the individual faced by the loss of a partner, job, business, or
loved one permit the development of denial, minimization and displacement under

the conditions of altered brain function and are deemed ”improved” by the family
and the

therapist.

�SUMMARY AND CONCLUSIONS

1. Personality factors in

63

consecutive patients referred for electro-

shock therapy were studied by means of a structured family interview.

2.

The

3.

The

which

results

that aSpects of personality can be differentiated
are significantly related to the response to treatment.
show

basic personality pattern of the patients who reSpond best can
be characterized as a) non-empathic, b) non-introspective, c) communicate non-

verbally, and d) highly conventional and stereotyped, with
or creative capacity.
h. 'Within the context of this
of improved patients.

One

group

is

common

little

imaginative

core, there are two main subdivisions

comparable to the

”explicit verbal denial"

personality, showingiﬁzch features as drive, conscientiousness, independence
and emotional control. The other group consists of persons apt to be chron-

ically inadequate

and dependent, coming from deprived socio-cultural back-

grounds, who are affectively

5.

labile

and

ludic.

relationship between these personality patterns and descriptions
of the personality of depressed persons is noted. The same personality factors
The

which contribute

to a depressive reaction, contribute to a behavioral change
under the conditions of altered brain function following electroshock therapy

which

is evaluated as

improvement.

�~12REFEEENCES

1. Abraham, K.: Selected Papers
Press Ltd., 1919.
Amot,

on

Psychoanalysis.

London: The Hogarth

Predepressed Personality, A.M.A. Arch. Neural.
Chiato, L6: 617-618, 1956.
The

12.:

&amp;

Psy-

3.,

Baker, G., Cohen, R. A., From—Reichmam, F. and Weigert,
E. V.: In Intensive Study of Twelve Cases of Manic-Depressive
Psychosis, Psychiat., 1.1: 103-137, 1951.

Cohen, M.

Pink,

and Kahn, R. L.:

Quantitative Studies of Slow Wave Activity
Following Electroshock, EEG Clin. Neurophysiol., Q: 158, 1956.

M.

Hamilton, D. M. and Mann, W. A.: The Hospital Treatment of Involutional
Psychoses, in Depression (Hock, P. and Zubin, J. , eds.) , New York:
Grune &amp; Stratton, 199-209, 1952.

L., Fink, M. and Weinstein, E. A.: Relation of Amobarbital
Test to Clinical Improvement in Electroshock, 11.14.11. Arch. Neurol.
&amp; Psydliato, 16-: 23-29, 1956.

Kahn, R.

7. Kahn, R. L. and Fink, 14.: Changes in Language During Electroshock Therapy, in Psychopatholog of Commication (Hock, P. and Zubin, J. ,
Eds.) in press.
‘

8. Piaget,

J.: Play,

Dreams and

Imitation in Childhood.

New

York: W. W.

9. Weimtein, E. 1., Linn, L. and Kahn, R. L.: Psychosis During Electroshock Therapy: Its Relation to the Theory of Shock Therapy, Am.

J.

PSYChiato’

3:99.:

22.26, 1952.

10. Weinstein, E. A., Kahn, R. L., Sugaman, L. A. and Linn, 1a.: Diagnostic
Use of Amobarbital Sodium ("Anwtal Sodium") in Organic Brain Dis-

ease,

ll. Weinstein,

Am.

J. Psychiat., 113:

889-891;, 1953.

E. A. and Kahn, R. L.: Personality Factors in Denial of
&amp;
A.M.A.
Arch.
Neural.
Psychiat., 92: 355-367, 1953.
ness,

Ill-

Weinstein, E. A., Kahn, R. L. and Sugarman, L. A.: Ludic Behavior in
Patients with Brain Disease, J. Hillside Hosp. , 2: 98-106, 1951;.
13. Weinstein, E. A. and Kahn, R. L.: Denial of Illness: Symbolic and Physiological Aspects. Springfield, 111.: Charles C. Thomas, 1955.

�April 1, 1957.
MEMORANDUM

TO:

Medical Affairs Committee

FOR:

Dr. Joseph S. A. Miller

FROM:

Department of Experimental Psychiatry

SUBJECT:

1957.
1956
to
April
1,
September
of
Departmental
Activities,
Report

Experimental
of
the
Department
of
the
of
activities
following report
since
the
period
covering
of’Dr.
Miller,
the
submitted
request
at
Psychiatry is
The

September 1956.
A.

Progress in Ongoing Projects:

the
evaluate
The
signifito
control
study
Evaluation:
1. Electroshock
be
com1956,
will
on
April
1,
instituted
electroshock
therapy,
cant elements in
been
has
been
have
studied.
It
1957.
Seventy
patients
pleted by the end of’May
the
electrointo
insights
have
we
and
gained
significant
successful
a most
group,
made
1955-56,
in
observation,
the
we
original
verified
shock process. First,
dethe
is
electroshock
therapy
behavior
in
in
change
that the prerequisite for
function.
brain
in
and
sustained
alteration
degree
velopment of a significant
Under the conditions of altered brain function, however, patients respond in
electroshock
is
follows
that
the
improvement
In
some
patients,
various ways.
the

that
was
opinion
our
It
disappears.
rapidly
while
in
others, it
sustained,
observations.
these
determinant
in
instrumental
the
was
patient's personality
in
the
of
patients
the
personality
studied
have
intensively
we
For this reason
standard
interview
developed
tests,
this last group. By applying specially
have
we
number
of
questionnaire
tests,
and
a
modifying
psychological tests,
and
of
type
between
personality
the
number
of
relationships
determined a
behavioral
the
we
At
predicting
are
time,
the present
behavioral response.
and
during
our
predictions
electroshock
to
therapy,
the
of
patients
response
As
a
result
chance.
than
better
been
have
months
significantly
the past few
include
to
personality
extend
study
our
to
we
planning
are
of these observations,
G).
Section
(see
results
psychotherapy
in
factors
changes
the
been
has
perceptual
of
patients
Our second interest in this group
to
deable
have
been
we
control
of
a
By
group,
virtue
induced by electroshock.
and
those
treatment
the
to
related
which
are
changes
termine those perceptual
im—
been
have
we
In
these observations,
which are related to practice effects.
and
their
the
of
the
patients
personality
close
interrelation.bf
the
pressed by
two
so
behavior
of
is
The
these
of
aspects
interrelation
perceptual processes.
in
differences
individual
of
undertake
study
a
decided
have
to
we
close, that
under
the
behavior
eventual
to
such
differences
and
to
relate
hope
perception
0).
Section
(see
function
brain
of
altered
special conditions
Our

which
electroshock
therapy
of
concept
a
to
have
led
develop
us
studies

Electrotreatment
unit.
of
this
management
the
in
has been of significant help
which
function
brain
in
induces
changes
treatment.
It
shock is a non-specific
Under
these
two
months.
than
less
of
usually
time,
persist for varying lengths
depending
environment
different
in
ways
to
his
the
responds
patient
conditions,
his
he
to
better
'With
relates
certain
a
personality,
upon his personality.

�-2The
and
better that he relates to
to
other
his
patients.
family,
therapist,
other people the less reason is there-for him to become tense, anxious or
6nce
the feeling of well-being is set into motion, it is sustained
depressed.
by the patient's better ability to function with others. Electroshock therapy
is not a specific treatment for a specific fbrm of mental illness.
2. Biochemical Changes in Electroshock: In the course of these studies
of electroshock, we noted that other investigators had reported that there were
and
the
one report
fluid
after
in
trauma,
in
Spinal
changes
enzymes
specific
noted similar changes after electroshock. Dr. Goldenberg and I undertook a
study of these enzymes in order to verify the previous reports and to clarify
our own picture of the electroshock process. To date, we have collected 30
spinal fluids. I anticipate that this phase of the work will continue until

the end of 1957.

3. Communication Studies: Our interest in communication problems has
led to two types of studies. In one, Dr. J. Jaffe has developed a technique for
the analysis of recorded interviews which provides us with an objective index of
change in behavior. Support for this phase of the work has been obtained from
the Foundations' Fund for Research in Psychiatry. At present, he is analyzing
the recordings of interviews with electroshock patients made earlier in the year,
and his findings are correlating very well with the clinical results. we antiand
the
in
of
language
changes
to
an
technique
analysis
this
applying
cipate
behavior that occur in ps;chotherapeutic interviews.

analysis of the structured amytal test intero
views according to changes in syntax and content. The original findings of this
study were presented to the AmeriCan Psychopathological Association in June.
Since then, all our amytal test interviews are being analyzed in like fashion
and the original findings have been verified and amplified. ”e have come to
understand that the language of our patients tells us readily whether or not
changes have occurred in brain function and in behavior. Furthermore, correlations between the personality evaluations and the language changes have shown
a direct relationship between high degree language changes and certain personwith
other personality types.
and
changes
minimal-to-no
language
types;
ality
Language is thus a recordable facet of behavior and we are ODtlmiStiC that a
combination of the language analyses developed by Drs. Jaffe and Kahn would be
a meaningful index of changes in behavior applicable to any form of psychiatric
therapy, including psychotherapy.
h. Egrebral Reactivity: As described in the previous report, our
interest in the question of individual variability in cerebral reactivity has
been stimulated by our electroshock studies. One part of this study is the
A second is the study of the
biochemical
in
changes
fluid.
of
spinal
study
rate of development of electroencephalographic change induced by electroshock.
Dr. Green has begun this phase of the work and since September has surveyed all
EEG
basic
of
their
by
records, and their
an
electroshock
analysis
our
patients
been
has
Mcgimide
to
the
cerebral
to
Also,
response
hyperventilation.
reSponse
A

second study

is

a language

assessed and this phase of the work completed (see Section B). Beginning in May,
the
admissions
new
hOSpital
the
to
that
will
screen
is
laboratory
anticipated
it
and that various activation procedures will be tested, so that the definitive
study can be undertaken in the Fall.

Concurrently, Dr. Green has assessed the relationship between the electroshock seizure threshhold and cranial resistance as factors influencing the development of electroencephalographic abnormality. This study is in progress.

�.3This study, under the direction of Dr. Sidney TaraNew
York
have
and
been
before
the
the
observations
continued
has
presented
chow,
Neurological Society in January. The observations have been summarized in a reand
A.M.A.
Archives
of
which
Neurology
the
in
Psychiatry.
will
shortly
appear
port
S.

B.

Ambivalence:

Completed

Projects:

1. Chlorpromazine-Insulin

Coma:

Control Study: An interim report on the results of this
control study was submitted to the Research Committee of the Medical Board on
January 31, 1957. In this study, 59 patients referred for insulin coma were
divided into two groups - one-half receiving insulin coma and the other half
receiving chlorpromazine therapy. It was our conclusion that chlorpromazine
is as effective in modifying psychotic behavior patterns as insulin coma therapy.
There was a tendency for the discharge ratings to be better for the chlorpromazine
,we
to
concluded
insulin
in
comparison
coma
the
than
for
insulin
that,
group.
group
coma therapy, chlorpromazine was safer, easier to administer, more controllable in
had
Tb
evidence
concluded
had
no
also
and
that
fewer
side
effects.
apits effects,
peared in the fifteen months of the study that either therapy had altered the basic
schizophrenic process, nor did we feel that either form of therapy had a greater
specificity for schizophrenic illnesses. At the conclusion of the study, the
Medical Director placed chlorpromazine in the formulary and permitted its use by
the Resident staff.

Insulin

Coma

2. Megimide Evaluation: During this period, Dr. Green has evaluated a
new agent in electroencephalography, megimide, for its ability to bring out defects in brain function. The report of his findings Twere presented at the midwinter meeting of the Eastern Association of Electroencephalographers.

0.

Projected Studies

It is

.

1957-58:

in progress in the Department will
The electroshock evaluation study will
be completed this Spring and the next few months will be spent in correlating
the information obtained and writing the reports. As indicated in the ongoing
and
have
of
studies
these
out
number
of
developments
grown
it
a
progress notes,
is anticipated that these will be incorporated in the_active research program.
anticipated that the work
continue for the remainder of the year.

now

A
Behavioral
Reapgggg:
protocol has been
1. £ndividual_Differences in
developed by Dr. Max Pollack, which incorporates the problem of personality affecting individual responsivity to electroshock. By determining the subject's patterns
of perception in specially developed orientation and visual tasks, we hope to demonstrate a relationship between these patterns and the behavioral response, both
under the special condition of altered brain function, and the general condition
of hospitalization and psychotherapy. Such a study has bearing on the problems of
the personality aspects of resistance to change in behavior under stressful conditions (as in forceful indoctrination, isolation, starvation); as well as the
definition of suitable candidates for various psychiatric therapies.

2. Personality Factors in Doctor and Patient Affecting Choice of Thera :
Our experiences with electroshock have led us to a unmber of hypotheses which relate personality factors in the patient and the therapist affecting the choice of
treatment. We are in the process of developing our ideas into a workable hypothesis.
We anticipate undertaking such a study by the end of the year.

�D.

Changes

in rersonnelz-

Since the last re\ort, this section has been redesignated as the Department
the
of
time
the
at
the
to
personnel
In
addition
listed
of Experimental Psychiatry.
Max
Research
Dr.
as
Pollack,
a
have
on
we
part-time
basis,
appointed,
last report,
New
York
from
who
University
has
his_Ph.D.
Dr.
Pollack,
Assistant in Psychology.
and
mount
the
Sinai
Hospital
the
at
research
been
has
psychologist
a
in 1955,
He
is experienced
the
six
for
Research
Child
past
years.
Ittleson Foundation for
he
that
is
anticipated
research.
in
and
It
perceptual aspects
in both personality
A
the
indito
study
July
on
program
basis
a
full-time
be
on
lst.
appointed
will
and
the
on
perceptual
personemphasis
with
behavior
specific
vidual differences in
made
various
been
has
to
and
him
been
application
by
developed
ality aspects has
foundations for support.

Technical
a
the
be
to
Department,
appointed
will
there
Effective April let,
FFRP
(see
Section
Grant
Under
the
of
terms
the
analyses.
Assistant for linguistic
E) funds were made available for a technical assistant to carry out the language
measurements devised by Dr. Jaffe.
E.

Funds:

Foundations' Fund for Research in Psychiatry has granted Dr. Jaffe
continuation
overhead
for
h5,700
a26,000
of
sum
plus
two
the
in
years
support for
the
been
has
developed
during
which
past year.
Dyad"
the
of
"Languahe
the
of
study
FFRP
The
Kaufmann
Foundation.
grant will exthe
This work had been supported by
tend from April 1, 1957 to March 31, 1959.
Health
Mental
fbr
of
National
made
Institute
the
been
to
have
Applications
subthe
Green.
Dr.
protocol
Also,
work
by
undertaken
of
support for the program
of
Division
and
Development
Research
the
to
been
has
sent
Pollack
mitted by Dr.
FoundaMalina
and
the
to
Army,
States
United
the
of
the Surgeon-General's Office
The

tion.

F.

Publications and rresentations:

In November, a summary of our studies on electroshock was presented at the
Montreal
a
in
Association
in
report
American
the
Psychiatric
of
Meeting
Divisional
FollowChange
Behavioral
to
Function
Brain
Altered
entitled "Relation of Tests of
"Electroencephalothe
Green
Dr.
report
December,
presented
Electroshock".
In
ing
Electroenceh
of
Association
Eastern
the
Negimide"
at
of
Lffects
and
Clinical
graphic
studies
during
the
of
electroencephalographic
In
a
summary
February
phalographers.
Differences
in
"Individual
entitled
a
two
in
was
report
presented
the past
years
EEG Besponsivity" before the Metropolitan EEG Society.
The Department has submitted a number of reports to various societies for the
the
at
for
been
have
presentation
accepted
Summer
Papers
and
meetings.
Spring

the
Psychiatry,
of
Biological
Society
the
Research
Association,
Electroshock
International Congress of Psychology and the International Congress for Psychiatry.
American
the
Psysymposia
at
in
to
been
have
invited
participate
In addition, we
These
meetings.
for
Psychiatry
International
Congress
and
chiatric Association
Department
of
this
the
experiences
considerable
detail
summarize
in
reports will
and
to
electroshock
to
with
regard
and
two
one-half
specific
the
years,
past
over
methods
of
the
language
anato
have
we
present
an
opportunity
also
will
drugs.
to
as
some
of
our
speculations
well
as
presenting
Dr.
as
devised
by
Jaffe,
lysis
the role and mode of action of the newer drug therapies in psychiatry.

�G.

Educationi_

Various members of this Department are continuing their education by
formal courses. Dr. H. Korin has been enrolled in courses at the Graduate
School of New York University with specific emphasis on statistics. Dr. J.
Jaffe is completing the formal training requirements at the William Alanson
White Institute of Psychoanalysis. Dr. Robert L. Kahn has been accepted for
training in psychoanalysis at the William Alanson White Institute.
H.

Other Activities:

1.

Israel Strauss

November 1953.

and

Members

Volume:

The

Israel Strauss

Volume appeared

in

of this Department were active in the development

fulfillment of that volume.

2. Resident Training: Since September 1956, two Residents have worked
H.
Esecover has been studying the problem of
Dr.
the
in
Department.
actively
psychotherapy with electroshock patients. In this study he has been supervised
He
made.
has
have
been
number
conclusions
and
of
a
members
the
Deiartment
of
by
demonstrated that patients differ considerably during the electroshock process
and that no single type of psychotherapy is meaningful. Certain supportive and
He is now in the process of
have
value.
definite
may
approaches
interpretive

describing his observations.

Dr. S. Friedman has contributed considerably to the ambivalence study.
this work he was supervised by Dr. Tarachow.

In

During the period September to February, members of the Department participated in a weekly lecture series for the Resident staff on the subjects of
research methodology and newer trends in psychiatry.

Respectfully submitted,
Max
MFzgw

Department of Experimental l’sychiatry
_

ﬂillside Hospital
Glen Oaks,

New

York

Fink,

M.D .

�HILLSIDE

HOSPITAL

FOR PSYCHIATRIC TREATMENT. TRAINING AND RESEARCH

JOSEPH S. A. MILLER,

75-59 263m:

M. D.

STREET. GLEN OAKS. NEw YORK
FIELD STONE

Medical Director

LEON

$7500

Lowwsrm

Honorary Chairman
Board of Directors

SIMON KWALWASSER, M. D.

ROY FOSTER

Assoc. Medical Director

Chairman
Board Of Directors

MAURICE BACHRACE

Administrator

E. COLEMAN
President

ALVIN

Dear Sir :

basis for the discussion of the research
activities at the meeting of the Medical Affairs
Committee on Monday, April 8th, I am herewith enclosing the following memoranda=
As a

1. Report of Dr. Fink for the Department of
Experimental Psychiatry.
2. Research activities in the Department of
Biochemistry, by Dr. Harry Goldenberg.

3. Research in the Department of Medicine,
by Dr. Arnold G. Blumberg

Aside from the regular Medical Board members of
the Medical Affairs Coxmnittee, there will also be present
Dr. H. L. Rachlin, Chairman of the Research Comittee of
the Medical Board and Dr. Max Fink, Director of the Department of Experimental t’sychia’cry.
Yours

sincerely,

f4,WIM,

Joseph S.A.Miller, M.D.

JSJALI:

11b

Medical Director

encl.

AN AFFILIATE OF FEDERATION OF JEWISH PHILANTHROPIES OF NEW YORK

�April 1, 1957.
MEMORANDUM

TO:

Medical Affairs Committee

FOR:

Dr. Joseph S. A. Miller

FROM:

Department of Experimental Psychiatry

SUBJECT:

Report of Departmental Activities,

September 1956 to April 1, 1957.

Experimental
of
the
Department
of
the
activities
of
following report
since
the
period
ofHDr.
covering
Miller,
the
request
Psychiatry is submitted at
The

September 1956.
A.

Proggess in Ongoing Projects:

the
evaluate
The
signifito
control
study
Evaluation:
1. Electroshock
be
com1956,
will
on
April
1,
instituted
electroshock
therapy,
cant elements in
been
has
studied.
been
have
It
pleted by the end ofTMay 1957. Seventy patients
the
electrointo
insights
have
we
and
significant
gained
a most successful group,
made
1955-56,
in
observation,
the
we
original
verified
shock process. First,
the
deis
electroshock
therapy
behavior
in
in
change
that the prerequisite for
function.
brain
in
and
sustained
alteration
velopment of a significant degree
Under the conditions of altered brain function, however, patients respond in
electroshock
is
follows
that
improvement
the
In
some
patients,
various ways.
that the

was
opinion
our
It
disappears.
rapidly
while
in
others, it
sustained,
observations.
these
in
determinant
instrumental
the
was
patient's personality
in
the
of
patients
the
personality
For this reason we have studied intensively
standard
interview
developed
tests,
this last group. By applying specially
have
we
number
of
questionnaire
tests,
a
and
modifying
psychological tests,
and
of
type
between
personality
the
number
of
relationships
determined a
behavioral
the
we
predicting
are
At
the present time,
behavioral response.
and
during
our
predictions
electroshock
therapy,
to
reSponse of the patients
As
a
result
chance.
than
better
been
have
significantly
the past few months
include
to
personality
extend
study
our
to
we
planning
are
of these Observations,
G).
Section
(see
results
factors in psychotherapy

changes
the
been
perceptual
has
of
patients
Our second interest in this group
deto
able
been
have
we
control
a
group,
induced by electroshock. By virtue of
and
those
treatment
the
to
which
related
are
termine those perceptual changes
imbeen
have
we
In
these
observations,
which are related to practice effects.
and
their
the
of
patients
the
personality
interrelation.of
close
the
pressed by
so
behavior
two
is
of
The
of
these
aspects
interrelation
perceptual processes.
in
differences
individual
of
undertake
study
a
decided
to
close, that we have
under
the
behavior
eventual
to
such
differences
and
to
relate
hope
perception
G).
Section
(see
function
brain
special conditions of altered
which
electroshock
therapy
of
a
concept
to
develop
have
led us
Our studies
Electrotreatment
unit.
this
of
management
the
in
has been of significant help
which
function
brain
in
changes
induces
shock is a non-specific treatment. It
Under
these
two
months.
than
less
of
usually
time,
persist for varying lengths
depending
environment
different
ways
in
his
to
responds
the
patient
conditions,
his
to
he
better
relates
With
certain
a
personality,
upon his personality.

�-2—

family, his therapist, and to other patients. The better that he relates to
other people, the less reason is there for him to become tense, anxious or
depressed. Once the feeling of well-being is set into motion, it is sustained
by the patient's better ability to function with others. Electroshock therapy
is not a specific treatment for a specific form of mental illness.
2. Biochemical Changes in Electroshock: In the course of these studies
of electroshock, we noted that other investigators had reported that there were
Specific changes in enzymes in the spinal fluid after trauma, and one report
noted similar changes after electroshock. Dr. Goldenberg and I undertook a
study of these enzymes in order to verify the previous reports and to clarify
our own picture of the electroshock process. To date, we have collected 30
spinal fluids. I anticipate that this phase of the work will continue until
the end of 1957.
Communication Studies:

interest in

communication problems has
led to two types of studies. Tn one, Dr. J. Jaffe has developed a technique for
the analysis of recorded interviews which provides us with an objective index of
change in behavior. Support for this phase of the work has been obtained from
the Foundations' Fund for Research in Psychiatry. At present, he is analyzing

3.

Our

the recordings of interviews with electroshock patients made earlier in the year,
and his findings are correlating very well with the clinical results. we antiand
the
in
of
language
changes
to
an
technique
analysis
this
applying
cipate
behavior that occur in pa chotherapeutic interviews.

analysis of the structured amytal test interviews according to changes in syntax and content. The original findings of this
study were presented to the American Psychopathological Association in June.
Since then, all our amytal test interviews are being analyzed in like fashion
and the original findings have been verified and amplified. We have come to
understand that the language of our patients tells us readily whether or not
changes have occurred in brain function and in behavior. Furthermore, correlations between the personality evaluations and the language changes have shown
a direct relationship between high degree language changes and certain personality types; and minimalvto-no language changes with other personality types.
Language is thus a recordable facet of behavior and we are optimistic that a
combination of the language analyses developed by Drs. Jaffe and Iahn would be
a meaningful index of changes in behavior applicable to any form of psychiatric
therapy, including psychotherapy.
h. Egrebral Reactivity: As described in the previous report, our
interest in the question of individual variability in cerebral reactivity has
been stimulated by our electroshock studies. One part of this study is the
A
second is the study of the
biochemical
in
of
changes
spinal fluid.
study
rate of development of electroencephalographic change induced by electroshock.
Dr. Green has begun this phase of the work and since September has surveyed all
our electroshock patients by an analysis of their basic EEG records, and their
reSponse to hyperventilation. Also, the cerebral response to Mcgimide has been
assessed and this phase of the work completed (see Section B). Beginning in May,
is anticipated that the laboratory will screen new admissions to the hospital
it
and that various activation procedures will be tested, so that the definitive
study can be undertaken in the Fall.
A

second study

is

a language

Concurrently, Dr. Green has assessed the relationship between the electroshock seizure threshhold and cranial resistance as factors influencing the development of electroencephalographic abnormality. This study is in progress.

�.3’
5. Ambivalence: This study, under the direction of Dr. Sidney TaraNew
York
have
before
been
and
the
the
observations
presented
chow, has continued
Neurological Society in January. The observations have been summarized in a report which will appear shortly in the A.M.A. Archives of Neurology and Psychiatry.
B.

Completed Progects:

1. Chlorpromazine-Insulin

Coma:

Control Study: An interim report on the results of this
control study was submitted to the Research Committee of the Medical Board on
January 31, 1957. In this study, 59 patients referred for insulin coma were
divided into two groups - one-half receiving insulin coma and the other half
receiving chlorpromazine therapy. It was our conclusion that chlorpromazine
is as effective in modifying psychotic behavior patterns as insulin coma therapy.
There was a tendency for the discharge ratings to be better fer the chlorprcmazine
we
concluded that, in comparison to insulin
coma
the
than
for
insulin
group.
group
coma therapy, chlorpromazine was safer, easier to administer, more controllable in
had
evidence
concluded
had
no
‘b
that
also
fewer
and
side
apeffects.
its effects,
peared in the fifteen months of the study that either therapy had altered the basic
schizophrenic process, nor did we feel that either form of therapy had a greater
specificity for schizophrenic illnesses. At the conclusion of the study, the
Medical Director placed chlorpromazine in the formulary and permitted its use by
the Resident staff.

Insulin

Coma

2. Megimide Evaluation: During this period, Dr. Green has evaluated a
new agent in electroencephalography, megimide, for its ability to bring out demidTJere
the
The
of
his
findinas
at
presented
function.
brain
in
report
fects
winter meeting of the Eastern.Association of Electroencephalographers.
C.

Projected Studies

7

l9§7~§8:

the
work
now
in
the
in
Department will
that
progress
anticipated
is
It
continue for the remainder of the year. The electroshock evaluation study will
be completed this Spring and the next few months will be spent in correlating

the information obtained and writing the reports. As indicated in the ongoing
and
have
of
studies
these
out
number
of
developments
grown
it
a
progress notes,
is anticipated that these will be incorporated in the active research program.
A
i“Response:
Behavioral
protocol has been
1. lgdividual Differences in
IVia}:
Dr.
Pollack, which incorporates the problem of personality affectdeveloped by
ing individual responsivity to electroshock. By determining the subject's patterns
of perception in specially developed orientation and visual tasks, we hOpe to demonstrate a relationship between these patterns and the behavioral response, both
under the special condition of altered brain function, and the general condition
of hospitalization and psychotherapy. Such a study has bearing on the problems of
the personality aspects of resistance to change in behavior under stressful conditions (as in forceful indoctrination, isolation, starvation); as well as the
definition of suitable candidates for various psychiatric therapies.

2. Personality Factors in Doctor and Patient Affecting Choice of Therapy:
Our experiences with electroshock have led us to a number of hypotheses which relate personality factors in the patient and the therapist affecting the choice of
treatment. We are in the process of developing our ideas into a workable hypothesis.
We anticipate undertaking such a study by the end of the year.
17

,

914.4 f 3
f

1

b

Va.

1,5

_.

�D.

Changes

in Fersonnel:

the
Department
been
as
has
redesignated
section
this
Since the last re ort,
the
time
of
the
at
listed
the
personnel
to
In
addition
of Experimental Psychiatry.
Max
Research
as
Dr.
Pollack,
a
basis,
last report, we have appointed, on part-time
New
York
University
from
Ph.D.
who
has
Dr.
Pollack,
his
Assistant in Psychologr.
and
the
mount
Sinai
Hospital
the
at
in 1955, has been a research psychologist
He
is experienced
six
the
Research
for
past
years.
Ittleson Foundation for Child
he
that
anticipated
is
It
in both personality and perceptual aspects in research.
A program to study the indiJuly
on
basis
lst. on the perceptual and personwill be appointed on a full-time
vidual differences in behavior with Specific emphasis
made
various
been
to
has
and
him
by
application
been
developed
ality aspects has

foundations for support.

Technical
a
the
Department,
to
be
appointed
will
there
Effective April lst,
FFRP
Section
(see
Grant
of
the
Under
terms
the
Assistant for linguistic analyses.
the
language
out
to
assistant
technical
a
carry
made
for
available
E) fUnds were
measurements devised by Dr. Jaffe.
3-

£211.42:

Dr.
Jaffe
has
granted
Fund
Research
Psychiatry
Foundations'
in
for
The
continuation
overhead
for
$5,700
u26,000
of
plus
sum
the
two
years in
support for
the
been
during
past
developed
has
which
year.
Dyad"
the
of
"Languace
the
of
study
FFRP
The
will
Fbundation.
exKaufmann
grant
the
by
been
had
work
supported
This
tend from April 1, 1957 to March 31, 1959.
Health
Mental
for
of
National
made
Institute
the
to
been
Applications have
subthe
Green.
protocol
Dr.
Also,
by
work
undertaken
support for the program of
of
Division
and
Development
Research
the
to
been
sent
mitted by Dr. Pollack has
FoundaMalino
and
the
to
Army,
States
United
the Surgeon-General's Office of the

tion.

F.

Publications and Presentations:

the
at
was
presented
electroshock
on
studies
of
our
In November, a summary
Montreal
a
in
Association
report
in
American
Psychiatric
the
of
Meeting
Divisional
FollowChange
Behavioral
to
Function
Brain
entitled "Relation of Tests of Altered
"Electroencephalothe
Green
report
Dr.
presented
December,
Electroshock".
In
ing
Electroenceb
of
Association
Eastern
the
Megimide"
of
at
graphic and Clinical Lffects
during
studies
electroencephalographic
the
of
In
a
February summary
phalographers.
Differences
in
"Individual
entitled
a
in
report
two
was
presented
the past
years
EEG Besponsivity" before the Metropolitan EEG Society.
the
for
societies
various
to
number
of
submitted
a
reports
The Department has
the
at
for
been
have
presentation
accepted
Summer
meetings. Papers
Spring and
the
Psychiatry,
Biological
of
Society
the
Research
Association,
Electroshock
for
Congress
Psychiatry.
International
and
the
Psychology
of
Congress
International
Psy—
American
the
symposia
at
in
In addition, we have been invited to participate
These
meetings.
for
Psychiatry
International
Congress
and
chiatric Association
Department
of
this
the
experiences
detail
considerable
summarize
in
reports will
and
to
electroshock
to
regard
with
and
one-half
specific
two
years,
over the past
methods
of
anathe
language
to
present
have
we
an
opportunity
also
will
drugs.
to
as
some
of
our
speculations
well
as
presenting
lysis devised by Dr. Jaffe, as
in
psychiatry.
therapies
the
newer
drug
of
mode
and
of
action
the role

�-5G.

Education:

Various members of this Department are continuing their education by
formal courses. Dr. H. Korin has been enrolled in courses at the Graduate
School of New York University with specific emphasis on statistics. Dr. J.
Jaffe is completing the formal training requirements at the William Alanson
White Institute of Psychoanalysis. Dr. Robert L. Kahn has been accepted for
training in psychoanalysis at the William Alanson White Institute.
H.

Other Activities:

1. Israel Strauss Volume:

November 1955.

and

Members

The

Israel Strauss

Volume appeared

in

of this Department were active in the development

fulfillment of that volume.

2. Resident Training: Since September 1956, two Residents have worked
H.
Dr.
Esecover has been studying the problem of
the
in
Departnent.
actively
psychotherapy with electroshock patients. In this study he has been supervised
He
has
made.
have
been
number
and
conclusions
of
a
members
of the Department
by
demonstrated that patients differ considerably during the electroshock process
and that no single type of psychotherapy is meaningful. Certain supportive and
He
of
the
now
have
in
value.
is
definite
process
may
approaches
interpretive

describing his observations.

Dr. S. Friedman has contributed considerably to the ambivalence study.
this yprk he was supervised by Dr. Tarachow.

In

During the period September to February, members of the Department participated in a weekly lecture series for the Resident staff on the subjects of
research methodology and newer trends in psychiatry.

Respectfully submitted,
Max
MFzgw

Department of Experimental i"sychiatry
&gt;

hillside Hospital
Glen Oaks,

New

York

Fink, M.D.

�April 1, 1957
Medical Affairs Cummittee

TO:

For: Dr. Joseph S.A.Miller
From:

Department of Biochemistry

Subject:

Report of Departmental Activities, July 1956 to March 31, 1957.

Steroid Studies
Studies were continued on the steroid hormones because of their importance
in the physiological response to stress. Experiments with rats showed that the
liver converts neutral and sex hormones to their sulfate conjugates which are
subsequently voided in the urine. Female rat~ liver was far more active than
male preparations in conjugating the steroids, particularly the male hormones.
These findings indicate that the liver plays a major role in the maintaining
hormonal balance, femalssbeing endowed with a regulatory device to dispose of
excess male hormones produced in their bodies.
Urinary steroid sulfate excretion studies on human subjects were carried out
The
and
total
chromatographic
techniques.
complexation
with our newly developed
sulfate output was found to be related to both sex and age. Interesting results
were obtained with urine from schizophrenics, the level of one fraction (dehydronumber
of cases.
elevated
sulfate)
in
a
being
epiandrosterone
Drugs and Alkaloids
New

colorimetric, chromatographic

electrophoretic techniques were establipsychothenpeutic drugs. These were recently

and

for both the psychotomimetic and
presented at the American Chemical Society
shed

Meeting (Brooklyn, February 15, 1957).

findings are now being applied to determining the role of trace urinary alkaloids in schizophrenia.
our earlier chlorpromazine studies, which were dropped for lack of suitable
instrumentation, are again under way with financial help from the National Institutes
much
throws
because
The
of
interest
it
light on
Health.
is
ver
great
of
subject
from
the
be
which
cannot
gained
(microsome
action
gross liver
function
liver
function tests in currentuse. we find the chlorpromazine molecule is in many ways
The
from
information
gleaned
to
some
in
isotopes.
ways
ideal
superior
an
tracer,
this study would also throw light on the Akerfeldt "six~minute blood test for
from
whether
suffer
a
decide
schizophrenics
should
to
and
us
help
schizophrenia"
defect in oxidative metabolism leading to the in vivo production of hailucinogens.
The

Electroshock
Lavels
Therapy.
in
gholinesterase

Earlier investi ations by Tower and others have indicated demonstrable changes
in acetylcholine, acetylcholinesterase, and pseudocholinesterase in spinal fluid
following electroshock therapy as well as other forms of head trauma. AccordingEEG
of
have
to
correlate
undertaken
Fink
patients
and
Ur.
patterns
associates
ly,
EST
values
cholinesterase
in
concurrent
and
with
alterations
after
during
before,
of spinal fluid. Simultaneous serum cholinesterase determinations on these patients
blood
red
to
extend
these
studies
and
cell
we
to
carried
plan
also
being
out,
are
(true)cholinesterase. The specific enzyme methods in use were developed at Hillside
Hospital and have recently been presented at the American Chemical Society Meeting
in Brooklyn. Further reference is made to Dr. Fink's progress report for findings
to date.
Future plans:

More

of the same.

Harry Goldenberg, Ph.D.

�April 1, 1957.
Medical Affairs Committee

TO

For: Dr. Joseph S.A.Miller
From:

Department of'Medicine

subject:

Report of Departmental Activities, July 1956 to March 31, 1957.

to
of
An
the
patients
of
psychiatric
Test:
response
l. Mecholylof mecholyl analysis
between
correlation
a
revealed
has
striking
subcutaneously
injections
electroshock
to
and
therapy.
and
diagnosis
response
age,
response
have
machine
blood
recording
automatic
of
an
studies
pressure
2. Preliminary
machine
for
and
of
this
the
evaluate
practicability
to
out
accuracy
been carried
now
seems
As
these
of
result
a
studies,
the
work
mecholyl
it
test.
on
further
of
the
evaluate
to
used
be
reproducibility
machine
usefully
can
likely that this
the mecholyl

test.

3. Drug evaluation studies on meprobamate are being carried out.
h. Chemical studies with the laboratory department are being conducted on possible
hepato-toxic effects of chlorpromazine in our patients.
Proposed Research for the coming year:

1. Evaluation of meprobamate in psychiatric patients.
three months).
2.

(to be completed within

Evaluation of reproducibility of mecholyl test employing a recording sphygmo-

mamometer.

by
chromatographic
with
therapy
chlorpromazine
alterations
of
Evaluation
3.
protein
techniques.

h. Evaluation of
or Trilafon.

a

substitute fbr chlorpromazine. This will be either Spaﬁine
Arnold Blumberg, M.D.

�HILLSIDE

HOSPITAL

FOR PSYCHIATRIC TREATMENT. TRAINING AND RESEARCH

JOSEPH S. A. MILLER,

75-59 263RD

M. D.

STREET. GLEN OAKS. NEw YORK
FIELDSTONE

Medical Director

LEON LOWENSTEIN

3-7800

Honorary Chairman
Board of Directors

M. D.
Assoc. Medical Director

SIMON KWALWASSER,

ROY FOSTER

Chairman
Board of Directors

MAURICE BACHRACH

E. COLEMAN
President

Administrator

ALVIN

A

Proposed Study

for the Behavioral

Max

From

Assay of

New

Drugs

Fink M.D.

the Department of Experimental PBychiatny

October 30, 1957.

AN AFFILIATE OF FEDERATION OF JEWISH PHILANTHROPIES OF NEW YORK

�AProposed Study for theBehavi9ralwg§§ay of

New

Dm
mgs

MaxFi‘nk M.D. *

1 . Problem:

is little disagreement that the newer psychopharmamode
of
these
drugs
of
action
the
behavior,
alter
cological agents
and factors in the marked individual variability in response are
unresolved problems. Difficulty in resolving these problems lies,
While there

in part, in the lack of a theoretic framework subject to operational
the
is
assay
perplexing
and
Particularly
experimentation.
analysis
of new, i;g., clinically untested agents capable of altering behavior.
Many

the
because
reports are
to
assess
studies
difficult
are
present

and
classifications
nosologic
defined;
the
poorly
population
subjective;

are unsatisfactory.
Based on our previous

studies,

we have

expressed the hypothesis

that the efficacy of psychopharmacological agents in psychotic states
measurable
changes
induce
to
persistent
to
their
related
ability
is
in cerebral function (1). Such alteration in cerebral function provides the milieu for changes in adaptation of the patient in his
environmento

In this view, alterations in cerebral function following

drug administration are not "complications," or "untoward

but the sing

SEE

293 of the

mode

effects,"

of action of these therapies.

Changes

condition
not
sufficient
but
a
a
cerebral
are
physiology
in
necessary,

for improvement.
* Director, Department of Experimental Psychiatry, Hillside Hospital,
Glen Oaks, N.Y.

�,2This hypothesis

is

a direct outgrowth of four years of experimental

investigations of electrcconvulsive, insulin

coma and

various drug

therapies in use at Hillside Hospital. These studies are summarized

in the appended report (1).
we have used a wide

t

variety of measures of brain function

(2, 3, h, 10, 12). Most successful have been changes in the frequency
spectrum of the

EEG,

patterns of language and perceptual tasks. In

our experiences with electroshock, slowing of
most

EEG

frequencies has been

helpful (2). In drug studies, however, this is less prominent,

although fundamental; Language and perceptual

tests,

however, have

given us clues as to ways of measuring brain changes, more subtle than

present electroencephalographic techniques.

It is

this study to
logic agents according to their effects
the purpose of

patterns and

on

perceptual tasks.

to test the following:

The

compare various psychopharmacoon

the

study

EEG, on

language

is specifically

designed

I

(a) Can the extent of behavioral change in psychopharmacologic
agents be related to the degree of
(b)

To

EEG

spectrum changes?

what extent can visual discrimination

measures of changes in language be

tests, and
refined to provide reliable,

predictablezueasures of changes in clinical behavior?
(c)

To what

extent can such measures predict the clinical

usefulness of psychopharmacologic agents?

�II.

Method:

1. Subjects:
All subjects are

drawn from the

adult impatient service

of the Hillside Hospital.

In general, these patients are

erative, well educated
good physical health.

intelligent. All are

and

alert,

coopT

ambulatory and in

2. Procedure:
Two

methods of drug assay are

in progress.

(a) Acutg_Experiments:

In the laboratory setting, with simultaneous

EEG

and

language recording in process, single intravenous or oral doses of
drugs are administered.

the period of drug

Patients are under constant observation for

activity.

(b) Clinical Experiments:

Patients are referred

by

their therapist to the super-

vising psychiatrist for treatment with psychopharmacologic agents.
Prior to drug administration,

EEG

and language recording interviews

are held. Perceptual tasks are completed. Drug administration then

until toxicity is manifest, and drug
reduced to a maintenance dose. Testing is repeated, and be-

proceeds
dosage

at

a rapid increment

havioral observations made, at frequent, defined intervals.

in previousstudies, subjects are randomly divided into

As

groups

-

an experimental and a

control.

The

experimental group

receives the medication, the control group placebo medication.

two

�3. measurements:
(a)

33.29.

is

Recording with an 8 channel Medcraft instrument

in progress. Records have been visually analyzed for changes in
frequency, voltage, symmetry and rhythmicity (2). Activation by
hyperventilation is routine.

validity of other activating
and
photic
hypoglycemia
megimide
(6),
intravenous
as
procedures
The

stimulation is being assessed.
(b) Perceptual.
Within the past decade certain perceptual procedures
have been shown to be

(11, 12, 13).

sensitive measures of cerebral dysfunction

Such techniques as

critical flicker fusion

(OFF), and

"embedded"
of
figures
polychromatic
the tachistoscopic recognition

in a
These

visual background are being assessed (10, 12, 13).
measures have the adVantage of giving a reliable quantitative

complex

measure of pretreatment functioning

in terms of a continuous variable,

rather than the qualitative dichotomy of "normal" versus "abnormal;"
imposing no undue

stress

on the

patient;

and the apparatus and

pro-

relatively inexpensive.
1) Critical flicker fusion SCFFZ: As the rate of
the
that
the
illusion
there
develops
of
increased,
flicker light is
point
this
at
of
The
the
light
flickering
frequency
steady.
is
light
cedure are simple, convenient and

is

the CFF. The

CFF

threshold is measured using a Sylvania glow

ratio is
brightness is varied to robtain thresholds at different

tube pulsed by an electronic power supply. The light—dark

fixed,

and

�-5-

levels.

The psychophysical method of

is

descending steps

limits using ascending

and

employed.

2) Tachistoscopic recognition of pseudoisochromatic

gigures:

The H—R-R

pseudoisochromatic plates (American Optical Company) con~

sisting of a series of cards with numerous small circles of various
sizesare used. The circles vary in color, and form outlines of
various geometric patterns, as ring, cross and triangle. These

patterns form a "figure"

on a

constant background. The

"neutral" plates are recognized by

all subjects -

blind." These plates have been photographed and
projection slides.

initial

normal and "color-

mounted as 2" x 2"

of exposure which permits accurate

The speed

identification of the figure is the index used.
(0)

Eggggggg.

Interviews with patients are recorded. Both unstructare
The
records
analyzed
included.
and
ured
structured periods are

for diversity (7) of the dyadic speech.
been found useful in analysis of changes in

for changes in syntax (9),
These methods have

and

behavior with other therapies.
(d) Evaluation of

clinical changes.

Psychiatric evaluations are

made

at fixed intervals

as to type and degree of changes in behavior, and a rating of
"improvement"
and

is

made.

in "improvement" are

The methods
now

of rating both change in behavior

under study.

Present ratings have been

based on the Malamud-Sands Rating Scales and have been of limited

usefulness.

The

present descriptive statements of the evaluator,

�-6following an outline of specific areas of behavior combined with
a review of the nurses' and resident

therapist's notes is being

continued.

h. Pharmacologic Agents:
Previous experience with amobarbital (8), megimide (6),

reserpine (IA) and chlorpromazine (5) provides the background for
the selection of new agents. At present, acute study of diethazine
(SKF 1026-A)

is in progress. Clinical studies of

meprobamate,

perphenazine and chlorpromazine are under investigation.
have been formulated

reaponse.

to test other agents, with different

spectral

Available:

The Department

of Experimental Psychiatry was established at the

Hillside Hospital in l95h.

clinical duties.

EEG

.

-

III. Facilities

Plans

of the department have no

Members

They devote

their full

at the institution to

time

the research prognmns.

Eight rooms of laboratories and offices in the principle medical

building of the hospital are provided. These include:
a)

EEG

Laboratory - equipped with Medcraft

encephalograph and Grass photic-stimulator.
on a

A

8

channel Electro-

technician is employed

full-time research basis.
b)

Psychophysical Laboratory

-

Two

Grass stimulators, Dumont

oscilloscope and step-up transformer power supply in a rack-mounted
assembly.

This equipment has been used for the past three years to

study threshold
and

after

for

simultaneous

tactile stimuli of patients before

induced states of altered cerebral function.

�.37.-

A

tachistoscopic assembly consisting of

two

projectors,

solenoidaactivated shutters, and opal glass screen is in use.
c) Psxcholinggistic Laboratogz:

A

third laboratory has been

established for the recording of interviews.
a Magnecord tape

recorder,

two

It is

equipped with

and
mixer.
microphones,
Electrovoice

auxilliary recorders for transcription are available.
The
available
for
study.
All patients in the hospital are
research programs have been well integrated into the hospital

Two

milieu so that manipulation of experimental variables are readily
accomplished.

�and Reggrts:

Iv. Publications

l.
2.

of
Physiodynamic
Action
of
the
Unified
Theory
Fink,
Therapies, J. Hillside Hosp. (in press).
M. : A

and Kahn, R.L.:' Relation of EEG Delta Activity to
Behavioral Response in Electroshock: Quantitative
Serial Studies, A.M.A. Arch. Neurol. and Pachiat.

(in press).

3.
h.

m:

Diffuse
of
Effects
and
H.:
Korin,
,
Altered Brain Function in Perception. Read at XV Int'l
Congress of Paychology, Brussels, 1957.
,

:

,

Relation of Tests of

Altered Brain Function to Behavioral Change Following
mectroshock. Read at the A.P.A. Divisional Meeting,
Montreal, November, 1956.

5.

and Coleman, F.S.:
Coma
and
Insulin
of
Chlorpromazine
Comparative Study
in the Therapy of Psychosis, J. Amer. Med. Assoc.

, Shaw, R., Cross,

6.,

(in press).

6. Green,

Fink, M.:

Megimide, EEG.

7.

Jaffe, J.:

Clinical Effects of

W

M.A. and
An

EEG

and

Clin. Neuromvsiolu g: 180-181, 1957.

Objective Study of Communication in Psychiatric

Interviews, J. Hillside Hosp. (in press).
8. Kahn, R.L., Fink, M. and Weinstein, E.A.: Relation of
Amobarbital Test to Clinical Improvement in Electro8c Psvchiat.
1956.
23-29,
Meurol.
A.M.A.
Arch.
lé:
shock,
9.

10.

ll.

Durinf-j Ele ctroLanguage
Changes
in
,
of Cormnunication,
shock Therapy, in P cho tholo
Ein
press).
Crune and Stratton
:

Em‘oedded Figures After
of
Perception
,
Induced Altered Brain Function, Am. Psychol” 1.3: 361
(Abst.) 1957.
:

Effects of Visual, Vestibular and Somatosensorimotor Deficit on Autokinetic Perception, J. @332.
§_2_: 398~LLlO, 1956 (with Battersby, 11.3.,
Pszchol.,

Pollack,

Mr:

Kahn, R.L. and Bender, 15.8.)

�0-9-

12. Pollack, M.: Tachistoscopic Identification of Contour in
Patients with Brain Damage, J, Cam . Ph 101.
szchol., 50: 220-227, 1957, {with Battersby,‘W.S.
and Bender, M.B.)

13.

Visual Deficit After Brain Damage in Man
as Measured with Rapidly Exposed Chematic Stimuli,
Amer. Peyphol., 12: h68,(Abst.) (with Battersby,‘w.s.
:

and Bender, M.B{7:

1h. WachSpress, M., Blumberg, A.G., Fink, M. and Miller,J.S.A.:
Evaluation of High Dose Reserpine Therapy for Relief
of Anxiety, J. Hillside HOSE. 5: 67-77, 1956.

�.10V.

Financial Support:
Support for the ongoing programsof the Department of Experimental

'

Psychiatry

is

provided by U.S, Public Health M-927, (Altered Brain

Function Following Electroshock), the Foundations' Fund for Research

in Psychiatry grant 56-151

(Language of the Dyed), and the Board of

Directors' Research Fund.

The

proper development of the specific

aspects of this protocol require support for the following, for a
two

year period.

19 8

Dr. M. P01130k, PhoD.
Senior Research Asst. Psychology
EEG

$
_

Technician - Hrs. Hannah Hosquera

12§9

8,250

$
‘

8,750

3,720

3,8u0

2,000

2,000

50

th

50

th

200

300

Equipment: (Over 2 year period).

Analyzer (Edin)
Flicker Fusion Apparatus

EEG

Projector, Slides
Calculator

(h,000)
(800)
(100)
(880)

hDO

hOO

Travel:
)
(Amer. Psychol. Assoc.
(Amer. Psychiatric ASSOC.)

$ 15,060

Overhead (15%)
TOTAL

$

d

15,h80

2,26h

2,327

17,32h

n 17,807

'

�\

KILLSIIE mSPITAL
Glen Oaks, NOYO

January 27, 1958.
MORAN!!! '10:

Medical Affairs Committee

FOR:

Joseph

FRCM:

Merimental Psychiatry
1958.
January
1957
1,
to
1,
Report of Activities, April

Miller,

M.D.

Deparhxent of

SUBJECT:

I.

30 A.

-~.—--

INTROIIJCTION:

achieved
has
professional
work
Department
the
of
the
nine
months,
In the past
various
of
understanding
We
our
reflecting
have
presented reports
recognition.
and
these
and
international
societies,
national
before
physiodynamic therapies
October
the
in
work
were
presented
of
Five
our
aspects
have been well received.
psychiatric
by
been
leading
have
accepted
and
other
Journal
reports
the
of
issue
Journals and will appear in 1958-59.
convulmode
of
of
action
the
of
Our studies have given us a clear picture
confidence
to
has
us
given
information
ibis
coma
and
therapies.
insulin
sive
to
these
in
therapies
which
were
fruitful
and
techniques
extend the hypotheses
behavioral
concerning
a
ideas
in
protocols
have
expressed our
drug therapy. We
Psychothe
both
by
received
been
well
These
having
new
ideas,
of
drugs.
assay
comand
various
pharmaceutical
U.S.P.H.S.
the
of
Center
Research
pharmacology
1958.
for
studies
new
the
in
been
implemented
have
panies,
.

, .
therapy, we were

,

.

.

number
a.
of
ancillary
led
to
electroshock
In evaluating
The
value
for
psychiatry.
have
which
basic
significance
broad,
investigations
found
and
assessed
were
change
behavioral
of
indices
of language measures as
While
a
studied.
"improvement"
was
The
of
defining
problem
satisfactory.
been
has
approach
operational
an
accomplished,
not
was
satisfactory resolution
which
the
criteria
Also,
studies.
recent
defined which was successful in our
has
an
to
led
Hillside
at
various
the
therapies
for
determine patient referral
of
choice
therapy.
factors
and
affecting
psychologic
the
sociologic
evaluation of

In addition, the ability of this department personnel to work together has
been
have
the
in
hospital
and
Our
relationships
roles
been amply demonstrated.
hosthe
from
at
staffs
all
cooperation
excellent
defined and we have received

pital.
II. PROGRESS IN
(A)

ONGOING PROJECTS:

Therapy Evaluations:

l.

Flectroshock.

We
electroshock
therapy.
Our studies have defined the process of
physiology;
brain
in
induced
changes
the
to
behavioral
the
have related
response
behavioral
of
the
type
affect
that
and
factors
sociologic
described personality
and
clinical
behavioral
between
response
the
and
defined
relationship
response;
of
various
the
types
to
relate
us
These
studies
permit
ratings of improvement.
PM
1090), electroshock and its varieties,
(metrazol
3,
convulsive therapy as drug
"convulsive
there.
of
concept
(Indoklon)
meaningful
into
a
and lately, inhalant
,

pies '.

�-2Based on these studies, reasonable criteria for the type of patient
"do well" with convulsive therapy can be defined. Continuing studies

will
behavioral
the
in
of
role
the
personality
amplify
designed.to
in this area are
non-electroshock
referbetween'out-patient
differences
the
define
to
response;
convulsive
inhalant
of
and
evaluation
an
(IIIc)
rals and in~patient populations
'

who

therapy (111a).
2.

.

£235 Therapy.

control
coma-chlorpromazine
insulin
of
conclusion
our
the
Following
1958.
and
.A.M.A.
in
early
will
appear
study, our report was accepted by he J
the
experimental
program.for
have
developed
a
we
months,
six
the
During
past
which
begun
was
(see
IIIb),
agents
psychopharmacological
new
of
evaluation
3.

Selection of therapies:

of
the
based
on
type
generally
is
of
therapy
While the selection
the
Such
as
aspects
decisions.
such
affect
factors
mental disorder, other
and
cultural
education
his
communicate
verbally,
to
facility of the patient
have
we
and
been
have
studied,
"authoritarianism”
background, and the degree of
rebear
significant
a
and
aspects
psychologic
such
historical
reported that
These
services.
for
ancillary
lationship to the choice of therapy or referral
of
the
in
factors
these
of
results
studies have led to an interest in the role
socioof
role
the
evaluate
further
to
therapy, and we have designed a study
(see
IIIc).
and
therapy
outpatient
of
inpatient
psychologic factors in results
(B)

Language as measurable behavior:

one.
complex
"in
is
a
'improvement
psychiatry
of
definition
and
change
behavioral
of
In evaluation of various therapies, the definition
have
sought
we
adequate,
are
While
descriptions
clinical
improvement is crucial.
Two
methods
of
our
behavior
patients.
the
language
in
guides
more
objective
for
interviews
of
structured
analysis
of analyses have been developed - a syntactic
and a dyadic of unstructured.
The

non-convulsive
and
convulsive
induced
by
changes
have described the
do
clinical
reflect
patterns
these
language
therapy, and find that changes in
to
these
techniques
of
the
have
application
to
led
Our
experiences
evaluation.
We

the drug evaluation studies.
effort
in
an
in
are
of
progress
language
other
analyses
In addition,
methods.
the
of
present
the
broaden
applicability
to
(C)
Neurophysiology of Behavior:
the
between
relationship
the
noted
we
In the electroshock studies
We
concluded
behavioral
response.
the
and
change
neurophysiologic
of
degree
and
behavior
in
change
to
a
essential
was
physiology
cerebral
in
change
that a
coma
therapy.
insulin
for
conclusion
We
same
the
come
had
to
to "improvement".
chlorpromazine
in
treatment
the
response
between
Since we had observed a similarity
was
mode
action
of
same
the
that
seemed
plausible
therapy and insulin coma, it
drugs.
newer
tranquilizing
the
for
operative

�-3review of the literature and some preliminary experiments supported
the
to
potent
are
agents
psychopharmacologic
newer
the
that
this hypothesis We
have
function.
brain
and
affect
predictably
extent that they measurably
and
in
of
Psychiatry
Congress
International
the
at
hypothesis
this
expressed
new
undertaken
have
we
As
a
a
Hillside
the
Hospital.
result,
the Journal of
(see
IIIb).
various
drugs
therapies
evaluating
project
.A

Concomitantly, our interest has continued in the biochemistry of
convulsive therapy. we have observed that diethazine, a potent anticholinergic
demonstrated
has
a
Further
analysis
electroshock
effect.
the
drug, reverses
These
observadiethazine.
LSDHZS
to
and
mescaline
between
marked similarity
as
system
cholinesterase-acetylcholine
the
of
confirm
the
significance
tions
which
behavior
of
psychotic
the
type
a basic mechanism for psychotic behavior may be affected by convulsive therapy.

Percgption:

(D)

have
change
behavioral
of
index
an
as
studies of perceptual tests
continued. We have defined the relationship between the degree of perceptual
demonstrated
Our
have
studies
function.
alteration and the degree of altered brain
Our

but
the
response,
in
perceptual
only
not
type
of
personality
the significance
also in the physiologic response, to convulsive therapy.
Our studies of tactile perception clarified the role of strength of
stimulus and of the type of instructions (set) in the reported reponses.

Individual Differences in Behavioral Responses:
The program of study of the ways in which individual differences in
various
to
of
subjects
and
affect
response
physiology
the
perception, personality
of
neurophysiologic
Green's
Dr.
studies
under
well
way.
is
psychiatric therapies
Dr.
emphasis
and
Pollack's
EEG
electroshock,
to
the
response
differences affecting
of
the
both
phase
in
are
drug
to
therapies
on perceptual aspects as they relate
collecting data in consecutive groups of subjects.
(E)

III.
(A)

New

Pro ects - Pro am.l 8

Inhalant Convulsive Therapz:

In the studies of electroshock, we have been puzzled by the significance
of the electric current in the treatment response. In the convulsive-subconvulsive
was
aftreatment
the
for
response
seizure
the
of
the
control study,
significance
compound,
inhalant
an
Recently,
clear.
not
was
current
of
the
role
but
firmed,
conﬂescribed
simple
was
as
a
safe,
of
ether
anesthesia,
the
to
ethyl
similar
vulsant. We visited the laboratory at Spring Grove State Hospital, Maryland, We
and observed the treatment. It was reliable, quick and easy for the patient.
have obtained a supply of this compound and are undertaking a study on February
of
biochemical
and
effects
psychologic
of
neurophysiologic,
the
clinical,
lst,
convulsive therapy using this compound.
(B)

Mbde

of Action of Psychophammaoologic agents:

experiences with other forms of therapy have led us to formulate a
the
In
agents.
essence,
psychopharmacologic
(see
IIc)
regarding
hypothesis
and
kind
of
effect
the
degree
to
related
behavior
which
is
affect
drugs
to
degree
EEG.
Fbr
this
the
purpose,we
by
measurable
in
part,
brain
have
on
function,
they
and
personnel
equipment
for
special
obtained
and
support
have written a protocol
from.the U.S.P.H.S. and various pharmaceutical concerns.
Our

�-l+-

In these studies, patients referred for drug therapies, as chlorpromazine,
promazine, reserpine, meprobamate, etc. , undergo special tests before and during
treatment, which may predict and reflect the treatment response.
(0) Psychologic and Sociologic Factors in Out Patient Therapy;

result of our studies in inpatients defining certain psychologic
sociologic factors as they affect treatment choice and treatment response,
As a

and
we have made predictions regarding the outpatient population.
to undertake a sociologic study of outpatients, and extend our

studies this Spring.
IV.
(A)

W318

We

are planning

inpatient

AND. I’UBLICATIONS:

Eigerimental Psychiatry Issue, Journal of Hillside Hospital:

of this Department wrote five
articles reflecting various aspects of our study program for the October 1957
issue of the Journal. This encompassed the whole issue. Such an effort is
unique in the Journal‘s history.
At Dr. Tarachow's

(B)

invitation,

members

Publications:

In addition to these five articles, our report on the relation between
EEG changes and treatment response in electroshock appeared in the Archives of
Neurology and Psychiatry. Seven other reports have been accepted for publi cation and two others are in the hands of editors as of January let.
(G)

Presentations:

Reports of our studies have been presented to psyc iatric, neurologic
and psychologic societies. Twelve reports were made before National societies
in the U.S. and three before International Congresses in Brussels and Zurich
during the summer. These reports have been generally well received.
V.

PERSONNEL:

changes in personnel have been made. We have requested, and the Research
Committee and Medical Director have approved, a restatement of the titles for
staff members from "Research Assistant" and "Senior Research Assistant" to
"Research Associate". The present staff consists of nine members including:
No

Martin A. Green, M. D.
Joseph Jaffe, M. D.
Robert L. Kahn, Ph.D.
Hyman Korin, Ph.D.
Max

Pollack, Ph.D.

Associate (Neurophysiology)
- Research
"
"
(Psychiatry)
-"
"
"
(Experimental Psychology;
"
"
(Experimental Psychology
"
"
(Ehcperimental Psychology)
-

and four technical assistants: Mrs. Hannah Mosque'ra (EEG) , Mrs. Jean Kolodw
and Mrs. Ann Horowitz(~?sycholinguistics) and Mrs. Janet Bowie (Secretary).

�-5VI.
(A)

TENTﬁIIVE BUDGEE PROJECTION:

1228-52.

Personnel:

In addition to the personnel listed above, we will request the addition
of a Research.Associate in Social Psychology; and a redesignation of the halftime neurophysiologist to a full-time status. These items will increase the
budget by $9500 above authorized annual increments for ongoing personnel.
(B)

Supplies.

Em

ment and Travel:

There will be an increase of $l000 in supplies and travel and a specific
equipment expense of $5200 for an EEG Analyzer. This instrument will provide
greater flexibility in EEG analysis. A supplementary request for this amount
has been asked of the U.S.P.H.S.
L

Total Egpensesz

(C)

av"

.

total

expenses for 1958-59
1957-58, an increase of $16,98h.
The

(D)

will be $95,796. as against $78,812

k"

"u.

Income:

In the past six months, this Department has been more successful than
anticipated in attracting research funds from private and governmental sources.
Fbr the current year, we anticipated $33,595 and so far have been advised that
we can expect $h3,h31 for 1957-58, an increase of $9,836 over expectations.
Fbr 1958-59; we have already been assured of $50,66h which is $7,233
more than 1957-58. It may be of interest that we already have funds for 1959-60
in the amount of $15,297. These grants totalling $115,235 have been made available to the Department for the period April 1, 1957 to December 1960.

Max

Mszb/b

Fink,

M. D.

A}\

fork¢3”4
We

Respectfully submitted,

V‘

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FROM:

FOR RELEASE

FINN INCORPORATED
13u.East 59 Street

RUDER &amp;

MAX

York 22, New York
PLaza 9-1800

New

FOR:

7, 1958

HILLSIDE HOSPITAL

A

Island psychiatrist whose research points to the underlying

Long

changes necessary to reverse the depressive type of mental
honored

this

Dr.

week by

Max

be

Fink, Director of the Department of Experimental Psychiatry

at Hillside Hospital,
A. E.

illness will
a major national psychiatric association.
Glen Oaks (Queens),

New

York,

will receive the first

Bennett Neuropsychiatric Research Foundation Award. The Society of

fé

Biological Psychiatry will present the award at the group's 13th Annual
Meeting in San Francisco, California, on May 11.

The meeting

is part of

:
'1‘

the American Psychiatric Association Annual Meeting.
Dr. Fink will present a paper on his work

Cholinergic Agent, Diethazine, on

EEG

titled, "Effect of Anti-

and Behavior:

Significance for

Theory of Convulsive Therapy."
The

report describes experimental studies of the neurophysiologic

for "shock" therapies. Dr. Fink and his associates
at Hillside Hospital have observed that changes inla specific enzyme

and biochemical bases

system of the brain, acetylcholine-cholinesterase, are intimately

to improvement in electroshock.

However, changes

related

in the opposite direction

are accompanied by hallucinations, delusions, and psychotic behavior.

that decrease the activity of the acetylcholine normally present,
in the brain excite psychotic activity. They also reverse the electroshock
Drugs

effect.

Some

of the newer hallucinogens, such as lysergic acid

(LSD) and

,

�-2mescaline, are most potent in this regard.

halts the hallucinogenic action of these
shock effect.
The

On

the other hand, chlorpromazine

compounds and enhances

Hillside research extends the understanding of the

the electro-

mode

of action

of convulsive therapies by defining the biochemical bases for the observed

neurophysiologic effects.
The

studies have been supported by the National Institute of Mental

Health and the Board of Directors' Research Fund of Hillside Hospital.
Dr. Fink is Secretary of the Section of Convulsive Disorders and

Brain Function of the American Psychiatric Association and President-

Elect of the Nassau Neuropsychiatric Society.

Hillside Hospital, an affiliate of the Federation of Jewish

is a non—profit, non-sectarian hospital
for psychiatric treatment, training and research.

Philanthropies of

New

York,

####

�_

»‘.&gt;\7"»

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16

Peace Missionary May
;’Have to Pacify “Family
'

i

i

.

'

i

Mrs. Lola Stone, pretty young Long Island. housewife
who’s on an interna—
tional peace mission to ban nuclear
tests, may have some pacifying to do when she
gets home.
The husband and two children of the globe-trotting
proud of her campaign, but they miss her and Wish she’d 'peace missionary are
hurry home to Kanes
Lane, Huntington Bay.
,

.TA Reiecis

1

"‘We think she’s wonderful,
we’re quite proud of her, but it
urts some time,” her husband,
Robert, said with a smile.
‘We’re counting the days.”
Mrs. Stone is one of a group
of five pacifists on a 4,000-

Protest

mile tour of European capitals
‘

By MBA

‘

They have been stalled in
Helsinki for a week because
of the reluctance cf the Soviet
Union to grant them entry
The Transit Authority today
visas.
brushed aside a Motorman’s
“We are hoping the visas
Benevolent Association protest
will come through,” Mrs. Stone
that it would be “dangerous”
told her husband by phone
for‘ motormen to leave their
from Helsinki. “The most imcontrols on the EMT Myrtle,
portant part of our mission
Avenue line to help operate the
lies ahead. We hope this is
doors.
just a routine delay.”
“The MBA is making a DR. MAXIMILLIAN
FINK
The group flew from Idlemountain out of a molehill,” a
wild April 14, and stopped at
TA spokesman said.
London, Paris, Bonn and West
Theodore Loos of Jamaica,
Berlin to interview national
the association’s president, proleaders and “just plain people.”
tested yesterday that a train’s
Despite a brush-off "at 10
brakes might slip -— and the
Downing St., official residence
train start rolling—while the
of British Brime Minister Harmotorman was out of his cab.
old Macmillan, the overall re“Under our order,” the Tranaction was “favorable and opsit Authority spokesman said,
timistic,” Mrs. Stone reported.
“the motormen will have to
l.The scheduled last lap of the
leave his cab only under cerjourney was to be Russia,
tain conditions . . . and those A Long Island
psychiatrist where the group hoped to perconditions Only crop up once will
receive the first A. E. Ben- suade Kremlin officials to
in a blue moon.
Even if the motorman leaves nett Neuropsychiatric Re- agree to an unconditional ban
on nuclear testing as “a demhis controls, he’ll never be search Foundation Award.
more than four feet from the He is Dr. Ma'ximillian Fink onstration of their sincerity.”
Expenses of the trip are
brake.”
of 13- Bayview Ave., Great being borne by “Non Violent
The TA said its order applied only to a few stations on Neck, director of experimental Action Against Nuclear Weapthe Myrtle Avenue line. At psychiatry at Hillside Hospital, ons,” the same group that
sponsored the voyage of the
those stations, there’s no Glen Oaks.
“Golden Rule,” stopped
change collector at night, so Dr. Fink ‘will receive the ketch,
the conductor on the train col- award. Sunday from the Soci- by the Coast Guard off Hawaii.
lects fares. The motorman will ety of Biological Psychiatry at
be asked to help the conductor its annual convention in San
Fishermen Angry
out when a “big crowd” boards Francisco.
the train.
Over Empty Pond
He is being honored for re“We only pick up an aver- search- into the
effect of HARTFORD, Conn. (UP)—
age of four persons per trip at “shock”
Red-faced officials of the State
all those stations put together,” “we’vetherapy.
been able to discover Fish and Game Department
the TA spokesman said. “We
the mentally ill respond admitted somebody
goofed
.
.
almost never get a crowd how
to shock therapy,” Dr. Fink when angry fishermen
pomt')
\ ' there."
explained. “And, just as im- ed out in a department-proportant, we’ve learned why vided pamphlet that Day Pond
some persons do not respond in Colchester was stocked with
”at
trout and open for fishing.
to such treatments.”
j t'Dr.’ Fink has livedtin Long The anglers had risen before
I
Island since 1950, and was ap- daWn! ion:- opening day and
made thetrip to the Mind,
'
r
3

_

'

‘

'

Psychiai‘risfs

Will Honor
L. Docfor

_

_

giteconsider

'11:,

,

Q

.

.

’

.

U

�1/15/59
Department of Egperimental Psychiatry
and
the
of
presentations
a
chronologic
Following is
list
of
members
Experimental
the
of
Department
of
the
publications
Psychiatry during 1958.

M
Publications:

A.

1.

Changes in Language During Electroshock Therapy, in
of Communication, Hoch, P. and Zubin,
Ps cho atholo
3. eds., Grune E Stratton, (Kaﬁn, R.L. and Fink, M.)

2.

Lateral

3.

h.
5.
6.

Gaze Nystagmus as an Index of Sedation Threshold,

Clin. Neurophysiol. l9: 162-163 (Fink, M.).
Effect of Diethazine on EEG and Significance h for Theory
8101. 19:
of Convulsive Therapy, EEG. Clin. Neuro
207-208 (abst.) (Fink, H.5.
Experimental Studies of the E1ectroshock Process, Dis.
Nerv. Syst. l2: 113-118 (Fink, M. and Kahn, R.L.).
Comparative Study of Chlorpromazine and Insulin Coma
18h6-1850
166:
J.A.M.A.
of
Psychosis,
Therapy
(Fink, M., Shaw, R., Gross, G. and Coleman, F.C.).
Eleotroencephalographic Correlates of the ElectroshockM.
227
(Abst.) (Fink,
Nerv.
Dis.
Syst.
12:
Process,
EEG.

and Green,

7.

8.

9.
10.

l1.

R.,.

Language of the Dyad, Psychiatry El: 2h9-258 (Jaffe, J.).
Clinical and EEG. Effects of Megimide in Patients without
M.
682-685
(Green,
Cerebral Disease, Neurology g:
and Pink, M.)

Effect of Anticholinergic Agent, Diethazine,
&amp;

on EEG and

Psych. ﬁg: 380-388,
Behavior, A.M.A. Arch. Neurol.
(Fink, M.).
Experimental Studies of Convulsive and Drug Therapies on
A.M.A.
Arch.
Theoretical
Implications,
Psychiatry:
Neurol. &amp; Ps ch. 80: 733-73h (Abst.) (FinE, R., Kahn,
R.E. and Green, M77.
Brain Damage, Mental Retardation and Childhood Schizophrenia,

12.

Oculomotor and Postural Patterns in Schizophrenic Children,
A.M.A. Arch. Neurol. &amp; Ps chiat.‘12: 720-726
(Pollack, M. and Krieger, H.P.5.

13.

A.M.A.
Arch.
of
Denial
in
Factors
Illness,
Interpersonal&amp;
Ps chiat. ﬁg: 653-656 (Jaffe, J. and
Neurol.
SiBtEj'W.H.).

�1h.

B.

Predictions of Outcome, in Youthful Offenders at
Hi hfields, Weeks, H. Ashley, e3. U. of
Michigan P ress, Ann Arbor (N. Siegel).

Presentations:
EEG Correlates of the Electroshock Process, at the
1.
Eastern Psychiatric Research Association, February,
M.
N.Y. (Fink,

3.

and Green, M.A.).

EEG
Changes
in
of
Individual Variability
Significance
During Electroshock Therapy, at Eastern Association
of Electroencephalographers, March, Montreal,
(Green, M.A.).
and
Drug Therapies
Convulsive
of
Studies
Experimental

in Psychiatry: Theoretical Implications, at
New
York Society of
and
Society
Neurological
Clinical Psychiatry, March, N.Y. (Fink, M., Kahn,
R.L. and Green, M.A.).

Abnormal
and
Normal
in
and
Attention
Visual Perception
’Children, at American Orthopsychiatric Association,
March, N.Y. (Pollack, M.).

Patterns with Altered Brain Function, at
Eastern Psychological Association, April,
and
M.).
R.L.
Fink,
Kahn,
(Jaffe,
Philadelphia
J.,
and
F
Behavioral
Physiological
Score
to
of
Relation
Response with Altered Brain Function, at Eastern
Psychological Association, April, Philadelphia,

Communication
The

(Kahn, R.L. and Fink, M.)

7.

Intellectual Deficits in Patients with

Space Occupying

Lesions of the Cerebrum, at Eastern Psychological
Association, April, Philadelphia (Pollack, M.,
Battersby, W.S., Kahn, R.L. and Bender, M.B.).
Simultaneous
of
and
of
Perception
Stimulation
Intensity
Stimuli in Cerebral Dysfunction, at Eastern Psychological Association, April, Philadelphia (Korin, H.).

�-3-

10.

Socio-Psychological Aspects of Diagnosis and Treatment:
Theoretical Implications, Symposium - Eastern
Psychological Association, April, Philadelphia,
(Kahn, R.L. and Pollack, M.).
Drug Induced Changes in Interview Patterns, at
Conference on Psychodynamic, Psychoanalytic, and
Sociologic Aspects of the Neuroleptic (tranquilizing)
Drugs in Psychiatry, April, Montreal (Fink, M.
and

All.
12.

16.
17.

18.

19.

Psychological Factors Affecting Individual Differences
in Behavioral ResPonse to Convulsive Therapy, at
American Psychiatric Association, May, San
Francisco (Fink, M., Kahn, R.L. and Pollack, M.).
Prognostic Value of Rorschach Criteria in Clinical
Response to Convulsive Therapy, at Electroshock
Research Association, May, San Francisco (Kahn, R.L.
and Fink, M.).
Effects of Anticholinergic Agent, Diethazine, on EEG
and Behavior: Significance for Theory of Convulsive
Therapy, at Society of Biological Psychiatry, May,
San Francisco (Fink, M.).
Social Factors in Selection of Therapy in a Voluntary
Mental Hospital, at American Psychiatric Association,
May, San Francisco (Kahn, R.L. and Pollack, M.)
A Critique of "Pre-Conscious" Perception and the
"Poetzl Phenomenon," at American Psychiatric
Association, May, San Francisco (Pollack, M.).
Role of EEG Frequency Shift in Behavioral Effects of
Drugs, at Section on Neurol. &amp; Psychiat. Queens.
County Medical Society, June, N.Y. (Fink, M.).
Effect of Anticholinergic Compounds on Post Convulsive
EEG and Behavior, American EEG Society, June,
Atlantic City (Fink, M.).
EEG and Behavioral Effects of Psychopharmacologic Agents,
at Collegium Internationale Neuro-Psycho Pharmacologicum, September, Rome, and Eastern Association of
Electroencephalographers, December, N.Y. (Fink, M.).
Prognostic Application of Psychological Techniques in
Convulsive Therapy, at Eastern Psychiatric Research
Association, October, N.Y. (Kahn, R.L. and Pollack,
M.).

20.

Jaffe, J.).

'

Relationship between Seizure Threshold and Duration of
Seizures to EEG Change During Electroshock, at
IEastern Association of Electroencephalographers,
December, New York (M.Green).

�uuucav twain; by»: anuunsu

.lmost as well as if he
:ould see. Here he climbs
the schdol steps with his

ypewriter to attend ‘ a
class.

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MD Records
Brain Waves
Of Patients
,

A history written in brain

waves is telling the story
today 01' how successfully
the mentally ill are responding to electro-shock and

drug treatments.
Dr. Max. Fink, a Great
Neck psychiatrist who gave
up a proﬁtable private practice to “prospect for Iacts”,»~
has developed a method of
evaluating the brain waves
of patients at Hillside Hospital, Glen Oaks,_ where he’s
been leading an eight--man
research team for four
years.
The brain wave "history”,
recorded on graph paper
and transmitted by an. electroencephalogram, enables
the hospital's staff to “treat
patients with more direction” Fink says.
It works this way:
The encephalogram picks
up brain waves of a new
patient and records a “base
line” on the graph.
As the patient is treatedand repeatedly tested the
variations are recorded on
the graph. Comparisions
show whether a patient is
. or isn’t . . . responding
to a drug or shock treatment.
,

l

f

,

1

;
I
1

1

l
K

1

‘

.

-

-

3|!

1|:

1‘

“THE STUDY gives a
new and keener sense of
direction in treating the
patients,” Fink said.
For example: If a patient’s brain wave “history”
shows that his response to
is suddenly

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�February 25, 1959.
Department of Experimental Paychiatry
Annual Report

-

1958

During 1958, the major emphasis of the

staff of the

Department of

Experimental Paychiatry shifted from evaluation of convulsive therapy to

systematic investigations of newer psychopharmacologic agents. These

investigations, derived from the successful evaluations of the

mode

of action

of convulsive therapy (l95h-l958), reserpine (1955), and chlorpromazine and

insulin

coma

(1956-1957), are based on the neurophysiologic-adaptive hypothesis

of physiodynamic therapies developed in the Department in 1957
ﬂggg. é? 197-206).

the

The

many new compounds

(J. Hillside

interrelationship of the neurophysiologic effects of

with the psychodynamic, perceptual, personality and

sociologic aSpects of patients' behavior provide the framework for these

investigations. In addition, linguistic indices developed in the Department
during the past two years by Drs. Kahn and Jaffe are being studied as measures

both of behavioral change and of neurophysiologic effect.
During the year, the evaluation of convulsive therapies was continued

effects of indoklon, an inhalant convulsant, with electroconvulsive therapy. 'This study was undertaken by two senior resident

by comparing the

psychiatrists,

B. Alan and H. Lefkowits, and Drs. Green and Fink.

While

indoklon therapy was a successful treatment, technicallimitations made
poor substitute for the established

electrical

methods.

The

it a

study was of

theoretic value in indicating that the significant element of convulsive
therapy was the induction of the grand mal convulsion, with

its attendant

neurophysiologic effects, independent of the type of agent employed.

�V

,

.2Investigations into the relations of sociologic factors to the

selection of therapies at Hillside Hospital were extended by Drs.

Kahn and

Pollack. Not only were the factors of age, education, birthplace, and score
on the California F Scale significantly related to the choice of therapy but
these factors were also related to the results of therapy, the diagnosis and
the duration of hOSpitalization. These observations were presented in the
Sunday Conference of October 16, 1958.
and

On

October

7

the study was repeated;

similar studies of the population of other primarily psychotherapeutic

hospitals,

and the Hillside Hospital Out-Fatient Department were undertaken.

To augment

these studies, Dr. Nathaniel Siegel was appointed as Research

Associate in Sociology, with the support of a grant from the Mental Health
Board of Nassau County.

In an extension of the communication studies, both the syntactic
content analysis and dyadic diversification measures of formal aSpects of
speech were applied to an evaluation of the changes in language patterns

following the acute administration of various new psychotropic compounds.
These measures demonstrated

and the neurophysiologic
The

consistent changes both with the induced behavioral

effects of the drugs.

acute drug interviews were but one asPect of the continuing

evaluation of the biochemistry of convulsive therapy. Previous studies had
indicated that repeated induced convulsions resulted in an increased level
of central nervous system acetylcholine activity.

€g¥:;;;;:;;;;:§
of various
anticholinergic
stages of convulsive therapy

we

compounds

By

the acute administration

to patients at various

elucidated the synaptic chemical events

which are the basis of the convulsive therapy process.

�-3In addition,

Mr. Karp and Drs. Kahn and

Pbllack continued their

perceptual studies in patients receiving psychodynamic therapies. The interrelation of psychotherapy with physiodynamic therapy was studied by Drs.
Esecover, Jaffe and Kahn; and in the
and H. Lefkowits began an

latter part

of the year, Drs. A. Kaplan

investigation into the interpersonal factors in

therapists, as well as patients, leading to the referral for physiodynannc
therapies.
During the year, Dr. H. Korin resigned, and was replaced by Mr. Eric
Karp.

TWO

new

staff

appointments include Dr. Nathaniel Siegel, Assistant

Professor of Sociology at Columbia University, as Research Associate in
Sociology; and Dr. Donald Klein, research

candidate at the

New

York Psychoanalytic

scientist at
Institute, as

Creedmoor

Institute

Research Associate in

Psychiatry.
Support for this extensive program was provided by the Board of

Directors, and continuing grants of the Foundations'

Fund

for Research in

Psychiatry and the National Institute of Mental Health. At year end, this
program received considerable Support from the Psychopharmacology Service
Center of the National

Institute of

Mental Health, which augmented

extensive commitment by a grant of $268,000. These

its

already

further

sums were

increased during the year by support from the Mental Health Board of Nassau
County which provided funds

Smith, Kline

&amp;

for sociologic studies;

and from

Bristol, Geigy,

French, and wyeth Laboratories ~ who aided the drug evaluation

program by grants as well as extensive supplies of the agents

During the year, fourteen reports of the work of

staff

to

be

studied.

members

appeared; and twenty reports were presented to major professional societies.

�-hIn addition to national societies, work of the Department was presented at
the Conference on Psychodynamic, Psychoanalytic and Sociologic Aspects of
Neuroleptic Drugs in Montreal, and the International Congress of Neuropsychopharmcology in Rome.

Staff

first

members were awarded two

prizes. Dr.

M.

Fink received the

annual A.E. Bennett Peychiatric Essearch Award of the Society of Biologic

Psychiatry for his report on the effects of anticholinergic agents on

EEG

and

behavior. Dr. J. Jaffe received the Gralnick Foundation annual award for his

report

on the

application of analysis of changes in fonnal aSpects of Speech

in psychotherapy.

�-5The

staff

of the Department of Experimental Psychiatry included,

at

year end:
MEX

Fink, M.D.

Direeees

Joseph Jeffe, M.D.

Research Associate (Peychiatry)

Donald F. Klein,

Research Associate (Peychiatry)

MQD.

Robert L. Kahn, Fh.D.
Max

Pollack,

Pth.

Research Associate
(Experimental Psychology)
Research Associate
(Experimental Paychology)

Nathaniel Siegel, Ph.D.

Research Associate (Sociology)

Eric Karp, B.A.

Research Assistant
(Experimental Peychology)

Martin A. Green, M.D.

Associate in Research

Abraham A. Kaplan, M.D.

Associate in Research (Paychiatry)

Barre Alan, M.D.

Fellow (1957-58)

Henry Lefkewits, M.D.

Fellow (1958-59)

The

(Neurophysiology)

technical staff included Mrs. Janet Bowie, Jean Kolodny,

Mbsquera and Blanche

Hannah

Zaitz.

addendum: In February Dr. George Krauthamer, Ph.D. was appointed

as Research Assistant (Experimental Psychology).

electroencephalography.

He

is a trainee in

�nan-{u

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1959.

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�1/15/59
Department of Experimental Psychiatrz

list

and
the
of
presentations
a
chronologic
Following is
of
Experimental
members
of
the
Department
of
the
publications

Psychiatry during 1958.
A.“ Publications:
1.
Changes in Language During Electroshock Therapy, in
of Communication, Hoch, P. and Zubin,
Ps cho atholo
3. e38., Urune E Stratton, (Kaﬁn, R.L. and Pink, M.)
of Sedation Threshold,
2.
Lateral Gaze Nystagmus as an Index162-163
(Fink, M.).
EEG. Clin. Neurophysiol. lg:
EEG
and Significance for Theory
on
of
Diethazine
3.
Effect
of Convulsive Therapy, EEG. Clin. Neurophzsiol. l9:
207‘208 (abate) (Fink,
Process, his.
h.
Experimental Studies of the Electroshock
M.
and
Kahn,
R.L.).
113-118
(Fink,
Nerv.
l2:
Coma
and
Insulin
of
Chlorpromazine
5.
Comparative Study
18h6-1850
166:
J.A.M.A.
of
Psychosis,
Therapy
G.
and
Coleman, F.C.).
Shaw,
Gross,
M.,
R.,
(Fink,
6.
Electroencephalographic Correlates of the ElectroshockM.
S
Nerv.
Dis.
st. $2: 227 (Abst.) (Fink,
Process,
o

o

stt.

and Green, H.$.

7.
8.

9.
10.

(Jaffe, J.).
Pszchiatrz 3;:
Effects of Megimide in Patients without
M.

Language of the Dyed,

Clinical and

EEG.

2h9-258

Cerebral Disease, Neurologz Q: 682-685 (Green,
and Fink, M.)
EEG
and
on
Diethazine,
Agent,
of
Anticholinergic
Effect
&amp; Pszch. ﬁg: 380-388,
Arch.
Neurol.
L.M.A.
Behavior,
(Fink, M.).
on
and
Drug
Therapies
Convulsive
of
Studies
Experimental
Arch.
A.M.A.
Theoretical
Implications,
Psychiatry:
Neurol. &amp; Ps ch. 80: 733-73h (Abst.) (FInE, 3.. Kahn,

F.I.

and Green, M77.

ll.

Brain Damage, Mental Retardation and Childhood Schizophrenia,
Am. J. Pszchiat. 115: h22-h28 (Pollack, M.).

12.

Oculomotor and Postural Patterns in Schizophrenic Children,
A.M.A. Arch. Neurol. &amp; Ps chiat..12: 720-726
(Pollack, M. and Krieger, H.P.5.

13.

Arch.
A.M.A.
of
Denial
in
Factors
Illness,
Interpersonal&amp;
Ps chiat. ﬁg; 653-656 (Jaffe, . and
Neurol.

Slate,

W.H.$.

�1’40

B.

Predictions of Outcome, in Youthful Offenders at
Hi hfields, Weeks, H. Ashley, e3. U. of
Michigan P ress, Ann Arbor (N. Siegel .

Presentations:
1. EEG Correlates of the Electroshock Process, at the
Eastern Psychiatric Research Association, February,
N.Y. (Fink,

M.

and Green, M.A.).

2.

EEG
Changes
in
of
Individual Variability
Significance
During Electroshock Therapy, at Eastern Association
of Electroencephalographers, March, Montreal,
(Green, M.A.).

3.

and
Drug Therapies
Convulsive
of
Studies
Experimental
in Psychiatry: Theoretical Implications, at
New
York Society of
and
Society
Neurological
Clinical Psychiatry, March, N.Y. (Fink, M., Kahn,

R.L. and Green, M.A.).

Abnormal
and
Normal
and
in
Attention
Visual Perception
Children, at American Orthopsychiatric Association,
March, N.Y. (Pollack, M.).

Patterns with Altered Brain Function, at
Eastern Psychological Association, April,
and
M.).
R.L.
Fink,
Kahn,
Philadelphia (Jaffe, J.,
Relation of F Score to Behavioral and Physiological
Response with Altered Brain Function, at Eastern
Psychological Association, April, Philadelphia,

Communication

6.

The

(Kahn, R.L. and Fink, M.)

7.

Intellectual Deficits in Patients with Space Occupying
Lesions of the Cerebrum, at Eastern Psychological

Association, April, Philadelphia (Pollack, M.,
Battersby, W.S., Kahn, R.L. and Bender, M.B.).
Simultaneous
of
and
Stimulation
Perception
of
Intensity
Stimuli in Cerebral Dysfunction, at Eastern Psychological Association, April, Philadelphia (Korin, H.).

�-3-

10;

Socio-Psychological Aspects of Diagnosis and Treatment:
Theoretical Implications, Symposium - Eastern
Psychological Association, April, Philadelphia,
(Kahn, R.L. and Pollack, M.).
Drug Induced Changes in Interview Patterns, at
Conference on Psychodynamic, Psychoanalytic, and
Sociologic ASpects of the Neuroleptic (tranquilizing)
M.
Montreal
(Fink,
Drugs in Psychiatry, April,
and

11.

12.

13.

16.
17.
18.

19.

Jaffe, J.).

Psychological Factors Affecting Individual Differences
in Behavioral Reaponse to Convulsive Therapy, at
American Psychiatric Association, May, San
Francisco (Fink, M., Kahn, R.L. and Pollack, M.).
Prognostic Value of Rorschach Criteria in Clinical
Response to Convulsive Therapy, at Electroshock
Research Association, May, San Francisco (Kahn, R.L.
and Fink, M.).
EEG
on
Diethazine,
of
Agent,
Anticholinergic
Effects
and Behavior: Significance for Theory of Convulsive
Therapy, at Society of Biological Psychiatry, May,
San Francisco (Fink, M.).
Social Factors in Selection of Therapy in a Voluntary
Mental Hospital, at American Psychiatric Association,
May, San Francisco (Kahn, R.L. and Pollack, M.)
A Critique of "Pre-Conscious" Perception and the
"Poetzl Phenomenon," at American Psychiatric
Association, May, San Francisco (Pollack, M.).
Role of EEG Frequency Shift in Behavioral Effects of
&amp;
Neurol.
on
Section
Psychiat. Queens
Drugs, at
County Medical Society, June, N.Y. (Fink, M.).
on Post Convulsive
Effect of Anticholinergic Compounds
EEG and Behavior, American EEG Society, June,
Atlantic City (Fink, M.).
EEG and Behavioral Effects of Psychopharmacologic Agents,
at Collegium Internationale Neuro-Psycho Pharmacologicum, September, Rome, and Eastern Association of
Electroencephalographers, December, N.Y. (Fink, M.).
Prognostic Application of Psychological Techniques in
Convulsive Therapy, at Eastern Psychiatric Research
Association, October, N.Y. (Kahn, R.L. and Pollack,
M.).

20.

Relationship between Seizure Threshold and Duration of
Seizures to EEG Change During Electroshock, at
Eastern Association of Electroencephalographers,
December, New York (M.Green).

�law
HILLSIDE HOSPITAL

Glen Oaks,

New

York

March 16, 1959

MEMO TO RESEARCH

FROM:

RE:

'

COWITI'EE

JOSEPH S.A. MILLER, M.D., MEDICAL DIRECTOR
ATTACHED RESEARCH REPORT

I

herewith enclosing copy of Dr.
sending it a few days in advance of the meeting,
familiarize yourself with some of the main facts
position to discuss this when it is presented at
meeting on March 25th.
am

Fink's report,

so that you might
and be in a better

the forthcoming

�FebmaIy 25, 19590
Department of Experimental Peychiatry
Annual Report

-

1958

During 1958, the major emphasis of the

staff of the

Department of

Experimental Paychiatry shifted from evaluation of convulsive therapy to

systematic investigations of newer psychopharmacologic agents. These

investigations, derived from the successful evaluations of the

mode

of action

of convulsive therapy (l9Sh-l958), reserpine (1955), and chlorpromazine and

insulin

coma

(1956-1957), are based on the neurophysiologic-adaptive hypothesis

of physiodynamic therapies developed in the Department in 1957
Eggg.

the

ﬁg

197-206).

The

many new compounds

(J. Hillside

interrelationship of the neurophysiologic effects of

with the psychodynamic, perceptual, personality and

sociologic aspects of patients' behavior provide the framework for these

investigations. In addition, linguistic indices developed in the Department
during the past two years by Drs. Kahn and Jaffe are being studied as measures
both of behavioral change and of neurophysiologic effect.
During the year, the evaluation of convulsive therapies was continued
by comparing the

effects of indoklon, an inhalant convulsant, with electro-

convulsive therapy. This study was undertaken by two senior resident

psychiatrists,

B. Alan and H. Lefkowits, and Dre. Green and Fink.

'While

indoklon therapy was a successful treatment, technicallimitations made

it a

poor substitute for the established

electrical methods. The study was of
theoretic value in indicating that the significant element of convulsive

therapy was the induction of the grand mal convulsion, with

its attendant

neurophysiologic effects, independent of the type of agent employed.

�.2the
to
factors
of
the
sociologic
relations
into
Investigations
Kahn
and
Drs.
extended
by
were
Hillside
Hospital
of
at
selection
therapies

Pollack. Not only were the factors of age, education, birthplace, and score
on the California F Scale significantly related to the choice of therapy but
and
the
of
diagnosis
the
to
results
therapy,
related
also
these factors were
the duration of heapitalization. These observations were presented in the
Sunday Conference of October 16, 1958.
and

On

October

7

the study was repeated;

similar studies of the population of other primarily psychotherapeutic

undertaken.
were
Out-Patient
Department
and
HOSpital
Hillside
the
hoSpitals,
To augment

these studies, Dr. Nathaniel Siegel was appointed as Research

Associate in Sociology, with the support of a grant from the mental Health
Board of Nassau County.

In an extension of the communication studies, both the syntactic
content analysis and dyadic diversification measures of formal aspects of
epeech were applied to an evaluation of the changes in language patterns

following the acute administration of various new psychotropic compounds.
These measures demonstrated consistent changes both with the induced behavioral
and the neurophysiologic
The

effects of the drugs.

acute drug interviews were but one aspect of the continuing

evaluation of the biochemistry of convulsive therapy. Previous studies had
indicated that repeated induced convulsions resulted in an increased level
of central nervous system acetylcholine activity. By the acute administration
of various tertiary-amine anticholinergic compounds to patients at various

stages of convulsive therapy

we

elucidated the synaptic chemical events

which are the basis of the convulsive therapy process.

�-3In addition, Mr. Karp and Drs.

Kahn and

Pbllack continued their

perceptual studies in patients receiving psychodynamic therapies.

inter-

The

relation of psychotherapy with physiodynamic therapy was studied by Drs.
Esecover, Jaffe and Kahn; and in the latter part of the year, Drs. A. Kaplan
and H. Lefkowits began an

investigation into the interpersonal factors in

therapists, as well as patients, leading to the referral for physicdynamic
therapies.
During the year, Dr. H. Korin resigned, and was replaced by Mr. Eric
Karp.

TWO

new

staff

appointments include Dr. Nathaniel Siegel, Assistant

Professor of Sociology at Columbia University, as Research Associate in
Sociology; and Dr. Donald Klein, research

candidate

at the

New

York Psychoanalytic

scientist at
Institute, as

Creedmoor

Institute

Research Associate in

Psychiatry.
Support for this extensive program was provided by the Board of

Directors, and continuing grants of the Foundations'

Fund

for

Research in

Psychiatry and the National Institute of Mental Health. At year end, this
program received considerable support from the Psychopharmacclogy Service
Center of the National

Institute of

Mental Health, which augmented

extensive commitment by a grant of $268,000. These

its

already

further

sums were

increased during the year by support from the Mental Health Board of Nassau
County which provided funds

Smith, Kline

&amp;

for sociologic studies;

French, and wyeth Laboratories

- who

and from

Bristol, Geigy,

aided the drug evaluation

program by grants as well as extensive supplies of the agents

During the year, fourteen reports of the work of

staff

to

be

studied.

members

appeared; and twenty reports were presented to major professional societies.

�.1...

In addition to national societies, work of the Department was presented at
the Conference on Psychodynamic, Psychoanalytic and Sociologic Aspects of

Neuroleptic Drugs in Montreal, and the International Congress of Neuropsyohophamacology in Rome.

Staff

first

members were awarded two

prizes. Dr.

M.

Fink received the

annual A.E. Bennett Paychiatzic Research Award of the Society of Biologic

Psychiatry for his report

on the

effects of anticholinergic agents

on Em and

behavior. Dr. J. Jaffe received the Gralnick Foundation annual award for his

report

on the

application of analysis of changes in formal aspects of Speech

in psychotherapy.

�-5The

staff

of the Department of Experimental Psychiatry included,

year end:
Max

Fink, M.D.

M

Joseph Jaffe, MlD.

Research Associate (Peychiatry)

Donald F. Klein,

Research Associate (Psychiatry)

MgD.

Robert L. Kahn, Ph.D.

Research Associate
(Experimental Peychology)

Pollack, Ph.D.

Research Associate
(Experimental Psychology)

Max

Nathaniel Siegel, Ph.D.

Research Associate (Sociology)

Eric Karp, B.A.

Research Assistant
(Experimental Psychology)

Martin A. Green, M.D.

Associate in Research

Abraham.A. Kaplan, M.D.

Associate in Research (Paychiatry)

Barre Alan, M.D.

Fellow (1957-58)

Henry Lefkowits, M.D.

Fellow (1958-59)

The

(Neurophysiology)

technical staff included Mrs. Janet Bowie, Jean Kolodny,

Mosquera and Blanche
Addendum:

Hannah

Zaitz.

In February Dr. George Krauthamer, Ph.D. was appointed

as Research Assistant (Experimental Psychology).

electroencephalography.

at

He

is a trainee in

�1/15/59
Department of Experimental Psychiatry
and
the
of
presentations
a
chronologic list
Following is
of
members
Experimental
the
of
Department
of
the
publications
Psychiatry during 1958.

Publications:

A.

1.

Changes in Language During Electroshock Therapy, in
of Communication, Hoch, P. and Zubin,
Ps chopatholo
3. eds., Grune &amp; Stratton, (Kahn, R.L. and Fink, M.)

2.

Lateral

3.

h.
5.
6.

Gaze Nystagmus as an Index of Sedation Threshold,

Clin. Neurophysiol. 19: 162-163 (Fink, M.).
EEG
and Significance for Theory
on
of
Diethazine
Effect
of Convulsive Therapy, EEG. Clin. Neurophysiol. 19:
EEG.

Experimental Studies of the Electroshock Process, Dis.
M.
and Kahn, R.L.).
113-118
(Fink,
Nerv. Syst. 12:
Coma
and
Insulin
of
Chlorpromazine
Study
Comparative
Therapy of Psychosis, J.A.M.A. 166: 18h6-1850
G.
and
Coleman, F.C.).
Shaw,
Gross,
R.,
(Fink, M.,
Electroencephalographic Correlates of the ElectroshockM.
Process, Dis. Nerv. Syst. 12: 227 (Abst.) (Fink,
and GreenTWMTfT—___-—*—

(Jaffe, J.).

7.

Language of the Dyad, Psychiatry 31: 2h9-258

8.

without
Patients
in
of
Megimide
Effects
Clinical
M.
682-685
(Green,
Q:
Cerebral Disease, Neurology
and EEG.

and Fink, M.)

9.
10.

on EEG and

Effect of Anticholinergic Agent, Diethazine,
&amp; Psych. g9: 380-388,
Neurol.
A.M.A.
Arch.
Behavior,
(Fink, M.).
on
and
Drug
Therapies
Convulsive
of
Studies
Experimental
A.M.A.
Arch.
Theoretical
Implications,
Psychiatry:
Kahn,
M.,
&amp;
(FinE,
80:
733-73h
(Abst.)
Neurol.
Psych.
R.E. and Green, M77.

11.

Brain Damage, Mental Retardation and Childhood Schizophrenia,
Am. J. Psychiat. 115: h22-h28 (Pollack, M.).

12.

Oculomotor and Postural Patterns in Schizophrenic Children,
A.M.A. Arch. Neurol. &amp; Ps chiat. 12: 720-726
(Pollack, M. and Krieger, H.P.5.

13.

A.M.A.
Arch.
of
Denial
in
Factors
Illness,
Interpersonal&amp;
and
653-656
J.
Ps
(Jaffe,
ﬁg:
Neurol.
chiat.
Slote, W.H.§.

�1h.

B.

Predictions of Outcome, in Youthful Offenders at
H. Ashley, ed. 5. of
Highfields, Weeks,
Michigan Press, Ann Arbor (N. Siegel).

Presentations:
the
EEG
at
Electroshock
of
the
Process,
Correlates
l.
Eastern Psychiatric Research Association, February,
M.
N.Y. (Fink,

and Green, M.A.).

EEG
Changes
in
of
Individual
Variability
Significance
During Electroshock Therapy, at Eastern Association
of Electroencephalographers, March, Montreal,
(Green, M.A.).

Experimental Studies of Convulsive and Drug Therapies
in Psychiatry: Theoretical Implications, at
New
York Society of
and
Society
Neurological
Clinical Psychiatry, March, N.Y. (Fink, M., Kahn,
R.L. and Green, M.A.).
Visual Perception and Attention in Normal and Abnormal
Children, at American Orthopsychiatric Association,
March, N.Y. (Pollack, M.).
Communication Patterns with Altered Brain Function, at
Eastern Psychological Association, April,
and
M.).
R.L.
Fink,
Kahn,
(Jaffe,
Philadelphia
J.,

Relation of F Score to Behavioral and Physiological
Response with Altered Brain Function, at Eastern
Psychological Association, April, Philadelphia,
(Kahn, R.L. and Fink, M.)
Intellectual Deficits in Patients with Space Occupying
Lesions of the Cerebrum, at Eastern Psychological
Association, April, Philadelphia (Pollack, M.,
Battersby, W.S., Kahn, R.L. and Bender, M.B.).
Simultaneous
of
and
of
Stimulation
Perception
Intensity
Stimuli in Cerebral Dysfunction, at Eastern Psychol~
ogical Association, April, Philadelphia (Korin, H.).

The

�-3-

10.

Socio-Psychological Aspects of Diagnosis and Treatment:
Theoretical Implications, Symposium - Eastern
Psychological Association, April, Philadelphia,
(Kahn, R.L. and Pollack, M.).
Drug Induced Changes in Interview Patterns, at
Conference on Psychodynamic, Psychoanalytic, and
Sociologic Aspects of the Neuroleptic (tranquilizing)
M.
Montreal
(Fink,
Drugs in Psychiatry, April,
_

and

11.

12.

13.

16.
17.
18.

19.

Jaffe, J.).

Psychological Factors Affecting Individual Differences
in Behavioral Response to Convulsive Therapy, at
American Psychiatric Association, May, San
Francisco (Fink, M., Kahn, R.L. and Pollack, M.).
Prognostic Value of Rorschach Criteria in Clinical
Response to Convulsive Therapy, at Electroshock
Research Association, May, San Francisco (Kahn, R.L.
and Fink, M.).
EEG
on
of
Agent,
Diethazine,
Effects
Anticholinergic
and Behavior: Significance for Theory of Convulsive
Therapy, at Society of Biological Psychiatry, May,
San Francisco (Fink, M.).
Social Factors in Selection of Therapy in a Voluntary
Mental Hospital, at American Psychiatric Association,
May, San Francisco (Kahn, R.L. and Pollack, M.)
A Critique of "Pre-Conscious" Perception and the
"Poetzl Phenomenon," at American Psychiatric
Association, May, San Francisco (Pollack, M.).
Role of EEG Frequency Shift in Behavioral Effects of
&amp;
Neurol.
on
Section
Psychiat. Queens
Drugs, at
County Medical Society, June, N.Y. (Fink, M.).
on Post Convulsive
Effect of Anticholinergic Compounds
EEG and Behavior, American EEG Society, June,
Atlantic City (Fink, M.).
EEG and Behavioral Effects of Psychopharmacologic Agents,
at Collegium Internationale Neuro-Psycho Pharmacologicum, September, Rome, and Eastern Association of
Electroencephalographers, December, N.Y. (Fink, M.).
Prognostic Application of Psychological Techniques in
Convulsive Therapy, at Eastern Psychiatric Research
Association, October, N.Y. (Kahn, R.L. and Pollack,
M.).

20.

Relationship between Seizure Threshold and Duration of
Seizures to EEG Change During Electroshock, at
Eastern Association of Electroencephalographers,
December,

New

York (M.Green).

�1/15/59
Department of Experimental Psychiatry
and
the
of
presentations
Following is a chronologic list
of
Experimental
the
members
Department
of
the
of
publications
Psychiatry during 1958.
A.

Publications:
in
Therapy,
Electroshock
During
Language
Changes in
1.
and
Zubin,
P.
Hoch,
Communication,
of
cho
Ps
atholo
3. eds., Grune &amp; Stratton, (Kaﬁn, R.L. and Fink, M.)
of Sedation Threshold,
2.
Lateral Gaze Nystagmus as an Index162-163
(Fink, M.).
EEG. Clin. Neurophysiol. 19:
EEG
and Significance for Theory
on
of
Diethazine
3.
Effect
of Convulsive Therapy, EEG. Clin. Neurophysiol. 19:
h.
5.
6.
7.

8.
9.
10.

11.
12.

13.

Process, Dis.
Experimental Studies of the Electroshock
M.
and Kahn, R.L.).
113-118
(Fink,
Nerv. Syst. 12:
Coma
and
Insulin
Comparative Study of Chlorpromazine
18h6-1850
166:
J.A.M.A.
of
Psychosis,
Therapy
and
G.
Coleman, F.C.).
Shaw,
Gross,
R.,
(Fink, M.,
Electroencephalographic Correlates of the ElectroshockM.
227
(Fink,
(Abst.)
Nerv.
Dis.
Syst.
12:
Process,
and Green, M.,.
2h9~258
21:
(Jaffe, J.).
the
Dyad, Psychiatry
Language of
without
in
Patients
of
EEG.
Megimide
and
Effects
Clinical
M.
682-685
(Green,
Cerebral Disease, Neurology g:
and Fink, M.)
EEG
and
on
Diethazine,
Agent,
Effect of Anticholinergic
&amp; Psych. ﬁg: 380-388,
Neurol.
Arch.
A.M.A.
Behavior,
(Fink, M.).
on
and
Drug
Therapies
Convulsive
of
Studies
Experimental
Arch.
A.M.A.
Implications,
Theoretical
Psychiatry:
(FEEET'MTT’Kahn,
733—73h
&amp;
80:
(Abst.)
Ps
ch.
Neurol.
ﬁ.f. and Green, M77.
Brain Damage, Mental Retardation and Childhood Schizophrenia,
Am. J. Psychiat. 115: h22—h28 (Pollack, M.).

W..—

Oculomotor and Postural Patterns in Schizophrenic Children,
A.M.A. Arch. Neurol. &amp; Ps chiat..12: 720-726
,fPollack, M. and Krieger, H.P.5.
Arch.
A.M.A.
of
Denial
in
Illness,
Interpersonal&amp; Factors
Ps chiat. ﬁg: 653-656 (Jaffe, J. and
Neurol.
Slote, W.H.$.

�1h.

B.

Predictions of Outcome, in Youthful Offenders at
Hi hfields, Weeks, H. Ashley, ed. U. of
Michigan Press, Ann Arbor (N. Siegel).

Presentations:
EEG Correlates of the Electroshock Process, at the
1.
Eastern Psychiatric Research Association, February,
M.
N.Y. (Fink,

and Green, M.A.).

EEG
Changes
in
of
Individual Variability
Significance
During Electroshock Therapy, at Eastern Association
of Electroencephalographers, March, Montreal,
(Green, M.A.).

and
Drug Therapies
of
Convulsive
Studies
Experimental
in Psychiatry: Theoretical Implications, at
New
York Society of
and
Society
Neurological
Clinical Psychiatry, March, N.Y. (Fink, M., Kahn,

R.L. and Green, M.A.).

Abnormal
and
Normal
and
in
Attention
Visual Perception
Children, at American Orthopsychiatric Association,
March, N.Y. (Pollack, M.).

Patterns with Altered Brain Function, at
Eastern Psychological Association, April,
and
M.).
R.L.
Fink,
Kahn,
(Jaffe,
Philadelphia
J.,
Relation of F Score to Behavioral and Physiological
Response with Altered Brain Function, at Eastern
Psychological Association, April, Philadelphia,

Communication
The

(Kahn, R.L. and Fink, M.)

Intellectual Deficits in Patients with

Space Occupying

Lesions of the Cerebrum, at Eastern Psychological
Association, April, Philadelphia (Pollack, M.,
Battersby, W.S., Kahn, R.L. and Bender, M.B.).
Simultaneous
of
and
of
Stimulation
Perception
Intensity
Stimuli in Cerebral Dysfunction, at Eastern Psychological Association, April, Philadelphia (Korin, H.).

�-3Socio—Psychological ASpects of Diagnosis and Treatment:

10.

Drug

Theoretical Implications, Symposium - Eastern
Psychological Association, April, Philadelphia,
(Kahn, R.L. and Pollack, M.).
Induced Changes in Interview Patterns, at
Conference on Psychodynamic, Psychoanalytic, and
Sociologic ASpects of the Neuroleptic (tranquilizing)
M.
Montreal
(Fink,
Drugs in Psychiatry, April,
‘

and

11.

12.

16.
17.
18.

19.

Jaffe, J.).

Psychological Factors Affecting Individual Differences
in Behavioral Reaponse to Convulsive Therapy, at
American Psychiatric Association, May, San
Francisco (Fink, M., Kahn, R.L. and Pollack, M.).
Prognostic Value of Rorschach Criteria in Clinical
Response to Convulsive Therapy, at Electroshock
Research Association, May, San Francisco (Kahn, R.L.
and Fink, M.).
EEG
on
of
Agent,
Diethazine,
Effects
Anticholinergic
and Behavior: Significance for Theory of Convulsive
Therapy, at Society of Biological Psychiatry, May,
San Francisco (Fink, M.).
Social Factors in Selection of Therapy in a Voluntary
Mental Hospital, at American Psychiatric Association,
May, San Francisco (Kahn, R.L. and Pollack, M.)
A Critique of "Pre-Conscious" Perception and the
"Poetzl Phenomenon," at American Psychiatric
Association, May, San Francisco (Pollack, M.).
Role of EEG Frequency Shift in Behavioral Effects of
&amp;
Neurol.
on
Section
Psychiat. Queens
Drugs, at
County Medical Society, June, N.Y. (Fink, M.).
Effect of Anticholinergic Compounds on Post Convulsive
EEG and Behavior, American EEG Society, June,
Atlantic City (Fink, M.).
EEG and Behavioral Effects of Psychopharmacologic Agents,
at Collegium Internationale Neuro-Psycho Pharmacologicum, September, Rome, and Eastern Association of
Electroencephalographers, December, N.Y. (Fink, M.).
Prognostic Application of Psychological Techniques in
Convulsive Therapy, at Eastern Psychiatric Research
Association, October, N.Y. (Kahn, R.L. and Pollack,
M.).

20.

Relationship between Seizure Threshold and Duration of
Seizures to ERG Change During Electroshock, at
Eastern Association of Electroencephalographers,
December, New York (M.Green).

�1/15/59
Department of Experimental Psychiatry
and
the
of
presentations
Following is a chronologic list
of
EXperimental
members
the
of
Department
of
the
publications
Psychiatry during 1958.

Publications:

A.

1.

Changes in Language During Electroshock Therapy, in
of Communication, Hoch, P. and Zubin,
Ps cho atholo
M.)
and
E
R.L.
(Kahn,
Fink,
Grune
Stratton,
J. eds.,

2.

Gaze Nystagmus as an Index of Sedation Threshold,

3.

h.
5.
6.
7.

8.
9.
10.

11.
12.
13.

Lateral

M.).
162-163
(Fink,
Clin. Neurophysiol. 19:
EEG
Theory
for
and
on
Significance
of
Diethazine
Effect
of Convulsive Therapy, EEG. Clin. Neurophysiol. lg:
EEG.

Process, Dis.
Experimental Studies of the Electroshock
Nerv. Syst. 12: 113-118 (Fink, M. and Kahn, R.L.).
Coma
and
Insulin
of
Chlorpromazine
Comparative Study
18b6-1850
166:
J.A.M.A.
of
Psychosis,
Therapy
and
G.
Coleman, F.C.).
Shaw,
R., Gross,
(Fink, M.,
Electroencephalographic Correlates of the ElectroshockM.
227
(Fink,
(Abst.)
Nerv.
Dis.
Syst.
12:
Process,
and Green, ﬁ.$.
2h9-258
(Jaffe, J.).
the
of
g1:
Dyed,
Psychiatry
Language
without
in
Patients
EEG.
Megimide
of
and
Effects
Clinical
M.
682~685
(Green,
Cerebral Disease, Neurology g:
and Fink, M.)
EEG
and
on
Diethazine,
Effect of Anticholinergic Agent, &amp;
380-388,
Q9:
Neurol.
Arch.
A.M.A.
Psych.
Behavior,
(Fink, M.).
on
and
Drug
Therapies
Convulsive
of
Studies
Experimental
Arch.
A.M.A.
Implications,
Theoretical
Psychiatry:
Kahn,
(Fink,
&amp;
ﬁ.,
80:
733-73h
(Abst.)
Ps
ch.
Neurol.
R.I. and Green, M77.
Childhood
and
Schizophrenia,
Mental
Retardation
Damage,
Brain
Am. J. Psychiat. 115: h22-h28 (Pollack, M.).
Oculomotor and Postural Patterns in Schizophrenic Children,
&amp;
Ps chiat._12: 720-726
Neurol.
Arch.
A.M.A.
(Pollack, M. and Krieger, H.P.5.
Arch.
A.M.A.
of
Denial
in
Illness,
Factors
Interpersonal&amp;
and
653-656
J.
Ps
(Jaffe,
chiat.
g9:
Neurol.
Slote, W.H.$.

�1h.

B.

at
Predictions of Outcome, in Youthful Offenders
U.
H.
of
Ashley,
ed.
Weeks,
Highfields,
ichigan Press, Ann Arbor (N. Siegel).

Presentations:
the
at
EEG
Electroshock
of
Process,
the
Correlates
1.
Eastern Psychiatric Research Association, February,
M.
N.Y.

2.

(Fink,

and Green, M.A.).

EEG
Changes
in
Significance of Individual Variability
During Electroshock Therapy, at Eastern Association
of Electroencephalographers, March, Montreal,

(Green, M.A.).

and
Drug Therapies
Convulsive
of
Studies
Experimental
in Psychiatry: TheoreticalNewImplications, at
York Society of
Neurological Society and
Clinical Psychiatry, March, N.Y. (Fink, M., Kahn,

R.L. and Green, M.A.).

Abnormal
and
Normal
and
in
Attention
Visual Perception
Children, at American OrthOpsychiatric Association,
March, N.Y. (Pollack, M.).

Patterns with Altered Brain Function, at
Eastern Psychological Association, April,
and
M.).
R.L.
Fink,
Kahn,
Philadelphia (Jaffe, J.,
and
F
Behavioral
Physiological
to
Score
of
Relation
Response with Altered Brain Function, at Eastern
Psychological Association, April, Philadelphia,

Communication
The

(Kahn, R.L. and Fink, M.)

7.

with Space Occupying
Intellectual Deficits in Patients Eastern
Psychological
Lesions of the Cerebrum, at

Association, April, Philadelphia (Pollack, M.,
Battersby, W.S., Kahn, R.L. and Bender, M.B.).
Simultaneous
of
and
of
Stimulation
Perception
Intensity
Stimuli in Cerebral Dysfunction, at Eastern Psychol—
ogical Association, April, Philadelphia (Korin, H.).

�-3-

10.

Socio-Psychological ASpects of Diagnosis and Treatment:
Theoretical Implications, Symposium - Eastern
Psychological Association, April, Philadelphia,
(Kahn, R.L. and Pollack, M.).
Drug Induced Changes in Interview Patterns, at
Conference on Psychodynamic, Psychoanalytic, and
Sociologic Aspects of the Neuroleptic (tranquilizing)
Drugs in Psychiatry, April, Montreal (Fink, M.
_

and

11.

12.

16.
17.

18.

19.

Jaffe, J.).

Psychological Factors Affecting Individual Differences
in Behavioral Response to Convulsive Therapy, at
American Psychiatric Association, May, San
Francisco (Fink, M., Kahn, R.L. and Pollack, M.).
Prognostic Value of Rorschach Criteria in Clinical
Response to Convulsive Therapy, at Electroshock
Research Association, May, San Francisco (Kahn, R.L.
and Fink, M.).
EEG
on
of
Agent,
Diethazine,
Effects
Anticholinergic
and Behavior: Significance for Theory of Convulsive
Therapy, at Society of Biological Psychiatry, May,
San Francisco (Fink, M.).
Social Factors in Selection of Therapy in a Voluntary
Mental Hospital, at American Psychiatric Association,
May, San Francisco (Kahn, R.L. and Pollack, M.)
A Critique of "Pre-Conscious" Perception and the
"Poetzl Phenomenon," at American Psychiatric
Association, May, San Francisco (Pollack, M.).
Role of EEG Frequency Shift in Behavioral Effects of
&amp;
on
Neural.
Section
Psychiat. Queens
Drugs, at
County Medical Society, June, N.Y. (Fink, M.).
Effect of Anticholinergic Compounds on Post Convulsive
EEG and Behavior, American EEG Society, June,
Atlantic City (Fink, M.).
EEG and Behavioral Effects of Psychopharmacologic Agents,
at Collegium Internationale Neuro-Psycho Pharmacologicum, September, Rome, and Eastern Association of
Electroencephalographers, December, N.Y. (Fink, M.).
Prognostic Application of Psychological Techniques in
Convulsive Therapy, at Eastern Psychiatric Research
Association, October, N.Y. (Kahn, R.L. and Pollack,
MI).

20.

Relationship between Seizure Threshold and Duration of
Seizures to EEG Change During Electroshock, at
Eastern Association of Electroencephalographers,
December, New York (M.Green).

�\\.\"

‘\

Soptubor 1,

1959

rm m2
mm

H.927

Dumb-at of mparimntal Psychiatry
HWPM
WEE
Glen
H.
L.

m,

1.

thmm

3.

3mm
8mm,

h.

Publications,

1951:

- 1959

5.

Presentations,

1951;

6.

Smnmry #1,

September 1.

- 1959
1951::
-

7.

Sunny #2,

Mary 1.

8.

Smmry #3,

April 1, 1957

2.

#1:,

February 1, 1959

Five Years, 199;

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Sophombor

1956 ~

January 1, 1956

Am; 1,

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March Asaoomboa
EEG

1957

1, 1958

Ha:

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1, 1959

1959

Principal Investigator
Research Associates

I.

I.)

Psychology)

(Neurophysiology)

Technician

Secretuy

m,n.n.

Robert L. Kahn.Ph.Do
Hymn Karin, £11.13.

Eda M,M¢A.

Martin A.

momma.

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1956 .1951;

1959

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1957
1956
Joseph Jaffe,M.D.
Donald F. K1o1n,24..n.
1959
Nathaniel 319301,Ph.D. 1958

«-

Georgo
Hanna Mosquera
Janet Baltic

Associates, supported throng: other grants:
Research Associate

Mouth

Associate
amorob Associate
Research Associate

(kperimntal Paydnol.)

( Psychiatry)

(Psychiatry)

(Sociolm)

Max

Pollackﬁhon.

.

«-

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�he mm:

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have been tho pmipu [£001.

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visit or the convulsive

mnpy

process as the induction of a

nonnspeciftc state of altered brain function, similar to omnioosrsbnl

trams was supportcd

and

upliﬂed

(10, 11. 21). Within this altered

osrobn}. milieu, subjects were seen to respond in variom ways (26) ,
”lino:
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post "successful" no explicit verbal dsnial (7. 31). This

lotto)? adsptation was most prominent in chamooerclogioﬂly disposed

indvidmls (36).
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perception of cinulteneoue tactile

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and

stimli

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upsets or age, years of education, nativity and
degree of stereotypy and conventionslity (measured by Column F Scale)
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diegmeie and treetsent response in hospitalised patients (15, 36,. to, 1:5).
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2.

Nsmmmlogio—Adspuve mom-1e of Sonauc' Theron.
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psydxistx'ic therapies such as insulin coho, leucotoav and psychotropic
drugs, was expressed (10, 33, 38). This View holds that the efficacy of

these therapies depends upon the indiction of states of altered brain
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coma

«-

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�Hillside Hospital
Department of Experimental Psychiatry

Following is a chronologic list of the presentations and
publications of the members of the Department of Emperimental Psychiatry
during 1959.
A.

Publications:
1. Effect of an Anticholinergic Agent, Diethazine, on EEG and Behavior:
Significance for Theory of Convulsive Therapy. Biological
&amp;
Grune
N. Y. pp. 18h-19h
ed.
Masserman,
chiat
P,
Stratton,
J.,
,
(Fink; Egg.
2. Alteration of Brain Fpnction in Therapy. Psychopharmacology Frontiers,
6d. Kline, No, Little, Brown &amp; COO, Boston, pp. 3 Fink, Mo .3. Significance of EEG Pattern Changes in Psychopharmacology.
g(Fink,
)
M. ).
2
:
398
(abst.
Neurophysiol._

EEG

Clin.

h. Effect of Electroconvulsive Therapy on Intractabie Pain. A.M.A. Arch.
Neurol. and Ps chiat. ﬁl: 37-b2 (weinstein, E. A., Kahn, R. L.,
and Eargman, P.5.
5. Electroencephalographic and Behavioral Effects of Tofranil.
Psych. Assoc. J. g; 1665-1718 (Fink, M.).
6.

Canad.

Psychological Factors Affecting Individual Differences in Behavioral
Response to Convulsive Therapy, J. N.M. D. 128: 2h3-2h8 (Fink, M.,
Kahn, R. L., and Pollack, M.).

7. Effects of Diffuse Altered Brain Function on Perception, Phat
Int. Con . Ps chol., Publ. North-Holland, Amsterdam, pp. 23 8- 239
(Fink, M., Kahn, R. L., and Korin, H. ).

8. Complex Visual Perception in Patients with Brain Tumor. Proc. XV Int.
Con . Ps chol., Pub1.North-Holland, Amsterdam, pp. 2 33-237
(gander, M. B., Battersby, w. 3., and Pollack, M. ).

1/5/60

�9. Therapy of Schizophrenia: Role of Alteration of Brain Function on
h92Behavior, Con ess Re orts II Int. Con . Ps chiat
II:
h93 (Abst.
nk, M., Kahn, R. L., and Karin, H.5.
10.

EEG
of
Seizures
of
and
Duration
to
Degree
Threshold
Relationship of
Delta Activity Induced During Electroshock, EEG. Clin. Neurophysiol.
g: 399 (Abst.) (Green, M.).

ll.

Prognostic Application of Psychological Techniques in Convulsive
Therapy, Dis. Nerv. Sys. g9: 180-184 (Kahn, R. L. and Pollack, M.).

12. Communication Networks in Freud's Interview Technique, Psych. Quat.
33: h56-h73 (Jeffe, J.).

13. Sociopsychologic ASpects of Psychiatric Treatment in a Voluntary
Mental Hospital: Duration of Hospitalization, Discha e Ratings
and Diagnosis, A.M.A. Arch. Gen. Ps chiat. l5 565-S7h Kahn, R. L.,
Pollack, M., and Fink, M.5.

Set in the Perception of Simultaneous Tactile Stimuli,
Jour. Psychol. 12.: 38h-392 (Korin, H. and Fink, M.).

The Role of
Am.

Perception Across Sensory Modalities,
(Abst.) (Krauthamer, G.).

Form

Am.

Psychol. lg; 396

16.

Relation of Tests of Altered Brain Function to Behavioral Change
Following Induced Convulsions, The First International Congress
of Neurolo ical Sciences (III: §EG Clinical Neurosﬁgsiology and
Epilepsy5, PBrgamon, London, pp. 513—519 (Fink, M., Kahn, R.L.,
and Karin, H.).

17.

Personality Factors in Behavioral Response to Electroshcnk Therapy,

J. Neuropsychiatgy l; h5-h9

(Kahn, R. L. and

fink,

M=).

18. Symbolic Reorganization in Brain Injuries, in Handbook of Paychiatgy,
ed. Arieti, 3., Basic BOOkS, No Yo, V01. I, pp. 9 "9 l
(Weinstein, E. A. and Kahn, R. L.).

�B.

Presentations:

l.

EEG

and Ebhavioral Effects of Tofranil, International Conference on
Depression and Allied States, Montreal (Fink, M.).

2. Sociopsychologic Factors Affecting Therapist-Patient Relationships,
American Academy of Psychoanalysis, Philadelphia (Kahn, R.L.).
3. Effect of Induced Cerebral Dysfunction in Man on Tachistoscopic
Perception of Embedded Color Figures, Eastern Psychologic
Association, Atlantic City (Pollack, M.).

h. Behavioral Changes with Different Methods of Induced Cerebral
Dysfunction, Eastern Psychological Association, Atlantic City
(Karp,

E.).

5. Sociopsychologic Aspects of Peychiatric Treatment, Eastern
R.
(Kahn,
L.).
City
Atlantic
Association,
Psychological

6. Language Patterns as Measures of Behavioral and Neurophysiologic
Change, American Psychiatric Association, Philadelphia (Fink, M.).
7. Personality Correlates of
(Krauthamer, G.).

EEG,

Metropolitan

EEG

Society,

8. Relation of Social Attitude to Psychiatric Treatment,
Meeting, A.P.A., New York (Kahn, R.L.).

9.

Comparison of

New York

N. Y.

Divisional

Intellectual Functioning in Childhood, Adolescent and

Adult Schizophrenics, N. Y. Divisional Meeting, A.P A.,
(Pollack, M.).

New York

10. Symposium on "Paycholinguistic Analysis of the Psychiai‘ic Interview",
N. Y. Divisional Meeting, A.P.A., New York (Jaffe, :.).
11. Social Background and the Doctor-Patient Relationship, Acad.
Psychoanalysis, New York (Jaffe, J.).

�Hillside Hospital
Department of Experimental Psychiatry

Following is a chronologic list of the presentations and
publications of the members of the Department of Experimental Psychiatry
during 1959.
A.

Publications:
1. Effect of an Anticholinergic Agent, Diethazine, on EEG and Behavior:
Significance for Theory of Convulsive Therapy. Biological
Ps chiat , ed. Masserman, J., Grune &amp; Stratton, N. Y. pp. 18h-19h
(F%:E, M.;.

Alteration of Brain Function in Therapy. Psychopharmacology Frontiers,
ed. Kline, N., Little, Brown &amp; 00., Boston, pp.
-3
, . .
3. Significance of EEG Pattern Changes in FBychopharmacology.
g(Fink,
)
M. ).
398
(abet.
Neurophysiol._2:

EEG

Clin.

.

Effect of Electroconvulsive Theraﬁg on Intr:1ctabm Pai A.M.A. Arch.
Neurol. and ngchiat. Ql: 37- (weinstein, E. A., hahn, R. L.,
and

rgman, P. .

Electroencephalographic and Behavioral Effects of Tofrénil. Canad.
14.3 1663“].715 (Fink, Mo).
ASSOC.
J.
szch.
Psychological Factors Affecting Individual Differences in Behavioral
Reaponse to Convulsive Therapy, J.N.M.D. lag; 2h3-2h8 (Fink, M.,
Kahn, R. L., and Pollack, M.).
7. Effects of Diffuse Altered Brain Function on PercWptio Prsc. XV
Int. Con . P chol., Publ. North-Holland, Amsterdam, pp. 53 3- 239
(335E, M., Kahn, R. L., and Korin, H. ).
Complex Visual Perception in Patients with Brain Tumor. Proc. XV
Cong. Psychol., Publ. North-Holland, Amsterdam, pp. 2 33-?37
n er, M. B., Battersby, w. 3., and Pollack, M. ).

1/5/60

Int.

�“beam,

9. Therapy of Schizophrenia:
Behavior,

h93

C

as

Re

14.,

Alteration of Brain Function on
1:92Con . Ps chia
rts II Int.
II:
,
H321
'£.""‘EER"',
orinL",
‘.
an
hn,

Role of

10.

Relationship of Threshold and Duration of Seizures to Degree of EEG
Delta Activity Induced During Electroshoclc, EEG. Olin. Neurophzsiol.
_2_: 399 (Abst.) (Green, M.).

11.

Progncs tic Application

of Psychological Techniques in Convulsive
Therapy, Dis. Nerv. Sys. g9: 180-184 (Kahn, R. L. and Pollack, M.).

12. Communication Networks in Freud’s Interview Technique, Psych. Bust.
23: 156-1473 (Jaﬁ‘e, J.).
13. Sociopsychologic Aspects of Psychiatric Treatment in a Voluntary
Mental Hospital: Duration of Hospitalization, Discha e Ratings
and Diag10818, AeMeAe Arch. Gene P3 Chiate ;: 565-571; Kahn, Re Lo,

Pollack,

M. '.
14., and—Tink"—‘T,

1h. The Role of Set in the Perception of Simultaneous Tactile Stimuli,
Am. Jour. Psychol. 1g: 38h-392 (Korin, H. and Fink, M.).

tion Across Sensory Modalities,

Psychol. 3;: 396

15.

Form Perce

16.

Relation of Tests of Altered Brain Function to Behavioral Change
Following Induced Convulsions, The First Internatior; 3.1 Congress
of Neurolo ica3_Sciences (LII: EEG, Clinical Neurop._,jsiolog and
Epilepsy), ﬁrgamon, London, pp. 13- 19 ink, M. , v-iahn, R.L.,
and Karin, H.) .

(Abst. (Krauthamer, G.).

Am.

1?. Personality Factors in Behavioral Response to Electroshntrk Therapy,
J. Neuropgychiatg l: h5-h9 (Kahn, R. L. and :nk, ).
18. Symbolic Reorganization in Brain Injuries, in Handbook of Pa hia
ed. Arieti, 3., Basic Books, N. Y., Vol. I, pp. '935-931
(Weinstein, E. A. and Kahn, Re Le).

;

�B.

Presentations:
1.

EEG

and Behavioral Effects of Tofranil, International Conference on
Depression and Allied States, Montreal (Fink, M.).

2. Sociopsychologic Factors Affecting Therapist-Patient Relationships,
American Academy of Psychoanalysis, Fhiladelphia (Kahn, R.L.).
Man
on Tachistoscopic
Cerebral
Induced
in
Dysfunction
of
3. Effect
Perception of Embedded Color Figures, Eastern Paychologic
Association, Atlantic City (Pollack, M.).

h. Behavioral Changes with Different Methods of Induced Cerebral
Dysfunction, Eastern Psychological Association, Atlantic City
(Karp, E0).

5. Sociopsychologic Aspects of Paychiatric Treatment, Eastern
R.
(Kahn,
L.).
City
Atlantic
Association,
Psycholqgical

6. Language Patterns as Measures of Behavioral and Neurophysiologic
M.).
(Fink,
American
Fhiladelphia
Association,
Paychiatric
Change,
7. Personality Correlates of
(Krauthamer, G.).

EEG,

Metropolitan

LEG

Society,

8. Relation of Social Attitude to Psychiatric Treatment,
Meeting, A.P.A., New York (Kahn, R.L.).

9.

Comparison of

New York

N. Y.

Divisional

Intellectual Functioning in Childhood, Adolescent and

Adult Schizophrenics, N. Y. Divisional Meeting, A.P,A.,
(Pollack, M.).

New York

10. Symposium on "Pbycholinguistic Analysis of the Piychiai-ic Interview",
N. Y. Divisional Meeting, A.P.A., New York (Jaffe, q.).
11. Social Background and the Doctor-Patient Relationship, Acad.
Psychoanalysis, New York (Jaffe, J.).

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�2

9th

Annual Report

JANUARY 1, 1956—DECEMBER 31, 1956

Glen Oaks, Queens
FOUNDED 1927

Joseph S.

A.

Miller, M. D., Medical Director

AN AFFILIATE OF THE FEDERATION

OF NEW YORK

0F JEWISH PHILANTHROPIES

�Hillside Hospital is a non-profit, non-sectarian mental hospital for the treatment
of voluntary patients suffering from early and curable mental symptoms.
Patients are admitted regardless of their ability to pay.
Hillside provides training for physicians in post-graduate psychiatry and psychotherapy and puts major emphasis on research in all phases of treatment. The
hospital considers itself a pilot institution, pioneering in the human and efficacious application of psychiatry to the mentally ill.
The hospital is licensed in the New York State Department of Mental Hygiene.
It is approved for a two-year residency in psychiatry by the Council on Medical
Education of the American Medical Association, the American Board of Psychiatry and Neurology and the American College of Surgeons. The Dental
Department is certified by the American Dental Association as an approved
hospital department.
Hillside Hospital is an affiliate of the Federation of Jewish Philanthropies and a
participant of the United Hospital Fund and the Greater New York Fund.

HIGHLIGHTS
Page 3

Hillside gets Ford grants

Israel Strauss Adolescent Pavilion in its second year

.

.

.

.

Page 6

.

.

.

.

Page 10

Hillside affiliating institution for student nurses at Queens college

.

Page 11

Social Service strengthens rehabilitation program

.

Page 14

.

Chlorpromazine added to regular hospital drug formulary

Research program strengthened

.

.

.

.

.

Page 18

�1956 has been a year of “Shakedown" for Hillside during which its Board and
Executive Officers have experienced the first full year of operation without the
supporting advice of its founder, Dr. Israel Strauss, who died during 1955. In
view of the change throughout the organization of the hospital, it has been a
year of consolidation and improvement.
We are indebted to Dr. Dudley D. Shoenfeld, our Vice President, for his invaluable counsel in helping to reorganize the staff planning in the hospital. He was
greatly assisted in this work by Dr. Joseph S. A. Miller, Dr. Simon Kwalwasser

REPORT
OF THE
PRESIDENT
OF THE
BOARD
OF DIRECTORS

and Maurice Bachrach.

has frequently been necessary for the Governing Board to ask advice and
guidance from the Medical Board. We have had splendid cooperation from them.
The two presidents of the Medical Board serving through the calendar year,
Dr. Samuel Atkin and Dr. David Epstein, have been particularly helpful.
It

During 1956, the hospital has been able to expand its services in the OutPatient Department through the use of funds made available by the State Mental
Health Authority through the N. Y. State Department of Mental Hygiene, and
funds from the City of New York through the New York City Community Mental
Health Board. Further funds from the City of New York for indigent mentally ill
persons have enabled the hospital to maintain its services at a high level and to
serve that segment of the community which most needs the services of a philan-

thropic hospital.

The research program, conducted at Hillside under the guidance of Dr. Maximilian Fink, has made excellent progress. The directors continue their deep
interest in all areas of psychiatric research and anticipate further broadening of
these activities. Psychiatry as a science still is in a rather fluid state and many
new avenues of exploration offer hope and ideas. The compelling need is to look
intensely for new information. At long last, throughout the United States, substantial organizations have become cognizant of these needs. Among these, the
great Ford Foundation has allocated many millions specifically for research in
psychiatry. In addition, large sums have been allocated to the country’s hospitals. In 1956, Hillside received a grant of $104,000.
At Hillside we

bring a sympathetic attitude to our patients, solace and encouragement to their families and decided improvement to a large proportion of the
persons we treat. We make judicious use of all modern therapies available in the
field and our record of improvement is excellent. We can be proud of it. But we
aspire to find new and better techniques that will send more patients out of the
hospital completely “recovered” rather than “improved”; new methods that will
permit release of patients in a far shorter time than is now required.
to these goals that we at Hillside are dedicated and we firmly believe that,
as elsewhere in medicine, these aims can only be achieved by means of widespread and continued research.
It is

Alvin E. Coleman

�REPORT
OF THE
MEDICAL
DIRECTOR

During 1956, Hillside Hospital completed almost thirty years of continuous
operation, rendering high-level psychiatric services to the community. During
these three decades, the Hospital increased its bed capacity for inpatients fivefold, established a ranking place as a therapeutic center for both inpatients and
outpatients, became a notable hospital for resident training in the field of
psychiatry and, in the past few years, developed an important research department. For over eight years, it has been a proud member of the family of the
Federation of Jewish Philanthropies and, in conjunction with other agencies in
Federation, it has developed and rendered meaningful aftercare and rehabilitative services.
During the past year, there was an improvement in the coordination of professional services rendered in both the adult and adolescent inpatient departments.
There was considerable expansion in our outpatient service with improvement
of procedures and treatment in the aftercare clinic. Our practical experience
with the Adolescent Pavilion and our attempts to augment our research programs have pointed up the need for expansion, both in personnel and in space.
Every few years the advent of some special form of physical treatment—shock,
surgery, and now new drugs—has reopened the debate concerning so-called

specific versus non-specific treatments, short-term versus long-term hospitalization and therapy, treatment of many patients or clients rather than a few. All
of these can really be related to the general question of the importance of quality
versus quantity. One of the distinguishing features of American medicine is its
goal and also, think, its practice of rendering qualitatively better medical
services, as opposed to mere quantification.
I

Hillside Hospital has developed a distinctive philosophy which has led to the
creation of a unique structure to implement its philosophy. Since the field of
psychiatry is still in its developmental stages, it is characterized by frequent and
rapid changes in all phases of its thinking and practice. Each change is a challenge to the Hospital’s established structures and points of view and we must
continually decide whether a psychotherapy-centered, multi-disciplined treatment program such as ours delivers the best service that can be devised for the
relatively long-term curable patient.
How is a mental patient best served by a psychiatric hospital? This, of course,
will depend on the type of mental patient. Some patients are easily treated by a
consultation or two, by a course of shock treatment, or with tranquilizing drugs,
or with a rest or vacation. Some need only a course of physical treatment with

return within a month or two to their homes, to continue whatever treatment
they may need in a clinic or with a private psychiatrist. Others, and these are the
ones that Hillside has more experience with, require hospitalization of at least
six to twelve months. These are patients who cannot or should not remain at
home or in the community, and cannot therefore benefit from either a single
psychiatrist's or clinic’s ministrations but rather need the hospital milieu or
therapeutic environment of a team of professionals working with the patient, with

�a psychiatrist at the center to emotionally re-educate the patient. Such emotional re-education through the process of properly understood and related inliving experiences lead to a patient becoming aware of emotional aspects that
he did not suspect he had before and to recognize that there are more people
who care rather than so many who are hostile to him. If at the same time, as at
Hillside, important relatives, especially the nearest of kin are worked with by a

professional trained in that field, the psychiatric social worker, the family's
attitudes concerning the patient and his illness are changed for the better; and
if this happens, the patient now has not only regained much of his lest esteem
and self-confidence, but the very family environment has been improved and
guarantees that the patient may continue and even enlarge upon gains initially
made in the hospital. Thus, not only a single patient has been treated, but there
has been complete reorientation of an entire family.

Authorities in dynamic psychiatry, in child welfare and development, in community welfare, in the field of geriatrics, all agree that the most important ingredient in the total treatment of emotional problems at any age, is the psychological understanding and the meaning of the symptoms, even the physical ones,
as various ways of attempting to meet the problems of anxiety and emotional
crises. Of the various psychological and dynamic approaches to the problems of
behavior, none have contributed as much as psychoanalysis. Hence the practice
of hospital psychoanalytic psychiatry at Hillside. This is by no means to lessen
the importance of the adjunctive services and especially of the medical and
physical agents. The physical symptoms are often parallel or concomitant expressions of 'certain types of emotional distress and emotional disorder; and physical
agents like drugs, are often very effective in shortening periods of acute panic
or distress and thus allowing for earlier or more meaningful participation in
psychotherapy. Since the problems of emotional disorder are mainly interpersonal ones, problems of getting along properly or happily with other people,
psychotherapy whether in or out of a hospital is in our opinion the basis of all
therapy of persons with severe emotional disturbances.
The past year has been characterized by a rapid growth of psychiatric services
in general hospitals. These, by their very nature, deal with more acute physical
and mental disorders, while special psychiatric hospitals treat those psychiatric
problems which specifically require more extensive hospitalization, removal from
home and community for a long enough period to afford an opportunity for reeducation and resocialization of the patient. It is therefore clear that the two
types of hospitals deal with different problems and have different basic principles, precisely because they deal with different types of patients. The growth
of the general hospital practice of psychiatry is therefore not a factor toward

the displacement of the special hospital but rather for the widening and enrichment of the total constellation of treatment services available to psychiatry, so
that the general and special hospitals enhance and reinforce each other for the
benefit of all patients.

Joseph S. A. Miller, MD.

�ADOLESCENT PAVILION
Age range of patients

The Israel Strauss Adolescent Pavilion is now in its second year. It is a dramatic
example of the kind of pioneering Hillside Hospital does.
The Pavilion provides a treatment program for emotionally disturbed girls between the ages of 12 and 16. It is an unusual experiment in tackling a major
problem of our society . . . the rehabilitation of girls who are unable to live and
function successfully in the community.

Practical aspects of
treatment

Grave concern with the number of severely disturbed young people in our country
has not resulted in enough practical work. The Adolescent Pavilion is a brave
in
all
and
facilities
with
the
deal
this
experience
to
problem,
using
attempt
psychiatric therapy of the Hillside Hospital in a treatment program oriented to
the special needs of these patients. The number of girls who can be treated is
very small compared to the need. But the knowledge to be gained from experience with them should prove immensely valuable.

Flexibility of program

The Adolescent Pavilion has its own, specially-designed living quarters and
treatment facilities, and a separate staff. Its program is necessarily fluid and
flexible enough to allow the constant adjustments necessary in a new and
untried field. Some changes from original plans became necessary as work
progressed this year. Twenty patients were admitted in 1956 and 25 discharged. Capacity of the Pavilion was reduced to 16 since it proved impossible
to work successfully with the 20 originally planned.

Basic treatment philosophy

The basic treatment philosophy remains the same. The aim is to provide a
wholesome living experience within the Pavilion with as intensive psychotherapy
as seems advisable for the individual patient. But the concept of such a wholesome experience has gradually, step by step, taken in more areas, personnel
and facilities beyond the Pavilion’s confines. As soon as girls are able, they are
encouraged to use recreational and planned activities at the main hospital, to
make contacts with the other staff there and to socialize with adult patients. As
they are able, the girls are permitted to go to the nearby public high school and
out into the community. A basic concern is to try to help with those aspects of
the personality that are ill while never forgetting to encourage arid develop those
that remain healthy.

Family or family-type

Work with parents or parent substitutes is intensive and a very important part
of the treatment. When they are able, the girls are permitted and encouraged to
spend time with family or friends. Some girls, unfortunately, have no family to
go to. The use of volunteer help to fill this vacuum is being further explored.

After-care and follow-up

Another important need is the provision of after-care and follow-up. Unlike the
mature patient, the Pavilion deals with personalities not yet fully formed. Their
potential is unknown. It takes time to find out how fruitful the work will be. It
had been hoped that close follow-up would be possible by providing after-care

relationships

�for all the girls in the Hillside Out-Patient Clinic. This proved impractical because it interfered too much with the ordinary pursuits of young people who,
in most cases, lived at great distances from the hospital. For those girls who
cannot conveniently use the Clinic, a variety of good treatment facilities elsewhere are recommended.

encouraging to report that referrals to the Pavilion have come this year
from more widespread sources, including a variety of family and social agencies,
schools, treatment centers, private physicians and girls' residence clubs. It is
also encouraging to report that, while it is too soon to reach any conclusions
from the work in progress, the hospital does feel the work of the Adolescent
Pavilion is becoming increasingly helpful.
It is

Prognosis for the future

�I

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O S PIT

�PSYCHOTHERAPY AND MEDICAL SERVICES
Major process of

Psychotherapy continues to be the major emphasis and the core of treatment
at Hillside Hospital. Other forms of therapy, each in its own way very important
to the patient’s progress, are all part of the treatment program and are prescribed according to the patient’s particular needs. However, one of the main
criteria for accepting patients at the hospital is their ability to participate
profitably in psychotherapy.

Analysis of hospital

Patients are seen individually by well-qualified psychiatrists for psychoanalytically oriented treatment three or four times a week. Each patient is assigned
to a specific psychiatrist who remains ”his doctor” for the length of his stay.
The psychiatrist is the leader of the hospital “team” that plans and supervises
the patient’s day-to-day treatment. The other members of the team are a psychiatric social worker, a psychologist, professional representatives of the
adjunctive services — Occupational Therapy, Group Activities and Creative
Therapy — and the Nursing Department.

Types of therapy in use,
including new drug
therapies . . . facilities for
treating the “whole" patient:
physically and
psychotherapeutically

Group therapy continues to be used for selected patients. The hospital continues
the use of electroshock therapy for about one-third of patients, especially those
suffering from more severe emotional disorders. The extent to which it is used
has, in many cases, been modified in accordance with the results of research
conducted by the Department of Experimental Psychiatry. During 1956, as a
result of a controlled research study, Chlorpromazine was substituted for insulin
coma in certain patients. It had been found safer, easier to administer, and to
have fewer side effects. For certain other patients at the hospital, insulin coma
is still the treatment of choice. Chlorpromazine has now been added to the drug
formulary of the hospital and made part of the regular therapeutic procedures.
There is continuing work and interest at Hillside in Reserpine and the other
newly developed drug therapies.

Growth of non-psychiatric

The Intra-mural Clinic and allied medical services of the hospital are concerned
with the non-psychiatric, physical problems of the patient. Close cooperation
between the medical staff and the psychiatric staff has brought the hospital
nearer its goal of “treating the whole patient.”

hospital treatment

treatment “team"

medical services

The lntra-mural Clinic

The continued cooperation of a large visiting staff in all the various branches
of medicine, made it possible for the clinic to see 411 patients for a total of
11,844 visits this year.
The Dental Department

10

The Dental Department, newly certified by the American Dental Association as
a qualified hospital dental department, anticipates adding a dental intern to
the staff. New equipment and a newly decorated interior have done much to
facilitate and improve treatment. The dental clinic treated 736 patients this
year, an increase of almost 25% over 1955.

�f

.

The Psychology Department, in response to increased demand for psychological
examinations, added one full-time psychologist this year and provided for the
addition of two more early in 1957. Almost twice as many tests were admin-

The Psychology Department

istered this year as last.

The department has been accepted and used as an integral member of the
hospital team. Its services have been called for in pre-testing hospital personnel,
and in connection with vocational counselling and rehabilitation plans worked
out by the Social Service Department.
The Nursing Department continues to pioneer in training nurses and aides in
the special skills required for proper care of the mentally ill. The nurse fulfills a
unique position in being in direct contact with the patient for long period of time.
And yet the only training she generally receives in psychiatry is a brief threemonth period during student training. This department has organized two special training programs, one for psychiatric aides and one for nurses, which
enable them to perform more effectively and with more understanding as working members of the hospital team.

addition, members of the professional nurse staff participated in trips to
various private and state psychiatric hospitals to observe new methods and
techniques.
In

During the past year, students from Central lslip continued visits to Hillside as
part of their psychiatric training. This year, Hillside became the affiliating institution for basic psychiatric experience for student nurses at Queens College. The
hospital was fortunate in acquiring for its own staff 10% of the college’s first

graduating class.

The Nursing Department

�Three departments of the hospital, make an essential contribution to each
patient’s therapy. Each has a specific function and each is prescribed as a
regular part of treatment planned in cooperation with the psychiatric staff.
Group Activities
Department

The Group Activities Department organizes meaningful social, educational and
work activities that draw patients into groups where they will have opportunities
to form relationships with other patients and deal with situations that mirror
community life.
Each member of the department’s staff of professional social group workers
is assigned as a member of a psychiatric team which plans a program designed
to meet a patient’s specific problems. The group worker reports on the patient’s

performance and reactions to group ‘and social situations.

.Under the guidance of the staff, patients participate in self-government groups,
special interest classes, a choral group, athletic activities, and current events
discussions; they publish a newspaper, operate a patients’ library and engage in
club activities suited to various age levels. In addition, they plan and take part
in social functions, attend religious services and enjoy a varied program of
evening entertainments which frequently include appearances by outstanding
celebrities who generously give their time and talent.
This year has seen the development of an adult education program, in conjunction with Adelphi College, which, in a ten-week course, offers popular subjects similar to those offered by the extension programs of universities and the
New York City Board of Higher Education.

Occupational Therapy
Department

Occupational Therapy the patient works in various crafts such as ceramics,
wood, metal, leather, jewelry making, weaving and needlework. They offer him
a creative outlet that increases his self-confidence, helps him to discover new
skills and has therapeutic value in relieving tensions. By observing the way a
patient reacts to tools and materials, how he copes with success or failure and
how he carries out instructions and responds to authority, the staff is able to
gauge his problems and his progress.
In

1956 two registered therapists were added to the staff, bringing the total to
six. Each therapist is part of the hospital team that plans the occupational program for each patient according to the patient's needs.
In

This year, for the first time, craft classes were scheduled which offer patients
interested in particular crafts an opportunity for more intensive and specialized
instruction. Another innovation was that the Commissary, a patient-run store,
was brought under the direction of this department and patients were assigned
there by doctor's prescription as a form of vocational training.

12

�distinguished visitor this year was Miss Ruth Shamah, Israeli delegate to the
World Federation of Occupational Therapists, who spent three months at Hillside
working and observing the methods used in the department.
A

Creative Therapy is a very special psychodiagnostic and therapeutic tool de~
vised by Dr. Ernest Zierer and his associate, Mrs. Edith Zierer. It consists of a
series of controlled painting tests designed to reveal the patient's unconscious
conflicts. The results are tabulated and interpreted in diagrams which present
a “personality profile” considered to be a reflection of the patient’s ability to
solve his life problems.

Creative Therapy
Department

The department administered 1,423 tests during the year. In addition to regular
consultations with the hospital team, progress reports were discussed at special
conferences with treating psychiatrists and the supervisors.

I3

�THE PATIENT

Work of the Social

Service Department

The Social Service Department is the patient’s most direct and constant link
with his family and the community outside the hospital. Its activities before
admission, during the patient’s stay at the hospital and after he leaves, make
easier both for the patient and for his family the many adjustments necessary
to meet the economic and emotional problems that complicate successful

treatment.

14

Number of yearly
interviews and contacts

the course of its work this year, the Social Service Department conducted
5,137 interviews with patients, 5,095 interviews with relatives, 7,555 telephone
contacts with social agencies and 6,701 telephone contacts with relatives of
patients. The department processes all admissions, functions actively throughout the patient’s stay and is intimately concerned with the patient’s welfare on
discharge and for several months thereafter.

Rehabilitation aspects of the
social service program

the past year the department has made a concentrated effort to strengthen
the rehabilitation aspects of the social service program of the hospital. Experience has shown that the best results are achieved when maximum support is
extended immediately on discharge and continued through the first six months
to a year. Future plans are particularly concerned with opening up new avenues
of cooperation with community agencies whose services can do so much to
help the patient again become a useful and happy member of his community.
In 1956 the following agencies have made marked and increased contributions
in this connection.

Contributing agencies
to rehabilitation programs

The Foster Home Program, which exists jointly with the Jewish Community
Service of Long Island, was used to place newly discharged patients in a supervised family environment. This year the program also was used for patients
awaiting admission to the hospital, with the result that hospitalization was
averted in at least one case.

In

In

'

�AND THE COMMUNITY
The Altro Workshop which provides discharged patients with transitional gainful
employment was used by thirteen patients during 1956.
Through a grant by Mrs. Israel Strauss and the Federation of Jewish Philanthropies, a joint program with the Jewish Family Service of New York was initiated. This service permits discharged patients who need further counseling to
get immediate help. Expansion of this service is expected to show the value of
continued and prompt counseling in averting rehospitalization.

Together with the Jewish Family Service of Long Island, the department developed a special program that helps keep the home intact when a mother has to
be hospitalized. Homemakers are assigned to fill the gap during the mother’s
absence and sometimes even after the mother returns, if this seems necessary.
The program with the Division of Vocational Rehabilitation has been expanded.
A vocational counselor is available to patients one day a week. Vocational guidance begins while the patient is still in the hospital and may continue after
discharge. Training facilities are provided for those whose adjustment to the
community might be made easier by learning new skills.
The department is especially appreciative of the cooperation of the New York
City Department of Education. The Home Instruction Program provides two
teachers who come to the hospital several days a week to give instruction to
patients under 21 who have not completed high school. The results have been
very successful; 40 patients received instruction this year and six were graduated. During the coming year the program will be expanded to include patients
over 21, who, on completing the work, will be able to take High School Equivalency examinations. Follow-up reports indicate that many patients develop an
interest in carrying their education further after leaving the hospital.
The Casework Program started last year in the After-Care Clinic, for the purpose
of coordinating rehabilitative planning, has proven its effectiveness and is now
an established service offered to patients and their families.
The Social Service Department has continued to work very closely with the
Federation Employment and Guidance Service. Their excellent facilities make it
possible for many patients to receive job placement and vocational guidance
soon after leaving the hospital.

15

�HILLSIDE LEAGUE
The Hillside League and the
work of “The Bridge"

The Hillside League is an organization of former patients of Hillside Hospital.
After facing almost certain extinction in 1954 and having an encouraging revival
in 1955, it has made astonishing strides in the past year. That many of its
planned goals have been achieved is due, in large measure, to the untiring and
selfless efforts of “The Bridge, Inc.", a group of women and their husbands who
conducted a successful fund raising drive and who continue in their wholehearted devotion to the League.

Activities at
Bridge headquarters

1956, the Hillside League moved to new quarters (supplied by “The Bridge”)
at 231 West 83rd Street, in Manhattan. Here, in an area many times the size of
its original rooms, members enjoy a comfortable, newly furnished lounge,
equipped with a phonograph, television, table games and cards. The area is
flexible enough to provide for large groups as well as intimate gatherings. The
League is open every evening from Monday through Friday and one week-end a
month for large social functions.

Help with personal

Hillside psychiatric social worker has been assigned as a full-time director of
the League and is available for individual consultation and for referral service
with regard to housing, employment, further treatment and other personal welfare problems. Thanks again to the efforts of “The Bridge,” the volunteer staff
of the League has grown to meet the needs of a much larger membership.

Membership

From a low of 38 in 1954, the active membership has grown to almost 200, and
in addition the League draws upon an active mailing list of almost 500. A club
program, with membership arranged according to age group and interest has
been an important development made possible by the increased membership

welfare problems

In

A

and staff.

The Hillside League looks forward to the next year as one in which it will be
well equipped to fulfill a vital function in helping patients continue the progress
made at the hospital.

QUEENS OUT-PATIENT CLINIC
Hillside Hospital believes that in the Queens Out-Patient Clinic it has developed
a pilot unit that demonstrates the highest level of clinical functioning and serves
as a center for stimulating interest and training in psychiatry.
Work of the clinic

16

The Clinic offers psychotherapy on a twice-a-week basis, up to a year’s duration,
to residents of Queens, Nassau and Suffolk Counties, who require treatment but

�are unable to pay for private care. For a family with an average income psychiatric service can become a severe economic burden. The Clinic meets an
urgent need in a community rapidly growing in population but relatively lacking
in out-patient psychiatric facilities. The Clinic setting, in addition, offers the
advantage of psychiatric social work consultation for members of the patient’s

family.

’

Intensive screening, by means of psychological tests and pre-admission consultation, make it easier for the treating psychiatrist to make early plans for
the patient's treatment program. In contrast to the usual lengthy course of
psychiatric treatment, the Clinic has developed a philosophy of attempting to
accomplish limited goals. Often, by relieving his symptoms, the Clinic frees a
patient to continue on with his life, with the strengths he utilized before he
became ill.
The Clinic treated 271 patients in 1956, the average length of treatment being
eight months. Thirty psychiatrists, accepted after very careful selection, work on

a part-time basis to make this extensive program possible. Permanent staff

Goal of the clinic's

treatment program

Number of patients
and staff members

members of the Hospital are always available for consultation.

1956, the Clinic initiated a separate service for administering electroshock
therapy on an out-patient basis. Recovery, on the whole, was dramatic, rapid
and tremendously appreciated by the patient and family since it meant avoiding
hospitalization.
In

MANHATI‘AN AFTER-CARE CLINIC
The Manhattan After-Care Clinic serves Hillside patients as a link between their
hospital stay and the resumption of community life. This is often a very trying
time because the patient may suddenly be subjected again to old family
stresses, job strains and social difficulties. The Clinic, conveniently located at
Mt. Sinai Hospital, is open five nights a week and the
average course of treatment is twice-a-week for a period of three months.

Function of the clinic

Successful accomplishment of the Clinic’s goals depends in good measure on
cooperation between Clinical Assistants and Social Service Caseworkers. The
Clinic takes this opportunity to acknowledge the extent to which that cooperation exists and functions.

Accomplishment of goals

l7

�THE HOSPITAL

treatment of the mentally ill
depends on intensive research . . . on a better understanding of why people
become mentally ill and a surer knowledge of how treatment effects improvement. Hope for this rests with a wide variety of professional research workers
in the many disciplines concerned with human behavior.
As in any other field of medicine, progress in the

Research and progress

Research in mental illness is spurred on by the grave and immediate need for
new insights and is complicated by the fact that the field of exploration is
limited, almost entirely, to human beings, rather than lower animals. Hillside's
hope is to include every possible approach. Work continues along those lines
that seem to offer the most promise.

Areas of basic study

Psychotherapy remains the area of basic study and treatment. But because past
experience has amply demonstrated that electroshock therapy is, for certain
conditions, the most valuable of the known physical therapies, the hospital has
devoted a major effort this year to study and further elaboration of its use and
effects. Three other studies whose purpose was to devise more clearly objective
methods of evaluating progress in therapy were developed, and a control study
of Chlorpromazine-insulin coma was completed.

Department of
Experimental Psychiatry

This year, the Research Service Was redesignated as the Department of Experimental Psychiatry, indicating its continued growth and anticipating the addition
of a Department of Clinical (Psychodynamic) Research. Two new members were
added to the staff in 1956. Support for the program came from contributions of
the Board of Directors, from the renewal, for three years, of the Electroshock
Study Program of the National Institute of Mental Health of the U. 8. Department of Health, Education and Welfare, and from the Kaufman Foundation of
New York.

Departmental research in
Medicine and Biochemistry

Research in the Department of Medicine concentrated chiefly on a study of new
drug therapies. The Department of Biochemistry continued work on studies of
hormonal balance and undertook a study of the relationship between certain
physiological defects and schizophrenia. Funds for the latter were provided by
the National Institutes of Health.

�AND THE COMMUNITY
During the year, increased recognition of the staff and work of the hospital came
from a large number of lay and professional publications. The hospital is keenly
aware of the value of this public interest because greater attention by the general public to the field of mental health will lead to greater support by govern-

Publications and
Presentations

ment and private agencies, foundations and institutions.

Berkowitz, Anne: A Study of the Caseworker’s Function at Hillside Hospital, J.
Hillside Hospital, 5: 56-60, 1956.
Fink, M: Denial of Blindness Following Cerebral Angiography, J. Hillside Hospital, 5: 238-245, 1956.
Fink, M., Kahn, R. L. and Korin, H.: Relation of Tests of Altered Brain Function
to Behavioral Change Following Electroshock; Presented at the Divisional Meeting, American Psychiatric Association, Montreal, November 8, 1956.
Fink, M. and Kahn, R. L.: Quantitative Studies of Slow Wave Activity Following
Electroshock, EEG Clin. Neurophysiol., 8: 158, 1956.
Goldenberg, H., and Goldenberg, V.: Inhibition of Serum Cholinesterase by
Lysergic Acid Derivatives. Sumicro Detection of LSD, J. Hillside Hospital, 5:

246-257, 1956.
Goldenberg, H.: Decantation as a Precision Step in Colorimetric Analysis, Anal.
Chem., 28: 1003, 1956.
Goldenberg, H.: Recent Advances in Enzyme Methodology; Presented at a Symposium sponsored by the American Association of Clinical Chemists at the
123rd Meeting of the American Association for the Advancement of Science,
New York, December 1956.
Goldenberg, H.: Concerning the Inhibition of Pseudocholinesterase by Hallucinogens; Presented at the New York Academy of Sciences, April 1956.
Green, M. A. and Fink, M.: Electroencephalographic and Clinical Effects of Megimide; Presented at the Eastern Association of Electroencephalographers, New
York, December 5, 1956.
Green, M. A.: The Use of Electroencephalography in Differentiating Psychogenic
Disorders and Organic Brain Diseases, Amer. J. Psychiat., 113: 27-31, 1956,
(with P. Bergman).
Green, M. A.: Neurological Manifestations of Conversion Hysteria, Trans. A.N.A.,
80: 196-198, 1956.
Jaffe, J.: Experimental Alteration of Communication in Doctor-Patient Relationship; Presented at the Nassau Neuropsychiatric Society, April 15, 1956.
Kahn, R. L. and Fink, M.: Changes in Language During Electroshock Therapy;
Presented at the American Psychopathological Association, New York, June 1,
1956.
Kahn, R. L., Fink, M. and Weinstein, E. A.: Relation of Amobarbital Test to Clinical Improvement in Electroshock, Arch. Neurol. &amp; Psychiat., 76: 23-29, 1956.
Kahn, R. L., Fink, M. and Korin, H.: Studies of Mode of Action of Electroshock;
Presented at the Nassau Neuropsychiatric Society, April 15, 1956.
Kahn, R. L., Linn, L. and Weinstein, E. A.: Personality Factors Influencing the
Rorschach Responses in Organic Brain Disease; Presented at the New York

19

�Neurological Society, February 14, 1956. Also, Arch. Neurol. &amp; Psychiat., 76:
226-267, 1956.
Kahn, R. L., and Pollack, M.: Effects of visual, vestibular and somatosensorimotor deficit on autokinetic perception, J. Exp. Psychol., 52: 398-410, 1956,
(with Battersby, W. S. and Bender, M. B.).
Kahn, R. L.: Patterns of Social Interaction in Brain Disease, Amer. J. Psychiat.,
113: 138-142, 1956, (with E. A. Weinstein).
Kahn, R. L.: Confabulation as a Social Process, Psychiatry, 19: 383-396, 1956,
(with Weinstein, E. A. and Malitz, S.).
Kahn, R. L.: Delusions About Children Following Brain Injury, J. Hillside Hosp.,
5: 290-301, 1956, (with Weinstein, E. A. and Morris, G. 0.).
Korin, H., Fink, M. and Kwalwasser, 8.: Relation of Changes in Memory and
Learning to Improvement in Electroshock, Conf. Neurol. 16: 88-96, 1956.
Lurie, Abraham, Miller, Joseph S. A., Bellak, L., Black, B. F.: Rehabilitation of
the Mentally Ill Through Controlled Transitional Employment, Amer. Orthopsychiatric Assoc., 1955 Annual Meeting. Also, Digest of Neurology and Psychiatry,
July 1956, Institute of Living.
Lurie, Abraham: Book review—Delinquent Boys by Dr. Albert K. Cohen, J. Jewish
Communal Services, Summer 1956.
Lurie, Abraham: Integrating Services for Improved Patient Care; Discussant at
50th Anniversary of Social Service Dept. of Mt. Sinai Hospital, October 18,
1956.
Lurie, Abraham: Identifying Casework Responsibility in a Multi-Discipline Health
Setting; Workshop Chairman, National Conference of Jewish Communal Service,
1956.
Pinsky, Louise: The Impact of Mental Illness on a Patient’s Family, Jewish Communal Service, Spring 1956.
Pollack, M. and Kahn, R. L.: Unilateral “Spatial Agnosia” (“lnattention”), Brain,
79: 68-93, 1956, (with Battersby, W. S. and Bender, M. B.).
Wachspress, M., Blumberg, A. G., Fink, M. and Miller, Joseph S. A.: Evaluation
of High-Dose Reserpine Therapy for the Relief of Anxiety, J. Hillside Hospital,
5: 67-77, 1956.
Zierer, Ernest and Zierer, Edith: Dynamics of Creative Therapy; Presented at the
University Clinic in Tubingen, Neckar, Germany.
Zierer, Ernest and Zierer, Edith: Structure and Utilization of Creative Therapy;
Presented at the Institute of Psychotherapy and Depth Psychology in Stuttgart,
Germany.
Zierer, Ernest and Zierer, Edith: Non Artistic Creative Activity; Presented at the
Art Academy of Stuttgart, Germany.
Zierer, Ernest and Zierer, Edith: Seminar on Creative Therapy as applied at
Hillside Hospital and Extramurally; Presented at the meetings of the Zierer
Study Group in Stuttgart, Germany.
Zierer, Ernest and Zierer, Edith: What is Creative Therapw Presented at the
broadcast over the Suddeutscher Rundflunk “Millelwelle.”
Zierer, Ernest: Dynamics of Creative Therapy; Presented at the National Psychological Institute for Psychoanalysis, New York.
Zierer, Ernest and Zierer, Edith: Structure and Therapeutic Utilization of Creative Activity, Amer. J. Psychotherapy, 10: 481-520, July 1956.
'

‘

20

�TEACHING AND TRAINING
The Resident Training Program at Hillside continues to emphasize the interrelation between the training program and the treatment program. Each resident
carries a case load of about 15 patients under the supervision of staff and
visiting instructors, and attends lecture conferences conducted by the medical
directors. Lecture seminars in the fields of psychopathology and psychotherapy,
and reading seminars, are conducted by special instructors chosen from the
hospital staff. Qualified residents are assigned to the department of Experimental Psychiatry for clinical and other psychiatrical research projects. During
the year there were 18 residents in training.

The Resident Training
Program

The hospital training program extends also to Clinical Assistants in the Outpatient and After-care clinics and on-the-job training of personnel. Regular lec-

Training for other
staff members

The Sunday Clinical Conferences, open to and attended by psychiatrists and
other professional personnel and by outstanding visiting physicians, are part of
the resident training program and are based on cases prepared by the residents.
They continue to make a significant contribution to the training picture on the
New York Psychiatric scene.

Sunday Clinical Conferences

The Annual Israel Strauss Lecture, established in 1955 in honor of Hillside’s
founder and late president, was delivered this year on April 8th. The speaker
was William Malamud, MD, Professor and Chairman of the Department of
Psychiatry and Neurology of the Boston University of School of Medicine. His

Israel Strauss Lecture

Hillside's Committee on Community Education continues active and its program
of lectures to the laity promote interest and understanding of mental hygiene
problems in the community.

Community Education

The Medical Library, considerably enlarged by the acquisition of the entire medical library of the late Dr. Israel Strauss, was able this year to increase its services and usefulness to the staff by the employment of a full-time librarian.

Medical Library

The Journal of the Hillside Hospital again showed an increase in the number
of its subscribers, an indication of the prestige and general acceptance it enjoys.
A 504 page Israel Strauss Memorial Volume containing articles by psychiatrists
and other friends of Dr. Strauss, was published in 1956.

Journal of the

tures and conferences are scheduled for nurses and attendants, social workers,
members of the various adjunctive services and for affiliating students from
other educational institutions.

subject was “Current trends in basic psychiatric research.”

Hillside Hospital

21

�REPORT OF THE ADMINISTRATOR
Deficits

While the cost of running the Hospital increased again, from $1,175,635 to

$1,326,454, the deficit this year has been substantially reduced because the
City of New York increased its contribution toward the care of the indigent
mentally ill from $14 to $16 a day.
The average number of patients per day. 192, remained the same as last year
—97% of capacity. However the length of stay increased somewhat and the
total number of patients treated was 561 this year compared to 575 in 1955.

Comparison of costs:
1955-1956 . . .

Salaries
Food

.

.

.

.

Maintenance and Grounds
Administrative EXpenses
Medical Supplies .
Repairs and Replacements
Clinics .

.
.

.
.

Total
Total No. Patients
Total Patient Days

.

.

.

.

Average income per patient day
Average cost per patient day
Average loss per patient per day

.

.

.

.

.

.

1955

1956

$732,977
106,397
50,551
67,017
28,130
25,279
165,284

$797,805
113,428
59,436
82,608
23,950
35,105
214,122

$1,175,635

$1,326,454

575
69,903

561

70,189

$14.45
$15.34

$15.44
$15.84

$

.89

$

.40

Costs of expanded
out-patient services

should be noted that the largest portion of the $150,819 increase was used
for expansion of the Out-patient service. This increase was entirely offset by
grants from the New York City Community Mental Health Board, the State
Mental Health Authority, and increased subvensions from the Federation of
Jewish Philanthropies. Increases in salaries reflect a rise in salaries and salary
rates rather than an increase in personnel. Other increases reflect the general
pattern of rising costs for goods and services.

Costs of the Israel Strauss
Adolescent Pavilion

1956 it was decided to compute the costs of running the Israel Strauss
Adolescent Pavilion separately from those of the main hospital. While the
pavilion operates as an integral part of the hospital, it is a new and costly
experiment, which, if included, somewhat distorts the general operating picture.

It

In

The operation of the Adolescent Pavilion showed a deficitof $37,752, an
increase of 13% over 1955. The difference is entirely accounted for by salaries
for additional personnel found necessary for successful operation.
Maurice Bachrach

22

�SOCIETY OF THE HILLSIDE HOSPITAL
‘President

. . .

Alvin E. Coleman

*Chairman of the Board Roy Foster
*Honorary Chairman of the Board Leon Lowenstein
*Vice-President Dudley D. Shoenfeld, M.D.
*Vice-President D. Herbert Beskind
‘Vice-President George W. Galinger

Manuel Lee Robbins
+Treasurer Alfred Levinger
‘Ass’t Treasurer Arnold S. Askin
Ass’t Secretary Hilda Strauss
Assistant Secretary Alfred Appel

'Secretary

Board of Directors
A.

Leon Lowenstein“

Roy Foster"

Jacob Abrams

George W. Galinger‘
Arthur Garson
Maurice Glinertt
Mrs. Henry Goldman, Jr.
Meyer Goldstein
Louis A. Green
M. Victor Leventritt
Alfred Levinger?
Morris L. Levinsonrl:
Milton B. Loeb
Sandor Lorand, M.D.

Alfred Appel
Arnold S. Askin“

John M. Bendheim
D. Herbert Beskind‘
Saul Blickman
Alvin E. Coleman
Morris David
Edwin Elson1~

Thomas Epstein
Arthur C. Fatt‘
David Finkle
David Finn:

Charles H. Meyer“
Arthur Murray
Manuel Lee Robbins”
lrving Rosenbaum
S. H. Scheuer“
Walter Scheuer
Dudley D. Shoenfeld, M.D.‘
Harry Silverson
Hilda Strauss
Nathan Wigod
Morton 8. Wolf
Walter D. Yankauer

Chairmen of Standing Committees
Medical Affairs Committee
D. Herbert Beskind

Executive Committee
Roy Foster

House and Grounds Committee
George W. Galinger
Co-Chairmen
Nathan Wigod

Jewish Hospital
Coleman

Liaison Committee—L.
Alvin E.

I.

Legal Committee
Charles H. Meyer

Publicity Committee
Arthur C. Fatt

Finance Committee
Arnold S. Askin
Social Service Committee
Hilda Strauss

Personnel Committee
Meyer Goldstein

‘Executive Committee Members

tDeceased in 1956
*Elected in 1956

23

�PROFESSIONAL AND ADMINISTRATIVE STAFF
Medical Director
Joseph S. A. Miller, MD.

Associate Medical Director
Simon Kwalwasser, M.D.

Administrator, Maurice Bachrach, B.S.
George Yessin, M.D.
Jack H. Tabor, M.D.

Supervising Psychiatrists
Gerhard Schauer, M.D.
Martin A. Green, M.D.

Robert Navarre, M.D.
Eugene Glynn, M.D.

Supervising Psychiatrist
Israel Strauss Adolescent Pavilion
Alice Slater Stahl, MD.
Director of Out-Patient Services
Robert R. Luttrell, MD.
Director of Research in Experimental Psychiatry
Maximilian Fink, M.D.

Internist, Arnold Blumberg, MD.
Director of Laboratories, Harry Goldenberg, Ph.D.

Resident Staff
Ruth Adams, M.D.*
Stanley Brodsky, M.D.
Frederick Coleman, M.D.
Warren Cox, M.D.
Ilhan Ermutlu, M.D.
Harold Esecover, M.D.

Stefano Fajrajzen, M.D.
Marie Friedman, MD.
Stanley M. Friedman, MD.
Ruth Fuchs, M.D.

Harold Galef, MD.
Robert S. Gilbert, M.D.
Eugene D. Glynn, M.D.“
Victor Goldin, MD.
Michael Gould, MD.
David N. Graubert, M.D.*
George E. Gross, M.D.*
Peter Guggenheim, M.D.+
A. Russell Lee, MD.

Joel Markowitz, M.D.*
Robert Nodine, MD.
Paul Pressman, M.D.
Arthur Root, M.D.
Jack R. Royce, M.D.*
Robert Shaw, M.D.*
Charles G. Silverman, M.D.*
Myron Stein, M.D.
Morton Wachspress, M.D.

Leon Lefer, M.D.

Other Professional St aff Heads
Nathalie Burbach, R.N., M.A. Director of Nursing
Abraham Lurie, M.S.S.W. Director of Social Service
Abraham Levine, Ph.D. Director of Psychology
Ernest Zierer, Ph.D. Director of Creative Therapy
Eileen P. Fisher, B.S. Director of Occupational Therapy
Zetta Putter, M.S. Director of Group Activities
Angelina Canavan, B.A. Dietician

Department Heads
Dorothy Croghan Accounting Supervisor
Lillian Dailey Office Manager
Thomas R. Lumley Superintendent of Buildings &amp; Grounds
Sarah Travers Executive Housekeeper
‘Completed residency in 1956
fin military service

24

�MEDICAL BOARD
*President
*Vice-President

‘Secretary

. . .

M. David

Sidney Tarachow, M.D.

Sidney

L.

Green, M.D.

Epstein, M.D.

*Treasurer
*

Ex-President

David Warshaw, M.D.

Samuel Atkin, M.D.

Psychiatrists
Samuel Atkin, M.D.‘
Arnold Eisendorfer, MD.
M. David Epstein, M.D.“
Margaret E. Fries, M.D.*
I. Peter Glauber, M.D.
George S. Goldman, M.D.
Sidney L. Green, M.D.‘

William Karliner, M.D.
Sylvan Keiser, M.D.

Sarah R. Kelman, MD.
Emanuel Klein, M.D.
Sidney Klein, M.D.“
Samuel 2. Orgel, M.D.
H. L. Rachlin, M.D.“

Lawrence J. Roose, M.D.
Irving J. Sands, MD.
Robert A. Savitt, M.D.*
Martin Schreiber, M.D.
l’sidor Silbermann, M.D.*
Otto Sperling, M.D.
Sidney Tarachow, M.D.‘

Non-Psychiatrists
Director of Department of Medicine
Lester Cohen, MD.

'Director of Department of Surgery

Director of Department of Neurology
Morris B. Bender, M.D.

Director of Department of Gynecology
Julius Jarcho, MD.

‘Department of Dentistry

David Warshaw, MD.

Paul Scheman, D.D.S.

Chairmen of Standing Committees
Adolescent Pavilion
Sidney L. Green, M.D.

Education of Resident Staff
Arnold Eisendorfer, M.D.

Community Education and Public Relations
Robert A. Savitt, M.D.

Group Psychotherapy
Samuel 2. Orgel, M.D.

Credentials Committee for Psychiatric
Staff and Promotions
Martin Schreiber, M.D.

Manhattan After-Care Clinic
Sarah R. Kelman, M.D.

Credentials Committee for Non-Psychiatric
Staff and Promotions
David Warshaw, M.D.

Credentials Committee for Resident Staff
Sidney Klein, M.D.

Queens Out-Patient Clinic
William Karliner, M.D.
Research Committee
Hyman L. Rachlin, M.D.
Publications Committee
I. Peter Glauber, M.D.

Journal Sub-Committee
Sidney Tarachow, MD.
'Ex-officio

25

�CONSULTING, ATTENDING AND
VISITING STAFFS: AND CLINICAL ASSISTANTS
Consultants
Psychiatry
Leonard Blumgart, M.D.
Sandor Lorand, M.D.
Nathaniel S. Selby, M.D.
Dudley D. Shoenfeld, M.D.
A. M.

Rabiner, M.D.

Medicine
Alfred Angrist, M.D.
Morris S. Bender, M.D.
Oscar Levin, MD.
I. Jesse Levy, MD.

Neurology
Hans Strauss, M.D.

I.

S. Wechsler, M.D.

Dentistry
Morris Fierstein, D.D.S.

Attending Psychiatrists
Samuel Atkin, M.D.
Arnold Eisendorfer, MD.
M. David Epstein, M.D.
Margaret E. Fries, MD.
I. Peter Glauber, M.D.
George S. Goldman, M.D.
Sidney L. Green, MD.

William Karliner, M.D.
Sylvan Keiser, M.D.
Sarah R. Kelman, M.D.
Emanuel Klein, M.D.
Sidney Klein, M.D.
Samuel 2. Orgel, M.D.

Hyman L. Rachlin, M.D.
Lawrence J. Roose, MD.

Robert A. Savitt, M.D.
Martin Schreiber, M.D.
lsidor Silbermann, M.D.
Otto Sperling, M.D.
Sidney Tarachow, M.D.

Associate Attending Psychiatrists
Frank Berchenko, M.D.
Cornelius Beukenkamp, M.D.
Mark L. Gerstle, Jr.+

Soll Goodman, M.D.
Attilio Laguardia, M.D.

Samuel R. Lehrman, M.D.
Abraham S. Lenzner, M.D.
Martin H. Orens, M.D.

Abraham Kaplan, M.D.
Louis Kaywin, M.D.
Bruce Kendall, M.D.
George P. Krupp, M.D.
Peter Laderman, M.D.
Nathaniel S. Lehrman, M.D.
Harold S. Leopold, MD.

William W. Pike, M.D.

Adjunct Attending Psychiatrists
Edward R. Adelson, M.D.
Renato J. Almansi, M.D.
Herman S. Alpert, M.D.
Irving L. Bauer, M.D.
Milton M. Berger, M.D.

Lionel H. Blackman, M.D.
Isadore H. Cohn, M.D.

Alexander J. Friedman, MD.
Albert E. Goldbert, M.D.
Albert Harrison, MD.
Thomas Hora, M.D.
tResigned in 1956

26

David Milrod, M.D.
Hugh Mullan, M.D.

Helene Papanek, MD.

Benjamin B. Rubenstein, M.D.+
Irvin Salan, M.D.
Frederick F. Shevin, M.D.
Jay Stanton, M.D.
Aaron Stein, M.D.
Samuel Tabbat, M.D.
Fred U. Tate, M.D.
Leonard Weinroth, M.D.
Herbert Wieder, M.D.
Arthur Zitrin, M.D.1-

�Visiting
Director Lester Cohen, MD.
Visiting Physician George Sabrin, M.D.
Visiting Physician L. Rosenblum, M.D.
Visiting Physician A. Blumberg, MD.
Associate Physician M. Kalkstein, M.D.
Associate Physician J. Weinstein, M.D.
Visiting Neurologist

Medicine
Adjunct Physician A. L. Berger, M.D.
Adjunct Physician W. B. Brett, M.D.
Visiting Dermatologist C. Stritzler, M.D.
Associate Dermatologist Joel Schweig, MD.
Adjunct Dermatologist N. Goldfarb, MD.
Neurology

Morris B. Bender, MD.
Associate Neurologist
Adjunct Neurologist Harry Harter, M.D.

Director David Warshaw, MD.
Visiting Surgeon Sidney Hirsch, M.D.
Visiting Neurosurgeon Joseph Siris, M.D.
Visiting Urologist L. G. Goldberg, MD.
Adjunct Urologist Albert Sutton, M.D.
Visiting Orthopedist A. H. Lewert, M.D.
Director Julius Jarcho, MD.
Visiting Gynecologist M. Warner, MD.
Visiting Gynecologist H. Dubrow, M.D.

Surgery

Kurt Adler, M.D.

Associate Orthopedist J. Schneiderman, M.D.
Visiting Proctologist B. Warner, M.D.
Visiting Ophthalmologist E. Seretan, M.D.
Associate Ophthalmologist A. Minsky, M.D.
Visiting Otolaryngologist S. Clayton, M.D.
Visiting Anesthesiologist Georges Bean, M.D.

Gynecology
Associate Gynecologist Jack Cohen, MD.
Associate Gynecologist B. Greenblat, M.D.
Adjunct Gynecologist Eugene Streim, M.D.

Radiology
Visiting Radiologist Bernard Epstein, M.D.

Director Paul Scheman, D.D.S.
Associate Director J. G. Rubin, D.D.S.
Associate Stanley Spiro, D.D.S.
Associate Dentist B. Schwaid, D.D.S.
Adjunct Dentist B. Lebow, D.D.S.
Adjunct Dentist H. Lewis, D.D.S.

Dentistry
Adjunct
Adjunct
Adjunct
Adjunct
Adjunct
Adjunct

Dentist
Dentist
Dentist
Dentist
Dentist
Dentist

H. Adler, D.D.S.

J. Goldberg, D.D.S.
S. Platt, D.D.S.
S. Plotnick, D.D.S.
E. Friedman, D.D.S.
M. Protell, D.D.S.

Optometry
Staff Optometrist Edward L. Steinberg, O'.D.
Podiatry
Staff Podiatrist Sam Sokolov, Pod.

D.

27

�Clinical Assistants in Manhattan and Queens Clinics
_

Lester I. Abend, ‘M.D.
Ruth Adams, M.D.
Romano Antonelli, M.D.
Howard Boskey, MD.
Paul Bradlow, M.D.
Arline Caldwell, M.D.
Mischa Caplan, M.D.
Dominick J. Carlisi, M.D.
Lionel Chertoff, M.D.
Rita M. Chalef, M.D.
Gloria Chung, MD.
Julius Colantuond, M.D.
Fred Dalton, M.D.
Edward Einhorn, M.D.1-

Joseph Feldman, M.D.+
Philip Friedland, M.D.t

Hans Freymuth, M.D.1Arthur Gillman, M.D.t
Harry Gonda, MD.
David Graubert, M.D.
Martin Hurvitz, M.D.
Howard Hess, M.D.
Gunthar Jacob, M.D.
Wilbur Jarvis, M.D.
Buck Luria, M.D.
Meyer Monchek, M.D.
Mathias Nachumi, M.D.1-

Beatrice Nachtigal, M.D.
Iris Orens, M.D.
Edward Pinney, Jr., MD.
Joshua Ramot, M.D.
Willem W. Roosen, M.D.
Henry Rosberger, M.D.
Joseph D. Rosen, M.D.
Gabriel Rubin, MD.
Herman Tannor, M.D.
Leon Tec, M.D.
Clara Torda, M.D.
Morton Wachspress, M.D.
Irving Waitzel, M.D.l‘

tResigned 1956

STSANDL
.

are necessary to a

v

TO THE HOSPITAL
he Society. The following form, however,

se of the Hillside Hospital, the sum of
-

rty, such as bonds, stocks, etcetera,

is

serted instead of the words “the sum of

28

�l

.,v

.

I
'

I

.,

‘

,-

.

.

�Glen Oaks, Queens, New York,

�Hillside Hospital is a non-proﬁt, non-sectarian mental hospital for the treatment of

from
Patients
mental
curable
and
are
early
symptoms.
voluntary patients suffering
admitted regardless of their ability to pay.

I

Hillside provides training for physi-

cians in post-graduate psychiatry and psychotherapy and puts major emphasis on
research in all phases of treatment. The hospital considers itself a pilot institution,
ill.
the
to
the
and
human
mentally
in
efﬁcacious application of psychiatry
pioneering

I

The hospital is licensed in the New York State Department

It

is approved

of Mental Hygiene.

Medical
Council
the
in
on
by
psychiatry
for a two-year residency

Education of the American Medical Association, The American Board of Psychiatry

and Neurology and the American College of Surgeons. The Dental Department is
Association
Dental
American
the
as an approved hospital department.
by
certiﬁed

I

Hillside Hospital is an afﬁliate of the Federation of Jewish Philanthropies and a

York
Fund.
New
Greater
the
and
Fund
United
the
Hospital
participant of

M. DAVID EPSTEIN, M.D.

�I

The responsibilities and functions of the Medical
Board fall roughly into two broad categories: 1. It is a
consultative and advisory body to the Medical Director
and the Board of Directors in all matters pertaining to
medical functioning of the Hospital. In this capacity, it
assists materially in the formulation of basic policy,
and in the establishment of both short-range and long2. In addition, it
range plans, directions and goals
performs duties relative to the implementation of these
plans and policies and plays an active role in the practical day-to-day operations and needs of the hospital,
whether this be in terms of active supervision of the
junior members of the staff, supervision of the Out
Patient Clinic or the After-Care Clinic, careful and methodical screening of all candidates for positions on the
professional staff, either House or Visiting, or working
with other departments within the hospital, such as Psychology or Social Work It is not possible to report on
all the activities of the Medical Board since the last
report was rendered. However, some of the more important areas of Board activity are worthy of individual
mention During the past year, the Liaison Committee
of the Medical Board, working with the Medical Director
and Lay Board, has been able, after long and delicate negotiations, to bring to a successful culmination
the question of the establishment of a Psychiatric Service at our neighbor institution, the Long Island Jewish
Hospital. One of Hillside’s Attending Psychiatrists will
organize a staff at Long Island Jewish Hospital and will
maintain liaison with Hillside Hospital. We will be glad
to continue to render whatever assistance we can, and
we look forward to a productive, progressive collaboration between the two institutions The Journal of the
Hillside Hospital, under its able editor, has continued to
grow and is achieving ever wider recognition in the
professional world. The caliber and standards of the
publication have remained consistently high. In the ﬁeld
of publication a new project has been recommended and
will shortly be carried out, viz. a series of monographs

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on important psychiatric subjects to be issued under the
The Adolescent
imprimatur of Hillside Hospital

I

Pavilion, a pilot project established several years ago,
and a rather unique undertaking, has taken a great deal
of time and work. It has gone through a variety of growing pains in its early exploratory and experimental
period, but it is now an established and important aspect
of the Board’s interest and efforts. Although it continues
to present problems, or better, because it does, much
is being learned about problems of adolescent psychopathology and their treatment and a sizable body of
knowledge is being accumulated which will no doubt
lead to advances in understanding and to important research results. In addition, the Pavilion continues to
After much
serve as an important training facility
careful study and planning, the Medical Board has set
the machinery in motion to establish a new project. This
is to be a Child Therapy Unit, for the intensive treatment
of a selected group of children and their parents where
necessary, to be operated as part of the Out Patient Department. Such a unit would be a most valuable adjunct
to our training program and will also help in ﬁlling an
urgent need in the community. The basic set-up is ready
to start functioning as soon as one or two remaining
obstacles are overcome, and it is ardently hoped that this
plan will be brought to fruition in the very near future
Possibly two of the most important functions of the
Medical Board are the organization and supervision of
the Educational and Research Divisions of the Hospital.
Under the guiding hand of the Educational Committee,
our Resident Training Program continues to operate
most successfully and the program of formal and didactic training and supervision is more than adequate. The
Committee is constantly studying and re-evaluating the
educational program, always seeking ways and means
of reﬁning and improving teaching methods at the Resident level, a universal problem with which every training hospital has to cope. Currently, the Committee is
exploring ways of expanding and rounding out the train-

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ing program, with a View to having Hillside accredited
for a three-year residency, possibly with the aid of affiliations with other institutions. Such a development would
be eminently desirable
In the area of Research, much
has been accomplished and the Committee or the Board
charged with this responsibility has functioned most
actively. In collaboration with the Directors of the various research divisions, a large number of projects have
been studied and evaluated. In addition, several members of the Board and Attending staff are engaged in
individual research projects of great interest and promise. The Board is still seeking ways of expanding the
Research Program, broadening it to make it more inclusive and comprehensive by adding a Research Division
devoted to the more purely psychological aspects of
mental disorders. Unfortunately, our efforts thus far
have not been successful, but the search for a suitable
and available person to head such a program goes on
actively. It is with profound regret that we are compelled
to note the loss through retirement of two of our oldest
and most respected Board members— Doctors Julius
Jarcho and David Warshaw, both of whom have become
Consultant Physicians, from which lofty eminence we
trust their invaluable advice and experience will continue to be available to us A closing word now about
our view of the future. We have no doubt that Hillside
Hospital now stands at a critical point in its historical
development and evolution.Great and important changes
can be expected and far-reaching decisions will have to
be made. These changes are made necessary by the need
to expand and to be prepared to meet the exigencies of
a rapidly expanding science of Psychiatry and even
more rapidly growing community needs for service and
for trained personnel. We must gear ourselves and plan
with foresight for these changes. Hillside can and should
become a vital element in the psychiatric world and an
important training and research center. To make it such
will require Vision, courage, perhaps even daring, and
cooperation on the part of all who are associated with it.

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�//2

I

TQM/r/M'
e/0 poéra/

In 1957, Hillside saw many changes, some obvious,
some not yet evaluated, in attitude and treatment, in
ﬁnancial status, in acceptance in the eyes of the comI
of
am
constructive
these
For
signs
progress,
munity
happy to commend our staff, the professional and nonprofesslonal personnel, the Medical Board and the everready help and unselﬁsh interests of the Board of DirecAs a non-proﬁt, non-sectarian hospital for the
tors
treatment of voluntary patients suffering from early and
curable mental symptoms, the function of Hillside as a
teaching and research center has enabled it to pioneer
in many forms of therapy. To help in this area, an unusual number of grants were awarded to Hillside in 1957.
Some $256,400 were allocated for research and nonthe
contributions
Of
the
making
up
operating purposes.
grants, the largest was $104,800 from The Ford Foundation. Other sums were: Max Einhorn Estate, $50,000,
Hillside Hospital Board of Directors, $50,000, and the
US. Public Health, Institute of Mental Health, $35,000
Increasing attention from the nation’s press is being
focused on the research, training and therapy programs
of leading mental hospitals. We believe this is of great
help to everyone in the ﬁeld of mental health. No small
share of this publicity was directed at Hillside Hospital
during 1957 However successful this side of Hillside’s
remained
still
the
in
on
1957,
emphasis
was
program
the patient. At Hillside, the ﬁrst person a patient sees

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is his doctor. The large medical staff is concerned with
various aspects of his recovery, but the doctor assigned
to each patient is the most important person to look to
for treatment, consultation, advice and help. The social
worker assigned to help with the problems of the

patient outside the hospital, as well as within its walls,
stays with him as long as needed. The nurses and
attendants offer to the patient the understanding of
A new
special training and constant association
booklet dealing with these aspects of a patient’s relationship with the staff, and endeavoring to answer his
questions and allay his doubts, has been written and
made available to patients and their doctors, as well
In 1957,
as consultants and interested researchers
the three alternate ways of dealing with Hillside’s
patients and their varied needs evolved more strongly.
A patient is helped to rejoin his family and the community not only by Hillside but by the various private
and state employment groups, interested voluntary
organizations, as well as the family which ideally gained
new insight and understanding under the guidance of
the social service worker He may need the continued
attention of a social service worker, sometimes for as
long as eight months. A continuous relationship such as
this gives anchorage and stability to the patient. Should
further psychotherapy be needed, he is referred to the
After-Care Clinic, the Jewish Family Service, or other

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When the discharged patient cannot
be sent back home, because the original environment is
not suitable to maintaining recovery he is placed in
private residence care through our liaison with the
Jewish COmmunity Services of Long Island. Happily
settled in newer, more sympathetic surrounding, the
patient then can be seen in therapy for six to eight
months. This time limit is arbitrarily set in the belief
that the patient can be moved to a dynamic effort to
With the entire emphasis of
recover more quickly
Hillside on an “open hospital,” the tendency more and
more is to treat and hold the patient so far as possible
in his normal environment. Carrying this a step further,
Hillside now believes that its future lies not in enlarging
the hospital’s facilities, but in expanding the pré-hospital
The main orienguidance, and Out Patient Service
tation, therefore, of the patients and staff at Hillside
is to the inevitable return to the community and useful
citizenship. The goal of the hospital’s treatment services.

organizations

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both at the in patient and out patient levels, is to provide
the best qualitative treatment for our patients, so that the
result, ideally, is not merely an improved or recovered
individual, but an improved or reclaimed family unit
or small segment of the present and future community.
Joseph S. A. Miller, M.D.

�I 1957 was a good year for Hillside Hospital, and no

apparent recession set in, with regard to the work of the
hospital, or the demands made upon it were concerned.
During the year, new ideas were presented and developed, such as the training of registered nurses in psychiatry at Hillside, in collaboration with the Queens
Medical College. This plan inured to the beneﬁt of the
hospital in that some of the nurses remained to practice
with us. Additional funds secured from the New York
City Community Mental Health Board and the Nassau
County Mental Health Board permitted the further expansion of services in the Out Patient Clinic where, at
the end of 1957, we were treating 205 patients each
week
We suffered a great loss through the death of
our long time Treasurer, Alfred Levinger, who had been
one of the original founders of the institution. During
1957, the Board of Directors created the new position
of Honorary Director, and the first Director so honored
was Mrs. Israel Strauss, the wife of the founder of our
institution. Saul Blickman, one of our directors ‘of long
One of the most
standing, was similarly honored
important events of the year was the appointment of
Dr. Lewis L. Robbins as Director of Professional Siervices. Dr. Robbins, a nationally known psychiatrist, who
has been with the Menninger Foundation for 18 years,
will join the Hillside staff in July 1958 Our research
work has continued and expanded through the ﬁnancial
aid of several government organizations and private

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ﬂﬂﬂﬂﬂ/ﬂ

'

foundations, as well as donations of the Hillside Board
of Directors. During 1957, the staff of the Department
of Experimental Psychiatry extended our knowledge
of the way various treatments affect our patients and
have clariﬁed our understanding of electroshock, insulin
coma, and the newer tranquilizers. Their studies have
been presented before national and local psychiatric
and psychologic societies, and eight reports have been
published during the year. Three reports were presented
at the International Congress of Psychiatry in Zurich
and of Psychology in Brussels during the summer The
need for greater research efforts is apparent to all who
are even casually interested in this ﬁeld of health, and
it does seem incumbent upon the governments of the
United States and of each state, as well as private funds,
to offer more generous support for these efforts. But
surely, within the foreseeable future, progress will be
made and we, at Hillside, are not alone in believing
this. At the 1957 convention of the American Hospital
Association, Dr. Julian P. Price, Chairman of the Joint
Commission on Accreditation of Hospitals of the American Medical Association said: “The chemical nature of
certain mental diseases will be discovered and their
control brought about through the giving of drugs.”
RecognizingIthe tremendous human values this will
have, not to mention the enormous dollar savings, let us
try our best to hasten this day with our own efforts
and money.

I

ALVIN E. COLEMAN

�of
545
total
treated
patients.
Hillside
a
1957,
Admissions and Discharges—1n
with an average daily census of 192. New admissions totalled 81 and readmissions
after
been
an
had
discharged
351
of
the
end
patients
the
32.
totalled
By
year,
of
summaries
statistical
the
is
similar
to
data
This
average stay of 182 days.

recent years.

%/tm/

/
MARRIED
F

No. of patients treated

Males
Sex
Females

Admission (13-19
(20-29
Age
(30-39

(40-49
(50-59
(60 plus
No. of patients admitted
Average no. days hospitalized (adults)

WIDOWED
M

F

DIVORCED &amp; SEPARATED
M

F

�I

In any evaluation of discharges, it is important to
realize that the terms used to denote mental condition
at the time of discharge only signify a comparison between the patient’s condition and behavior when he came
to the hospital and when he left, a relatively short period
The following comparisons use terms which are
deﬁned as follows. Unimproved means there has been

I

no change; improved means that symptoms or problems
have been somewhat helped but still persist to an appre-

ciable extent; much improved means that symptoms
have disappeared and the patient seemed in good condition at the hospital, but there is no certainty Of how
he will function when he gets back into his own social
and working community; recovered means that in
addition to what has been said for much improved,
there is reasonable expectation that the patient will be
able to return tO his community and function as well,
or better than he did before he became ill.

%/
,

DIAGNOSIS

ADULTS

ADOLESCENTS

/lﬂﬂ//

a)
a

TOTAL
NO. OF
PATIENTS

WHOLE

SHOCK
THERAPY

5'2

0F

INSULIN
COMA
THERAPY

%
%
RECOVERED

MUCH
IMPROVED

IMPROVED

UNIMPROVED

Psychoneurosis

63

3

66

19%

12%

10%

46%

40%

4%

Manic depressive psychosis

84

1

85

24‘}

34%

27%

43%

27%

3%

Involutional psychosis

63

63

18%

39%

22%

49%

20%

9%

1

8%

26%

50%

16%

40%

20%

40%

39%

36%

12%

118

9

127

36‘)?

Others

8

2

10

3%

Totals

336

15

351

100%

Schizophrenia

%

76%

14%

18%

13%

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giwzéw
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I

One of the main criteria for accepting. patients at Hillside is their ability to
participate proﬁtably in psychotherapy. Patients are seen individually three
times a week for psychoanalytically oriented treatment by their assigned
psychiatrists. The psychiatrist is the leader of the hospital “team” that plans
and supervises the patient’s day-to-day treatment. The other members of the

team are a psychiatric social worker, a psychologist, professional representatives of the adjunctive services—Occupational Therapy, Group Activities and
At Hillside, the staff is
Creative Therapy—and the Nursing Department
much larger in proportion to the number of patients than in other mental
hospitals. Thus, Hillside’s emphasis is entirely on the patient as an individual.
Although all the latest physical and pharmaceutical techniques are used as
needed, such as electroshock, insulin, Serpasil, treatment does not revolve
the
to
since
these
supplementary
around
only
they
techniques
are
primarily
psychotherapeutic approach. All departments bring into play the tools of
treatment, prescribed according to the patient’s particular needs, and all aimed
not only at relieving him of symptoms, but getting at the causes as well, so
that he may be returned to full usefulness as a human being.
The Psychology Department. under the direction of Dr. Abraham Levine,
continued to expand both in staff and services. In addition to six new staff
Uma
Dr.
for
Hillside
training
a
diagnostic
year’s
provided
appointments,
The Vocational CounselChowdhury, a cultural anthropologist from India
ling Program was expanded through the addition of staff members. The Department conducted 222 new adult patient examinations, 21 examinations for the
adolescent patients and 248 Out Patient examinations. 117 psychological

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discharge examinations were
administered for In Patient
adults, 8 for adolescents, and
19 for Out Patients.
The Nursing Department. under the direction of Mrs. Nathalie Burbach,
participated in all initial presentations, discharge conferences and team meetings, enabling them to offer more understanding and knowledgeable nursing
care. 36 Psychiatric Aides were trained, and 57 student nurses from Queens
College received psychiatric nursing experience. Central Islip School of Nursing continued to send student nurses for semi-weekly visits to compare opera‘
tion of state and private hospitals, and student nurses and nursing personnel
from St. Vincent’s Psychiatric Unit in Manhattan Visited to obtain information
generally helpful in the preparation of patients transferring from St. Vincent’s
The Intramural Clinic has continued to handle all major
to Hillside
An
of
hospitalization.
patients’
the
during
course
arising
physical problems
overall supervision of the effect of the drugs used in psychotherapy was conducted with special emphasis on Chlorpromazine and Meprobamate. 1756
examinations were conducted for treatment
in such specialized ﬁelds as Dermatology,
Gynecology, Medicine, Neurology, Ophthalmology, Orthopedics, Otolaryngology, Podiatry, Proctology, Radiology, Surgery and
The Dental Department made
Urology
1123 examinations including restorations,

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�extractions, prosthetic treatments, and X-rays. Under the direction of Dr. Paul
Scheman, a staff of 12 Visiting dentists continued to adapt consultation and
treatment procedures to the special needs of the mental patient. The department,
certiﬁed by the American Dental Association, presented a series of lectures for
dentists who treat “problem patients”.

tMa/QMM/féze

gar/12w

The Occupational Therapy Department. under the direction of Eileen P.
Fisher, in order to give more intense individual treatment, registered no more
than 45 patients at a session. No therapist has more than twelve patients to
work with at a time. Though the Department treated fewer patients
per month,
the average daily attendance remained the same, since there was closer followa
up on all patients and a closer relationship with individual doctors. The Department works closely with all members of the psychiatric team, particularly the
social workers. A special class program was organized on a selective basis,
offering individual instruction in ceramics, jewelry and sewing. A student
training program is being planned as a result of approval as an alﬁliating
center for students from New York University
Lectures on the principles
and uses of Occupational Therapy in a psychiatric hospital were given to
student nurses, new personnel and visitors.

I

The Creative Therapy Department. under the direction of Dr. Ernest
Zierer and his associate, Mrs. Edith Zierer, continued experiments with con-

trolled painting tests, designed as a psychodiagnostic tool to stimulate the
patient into projecting his unconscious conﬂicts by painting. An
average of 42
patients were treated daily. A total of 4,509 paintings were analyzed and a
total of 1,593 tests administered A new questionnaire form of tests
was added
to help the patient gain insight into his actions and reactions. The
patients
are encouraged in regularly scheduled individual sessions to give verbal
interpretations of their paintings within the framework of the situation, also
tied in with the test results
Lectures were given to visiting psychiatrists,
social workers and students.

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�@ﬁéﬂ/ [lﬂﬂ/
ﬂ

@ammmw/ /

�I Hillside Hospital believes in treating the mental

patient within the community, rather than in
isolation, away from family and familiar surroundings. Directly responsible for improving
communications between the patient, his family
and his community is Hillside’s Department of
Social Services. Under the direction of
Abraham Lurie, the Department works to help the
patient keep his place in society, and return to it
In 1957, the Dea better, more useful citizen
partment was reorganized to include the Group
Work Division. The Department, therefore, now
consists of two divisions: The Casework Division,
directed by Louise Pinsky, an assistant director
of the Department, and the Group Work Division,
directed by Arnold Eisen, also an assistant director of the Department As a result of this merger
of staffs, there have been several improvements
and developments in the program offered patients,
and it is believed that the goal of integrating the
patient with his family and the community is
closer through these changes.
The Casework Division. with the knowing cooperation of the patients and their families, works
to maintain and strengthen family ties, and to

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solve, with the patients, their individual problems
of rehabilitation. Through the Division, the hospi-

tal reaches out from the patient to the family to
the community. This link is established and maintained before the patient enters Hillside and continues for as long after the patient has left the
hospital as seems necessary. In dealing with the
realities of the home and the community situations that have contributed to the problems of the
patient, the Division is concerned with such speciﬁcs as working opportunities, living arrangements, care of children, care of aged and interim
ﬁnancial support
Last year, a total of 1,566
applications for admission to the hospital were
received. The majority of referrals (89%) came
from the New York City area, but applications
were received from every geographic section in
this country and also as far away as Brazil As
in previous years, twice as many female applicants
as male applicants sought admission. Patients
were referred by psychiatrists, social agencies,
hospitals, churches, synagogues, courts, schools,
trade unions, as well as by communities, expatients, and through publicity. Of particular
signiﬁcance was the fact that the percentage of

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patients not found suitable for admittance was
19.2%, as compared with 25% the previous year
and 26% in 1955. Thus, the trend, started two
years ago, after the establishment of an Intake
Service, continues to demonstrate the effectiveThe activity
ness of pre-screening applications
of the casework division is reﬂected in the following statistics:

I

Interviews with patients,
including Out Patient Dept.

and Adolescent Unit .................... 5,110
Interviews with relatives,
including Out Patient Dept.
and Adolescent Unit .................... 5,860
Collateral Interviews ............................ 186
Interviews with discharged patients ............ 253
Interviews with relatives of
discharged patients ...................... 256
Telephone contacts with social
agencies ...................................... 5,425
Telephone contacts with relatives
of patients .................................... 10,077

The Group Work Division is concerned with

�providing a milieu in which patients can form
social relationships, assume responsibilities, develop new interests and learn new skills and so
begin to ﬁnd places, ﬁrst in the hospital community, and then in the outside community Among
important developments this year was an orientation and intake program designed so that the new
patient, helped by the social group worker,
quickly learns the social structure of the hospital,
and examines some of the groups available to him.
With help, he makes preliminary choices based
on previous experience as well as current social
interest and need As part of the trip program,
another new development, patients go to bowling
alleys, ice and roller skating rinks, and restaurants. Some patients undertake longer trips to
museums, the United Nations, or other places.
Since this requires planning, it is a measure of
the group’s ability to unite in a common goal and
These new
to sustain interest in the activity
developments supplement the program which is
the patient’s most direct link with the community

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he has voluntarily left behind. With a group
worker assigned as advisor, all patients meet regularly in democratic self-government. They work

to solve their problems in living together, assume
some responsibility for group discipline, and plan
their social life. Many activities are carried out
by delegated members who serve on planning
committees to choose books and records, plan
parties and dances, and other social activities
An important aspect of life at Hillside is the
chronological grouping based on age and similarity of interest. There are currently clubs serving
all ages and giving each patient a chance to be a
member of a social unit of his choice. The Library
Group, for example, selects new books and magazines for patients from a practically unlimited
list. The Newspaper Group is responsible for the
writing and production of a monthly literary
magazine, “Inside Hillside” and other publications In addition to these self-chosen activities,
all patients participate in a series of current events
discussion groups, in order to keep informed
about daily events in the community they hope
to rejoin. Patients are encouraged to assume
leadership in all matters—and share their skills
with each other. As a result, at varying intervals
during the year, there have been patient-conducted groups in such varied activities as tennis,

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�bridge, play reading, and theatrical production
The Group Work Division operates with a
director, supervisor, four social group workers,
two graduate social work trainees, eleven undergraduate ﬁeld work students, two part-time musical teachers, and 25 part-time volunteer workers
Last year, ten graduate social workers were
placed at Hillside for specialized training. The
Division works closely with two outside organizations, The Bridge, a group of women who help
recently discharged patients to re-establish themselves socially, to find jobs, and to maintain themselves ﬁnancially while doing so, and The Hillside
League, a club for ex-patients of Hillside. Located
in quarters maintained by The Bridge, at 231
West 83 Street in Manhattan, the League offers
social club privileges to members, including
games, TV and meeting space, and, in addition,
provides special help in ﬁnding housing, employment, further treatment, and solving other personal problems in readjustment
The QueEns
OII‘I‘ Paﬁen‘l‘ Clinic. located at the
Hospital, provides psychotherapy for residents of Queens, Nassau and Suffolk Counties who are unable to afford
a private psychiatrist. Directed by Dr. Robert R.

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Luttrell, the Out Patient Clinic insures the availability of qualiﬁed specialists who focus on early
treatment and prevention of emotional illness. The
geographical location of the hospital’s clinic, in
a corner of Queens, bordering on Nassau County,
makes a resource for psychiatric care available to
one of the country’s fastest growing population
In 1957, the clinic treated 316 patients
areas
in individual psychotherapy. Of these, 134 cases
were carried over from 1956 and 182 were started
in treatment. 163 were discharged during the
year
from individual psychotherapy. Group therapy, a
new development in 1957, has resulted in six discharged of the 23 patients in the group. Eight
patients received electroshock therapy and 67
patients were seen in continuous casework. 267
psychological tests were performed and 285
patients were evaluated by the “intake” team.

I

Diagnoses of discharged patients were:
Psychoneurosis ..............................................53

Schizophrenia and manic depressive ............ 46
Involutional melancholia .............................. 9
Character disorder ........................................55

Conditions at discharge were:
Improved ...................................................... 1 14
Much improved ............................................ 20
Not improved .............................................. 29

I Average length of treatment at the clinic was

about nine months. Because the clinic is an out
patient facility, families remained intact and there
was little or no loss of jobs. As with in patient
care, fees are based on ability to pay, with the
average fee about $6 per week. (The cost to
provide this service is approximately $30 per
week.)
Another out patient service provided by
the Hospital is the After Care Clinic which operates ﬁve evenings a week at Mt. Sinai Hospital,
a convenient location for most patients. The Clinic
assists the discharged Hillside patient to resume
his community status, and deals with the immediate problems of job replacement, living and
resumption of old environmental contacts that
may have originally contributed to the patient’s
illness
Group psychotherapy was instituted on
a trial basis in this clinic during 1957 in an effort
to meet some of the continuing needs of these
patients.

I

I

�17%
mm/

%ﬁ”2ﬂ7ﬂﬂlgy
Research. When one out of ten adults is hospitalized for mental
illness every year, it is obvious that much is still to be learned
about why people become mentally ill. As much as has been
learned about the care of the mentally ill in the past 20 years,
there are still new areas to be studied, such as blood chemistry
and the delayed effects of the electroshock treatment Hillside
believes that in addition to treating mental patients, it is obligated to undertake research. So advanced is the hospital’s outlook that it is one of the few mental hospitals with a biochemistry
laboratory. Although the amount of current research on the
subject of mental illness is inﬁnitesimally small, Hillside employs a staﬂ of scientists and trained researchers seeking the
answer to why people become mentally ill and a surer knowledge
of how treatment effects the improvement of mental patients
The Department- of Experimental Psychiatry. during 1957,
under the direction of Dr. Max Fink, completed the ﬁrst phase
of its studies on the mechanism and effects of therapeutic techniques presently employed. Following the elucidation of the
neurophysiologic and psychologic bases of the process of convulsive therapy, a control convulsive-subconvulsive study was
undertaken in 1956 and completed in 1957. This study clearly
demonstrated the changes in brain function which are the
necessary prerequisites for change in behavior; and the psychologic, sociologic and language aspects which are fundamental
In concurrent
to “improvement” after convulsive therapy
studies, the equivalence of chlorpromazine therapy for insulin
coma, and the advantages of newer drug therapies were demonstrated in a chlorpromazine-insulin coma control study. Consequent upon these observations, an hypothesis of the mode of
action of tranquilizers was described and a program of be-

I

I

I

I

havioral assay of new drugs undertaken
Basic studies into
patterns of communication continued. By applying new techniques of psycholinguistics, objective methods of evaluating
behavioral change and “improvement” were described and are
now being tested. Studies in tactile and visual perception, neurophysiologic and psychologic bases for individual differences
in response to drugs and convulsive therapy, and biochemical
changes in spinal fluid after induced convusions continued
Support for this program increased through grants from the
Foundation’s Fund for Research in Psychiatry, the National

I

�Institute of Mental Health, and the Psychopharmacology Center
of the National Institute of Health. A research grant of $31,700
was awarded to Hillside by the Foundation’s Fund for Research
in Psychiatry. The grant was given to Dr. Joseph Jaffe of the
hospital’s Department of Experimental Psychiatry for research
in the nature of the psychiatric interview.

The Biochemistry Department was concerned principally
with blood enzyme levels in the hospital patients and with their
urinary alkaloid excretion patterns. Results of a third study
ﬂatly contradicted European reports of a blood test for schizophrenia. Under the direction of Dr. Harry Goldenberg, laboratory co-workers determined that serum cholinesterase levels in
patients receiving electroshock therapy vary according to sex,

with female patients generally higher. Work with rats suggests
that these ﬁndings may be related to an abnormal adrenal
metabolism Preliminary studies on the more acutely ill mental
patients revealed an excessive excretion of aromatic metabolites
in the urine, in agreement with the reports of other workers.
It is not yet known whether this phenomenon has a causal
relationship to schizophrenia European claims of a blood test
for schizophrenia which is based on serum oxidase (ceruloplasmin) assay were unsubstantiated. Positive tests were
obtained in various conditions other than mental disease
(pregnancy, upper respiratory infections, cancer), while many
well-fed patients gave negative tests. It was concluded that the

I

I

European patients who were studied probably were suﬂering
from a Vitamin C deﬁciency.

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During 1957, members of Hillside’s staff were much in

demand as guest lecturers and convention speakers. As the
hospital continues to prove its value as a pioneer in the
“open hospital” philosophy, more and more demands are
made on the staff for intensive training courses, lectures and
publications. Staff members spoke at meetings of national
organizations including the American Psychiatric Association, and the National Conference of Jewish Communal Service, state groups including the New York State Society for

Mental Health, and local groups including the North Queens
Mental Hygiene Association and the Queens County Mental

Health Society

I

Staff members reported on therapy and

research and other results in a large number of professional
publications, The Journal of the Hillside Hospital, edited by
Dr. Sidney Tarachow, included articles by staff members and
also outside contributors.

�Publications 1957:
R. L.

I

Esecover. H.. Juffe. J. and Kuhn.

R. L.: Psychotherapeutic Techniques with Electroshock Patients, J. Hillside Hosp. (in press)

and Green. M. A.: Experimental studies of the Electroshock Process Dis. Nerv. Syst. ( in press)

I

I

I

Fink. M.. Kuhn.

Fink. M.. Shuw. R.. Gross. G. and Colemun. F. 5.: Comparative

Study of Chlorpromazine and Insulin Coma in the Therapy of Psychosis, J. Amer. Med. Assoc. (in press)
Threshold, EEG Clin. Neurophysiol. (in press)

I

I

Fink. M.: Lateral Gaze Nystagmus as an Index of the Sedation

Fink. M.: Individual Differences in EEG Responsivity. Read at Metropolitan EEG Society, New York, February 1957

Fink. M.: Criteria in Evaluation of Clinical Behavioral Change: Neurophysiologic Aspects. Presented at A.P.A., Round Table, Chicago, May 1957

I

and Green. M. A.: Experimental Studies of the Electroshock Process. Read at the Society of Biological Psychiatry, Atlantic City, June 1957
Therapy of Schizophrenia: Role of Alteration in Brain Function in Behavior. Presented at Int. Congress of Psychiatry, Zurich, Sept. 1957
Korin. H.: Effects of Diffuse Altered Brain Function on Perception. Presented at the XV Int. Congress of Psychology, Brussels, August 1957
Behavioral Patterns in Induced States of Altered Brain Function. Read at the New York Divisional Meeting, A.P.A., Nov. 1957
Shift for Psychiatry. Read at Metropolitan EEG Society, N. Y., Nov. 1957

81

I

Fink. M.. Kuhn. R. L.

Fink. M. and Kuhn. R. I..:

Fink. M.. Kuhn. R. L. and
Fink. M. and Kuhn. R. L.:

Fink. M.: Signiﬁcance of EEG Frequency

I Fink. M.: Effects of Diethazine on EEG and Signiﬁcance for Theory of Process of Convulsive Therapy.

Read at Eastern Association of Electroencephalographers, New York, Dec. 1957
Electroshock: Quantitative Serial Studies, A.M.A. Arch. Neurol.

I

I

I

I

Fink. M. and Kuhn. R. L.: Relation of EEG Delta Activity to Behavioral Response in

Psychiat. 78: 516-525, 1957

I

Fink. M.: A Unified Theory of the Action of Physiodynamic Therapies,

�J. Hillside Hosp. 6: 197-206, 1957

I

Goldenberg. H.. and White.

D. L.: Chromatographic, Electrophoretic and Colorimetric Procedures for the Psychotomimetic and Psycho-

therapeutic Drugs; Presented at the Meeting-in-Miniature of the Metropolitan-Long Island Sub-section, New York Section, American Chemical Society, Brooklyn, New York,

February 15, 1957

I

Goldenberg. H.. and Goldenberg. V.: Speciﬁc Colorimetric Determination of Cholinesterase Activity in Blood and Spinal Fluid; Presented at the

Meeting-in-Miniature of the Metropolitan-Long Island Sub-section, New York Section, American Chemical Society, Brooklyn, New York, February 15, 1957

Inhibition of Serum Cholinesterase by Mental Drugs, Ann. N. Y. Acad. Sci., 66: 466-467, 1957
Electroshock, J. Hillside Hosp. 6: 229-240, 1957

Juffe. J.: Criteria in Evaluation

I

Juffe. J.:

I

Green. M. A.: Signiﬁcance of Individual Variability

Study of Communication in Psychiatric Interviews. Read at the New York Divisional Meeting, A.P.A. Nov. 1957
Response to Electroshock Therapy. Presented at Electroshock Research Association, Chicago, May 1957

Induced Altered Brain Function. Read at Amer. Psychol. Assoc., New York, August 1957

Hosp. 6: 216-228, 1957

I

I

I

I

in EEG Response to

Juffe. J.:

I

An Objective

Kuhn. R. L. and Fink. M.: Personality Factors in Behavorial

Kuhn. R. L. and Fink. M.: Perception of Embedded F igurm After

Kuhn. R. L. and Fink. M.: Perception of Embedded Figures After Induced Altered

Kuhn. R. L.. Pollack. M. and Fink. M.: Social Factors in Selection of Therapy in 3 Voluntary Mental Hospital, J. Hillside

Tarachaw. S. and Friedman. S.): Perception Experiments in

241-250, 1957

I

I

I

I

I

Kuhn. R. L. and Fink. M.: Personality Factors in Behavioral Response to Electroshock Therapy, Conf. Neurol. (in press)

N. Y. Neurol. Society, N. U., Jan. 1957

Goldenberg. H.:

An Objective Study of Communication in Psychiatric Interviews, J. Hillside Hosp. 6: 207-215, 1957

of Clinical Behavorial Change: Psycholinguistic Aspects. Presented at A.P.A., Round Table, Chicago, May 1957

Brain Function, Amer. Psychol. 12: 361, 1957

I

a Study of Ambivalence. Read at Section on Neurology

&amp;

Korin. H. (with

Psychiatry of N. Y. Academy of Medicine and

Karin. H. and Fink. M.: Role of Stimulus Intensity in Perception of Simultaneous Cutaneous Electrical Stimuli, J. Hillside Hosp. 6:

Korin. H. (with Tarachow. S. and Friedman. S.): Perception Experiments in a Study of Ambivalence, Arch. Neurol.

&amp;

Psychiat. 78: 167-176, 1957

I

Karin. H. (with Tarachow. S. and Friedman. S.): The Relation of Ambivalence to Aggression and Authority in Psychoneurotic Patients. Read at Amer. Psychol. Assoc., New
York, Sept. 1957

I Karin. H.

(with Tarachow. S. and Friendman. 5.): Studies in Ambivalence. Presented before Schilder Society, New York,

Oct. 1957

I

Pollack. M.

(with Goldfurb. W. and Dorsen. M.): Pain Reactions in Schizophrenic Children. Presented at Amer. Orthopsychiatric Assoc., Chicago, March 1957

I

Polluck. M. (with

Krieger. H. P.): Oculmotor and Postural Patterns in Schizophrenic Children. Presented at Amer. Academy of Neurology, Boston, April 1957

I

Pollack. M. (with

Buttersby. W. S. and Bender.

M.

3.): Figure-ground Perception in Patients with Cerebral Tumor. Read at Eastern Psychol. Assoc.,

N. Y., April 1957

I Pollack. M. (with

�Battersby. W. S. and Bender. M. B.): Defects in Visual Perception in Brain Tumor
Patients. Presented before Int. Congress of Psychol., Brussels, July 1957
M.

I

Pollack

(with Battersby. W. S. and Bender. M. B.): Visual Deﬁcit After Brain Damage

in

Man as Measured with Rapidly-Exposed Chromatic Stimuli. Presented at Amer. Psycho].
Assoc., New York, Sept. 1957

l

Pollack. M. (with Goldfurb. A.): Cultural and En-

Vironmental Factors Affecting Complex Perception in the Institutionalized Aged. Presented
at the Gerontological Society, Cleveland, Oct. 1957

l

Pollack. M.: Brain Damage, Mental

Retardation and Childhood Schizophrenia. Presented at New York Divisional Meeting, A.P.A.
Nov. 1957
and“;

a.

I

Pollack. M. (with Goldfarb. W.): Face-Hand Test in Schizophrenic Chil-

dren, AMA. Arch. Neurol.

&amp;

Psychiat. 77: 635-642, 1957

farb. W.): Patterns of Orientation

I

Pollack. M. (with Gold-

in Children in Residential Treatment for Severe

Behavior Disorders, Amer. J. Orthopsychiat. 27: 3, 538-552, 1957

Battersby. W. S. and Bender.

M.

I

Pollack. M. (with

BJ: Tachistoscopic Identiﬁcation of Contour in Patients

with Brain Damage, J. Comp. Physiol. Psychei. 50: 3, 220-227, 1957

(with Battersby. W.

S.

I

Pollack. M.

and Bender. M. 3.): Visual Deﬁcit After Brain Damage in Man

as Measured with Rapidly-Exposed Chromatic Stimuli, Amer. Psychol. 12: 7, 468, 1957

I

Pollack. M. (with Goldfarb. W.): Cultural and Environmental Factors Affecting Complex
Perception in the Institutionalized Aged, J. Gerontol., 12: 4, 437-438, 1957

I

Zierer.

E.

(with Zierer. Edith): Leonardo Da Vinci’s Artistic Proclivity and Creative Sterility, The
American Imago, Vol. 14, No.

4«,

1957.

Each publication is a tribute to the vision of the hospital’s founder, the late Dr. Israel Strauss.

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The Residenf Training Program at Hillside continues to
emphasize the interrelation between the training program and the
treatment program. Each Resident carries a case load of about 15
patients under the supervision of staff and visiting instructors.
and attends lecture conferences conducted by the medical director. Lecture seminars in the ﬁelds of psychopathology and psychotherapy, and reading seminars, are conducted by special
instructors chosen from the hospital staff. Qualiﬁed Residents
are assigned to the Department of Experimental Psychiatry for
clinical and other psychiatric research projects. During the year
there were 18 Residents in training, 15 in the adult in patient
service and three in the Israel Strauss Adolescent Pavilion
The hospital training program extends also to Clinical Assistants
in the Out Patient and After-Care Clinics and on-the-job training
of personnel. Regular lectures and conferences are scheduled
for nurses and attendants, social workers, members of the various adjunctive services and for afﬁliating students from other
educational institutions. Included in the latter was the establishment of a very important afﬁliated training program for student
The Sunday Clinical Connurses from Queens College
ferences. open to and attended by psychiatrists and other
professional personnel and by outstanding visiting physicians,
are part of the Resident training program and are based on
cases prepared by the Residents. They continue to make a signiﬁcant contribution to the training picture on the New York
The third annual Israel Strauss Lecture,
psychiatric scene
established in 1955 in honor of Hillside’s founder and late president, was delivered this year on May 5th. The speaker was
Norman Reider, M.D., Chairman, Education Committee of the
San Francisco Psychoanalytic Institute. The topic of his lecture
As anticipated, the Medical
was “Transference Psychosis"
Library has become a very important feature of the teaching
and research activities of the hospital
The Journal of the
Hillside Hospi‘l‘al again showed an increase in the number
of its subscribers and an indication of its greater inﬂuence and
wider acceptance in the ﬁeld. Thus the Journal has met the
expectations with which it was launched in 1952.

I

I

I

I

I

��The Israel Strauss Adolescen'l' Pavilion. in its third year,
continues as a resident treatment center for a selected group of
emotionally ill girls between the ages of 13 and 17. Due to the
experimental nature of work with adolescents, only a limited
number of applicants are accepted. Because of the intensiveness of
the program, adolescent girls are kept at the Pavilion under treatment for a much longer period of time than the adult patients.
In 1957, the average period of hospitalization for the adolescents
was 300 days, as compared to 192 days for the adults

I Although

there have been recurring problems with shortages of trained
personnel, the pilot program of the Adolescent Pavilion has
proceeded as planned, and many new discoveries have been
made
The seventeen girls who Were admitted in 1957 were
afforded the opportunity for intensive psychotherapy and a well-

I

structured living experience. In an atmosphere reminiscent of
a girls’ boarding school, a professional team has worked to

make this unique program succeed. The team, under the direction of Dr. Alice Slater Stahl, includes three psychiatrists, a
psychologist, nurses, teachers, an occupational therapist, a
group activity worker, plus the non-professional help of nurses’
aides, members of the housekeeping and kitchen departments
and volunteers. A two story building includes all therapy facilities as well as dining and lounging areas. The semi-private
rooms are furnished to allow for the fact that disturbed adolescents are often more destructive than adult patients

I It is

�believed that if Hillside can work out techniques for treating

emotionally ill adolescent girls, much can be learned about the
problems of child guidance and juvenile delinquency. Certainly
much of what has been learned in the past year can be applied
to adult treatment. During the year, it was discovered that the

original plan for isolating the girls did not work out as Well
as integrating certain aspects of the program with adult activities. It has also been found that certain adolescents made more
rapid recovery when transferred to adult cottages. The plan
to let the girls attend school in the outside community was
abandoned in favor of school inside the Hospital, though sep-

arate from the Pavilion since the experience of “going to
school” is important to the youngsters
The girls became in-

I

terested in sewing and put on two fashion shows of their handiwork. One of these fashion shows was the highlight of the 10th
Annual Hillside Hospital Field Day. They also made the drapes

for the dining and recreation rooms in the Pavilion. In addition, unusual work has been done in ceramics, painting and
metals

I

Of the 120 applications received during the
year,
26 patients were screened and 17 were admitted. An
attempt
was made to evaluate each applicant to determine suitability

of $52,400 from The Ford Foundation was used to expand the

research, training and patient facilities, including extensions
and improvements of the Adolescent Girls Pavilion
During
the year, the Out Patient Clinic of the Adolescent Unit provided

I

treatment for 22 girls. Four doctors worked to provide a total
of almost 450 psychotherapeutic sessions. Two social workers
continued their casework and counselling services with the
families, and helped with vocational planning, schooling, job
hunting and social problems
The After Care program has

I

provided short term aid in the transition period between the hospital and community life, as well as longer term psychotherapy.

Work With Other Organizations. No organization dealing
with patients can operate in a completely isolated manner. Hillside’s emphasis on treatment of the patient as a whole, with
particular regard to the family, pre-admission care, and post

discharge care and follow-up, has resulted in working relationship with the following agencies whose invaluable cooperation
has made these programs possible:
ALTRO WORKSHOP

FEDERATION EMPLOYMENT AND GUIDANCE SERVICE

based not only on the criteria of illness, but upon the patient’s
ability to beneﬁt from the hospital’s facilities, as well as the

DEPARTMENT OF PSYCHOLOGY OF COLUMBIA UNIVERSITY

existing group composition at the time. There was an average
waiting period of three months after acceptance
A grant

JEWISH FAMILY SERVICE OF NEW YORK

I

JEWISH COMMUNITY SERVICES OF LONG ISLAND

NEW YORK ASSOCIATION FOR NEW AMERICANS

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This Annual Report has given a great deal of data regarding service to
patients, treatment facilities and research. It has summed up a large complex
organization’s work on behalf of the mentally ill, their families and the
community which surrounds them. A most signiﬁcant aspect of our work
is the extent to which we have been able to mobilize ﬁnancial support from
many sources. Perhaps the most concrete and rigorous index of the adequacy
of a philanthropic organization’s performance can be gleaned from the way
in which it is supported in the realistic world of ﬁnance. It is therefore
signiﬁcant that we passed this rigorous test quite successfully during 1957.
Our work received excellent support from the City of New York, through
its contributions toward the care of the medically-indigent, mentally-ill
patient. The Federation of Jewish Philanthropies of New York gave substantial help in deﬁcit ﬁnancing. Without Federation’s tremendous interest,
its constant readiness to give advice and assistance, and its careful and
generous consideration of our ﬁnancial requirements, Hillside could not
have developed the excellent and challenging programs described in this
report. Our research programs, started only a few years ago, have begun
to command increasing attention in the psychiatric world and signiﬁcant
attention—support-wise—in the community at large. More than ﬁfty percent of our research expenditures were met by outside sources, such as the
United States Public Health Service and various foundations. The total
research deﬁcit was met by contributions from our Board of Directors
and their friends Our chief items of expense are for treatment and training programs. The table below gives the comparative total cost of these
programs for 1956 and 1957.

I

The In Patient Service continued to operate at 97% of capacity, while—
at the same time—the average income per patient day followed the trend
established several years ago of rising each year, in this case by 130 per
day. The average cost per patient day, however, rose by $1.53. Therefore,
the average loss per patient day in the In Patient Service rose from 40c to
$1.80. These changes rise out of the whole complex of increasing cost of
operation. In 1956, total expenses of $1,326,454. represented a rise of
12.82% over the previous year; in 1957, with expenditures rising by
$169,238, the percentage increase was virtually the same—13%. It is
interesting to note the extent to which this year’s increase is related to

inﬂationary forces in the community, or to actual improvement or changes
in services rendered. It is therefore signiﬁcant that those aspects of expense
which are most stable and most clearly related to the price index—Salaries,
Food, and Maintenance and Grounds—rose by 7%, 5% and 5% respectively,
while the following items more clearly related to quality and quantity of
service rendered rose as follows:
Administrative Expense
20%
Medical Supplies
Repairs and Replacements
Clinics (Out Patient Service)

24%
39%
30%

Again, as in the past several years, the Out Patient Clinic Services accounted
for the largest item of increase, reflecting the continued expansion of our
preventative programs. This expansion was made possible entirely by
grants from the New York City Community Mental Health Board, the
State Mental Health Authority, the Federation of Jewish Philanthropies
of New York and, during 1957 — for the ﬁrst time — by the participation
of the Nassau County Mental Health Board. Included in the increased cost
of Out Patient Services was the expansion of the Foster Home Care Program
for discharged patients, carried jointly with the Jewish Community Services
of Long Island and made possible by the Federation ofJewish Philanthropies.
MAURICE BACHRACH

COMPARISON OF COSTS 1956-1957
1956
Salaries ................................................................ $
Food ....................................................................
Maintenance and Grounds ................................
Administrative Expenses ....................................
Medical Supplies ..................................................
Repairs and Replacements ..................................
Clinics ..................................................................

1957

797,805.
113,428.
59,436.
82,608.
23,950.
35,105.
214,122.

3 855,848.

Tofal ............ 1.326.454.

1.495.692.

Total No. Patients ................................................
Total Patient Days ................................................
Average Income per patient day ........................ $
Average cost per patient day ..............................
Average loss per patient per day ........................ $5

119,350.
62,654.
98,952.
29,811.
49,021.
280,056.

561

545

70,189
15.44
15.84

$

.40

$

69,987
15.57
17.37
1.80

�PRESIDENT—Alvin E. Coleman*
CHAIRMAN OF THE BOARD—Roy

Foster*

HONoRARY CHAIRMAN OF THE BOARD—Leon

Lowenstein‘

VICE-PRESIDENT—Dudley D. Shoenfeld, M.D.*

Herbert Beskind”
VICE-PRESIDENT—George W. Galinger*
SECRETARY—Manuel Lee Robbins*
TREASURER—~Arn01d S. Askin“
VICE-PRESIDENT—D.

ASSISTANT SECRETARY—Alfred
ASSISTANT SECRETARY—~M.

Appel
Victor Leventritt

ASSISTANT TREASURER—Arthur

Carson
ASSISTANT TREASURER—Harry Silverson
HONORARY DIRECTORS—Hilda Strauss and Saul Blickman

Board of Directors
A. Jacob Abrams

Alfred Appel
Arnold S. Askin“
John M. Bendheim
D. Herbert Beskind“
Saul Blickman
Alvin E. Coleman"
Morris David
Thomas Epstein

Arthur C. Fatt"
David Finkle
David Finn
Roy Foster“
George W. Galinger“
Arthur Carson
Maurice Glinert
Meyer Goldstein
Jacob Epstein KatzT
M. Victor Leventritt

Budd LevinsonT
Morris L. Levinson
Milton B. Loeb
Sandor Lorand, M.D.
Leon Lowenstein*
Charles H. Meyer*

'

Walter Scheuer
Dudley D. Shoenfeld, M.D.*
Harry Silverson
Hilda Strauss

Irving Weissglassi
Nathan Wigod
Morton S. Wolf *
Walter D. Yankauer“

Arthur Murray
Manuel Lee Robbins*
Irving Rosenbaum
S. H. Seheuer‘

Chairmen of Standing Committees
Foster
MEDICAL AFFAIRS COMMITTEE—D. Herbert Beskind
FINANCE COMMITTEE—Arnold S. Askin
EXECUTIVE COMMITTEE—Roy

HOUSE AND GROUNDS COMMITTEE—

George W. Galinger, Nathan Wigod—Co-Chairmen
LEGAL COMMITTEE—Charles H. Meyer
SOCIAL SERVICE coMMITTEE—Hilda Strauss
LIAISON coMMITTEE—L. 1. Jewish Hospital—Alvin E. Coleman
PUBLICITY COMMITTEE—Arthur C. F att
PERSONNEL COMMITTEE—Meyer Goldstein
PLANNING coMMITTEE—Meyer Goldstein
GIFTS AND LEGACIES COMMITTEE—Walter D.
* Executive

Committee Members
T Elected in I957

Yankauer

�Miller, M.D.
ASSOCIATE MEDICAL DIRECTOR—~Simon Kwalwasser, M.D.
ADMINISTRATOR—Maurice Bachrach, B.S.
SUPERVISING PSYCHIATRISTS—George Yessin, M.D.
Gerhard Schauer, M.D.
Robert Navarre, M.D.
Zenos M. Linnell, M.D.
Harold Esecover, M.D.*
MEDICAL DIRECTOR—Joseph S. A.

DIRECTOR, ISRAEL STRAUSS ADOLESCENT PAVILION—

Alice Slater Stahl, M.D.
SUPERVISING PSYCHIATRIST, ISRAEL STRAUSS ADOLESCENT
PAVILION, OUT PATIENT DEP’T.—Eugene Glynn,
DIRECTOR OF OUT PATIENT SERVICES—Robert

M.D.

R. Luttrell, M.D.

DIRECTOR OF RESEARCH IN EXPERIMENTAL PSYCHIATRY—

Maxirriilian Fink, M.D.
INTERNIST—Arnold Blumberg, M.D.
DIRECTOR OF LABORATORIES—Harry

Resident Staff
Norman Ackerman, M.D.
Barre Alan, M.D.
Stanley Brodsky, M.D.*
Bernard Cohen, M.D.
Frederick Coleman, M.D.*
Warren Cox, M.D.
Alan Dobrow, M.D.
Necdet Ecder, M.D.

Ilhan Ermutlu, M.D.
Stefano Faj rajzen, M.D.
Marie Friedman, M.D.
Stanley M. Friedman, M.D.*
Ruth Fuchs, M.D.”
Harold Galef, M.D.*
Robert S. Gilbert, M.D.T
Victor Coldin, M.D.*

Michael Gould, M.D.
Sherwin Harris, M.D.
Edwin Kleinman, M.D.
A. Russell Lee, M.D.”
Leon .Lefer, M.D.*
Henry Lefkowits, M.D.
Sidney Lytton, M.D.
Robert Nodine, M.D.

Goldenberg, Ph.D.

Paul Pressman, M.D.
Arthur Root, M.D.*
Alvaro Rozo, MD.
Herbert Schulman, M.D.
Myron Stein, M.D.*
Carl Towbin, M.D.
Margery Wile, M.D.

Other Professional Staff Heads
Goldie Krupa, R.N.—DIRECTOR OF NURSING

Abraham Lurie, M.S.S.W.—DIRECTOR OF SOCIAL SERVICES
Abraham Levine, Ph.D.—DIRECTOR 0F PSYCHOLOGY
Ernest Zierer, Ph.D.—DIRECTOR 0F CREATIVE THERAPY
Eileen P. Fisher, B.S.—DIRECTOR OF OCCUPATIONAL THERAPY
Arnold Eisen, M.S.S.W.——DIRECTOR OF GROUP WORK DIVISION
Angelina Canavan, B.A.——DIETITIAN

n

Department Heads

*

Completed residency in 1957
1’ Deceased 1957

Dorothy Croghan—ACCOUNTING SUPERVISOR
Lillian Bailey—OFFICE MANAGER
Thomas R. Lumley—SUPERINTENDENT 0F BUILDINGS &amp; GROUNDS
Sarah Travers—EXECUTIVE HOUSEKEEPER

snag—hr,

g
..

f

�PRESIDENT—M. David Epstein, M.D.*

VICE-PRESIDENT—Robert A. Savitt, M.D.*
SECRETARY—Sidney L. Green, M.D.*
TREASURER—Paul Scheman, D.D.S.*

Ex-PRESIDENT—Samuel Atkin, M.D.*

Samuel Atkin, M.D.*
Arnold Eisendorfer, M.D.*
M. David Epstein, M.D.*
Margaret E. Fries, M.D.
I. Peter Glauber, M.D.*

Emanuel Klein, M.D.
Sidney Klein, M.D.
Samuel Z. Orgel, M.D.
H. L. Rachlin, M.D.*
Lawrence J. Roose, M.D.

George S. Goldman, M.D.
Sidney L. Green, M.D.*
William Karliner, M.D.
Sylvan Keiser, M.D.
Sarah R. Kelman, M.D.

Robert A. Savitt, M.D.*
Martin Schreiber, M_D_
Isidor Silbermann, M.D.*
Otto Sperling, M.D
Sidney Tarachow, M.D.*

Cohen, M.D.*
DEPARTMENT OF NEUROLOGY—Morris B. Bender, M.D.
DEPARTMENT OF DENTISTRY—Paul Scheman, D.D.S.

DIRECTOR OF DEPARTMENT OF MEDICINE—Lester
DIRECTOR OF
DIRECTOR OF

ADOLESCENT PAVILION—Sidney

L. Green, M.D.

COMMUNITY EDUCATION AND PUBLIC RELATIONS—Robert

A, Savitt, M.D.

C‘REDENTIALS; COMMITTEE FOR PSYCHIATRIC STAFF &amp; PROMOTIONS——

Martin Schreiber, M.D.
CREDENTIALS COMMITTEE FOR NON-PSYCHIATRIC STAFF &amp; PROMOTIONS:—

Paul Scheman, D.D.S.
STAFF—Arnold Eisendorfer, M.D.
GROUP PSYCHOTHERAPY—Samuel Z. Orgel, M.D.
MANHATTAN AFTER-CARE- CLINIC—Sarah R. Kelman, M.D.
EDUCATION OF RESIDENT

PATIENTCLINIC—William,Karliner, M.D.
RESEARCH COMMITTEE—Hyman L. Rachlin, M.D.
QUEENS OUT

Peter Glauber,M.D.
JOURNAL .SUB-COMMITTEE—Sidney Tarachow, M.D.
‘iTDQM;MIT-'I‘EE‘FOR ADIUNCTIVE‘ SERVICES—4'1. 'Peter Glauber, M.D.
PUBLICATIONS COMMITTEE—e41.

:CREDENTIALSCOMMI‘TTEE TORSUPERVISING- PSYCHIATRIC AND RESIDENT STAFF——

Sidney Klein, M.D..
COMMITTEE FOR LIAISON WITH LONG ,ISLANDRJEWYSH HOSPITAL..—

Arnold/Eisendorfe‘r, M.D.
,

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Consultants

Psychiatry

up

OZ

Medicine

Neurology

Leonard Blumgart, M.D.
Sandor Lorand, M.D.
Irving J. Sands, M.D.
Nathaniel E. Selby, M.D.
Dudley D. Shoenfeld, M.D.

Alfred Angrist, M.D.
Morris S. Bender, M.D.
Oscar Levin, M.D.
.1. Jesse Levy, M.D.

A. M. Rabiner, M.D.

Surgery

Gynecology

Dentistry

Hans Strauss, M.D.
I. S. Wechsler, M.D.

David Warshaw, M.D.

Julius Jarcho, M.D.

Morris Fierstein, D.D.S.

George S. Goldman, M.D.
Sidney L. Green, M.D.
William Karliner, M.D.
Sylvan Keiser, M.D.
Sarah R. Kelman, M.D.

Emanuel Klein, M.D.
Sidney Klein, M.D.
Attilio Laguardia, M.D.
Samuel Z. Orgel, M.D.
Hyman L. Rachlin, M.D.

Lawrence J. Roose, M.D.
Robert A. Savitt, M.D.
Martin Schreiber, M.D.

5011

Goodman, M.D.
Samuel R. Lehrman, M.D.

Abraham S. Lenzner, M.D.
Martin H. Orens, M.D.

William W. Pike, M.D.
Aaron Stein, M.D.

Isadore H. Cohn, M.D.
Irving J. Crain, M.D.
Albert E. Goldberg, M.D.
Albert Harrison, M.D.
Thomas Hora, M.D.
Abraham Kaplan, M.D.
Louis Kaywin, M.D.

Bruce Kendall, M.D.
George P. Krupp, M.D.
Peter Laderman, M.D.
Harold S. Leopold, M.D.
David Milrod, M.D.

Irving Salan, M.D.
Frederick F. Shevin, M.D.
Jay Stanton, M.D.
Samuel Tabbat, M.D.
Fred U. Tate, M.D.
Leonard Weinroth, M.D.
Herbert Wieder, M.D.

Attending Psychiatrists

'

Samuel Atkin, M.D.
Frank Berchenko, M.D.
Arnold Eisendorfer, M.D.
M. David Epstein, M.D.
Margaret E. Fries, M.D.
I. Peter Glauber, M.D.

Isidor Silbermann, M.D.
Otto Sperling, M.D.
Sidney Tarachow, M.D.

Associate Attending Psychiatrists
Cornelius Beukenkamp, M.D.
Alexander J. Friedman, M.D.
Mark L. Gerstle, J r., M.D.

Adiunct Attending Phychiatrists
Edward R. Adelson, M.D.
Renato J. Almansi, M.D.
Herman S. Alpert, M.D.
Irving L. Bauer, M.D.
Benjamin J. Becker, M.D.
Julius Belinkoﬁ, M.D.
Milton M. Berger, M.D.
Lionel H. Blackman, M.D.

Hugh Mullan, M.D.
Helene Papanek, M.D.

�MD.
VISITING PHYSICIAN—George Sabrin, M.D.
DIRECTOR—Lester Cohen,

Rosenblum, M.D.
VISITING PHYSICIAN—A. Blumberg, M.D.
ASSOCIATE PHYSICIAN—M. Kalkstein, M.D.
ASSOCIATE PHYSICIAN—J. Weinstein, M.D.
ADJUNCT PHYSICIAN—A. L. Berger, M.D.
ADJUNCT PHYSICIAN—W. B. Brett, M.D.
VISITING DERMATOLOGIST—C. Stritzler, M.D.
ASSOCIATE DERMATOLOGIST—Joel Schweig, M.D.
ADJUNCT DERMATOLOGIST—N. Goldfarb, M.D.
VISITING PHYSICIAN—L.

VISITING NEUROLOGIST—Morris B.

Bender, M.D.T
ASSOCIATE NEUROLOGIST—Kurt Adler, M.D.
ADJUNCT NEUROLOGIST—Harry Harter, M.D.I

Hirsch, M.D.
VISITING NEUROSURGEON—Joseph Siris, M.D.
VISITING UROLOGIST—L. G. Goldberg, M.D.’r
VISITING UROLOGIST—Daniel Kaufman, M.D.
ADJUNCT UROLOGIST—Albert Sutton, M.D.
VISITING SURGEON—~Sidney

VISITING ORTHOPEDIST—A. H.

Lewert, M.D.

Schneiderman, M.D.
VISITING PROCLTOLOGIST—B. Warner, M.D.
VISITING-OPHTHALMOLOGIST——E. Seretan, M.D.

VISITING GYNECOLOGIST—M.
VISITING GYNECOLOGIST—H.

Warner, M.D.
Dubrow, M.D.

Cohen, MD.
ASSOCIATE GYNECOLOGIST—Bernard Greenblat, M.D.
ADJUNCT GYNECOLOGIST—Eugene Streim, M.D.
ASSOCIATE GYNECOLOGIST—Jack

VISITING RADIOLOGIST—Bernard

Epstein, M.D.

DIRECTOR—Paul Scheman, D.D.S.
ASSOCIATE DIRECTOR—J. G.

Rubin, D.D.S.
ASSOCIATE DENTIST—B. Schwaid, D.D.S.
ASSOCIATE DENTIST—B. Lebow, D.D.S.
ADJUNCT DENTIST—H. Lewis, D.D.S.
ADJUNCT DENTIST—H. Adler, D.D.S.’r
ADJUNCT DENTIST—S. Plotnick, D.D.S.
ADJ-UNCT DENTIST—E. Friedman, D.D.S.
ADJUNCT DENTIST—M. Protell, D.D.S.
ADJUNCT DENTIST—L. Basson, D.D.S.

STAFF OPTOMETRIST—-Edward L.
STA-FF

Steinberg, O.D_.
OPTOMETRIST—Bernard Attinson, O.D.

ASSOCIATE ORTHOPEDIST—J.

Minsky, M.D.
OTOLARYNGOLOGIST—S. Clayton, M."D.
ANE-S'THESIOLOGIST—Ceorges Bean, M.D.

ASSOCIATE OPHiTHALMOLOGIST——A.

VISITING
VISITING

STAFF 'PODIATRIST—Sam

Resigned 195;?
I Deceased 1795-7
T

Sokolov, Pod.0.

�Lester I. Abend, M.D.
Ruth Adams, M.D.*
Romano Antonelli, M.D.
Howard Boskey, M.D.

Paul Bradlow, M.D.
Stanley Brodsky, M.D.
Arline Caldwell, M.D.
Mischa Caplan, M.D.
Daniel Chansky, M.D.
Lionel Chertoﬁ, M.D.
Rita M. Chalef, M.D.
Gloria Chung, M.D.“

*

Resigned I 957

Ralph W. Clemments, M.D.
Julius Colantuono, M.D.*
Frances Colonna, M.D.
Fred Dalton, M.D.*
Irving J. Farber, M.D.
Robert D. Ferrell, M.D.
Philip Friedland, M.D.
Harvey Coldey, M.D.
Victor Goldin, M.D.
Sumner I. Goldstein, M.D.
Clara Gonda, M.D.
Harry Gonda, M.D.

David Graubert, M.D.
Howard Hess, M.D.*

Martin Hurvitz, M. D.
Gunthar Jacob, M.D.
Wilbur Jarvis, M.D.
Peritz Levinson, M.D.
Buck Luria, M.D.
Daniel Miller, M.D.
Meyer Monchek, M.D.
Beatrice Nachtigal, M.D.
Iris Orens, M.D.*
Edward Pinney, J r., M.D.

Joshua Ramot, M.D.*
William Roosen, M.D.
Phoebe Rosen, M.D.
Joseph D. Rosen, M.D.
Henry Rosberger, M.D.
J ehuda Rozanski, M.D.
Gabriel Rubin, M.D.
Charles Silberman, M.D.
Herman Tannor, M.D.“
Leon Tec, M.D.
David M. Tillim, M.D.
Clara Torda, M.D.
Aimee Wiggers, M.D.

�Hillside Hospital is a member of:
AMERICAN HOSPITAL ASSOCIATION
AMERICAN PSYCHIATRIC ASSOCIATION
FEDERATION OF JEWISH PHILANTHROPIES
GREATER NEW YORK HOSPITAL ASSOCIATION

HOSPITAL ASSOCIATION OF NEW YORK STATE
NATIONAL CONFERENCE OF JEWISH COMMUNAL SERVICE

NEW YORK STATE DEPARTMENT OF MENTAL HYGIENE
NEW YORK STATE DEPARTMENT OF SOCIAL WELFARE

NEW YORK STATE WELFARE CONFERENCE
QUEENSBORO COUNCIL FOR SOCIAL WELFARE

UNITED HOSPITAL FUND
WELFARE AND HEALTH COUNCIL OF NEW YORK CITY

We are fully accredited by:
JOINT COMMISSION ON ACCREDITATION OF HOSPITALS

1%gzlled/ZJ

”42/ QWMJ
.

OF THE UNITED STATES AND CANADA

(NO p recise words are necessar y to a valid le g ac y to the

We are approved for re51dent tralnlng by:
.

.

é % WM
.

.

Society. The following form, however, may be suggested.)

AMERICAN MEDICAL ASSOCIATION
AMERICAN DENTAL ASSOCIATION
'
We .C arr y Jom
t progr am S i n which 5 p eciﬁc s e rvice~b to p atients are ad,
,
,
mlnlstered by the hospltal and pald for by tax-supported publlc agenCIes:

I give to the Society of the Hillside Hospital, for the use 0/ the Hillside

'

_

_

Hospital, the sum of
_

$_—__—_(if

land or any speciﬁc property,

NASSAU COUNTY MENTAL HEALTH BOARD

such as bonds ’ stocks ’ ece
t ‘e r a, iS g i”e n ’ a b r'“3f

NEW YORK CITY COMMUNITY MENTAL HEALTH BOARD

should be inserted instead of the words “the sum of

NEW YORK STATE MENTAL HEALTH AUTHORITY
NEW YORK CITY DEPARTMENT OF HOSPITALS
DIVISION OF VOCATIONAL REHABILITATION, NEW YORK STATE

DEPARTMENT OF EDUCATION
NEW YORK CITY, BOARD OF EDUCATION
UNITED STATES PUBLIC HEALTH SERVICE,

INSTITUTES OF MENTAL HEALTH

We have established programs of community education and community

mental hygiene with:
QUEENS COUNTY MENTAL HEALTH SOCIETY
NASSAU COUNTY MENTAL HEALTH SOCIETY

'

descnp tio " 0/5 h 5 P r 0P3 r‘9’

$_____”).

�An aﬂiliate 0f the Federation of Jewish P/zilant/Lropies of New York

�31:!

ANNUAL REPORT

V~
A

FOR THE YEAR
1958
HILLSIDE HOSPITAL
GLEN OAKS, QUEENS, N.

Y.

��Federatwn

f

0

a partzczpant 0f- the
Fund and the Créat‘erg

��TABLE OF CONTENTS
report of the director of professional services
report of the medical director
report of the President of the Medical Board
report of the President of the Board of Trustees
treatment
psychotherapy and medical services
psychology department
intramural clinic
nursing department
department of dentistry
occupational and creative therapy
adolescent pavilion
organization chart insert
social service department
casework division
group work division
Manhattan after-care clinic
Israel and Hilda Strauss League
Queens out-patient service

Training programs
Sunday clinical conferences
Israel Strauss lectures
medical library
research
experimental psychiatry
department of biochemistry
medical department
Hillside publications
Hillside journal
grants and awards received 1958
report of the administrator
society of the Hillside Hospital

3
4
6
7

10-13
‘10

10
11
11
11

12
12
16-17

14-19
14
15
18
18
18
19
19
19
19

22-23
22
22
23
24-

25
25
27

30-32

�report of the
director of
professional services
LEWIS L. ROBBINS, M.D.

As a very new member of the staff of
Hillside Hospital, I should like to look

ahead rather than participate in a review
of the past year.
A forward-looking plan for the future
development of Hillside Hospital is essential if it is to serve best the needs of
the community today and tomorrow.
The three main areas of activity at
Hillside today are clinical service, education and research. We will never lose
sight of our primary day-to-day service,
which is the treatment of the mentally
ill. Yet to consider enlarging the capacity of Hillside—to help more of the
people who are psychiatrically ill—is
not the answer for the future. Experience of larger institutions indicates the
weakness of this approach.
When the capacity of a psychiatric
hospital is expanded beyond a certain
point, individualized treatment of patients gives way to regimentation. The
result is that the quality of clinical service falls.
It is more probable that Hillside can
best serve the community by striving to
advance our knowledge of psychiatry

for the greater good of everyone,

whether or not he is ever a patient at
Hillside Hospital; and by training professional personnel who will later make
use of what they have learned here in

other institutions throughout the
country.
The main shortage in psychiatry today
is knowledge. Although there have been
tremendous advances in the past 50
years, much remains to be learned. And
while much has been spent in the development of all types of psychiatric facilities, relatively little ﬁnancial support
has been given to psychiatric research.
It is therefore recommended that the
excellent facilities of Hillside Hospital
and its present and potential relationships with other institutions in the area
be utilized primarily for the advancement of psychiatric knowledge.
A unique and productive approach
would be the long-range goal of an

Institute for Advanced Psychiatric

Studies established at Hillside. Although
there exists today an excellent research
program at Hillside, it represents but
a small fraction of the many types of

AHEAD

research that could be successfully conducted here.
The clinical program of the hospital
provides a great variety of clinical problems, as well as opportunity for thorough observation. The forward-looking
philosophy of Hillside Hospital, along
with its utilization of personnel from
many different disciplines, constitute an
excellent foundation for the development of a broad research program.
Such a research program would develop spontaneously if personnel were
adequate—both qualitatively and quantitatively—to take care of our clinical
responsibilities. A staff must be developed who are not only good clinicians
but who also possess an interest in and
capacity for both teaching and research.
The need for trained personnel in
psychiatry is urgent. Hillside already
has accepted education as one of its
principal functions; and this function
could very well be expanded without
detracting from the research objectives
which may be established.
Hillside Hospital thus will continue
to be a pilot institution providing the
best psychiatric treatment currently
available, constantly striving to develop
newer and better methods, and sharing
its experience with others for the welfare
of the general community. Its future is
limited only by the imagination of its
staff, the leadership of its Board, and
the support of its community.

3

�the
of
report
medical director
JOSEPH S. A. MILLER, MD.

This will be my last Annual Report as
Medical Director of Hillside Hospital.
When I came to Hillside in 1947, there
was a one-half time Assistant Medical
Director, six Residents, one and a half
social workers, no psychologists, and
only a fair complement of nurses and
attendants. There were eighty-eight patients. There was no out-patient department, and only the beginnings of an
after-care program. There was no organized research. The teaching was carried on by the Medical Director and by
members of the Medical Board.
From about 1948 on, the services and
facilities of the hospital began to grow.
The new Lowenstein Pavilion was
opened in 1949 and practically doubled
the bed capacity. The number of Residents was increased to twelve and, in
addition to a full-time Associate Medical Director, Staff or Supervising Psychiatrists were added. More attention
was now paid to the discharge and rehabilitation plans and, with the interest
and support of the Federation of Jewish
Philanthropies, with whom we had just
become affiliated, we enlarged our
Social Service Department. In 1951,
we began a small out-patient clinic and
also improved the services of our aftercare clinic. With the construction of the
Elizabeth Sloman Lowenstein Building
in 1954, the small out-patient clinic was
developed into a service able to treat
some two hundred patients twice weekly.

That year, also, the Israel Strauss

Pavilion for Adolescent Girls was established. Supervised clinical training and
teaching of the Residents was enhanced;

teaching in basic clinical psychiatry,
clinical diagnosis and psychotherapy
was extended; regular stated clinical,
diagnostic and discharge conferences
were instituted; and we appointed special instructors to give didactic instruction in psychopathology and psychotherapy.
1951 saw the beginning of organized
research at Hillside with a biochemistry
research laboratory set up under Dr.
Werbin. He was succeeded in 1954 by
Dr. Harry Goldenberg, who now heads
our Bio-chemical Research Department
and who has made some original contributions which have been recognized
and supported by grants from the
United States Public Health Service and
by funds from our own Board of
Trustees.
The largest contributions in the ﬁeld
of organized research were made in the
area of experimental psychiatry, especially electroshock therapy and tranquilizers, headed since 1954 by Dr. Maximilian Fink.
There have been other signiﬁcant
changes and trends. First of all there
has been a change in the type of mental
patient coming to the hospital. Our patients now are of the borderline-psychotic type, although they still fall generally within the qualiﬁcations for voluntary admission. There has been a deﬁnite drop in the average age of the patients from the mid-thirties to the midtwenties. Signiﬁcant, this year was the
replacement of the insulin coma treat-

ment by the tranquilizer, chlorpromazine. We also improved and enlarged
our occupational therapy and group activity services, and, under the able direction of Dr. Aaron Stein, our group psychotherapy programs. Our out-patient
services, ably directed by Dr. Robert
Luttrell, and our community mental
health clinics, with support from the
New York City and Nassau County
Mental Health Boards, have been regarded as models of clinic operation.
Our attending psychiatrists, notably

Drs. Martin Orens and Abraham
Lenzner, have contributed greatly to the
teaching and clinic conferences. At the
close of the year a well-deﬁned program
for the out-patient treatment of school
age children was completed.
The Israel Strauss Adolescent Pavilion completed 4 years of operation. The
experiences gained there will mean not
only an improved teaching and treatment program, but also, in the not too
distant future, a worth-while research
program.
Our Resident Training Program has
maintained its high standards, but has
pointed up the need for more in-hospital or on-the-premises teaching and clinical supervision. This in turn has called
for a larger number of better qualiﬁed
supervising or staff psychiatrists, a call
we have begun to meet.
We have been aided to a generous
extent by National Institutes of Mental
Health in receiving a number of training grants for our Residents and teaching grants for our special instructors.
There is a need for a more comprehensive research program involving projects which will deal, in a more integrated fashion, with the physical, mental and ecological factors in development
and treatment of emotional disorders.
The Journal of Hillside Hospital has,
under the able direction of its editor-inchief, Dr. Sidney Tarachow, achieved a
national reputation in scientiﬁc circles.

�In the decade since Hillside joined
the family of Federation, we have beneﬁted not only from their planning and
other special committees, but even more
from the association with Federation’s
hospitals and agencies in common purposes. Mt. Sinai Hospital provided us
with space for processing and interviewing patients in our after-care clinic for
discharged patients. Since 1950, we
have had a rich and fruitful liaison with
the Jewish Community Services of Long
Island, through which we have been
able to establish supervised psychiatric
services as well as a very worth-while
family care or foster home program for
our discharged mental patients. This
program resulted in our winning the
Milton Weil Award from Federation in
1955. As soon as the Long Island Jewish Hospital had begun its operations,
we helped establish their psychiatric
service. We are indebted to them for
their outstanding help. Mention ought
to be made here too of our help from
the Federation Employment Service,
and our dual participation in a vocational rehabilitation program with the
Altro workshops. I want to mention also,
our ever-friendly relations with the Jewish Family Service, who have not only
provided ofﬁce space for our Social
Services Department in Manhattan, but
have also been cooperating with us in a
long-range case work guidance program
for our discharged patients.
In these days of the “open hospital”
and the establishment of psychiatric
services and out-patient clinics in general hospitals, the question arises about
the future of the separate or special
mental hospital. The answer is that there

will always be patients who will require
in-resident therapy in a controlled therapeutic environment. The small psychiatric hospital need not be separated—
indeed it should work in close relationship with the community and its hospitals, institutions and agencies. Hillside
will become more and more of an open
hospital in the modern sense, depending
largely upon the education of, and acceptance by, the community. However,
within the framework of its special treatment, teaching, and research services,
it ought to remain as far as possible,
autonomous. The mental hospital provides the essentials for the emotional
re-educative process in which the patient is able to re-live and review his
earlier and unsuccessful relationships.
He learns to become a better functioning part of the new and smaller society
of the hospital, and this in turn ﬁts him
for better or improved adjustment in
the larger society outside. The small
mental hospital employs facilities for

more individualized treatment—where
he may be observed in his behavior
toward others and taught how to live
with them, and how to exploit his own
personality assets.
Fortunately for Hillside, my successor, Dr. Lewis L. Robbins, has a rich
background of professional experience
in teaching, treatment, research and
administrative ability. His views and
attitudes in regard to the special mental
hospital—the types of psychiatric and
other professional personnel needed,
the hospital environment and the various adjunctive needs of the patients—
are salutory and knowing.
I close my ﬁnal report on Hillside
with the utmost conﬁdence in the future
that awaits this great institution. I am
proud of the many achievements made
during my stewardship. It is needless

to state that this could not have been
done except with the help of a marvelous staff as well as the cooperation of
the Medical Board and the Board of
Trustees. My thanks to all the professional staffs and employees of the hospital, and especially the heads of departments. And I want especially to thank
my two “Chief Lieutenants” who
worked with me for the good of the
hospital and contributed so much to its
success during the past decade: Dr.
Simon Kwalwasser, Associate Medical
Director and Mr. Maurice Bachrach,
able and talented Administrator. I greet
Dr. Lewis L. Robbins, with whom it is a
pleasure to have been thus brieﬂy associated in the common venture at Hillside, and who, I am sure, will raise the
hospital standards and services to even

greater heights.
Although this is my last Report on
the Hospital as Medical Director it is
not really a “bill of divorcement”. I am
happy and proud to have been asked to
continue as a general consultant to the
Hospital, and as a special instructor to
the Residents. I cannot close on a better
note than by greeting the more than a
hundred Residents who trained under
me during these past'12 years. Hillside
can well be proud of them, scattered as
they are over the United States, and
contributing, wherever they are, to the
treatment, teaching and research aspects
in the ﬁeld of psychiatry based on their
early training and treatment experiences
of their Alma Mater—Hillside.

�the
of
report
President of the
Medical Board
ROBERT A. SAVITT, M.D.

6

During the past year the Medical Board
has continued to function actively in its
role as an advisory and consultative
the
and
Director
Medical
the
to
group
Board of Directors. Through its standof
which
comprised
committees
are
ing
the various echelons of the attending
staff, the Board is directly involved
in all of the medical activities of the
hospital.
The Credentials Committee for the
Supervising and Resident Staif under
the chairmanship of Dr. Roose, has
spent countless hours interviewing and
processing applicants for psychiatric
residency training. Over a period of
collected
is
on
information
being
years
the method of choosing residents. It is
expected that when this is collated and
correlated, it will yield valuable guide
the
for
criteria
in
determining
posts
choice of psychiatric personnel.
As in previous years the residency
training program continues to be a
major interest of the Medical Board. In
this connection Dr. Arnold Eisendorfer’s committee has held periodic conferences with Dr. Miller, the Medical
Director, in order to further advance
the means whereby Hillside will become
accredited for a three year residency.
One of the important recent advances
in resident education and training has
come by way of the revised group psychotherapy program. This is expertly
directed by Dr. Aaron Stein and coordi-

nated by Dr. Samuel Orgel.’s committee.
Better liaison has been established
between the psychiatric attending staff
and the hospital’s adjunctive services.
Dr. I. Peter Glauber and his colleagues
are formulating a series of conferences
and lectures which will increase the
mutual exchange of educational and scientiﬁc information with the Psychology
and Social Service Departments.
Under the superb guidance of its editor, Dr. Sidney Tarachow, the Journal
of the Hillside Hospital has expanded
its circulation and widened its scientiﬁc
achievement in this country and abroad.

Currently, several manuscripts are

being carefully considered by the Publications Committee for selection in the
projected Hillside Hospital Monograph
Series.
On the basis of liaison agreements
entered into during the past year with
our neighbor, Long Island Jewish Hospital, a Psychiatric Service has been
established at that hospital. It is being
administered by Dr. Samuel Lehrman
of our Board in collaboration with a
number of additional psychiatrists from
our attending staff.
The Adolescent Pavilion has raised
many provocative questions and problems which are gradually approaching
resolution. It is expected that our experiences will serve as points of orientation
and enlightenment for other psychiatric
facilities dealing with the treatment of
adolescents. Dr. Margaret Fries and her
co-workers are elaborating a method of

organizing clinical data which will be
of great value in the study of adolescents, is expected to ﬁnd a place in the

total resident educational program

throughout the hospital.
The Medical Board activities also
reach out into the community of which
Hillside is an integral part. Many of its
attending psychiatrists render valuable
service to the Queens Out-Patient Clinic
and the Manhattan After-Care Clinic in
terms of training and supervision of
the
in
and
colleagues,
presenyounger
tation of periodic clinical conferences.
The Israel Strauss Memorial Lecture
has become a notable yearly medical
event which attracts a large audience
from the psychiatric and related scientiﬁc professions. The annual Hilda
Strauss Mental Health Lecture has also
reached deeply into the local community’s stream of mental hygiene activities.
It is with deep regret that the Board
reports the loss of its beloved member,
Dr. Sidney Klein. He died in August
1958, and left behind a legacy which exempliﬁed his love and loyalty to Hillside. Under the terms of his will this is
to be devoted to special studies in child
and adolescent psychiatry. A suitable
memorial in his honor is being planned.
I wish to express my deepest appreciation to my many colleagues on the
attending staff, to the Medical Director,
the Director of Professional Services,
to the Board of Directors and those too
numerous to mention, for their cooperation and devotion to Hillside Hospital.

�report of the
President of the
Board of Trustees
ALVIN E. COLEMAN
A milestone in the 31 year history of

Hillside Hospital was the appointment
of the internationally known psychiatrist, Dr. Lewis L. Robbins, as Director
of Professional Services. At the same
time that Dr. Robbins is helping us to
look ahead, he has helped to put the
current program of the hospital in a signiﬁcant perspective. Our prime object
is the continued improvement of the
quality of the treatment available to our
patients, and the scope and value of
the knowledge that we are able to
impart under our teaching and research
programs.
Each year it seems more evident that
the future of the treatment of mental
disease rests in the ability to conduct
extensive research in order to learn
entirely new methods. We are fortunate
to have on our staff capable and farseeing men who are leading us along
challenging pathways to the future.
During 1958, a Department of Medicine, headed by Dr. Arnold Blumberg,
was added to the research program. The
Department of Experimental Psychiatry, headed by Dr. Maximilian Fink,
did some outstanding work in the ﬁeld
of electroshock and tranquilizer drug
effects upon the patients’ personality
and behavior. The U. S. Public Health
Service allocated a 5 year grant of

$268,000 for this department and
appointed Dr. Fink to serve as a consultant to the Council of the National
Institute of Mental Health, which itself

passes upon applications for grants from
those working in this ﬁeld. Four pharmaceutical houses, Bristol Laboratories,
Wyeth Laboratories, Smith, Kline 81
French, and Geigy Chemical Company,
provide ﬁnancial grants for further detailed study of how the new psychotropic
drugs affect human behavior.
The general use of insulin as a mode
of treatment was discontinued because
it has proven to be too hazardous for
results obtained and that the same or
similar results are now apparently
available through the use of new drugs.
The Department of Biochemistry,
headed by Dr. Harry Goldenberg, made
substantial progress in further studies
based upon the premise that mental
illness is accompanied by metabolic and
other biochemical defects which can be
detected. Dr. Goldenberg’s work, too,
has received considerable recognition
by the U. S. Public Health Service in
the form of substantial public grants.
Further plans for the modiﬁcation of
the building and the treatment program
are now being studied. Six new ofﬁces
were added to the pavilion for adolescent girls at a cost of $35,000.
A joint psychiatric service with Long
Island Jewish Hospital, our neighbor,
was established through the appointment as Chief of this service of Dr.
Samuel Lehrman, Attending Psychiatrist of Hillside and a member of our
Medical Board.
Through the aid and encouragement
of the Nassau County Mental Health

Board, it was decided to open a Child
Therapy Unit in April, 1959. This will
be 50% supported by funds from Nassau County.
During 1958, Hillside received a
number of important bequests including
the balance of the funds left to it under
the will of the late Edwin Elson, our
former Trustee; the total of this bequest
was $52,000. We also received $20,000
from the estate of Dr. S. Klein, who had
for many years been a valued member
of our Medical Board; and $37,950
from the estate of Wilhelm Levinger,
brother of our beloved former Trustee,
Alfred Levinger, who had been one of
the founders of this hospital. We were
awarded a grant by the U. S. Public
Health Service of $150,000 toward the
minimum required sum of $300,000 for
the construction of a building to be
used solely for research in mental
health. One of our ever-loyal and generous trustees, Mr. Si Scheuer, made it
possible for us to promptly qualify and
accept this muniﬁcent grant by himself
giving us $50,000 towards the construction of this building, which will be
knOWn as the Scheuer Building for
Research.
A 75th birthday was celebrated by
one of our most distinguished trustees
who has done so much for the Hospital
by making possible the magniﬁcent
facilities it now enjoys, namely our
Honorary Chairman, Leon Lowenstein.
We all wish him many more happy
birthday anniversaries.

7

��N 1958, there

342 patients who had
this
Hillside
themselves
treatment.
admitted
to
numHospital
Of
for
voluntarily
ber, 211 were new admissions, and 131 were readmitted patients of whom 27
I

were

had previously received treatment at Hillside.
the
Included
in
males,
236
106
the
342
female
females.
were
patients,
0f
total are the 23 girls admitted to and treated in the Adolescent Pavilion.
The average daily census of patients was 195; and the average stay of each

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patient was for 196 days.
Upon discharge front the hospital, a patient’s condition is evaluated on a
he
when
behavior
mental
his
and
basis:
enthe
status
in
diﬂerence
comparative
tered the hospital, and when he left.
The ﬁve categories are listed below, (ﬁgures in parentheses indicate the number of patients who left Hillside in 1958)
Unimproved (41): no change in condition.
have
still
but
been
alleviated
persist
problems
or
Improved (137): symptoms
to an appreciable extent.
Much improved (134): symptoms have disappeared and the patient seemed
in good condition while hospitalized; however there is no certainty as to his behavior when he returns to his normal environment at home and at work outside

of the hospital.
Recovered (24). the prognosis is that the patient will be able to return to
his social and working community and function as well, or better than he did
before he became ill.

Without Mental disorder (5) Qied (1 )

OSPITAL

‘

�STAFF EXECUTIVES
Abraham Levine, Ph.D.
Sylvia Markham, M.A.

Leonette Vanderhost, M.A.

Director,
Psychology
Dept.
Associate
Psychologist
Senior
Psychologist

treatment
psychotherapy
and medical services
The center and core of the treatment
program at Hillside is psychotherapy.
The ability of the patient to beneﬁt considerably from psychotherapeutic treatment in this area is one of the main
criteria for admission. The patient must
voluntarily admit himself and be in an
early and incipient stage of mental illness. (The long-term, chronic case,
requiring custodial care, is referred to
other institutions.)
The Hillside patient has thus been
selectively admitted, receives psychotherapy a minimum of three times a
week. In addition, patients participate
in group therapy, and all of the other

accepted modern therapies, activity

therapy, occupational, creative and recreational, drug therapy, and milieu
therapy.
é

10

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Each team of psychiatric, nursing, social service and other professional personnel of Hillside Hospital meets regularly to pool its
knowledge to help its patient along the road
to mental health.

psychology

department

The department continued to make its
contribution to the understanding of a

In the concept of milieu therapy, the
whole life of the patient in the hospital,
including associations and activities are
designed to facilitate his treatment. The
therapeutic program thus changes as
the patient changes.
To conduct this extensive program,
Hillside utilizes a “team” approach integrating the skills of the specialists on its
staff, under the general supervision of
the medical director.
Leader of the team is the psychiatrist
who is assigned to a patient upon admission, and who remains in charge of the
patient for the duration of his stay.
Working closely with the psychiatrist,
and coordinating the efforts toward the
mental health and welfare of the patient
are consulting psychiatrists, psychologists, psychiatric nurses, occupational
and creative therapists, psychiatric
social workers and psychiatric attendants.
The team concept is a broad one, and
under it conferences are held at which
are presented initial diagnosis of newly
admitted patient; periodic reports on
status of patient and his response to
treatment; pre-discharge consultation
and rehabilitation, or after-care plans.

patient’s strengths, weaknesses, and

highly complex psychic states by means
of psycho-diagnostic examinations.
Objective results obtained through
these tests have been helpful to the hospital staff in delineating a history of
conﬂicts, defenses, personality. The tests
help to reconstruct and chart the patient’s life to show what forces were at
work to bring him to the hospital. They

provide much informative material

needed to plan treatment.
Psychological tests are administered
upon admission and before separation
from the hospital. Last year 541 tests
were administered to hospitalized
patients and out-patients.
Expansion of the department has
made possible the inclusion of a vocational counseling program. This program has been especially helpful in
developing a placement program within
the hospital where a patient may acquire
work experience that helps prepare him
for the future when he leaves the hospital and returns to his community.
In 1958, a doctoral candidate from the
Department of Psychological Foundations and Services at Teachers College,
Columbia University participated in the
psychological counseling program.

�STAFF EXECUTIVES
Mrs. Goldie Krupa
Miss Nancy Jeffries
Miss Jean Hendry
Miss Helen Schippincase

Miss Eleanor MacPhillips
Miss Flora McCartney
Mrs. Alice McDonough
Mrs. Edna Telesca

Director of
Nurses
Assistant
Director 0 f
Nurses
Nursing
Instructress
Day
Supervisor
Afternoon
Supervisor

Night
Supervisor
I ntra-M and
Clinic Nurse
Departmental Secretary

nursing department

intramural clinic
This department maintains the patient’s
physical health and cares for his non-

psychiatric medical needs. Frequent

consultations are held between Hillside’s staff and the Intramural Clinic’s
specialists to integrate the mental and
physical treatment programs.
Under the direction of Hillside internist, Dr. Arnold C. Blumberg, the Intramural Clinic handled 2184 patient visits
in 1958. The greatest number of patient
referrals to Clinic specialists, were in the
ﬁelds of Internal Medicine, closely followed by Opthamology, Dermatology
and Gynecology.
Important services also were rendered in Orthopedics, Otolaryngology,
Proctology, Surgery, Urology, Neurology, Podiatry and Radiology. Plans
have been made for the Intramural
Clinic specialists to take an active part
in a psychiatric training program for
non-psychiatric physicians.

Last year an In-Service Training Program for registered nurses was instituted. The program, which consists of
lectures by psychiatric supervisors and
doctors, has been of tremendous value
to the nursing staff. Knowledge gained
and shared has enabled the nurses to
perform more effectively to the beneﬁt
of the patients and the hospital.
The policy of conducting ﬁeld trips
through the hospital for students from
Central Islip and St. Vincent’s Schools
of Nursing was continued.
In addition, during 1958, for the
third consecutive year student nurses
from Queens College received their psychiatric nursing experience at Hillside.
F orty-four students participated in the
teaching-working program.
The training program for psychiatric
aides was recognized by the Queens
County Mental Health Society, which
presented awards and certiﬁcates of
honorable mention to four aides trained
by the Nursing Department. The awards
were made to focus public attention on
the important role played by the indispensable psychiatric aides, who contribute so much to the patient through
their interest, kindness, attention and
skill.

department of
dentistry
Approved by the American Dental
Association, it is the oldest intramural
department in the hospital. Its staff of
10 dentists, directed by Dr. Paul Scheman, last year received 1112 visits and
rendered professional services in orthodontia, periodontia, restorative dentistry and oral surgery and X-ray.
New dental equipment acquired in
1958 made it possible to vastly improve
the dental care to patients.
Members of the department frequently appeared before dental organizations
to read papers and give lectures on
methods of treating dental patients with
emotional problems.

‘

;

I

11

�O. T. STAFF EXECUTIVES
Director
Eileen P. Fisher
Joseph C. Chase
Senior
Occupational Therapist
Adult-Section
Esther Burack
Senior
Occupational Therapist
Adolescent Pavilion

occupational
and creative therapy

12

Two adjunctive services at Hillside, which make an
important contribution to the patient and staff are the
Occupational and the Creative Therapy departments. Each
of these departments has a speciﬁc function, and each is
prescribed as a regular part of
treatment in cooperation with the
psychiatric staff.
The OCCUPATIONAL THERAPY department, which is a member of the treatment team, performs
a dual function. It provides a program under which a patient can
work in various handicrafts, which
offer a creative outlet that increases
his self-conﬁdence. It also helps the
psychiatric staff by reporting on the
patient’s attitudes and reactions
while he is so engaged.
From these reports, which detail
responses to success or failure with
a project such as weaving, jewelry
making, ceramics, the psychotherapist gains further insight
to his patient not only at work, but also in his relationship
with others in the group.
In 1958, the department had maintained a close association with the hospital team. Occupational therapists attended meetings three times a week to contribute their
knowledge of a patient, and also submitted regular progress
reports to the psychiatric staff.
The addition of one therapist to the staff during the
year made possible the initiation of an occupational
therapy program right in the patient’s room. This enables
the therapist to reach a more disturbed patient more quickly
and to give him more individual attention.
At year’s end, a new prescription form was devised to
effect an even closer working relationship between the

C. T. STAFF EXECUTIVES
Director
Dr. Ernest Zierer
Creative Therapy
Associate
Edith Zierer

Director

doctor and the occupational therapist. The form contains
pertinent information which provides a direct guidance
line and a higher degree of integration between the psychiatrist and the occupational therapist, indicating areas of
concentration that will be most helpful to the patient.
CREATIVE THERAPY at Hillside is a specialized form
of art therapy devised and developed by Dr. Ernest Zierer.
Department Director and his associate, Mrs. Edith Zierer.
This therapeutic and psychodiagnostic tool involves the administration of a series of painting tests
that reveal a visual expression of
the patient’s attitudes toward recurrent life situations.
This unique program furnishes
a “personality profile” of the
patient. This proﬁle supplies the
psychiatric staff with documented
ﬁndings delineating the patient’s
stress and frustration tolerances,
strength of motiﬁcation, actual and
potential functional capacity and
his ability to “integrate” into the
societal structure.
During the year, an average of
49 patients took part in the program daily and a total of
1640 tests were administered.

adolescent pavilion
STAFF EXECUTIVES
Dr. Alice Stahl, Director
Dr. Zenos M. Linnell, Supervisor
Dr. Eugene Glynn, Director of After-Care Clinic
Dr. Sidney L. Green, Consultant
Mrs. Kathleen Cliggett, Head of Nursing
Mrs. Sylvia Riback, Senior Social Worker

The Israel Strauss Adolescent Pavilion, now in its ﬁfth
year, was a pioneering venture of Hillside Hospital. It was

1.

2;

�set up to treat and rehabilitate adolescent girls who need
hospitalization for emotional problems during a most crucial transistory period of their lives.

Hillside Hospital, in venturing into this hitherto
neglected ﬁeld, recognized that adolescence is an ideal

time to employ the knowledge and skill of modern psychiatric care to help young people when help can be decisive.
The Pavilion provides individual psychotherapy, milieu
therapy, a school program, a group
activities program and nursing care
for girls between the ages of .13 and
17. It also conducts an intensive
social work program with the families of all patients to create a healthier climate and better understanding at home, of the girls’ problems.
The 23 patients admitted to the
Pavilion in 1958 remained in the
hospital for an average of 315 days,
as compared to the 182 days for
adults. The conditions range from
transient behavior problems to the
major psychoses.
The staff includes a supervisor,

three resident physicians, three

registered nurses, two social workers, two school teachers,
a group activity worker, an occupational therapist and 16
psychiatric aides.
The patients live in a two-story building that includes
all therapy facilities, studio-type bedrooms for two girls,
dining rooms, lounge and recreation areas.
The girls, however, attend school classes in another
building to simulate as much as possible the atmosphere
of “going to school”. As soon as they are able to, girls
are
encouraged to join in recreational activities outside their
own group in the Pavilion.
There have been two notable advances during the
year.
The ﬁrst is a more structured and individualized
program.
Under this program the group work department offers a
.

variety of activities and each patient is required to sign
up for two of those activities. The structured program
helps the patient to do what she cannot do for herself.
The second advance has been to use the concept of
individual and group responsibility to foster growth.
Housekeeping duties have been assigned to girls and the
relationship between various privileges and the patients’
readiness to exercise self control has been stressed.
As the Pavilion gains wider recognition among members of the

4"

psychiatric profession, greater

numbers of referrals continue to
come in from distant parts of the
country.
However, to maintain its high
standard of individual attention,the
Pavilion restricts its patients to 16
at any given time.
The operation of the Adolescent
Pavilion is in conformance with
the basic thesis of Hillside Hospital; early treatment for those mentally ill patients who can beneﬁt in
a relatively short period of time.
Even though the adolescent years
are directly related to the Hillside orientation, it was
obvious at the time the Pavilion was set up, that the adolescent years are the “difﬁcult years.” This period of greatest individual change also is the period about which
relatively little is known to the psychiatrist.
Five years of treatment of adolescent girls have resulted
not only in the improvement of the patients involved but
also have led to insights and approaches to modiﬁed and
new treatment concepts. These results already have been
applied to adolescents, as well as young adults.
Follow-up studies of discharged adolescent patients
presently are being conducted. In summary, the operation
of the Adolescent Pavilion has provided an exciting area
for a combined treatment and research project.
i

13

�CASEWORK DIVISION EXECUTIVES
Abraham Lurie
Director, Dept. of
Louise Pinsky
Sylvia Solovey
Sylvia Riback
Seymour Silverberg

Social Service
Department
casework division

14

The Social Service Department is the
hospital’s most direct link between the
patient and his family.
The department’s function is to help
the patient and his family cope with
the personal, social and economic problems caused by the illness.
It helps a patient come into the hospital, to stay in the hospital by working
with the family members in an effort
to relieve pressures on the patient, and
ﬁnally, to leave the hospital, and return
to a good home climate. This is accomplished by participating directly and
actively in the planning that concerns
the patient.
To accomplish this, in the course of
1958, the Casework Division of the
Social Service Department conducted
11,593 interviews with patients, (including those in the Adolescent Pavilion
and the Out-Patient Department) and
their families. There were, in addition,
10,517 telephone contacts with relatives
of patients.
This represents an increase over last
year’s ﬁgures because a drop in median
age of patients, to include many more
teenagers, made it necessary for social
workers to spend more time with
patients and their families. About 35%
of the adult patients admitted in 1958 to
the hospital are between the ages of 17
and 25. This is due to two principal factors: the policy of selecting patients in
the early stages of mental illness, and
also the fact that young people are more

Social Services
Assistant Director,
in charge of
Casework
Supervisor
Supervisor
Executive Director
of the “Bridge”

likely to seek hospital help when they
are mentally ill. (Older people frequently reﬂect social taboos concerning
this type of hospitalization.) The preponderance of young people has
changed the social structure of the hospital in many ways including such things
as the types of group activities.
In 1958, a more intensive effort was
also made to screen the 790 male and
1220 female applicants to determine
those who could best beneﬁt from the
treatment of the hospital, prior to their
screening at the clinic.
Collaborative relationships with social agencies were continued. One of the
most active joint programs was with
the Jewish Family Service, which permits discharged patients who need further counseling to get immediate help.
At the close of the year, 18 patients
(and their families) were receiving aid.
Though still a pilot project, this two
year old program offers considerable
promise for further expansion.
Nineteen patients were placed during
the year through the F oster Home Program, conducted jointly with the Jewish
Community Services of Long Island.
This extremely active and important
program beneﬁts those patients who,
which
home
have
to
discharge
no
upon
to return, or who should not, for their
well-being return to the same environment in which they lived before admission to the hospital.
An invaluable service, which, on occasion, makes possible the hospitalization

of a mother, is the Homemaker Service,
conducted with the cooperation of the
two aforementioned Jewish agencies.
This service, supplied to temporarily

motherless children, enables the

mother-patient to derive maximum

beneﬁt from therapy by freeing her
from worry about the care of her children. In 1958, 10 families were helped
over this particularly difﬁcult time
through this program.
The Altro Workshop, in the East
Bronx provides transitional employment to discharged patients and was
used by 13 patients during 1958. The
work
gainful
providing
by
program,
in a protective shop where each employee works at a rate of speed that does
not tax him, makes it easier for the

�ex-patient to eventually resume normal
employement in the community.

The Federation Employment and
Guidance Service, the New York State
Employment Service and the Division
of Vocational Rehabilitation have continued to cooperate to the fullest in
helping patients secure job placement
soon after leaving the hospital.
The school program provided by the
New York City Board of Education was
particularly signiﬁcant in 1958 because
of the large number of young patients.
Sixty-two patients under the age of 21,
who had not yet completed their high
school educations were enrolled; 17
were graduated, and six patients passed
their high school equivalency examina-

tions.

The mental patient, unlike the general hospital patient, usually requires
longer care and long-time follow-up
after discharge. These social service
programs indicate Hillside’s recognition of this fact, and the hospital’s community responsibility to provide leadership and coordination of other agencies
who could help in the continued care of
mental patients during, and after hospitalization. Thus, dozens of private
agencies (particularly those afﬁliated
with the Federation of Jewish Philanthropies) and public agencies are able
to pool their resources.

work
division
group
The Group Work Division, under the
direction of Arnold Eisen, focuses on

the re-socialization of the patient,
re-orienting him to group living. The
patient is helped to function in an improved manner with his family, friends,
employer, fellow-employees and the

community in general.
A major change in 1958 has been the
increased development of community
links and a closer coordination with the
Casework Division.
During the year this division developed a number of new services, programs, ideas and approaches:
The New Patients Orientation Group,
formed to soften the impact of hospitalization on a new arrival and to supply
factual, comforting information to help
alleviate fears.

Development of Community Program Resources, under which community agencies open their doors to
patients on speciﬁed occasions. Trips
have been made to YMHA, YWHA,
YWCA and YMCA branches in Manhattan, Jamaica and North Hills.
Special Cooperative Services with
Community Agencies:
In cooperation with the Federation Employment and Guidance Service, Group
Vocational Guidance sessions were held
to discuss the job market, stimulating
patient interest in the post-discharge
period. Under the Discharge Plan expatients returned to the hospital to tell
patients of their experiences at the postdischarge social rehabilitation center,
the Hillside League. This has been most
effective in relieving separation anxiety.

Joint Patient-Family Programming is
an outgrowth of Field Days, at which
both visitors and patients participate
in recreational activities. As an experiment, patients were permitted to invite
members of their families to a dance at
the hospital. The success of this social
event has resulted in planning of other
joint events in the future.
Internal Programming in 1958 was
responsible for establishing several
additional lounges, dance therapy,
English lessons for foreign-language
speaking patients, and other similar
programs. A weekly newspaper, edited
and published by the patients is now
available in addition to their quarterly
literary magazine.

15

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��STAFF EXECUTIVES
Director of Out-Patient Services
Robert R. Luttrell. MD.
Assistant Director of
Robert Navarre, M.D.
Out-Patient Services
Miss Sylvia Solovey
Mrs. Joan Weisman
Mrs. Anne Wexler
Mrs. Ida Baumstein
Mrs. Estelle Pitts

Manhattan
after-care clinic
The Manhattan After-Care Clinic,
located
is
at
week,
ﬁve
a
nights
open
Mt. Sinai Hospital, a convenient location for most discharged patients. It
assists the Hillside discharged patient
to resume his role in the community
and to deal with the immediate problems of job adjustment and resumption
of old environmental contacts.
Approximately 30 patients are seen
twice Weekly in an effort to bridge their
adjustment from the hospital setting to
the community setting. The treatment is
intense but brief.
The importance of this Clinic cannot
be underestimated because this helps
people who come to the clinic to avoid
readmission to the hospital. If they can
be helped during the ﬁrst few months,
their chances of adjustment in the community are greatly improved. Group or
individual therapy is provided, depending on the needs of the patient.

Israel and
Hilda Strauss League
The Israel and Hilda Strauss League
is an organization maintained for the
social rehabilitation of former patients
of Hillside Hospital.
Situated in quarters at 231 West 83rd
Street, Manhattan, the League furnishes
a meeting place for social and recreational purposes. A lounge is equipped

Supervising Social Worker
Sta]? Psychologist
Caseworker
Caseworker
Caseworker

Queens

out-patient service

with a record player, radio, television,
magazines and table games.
Its existence is made possible through
the devotion and unﬂagging efforts of
a group of women volunteers from the
community who sponsor the League by
raising funds and by offering personal
services. The group name “The Bridge”,
is symbolic of the purpose of this volunteer organization; $30,000 was raised

last year by “The Bridge” for the

League.
A former Hillside psychiatric social
worker, Seymour Silverberg, is assigned
as a full-time director of the League. He
is available for individual consultation
and referral service relating to housing,

employment, further treatment and
other personal welfare problems.
Active membership in the League is
now 366, an impressive growth compared to its start in 1954 with 38 members. Devoted volunteer participation
has kept pace with the membership.

The Queens Out-Patient Service was
established to help the emotionally
disturbed person before his mental
health problems grow and require hospitalization.
Psychotherapy is offered to residents
of Queens, Nassau and Suffolk Counties who require treatment but cannot
assume the economic burden of private
care. Selection is made on the same
basis as that for in-patients: patients
suffering from acute emotional illness
are selected after careful screening to
determine their likelihood of responding to intensive treatment of a year or
less, based on twice-a-week visits.
In 1958, 33 psychotherapists worked
on a part-time basis to treat 306 patients
in individual psychotherapy and 30
patients in group therapy sessions.
Usual length of treatment consisted of
eleven months. Of the 306 patients
treated, 156 were patients admitted to
the Clinic in the previous year, and 150
were new patients. To select the 150,
222 patients were fully screened by
social workers, through psychological
tests and interviews with psychiatrists.
Statistics, however, do little to reveal
the amount of anguish and tension successfully resolved. They must be translated into the numbers of families kept

together, the jobs saved, the fears
allayed.

�Training programs
Hillside’s Resident Training Program

continues to emphasize the interrelation
between the training program and the
treatment program.
In 1958, there were 20 Residents in
training. Each Resident carried a case
load of about 15 patients under the
supervision of staff and visiting instructors. In addition, he atttended lecture
conferences conducted by the medical
director.
Instructors from the Medical Board
conducted lecture and reading seminars
in the ﬁelds of psychopathology and
psychotherapy.
Qualiﬁed Residents were assigned to
the Department of Experimental Psychiatry for clinical and other psychiatric research projects. Seven student
case workers from three schools of
Social Work were assigned to the Casework Division of the Social Services
Department; and six graduate students
received training in the Group Work
Division of the Department.

The training programs extend to
Clinical Assistants in the Out-Patient
and After-Care Clinics and on-the-job
training of personnel. Regular lectures
and conferences are scheduled for
psychologists, nurses and attendants,
social workers and members of the variOUS adj unctive services.

Israel Strauss lecture
The Annual Israel Strauss Lecture,
established in 1955 in honor of the
founder and late President of Hillside,
was delivered in 1958 on April 20. The
speaker was Dr. Paul H. Hoch, Commissioner of New York State Department of Mental Hygiene. His subject
was The Open Hospital.

Sunday clinical
conferences
The Sunday Clinical Conferences,
open to and attended by psychiatrists
and other professional personnel and
by outstanding visiting physicians are
part of the Resident Training Program
and are based on cases prepared by the
Residents. They make a signiﬁcant contribution to the training programs in
the ﬁeld of psychiatry in the metropolitan area.

Medical library
The Arany Lorand Memorial Library
with Miss Rosalind Lazarus as Librarian continued its rapid expansion program. During the year, 470 books and
monographs were added, and 110 periodicals subscribed to. The personal library of the late Dr. Sidney Klein was
incorporated. A generous bequest of
Joseph Meyer was applied to the psychiatric collection. A gift in the name of
Dr. Attlio Laguardia was used to augment the teaching collection.

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ESEAR CH at Hillside Hospital
is a multi-disczplined combined approach of biochemists, chemists, physicists,
psychologists, psychiatrists, sociologists and statisticians. Even though the treatment program at Hillside is psychoanalytically oriented, the hospital recognizes
that every approach must be explored and utilized in order to increase knowledge
and improve the therapy of mental patients.
Serious mental illness, with all its disruptive influences, today touches one
family in three, since one person in 10 requires hospital treatment for a psychiatric disorder at some time during his life.
Hillside believes that the mental health problem requires a total approach,
and that progress in the treatment of the mentally ill depends vitally on a program of intensive, never-ending research.
A staﬁr of scientists and trained researchers is constantly engaged in the
laboratories, in a program of test-tube probing into the mental health program.
Research goes on at Hillside on three fronts: in the Department of Experimental Psychiatry, in the Department of Biochemistry and in the Department of
Medicine.

ESEAR0

�STAFF EXECUTIVES
Director
Max Fink, M.D.
Research Associate (Psychiatry)
Joseph .laf’fe, M.D.
Research Associate (Psychiatry)
Donald F. Klein, MD.
Sr. Research Associate (Experimental Psychology)
Robert L. Kahn, Ph.D.
Research Associate (Experimental Psychology)
Max Pollack, Ph.D.
Research Associate (Sociology)
Nathaniel Siegel, Ph.D.
Research Assistant (Experimental Psychology)
Eric Karp, B.A.
Associate in Research (Neurophysiology)
Martin A. Green, MD.
Associate in Research (Psychiatry)
Abraham A. Kaplan, MD.
Barre Alan, M.D.
Henry Lefkowitz, M.D.

TECHNICAL STAFF

Fellow (1 957-58)
Fellow (1958-59)

Mrs. Janet Bowie
.lean Kolodny

Hannah Mosquera
Blanche Zaitz

experimental
psychiatry

22

During 1958, the major emphasis of
the staff of the Department of Experimental Psychiatry shifted from the evaluation of convulsive therapy to systematic investigations of newer drug
therapies.
These investigations were based on
the theories developed in the Department in 1957, which derived from the
successful evaluation of the mode of
action of convulsive therapy. Studies
were conducted on measures of speech
behavior developed in the Department
during 1956 and 1957. In an extension
of the communication studies, the language indices were applied to drug
therapy.
The evaluation of convulsive therapies was continued in 1958, by comparing the effects of indoklon, an inhalant
convulsant, with electroconvulsive therapy. Results indicated that while the
indoklon worked, it was a poor substitute for ECT. The study was important because it illustrated graphically
that the convulsion was the important
factor, not the electrical stimulus.
Investigations into the relations of
sociologic factors to the selection of
therapies at the hospital showed that
not only were the factors of age, education and birthplace signiﬁcantly related
to the choice of therapy, but these factors were also related to the results of
therapy, the diagnosis and the duration
of hospitalization.
Similar studies of the population of
other primarily psychotherapeutic hos-

pitals, and the Hillside Out-Patient
Clinic were also undertaken. A grant
from the Mental Health Board of Nas-

sau County helped support and augment these studies.
The acute drug interviews were but
One aspect of the continuing evaluation
of the biochemistry of convulsive therapy.
Other research projects during the
year consisted of perceptual studies in
patients receiving psychodynamic therapies; the inter-relation of psychotherapy with physiodynamic therapy; and
the inter-personal factors in therapists,
as well as patients, leading to the referral for physiodynamic therapies.
Three members were added to the
staff during the year, and the department received support through continuing grants of the Foundations’ Fund
for Research in Psychiatry, the National Institute of Mental Health, the Psychopharmacology Service Center of the
National Institutes of Mental Health, the
Mental Health Board of Nassau County;
and from Bristol; Geigy; Smith, Kline
81 French; and Wyeth Laboratories.
Staff members were honored with
two awards: Dr. Maximilian Fink received the ﬁrst annual A. E. Bennett
Psychiatric Research Award of the Society of Biologic Psychiatry for his report on the effects of anticholinergic
agents on EEG and behavior; Dr. Joseph

Jaffe received the Cralnick annual
award for his report on the application
of analysis of changes in formal aspects
of speech in psychotherapy.

department of
biochemistry

The Department of Biochemistry,
headed by Dr. Harry Goldenberg as
Director and Dr. Vivian Fishman as

Senior Biochemist showed a major

growth during 1958, with the assistance
of three research grant awards from the
National Institutes of Mental Health.
The laboratory staff was increased to
seven members to make possible more
intensive fundamental biochemical studies as well as the initiation of several
collaborative clinical projects.
The change in the hospital treatment
program from shock therapy to chemotherapy introduced new problems which
required laboratory assistance.
As an aid to the drug therapy program, toxicological tests were set up to
detect various pharmaceutical preparations in body ﬂuids. The laboratory was
called upon periodically during the year
to conﬁrm suspected drug intoxication.
A chemical study was carried out
with Dr. Arnold Blumberg, of the Department of Medicine to assess the prognostic signiﬁcance of the physiological
response to mecholyl. While this study
was in progress, it was noted that mecholyl triggers the release of adrenaline
in the urine, as well as smaller amounts
of related substances. In connection with
adrenaline studies it was observed that
preferential excretion of adrenaline
occurred in normal subjects in the laboratory following the induction of a
stress reaction with the drug LSD.
Maj or emphasis in the laboratory continued on the premise that mental disease is accompanied by detectable
chemical changes in the body. Blood
and urine studies were undertaken to
determine whether there is any correlation between body chemistry and the
various psychiatric disorders.
Studies were also continued on enzyme systems concerned with the elimination of toxic substances from the
body.

�Intensive studies were also made to
demonstrate metabolic defect in the

liver whereby toxic substances are

formed but not eliminated at a sufﬁcient rate to maintain sanity.
At Hillside, it is felt that a balanced
biochemical program, involving both
chemical and other fundamental studies
will best serve the present and future
welfare of the hospital. Inter-departmental clinical studies help to bind the
various hospital activities into one fabric; and the theoretical studies provide
more lasting insight into the physical
aspects of mental disease, whose corrective treatment offers a more lasting support to psychotherapy.

medical
department
As new drugs are introduced into the
treatment of emotional disorders, studies of the basic physiology open new

vistas in the understanding of the pathology of mental disease.
During 1958, the Medical Department under the direction of Dr. Arnold
C. Blumberg collaborated with the Department of Biochemistry on studies of
the inter-relation of the adrenaline system and emotional disease.
All patients on drug therapies were
screened and medically controlled by
the Medical Department. Toxic reactions to the drugs were carefully scrutinized and a report on the hypotensive
response to toxic doses of meprobamate
were submitted for publication.
Alterations in liver function with the
phenothiazine derivatives were also observed in cooperative studies with the
Department of Biochemistry.

�Hillside
publications
During 1958, the Hillside Hospital Staff
made numerous appearances as guest
lecturers and speakers at conventions
in this country and abroad.
They appeared before major national
professional societies, as well as before
lay groups.
In addition to national and local societies, reports on hospital programs
were presented at conferences in Rome
and Montreal.
Staff members reported on therapy
and research in a large number of professional publications, and in the
Journal of the Hillside Hospital.
FINK, M.: Lateral Gaze Nystagmus as an

Index of Sedation Threshold, EEG. Clin.
Neurophysiol. 10: 162-163.

FINK, M.: Effect of Diethazine on EEG and

Signiﬁcance for Theory of Convulsive Therapy, EEG. Clin. Neurophysiol. 10: 207-208

(Abst.).

FINK, M.: Effect of Anticholinergic Agent,

Diethazine, on EEG and Behavior, A.M.A.
Arch. Neurol. &amp; Psych. 80: 380-388.

FINK, M.: Effects of Anticholinergic Agent,
Diethazine, on EEG and Behavior: Signiﬁ-

cance for Theory of Convulsive Therapy. Presented at the Society of Biological Psychiatry,
May, 1958 in San Francisco.

24

FINK, M.: Role of EEG Frequency Shift in

Behavioral Effects of Drugs. Presented at
Section on Neurol. &amp; Psychiat., Queens County
Medical Society, June, 1958 in New York.

FINK, M.: Effect of Anticholinergic Compounds on Post Convulsive EEG and Behavior. Presented at the American EEG Society, June, 1958 in Atlantic City.

FINK, M., SHAW, R., GROSS, G., COLEMAN, F.C.:

FINK, M.: EEG and Behavioral Effects of

Collegium Internationale Neuro-Psycho

M.: Clinical and EEG.
Effects of Megimide in Patients without Cerebral Disease, Neurology 8: 682-685.

FINK, M., GREEN, M. A.: EEG Correlates of

Signiﬁcance of Individual Variability in EEG Changes During Electroshock
Therapy. Presented at the Eastern Association
of Electroencephalographers, March, 1958 in
Montreal.

Psychopharmacologic Agents. Presented at

Pharmacologicum, September, 1958 in Rome;
and also at the Eastern Association of Electroencephalographers, December, 1958 in New
York.

the Electroshock Process. Presented at the
Eastern Psychiatric Research Association,
February, 1958 in New York.
FINK, M., GREEN, M. A.: Electroencephalo-

graphic Correlates of the Electroshock Process, Dis. Nerv. Syst. 19: 227 (Abst.).

FINK, M., JAFFE, J.: Drug Induced Changes
in Interview Patterns. Presented at the Conference on Psychodynamic, Psychoanalytic,

and Sociologic Aspects of the Neuroleptic
(tranquilizing) Drugs in Psychiatry, April,
1958 in Montreal.

Comparative Study of Chlorpromazine and
Insulin Coma Therapy of Psychosis, J .A.M.A.
166: 1846-1850.

GREEN, M., FINK,

GREEN, M. A.:

A.: Relationship between Seizure
Threshold and Duration of Seizures to EEG
Change During Electroshock. Presented at
the Eastern Association of Electroencephalographers, December, 1958 in New York.

GREEN, M.

H.: Chairman of Symposium on
Catechol Amines. Held at the New York
Academy of Sciences, October, 1958.

GOLDENBERG,

H.: Biochemical Aspects of
Mental Disease. Presented at the Jewish
GOLDENBERG,

Chronic Diseases Hospital, Brooklyn, New
York in February, 1958.

FINK, M., KAHN, R. L., GREEN, M. A.: Experi-

GOLDENBERG,

FINK, M., KAHN, R. L., POLLACK, M.: Psychological Factors Affecting Individual Differences in Behavioral Response to Convulsive

H., BLUMBERG, A. G., GOLDENBERG, V.: Inﬂuence of LSD and Vasotonic
Drugs on Urinary Excretion Patterns. Presented at the 125th Meeting of the American
Association for the Advancement of Science,
Washington, D.C., December, 1958.

FINK, M., KAHN, R. L.: Experimental Studies
of the Electroshock Process, Dis. Nerv. Syst.
19: 113-118.

H., GOLDENBERc, V.: Urinary
Excretion of Aromatic Metabolites in Mental
Disease. Presented at the 125th Meeting of
the American Association for the Advancement of Science, Washington, D.C., Decem-

mental Studies of Convulsive and Drug Therapies in Psychiatry: Theoretical Implications.
Presented at the Neurological Society and
New York Society of Clinical Psychiatry,
March, 1958 in New York.

Therapy. Presented at the American Psychiatric Association, May, 1958 in San Francisco.

FINK, M., KAHN, R. L., GREEN, M.: Experi-

mental Studies of Convulsive and Drug Therapies on Psychiatry: Theoretical Implications,
A.M.A. Arch. Neurol. &amp; Psych. 80: 733-734
(Abst.)

H.: New Analytical Procedures
Based on Dye Partition Analysis. Presented
at the Long Island Jewish Hospital, New
Hyde Park, New York in March, 1958.
GOLDENBERG,

GOLDENBERG,

ber, 1958.

H., WHITE, D. L.: Standardized
Method for the Assay of Serum Oxidase Activity (Ceruloplasmin) , Clin. Chem. 4: 551, 1958.
GOLDENBERG,

�Presented at the 10th Annual Meeting of the
American Association of Clinical Chemists,
Iowa City, September 1958.
V.: Colorimetric Determination
of Carboxylic Acid Derivatives as Hydroxamic Acids, Anal. Chem., 30: 1327, 1958.
GOLDENBERG,

GOLDENBERG,

V., GOLDENBERG, H.: An Im-

proved Method for the Estimation of Serum
Copper, Clin. Chem. 4: 551, 1958. Presented
at the 10th Annual Meeting of the American
Association of Clinical Chemists, Iowa City,

September 1958.

J., KAHN, R. L., FINK, M.: Communication Patterns with Altered Brain Function. Presented at the Eastern Psychological
Association, April, 1958 in Philadelphia.
JAEEE,

J., SLorE, W. H.: Interpersonal F actors in Denial of Illness, A.M.A. Arch. Neurol.
81
Psychiat. 80: 653-656.
JAFFE,

.IAFFE,

J.: Language of the Dyad, Psychiatry

21: 249-258.

F INK, M.: Changes in Language
During Electroshock Therapy, in Psychopathology of Communication, Hoch, P. and
Zubin, J., Eds., Grune 81 Stratton.
KAHN, R. L.,

M.: The Relation of F
Score to Behavioral and Physiological Response with Altered Brain Function. Pre-'
sented at the Eastern Psychological Association, April, 1958 in Philadelphia.
KAHN, R. L. FINK,

KAHN, R. L., FINK,

M.: Prognostic Value of
Rorschach Criteria in Clinical Response to
Convulsive Therapy. Presented at the Electroshock Research Association, May, 1958 in
San Francisco.
KAHN, R. L., POLLACK,

M.: Socio-Psycholog—
ical Aspects of Diagnosis and Treatment:
Theoretical Implications. Presented at the
Symposium—Eastern Psychological Association, April, 1958 in Philadelphia.
KAHN, R. L., POLLACK,

M.: Social Factors
in Selection of Therapy in a Voluntary Mental Hospital. Presented at the American

Psychiatric Association, May, 1958 in San
Francisco.
KAHN, R. L., POLLACK, M.:

Prognostic Application of Psychological Techniques in Convulsive Therapy. Presented at the Eastern
Psychiatric Research Association, October,
1958 in New York.

H.: Intensity of Stimulation and Perception of Simultaneous Stimuli in Cerebral
Dysfunction. Presented at the Eastern Psychological Association, April, Philadelphia.
KORIN,

LEVINE, A.:

A Comparative Evalution of

Latent Schizophrenic and Overt Schizophrenic Patients with Respect to Certain Personality Variables, J. Hillside Hosp. 7: 131-152.

P.:

Oculomotor
and Postural Patterns in Schizophrenic Children, A.M.A. Arch. Neurol. 81 Psychiat. 79:
POLLACK, M., KRIEGER, H.

720-726.

Predictions of Outcome, in Youthful Offenders at Highﬁelds, Weeks, H. Ashley, Ed. U. of Michigan Press, Ann Arbor.
SIECEL, N.:

L.: Juvenile Delinquency. Presented to the Sociology Department at Hofstra College on November 26th, 1958.

VANDERHOST,

Hillside Journal

POLLACK,

The Journal of the Hillside Hospital showed
once again an increase in the number of its
subscribers as an indication of its greater
inﬂuence and wider acceptance in the psy—
chiatric and related ﬁelds. In this country
and throughout the world about 1200 copies
are subscribed for by medical schools, training hospitals, social service agencies and
many institutions in other countries, particularly Israel.
In 1958, 15 major articles by members of
the Hillside staff and by other professional
contributors, were published in four issues.
Contributions come from various parts of the
US. and especially the West Coast.
The Journal offers an unusual feature by
reporting clinical conferences in full including the entire discussions. Now in its 7th
year the Journal is still under the able leadership of Dr. Sidney Tarachow.
The Editorial Advisory Board consists of
Morris B. Bender, M.D., Dudley D. Schoenfeld, M.D., and Sandor Lorand, MD.
The Associate Editors are Renato Almansi,
M.D., Abraham S. Lenzner, M.D., Samuel R.
Lehrman, M.D., Joseph S. A. Miller, M.D.,
Aaron Stein, M.D.

POLLACK, M., BATTERSBY, W. S., KAI-IN, R. L.,
BENDER, M. B.: Intellectual Deficits in Pa-

Grants and Awards
Received 1958

LEVINE, A., HARRIS, J., CAMINSKY, I., LURIE,
A., BACHRACH, M., MILLER, J.: An Explora-

tory Vocational Counseling Program in a
Mental Hospital, J. Hillside Hosp. 7: 153-161.

5.: Pathological Reactions in
Women After Parturition. Presented to the
Department of Obstetrics at St. Albans Naval
MARKHAM,

Hospital on December 13th, 1958 in New
York.
S.: The Dynamics of Post-Partum
Pathological Reactions as Revealed in Psychological Tests, J. Hillside Hosp. 7: 178-189.

MARKHAM,

POLLACK, M.: Visual

Perception and Attention in Normal and Abnormal Children. Presented at American Orthopsychiatric Association, March, 1958 in New York.
M.: A Critique of “Pre-Conscious”
Perception and the “Poetzl Phenomenon”.
Presented at the American Psychiatric Association, May, 1958 in San Francisco.
POLLACK,

M.: Brain Damage, Mental Retardation and Childhood Schizophrenia, Am.
J. Psychiat. 115: 442-428.

tients with Space Occupying Lesions of the
Cerebrum. Presented at the Eastern Psychological Association, April, 1958 in Philadelphia.

........
Foundations Fund for Research
U. 5. Public Health Service

in Psychiatry

..................

$74,460
16,250

25

�«saw».

�report of the administrator
“Kim.

MAURHIIBACHRACH

The 1958 Annual Report strikes a new note which reﬂects
the tremendous strides that are being made in the ﬁeld
of mental health. The hospital’s operations during 1958
were effected by the profound changes which came with
the introduction of the psychotropic drugs. Chemotherapy
has enabled us to entirely discontinue Insulin Shock Therapy and is reducing the use of Electro Shock Treatment
to a point where it may soon be eliminated. These changes
produced certain changes in our expense picture, in that
the cost of giving the physical therapies, which are being
abandoned, is reduced. But, there are attendant increases
in costs for drugs and, more importantly, a need for expansion of personnel in the adjunctive and activities

therapies.
Another profound inﬂuence is introduced by the
Professional Department program which our Director of
Professional Services, Dr. Lewis L. Robbins, had recommended at the end of 1958. It is almost certain that the
implementation of these recommendations including, as
they do, a considerable increase in the number of full time
Staff Psychiatrists, as well as expansion of the Social
Service, Occupational Therapy, Psychological and Group
Activities Staffs, will change our expense picture considerably, although they may have no impact on the 1958
experience as such.

Comparison of Costs 1957-1958
1957

Salaries .......................................... $855,848
Food .............................................. 119,350
Maintenance and Grounds ............ 62,654
Administrative Expenses .............. 98,952
Medical Supplies .......................... 29,811
Repairs and Replacements .......... 49,021
Clinics ............................................ 280,056
Total ................ $1,495,692

1958

$936,330
127,142
72,049
108,693
31,997
48,101
337,712
$1,662,024

The above table shows that the total cost for the entire
Hillside Hospital complex increased by 11% during 1958.
One-half of this total increase occurred in salaries which
increased by 9%. This is in keeping with our experience
for the past ten years, where salaries have been increasing
steadily at the rate of seven to ten percent per annum due

largely to the need of the Hospital to keep pace with the
increasing cost of living. Very little, if any, of this increase
during 1958 can be ascribed to additional staff. The largest percentage increase, 21%, was in the cost of Out-Patient
Services. This reﬂected a combination of increased costs
and continued expansion of clinical work from Out-Patient
Services, but this should be contrasted with the 307(increase in the cost of Out-Patient Services during 1957.
This indicates that although our Out-Patient Services are
still expanding, the rate of expansion is slowing down.
The other items, food, maintenance and grounds, administrative, medical supplies and repairs and replacements,
increased by varying amounts, but they are all in keeping with the general picture of roughly 1071 increase for
all expenses.

Service Statistics

1957
Total Number of Patients ........................ 545

Total Patient Days .................................. 69,987
Average Income per Patient Day ............ $15.57
Average cost per Patient Day .................. $17.37
Average loss per Patient Day .................. $ 1.80

1958
536

70,691
$16.58
$18.73
$ 2.15

The data given in the above table refer to ln-Patients
only.

The total number of patients treated and the number
of patient days show no signiﬁcant change over 1957.
The average income per patient day as well as average
cost per patient day increased with costs rising faster than
income, so that the average loss per patient day rose from
$1.80 to $2.15, an increase of 16%. The reason for this
increase in the average loss per patient was that, although
there was a slight increase in average income per patient
day, all of this increase coming from fees paid by patients
or the patient’s family, the per diem rate paid by the City
of New York remained the same during 1958, in spite of
increased costs.
Our research programs continued to expand with a
concurrent increase in cost; but these increases were almost
entirely absorbed by increased support by the National
Institutes of Mental Health, so that deficits arising out of
research operations were held to a relatively modest ﬁgure,
$35,000, which was made up by the Board of Trustees of
Hillside Hospital.

27

�Financial Support Picture
Hillside Hospital has been fortunate over the years
in the support it has received from the Federation of
Jewish Philanthropies. Year after year, since 1948, the
Federation has carefully reviewed the Hospital’s fees and
supplied a grant which was always consonant with the
Hospital’s deﬁcit requirements. Our gratitude to the Federation of Jewish Philanthropies is profound and we hope
that we will continue to deserve the support of the Jewish
Community, as it is expressed through the Federation.
We have received legacies from time to time, and as
our reputation and tradition grows, these are becoming
.increasingly more. The following is a list of legacies
received by the Society of the Hillside Hospital from 1948
to 1958. It is interesting to see that each year the number
and amounts of these legacies is growing. We hope that
a larger and larger number of persons who desire to beneﬁt humanity and especially to bring about some amelioration of the suffering of the mentally ill, will ﬁnd it possible
to name Hillside Hospital as a beneﬁciary in their Wills.
Amount
Simon Lefcort ................................ $ 2,000
Leonora Solinger Baum ................ 23,317 (A)
Florence Tim .................................. 1,000
Rose Simon ....................................
456
Max Richter .................................... 5,000
Solomon Rothfeld .......................... 10,000

Harry T. Epstein ............................

8,835
250

Year

1948
1949-1958
1949
1949
1950
1950
1952
1953

Beatrice S. Bowman ......................
1953
Aaron C. Horn ................................ 3,000
Flora Haas ...................................... 60,000 (B)
1954
250
Dora Monness Shapiro ..................
1955
Robert L. Leeds .............................. 2,500
Charles Benoff ................................
1956
380

28

Max Einhorn .................................. 77,155
897
Julius Grossman ............................

1956

Hermenia Goodman ...................... 2,000
Christine King ................................ 1,058
Wilhelm Levinger .......................... 37,950
Joseph Meyers ................................ 2,500 (C)

1957

Notes: (A) Approximately $2,300 per year in perpetuity
(B) Restricted for care of Adolescent Girls
(C) Restricted for Medical Library

1957
1958

1958
1958

During 1958, the following persons other than
Trustees made gifts to the Hospital as noted below:
Amount
Bernard M. Baruch, Jr ......................................... 3 500.00

Bristol Laboratories .............................................. 2,500.00
Grand Street Boys Foundation ............................ 675.00

Jack Bleibtreu ........................................................ 185.00
Wyeth Laboratories .............................................. 1,500.00
Lightolier .............................................................. 1,000.00
Susan Greenwall Foundation ................................ 200.00
Smith, Kline

81

French Laboratories .................... 2,500.00

Gustave Levy ..........................................................
Edward Goldberger ................................................
Alfred Hazan ..........................................................
J. A. Samuels ..........................................................
Gaisman Foundation ..............................................
Laurence Alexander ..............................................

100.00

500.00
100.00
100.00
100.00
150.00

William J. Hammerslaugh .................................... 500.00
Henry Homes ........................................................ 1,000.00
l.M.M. Charities .................................................... 500.00
Carol B. Loeb Foundation ...................................... 1,000.00
Blanche Ittleson ....................................................
Blanche Freeman ..................................................

100.00

Sylvia

100.00

Krohn

.............................

100.00

Arabel Foundation ................................................ 1,000.00
Eugene Blum .......................................................... 4,000.00

Edward L. Fabian .................................................. 5,000.00
Geigy Chemical Corp ............................................. 5,000.00
Lawrence Mark ...................................................... 100.00
Louis Neiweg .......................................................... 1,049.00
Samuel Silverman .................................................. 200.00
Our gratitude to these benefactors is of course profound. It is our hope that as our work becomes known
to a larger and larger circle of interested individuals, they
will send us gifts for the support of our work.

��Director, Israel Strauss
Adolescent Pavilion
Alice Slater Stahl, M.D.
Supervising Psychiatrist,
Israel Strauss
Adolescent Pavilion
Zenos M. Linnell, MD.
Director, half—time,
Adolescent After Care Clinic
Eugene Glynn, MD.

Society
of the

Hillside
Hospital
Officers
President

Alvin E. Coleman *

Chairman of the Board
Roy Foster*
Honorary Chairman of the Board
Leon Lowenstein*
Vice-President
Dudley D. Shoenfeld, M.D.*
Vice-President
D. Herbert Beskind *
Vice-President
George W. Galinger*

Secretary
Manuel Lee Robbins*
Treasurer
Arnold S. Askin *
Assistant Secretary
A. Jacob Abrams
Assistant Secretary
M. Victor Leventritt
Assistant Treasurer
Arthur Garson
Assistant Treasurer
Harry Silverson
Honorary Directors
Hilda Strauss and Saul Blickman

Board of Trustees
A. Jacob Abrams

Jonas AdlerT
Alfred Appel
Arnold S. Askin*
John M. Bendheim
D. Herbert Beskind*
Saul Blickman

30

David BunimT
Alvin E. Coleman*
Martin ColemanT
Morris David
Thomas Epstein

Arthur C. Fatt*
David Finkle
David Finn

Director of Out-Patient Services
Robert R. Luttrell, MD.
Assistant Director of
Out-Patient Services
Robert Navarre, MD.

Director of Research in
Experimental Psychiatry
Maximilian Fink, M.D.

Roy Foster*
George W. Galinger*
Arthur Garson

Maurice Glinert
Meyer Goldstein
Jacob Epstein Katz
Carl L. Kempner‘l'
Harold P. KurzmanT
M. Victor Leventritt
Budd Levinson
Morris L. Levinson
Milton B. Loeb
Sandor Lorand, M.D.
Leon Lowenstein*
Charles H. Meyer*
Arthur Murray
Manuel Lee Robbins*
Irving Rosenbaum
S. H. Scheuer*
Walter Scheuer
Dudley D. Shoenfeld, M.D.*
Harry Silverson
Hilda Strauss
Irving Weisglass
Nathan Wigod
Morton 5. Wolf*
Walter D. Yankauer*

Chairman of Standing
Committees
Executive Committee
Roy Foster
Medical Affairs Committee
D. Herbert Beskind

Finance Committee
Arnold S. Askin
House and Grounds Committee
George W. Galinger
Nathan Wigod, Co-Chairman
Legal Committee
Charles H. Meyer
Social Service Committee
Hilda Strauss, Honorary Chairman
M. Victor Leventritt, Chairman

Personnel Committee
Meyer Goldstein

Internist

Arnold G. Blumberg, MD.

Director of Laboratories
Harry Goldenberg, Ph.D.

Resident Staff

Nominating Committee
Walter Yankauer
Gifts and Legacies Committee
Walter Yankauer
Committee on
Administrative Savings
Arnold S. Askin

Building Committee
D. Herbert Beskind 81
George W. Galinger,
Co-Chairmen

*—-Executive Committee Members
f—Elected in I958

Professional and
Administrative Staﬁ'
Medical Director
Joseph S. A. Miller, MD.

Director of Professional Services
Lewis L. Robbins, MD.
Associate Medical Director
Simon Kwalwassr, M.D.

Administrator
Maurice Bachrach, B.S.
Supervising Psychiatrists
George Yessin, M.D.
Gerhard Schauer, M.D.
Harold Esecover, M.D.*
William Benjamin, M.D.
Morton Wachspress, MD.

Norman Ackerman, M.D.**
Barre Alan, M.D.
Reva Berstock, M.D.
Bernard Cohen, M.D.**
Warren Cox, M.D.**
Alan Dobrow, M.D.
Necdet Ecder, M.D.
Elhan Ermutlu, M.D.**
Marie Friedman, M.D.**
Michael Gould, M.D.**
Sherwin Harris, M.D.
Raymond Hollander, M.D.
Doris Kells, M.D.
Edwin Kleinman, M.D.
Henry Lefkowits, M.D.
Sidney Lytton, M.D.
Stanley Machlin, M.D.
Harvey Mandel, MD.
Robert Nodine, M.D.**
Paul Pressman, M.D.**
Henry Rosett, M.D.
Alvaro Rozo, M.D.
Mollie Schildkrout, M.D.
Jack Schnee, M.D.
Herbert Schulman, MD.
David Steinman, M.D.
Carl Towbin, M.D.
Margery Wile, M.D.

Other Prof esional
Staff Heads

Director of Nursing
Goldie Krupa, R.N.
Director of Social Services
Abraham Lurie, M.S.S.W.
Director of Psychology
Abraham Levine, Ph.D.

�.
.W.

&lt;|

',

Psychiatrists

afﬁx]

.4;

Director of Creative Therapy
Ernest Zierer, Ph.D.

Director of Occupational Therapy
Eileen P. Fisher, B.S.
Director of Group Work Division
Arnold Eisen, M.S.S.W.
Dietitian
Angelina Canavan, B.A.

Supervisor Clinical Laboratory
and X-Ray
John Croghan, R.T., M.T.

Department Heads
Accounting Supervisor
Dorothy Croghan

Manager
Lillian Dailey
Superintendent of Buildings
&amp; Grounds
Thomas R. Lumley
Executive Housekeeper
Sarah Travers
Oﬂ‘ice

*—Resigned in 1958
**—Completed residency in 1958

Medical Board
President
Robert A. Savitt, M.D.*
Vice President
Sidney Tarachow, M.D.*
Secretary

Sidney L. Green, M.D.*

Treasurer
Paul Scheman, D.D.S.*
Est-President
M. David Epstein, M.D.*

Manhattan After-Care Clinic
Sarah R. Kelman, M.D.

Samuel Atkin, M.D.
Arnold Eisendorfer, M.D.*
M. David Epstein, M.D.*
Margaret E. Fries, MD.
I. Peter Glauber, M.D.*
George S. Goldman, M.D.
Sidney L. Green, M.D.*
William Karliner, M.D.*
Sylvan Keiser, M.D.
Sarah R. Kelman, M.D.
Emanuel Klein, M.D.
Sidney Klein, M.D.iL
Samuel R. Lehrman, M.D.
Samuel Z. Orgel, M.D.
Hyman L. Rachlin, M.D.*
Lawrence J. Roose, MD.
Robert A. Savitt, M.D.*
Martin Schreiber, M.D.*
Isidor Silbermann, M.D.
Otto Sperling, M.D.
Sidney Tarachow, M.D.*

Consulting, Attending and
Visiting Staffs

Non-Psychiatrists

Psychiatry

Director of Department
of Medicine
Lester Cohen, M.D.*

Leonard Blumgart, M.D.
Sandor Lorand, M.D.
Irving J. Sands, M.D.l~
Nathaniel E. Selby, M.D.
Dudley D. Shoenfeld, M.D.

Director of Department
of Surgery
Sidney Hirsch, M.D.*
Director of Department
of Dentistry
Paul Scheman, D.D.S.*

Chairman of Standing
Committees
Adolescent Pavilion
Sidney L. Green, M.D.
Credentials Committee for
Psychiatric Attending
Staﬂ &amp; Promotions
Martin Schreiber, M.D.
Credentials Committee for
Non-Psychiatric Visiting
Staff &amp; Promotions
Paul Scheman, D.D.S.
Education of Resident Staﬂ
Arnold Eisendorfer, M.D.
Group Psychotherapy
Samuel Z. Orgel, M.D.

Queens Out-Patient Clinic
Martin H. Orens, M.D.

Sub-Committee for Child
Guidance Clinic
Isidor Bernstein, MD.
Research Committee
Sidney Tarachow, M.D.
Publications Committee
I. Peter Glauber, M.D.
Committee for
Adjunctive Services
I. Peter Glauber, M.D.
Credentials Committee for
Supervising Psychiatric
and Resident Staﬂ
Lawrence J. Roose, M.D.
*—Executiue Committee Members
i—Deceased in 1958

Medicine
Alfred Angrist, M.D.
Morris S. Bender, M.D.
Oscar Levin, MD.
I. Jesse Levy, MD.

Neurology
A. M. Rabiner, M.D.

Hans Strauss, MD.
I. S. Wechsler, M.D.

Surgery
David Warshaw, M.D.

Gynecology
Julius Jarcho, M.D.

Dentistry
Morris Fierstein, D.D.S.

Attending Psychiatrists
Samuel Atkin, M.D.
Frank Berchenko, M.D.
Isidor Bernstein, MD.
Arnold Eisendorfer, MD.
M. David Epstein, M.D.
Margaret E. Fries, MD.
I. Peter Glauber, M.D.
George S. Goldman, MD.
Paul Goolker, M.D.
Sidney L. Green, M.D.
William Karliner, M.D.
Sylvan Keiser, M.D.
Sarah R. Kelman, M.D.
Emanuel Klein, M.D.
Sidney Klein, M.D.T
Attilio LaGuardia, M.D.TT
Samuel R. Lehrman, M.D.
Samuel Z. Orgel, M.D.
Hyman L. Rachlin, M.D.
Lawrence J. Roose, MD.
Robert A. Savitt, M.D.
Martin Schreiber, M.D.
Isidor Silbermann, M.D.
Otto Sperling, M.D.
Aaron Stein, M.D.
Sidney Tarachow, MD.

Associate Attending

Psychiatrists

Renato J. Almansi, M.D.
Alexander J. Friedman, MD.
5011 Goodman, M.D.
Louis Kaywin, M.D.
Bruce Kendall, M.D.
Abraham S. Lenzner, M. D.
Martin H. Orens, M.D.
William W. Pike, M.D.
Geraldine Pederson-Krag, M.D.
i—Deceased in 1958
H—deceased I959

31

�Visitings

Optometry

Medicine

Staff Optometrist
Edward L. Steinberg, OD.

Director
Lester Cohen, M.D.

Staff Optometrist
Bernard Attinson, OD.

Visiting Physician
George Sabrin, M.D.
Visiting Physician
Louis Rosenblum, M.D.

Podiatry
Staff Podiatrist
Sam Sokolov. Pod.O.

Visiting Physician
Arnold G. Blumberg, M.D.

*—Resigned in 1958

Associate Physician
Jerome Weinstein, M.D.

Clinical Assistants in
Manhattan and
Queens Clinics

Adjunct Physician
Arnold L. Berger, M.D.
Adjunct Physician
Wilbur B. Brett, M.D.
Visiting Dermatologists
Conrad Stritzler, M.D.*
Associate Dermatologist
.loel Schweig, M.D.

Adjunct Dermatologist
Norman Goldfarb, M.D.

Neurology
Adjunct Attending
Psychiatrists

32

Edward R. Adelson, M.D.
Herman S. Alpert, M.D.
Alvin B. Balaban, M.D.
Irving L. Bauer, M.D.
Benjamin J. Becker, M.D.
Julius Belinkofi, M.D.
Milton M. Berger, M.D.
Lionel H. Blackman, M.D.
Isadore H. Cohn, M.D.
Irving J. Crain, M.D.
Joseph H. Feldman, M.D.
Jules Glenn, M.D.
Albert E. Goldberg, M.D.
Albert Harrison, M.D.
Thomas Hora, M.D.
Abraham Kaplan, M.D.
Eugene Kaplan, M.D.
George P. Krupp, M.D.
Peter Laderman, M.D.
Harold S. Leopold, M.D.
(on leave)
David Milrod, M.D.
Helene Papanek, M.D.
Irving Salan, M.D.
Frederick F. Shevin, M.D.
Jay Stanton, M.D.
Samuel Tabbat, M.D.
Fred U. Tate, M.D.
Leonard Weinroth, M.D.
Herbert Wieder, M.D.

Associate Neuroligist
Kurt Adler, M.D.

Surgery
Director
Sidney Hirsch, M.D.
Visiting Neurosurgeon
Joseph Siris, M.D.
Visiting Urologist
Daniel Kaufman, M.D.

Adjunct Urologist
Albert Sutton, M.D.
Visiting Orthopedist
A. H. Lewert, M.D.

Associate Orthopedist
Julius Schneiderman, M.D.
Visiting Proctologist
Benjamin Warner, M.D.
Visiting Ophthalmologist
Edward Seretan, M.D.
Associate Ophthalmologist
Arthur Minsky, M.D.
Visiting 0tolaryngologist
Sam Clayton, M.D.
Visiting Anesthesiologist
Georges Bean, M.D.
*—Resigned in 1958

Gynecology
Visiting Gynecologist
Marie P. Warner, M.D.
Visiting Gynecologist
Hilliard Dubrow, M.D. (on leave)

Associate Gynecologist
Jack Cohen, M.D.
Associate Gynecologist
Bernard Greenblat, M.D.

Adjunct Gynecologist
Eugene Streim, M.D.*

Radiology
Visiting Radiologist
Bernard Epstein, M.D.

Associate Radiologist
Paul Steinhorn, M.D.

Dentistry
Director
Paul Scheman, D.D.S.
Associate Director
J. Gordon Rubin, D.D.S.
Associate Dentist
Benjamin Schwaid, D.D.S.
Associate Dentist
Bernard Lebow, D.D.S.
Adjunct Dentist
Henry Lewis, D.D.S.
Adjunct Dentist
Samuel Plotnick, D.D.S.
Adjunct Dentist
Elsa Friedman, D.D.S.
Adjunct Dentist
Martin Protell, D.D.S.
Adjunct Dentist
Leon Basson, D.D.S.

Lester I. Abend, M.D.
Edward R. Adelson, M.D.
Romano Antonelli, M.D.
Howard Boskey, M.D.
Paul Bradlow, M.D.*
Stanley Brodsky, M.D.
Arline Caldwell, M.D.*
Daniel Chansky, M.D.
Lionel Chertoﬂ, M.D.
Ralph W. Clemments, M.D.
Frances Colonna, M.D.
Stefano Fajrajzen, M.D.
Irving J. Farber, M.D.
Philip Friedland, M.D.
Ruth Fuchs, M.D.
Harvey Goldey, M.D.
Sumner I. Goldstein, M.D.
Clara Gonda, M.D.
Harry Gonda, M.D.
Martin Hurvitz, M.D.
Gunthar Jacob, M.D.
Wilbur Jarvis, M.D.
Norman Levy, M.D.
Peritz Levinson, M.D.*
Zenos Linnell, M.D.
Buck Luria, M.D.
Howard Mele, M.D.
Daniel Miller, M.D.
Meyer Monchek, M.D.
Beatrice Nachtigal, M.D.
Iris Orens, M.D.
Edward Pinney, Jr., M.D.*
Phoebe Rosen, M.D.*
Joseph D. Rosen, M.D.*
Jehuda Rozanski, M.D.
Gabriel Rubin, M.D.*
Leon Tec, M.D.
David M. Tillim, M.D.
Clara Torda, M.D.
Aimee Wiggers, M.D.*
*—Resigned in 1958

��HIL LSIDE HOSPITAL

‘3

��JANUARY 1, 1960—JUNE

30, 1961

Society of the Hillside Hospital
Board of Trustees

GLEN OAKS, NEW YORK

OFFICERS
PresidentD. Herbert Beskind

Vice Presidents
George W. Galinger
Charles H. Meyer

'

S. H.

Chairman, of the Board
Alvin [3. Coleman

Scheuer

Walter

Honorary Chairmen of the Board
Roy Ecstie'r

Leon towenste‘in

Dudley‘D.-Shoenfeld, MD.

D.

Yankauer

Treasurer
Arnold .s. Askin

Assistant Treasurers
Arthur Garson
MauriCe Glinert

Secretary
Jacob Epstein Katz
Assistant Secretaries
A. Jacob Abrams
M. Victor Leventritt

M EM B EIR‘S'

A. Jaco‘b‘Abram's;

George W. G'alinger
Arthur Garson
Maurice Glinert
Meyer Goldstein"
Jacob Epstein Katz’r
Carl L. Kempner
Harold P. Kurzman
Robert L. Leeds, Jr.
M. Victor Leventritt
Budd Levinson
Milton B. Loeb
Sandor Lorand, M.D.

Jonas Adler

Alfred Ap'per
Arnold S. Askin*
John M. Bendheirn
D.

Herbert Beskind"
'

David Bunim
Alvin E. C'Ol'eman'

Martin Coleman
Thomas Epstein
Arthur C. Fatt
Roy

Foster“

Leon Lowenstein*

Charles H. Meyer
Charles Revrson
Manue‘lLee Robbins
S. H. Seheuer
Dudley D. Schoenfeld,
John W. Straus
Irving Weisglass
Nathan Wigod

M-.D.*

Morton 8,. Wolf
Adolph Woolner
Walter D. Yankauer

CHAIRME-N of STANDING COMMITTEES of THE BOARD of TRUSTEES

Executive committee
Alvin E; Coleman
Finance. Committees
Maurice Glin'ert
Sub-Committee on Investments
Adolph Woolner
Gifts &amp; Legacies Committee
Jacob E-.; Katz
-

*Executiv.e Cémmittge‘
'

”Deceased

House &amp; Grounds Committee
George W. Galinger
Nathan Wigod
Legal Committee
Charles H. Meyer
Medical Affairs Committee
M. Victor Leventritt
New Building Committee
David Bunim

Nominating Committee
Walter D. Yankauer
Personnel Committee
Harold P. Kurzman
Public Relations Committee
Arthur C. Fatt
Social SerVice- Committee
Maurice fGIin‘ert

�ever—changing approach to the treat-

President’s
Report

Hillside

Hospital was founded
in 1927 by Dr. Israel Strauss and his
colleagues of the Committee of Jews
for Mental Health, whose objective
was to provide good psychiatric care
to those who could not afford to pay
for the service. Today’s Hillside Hos—
pital is one of the few voluntary, nonprofit psychiatric hospitals in the
United States. In 1958, the Board of
Trustees determined to establish new
goals for their hospital.
Our physical size and personnel
resources anticipated recent recom—
mendations of the Joint Commission
on Mental Illness. We endorse these
recommendations and wish to participate in the solution of this major
health problem by continuing our
treatment program, by seeking an improved quality of patient care, and by
providing outstanding professional
training for doctors, nurses, social
workers and other professionals. To

accomplish these goals and to

broaden the treatment program as a
basis for fundamental research in
mental illness, Dr. Lewis L. Robbins
assumed the responsibilities of Medical Director.
Dedicated lay members of the
Board of Trustees together with the
staff and the distinguished physicians
who served on the Medical Board,
have been continually reviewing the

ment of mental illness and evaluating
new concepts of care. The character
of Hillside Hospital as a pilot institution seeking to broaden the frontiers of understanding mental illness
is now well integrated.
The years 1960 and 1961 saw the
planning of a new building program
designed to provide the physical facilities for current concepts of treatment, professional development and
research. An activities therapy build—
ing is needed to house the manifold
creative, occupational, athletic and
social activities which we know are
so vital in the treatment of our patients. Equally important, offices,
conference rooms and working areas
must be created for the broader research program which will include,
in addition to biochemical research
and experimental psychiatry, a comprehensive effort in dynamic psychiatry. Adequate residence facilities
are necessary to house our staff members. Funds toward the cost of these
physical improvements are substantially in prospect and it is entirely
possible to contemplate that construction can begin during 1962.
In this progress report of today’s
Hillside, I take great pleasure in the
accomplishment of the ﬁrst and major phase of progress toward the long
range goals we have set. The efforts,
wisdom and material support of the
trustees of the Society and the Federation of Jewish Philanthropies, and
the informed and dynamic leadership
which Dr. Robbins provides, instills
great conﬁdence that the image of
tomorrow’s Hillside will shine even
brighter than today’s.
D. HERBERT BESKIND
President, Society of
the Hillside Hospital

�Professional
and Administrative Staff
Samuel Davis
Assistant Administrator

ADMINISTRATION
Lewis L. Robbins, M.D.
Medical Director

STAFF PSYCHIATRISTS
William Benjamin, M.D.
Muriel Benton, M.D.
Max Fink, M.D.

Maurice Bachrach
Administrator

David Graubert, M.D.
Irwin Greenberg, M.D.
B. Bernie Herron, M.D.
Elsa Katz, M.D.
Donald Klein, M.D.

John c. Kramer, M.D.
Henry Lefkowits. M.D.

Robert R. Luttrell, M.D.
Robert Navarre, M.D.
Paul Salkin, M.D.
Alice S. Stahl, M.D.
Barbara Ure, M.D.
Morton Wachspress, M.D.
George Yessin, M.D.

PROFESSIONAL DEPARTMENT HEADS
ACTIVITIES THERAPIES
Morton Wachspress, M.D.

NURSING

EXPERIMENTAL

Jean Axten, R.N.
Director
Frances Anderson, R.N.
Associate Director

PSYCHIATRY

Director

Max Fink, M.D.

Eli Levy

Director

Assistant Director
Joseph Chase
Director,
Occupational Therapy

PSYCHOLOGY

LABORATORY

HarryrGoldenberg, Ph.D.
Director

Phyllis Hurteau, R.N.
Associate Director lnservice
Education

John Croghan
OUT-PATIENT DEPARTMENT

Supervisor

ADOLESCENT PAVILION
Alice S. Stahl, M.D.

MEDICAL LIBRARY

Director

James Montgomery
MEDICAL SERVICES

BIOCHEMISTRY

Arnold

Harry Goldenberg, Ph.D.

G.

Blumberg, M.D.

Director

Director

RODSrt R.

Luttrell, M.D.

DII'CCTDI'

Harvey Goldey, M.D.

Assistant Director
Hershey Marcus, M.D.
Director Child Therapy Unlt

Abraham Levine, Ph.D.
Director
CREATIVE THERAPY

Mrs. Edith Zierer

Director
SOCIAL SERVICES
Abraham Lurie

Director
Louise Pinsky
Assistant Director, Casework
Sidney Pinsky
Supervisor, Group Work
SOCIOLOGY

Nathaniel Siegel, Ph.D.

ADMINISTRATIVE DEPARTMENT HEADS
FOOD

ACCOUNTING

SERVICE

SERVICES

Sol Fuchs

Dorothy Croghan

HOUSEKEEPING

OFFICE

BUILDINGS and

SERVICES

GROUNDS

Robert Jones

May K. Bottomley

Thomas Lumley

CLINICAL ASSISTANTS
ADULT UNIT

Nobel Endicott, M.D..

Sumner Goldstein, M.D.
Curtis. Kendrick, M.D.

Lionel Chertoff, M.D.
Ralph Colp, Jr., M.D.
Alan Dobrow, M.D.
Raymond Edelman, M.D.

Dahiel Miller, M.D.
iris Orens, M,D.

Esther Robbins, M.D.
Jack Schnee, M.D.
Maurice Shilling, M.D.
JamesWatson, M.D.

CHILDREN’S UNIT

Sidney Finkel, M.D.
John Price, Jr., M.D.
Esther Robbins, M.D.
Mollie Schildkrout, M.D.

PSYCHIATRIC RESIDENTS
Lucie Arato, M.D.
Paul Ar'onow, M.D.

Peter Ferber, M.D.

Edward Gelardin, M.D.
Seymour Gers, M.D.
WarrenH. Goodman, M.D.
Joseph Gross,'M.D.
'

‘

Edward‘s. Hartmann, M.D.
Jerome L, Jacobs, M.D;
Abraham Jankowitz, M.D.
Henry K‘aminer, M.D.
Herbert J. Levo’witz; M.D.
Arnold Lieber, M.D.
Julia Mehlman, M.D.

Herman Oliver, M.D.
Raymond W. Rakow, M.D.
Rita S. Reuben, M.D.
Ger-aid D. Roberts, M.D.
Judy M. Roheim, M.D.
Bertram H. Rosen, M.D.
Ronald'Sa‘german, M.D.

DECEMBER

George Satran, M.D.
Martin Shepard, M.D.
Herbert J. Steinberg, M.D.
Dan'ield Weitzner, M.D.
Charlotte M. Zitrin. M.D.

31,1960-JUNE 30,1961

�Medical

Director’s Report
When one considers that there

are hundreds of thousands of patients
in public and private hospitals in the
United States, one is forced to the
conclusion that this represents a tremendous waste of human lives and
community resources.
The majority of these patients are
in large public hospitals which have
been viewed by the Joint Commission on Mental Illness as too large to
provide the necessary individualiza—
tion of treatment and the therapeutic
relationships which are so important.
Hillside Hospital with its 375 admissions and discharges per year does
provide the type of treatment needed,
but the service we can give is but a
mere drop of water in the vast ocean
of human misery. It would take us
forty—ﬁve years to treat as many patients as are currently in just one of
the nearby public institutions. The
solution to the problem of mental ill—
ness does not lie in the expanding of
treatment facilities as much as it does
in ﬁnding better answers to the causes
and treatment of emotional dis—
orders, and in passing on our knowledge to all those who are needed to
treat the mentally ill.
In accordance with these principles, Hillside Hospital has chosen
to make research and training its
primary goals. As always, it continues to be a pilot institution providing
the best psychiatric treatment that is
currently available, and is constantly

trying to develop new knowledge and
to share what we learn with others.
The development of research and
education are never any better than
the clinical programs on which they
are based. Conversely clinical pro—
grams which do not include educational and research activities become
sterile.
During these past three years, our
emphasis has been on further im—
proving our clinical services and concomitantly expanding the psychiatric
residency training program.

Although there has been much

progress in the several on—going research programs, the improvements
in our clinical and educational activities should provide opportunities for
considerable new effort in this important area.
This report treats of our progress
in connection with the restated goals
of our hospital. The problems in ﬁnding solutions to the questions of mental illness are enormous, but we are
taking steps towards assisting in the
ﬁnding of needed answers. The work,
the effort, support and dedication of
our trustees and staff augur well for
the future.
LEWIS L. ROBBINS, M.D.
Medical Director

�Progress Toward
Our Stated Goals

move from closed to open units as
was previously the practice.
An open hospital has been estab—
lished. Doors are rarely locked.

I
The
therapeutic activities now
I constitute
the major
of the
part

I
Goals

are quoted from the survey and report made by Dr. Robbins
in late 1958.
TREATMENT and TRAINING
“The psychiatric hospital should
be thought of primarily in terms of
its staff and of the facilities for occupational therapy, recreational therapy, educational therapy, group living experiences and the like; as a
total community in which the bed is
used only to sleep in at night. A psychiatric hospital should be a thera—
peutic community in which every
aspect of the patient’s stay is designed
to meet his therapeutic needs. To insure the best possible results includes
not only the prescription of the speciﬁc treatment procedures mentioned
. . .and the type of therapy best suited
to meet the needs . . . but also the
‘emotional atmosphere’ in which they
are to be carried out.”

Patient care has been much more
I individualized.
staff has been reor—
I Our treatment
and

treatment teams esganized
tablished. Led by a full time senior
staff psychiatrist the team is composed of staff psychiatrists, psychiatric residents, social caseworkers,

I

group workers, psychologists,
nurses, and activities therapists.
In order to stabilize patients in re—
lation to stall, patients now remain
on the same living unit, rather than

I

patients’ program.
The treatment program has been
approved by the Joint Commission on Hospital Accreditation.
A children’s outpatient clinic has
been opened.

“The patients admitted to Hillside
Hospital fall into the groups of those
patients with severe psychoneuroses,

early or incipient psychoses, and
rather severe character disorders.

Such patients require the optimum of
psychiatric talent for help and one
should be able to bring to bear in
their treatment the best skills that are
available. Even the most experienced
psychiatrists need to have the participating skill of an adequate staff both
qualitatively and quantitatively in all
the areas of psychology, psychiatric
social work, psychiatric nursing and
the adjunctive therapies.”
An Activities Therapy department
has been established.
The Occupational Therapy staff
has been increased.

I
I
Recreational Therapy staff
I The
has been increased.
has
been
A
work
patient
program
I initiated.
activities
therapy
Occupational
are
I related to work and to treatment

I
I

rather than just to arts and crafts
training.
A pilot vocational rehabilitation
program has been established with
Altro Workshops.
A program in which volunteers
plan and lead patient activities has
been established.

�“One fact which seems to work
against the success of the admission
policy is the accumulation of a waiting list for admission.”
The patient waiting list has been
eliminated.
The admission screening process
has been improved.

I
I

“The main shortage in psychiatry
today is knowledge. . . One of the
major responsibilities of every psychiatric facility is not only to provide
the best possible service to patients,
but also to train personnel. Psychiatry like all other branches of medicine, is best learned by intimate
contact with patients and with one’s
teachers, rather than in the classroom. Thus, the clinical staﬁ is simultaneously a faculty working in
close day to day personal contact
with the students The resident. . .can
only meet the clinical needs of the
patients in his care if he is given adequate supervision by more experienced teachers. The resident psychiatrist is a very busy person having on
an average twelve patients at a time
and admitting a new patient approximately every ten days. It is not possible to add some very necessary
experiences (such as outpatient psychotherapy) to the residency program
because of their already very heavy
schedules. It would be desirable to
increase the number of residents, not
only to provide training for more
doctors, but also to decrease the case—
load for each resident. There has
long been a desire to develop a full

three year residency training program at Hillside Hospital. Experi-

ence again has demonstrated that it
is better for residents to obtain all of
their psychiatric training in one place
rather than to move from place to

�place. This provides them with a
more integrated three year educational experience. Specialized experience in certain areas, such as psycho-

somatic medicine, geriatrics and

neurology can be developed through
liaison with other nearby institutions.
It is, therefore, recommended that
the excellent facilites of Hillside Hospital and its actual as well as potential relationships with other institutions be used primarily for the advancement of psychiatric knowledge.

I
I
I
I
I

The full time psychiatric staff has
been greatly enlarged.
The number of psychiatric resi—
dents has been increased.
The number of patients per doctor, and the number of residents
per supervisor has been reduced.
The quality of supervision has improved.
Residency training in psychiatry
has been approved by the American, Medical Association for three
years.

I dency training has increased qualiApplicants for psychiatric resi-

I
I

tatively and quantitatively.
The number of grants from the
United States Public Health Service for training has been increased.
Clinical training has been extend—
ed into the Adult and Children’s
Out-Patient clinics.

I been improved and increased.
of
function
Educational
voluntary
I non-paid attending staff increased.
afﬁliations
for
psychiatTraining
I ric residents established with
Formal classroom training has

I

Creedmoor, Long Island Jewish
Hospital, Monteﬁore Hospital and
Meadowbrook Hospital.
Graduate and undergraduate
training in psychiatric nursing in

I
I

afﬁliation with Queens College and
Adelphi College.

Inservice training program for
nursing personnel established.
Graduate training in Psychiatric
Social Work and Group Work in
afﬁliation with Adelphi College,
Columbia University, Yeshiva and
New York University.

RESEARCH

“A lthough millions and millions

of dollars have been spent in development of all kinds of psychiatric

facilities, only a small amount of

money has been spent in the important area of psychiatric research . . .
Far greater sums of money are being
spent for research and other illnesses
which have a much smaller incidence
than do psychiatric disorders . . . Re—
search is developed in most hopitals,
as a derivative of the clinical and educational activities in the institution
. . . investigations which must go forward on many fronts simultaneously;
physiological, psychological and social. Because man is a biological,
psychological and social being, the
ultimate.answers in respect to psychiatric illness will not be found in
any one area alone even though from
time to time one may seem more
promising than the others. Therefore, it is also encumbent upon every
psychiatric institution not only to
treat patients as well as our present
knowledge permits and to educate
psychiatric personnel, but also to
continue to investigate the nature of
psychiatric illnesses in order to eliminate many gaps in our knowledge.”

I

The research programs in experimental psychiatry, biochemistry
and medicine have been in existence for many years under the re-

�spective leadership of Dr. Max
Fink, Dr. Harry Goldenberg and
Dr. Arnold Blumberg. These programs have continued to produce
valuable achievements, some of
which are reported below. It is’
hoped that the next few years will
see even greater emphasis on the
research aspects of the goals for
Hillside Hospital.

I
I

Eight percent of the total Hillside
Hospital budget is currently devoted to research.
National recognition of the research work done at Hillside Hospital. Dr. Donald Klein was appointed as a United States Public
Health Service career investigator.
Dr. Max Fink was appointed to
the committee on Clinical Psychopharmacology of the National Institutes of Mental Health, who
sponsor a national program for the
screening of new drugs in the treatment of mental illness, joining Dr.
Lewis L. Robbins, who has continued as Consultant to the Review
Committee in Mental Health Research; and the sponsorship of the
ﬁrst International Conference on
the EEG and Human Psychopharmocology, at the World Congress
of Psychiatry, Montreal, June
1961 by the Department of Experimental Psychiatry.
Dr. Harry Goldenberg, was hon—
ored by appointment as Chairman
of the Van Slyke Awards Committee, Chairman of the divisional
meeting of the American Association for the Advancement of
Science, and panel member of the
Eastern Analytical Symposium.
Dr. Vivian Fishman’s drug research studies were recognized by
the National Institutes of Health

with an invitation to present her
ﬁndings before the Psychopharmacology Round Table in Atlantic
City.
EXPERIMENTAL PSYCHIATRY
Dr. Fink and his staff completed
their survey of forty psychotropic
compounds and showed the electroencephalogram (EEG) to be
the best available measure of psychotropic drug activity.
Typologies of patient response to

I

I two

major psychotropic

com—

pounds—chlorpromazine and imipramine were deﬁned. This work
enables psychiatrists to determine
the best drug for each patient.

BIOCHEMISTRY
Dr. Goldenberg and his staff investigated the chemical changes
which occur in chlorpromazine
due to glandular activity. Animal
trials led to the discovery that two
products (“metabolites”) derived
from chlorpromazine may be
equivalent or superior to the parent drug.
Other animal studies were carried
out in the laboratory dealing with
the stress phenomenon; these experiments have led to observations
that may be signiﬁcant to the solution of the problems of senile psychosis and atherosclerosis.

I

I

MEDICAL RESEARCH
Dr. Blumberg in his program of
medical research has developed a
ﬁrm basis for the mecholyl test.
He has demonstrated the stability
and the reliability of this test in
chemical use. It is now used as an
effective medical screening device
to determine the patients receptivity to somatic psychiatric treatment.

I

�Publications

A

FINK,

'M_.:

.EEG

Techniques in Study

of Psychotropic Drugs. Discussion.Actaiof Int.'I Meeting‘oh Techniques
for Study of Psychotropic Drugs,
Modena, Soc. Tip'o'grafic‘a Mo'de'nse,
1961.
FINK, M. and KAHN, R. L.: Behavioral

Reproducibility of
the Mecholyi Test, Psychosomatic
Med. 22: 1,1960.

Convulsive Therapy.
A.M.A. Arch. Gen. Psychiat. 5: 30-36,

BLUMBERG A. 'G., LADERMAN- P. and
FINK, M. Efficacy of Divided and

FINK, M., KAHN, R. L. KARP, E..
POLLACK, M., GREEN, M., ALAN, B.
and LEFKOWITS, H. 1.: Inhalant Induced Convulsions: Significance of
the Theory. of theConvulsive Therapy
Precess. A.M.A‘. Arch. Gen. Psychiat.

BLUMB_,ER,G

G.:

'Single Dose Schedules in Insulin'
Coma Therapy, Am. 1. Psychiatry
116: 839-40, March, 1960.;

and KLEIN, D F.:
Severe PapiIIedema Associated With
BLUMBERG, A. G.

Drug Therapy, Am. J. Psychiat. 116::
168- 170, 1961.
BLUMBERG, A, G. and GOLDENBERG.

H. Relation of the Mec‘hoiyl Test
to Catechoiamine Excretion, Proc.
Soc. Exp. Biol. 6: Med 106: 867-869,
1961.

H. Union and Management
Trainees: A Comparative Study of
BOGARD,

Personality and Occupational Choice,
1. of Applied Psychology 44: 56-63,
1-960.

Nursing Staff Functions in a Treatment Setting, 1.
Hillside Hosp. 9: 88-93,1960-.
CLIGGETT, K.:

Occupational Therapy at
the Adolescent PaVIIion, 1. Hillside
Hosp. 9: 80-87, 1960.
ENGEL, R.:

a Case of Depersonalization, 1. Hillside Hosp. 9:
106-127 1960.
FAJRAJZEN, 8.:

_On

Effect of Anticholinergic
Compounds on Post-Convulsive EEG
and Behavior of Psychiatric Patients,
EEG Clin. Neurophysiol. 12: 359-369,
FINK, M.:

1960.-

FINK, M.: EEG and BehaviOraI Effects

of Psychopharmacologic Agents. In.
Neuro-PsychopharmacoiQE-Yy ed. P,
Bradley. Amsterdam, Elsevier, pp.
441-446, 1960.

FINK, M., 1AFFE, 1. and KAHN, R. |:.:
Drug IndUCed Changes in Interview

Patterns: Linguistic an‘d Neurophysiologic lndices. In Dynamics of Psychiatric Drug Therapy. red. G. J. Sarwer-Foner, Springfield, "L, C. C.

Thomas, 1960, pp. 29-44.

FINK, M.: EEG and Behavioral

fects of Tofranii,

Ef-

EEG C-IiII. Neuro-

physiol. 12: 243-44 (abst.) 1960.
FINK, M.:

Differential Treatment and

Prognosis in schizophrenia, by R. D.
Wirt and W. Simon. Book Review,
A..M.A Arch. Gen. Psychiat. 2: 121-

122,1960.

Problems of Antagonists
to Psychotropic Drugs. Discussion.
Neuro—Psychophar‘macology 2: 30-32,
ed. E. Rothlin. Amsterdam, Eisevier,
1961.
FINK, M.:-

Patterns In
11961.

4: 259-266, 1961.

V. and‘GOLDENBERG,

FISHMAN,

H.:

MetaboIi-sm of Chiorpromazine: 0rganIc-Extractable Fraction from Human Urine. Proc. Soc. Exp. Biol. 6:

Med.104: 99,1960.

3.: Helping the Disturbed
Adolescent Acéept Hospitalizatibn.
Social Work 6.69 75.1951
FREEMAN,

M.‘E. and FRIEDMAN, M. R.:
.AfMethod-of Organizing Clinical Data:
A Teaching Aid for Training ResiFRIES."

dents

apy.

Psychoanalytic PsychotherHillside Hosp. ‘9: 25-47, 1960.

in

1.

GALE, M. .and SHATZKY, B.: P.S. 611
y—Queens Annex: ASchool in .a Psychiatric Hospital. 1. Hillside Hosp. 9:

94-99, 1960.

Aftercare Program for
Adolescents. 1. Hillside Hosp. 9,: 61'65, 1960.
GOLDENBER-G, H., FISHMAN, V.,
WH'ITTIER, 1. and BRINITZER, W.:

Urinary Aromatic Excretion Patterns

schizophrenia, A.M.A. Arch. Gen.
Psychiat. 2: 221.1960.
in

GOLDENBERG, H.

and

FISHMA-N, V.:

Species Dependence of Chiorpromazine Metabolism, Proc. Soc. Exp.
Biol. 8: Med. 106. #26884 1961.
GREEN, S. L., KWALWASSER, S., and
STAHL,.A. S.: The Role of the Psychiatrist in a Residential Treatment

Unit. for AdoleSCen'ts. PSychi‘at.
Quart. 34: 662-691, 1960.

Relation Between
Threshold and Duration of Seizures
a'nd Electrbgraphic Change During
Convulsive Therapy. 1. Nerv. Ment.
Dis. 130: 235-239, 1960.
M.

A.:

Approaches to Psychiatric Consultation in a Research
Hospital Setting. A.M.A. Arch. Gen.
Psychiat. 3: 691-697, 1960.
GREENBERG, I.:

I.: Acute lnterc-urrent
Psychosis During the Course -of Familial Periodic Paralysis. Am. 1.
GREENBERG,

Psychiat. 116: 260-263, 1961.

I.: Comparison; of the
Cross-Cultural Adaptive. Process with
Adolescence. compr. Psychiat. 2:

GREENBERG,

44-50, 1961.

1.:

ESECQVER, H., KAHN,
R: L. and FINK, M.: Modification of
1AFFE,

1..

Psychotherapeutic Transactions by
Altered Brain Function. Am. 1. Psychother. 15: 46-55, 1961.
1AFFE,1., FINK, M., and KAHN, R. L:
Changes in Verbal Transactions with
Induced Altered Brain Function. J.
Nerv. Ment. Dis. 130: 235-239, 1960:

Language Patterns as Character Defenses: Implications for Psychoanalytic Technique. Psychological' and, Psychiatric
Aspect of Speech and Hearing, Disorders, ed. D. A. Barbara. Springfield, III., C. C. Thomas, 1960. pp.
138-151.
1AFFE,

Formal

1.:

and FINK, M;: Prognostic Value of Rorschach Criteria
in Clinical Response to Convulsive
Therapy. J. Neuropsychiat. 1: 242245, 1960.
KAHN,

R.

L.

and FINK,
M.: Figure-Ground Discrimination after Induced Altered Brain Function.
A.M.A. Arch. Neurol. 2: 547-551,
1960.
KAHN, R. L., POLLACK, M.

and FINK,
M.: Social Attitude (California F
Scale) and Convulsive Therapy. J.
Nerv. Ment. Dis. 130: 187-192, 1960.
KAHN, R. L., POLLACK, M.

LGLYNN, E.: An

GREEN,

Social Factors in the
Doctor-Patient Relationship. In PsyChoanaly'sis and Social Process, ed.
1. Masserman. New York, Grune 8:
Stratton, 1961, pp‘. 81-88.

1AFFE,

and POLLACK, M.: Sociopsychological Factbrs Affecting Therapist-Patient Relationships. Psychoanalysis and Human Va'lues, ed. 1.
Masserman, New York, Grune 8:
Stratton, 1960. pp. 155-168.
KAHN, R. L.

and POLLACK, M.: The
Relationship of Mental and Physical
states in Institutionalized Aged Persons. Am. 1. Psychiat. 117: 120-124,
1960 (with Goldfarb, A. I. and Gerber, l. E.).
KAHN,

R.»

L.

and POLLACK, M.: Brief
Objective Measures for the Determination of Mental Status in the Aged.
Am. 1. Psychiat. 117:, 326-328, 1960
(with Goldfarb, A. I. and Peck, A.).
KAHN, R. L.

Staff Attitudes Toward
Psychiatric Treatment in .a Voluntary
Mental Hospital. 1. Hillside Hosp.
KAHN, R. L.:

10: 97-106, 1961.

KAHN, R. L., POLLACK, M. and GOLDFARB, A. I.: Factors Related to In-

dividual Differences in Mental Status
of Institutional Aged. In Psychopathology of Aging, New York, Grune
&amp; Stratton, 1961, pp. 104-113.

and LEFKOWITS, H. 1.:
Influence of Staff Attitudes and Environmental Factors on Treatment
Selection. 1. Hillside Hosp. 10: 8496, 1961.
KAPLAN, A. I.

�Alterations of Visual Excitability in Patients with Lesions
of the Cerebral Optic Pathways.
KARP, E.:

Trans. A.N.A. 156-159, 1959 (with
Battersby, W. S. and Wagman, I. H.).
Neural Limitations of Visual Excitability: Alterations Produced
by Cerebral Lesions. Arch. Rural. 3:
24-42, 1960 (with Battersby, W. 5.,
Wagman, I. H. and Bender, M. D.).
KARP, E.:

ROSEN, B. H.: Case Report of Auricu-

lar Fibrillation Following the Use
of Imipramine (Tofranil). J. Mount
Sinai Hosp. 27: 6, Nov.-Dec., 1960.
Effect of Interpersonal Relationships Upon Verbal
Conditioning. J. Abnormal I. Social
Psychology 60: 241-6, 1960.
SAPOLSKY, A.:

KAVAZANJIAN, T.: The Role of the
Clinical Psychologist in the Adoles-

and STAHL,
A. 3.: The Treatment Of “Provocative” Behavior in the Disturbed Adolescent. J. Hillside Hosp. 10: 67-81,
1961.

1960.

STAHL, A. 8.: The

cent Pavilion of the Hillside Hospital. J. Hillside Hosp. 9: 65-71,
F.: Mepazine (Pacatal):
Clinical Trial with Placebo Control
KLEIN,

D.

and Psychological Study. Psychopharm. 1: 280-287, 1960 (with J. R.
Whittier, G. Levine and D. Weiss).
and GREEN, 3. L.:
Treatment Program at the Israel
Strauss Pavilion for Adolescent Girls.
J. Hillside Hosp. 9: 14-24, 1960.
KWALWASSER, S.

LEVINE, A.:

Appraising Ego Strength
from the Projective Test Battery. J.
Hillside Hosp. 9: 228-240, 1960.
LINNELL, Z. M.: Authority

as 3 Treatment Modality with Adolescents in
a Psychiatric Hospital. J. Hillside
Hosp. 9: 48-60, 1960.

LURIE, A. and PINSKY, L.: Collabora-

tion between Psychiatric Hospital
and Community Agencies in the
Rehabilitation of Mental Patients.
Mental Patients in Transition, ed.
Milton Greenblatt, Springfield, ”L,
C. C. Thomas, 1951.

Effect of Brain Tumor
on Perception of Hidden Figures
Sorting Behavior and Problem Solving Performance. Dissertation Abstracts. 20: 8, 1960.
POLLACK, M.:

POLLACK, M.:

Comparison of Childhood, Adolescent and Adult Schizophrenias. A.M.A. Arch. Gen. Psychiat. 2: 652-660, 1960.
POLLACK, M.: The Face-Hand

Test in
Retarded and Non-retarded Emotionally Disturbed Children. Am. J. Ment.
Def. 64: 758-761, 1960 (with E.

Gordon).

and FINK, M.: Socio~
psychological Characteristics of Patients who Refuse Convulsive Therapy. J. Nerv. &amp; Ment. Dis. 132: 153157, 1961.
POLLACK, M.

POLLACK, M., KARP, E., KRAUTHAMER, 6., KLEIN, D. F. and FINK,

M.: Neuropsychologic Response Pat-

terns of Some Psychotropic Drugs.

Neuro-Psychopharmacology 2: 381384, ed. E. Rothlin. Amsterdam,
Elsevier, 1961.
ROBBINS, L. L. and WALLERSTEIN,
R. 8.: Operational Problems of Psychotherapy Research: 1. Initial Stud-

ies. Bull. Menninger Clin. 24: 164189, 19690.

SCHILDKROUT,

M.

S.

First Five Years
of the Israel Straus Adolescent Pavilion Program. J. Hillside Hosp. 9:
5-13, 1960.

WALLACH, S. S., WALLACH, M. B. and

6.: Observation of Involuntary Eye Movements in Certain
Schizophrenics. J. Hillside Hosp. 9:
224-227, 1961.
YESSlN,

ZIE‘RER, E. and ZIERER, E.: The Integration Quotient in Creative Ther—

apy. J. Hillside Hosp. 9: 156-170,
1960.

�Administration
and Finance
5‘

The extent of future development of Hillside Hospital will depend
upon the readiness of the community
to support its program. At this point
it is not possible to project our budget
for five or ten years in the future, but
it is possible to choose a course of
development and to have some general awareness of the fact that expansion of Hillside’s program .
could easily double . . . the current
budget. In addition to the staff augmentation, there will, of course, have
to be a concomitant increase in
housekeeping, administrative personnel and it is evident already that additional facilities, not only for staﬂ
but also for patients, are required.
The current dining facilities are already overtaxed and the areas for
occupational, educational and rec—
reational activities are much too limited and inadequate. Consideration

must be given, therefore, to con—
struction not only of a research building, but also more adequate facilities
for patient activities, staﬁ meeting
rooms, library and dining rooms.”
The charts graphically illustrate
the ﬁnancial operation of our hospital during the ﬁscal year ended June
30, 1961. Sizable deﬁcits were incurred in our in-patient and outpatient services because of the increase in the quality of patient care.
As we continue to make progress and
as we continue to improve wages and
salaries, we believe that these deﬁcits
will increase if we are to continue to
meet our stated objectives. Without
the ﬁnancial assistance of the Federation of Jewish Philanthropies and
our Board of Trustees, the progress
of which this report treats, would
have been impossible.

The professional development

program has required corresponding
expansion and improvement of administrative services. Housekeeping
and Maintenance services have been
enhanced through the application of
industrial management techniques.

HILLSIDE

Hospiut

GLEN OAKS

KIFF. COLEAN, VOSS 3 SOUDER
THE OFFlcE 0F YORK a SAWYER

N, Y.
ARCHITECTS

�Work measurement, preventative
maintenance, a planned painting program and modern equipment have
been emphasized. These programs
have resulted in signiﬁcant improvements in hospital appearance and
services so important to the “therapeutic community.”
To provide the base for effective
organization to achieve stated goals
of our hospital, an intensive personnel management program has been
planned and implemented. Personnel
policies have been developed, consolidated, and published, job analyses have been performed, a job
grading program has been established, a merit evaluation program
has been implemented, and salary
scales were increased for professional and service staff. The results of
these efforts have been an increas—
ingly stable and efﬁcient employee
group of high morale.
Our most immediate need is for
the space which will express the professional development program in
physical terms. Psychiatrists’ oﬂice
space is inadequate, teaching facilities including our Medical Library
are limited, Activities Therapies areas
are widely dispersed and insufﬁcient,
and Research space does not meet
current needs. To meet our space
needs, we have developed a master
plan for future construction. Our
plans provide for construction of an
Activities Therapies building, addi—
tional research facilities, and a staff
housing project. Following construction of these buildings, we will reconstruct presently existing facilities
so that they too, may meet present
and future space needs.

SERVICE COSTS
ln-Patient Service‘
COST

$26.65

L088

$1 .56

INCOME

*Average per patient-day

SERVICE STATISTICS

........................
Number of in-patients treated
...........
Number of out-patients treated
..........
Number of out visits
...................
ln-Patient days

69,941
539

659

14,614

INCREASE IN EXPENDITURES
TREATMENT

and TRAINING

1958-1959

$924,703

1960-1961

UP

42%

$1,310,908
RESEARCH

1956-1959
1960-1961

$ 152,638
$ 198,275 UP 30%

ADMINISTRATIVE SERVICES‘

1956-1959

$ 729,595

$904,863

1960-1961

UP

24%

MAURICE BACHRACH

Administrator

TOTALS

1958-1959

$1,806,936

1960-1961

$2,414,046

*lncludes Administration. Accounting, Food Service, Housekeeping,
Maintenance, Office Services and Medical Records.

�JANUARY 1,

1960—JUNE,30,

Jeena'

Attending Psychiatric Staff
ATTENDING PSYCHIATRISTS

Hyman L. Rachlin, M.D.‘
Lawrence J. Roose, M.D.*

Samuel Atkin, M.D.*
Frank Berchenko, M.D.

Robert Savitt, M.D.'
Martin Schreiber, M.D.*
Isid'or Silbermann, M.D."
Otto Sperling, M.D.t
Aaron Stein, M.D.*
Sidney Tarachow, M.D.*
A.

lsidor Bernstein, M.D.
Arnold Eisendorfer, M.D.'
M. David Epstein, M.D.I'
Margaret E. Fries, M.D.‘t
I. Peter Glauber, M.D.t
George S. Goldman, M.D.‘T
Paul Goolker, M.D.*
Sidney L. Green, M.D.*
William Karliner, M.D.‘
Sylvan Keiser, M.D.
Sarah R. Kelman, M.D.‘
Emanuel Klein, M.D.
Simon Kwalwasser, M.D.
Samuel R. Lehrman, M.D.‘
Abraham S. Lenzner, M.D.
Joseph s. A. Miller, MD!
Martin H. Orens, M.D.:
Samuel Z. Orgel, M.D.*

ASSOCIATE ATTENDING
PSYCHIATRISTS

Renato J. Almansi, M.D.
Alexander J. Friedman, M.D.
SoIl Goodman, M.D.
Abraham I. Kaplan, M.D.
Louis Kaywin, M.D.
Bruce Kendall, M.D.
Geraldine Pederson-Krag, M.D.
William W. Pike, M.D.
Jay Stanton, M.D.

ADJUNCT ATTENDING
PNYCNIATRISTS

’lebur Jarvis; M D_.

‘

Edward R. Adelson, M.D.
Herman S. Alpert, M.D.
Alvin B. Balaban, M.D.
Irving L. Bauer, M.D.
Benjamin J. Becker, M.D.
Julius Beli’nkoff, M.D..
Milton M. Berger, M.D.
Lionel H. Blackman, M.D.
Rita M. Chalef, M.D.
Isadore H. Cohn, M.D.
Irving J. Crain, M.D.
Joseph H. Feldman, M.D.
Jules Glenn, M.D.
Albert E. Goldberg, M.D.
Michael Gould, M.D.
Lebert Harris, M.D.
AIbErt Harrison, M.D.
Thomas Hora, M.D.
Martin Hurvitz, M.D.

Eugene H.Kaplan,.M.D.

.Paul Kay, M.D.
George R. Krupp, M. D.
Peter Laderma'n, M. D..
Myer D. Mendelson, M.Dd"
David Milrod, M. D.
Helene Pap‘anek, M.D
Henry Rasner, M.
Irving Salan, M. D.
Frjéd' U. Tate; M. D.
B. Frank Vogel, MDi.
Leonard Weinroth, M D
‘

.

D

Herbert Wie’de'r, M.D.

Consulting Physicians and Surgeons
MEDICINE

Lester Cohen, M.D.*
George Sabrin, M.D.
Louis Rosenblum, M.D.
Jerome Weinstein, M.D.
Wilbur 8. Brett, M.D.
Arnold L. Berger, M.D.
DERMATOLOGY

Joel Schweig, M.D.
Norman Goldfa’rb, M.D.
Eugene L. Bodian, M.D.

GENERAL SURGERY

Sidney Hirsch, M.D.*
Stephen Deckoff, M.D.
UROLOGY

Daniel Kaufman, M.D.

Albert Sutton, M.D.
ORTHOPEDICS
A. H. Lewert, M.D.

Julius Schneiderr‘n‘an, M.D.
PROCTOLOGY

Benjamin Warner, M.D.

NEUROLOGY

Kurt Adler, M.D.

Joseph Siris, M.D.
Martin Green, M.D.

OPHTHALMOLOGY

Edward Seretan, M.D.
Robert Jampel, M.D.

OTOLARYNOLOGY

DENTAL sen VICLE
Director
Palil Schemari, .:D D. S.- ‘
Associate Director
J. GordonRuDin, D'.‘D._S..
Associate Dentists
Benjamin S'c'hwai‘d} '73-'Bernard: Lebow, D. D.S.
Adjunct Dentists
Lepn Bas'son, D. D. S‘Carl Blacharsh D
Herbert Eormani‘
EISa Friedman,
Henry Lewis, D.
Martin Protéll, D S;
'

Sam Clayton, M.D.
Samuel Henken, M.D.
ANESTHESIOLOGY

Georges Bean, M.D.
GYNECOLOGY

Marie P. Warner, M.D.

Bernard Greenblat, M.D.
Jack Cohen, M.D.
RADIOLOGY

Bernard Epstein, M.D.

Paul S’teinhorn, M.D.
PODIATRY

William Rieder, Pod.0.

OPTOMETRYSERVICE
Edward Steinherg,

OJDf.

Professional and Non-Professional Employees
We wish to express our appreciation to the following professional

employees, who helped make our progress possible.

and non- professronal

PROFESSIONAL EMPLOYEES
ACTIVITIES THERAPY

Judith Conrad
Karen Diaslo
Laura Dunlap
Ann Elliott
Miriam Gozali
Phyllis Holland
Mona Jones
Mary Marrone
Lila Martin
Marion Sheffer
_

Richard Thaler
Joan Tucker
Yaeka Umemura
Alida Vasquez
CLINICAL LABORATORY

and

x41"

Kathryn Boone
carolyn siegel
DENTAL

Bertha Sckipp

MEDICAL RESEARCH

Stephen Deckoff, M.D.
Laura Zaves, R.N.
PHARMACY

Eleanor Palais

RESEARCH IN BIOCHEMISTRY

PSYCHOLOGISTS

Howard Bogar'd, Ph.D.
Eugene Friedman, Ph.D..
Benjamin Lapkin, Ph.D.
Ira Rosenblatt, Ph.D.

‘Formerly Member of the Medical Board

Allen Sapolsky, .Ph D‘.
Stanley Schlff, P D.'-.
Eelix Steiner, P
Leonette V‘anderhost”.
Florence Volkman‘

TR'es‘igneJ

Robert Burnett

.

Vivian Fishman Ph. D.
'
Audre Heater)
Michael Rabinowitz;
Daniel [White-

wgeeasea‘?

.

�RESEARCH IN
EXPERIMENTAL PSYCHIATRY

Ira Belmont, Ph.D.
Romeo .Cartolano
llana Goldschmidt
Abraham Kaplan, M.D.
Eric Karp, M.A.
Donald Klein, M.D.
Jean Kolodny
John C. Kramer, M.D.
Hanna Mosquera
Max Pollack, Ph.D.
Arthur Willner, Ph.D.
REGISTERED NURSES

Marie Cafiero
Isabelle Copeland
Ann Dispensa
Carol Enggasser

Maureen Rolston
Rose Schulbaum
Helen Stein

Zelda Feigenbaum
Evelyn Feminella
Marion Fitzgerald
Millicent Goldberg'
‘Ilse Hurst
Ann Kelley
Joseph Kelly
Patricia Kenney
Elaine Kirs’chenbaum
Ann Klemballa
Mar'y' ‘Kohnke

Kathleen Le'eFlora McCartney
Joann Mastrole
Martha Morey
Janet Moses

_

NanCy Steinhardt
Gladys :Stokes‘
.Cfa‘therine' Szakmary
Hele‘n Thrasher

EditthitoIo

Dorothy Urban
Helen Zeigler
LICENSED PRACTICAL
NURSES
Mar-y Corrigan
Maud Drun'canson

Heathlean English
Theresa Homrd
Betty Ann Kelly
Luverne Reeves

Mary Nigro
Myra Pesk0witz

MYrtle‘Re‘mbe‘rt

Shirl‘eyi Piot’nic‘k

Gloria Swan
Ruth Thiele‘
Catherine Wall

Sylvia :Riback
Nancy Rosenbaum
Lita Schmidt
S'eymotir Silverberg
Gisela Tauber
Alice Thompson
Ellen weinstein

Isabelle Young;
SOCIAL SERVICES

Casework Division
"Robert F ishman
BeatriCIe Freeman
“Sally Gold
Regina G‘oldstein
Beatrice 'Hartley
Grace HaWKi‘ns
Mildred Heller
Connie Israel

SarahKlionsky
Sondra Match
Anita Mehr

:SOCIAL

se‘nwces

Group Work DiVision
Ellen Brathwaite

Deugla‘s‘Glangw
Barbara ‘Goldstein
Robert'Handman
Elaine Heyman
Geraldine’Lauter
Beverly Luther
Adele Orlinsky

SERVICE AND NON-PROFESSIONAL EMPLOYEES
BUILDINGS and GROUNDS
Adam Biali'k

Edward Brady
John R. CivinSkas
Edward Fitzgerald
Gustavo Greco
Frank Greene
George Jungk
Bernard Keena
Salvatore Lav Manna
George Loblein
Nero Moyd
Stanley Novak
Walter Roland Jr.
Albert Schmid
Joseph Seagren’

Albert Senese
John-Skinder
Thomas- Slaton
Ignazio Taormina
Leroy Watkins
CLERICAL and BDOKKEEPING
Accounting Department
Arline Fle’ischmann
Lillian Ingbe‘r
Lillian Schaeffer
Ethel Siegelman
Jeannette Silver

Dorothy Streir
Office Services
Irene Attinson
Mary Benesta’d
John Borgner
Diane Brafm'an
Jane Buckley

Elizabeth cox
Irene Djinkin

Claire Dubin
Leonora Edelstein
Eugenia Fievss
Marlene Forman
,Norma’Friedman.
Shirlee G'alanty
Sara Gingold
EdWard Golove
Frances Gullo
James Hand

Norberto Medina

Adele Harris
Grace Hyams

Ida NoVick
Martin Novick
Gaspari Orlando

SyIVI'a Hymo‘witz

Belle Kapner
Edna Kappes.
Rose Landgarten
Esta Levy
Dorothy McClary
Inge Mai
Yetta Mintz
Catherine Muff
Florence Offsie
Aileen Olton
Elinor Paur
Mary Pignoni
Regina Pi'lchick
Gloria Podrid
Rita Rodon
Joseph Ryan
Dorothy Saults,
Rose Sa‘vader
Dorothy ‘Schnirman
Belle Schultz
Charlotte Sinovoi

B'ettyStarr
Edna Telesca
Walter Theisen
Crannie Weinstein
Edna Weis'sman
Lott‘e Wollman
BIanche-Zaitz

rooo seninces

Francesco Ca‘nnetto
Emma Casamassima
Walter Davis, Jr.
Arthur DWyer
Pardo Faro
Alphonse’Gross
Ella Jacobs
Jimmy Knight-

Barbera
Alfred Lemaire
Gustavo Lescouflair
Sarah Littles
Anna Lueatorto
Michael McDonough
Arthu’r Martin

Fortunate

La

Arthur Pitts

Irwin Powell
B'azil Allen Rivers
Walter Rodney
Eva Schwartz

Helen Thompson
Tindel Thompson
HDUSEKEEPINC
Low‘ell Booker

Louis Burgie
George Cables
Jesus Cora
James Cuozzo
Jimmy Lee Dasher
Nathaniel Glover

Charles T. Hill
Gerard Honore
Joseph Hope

‘

William Hyman
Heie'n Jackson,
Ruby Jackson
Marion Johnson
Ernest King
Harry‘Lewis
August Lo Piccolo
Annie Miller
Roosévelt Mitchell
Robert Reddick
Agnes Schuster
Willie Lee Skinner
Ray Warren
Blanche White
William Wood

PSYCHIATRIC AIDES
Olga Allen

Marion Bell
Althea Bing;
George"

‘Bi n‘gha‘m

William Black, Jr.
Beatrice Blake
Annie Bo‘n'd

Joseph Britt

Joan Brown
Lawrence Burger
Raymond Burger
Frances Butler
Sylvester campbell
Malcolm carter
Annie Clements
Alma Clinton
Frederick Coley
May Conrad
Teresa Cooney
Hatti'e'Cummings
Catherine Eames
Annie M. ‘Ervin
Ellen Es‘aw'
Guillaume Esse‘rs
Irish Ford
Herbert Franklin
Idella Gaston
Nettie Gordon
Dolores Griffin
Juliet Haipern
Mabel Harper

Essie Harris
Linda Hart
George Heller
Alberta Hopkins
Ethel HopWood
June Johnson
Anna Mae JonesThomas Kelson, Jr.
A‘s‘a’lee‘Kirby

Helen Olsen
Clemmie Palmer
Joseph Petty
Ida Pulliam
Elizabeth Rodriquez
Dorothy Schrantz
Carltdn Scott
Lessie Mae Scott

MildredShaw
Grace Shieh
Virginia'Smith
Chauncey smokton
Henrietta Strachan
Bessie Sumner

Louise Thiell
Marion Thomas
Walter T. Thomas
Clyde Trotman
Jean Trotman
Clarence Tully
Thomas Valentine, Jr.
Martha Visalli
Martha Welch
Hazel White
Leona Willett
LaWrence Williams
Anna Wolfberg
Leon Wolfberg
Clarence Young
Edgar Zephyrine

.

Barbara Knight
Doris Kraemer
Josephine Lafayette
Arthur Lanier

Leslie. Lee
Miriam Lee
.Alic‘e'Leliukevicz
Georgina Lohman
Grace Lozano
Thel‘matMac‘k

Mildred March
Laura Matthews
Dolores Mitchell
waiter Moore
Ronald Myles

designed and IIIUstrated by VISUAL SERVICES Inc.

�HILLSIDE HOSPITAL
..

is licensed by
the New York State Department of Mental Hygiene.
g

..

is approved for resident training by
Council on Medical Education, American Medical Assmiation.
American Board of Psychiatry and Neurology.

. . is

..

..

accredited by

American Psychiatric Association.
Joint Commission on Accreditation of Hospitals.

is a member of
American Hospital Association.
Hospital Association of New York State.
Greater New York Hospital Association.
Greater New York Fund.
Unite'd'Hospital Fund.
Welfare and Health Council of New York City.
National Conference of Jewish Communal ServiCes.

cooperates with

Adelphi College.
Altro Workshops.
Federation Employment and Guidance Service.Jewish Community Service of Long Island.
Jewish Family Service of New York.
Long Island Jewish Hospital.
New York City Board of Education.
New York State Employment Service.
New York State Department of VacatiOnal Rehabilitation.
Queens College of the City of New Yerk.
The Educational Alliance
.

-

_

is
.. a partieipating hospital
in Master Plan for Hospitals and Related Facilities:
for The Hospital Council of Greater New York.

A
‘

~

‘
A

‘

»

Hillside Hospital is a constituent agency of the Federation :of Jewish: Hiii'li'aothirepies

.of‘Neinork

�for
psychkunk:ﬂeaﬂnent
haﬂﬁhg
and
research

January 19, 1962

Dear Fellow Employee:

of the Hillside Hospital's Progress
Attached to this letter is a c
read
this
As
and
61.
1960
family
your
you
the
fiscal
for
Report
year
made
toward
have
we
that
reminded
of
the
be
progress
Report, you will
the establishment of Hillside as a leading hospital for psychiatric

treatment, training and research.

been
have
would
possible
not
which
Speaks,
Report
of
this
progress,
without the dedication, loyalty and effort which you and your fellow
would
we
For
few
shown
the
have
this,
last
during
years.
employees
like to extend our thanks.
The

Cordially,

W

X.

”m4/69/

Lewis L. Robbins, M. D.

Medica1.Director

',

Maurice Bachrach

Administrator

LLRﬁMB/SD/mb

�32nd Annual Report
HILLSIDE HOSPITAL
Glen Oaks,Queens,N.Y.

�Hillside Hospital is
a nonprofit,

nonsectarian
mental hospital
for the treatment
of voluntary patients,

suffering from early
and curable
mental symptoms and

admitted regardless
of ability to pay.

The Hospital is a
pilot institution,

pioneering in and
advancing the
scientific frontiers
of the human and

efficacious application
of psychiatry to the

mentally ill. Hillside
provides organized

training for physicians
in

postgraduate

psychiatry and

psychotherapy. Major

emphasis is placed on
advanced research in
all phases of treatment.

��...........
REPORT OF THE MEDICAL DIRECTOR
...................
PROFESSIONAL AND ADMINISTRATIVE STAFF MEMBERS.

5
6

TREATMENT

8

REPORT OF THE PRESIDENT OF THE HOSPITAL
3
SOCIETY OF THE HILLSIDE HOSPITAL BOARD OF TRUSTEES. 4

.

.

.

......................................
11
TRAINING
........................................
RESEARCH
14
.......................................
STAFF PUBLICATIONS
PRESENTATIONS
16
.............
REPORT OF THE PRESIDENT OF THE
18
......
MEMBERS OF THE
19
....................
REPORT OF THE ADMINISTRATOR
20
.....................
PROFESSIONAL
NONPROFESSIONAL
AND

MEDICAL BOARD

MEDICAL BOARD

AND

EMPLOYEES

......

1959
32nd Annual Report
HILLSIDE HOSPITAL
Glen Oaks, Queens, N.Y.

�______WHM._.._»

This is my ﬁfth and last annual report
as President of the Board of Trustees of
Hillside Hospital, and I am happy indeed
to be able to state that during this last
L.
Robbins
Lewis
Dr.
of
service,
my
year
has become Medical Director of the Hospital. His broad gauged plans have been
submitted to our Board, and accepted for
the future development and general planning of the treatment, teaching and research programs of the Hospital.
There have been many changes here at
Hillside since the death of our founder,
Dr. Israel Strauss in 1955, and my election as the second president. I am confident that the original ambitions of our
founder to improve treatment, to instruct
as many as we can, and above all to attempt to really learn the “why” and
“what” of mental illness have been
furthered. I believe that my able successor, D. Herbert Beskind, will follow these
same general pathways.
During this past year, among other interesting incidents, may be mentioned the
adoption by Hillside of the personnel
policy of the Greater New York Hospital
Association, the conversion of our insulin
recovery dormitory into offices and conference rooms for research, and the raising of the basic rate of compensation by
New York City from $16.00 to $20.00 per
day. Costs continue their unbroken upward course, and the day of the “lowcost” hospital seems doomed. Adequate
service combined with low cost appears
to be a paradox.
The need for additional buildings is,
of course, generally present with most
progressive hospitals, and we are no exception. During this year it has become
apparent that we simply must have an
Activities Therapy Building, since we just

do not have enough room for our patients
in the present quarters; and a specialized
research building is really necessary since
research is so obviously demanded to improve treatment results. Both of these
buildings will, hopefully, begin construction in 1960. We have been granted
$125,000 from the estate of our former

Trustee, Edwin Elson, for the Activities
Therapy Building; and we have been able
to match this amount with a grant of
$150,000 from the United States Public
Health Service, for a research building.
An incidental, but most important effect
of the construction of these buildings will
be to create space which may be used for
critically needed living-in quarters for
our personnel. Such quarters will improve
the well-being of our staff, something
which has always been of great importance to us.
Dr. Joseph S. A. Miller, our former
Medical Director, resigned during 1959
with plans to enter private practice; he
continues, fortunately, to serve the hospital as a consultant and teacher. We all
wish him every success in the years to
come.

In closing this, my last report, I wish
to refer to two principles affecting com—
munity activities which to me seem important. One that has guided me in my
own decisions, is that it is important to
rotate top board ofﬁcers. Such action not

REPORT OF THE
PRESIDENT
OF THE HOSPITAL

Alvin E. Coleman

only affords opportunity to more individuals 'to serve, more variety in ideas, but
probably, more efﬁciency, on the basis of
the old adage that “a new broom sweeps

clean”!

The second principle is possibly more
important since it refers to the motivation
of why “we seek to serve.” Laymen who
donate their time and thought to community affairs do so, of course, to be of
service to those less fortunate than themselves. However, an important additional
motive is the gain of ego gratiﬁcation from
having a controlling part in decisions vital
to their institution. Such emotions bring
satisfaction to us, and are no doubt an
important part of the broader life. It is
this drive which makes the boards of or—
ganizations so effective, and I believe that
the autonomy of each board of each organization is absolutely essential to maintain
this effectiveness. It seems to me that any
serious interference with this autonomy
would greatly weaken organizational actions, would make board memberships a
mere fiction, and would soon cause board
members to lose interest and drop active
participation in institutional activities.
This would be calamitous.
It is with mixed emotions that I pass
along the gavel of leadership. Mine is not
only a sense of great satisfaction and
pride in having been able to serve such an
outstanding institution, but also is a feeling of humility at the vastness of the
horizon and the smallness of the job accomplished thus far. May I express my
deep appreciation and friendship to the
professionals of the hopsital, and to the
members of the Board of Trustees who
have worked with me and so greatly
helped me, and with whom it has been a
privilege and a pleasure to serve.

�OFFICERS‘

President

Alvin E. Coleman
Chairman of the Board
Roy Foster
Honorary Chairman of the

Board
Leon Lowenstein
Vice Presidents

Dudley Shoenfeld, M.D.
D. Herbert Beskind
George W. Galinger

Secretary

Manuel Lee Robbins

Assistant Secretaries
A. Jacob Abrams
M. Victor Leventritt
Treasurer

David Finn
Roy Foster
George W. Galinger

Assistant Treasurer
Arthur Garson
Members:
A. Jacob Abrams
Jonas Adler
Alfred Appel

Meyer Goldstein

Arnold S. Askin

Arnold S. Askin
John M. Bendheim
D. Herbert Beskind
David Bunim
Alvin E. Coleman
Martin Coleman
Morris David
Thomas Epstein

Arthur

C.

Fatt

David Finkle

Arthur Gar-son
Maurice Glinert

Jacob Epstein Katz
Carl L. Kempner
Harold P. Kurzman
M. Victor Leventritt

Budd Levinson
Morris L. Levinson
Milton B. Loeb
Sandor Lorand, M.D.
Leon Lowenstein
Charles H. Meyer

Arthur Murray

Charles Revson
Manuel Lee Robbins
Irving Rosenbaum
S. H. Scheuer
Walter Scheuer
Dudley D. Shoenfeld, M.D.
Harry Silverson
John W. Straus
Irving Weisglass
Nathan Wigod
Morton S. Wolf
Walter D. Yankauer

Morton S. Wolf
Walter D. Yankauer
CHAIRMEN OF STANDING
COMMITTEES

Executive Committee
Roy Foster
Medical Affairs Committee
D. Herbert Beskind
Finance Committee
Arnold S. Askin
House &amp; Grounds Committee
George W. Galinger
Nathan Wigod

Legal Committee
Charles H. Meyer
Social Service Committee
Hilda N. Strauss,
Honorary Chairman
M. Victor Leventritt,
Chairman
Personnel Committee
Meyer Goldstein
Nominating Committee
Walter Yankauer
Gifts Jr Legacies Committee
Walter Yankauer
Committee On Administrative
Savings
Arnold S. Askin
Building Committee
D. Herbert Beskind,
George W. Galinger,
‘As a/ Novenlber 15, 1959

Honorary Trustees:
Saul Blickman
Hilda N. Strauss
Executive Committee

Members
Arnold S. Askin
D. Herbert Beskind
Alvin E. Coleman

Arthur C. Fatt
Roy Foster

George W. Galinger

M. Victor Leventritt

Leon Lowenstein
Charles H. Meyer
Manuel Lee Robbins
S. H. Scheuer
Dudley D. Shoenfeld M.D.

SOCIETY
OF THE
HILLSIDE
HOSPITAL
BOARD OF

TRUSTEES

A4.

‘,..

A

�The function of an annual report is to
look backward brieﬂy in order to assess
how well one is looking ahead. Much that
took place during this past year indicates
that Hillside Hospital has been making
steady progress toward achieving the best
clinical program that current knowledge
permits in order to provide a base for
achieving its research and training goals.
During the year, the staff was reorgan—
ized into sections consisting of members
of each of the professional disciplines:

phychiatry, psychology, social work,

activities therapies, and psychiatric nursing—and each section was given responsibility for all the patients living in a
particular ward and/or cottage. The patients are no longer being transferred
from one living area to another; they now
remain in contact with the same personnel
throughout the length of their hospital
stay. This plan permits the members of
the staff assigned to each section to integrate and co-ordinate their efforts much
more effectively, thus further facilitating
our goal of individualizing treatment.
Through administrative changes in our
intake procedures, we have eliminated our
long waiting list, making it possible for
many patients to enter the hospital within
twenty-four to forty-eight hours. All patients who are approved are admitted
within two weeks.
At the end of the year, Hillside Hospital
was ofﬁcially approved by the Central
Inspection Board of the American Psychiatric Association and by the Joint Commission on Accreditation of Hospitals.
These organizations regularly inspect
psychiatric hospitals to insure the maintenance of high levels of patient care. The
detailed report of their inspection indicated that, on all counts, our treatment
program, staff and physical plant met
their higher standards.
In April of this year the Children’s
Out-Patient Clinic was opened and is now
in full operation. In addition to providing

treatment for disturbed children and

their parents, this clinic offers supervised
experience in child psychiatry for psychiatrists practicing in the community, as
well as for physicians in our residency
training program. This additional clinical
activity will also serve as an important
part of future research.
Hillside Hospital has long accepted its
responsibilities for training psychiatric
personnel. In July, we increased the number of psychiatric residents in training
from eighteen to twenty-ﬁve and have
developed an educational program to
teach residents in each of the three years
of residency. In addition, training beyond
the residency level is being added for psychiatrists in the hospital as well as in our
out-patient clinics. During 1959, the Nursing Department instructed students from
several hospitals and nursing schools.
The Psychology Department provided
instruction in Vocational Counseling;
Occupational Therapy had students from
Columbia University; the Department of
Social Services maintained its training
programs with the New York School of
Social Work and with Adelphi College.
The Department of Experimental Psychiatry has been providing research training in connection with the psychiatric
residency. All these and other departments have been most active in many
aspects of training, further details of
which follow.
Above all, the staff of Hillside Hospital
has continued its interest in advancing
our knowledge through research. A list
of numerous presentations and publications indicating research being done at

REPORT OF
THE MEDICAL
DIRECTOR
Lewis

L.

Robbins, M.D.

Hillside is included in this report. It
should be noted that it is our determined
philosophy to carry out investigations in
all these three areas; psychology, biology
and sociology and to share our ﬁndings
with others in the hope that much-needed
advances in our ﬁeld can be achieved. It
is also gratifying to ﬁnd our judgments
about the value of our research activities
and the competence of our research staff
conﬁrmed by several foundations and
other agencies. Among those which have
generously supported our research programs are the Nassau County Commu-

nity Mental Health Board and the

National Institutes of Mental Health.
Numerous other developments have
taken place during the past year. We have
altered our former insulin unit to provide
class rooms, conference rooms, a one-way
viewing room, and ofﬁces. We have inaugurated a careful study of all of our
physical facilities in order to meet our
developing needs. Our volunteer program
has been considerably augmented and
staff has been added in several departments to further beneﬁt our patients.
Co-operative programs with Long Island
Jewish Hospital have added to both our
treatment and training programs and
give promise of valuable further collaborative activity.
All that has been accomplished during
the past year has been based on the ﬁne
work of many people over many years.
Outstanding have been the contributions
of Dr. Joseph S. A. Miller, who after
many years of distinguished service,
retired in August from the position of
Medical Director. To him, and to all the
staff, past and present, the writer is
indebted for providing such a solid base
on which to build our future. Also, to the
Medical Board and to the leadership of
its President, Dr. Robert A. Savitt; and
to the Board of Trustees which, under the
leadership of its President, Alvin E. Coleman, has given advice and support—~the
writer is gratefully indebted.

�ADMINISTRATION

Medical Director
Joseph S. A. Miller, M.D.*
Lewis L. Robbins, M.D.
Associate Medical Director
Simon Kwalwasser, M.D.

Administrator
Maurice Bachrach, B.S.
Assistant Administrator

Samuel Davis, B.A., M.S.

STAFF PSYCHIATRISTS

William Benjamin, M.D.
Muriel Benton, M.D.

Calvin Cheek, M.D.
David Graubert, M.D.
Henry Lefkowits, M.D.
Zenos M. Linnell, M.D.
Gerhard Schauer, M.D.
Barbara Ure, M.D.
Morton Wachspress, M.D.
George Yessin, M.D.

PROFESSIONAL DEPARTMENT
HEADS

Creative Therapy
Ernest Zierer, Ph.D., Director
Edith Zierer, Ass ’t Director
Experimental Psychiatry
Maximillian Fink, M.D.,
Director

Internal Medicine

Arnold Blumberg, M.D.,
Director
Israel Strauss Pavilion for
Adolescent Girls
Alice Slater Stahl, M.D.,
Director

Laboratories
Harry Goldenberg, Ph.D.,
Director
John Croghan, R.T., M.T.,
Supervisor
Nursing
Goldie Krupa, R.N., Director
Nancy J eﬁries, R.N.,
Assistant Director
Occupational Therapy
Eileen Fisher, B.S., Director
Out-Patient Services
Robert R. Luttrell, M.D.,
Director
Harvey Goldey, M.D.,
Assistant Director
Robert Navarre, M.D.,
Assistant Director
Aaron D. Weiner, M.D.,
Director
Child Therapy Unit

Psychology
Abraham Levine, Ph.D.,
Director
Social Services
Abraham Lurie, M.S.S.W.,
Director
Louise Pinsky, M.S.S.W.,
Assistant Director,
Case Work Division
Arnold Eisen, M.S.S.W.,
Assistant Director,
Group Work Division
CLINICAL ASSISTANTS

Lester I. Abend, M.D.
Edward R. Adelson, M.D.
Romano Antonelli, M.D.
Marion Axel, M.D.
Howard Boskey, M.D.
Stanley Brodsky, M.D.
Daniel Chansky, M.D.
Fred B. Charatan, M.D.
Lionel Chertoﬂ’, M.D.
Ralph W. Clemments, M.D.
Frances Colonna, M.D.
Stefano Fajrajzen, M.D.
Irving J. Farber, M.D.
Philip Friedland, M.D.
Ruth Fuchs, M.D.
Harold Galef, M.D.
Harvey Goldey, M.D.
Sumner I. Goldstein, M.D.
Clara Gonda, M.D.
Eugene Glynn, MD: Director
Adolescent After-Care Unit

Lebert Harris, M.D.
Martin Hurvitz, M.D.
Gunthar Jacob, M.D.
Norman Levy, M.D.
Zenos Linnell, M.D.
Buck Luria, M.D.
Howard Mele, M.D.
Daniel Miller, M.D.

Meyer Monchek, M.D.
Beatric Nachtigal, M.D.
Maurice Nadelman, M.D.
Iris Orens, M.D.
Joseph D. Rosen, M.D.
J ehuda Rozanski, M.D.
Leon Tec, M.D.
David M. Tillim, M.D.
Clara Torda, M.D.

PSYCHIATRIC RESIDENTS

Bruno Bellinfante, M.D.
Reva Berstock, M.D.
Richard Brown, M.D.
Sevin Eker, M.D.
Richard Frenkel, M.D.
Robert Glauboch, M.D.
Feridun Gunduy, M.D.
Halldor Hansen, M.D.

Harry Gonda, M.D.
Paul Hansch, M.D.

PROFESSIONAL
AND
ADMINISTRATIVE

STAFF
MEMBERS

Sherwin Harris, M.D.
Raymond Hollander, M.D.

John Kramer, M.D.
Leslie Langlois, M.D.
Jay Lefer, M.D.
Genesia Liu, M.D.
Dorothy Lieberman, M.D.
Harvey Mandel, M.D.
Mark N essel, M.D.
Richard Resnick, M.D.
Alvaro Rozo, M.D.
Mollie Schildkrout, M.D.
Jack Schnee, M.D.
David Steinman, M.D.
Michael Trupp, M.D.
Shirley Wallach, M.D.
Daniel Weitzner, M.D.
ADMINISTRATIVE
DEPARTMENT HEADS

Accounting Services
Dorothy Croghan
Buildings cf Grounds
Thomas R. Lumley
Dietary Services
Angelina Canavan, B.A.
Housekeeping
Sarah Travers
Oﬁ‘ice Services
Lillian Dailey
’Resigned I959

��The function of the Hillside Hospital InPatient Service is to provide treatment to
patients suffering from the early and
curable symptoms of mental illness. It is
not the intention of Hillside Hospital to
meet the overwhelming need of the com—
munity for psychiatric treatment facilities. Limitations of funds and the inability
to provide an expansive treatment pro—
gram compatible with the Hospital’s
training and research goals make limitation of the number of in-patients necestherathe
if
be
the
This
case
must
sary.
peutic community is to be a real treatment modality. It is therefore our purpose to provide a treatment program
which is consistent with Hillside Hospital’s image of itself as a pilot institution
in the field of mental health.
Basic to the treatment of patients at
Hillside Hospital is a concept of the
therapeutic community. The effective relationships between patients and staff,
as well as those between patients themselves is a basic element of the treatment
program. Moving psychiatric patients
from nursing unit to nursing unit, as
their conditions improved, meant changed
relationships as each move was made. This
structure did not provide the best therapeutic situation for our patients. Therefore, in 1959, it was decided to reorganize
the treatment service on the premise that
patients remain in the units to which they
are admitted throughout their entire hospital stay. This arrangement provides
further advantages to the treatment program. Not only are staff psychiatrists,
psychiatric residents and nursing person-

nel able to develop sustained relationships
as a therapeutic team, but the patients
are also able to develop such relationships
with each other, without having to face
the problems associated with a constantly
’s
patient
environment.
Further,
changing
self—government is stabilized by this arrangement. Finally, the entire administrative organization of the hospital has
been facilitated by this organizational
change in that sustained accountability
for the total treatment program is now
possible.
In connection with this reorganization,
several signiﬁcant changes took place
within the Nursing Service during 1959.
Provision of adequate nursing care within the revised organization required the
restructuring of staffing patterns. A major segment of the nursing service was
reassigned to provide the equal distribution of technical, semi-professional and
professional nursing skills to all patient
units. In the effort to improve staffing
patterns, two new personnel categories
were created in 1959—Counselor and
Senior Psychiatric Aide.
As a result of changes in the hospital
treatment program, there have been corresponding changes in the assignment of
the case work staff of the Social Services

TREATMENT
TRAl N l N

RES EA

Department. Two psychiatric social workers are now assigned to each administrative unit. It is now possible to co-ordinate
work—
social
the
of
work
the
closely
more
ers with the work of other members of
the team. The casework division has been
making increasing use of group counselling. The group approach is now used
by the case work in the Hillside Hospital After-Care Clinic. Social workers who
function in connection with the InoPatient
Service are supplementing individual
contacts with visits with patient ’s relatives with group counselling.
The admissions policy of the hospital
in
radically
and
reviewed
changed
was
1959. By making it possible to accept
appointments for patients applying for
admission during any week day, the delay in accepting patients has been drastically reduced. In addition, excessive
waiting lists for in-patient admission have
been virtually eliminated through the
efforts of the Social Work Division, and
the staff psychiatrists. Assessment of patient suitability for admission and rapid
processing of patients who are accepted
for admission is now possible.
1959 saw further expansion of the
services of the Group Work Division of
the Social Services Department in the
provision of additional social and recreational facilities to the in-patient group.
Patient government, social clubs, service
groups, special interest groups and the
the
from
comvolunteers
for
program
munity were considerably expanded.

�The Psychology Department in 1959
continued its program of diagnostic evaluation of the patient, in keeping with its
function within the treatment team. The
Vocational Counselling Unit of the Psychology Department continued to provide

vocational counselling, training and
placement services to our patients. The
Vocational Counselling Unit joined with
the Group Work Division in 1959, in the
establishment of a secretarial skills program which was taught to patients by
volunteers.
The Occupational Therapy Department
saw marked growth in 1959. To enable
this department to treat the entire patient population and to eliminate waiting
lists for this service, the staff was increased from ﬁve to twelve therapists.
This permitted more intensive function
by occupational therapists in the therapeutic team. Further, a high level of
individualized occupational therapy is
now possible. An Art Therapy program
was also inaugurated in 1959. The Creative Therapy Department continues to
perform its dual function as a diagnostic
and therapeutic unit.

_

Nonpsychiatric medical needs of Hillside Hospital patients are met through
the Intramural Clinic. The Hospital Internist participates in initial and dis—
charge conferences concerning patients
whose physical problems are signiﬁcant
in the planning of the total therapeutic
program. Consultants in every branch of
medicine give freely of their time to the
support of patient care. Further, the
services and facilities of the Long Island
Jewish Hospital are utilized wherever
indicated. An excellent Dental Unit is
also provided to meet the particular dental needs of the mentally ill patients. This
latter clinic is also fully staffed by dentists who serve voluntarily.
The Hillside Hospital Out-Patient Department provides psychiatric care to
residents of Queens, Nassau and Suffolk
Counties who cannot pay for private
psychiatric care. In 1959 an average of
over one hundred persons were treated
each week. In addition to individual
psychotherapy, three group psychotherapy programs were established. 1959 also
saw the staffing pattern of this clinic improved by the addition of more highly
qualiﬁed doctors to insure the provision
of a treatment program consonant with
the goals of the Hospital. The out-patient
selection process, too, was revised to
afford immediate consultation Within
twenty-four to forty-eight hours for all
applicants.
On April 1, 1959, the Child Therapy
Unit of Hillside Hospital Out-Patient
Department was opened with the help of
a grant from the Nassau County Mental

Health Board. A pilot project in the provision of psychotherapy for children, this
clinic is further intended to provide the
base for the expansion of future child
care services at Hillside Hospital. The
staff of the Child Therapy Unit consists
of a psychiatrist in-charge, three clinical
assistant psychiatrists, a psychologist
and a social worker. Major emphasis is
given to therapy or guidance for parents
of children under treatment. Such treatment is usually focused on considering
the parents’ reaction to the child’s prob—
lems, or the parents’ role in the origin
of the difﬁculty. In the nine months of
1959 during which this clinic was in
operation, forty children plus their parents were seen in complete diagnostic
evaluation. Fifteen children and their
parents were accepted for treatment in
this facility.
A variety of after-care services have
been developed for Hillside Hospital’s
former patients. The Foster Home Care
Project with the Jewish Community
Services of Long Island; the After-Care
Clinic which is part of our own Out-Patient service and is provided at Mt. Sinai
Hospital; a supportive social case work
service with the Jewish Family Services
of New York; and a rehabilitation center,
“The Bridge,” which provides a resocialization program and supports the
Hilda and Israel Strauss League of former patients.

�x»

�The need for well-trained personnel in
the ﬁeld of psychiatry cannot be overstated. Recent years have seen the devel—
oping awareness of the assistance which
psychiatric knowledge can bring to the
broad spectrum of human problems. All
of the specialties of medicine are becoming
increasingly aware of the psychiatric elements in the etiology and treatment of
physical disease. In the ﬁeld of public
health, education, and welfare, psychiatry
is playing a role of ever increasing importance. Further, public acceptance of the
practice of psychiatry and the advances
made in this ﬁeld make mandatory the
provision of suﬂicient personnel to meet
the nation ’s mental health needs.
Hillside Hospital, because of its relatively small size and carefully selected
patient population, is ideally suited to
develop and share psychiatric knowledge.
In accepting its responsibilities for the
training of psychiatric personnel, Hillside Hospital is helping to meet the need
not only for trained psychiatrists, but
also for related professional personnel in
the ﬁeld of mental health.
In order to meet the increased need for
psychiatrists, Hillside Hospital expanded
its teaching program in 1959. The number
of psychiatrists in training was increased
from eighteen to twenty-ﬁve in a teaching
program that is expected to require three
years for completion. The residency pro—

gram itself was improved by the inclusion
of training in out-patient care and in
research.
Historically, the In-Patient Service of
Hillside Hospital has not only provided
quality patient care, but has also afforded
the means for the training of psychiatric
staff. The reorganization of the treatment
service in 1959 provided for better patient
care. The development of discreet administrative patient units affords the psychiatrist in training an opportunity to
develop sound therapeutic relationships
with an integral patient group. Furthermore, this arrangement allows the development of equally sound relationships
between resident and supervising psychiatrists, resident and nursing staff, and
resident and activities therapist, thus providing not only a good therapeutic milieu,
but a more salutary training milieu.

TREATMENT
TRAINING

RESEARCH

To provide for the training of psychi-

atric residents in the treatment of other
than the hospitalized patients, the OutPatient Department now provides the
resident with a learning experience which
is similar to that which the psychiatrist
has in his ofﬁce practice. This program,
which was initiated in 1959, provides for
the training of ﬁve psychiatric residents,
who function part time during the third
year of their psychiatric residency. Supervision by the Director of the Out—Patient
Department and members of his staff
obtains in planned individual and group

conferences.
To provide for the development of increased knowledge and skills by practicing psychiatrists in the local community,
a planned program has been developed.
Clinical assistants who are actively in the
practice of psychiatry, receive further
training under the supervision of the Director of the Out-Patient Department and
members of the attending staff.
The Child Therapy Unit which was
initiated in 1959, also serves a signiﬁcant
additional training function for practicing psychiatrists in the community. Three
clinical assistants, who spend half their
time in this clinic, receive individual
supervision as a function of the Director
of the Child Therapy Unit and from other
highly trained psychiatrists. Clinical conferences, seminars and reading conferences, team meetings, planning conferences and psychiatric staff conferences
provide further for the teaching program.

���Research at Hillside Hospital in 1959 was
carried out not only in three departments
whose function lies primarily with re—
search, but in addition, clinical studies
were carried out by individuals of various
professional departments.
EXPERIMENTAL PSYCHIATRY

The study program in the Department
of Experimental Psychiatry increasingly
focused on the drug treatment process.
Based on an extensive experience with
newer drugs for mental illness, a detailed
drug evaluation study was started in
the fall. The selection of treatment, and
behavioral, psychiatric, psychologic, neurophysiologic and sociologic aspects of
change are being investigated. These examinations are undertaken to learn how
drugs inﬂuence mentally ill patients, and
to test a theory developed in this Department in 1956. In this theory, drugs are
seen to affect behavior by changing both
brain function and the psychologic attitudes of subjects.
In the experimental psychology studies,
increasing emphasis has been placed on
individual differences in perceptual and
cognitive behavior as related to the type
of behavioral response with treatment.
Study of these indices as predictors of
change in addition to the usual use of
indices of the effects of the treatment has
demonstrated signiﬁcant relationships.
The introduction of an electronic frequency analyzer of the Ulett-Loeffel type

in August, 1959—a device to rapidly
measure the various electrical waves
recorded from the brain—signiﬁcantly
expanded the electro-encephalographic
14

program. An analysis of changes in the
various patterns in the EEG made possible the critical and more precise determination of neurophysiologic effects of
various drugs. During the year, 404 records were recorded, and of these, 59 were
clinical consultation requests.
The sociologic programs undertook an
analysis of the differences in patient attitude to treatment of the various staff
groups, as the resident doctors, nurses,
social workers, etc. ; tolerance of the staff
for different types of emotional upset
and referral for somatic treatment; and
changes in the Hillside Hospital patient
population between 1957 and 1959. In
order to understand the relation of social
factors to the treatment of mental illness,
an elaborate tri-hospital study comparing
sociologic characteristics, treatment referral rates and discharge ratings in the
Menninger Foundation, the Massachus—
sets Mental Health Center and Hillside
Hospital was begun.

TREATMENT
TRAINING

RESEARCH

In language studies—an area that is
receiving increased attention in psychiatry—the staff organized and participated in a unique seminar at the New

York Divisional Meeting of the American
Psychiatric Association. Various psycholinguistic experts employing their individual methods of study, analyzed two
tapes of an analytic treatment, and compared their results. They showed the value
of combined methods in providing an
objective measure of the psychotherapy
process.
Eighteen reports were published during the year and eleven papers were presented before the national societies. The
staff was instrumental in the organization
of the New York Divisional Meeting of
the American Psychiatric Association,
and presented reports at four of its symposia. The staff also participated in the
International Conference on Depression
and Allied States that was held in March
in Montreal.
Changes in staff during the year included the appointment of George Krauthamer, Ph.D. as neurophysiologist, and
Donald F. Klein, MD. as psychiatrist to
the Department. Dr.' Robert L. Kahn,
after ﬁve years of service, left to assume
the position of Head of the Section of
Psychology, Division of Psychiatry of
Monteﬁore Hospital. Dr. Joseph Jaffe,
while continuing as an Associate in Research in this department, assumed the
position of Faculty Member and Associate
Director of Research of the William Alanson White Institute.

�Continuing support for the program
was obtained from the Board of Trustees,
extensive program support from the National Institute of Mental Health of the
United States Public Health Service, and
with grants from the Mental Health
Board of Nassau County.
BIOCHEMICAL RESEARCH

Biochemical research was focused on aromatic substances in the urine of psychiatric patients and on the metabolism of the
newer psychotropic and hallucinogenic
drugs. For many years, the possibility
that psychiatric patients excrete compounds not present in normal subjects
has provided the basis for special studies.
This program analyzes urine samples for
a wide range of chemical substances which
are similar to known hormones. It attempts to determine whether psychiatric

patients from Hillside Hospital and

Creedmoor State Hospital differ from
normal subjects.
With the widespread use of new drugs
in psychiatry, it has been important to
determine the way these compounds affect
metabolism. One program has been devoted to tracing the changes which chlorpromazine undergoes in the body. For
this study, special techniques of analysis
for chlorpromazine derivatives have been
developed. The focus now is in relating
the kinds of derivatives and the rate with
which they are produced to their clinical
effects.

The metabolites of adrenalin are the
object of another study with the Medical
Department. In patients receiving the
Mecholyl Test, urine samples are analyzed
before and after the test for various derivatives of adrenalin. Blood studies to
determine the enzymes responsible for
changing adrenalin are in progress. Recently, a special colorimetric technique
for O-methyl transferase was developed.
In experimental animals, as well as in
the laboratory, the metabolism of hallucinogenes has been studied. Derivatives of
lysergic acid related to the vitamin B
complex and have been produced and are
being tested for hallucinogenic activity
and metabolic pathways.
MEDICAL RESEARCH

The major efforts of medical research in
1959 continued to be directed toward an
understanding of the mechanism of the
Mecholyl Test. The reliability of the
Mecholyl Test, using newly developed
equipment for recording blood pressure,
ﬁrst was undertaken. These studies demonstrated that the two initial readings of
the test were reliable measures. They, furthermore, established the limits of change
in the test as a basis for continued studies.
In addition, in co-operation with the Biochemistry Department, a study of the
relation of metabolites of adrenalin to
this test was begun. In the drug evaluation program, the Medical Department
assumed control of new medications and
of a variety of physiological tests. These
included the electrocardiogram and liver
and thyroid function studies, as well as
the Mecholyl Test.

CLINICAL STUDIES

A study of the factors affecting the
selection of somatic treatment, Drs. A.

Kaplan and H. Lefkowits noted that the
recommendations for special treatment
were as often based on extra medical factors as on the type of behavior of the
patient. They described various degrees
of symptoms and tolerances for different

behaviors.
In the Out-Patient Department, Dr. R.
Luttrell and his staff have been interested
in the prognostic factors in selecting pa-

tients for Out-Patient Department treat-

ment.
Mr. Lurie and Miss Pinsky of the Social
Service Department have done a follow-up
study of Hillside Hospital patients who
have been referred to The Foster Care
Program. The results of this study have
been gratifying in terms of the evaluation
of the program and of the indication of
future direction.
In clinical psychology a special study
of the psychological characteristics of
post-partum depressive reactions was

instituted.
Toward the end of 1959, an extensive
review of the Pavilion for Adolescent
Girls, a pilot program in this ﬁeld, was
prepared for publication in the ensuing
year.

I5

�efforts of the
Hillside Hospital staff in the
area of research will be seen in
the following listing of
publications and presentations.
BLUMBERG, A.—Use of
An Automatic
Sphygmomanometer in the
Mecholyl Test,
Journal of Hillside Hospital,
Vol. 8, #3, pp 179,
An index of the

July, 1959

BLUMBEEG, A., ROSETT,
and DOBROW, A.—Severe

Holland, Amsterdam,
pp. 238-239
PINK, M. KAHN, R.L. and
KORIN, H.—Therapy of
Schizophrenia: Role of
Alteration of Brain Function
on Behavior, Congress
Reports, II Int. Cong.

Psychiatry,

II:

492-493

and
KORIN, H.—Relation of Tests
of Altered Brain Function to
Behavioral Change Following

FINK, M. KAHN, R.L.

In’duced Convulsions,

The First International
Congress of Neurological
Sciences (III: EEG, Clinical
of Internal Medicine, Vol 51, Neurophysiology and
#3, pp 607, September, 1959 Epilepsy), Pergamon,
613-619
London,
M.——Effect
pp.
of
an
PINK,
Anticholinergic Agent,
PINK, M.——EEG and
Behavioral Effects of
Diethazine, on EEG and
Tofranil, International
Behavior; Signiﬁcance for
Conference on Depression
Theory of Convulsive
and Allied States, Montreal
Therapy. Biological
Psychiatry, ed. Masserman, PINK, M.—Language
J ., Grune and Stratton, N. Y. Patterns as Measures of
pp. 184—194
Behavioral and
Neurophysiologic Change,
rINK, M.—Alteration of
Brain Function in Therapy. American Psychiatric
Association, Philadelphia
Psychopharmacology
Frontiers, ed. Kline, N.,
FISHMAN-GOLDENBERG,
Little, Brown 85 00., Boston, v., SPOERRI, mar—Coloripp. 325-332
metric Determination of
Dicarbozylic Acid
rINK, M.——Signiﬁcance of
Derivatives as Hydroxamic
EEG Pattern Changes in
Acids, Anal. Chem. 31:
Psychopharmacology. EEG
Clin. N europhysiol. 2:
1735, 1959.

Hypotensive Reactions
to Overdosage of
MeprobamatHThe Annals

398 (abst.)
rINK, M.—Electro-

encephalographic and
Behavioral Effects of
Tofranil. Canad. Psych.

Assoc. J. 4: 1668-1718
rINK, M. KAHN, R.L. and

GOLDENBERG, 11., FISHMAN, v.,
WHIT’I‘IER, J., BRINI'EZER, W.

—Urinary Aromatic
Excretion Patterns in
Schizophrenia A.M.A.
Arch Gen. Psychiat., in press
GOLDENBERG, H, WHITE,

D.L.--

Colorimetric Determination
Factors Affecting Individual of O-Methyl Transferase.
Diﬁerences in Behavioral
Presented at the 126th
Response to Convulsive
Meeting of the American
Association for the
Therapy, J .N .M.D. 128:
243-248
Advancement of Science,
1959
December
27,
Chicago,
and
R.L.
M.
KAHN,
PINK,
KORIN, H.—Eﬂ’ects of Diffuse GOLDENBERo, H., FISHMAN, v.
Altered Brain Function on
—Chromatographic Studies
Perception. Proc. X V Int.
of Chlorpromazine Metabolism in Man. Presented at
the 126th Meeting of the
American Association for
the Advancement of Science,
Chicago, Dec. 27, 1959

POLLACK, M.—-—Psychologica1

of
Threshold and Duration of Social Attitude to Psychiatric
Seizures to Degree of EEG
Treatment, N.Y. Divisional
Meeting, A.P.A., New York
Delta Activity Induced
During Electroshock, EEG.
KAHN, R. L., with WEINSTEIN,
Clin. N curophysiol. 2:
E. A. and BERGMAN, P.——Effect
(Abst.)
of Electroconvulsive
Therapy on Intractable Pain.
JAFFE, J.—-—Communication
A.M.A. Arch. Neurol. and
Networks in Freud’s
Psychiat. 81 : 37-42
Interview Technique,
Psych. Quat. 32: 456-473
KAHN, R. L., with WEINSTEIN,
E. A.——Symbolic ReorganizaJAFFE, J.——Symposium on
‘‘
tion in Brain Injuries, in
Psycholinguistic Analysis
Handbook of Psychiatry, ed.
of the Psychiatric
Interview ’ ’, Divisional
Arieti, S. Basic Books,
N. Y., Vol. I, pp. 964-981
Meeting, A.P.A. New York
KARP, E.—Behavioral Changes
JAF‘FE, J.——Social Backwith Different Methods of
ground and the DoctorPatient Relationship, Acad. Induced Cerebral Dysfunction, Eastern
Psychoanalysis, New York
Psychological Association,
KAHN, R.L. and BLACK, M.—
Atlantic
City
of
Application
Prognostic
Psychological Techniques in KORIN, H. and FINK, M.—
The role of Set in the
Convulsive Therapy,
Dis. N erv. Sys. 30: 180-184 Perception of Simultaneous
A.
Tactile
Jour,
Stimuli,
and
R.
POLLACK,
M.,
L.,
KAHN,
384-392
72:
Psychol.
M.—Sociopsychologic
FINK,
KRAUTHAMER, G.—Form
Aspects of Psychiatric
Perception Across Sensory
Treatment in a Voluntary
Mental Hospital; Duration Modalities, Am. Psychol. 14 :
of Hospitalization, Discharge 396 (Abst.)
Ratings and Diagnosis,
KRAU’I‘KAMER, G.———Personality
A.M.A. Arch. Gen. Psychiat. Correlates of EEG,
1 : 565-574
Metropolitan EEG Society,
New York
KAHN, R. L., and PINK, M.—
Personality Factors in
LEVINE, A.—A Comparative
Behavioral Response to
Evaluation of Latent and
Electroshock Therapy,
Overt Schizophrenic Patients
J. Neuropsychiatry 1: 45-49 with Respect to the Concept
KAHN, R. L.—Socioof Ego Strength. Journal
psychologic Factors
of Hillside Hospital, VIII,
Affecting Therapist-Patient No. 4, Oct. 1959, pp. 243-266
Relationships, American
LEVINE, A.—“App1'aising
Academy of Psychoanalysis, ego-strength from the
Philadelphia
projective test battery”
KAHN, R. L.—Socio——Society for
psychologic Aspects of
Projective Techniques,
Psychiatric Treatment,
New York, May 1959
Eastern Psychological
Association, Atlantic City

Cong. Psychol., Publ. North- GREEN, M.—Relationship of

KAHN, R. L.—Re1ation

STAFF
PUBLICATIONS
AND

.

.

16
.m_............,,....

PRESENTATIONS

LEVY,

E.—The Role of the

Volunteer In The Treatment
Program of a Mental
Hospital, Social Work with
Groups, 1959, (New York
Natl. Assoc. of Social
Workers), pp 109-119
LURIE, A., HIRSCH,

8.—

Establishing a Hospital
Social Service Department,
Journal of Social Work
(Vol. IV, No. 2—April 1959)
‘
A.-—‘
Structure of
LURIE,
Field Work Training”

Workshop, Council on Social
Work Education,

Philadelphia, Pa.,
January, 1959
LURIE, A.—“The Use of
Group Process Within
Medical Settings”. National
Conference of Jewish
Communal Service,
Pittsburgh, Pa., May 1959

‘Forecasting the
Place and Role of the Aging
in our Society during the
next decade”. Little White
House Conference on Aging,
sponsored by the Community
Council of Greater New York,
LURIE,

A.——‘

December 1959
POLLACK, M.—Effect of
Induced Cerebral Dysfunction in Man on
Tachistoscopic Perception of
Embedded Color Figures,
Eastern Psychologic
Association. Atlantic City

POLLACK, M. with BENDER,
M. B., and BATTERSBY, W. s.—

Complex Visual Perception

in Patients with Brain
Tumor. Proc. XV Int. Cong.
Psychol., Publ. NorthHolland, Amsterdam,
pp. 236-237
POLLACK, M.~—‘ ‘ Comparison
of Intellectual Functioning
in Childhood,” Adolescent
and Schizophrenics, N. Y.
Divisional Meeting, A.P.A.,
New York
STAHL, ALICE—”The Role of
the Psychiatrist in the
Adolescent Pavilion. ’ ’
Midwinter Divisional
Meeting of A.P.A.

��The past years has been one in which the
Medical Board has shared in the period
of transition now in progress at Hillside
Hospital. Acting in an advisory and consultative capacity, the Board has aided
the Medical Director and the Board of
Trustees in bringing into sharp focus the
aims and aspirations of Hillside Hospital :
to become a leading center for psychiatric
treatment, training and research.
In keeping with the current spirit of
transition at Hillside Hospital, the Medical Board has done considerable soul
searching in order to reappraise its role
in the affairs of the hospital. The Board
is comprised of people who are outstanding in the ﬁelds of psychiatry and psychoanalysis. Some of its members are
training analysts on the faculties of the
three Psychoanalytic Institutes in New
York City. Others have achieved aca-

demic distinction as members of medical
school faculties and hospital staffs. It is

expected that gradual evolutionary

changes will take place which will enhance the value of this reservoir of psychiatric experience and knowledge. In the
past it has made major contributions to
the academic deveIOpment of Hillside Hospital. Together with the devoted membership of our chiefs of Medicine, Surgery
and Dentistry, the Board is a source of
expert advice in the major activities of
the hospital.
The year has brought other changes,
too. Dr. Sidney Tarachow, the first editor of the Journal of Hillside Hospital,
has retired as the Journal’s guiding light,
after ten years of unﬂagging devotion.
Under his direction the Journal has become an outstanding contributor to the
body of scientiﬁc knowledge and literature. It is expected that in the near future
an issue of the Journal will be dedicated
to Dr. Tarachow, as a token of our appreciation, esteem and affection. Dr.
Aaron Stein of our Board has succeeded
as editor.
The various committees under the able
direction of their chairmen have continued to function energetically in the
many areas noted in previous years. To
them and to the attending and visiting

REPORT OF
THE PRESIDENT
OF THE
18

MEDICAL BOARD
Robert A. Savitt, M.D.

staffs I offer deepest thanks for their advice and co-operation. I particularly Wish
to express my compliments to Mr. Alvin
E. Coleman, the President of the Board
of Trustees, and to Dr. Lewis L. Robbins,
the Medical Director, for their valued and
rewarding relationship to the Board.
Conferences with these men and their
dedicated colleagues have always been
stimulating, informative and constructive.
In closing, I take extreme pleasure in
welcoming Dr. Sidney Tarachow to the
Presidency of the Medical Board. He will
give it the energetic devotion it so much
deserves.

�MEDICAL BOARD

President

Robert A. Savitt, M.D.*
President-Elect
Sidney Tarachow, M.D.*
Secretary
Sidney L. Green, M.D.*
Treasurer

Paul Scheman, D.D.S.*

Eat-President
M. David Epstein, M.D.*

Psychiatrists

Samuel Atkin, M.D.
Arnold Eisendorfer, M.D.*
M. David Epstein, M.D.*
Margaret E. Fries, M.D.
I. Peter Glauber, M.D.*
George S. Goldman, M.D.
Sidney L. Green, M.D.*
William Karliner, M.D.*
Sylvan Keiser, M.D.
Sarah B. Kelman, M.D.
Emanuel Klein, M.D.
Samuel R. Lehrman, M.D.
Joseph S. A. Miller, M.D.
Samuel Z. Orgel, M.D.
Hyman L. Rachlin, M.D.*
Lawrence J. Roose, M.D.
Robert A. Savitt, M.D.*
Martin Schreiber, M.D.*
Isidor Silbermann, M.D.
Otto Sperling, M.D.
Sidney Tarachow, M.D.*

Non-Psychiatrists
Director of
Department of Medicine
Lester Cohen, M.D.*
Director of
Department of Surgery
Sidney Hirsch, M.D.*

Director of
Department of Dentistry
Paul Scheman, D.D.S.*
CHAIRMAN OF
STANDING COMMITTEES

Adolescent Pavilion
Sidney L. Green, M.D.
Credentials Committee for

Psychiatric Attending Staff
Promotions
Martin Schreiber, M.D.
&amp;

Credentials Committee for
Non-Psychiatric Visiting
Staff &amp; Promotions

Paul Scheman, D.D.S.
Education of Resident Staﬂ"
Arnold Eisendorfer, M.D.
Group Psychotherapy
Samuel Z. Orgel, M.D.

Manhattan A fter-Care Clinic
Sarah B. Kelman, M.D.
Queens Out-Patient Clinic
Martin H. Orens, M.D.
Sub-Committee for Child

Guidance Clinic
Isidor Bernstein, M.D.
Research Committee
Sidney Tarachow, M.D.
Publications Committee
I. Peter Glauber, M.D.
Committee for
Adjunctive Services
I. Peter Glauber, M.D.
Credentials Committee for
Supervising Psychiatric
and Resident Staﬂ‘
Lawrence J. Roose, M.D.
CONSULTING, A‘ITENDING
AND VISITING STAFF-'5

Consultants

Psychiatry
Leonard Blumgart, M.D.?
Sandor Lorand, M.D.
Nathaniel E. Selby, M.D.

Dudley D. Schoenfeld, M.D.
Medicine

Alfred Angrist, M.D.
Morris S. Bender, M.D.

Oscar Levin, M.D.
I. Jesse Levy, M.D.

YNeurology
A. M. Rabiner, M.D.
Hans Strauss, M.D.
I. S. Wechsler, M.D.

Surgery
David Warshaw, M.D.
Gynecology

Julius Jarcho, M.D.
Dentistry
Morris Fierstein, D.D.S.
Attendings

Attending Psychiatrists
Samuel Atkin, M.D.
Frank Berchenko, M.D.
Isidor Bernstein, M.D.
Arnold Eisendorfer, M.D.

M. David Epstein, M.D.
Margaret E. Fries, M.D.
I. Peter Glauber, M.D.
George S. Goldman, M.D.
Paul Goolker, M.D.
Sidney L. Green, M.D.
William Karliner, M.D.
Sylvan Keiser, M.D.
Sarah R. Kelman, M.D.
Emanuel Klein, M.D.
Samuel R. Lehrman, M.D.
Abraham S. Lenzner, M.D.
Joseph S. A. Miller, M.D.

Martin H. Orens, M.D.

Samuel Z. Orgel, M.D.

Hyman L. Rachlin, M.D.
Lawrence J. Roose, M.D.
Robert A. Savitt, M.D.
Martin Schreiber, M.D.
Isidor Silbermann, M.D.
Otto Sperling, M.D.
Aaron Stein, M.D.
Sidney Tarachow, M.D.
Associate Attending

Psychiatrists

Renato J. Almansi, M.D.
Alexander J. Friedman, M.D.

Soll Goodman, M.D.
Louis Kaywin, M.D.
Bruce Kendall, M.D.

Geraldine Pederson-Krag, M.D.
William W. Pike, M.D.
Jay Stanton, M.D.
Adjunct Attending

Psychiatrists
Edward R. Adelson, M.D.
Herman S. Alpert, M.D.
Alvin B. Balaban, M.D.
Irving L. Bauer, M.D.
Benjamin J. Becker, M.D.
Julius Belinkoff, M.D.

Milton M. Berger, M.D.
Lionel H. Blackman, M.D.

Rita M. Chalef, M.D.:t
Isadore H. Cohn, M.D.
Irving J. Crain, M.D.
Joseph H. Feldman, M.D.
Jules Glenn, M.D.
Albert E. Goldberg, M.D.
Michael Gould, M.D.i
Albert Harrison, M.D.
Thomas Hora, M.D.
Wilbur Jarvis, M.D.i
Abraham I. Kaplan, M.D.
Eugene H. Kaplan, M.D.
George R. Krupp, M.D.
Peter Laderman, M.D.

Myer D. Mendelson, M.D.*
David Milrod, M.D.
Helene Papanek, M.D.

Henry Rosner, M.D.t
Irving Salan, M.D.
Frederick F. Shevin, M.D.
Fred U. Tate, M.D.

B. Frank Voge], M.D.*
Leonard Weinroth, M.D.
Herbert Wieder, M.D.
VISITINGS

Medicine

Director
Lester Cohen, M.D.
Visiting Physicians
George Sabrin, M.D.
Louis Rosenblum, M.D.
Arnold G. Blumberg, M.D.
Associate Physician
Jerome Weinstein, M.D.
Adjunct Physicians
Arnold L. Berger, M.D.
Wilbur B. Brett, M.D.
Associate Dermatologist
Joel Schweig, M.D.
Adjunct Dermatologists
Norman Goldfarb, M.D.
Eugene L. Bodian, M.D.
Neurology

Associate Neurologist
Kurt Adler, M.D.

MEMBERS

OFTHE

MEDICAL
BOARD

Gynecology

Visiting Gynecologist
Marie P. Warner, M.D.
Associate Gynecologists

Jack Cohen, M.D.
Bernard Greenblat, M.D.

Rodlology

Visiting Radiologist
Bernard Epstein, M.D.
Associate Radiologist
Paul Steinhorn, M.D.
Optometry
Staﬂ‘ Optometrists
Edward L. Steinberg, O.D.
Bernard Attinson, O.D.
Podiatry
Staﬁ’ Podiatrist

William Reider, Pod.O.

Surgery

Director
Sidney Hirsch, M.D.
Adjunct Surgeon
Stephen Deckoﬂ", M.D.
Visiting Neurosurgeon
Joseph Siris, M.D.
Visiting Urologist
Daniel Kaufman, M.D.
Adjunct Urologist
Albert Sutton, M.D.
Visiting Orthopedist
A. H. Lewert, M.D.
Associate Orthopedist
Julius Schneiderman, M.D.
Visiting Proctologist
Benjamin Warner, M.D.
Visiting Ophthalmologist
Edward Seretan, M.D.
Associate Ophthalmologist
Arthur Minsky, M.D.
Visiting Otolaryngologist
Sam Clayton, M.D.

Visiting Anesthesiologist
Georges Bean, M.D.
Dentistry

Director
Paul Scheman, D.D.S.
Associate Director

J. Gordon Rubin, D.D.S.

Associate Dentists
Benjamin Schwaid, D.D.S.
Bernard Lebow, D.D.S.
Adjunct Dentists
Henry Lewis, D.D.S.
Samuel Plotnick, D.D.S.
Elsa Friedman, D.D.S.
Martin Protell, D.D.S.
Leon Basson, D.D.S.
Herbert Forman, D.D.S.
*Executive Committee Member
f Deceased 1959
IAppointed in 1959

19

�The body of our Annual Report indicates that 1959 was a year
in which the Professional Development Program, introduced
by Dr. Lewis L. Robbins, was launched. The goals of the program have been outlined and the beginnings of its implementation have been described above. Additional personnel required
by this program were initially engaged as of July, 1959, and
were gradually added during the second half of the year, so
that the 1959 calendar year data does not show appreciable expenditures for the Professional Development Program as such.
COMPARISON OF COSTS

1958-1959
1958

— TOTAL OPERATION

1959

%

INCREASE
16.

Salaries
$1,241,350.
$1,442,458.
3.
Food
127,142.
131,083.
Maintenance
and Grounds
( 8.)
78,914.
72,408.
Administration
29.
Expenses
111,300.
143,860.
Medical Supplies
55,217.
49,289.
(11.)
Repairs and
Replacements
48,101.
41,727.
(13.)
13.
Total
$1,662,024.
$1,880,825.
This table shows that the total expenditures for all operations
increased by 13%; the percentage increase from 1957 to 1958
was 11%.
Salaries and wages increased by 16%. This is in keeping with
our experience of the past ten years in which this item rose by
ten to ﬁfteen percent per year. Almost the entire rise in this
ﬁgure was caused by increases in rates rather than by the addition of new positions. The chief factors in this increase were
the across-the-board increase of about 13% to all nonprofessional
employees and provision of time and one-half for overtime for
all employees. These actions were taken by the Board of Trustees
in accordance with the “Statement of Policy Regarding Personnel Practices” promulgated by the Greater New York Hospital Association and subscribed to by the Board of Trustees.
Increased salaries were also provided for all categories of the
professional staff. The impact of the Professional Development
Program as such was hardly felt in 1959 ; its further implementation will produce a more appreciable impact during 1960.
.

20

Food costs increased 3% in accordance with the rise in the
food price index.
Out-patient services expenses increased by only 6% as compared with 30% in 1957 and 21% in 1958. This reﬂects the stabilization of this operation after a period of constant growth
dating back to 1954 when the large Queens Out-Patient Service
was established.
The largest increase was in administration expenses which
rose by $32,000, or 29%. The following were the chief components of this increase:
INCREASE IN DOLLARS

ITEM
Ofﬁce Equipment

$3,500
Medical Care Prepayment for Employees 8,000
Social Security and Retirement
Contributions
9,300
Personnel Expenses
6,300,
Medical Care Prepayment for employees (Blue Cross and
Blue Shield coverage for the employees and their families) was
initiated in July, 1959 as part of our over-all improvement of
personnel practices. Social Security and retirement contributions rose both as to rate and volume. Personnel expenses rose
in accordance with liberalized policies as to travel and other
allowances for professional staff.
SERVICE DATA: IN-PATIENTS

Total number of
patients treated
Total patient days
Average income per
patient day
Average cost per
patient day
Average loss per patient
per day

1958

1959

%

INCREASE

—
——

536
70,691

537
70,219

$16.58

$18.83

+

13.5%

$18.73

$21.69

+

15.8%

$ 2.15

$ 2.86

+

33%

REPORT OF
THE ADMINISTRATOR
Maurice Bachrach

�With total number of patients treated and the number of
patient days virtually unchanged, average income per patient
day rose by 13.5% while average cost per patient day rose
by 15.8%. The average loss per patient day rose by 33%
over 1958. Thus, In-Patient Service developed a gross operating deﬁcit of $200,826 for the year in spite of an increase of
$4.00 in the per diem rate paid for indigent patients by the City of
New York as of July 1. Without this increase, this loss ﬁgure
would have been appreciably higher, since 75% of our In-Patient
Service (50,000 patient days) is assigned to indigent patients.
Most of our deﬁcit both for In-Patient and Out-Patient Services was met by a grant from the Federation of Jewish Philanthropies of New York, while an increasingly large deﬁcit is being
met by our own trustees. Our Board of Trustees meets the
operating deﬁcit for treatment and training programs as well
as for research, which is their sole responsibility. As we continue
to put more and more of the Professional Development Program
into action, our gross expenditures for the In-Patient Service
will continue to out-run foreseeable increase in operating
income. Closest integration of planning and effort between the
hospital administration, our Board of Trustees and the Federation of Jewish Philanthropies of New York can lead to construetive solutions of the support problems which lie ahead during
the next few years. The most potent ingredient of such integration is close agreement as to the hospital’s goals as they have
been expressed in the programs promulgated by Dr. Robbins
in 1958 and 1959. These goals promise the provision of the
highest attainable level of patient care and are so incontravertible, that they must stimulate all concerned to meet them in
spite of the difficulties to be encountered.
The growth of the professional programs must be accompanied
by parallel development of administrative services. Careful
application of sound administrative procedures to every phase
of all of our programs will tend to make these programs more
effective and to introduce elements of management that can
decrease cost without impairing service.
During 1959, Mr. Samuel Davis joined our staff as Assistant
Administrator. We willnow be able to plan for increased appli-

cation of administrative processes in the professional areas.
More time and effort will be available for improvement and
intensiﬁcation of personnel administration. An important function for administration during the next year will be to develop
major projects in conjunction with Dr. Robbins and the professional staff and appropriate board committees, a master plan
outlining the physical development of the hospital for at least
ﬁfteen years ahead, a survey of existing plant and buildings
and a comprehensive site plan leading to the development of a
research building and an activities therapy building.
The hospital’s administration will continue to maintain constructive relationships with community agencies such as the
Nassau County and New York City Community Mental Health
Boards and the various co-operating social agencies, as well as
Long Island Jewish Hospital. Efforts to intensify and improve
the areas of co-operation will continue. The board has already
authorized the creation of an effective public relations program
which will lead to wider and more productive community participation in the life of the Hospital and greater usefullness of
the hospital in the life of the community.
The task of administration during 1959 has been a great one.
None of our accomplishments and none of our plans for the
future would have been possible without the devoted and intelligent assistance of the department heads who worked so closely
with us. It is therefore more than appropriate to state that Mrs.
Angelina Canavan, Dietitian; Mrs. Dorothy Croghan, Accounting Supervisor; Mrs. Lillian Dailey, Ofﬁce Manager; Mr.
Thomas R. Lumley, Superintendent of Buildings and Grounds;
and Mrs. Sarah Travers, Executive Housekeeper supplied the
basic day-to-day services which provided an essential foundation
on which professional programs are built. They worked unceasingly with sometimes inadequate staff, to meet the challenge
presented by the growing Professional Development Program
of the hospital.

21

�The following professional

and nonprofessional employees
supported the treatment,
training and research goals of
the Hillside Hospital in 1959:
PROFESSIONAL

Biochemical Research
Dr. Vivian Goldenberg
Grace Kittel
Susan Rea
Dr. Bernard Searle
Daniel White
Creative Therapy
Edith Zierer
Dental Technician
Sheila Berger

Experimental Psychiatry
Romeo Cartolano
Dr. Robert Kahn
Eric Karp
Dr. Donald Klein
Jean Kolodny
Dr. George Krauthamer
Hanna Mosquera
Dr. Max Pollack
Dr. Nathaniel Siege]

Intramural Clinic
Laura Zaves
Laboratories
Theresa Midulla
Medical Librarian
Ellin Resnick

Nursing Service
Registered Nurses
Frances Anderson

Susie Mae Behlmer
Marie Caﬁero

Kathleen Cliggett
Mary Cressy
Mary Ann Dalton
Ann Dispensa

Jean Hendry
Nancy Jeff eries

Mary Jones
Sandra Kraner
Grace Lyons
Eleanor MacPhillips
Flora Mae McCartney
Catherine McCormick
Helen Murray
Yolande Paquet

Lorraine Schaeﬂ’er

Helen Schippicase
Rose Schulbaum
Suzanne Smith
Barbara Steinbach
Zurline Thornhill
Edith Titolo
Anna Urbach
Helen Ziegler
Licensed Practical Nurses
Alma Clinton
Mary Corrigan
Hope Fox
Theresa Howard
Alice McDonough

Isabell Pierce

Rosemary Stevenson
Gloria Swan

Catherine Wall
Delores Williams
Psychiatric Aides
Martha Adams
Olga Allen
Marion Bell
Patricia Bell
William Black, Jr.
Beatrice Blake
Annie J. Bond
Joseph Britt
Lawrence Burger
Frances Butler
Sylvester Campbell
Frederick Coley
May Conrad
Teresa Cooney
Naomi Cotter
Hugh Cracker

�Catherine Eames
Annie Ervin
James Faulkner
Janie Ferguson
Marion Flood
Irish Ford
William Godett
Margaret Griller
Katherine Hammel
Mabel Harper
Linda Hart
Pauline Hawkes
George Heller
Sandra Heller
Lawrence Hood
Alberta Hopkins
Ellen Kennedy
Joan Kelley
Asalle Kirby
Carole Kornfeld
Doris Kraemer
Josephine Lafayette
Ernest Lambert
Grace Lau
Leslie Lee
Miriam Lee
Alice Leliukevicz
Ella Mae Leonard
Lillian Leslie
Anna Lewin
Georgine Lohman
Ellen Long
James Merrill
Edith Minor
Bertha Monroe
Helen Olsen
Clemmie Palmer
Elizabeth Rodriguez
Barbara Sang
Lessie Mae Scott
Samuel Scott
Mildred Shaw
Nancy Smith
Virginia Smith
Marian Thomas
August Tosi
Martha Visalli
Catherine Williams
Thomas Wolf
Anna Wolfberg
Leon Wolfberg
Edgar Zephyrine

Occupational Therapy
Karen Beutlich
Joseph Chase
J udity Conrad
Laura Dunlop
Martha Ittelson
Mona Jones
Deanna Levine
Mary Marrone
Doris Metzger
Helene VViller
Pharmacist
Robert M. Frank
Psychology
Ira Rosenblatt
Dr. Allan Sapolsky
Dr. Stanley Schiff
Charles Silver
Dr. Felix Steiner
Leonette Vanderhost
Florence Volkman
Social Services
Case Work Division
Ida Baumstein
Anne Connery
Barbara Fishman
Robert Fishman
Beatrice Freeman
Evelyn Furman
Sally Gold
Regina Goldstein
Selma Hornstein
Sarah Klionsky
Sandra Match
Anita Mehr
Sylvia Riback
Esther Sanders
Lita Schmidt
Seymour Silverberg
Sylvia Solovey
Gisela Tauber
Lewis White
Group Work Division
Aaron Beckerman
Frieda Bradlow
Denis Dryden

Judith Duﬂy
Edward Fitzgerald
Geraldine Lauter

Eli Saul Levy

Evelyn Mason
Naomi Miller
Holmes Morrison
William Pressman

Frances Rubinstein
Philip Schwartz
Virginia Zaremba
NON PROFESSIONAL

Accounting Department
Arline Fleischmann
Lillian Ingber
Henrietta Lyons
Ethel Siegelman
Jeanette Silver
Dorothy Strier
Buildings &amp; Grounds
Erich Brau
Walter Foley

Frank Groene

William Hannigan
Robert Hill
George Loblein
Nero Moyd
Stanley Novak
Edward Reeder
Frank Reinlein
Walter Roland, Jr.
William Roland, Sr.
John J. Rose
Albert Schmid
Joseph Seagren
Albert Senese
Dietary Services
George Canavan
Francesco Cannetto
Emma Casamassima

Flozell Clarke

Hubert Cooke

Thomas Duncan
Arthur Dywer

Pardo Faro
Elaine Fields
George Fields

Alphonse Gross

Ella Jacobs
Fred LaBarbera
Alfred Lemaire
Gaetano Mandala
Arthur Martin
Ida Novick
Martin Novick
Gaspari Orlando
George Perreta

Arthur Pitts
Walter Rodney

Eva Schwartz
Broadie Taylor
Thomas Tucker
Ester Watkins
Leroy Watkins
Housekeeping
Cle Anderson
Betty Bruckman
James Cuozzo
George Czinczinger
Stanley Durant
William Garland
Fulgencio Gerena
Nathaniel Glover
Joseph Hope
William Hyman
Robert Jones
Harry Lewis
Charles McLeod
Richard Newton
Roosevelt Mitchell

PROFESSIONAL
AND
NON PROFESSIONAL

EMPLOYEES

Dorothy 0 ’Berry
Arturo Orengo
Booker Richardson
Rafael Salazar
Agnes Schuster
General Walker
Ray Warren
Blanche White
Oﬁice Services
Irene Attinson
Celia Bernstein
John Borgner

Janet Bowie

Diane Brafman
Manuel Brown
Irene Dinkin
Claire Dubin
Regina Freedman
Lillian Freifeld
Norma Friedman
Edward Golove
Frances Gullo
Adele Harris
Sylvia Hymowitz
Joan Kase
Edna Kappes

Yetta Levitt
Inge Mai

Sylvia Marcella
Fradele Marcus
Yetta Mintz
Catherine Muﬁ
Dorothy McClary
Margaret 0 ’Connor
Mary Pignoni
Gloria Podrid
Frances Roth
Joseph Ryan
Dorothy Saults
Charlotte Sinovoi
Miriam Slater

Jeanette Sobel

Edna Telesca.
Walter Theisen
Edna Weissman
Lotte Wollman
Blanche Zaitz

23

��HILLSIDE
HOSPITAL

is licensed by.

. . . .

The New York State
Department of Mental Hygiene.

is approved for

resident training by... . .
Council on Medical Education
of The American Medical
Association
The American Board of
Psychiatry and Neurology.

is accredited by .

....

The American Psychiatric
Association
The Joint Commission on
Accreditation of Hospitals

is a member

of.....

The American Hospital
Association
Hospital Association of

New York State
Greater New York Hospital

Association
Greater New York Fund
The United Hospital Fund
Welfare and Health Council of
New York City
The National Conference of

Jewish Communal Services

cooperates with. . . . .
Adelphi College
Altro Workshops

Federation Employment and
Guidance Service
Jewish Community Service
of Long Island
Jewish Family Service
of New York
Long Island Jewish Hospital
New York City Board of

Education

New York State Employment

Service

New York State Department of

Vocational Rehabilitation
Queens College of the
City of New York

is a participating

hospital

IWhIle no precnse form

.....

and Related Facilities for

essential for making a valid bequest to HIIISIde Hospital, the
following may be used: give to the Society of the Hillside Hospital, the sum of $

TheHospitaICounciIof
Gr t rN wY rk
HI::;DEeHO:PITAL

I

ISAMEMBER OF

.

.

.

IS

.

.

.

.

.

,

I

land or any specn‘uc property, such as bonds, stocks, etcetera, IS given, a brief descrlpH
tion of the property should be inserted instead .of the phrase "the sum of
If

.

.

.

.

.

.

$____.

THE FEDERATION or
JEWISH PHILANTHROP'ES'

��</text>
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          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
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                <text>Progress and annual reports; research activities (folder title).</text>
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            <name>Type</name>
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            <name>Date</name>
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                <text>1960-1963</text>
              </elementText>
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          <element elementId="39">
            <name>Creator</name>
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            <elementTextContainer>
              <elementText elementTextId="67298">
                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
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          <element elementId="49">
            <name>Subject</name>
            <description>The topic of the resource</description>
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                <text>&lt;a href="http://id.loc.gov/authorities/subjects/sh85113021"&gt;Research Files&lt;/a&gt; and Unpublished Works -- Hillside Hospital, Glen Oaks, NY, 1953-1965</text>
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                    <text>IV:

10/113/60

Experieeutel Peyehietrie Presreue et niiieide neepitni
A

The

Review

veeieue prostate in the Department at Experineetei

W

Psychiatry have been devoted to en undereiending e: the node at

W‘iherepiu
“tie:
or

thrush undies or hreiu

taxation. the principal techniieel have been edepted tree deeoriptive
peyehieiry, uenrepeyehoiexy, electreeeeeyheiecrephy, linguietiee,
phereeeelour, end eeeielecy.
In

initial etudiee It

reaction were round

cenvuleive iterepy. ehenzee in brain

it reiete beth to

iepreveuent retinge end to

pro-treatment peyuhelecic variables. in our enderetendin; e:
ceevuieive therepy develeped, e centre: neerephyeieiezio-edeptive
view

e: eaeetie therepiee eeerted

(

). In this

Suuka»

view psychiatric

treeteente ereﬁtherepeutieeiir exteetive to the degree that brein
function in nee-trebly’eitered. While ehense in brein tenetien
neeeeeery

to: behavioral

change, the irpe

e: edeptetiee,

it

however,

veriee depending upon pre-treeinent peyoheleuiigend eeeieiecieag

charecterietiee er the subject. Thee, the node at eotien ie not eeen
ee

eiiher 'ercenic' er 'peyehelexie' bet tether ee the intereotion at

both eepeete in the individeel. further, while behevierei change in

�-2-

ralatad to chanson in brain function;

and the adaptiva

pattarn to

paynhologiéﬂoharaatariatic!t
praotraatnant
avalaationa at 'inprovaaant';
baing spacial typan at avalnatian or ahanga, ara darivativa Jadgnanta
baaad an

start

and

tanily anpaatatiana

and

talarannaa.

Thin hypothaaia was dovalapad and anatainad

in a aariaa at

atudiaa at onnvulaiva therapy. concurrant atndiaa of insulin tuna

indicatad that behavioral changa hora, too. van ralatnd to tha anaat
and dacraa o: prolancad cana

a: rapaatad aaiauraa - than. bainx tho

nanraphyaialogiélnhanaa
nanixantatiana
at
principal
prolansnd
in

thin thanany.
Tho node

at action of tha

nan paychetroyic asanta

anpraaaad within thin hypothaaia (

aganta would

III all.

). It ran anxgaatad that thaaa

b. attactiva to the dasraa that tho: indnaad paraiatant

chanxaa in brain

fanaticn'

and

that tha typa a: bahavioral raaponaa

vanld ha ralatad to tha type at brain nhanza, and to pranorbid

pnyehaloxigﬁ(para¢nality) pattarna. rho praaant proxrann in tha
Bogart-ant an. danisnnd to atndy than. ralatianahipa in datail.
Canvnlaiva Tharazz Prooana

or variaua anaanraa at brain tnnatian, tha anannt of slow

vat. activity in tho alantronncnphalacran

and cantabnlatory and

�-3H

dontal languago pottorno attor aaohorbital

(

)

oonottivo indiooo in oonvaloivo thorany oohaoeto.

voro tho aoot

In tho

firot

oxporioont, improvooont ratings ooro round to ho oorrolatod

dirootly with tho appoaranoo or high dogrooo o: ohango
indicoo (

).

1n thoao

rhooo oboorvationo woro tootod in a douhlo-hlind

study in which pationto rotorrod for olootroohock woro randoaly ao~
aignod to coorooo or oithor oonvuloivo or auboonvoloivo thorapy undo:

poutothal pronodioation. nigh dogrooo o: nourophyoiologie ohango
ooro oboorvod only in tho aonvoloivo group; improvonont ratoo

significantly highor in this group;

'02.

and than oubconvnloivo oohjooto

uoro ro-troatod by convuloivo appliaationo, tho improvoaont rota was

oinilar to tho original convaloivo group.
In tho oihconvnloivo troatod oahjoota, oonoidorahlo anonnto

o: oloetrieol corront paoaod hotwooh tho hitouporal oloetrodoo.

It woo

ooncludod, thorotoro, that tho thoropoutio agont

total oloctrioal curront,

or no, but an

all

woo

not tho

or nono quality

aahitootod by tho grand nal ooiouro. rho otgniticaneo or tho grand

nal ooiouro

was

turthor olahoratod

1n otudioo of tho

inhalant

convuloont, hoxatluorodtothylothor (Indoklon). 31-11ar dogrooo

o: olootrographio ohaugo, iayrovoaont ratoo, typo: o: bohavtoral

�‘hV,

change and ohanxee

in neuropeyohologio teak behavior were obaerved

in the inhalant and in electrically treated :ronpa.

It nae

anon apparent, however,

that not all anbjeote aaniteetin;

high decreea of physiologic ohanga were rated on 'inproved'.

In a

deeoriptive typelogio atndy, rive patterne were doeoribed,

eaperioally teraed ‘enphorio', 'hypoaanio', 'eoaatiaetien’,

’paraneid-Iithdraval',

and

'panio'.

While the

tirat

adaptive aedea were ratod ae 'nnoh inproved', the
aeen ae ‘uniapreved' or 'verae‘

(

two or

latter

theae

two were

).

In etndiee of peyoholegio variablea,

it nae

reported that

patiente rated ae 'anoh inproved' and ’reoevered' frequently
aanireeted peraenality patterne similar to that deeoribod by
Heinatein and

Kenn (

) an

the explicit verbal denial personality.

In language patterna, they expreeeed the language of denial,

when

dittnae brain change

denial,

was indnoed,

exhibiting anoh aepeote

an

niniaiaation, diaplaoenent, oliohee,|g§g. aere treqnontly than
unimproved enhaeote.

high

I Stale

eoore (

Other indioee related to favorable ontoeae were

),

and Rorschach deterninante or color,

abeent aoreaent and abaent torn-oeler (

).

alao, :avorable ontoeae nae aaaooiated

tith lea

In thin population,

educationalaohieveaont

�and

revels: birth

).

(

Antlehellner lea and Convalelve there
Seeking a way
EEG

slew wave

eae given

te eucaent the degree at peet-oeaveleive

activity,

an

inn-anneal: at

antlehelinercle cenpoand, diethaaine,
vex-1e“

“sea at

the eemalelve therapy

preeeee. Contrary to expectatlene, diethaaiae eaueed an iaaedlate
and entrained decreaee

in

EEG

alerting. Patleitl with dental

language patterae rellnxqalehed than; Instead of euphoria and well

being, the eibjeete were irritable, anxieue and expreeelve a:

nre-treateeet patterne. In eubjeete prior to cenvuleive or drug
therapy, elethaalne induced exciteaent, tenelen, anxiety and

lllaeery eeaeatlene.
Sabaeqeent etadlee with ether eentral antlohelinerglo
oeapeeade (VII-2299, JB-318,336, beeaetyaine) abated behavleral and

electrezraphle patterns alaalar te diethaelae. Stellar deeynohrenieatien
a! peet-eenvulelve

EEG

aleeing

wee

aleo noted with central

eynpathealaetie hallucinogene (euphetaaine, aeeoallne, LSD-25). and
baa been reported

re: antihietaainee (dephanlydraalne).

Theee

obeervatlene led to the eaageetlea that an increaee in central

ehellnergie activity eae a biocheaieal haste tor the eenvalelve

�therapy process

(

).

Pszshotrogic Drugs and
During

EEO

this period,the

drugs aroused

interest.

node of action of newer psychotropic

Following the concepts derived from

convulsive therapy, the neurophysiologis ohenges induced by drugs
were

tested within the

experi-ents in an

EEG

Ill.

experimental setting or acute

setting. It

was observed

that phenothiasines

(shlorprolasine, pronssine, triflnepronasine) induced

isation

and a

shitting o: the spectra: to the

ERG

synchron-

slow frequencies;

leprobanate and barbiturates , en increased synchronisation and a shift
of spectra: to

fast frequencies; reserpine,

an

inoreased slowing with

synchronisation at low dosages, and desynchronisatien at higher

levels. Inipraaine induced desynohrenisation with

a

shift of

frequencies to the slow bands.
Other experinental oonpounds tested included

phenyltoloxaline (Bristol), Deaner and

(liker),

wx-21h9 (Wyeth) and

its vsrions

BL-HlBB and

oongeners

trenquel (nerrill). For eaoh, no

consistent electrographis.patterns energed.

It
teens

use suggested that psychopharnaoelogio agents provide a

‘lr eliciting a variety

or nenrephysielogio patterns in

�.7contreet to the eingle pattern of induced oonvuleione. Furthermore,
the typo of neurophysiologie alteration, ee reflected in
synchrony and Iroquoooy

petterns,

or hehoviorel edoptetion.
elow :roqnonoieo

wee

Inoreoein;

EEG

related to epooirio types
EEG

eynohrony and e

shift to

or. oeeooieted with trenquillisetion, eedetion

deoreeeiog ogitotion; while deeynohronisetion and e

end

shift to test

frequencies in eeeooieted with oxoitenent, illusions, end delnlionol

idoetion. These observations orooeaeietont with hypotheeoo or
Hikler

(

).

The

merit of such teohaiqoeo for the eeeey or

psychotropic agents hoe been doeorihod

(

).

new

�-8Pszchcpharaacologz Evaluation Prograa
The

present pregraa, instituted in October 1959, is based

these studies and

is

on

designed to answer the following questions:

Is there s relation between aeasurable alteration in brain function
and behavioral change with

psychotropic drugs

on

chronic administra-

tion? Are there pre-treatasnt clusters of psychiatric, physiologic
and psychologic

variables related to the type of behavioral adanptation?

- to the type and degree of physiologic change?
Method:

is

an

initial approxiaation,

fixed

a double-blind,

dosage rendoa assignment drug study was undertaken.

Based on

clinical

experiences with various psychotropic coapounds, three classes were

selected

on

the basis of their patterns of :30 response.

‘The

selected agents were those eith predoainent desynchronicing patterns;
synchronising and slowing; or niniaal or no effect.

Patients

referred for drug therapy, after medical examination, and after

all other medications

have been discontinued are randoaly assigned

to one of three classes of compounds.

Patients are predoainantly middle class, urban, with high
educational attainment. Hillside Hospital is a non-profit,

philanthropic supported psychiatric institution, admitting voluntary

�.9patients for extensive psychotherapentic treatment.
of stay

is

seven months.

are prescribed by

Kean

duration

Convulsive and psychotropic drug therapies

star! psychiatrists

on

referral to the Department.

All treatment is adninistered by Departaental

start,

so

that the

experinentsl variables or drug dosage, route of administration,
assignsent to groups, 333. are readily controlled. All patients
in the hospital are available for study.

all patients receive

After a testing period,

ho cc of

medication daily tron individually labelled bottles.

increased in fixed weeﬂy etepe until a nsxiaua at

date,

1&amp;0

the study period.

Dosages are

After

weeks.

reotestinz occurs.

two weeks on maximum dosage,
To

h

liquid

subjects have been referred, and

110 have completed

Preliainary analyses of the data are

new

in

progress 0

avieral

Chan e5

In a survey or the behavioral adaptations of patients receiving

phenothiazines er iaipranine, various clusters at behaviors were
developed.

The typology was based on

the pre~treatasnt psychiatric

the treatnent reepenee and

profile. In the present study,

various measures of behavioral change are under study. Therapist

referral questionnaires

and

six

week

evaluatione; therapist and

�-10-

patient
two

Clyde Heed Scales; Lorr Scale evaluations in interview by

research psychiatrist, and Lorr ward scales; patient eelta

ratings including the Johns Hopkins synpten check

list

and the

Chicago Attitude Scalee are ancnget the neaenres being explored.

lenropezchelcgz: Paychelcgic tasks are viewed both as change

variables and predictive variablee. In convulaive therapy, changee

), tactile perception

in aencry tasks (

), crr

(

(

or figuree (

), rignre ground tasks
)

have been

(

), Recheler«3ellevne

(

and
tachietcecopic recogniﬂcn
,

)

related to the degree of induced neuro-

For each task, the degree or decrement in

physiologic change.

taek pertornance has been positively correlated with the amount of
EEG

slowing.

lollcwing treatnent completion, with the return of

physiologic indicee to pre-treatnent levels, performance in these
peychclcgic taaka also returns to prewtreatnent levels, or higher a

betternent of performance ascribed to practice eitect. Denial

scores

on

interview

(

), Rorechack deterninante

),

1

), auditory feedback

(

),and perception of the visual upright

(

)

have been viewed ae

predictive indices of the behavioral changes following nor.
various tasks are

new ﬁbeing

Scale scores

), language patterns after ancbarbital

(

(

(

Theee

asseeeed with paychctrcpic agents.

�.11.
In the convulsive therapy studies; the

lieetreencezhalogrsghzs
degree of

EEG

slowing was measured by counting the consecutive waves

in selected samples.
were

studied,

it was

When

the more subtle changes or druggeftects

necessary to apply less tediens techniques.

Electronic frequency analysis

was

introduced in August 1959.

By

asasurenent e! the pen deflection for various frequencies free
3

to

33 cps

in ten second epochs, rapid aeasnreaent of apparently

saall changes in total activity
and

and frequency

spectra are not obtained

applied.
Other physiologic variables include the response of £30 to

intravenous chlerprcnasine; blood pressure response to sechelyl;
EKG;

radioactive iodine uptake, and analyses or various blood and

urine element ordinarily conceived ac protective of the patient'e
welfare.

�Pnzghuliggualtion:

rollcving thy studios at syntgotio Iguanas. pattorns
(

)

in oonvnlntvo thnrspy, 0th.: anpoctu or Innguagc

cﬁndind for

worn

their ralatiou as 1361... st «hung. in intrnporlonll

with
nonltdurabln
nun:
.xplarctlou
attnr
bcinvior. attic,
(1T3)
thn‘
typewtokoa-rutio
augxoltod
11:;«1-t19 nounurOI,

or connoautivo 33-pin: a: dyldic apcoch

1.:

bu

A

useful lunar.

tppliud to writing toxta or tho

Hull. ran

had previously buon

hung.

nmlu ¢ individuals,

Jute intuit-d ﬂat

the two

index
(dyad)
at
a
ounnunieutioa
an:
sicniriuant
not.
portal

tho

ltttc

at tho intaraction than snnlytcn or

ltplrt‘.

Innplnn

or the participantl.

tpplytn; ‘htv technique to couralsivo tiara»: pntiunta,
august: in ran nonn and atnndnrd deviation worn rclntod both to

tn.

dogroo 0: induced use slow vuvo

nctivity

and to

lyutaatic

lan‘unxa puttorns obtained in indop-ndoat structurod iutcrvicvnc
Bpocch

boa...

new.

rupctttivc (lovarod nag:

223) and Iowa

vurttblc in connocutivo canplou (inoronnod standurd dovistion)

(

).

�In tnttrvidvt tutor.

&amp;nd

aft-r 8h. intravunoul administration

of coutrully .ctivo ngcnta, 11-11;: chtnguu rare obaorvtd.
Axtntu with a prcdauinnnt lynehronisatiou

ptttorn

tn.

on

EEG

uxhibttod n docroaao tn tutu 218 and inarcuao in Itnndtrd

deviation or soorcs,vh11n ataynchroniliag

compounds

olicitcd

grnttnr variability in apooch pa‘torus (lﬂOrOll. in
and

accrual:

13

varidbility at conntnntivo

133 noun)

neuron (doeronlo 1n

It;adnrd dcvistion).

0th.: 1:33:33. nasuuroo under study includu dintronln
r0110: quottontl, colt-rotoronco, tad

potion.

It

1- aucxoutod

are potont tuchaxquos to:
and poyuholusie

ultorttioa

1n

tuna. and

that than. paycholinsutstte nut-urns
ﬁho

operational unnlyiun a: phylialogta

crises: at payohopharnuoologic acunta

C

).

�aotiolg‘io Studio:
2h. cuncral prdbiun 0: tbs rolatiuu at

liaitl tautarl

to choico tad rocuitu o: parchiatrio troutucnt. and tho Ipoeitic
prdblun at tho rolnticn at

it... taatars

pittcrnn, within tun instieutioa.

and

to a cutie: at population

), uduoatiun, ago. place a: birth

In on: tinny (

utmdioa.

13d

ta in. rorcrrul

learn .3 tau California I nail. var. nixnitieuntly rciatod

to thc type .1 thnripr roe-iv'd ind tho utiliuntion o! ndaunctiv.

hoapittl nitric...
ndnantod hid

paiinntl uh. var. old-r, poorly

Than,

night: I

acorou und warn

tar.i;n-horn, pnrtieuinrly

Einicrn lnropo, utro ngat 11301: to be rotorrtd fur oloctro—
shook.

Thou.

rnlntianahipl were pro-nail: iudupondcut a:

diagnnlol. within tho crunp at cloctrolhock putiontl,

rottrrnl {or
In

rclltod to

36? vac .100

g cocond Iﬁuuy

at this

tin. tor

in... factora.

group (

). durstioa or

hospituliaation, dilohurxu ovuluutina and dincnoa¢n wars :0lniod to the can. 000111 taetcru. Fur «suspic, patiunta
hoapituliuod tar Sh. Ihnrtolt patina var. oidoat, had thi

icast oducution, war. nest likely to hivc
and had

in.

high

I

again

boon tornign born

scar... titular, nativoaborn, str-

�uduoatod, lunar 1

real. Ilﬁrl pttiontn v'ro hospltnllscd

tho

lnagost. Inn's rolttsonuhipl bald trnu within tronincnt
typo and
had thn

rithln

diutunaﬁao 31330.

On

allohurxo, .14.: pttttutu

not! tavurubli rttlngo. In not, valiant. rutad

ti

rooovcrod or IIOh luprovnd htd thq hlxhott F scarce, lunat
odnuuttou :ad

var. acct likaly to

ho rarclxn born.

In a study at patlont rtrulal a: 30!, 01:11.: ro-

lutlonlhtpu wort obncrvcd

(

). that. rolgtlounhlpi If.

no! undo: ntndr in tho out-pttlantxdopartnoat, sad in a trlw

hospital cunpnrattvc Itaay. In tn. lnttor Itudr. th- population!
or thrco hunptlalc in which :11

thrupltu are equally arullnbla

to all p¢tluata, - sonniugor roundatlau

lllplttl (Ippir-cltll,

Protoltant), nascaohau-ttn unnttl Xcslth

c ntnr (lavdroclnao

Catholla) and 3311314. noopltll (nlddln-clnnn Jalluh)

boin; alaoaacd.

It

but Etna postulntod that lhunc rcl:t1¢ulhlpl

rctlact tho tntlncncu at

.00131 bunksround on plynhologlcnl

pronoun, nah u hubltul
undo:

at axprcsslon.

tho putt-tn a: nontal

action

tr.

undo:

Ir.

”turn

or

Th. onutwibution

emulation

um

0: than. tactorc to

antaru
tho
tad
patsont-thtrnpttt
lllnsal,

atlﬁr.

�Exporinuutal Plyohiatrio Progr;ul nt Hillside ﬁespitnls
A

Max

Review

rink,

H.D.

the Depurtneut of Experimental Psychiatry, Kill-id.
Hospital, Glen Oaks, 1.1., l.I.

From

V:

11/60

�v: 11/22/50
Experimental Psychiatric Prograns at Hillside hospital:
A

Review

various programs in the Department of Experimental
Psychiatry have been devoted to an understanding or the node of
action or psychiatric therapies through studies or brain function.
The prin(ipnl techniques have been adapted tron descriptive
psychiatry, nenropeychelcgy, electroencephalography, linguistics,
pharaacology, and sociology.
In initial studies of convulsive therapy, changes in brain
function were found to relate both to evaluations of improvement
and to pro-treatment peyohologic variables. is our understanding
or convulsive therapy developed, a general neurophysiologicadaptive view of soaatic therapies emerged ( l ). In this view
psychiatric treataents are therapeutically effective to the degree
that brain tnnction in measurably altered. While change in brain
function is necessary for behavioral change, the type of adaptation,
however, varies depending upon pro-treatment psycholozic and
sociologic characteristics of the subject (2). Thus, the node of
action is not seen as either 'orgenic’ or "psychologic' but rather
as the interaction of diffuse neurophysiologic changes and
adaptive mechanisms. further, while behavioral change is related
to changes in brain function, and the adaptive pattern to
pre-treatnent psychologic characteristics, evaluations of
'inprovenent', being special types of evaluation of change, are
derivative Judgments based on start and {anily expectations and
tolerances (2).
The

�-2...

amine

series "or
studies of convulsive therapy. concurrent etudiee of ineulin ccna
indicated that behavioral change here, too, was related to the
onset and degree e: prolonged cone or repeated seizures - these
being the principal aanitestatiens or prolonged neurophysiologic
change in thie therapy (3,h).
The node of action or the new psychotropic agente was also
expressed within this hypothesis (5,6). It use suggested that
these agents weuld be effective to the degree that they induced
persistent changes in brain function and that the type or behavioral
response would be related to the type of brain change, and to
preeorhid peycholegic (personality) patterns. the present prograne
in the Department are designed to study these relationships in
"""""'m. hypS‘iEiSii‘ﬁ; a.‘+‘¢i3§.ia'gua‘
.. .. «'WIfahlr‘ehnebtn

”1.5";

detail.
GOHVVLSIvg IBERAP! PROCESS

or various neaeuree of brain function, the aecuut or slow
wave actiéity in the electroencephhlcgraa (7,8) and contahulatcry
and denial language

patterns atter anoberhital (9,10) were the
sensitive
nest
indices (11) in convulsive therapy subjects. In
one experieent, improvement ratings were correlated with the
appearance of high degrees or change in these indices (7,10).
These observations were thsted in a double-blind etudy in
which patients referred for electrcehcck were randomly assigned
te ceureee of either convulsive or subccnvuleive therapy under
pentothal prenedication. High degrees of neurophyeiclcgic change
were observed only in the cenvuleive group; improvement rates were
significantly higher in this grog); and when snbconvulsive subjects

�-3-

epplicetiene, the inprevcnent rete
wee sieiler tn the originel convulsive group (2).
In the enbccnvnleive treeted subjects, ceneiderehle emanate
er electric current pessed between the bitenperel electrodes.
It sppeered that the therepeutic egent use not the totel electrical
current, ger es, but en e11 or none quelity eenitested by the
grend eel seizure (8,12). the significsnce cf the grend eel
seizure wee exenined in studies of the inhalant ccnvnleent,
hexetlnorodiethylether (Indoklon). Sieiler degrees at electrogrephic cheese, iepreveeent retes, types at hehevicrel change
end cheeses in nenrepsychclegic tesk behevier were observed in
the inhelent end in electricelly treated groups (13).
It wee seen epperent thet net ell subjects lenitccting
high degrees 0: physielegic chenge were reted es 'iepreved'. In
e descriptive typelegic etndy, rive petterns were described,
eepirieelly tereed 'enphcric', 'hypeeenic', 'seeetieetien',
bereneidovithdreeel', end 'penic'. While the first tee of these
edeptive nodes were reted es 'nuch inpreved', the letter two were
seen es 'uniepreved' er 'ecrse' (It).
In stndiee of psychelcgic veriebles, it wee reported thet
peticnts reted es 'ench improved' end ’reccvered' frequently
menitested perecnelity petterns siniler to thet described by
Heinetsin end Kehn es the explicit verbel deniel personelity.
In lengnege petterns, petients expressed the 'lengnege or deniel',
when diffuse brein chenge wee induced, exhibiting such aspects es
explicit deniel, nininisetien, displeceeent, cliches, etc. eere
frequently then nniepreved subjects. Other indices releted to revereble
were

re-treeted

by convulsive

�4,ontooae were high 1 Scale ecore (15), and Rorechach deterrinante or

color, absent movement and abeent torn-color (16,17). In thie
population, also, favorable outcome wee aeeociated with low
educational echievenent and foreign birth (18).
ilfICXOLIEERGIO courovlnc one GGIVVLSIVE 2323‘?!

Seeking a way to augment the degree of poetoconvnleive

activity,

EEG

anticholinergic compound, diethasine, was
given intravenously at variene stages of the convulsive therapy
proceee (19). Contrary to expectations, dietharine caused an
innediate and sustained decrease in EEG slowing. Patiente with
denial language patterns relinquished then. Inetead of euphoria

nelow wave

and well being, tho

on

ethecte

irritable,

anxione and expreeeive
of pre-troataent patterne. In subjects prior to convulsive or
drug therapy, diethaoine induced excitement, tension, anxiety and
were

illusory sensations.
Snbeequeht etndiee with other central anticholinergic
coapounde (WIH-2299, JB-318,336, benactycinc) ehoued behavioral

electrographic patterne eiailar to dicthasine. Similar
deaynchrenination of poetaoonvuleive EEG cloning wee also noted with
central eyapathoniaetic hallucinogene (amphetamine, neecaline, LSD-2S),
been
and hae
reported for antihietaainoe (diphenylhydraaine).
These obeervatiene led to the suggeetion that an increaee in central
cholinergic activity wae a biochemical basic for the convulsive
therapy proccoe (20).
and

PSIOROERGPIG DRUGS AND EEG

this period, the node of action of newer psychotropic
aroused interest. Following the concept: derived from

During

drnge

convuleive therapy, the nenrephyeiologic changes induced by drnge

�-5-

tested within the sane acute experimental franework of the
EEG setting.
It was observed that phencthiacinee (chlcrpronazine,
proaasine, triftuopronanine) induced EEG synchronisation and a
shifting of the spectra: to the slow frequencies; neprebanate and
barbiturates, an increased synchronization and a shift of spectrum
to fast frequencies; reserpine, an increased slowing with synchrono
isatien at low dosages, and desynchronizaticn at higher levels (5,6).
Inipraaine induced desynchronisatien vith a shift of frequencies
to the slow bands (21).
Other experinental oerponnds tested included BL-H188 and
phenyltolexaaine (Bristol), Deaner and its various cengeners
(hiker), wr~21h9 (Wyeth) and frenqnel (Merrill). For each, no
consistent electrographic pattern was recorded.
It was suggested that psychepharnacclogic egents provide a
means for eliciting a variety of neorophysiclogic patterns in
contrast to the single pattern of induced convulsions. Furthernore, the type of neurophysiologic alteration, as reflected in
EEG synchrony and frequency
oatterns, was related to specified
types of behavioral adaptation. Increasing EEG synchrony and a shift
to slow frequencies were associated with tranquillisaticn, sedation
and decreasing agitation; while desynchronieation and a shift to
fast frequencies was associated with excitement, illusions, and
delusional ideaticn (6,20). These observations are consistent with
hypotheses of Wikler. The advantages of EEG techniques for the
assay of new psychotropic agents have already been reported (6).
were

V

�-6PSYCHOPHARHACOLOGI EVALUATION PROGRAM

besed on

present progree, instituted in October 1959, is
these studies end is designed to ensver the following questions:
Is there e reletion between eeesureble elteretien
in brsin function end behevierel chenge with psychotropic drugs on chronic edninistretion?
Are there pre-treetnent clusters of psychietric,
physiologic end psychologic veriehles releted to the
type of behevierel edsptetien?
And, ere such clusters related to the type end
degree of physiologic ohenge?Method: is en initiel epproxinetion, e double-blind, fixed
dosege rendon eseignnent drug study wes underteken. Besed on our
clinicel experiences with verious psychotropic coeponnds tree
195k to 1959, three clessss were selected on the besis of their
patterns of EEG response.' the egents selected were those with
either predoeinent desynohronising petterns, synchronising end
slowing, or mini-e1 or no effect. Petients referred for drug
therepy, etter nedicel exeeination, end etter ell other eedicetions
heve been discontinued ere rendonly essigned to e conpennd in one
of these three cleeses.
Petients ere predominently middle eless, urhen, with high
eduoetionel etteinnent. Hillside Hospitel is e nonnprﬂtit,
philenthropie supported psychietric institution, ednitting volantery
petients for extensive psychetherepentic treatment. The noen
duration or stey for petients is seven months. Convulsive end
psychotropic drug therepies ere prescribed by stetf psychietrists
The

�.7.
referral to the Departaent. All treatment is administered by
Departaental start, so that the experimental variables of drug
dosage, route of adainistration, assignment to groups, 232' are

on

readily controlled. All patients in the hospital are available
for study.
After a testing period, all patients receive he so of liquid
aediestion daily tron individually labelled bottles. Dosages are
increased in fixed weekly steps until a aaxiaua at h weeks. After
two weeks on maxiaua dosage, ro~testing oeeurs.
Io date, 1&amp;0 subjects have been referred, and 110 have eonpletod
the study period. Preliainary analyses of the data are new in
progress.
Behavioral Change: In a survey of the behavioral adaptations
of patients reeeiving phenothiasines or iaipraaine during 1958-59,
various clusters of behaviors were developed. The typologies were based
on the treataent response and on pre—treatnent psychiatric profiles.
In the present study, the typologies are being tested, and various
measures of behavioral change are being studied. These include
therapist referral questionnaires and six week evaluations, therapist
and patient Clyde Hood Scales; Lorr Scale evaluations in interview
by two research psychiatrists, and Lorr Ward Scales; and patient
sel£~ratings including the Johns Hopkins syaptoa check list and the
Chicago Attitude Scales.
lenrogszehelegx: Psycholozie tasks have been viewed both as
ehanze variables and predictive variables. In convulsive therapy,
changes in aenory tasks (22), tactile perception (23,2h), WeehslerBollevne (13), CF! (13), figureagronnd tasks (25): and taehistoseopie
recognition of figures (26) were related to the degree or induced

0%

�.8neurophyeiolegic change. for each task, the degree of decrement in
tank portornance was found to be positively correlated with the
enount of EEG cloning. Following treatnent completion, with the
return or phyeiologic indicee to pre-treatnent levelo, performance
in these paychologic tacks aloe returned to pro-treatment levels, or
higher - e hetternent of performance ascribed to prectice effect.
Denial ecoree on interview (27), Rorschach determinante (16,17),
I Scale coerce (15,17), language patterne after anoberhital (28),
auditory teedheck end perception of the vienal upright have been
viewed as predictive indicee of the behavioral chengee following
36!.
Thole veriene tasks are now being eeeeeeed with psychotropic
egente, for their capacity to chenge with verione agents, or their

capacity to predict change.
Electroencephelogrephze In the convnleive therepy etndiee,
the degree of RIG cloning nae neaenred by counting the consecutive
waves in selected eenplee (7). When the more subtle changes or
drug effect- are etndied, it ie neoeeeary to apply leee tedious
techniques. Electronic frequency enelyeie wee introduced in inguet
1959. By neaenrenent of the pen deflection for vaﬁione frequenciea
from 3 to 33 ope in ten eecond epoche, repid eeeenreeent of
apparently
enall chengee in total activity and frequency epectra are new obtained
and epplied.
Other phyeiologic variablee etndied in thie progren include the
reepenee er era to intravenous ohlorprenaeine; bleed preeeure reeponee
to neoholyl; the EKG, radioactive iodine npteke, end analyeee o:
varioue blood and urine elenente.

E 5

�PSIGROLIHGBISIIGS

series of studies in the Departnent have been devoted
to ternal lenguege patterns.
Following the etudies of syntactic lenguage petterns (28)
in convuleive therepy, other espects of lenguage were studied for
their relation es indicee or chenge in interpersonal behavior.
darts; otter considerable exploretion with verious linguistic
neesures, nuggested thet typeutoken-retioe (2!!) of consecutive
senplos or dyadic speech nay be e enetnl index (29,30). While
213 hed previously been applied to written texts or the language
senples of indiriduels, Jeffe indicated that the two pereon eonnunicetion (dyed) wee e acre significent index of the etete of
the interaction then enelysee or concrete eenples of the participants.
Ayplying this technique to convulsive therapy petionte,
changes in 21! neon end etenderd deviations were releted both to
the degree of induced ERG slow ueve ectivity end to syntactic
lenguege petterne obteined in independent structured interviews.
Speech heeene more repetitive (lowered nean 113) and nkre verieble
in consecutive eenplee (increesed etenderd devistion)§(31). In
Another

interviews hetero end otter the intrevenous edeinistretion or
centrelly ective egente, einiler chengee were observed. Agente
with e predominent synchronization pettern on the EEG exhibited e
decreese in mean or: and increase in standard deviation of scores,
while deeynchronieing conpounde elicited greater variability in
speech petterne (increase in TTR neon) end decreeee in veriehility
of consecutive eoorss (decreeee in etenderd devietion) (32).
Other lengnege neeeures studied included dietrese~relie£
quotients, self—reference, and elteretion in tense end person.

�«10-

It

was luggontod

that then. psycholingukatic nonsuroa

tr.

techniques for the opcrational annlyaoa or physidlagic and
psychologic ctr-eta of psychopharuteologic ugcnts (32).

potent

�.11 .3001030910 STUDIES

In the course or these psychiatric programs, considerable
interest wee engendered in the tenily organization to which patients

returning. Also, the general problem of the relation of social
factors to choice and results of psychiatric treatment, and the
specific problem of the relation of these factors to the referral
patterns led to a eeriee of pepnletion studies. In one study (33),
education, ego, place or birth and score on the California I scale
were significantly related to the type or therapy received and the
utilization of addonotive hospital services; Thus, patients who
were older, poorly educated, had higher P scores and were foreignhorn, particularly Eastern Europe, were most likely to he referred
for electroshock. These relationships were present independent of
diagnoses. Within the group o: electroshock patients, the tire for
referral for BC! was also related to these factors;
In a second study (18), duration of hospitalization, discharge
evaluation and diagnoses were related to the eaae social factors.
For example, patients hospitalized for the shortest period were
oldeet, had the least education, were most likely to have been foreign»
born and had the higher 1 Scale scores. Younger, native-born, more
educated, lower 1 Scale score patients were hospitalized the longest.
these relationships held true within treatment type and within
diagnostic close. On discharge, older patients had the nest favorable
ratings. In 30?, patients rated as recovered or much improved had the
highest 1 scores, least education and were most likely to he foresighorn. In another study or patient refusal of nor, similar relationships knee observed (3h).
were

�Theee

reletionehipe ere

new

under etudy in the Out-Petient

Depertnent, end in e tri—hoepitel conperetive study. In the letter
etudy, the population: or three hoepitele with preveiling differing
cliente, in which e11 therepiee ere equally eveileble to e11 petiente,
- Kenninger Peundetion Hoepitel (upper-ollee, Proteetent), Hheeeehueette lentel ﬂeelth Center (leverceleee, Getholio) end Hilleide
noepitel (niddle-eleee, Jewieh) ere being eeeeeeed. It hee been
postulated that theee reletionehipe reflect the influence of eociel
beckgrouud on peychologicel processes, such ee hebituel petterne
of eennunieetien and nodes of expreeeion. The contribution of these

factors to the pattern or mental illneee, end the petient-therepiet
interaction ere under etudy.

�-13SEHMAB!

.

on. Dopartnontal programs are a clustor of intsrrslatsd
studios toonssod about common population sonplos. Within Hillside
Hospital, rosoaroh laboratories in Bioohonistry, and in Hsdieino
are aotiro; and other laboratorios in psychodynanic psychiatry aro
boing dovolopod. In this Dopartaont, various disciplinos aro

participants,rsprssonting a gradual growth of six ysars. Furthsr
growth and tho dirsotions o: ensuing studios sro dopondsnt on tho
results of tho studios doscribod bars; as wall as tho growing
institutional avaronsss that roooaroh is an intogral part or the
hospital's operation and budgots - as such as troatnont and staff
training.

�”lh‘
Reterenaea
Authors at the {alleving references include the following
staff nenbere: Hex Pink, Hex Pollack, Robert L. Kuhn, Joseph Jette,
xertin 3. Green, Eric Kerp, Hyman Karin, Doneld F. Klein,
George Ireuthener, Arnold G. Blnnberg, Ittheniel S.
siegel,
Abrehen Keplen end Henry

1. J. Hillside Reap.
113, 19583

3.

J.

lééa 18h6, 1958)
A

Go., 325, 19593

J. Letkewite.

2. Die. Harv. 8:1. 12:
Eilleide Heepitel‘gt 13h, 1955) h. J.A.H.A.
Q}

197, 19571

5. Pszehozhernecolegz Frontiers, Little, Brown
6. Heuregazehozherneeologz, Eleerier, hhl, 1960;

7. A.H.A. Arch. Neural.

Psychiet. 1Q: 516, 19573 8. Die. Kerr.
5:3. 12: 227,19583 9. J. Hillside Heep. g. 3, 1955; 10. Arch.
lenrol &amp; Peychiet. 1g. 23, 1956.
11. First Int'l can . leurol. Sc1., Pergenon, 613, 1959:
12. Jeur. Herr. Kent. Die. $29: 117. 19603 13. A.H.A. Arch. Gen.Paychiet. (in press); lh. Unpublished nenneerﬁﬁtg 13. Jenr. Herr.
&amp;

'

Bent. Die. ggg: 187, 1960; 16. J. leurepeyehiet. 1: 2&amp;2, 19603
1?. Jour. lerv. Kent. Die. ggg. 2h3, 19593 18. A.H.A. Arch. Gen.
Psychiet. 1; S65, 1959: 19. A.H.A. Arch. laurel. &amp; Peychiet. ﬁg:
20. EEG Clin. Neurophyeiel. 15¢ 359, 1960.
380, 19583
21. Gened. Psych. Aeeee.

J.

A: 1668, 19591

22. Cent. Neural.

23. J. Hillside Hoep.‘§: 2&amp;1, 1957;
1g: 88, 19563
2k. Am. J.
Psychol. 13: 38h, 19593 25. A.H.A. Arch. Neural g: 5&amp;7, 19601
26. Free. 1?

Int.

Pezehel., lerth-Hellend, 238, 1959;
1%. J. Heuropeyohiet. 1} hS. 19593
28. Pezehezethelegz of
Guaranieetien, Grnne &amp; Stretton, 126, 19583 29. J. Hillside Heep.
g; 207, 1957; 30. Psyehiet. 3;. 2&amp;9, 1958.
Gong.

�.1531. Jour.

lorv. Hunt.

D13. 120: 235, 19603

Pazchiutric Drug Thorazz, 0.6. that‘s, 29, 19603
3b. Unpublished Hannueript.
Boap. g: 216, 195?)

32. ngnnieu at
33. J. Hillsid-

�lap-rtnaltal Fuyuhtutrac 2701:... at 3:11:14. luapitcls
A

title:

In: fink,

Fran tau ntpnrtuaut

”’F‘ul. 91“ “kl.

7!:
U

I,

1;!50

K.B.

a: sxpurtnuutnl Psychiatry, 1111.14.
10.1.;

'0’.

�/
[,

‘e

VI

//y

11/22/60

layoviunntal ruyuhtutrto Procrnnn u‘ [1113140 loapltnlu
A Icvtou

It. Virtoun

program: 1: an. nupartnant of xxpcrtnantal
Payoh‘airy 531‘ but: dcvutod to an underttnndtn: of tho sad. at
ﬂl‘itl at payuh1n$r1¢ thnruptta through studina at brtiu tunetiun.
rho principal inshnign¢¢ invo boon adapted {ran doneriptiv.

plyuilutry.vnanrapiyuhology, oloetronnotphnlocrnphy. lingututtcl,
phuruaaolﬂtyg and socinlocy.
1n
chungoa
brats
convululvu
thcrtpy,
at
initial attain:
functian nova round ta rtlatc both to ovuluution- o: inpruvaucnt

In

ptywholaciéﬁznrinblca.
Al 0‘? undarnttudtnu
and to pru~tr¢3tncut
or eonvulaivw thcrupy dovelupad, a genera: nouroyhynialozic1
(
usergnd
slanttw
). In this via:
thorapxos
a!
vita
udtpttvc
uiif‘i‘rxplnttonlly
thy
dogtoo
to
ottactivo
troutueutn
payihtntrtu
this brain function 13 uncuurahly nl‘nrnd. will. Chung. in brain
function 1- noatnsary tar bchuvtorul ch:u¢o, the twp. or nd:p$¢tton,
paywhologiédnna
hurtvnr, vnrtoo «avoiding upon pro-‘rontncnt
Itoiuloxliﬂcharactnrtutio: 02 sh. cuhdoot (2). Thus, tho use. or
uotlcn 1. not soon as ulthar 'oralnle' or *poynhologic' but rathcr
and
chaugua
of
nourophyaiologio
distant
tan
lattruaticn
a.
adnptivo 3008331.... turthcr, uh$lo bohtvtirtl chins. 1a rnluted
to ohnngns in brain ttnottaa,‘nnd the nanptivt patio!» t0
prt-triatuont psychologte thirtetcricttot, 07:1nat10nu a:
’1Iprovcunat', but»: npuottl $79.! or uvlzuntiou or chnnxo, arc
atrtvutivs stagnant. hated an :tatt and £1.11: oxpootutions and
inlcrtaonu (2).

�n2-

?hiu hypothuain Ill dovulopca and nuntstncd an a £021.! a!
ntuditl qt cunvulstvn thnrnpy. ctncurrcnt aﬁudios a: tuuulia can.
tnd1¢utod taut hohsvtor¢1 chant. horn. too, wua.r¢1ntod to tn.
lutot ind accrue or piniongut can: a: ropaatod stature. - that.
b.1uc tho prinaxpul manifestations at proloncod nonrcrhysioloctcaﬂ

an that»: (ink).

chm: in

It:

made

if

aoStoa of tho new pcyahotropio «goat; vac also

nithta thin hypothesis (5,6). It nan ouggontod that
ﬁhouo tgan%a would ho affectivc to tho 403:0. that ghoy induced
paratatant ch:ugau 1a brgtn fanatian and that the typo at bchaviur;l
rampaano Inuld to rolttud to tho typo or brain ohaagc, and to
prcaorbtd payohologit (paruunultﬁr) patturnt. Tho prisont pruxruan
in tin Btpartltat ‘20 4331¢u§d to study th.ue volitianuhipt in
unprosuud

_d¢tti1.
E

E

III

13‘ £88

a: turtou: nanutrnn at brain tunusiaa, thc alount a:

slaw

var. atttvity ta ta. cinctrcunoupphagzrin (1,8) tad contcbulutary
and 60.1.1 Inasmuch pattora: nttur unobarbital (9.10) not. thu
unit uoaca‘:vc that... (11) 1a .0I7‘101VD thorny: subjects. In
on. naportnont, tapruvclnnt ratings wire ctrruxttod with the
upponrnacc .1 itch dgcrooa or change in thou. inexact (7.10).
dtnbin-bltnd
1a
1n
abnorvntiana
tkntot
a
a‘udy
”‘2.
it...
Itiuh patiohta rotorrod for clootrguhock var. rand-n1: nustgncd
to court‘s o: otthor ocnvulutvu 0r aubconvulttvo therapy under
anurophytlologiénchaagt
pqntothnl prcnodtonttal. nigh dugrtul or
v!ra obuarvod only in tun convulitvn grnupg inprcvon-nt rutct varnixuitiouutly higher in this ﬁriﬁtj and vhaa subconvuluiv: nubjoeto

�U).

*

v.20 ru-trontad by couVIInivo upyliuutiona, ﬁlo tuprovcnnnt rut.
um: lintzsr to the orictual convtlaivt group (2).
In the anboouvulaivo treated Inhannta, uuuutdar;b1¢ Quaint.
or altntria «arrout yauaca hotuocu tho hitanporul cluotrodoc.
It Ipptﬂrtd that the thorupautic taunt wan not tho total cloatrle.1
currunt, aggugg, but an :11 or non. quality nan££.ctnd by thc
grand In: lotuuru (8,12). Th. algnittenuao at ﬁhc grand In!
I'liir. van~cxan1uod in etudiat of tho inhalant aouvnlsnnt,
insurlugrodtothylcth¢r (13692105). ﬁinilur 4.3!... of alsetro~
graphic ehsngc, ﬁngvovwnaut tutti, typos or bghgviortl ahtugo
and changes In nourvysyuholoxtiﬂgatk bahavivr nﬁro observcd in

tic tnhallnt

tn ulcatrieally treatud groups (13).
It at. anon npyaroat $hat act :11 tubjaats Ianiroatins
high tugraou or physiologxc chnngo warn rttod ts '1npravod'. Ia
a dcsaripttva typolngtn study, :31. ptttarna wire doacrihad,
impartcnlly turned 'ouphnrlu', 'hypounnio', 'sonlttnatiuu',
$0!!ﬂ.1£¢'1‘hdtlﬂl1'. and 'punlo‘. ﬁhtlo the ttrat tun of than.
udnpt11¢ .04.: nor: rttud I. 'nugh taprovod', ¢ho latter two were
noun as 'Iuinprovvd' or 'uoraa' (1%).
In station a: ysyuh01031£#VIrinb1on, it run vaportod that
pctxnnta rntcd as 'I‘ch improvud* and 'reaovurad' frequently
ltnituntcd puruonnltky puttcrut liuillr ta that diaeribod by
ﬁctuutnin and Ink: is ﬁhu laplacit vorbal 4.31.1 pornonality.
'In 1!:zunxo ynﬁtoras, patiantn capraastd thu 'lnazuugu a: doninl',
than ditthln brain ohnagc In: Indueca, txhiblttus anon napocﬁa an
txpltctt dintsl, Izaiuisataun, ditylne¢noat, cliches, g§g&amp;_uorc
traqu.ntly thug untuwravcd cubaoctu. Other 134130: taint-d to tnvorsblo
and

�.3.
hash I 5341. acct. (15), and Roruuhaeh dotarnintnts
«Olav, nbsaut novunaat and nbaont t-rn-calor (16,17). In thia
popu1&amp;tttn, also, :avurablo outatuu at. taaoctntod with 10v
uduaattgnnl uahxuvannnt tad {truism birth (18).

tutu... it?!

at

sitting a way to nuancat tun digit. of pentatonvulitvu :39
$1.! utvu nitzvity, ta anttahozanorciu coupltnd, «totEutzno, was
giro: tutrnvonoualy at various :tngos or tht ccavulutvc thor‘py
-

proutll (19). doa$r¢ry to oxyaetntiaal, ditthnlinc

eaunod In

lunadiatd and «attained ¢aer¢aan in EEG cloning. Patiunta with
donstl lagging. putt'ruu rulaaqntshad than. Inttcud or atphorin
aha wall hasng, thc lubjoota vat. irritqblc, anxious and prrO181V.
or pramtrnatnnnt patterns. In aubaastv prior ta eonvulaiva a:
drug thnrapy, diothantnu andueod uxaitanont, tan-ion, anxiety and
illusory nontatsunc.
ﬁuhaoqncht ntndica with 9th.: «antral antioholinurutc
ae-paunda (VII-8299. 33-318,336g hanaotyttno) aboucd behavioral
sad cloctrogruvhlc pattarau elitist to daoth‘xino. atnilnr
datynahrontnnttau o: postuconvulaivt 330 niacin; was ‘10. notod with
«Mt-'11 amnion-tutu: hunuinnuo (nphounno, «suntan, nan-as).
Ind ht: been rcpur‘od for tatihiatantnoa (diphunyihylrauinc).
that. thiarvaticnu 10d $a tut mugxultion thtt «a incrtano 1n coutrnl
ottltnargia activiiy VQI a btoahouscal haul: for thy convulaivc
ttorapr greats: (26).

rsmgonauo nma an no
During this parted, tho mod. 0: sctlaa cf ucv¢r psychotrepic
drug. trout-d intnrnst. rollcving tho caaouptc doravca tron
'

J2

otavulntvu ‘harupr, thu nc‘rophgwiologio outage: inanood by drug.

�.5...
f

tutti!

I1th1n tun 3.x. aautc oxpcrinautu1 trunnuork at th.
E39 usttinx. It It: thaurvod thtt phonothitslnos (ohlorpronasiac,

any.

prangnlnc, tritanaprolaaxna) :nduood axe ayauhrontauttou and a
oh£tt1ng of tho upcetrun to tho .10! frequaaotts; Improbaghtc cad
barbiturates, an incrouuud IyuchrnaxsatSOB and a shirt 0: spoctrnn
to inst (recitation; roanrpiuo, an Inorouood ulcvtns with Iyaohrouw

inattua at

.

dying... and douynchronisatioa at night! 10'010 (5,6).
2.133.313. tainted ﬁctynohrtnisnttua with a ah1:% ct :rcquauaicu
fa the a!” but: (21).
”‘ng
Gina: expirtnnatal annpounda tul‘cd inaludod nz~uxaa and
phtnyaioltlslino (ariatol), nectar tad its variant aoneaaors
(33:99), wtatlh9 (37"h) and trﬁnquol (lorrill). tor cash, an
I0|tiutcut olnctrucraphia putters it. recordta.
psyuhoyhnrtnollaciéwazoats
wgu
that
staccatod
It
pruvtd. u
nearaphyuiolotiéﬂpat§cran
u
for
of
1a
nasal
eliciting varicty
ctutraat t¢ tho sags}: psttura or induced scavalnionu. furthtrnouroyhyntolugidJtlttrttion,
sh.
a!
type
.02.,
I: rotlon$ad in
as: aynohrcny and IFC‘ICRGI ynttcrna, nun rolnt.‘ to apoottiud
typo: a: behavioral stuptntsdn. InorOtttuc nae aynchrony tad a shirt
GO aluu fvnqncactou aura nauoatttud with
trangutlltzn‘tua, notation
uni docrnﬁatng agitatious stilt angynohraatua£tua and a shirt tn
tu't tragucncloa It: antacxntta with excitouaut, tlluuionu. tad
dolnntcntl ilcatton (6.20). than: aha-trutionu are conclt‘aut with
hypothaloa o: Hitler. 2h. advantagon at are tuchntquco tn: the
300.7 or not payuhntropzc ugcntu haw. nlroady b¢0u reportcd (6).
low

�2h. presuut progrnn, instttnﬁod in Outabcr 1959. 1a banal an
sh... attitua and in 6.113304 £0 .3380? $8. I’llavinc quantlultu
In £3.90 t rolutlon hotutcn Innuurublo altovtttua
in 53:13 tunc‘ian and bohnvtoral «hung. with payuho-

airbus. unnaatatrttian?
120 that. proeﬁrtntnoatfqlua§oru gt paynhxatrao,
ptyctulcciéinnd ptyuhmlc¢1£&amp;variahzoa rolgtud to in.
tropic drugs

an

typa 0: hohnviornl adiptntttn?
And, art such cluntora rolntod to the typo and
403200 at phyutologle ohuuxo?#
‘gggaggs AI ua.1n1t1n1 ayproxinattcn, a doublnuhlind, sized
Gonna. random Isntgnncnt drug study

clinical

In. undertnktn. luccd

on our

varitu' piyuhctropto coup-sud; tron
195k to 1959, thrco clan... unto 0.100%04 an tho 5‘31! or that:
patﬁnrun or 310 ro‘ponao. tho slant. scloutnd wit. that. rich
oxpcrzoncoa with

caﬁhcr proloninan‘ dunynuhrouiutax pattcrnu, Irhahrontutng and

nlyvinc, or nintnal or no errant. Pattoutu r-rorrud in: drug
therapy, IItOf nudist: tun-auntaon. and art-r :11 other nodicntiouu
hay. boon diucoattuucd are randomly usutgacd to ‘ compound.1n an.
or that. ‘hrio «lacs...
Pa‘icnto are pvodonlnnuﬁly Ilddlo eluot, urban, utﬁh high
oiiontaonnl :t‘linlont. 1111.14. 80-pita1 1a a nou-pritit,
philanthtopie supported psychiatric tnutttutton, .duitttng voluntary
pattoutn {or txtonntvn puyuhothurcpoutie troitntut. fin loan
duration or its: fer patients in novon months. convuiaivc and
puychotropao drug thnrnpics It. pronortbud by star: payuhxntriota

�.1.
A11
thc
trlatnnut in aduluintorad by
to
naparﬁutu‘.
rottrrll
Da’artniatul stuff, no that the axpcraanutal vartthlta or drag
daoaco, rant. 0! adutaictrnttua, aaotguunut to groupu, 333, &amp;r¢
roadtly controllod. 111 patiantu in thc hoapttal arc «v.113blu
for titty.
Attor‘a tutti»: ptrtod, 111 puticnt: rocuivc he so or liquid
‘nndtogttoa daily tron 1nd:vtd:ally inhallcd bettlco. Dos;¢o: at:
incrcnscd in ttxnd tOIIII atop: tutti a u.x:uun at h ucnku. Artur
tun wank: on nixtnau 4.111., ro—tnatlnx ¢o¢ura.
to dn‘o, 1&amp;0 vuhjaoto but. hon: rtturtod, and 110 have outplatod
tn. study period. Proltniunry analyst: of tho data At. an: in

on

prozroau.
Ichuvigral GhlI‘Oi In a tutti: u: tho bnhnviorul adnptnstonu
of pt‘tuuta rcaoiviag pitucthiasiutl or inipruutua during 1958-59,
variauc clustorn at bchnvtora var. duvolopad. 1h. typalocton wore but-d
on tho trontatut rcapiaat and on pr0~trlntauut ptyuh1&amp;tr1c protilus.
In $3. pruncut sitar, tho typoloxint at. being tested, and variant
scalarot at behavtoral ahtug. at. being atudtod. It... inaluac

thorlyitt ritorrnl quortiouuairoc

I1:

cvaluntiono) therapiat
tad puts-at Glyn. Road s¢nlang burr aoglu .valuntiona 1n int¢rviov
by two rnutnrch psychiatrtnta. and Lorr Hard Scale.) and puttout
unit—ratings 15013413: ‘ho Johan toutinl symptul about lint and the
stints. Attstnda 50:10:.
boon
both
vtcvod
I‘Vl
tank.
as
Psycholnglc
lutrggangglogzg
thing: vsrtnhlou sud pradlcttvo variablou. In convulsivo thorgpy,
chingo¢ in Inner: tanks (22), tactile paraoption (23,2h), wcohnlcro
Bolltvu‘ (13). err (13). flatro‘3rocnd talk. (25). ‘nd tachlntQUQOptu
recognition a! figure: (26) war. relatcd to thy Court. or induocd
and

ﬂ‘Ok

am

�neurophyutczogaggihnngu.

In: 9.03 tack, tn. dcxroo at docruuont tn
rouui ta b. poatttvny ocrr'lutod with the

‘llk vortoruuncn nus
assist a! :36 closing. lollewaac trout-oat aonalation, with the
rotur: a: phybitloxialiaaauca t. prootroatnnnt lovnln, performing.

payahologidﬁkasku
in than:
also raturnud to pro-trontnont lcvuln, or
higher ~ a buttarntnt 02 purrornnnco ascribed to practi¢o afloat.
Donia: start. on interviﬁw (27), aoroohach dotorl1nuntn (16,17),

r 8.11. Idﬂvit (15,17),

ltngunzu pntﬁarns attnr tnobnrbttal (28),
andatary toodbuck and porcuption if the 11:ua1 Iyrscht have bcan
v10v0d a: prcdlattvu attains at tho hchavioral outages following
362.
fhauo vurinuo tank. are at: being Isa-anon with paychctropio

:.£?:1.1p
agon$s,
alpncxty

capacity to prudiot chaago.

t. cling.

wl‘h vurtona anout319igfﬁhotr

§;I¢§ronniqggg;o‘gughzg In tn. convulttvn therapy ntndlnt.
the intro. of as» slaving was latsurod by counting tho oonncauttv.
wave- 1» lolcotad :unpi:a (7). lab.» ta. not. nubtlchohuazoo at

uttoetl arc ltudiod, it in uooclaury to gyply lula'ttdionn
toohntquoa. Iltctroulc Iroqutncy nnnlrlia wt: introduacd 1h Angint
1959. 8y nauaurounat 0: th. pun doticetion for vaﬁﬂoal rrnquoneius
Iran 3 ta 33 8?! 1n ttn ataoaa epochs, rapid nanuurcnnat o: upptrintly
nlnll august. in total activity nnd troguoncy aptctrl arc new obtatnnd
drug

tad applied.
ethn- play-1.1.316"
in thin program include tha
rtlpautn I: :36 to iatrnvontua chlorpronnsinzj blood protauro reapnunu
to
the nut, pullout!" 1041” mute, and
a:
turtouv blo.d and urin. elegantl.

man" “at“

”any”

“an“

w:

9!

115‘

8

�tho
atadlco
in
napnrtuont hurt beta dovctoa
.:
to torn;1 1.33133: puﬁtcruu.
iylzoving it. stutits ct syntactic lung‘tgu pattern: (:8)
tn asavulitvo ihsrapy, uﬁhor capogts at 11:51:30 vuru Ituaxod for
tkcir r01:$£on an iudSQIa of change in intovpornonnl bohtvtor.
.Jattc, urtnr oonoiiertblc omnlorutian with Various linguistic
consecutivn
or
that
suggcitaa
typo~tokoa~rtttol
(I?!)
lilltrit,
ho t
1nd»: (19.30). man.
«mm: at and“ apneh
it! hid prtvionoly §ncn npplicd tn urittua $311: or en. 1:ngungo
nanplou of indivﬁdulil, 3.1!. indicated that the two pcrnou cou~
nuatcttton (47") was 1 nor. liznitignnt indox at tho itttn at
tho interacting than auulylou or i¢paratu snnpxoa of tho ptrtitiplutl.
tpplying than toohutque ﬁt convulltvu shtrnyy patients.
chanson 13‘!!! noun and atundnrd «aviation. var. r01¢tnd both to
in. deavco or induced 3:3 ulot wire aat1viti and to uyutnet1c
lunxttxo pattern. ob$ttnca 1n indopondtut atruatnral interviouu.
apauah 5.01:. no»: rupo‘tttvc (lowered noun If!) and nor. vartnhlo
in coautcutivu nunplon (in-ruaI04 utnndurd d¢v1at10n) (31). In
intarvtawl but-r. and alter tho mutrtvvaonu aduanlatrtttoa at
ecutrally activa astutu, 31:11:: Ihlngil Int. obnurvod. taint.
with n yrcdouinant lynchruatxgtion pnttorn on tn. £86 oxhibitcd a
4.120ntt in net: 191 cud inﬂfilti tn itandnrd duvxatioa o: necros,
viii. dotynchrouising ealputuda 01101106 groatcr variability in
tyccch pattcrus (1:090... in RI! Inna) tad dtcrunan in v.r1ub111%y
of coauoeutiva scorn. (duorouun 1n ntandnrd deviatian) (32).
6th.: languaga notnnrnl atudiod includod diatroccurolior
quttt¢ata, uclt-rutcruncc, and alttrntion 1n tunnu and paracn.
Antﬁhar 30:10.

m

tutu

�.19.

nu: sagsoaﬁcd that ﬁt... yuywhcltnxutstta Inaiurcs tgo pa‘cat
incantqutl for sh: operational unnlytns o: phyaiologig%und
yi:¢h¢1¢¢1€?£ttactn a: ycychopharanaolugse taunt: (32).

It

�aggggaggzc $233133

It ta. court. at

‘

thou. plyuhta%r1e protraaa, comaidartblo
InﬁnrOtt Ian unguudarcd in at. tantly organisation to which pttttnto
turn rcturntnc. Also, its ginornl problem at tho ralntiou or stein!
M chase. and
a: pnychutric treat-out, and the
Ipttifia prathn a! the rnlutiau of thtli factor. in tht rarogrul
puttarna lad to a aortic at papulatian studsus. In on: study (33).
ﬁduaattua. ﬂgi, plus: ct birth cud score on tho Galltarnia r Iallc
wort ticnttioaatly ralctad to the may. at therapy rocoivod und the
utilatniton at adainottva hotpttnl aortic... rhui, pgttont; aha
var. older, pearl! uduantcd, had hishar I neuron And aura tarnishhnru, ptrtiuularlyranstnrn invent. wart neat ltkuly to be 90:0rfﬂd
tar ¢ls¢trouhooh. that. rclationahlpl worn proaont indopiadont or
atlxntnoa. within tic sunny 3: cluo‘ronhack patiuntu, $3. tins for
rotttrnl for 3a: 3:: ulna rolntnd to ﬁhoau factora.
In t nocand ntud: (18), dnru‘ton a! harpitnliantion, discharge
uvnluattan and asucnoun: vova rolniod ta tho Ian. social flotara.
fur uxauplo, patient: harpitlltuna for it. uhortcnt ported EOE.
oldest, had in. lcaaﬁ education, v¢ro punt llkcly ta hnvc baou farcicaioru and had the hiahﬁr t ﬁnal. user‘s. Younger, uttivowborn, not.
nénuatod, lava: ! 89.10 a¢oro yuttonta worn hospit.11sod thu taunt-t.
I)... rnlntinanhipl htld trnc within troutlant typt and within
diagnoatic 0131!. on dinohargt, 014.: patients had tan unit tavorablc
ratings. In :61, patients rated as renovated or sunk improvod had tho
highoat r 3.0!... lasat aduantion and war. moat 113.1: ta b. rurattg*
born. In anoﬁhcr study or p;t1cat textual a: new, 01.11;: rolattun~
ships tutu obsorvad (3h).

an».

nun:

�.12“

‘

thc
under
antarctiout
in
study
not
volatiiauh1pa
If.
It...
Dtpnrtutnt, and in I triuhtnpttnl coupura‘tvo study. In tho 133%.:
utuﬂy, tho pcpn1n%1ona at ﬁbre. haupttclu uttk provatltac dittcvtng
$0
.11 pttaoutt,
:11
wits!
aquully
in
thoruptcs
arc
I'lillhlt
cltuutu,

- Ionian:- muauw Iowan (mu-«nu, run-mu, hunk»
nottn lontil ﬂunl‘h cantor (lowiroclnns, ctthnlta) ‘34 ltllllio

loaptt&amp;1 (naddzcvcliuu, icwioh)

It.

ﬁning tanouacd.

It ha.

bcon

thy
rotlooﬁ
antlntnco
.2 social
rolutiandhtpt
it...
ha011ruund on payth.lo¢1all prrcanuou, such ll habitual pnttnraa
or contagiouttun and gods: of «sproutioa. {ha cantrthlﬁton 0! than.
tnotara to tho patﬁorn o: ncaﬁal 111303., and thy ptticIt-thnrtpiot
intoruottou are undo: atnﬁy.

postultttd that

�.13-

may;
it. nipnr$uoat:1 99032.3:

are a oluutar a! interrolntod
studios tocuunod about cannon pnpulntauu annplcu. within ltllltdo
Iblpttnl, restart! ltboratoricu 1a niaehauiltry, and in nadtctno
if. aattVQ; and 0th.: inbnrntorina 1a puyuhodyulnto puynhtntry Ar.hmaac aqvolcpud. In tat; Dtpnrtnont, various diacipllnoo tr.
vartttayaats,roprtuoatzn: a gradual cravth a: :1: 33.3.. tartan:
grcuth and t8. ﬂirtation. a: tanning 31341.. tr. dapoudont .a tau
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�Experimental Psychiatric Programs at Hillside Hospital:
A

Max

Review

Fink,

MnD.

the Department of Experimental Psychiatry, Hillside Hospital,
Glen Oaks, L.I., N.Y.
From

VI: 1/61

�Experimental Psychiatric Programs at Hillside Hospital
A

Review

various programs in the Department of EXperimental
Psychiatry have been devoted to an understanding of the mode of
action of psychiatric therapies through studies of brain function.
The

principal techniques have been adapted from descriptive
psychiatry, neuropsychology, electroencephalography, linguistics,
The

pharmacology, and sociology.
In initial studies of convulsive therapy, changes in brain
function were found to relate both to evaluations of improvement
and to pre~treatment

psychological variables. As our understanding
of convulsive therapy developed, a general neurophysiologicadaptive view of somatic therapies emerged (1). In this view
psychiatric treatments are seen as therapeutically effective to
the degree that brain function is measurably altered. While change
in brain function is necessary for behavioral change, the type of
adaptation, however, varies depending upon pre—treatment psychological and sociological characteristics of the subject (2). Thus,
the mode of action is not seen as either "organic" or "psychologic"
but rather as the interaction of diffuse neurophysiologic changes
and adaptive mechanisms. Further, while behavioral change is
related to changes in brain function, and the adaptive pattern to
pre-treatment psychologic characteristics, evaluations of
'improvement’, being special types of evaluation of change, are
derivative Judgements based on staff and family expectations and
tolerances (2).

�-2This hypothesis was developed and sustained in a series of
studies of convulsive therapy. Concurrent studies of insulin coma

indicated that behavioral change here, too, was related to the
onset and degree of prolonged coma or repeated seizures - these
being the principal manifestations of prolonged neurophysiological
change in this therapy (3,h).
The mode of action of the new
psychotropic agents was also
eXpressed within this hypothesis (5,6). It was suggested that
these agents would be effective to the degree that they induced

premorbid psychologic (personality) patterns. The present
programs
in the Department are designed to study these
relationships in

detail.

CONVULSIVE THERAPY PROCESS

0f various measures of brain function, the amount of slow

activity in the electroencephalogram (7,8) and confabulatory
and denial language patterns after amobarbital (9,10)
were the
most sensitive indices (11) in convulsive
therapy subjects. In
wave

one experiment, improvement

ratings

correlated with the
appearance of high degrees of change in these indices (7,10).
These observations were tested in a double-blind
study in
which patients referred for electroshock were
randomly assigned
to courses of either convulsive or subconvulsive therapy under
pentothal premedication. High degrees of neurophysiological change
were observed only in the convulsive group; improvement rates were
were

�-3-

significantly higher in this group; and when subconvulsive subjects
were rc-treated by convulsive applications, the improvement rate .was similar to the original convulsive group (2).
In the subconvulsive treated subjects, considerable amounts
of electric current passed between the bitemporal electrodes.
It appeared that the therapeutic agent was not the total electrical
current, per sez but an all or none quality manifested by the
grand mal seizure (8,12)o

significance of the grand mal
seizure was examined in studies of the inhalant convulsant,
hexafluorodiethylether (Indoklon). Similar degrees of electroThe

graphic change, improvement rates, types of behavioral change
and changes in neuropsychological task behavior were observed in
the inhalant and in electrically treated groups (13).

It

apparent that not all subjects manifesting
high degrees of physiologic change were rated as 'improved’. In
a descriptive typologic study, five patterns were described,
empirically termed 'euphoric', 'hypomanic', 'somatization',
'paranoid-withdrawal', and ‘panic'. While the first two of these
adaptive modes were rated as 'much improved', the latter two were
was soon

seen as *unimproved' or 'worse' (1h).

variables, it was reported that
patients rated as 'much improved' and 'recovered' frequently
manifested personality patterns similar to that described by
Weinstein and Kahn as the explicit verbal denial personality.
In language patterns, patients expressed the 'language of denial',
when diffuse brain change was induced, exhibiting such aspects as
In studies of psychological

�-h-

explicit denial, minimization, displacement, cliches, 222. more
frequently than unimproved subjects. Other indices related to
favorable outcome were high F Scale score (15), and Rorschach
determinants of color, absent movement and absent form-color (16,17).
In this population, also, favorable outcome was associated with low
educational achievement and foreign birth (18).
ANTICHOLINERGIC COMPOUNDS AND CONVULSIVE THERAPY

Seeking a way to augment the degree of post-convulsive
slow wave

activity,

an

anticholinergic

compound,

diethazine,

EEG

was

given intravenously at various stages of the convulsive therapy
process (19). Contrary to expectations, diethazine caused an
immediate and sustained decrease in EEG slowing. Patients with

denial language patterns relinquished them. Instead of euphoria
and well being, the subjects were irritable, anxious and expressive
of pre-treatment patterns. In subjects prior to convulsive or
drug therapy, diethazine induced excitement, tension, anxiety and
illusory sensations.
Subsequent studies with other central anticholinergic
compounds (WIN-2299, JB-318,336, benactyzine) showed behavioral
and electrographic patterns similar to diethazine. Similar
desynchronization of post-convulsive EEG slowing was also noted with
central sympathomimetic hallucinogens (amphetamine, mescaline,
LSD-25), and has been reported for antihistamines (diphenylhydraminc)
These observations led to the suggestion that an increase in central
cholinergic activity was a biochemical basis for the convulsive
therapy process (20).

�PSYCHOTROPIC DRUGS AND EEG

During

this period, the

drugs aroused

mode

of action of newer psychotropic

interest. Following the concepts derived

from

convulsive therapy, the neurophysiological changes induced by drugs
were tested within the same acute experimental framework of the
EEG setting.
It was observed that phenothiazines (chlorpromazine,
promazine, trifluopromazine) induced EEG synchronization and a
shifting of the spectrum to the slow frequencies; meprobamate and

barbiturates, an increased synchronization and a shift of spectrum
to fast frequencies; reserpine, an increased slowing with synchronization at low dosages, and desynchronization at higher levels
(5,6). Imipramine induced desynchronization with a shift of
frequencies to the slow bands (21).
Other experimental compounds tested included BL-M188 and
phenyltoloxamine (Bristol), Deaner and its various congeners
(Biker), WY-21h9 (Wyeth) and frenquel (Merrill). For each, no
consistent electrographic pattern was recorded.
It was suggested that psychopharmacological agents provide a
means for eliciting a variety of neurophysiological patterns in
contrast to the single pattern of induced convulsions. Furthermore, the type of neurophysiological alteration, as reflected in
EEG synchrony and frequency
patterns, was related to specified
types of behavioral adaptation. Increasing EEG synchrony and a
shift to slow frequencies were associated with tranquillization,
sedation and decreasing agitation; while desynchronization and a
shift to fast frequencies was associated with excitement, illusions,

�and

delusional ideation (6,20).

These observations are

consistent
with hypotheses of Wikler. The advantages of EEG techniques for
the assay of new psychotropic agents have already been reported
(6).

�97PSYCHOPHARMACOLOGY EVALUATION PROGRAM

_______an.._________.__u~m._______.

present program, instituted in October 1959, is based on
these studies and is designed to answer the following
questions:
Is there a relation between measurable
alteration in brain function and behavioral
change with psychotropic drugs on chronic
administration?
Are there pre-treatment clusters of
The

psychiatric, physiological and psychological
variables related to the type of behavioral
adaptation?
And,

Method:

As an

are such clusters related to the

initial

approximation, a double-blind, fixed
dosage random assignment drug study was undertaken. Based on
our
clinical experiences with various psychotropic compounds from
l9Sh to 1959, three classes were selected on the basis of
their
patterns of EEG response. The agents selected were those with

either predominant desynchronizing patterns, synchronizing and
slowing, or minimal or no effect. Patients referred for drug
therapy, after medical examination, and after all other medications

have been discontinued are randomly assigned to a
compound in one

of these three classes.

Patients are predominantly middle class, urban, with high
educational attainment. Hillside Hospital is a non-profit,

�-8-

philanthropic supported psychiatric institution, admitting voluntary
patients for extensive psychotherapeutic treatment. The mean
duration of stay for patients is seven months. Convulsive and
psychotropic drug therapies are prescribed by staff psychiatrists
on referral to the Department. All treatment is administered by
Departmental staff, so that the experimental variables of drug
dosage, route of administration, assignment to groups, 323. are
readily controlled. All patients in the hospital are available
for study.
After a testing period, all patients receive no cc of liquid
medication daily from individually labelled bottles. Dosages are
increased in fixed weekly steps until a maximum at h weeks. After
two weeks on maximum dosage, re-testing occurs.
To date, 1ho subjects have been
referred, and 110 have completed the study period. Preliminary analyses of the data are now
in progress.
Behavioral Change: In a survey of the behavioral adaptations
of patients receiving phenothiazines or imipramine during 1958-59,
various clusters of behaviors were developed. The typologies were
based on the treatment response and on pre-treatment psychiatric
profiles. In the present study, the typologies are being tested,
and various measures of behavioral change are being studied. These
include therapist referral questionnaires and six week evaluations;
therapist and patient Clyde Mood Scales; Lorr Scale evaluations in
interview by two research psychiatrists, and Lorr Ward Scales;
and patient self-retina including the Johns Hopkins symptom check

�-9-

list

the Chicago Attitude Scales.
Neuropsychology: Psychologic tasks have been viewed both as
change variables and predictive variables. In convulsive therapy,
changes in memory tasks (22), tactile perception (23,2h), WechslerBellevue (13), OFF (13), figure-ground tasks (25), and tachistoscopic recognition of figures (26) were related to the degree of
induced neurophysiological change. For each task, the degree of
decrement in task performance was found to be positively correlated
with the amount of EEG slowing. Following treatment completion,
with the return of physiologic indices to pre-treatment levels,
performance in these psychological tasks also returned to pretreatment levels, or higher - a betterment of performance ascribed
and

to practice effect.
Denial scores on interview (27), Rorschach determinants (16,17),
F Scale scores (15,17), language patterns after amobarbital (28),
auditory feedback and perception of the visual upright have been
viewed as predictive indices of the behavioral changes following
ECT.

These various tasks are now being assessed with psychotropic

agents, for both their capacity to change with various agents and
their capacity ts predict change.
Electroencephalography: In the convulsive therapy studies,
the degree of EEG slowing was measured by counting the consecutive
waves in selected samples (7). When the more subtle changes of
drug effects are studied, it is necessary to apply less tedious
techniques. Electronic frequency analysis was introduced in

�August 1959.

By

measurement of the pen deflection for various

frequencies from 3 to 33 cps in ten second epochs, rapid measurement of apparently small changes in total activity and frequency
spectra are now obtained and applied.
Other physiological variables studied in this program include
the response of EEG to intravenous chlorpromazine, blood pressure
reaponse to mecholyl, the EKG, radioactive iodine uptake, and
analyses of various blood and urine elements.

�-11PSYCHOLINGUISTICS

series of studies in the Department have been devoted
to formal language patterns.
Following the studies of syntactic language patterns (28)
Another

in convulsive therapy, other aspects of language were studied for
their relation as indices of change in interpersonal behavior}.
Jaffe, after considerable exploration with various linguistic
measures, suggested that type-token-ratios (TTR) of consecutive
samples of dyadic speech may be a useful index (29,30). While
TTR had previously been applied to written texts or the language

individuals, Jaffe indicated that the two person communication (dyad) was a more significant index of the state of
the interaction than analyses of separate samples of the
participants.
Applying this technique to convulsive therapy patients,
changes in TTR mean and standard deviations were related both to
the degree of induced EEG slow wave activity and to syntactic
language patterns obtained in independent struuctured interviews.
Speech became more repetitive (lowered mean TTR) and more variable
in consecutive samples (increased standard deviation) (31). In
interviews before and after the intravenous administration of
centrally active agents, similar changes were observed. Agents
with a predominant synchronization pattern on the EEG exhibited a
decrease in mean TTR and increase in standard deviation of scores,
while desynchronizing compounds elicited greater variability in
samples of

speech patterns (increase in

TTR

mean) and

decrease in variability

�-12-

of consecutive scores (decrease in standard deviation) (32).

other language measures studied included distress-relief
quotients, self-reference, and alteration in tense and person.
It was suggested that these psycholinguistic measures are potent
techniques for the operational analyses of physiological and
psychological effects of psychopharmacologic agents (32);

�SOCIOLOGIC STUDIEE

In the course of these psychiatric programs, considerable
interest was engendered in the family organization to which patients

returning. Also, the general Problem of the relation of social
factors to choice and results of psychiatric treatment, and the
specific prohlem of the relation of these factors to the referral
patterns led to a series of population studies. In one study (33),
education, age, place of birth and score on the California F scale
were significantly related to the type of therapy received and the
utilization of adjunctive hospital services. Thus, patients who
were older, poorly educated, had higher F scores and were foreignborn, particularly in Eastern Europe, were most likely to be referred for electroshock. These relationships were present independent of diagnoses. Within the group of electroshock patients, the
time for referral for ECT was also related to these factors.
In a second study (18), duration of heapitalization, discharge
evaluation and diagnoses were related to the same social factors.
For example, patients hospitalized for the shortest period were
oldest, had the least education, were most likely to have been
foreign-born and had the higher P Scale scores. Younger, nativeborn, more educated, lower F Scale score patients were hospitalized
the longest. These relationships held true within treatment type
and within diagnostic class. On discharge, older patients had the
most favorable ratings. In ECT, patients rated as recovered or
much improved had the highest F scores, least education and were
most likely to be foreign-born. In another study of patient
were

�refusal of

similar relationships were observed (3h).
These relationships are now under study in the Out-Patient
Department, and in a tri-hospital comparative study. In the
latter study, the populations of three hospitals with prevailing
differing clients, in which all therapies areenually available to
all patients, - Menninger Foundation Hospital (upper-class,
Protestant), Massachusetts Mental Health Center (lower-class,
Catholic) and Hillside Hospital (middle-class, Jewish) are being
assessed. It has been “postulated that these relationships reflect
the influence of social background on psychological processes,
such as habitual patterns of communication and modes of expression.
The contribution of these factors to the pattern of mental illness,
and the patient-therapist interaction are under study.
ECT,

�SUMMARY

Departmental programs are a cluster of interrelated
studies focussed about common population samples. Within Hillside
The

HOSpital, research laboratories in Biochemistry, and in Medicine
are active; and other laboratories in psychodynamic psychiatry are
being developed.

In

this Department, various disciplines are

participants, representing a gradual growth of six years. Further
growth and the directions of ensuing studies are dependent on the
results of the studies described here; as well as the growing
institutional awareness that research is an integral part of the
hospital's operation and budgets - as much as treatment and staff
training.

�~16-

References
Authors of the following references include the following
staff members: Max Fink, Max Pollack, Robert L. Kahn, Joseph Jaffe,
Martin A. Green, Eric Karp,

Korin, Donald F. Klein,
George Krauthamer, Arnold G. Blumberg, Nathaniel S. Siegel,
Abraham Kaplan and Henry

Hyman

J. Lefkowits.

1. J. Hillside Hosp. 6: 197, 1957;
2. Dis. Nerv. Sys. 12:
3. J. Hillside Hospital h: 13h, 1955;
113, 1958;
h. J.A.M.A.
166: 18h6, 1958;
5. Psychopharmacology Frontiers, Little, Brown
6. Neuropsychopharmacology, Elsevier, hhl, 1960;
7. A.M.A. Arch. Neurol. &amp; Psychiat. 18: 516, 1957;
8. Dis. Nerv.
Sys. 12: 227, 1958;
9. J. Hillside Hosp. A: 3, 1955;
10. Arch.
Neurol &amp; Psychiat. 16: 23, 1956.
&amp;

Co., 325, 19593

11.

First Int'l

Cong. Neurol.

Sci.,

Pergamon, 613, 1959;

12. Jour. Nerv. Ment. Dis. 129: 117, 1960;
13. A.M.A. Arch. Gen.
Psychiat. (in press); 1h. Unpublished manuscript; 15. Jour. Nerv.
Ment. Dis. 129: 187, 1960;

16.

J. Neuropsychiat.

l:

2h2, 1960;

17. Jour. Nerv. Ment. Dis. 128: 2h3, 1959;
18. A.M.A. Arch. Gen.
Psychiat. l: 565, 1959; 19. A.M.A. Arch. Neurol. &amp; Psychiat. 82:
20. EEG Clin. Neurophysiol. 13: 359, 1960.
380, 1958;

J. g: 1663, 1959; 22.
J. Hillside Hosp. 6: 2hl, 1957;

21. Canad. Psych. Assoc.

16: 88, 1956;

23.

Conf. Neurol.
2h.

Am.

J.

25. A.M.A. Arch. Neurol. g: 5&amp;7, 1960;
Psychol. 13: 38h, 1959;
26. Proc. XV Int. Cong. Psychol., North-Holland, 238, 1959;
27. J. Neuropsychiat. l: h5, 1959;
28. Psychopathologx of

�-17-

m
Communication, Grune

'

&amp;

Stratton, 126,

19583

29.

J. Hillside

Hosp.

6: 207, 1957;

30. Psychiat. g3: 2&amp;9, 1958.
31. Jour. Nerv. Ment. Dis. 130: 235, 1960;

Psychiatric

HOSp.

Drug Therapy, C.C. Thomas, 29, 1960;

6: 216, 1957;

3h. Unpublished Manuscript.

32. ngamics of
33. J. Hillside

�EXPERIMENTAL PSYCHIATRIC RESEARCH
AT HILLSIDE
Review and Prospect
MAX FINK, M.D.

Reprinted from
JOURNAL OF THE
HILLSIDE HOSPITAL
Volume X ' Nos. 3-4 ° July-Oct. 1961
.

�EXPERIMENTAL PSYCHIATRIC RESEARCH
AT HILLSIDE
Review and Prospect
MAX FINK,

MD.

The dedication of Hillside Hospital as a Research Institute
has been a dream of many of its students—a dream that may
achieve realization in this decade. Dr. Tarachow was an early
proponent of this view; and both in his sponsorship of the Journal, and in his encouragement of research studies, he presaged
this development. He was also the inadvertent sire of the research studies in experimental psychiatry. While I was a resident in psychiatry in 1952, we collaborated in a study of the
relation of the early separation of child from a parent to the
adult choice of neurosis. Reviewing the hospital records of ﬁve
previous years we concluded that there was, indeed, a relation—
neurotic patients with obsessional neuroses had a signiﬁcantly,
greater incidence of separation than patients with hysterical
neuroses (2). This report was the beginning of the patient population studies described here.
Since 1954 the various programs in experimental psychiatry have
been devoted to an understanding of the mode of action of the psy-

chiatric therapies of the hospital. The techniques have been adapted
from descriptive and dynamic psychiatry, neuropsychology, electro—
encephalography, linguistics, pharmacology, and sociology. This report reviews these studies and presents support for the creation of
a Research Institute at Hillside.
PAST STUDIES

In our early studies of convulsive therapy, instituted with the
1

From the Department of Experimental Psychiatry, Hillside Hospital, Glen

Oaks, N. Y.

The studies reported here have been aided by the Board of Directors Research

Fund; the National Institute of Mental Health (Grants M-927; MY-2092,-27l5,
~4798; MF-12,033); Foundations Fund for Research in Psychiatry (FFRP 56-151);
Kaufmann, and Dazian Foundations; and numerous pharmaceutical concerns including Geigy, Bristol, Wyeth and Smith, Kline 8: French Laboratories.
159

�160

MAX FINK

aid of a grant award of the National Institute of Mental Health,
evaluations of patient improvement were shown to be dependent
both on changes in brain function and on psychological factors. As
our understanding of convulsive therapy developed, a general neurophysiologic-adaptive view of somatic therapies emerged (6).
A change in brain function was seen as a necessary condition for
behavioral change, with the type of change varying, depending upon
psychological and sociological characteristics of the subject (22, 25).
Thus, the mode of action was not seen as either ”organic” or “psychological” but rather as the interaction of neurophysiological
changes and individual patterns of response and behavior.
This hypothesis was sustained in studies of convulsive and insulin coma therapies (21, 22); and the mode of action of the new
psychotropic agents was expressed within this hypothesis. It was suggested that psychotropic drugs would be effective to the extent that
persistent changes in brain function were induced; and that the type
of behavioral response would be related to the type of brain change,
and to individual premorbid psychologic (personality) patterns (6,
28, 40).

l. Convulsive Therapy Process: Seeking a measure of altered
neurophysiological change that was sensitive and suitable for repeated retests, various measures were studied including changes in
the face-hand test (1, 10, 13, 35), memory tests (17, 35), amount of
slow-wave activity in the EEG (16, 23) and confabulatory and denial
language patterns after amobarbital (3, 15). The latter two, EEG
and amobarbital tests, were the most sensitive indices of change in
convulsive therapy subjects. In one experiment, clinical ratings of
improvement were correlated with high degrees of change in these

indices (15, 16).
These observations were tested in a double-blind study in which
patients referred for electroshock were randomly assigned to either
convulsive or subconvulsive therapy. High degrees of electrographic
slow-wave activity and positive amobarbital tests were observed only
in the convulsive group; improvement rates were signiﬁcantly higher
in this group, and when subconvulsive subjects were retreated by
convulsive applications, the improvement rate was similar to the
convulsive group (22).
In subconvulsive applications, considerable electric current passes
between the electrodes. It was postulated that the therapeutic agent
was not the total electrical current per se, but the “all or none”
quality manifested by the grand-mal seizure (9, 23, 42). The signiﬁ-

�EXPERIMENTAL PSYCHIATRIC RESEARCH

161

cance of the grand-mal seizure was examined in a comparative study
of the inhalant convulsant, hexaﬂuorodiethylether (Indoklon), and
electrically induced seizures. Similar degrees of electrographic change,
improvement rates, types of behavioral adaptations, and changes in
neuropsychological task behavior were observed in both the inhalant
and in the electrically treated groups (49).
However, not all subjects manifesting high degrees of physiological change were evaluated as “improved.” In a descriptive typologic
study, ﬁve adaptive modes were described, empirically termed “euH H
phoric,” “hypomanic,” “somatization, paranoid-withdrawal,” and
“panic.” While the ﬁrst two patterns were rated as “much improved,”
the latter two were seen as “unimproved” or “worse” (50).
In studies of psychological variables, it was reported that patients
rated “much improved” and “recovered" frequently manifested
personality patterns akin to the explicit verbal denial personality type
(37). These patients expressed the “language of denial” more frequently than unimproved subjects, exhibiting such aspects as explicit
denial, minimization, displacement and clichés (27). Other psychological indices also related to favorable outcome included high F
Scale score (42), Rorschach determinants of color, absent movement
and absent form-color (30, 45), and low educational achievement and
foreign birth (31).
2. Anticholinergz'c Compounds and Convulsz've
Therapy: Seeking a way to augment the degree of postconvulsive EEG slow-wave
activity, an anticholinergic compound diethazine, was given intravenously at various stages of the convulsive therapy process (20, 24).
Unexpectedly, diethazine caused an immediate and sustained decrease in EEG slowing, which was associated with marked changes
in language and mood. In patients with denial language
patterns
(27), these could no longer be elicited. Instead of euphoria and wellbeing, the subjects became irritable, anxious, and complaining. In
subjects prior to convulsive or drug therapy, diethazine induced excitement, tension, anxiety, and illusory sensations.
Subsequent studies with other central anticholinergic compounds
and sympathomimetic hallucinogens showed behavior and electrographic patterns similar to diethazine. These observations led to the
suggestion that an increase in the cholinergic activity of the central
nervous system was the biochemical basis for the convulsive therapy
process (38).
3. Psychotropic Drugs and EEG: Following these studies, the
neurophysiological changes induced by drugs were tested within an

�162

MAX FINK

acute experimental EEG setting. It was observed that phenothiazines
induced EEG synchronization and a shifting of the frequency spectrum to the slow frequencies; meprobamate and barbiturates, an
increased synchronization and a shift of the spectrum to fast frequencies; reserpine, an increased slowing with synchronization at low
dosages, and desynchronization at higher levels (18, 26, 28, 40). Imipramine induced desynchronization with a shift of frequencies to
the slow bands (33, 34). Each active psychotropic compound was thus
shown to have a characteristic frequency pattern.
Various other experimental compounds were also tested, and for
these no consistent electrographic pattern was recorded. These compounds have since been shown to have either no or very limited clinical psychotropic activity. The absence of behavioral change with these
compounds lent further support to the assumption that brain change
is a necessary condition for the action of psychotropic drugs.
These observations suggested that psychopharmacological agents
provide a means for eliciting various types of altered brain function
in contrast to the single pattern following convulsive therapy. Furthermore, the type of neurophysiological alteration, as reﬂected in
EEG synchrony and frequency patterns, was found to be related to
speciﬁed types of behavioral adaptation. The advantage of EEG techniques for the assay of new psychotropic agents and the technical
merits of electronic frequency analysis were assayed and described
(47, 52).
4. Insulin Coma Therapy:

In our insulin coma studies we con-

firmed earlier observations that persistent alterations of brain function were related to prolonged coma and spontaneous seizures; and
saw in this relationship support for a neurophysiologic-adaptive hypothesis. With the availability of the new psychotropic agent chlorpromazine, a controlled chlorpromazine-insulin coma study was undertaken in September, 1955. As patients were referred for insulin coma
they were randomly assigned to courses of either oral chlorpromazine
for at least three months in doses adjusted to fall short of toxicity;
or insulin coma, induced by a standard technique at least ﬁfty times
in each patient. While a number of minor differences were noted
in comparing the two therapies, the results at time of discharge
showed no statistical difference in the effectiveness of both treatments.
Neither treatment seemed to affect the basic schizophrenic process,
but chlorpromazine had the advantage of being safer, easier to administer, and better suited to long-term management (21). Concurrently, following the suggestion by the Creedmoor workers that

�EXPERIMENTAL PSYCHIATRIC RESEARCH

163

divided insulin doses were superior to single insulin doses, Blumberg
and Laderman (39) essayed this problem and demonstrated no signiﬁcant merit to the multiple-dose technique. (In 1958, following the
general conﬁrmation of these observations, insulin coma therapy was
discontinued at Hillside).
5. Neuropsychology: Various psychophysical tests were adapted
from neuropsychology, where their signiﬁcance in brain-damaged
subjects had been demonstrated. The early studies assessed these tasks
as indices of altered brain function (35), and measured the range of
performances of psychiatric patients, who are generally assumed not
to be brain-damaged. Thus, memory function was assessed on immediate recall, after various interpolated learning tasks (17, 35),
as well as during convulsive therapy (17). Tactile perceptual tasks
were ﬁrst examined in the clinical population (1). Later, with more
sensitive electrical tactile stimuli, Korin (10) observed the range of
thresholds in different body parts, the changes with altered brain
function (10), and the inﬂuence of set (instruction) on performance
(36). We also studied the perception of embedded geometric ﬁgures
(43), tachistoscopic presentation of embedded color ﬁgures (55), perception of the visual upright (55), critical ﬂicker frequency (49), and
interference in reading time by delayed auditory feedback (55). For
each task, the degree of decrement in task performance was found to
be positively correlated with the amount of EEG slowing. Following
treatment completion, with the return of physiological indices to pretreatment levels, performance in these psychological tasks also returned to pretreatment levels, or higher—a betterment of performance ascribed to practice effect.
Concurrently, assessment of various psychological measures as
indices predictive of behavioral change during convulsive and drug
therapies led to studies of the Rorschach determinants (30, 45), California F Scale scores (30, 42), language patterns after amobarbital
(27), denial scores on interview (37), and the perception of the visual
upright and auditory feedback (55).
6. Psycholinguistics: Concurrent with the syntactic language
studies (27), analyses of other language patterns were undertaken,
both in a search for more objective indices of behavioral change and
to gain experience in the technical problems of tape analysis for psychotherapy research. An index of variability in the vocabulary of
speech, the type-token ratio (TTR) of consecutive samples of dyadic
speech, was extensively studied (7,41, 44, 46, 56, 57).
In convulsive therapy patients, signiﬁcant changes in TTR mean

�164

MAX FINK

and standard deviations were related both to the degree of induced
EEG slow-wave activity and to syntactic language patterns obtained
in independent structured interviews. It was noted that speech became more repetitive (lowered mean TTR) and more variable in
consecutive samples (41). In interviews before and after the intravenous administration of centrally active agents, similar changes were
observed. Agents which produced predominant synchronization patterns on the EEG were related to a decrease in mean TTR and an
increase in the standard deviation of scores, while desynchronizing
compounds elicited greater variability in speech patterns and decrease in variability of consecutive scores (44).
Other language measures studied included distress-relief quotients,
self-reference, and alterations in tense and person. It was suggested
that these psycholinguistic measures are useful techniques for the
operational analyses of physiological and psychological effects of
psychopharmacological agents (44, 46).
7. Brain Damage and Schizophrenia: Following his studies at
Ittleson Center, Pollack reviewed the relationship between age of
hospitalization, intellectual functioning and prognosis in schizophrenic children and adults. He noted that initial hospitalization in
childhood and adolescence was related to I. Q. scores in the subnor—
mal range, deviant performance on psychomotor tasks, and more frequent ratings of “unimproved” at hospital discharge than was initial
hospitalization as an adult. The early and insidious onset of the behavioral syndrome “schizophrenia” was thus related to brain dysfunction (54). Findings suggest that different subgroups of schizophrenia may be classiﬁed on the basis of neuropsychological deviancy.
8. Sociological Studies: Considerable interest in the family organization to which discharged patients were returning, the relation
of social factors to choice and results of psychiatric treatment, and the
specific problem of the relation of these factors to treatment referral
patterns led to a series of population studies. In one study (8), education, age, place of birth, and score on the California F Scale were
signiﬁcantly related to the type of therapy received and the utilization of adjunctive hospital services. In a second study (31), duration
of hospitalization, discharge evaluation, and diagnosis were related
to the same social factors, while in a study of patient refusal of ECT,
similar relationships were observed (51).
These observations suggested a comparative interinstitution study,
and among three hospitals the relationships between social class and
other demographic variables (age, sex, education) to the clinical

�EXPERIMENTAL PSYCHIATRIC RESEARCH

165

variables of patient classiﬁcation (diagnosis), duration of hospitalization, selection of therapy, and discharge evaluation have been assessed.
Three teaching institutions were selected in which all therapies are
equally available to all patients—Menninger Foundation Hospital
(upper-class, Protestant), Massachusetts Mental Health Center (lowerclass, Catholic), and Hillside Hospital (middle-class, Jewish). In such
a comparison we have found the differences in designations of treatment, diagnosis, and discharge evaluation so marked as to make comparisons difﬁcult. While many relationships between social variables
and clinical variables were observed in each hospital, no social variable was found related to the clinical variables in every hospital
(53).

In an outpatient department study, sex, age, and marital status
were found to be related to the acceptance and rejection of patients
and failure to complete the application process (55).
These observations in population samples led to concurrent
studies of staff attitudes in the selection of therapy (ll, 12). In a
series of ward observation studies, Kaplan and Lefkowits indicated
the signiﬁcant role of staff attitudes (especially nursing personnel)
in the referral for subjects for somatic therapies, and in the transfer
of patients from one ward to another. (To study the inﬂuence of
staﬂ attitude on patient selection for drug therapy, we requested one
ward be designated as a “no-movement” unit. This was adopted in
September, 1959 and shortly thereafter by the whole hospital.)
PRESENT STUDIES

During the period of the convulsive therapy studies, many new
psychotropic compounds were assessed clinically (5, 21), electrographically (34, 40, 48), and psychophysically (48). The present psychopharmacology evaluation program, based on these studies, was
designed to answer the following questions:
1.

Is there a relation between measurable alteration in brain

function and behavioral change with psychotropic drugs on
chronic administration?
2. Are there pretreatment clusters of psychiatric, physiological,
and psychological variables which are related to the type of
behavioral adaptation?
3. Are such clusters related to the type and degree of physiologi-

cal change?

As an initial approximation, a double-blind, ﬁxed dosage, ran-

�166

MAX FINK

dom assignment drug study was undertaken. Based on our clinical
experiences three types of compounds were selected on the basis of
their EEG patterns. In this study, 203 subjects were referred, and 149
have completed the testing program, from October, 1959 to July,
1961.

l. Behavioral Change: In a survey of the behavioral adaptations
of patients receiving various psychotropic compounds during 195859, a behavioral typology based on the treatment response and on
pretreatment psychiatric profiles was developed (55). In the present study, the typologies are being tested, and various measures of
behavioral change studied, including therapist ratings, self-ratings,
and various ward observation scales.
2. Neuropsychology: Psychological tasks have been viewed both
as indices of behavioral change and as predictive guides in convulsive
therapy. Each of these tasks and a selected group of motor tasks are
now being assessed for both their capacity to reveal change with
various drugs and their capacity to predict change with the drugs
in this program (48).
3. Electroencephalography: In the convulsive therapy studies,
the degree of EEG slowing was measured by counting the consecutive
waves in selected samples (16). When the more subtle changes of
drug effects are studied, it is necessary to apply less tedious techniques
(48), and electronic frequency analysis was introduced in August,
1959. By measurement of the pen deﬂection for various frequencies
from 3 to 33 cps in ten-second epochs, rapid measurement of apparently small changes in total activity and frequency spectra are
obtained (52).
Other physiological variables studied in this program include the
response of EEG to intravenous chlorpromazine, blood pressure response to mecholyl, the EKG, radioactive iodine uptake, and analyses
of various blood and urine elements.
4. Data Analysis: To analyze the data generated in this study,
we have sought the aid of complex statistical methods and computational facilities. Analyses of covariance, correlation matrices, factor
analyses, and discriminant function analyses are computations now
in progress with these data at the NIMH Psychopharmacology Service Center’s Biometric Laboratory in Washington.
THE NEXT STEPS

Favored by a national research climate and a cooperative hospital
staff, these studies have proceeded vigorously. The assets for research
in this setting have been great—a selected, intelligent patient popula-

�EXPERIMENTAL PSYCHIATRIC RESEARCH

167

tion resident from six to twelve months, without individual economic
limitation of hospital stay; a sophisticated administration tolerant of
controlled studies; and approval of a Board of Directors who desire
“research” as an institutional function.
As Dr. Lewis Robbins noted in his ﬁrst hospital
report in 1959,
a specialty hospital can make little impact on the mental illness
problems of the community by treatment alone. The successful treatment of 350 patients a year is but little comfort to the 40,000 resident
patients in the state hospitals of Long Island. Nor will the annual
training of twenty or thirty physicians in the arts of psychotherapy
do much to help these unfortunates or the
many thousands of ambulatory mentally ill resident in the nation. No, a therapeutic goal
alone is salutary but inadequate to our needs. As he proposed, the
answer may lie in the dedication of a “research hospital,” as it is
here that a specialty hospital can truly excel.
The charter has been written in the Board’s assertion of research
as a hospital goal. With the assets of an exemplary therapeutic facility,
such rededication can provide the stimulus for the continuous
study
of the cause of mental illness and of methods of therapy.
Such dedication would provide the stimulus for comparative and
controlled assessments of different therapeutic techniques. Continued
study is urgently required of the selection of patients for various therapies; the application and mode of action of the therapies; and the
role of social and milieu factors in supporting the effects of our therapies.
Assessments require a meaningful classiﬁcation of subjects. The
behavioral variables alone, which are the basis of our
present diagnostic schemata, are unsatisfactory. Study is urgently required of the
applicability of social and demographic variables; psychological task
performance proﬁles; typologies based on behavioral response to deﬁned stresses or drugs; and physiological reactivity measures. Such
classiﬁcations are also essential for any biochemical, physiological,
or evaluative study to provide homogeneous samples and comparable
controls.
Assessments also require meaningful indices of evaluating change.
Present global “improvement” ratings and socialization measures are
inadequate. Whether the intervening variable be milieu therapy,
psychotherapy, drug therapy, or time, the criteria of behavioral
change require deﬁnition. The applicability of rating scales, language
tasks, self~ratings, psychophysical change scores, family assessments,
etc., require study and evaluation.
Recent studies of psychotic subjects have provided the suggestion

�MAX FINK

168

that there is a neurologic factor in a group of the schizophrenias.
The high incidence of electrographic and neurologic dysfunction, the
lack of behavioral response to all therapies, and the relentless course
of the illness suggest an “organic” involvement in this cluster. Such
a substrate must be clearly sought by the application of biochemical,
neurophysiological, and epidemiological techniques to various clusters of young psychotic subjects.
These are broader views of some of the questions studied in the
programs in experimental psychiatry of the past seven years. These

programs, and the contemporary projects in biochemistry and in
medicine, provide models of bootstrap studies undertaken with
limited support. A dedication of Hillside Hospital as a Research
Institute will provide the needed focus and impetus for the scientiﬁc
and humanitarian forces of the community to join in a common endeavor to resolve the problems of the mentally ill.
Acknowledgment: Participants in these programs include the
present members of the Department of Experimental Psychiatry:
Ira Belmont, Martin A. Green, Abraham Kaplan, Eric Karp, Donald F. Klein, John C. Kramer, Max Pollack, and Arthur Willner.
Former associates included Karl Andermann, Joseph Jaffe, Robert
L. Kahn, Hyman Korin, George Krauthamer, Nathaniel Siegel;
and Research Fellows Barre Alan, Fred Coleman, Harold Esecover,
Stanley Friedman, Henry J. Lefkowits, and Robert Shaw. The
cooperation of Arnold G. Blumberg of the Department of Medicine in the present program is gratefully acknowledged. The reports listed here are the result of the collaboration of these workers
and the professional staffs of the hospital who gave unstintingly of
their time and their good-will.
REFERENCES
(1)

'

This Journal, 1:21, 1952; (2) ibid., 2:67, 1953; (3) ibid., 4:3, 1955; (4)
ibid., 4:134, 1955; (5) ibid., 5:67, 1956; (6) ibid., 6:197, 1957; (7) ibid.,
6:207, 1957; (8) ibid., 6:216, 1957; (9) ibid., 6:229, 1957; (10) ibid., 6:241,
1957.

(13) Neurology, 4:211,
(15) ibid., 76:23, 1956;
1956; (18) EEG Clin.
(20) ibid., 10:207, 1958.
(21) ]. Am. Med. Assn., 166:1846, 1958; (22) Dis. Nero. Sys., 192113, 1958; (23)
ibid., 19:227, 1958; (24) Arch. Neurol., Psychiat., 80:380, 1958; (25) ibid.,
80:73, 1958; (26) Neurology, 8:682, 1958; (27) Psychopathology of Communication, New York: Grune 8c Stratton, 126, 1958; (28) Psychopharmacology Frontiers, New York: Little, Brown, 325, 1959; (29) Proc. XV Int. Cong.
Psychol, North Holland Publ., 238, 1959; (30) J. Nero. Ment. Dis., 128:243,
1959.
(31) Arch. Gen. Psychiat., 1:565, 1959; (32) EEG Clin. Neurophysiol., 11:398,

(11)

This Journal, 10:84, 1961; (12) ibid., 10:97, 1961;
1954; (14) Arch. Neurol., Psychiat, 72:233, 1954;
(16) ibid., 78:516, 1957; (17) Conf. Neurol., 16:88,
Neurophysiol.,9:180,1957; (19) ibid., 10:162, 1958;

�EXPERIMENTAL PSYCHIATRIC RESEARCH

169

1959; (33) ibid., 12:243, 1960; (34) Canad. Psychiat. Assn. ]., 4:1668, 1959;
(35) Proc. Int. Cong. Neurol. Sci., Pergamon, 613, 1959; (36) Am. J. Psychol., 72:384, 1959; (37) J. Neuropsychiat., 1:45, 1959; (38) EEG Clin.
Neurophysiol., 12:359. 1960; (39) Am. ]. Psychiat., 116:839, 1960; (40)
Neuro-Psychopharmacol., 1:441, Elsevier, 1960.
(41) J. Nerv. Ment. Dis., 130:235, 1960; (42) ibid., 1302187, 1960; (43) Arch.
Neurol., 2:547, 1960; (44) Dynamics of Psychiatric Drug Therapy, Springﬁeld: Thomas, 29, 1960; (45) J. Neuropsychiat., 1:242, 1960; (46) Am. J.
Psychother., 15:46, 1961; (47) Neuro-Psychopharmacol., 2:30, Elsevier, 1961;
(48) ibid., 2:381, 1961; (49) Arch. Gen. Psychiat., 4:259, 1961; (50) ibid.,
5:30, 1961.
(51) ]. Nerv. Ment. Dis., 132:153, 1961; (52) Medicina Experimentalis (in press);
(53) VA Conf. Psychopharmacology (in press); (54) Arch. Gen. Psychiat.,
2:652, 1960;
(55) Unpublished manuscript; (56) Psychiatry, 21:249, 1958;
(57) Comparative Psycholinguistic Analysis of Two Psychotherapeutic Interviews. New York: Int. Univ. Press, 1961.
° Due to the length of this Bibliography, it is presented in an abbreviated form.

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�\

PUBLICATIONS OF DR.

MAX

FINK

1950

1.
2a.

Subdural Hematoma Developing During Hospitalization, Amer. J.
M.
1950
Dr.
(With
Green).
107:
381-383,
Pszchiat.
Patterns in Perception of Simultaneous Tests of Face and
Hand, Trans. Amer. Neurol Assoc. 72: 250, 1950 (with Drs.

_'
Ereeni.
&amp;
Arch.
Neurol.
ibid,
Pszchiat. ﬁg: 355-362, 1951.

M.B. Bender and M.

....
3.

1952

Test as a Diagnostic Sign of Organic Mental
Syndrome, Neurologz, 2: h6-58, 1952 (with Drs. M.B. Bender
and M. Green}.
Tactile Perceptual Tests in the Differential Diagnosis of
1952
21-31,
Hillside
J.
Hosp.
1:
Disorders,
Psychiatric
(with Dr. M.B. Bender).
A Clinical Evaluation of Carotid Angiography, Conf. Neurol.
13: 181-195, 1952 (with Dr. J.M. Stein).
Exosomesthesia, or Displacement of Cutaneous Sensation into
1952
Amer.
Assoc.
1Q:
Neurol.
Trans.
Space,
Extra-personal
.B. Ben er .
(with Drs. M.F. Shapiro an
&amp;
1952.
h81-h90,
Neurol.
Arch.
éﬁ:
ibid,
Pszchiat.
....
Order of Dominance in Cutaneous Perception, Trans. Amer.
Neurol. Assoc. 7h: 238-2h0, 1952 (with Drs. M.B. Bender and
M. Green}.
Patterns of Perceptual Organization with Simultaneous Stimuli,
Arch. Neurol. &amp; Ps chiat. 13: 233-255, l95h (with Drs. M.B.
The Face-Hand

'-

Bender and

M.

areani.

1953

8.

9.

HeDeielopment of Perception of Simultaneous Tactile Stimuli in
1953 (with Dr. M.B.
27-3h,
3:
Neurologz
Normal)Chi1dren,
Bender .

Perception of Simultaneous Tactile Stimuli by Mentally
Retarded Adults, J. Nerv. Ment. Dis. 117: h3-h9, 1953
(with Drs. M.B. Bender and M. Green).

�-210.
11.

Spinal Fluid Findings Following Cerebral Angiography, Neurol—
(
1953
with Dr. J.M. Stein).
137,
ogz'g:
A Statistical Study of a Psychoanalytic Hypothesis:
Absence
of a Parent as a Specific Factor Determining Choice of
Neurosis J. Hillside Hosp. 3: 67-71, 1953 (with Dr. S.
Tarachows.

12.
13.

Effects of Barbiturates

on

Perception, Trans. Amer. Neurol.

Assoc. 15: 1953 (with Drs. M.B. Bender, P. Bergman and
M. Nathanson).

Homosexuality with Panic and Paranoid States (Case Report)
J. Hillside Hosp. 3: 16h-19o, 1953.
l95u

Standardization of the Face-Hand Test, Neurology, h: 211-217,
l95h (with Dr.

M.

Green).

1955

Test in Patients with Mental Illness, J. Hillside
Hosp. 3: 3-13, 1955 (with Drs. R.L. Kahn and E.A. Weinstein}.
Delusional Reduplication of Parts of Body after Insulin Coma
Therapy, J. Hillside Hosp. A: 13h-1h7, 1955 (with Drs.
R.L. Kahn and D. Graubert).
The Amytal

16.

195 O\

17.

18.
19.

Relation of Amobarbital Test to Clinical Improvement in
Electroshock, Arch. Neurol. &amp; Ps chiat. 16: 23—29, 1956
(with Drs. R.L. Kahn and E.A. Weinstein).
Evaluation of High-Dose Reserpine Therapy for the Relief of
Anxiety, J. Hillside Hos . g: 67-77 (April) 1956, (with Drs.
M. Wachspress, 1.5. Blumberg and J.S.A. Miller).
Relation of Changes in Memory and Learning to Improvement in
Electroshock, Conf. Neurol. lé’ 88-96, 1956 (with Drs.
H.

20.

Korin and S. Kwalwasser).

Denial of Blindness Following Cerebral Angiography, J. Hillside Hosp. 5: 238-2h5, 1956.

�-321a.

Quantitative Studies of Slow Wave Activity Following Electroshock, EEG. Clin. Neuro hysiol. 8: 158 (abst) web.) 1956
(with Dr. §.E. Kahn).
Relation of EEG Delta Activity to Behavioral Response in
Electroshock: Quantitative Serial Studies, A.M.A. Arch.
Neurol. &amp; Psychiat. 18: 516-525, 1957 (with Dr. 5.5. Kahn).
1957

22a.

Clinical Response to Megimide, EEG. Clin. Neurophysiol. 2: 180, 1957 (with Dr. M. Green).
Clinical and Electroencephalographic Effects of Megimide in
Patients without Cerebral Disease, Neurology 8: 682-685,
EEG

and

1958, (with Dr.

A

Green).

Unified Theory of the Action of Physiodynamic Therapies,

J. Hillside

26.

M.

Hosp.

é:

197-206, 1957.

Perception of Embedded Figures After Induced Altered Brain
Function, Amer. Psychol. lg: 361, 1957 (with Dr. R.L. Kahn).
Social Factors in Selection of Therapy in a Voluntary Mental
Hos . g: 216-228, 1957 (with Drs.
Hospital, J. Hillside
R.L. Kahn and M. Pollacﬁ}.
Role of Stimulus Intensity in Perception of Simultaneous
Cutaneous Electrical Stimuli, J. Hillside Hosp. é: 2h1-250,
1957 (with Dr. H. Korin).
1958

27.

Changes

atholo
grune
&amp;

28.

29a.

in Language During Electroshock Therapy, in Psycho-

of Communication, Ed. Hoch, P. and Zubin,
gtratton, 1958, {with Dr. R.L. Kahn).

J.,

Lateral Gaze Nystagmus as an Index of the Sedation Threshold,
EEG. Clin. Neurophysiol. 12: 162-163, 1958.
Effect of Diethazine on EEG and Significance for Theory of
EEG. Clin. Neurophysiol. 19: 207-208,
Therapy,
Coggulsive
19

.

Effect of Anticholinergic Agent, Diethazine, on EEG and
Behavior: Significance for Theory of Convulsive Therapy,
A.M.A. Arch. Neurol. &amp; Psychiat. 82: 380-387, 1958.

�-uidem, Biol. Psvchiatr
THE-195.

29c.

New

30.
31.

‘

32.

33a.

b.
Bha.

b.

YorE,

ed.
Masserman,
,

J.,

Grune

&amp;

Stratton,

Experimental Studies of the Electroshock Process, Dis. Nerv.
Sys.. 12: 113-118, 1958, (with Drs. Kahn and Green}.
Comparative Study of Chlorpromazine and Insulin Coma in the
Therapy of Psychosis, J. Amer. Med. Assoc. 166: 18h6-1850,1958
(with Drs. R. Shaw, G. Gross, and E.§. Coleman).

Electroencephalographic Correlates of the Electroshock
M.
1958
Green).
Dr.
Nerv.
(with
Dis.
227,
Bye. l2:
Process,
Experimental Studies of Convulsive and Drug Therapies in
Theoretical Implications, A.M.A. Arch. Neurol.
Psychiatry:
&amp;
1958 (ﬁEtE‘ﬁ?§T'§TE?'EEEE‘
80:
733-73h
(abst.),
PSﬁchiat.
an
. . reEK).

Alteration of Brain Function in Therapy, in Ps
&amp;
N.
Brown
Co.,
Ed.,
Frontiers, Kline,
Little,

cho harmacolo y
BosEon, 1958,

Pp. 325‘3320
Effect of Anticholinergic Compounds on Post-Convulsive

EEG

Behavior, EEG. Clin. Neurophysiol. lg: 776 (abst.).
Effect of Anticholinergic Compounds on Post-Convulsive EEG
and Behavior of Psychiatric Patients, EEG. Clin. Neurophysiol. 13: 359-369, 1960.
and

1959

35.
36.

37a.

b.

Effects of Diffuse Altered Brain Function on Perception, in
Proc. XV Int. Con . Psychol., North Holland Publ., Amsterdam,
[959, PP. 238-259 (with ﬁrs. R.L. Kahn and H. Kojéﬁ)..lk~u-Al
Diff rences in
Psychological Factors Affecting Individual Jwﬁfgvﬁt
Behavioral Response to Convulsive Therapy,
2h3-2h8, 1959 (with Drs. R.L. Kahn and M. Po ac

128:

Significance of EEG Pattern Changes in Psychopharmacology,
EEG. Clin. Neurophysiol. 11: 398 (abst.) 1959.
EEG and Behavioral Effects of Psychopharmacologic Agents,
Neuro-Ps cho harmacolo y, ed. Bradley, P., Elsevier,
REE-HES, T950.
Amsterdam,

38ayr

/

Electroencephalographic and Behavioral Effects of Tofranil:
Canad. Psych. Assoc. J. h: 1668-1713., 1959.

v.9w.

�-5;

(abst.),

38b.

Idem, EEG. Clin. Neurophysiol. 13: 2h3-hh

39.

Relation of Tests of Altered Brain Function to Behavioral
Change Following Induced Convulsions, The First International
Con ress of Neurolo ical Sciences (III: EEG, Clinical Neuro—
and EEIIepsyi, Pergamon,‘fondon, 1959, pp. STE-519
physiology
W
a n and H. Korin).
ran

1960.

.

a

of Set in the Perception of Simultaneous Tactile
Stimuli, Am. Jour. Psychol. 13: 38h-392, 1959 (with Dr. H.
The Role

Korin).

Personality Factors in Behavioral Reaponse to Electroshock

l:

J. Neuropsychiatrz

Therapy,
Kahn .

h5-h9, 1959 (with Dr. R.L.

Wm:

Sociopsychologic Aspects of Psychiatric Treatment in A
Voluntary Mental HOSpital: Duration of Hospitalization,
Discharge Ratings and Diagnosis, A.M.A. Arch. Gen. Ps chiat.
"""
_1_: 565-571., 1959 (with Drs. R.L.
and M. Pol ac .
1960

h3.

Efficacy of Divided and Single Dose Schedules in Insulin
Therapy,

Coma

J.

Am.

P8

Drs. A.G. BlumEerg and
hh.
h5.

h7.

h8.

1960 (with

Eaderman).

in Verbal Transactions with Induced Altered Brain
Function, JNMB-IBO: 235—239, 1960 (with Drs. J. Jaffe and
R.L. Kahn).: S;uw.UUub‘Jua'but
Drug Induced Changes in Intervi w Patterns: Linguistic and
Neurophysiologic Indices, in ‘__Dynamics of Psychiatric
Drug Therapy, ed. G.J. Sarwer-Foner, C.C. Thomas, Springfield
Changes

9“

pp.

h6.

116:
839-h0,
chiat.
%.

’

Jaffe

1960, (With Drs. Jo

Social Attitude (California

and R.L. Kahn).

Scale) and Convulsive Therapy
-JNMB 130: 187-192, 1960 (with Drs. R.L. Kahn and M. Pollack).
5.“,"wllua-Du‘
Figure-Ground Discrimination After Induced Altered Brain
Function, A.M.A. Arch. Neurol. 3: 5h7~551, 1960 (with Drs.
R.L. Kahn and M. PollacES.
F

Prognostic Value of Rorschach Criteria in Clinical Reaponse
to Convulsive Thera
1960
2h2-2h5,
J.
Neuropsychiatrz
y,
l:
Kahng.
(with Dr. R.L.
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Modification of Psychotherapeutic Transactions by Altered
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Neuropsychologic Response Patterns of Some Psychotropic
Drugs, Neuro-Psycho harmacology 3: 38l-38h, ed. E. Rothlin,
Elsevier, Amsterdam (with M. Pollack, E. Karp,
G.
J. Jaffe,

SO.

H.

Esecover and

Krauthamer and D.F. Klein).

51.

Problem of Antagonists to Psychotropic Drugs,
30-320

ibid,

Inhalant-Induced Convulsions, A.M.A. Arch. Gen.Psychiat.
h: 259-266, (with R.L. Kahn, E. Karp, M. Pollack,
M.A. Green, B. Alan and H.J. Lefkowits).
53. Behavioral Patterns in Convulsive Therapy, A.M.A. Arch.
Gen. Psychiat. E: 30-36, (with R.L. Kahn).
Sh. Sociopsychological Characteristics of Patients Who
132:
Refuse Convulsive Therapy, Jour. Nerv. Ment. Dis. —'
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M.
153-157, (with
Pollack).
SS. EEG Techniques in Study of Psychotropic Drugs, Acta of
on Techniques for Study of Psychotro ic
Int'l Meeting
Drugs, Soc. Tipografica Modense, Modena, 1951.
Withdrawal Symptoms Following Discontinuation of Imipramine Therapy, Amer. J. Psychiat. 118: 5h9-SSO (with
J.C. Kramer and D.F. Klein}.
52.

Experimental Psychiatric Research at Hillside: Review
and Prospect, J. Hillside HOSEital 19: 159-169, 1961.
Prediction of Individual Patient Response to Convulsive
Therapy, VA Coo erative Chemothera y Studies in Psychiatry é: 317-325, 1951.

Social Aspects of Psychiatric Treatment in Three HospiVA
Coo erative Chemotals: Methodological Problems,
202-205, 1951 (with
Studies
in
thera
Psychiatry
é:
M. PoElack, N. Siegel and R.L. Kahn).
Quantitative Electroencephalography and Human Psychopharmacology: Frequency Spectra and Drug Action,
Medicina Experimentalis i: 36h-369, 1961.
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Modification of Psychotherapeutic Transactions by Altered
Brain Function, Amer. J. Psychother. 15: h6- SS ( with

J. Jaffe,

H.

Esecover and R. f. Kahn).“

Neuropsychologic Response Patterns of Some Psychotropic
Drugs, Neuro-Psycho harmacology 2: 381- 38h, ed. E. Rothlin,
Amsterdam (with M. Pollack, E. Karp,
Elsevier,
G. Krauthamer and D. F. Klein).
Problem of Antagonists to Psychotropic Drugs,

30'320

ibid,

Inhalant- Induced Convulsions, A. M. A. Arch. Gen.Psychiat.
h: 259- 266, (with R. L. Kahn, E. Karp, M. Pollack,
M. A. Green, B. Alan and H. J. Lefkowits).
53. Behavioral Patterns in Convulsive Therapy, A.M.A. Arch.
Gen. Psychiat. E: 30-36, (with R.L. Kahn).
5h. Sociopsychological Characteristics of Patients Who
Refuse Convulsive Therapy, Jour. Nerv. Ment. Dis. 132:
153-157, (with M. Pollack).
55.
56.

Techniques in Study of Psychotropic Drugs, Acta of
Int’l Meeting on Techniques for Study of Psychotro ic
Drugs, Soc. Tipografica Modense, Modena, 1951.
Withdrawal Symptoms Following Discontinuation of Imipramine Therapy, Amer. . Psychiat. 118: Sh9—SSO (with
JKlein}.
EEG

J. C. Kramer and D. F.
CriticalEEGFlicker Frequency and EEG Alpha: A Reliability
Clin. Neuro hysiol. (with E. Karp and
Study,
M.
Pollack}.

‘

Neurophysiologic-Adaptive View of Convulsive Therapy,
J. Neuropsychiat:
Disordered Perception of Simultaneous Stimulation of
Face and Hand: A Review and Theory, Biological PsychiaM.
IV:
(with
Pollack).
try,
Factors Associated with the Selection of Applicants for
Out- Patient Psychiatric Treatment, Social Issues. (with
The

N.

Siegel

and R. L. Kahn).

�1962

I..—
61.

62.

Critical rlicker Frequency

and

Alpha:

EEG

Olin. lenroghzeio1., __c

Study,

EEG

and x.

Pollack).

A

Reliability

1962
E.
Karp
(with
,

of Action of Convaleive Therapy: The Neurophysioe
logic-Adaptive View, J. Neurogezchiats, ;; 231-233, 1962.
The node

Disordered Perception of Simultaneous Stimulation of Pace
and Hand: A Review and Theory, Biolo icel Pe chiatr , IV
Ede Jo

6h.

Hortil,

Ch‘pe 31, (With

He

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Tachietoeoopic Perception After Induced Altered Brain Function: Influence of Hental Set, J.l.H.D., :
, 1962,
(with 1!. Pollack, 11.1.. Kahn and E. Kerp).

Psychiatric Reaction Petterne to Inipraline (Torranil),
1962
D.F.
Au. Jour. Pezchiat., __:
(with
Klein).
,
66.

Behavioral Reaction Patterns with Phenothiasinee, A.M.A.
1962
D.F.
Arch. Gen. Pczphiat., __:
(with
Klein).
,

Quantitative Electroencephalography and Hanan Peychopharaacology. II: Drug Patterns, in EEG Correlate of Behavior,
ed. 6. Glaser.
68.

Iniprenine an an Adjunct to Phenothianine Therapy, Cong.
Pezchiatrz, __c , 1962 (with J.c. Kramer end D.F. Klein).

�69.

Motivation in Psychotherapy,

(with
70.

H.

Co

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1962

Siogol).

Rating Sooloo as Bohoviorol cpango Hoaauroo in Payohophorna1962
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and Human Psychopharmacology, (Abstracts, 1961 Meeting, Mbntreal),
Electroenceph. clin. Neurophysiol. lg; 133-137.

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72.

Multiple Item Factors as Change Measures in Psychopharmacology,
Psychopharnacologia M: #3-52, (with D. E. Klein).

13‘

Quantitative Electroencephalography in Human Psychopharmacology
II: Drug Patterns, In: G. Glaser (Editor) EEG Correlates of Behavior,
(Basic Books,

New

York), pp l77~197.

74;

Comparative Studies of Chlorpromazine and Imiprandne, I: Drug
Discriminating Patterns, In: P. B. Bradley (Editor), NeuroPs chopharnacolo , Vol. III, (Elsevier Publ. Co.), (With
KL—Pollack'rD-r—EizKlein, A. G. Blumberg, I. Belmont, E. Karp,
(In Press)
J. C. Kramer and A. Willner).

Vii

Comparative Studies of Chlorpromazine and Imipramine, II:
Psychological Perfornance Profiles, In: P. B. Bradley (Editor),
Neuropsychopharmacology, Vol. III, (Elsevier Publ. Co.), (with
M. Pollack, E. Karp, I. Belmont, and A. Willner).
(In Press)

wia’

and Human Psychopharmacology, III: Changes on Acute
and ChronicnAdministration of Chlorpromazine, Imipagmine and Placebo
(Saline), :W. P. Wilson and G. A. Ulett (Editors), Applications

Quantitative

76.

SS
(In
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ofHEEG‘andWHumaﬁ"Psychopharmacology,
h.
Bibliography
clin. Neurophysiol., Supplement 23, (in preparation), (With L.

77,

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Bouthilet

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and
Im1pram1ne
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Chlorpromaz1ne on Perceptual Analytic
Effects
Ability, Perceptual Responsivity and Memory as Revealed in
Rorschach Responses, J. nerv. ment. Dis., (with I. Belmont,
M. Pollack and A. Willner).
(In Press)

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121-122.

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Experimental Studies of the Mode of Action of Electroccnvulsivs Therapy Jun-Otto. Ottosoon (Editor) . get;

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Doomtraliutim of Psychiatric Services and Ccntinuity
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                    <text>Psychopharmacology
erVicc Center

ulletin
N IMH-Sponsored Collaborative Study of Phenothiazine
Treatment of Acute Schizophrenic Psychoses, p. 1

January 1961

NIMH Grant Support for Early Clinical Drug Evaluation
Units, p. 3
NIMH—PSC Outpatient Study of Drug-Set Interaction,
p. 4
Research Conference on Drugs and Community Care,
p. 7
Conference on Information Needs of Psychopharmacologists, p. 13
The Psychopharmacology Research Unit at the Downstate Medical Center, Brooklyn, N.Y., p. 15
Experimental Psychiatric Programs at Hillside Hospital,
'
p. 18
Coca-Leaf Chewing in the Andes, p. 22
Publications, p. 25

U.S. DEPARTMENT OF HEALTH, EDUCATION, AND WELFARE

-

Public Health Service

�Inquiries about the Psychopharmacology Service Center’s program are invited.
Please write to:
Dr. Jonathan 0. Cole
Chief, Psychopharmacology Service Center
National Institute of Mental Health
Bethesda 14, Md.

Correspondence regarding the Psychopharmacology Service Center Bulletin
should be sent to:
Dr. Lorraine Bouthilet
Head, Scientiﬁc Information Unit
Psychopharmacology Service Center
National Institute of Mental Health
Bethesda 14-, Md.

The Psychopharmacology Service Center Bulletin is distributed at irregular intervals by the Psychopharmacology Service Center, National Institute of Mental Health, Bethesda l4, Md. It is issued for information purposes to investigators interested in psychopharmacology. It is requested that the Bulletin not be considered part of the scientiﬁc literature, and not be cited, abstracted, or reprinted.

�NIMH-Spemered

Collaborative Study of
P/eemtbz'drz'ne Treatment of Acute Se/ez'gopbrem'e Pylcboyef
The National Institute of Mental Health, through its
Psychopharmacology Service Center, is sponsoring a collaborative study of phenothiazine treatment of acute
schizophrenic psychoses. The comparative efﬁcacy of
thioridazine (Mellaril) , fluphenazine (Permitil, Prolixin), and chlorpromazine (Thorazine) in the treatment of a large group of hospitalized acute schizophrenic
patients will be evaluated at nine psychiatric institutions.
Investigators at the collaborating hospitals applied for,
and have now received, N IMH research grants which
will support their participation in the study, which is
expected to begin in February 1961 and to continue for
2 years. The grants were awarded to the
following investigators and institutions on the basis of their interest
and research experience, the availability of patients, and
the geographical location and type of hospital organization:
Principal Investigators
Edwin M. Davidson
Melvin M. Kayce

Institutions
Boston State Hospital Dorchester,
Mass.

Richard Steinbach
Bernard Levy

Georgetown University and D.C.
General Hospital, Washington,
D.C.

Robert R. Knowles
Edgar A. Moles

Kentucky State Hospital, Danville, Ky.

Kathleen Smith

Washington University and Malcolm Bliss Mental Health Center, St. Louis, Mo.

James H. Ewing
Harold H. Morris

University of Pennsylvania and
Mercy-Douglass Hospital, Philadelphia, Pa.

Frederic F. Flach
Charles I. Celian

Cornell University and Payne
Whitney Clinic, New York,
N.Y.

Guy M. Walters
Christopher F. Terrence

Rochester State Hospital, Rochester, N.Y.
Springﬁeld State Hospital, SykesVille, Md.

George A. Ulett

Martin Gross
Irene L. Hitchman
John Donnelly
Francis J. Braceland
Bernard C. Glueck, Jr.

The Institute of Living, Hartford,
Conn.

The study is under the overall supervision of Jonathan
O. Cole, Chief of the Psychopharmacology Service
Center. Gerald L. Klerrnan, PSC Research Psychiatrist,
*Prepared by Gerald L. Klerman, Research Psychiatrist, Psychopharmacology Service Center, National Institute of Mental
Health, Bethesda l4, Md.

will serve as project coordinator. Other members of the
PSC staff who are involved in the study are Eva Y.
Deykin, Research Social Worker, Martin M. Katz, Research Psychologist, and C. Jelleﬂ' Carr, Chief of PSC’s

Pharmacology Unit.
The Planning Committee, composed of the principal
investigators in the collaborating hospitals and the participating members of the PSC staff, provides for the coordination and execution of the speciﬁc projects. Because of the parallels with the Veterans Administration
Cooperative Studies of Chemotherapy in Psychiatry, the
committee maintains close liaison with the VA Central
Neuro-Psychiatric Research Laboratory at Perry Point,
Md.
The Committee on Clinical Psychopharmacology, a
group of outside consultants appointed by the NIMH,
serves as the advisory and consultative body to NIMH
on this project, as Well as on other aspects of the Center’s
clinical program. Members of this committee are Henry
Brill (Chairman), Deputy Commissioner of the New
York Department of Mental Hygiene, Albany, N .Y. ; Sol
L. Garﬁeld, Professor of Medical Psychology, Nebraska
Psychiatric Institute, Omaha, Nebr. ; Goldine Gleser, Associate Professor of Psychology, Department of Psychiatry, University of Cincinnati, Cincinnati, Ohio; Leo E.
Hollister, Chief, Medical Service, Veterans Administration Hospital, Palo Alto, Calif.; and George D. Ulett,
Associate Professor, Department of Psychiatry, Washington University Medical School, St. Louis. Mo.

DEVELOPMENT AND DESIGN OF THE STUDY
The Committee on Clinical Psychopharmacology and
the PSC staﬂ' designed this research project during the
spring of 1960. Following general approval by the National Advisory Mental Health Council of the principles
of the study, the Center staff discussed it with a number
of clinical investigators who had previously expressed
interest in such a project. In June 1960, representatives
from more than a dozen institutions met to plan and
clarify the research methods and aims of the study. A
number of the investigators who attended the meeting
subsequently submitted applications for an NIMH research grant to support their participation in the study.
Thus the ﬁnal design and methodology of the study
resulted from the combined efforts of the Committee on
Clinical Psychopharmacology, members of the PSC staff,
1

�In psychiatry, cooperative research has been slower to

and the principal investigators. The staff of the Biometric Laboratory of George Washington University,
which operates under contract to the NIMH, will provide ongoing consultation on matters of research design
and statistical techniques and will analyze the data from
the study.
The primary aim of the project is to evaluate the
effects of two new phenothiazine derivatives, thioridazine
(Mellaril) and ﬂuphenazine (Permitil, Prolixin) on
schizophrenic symptoms and behavior by comparing them
with the effects of chlorpromazine (Thorazine). Each
of the 9 hospitals will study 40 patients (10 in each of
the 4 treatment groups) . Newly admitted schizophrenic
if
the
for
selected
will
be
16
study
40
to
aged
patients
they present two or more of the following types of symptoms or behavior: Thinking and speech disturbances,
catatonic motor behavior, paranoid ideation, hallucinations, delusional thinking, disturbed affect and emotion,
and disturbances of social behavior and interpersonal
relations.

The patients will be on the prescribed research treatment regimen for 6 weeks. A double-blind procedure
will be used throughout. Improvement during the hospitalization phase will be assessed by the Lorr Inpatient
Multidimensional Psychiatric Scale, the Burdock Ward
Behavior Rating Scale, the Clyde Mood Scale, and
clinical judgments.
In addition to the primary aim, evaluating the efﬁcacy
of the drugs, the study will also allow for the followup of
2
least
for
of
at
cohort
patients
schizophrenic
a large
made
will
be
assessments
6-month
At
intervals,
years.
of the patients’ discharge status, psychopathology, social
performance and adjustment, and treatment program.
Social workers will interview family members for their
perceptions of the patients’ progress, home conditions,
and attitudes toward treatment.
COLLABORATIVE AND COOPERATIVE
RESEARCH
Since World War II, collaborative and cooperative research, in which a number of institutions follow a common research design, has been successful in many areas
of medicine. The trials of antimalarial drugs during
World War II, the extensive studies of antituberculous
drugs now in their 17th year, and the British-United
States research on cortisone and aspirin in acute rheumatic fever are some examples. NIH experience with
cooperative research includes the current extensive cancer
chemotherapy program of the National Cancer Institute
and the Collaborative Study of Cerebral Palsy, Mental
Retardation, and Other Neurological and Sensory Disorders of Infancy and Childhood being conducted by
the National Institute of Neurological Diseases and
Blindness.
2

_

in
of
studies
extensive
penicillin
the
although
develop,
CNS syphilis during the 1940’s stands out as a notable
AdministraVeterans
the
effort.
In
recent
early
years
tion has developed its Cooperative Studies of Chemodemonhave
studies
VA
now
The
in
Psychiatry.
therapy
strated the value of cooperative studies as a means of
clarifying important issues in psychopharmacology.
From the scientiﬁc point of view, there are two major
reasons for collaborative studies of psychiatric drug
therapy. First, such studies allow one to increase the
generalizability of ﬁndings. If the only question being
asked is whether drug X is better than placebo, then the
40
of
20
with
to
obtained
be
often
pagroups
answer can
tients. However, much larger groups of patients are
discriminareﬁned
make
wishes
to
if
(a)
one
necessary
tions between compounds which are closely related chemically and pharmacologically, such as the phenothiazines;
(b) to increase knowledge of predictors of drug response;
whom
for
of
a
the
patients
deﬁne
speciﬁc
types
to
(c)
or
particular drug is best suited.
Multihospital studies allow for comparisons among
institutions. In the mental health ﬁeld there has been
much discussion of the possible differences in the effectiveness of drugs given in varying hospital and clinical
settings. A multihospital study provides both the number of hospitals and the number of patients needed to
clarify these complex drug-environment interactions.
The pros and cons of conducting large-scale, multihospital cooperative studies of psychopharmacological
its
and
NIMH
by
been
have
weighed
carefully
agents
advisory groups during the 4 years of the Institute’s proPSC.
the
administered
by
in
psychopharmacology,
gram
The NIMH ﬁrst developed a wide program of basic and
clinical studies in psychopharmacology, and has until now
centered its major efforts upon the stimulation and support of individual research projects. While this program
has resulted in a great deal of clinical drug research, it
has not met the need for large-scale evaluation of widely
prescribed psychiatric drugs.
The several Cooperative Studies of Chemotherapy
in Psychiatry which have been developed by the Veterans
Administration in recent years have provided a great
deal of useful information about some of the newer psychiatric drugs. The generalizability of these ﬁndings
has, however, been limited by the special characteristics
of the clinical material available to the Veterans Administration. The NIMH Collaborative Study of Phenothiazine Treatment of Acute Schizophrenic Psychoses has
been designed to provide information on the effectiveness
of new drugs in a population which will include female
patients. The patients will, in general, be more acutely
ill and will be treated in a wider range of hospital milieus
than could be the case within the Veterans Administration. In addition, the study is designed speciﬁcally to
explore possible interactions between hospital milieu and
has
than
in
systematic
manner
more
a
drug response

�been possible in the earlier studies conducted by the
Veterans Administration.

The success of the Collaborative Study, a complex research endeavor, will depend upon close and continuing
cooperation and collaboration between the research teams

in the participating hospitals, the staff of the Psychopharmacology Service Center, and the advisory bodies
of the National Institute of Mental Health. As this
project develops, it is hoped that the participating groups
will undertake a continuing series of investigations of the
treatment of acute schizophrenic psychoses.

NIMH Grant Support for Early Clinical
Evaluation
Unity
Drag
In November 1960, the National Institute of Mental
Health announced the establishment of special grants
for early clinical investigations of psychiatric drugs. The
primary purpose of the grants is to broaden the present

scope of early clinical trials of promising new compounds
and to make it possible to screen more new drugs for
effectiveness in the treatment of psychiatric disorders.
The grants will be awarded to a limited number of
carefully selected clinical units to support trials of promising compounds in patients to determine the safety, appropriate dose ranges, and side effects of the drugs, preliminary studies of their clinical effectiveness in the
treatment of particular symptoms or syndromes, and
small controlled comparisons of new drugs with known
standard drugs or placebo. Because of the need for
ﬂexibility in tailoring a clinical research design to ﬁt the
types of drugs and types of patients under study, an attempt will be made to achieve an adequate balance between careful observational studies and small-scale
comparative and controlled studies.

This particular area was chosen for expansion because
NIMH considered it to be more seriously in need of further support than either of the other two major stages
of new drug development; i.e., (a) preliminary screening of new drugs in animals to determine safety and
pharmacological activity, which is being adequately supported by the drug industry and by National Institutes of
Health grants for basic research, and (b) deﬁnitive clinical drug research (controlled clinical trials and hypothesis-oriented clinical investigations), which is amply provided for by the existing NIMH research grant program
in psychopharmacology.
Expansion of support for early clinical drug evaluation
was therefore recommended by the Advisory Committee
on Psychopharmacology and by the National Advisory
Mental Health Council, and the Congress subsequently
provided funds for the establishment of special grants
in this area. The program will be administered by the
Psychopharmacology Service Center.

�NIMH-PSC Outpatient Study
The National Institute of Mental Health has recently
awarded research grants to Karl Rickels, of the University of Pennsylvania, Philadelphia, Pa., and E. H.
Uhlenhuth, of the Johns Hopkins University, Baltimore,
Md., to support their participation in a special research
project initiated by the Psychopharmacology Service Center. The study is a double-blind, placebo-controlled
investigation of the effects of an active psychopharmacological agent (meprobamate) and physicians’ attitudes
on a carefully deﬁned sample of neurotic outpatients.
It is one of the ﬁrst known attempts to control experimentally the communication of differential attitudes
by physicians when administering medication. The project is to be conducted at three clinics simultaneously,
the Henry Phipps Psychiatric Clinic of the Johns Hopkins University, the Functional Clinic of the Hospital
of the University of Pennsylvania, and the Neuropsychiatric Clinic of the Philadelphia General Hospital.
The study was designed by the staff of PSC’s Special
Studies Unit in collaboration with the two principal
investigators, Drs. Rickels and Uhlenhuth, and was approved by the Committee on Clinical Psychopharmacology and the Advisory Committee on Psychopharmacology, both of which are appointed groups of consultants
who serve the National Institute of Mental Health in an
advisory capacity. The two principal investigators subsequently applied for and received, on recommendation of
the National Advisory Mental Health Council, research
grants to carry out the study. Coordination of the project will be handled by the Center’s Special Studies Unit,
whose members are Seymour Fisher, Seymour H. Baron,
Mitchell B. Balter, and Elizabeth Hackett. Under contract with the National Institute of Mental Health, the
Biometric Laboratory of George Washington University,
Washington, D.C., will assist in the analysis of the data.
RESEARCH DESIGN AND METHODS

The Outpatient Study of Drug-Set Interaction is part
of a larger special program which is concerned with the
effects of psychological set and social interaction upon
drug response in both patients and normal subjects. The
study has three main purposes:
*Prepared by Seymour Fisher, Chief, Special Studies Unit,
Psychopharmacology Service Center, National Institute of Mental Health, Bethesda 14, Md.

4

of Drug-Set Interaction“

To determine whether meprobamate, administered
for a 6-week period at a ﬁxed dosage, is more effective
than an inert placebo in the treatment of neurotic outpatients. (See Laties and Weiss, 1958.)
2. To determine whether patients’ expectations or set
(as induced by contrasting behavioral roles by the doctors
participating in the project) have a signiﬁcant effect
upon treatment course. Set will be varied by training one
group of doctors (the “T” group) to maintain a positive,
consistent, enthusiastic, “therapeutic” approach to their
patients; another group (the “E” group) will be trained
to manifest a more aloof, uncertain, “experimental” approach in relating to their patients. The “T” therapists
will attempt to convey the belief that they are treating
the patient with a known, efﬁcacious agent; the “E”
therapists will attempt to convey the belief that they are
evaluating the agent.
3. To determine whether a signiﬁcant drug-set interaction exists; i.e., to test the hypothesis that a “T” set
will potentiate response to the active drug.
Following a pilot study of 24- patients, a total of 200
patients will be treated for a 6-week period, 50 patients
being assigned to each of the following 4 treatments:
Meprobamate combined with “therapeutic” set; mepro—
bamate combined with “experimental” set; placebo combined with “therapeutic” set; and placebo combined with
“experimental” set. The basic research design is in the
form of a 2 x 2 factorial analysis, with each of the two
independent variables being varied in two ways. Table
1 shows the four-cell design, which permits
an exact
statistical test (by analysis of covariance) of the three
1.

hypotheses.

Patients will be seen biweekly for 6 weeks. In order
to rule out the effects of the personality characteristics
of the doctors in the study, a total of 12 physicians will
participate, 4 psychiatric residents at each of the 3 clinics.
Thus, interclinic‘ comparisons will be possible. An attempt will also be made to validate the role behaviors in
the doctors.
TABLE 1.—-Researc}z Design

Medication (N=200 patients)

Set

Meprobamate

.........
........

“Therapeutic”
“Experimental”

50 patients
50 patients

.......
.......

Placebo
50 patients.
50 patients.

�The dependent variables are ratings—patients’ selfratings as well as doctors’ ratings—on a symptom-distress
checklist, on the Clyde Mood Scale, and of overall change.
Dropout rate will also be considered.
BACKGROUND OF THE STUDY
The impetus for this study stems from the Psychopharmacology Service Center’s interest in various methodological
problems involved in the clinical evaluation of psychiatric drugs, in particular the problem of attitudinal variables and their effect upon drug response. The basic
thinking underlying this approach was presented in a
draft paper prepared some months ago (Fisher, 1960).
That paper also pointed out the kinds of speciﬁc research
designs which would test for any unique interactive effects between medication and set (i.e., attitudes and
expectations) .
A review of the literature has revealed much clinical
suspicion that patients’ expectations may interact with
medication to produce differential clinical effects, but
supporting evidence for such speculations is rather tenuous. Sabshin and Ramot (1956) note that: “Often the
patient may interpret a change in his internal milieu in
the context of being a change in the expected direction.
It is thus possible for a subtle type of communication to
take place . . . and this may potentiate the drug effects. Hence a relatively speciﬁc effect can be geometrically increased.” However, the investigators do not
present empirical evidence.
That a particular drug can have one effect under one
psychological condition and a quite different effect under
another psychological condition is well documented experimentally. This holds for animals (e.g., Brown, 1958;
Chance, 1946; Gunn and Gurd, 1940) and for humans.
In an elegantly designed experiment, Hill, Belleville, and
Wikler (1957) clearly demonstrated a signiﬁcant interaction between incentive conditions and drug response
in human subjects. Nowlis and Nowlis (1956) and
Starkweather (1959), in studies of normals, report complex interactions between drug response and the subject’s perception of other subjects’ behavior.
In the clinical setting, Feldman’s paper (1956) indicated that the physician’s attitude toward medication
is reﬂected in his report of degree of improvement in
psychiatric patients. However, that is not conclusive
evidence for an interaction effect, since placebos were
not employed for comparison, and evaluation of the patients was badly contaminated by the fact that each of
the participating physicians made his own overall estimate of change
The latter comment also applies to a clinical study
reported by Kast and Loesch (1959), who similarly
argue that the action of a psychopharrnacological agent
can be made disproportionately more effective than an

inactive placebo when the medication is administered
within the context of a positive set (i.e., a given set can
potentiate drug response). While their theoretical formulation is quite ingenious and heuristic, their experimental design does not afford a valid test of their
hypothesis.
A more dramatic study concerned with potentiation
was published by Uhlenhuth et al. (1959). In a doubleblind, cross-over design using meprobamate, phenobarbital, and placebo, two physicians obtained signiﬁcantly
different rates of drug-related improvement in their patients. One physician (who was “therapeutic” and enthusiastic) obtained signiﬁcant differences between the
active drugs and placebo, while the other physician (who
was more skeptical and “experimental”) found no signiﬁcant differences among the three agents. The results of this study are certainly suggestive, but they are
difﬁcult to interpret since one cannot state deﬁnitively
what the effective differentiating characteristic(s) between the two physicians was (i.e., in addition to “attitude,” they obviously differed in an inﬁnite number of
ways), and because of the complication introduced by
using a three-way cross-over of drugs.
In March 1960, Irvin S. Wolf, of Denison University,
and PSC’s Special Studies Unit tested the interaction‘
hypothesis on normal subjects who were given dextroamphetamine and placebo under three different attitudinal sets (consistent, uncertain, and inconsistent expectations). Analysis of covariance for a 3 x 2 factorial
design on subjective and psychomotor dependent variables revealed a number of signiﬁcant or near-signiﬁcant
trends (all in the anticipated direction) suggesting a
drug-set interaction.
The signiﬁcance of this research approach is perhaps
revealed in the following considerations. When reference is made to a “place-b0 response,” it is evident that
the concept is a complex one. In a placebo-controlled
experiment, not only is there a general set of expectations associated with the symbolic value of receiving
medication from a prestige authority, but there are also
undoubtedly speciﬁc expectations about the nature, purpose, and action of the medication. These different
kinds of expectations have been discussed elsewhere
(Fisher, 1960), but one important implication is worth
repeating here.
The most frequently used model in controlled evaluations of drugs assumes that the “placebo response” (i.e.,
the amount of change attributed to nonpharmacological factors) is a type of “error” involved in assessing
the pharmacological effects of the active drug: If one
can accurately measure the degree of placebo response,
that effect can be subtracted from the total effect, thus
giving the pharmacological component. This assumes
that the psychological (i.e., general and speciﬁc expectations) and the pharmacological components are additive
in nature. As shown in ﬁgure 1, speciﬁc expectations
5

�CLINICAL

IMPROVEMENT

SET A
FIGURE 1.

SET

B

Hypothetical Data Illustrating Additive Model.

(sets A and B) do affect the response, but essentially
equally for subjects who receive the active drug and for
those who receive placebo. Irrespective of the set under
which the drug is evaluated, the conclusion is the same——
the drug is X units more effective than placebo.

CLINICAL

IMPROVEMENT

PLACEBO\

SET A
FIGURE 2.

\\\

O

SET

B

Hypothetical Data Illustrating Interactive Model.

A quite different possible model, however, can be built
on the‘ assumption that the pharmacological and psychological components are interactive. As shown in
ﬁgure 2, the speciﬁc expectations in set A potentiate the

drug response, and one cannot generalize the effect of the
drug without taking into account the set under which
it was administered. Note in ﬁgure 2 that if the drug
were evaluated in an experiment in which only set B
was operative, one would conclude that the drug was no
more effective than placebo—a conclusion which, though
6

correct, would have to be limited to the conditions of the
experiment. Figure 2 also shows, however, that under
set A the drug was obviously superior to the placebo—
an equally correct conclusion for the given conditions.
Thus, if it were established that the interactive model is
more appropriate for certain kinds of clinical evaluation,
one would run the risk of rejecting as ineffective a
treatment which really does have an effect (type II error)
whenever the clinical trial is conducted under inappropriate conditions of set.
A great deal has been written about the need for controls in clinical research. It has often been noted that
new forms of therapy are enthusiastically received on the
basis of early uncontrolled clinical impressions, only to
be laid to rest by subsequent controlled evaluation (Cornell Conference, 1954) . Recent papers by Foulds
( 1958) and Astin and Ross (1960) show that a signiﬁcantly greater number of uncontrolled studies in psychopharmacology yield positive results than do controlled
experiments. Undoubtedly, this difference can be
partly attributed to such factors as lack of controls, faulty
or biased measurement, faulty design, etc., in the uncontrolled studies, or to insufﬁcient dosage or duration of
medication, or sampling bias, in the controlled experiments. On the other hand, it is possible that this difference is not all due to various kinds of “error.” If some
genuine interaction effect should exist between physicianmilieu and drug action, that would go a long way in
accounting for many of the apparent discrepancies between the ﬁndings of hardheaded researchers and those
of equally hardheaded clinicians. In uncontrolled clinical trials, the patients may be exposed to a quite different
“attitudinal” atmosphere: They more often see themselves as being “treated” rather than “researched,” and
that might provide a quite different setting for drug
action. In many controlled experiments, the patients
are deﬁnitely aware that they are participating in a research project (implying “Let’s see if the drugs will help
you”), and such a perception is probably reinforced
whenever patients ﬁnd themselves periodically being observed, tested, and probed.

The overall aim of the Outpatient Study of Drug-Set
Interaction is to attempt to create experimentally these
two contrasting attitudinal sets within the context of a
controlled clinical evaluation.
REFERENCES
Astin, A. W., and Ross, S. Glutamic acid and human intelligence. Psychological Bulletin, 1960, 57, 429—434.
Brown, B. Inﬂuence of inter-animal and environmental stimulation on action of central nervous system drugs. Proceedings of the Western Pharmacological Society, San Francisco,

January 27—28, 1958.
Chance, M. R. A. Aggregation as a factor inﬂuencing the
toxicity of sympathomimetic amines in mice. Journal of
Pharmacology and Experimental Therapeutics, 1946, 87,
214—219.

�Cornell Conference on Therapy. How to evaluate a new drug.
American Journal of Medicine, 1954-, 17, 722—727.
Feldman, P. E. The personal element in psychiatric research.
American Journal of Psychiatry, 1956, 113, 52—54.
Fisher, S. Milieu controls in psychopharmacology. Manuscript, 1960.
Foulds, G. A. Clinical research in psychiatry. Journal of
Mental Science, 1958, 104-, 259—265.
Gunn, J. A., and Gurd, M. R. The action of some amines related to adrenaline. Cyclohexylalkylamines. Journal of
Physiology, 1940, 97, 453—470.
Hill, H. E., Belleville, R. E., and Wilder, A. Motivational determinants in modiﬁcation of behavior by morphine and
pentobarbital. A.M.A. Archives of Neurology and Psychiatry,
1957, 77, 28—35.

Kast, E. C., and Loesch, J. A contribution to the methodology
of clinical appraisal of drug action. Psychosomatic Medicine,

1959, 21, 228—234.
Laties, V. G., and Weiss, B. A critical review of the efﬁcacy
of meprobamate (Miltown, Equanil) in the treatment of
anxiety. Journal of Chronic Diseases, 1958, 7, 500—519.
Nowlis, V., and Nowlis, Helen H. The description and analysis
of mood. Annals of the New York Academy of Sciences,
1956, 65, 345—355.

Sabshin, M., and Ramot, J. Pharrnacotherapeutic evaluation
and the psychiatric setting. A.M.A. Archives of Neurology
and Psychiatry, 1956, 75, 362—370.
Uhlenhuth, E. H., Canter, A., Neustadt, J. 0., and Payson,
H. E. The symptomatic relief of anxiety with meprobamate,
phenobarbital and placebo. American Journal of Psychiatry,
1959, 115, 905-910.

Research Conference on Drugs and Community Care“
In September, the Psychopharmacology Service Center
sponsored a “Research Conference on Drugs and Community Care” to bring a number of investigators together
to discuss problems of research on the use of drug therapy
in the care of psychiatric patients living in the community. The conference, held in Washington, D.C., dealt
with studies of both acute and chronic patients, evaluations of home-treatment or day-hospital care, maintenance therapy, treatment speciﬁcally designed to prevent
relapse in previously hospitalized patients or to treat relapsed patients in the community, and followup studies.
The primary objectives of the conference were (a) to
permit investigators whose research in this area is supported by NIMH to discuss problems and to exchange
ideas and experiences related to solutions to problems;
(b) to provide the Center, its consultants, and the participating research investigators with an overview of the
nature of the research now being supported; (c) to determine what has been learned from these studies about the
role of drugs in the community care of psychotics; and
(d) to assess progress in dealing with the technical
aspects of these kinds of research; e.g., the establishment
of criteria and the development of methods for classifying patients and for evaluating change and adjustment.
In addition to NIMH grantees conducting research
on drug therapy in the community, the participants included investigators whose interests and experience were
compatible with the aims of the conference and several
who are just entering research related to this general
ﬁeld.

The conference was organized by Martin M. Katz,
PSC research psychologist. The formal participants
*Prepared by Martin M. Katz, Research Psychologist, Psychopharmacology Service Center, National Institute of Mental
Health, Bethesda l4, Md.

were Dean J. Clyde, Washington, D.C.; Jonathan 0.
Cole, PSC; Joel J. Elkes, Bethesda, Md.; David M.
Engelhardt, Brooklyn, N.Y.; Leon Epstein, Sacramento,
Calif; Seymour Fisher, Houston, Tex.; Norbert F reedman, Brooklyn, N.Y.; Sol L. Garﬁeld, Omaha, Nebr.;
Goldine Gleser, Cincinnati, Ohio; Bernard Glueck, Hartford, Conn.; Milton Greenblatt, Boston, Mass.; Martin
Gross, Sykesville, Md.; Leo E. Hollister, Palo Alto, Calif. ;
Martin M. Katz, PSC; Else B. Kris, New York, N .Y.;
Jordan Lawrence, Sykesville, Md.; Mark Lefton, Columbus, Ohio; Samuel B. Lyerly, Washington, D.C.; David
Mann, Brooklyn, N.Y.; Richard D. Morgan, Sacramento, Calif.; Benjamin Pasamanick, Columbus, Ohio;
Leonard Pearlin, Bethesda, Md.; Seymour Perlin, New
York, N.Y. ; George A. Ulett, St. Louis, Mo. ; and Joseph
Zubin, New York, N.Y.
The ﬁrst half of the program was devoted to reports
on six research projects, each of which was related to
some aspect of drugs and community care. The papers
reporting the projects emphasized aims and general research design, methodological and operational problems,
and plans for future work. The second half of the conference was devoted to theoretical and practical problems
of methodology. In many cases, new methods and methodological problems mentioned brieﬂy in the research
reports were presented in greater detail and discussed
more fully during the second half of the meeting.
Some of the points made in each paper are summarized
in the following paragraphs. These summaries do not,
of course, cover all of the points covered by the speakers,
but it is hoped that they will provide at least enough
information to convey some impression of the overall
content of the meeting and of the major issues which
were considered.

�SIX RESEARCH PROJECTS
Home Versus Hospital Care for Schizophrenics. Presented by Benjamin Pasamanick, Department of Psychiatry, Ohio State University Medical School, Columbus, Ohio. This study is designed to test the hypothesis
that acute schizophrenic patients can be treated at home
when proper public health care is combined with appropriate drug therapy. All ﬁrst-admission schizophrenic
patients referred to the Columbus Psychiatric Institute
are to be considered for the study. Those who are suicidal, homicidal, or so violently disturbed that it would
be impossible to keep them in the home will be dropped
from further consideration. The remaining patients will
then be randomly assigned to one of the following three
treatment groups: (a) A group treated at home with
drugs plus frequent visits by a public health nurse; ( b)
a group treated at home with placebo plus frequent visits
by a public health nurse; and (c) a hospitalized group
treated with the usual methods of the hospital. The
three groups are to be evaluated before treatment, after
1
year, and after 2 years by psychiatric and psychological
examinations, and by reports and ratings from nurses
and social workers (including interview data from patients and their families). Quality of housing and general home environment of all three groups will also be
rated.
A public health nurse, working in consultation with
the psychiatrist and social worker, will frequently visit
each home-care patient to give nursing guidance and
counsel to the patient and his family. Patients in the
home-care groups will be hospitalized when that is recommended, on the basis of previously established criteria,
by a diagnostic council from the Institute.
The hospitalized group and the home-treatment groups
are to be compared for total length of hospitalization,
psychiatric condition, and family reaction and receptivity.
The two home-care groups—one on placebo, one on
drug—will be compared for rate of hospital admission.
Discussion of this study was devoted to such matters
as control of medication in the home-care groups, degree
of comparability of the hospitalized and home-treatment
groups, and problems related to hospitalization of patients
assigned to home treatment. Later in the conference,
Lefton, also from the Columbus Psychiatric Institute,
presented a detailed discussion of the interview schedules
which will be used in the study.
A Study of Ataractics in

Outpatient Schizophrenia. Presented by David M. Englehardt and Norbert Freedman,
State University of New York, Downstate Medical Center, Brooklyn, NY. This project was described as a longitudinal study of the effects of tranquilizers on the
community adaptation of schizophrenic outpatients.
Questions of interest in the study are whether continuation of medication after an initial gain will prevent
relapse, whether further improvement is noted when med8

ication is continued, and, when there has been no initial
gain, whether improvement will occur after prolonged
administration of drug. Changes in symptomatology and
in social behavior associated with drug therapy will be
assessed after a brief time and after sustained administration of drug. The following criteria of outpatient
adaptation are being used: Maintenance of outpatient
status (i.e., avoidance of hospitalization), reduction in
psychopathology, freedom from functional decrement,
reduction in social dysfunctioning, concordance between
social adaptation and psychopathological changes, and
stability of clinic course during a prolonged period (up
to 24 months) of continuous treatment with drug or
placebo.
Baseline psychiatric and psychological data are obtained during the ﬁrst week. The patient is then placed
on promazine, chlorpromazine, or placebo. Dosage levels are ﬂexible and medication is administered doubleblind. Supportive psychotherapy is given, but the
emphasis is on medication. Patients are seen in the clinic
at frequent intervals. Detailed re-evaluations are conducted after 3 months and at the end of 1 year.
Preliminary ﬁndings reported by Engelhardt show that
the rehospitalization rate is signiﬁcantly lower in the
drug groups than in the placebo group. Also, the number of patients showing clinical improvement at 6 months
is much higher in. the drug groups than in patients on
placebo, as is the rate of improvement of a group of
patients who demonstrate severe thought disturbance on
initial evaluation. Further, the amount of social dysfunctioning as reported by the relative has been found
to be greater in the placebo group than in the patients
on chlorpromazine.
A detailed report on the accumulation and analysis of
the data on social behavior was presented later in the
meeting by Mann and Freedman, participating investigators in the study.
Freedman also discussed the problem of dropout, which
has been one of the major difﬁculties thus far. Attempts
to distinguish clear-cut differences in personality or psychopathological features in the patients who drop out
have not been successful, though the speculation is that
there may be a complex interaction between the patient’s
expectation concerning treatment and what he actually
experiences in the clinic.
Discussion of this project centered around the speciﬁc
kinds of information obtained from the patient’s relatives, the handling of such data, problems of following
up patients who drop out of the study, possible reasons
for dropping out, side effects (which have not been a
problem), the ethics of using placebos, and the possible
relation between degree of social dysfunction and level
of drug dosage.

Drug Therapy in a Daycare Facility for Relapse Control.
Presented by Else B. Kris, Manhattan Aftercare Clinic,
New York, NY. The aims of this project are to evaluate

�day hospital care plus drug therapy as a means of controlling relapse and preventing rehospitalization of formerly hospitalized psychotics, primarily schizophrenics.
Acutely disturbed (relapsed) patients who would ordinarily be rehospitalized are randomly assigned to one of
two treatments: (a) Rehospitalization and usual hospital care, or (b) drug therapy in a special day hospital
afﬁliated with the Research Unit of the Manhattan Aftercare Clinic. At the time of assignment to a treatment
group, the psychotic condition of each patient is determined by use of the Wittenborn Psychiatric Rating Scales.
Patients assigned to the day hospital are immediately
started on intensive pharmacotherapy, with drug dosage
individualized according to patients’ needs.
Length of time between onset of relapse and subsequent remission in the two treatment groups, and community adaptation following remission, are being compared. After patients are released from either the hospital or the day hospital, the investigators will study the
patients further to determine whether remission achieved
in the day hospital is temporary or lasting.
Community adaptation is being measured by a set of
scales developed by Katz, who described them more fully
later in the conference.
Kris reported that the most remarkable ﬁnding thus
far has been the rapid achievement of remission in the
day hospital patients, who return to their jobs far sooner
than patients who were rehospitalized. She also noted
that treatment in the day hospital seems to promote better community adjustment and that patients seen in the
day hospital seem to have learned that they can discuss
recurrence of symptoms without fear of being rehospitalized.

Questions about the details of handling patients at the
day hospital were discussed, along with comments about
the liaison betwen the day hospital and employment
agencies or vocational rehabilitation centers, possibilities
of using the center as a training facility for physicians
and psychiatrists in private practice, criteria for admission to the study, and the stafﬁng and physical layout
of the day hospital.

Termination of Treatment With Ataractic Drugs. Presented by Martin Gross, Springﬁeld State Hospital,
Sykcsville, Md. This project, begun in 1958, investigated
the importance of continuing chronic psychotic patients
on medication after their release from the hospital. All
patients in the study were ﬁrst stabilized on one of six
drugs and then randomly assigned to either (a) a control
group which was continued on active medication, or (b)
an experimental group which was gradually transferred
from drug to placebo under double-blind conditions.
Patients who relapsed were removed from the study and
placed on medication if they had been receiving placebo
or were rehospitalized. The criterion for relapse was the
clinical judgment of the treating psychiatrist. A rating
scale developed to permit objective determination of the

'

psychiatric condition and social adjustment of the patients was described by Lawrence during the second half
of the conference.
During the preliminary phase of the study, and at
intervals thereafter, patients were evaluated by psychological tests, and their families or the people with whom
they were living were interviewed by the social workers.
Frequency of relapse while on active medication was
compared with that which occurred while patients were
on placebo.
Summarizing some of the ﬁndings from the study,
Gross reported that relapse occurred signiﬁcantly more
frequently during the withdrawal or placebo period, the
relapse rate being approximately three times as high
during the placebo period as during the period on medication. He also noted that three-fourths of the patients
who relapsed while on placebo did not require rehospitalization but were able to regain stability after medication was resumed.
Among the problems of methodology and design which
Gross enumerated were the difficulties experienced in
dealing with six different drugs rather than with a single
drug. He noted also that the generalizability of the
ﬁndings was limited in that patients in the project——
chronic psychotics who were free from alcoholism and
organic brain damage and who were able to attend the
clinic regularly—could not be considered representative
of the general outpatient clinic population.
In reply to a question, Gross stated that he felt the low
incidence of dropout was due to the personal contact between the patients and the social worker and physician.
Other points discussed were the difficulties of maintaining double-blind conditions and of objectively determining the point of relapse, procedures for determining
whether the patients took their medication, and techniques for switching patients from drug to placebo.
Drugs and Social Therapy in Chronic Schizophrenia.
Presented by Milton Greenblatt, Massachusetts Mental
Health Center, Boston, Mass. This study was initiated to
determine (a) how much of drug effectiveness is due to
the drug per se and how much to other causes, and (b)
whether there are signiﬁcant social and environmental
differences between hospitals which may account for the
differences between drug effects in one setting and
another.
Sixty chronic schizophrenics were transferred from a
State hospital to an intensive treatment center (the
Massachusetts Mental Health Center), where 33 received drug in addition to other therapy and 27 were not
given drug. Comparison groups were composed of 55
patients remaining at the State hospital, of whom 25
were assigned to drug treatment and 20 were not. In
neither setting were the patients assigned to “research
wards.” The criteria on which patients in the four
groups were compared were clinical improvement and
discharge rate.

�Findings reported by Greenblatt showed only slight
differences between the State hospital groups and the
MMHC groups after 6 months. At 18 months, however,
there were differences which suggested the possibility of
a beneﬁcial carryover of milieu effects in patients who
had originally been transferred to the MMHC.
In commenting on discharge rate, Greenblatt indicated that the State hospital criteria for discharge are
much more stringent than those of the MMHC. He
also noted that discharge rate was affected by the availability of a family or a transitional facility to which the
patients could be released. Among other special problems which he discussed were the difﬁculties of incorporating chronic schizophrenic patients into MMHC
treatment routines without changing the environment of
the Center, the reasons for having decided not to attempt
double-blind administration of drugs, and the possible
signiﬁcance of any effects of “transfer trauma” in patients
moved from one setting to another.

The Eﬂeet of Ataractie Drugs on Hospital Release Rates.
Presented by Richard D. Morgan and Leon Epstein,
California State Department of Mental Hygiene, Sacramento, Calif. This project is one aspect of a much
broader study of population movement in the California
State mental hospitals. Morgan’s paper was devoted to
the overall study, and Epstein’s to the parts of it which
are speciﬁcally concerned with drug therapy.
Morgan ﬁrst brieﬂy explained the system of cohort
followup analysis which is being used, noting that it is
essentially the application of individual followup analysis
techniques to a group of patients who have one or more
characteristics in common—cg, age, year of admission,
sex, diagnosis, etc. Having set July 1948 as the beginning point for the collection of data, the California State
Department of Mental Hygiene is now systematically
coding and punching onto IBM cards detailed information on all ﬁrst-admission patients in the State’s 11hospital system. The records are not restricted to the
period of ﬁrst admission, but cover residence during subsequent readmissions in the same hospital or in a different
one within the State system. A wealth of information is
collected for each patient: Vital statistics, diagnosis and
details of treatment, and data covering current hospital
entry, previous hospitalizations, leaves, etc. Thus, a
patient’s complete record of hospitalization can be examined in great detail at any point during the followup
period, and cohorts can be constructed on the basis of
any combination of a large number of descriptive
characteristics.
Morgan observed that this technique permits analysis
of the frequency or the likelihood of occurrence of
changes in status during any speciﬁed interval in the
followup. The status of a given cohort of patients can
be examined for any period of time. Data being collected in this study are proving valuable in studies of
current administrative policies and investigations of the
10

effectiveness of new or expanded programs. This system
is also valuable in providing retrospective control data
which may be used in lieu of a control group in evaluations of speciﬁc programs.
Following Morgan’s report, Epstein discussed a particular set of analyses of these data in which the aim is to
evaluate the role of tranquilizing drugs in the recent

decline in State mental hospital populations, a decline
which has occurred in California as well as in other
States.
For the period from July 1, 1955, through December
31, 1957, additional information (i.e., additional to that
routinely obtained for all patients) on details of drug
therapy was recorded for each patient in the State system
who had received treatment with drugs. Name of the
drug, total amount of drug administered, number of days
on drug, and the reason for stopping drug treatment were
among the additional data recorded. By looking at signiﬁcant subgroups—for example, ﬁrst-admission male
schizophrenics between the ages of 25 and 4-4—the investigators hope to be able to draw certain conclusions
about shortened periods of hospitalization and their association with drug therapy. Data concerning drug usage
during the period of the study are now being analyzed.
Epstein stated that investigators participating in this
study are “painfully aware” that the data involve a
variety of physicians, drugs, settings, and timings of drug
treatment in relation to admission, as well as a variety of
discharge policies among the 11 different hospitals. Despite such problems, the data do provide some reﬂection
of what may be associated with drugs as they are used in
a total system.
A number of the conference participants were particularly interested in certain speciﬁc applications of data
being recorded in the California studies or of cohort
analysis techniques generally. Others expressed concern
about the use of release rates as a criterion in studies such
as these, questioned the comparability of present-day
schizophrenics with those of a few decades ago, or asked
whether the current “decline” in certain hospital populations might not be in part a reﬂection of the decline
in birth rate which occurred during the depression.

RESEARCH METHODS

The section of the conference which dealt speciﬁcally
with methods was devoted to technical and theoretical
problems which arise in carrying out research on drugs
and community care. In accord with evidence that drugs
in combination with other psychiatric treatments are
contributing signiﬁcantly toward. maintaining formerly
hospitalized patients in the community, investigations
have been initiated which are aimed at specifying the nature of these treatments and their effects.
For purposes of the conference, the question of speciﬁcity was seen as having two major parts. The ﬁrst was
concerned with the problems of specifying the kinds of

�patients who are helped by a given treatment, identifying the clinical, personal, and social characteristics of
patients which are associated with response to treatment, and identifying the “types” of patients who are
most likely to respond to a given treatment. In addition
to the question of types of variables which merit study
with regard to this problem, the technical problems which
arise here, such as coding and the application of multivariate analysis procedures, were also considered in separate papers.
The second part of the section on methods was concerned with the problems of specifying the effects of a
given treatment, of measuring clinical change and the
various aspects of adjustment. Several approaches to
these problems were described.
Population Speciﬁcation
Three papers were concerned with the search for signiﬁcant variables in clinical history, sociological characteristics, or personality of the patients.
Clinical history was discussed by Bernard Glueck, of the
Institute of Living, Hartford, Conn. Although several
clinical and social variables have demonstrated some general predictive value in studies of response to treatment,
Glueck observed that the search for speciﬁc prognostic
factors in these areas has not been very successful. He
reviewed some of the clinical history variables which have
been linked to response to insulin therapy, electroshock,
and lobotomy, and commented to the scarcity of such information in relation to treatment with drugs. His
major criticism was aimed at the continuing lack of
a common language to describe psychiatric conditions.
Following a description of Q-sort techniques which he
and his associates are applying to this problem, Glueck
suggested that Q-sort methods provide a means of standardizing language and making comparable the ﬁndings
from different clinics or hospitals.
Sociological variables were covered by Leonard Pearlin,
of the National Institute of Mental Health, Bethesda,
Md. Arguing for greater speciﬁcity in this area, Pearlin
observed that generic variables such as social class, age,
and sex role are too global to be of much value in understanding the relations among variables. The need, he
maintained, is for greater emphasis on description of the
social context—i.e., the family, the community—and a
descriptive system in which the “social characteristic in
context” is the unit of analysis.

The role of personality in the prediction of response to
treatment was the topic of the paper by Seymour Fisher,
of Baylor Medical School, Houston, Tex. His review of
previous work in the personality area and his own experience led him to the opinion that the more simple personality variables have not been very helpful in the past
as predictors and are not likely to be too helpful in the
580375—61—2

future. Increased emphasis should, he felt, be placed on
theoretically derived conﬁgural measures of personality.
Several possible conceptual dimensions were described.
He acknowledeged, however, that the linking of personality variables to response to treatment is subject to
a number of pitfalls, some of which he enumerated.
The discussion which followed focused upon the issue
of the single variable versus the conﬁgural approaches
in attempts to relate personality and treatment response,
and resulted in some clariﬁcation of the roles of each.
The issue, however, was not resolved.
Methods for dealing with population variables were discussed by Samuel B. Lyerly, of the Society for Investigation of Human Ecology, Washington, D.C., and Dean
J. Clyde, of the Biometric Laboratory of George Washington University, Washington, DC.
Lyerly, in a paper entitled “Interview Data: Coding,
Scaling, and Selection of Potentially Useful Variables,”
emphasized the differences in hospital and community
situations which affect the collection and analysis of data,
the characteristics of information which are essential to
statistical analysis of data, and the importance of insuring that information collected is comparable from subject to subject. With regard to coding, he discussed
different types of data and classiﬁcation systems, the role
of the pilot study, ways of handling of “free responses,”
and the application of simple mathematical procedures
to patterning problems. Problems of weighting, suggestions for dealing with “does not apply” responses, and
the application of different types of validity models were
also considered.
Clyde’s paper, “Multivariate Problems: Clustering
Variables and Classifying Patients into Types,” focused
on the role of multivariate models in drug research. He
described the following three approaches and presented
examples of the application of each: (a) Analysis of
covariance, whose use was exempliﬁed in a study in
which control of the pretreatment level of severity of
illness was required; (b) factor analysis, which was used,
in the example presented, to reduce a large number of
items in a rating scale to two independent dimensions
and thus served to clarify the composition and meaning
of the instrument; and (c) discriminant function, which
was applied to a problem of separating out groups of
patients on the basis of their differential response to
drug treatment. The relevance of the latter procedure
to the problem of etiology was also considered.
In discussing these papers, Goldine Gleser, of the University of Cincinnati, Cincinnati, Ohio, elaborated upon
several approaches to separating subjects into meaningful groups. Three statistical models for accomplishing
this kind of separation were described. She stressed
that the state of knowledge in the ﬁeld is not sufﬁciently
advanced to permit the prediction beforehand of the
best way of separating groups, but pointed out that study
11

�of the outcome of such empirical separation can yield
hypotheses which can then be cross-validated in other
studies.

Methods for Measuring Improvement
Papers presented in this section of the conference described methods which are being used or developed to
evaluate the adjustment of the patient and to specify
ways in which improvement is manifested.
Norbert Freedman and David Mann, of the State
University of New York, Downstate Medical Center,
Brooklyn, N.Y., described the manner in which they are
attempting to measure psychopathology and social behavior. Emphasis within the clinic is on the psychiatric
rating scale approach, and in their community studies
emphasis is on a “naturalistic” approach. They have,
through preliminary analysis of their psychopathology
ratings, identiﬁed factors which improve with drug treatment and which predict drug response to treatment. In
the area of social behavior, development of an extensive
interview schedule covering such areas as family history,
work history, and social pathology was described by
Mann. He also discussed in some detail their coding
procedures, the progress of their approach to studying
the “typical day in the patient’s life,” and the dimensions
of classiﬁcation which have been derived from the social
data and which will contribute toward deﬁning “social
remission.” It was pointed out that the deﬁnition of
social remission is one of the central aims of the project.
The details of a rating scale for measuring the improvement of outpatient psychotics treated with drug and
placebo were discussed by Jordan Lawrence, formerly of
Springﬁeld State Hospital, Sykesville, Md. The scale,
which is completed by a psychiatrist or psychologist and
a social worker following an interview with the patient,
has three sections, one covering major psychopathology,
one describing neurotic symptoms, and one concerned
with social adjustment. Lawrence reported that the
more reliable items in the scale have been factored and
have yielded tentative dimensions of “schizophrenia” and
“depression.” He also indicated that the three subscores
and the total score have been found to discriminate well
between pre-relapse and relapse conditions, but noted
that further, better controlled validational studies need to
be carried out.
Progress on the development of a set of inventories
designed to assess clinical and social adjustment was reported by Martin M. Katz, of the Psychopharmacology
Service Center. He noted that the instruments are based
on the need to integrate two points of view, the patient’s
and the relative’s, in assessing the adjustment and per-

12

of the patient. The inventories represent atobtain objective estimates of (a) the amount
of home and free-time activity in which the
involved, and (b) the patient’s and the relative’s level of satisfaction with the patient’s functioning
in the clinical, work, social behavior, and free-timeactivity areas. A validity study was described in which
relatives were shown to be in very high agreement with
psychiatric assessment (based on intensive clinical study
of the patient) with regard to the level of psychopathology present and the extent of home, social, and free-time
activities of the patient. Several trends in the data were
noted: The relative is capable of providing accurate,
objective information in certain areas; the sheer quantity
of activity as reported by patient and relative reﬂects the
level of adjustment; and the relative’s level of expectations at the time of assessment correlate highly with
adjustment. More detailed study of the composition of
the instruments and their general applicability is in
progress.
Mark Lefton, of Ohio State University, Columbus,
Ohio, described his implementation of the interviewschedule approach, which had some similarity to others
with regard to the areas of functioning sampled. Separate schedules were designed for the patient and the
relative. The variables of prime interest in Lefton’s
assessment of community adjustment are social participation, work performance, psychological functioning as
measured by a relative’s ratings on a list of psychopathological indices, performance as a homemaker, and meas»
ures of the relative’s expectations and tolerance of deviation. He reported that several measures have been
found to discriminate between patients who were returned
to the hospital within 6 months and those who remained
in the community, as well as between patients who
function well and those who function poorly in the
community.
During the discussion of these papers, one participant
commented on the salutary effect that commitment to
a particular approach has in this area, but he cautioned against inﬂexibility at this early stage in the
development of the ﬁeld. The use of clinical judgment
as a criterion‘has its advantages, but it was noted that
areas of disagreement among raters can be just as important for understanding the nature of the problem.

formance
tempts to
and kind
patient is

In an area that has seen only scattered attention in
the past, the conference participants agreed that the
diversity and extent of efforts now being directed toward assessing the clinical and social effects of various
psychiatric treatments are very promising developments.

�Conference on Information

Needo

A conference on scientists’ need for information, sponsored by the Psychopharmacology Service Center under
contract wtih the Matrix Corp., of Arlington, Va., was
held on November 25 and 26 in Washington, DC. It
was a small, invitational conference of scientists active

in research in psychopharmacology, documentalists, and
other information storage and retrieval specialists. The
aims of the conference were several: To learn whether
the conference method of face-to-face interchange would
reveal more relevant data about scientists’ needs in the
ﬁeld of information and. communication than has hitherto been revealed in questionnaire and interview studies;
to learn whether bringing the generators and users of
information into direct contact with the experts in
documentation would yield information of value to both;
to obtain speciﬁc information about needs of scientists
working in psychopharmacology; and, as a byproduct, to
help the PSC’s Scientiﬁc Information Unit plan its
future activities.
The meeting was very informal. There was no prearranged agenda, nor was any attempt made to arrive
at speciﬁc recommendations. Under the chairmanship
of Roger W. Russell, of Indiana University, Bloomington, Ind., three speakers presented papers as starting
points for the discussion. Robert J. Hayes, of the Electrada Corp., Los Angeles, Calif., reviewed the whole ﬁeld
of information storage and retrieval, emphasing new
methods and machines. He brought out that there are
now machines that can be applied to almost any problem or situation in the ﬁeld of information storage and
retrieval. Emphasizing the team approach to the problem, the cooperative efforts of users, operators, and machine experts, he observed that the application of machine
methods to information problems is successful only when
the machine specialists and documentalists have a clear
understanding of the users’ requirements.
Daniel X. Freedman, of Yale University, New Haven,
Conn., discussed the use of information in his own research, reviewed the development of his research program
and the role of information in the program, and mentioned ways in which information could be more useful.
Murray E. Jarvik, of Yeshiva University, New York,
N.Y., also reviewed the sources of information that he
employs, including journals, monographs, books, reprints, review articles, conferences, the public press,
science writers, drug company literature, textbooks, and
other materials.
In addition to these three speakers, several other participants described their uses of information, covering

of Pyye/oop/onrmneologz'rtx

kinds of information used, how it is used, and ways in
which they would like to have it improved.
Interspersed among the papers was lively and varied
discussion from most of the participants. The following
summary attempts to convey some of the ideas presented
in the discussions, but it does not cover all the points
that were made.
Throughout the meeting one recurring theme was concern about the quality of scientiﬁc information. Commenting on the many problems of so-called scientiﬁc
writing, one participant observed that much scientiﬁc
writing occludes more than it illuminates. Most participants felt that many experiments were poor to begin
with and should never have been published. They
pointed to the need for editors of scientiﬁc journals to
evaluate work more carefully and more critically before
accepting it for publication. On the other side of the
question were emphatic comments that strong efforts in
this direction could lead to stultifying and untenable
orthodoxy in science.
One of the participants maintained that the problem
was too much information, and that steps should be taken
to cut it off at the source; i.e., to induce the scientist
himself to be more selective in reporting his work. Another took the opposite point of view, saying that, as with
farm surpluses, the real problem is not that of having too
much information but of distributing and using information more effectively.
A frequently recurring generalization was that scientists
do not make maximal, or even good use of the many
sources of information available to them. As each participant mentioned kinds of information he used, others
remarked that they did not know of those sources.
Similarly, when speciﬁc needs were mentioned, other
participants often retorted that such needs were now
being satisﬁed and the scientist had only to take advantage of available services.
One of the questions raised was whether centralized,
or even decentralized, information services could ever
serve all the needs of scientists. One participant suggested that much of the seeming dissatisfaction with present information and communication is due to the unrealistic expectations of scientists, who often want answers
to research questions that they themselves should submit
to research. Information at the forefront of knowledge
must be obtained by the scientist; readymade answers do
not exist. A related comment was that information needs
differ from one stage of research to another.
A point that could be generalized from the discussion
was that scientists perhaps do not know what they want
13

�in the way of information, and that it is, therefore, the
duty of specialists in the information area to provide
scientists with a wide variety of information presented
in many different forms. If that were done, the scientists
could then select what they need from what is offered
to them.
The usefulness of critical reviews of the literature was
discussed in some detail. Although all agreed that critical reviews are valuable, they noted that ﬁnding really
eminent scientists to write the reviews constitutes a major
problem.
Handbooks and other compilations of factual information that would be of particular value to the applied
scientist were also felt to be of great importance. Many
participants cited reprints, rather than journals, as one
of the most useful forms of information, and felt that
much could be done to make distribution of individual
articles more feasible and more effective.
In discussions of systems of handling information, it
was noted that a scientiﬁc discipline is itself an informational system, and that some disciplines are, at different
times, much more tightly organized systems than others.
Physics and chemistry, for example, are at present rela-

14

tively more “organized” than the biological sciences and,
therefore, in a sense, present fewer information and communication problems. This discussion, which occasionally bordered on excursions into the philosophy of
science, brought out the paradoxical observation that as
a body of knowledge or science develops and overthrows
old concepts and formulations, it is in a continuous cycle
of creating chaos out of order and then creating order
out of chaos.
In general, the conference participants agreed that
the most important and effective means of disseminating
and exchanging new information are by personal contacts
at scientiﬁc meetings, by the “ﬁrst” type of scientiﬁc communication—the letter—and by visits with other scientists. In discussing the value of this kind of direct,
personal interchange, it was suggested that tape recorders, which are now available in most laboratories and
university departments, might be used to simplify and
speed up the informal exchange of information. The
practical value of directories of scientists and of indexed
compilations of ﬁlms and other audiovisual aids was also
stressed.

�The Pylebep/aarmacolegy Rerearcb

Umt

State Unevem'ty of New Yer/e
Dowmtate Medical Center"
The Psychopharmacology Research and Treatment Unit
of the Department of Psychiatry, State University of New
York, Downstate Medical Center, Brooklyn, N.Y., was
established in October 1957. From its inception, the
Unit has been concerned with the study of the effects of
long-term psychopharmacological treatment on the community adaptation of schizophrenic outpatients. In the
selection of ambulatory schizophrenic patients as our
study population we were guided by the wide use to which
psychopharmacological treatment is put with such patients. By setting community adaptation as the criterion
of treatment outcome we hope to emphasize that change
in these patients must be deﬁned in terms of performance
at home, at work, and in the community, as well as in
terms of the usual criteria of psychological and psy—
chiatric functioning. By assessing the effects of longterm, sustained drug action (1 to 5 years of continuous
drug administration) we expect to determine to what extent such treatment may prevent relapse or lead to further improvement after an initial stabilization has been
attained.
The Unit thus focuses on the behavioral (i.e., psychological as well as social behavioral) correlates of drug
treatment and tries to apply the method of controlled
investigation to the clinical setting. Considerable effort
is also being extended to the methodology of outpatient
drug assessment and to the basic research task of developing objective assessment techniques which will allow
for the tracing of changes in the qualities of community
adaptation. These overall research objectives are discriminated into the seven speciﬁc studies outlined below.
The overall project is in part supported by Public Health
Service grant MY—1983. In addition to these long-term
studies of chronic schizophrenic outpatients, a section of
the Research Unit is speciﬁcally concerned with the
testing of new drugs. In the course of the short-term
studies we have an opportunity to test the validity of
some of the assessment techniques developed in the longterrn studies. Finally, the staff of the Research Unit
also engages in teaching psychopharmacology to undergraduate medical students and psychiatric residents. A
*Prepared on request by David M. Engelhardt and Norbert
Freedman, Psychopharmacology Research Unit, State University of New York, Downstate Medical Center, Brooklyn, N .Y.

research fellowship program is carried out by the Research Unit with second- and third-year medical students
who are expected to conduct their own experiments in
psychopharmacology.
The present staff of the Unit includes David M. Englehardt, Director, Norbert Freedman, Associate Director,
Leon D. Hankoff, Research Psychiatrist and Director of
the Treatment Unit, David Mann, Research Social Psychologist, and Reuben Margolis, Research Clinical Psychologist.

The research design of the principal (long-term) project has the following essential features: (a) A free-clinic
population of chronic schizophrenic patients is studied.
Some patients come with a history of prolonged hospitalization, some with a history of brief recurrent hospitalization, some without previous hospitalization. The population is ethnically heterogeneous, evenly divided between males and females, and draws upon the lower socioeconomic groups. (b) Patients are given one of three
commonly used agents, chlorpromazine, promazine, and
placebo, and are seen in a setting which emphasizes a
supportive doctor-patient relationship. The drugs are
given under double-blind conditions, and drug assignment is made randomly. (6) Assessment of treatment
effects is made by psychiatric ratings and psychological
tests, as well as by detailed social behavior interviews
administered to key relatives of the patient according to
a predetermined schedule. Psychopathology and social
behavior are thus independently evaluated, the former
in the clinic by a psychiatrist and psychologist and the
latter by the report of a relative. It is planned to assemble a cohort of 500 patients who have completed 3
months of treatment and a smaller number of patients
who have completed 1 to 2 years of treatment under
these relatively standard conditions.
Study 1: The Role of Ataractio Treatment in the
Maintenance of Community Status
Treatment may affect both incidence of hospitalization
and clinic dropout. Preliminary ﬁndings show that drug
treatment (chlorpromazine) is associated with lower incidence of hospitalization. Our next goal is to determine the role of drug treatment in preventing hospitalization by separately studying certain criterion groups.
15

�Thus, we hope to deﬁne incidence of hospitalization on
the basis of diagnosis, socioeconomic status, the relative’s
tolerance for the patient, and previous hospitalizations,
and to ascertain the probability of hospitalization for
each of these criterion groups separately, for drug andplacebo conditions.
Clinic attrition for reasons other than hospitalization
is also being studied systematically. Analysis of dropout
patients relative to patients remaining represents an important methodological task because of the potential bias
that early attrition may introduce in the interpretation
of results of change. Drug treatment does not appear
to affect dropout rate. Instead, dropout appears to be
affected by factors in the patient’s motivation toward
treatment and certain factors in the treatment situation. Social (group membership) determinants also appear to be implicated.
Study 2: The Measurement of Social Behavior
and Social Behavior Change
Emphasis is placed on the development of quantitative
and qualitative indices of community adaptation. The
instrument used is a detailed focused interview. This
interview elicits from a relative a reportorial description
of the patient’s activities at home and at work, covering
a speciﬁed timespan. These detailed reportorial accounts by the relatives provide measures predictive of
change as well as measures denoting changes per se over
the course of drug treatment.
Preliminary data have shown that the effects of drug
treatment can be discriminated by a relative reporting
on the patient’s behavior. This preliminary study has
involved the use of a simple checklist of social dysfunctioning ﬁlled out by the relative. Patients on drug
showed greater reductions in dysfunctional social behavior than did the patients receiving a placebo. Relatives having no awareness of the speciﬁc treatment the
patient was receiving were able to make this discrimination. The meaning of these differential changes must
await the detailed coding of qualitative behavioral
descriptions.
Study 3: Changes in Psychopathology and their Concordance with Social Behavior Changes
Changes in psychopathology are evaluated by the coding
of the doctors’ clinical judgments (progress notes), a
detailed psychiatric rating scale, and certain psychological test performances. Psychological tests are used primarily to elucidate the meaning of changes observed on
psychiatric and social behavior indices. A cluster
analysis of psychiatric ratings suggests that psychiatric
changes may be described in terms of two relatively independent dimensions of change, a cluster called thought
disorder and a cluster called change in anxiety and treatment contact. There is a trend for patients on chlor16

promazine to show greater reduction of thought disorder
than for patients on placebo.
Once the social behavior indices of change are sufficiently developed, we expect to determine the degree to
which psychiatric judgment and relatives’ observations
concur or diverge. Speciﬁcally, we expect to inquire
whether relatives and psychiatrists concur on speciﬁc
aspects of the patient’s behavior (i.e., belligerence) or
whether both concur that change has taken place but
are in fact referring to different areas of change. Preliminary data so far indicate greater concordance of
change on certain speciﬁc variables for patients on drug
than for patients on placebo. Basically, this study seeks
to attack the question of generality of the treatment effect.
Is the treatment effect limited to change observed in the
doctor’s office, or does it extend to the patient’s functioning in the community as this is perceived by a representative of the community? Implicitly, we are studying variations in the conceptions of mental health and illness
as these are held by different observers.
Study 4: Freedom from Functional Decrement

The possibility that sustained treatment with psychopharmacological agents may bring about a decrement in
the effectiveness of the patient’s functioning is especially
important for outpatients, on whom the demands for
effective performance in a community are greater than
for inpatients. Psychiatric ratings and relatives’ reports
on such variables as sluggishness, apathy, inertia, etc., are
especially relevant here. Equally cogent in determining
functional decrement are psychological test performances
on measures of inertia and perseveration* and the
Porteus Maze Test. Data on about 100 patients treated
with drug or placebo for a 3-month period have been
analyzed for changes in maze performance; so far we
have not been able to substantiate Porteus’ general
ﬁndings of a decrement with chlorpromazine treatment,
but we have observed a decrement in one speciﬁc subgroup. The subgroup was characterized by a “more
complex” level of cognitive organization. (See the following description of study 5.)
Study 5: Prediction of Clinical Course
Underlying our studies of the community adaptation
of a heterogeneous group of schizophrenic patients being
treated with drugs is the assumption that outcome is
modiﬁed by factors within the patient and within his
social mileu. Preliminary data suggest that several
parameters other than drug must be considered in predicting clinical outcome: (a) The patient’s motivation
toward treatment, (b) his cognitive organization, and
(c) the attitude of the family toward the patient’s illness.
The patient’s cognitive organization as gleaned from
*See Cattell, R. B. On the measurement of perseveration.
British Journal of Educational Psychology, 1935, 5, 76-92.

�Rorschach responses (based on a scoring derived from
Werner’s concepts) has been especially helpful in elucidating a “pattern of drug effects”: the direction of
change in response to a given medication depended upon
the patient’s cognitive organization.
Study 6: Incidental (Nondrug) Treatment Factors
In addition to the prognostic indices just enumerated, the
role of several nondrug factors within the treatment situation has been observed. We have explored the signiﬁcance of the initial response to placebo and the doctorpatient relationship as they may affect the patient’s clinic
attendance (dropout or hospitalization), as well as qualitative changes observed by the psychiatrist. Scoring
procedures for the assessment of both doctor-patient relationship during the initial interview and response to
placebo have been devised. These studies have emphasized the importance of nonverbal communication in the
psychopharmacological treatment of schizophrenic outpatients. They have also delineated the contributions of
the active agents to the treatment effect in some patients,
but have suggested that in other patient groups the nondrug factor was prepotent.
Study 7: Long-Term Drug Action
Patients remaining in treatment for 12 to 24- months
under drug and placebo conditions are observed at
monthly intervals and their progress is then graphically
charted. Our approach to long-term studies has been
to select one of the more reliable change indices (psychoticism) and trace the patient’s status at successive
intervals. In analyzing the time trends we have found
it useful to distinguish two baselines, one at intake and
a second after approximately 3 months of treatment.
This second baseline permits the comparison of any further improvement or worsening in the patient’s adaptation after allowance for the initial drug effect has been
made. It must be emphasized, however, that this study
is always limited to patients willing and able to remain
in treatment for such a long period of time. We are continually assessing differences between remainers and dropouts, so as to be in a position to detect bias introduced by
the selective attrition of the sample. These long-term
studies will also be corroborated by intensive case studies.
Study 8: New Drug Testing

The major efforts of the Unit are devoted to the study
of long-term drug responses of chronic schizophrenic
outpatients. Three relatively commonly used agents
are employed. However, one section of the Unit is concerned with exploring the suitability of newer psycho—
pharrnacological agents, speciﬁcally as they may be applicable to outpatients. Assessment methods which have

proved to be useful in the larger study are also employed
with the relatively brief trials of new drugs for outpatient
use. With the study of new drugs we also hope to extend
our information about the behavioral changes among outpatients in different diagnostic groups such as depressed
patients. Studies of the following compounds have been
completed or are in progress: fluphenazine (Prolixin),
isocarboxazid (Marplan), imipramine (Tofranil) , and
pyrbenzindole (IN—461, or 4-(1-benzyl-3-indolylethyl)
pyridine hydrochloride) .
In the course of conducting these studies we are accumulating a body of information about the methodology of outpatient drug testing; i.e., we are beginning
to delineate the relative advantages and limitations of
double-blind procedures in long-term assessment, the
merits of simultaneous appraisal of an agent by the multiple clinic-community-member criteria, the utility of at
least two baselines in the study of long-term trends, and
the advantages of a drug spectrum of chemically similar
agents which vary in presumed clinical intensity.

Future Plans

The ﬁndings so far support the view that the hospitalization rate tends to be lower for schizophrenic patients on
active medication than for those on placebo; that psychotic symptomatology among these patients tends to
be reduced by the drug; and that the adequacy of social
behavior as judged by the relative appears improved, although we are not able to specify the quality of behavioral changes implicated here. Preliminary data on
such variables as “psychotic thinking” also suggest that
with prolonged administration of medication there tends
to be less relapse with drug than with placebo. F urthermore, the data suggest that signiﬁcant variations in the
effectiveness of drugs depend on the patient’s cognitive
organization and his motivation toward treatment. In
certain criterion groups, incidence of remission tends to
be high regardless of drug treatment. In other criterion
groups whose improvement is lower, the remission rate
for patients on active drug exceeds the expectancy of
improvement attributable to nondrug factors.
Our next step in the project is to place these ﬁndings
on a more solid foundation: We expect to study a sample of 5-00 patients who have received 3 months of treatment; we expect to cross-validate some of the speciﬁc
predictions drawn from the initial sample; we expect to
specify the meaning of the qualities of treatment outcome, particularly in the area of community behavior,
through qualitative coding of behavioral descriptions by
the relative; we expect to conduct certain control studies
on the source of dropout, the patient’s condition after
separation from the clinic, and changes in a sample of
“isolated” schizophrenic patients, i.e., those not living
with relatives. Finally, we hope to describe changes in
subjective experiences among those patients judged by
17

�psychiatrists and relatives to be in remission. Thus, we
hope to describe improvement from three vantage points,
the community’s, the psychiatrist’s, and the patient’s.
In most general terms, it is hoped that our Unit can
contribute to the knowledge of the effectiveness of psy—
chopharmacological treatment of schizophrenic outpatients by developing and delineating criteria of treatment outcome, by specifying expectancies of clinical
change for speciﬁc patient groups, by indicating the
role of the drug and nondrug factors in outcome, and

by tracing the long-term consequences of treatment.
Once this information has been derived from a large
heterogeneous group of schizophrenic patients under relatively standard treatment conditions, it is hoped that
newer agents can be tested more effectively; i.e., that
the larger sample can be used as a reference group and
that inferences can be drawn from smaller patient groups
seen over briefer periods of observation.
Finally, we hope that the accumulated data will increase our knowledge of the schizophrenic outpatient.

Experimental Pay/chiatric Program: at
Hillside Hospital, located in Glen Oaks, Long Island,
N.Y., is a nonproﬁt, philanthropically supported psychiatric institution to which patients are admitted voluntarily for extensive psychotherapeutic treatment. Patients are from a predominantly middle-class, urban
population, and most have high educational attainment.
The programs of the Department of Experimental Psychiatry are a cluster of interrelated studies focused on
common population samples. Other research laboratories in biochemistry and in medicine are active, and
laboratories in psychodynamic psychiatry are being
developed.
The programs of the Department of Experimental
Psychiatry have developed over 6 years, and are devoted
to understanding of the mode of action of psychiatric
therapies through studies of brain function. The principal techniques have been adapted from descriptive psychiatry, neuropsychology, electroencephalography, linguistics, pharmacology, and sociology. Members of the
staff, representing various disciplines, are Max Fink,
Director, Karl Anderrnann, Ira Belmont, Martin A.
Green, Abraham A. Kaplan, Eric Karp, Donald F. Klein,
George Krauthamer, Joseph Jaffe, John C. Kramer,
Max Pollack, and Nathaniel Siegel. Former associates
who contributed to these programs are Harold Esecover,
Robert L. Kahn, Hyman Korin, and Henry J. Lefkowits.
In initial studies of convulsive therapy, changes in
brain function were found to relate both to evaluations
of improvement and to pretreatment psychological variables. As our understanding of convulsive therapy developed, a general neurophysiological-adaptive view of
somatic therapies emerged. In this view, psychiatric
treatments are therapeutically effective to the degree that
brain function is measurably altered. While change in
brain function is necessary for behavioral change, the
type of adaptation varies, depending upon pretreatment
psychological and sociological characteristics of the subject. Thus, the mode of action is not seen as either
“organic” or “psychological,” but rather as the inter18

Hz'ZZJz'de

HarpiMF

action of diffuse neurophysiological changes and adaptive mechanisms. Further, while behavioral change is
related to changes in brain function, and the adaptive
characteristics,
psychological
to
pretreatment
pattern
evaluations of “improvement”—being special types of
evaluation of change—are derivative judgments based
on staff and family expectations and tolerances.
This hypothesis was developed and sustained in a
series of studies of convulsive therapy. Concurrent
studies of insulin coma indicated that behavioral change
here, too, was related to the onset and degree of prolonged coma or repeated seizures, these being the prin—
cipal manifestations of prolonged neurophysiological
change in this therapy.
The mode of action of the new psychotropic agents
was also expressed within this hypothesis. It was suggested that these agents would be effective to the degree
that they induced persistent changes in brain function,
and that the type of behavioral response would be related to the type of brain change and to prernorbid psychological (personality) patterns. The present programs
in the Department are designed to study these relationships in detail.
Convulsive Therapy Process

Of various measures of brain function, the amount of
slow wave activity in the electroencephalogram and confabulatory and denial language patterns after amobarbital were the most sensitive indices in convulsive therapy subjects. In one experiment, improvement ratings
were correlated with the appearance of high degrees of
change in these indices.
These observations were tested in a double-blind study
in which patients referred for electroshock were randomly assigned to courses of either convulsive or sub'

*Prepared on request by Max Fink, Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks, Long Island,

N.Y.

�»n-s,ww.-

.

.

E

convulsive therapy under thiopental (Pentothal) premedication. High degrees of neurophysiological change
were observed only in the convulsive group; improvement rates were signiﬁcantly higher in this group; and
when subconvulsive subjects were re-treated by convulsive applications, the improvement rate was similar to
the original convulsive group.
In the subjects given subconvulsive treatment considerable amounts of electric current passed between the
bitemporal electrodes. It appeared that the therapeutic
agent was not the total electrical current per se, but an
all-or—none quality manifested by the grand mal seizure.
The signiﬁcance of the grand mal seizure was examined
in studies of the inhalant convulsant hexaﬂuorodiethylether (Indoklon). Similar degrees of electrographic
change, improvement rates, types of behavioral change,
and changes in neuropsychological task behavior were
observed in the Indoklon group and in the electrically

treated group.-

It was soon apparent that not all subjects manifesting

high degrees of physiological change were rated as “improved.” In a descriptive typological study, ﬁve patterns were described, empirically termed “euphoric,”
“hypomanic,” “somatization,” “paranoid-withdrawal,”
and “panic.” While the ﬁrst two of these adaptive
modes were rated as “much improved,” the latter two
were seen as “unimproved” or “worse.”
In studies of psychological variables, it was reported
that patients rated as much improved and recovered
frequently manifested personality patterns similar to that
described by Weinstein and Kahn as the “explicit verbal
denial personality.” In language patterns, patients expressed the “language of denial” when diffuse brain
change was induced, exhibiting such aspects as explicit
denial, minimization, displacement, cliches, etc., more
frequently than unimproved subjects. Other indices
related to favorable outcome were high scores on the
California F Scale, and Rorschach determinants of pure
color, absent movement, and absent form-color. In this
population, also, favorable outcome was associated with
low educational achievement and foreign birth.
Anticholinergic Compounds and Convulsive Therapy
Seeking a way to augment the degree of postconvulsive
EEG slow wave activitiy, an anticholinergic compound,
diethazine, was given intravenously at various stages of
the convulsive therapy process. Contrary to expectations,
diethazine caused an immediate and sustained decrease
in EEG slowing. Patients with denial language patterns
relinquished them. Instead of feeling euphoric and experiencing a sense of well-being, the subjects became
irritable, anxious, and showed symptoms expressive of
pretreatment patterns. Prior to convulsive or drug
therapy, diethazine induced excitement, tension, anxiety,
and illusory sensations.
Subsequent studies with other central anticholinergic
compounds—WIN—2299 (2-diethylaminoethyl-a-cyclo-

pentyl-a-(Z-thienyl)-glycolate HCl), JB—318 ( l-ethyl3-piperidy1 benzilate HCl), JB—336 (N-methyl-3-piperidyl benzilate) , and benactyzine—showed behavioral and
electrographic patterns similar to those of diethazine.
Similar desynchronization of postconvulsive EEG slowing was also noted with central sympathomimetic hallucinogens (amphetamine, mescaline, LSD—25), and has
been reported for antihistamines (diphenylhydramine).
These observations led to the suggestion that an increase
in central cholinergic activity was a biochemical basis for
the convulsive therapy process.
Psychopharmacological Agents and EEG

During this period, the mode of action of newer psychopharmacological agents aroused interest. Following
the concepts derived from convulsive therapy, the neurophysiological changes induced by drugs were tested within
the same acute experimental framework of the EEG setting. It was observed that phenothiazines (chlorpromazine, promazine, triﬂupromazine) induced EEG synchronization and a shifting of the spectrum to the slow
frequencies; meprobamate and barbiturates induced an
increased synchronization and a shift of spectrum to fast
frequencies; reserpine induced an increased slowing with
synchronization at low dosages and desynchronization at
higher levels ; and imipramine induced desynchronization
with a shift of frequencies to the slow bands.
Other experimental compounds tested included BLM188 (which is 4-dimethylamino-3,4,5-trimethoxybenzanilide) and phenyltoloxamine, deanol and its various
congeners, WY—214-9 (which is tropin-4-chlorbenzhydryl
ether HCl), and azacyclonol. No consistent electrographic pattern was recorded for any of these compounds.
It was suggested that psychopharmacological agents
provide a means for eliciting a variety of neurophysiological patterns in contrast to the single pattern of induced convulsions. Furthermore, the type of neurophysiological alteration, as reﬂected in EEG synchrony
and frequency patterns, was related to speciﬁed types of
behavioral adaptation. Increasing EEG synchrony and
a shift to slow frequencies were associated with tranquilization, sedation, and decreasing agitation, while desynchronization and a shift to fast frequencies were
associated with excitement, illusions, and delusional ideation. These observations are consistent with hypotheses
of Wikler. The advantages of EEG techniques for the
assay of new psychiatric drugs have already been
reported.*
Psychopharmacology Evaluation Program

The present psychopharmacology program, instituted in
October 1959, was based on the studies described in the
*See Fink, M. EEG and behavioral effects of psychopharmacological agents. In P. B. Bradley, P. Deniker, and C. RadoucoThomas (Eds), Neuro-psychopharmacology. New York: Elsevier Publishing Co., 1959. Pp. 441—446.

19

�preceding paragraphs. It is designed to answer the following questions:
Is there a relation between measurable alteration in
brain function and behavioral change with psychotropic
drugs on chronic administration?
Are there pretreatment clusters of psychiatric physiological and psychological variables related to the type
of behavioral adaptation?
And, are such clusters related to the type and degree
of physiological change?
Method. As an initial approximation, a double-blind
drug study was undertaken in which subjects were randomly assigned to a ﬁxed-dosage schedule. On the basis
of our clinical experiences with various psychotropic
compounds from 1954 to 1959, we selected three classes
of drugs according to their patterns of EEG response.
The agents selected were those with either predominant
desynchronizing patterns, synchronizing and slowing, or
minimal or no effect. After medical examination and
after all other medications have been discontinued, patients referred for drug therapy are randomly assigned
to treatment with a compound in one of these three
classes.

Convulsive and drug therapies are prescribed by staff
psychiatrists on referral to the Department of Experimental Psychiatry. All treatment is administered by the
Department staff, so that the experimental variables of
drug dosage, route of administration, assignment to
groups, etc., are readily controlled. All patients in the
hospital are available for study. The mean duration of
stay for patients is 7 months.
After a testing period, all patients receive 40 cc. of
liquid medication daily from individually labeled bottles.
Dosages are increased in ﬁxed weekly steps until a maximum dosage is achieved at 4‘ weeks. After 2 weeks on
maximum dosage, retesting occurs.
To date, 140 subjects have been referred, and 110 have
completed the study period. Preliminary analyses of the
data are now in progress.

Behavioral Change. In a survey of the behavioral adaptations of patients receiving various agents during 1958—
59 a number of clusters of behaviors were developed.
The typologies were based on the treatment response and
on pretreatment psychiatric proﬁles. In the present
study, the typologies are being tested and various measures of behavioral change are being studied. These include therapist referral questionnaires and 6-week evaluations; therapist’s ratings of patients on the Clyde Mood
Scale; the Multidimensional Scale for Rating Psychiatric
Patients, used for evaluations in interview by two research psychiatrists; the Lorr Psychiatric Behavior Rating
Scales for ward behavior (AAMI: Level of Anxiety,
Level of Activity, Mental Disorganization and Interpersonal Relationships); and patients’ self-ratings on the
Johns Hopkins symptom checklist, the Chicago Attitude
20

Scales (self-perceptual scales devised to elicit attitudes of
dependency, ﬁght, ﬂight, and pairing), and the Clyde
Mood Scale.

Neuropsychology. Psychological tasks have been viewed
both as change variables and predictive variables. In
convulsive therapy, changes in memory tasks, tactile perception, Wechsler—Bellevue, critical ﬂicker frequency,
ﬁgure-ground tasks, and tachistoscopic recognition of
ﬁgures were related to the degree of induced neurophysiological change. For each task, the degree of decrement in task performance was found to be positiVely
correlated with the amount of EEG slowing. Following
treatment completion, with the return of physiological
indices to pretreatment levels, performance on these
psychological tasks also returned to pretreatment levels
or higher, a betterment of performance ascribed to
practice effect.
Denial scores on interview, Rorschach determinants,
F scale scores, language patterns after amobarbital, auditory feedback, and perception of the visual upright have
been viewed as predictive indices of the behavioral
changes following ECT.
Psychopharmacological agents are now being used to
assess these various tasks, their capacity to change with
various agents, or their capacity to predict change.
Electroencephalography. In the studies of convulsive
therapy, the degree of EEG slowing was measured by
counting the consecutive waves in selected samples.
When the more subtle changes of drug effects are studied,
it is necessary to apply less tedious techniques. Electronic frequency analysis was introduced in August 1959.
By measuring the pen deﬂection for various frequencies
from 3 to 33 c.p.s. in 10-second epochs, rapid measurement of apparently small changes in total activity and
frequency spectra are now obtained and applied.
Other physiological variables studied in this program
include the response of EEG to intravenous chlorpromazine, blood-pressure response to Mecholyl, the
EKG, radioactive iodine uptake, and analyses of various
blood and urine elements.
Psycholinguistics

Another series of studies in the Department has been
devoted to formal language patterns.
Following the studies of syntactic language patterns in
convulsive therapy, other aspects of language were
studied as indices of change in interpersonal behavior.
Jaffe, after considerable exploration with various linguistic measures, suggested that type-token-ratios (TTR)
of consecutive samples of dyadic speech might be a useful
index. While TTR had previously been applied to
written texts or to the language samples of individuals,
Jaffee indicated that the two-person communication
(dyad) was a more signiﬁcant index of the state of the

�interaction than were analyses of separate samples from
the participants.
Applying this technique to patients receiving convulsive therapy, changes in TTR mean and standard
deviations were related both to the degree of induced
EEG slow wave activity and to syntactic language patterns obtained in independent structured interviews.
Speech became more repetitive (lowered mean TTR)
and more variable in consecutive samples (increased
standard deviation). In interviews before and after
the intravenous administration of centrally active agents,
similar changes were observed. Agents with a predominant synchronization pattern on the EEG exhibited a
decrease in mean TTR and an increase in standard deviation of scores, while desynchronizing compounds
elicited greater variability in speech patterns (increase in
TTR mean) and a decrease in variability of consecutive
scores (decrease in standard deviation).
Other language measures studied included distressrelief quotients, self-reference, and alteration in tense
and person. It was suggested that these psycholinguistic
measures are potent techniques for the operational
analyses of physiological and psychological effects of
psychopharmacological agents.
Sociological Studies
In the course of these psychiatric programs, considerable
interest was engendered in the family organization to
which patients were returning. Also, the general problem of the relation of social factors to choice and results
of psychiatric treatment, and the speciﬁc problem of the
relation of these factors to the referral patterns, led to a
series of population studies. In one study, education,
age, place of birth, and score on the California F scale
were signiﬁcantly related to the type of therapy received
and the utilization of adjunctive hospital services. Thus,
patients who were older, poorly educated, had higher F
scores, and were foreign born, particularly those born
in Eastern Europe, were most likely to be referred for
electroshock. These relationships were independent of
diagnosis. Within the group of electroshock patients,
the time of referral for ECT was also related to these
factors.

In a second study, duration of hospitalization, discharge evaluation, and diagnosis were related to the
same social factors. For example, patients hospitalized
for the shortest period were oldest, had the least education, were most likely to have been foreign born, and had
the higher F scale scores. Younger, native-born, better
educated patients who had lower F scale scores were hospitalized the longest. These relationships held true
within treatment type and within diagnostic class. On
discharge, older patients had the most favorable ratings.
In ECT, patients rated as recovered or much improved
had the highest F scores, least education, and were most
likely to be foreign born. In another study of patient
refusal of ECT, similar relationships were observed.
These relationships are now under study in the Outpatient Department and in a trihospital comparative
study. This study is assessing the populations of three
hospitals, each of which has a prevailing patient population which differs from that of the other two. In each
of the three hospitals, all therapies are equally available
to all patients. The participating hospitals are the
Menninger Foundation Hospital, whose population is
primarily upper class and Protestant; the Massachusetts Mental Health Center, whose population is primarily lower class and Catholic; and the Hillside Hospital, whose population is predominantly middle class
and Jewish. It has been postulated that the relationships mentioned in the preceding paragraphs reﬂect the
inﬂuence of social background on psychological processes,
such as habitual patterns of communication and modes
of expression. The contribution of these factors to the
pattern of mental illness and to the patient-therapist
interaction are being investigated.
Plans for Future Work

Further growth and the direction of ensuing studies will
depend upon the results of the investigations described
here, as well as upon the growing institutional awareness
that research is as much an integral part of the hospital’s operation and budgets as are patient treatment
and staff training.

21

�Angler"
the
in
Com-Leaf Chewing
For many centuries, at least as far back as 1000 B.C.,
the inhabitants of the highlands in the Andean region
have been habituated to the consumption of the leaves
of Erythroxilon coca, a shrub growing in the Andean
mountainsides at an altitude between 1,500 and 6,000
feet above sea level. At present, the production of coca
leaves in Peru is estimated at 10 million kg. per year;
approximately 40,000 acres of cultivated land are used,
empIOying 25,000 workers (approximately 2 percent of
the population devoted to agricultural tasks).
The leaves of this shrub may be cropped on the second
or third life-year, and the plant continues to produce
for 20 years, yielding from three to six crops per year.
The leaves are dried in the sun for several hours and
then kept in cool, shadowed places until sold for human
consumption. Marketing is essentially free, being only
under the necessary controls for proper taxation and to
avoid illegal exportation. Coca leaves are sold all over
Peru, in any requested amount, from a few grams to
several th0usand kilograms. Human consumption of
the leaves, as such, is unrestricted. Industrial processing
for the production of cocaine is forbidden by law, although frequent disclosure of illegal factories and cocaine rings calls for improved. methods of ﬁscal control.
Coca leaves contain 0.60 to 1.80 percent of cocaine and
0.03 to 0.90 percent of ecgonine, according to calculations
from different laboratories and varying also with the
region and method of cultivation. Mention is also frequently made of the fact that coca leaves contain vitamin
B1 (6 to 8 mg. per kg), riboflavin (10 mg. per kg.) and
vitamin C (150 to 200 mg. per kg.).
The high content of cocaine in the coca leaves becomes
more meaningful if one realizes that the Peruvian people
consume an estimated 9 million kg. of coca leaves per
year, representing an average of 90,000 kg. of cocaine per
year. The legally approved medical requirements of all
the rest of the world amount only to 2,500 to 3,000 kg.
per year. (This does not include the legally approved
consumption in the United States. According to ofﬁcial
information from Peruvian sources, the Coca-Cola Co.
imports from Peru 140,000 kg. of coca leaves per year.
These coca leaves are decocainized and the decocainized
product is used in the manufacture of the Coca-Cola bevis
turned
obtained
cocaine
The
as
subproduct
a
erage.
over to the proper authorities for legally approved consumption, the surplus being incinerated. The United
States, thus, does not import or export cocaine.)
The 90,000 kg. of cocaine contained in the 9 million
kg. of coca leaves are consumed by approximately 2
million of the total 10 million inhabitants of Peru. These
22

million people represent 90 percent of all adult males
in the highlands, 20 percent of all adult women in the
highlands, and a large, but undetermined, percentage of
male children over 12 years of age in the highlands. Consumption of coca leaves at lower altitudes is exceptional.
The amount of coca leaf taken daily per individual
varies from 10 to 100 gm. The average adult man takes
approximately 30 gm. daily, but there are exceptional
chewers who will take as much as 200 to 300 gm. every
day. Although one speaks usually of “coca chewing,” the
act of consumption may not properly be called chewing,
at least in its complete process. The habitual chewer
usually takes a handful of coca leaves and carefully
cleans it from dirt, debris, and the main nerves of the
leaf. He puts the clean leaves into his mouth and chews
on them for 3 or 4 minutes until a bolus is well formed.
Then he takes the bolus in his ﬁngers and pricks it deeply
and repeatedly with a pointed stick which carries an
alkaline powder, to be described below. The bolus is
thereafter put back in the mouth and kept there, under
the cheek, without chewing, for about 1 or 2 hours, during
which the “chewer” sucks on it while he goes about
his business. Finally, the bolus is either discarded or
2

swallowed.
Usually, this process is repeated with 10 gm. of leaves
every 3 to 4 hours, with interruption of current activities
for about 45 minutes in order to prepare the bolus, in
what might be called a “coca break.” It is exceptional
to ﬁnd “chain chewing,” which brings up daily consumption to about 300 gm. per person.
The addition of an alkaline substance to the bolus is a
rather intriguing subject. The composition of this powder varies from region to region, ranging from plain quicklime to ground seashells or ashes of different plants. In
exceptional cases, chewers do not use the alkaline subshow
that
evidence
is
to
there
but
archeological
stance,
in one way or another it has been used for as long as coca

has been known to man.
One might speculate that this procedure increases
the yield of alkaloid in the mouth, but there is conﬂicting
evidence that this is a real fact. Gutierrez Noriega, one
of the authorities on this subject, claims that the yield
is increased by only 4 percent. Other explanations have
been offered—improvement of taste, breaking up of the
cellular membrane, etc.—but there is an obvious need
for further research in this direction.
*Prepared by Fernando Cabieses, Professor of Neurosurgery,
San Marcos University, Lima, Peru. Mailing address: Talara
655, Lima, Peru.

�It is generally accepted that cocaine is liberated in the

mouth, being extracted from the bolus. Actually, that
should not be a very difficult point to settle, but nonetheless different observers have reported very conflicting
data. The actual yield, which should result from subtracting the amount of cocaine in the discarded bolus
from the content of a similar amount of leaves, is difficult
to obtain because of the rather frequent spitting, the swallowing of part or all of the bolus, and the different
methods of titration. Published results vary from a
10- to a 90-percent yield. Also, whether the saliva contains free or bound alkaloid is not well known. At any
rate, some form of cocaine is swallowed and, again, not
much is known about its fate on reaching the stomach
and intestine. How much of it is destroyed or further
activated by the digestive juices is also in question. F urthermore, we have no information about how much is
absorbed into the bloodstream or about the behavior
of the gastric and intestinal mucosa exposed to bound
or free cocaine.
Cocaine absorbed into the bloodstream reaches the liver
through the portal system, but no one really knows much
about its metabolism at this level. There is some evidence
that liver tissue will detoxify cocaine in vitro, and this has
led to the thought that only a minimal amount of the
ingested alkaloid actually reaches the general circulation. Here, again, careful evaluation is needed, since
it seems that blood itself will partly destroy cocaine
added to it in vitro. And, to complicate matters further, the results of determinations of cocaine blood levels
in coca-leaf chewers are riddled with very difficult problems of interpretation, mainly because of the lack of appropriate methods of titration. Even if this information
were available, absolute ﬁgures on cocaine blood levels
would have but little meaning, owing to the lack of information on the level of neural toxicity of this substance.
How high a blood level of cocaine can be tolerated without nervous effects in a normal individual, in a cocaine
addict, and in a coca-leaf chewer is thus unknown.
In spite of all these important questions, it is quite
evident that some cocaine, or a cocainelike substance,
reaches the nervous system of the coca-leaf chewers. This
is easily concluded from clinical observation. Cocaine is
perhaps the best antifatigue substance known to man.
And it is a well proved fact that coca-leaf chewing is an
excellent means of combating fatigue, both in industrial
work and under experimental conditions.
The possible differences between the effects of parenterally or orally administered cocaine and those obtained
by chewing coca leaves, in normal as well as in habituated persons, and the action of cocaine and coca leaves
on different types of fatigue remain to be experimentally
evaluated.
Cocaine decreases hunger sensation, admittedly
through its central action. And this is also a very well
known effect of chewing coca leaves, brought about

either through a similar mechanism or, as commonly
assumed, through local anesthetic action on the digestive
tract. Whatever the mechanism is, coca-leaf chewing
kills hunger. And this effect has an obvious social implication. It is said, on the one hand, that because of
this action coca chewing leads to malnutrition. Other
groups of sociologists claim the opposite; that malnutrition leads to coca chewing. And a third factor is brought
into play when one is reminded that the coca leaves contain a fair amount of certain vitamins which are ordinarily lacking in other constituents of the usual diet of
the dwellers of the high Andes. A pharmacological
problem thus becomes a problem of socioeconomics and
of social anthropology. Malnutrition, poverty, low culture, and coca chewing all go together, and at times it
becomes almost impossible to disentangle one from the
other.
And if to this mixture we add high altitude, the problem becomes more and more intriguing and complicated.
One cannot but wonder why, if the coca tree is only
cultivated at altitudes lower than 6,000 feet, the habit
of chewing coca leaves is found mainly above that level.
Very few communities in the coastal area show the habit,
which is mainly concentrated in the high altitudes.
Futhermore, the habit of chewing coca leaves, a habit
carried on continuously for many years, is usually abandoned when the individual is permanently transferred to
lower geographical levels. And one cannot dismiss the
frequent claims of travelers and of cultured dwellers of
the highlands regarding the beneﬁcial effects of coca
tea or coca chewing against the acute symptoms of mountain sickness. Unfortunately, no experimental evaluation
has been made of these observations, which have been
subject to much literary discussion in years past. It is
true, of course, that high altitude is only one of the factors of a very complicated problem seen through the
narrow light of an off—habit, on-habit proposition. But
only a careful experimental approach will tell us what
the real importance of this factor is, especially in the
presence of a drug with as many unpredictable pharmacological actions as cocaine.
It is commonly accepted that cocaine has a deleterious
effect on the central nervous system when taken chronically. And it is only logical that this concept has been
used in the interpretation of the mental functions of the
coca-leaf chewers. This assumption, however, may not
be entirely justiﬁed, since most of the alleged “facts”
lack experimental veriﬁcation. The so-called effects of
chronic consumption of coca leaves are always related
to the other factors of the socioeconomic complex sur‘
rounding the coca habit; poverty, malnutrition, low culture, poor educational facilities, high altitude, etc. And
although coca may be an important determining cause,
the alleged low mental output of the Andean dweller
should not be blamed only on this factor, as it frequently
is. The appraisal of chronic coca-leaf consumption com23

�pletely separated from its socioeconomic constellation is,
however, very difﬁcult to achieve.
The acute action of coca-leaf chewing on mental
processes also lacks sound and thorough experimental
evaluation. A few experiments suggest that the effects
are quite different in habituated and nonhabituated individuals, as would logically be expected. The extent and
mechanism of these differences remain to be determined.
There is also some indication that muscular activity
during the process of coca chewing basically alters its
mental effects. It is said that if the individual is resting, daydreaming and pseudohallucinations ensue, but
that these mental effects can be prevented by physical
activity. These observations need further experimental
study, but this type of psychopharmacological study
would meet with great obstacles in the markedly introvert personality of the Peruvian Indian, his resistance
to participation in experimental studies of this type, the
frequent language difﬁculties, and the lack of basic
psychological and social anthropological studies in the
Andean milieu.
It is thus evident that there are many questions to be
answered concerning the pharmacology of coca leaves
and the socioanthropological aspects of this widespread
habit. Differences between the chronic or acute effects
of parenterally administered cocaine (a subject on which
much remains to be settled) and the chronic or acute
effects of coca-leaf chewing should be investigated. The

24

former leads to a rather well known condition: cocainism,
i.e., addiction to cocaine. The latter leads to a habit,
cocaism, which apparently does not follow the same psychopharmacological pattern, since a simple change in
socioeconomic status or a change in geographical milieu
leads to its spontaneous discontinuance; there is not a
clear tendency to increase the dosage, as there is in cocainism, nor are there any evident withdrawal symptoms.
Are these differences due only to the route of administration of cocaine? One certainly can provoke a
clear syndrome of cocaine addiction in experimental animals (dogs, monkeys) by chronically administering cocaine by the parenteral route. But so far it has not been
possible to obtain similar results by oral administration of
this drug.
Research Opportunities

There are many stimulating areas for research on cocaleaf chewing. Facilities for research in this ﬁeld are potentially available at the Brain Research Center of the
Armed Forces of Peru, of which I am director, and at the
American Hospital in Lima, which has a good neurological and neurosurgical service. Investigators who wish
to explore the possibility of conducting research related to
coca-leaf chewing, or who wish to obtain further information, are invited to write to me at the following address:
Dr. Fernando Cabieses, Talara 655, Lima, Peru.

�Publications
Tranquilizing and Anti-Depressant Drugs. Veterans
Administration Department of Medicine and Surgery
Medical Bulletin MB—6, September 12, 1960. Washington, D.C.: U.S. Government Printing Ofﬁce. This 19page bulletin is by Eugene M. Caffey, Jr., Leo E. Hollister, Alex D. Pokomy, and Jesse L. Bennett, all of
whom are members of the Executive Committee of the
Veterans Administration Cooperative Chemotherapy
Studies in Psychiatry. It presents a general summary of
current practices in the use of tranquilizers and antidepressives in psychiatry and in nonpsychiatn'c practice,
and includes tabulations of generic names, trade names,
and range of total daily dosage of drugs for outpatients
and for hospitalized patients. The price of the publication is $0.15. Copies should be ordered from the Superintendent of Documents, U.S. Government Printing
Ofﬁce, Washington 25, DC.
Agressologie, an International Review of Physio-Biology
and Pharmacology Applied to the Eﬁ‘ects of Agression,
is a recently established journal that should be of interest to psychopharmacologists. In the preface to the ﬁrst
issue, the title of the journal is explained: The commonly
understood meaning of the word aggression is applied to
the action of agents which harm the living organism by
attacking it abruptly (from the outside or from the inside), including cold, heat, lack of air, surgery, disease,

poisoning, and other causes of physiobiological disequilibrium which results in “more or less profound and
lasting disturbances” in cellular metabolism. The purpose of the journal is to synthesize and integrate contributions which many basic disciplines are making to the
study of the effects of “aggression” as previously deﬁned,
and to the prevention and treatment of such effects.
The journal is being published and edited by Henri
Laborit, of the H6pital Boucicaut, 78 rue de la Convention, Paris 15, France, and P. Huguenard, of the Hopital
de Vaugirard, Paris 15, France.

Metabolism of, and Analytical Methods for, Phenothiazine Derivatives Used in Psychopharmacology; A Selected Annotated Reference List, compiled by the Scientiﬁc Information Unit of the Psychopharmacology Service Center. This list of approximately 65 references is
made up primarily of articles concerned with analytical
methods for the detection of phenothiazine derivatives
used in psychopharrnacology, together with a few more
general articles on the metabolism of these agents. The
annotations are factual summaries of the articles, and
are not evaluative or critical. The list is arranged chronologically. Copies may be obtained by writing to: Dr.
Lorraine Bouthilet, Head, Scientiﬁc Information Unit,
Psychopharmacology Service Center, National Institute
of Mental Health, Bethesda 14, Md.

25
U. S. GOVERNMENT PRINTING OFFICE: 1961

0-

580375

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                    <text>$57”
4’13

/?é,/~(22
‘

may

JUN

HILLSIDE HOSPITAL

Glen Oaks

New

21

1961

York

June 12, 1961
MEMORANDUM

Victor Leventritt, Chairman, Medical Affairs Committee

TO

k

Mr. M.

FROM

:

Maurice Bachrach, Administrator

WWW”
SUBJECT:

Proposed Research Request Budget for

July'l,

1961

to June 30, 1962

income
and
the
of
proposed
expenses
Attached hereto is a presentation
been
has
carefully
Each
1961/62.
request
departmental
research
for
for
each
schedule
for
There
a
is
Robbins
well
myself.
as
reviewed by Dr.
as
Research Department. After the expenses are given for each department,
we have Shown applicable and potential income from various sources that
each
of
end
At
departmental
the
each
department.
for
have been designated
This
the
is
"net
deficit".
shown
the
have
department's
we
schedule,
income
that
for
designated
less
the
for
department,
expenditure
total

department.

will find the entire deficit picture which gives the
from
various
income
estimated
each
the
of
departments,
for
net deficit
research
the
total
to
which
Trustees
applicable
are
the
than
sources other
The
research
net
departments".
all
and
research
"net
deficit,
program
actual
$53,250;
our
at
was
projected
the
for
present
year
deficit
Budget
Research
1961/62
Request
The
$58,12h.
estimated
at
expenditure is
from
this
$h,250
of
decrease
net
$h9,000,
of
a
net
deficit
a
projects
actual
from
this
year‘s
decrease
and
$9,12h
a
Budget
year's Request
On

page h you

experience.

�-2-

June 12, 1961
HILLSIDE 1109131111,

M
wwnwm‘m
001. I
Col. II
- 1961/62

TENTATIVE REQEARCH BUDGET

1960/51
Budget

I.

001. III
1951752"

1950731

Request
Budget

Experience

est.)

(2 mos.

001. IV
Overage
001

III

over 001.

RE§EARCH IN EXPERIMENTAL
PSYCHIATRY

EXPEN§ES:

l2
3

.
.

.

1 .

Director

.

7 .
8 .
9 .

1o.
11.
12.
13.
11.
19.
16.
17.
18.
19.
20.
21.
22.

1,500
3,100
3,100

3,113
2,163

600

600

600

3,311
11,011

2,817
10,126

25,000
17,000

3r. Assoc. Exper. Psychology 13,000

10,920
7,500

13,000
10,667
7,500

9,500
8,500
1,110

9,500
8,597
1,105

2,172
3,360
2,890

2,251
3,127
2,356

Assoc. in Psychiatry
v

-

n

n

Assoc. EXPer- Psychology
6 . ‘Asst. Exper. Psychology

S

25,000
17,500
9,000
11,000
13,331
8,100
7,218
10,000
1,120
1,800
3,600
2,185
3,192
2,710
1,500
3,000
3,600
3,000

25,000
16,116

u

n

(NEW)

11

Assoc. in Social Psychology
Assoc. Exper. Psychology
E.E.G. Technician, Sr.
E.E.G. Technician Jr. (NEW)
Psycholinguistic Technician

Secretary
Clerk Typist
Technical Ass't.

Equipment

Travel
supplies

(office

(NEW)
&amp;

Medical)

Director's Professional

Expenses
Training Expenses

gocial security

Overhead

&amp;

Blue Cross

Research in
enses115351%§%151'9§23515177'7“'

Total

-

-

-

-

-

—

251

1,838
3,500
11,010

-

1,081
9,000
1,000
2,111

(A)
(B)

(0)

(B)
600 (C
7,218 (E)

500 (F)

(7,080)(G)
390 (c)
3,600 (H)

313 (C)
132 (C)

(150)
1,500 (I)
(1,500)
200

(100)

1,838 (J)
186

2,999

'

129,923

licable &amp; Potential Income
Researcﬁ in ExperimenEEI Psychiatry

122,839

7

159,797

29,871

A

23.'ﬁ?§7”565113 ﬁSEIEE‘EEFFTEE“"‘72,101
21. Drugs
25. Nassau County
26. Potential Income

Total Applicable
PotentiEI Income

-

3,120
11,102

&amp;

Net Deficit, Research in
EggerimenEEI PsycHIatry

78,000
1,800

-

111,708
5,089

-

.

12,307 (K)
5,089 (L)
(3,120)(M)
(11,102)(N)

89,923

82,800

119,797

29,871

10,000

10,039

10,000

0

I

�Memorandum

re: preposed Research Budget

June 12, 1961

ans-u.

II.

RESEARCH IN BIOCHEMISTRY

001.

EXPEN‘EES:

I

1960/61
Budget
27.
28.
29.
30.
31.
32.
33.
3h.
.35 .
36.
3?.
38.
39.
80.

Director
3r. Biochemist

3r. Biochemist
Biochemist
Biochemist
Jr. Biochemist
Jr. Biochemist

13,500
8,786

8,hlh

5,000
21, 500

8,168
h,000
gecretary (%)
1,680
Diener
1, 250
Laboratory Equipment
2,000
§upplies
7,000
Travel
1,000
3ocial Security &amp; Blue Cross 2,h80
Overhead
2,h75

Col. II
I96076I
Experience
(2 mos.

13,500
8,783
8,820
5,000
21,170

8,131;

3,972
1,692
1, 250
1,677
7,89h
1,000
1,776
h,2Bh

est.)

001.

III

I96I752
Request
Budget

13,500
9,883
1,816
5,300
8,600
8,868
h,h00
1,7h8

Col. IV
Everage
Col

III

over 001. I
697 (0)

(6,998)
300
100
308
800
68

(o)
(0)
(0)

5,800
6,200
1,000
2,000
3,200

3,800

(Q)

300

(950)

(800)
725

66,289

67,152

63,815

(2,83h)

Applicable &amp; Potential Income
Research in Biocﬁemist
MET—‘41::
13"".9.
Hea th service
ET
82. Potential Income

18,162
26,087

111,317

-

37,900
6,515

19,738

hh,2h9

h1,317

hh,815

22,000

25,835

19,000

7,000

2,066
1,000
3,000

PatentiaI

(19,572)

&amp;

Woe
Income

h3. Net Deficit- Research in

ems ry

III.

166

(3,000)(R)

MEDICAL DEPARTMENT RESEARCH

EXPENQEE:

88.
85.
86.
87.
88.

1:9.

Research Assoc in Medicine
Research Associate
Nurse-Technician

supplies
Travel &amp; Publications
3ocial 3ecurity &amp; Blue Cross

w

-

3,000

900
800

1160

-

h,000
3,108

(7,000)
8,000
108
100

139

1,000

245

I425

(200)
(35)

6,250

8,733

(3,027)

-

200

Total Expenses - Medical Dept

Research

(0)

(h80)

Total E enses - Research in
Biocﬁemlstry

Total Applicable

(O)

11,760

�Memorandum

-h-

re: proposed Research Budget
£31. I
1960/61
Budget

Applicable

,0.

&amp;

Potential

Income

June 12, 1961

Col.

II

I95575I"
Experience
(2 mos.

Est.)

Col.

III

I§5I752
Request
Budget

Col. IV
Overage

III

Col

over 001.

1,510
5,000

u,000

8,733

h,223
(5,000)

_2,510

h,000

8,733

(777)

2,250

2,250

-

Net Deficits Forwarded
§E§earc 1n
. syc iatry
Research in Biochemistry
Medical Dept. Research

h0,000
22,000
2,250

h0,039
25,835
2,250

h0,000
19,000

-

(3,000)
(2,250)

Total Deficits

6h,250

68,12h

59,000

(5,250)

1,000
2,000

1,000
2,000

1,000
1,000

8,000

7,000

8,000

10,000

10,000

(1,000)

58912::

Egauw

(E: 250)

51.

1c
Potential Income
. .

Total Applicable

PotentIaI Income

.ervzce

-

&amp;

52. Net Deficit Medical.
Dept. ﬁesearcﬁ

Unrestricted Research Income

Henry Kaﬁfmann MemoriaI Funa
scheuer Research Fund

Contributions - Other than
Trustees

Total Unrestricted Research Income 11,000
NET RESEARCH

-

I

DEFICIT;

III‘DEEERTMENT§"‘“‘

53, 250

(2,2SO)(31,_

-

-

(1,000)

-

_

�-Memorandum

- -

re: proposed Research Budget

ane

1

1961

BUDGET COMMENTS

I.

RESEARCH IN EXPERIMENTAL PQYCHEgTRY

EXPENSEB:

projects total expenditures of $159,797, an increase of
$29,87h over the approved budget for 1960/61. This increase is made up of the
The Request Budget

following items:
Note A:

Line 2-Associate in Psychiatry (Dr. Donald Klein)--Increase-----------—-—--$l,08h
This increase represents tﬁo factors:
a. Annual increment of $500 as of July 1, 1961 in accordance
with stated increment plan.
b. Salary adjustment made during the year in order to accurately

reflect

Dr.

Klein's actual qualifications and experience.

Note B:

Zine §--Associate in Psychiatry (Dr. John Kramer)--Increase—---------------$9,000
During the current budget year Dr. Kramer divided his time
between the research and clinical programs, being in charge
of the Electro Shock Therapy services on the clinical side.
He received part of his remuneration from the Operating
Budget and the remainder of his salary was made up by a
United 3tates Public Health Service Fellowship. His
Fellowship terminates geptember, 1961 so that $9,000 of his
total salary of $13,826 should be charged to the Research
Budget.
Note C:

Line 5-- Senior Associate in Experimental Ps hole

---------------------------

ncrease---~---------—-—-$1,000

Line 6--Assistant in Experimental Psychology (Eric Karp)—-Increase --------- $ 600
Line 10--EEG Technician Senior

....................

Increase

.................

$

390

£§§§_}2--PS cholinguistic Technician -------------- Increase ----------------- $

313

Line 13--‘Secretary-------------------------------- Increase----------—------$ 132
These repreEEnt regular increments for these positions.
Note

D:

fine 5--Associate in Experimental Psycholo (Dr. Ira Belmont)--Increase---$2,hlh
This increase represents two factors: Full year
employment for 1961/62 against part year employment
for 1960/61; increment from $12,500 to $13,500 as
of September 1, 1961.

�"Memorandum

-6-

re: prOposed Research

Note E:
Line 7--Assistant

Budget

June 12, 1961

erimental Psychology (NEW)--increase --------------- $7,2h8
personne? itEm grows out of two related factors

in

E

This new
in the program.
1. The volume of work in Experimental Psychology during
the current year has risen to a point where it places
a great strain on the two incumbents. In order to
complete the number of psychological tests and
experiments essential to the program it is necessary
to add personnel able to do this work. This however
would not require a full time worker.
2. This factor is related to the information given below in
Line 11 which states that we have made a definite policy
decision to make encephalographic studies of every
patient admitted to the Hoapital instead of a selected
sample of patients. This program of encephalography
for each patient necessitates a corresponding increase

in the number of associated psychological tests which
are made concurrently with each encephalograph in order
to complete the picture which we are seeking.

These two added work loads

qualified psychologist.

will

amply use the

full

time of a

Note F:

$
500
Kelman)----increase
(Dr.
8--Associate
-----------in roial Psycholo
Line
or y the fact that the
e 1 erence is accoun e
new incumbent has higher qualifications than the
present incumbent.

Note G:
Lin' e §--Associate in
ppo n ment en 3

erimental Psycholo

ugus

,

.

w

(Dr. Karl Anderman)-decrease--$7,080

Note H:

fine IluEEG Technician Junior (NEW) -------------- increase ----------------- $3,600
The purpose of this new position is to enable the department to
make complete encephalographic and associated psychological
examinations of every admitted patient.
At the present time we are making encephalograph studies on only
a portion of the population related to our drug investigations.
much
found
have
we
a
however,
these
of
studies,
In the course
been
have
we
than
abnormal
of
encephalograms
incidence
higher

It has

therefore
been decided that it would be valuable and informative to make
of
instead
each
on
patient
study
encephalographic
a full
selected patients in order to learn whether this high incidence
of abnormal encephalograms will hold for the total patient
population.
In order to achieve this, it is necessary to add this position
in
to
referred
services
additional
psychological
the
well
as
as
led to expect for our patient population.

Line

7

above.

�“memorandum

-7-

Note

re: proposed Research

Budget

June 12, 1961

I:

fine IS--Teohnical Assistant (NEW) ---------------- increase ----------------- $h,500
This positioﬁ‘is Being added in order to relieve higher paid
professionals, psychiatrists and psychologists from statistical
work and to provide a coordinating function in the department
in the development of more efficient methods. This will give
the top professionals more time and opportunity for the use
of their higher skills.
Note J:
Eine 50~~Training Expenses ------------------------ increase ----------------- $h,838

Cost for didactic psychoanalysis, special courses, etc., for
Dr. Donald Klein (Line 2 of budget); this expenditure is
covered in full by United gtates Public Health Service‘Grant.

Note K:

line

Income------ ------------~--~--a_~--increase—-------—--------$h2,307
Represents approximately $16,000 of additional funds for a con—
tinuation grant from the United States Public Health
3ervice and $26,000 from the same source for a Career
Investigation Grant to cover Lines 2 and 20 of the budget.
23--USEHS

Note L:

fine 25--Drugs ------------------------------------increase ----------------- $ 5,089
This {tam is for psychotropic drugs which the Hospital
receives free of charge due to our extensive research
studies. The cost of these drugs which the Hospital
would normally purchase are charged to the Operating
Budget and credited to the Experimental Psychiatry
.

Budget.

Note

M:

Line 2S—-Nassau County---------------------------- decrease----------------- $ 3,120
Research projects supported by Nassau County have been
completed and not renewed.
Note N:

Line 26--Potential Income ------------------------- decrease ----------------- $1h,h02
For I96I752 there are no pending grants or any other sources of
potential income to be noted.

II.

REiEARCH IN BIOCHEMISTRY

EXPENSES:

Note 0:

EIﬁes 58 and 30 through 3h------------------------ increase ----------------- $1,869
AII these increases totalling $1,869 are in accordance with the

stated increment policy of the Hospital.

the
Line

P:

29--§enior Biochemist------------------------decrease ----------------- $6,998

Kppointment ends August 31, 1961

�{Memorandum

-8-

Note

re: prOposed Researdh Budget

June 12, 1961

Q:

ITEE‘36--Laboratory Equipment ------------------ ---increase ----------------- $3, 800
This expenditure is Toor one item of equipment covered
Uhited States PUblic Health Service
in full by
Grant.

a

Note R:
TEEE-E3--Net

Deficit: Research in Biochemist ----decrease --------- - ------- $3,000
The decrease shown is the difference between the current year's
budget and the budget for 1961/62. It should be noted
that there is a decrease of $6,835 from our actual experience

III.

MEDICAL RESEARCH

Note 3:

Line §§--Net Deficit: Medical De
Research-~decrease ---------------- $2,250
ent
¥or
E?
accountéd
This decrease is
the fact that Dr. Arnold
Blumberg's full salary is carried in the Operating Budget
as Hospital Internist and Employee Physician. All other
expenses of this project are covered by a Federal Grant.

�Memorandum
OFFICE 01" 113E

Frm

The

Mlmm
June 30, 1961

Dr. Fink

To:

1961-62 Mdget

Re:

is

etateunt of the budget allowance for your
departnnt for 1961—62; this is sent to you for your guidance
The

attached

a

during the coming year.

If

you have any queationa whatsoever, please feel free to see me
about this femlation;
I do not hear
you I will assure
that all of the figures and procedures are accepted by you.

1133130

Mel.

if

Ira

�”7;” a
Q

ray—o“

meE
1961-62

WEARCH IN

WTAL

Salaries and
Director
Assoc.
"

nses

"

Sr. Assoc. Exper. Psycholoy
Assoc. Exper. Psycholoy
Asst. Exper. Psycholog
I
(new)
I
Assoc. in Social Psychology
Assoc. Exper. Psycholog

'

E.E.G. Technician, Sr.
15.3.0. Technician Jr. (new)

Psycholinguistic Technician
Secretary
Clerk Typist

1961-62
Reguest

(Kramer)

25,000.
17,500.
9,000.

25,000.
17,500.
9,000.

(Belmont)
(Karp)

13,33h.
8,100.

(Fink)
(Klein)

(Pollock)
"’

(Kellen)
(Andersen)

(Hosquera)

(Kolo

(Podrid

Director's Professional Expenses
Training Expenses
Social Security &amp; Blue Cross
Overhead

Research in
Total
nses
ZﬁﬁeriggnEEE

Egichiatii
Potential Income

licable &amp;
Research in EggngESEtal Pszghiatgz
3. Public Health Service

Drugs
Hess au County
Potential Income

Total

tent

Net

licable

Deficit Research in

ﬁrﬁntg

111,000.

114,000.

7,2148.

7:2h80

Psichiat'i

1

r

,Afyc ﬂy}.

‘3

..

jar

~M"
Deferred*

13, 33h.
8,100.

10,000.

10,000.

h,800.
3,600.
2, h85.
3,h92.

h,800.
3,600.
2,h85.
3,192.
2,710.

1,1120.

2,7110.
11,500.

1,1120.

11,500.

3,000.
3,600.
3,000.
600.

3,000.
3,600.
3,000.
600.
h,838.
3.500.
1h,0h0.

3.500.
1h,oho.

159.797.

159,797.

11h,708.

11h,708.

119.797.

119.797.

,

240,000.

110,000.

.

5,0890

&amp;

ncome

"?

\

Approved
1961-62
Budget

Technical Ass't (new)
Equipnent (office &amp; medical)
Travel
Supplies

U.

BUDGET

\\\

{Lu

[7/1,

PSICHIATRI

in" Psychiatry

A

HOSPITAL

/'

:1

11,838.

5,0890

cc: Dr. Fink
Dr. Robbins
Acctg. Dep .
*These items requested may be restored to the budget during 1961-62
additional funds become available.

if

�Duﬂelmh C1707

9L“!

v714x14

C

5.

/£j&gt;ur5r‘pf

~

"‘50 zaﬁ/
"‘.’U.'&gt;V'“
,I‘

June 12, 1961

HILLSIDE HOSPETAL
TENTATIVE REsEARCH BUDGET

Col.

I.

I

- 1961/62

C01. II
1960761

1960/61
Budget

Experience
(2 mos.

est.

Col. III
195I75§*
Request
Budget

)

Col. IV

Overage

7001

III

over Col.

I

RESEARCH IN EXPERDMENTAL
PSYCHIATRY

EXPENgES:

1 .
2 .

Director
Assoc. in Psychiatry

25,000
16,116

25,000
17,000

1 .

9r. Assoc. Exper. Psychology 13,000
7,500

13,000
10,667
7,500

9,500
8,500
1,110

9,500
8,597
1,105

n

.

3

5 .
6 .

7 .
8 .

u

Assoc. Exper. Psychology
“Asst. Exper. Psychology
"

(NEW)

Assoc. in aocial Psychology
Assoc. Exper. Psychology
1.13.0. Technician, Sr.
E.E.G. Technician Jr. (NEW)
Psycholinguistic Technician

9 .

10.
11.
12.
13.

9ecretary
Clerk Typist

'.
15.

Technical Ass't.

16.
17.
18.
19.

Equipment

Travel
supplies

(office

-

&amp;

Medical)

enses- Research in
Ezgerzmeniéz Psychiagry

licable

&amp;

Potential

2'3.
21. Drugs
25. Nassau County
26. Potential Income

Total Applicable

FofenEIaI Income

PS 0

rvice

3,113
2,163
600

600

-

1, 500
3,100
3,100

251

-

-

1,838
3,500
11,010

2,817
10,126

.

1,081
9,000
1,000
2,111

(0)

(D)
600 (C)
7,2118 (E)

500 (F)

(7,080)(G)
390 (c)
3,600 (H)
313 (C)
132 (C)

(150)

1,500 (I)
(1,500)
200

(100)

1,838 (J)
186

2,999

129,923

atry

72,101

-

122,839

78,000
1,800

-

159,797

111,708
5,089

29,871

12,307 (K)
5,089 (L)
(3,120)(M)
(11,102)(N)

-

-

89,923

82,800

119,797

29,871

10,000

10,039

10,000

0

3,120
11,102

&amp;

Net Deficit, Research in
EggsrimenfEI Psychiatry

(A)
(B)

'

“Fawn

.n
erimen
esearc
U:.:S:.::m%c§

Income

7,2113

10,000
1,120
1,800
3,600
2,185
3,192
2,710
1,500
3,000
3,600
3,000

2,251
3,127
2,356

600
Expenses
Training Expenses
30cia1 Security &amp; Blue Cross 3, 311
Overhead
11,011

Total

-

2,172
3,360
2,890

-

(NEW)

Director's Professional

20.
21.
22.

An

10 920

25,000
17,500
9,000
11,000
13,331
8,100

‘

�WWW
Memorandum

~S-

re: proposed Research

Budget

June 12, 1961

BUDGET COMMENTS

I.

RESEARCH IN EXPERIMENTAL PQYCHIATRY

EXPENSEB:

projects total expenditures of $159,797, an increase of
$29,87h over the approved budget for 1960/61. This increase is made up of the
The Request Budget

following items:
Note A:

Line 2-Assgciate in Psychiatry (Dr. Donald Klein)--Increase-~~---—---—-~---$l,08b
This‘fhcrease represen s we ac ors:
a. Annual increment of $500 as of July 1, 1961 in accordance
with stated increment plan.
b. Salary adjustment made during the year in order to accurately

reflect

Dr.

Klein's actual qualifications and experience,

Note B:

tine §--Associate in Psychiatry

(Dr. John Kramer)~-Increase----------------$9,000
During the current budget year Dr. Kramer divided his time
between the research and clinical programs, being in charge
of the Electra Shock Therapy services on the clinical side.
He received part of his remuneration from the Operating
Budget and the remainder of his salary was made up by a
Uhited States Public Health Service Fellowship. His
Fellowship terminates September, 1961 so that $9,000 of his
total salary of $13,826 should be charged to the Research
Budget.

Note 0:

Line ﬁ~~§enior Associate in Experimgital Psycholo
Drtéﬂax PoIIaCE--—-------------------—-::— ncrease ----------------- $1,000
Line 6--As§istant in;§§perimental Psychology (Eric Karp)--Increase
600
$
---------

Line lO--EEG Technician Senior-------------------- Increase ----------------- $ 390

Line 12--Psycholinguistic Technician -------------- Increase ----------------- $ 313

Eine 13--Secretagy -------------------------------- Increase--------~------~-$ 132
These repres§nt regular increments for these positions.
Note

D:

fine §--Associate in Experimental Psychology (Dr. Ira Belmont)--Increase---$2,hlh
This increase represents two factors: Full ytar
employment for 1961/62 against part year employment
for 1960/61; increment from $12,500 to $13,500 as
of 3eptember

l,

1961.

�Memorandum

-6-

re: proposed ?esearch

Budget

June 12, 1961
Un-

Note E:
Line 7--Assistant

erimental Psychology (NEw)--increase--------------- $7,2h8
personne§ item grows out of two related factors

in

E

This new
in the program.
1. The volume of work in Experimental Psychology during
the current year has risen to a point where it places
a great strain on the two incumbents. In order to
complete the number of psychological tests and
experiments essential to the program it is necessary
to add personnel able to do this work. This however
would not require a full time worker.
2. This factor is related to the information given below in
Line 11 which states that we have made a definite policy
decision to make encephalographic studies of every
patient admitted to the Hospital instead of a selected
sample of patients. This program of encephalography
for each patient necessitates a corresponding increase

in the number of associated psychological tests which
are made concurrently with each encephalograph in order
to complete the picture which we are seeking.

These two added work loads

qualified psychologist.

Note F:

will

Line 8-~Associate in gocial Psycholc
The difference is
new incumbent has

present incumbent.

amply use the

(Dr.

full

time of a

Kelman)----increase--------~---$
at the
iac

accounts or y e
higher qualifications than the

500

Note G:

fine §--Associate in §%perimental Psychology (Dr. Karl Andermagl—decrease--$7,080
Kppointment en s ugus
, /a .

the

H:
Line I1--EEG Technician Junior (NEW) -------------- increase ----------------- $3,600
The purpose of this new position is to enable the department to
make complete encephalographic and associated psychological

examinations of every admitted patient.

At the present time we are making encephalograph studies on only
a portion of the population related to our drug investigations.
In the course of these studies, however, we have found a much
higher incidence of abnormal encephalograms than we have been

led to expect for our patient population. It has therefore
been decided that it would be valuable and informative to make
a full encephalographic study on each patient instead of
selected patients in order to learn whether this high incidence
of abnormal encephalograms will hold for the total patient
population.

In order to achieve this, it is necessary to add this position
as well as the additional psychological services referred to in
Line

7

above.

�Memorandum

-7-

Note

re: proposed Research

Budget

June 12, 1961

I:

EEEE'I§--Technical Assistant (NEW) ---------------- increase ----------------- $h,500
This position is Being added in order to relieve higher paid

professionals, psychiatrists and psychologists from statistical
work and to provide a coordinating function in the department
in the development of more efficient methods. This will give
the top professionals more time and opportunity for the use
of their higher skills.

Note

J:

Tine 20--Training Expenses ------------------------- increase ----------------- $b,838
Cost for aiHEE'icfEEychoanalysis, special courses, etc., for
Dr. Donald Klein (Line 2 of budget); this expenditure is
covered in full by United §tates Fublic Health Service‘Grant.
Note K:

Line 23"‘USH‘I9 In00me-----n-m-'~~—--——---ou—-~-.._..-a-increase—-—---—-—--------$b2,30'?
Represents approximately $16,000 of additional funds for a continuation grant from the united States Public Health
3ervice and $26,000 from the same source for a Career
Investigation Grant to cover Lines 2 and 20 of the budget.
Note L:
Line §E--Drugs ------------------------------------ increase ----------------- 3 5,089
This item is for psychotropic drugs which the Hospital
receives free of charge due to our extensive research
studies. The cost of these drugs which the Hospital
would normally purchase are charged to the Operating
Budget and credited to the Experimental Psychiatry

Budget.

Note M:

Line §S--Nassau County---------------------------- decrease----------------- $ 3,120
Research projects supported by Nassau County have been
completed and not renewed.
Note N:

Line 26-—Potential Income ------------------------- decrease ----------------- $lh,h02
For I95I752 there are no pending grants or any other sources of
potential income to be noted.

�T’Heﬁo

ﬁranluh desk of

'L.ING.BE
‘

L

Jun 21, 1961

to: Dr. Fink:
of June 30, 1961, the
changes you requested will be
reflected in your net expenses.
As

will

net expenditure
of h0,000. at that time.

we

114%

show a

M

”(M

(L/ao/o/

6’35?

�Pg. 1

To:

I

Dr. Fink

Director, Research in Experimental Psychiatry

Fran:

Accounting Dept.

Re:

Report of Expenditures
1 60

-

H

31 1961

HOSPITAL 50331012110

”Lac

Fink
Siege],

Secretary

Podrid

Salaries 0

uses :

Assoc. in Social Psychology
Psycholinguistic Technician

maize}!

Kolodny

Medical Equipment

113.

Expense Account

Total Expenses
1333:

Income from Nassau County
'
Donat i on of Psych 0 room Dru g s

Net Expenses

cc: Mr. Bachrach

t

3,120.
2,172.
2,890.

1,500,

Office Equipment
Travel
Supplies
Social Security &amp; Blue Cross

Director's

25,000.

to Hospital
.

23,753'
$33.?-

:1
12, 3 .
18%.

ES.

3’1“».
3 , hog.
920.
600.

1,0 .
2 38 .

143,120,

37,109-

3,120.

3:35;9 .

{5%.
7

'

W,
0.

ho,ooo,

31,859.

�.1

Dr. Fink

Pg.

Director, Research in hcperhnental Psychiatry
GRANT

2

141-2715

1/1/61 to 12/31/61 Grant. approved for $65,886.
1/1/61 to 12/31/61 Supplemental Grant
16 2 0 .
approved for

with:

Amount

hl,058.*

1960.61
to
applicable

hperience

1960-61
Budget

.

To Date

,.

Grant. Balance 6/30/60

32,1105.

311,599-

Additions:
Amount applicable to 1960-61

1431053 -*

bl 053.

Starting Balance

Salaries

&amp;

ese

nses:
ssoc. n sychiatry

Sr. Assoc. in Exp. Psychology
Assoc. in Em. Psychology
Asst. in Exp. Psychology

Assoc.

in

73,u63.

Additions

&amp;

Exp. Psychology

Psycholinguistic Technician
E.E.G. Technician

Secretary
Secretary

16 ,h16.~- \

Klein
Pollock
(Gittehnan

675.

6’8?”
’ 9’

8,500.

7 ’ 890.

291.

luhlo.

3,360. mm»...

RM
V

.

h 028
9,8112.
" ’
7'93:

106.

'

Sspplies

2:5“).

Medical Equipment

Office Equipmnt

Social Security

9

.

7.500.

(Andermann
Kolodny
Mosquera

Castalano

’

10,920.-~r

(Krauthamer

%

15 583
6,1914.’

7,333.

(Belmont
Karp

v-1...

75 , 797 .

8:

Overhead

382.

1,928.

Blue Cross

9,681»

"

1-1519‘

,1 729.
3’ 259

1:100.

“Iravel

”933'

Total Expenses

Unexpended Balance

530'

-

is 3!“an

cc: Hr. Bachrach

"

Em

66,085.

9,672.

if)?

w,

a

5,

X“

I

3

41.3

6

7

3"?

�Pg. 1

W

m
Director, Research in Ehperimsntsl Psychiatry

To:

Dr.

From:

Accounting Dept.

Re:

Report of Menditures

J1EE}. HQ] .. 5323 39 mm

HOSPITAL SUBSDIZED RESEARCH

Experience
To Date

1961-62
Budget

SALARIES

Fink

Kramr

2%

6’25°

Equipment

Travel
supplies
3. S. &amp; Blue Cross
Director‘s Expert“ Accmmt

TOTAL EXPENSES

IESS

Donation of Psychotropic Drugs

NET EXPENSES

CC:

Hr. Baohroch

$313“

'
3
233‘
5 350

“65

5,089.

5 335

h0,000.

1

g

�Pg. 2
To:

Dr. Fink

Director, Research in hperinantal Psychiatry

cam 141—2715
Mariana
To
Date

Grant Balance 6-30-61

’

Addition:

Starting Balance and Additions
_S__ALARIES

Klein
Pollock

Belmont
Karp
Andermann
Kolodmr
Mosquera

Zoller &amp; Schniman

Cartolano

xrlmr

EXPENSES

Winner

Goldaclmidt

Supplies

Equipmant

Travel
S. S. 8: Blue Cross
Overhead

TOTAL EXPENSES

UNEZPENDED BALANCE

00: Hr. Bachrach

Sept. 30, 196;

6,810 .57
20 529,
2

72 ..

1,000.
3 ,500,
3,203,
2,025.
1, 771.
619.

1,133.
625.
ho.

2 ’2500

610.
263.
133,

1,01h.

301.

2 ,676,

21,168.
6,201,,

.,

..

__

..__..

._....

�av~

ﬂh

T6:

Dr. Fink

Director, Research in

Mammal Psychiatry

W

Experience
to Date

3.21;. 302 1961

Grant Balance 6-30-61

Additions

-’\

Starting Balance and Additions
SALARIES

Klein
Podrid

3,500,

861.

EIPENSES

8.8.

8:

Blue Cross

W

@1135
0

Supplies

row. Emmszs

mm

,.

8,166.

p.500.)

BALANCE

«

W
00: Hr. Bachrach

5"

64“

”‘5
27’?
6‘

ﬂex/4’"

ﬁb

(I

M

/
.

�d
To:

.

.‘Dr.

Fink

Director, Research in Experimental Psychiatry
(RANT

HI-hl98

to Date

Sept. 30, 1961

Grant Balance 6-30-61

Additions

___6.ééé..________.____..___

Starting Balance and Additions

M

Klein
Podrid

6.666.

3.500.
861.

EXPENSES

S.S. &amp; Blue Cross
Supplies

Overhead
TOTAL EXPENSES

UNEXPENDED BALANCE

CC:

Mr. Bachrach

78.

_______7_13‘_____________________

�"\

Pg. 1

x

To

W

Dr. Fink

Director, Research in Marianna]. Psychiatry

From: Accounting Dept.

Re:

Report of Expenditures

July

1

- October 31:

1961

HOSPITAL SUBSIDIZED RESEARCH

Ebcperience

'

To

Date

1961-62
Budget

SALARIES

Fink

Kramer

8.331..

EXPENSES

Equipment

Travel
Supplies

Blue Cross
Director's Expense Account

S. S.

&amp;

TOTAL EXPENSES

IESS

Donation of Psychotropic Drugs

NET EXPENSES

00: Hr. Bachrach

221;.

116.
13.

8,990.
1 “55

5,089.

I 525.

140,000.

�Pg. 2
To: Dr. Fink

Director, Research in hperimental Psychiatry
GRANT

141-2715

Experience
To Date Oct. 31, 1961
Grant. Balance 6-30-61

July

Oct.

Additions
. Starting Balance and Additions
§5_LARIES

""‘""""

Klein
Pollock
Belmnt
Karp

Andermann
Kolodny
Mosquera

Zoller- Schnirmn

Cartolano
Kramer

Winner

GOIdBChEidt

EXPENSES

6,810.57
20,529.
20,529.
147,901.57

1, 333.

14,666.

M333,
2,700.
1,771.
906.
1, 510.
879.

ho.
3,000.
1, 277 .
550.

Supplies

we“
3'“
S. S.

Blue Cross
Overhead
&amp;

'7

215.
6 .
l’iog.

3,568.

TOTAL EXPENSES

2Q

UNEXPENDI BALANCE

19.,hﬂs.._______________

00: we

mach

mg.

_...

�.M
W
Pg. 3

Dr. Fink

To:

Director, Research in Experimental Psychiatry

W

herience
to Date

-

Grant Balance 6-30-61

July

Additions

Oct.

Starting Balance and Additions

W

October 31, 1961

6 666.

6:66h.

13,330.

Klein
Pcdrid

h,667.
1,280.

Travel

111;.

EXPENSES

8.5.

&amp;

Blue Cross

Supplies

Overhead

TOTAL

WSES

UNEXPENDED BALANCE

CC:

Hr. Bachrach

10?.
15.
950.

7 ,133.

6,197.

_

��Pg. 1
‘

EEEQEEEEE!

To:

Dr. Fink

Director, Research in Emerimental Psychiatry

From:

Accounting Dept.

Re :

Report of Ehcpenditures

July

1

to

November 30: 1961

HOSPITAL SJBSIDIZED RESEARCH

Experience
To Date

1961-62
Budget

SALARIES

Fink

Kramer

10,u16.

EXPENSES

Equipment

Travel
Supplies

808.
205.
53.

Blue Cross
Director's Expense Account

S. S.

8:

TOTAL EXPENSES

LESS

Donation of Psychotropic Drugs

NET EXPHWSES

CC 3

“re BacmaCh

235

11,767 .

hég,

5,089.

10 302,

130,000.

1

__
,

�Pg.
To:

2

Dr. Fink

Director, Research in Khmerﬂwntal PSyChiatry
GRANT

141-2715

Merience
To

Grant Balance 6-30-61

July

Additions

Oct.

Starting Balance and Additions
SALARIES

Klein
Pollock

Belmont
Karp
Andermann
Kclodny
Mosquera
Zoller- Schnirman

Cartolano

Kramer

EXPENSES

Willner

Gold schmidt

6,816.57
20,529.
20,529.
h7,901.57

1,666.
5,333.
5,1633,375.

1 , 771 ,

1,117.
1 , 888 .
1,111.
ho,
2 ,250.

1 , 9&amp;3 .
83 7 .

Supplies

108.

Equipment

Travel
S. S. G: Blue Cross
Overhead

TOTAL EXPENSES

UNEXPENDED BALANCE

CC 3

Mr. Bacmactl

Date

1

.
’2?“

11,1160-

3h

0h]

13,352..

‘

___-.-

�To:

Dr. Fink

Director, Research in maximum Paychiotry
mum HI-h

98

Exporience
to Date
Grant

July
Oct.

Edam. 6-30-61

6 666.
61661;.

Additions

Starting Balmco and Additions

p.330.

SALARIES

Klein
Podrid

5,833.
1,575.

Travel

209.
138.

EXPENSES

5.3.

a:

Blue Gross

mm:
Overhead
MAL

MSES

mm

MCE

00: Mr. Bachrach

2?.
1,181.
8,969.

5361.

�Pg. 1

To:

Dr. Fink

Director, Research in Experimental Psychiatry

From:

Accmmting Dept.

Re:

Report of icpenditmrea

Jug:

1

to December 31I 1961

HOSPITAL SUBSIDIZED RESEARCH

Experience
To Date

--__

1961—62

Budget

SALARIES

Fink

12, 500.

Kramer

w

Equipment

Travel
Supplies

629.

318

Blue Cross
Director's Expense Account

S. S.

8:

2683,

13,797.

TOTAL EXPENSES

IESS

Donation of Psychotropic Drugs

NET EXPENSES

.

5,089.

2 ,295.

11,502.

ho,ooo
/

2K

CC:

Mr. Bachrach

;

1'

a.)

,7“.
‘
.1

"

..

�Pg. 2
To:

Dr. Fink

Director, Research in Experimental Psychiatry
GRANT

tax-2715

Experience
Tb Date
Grant Balance 6-30b61

July
Oct.

Additions

Starting Balance and Additions
SALARIES

Klein
Pollock

20 ,529 .

20,529.

WI

901.

2

, 000.

7,000.
6,583.

Belmont
Karp
Andermann
Kolodny
Mbsqnera
Zoller - Schnirman

1,771.
1, 327 .
2,255.
1, 310.

Kramer

3,000.

Cartolano

Willner
EXPENSES

6,8h3.57

Gold schmidt

Supplies

those.

hO.

2 ,652 .

1 , 1214 ,
1108 .

Equipment

Traﬂel
S. S. 8: Blue Cross
Overhead

1

.
’23;

5,352.

TOTAL EXPENSES

1 000

UNEXPENDED BALANCE

ﬁIQQ],

CC:

Mr. Bachrach

_

�To:

Dr. Fink

Director, Research in Experiments]. Psychiatry
GRANT

“1:5198

Meme
to Date
Grant Balance 6-30-61

July

Oct.

Additions

Starting Balance and Additions

W
MNSES

my)

BALANCE

cc: Mr. Bschrsch

13,330,

7,000.
1,870.

Travel

350.
171.

Overhead

“FUSES

6,6611.

Klein
Podrid
S.S. &amp; Blue Cross
Supplies

TOTAL

6,666.

.

ho.
____J_’),L2)J_.________________,__
102855.

2.2.15,

�Pg. 1

Dr. Fink

To:

Director, Research

Wu“).

1!:

From: Accounting Dept.

W62

Psychiatry

Report of Expemﬂtures

Re:
.

HOSPITAL

w

SUBSIDI-

RESEARCH

Experience
To Date

Fink

11bit”-

Kramer

750.
21h.
333.

Schnimn

W"

chin

Equipment

Travel
Supplies
S. S.

gig"
1
,1h9.

Blue Cross
Director's Ehpense Account
&amp;

359.

TOTAL EXPENSES

mss

Donation of Psychotropic Drugs

NET EXPENSES

CC:

Mr. Bachrach

1961-62
Budget

m
,

213

2 225

5,089.

15 213

1.0.000.

�Pg.
To:

Dr. Fink

Director, Research in Emperimental PsyChiatry
GRANT

MY-2715

Experience
Tb Date

W

6 ,8h3. 57

Grant Balance 6-30b61

Oct.

Additions

Starting Balance

Jan.
and Additions

68,906.

Klein
Pollock

2,000.
8 ,083.

SALARIES

Belmont
Karp
Andermann
Kolodny
Mosquera

Zoller

Cartolano
Kramer

EXPENSES

Uillnnr

Goldldhnidt
Supplies

Equipment

Travel
S. S. &amp; Blue Cross
Overhead

TOTAL EXPENSES

UNEXPENDED BALANCE

CC:

20,529.
20,32 3.

Mr. Bachrach

7, 628.

h:6730

1,771.
1,522.
2,633.
1’3h3.
3,000.
3. 3061,389.
938.

3,315.

1,h37o
839.

6,100.
50 0h}.

2

�Pg. 3
To:

Dr. Fink

Director, Research in Mex-mental Psychiatry
GRANT

DIX-£1798

Experience
to Date

Additions

July

6,666.

Jan.

6,66h.

Starting Balance and Additions

19

.

8

8.

SALARIES

EXPENSES

Klein
Podrid

21%;,

Travel

350.

Bur

SOS. &amp; Blue

Supplies

Overhead
TOTAL EXPENSES

UNEXPENDED BALANCE

CC :

Mr. Bachrach

60.
Cross

2%.
0.
1, 3,
12 555,

Lugs»,

�Pg. 1

To:

Dr. Fink

Director, Research in Experimental Psychiatry

From:

Accounting Dept.

Re:

Report of Ehcpenditures

July 1, 1961 to February 28, 1962

HOSPITAL NBSIDIZED RESEARCH

Experience
To Date

1961—62

Budget

SALARIES

Fink

Kramer

Schnimn

2%

Klein

Equipment

Travel
Supplies

Blue Cross
Director's Expense Account

S. S.

&amp;

TOTAL EXPENSES

LESS

Donation of Psychotropic Drugs

NET EXPENSES

CC :

Mr. Bachrach

15,371.
1,500.
1428.

666.

M0.
1,329.

232.
['22

21,858.
2 1225

5,039.

19 5§2°

h0,000.

_

_.

�Pg. 2
To:

Dr. Fink

Director, Research in Experimental Psychiatry
GRANT

141.2715

Merience
Date

To

Grant Balance 6-30-61

Additions

6,810.57

July - Jan.

62 ,062.

Starting Balance and Additions
SALARIES

"" '

68,906.

Klein
Pollock

2,000.
9,166.
8,673.
5,296.
1,771.
1,716.
3,000.
1,316.
66.
3,000.
1,694.

Belmont.

Karp

.

Andermann
Kolodny
Moequera
Schnirman

mm
Cartohno

Dramer

Goldachmidt

EXPENSES

Willner
Supplies
Trave1

s. s.

a.

Overhead

TOTAL EXPENSES

UNEXPENDED BALANCE

cc: Mr. Bachrach

3 , i460 .

h, 2 95 .

t

1

)

1:353’1‘..

Blue Cross

7,01h.
‘4

’

9.

13,},62.

�To:

Dr. Fink

Director, Research in Ewerimental Psychiatry
GRANT

DIX-M98

Mama
to Date
Grant Balance 6-30-61

Additions

July - Jan.

.

-—————l9-,991+.——-——————————————.

.___J.2;22L_.____.____.____..

Starting Balance and Additions
SALARIES

Klain
Podrid
EXPENSES

9 11 .
falls»

2

Baer

212 .

Travel

5.8.

&amp;

Blue Cross

Supplies

TOTAL EXPENSES

UNEXPENDED BALANCE

CC:

Mr. Bachrach

350-

319.
11h.

1h,h22.

__§,_S7_g_._________________

�Pg. 1
MEMORANDUM

To 3

Dr 0 Fink

Director, Research in Experimental Psychiatry

From: Accounting Dept.

Re:

Report of Expenditures

Jnl3Al..l£ﬁl.tn.laznh.31,—1262

HOSPITAL SUBSIDIZED RESEARCH

__

...____~_._.._w-.

__

Iii“
hramer
Schnirnan
Klein

Experience
To Date

1961-62
Budget

18,307.
2,250.
6h2.
1,000.

EXPENSES

Equipment

Travel
Supplies

Blue Cross
Director's Expense Account

S. S.

LESS

r

CC:

&amp;

Donation of Psychotropic Drugs

4...:

Mr. Bachrach

1 052.

1:971.

302.
509

‘__~.w_____

2'
““2

23 713.

5,0§3:~*WWM

.

513,960.

�Pg. 2
To

Dr. Fink

Director, Research in Experinental Psychiatry
GRANT

Mir-2715

Merience
To

6,813.57

Grant Balance 6-30-61

Additions

July - Jan.

§2 m2

Starting Balance and Additions
SALARIES

68 Qgé

Klein
Pollock

13:33:

gm“
A”?

ndermam

Kolodm'
Mosquera

w!
Krmr

Ichnirnn

Cartolano

Winner
EXPENSES

Goldachmidt

Supplies

Eq‘li

t

Travel
S. S. 8: Blue Cross
Overhead

TOTAL EXPENSES

UNEXPENDED BALANCE

CC 0

Mr. Bachrach

Date

9,718.
5,919.

1 771.

1:911.
3,353.
1,310.

66
000:
ﬁz6Sg.
1’36 .
h,326o ,

i’gﬁ’
,
0

7,927.

E]

555

‘

�PSe 3

To:

Dr. Fink

Director, Research in herimental Psychiatry
GRANT

MI-h798

aperience
to Date
Chant Balame 6-30-61

Additions

July to Jan.

Starting Balance and Additions

w
EIPENSES

1‘1““
Podrid
Baer

Travel
S.S. &amp; Blue Cross
Supplies

Overhead
TOTAL

MSES

UNEXPENDED BALANCE

CC:

Hr. Bachrach

__J.9..22lL.__.__._.—_______
:2

22!:

10,173.
2,686.
352.
I495.

397,
188.

_____2.135.______________.
16,136.

3

68.

�M
Pg. 1

To:

Dr. Fink

Director, Research in Ehcpermental Psychiatry

From:

Accounting Dept.

Re:

Report of Ebcperaditures

__EﬂaLJg—lﬁél_tn_hp=il_30,—1962

HOSPITAL

sussmxzm

RESEARCH

Experience
To Date

_.._...._.__.

1961—62

Budget

SHARES

Fink

20,2m4.

Kramer
Schnirman

3,000.

81h.

1, 308..

Klein

§§E§E§§§

Equipment

Travel

Supplies

S. S.

&amp;

Blue Cross

Director's Manse

i’éﬁi:
3%

Account

$99.

TOTAL EXPENSES

LESS

Donation of Psychotropic Drugs

NET EXPENSES

CC 3

29

Hr. Bacm‘aCh

‘

.

2

8]

2 295

22 186

5,089.

140,000.

__

_

�Pg. 2
To: Dr. Fink

Director, Research in Experimental Psychiatry
GRANT

Mir-2715

Emerience
To

Grant Balance 6-30-61

Additions

6,816.57

July - April

Starting Balance and Additions
SALARIES

Klein
P°11°°k

29%“
”P
Andaman
KOlOdW

Mosquera

MmSchnirman
Kramer

Willner

Gold schmidt

EXPENSES
-

Supplies

Egamt
8“].

So So &amp; Blue Cross

overhead

TOTAL EXPENSES

UNEXPENDED BALANCE

00: Mr. Bachrach

Date

8 3 , 065 .

_.__...__..__.

52 292

1%???
10,762.
6 , suz .
1 ’ 7 71 .
2 ’ 105 .
3 ’ 736 o

13%;:
3 , 000 .

S
.
3%;
2 o7 .

,

1 12 O

3,315.
2 1468
1,h23.
’

O

8 ’ 8h0 .

52 212
22

5

3?

.

�Pg. 3

Dr. Fink

'Mmqum—‘m
To:

Director, Research in Ebzperimental Psychiatry
GRANT

PIX-M98

Experience
to Date
Grant Balance 6-30-61

Addiu‘ms

July to April

‘

Starting Balance and Additions

—-4515S8~————————————26 658

SALARIES

K331“

1.
2:9g9.

11 2

PM?“

EXPENSES

Baer
T

371“
1

Sgt“;

Blue Cross

Supplies

Overhead
TOTAL EXPENSES

UNEXPENDED BALANCE

CC :

Mr. Bachrach

ﬂit
.

188 .
2 312

18,072.
8 ~86

�’

To:

Pg. 1

Dr. Fink

Director, Research in Experimental Psychiatry

From: Accounting Dept.

Re:

Report of Ebcpenditmrea
Jugs! 1I 1961

-

Max 2]“ 1262

HOSPITAL SIBSIDIZED RESEARCH

Emerience
To

-.....___

Date

1961-62
Budget

SALARIES

Fink

22,179.
3,750.

Kramer
Schnirman

W

1 , 028 .

Klein

1,558.

Equipment

Travel
supplies
8. S. &amp; Blue Cross

Director's

Ishcpense Account

TOTAL EXPENSES

IESS

Donation of Psychotropic Drugs

NET EXPENSES

U4872,032.
356.
519

22

262.

Mr. Bachrach

ho,ooo.

30.6%;

* Transfers from Grants MY 2715 and MY 1:798 as per your
to be entered on books as of June 30, 1962.

CC:

5,089.

2 225

memo

of 5/23/62

-

�Pg. 2
To:

Dr. Fink

Director, Research it:

Write;
GRANT

Psychiatry
rib-2755

Ehcperience
To

We

Grant

Additions

6-30-61
LPN-1;!

~

.

April

"""""

89,909 .

Klein
Pollock

2,000
12,h16.
11,808.

Behnont
Kerp

Andemm
Kolodny

Mos

ere

my:
Certoleno

Schnirman

ramer

1mm.

Travel
S. S. 8: Blue Cross

2,601.
1,600.
9,753.

Overhead

UNEXPDJDED BALANCE

00:

he

WW

92.

Supplies

Gold schmidt

EXPENS$

MOMS.
1,3}43 .

Willner

Equipment

TOTAL

7,165.
1,771.
2,330.

3 ’ 000 ,
6 , O36 .

K

EXPENSES

6,810.57
£33,063.

Starting Balance and Additions
SALARIES

Date

2 A1; ,

72 120,

11.112

.

�To:

Dr. Fink

Director, Research in Mex-mental Psychiatry
GRANT

PIE-M98

Emerience

to Data

Grant Balance

him

Additions

.

Starting Balance and Additions

_

26,658 .

26,658,

SALARIES

Klein
Podrid
EXPENSES

B8

er

12 ,36".

3,2h2_
37h .

Travel

h9h.

S.S. &amp; Blue Cross
Supplies

Overhead
TOTAL EXPENSES

UNEXPENDED BALANCE

00: Hr. Bachrach

2481;.

188.
g

692

12 256

g

202

�July 10, 1961

H830

re:

ﬁre. Groghan
Front Dr. Pollaak
nleaae aet aaide the annual increaent
approved for July 1, 1961 for retirement or other
annuity pnrpneee attentive Jnly 1, 1961. I understand
that the neniea withheld rill be nade available to me
at my raqneet.
Thank ynn.
Would ynn

Sincerely yours,

Hrszp

33E

FoIIacE, 55.5.

�July 10, 1961
HERO

To:

Mrs. Croghan

From:

Dr. Klein

please set aside tho annual increment
approved for July 1, 1961 for retirement or other
annuity purposes effective July 1, 1961. I understand
that the monies withhold will be made available to no
Would you

at

my

requoab.

Thank you.

Sincerely yours,

Drtgp

I

on

.

o

n,

.

�g

.I

Wm

[bur/m. a;

!‘

ll

L~O-h-b-C-* .0i

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“wt
6

?

0

u-'
......... "

ﬁ
WW

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Q.

�July 13,

1961

HERO

To:

Era. Dorothy Groghan

Front Dr.

rink

Max

Subject: Aaaignaout of salary Itaaa, 1961-62
Plaaao aaoign tho salary itaaa in tho Departaont of
Exporirontal Psychiatry aa tolloval
(a) lon-Govoroaant

1. Director
8. Social Psychologist
15. Toohnioal Aaaiatant
(b)

Dr.

Fink To ho appointad
To be appointod:
H.

NY-2115

2.
3.
h.
5.
7.
9.
10.

Payohiatriot (shooo)
Lazoc.
8r.
Expar. Psychology Aoaoo.
Aoaiataut_ '”
*
'
-

0.1. Kloih

John Kranar

Pollack
Dal-out
Ira
V
Eric Earp
Arthur Willnorﬁ
streettvum9f6t-w
Assoc. Expor.'Payoho1ogy
Karl Andoraanui
Ends 9/1/61
EEG Technician
Hrs. Haaaah-Hooquora
EEG
Taohnioian
ll.
- Hrl. Ilano Goldoohaidtr
Bagino 9/61
12. Poyoholinguiotio Toohoioian - Hrs. Joan Koloday
1h. Clark Typiat
- 32f. fygiawzollor
Max

‘

.

(o)

NI-h128

y

2. Payohiatriat
13. Soorotary
.

- D.F. Klltn
- Hrs. Gloria Podrid
Sinooroly youro,

ﬁtter

-

ﬂax FIBEI

3.5?“

�July 19, 1961

HERO

To:

Hre. Croghen

From:

Dr. Ire Beleont

pleeee set eeide the annual increment
approved for Sept. 1, 1961 for retirement or other
ennuity purposes effective July 1, 1961. I understand
that the monies withheld will be made available to me
Would you

at

my

toque-t.

Thank you.

Sincerely yours,

1331p

Ire

EeImonE,

55.5.

�Novenber 27, 1961
MEMO

To:

Mrs. Dorothy Groghan

From:

Dr.

Max

rink

Subject: Revision of Salary Assignments,
1961-1962 Budgot.

2nd

half,

Please assign tho following salary itoms in tho
Department of Exporinontal Psychiatry offectivo Jan. 1,
1962 to Juno 30, 1962 as follows:
(a) Nen-Govornmont
1. Director
- Dr. H. Pink
3. Psychiatrist
,- John Kronor (O$9000/annlb
8. Social Psychologist
- To be appointod
1h. clerk Typist
”Us Do schnirlm
'15. Technical Assistant
- To be appointed
(b) HI-2712
7

'

-21rPoychtatrist7**“‘““m“““‘””m““““”3“DTFT“ttetn“tO$kooo/annuo
8r. Assoc. lxper. Psychology - ﬂax Pollack
5. Assoc.
I
I
- Ira Bolnont

Assistant
I

'I

3

I
Assoc. Expor. Psychology
EEG Technician
EEG Technician
Psycholinguistic Technician

(c) HI-h798
C}. Psychiatrist
13. Socrotary

-

Eric tarp
Arthur Willner
To be appointed
Hrs. Hannah Hosquera
Hrs. Ilana Goldsohnidt
Hrs. Joan Kolodny

- D.F. Klein (Total loss
$h000)
- Hrs. Gloria Podrid

Sincerely yours,
Mllgp

HIE'TIEEI'HTET'

�MIMOIANDA
,“

�[13/

Memorandum From The
OFFICE OF THE ADMINISTRATOR

December 20, 1961

To:

Dr. Arnold Blumberg
v’Dr. Max Fink
Dr. Harry Goldenberg
1962-63 Budget

Re:

I

am

working on the budget

for the fiscal year -

July 1, 1962 to June 30, 1963.
Attached please find budget'forms with expense categories pertinent
to your department. The first column shows the budgetary allowance

for the current fiscal year; in the second column, kindly indicate
the appropriation you feel will be needed for the 1962-63 fiscal year.
You may append any data or schedules which you feel will be of assistance.
For each item of salary and expense contemplated for 1962-63, kindly
indicate in the appropriate column the source of support for the

expenditure.

Before you make your

please confer with
for next year.
Thank you

MB:DC

Enclosure

M:-

7254'

final determinations for purposes of this budget,

Dre Rebbins

for your cooperation.

as to your plans and budget prospectives

�~T0:

DEPARTWNT 0F MERIMENTAL PSYCHIATRY

HILLSIDE HOSPITAL

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Director

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-

Research in Experimental Psychiatry

Assoc. Exper. Psychology
Asst. Exper. Psychology

.

Kramer

.

’Pollock

»

Belmont

'

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Assoc. in Social Psychology
Assoc. Exper. Psychology
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4ﬁdhlﬂr
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Jr.

,(L14‘.ALaQ»‘

(office

and Medical)

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Social Security &amp; Blue Cross

thioaw

Total Expenses

Anglicable &amp; Potential Inca-o
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Budget

.37

Klein

Nil/Mr

Overhead
$1.1¢¢1Lc.z

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Egggnees

Associate in Psychiatry
n.
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1961-62

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�H.’ 23’ 1962

\.,

HERO

To:

Mr. H. Bachrach

Front

H.

Fink, H.D.

Subject: Adjustment of Expenditures HI

to

MY

2715 and

KY

h798

1.

Pleaao aeaeeign following expenditurae aaeigned
2715 to "non~government".

a. Salary of
lolodny, Jean

Jan. 1, 1962 - June 30, 1962
Goldechnidt, Ilene
Jan. 1, 1962-May 31, 1962
2. Pleaee reaeaign expenditures charged HY h798 by
transfer to "non-government” of the following items:
a. Gloria Podrid
Charge 2/5 to MY h793
7/1/51
‘
dtto
BIS/to
Ron-Govt.
'
b. Mrs. Gertrude Baer
Charge

o.

all salary to

Non-Govt.

Requiaitione dated:
11/61 ﬂax rink - expenaee
12/61 Max Fink - expenses
12/20/61 Max naailton
2/8/62 L.I. stenotape Co.
(Royal Typita)
2/8/62 Joint Purchasing (aupplies)

9.75
b0.61
50.00
53.20
h6.55

W.

."'

�oemnmtm or:

arm» mcmm
HﬂLﬂDEPKNFgﬂL

Gumcnﬂhl99'

May

23, 1962

MEMO

To:

Mr. M. ﬁachrach

From:

N.

Subject:

to

MY

Pink,

M.D.

Adjustment of Expenditures MY 2715 and
July 1, 1961 - June 30, 1962

MI L798

Please reassign following expenditures assigned
2715 to “non-government”.

1.

a.

Salary of

Jan. 1, 1962 - June 30, 1962
Jen. 1, 1962-Mey 31, 1962
Goldschmidt, Ilene
2. Please reassign expenditures charged HY h798 by
transfer to “non—government" of the following items:
a. Gloria Podrid
Charge 2/5 to MY h798
7/1/61 - data

lolodny, Jeen

"

3/S/to Non-Govt.

b. Mrs. Gertrude Beer
Charge

ell salary to

Non-Govt.

c. Requieitione dated:
Fink - expenses
Fink - expenses
12/20/61 Hex Hamilton

11/61
12/61

Mex
Max

9.75
h0.61
50.00
53.20

2/8/62 L.I. Stenotape Co.
(Royal Typite)
2/8/62 Joint Purchasing (supplies h6.55

Hex FInE, M.D.

�6/11/62
Brain Function and Bohavior Rososrch Progoct
Bud‘otagz Rocoonggggtiono

--

1262

~

62

- Rovisod 6/11/62

Following discussions or 5/22 and 23, a hudgst rooosnondation for oightoon months support was prosontod which
did not lost tho Radical Diroctor's approval. In ossonco,

it provided

for

an oxponditurs or $53.h10

for the

first

six months; $63,183 for tho next twolvo; and of those suns,
325.750 from Hillsido Hospital and $90,8h3 (including $9583
ovorhsod) from tho u.s.9.n.s. In lino with tho discussion
of 6/11/62, tho following rovissd budgot is prosontcd for
consideration.
1. It is tho intsntion of tho Director of tho Dopartnont
or Exporioontal Psychiatry to resign fro- hia prsaont pooition'
on July 1, 1962 to continue os Principal Invsstigator
(Consultant) of tho Brain Function and Bohavior Rosoarch
ProJoct (H! 2715) to Doc. 31, 1962.
For this poriod, to Doconhor 31, 1962 his ssrvicos
will ho conponsasod on a consultant stipond basis, tron
funds providod by tho Board of Directors of Hillsido Hospital.
2. It is roconnondod that Dr. Belmont, boginning 10/1/62,
bo continuod on a flat too stipond basic at an ostblishod
rats oqnivalont in ootivity to ono day pot wash.
3. It is roconnondsd that tho following adjustnonts ho
nadc in Dcpartnontal hudgsts to accomplish tho rsquostod
soparation of tho Dopartaont into constituont unite.

�-2-

s.

the expenses and activities of
Dr. Donald Klein he continued under the direct supervision
of Dr. Robbins, providing such secretarial and data processing services as his project may require.
b. in EEG technician salary be provided by the
hospital at a rate of $5,000/annuu for full tile. 1 would
suggest 2/5 tine; but this should be based on s reconaendation of tho hospital Neurologist. For the period that
Dr. Kramer is available, he will continue to read the
records; but provision should be node for others to do this.
0. Dr. Kroner to continue in the sane relationship
to end or 1962 continuing supervision or 30!, at Dr. Robbins'
K! h798 and

pleasure.
0.

Present budgets (to 6/30/62) he re-ellocated to show
estimated expenditure of approximately $30,000 in Board support,
allowing the following a
a) Estinsted balance 6/30/69 nr 2715
2000
Incone 2nd half 1962

h2001

stupoo
5.

Budgets for six nonths 1962 and 12 nonths 1963,

corrected for social security, blue cross and statistical
expenses are shown on next page. These provide, exclusive or
principal investigators
7/1/62 - 12/31/63
3h,260
Overhead

1/1/63 - 12/31/63

5,100
$38,960
50.500

�-36. Requeet 0.8.P.H.S.t
$hh,000
a. 196? Income
Expendituree 38.960
5.000 app. - carried forward

b. 1963

50,500

-._.£&amp;99_
hS.Soo

Overhead

6.8gg
$52,325

7.

With theee

adjust-cute, the budget ie reconnended

inclueingt
a. Continuation request or I! 2715 be aubaitted to
U.S.P.R.s., requeeting the aaount of 52,325 to retain at
Hillaide ﬁoapital for 1963 and the balance (app. 31.000) he
made available for application of continuation at the Mieeouri
Iuetitute or Paychiatry.
b. iproval for transfer of EEG analyser and tape
eyeten ee requeeted h/l/62 be approved.
6. Board of Directors approval tormfunde or 12,500
for period 7/1/62 - 12/31/62 aa continued aupport of Principal
Investigator (Coneultant) on baeis outlined above. In the
event coneultent tine 1- required in 1963, expenses and
ccnaultation teee are to be paid by Hilleide Hoopital through
{undo provided by the Board of Directore. A contingency fund
in the amount of 86000 ie eugteeted for thia activity.
a. U.3.P.H.s. be requested to approve Dr. Hex Pollack
ea oouinveetigator.

�7/1/62 - 12/31/62

1/63 - 12/63

1. Staff

Psychiatrist
I. Pollack, 8:. Res. Assoc.
taper. Peychol.

John Kroner,

3,956

-

I. Bel-out

7,500
3,582

15,000

'Earn,

Consultant

750

Res. Ass't.
Expor. Fsychol.
A. "illner, Res. Assoc.
Expos. Psychol.
B. Hosquereﬂ, EEO Technician

3.

b.350
h,700
1,000
1,700
1,h57
1,315

0. Podrid, secretary
Dr. schnirnanhe, secretsry
J. Xolodny, technician
351

BC

(OPP)

3,000
8,700
,

9,h00
2,000
3,800
~
2,600

950

Travel
Supplies
Conputaticn c Consultation

‘

Carried forward
Net

Overhead

u.s.r.n.s.

Total

'

Board support

Total Budgets: 18 nos.
uspns
Board

500

600
900
1;560&amp;

1,200
1,800
1,500

3h,260

50,500

3h,260

5,000
u5,500

5.100
38,960

6,822
$2,325

12,599

16,000)

$109,785

91,285
12,500 (¢ $6000 contingency).

Notes
0

H. Hosquere:

tins s 380 resesrch
i
and
as
ties
statistician,
clinicel
EEO services
recouaended by

Allows one

es Secretary-typistc Prograa

(it
sill

Neurologist).

not require second typist 1963.

�6/11/62

I!

Brain Function and Behavior Research Proaect
Budgetarz Reconnendetions

--

1962 - 63

- Revised 6/11/62

Following discussions or 5/22 and 23, a budget reconnendation for eighteen months support was presented which
did not nest the Medical Director's approval. In essence,

it provided

expenditure of $53,h10 for the first
six nonths; $63,183 for the next twelve; and of these suns,
$25,750 from Hillside hospital and $90,8b3 (including $9583
overhead) from the U.3.P.H.3. In line with the discussion
of 6/11/62, the following revised budget is presented for

for

an

consideration.
1. It is the intention of the Director of the Department
of Experimental Psychiatry to resign from his present position
on July 1, 1962 to continue as Principal lnvestigator
(Consultent) or the Brain function and Behavior Research
Project (M! 2715) to Dec. 31, 1962.
1962
December
to
31.
his services
period,
this
will be cenpensaeed on a consultant stipend basis, tron
funds provided by the Board of Directors or Hillside Hospital.
2. It is recon-ended that Dr. Belmont, beginning 10/1/62,
be continued on-e flat fee stipend basis at an estblished
rate equivalent in activity to one day per week.
3. It is recommended that the following adjustnente be
node in Departmental budgets to accomplish the requested
sepsraticn or the Departnent into constituent units.

For

�-2-

a.

activities of
Dr. Donald Klein he continued under the direct supervision
or Dr. Robbins, providing such secretarial and data processH! h798 and the expenses end

ing services as his project

require.
b. in EEG technician salary be provided by the
hospital at a rats of $5.000/annuu for full time. I would
suggest 2/5 time; but this should be based on a reconnendation of the hospital Neurologist. For the period that
Dr. Kramer is available, he will continue to read the
records; but provision should be made for others to do this.
c. Dr. Kramer to continue in the same relationship
to end of 1962 continuing supervision of ICT, at Dr. Rohbins'
pleasure.
h. Present budgets (to 6/30/62) he re-allocated to show
may

estimated expenditure of approximately $30,000 in Board support,
allowing the following:
a) Estimated balance 6/30/6? NY 2715
2000
Income 2nd

5.

half

1962

h2°?Z,
thhpoo

Budgets for six uonths 1962 and 12 months 1963,

corrected for social security, blue cross and statistical
expcnaes are shown on next page. These provide, exclusive of

principal investigator:
7/1/62 - 12/31/63
Overhead

1/1/63 - 12/31/63

3h,260
-

3.100
838,960
50.500

�-36.

Request U.S.P.H.s.s

s.

1962
-

Income

Expenditures

$bh,000
38.960

5,000 spp. - csrried forward

b. 1963

*

50,500
§IOOO

hS’SOO

Overhead

6:825
$52,325

7.

With

these sdJustsents, the budget is recossended

inelusing:

s. Continustion request of I!

2715 be submitted

to

J.S.P.H.S., requesting the ssount or 52,325 to rensin st
Hillside Hospitsl tor 1963 end the bslence (spp. 31,000) be
nsde evsilsble for spplicstion of continuation at the Missouri
Institute of Psychiatry.
b. Aprovsl for transfer of EEG snslyser end tspe
system so requested

h/l/é?

be approved.

0. Bosrd of Directors spprovsl forfﬂunds or 12,500
for period 7/1/62 - 12/31/62 ss continued support of Principal
luvsstigstor (Consultsnt) on basis outlined above. In the
event cousultsnt tine is required in 1963, expenses end

oonsultstion tees sre to be psid by Hillside Hospitel through
funds provided by the Bosrd of Directors. A contingency fund
in the slount or 36000 is suggested for this sotirity.
d. 0.8.9.3.8. be requested to spprove Dr. Hex Pollock
ss eo-investigstor.

�7/1/62 - 12/31/62
1.

1/63 - 12/63

Staff
John Kraser,

Psychiatrist

Pollack, Sr. Res. Assoc.
Bxper. Psychol.
1. Belmont
Consultant
I. tarp, Res. Ass't.
Exper. Psychol.
A. "illner, Ree. Assoc.
Bxper. Psychol.
H. Hosquerae, EEG Technician
0. Podrid, aecretary
at. Schnirneneﬁ, secretary
J. Kolodny, technician
as, no (app)
Travel
Supplies
Computation &amp; Consultation
H.

'

’

3,956

-

7.500
3.582

15,000

750

3.000

b.350

8,700

h.7oo
1,000
1,700
1,h57
1,315

9,hoo
2,000
3,800

950

1,500

600

1,200
1.800
1,200

11500?

Carried forward

,,

Net
'
.

Board Support

03935
Board

50,500.
5,000

_.,

3h,260

hS.Soo

h,zoo

6,825

38,960

52,325

12,500

$6,000)

51,h60

58,325

Overhead

Total Budgets: 18 nos.

9,600

900

3h,260

Total U.8.P.R.S.

-

$109,785

91.285

12,500 (+ $6000 contingency).

Notes

e

i

tine as

research
and i time as clinical
statistician,
EEG services (if reconaanded by Neurologist).
so Secretary-typist: Prograa will not require second typiet 1963.
H. Hosqueras

Allows one

EEG

�Juno 12, 1962
Dr. Lowis L. Robbins, Hodioal Diractor
Hr. Horbsrt Bookind, Prosidsnt, Board or Dirootors

ﬁillsido Hospital
Olon Oaks,

!.!.

Dsar Dr. Robbins and Hr. Bookind:

It is

with rogrst and with tondnsos for my
stimulating and exciting ysars at ﬂillsids that I
submit this lattsr of rosignation as Dirsotor of tho
Dopartssnt or Exporiasntal Psychiatry stractivo
Doooubor 31, 1962. I an aura you will ho ploaosd to
know that tho prograss hora havo lad to tho invitation
to ostahlish a rosoaroh and training program in a now
cantor, tho Missouri Instituto of Psychiatry at
St. Louis; as wsll as my appoint-ant as Rsssarch
Protoosor of Psychiatry at Washington Unirsrsity School
of Hodicino.

I look back at thoss ysara with ploasurs, for I
havo loarnod such and hats round snthusiastio and
dodioatod co-worksrs. I as aratotul to tho contidonoo
sxprosssd in my initial appointasnt by Dr. Israol strauss,
and to tho Board or Diroctor's support during thoso yoars.
During tho nsxt tow aonths, I should liko tho
opportunity to coaplots as such o: my progras as possiblo
hora, and for this roason hays askod to continua as
projaot dirsotor or ths USPH3 grant H12715. is soon as
tho studios hora psrait, I shall lsavs to ossuas my now
dutiss in St. Louis.
with my boot porsonal rogards, and assurancos of
loyalty, I roaain.
Rospoctfully yours,
Hrsgp

.

ﬂax

M

IInE, 5.5.

�HEHORAHDUH

June 12, 1962

to:

Dr. L. Robbins

FROM:

Hex

Pink,

M.D.

With the disapproval of the proposed 18 nonth budget
for the Brein Function and Behavior Project, and without a
to submit the
satisfactory alternative, I an conetreined
enclosed letter of reeignation, dated Deco-her 31, with a
recommended budget for the expenditures under HI-2715
during the renainder ot the grant period. I an dating
the roaignation as of this time to permit the oonpletion
of e major port or the progren. It in my intention to
continue thie program of studies or the relation of brain
function to behevior et the Hieaonri Institute of Poy‘
ehiatry, beginning early in September. For e treneition
period or e few nonthe, while aone onelyeeo end write-up
are in progress here, the continuation progrene will be

eetabliehed there. AI noon on my tine is predoninantly
in St. Louie, I will resign fully from the program here.
I truet this is satisfactory to you.
Roapeotfnlly yonre,

Krzdto
one.

or

M
n

,

. .

�June 12, 1962
Proposed Budget, Brain Function and Behavior Research Project
Jnly 1, 1962 - December 31, 1962

Estimated Balance, 6/30/62 MY2715
Income 6/30-12/31

12,000
h2,007
$Sh,000

Expenditures

l.2.

Prin. Investigator
Psychiatrist (Kramer)
3. Psychologist (Pollack)

h.
5.
6.

-7.

8.
9.
10.
11.
12.
13.

lb.

15.

”

EEG

12,500
3,956
7,500
3,582

(Belmont)

750

(Karp)
''
(Willner)
Technician (Moequara)

Secretary (Podrid)
(Schnirnan)
Technician (Kolodny)
Soc. Sec., Blue Cross
Travel
Supplies
Cowputation and Consultation

0,350
h,700
2,000
1,700
1, h57
1, 315K

'

Overhead

950
600
900

,

’

1,500
h,700

$52,h60
Balance carried forward 1963

$

1,5h0

�June 12, 1962
Proposed Budget, Brain Function and Behavior Research Project
July 1, 196? - December 31, 1962

Estimated Balance, 6/30/62 H12715
Income 6/30-12/31

12,000
h2,oo7
$5h,000

Expenditures

l.2.

Prin. Investigator
Psychiatrist (Kramer)
3. Psychologist (Pollack)

h.
So

6.
7.
a.
9.
10.
11.
12.
13.

lb.

15.

(Belnont)
'I
I
.
(Earp)
(willner)
'
£30 Technician (lacquers)
Secretary (Podrid)
(Schnirnan)
'
Technician (Kolodny)

Soc. Seo., Blue Cross

Travel
Supplies

12,500
3,956
7,500
3,582
750
13,350

‘

h,700
2,000
1,700
1.h57
1,3155
.

'

‘

Computation end Consultation
Overhead

950
600
900

1,500

ht7°°

3 2 h60

Balance carried forward 1963

'

3

1,5h0

�June 1?, 1962
Propoeed Budget, Brein Function end Behevior Reeeeroh Project
July 1, 196? - necenber 31, 196?
V

Settleted Belence, 6/30/62

HYZTIS

Income 6/30-12/31

.

12,000
g2.oov
$5h,000

Expenditures
1. Prin. Inveetigetor
2. Paychietriet (Ire-er)
3. Psychologist (Pelleok)
*
L.
(Beleont)
R
S.

6.

7.
8.
9.
10.
11.
12.

13.
1b.
15.

''

I
(Earp)

(willner)

Technicien (Hoequere)
Secretary (Podrid)
(Schnireen)
\
Technicien (Koladny)
Soc. Sec., Blue Cross
Trevel
Supplies
Coeputetion end Consultetion
EEG

'

Overheed

12,500
3.956
7.500
3.582
750

h,350
h.700
2,000
1,700
1.h57
1.315f
950
600
900

1,500

5&amp;12Q
2

Belence carried toruerd 1963

h60

a 1,5h0

�glidilibﬂl
Jan. 12,
To.

1962

Dr. In Robbins

---.~-- -----”.-.-.with tho disapproval at the prchIod 18 nouth budget
fur the Brain function and lohnvlnr Proaout, and without a
tntlntuatory altornativc, I am eenstrainod to submit the
with a
Isolated lattar at rculznatlon, datod noun-bowII~5115
Jl
roast-andod budgot for the Impoudlturuu and-r
during tho ronnlndor or the grist porlud. I :m attlng
rollcu:tlan In of ﬁhln #1:. to paralt the ounplo‘lon
of a IIJOr part at in. progral. It 1- Iy intanllon to
uoatlano tutubotavlor
proxruu of It‘dlou of tho ralatlon or brain
Pay—
I1UIOIF1
tho
or
functlun $0
InstitutIt
ohlntrr. bout-nan; early in Boptunhor. It: a truulttlou
902106 at I ran monthl, will. aqua analyacn and write-up
are in prograan bars, the oonﬁlnnntlou prouru-l will be
octablilhnd tiara. At noon an my tin. la produuiu:ntly
1a 3%. L§!1l. I will route: tall: from the progrum hcrc.
I ‘rlnt til: 1. natiltlctozr to you.
BprQoSShlly yours,

ti.

nmu
“.0

n

, .

.

�MEMORANDUM

DEPARTMENT OF EXPERIMENTAL PSYCHIATRY

June 1h, 1962

To:

Mr. Bechrsch

FROM:

Dr. Hex Fink

..‘.~.“‘..--.-.“enclosed budget dated June 12, 1962 for
6 months under project support by MY-2715 is contingent upon the adjustments euthorised in my
memorandum of 5/23/62, 3 copy or which is enclosed.
The estineted belence or $12,000 for 6/30/62 may
be in error by 10%, and if so, can be corrected by
using the belenoe, or adjusting expenditures to
conform with reality. Also, it is probable thst
lines 1, 2 ere overestimeted. I have also indented
this grent fully for Mrs. Mosquere (line 7).
After Hrs. Croghen hes made the adjustments of
5/23/62, if she will give me e true balance, I will
revise this budget statement.
The

Thenk you

HFsdts

for your cooperation.
Sincerely yours,

ﬁe: Fink, 5.5.

�MEMORANDUM

DEPARTMENT OF EXPERIMENTAL ?SYCHIATRY

June 1h, 1962

T0:

Mr. Bachrach

FROM:

Dr.

Max

Fink

enclosed budget dated June 12, 1962 for
6 months under project support by MY-2715 is con—
tingent upon the adjustments authorized in my
memorandum of 5/23/62, a copy of which is enclosed.
The estimated balance of $12,000 for 6/30/62 may
be in error by 10%, and if so, can be corrected by
using the balance, or adjusting expenditures to
conform with reality. .Also, it is probable that
lines 1, 2 are overestimated. I have also indented
this grant fully for Mrs. Mosquera (line 7).
After Mrs. Croghan has made the adjustments of
5/23/62, if she will give me a true balance, I will
revise this budget statement.
Thank you for your cooperation.
The

Sincerely yours,

ﬂaw
MF:dts

Max

Fink, M.D.'

�MEMORANDUM

DEPARTMENT OF EXPERIMENTAL PSYCHIATRY

July 20, 1962
Pollack
Co-Investigator
M. Fink, M.D.

T0:

Max

FROM:

MI-2715

Project

In answer to your question of 7/19, I plan to complete
my active participation at Hillside on September 15 and shall
request “vacation” time as terminal leave. For the past year
I have accrued 16 days as of 9/1/62, and have carried forward
15 days from 1960-61. If my calculations are correct, my
salary should be paid to October 26.

Effective on your return from Europe in September, I
believe you should assume full responsibility for the expenditures
and management of MY-27lS. Until I leave for Europe, and in
your absence, I shall continue to carry out these responsibities.
I shall notify NIMH as to the transfer of responsibility as of
September 15, and have notified Mr. Bachrach as attached memo
indicates.
In the event that you balieve my consultation will be of
service to you, I shall be pleased to come to N.Y. However,
reimbursement for expenses should be borne by the grant here.
Good

Hrtdts

luck!

Max

Fink,

M.D.

�do

’

MEMORANDUM

k

DEPARTMENT OF EXPERIMENTAL PSYCHIATRY

July 20, 1962
T0:

Mr. Bachrach

FROM:

Max

Fink, H.D.

Principal Investigator,
permit you to

MI-2715

Project

exact budget estimate for
MI-2715 for 1962-1963, I should like to bring the following
to your attention.
At the completion of my duties in Europe I shall return
to Hillside and complete such reports as may be necessary.
This should be done by September 15. I shall ask that I
complete my service on these programs as of that date, subject
to reimbursement for accrued leave. is of September 1, 1962
accumulated leave time will be 31 days, which will be requested
as terminal leave.
Until September 15 I shall continue to exercise responsibility for the project activities, but shall relinquish these
To

make a more

that date.
Parenthetically, I would suggest a prudent bookkeeping
measure for your consideration. is you know, the office of
Director of the Department has never been supported by
government funds. It is prudent to combine this course
until the final termination of the office. As a record

fully

as of

matter, if you exercise the prerogatives of your position
you could so reassign items in MI-2715, and non-government
for 1961-62 as to "carry forward” in non-government a sum
necessary for the position. In the revised budget estimate
you are planning to submit to NIMH, the item of principal
investigator need no longer appear.
Thank you for your cooperation.

HF:dts

ﬁax Fink, H.D.

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                    <text>January 8, 1960.
KIHORAIDUH

1803:

20:

SUBJECT:

Medical Director
DOpartnent of Experimental Psychiatry
Salary Scales for Professional Staff

Over the

past few years we have attenpted to establish
reasonable salary scales based upon the conception of full tine
work at the institution, without outside professional activity.
By adninistrative pressures, a policy of equating Job positions
both within the institution and between institutions has been
grafted onto the full tine concept. This latter has been nade
an integral part of the salary scales despite the awareness that

so-called equivalent workers within the institution were not
"full tine,’I and that institutional salaries are often different
because of the nador.fringo benefits.
Continuation of these fictions lakes further growth of
this unit extrenely difficult. we are severely handicapped
in recruitment; and the staff is restive, considering the
opportunities they have elsewhere. We cannot provide university
affiliation with graduate students as a source of new personnel;
nor have we established an identification for staff persons with
I

the

institution.

For these reasons, among others, the following revisions
of salary scale and work standards are reconnended for this Department, to be effective July 1, 1960.
A. General

Principles.

1. All appointments in Associate or Senior Associate
categories are to be node on a full tine basis.

�-22. All income tron ancillary eorvicee to accrue to
the aeeeoroh Fund of the Hillside Hospital.
3. For Aoaooioto and Senior iseociate stat: neoboro
‘

aro in apeoial training toward graduate degree or oertitioatee,
no
enae
to 83000 per anon: tor tour yoare lay bo approved by the
Hadioal Director on roooaaondation o: the Director or the Dopartwho

loot.

h.

aebbotioala Salary nay be paid up to .1: loathe
after (it. years service and up to one year after oight yearoerrioa in the Dopartnont for etudy at another laboratory or
ioatitotien. In the event that ouch eabbatioal in approved,

travel and relocation expeneaa up to 3 looo
nay be reqneetod.
5. Mentorohip in proteeaiooal eeoietiee and malpractice
insurance oorerago to to providod by the Departnont.
B. azeoifio Soolea
1e Pchhiﬂt’ye
o. For accredited Alerioan Board or
Peyohiatry, recent $13,000 - $20,000
with $1000 inoreaent, to 827,500;
b. For :raduetoe, eligible for exaninatiooe,
.16'000 ‘ .18,000a
o. tor lellove (hth or 5th year) $12,000 “
;

’1h3000

2.

Payohelegy.

a. Senior Reeearoh atatf ~ 31h,000 - $20,000
Ph.D. and ten or lore yoare orperienoe.
.b. Pazaoaroh Aeaoeiate - $10,000 - $15,000 .D.

o. Roeearoh iseietanae - $8,000
Phono

G‘ndid.t..o

~

$10,000

�ca.
4. Roooorch Follow - $5,000 - $7,000
a. Job Sgociticotioa.
1. For itou la, b, ond to, b, o, tho doooriptiono
in monotondun or ootobor 30. 1958, opply.
i

2. For itolo 1n ond 24:
ohoonto
In tho
or groduoto oohool otriliotion,
tho troininc or our oqn otorr 1o Iondotory. With tho potontiol
oupport of (routing ooonoioo oloo dooirono or providing troiaing
tundo, thooo rongoo oro onggootod,'ond itouo oiil bo roquootod
‘in tho noxt budgot.
10.

Poychiotriota Cooplotion or throo
yooro in psychiatric rooidoacy, ond dooirono or otndyiatdhring
hth ond 5th yoor.
2d. Ph.D. oondidoto or H.A. ooudidoto. Eorly
in coroor, without thooio, would roquoot tnndo to pornit ouch
oooiotont to oporoto within tho loborotorioo.
\

Roopoettully onbnittod,
IX

‘n, oo

�\

Departaent of Experimental Psychiatry

«

April It, 1950.

Director
SUBJECT: Salary Scales fer Pretessienal Start.
Correction of acne dated January 8, 1960.
Here stands except for specified revisiens receanended:

HEEORLIDUH

Page 1.

Page 2.

T0: Medical

General Princigles.
1. All appeiutsents er presetiens te senior
Research Associate are made en a 'full'~tell-tiae
basis. Appeintaents in ether categeriee are "fellotine"
according to established standards of the Hospital.
2. All inceae Irea ancillary services of "full"
full-tine start to accrue to the Research Fund of

A.

Eillsids Hospital.
3’ h, 5.
B.

'tCte

Sgecitic Scales
1. Psychiatry
(a) Sr. Research Asaeciate: en agreeaent
with the Medical Directer
(b) Research Associates for accredited
Aaerican Beard or Psychiatry, recent $18,000 . $20,000,
with $1,000 increaent, to $27,500; for greauates,
eligible for exasiuatiens, $16,000 - $18,000.
(0) tellers: (hth &amp; 5th year) - $12,000 - $1h,000
2.

Psychology
(a) Sr. Research Asseciate: stat.
(b) Research Associate: Ph.D. and esperinental ,»
experience $9,000 - $1h,000
(c) as. Research Assistant: x.i. or equivalent,
three years experience, and candidate for
Ph.D. at accredited university - $7,000 - 39,000
—

(d) Research Assistant er Pelbw: H.i. or one
year experience - $5,000 - $7,000

�Pug.

3

0.

Job Sgociticatiana:

while specificatians at 10/30/58 would apply,
following changes arc rnqnvatnd.
In original docignntion,
Rcuoarch Lsaociata in Psychology was limited to Ph.D. and thrus
ynnra or oxporicnec. this in hurdansonn, and :11 Ph.D. appointinbo designated 'Aaaociatc.' Assistant dasignation be subdividad
to Sonia: Rnaonreh tall-tint and Roacurch Aaaintaut, as abovo
pornittinx tho nmploynont or trainees 1nd aundidat-a, with

origiu;1 cpcoificutiona applying.

Roapodlully submitted,

‘EE§“FIEEI"HTET”~’"'

31:13

�����Pg. 1

Dr. Fink

To:

Director, Research in Emerimental Psychiatry

Prom:

Accounting Dept.

Re:

Report of Expenditures
.131; 1 - October 21: 1960

HOSPITAL SUBSIDIZED RESEARCH

1960-61

Ebcperience
To Date

25, We

8, 331e
3,167.
363.

Dudet

Salaries
BC

Assoc.

8c

arises:

Fink

in Social Psychology

Siegel

Psycholinguistic Technician
Secretary

Medical Equipment
Office Equipment
Travel

Supplies

Social Security

Director's

Kolodny

Podrid

118.

'

Blue Cross
Expense Account
&amp;

Income from Nassau County

Net Expenses

cc: Hr. Bachrach

h85.

1,500.

Total Expenses
Less:

3,120.
2 ,172.
2 , 890.

3,1t00o
3.1100.

(67.)

920.
600.

119.
161.
237.

10,120.

12,796.

3,120.

1214.

h0,000.

12 ,672.

�Dr. Fink

Director, Research in Experimental Psychiatry

Pg. 2

GRANT

biz-2115

5%

to 12/31/61 Grant approved for $65,886.
to 12/31/61 Supplemental Grant
16 2 O.
approved for

Amount

applicable to 1960-61

6

151%:
h1,058.*

1960-61
Budget

quaerience

Grant Balance 6/30/60

32,105-

3h,699.

Additions:
Amount applicable to 1960-61

1.12158 .*

m,

_

Starting Balance

Salaries

&amp;

Additions

8.

nses:

ese
ssoc. n sychiatry
Sr. Assoc. in Ehtp. Psychology
Assoc. in Exp. Psychology

Asst. in Exp. Psychology

Assoc.

in

Exp. Psychology

Psycholinguistic Technician
E.E.G. Technician

Secretary
Secretary

Klein
Pollock
(Gittelman
(Bel-"nut
Karp

(Krauthaner
(Andermnn
Kclodny
Mosquera
Bowie

Podrid

To Date

73,1463.

3h,699.

16,1416.

5,667.

10, 92°.
7,500.

2 ’ 500.
2 ,500.

8,500.

2,931.

h.l.10.

1,1426.

7,333.

3,360-

291.

1,123.

1.80.

MM
Supplies

Iviedical Equipment
Office Equipment

Social Security

8:

Overhead

Blue Cross

Travel

Total Eutpenses

Unexpended Balance

cc :

Mr. Bachrach

2,500.
382.
1,928.

101.

1196.

9,681..

2,7hh.
563.

72,9330

20,8270

13,372.

�1“
Director, Research in Experimm Psychiatry

Dre

mm

Pg. 3

181-2092

Great. terminates 12/31/60; expenditurepicked up by Great III—2715 Supplement.

mm

m0

Starting Behnce 5 Additions

We:PWIC"

Salaries &amp;
Sr. Assoc. in Me

Repairs to quipnent

800111 Security
Overhead

Tom

&amp;

Blue Crone

WW3

Wed

We

6,&amp;7e

7,h35e

To Date

0

Additions

Behave

cc! Hr. Mhrech

Wk

be

1960-61

Bidet
" 6/30/60

te

6,667.

7,h35.

5,667e

11,333.

130.
870.

1:3.

628.

6,667.

5,7080

0

7014.

1,727.

�Pg. 1

”MaDr. Fink

To:

Director, Research in kperimental Psychiatry

Fran:

Accounting Dept.

Re:

Report of Expenditures

.1an

3

.. 393mm; 30, 1260

HOSPITAL SUBSIDIZED RESEARCH

1960-61

W'Lec
Salaries

nses:

&amp;

Assoc. in Social Psychology

Psycholinguistic Technician
Secretary

Medical Equipment
Office Equipment
'l‘revel

Supplies

Social Security

Director's

Blue Cross
Expense Account
&amp;

Total Expenses
Less: Income from Nassau County
Net

muses

cc: Mr. Bachrach

Experience

Bidet

Fink
Siege).

Kolodny

Podrid

25,000.

3,120.
2 ,172.
2,890.

To Date

.

10, 338.

3,958.
5&amp;6.

730.

1,500.

118-

3,h00-

3,1400.

920.
600.

(55a)
173.
22h.
290.

10,120.

16,2014.

3,120,.

177.

130,000.

16,027.

gm

�M
Director, Research in Experimental Psychiatry

Dr.
(

'

GRANT

Pg. 2

111-27};

1/1/61 to 12/31/61 Grant approved for $65,886.
1/1/61 to 12/31/61 Supplemental Grant
approved for

Amount

applicable to 1960-61

W

Grant Balance 6/30/60

Additions:
Amount applicable to 1960-61

Starting Balance
Salaries

8:

ese

uses:

ssoc. n sychiatry

Sr. Assoc. in Eng). Psychology
Assoc. in up. Psychology
Asst. in

Assoc.

Psychology
Exp. Psychology

Ebcp.

in

Psycholingzistic Technician
E.E.G. Technician
Secretary
Secretary

Klein
Pollock
(Gittelman

Social Security

a:

Overhead

1960-61
Budget

Experience

32,1105.

3h,699.

311,699.

16 ,hlé.

7,083.

(Belmont
Karp
(Krauthamer

10,920.
7,500.

3,500,,

(Andaman

8.500.

3,6140.

Kolodny
Hosquera

h.h10.

1,783.
1,h06.

3 , 360.

Bowie

2.500.
382.
1,928.

Blue Cross

Total Expenses

Balance

5
d

.-

cc:

n

.n

ﬁ.w

,...,..—

I

I

Illll

291.

1:80.

165.
607.

3,130.

72,933.

26,185.

675:

-IIIM'
530.

,.
-Nv
“A.

3,125...

9.681;.

Travel

"I'fn'expended

To Date

73.h63.

7,333.

Podrid

Supplies
Medical Equipnent
Office Equipmnt

h1,058.*

1413958 .*

Additions

8.

l
"851%?
6 2 O.

8,51)»

�..o~’

Drcl'ink
Director, Research in

mm

Psychietry

mm

Pg. 3

III-2092

«when:

12/31/60; «podium» to be
picked up by Great 141-2715 Suppl-lent

Went

1960-61

Met
Great Balance

- 6/30/60

6.667.

Belem.

&amp;

mm»

W

Selene: I: Expense”
8r. Assoc. in Exp. Psychology
S plies
‘greee

Social Security
Overhead

Total

To

DI“

7,105,

0

Additions

mm

Experience

a Blue

heme

Wed

Behme

Pollock

6.661.

7,155,

5.567.

S,h17.

130-

SS.

725.

870.

785.

6,667.

6,982.

0

1:53.

�'

To:

Dr. Fink

Director, Research in
Prom

Accounting Dept.

Re:

Report of

119

Pg. 1

M

mm

herinentel Psychiatry

nditures

to

December 31, 1960.

A

-._A

-4tm

,.._

Assoc. in Social Psychol
Paycholinguietic Technician

Secretary

Medical Equipment

Office Equipment
Travel
Supplies

Social Security

ctor'e

Tom

Blue Croce
Expense Account
a:

mews

Less: Income from Nassau
County
Net Expenses

Pink

Siege].
Kolodnv
Podrid

25, 000.

3,120.
2,172.
2,890.

112.3335.

14,750.

739.

”5.

1 500.

,118.

(SS“ )

3 ,hOO.

3,hoo.

920.
600.

233°
290’

1‘3ng

”’566.

3.129..

265.

130,000.

'

‘

'

�Dr. Fink

Director, Research in Experimental Psychiatry
GRANT

Pg. 2

111-2715

approved for $65, 886.
1/1/61 to 12/31/61 Supplemental Grant
approved for

1/1/61 to 12/31/61 Grant

1’20.
ﬁg.

Amount

applicable to 1960-61
1960-61
Budget

quaerience

Grant Balance 6/30/60

32,105.

313,699.

Additions:
Amount applicable to 1960-61

1413958.!-

‘

Starting Balance
Salaries

&amp;

nses:

Asst. in Exp. Psychology

Assoc.

in

Exp. Psychology

Psycholinguistic Technician
E.E.G. Technician

Klein
Pollock

16,h16.
7,333.

8,500.

Karp

10,920.
7,500.

h,soo.

8,500.

31,3338.

h.h10.

2,”.0.

(61th
(Belmont
(Krauthaner
(Aniormann
Kolodny

Hosquera

3,350-

Podrid

Supplies
Medical Equipmnt
Office Equipmnt

Social Security

3h,699,

Bowie

Secretary
Secretary

8:

Overhead

2,500.
382.
1,928.

Blue Cross

Trml

Total kpenses

Unexpended Balance

_

I

cc :

Hr. Bachrach

To Date

73,h63.

Additions

&amp;

ese
ssoc. n sychiatry
Sr. Assoc. in Exp. Psychology
Assoc. in Exp. Psychology

_

hl,058.*

'

I

II.

3,750,.

291.

1,689.

EEO.

278.
697,

9,68,4-

31,116.

72.933.

31,1170.

631.

My
530-

3,229,

Mum

�Dr. Fink

Director, Roam): in Experimental Psychiatry

mm

Pg. 3

31-2092

mus

12/31/60;
Grunt
picked up by Grant 141—2715

Wt.

exp-Mite": to he

1960-61

that Balance - 6/30/60

'

6,667.

3mm. 6 Additions

W
Salute: &amp; Enema:

$‘o

To Date

71:35.

0

Additions

Starting

Met

We

“3°C. in

m. won-m
Supplies

Social Security

Overhead

&amp;

311:.

Total. Expenses

Unmanned Balance

cc: Hr. Bum-ad:

areas

Wk

6,667.

71:35.

5,6670

6

Q

a

130.
870.

63‘.
91-2.

6,667.

8,2138.

0

(813.)

�W
P80 1

W

Dr. Fink

To:

‘

Director, Research in Experimental Psychiatry

Fran:

Accmnting Dept.

Re:

Report of Menditures

1961

HOSPITAL SIBSIDIZED RESEARCH

Salaries

ec
Assoc.

&amp;

uses :

in Social Psychology

Psycholingulatic 'Dechnicien

Secretary

Medical Equipment

Office Equipmnt
Travel
Supplies
Social Security 8: Blue Cross

Director's Expense Account
Total Expenses
Leas:

Income from Nassau County

Fink

Siegel

Kolodny

Podrid

25,000.

3,120.
2,172.

2’890’

lb

181
5,5112.

l

'

’912'
D

220.0
_

1,500.

118.

3,)400o

3,h00.
920.

(SS )

2714'

600.

397‘
387:

10,120.

22,858.

34L

265.

.

l

__________________________________._____———-——--——--—Net Expenses

cc :

Mr. Bachrach

h0,000.

22,593

�Dr. Fink
‘

_..

.,

Director, Research in 'hcperimental Psychiatry
GRANT

Pg. 2

IKE-2715

1/1/61 to 12/31/61 Grant approved for $65 ,886.
1/1/61 to 12/31/61 Supplemental Grant
16 2 0.
approved for

‘B'iﬁi'ﬁ

Mount applicable to

Grant Balance 6/30/60

1960—61

.m

Additions:
Amount applicable to 1960-61

Starting Balance

Salaries

&amp;

Additions

nses:
ReseF-ch Issac. In Psychiatry
Sr. Assoc. in Exp. Psychology
Assoc. in Exp. Psychology

.

1960-61
Budggt

Experience

32,1105.

3h.699.

ulzostm

20,529.

73,h63.

55,228.

16,h16.
7,333.

9 ,917.

1,083.

10,920.
7:500-

5,500,
h,375.

8,500.

5,056.,
291.

To Date

8:

Asst. in Ebcp. Psychology
Assoc. in Exp. Psychology

Psycholinguistic Technician

W

E.E.G. Technician

Secretary
Secretary

Supplies
Medical Equipment
Office Equipment

Social Security a Blue Cross

Overhead

Klein
Pollock
(Gittelman

(Belmont
Karp
(Krauthamer

(Ardemenn
Kolodny
Hosquera

me
Podrid

14,1th3 9 360.
‘

Total Ehcpenses

Unexpended Balance

Mr. Bachrach

2 ,517.

1, 972 ¢
1:80.

Cartolano

13s

2 ,500.

382.
1.928-

99681“

Travel

cc :

b1,058 .*

281;.

920.

5,009.
979.

72:933-

38,396.

530-

16 ,832.

.

�Pg. 1

Dr. Fink

To:

Director, Research in Experimental Psychiatry

From

Accounting Dept.

Re:

Report of Ehcpenditures
1: 1260 - Februagz 28I 1961

ng

HOSPITAL SUBSIDIZED RESEARCH

Salaries

&amp;

80

menses:

Social Psychology
Psycholinguistic Technician
Secretary

Assoc.

111

Medical Equipment
Office Equipment
Travel

Supplies

Social Security

Director's

Blue Cross
Expense Account
8:

Total Memes

less:

Income from Nassau County

Net mpenses

cc: Mr. Bachrach

Fm

Siegel

Kolodny

Podrid

25, m0

3,120.
2,172.
2,890.

1 500.

,118.
3,h00.
3,h00.

12,33:
1’09;

,, J

£1455:

180'
13h.
61.
525.

920.
600.

1:17.

53:12“

26,238.

3,120.

“3,955.

10,000.

2 3 ,283.

"

;

4-;

A

3*)

7’

.

�\

Dre Fink

Director, Research in ﬁrperimental Psychiatry
GRANT

Pg.

2

PIX-273:5

1/1/61 to 12/31/61 Grant approved for $65,886.
1/1/61 to 12/31/61 Supplemental Grant
approved

Amount

Grant Balance 6/30/60

Salaries

&amp;

Eggnses:

ese
esoc.
sychiatry
Sr. Assoc. in Exp. Psychology
Assoc. in Earp. Psychology

Asst. in Ech. Psychology

Assoc.

in

Earp.

Psychology

Psycholinguistic Technician
E.E.G. Technician

Secretary
Secretary
Electronics Technician
Supplies
Medical Equipnent
Office Equipment

Social Security

8:

m

Overhead

Klein
Pollock
(Gittshnan
(Belmont

(Krauthamer
(Andermann
Kolodny
Mosquera

Podrid
Cartolano

Unexpended Balance

cc : Hr. Bachrach

Experience
To Date

3h,699.

M*

203529.

73,1163-

55,223.

16 hlbe
71333-

11

o

3:333.

10 920.

6 500.

3500-

5,765.

7:500-

5:000.

291.

hyhloe

2.895.
2,255.

3’36“

2480.

ho.

\a
’38:.
500.

295.

1,92 e\~\...1
9’68hN-h 5,3533..

Travel

Total Ebnpenses

111,058.?!-

32’h05-

2

Blue Cross

11:15:

1960-61
Budget

Additions

8:

16 230.

applicable to 1960-61

Additions:
Amount applicable to 1960-61

Starting Balance

for

15029.
72,9330

[6,852.

�Pg. 1

W

MEMORANWH

Dre Fink

To:

Director, Research in

Merinontal Psychiatry

From

Accounting Dept.

Re:

Report of Ebcpenditnres
195]
3]
12m
lamb
1.
3
Jul:

W

RESEARCH
SUBSIDIZED
HOSPITAL

Salaries
Assoc.

uses:

6:

in Social Psychology

Psycholinguiatic Technician

Siegel

m

Kolodny

Secretary

Medical Equipment
Office Equipment
Travel

Supplies

Blue Cross
Expense Account

Social Security

Director's

.

Total Expenses

less:

Net Expenses

7’125'

1 500.

180'

3,1400.

151:

1’ 335‘

1:681:

’118.
920.
600.

.

Income from Nassau County
Donation of Paychiatropic Drugs

3,120.
2,172.
2,890.

3,h00.

8:

Experience
To Date

1960-61
Budget

»»

~

x... ,,

.

110‘
626.

1117:

10,120.

2951.0.

3 ,120.

2,955.
2
:295:

h0,000.

21:390.

to Hospital

______________________________...——————————---

cc :

Hr. Bachrach

�Dre Fink

Director, Research in farperimental Psychiatry
GRANT

Pg. 2

m~271§

1/1/61 to 12/31/61 Grant. approved for $65,886.
1/1/61 to 12/31/61 Supplemental Grant
16 2 0.
approved for
T511137
Amount

applicable to 1960-61

1_‘_‘_____

Grant Balance 6/30/60

Additions:
Amount applicable to

Starting Balance

Salaries

Essen

1960—61

Additions

3.

nses:
Issac. In Psychiatry

Assoc.

hp.

in

Psychology

Exp. Psycholog

Psycholinguistic Technician
E.E.G. Technician

Bud eet

Experience
To Date

32,1105.

3h,699.

hl,058.*

20.5293

73,h63.

55,228.

16 ,h16.

12,750.
M327.

(Belmont
Karp
(Krauthamer

10, 920.
7,500.

7 , 5142 ..

(Amiermann

8,500.

6,1173,

Kolodny
Mosquera

,

7,333.

h,h10.
3,360.

&amp;

Overhead

Blue Cross

Travel
Total Expenses

Unexpended Balance

Hr. Bachrach

5,625.
291.
3,272,,

2,592.
1:80.

93.

Castolano

Supplies
Medical Emaipment
Office Equipment

Social Security

Klein
Pollock
(Gittelman

Em;
Podrid

Secretary
Secretary

cc :

1960-61

8c

Sr. Assoc. in Exp. Psychology
Assoc. in Exp. Psychology
Asst. in

h1,058.*

2,500.
382.
1,928.

9.968140"

3760

1,376.

6,1173n

14100"

72,933.

52,770.»

530.

2,158.

�P30 1

Dr. Fink

To:

Director, Research in Emoriuontd Psychiatry

W1

Fran:

Accmnting Dept.

Re:

Report. of Expenditures

w—WW
m
HOSPITAL

wnsmxzm

RESEARCH

M
Salaries

ac
Assoc.

&amp;

gases:

Fink

in Social Psychology

Siegel

Psycholinguistic Technician
Secretary

Kolodmr

Mics]. Equipusnt

1960-61

merience

25gme

19,7950

1,500.

180.

33’4me

5939

3,120.
2,172.
2,890.
118.

Office Equipmnt
bIVOI
Supplies
Social Security &amp; Blue Cross

7,917.
1,57h.
1,906.
711,

3shme
920.
600.

163689.

Total Expenses

1.3.120.

33, 308.

less: Incaus

3,120.

2 ,955.

Director's Expense Account

from Nassau County
Donation of Psychotropic Drugs to Hospital

Net

kpenses

~

41;]

cc: Hr. Backrest:

1417.

2: 295:

150,000.

28 ,058.

�Dre Fink

Pg. 2

Director, Research in "apex-mental Psychiatry
GRANT

'

a...

141-271;

.

$65,886.
for
Grant.
approved
12/31/61
1/1/61 to
1/1/61 to 12/31/61 Supplemental Grant
2
0
6
1
.
for
approved

121115:

Mat

applicable to

1960-61

1960-61
Budget

...

’41, 058 .*

Experience
To Date

Grant Balance 6/30/60

32,)405.

314,699

Additions:
Amount applicable to 1960-61

glIOSBJ

111,058s

73,1163.

75,757.

Klein
Pollock

16,2116.

lh,167.

(30130111:

10,920.
7,500.

8,583.
6,250.

8 ,500.

7 , 181.

Starting Balance

&amp;

Additions

Salaries &amp;ﬁsoc.uses:
In Psychiatry
Sr. Assoc. in Exp. Psychology

Hem

Assoc. in hp. Psychology
Asst. in Exp. Psychology
Assoc. in Exp. Psychology

Psycholinguistic Technician
EOEOG.

WWW

Secretary
Secretary

7,333.

(Gittelmn
Karp
(Krauthatner

(moment:
Kolodny

m
W

ughloe
3,360.

HOWE

5,1111.

291.
3,6509
2,353..
LBO.

93o

Oastslano

'

Supplies

pursuant
Office Equipnnt

2.500.
382.
1,928.

Medical

Social Security

8:

Overhead

Blue Cross

9.681;.

Travel

Total MEMOS

Unexpended Balance

cc: Mr. Bechrach

.

169.
1,5711.

7,366.

$139.91

72,9330

593,458:

530.

16 ,299.

'

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90¢

�1/3/61
Dopartnont or lxpsriaantal Psychiatry
1961-62 Bndgot, Propoood

I.

1960-61 Indgst (-ovsrhsad)

$118,882

a. Inorsasos in salariss, annual
inorsnsnts
b. Additions in prograns:
1. Psycholingnist - to ba aotivatsd
2. Sociologist to tho proxraa
3, £80 technician

Statistical
tsohnioian,
g.. Elootronio oqnipnsnt

é.
o.

s.

Status rslatinx to lndgst
John [razors Irt. tron fallowship
status to Rasaaroh Associats 9/1/61;
snbjoot to approval of g. or‘g.
Donald Klein: continnss as Isa. Assoc.
but is to ba grant (Kh798) supported.
that tho dittorsncs in
It is axpsctod
salary iton on grant and an lsvsl nay
ha up to $7500. Grant providss 85000
additional for sscrotaria1 and othar
sxpansss.
Sabbatieal ~ lax link: 9/15/61-8/1/62
Visiting Soiantist support is roqnsstad.
rhara is no salary ohangs during yaar.
Amount is $15,000 par annnn.
Expanss

III.

W
%,650
1 000

Changas in

0.

Souroas of Support (-ovsrhoad)
a. Approved:
1961-62
1. HI2715
.

ha P01161118:
2, nh798

rotal

0 12,000

170,732
12,000
182,732

72,231

-

(323,000) out.

3. Visiting Soiontist
c. To bs Raqnastads
h. Snpplonantary H12715

126,282

10,000
10,000
6'800

tins
tins

llaetronios spacialist,

II.

7.300

“17,000
13,500
30,000

r¢/~

gh,g§o

�$0,000
a. Board or Daroetorl
1. it would Ilk the Board to
apprevo I grant 0: $h0,000 to:
{var ytara; with an lpyortunity
to carry tarvnrd unoxpondod can:
far 2 yn;rs.
2. WI wanld also ask for a credit
tranltor tron operating budget
funds of value of psychotropic
drugs (to $10,000) roecivod in
the progran. In 1959. the
'

vulno was ontinntod as O11,000.
Inconn Eutinato: 182,731
Exponae

Estinatcs 182,732

��V

WWW—WM...‘

r
L

///~/

5

”A Z

3%”

'

IBKOO
&gt;3, W?

+

'
————-'_f"——'

I

23, We
’3 ’ (00

‘

2.00

..——

I

~

I

I

v

’

2“
3f?”
=

���May

5, 1961

Hrs. Croghan
Departnent of Experieental Psychiatry

Heme:

Iron:

Subject:

Budget

'1. In reviewing
find

budgetery expenses to date, I
the following in the Beapitelised Subsidized Research:
Expenditures 7/1/60 ¢ 3/31/61
$29,5h0
Less

my

credits (Nassau County)

5,250

(Drugs)

Estimated Expenses

nets
sonths

3

$2h,290
I

Salaries (3&amp;00 x 3)
Social Secutity
Travel
Other

10,200
300

1,000

_

200

net:
Less

credit for teeching

900

Research Associete in Psychiatry (Klein) app.

Secretary

I!

(Podrid) app.

hSOO

82g

$5,325
my

calculations are in error, please call as.

Thank yen.

a

Sincerely yours,
HTzOP

11,100
35,990

ax

n ,

.

�5. 1961

May
HOIO!

Mrs. Croghan

Irons Dapartaont of Expsriaantal Psychiatry
Subdaota

Budxat

1. In roviaviag a: budgstory oxpsusaa to data, I
find tho following in tho lospitalisad Subaidisad Rasaaroh:
nxpandituras 7/1/60 ~ 3/31/61
$29,5h0
Lass credits (lasoau county)
5,250
(Drug-v)

__.______

not:

$2h,290

lotiaatad xxoonsos 3 months
salarios (JhOO x 3)

10,200

Social secuoity
Traval
ethar

300

1,000
200

not:
Lass oradit for teaching
2.

11.100
35,990
200

I: this
is
iha

approxiaatsly
would you
oorraot,
ploasa assign
following sxpandituras to this account,
tron Grant l1-2715, attentiva April 1?
nosoaroh Associats in Psychiatry (Ilain) app. ASOO
Saoratary
(Podrid) app. “33:

I:

ay calculations aro in
Thank you.

85,325

error, ploaso call as.
Sinosraly yours,

IIsOP

ax

n ,

. .

�Prcptlod ltdgot 1961-6!
nevi-ad 5/22/61

Doparinont

.: tsp-rtnonttl Plyuhtltry

annuity:
Exponloo 1961-62

$156,hh0

Inoolo
warns

_

Eonpttal eruditl

108,870
1.510

116.;50

lot

Unuubcidisod

ltloarch

8

ko,ooo

�5/22/61

Bspcrt-sct ct lxpssissntsl Psychistry
Prcpcscd 1961-62 ludxst (lsvtssd 5/22/61)
Exp-uses:

1. Blrsctcr
2. Assoc. 1n rsychistry
.AQE‘o/B. Assoc. 1n Psychistry
h. is. Assoc. Expos. Psychology
5. Assoc. in lxpsr. Psychslcgy
6. Assist. in Expos. Psychslcgy
,rswo'7. Assist. in lxpsr. Psychc1cxy
8. Assoc. in Sosisl rsychclcgy

1960-61

1961-62

Apprsvsd

hsqusst

(3. link) 25,000

25.000

16,h16

17'500

Sllcta)
lrsnsr)

.

13.000
Pcllsck;
lslncnt 10.920
1.500
Ksrp)

.

Villas!)

2'004'

b‘;

1h,000
11,000
8.100

73200 (9)

9,500

10,000 (d)

I,$oo

1,h20 (s)

Elbsqusrs)
lss)

h:h10

k,aoo
3.600 (I)

)
12. rsychslingsistis rsshntc1sn élslcdn
Psdridg
13. soot-tar:
(Ibssclnsn)
1h. alcrkotyptst

1,172
3,360
2,890

2.300

-

2.700
3:500

16. [quip-cut (attics, nsdicsl
11. frsvsl
18. acrylics
19. nircctsr's Prstcsstscsl lxysnsss

b.5oo
3,h00
3,hoo

3.000
3,600
3.000

3,31h

3.500

9. Assoc. 1s lxpcr. Psychology 33:6)
Andsrssan)

8:.
”Eu/11. no lcchsicisn, Jr.
10. ans fschnicisn,

AﬂE‘VlSs

fcchnicsl Assistant

20. Social Bcccrisy/llns Gross

(lcs)

(sst.)

21. msrhssd

«-

600

11.01;].

20211

$129,923

33h80

(t)

600

11,200 kg
2,8h0 1
$156,hho

�-2.
Bopartnont

at lxporincutal Prychiatry

lxyoulon 1961~62
lacunae

0&amp;56ikk0‘

ﬂ?{5.3,qzelo

1. warns 31.2115
(62) - 1/1/61»12/61
(1/2)
Iroaght toﬁvurd (03%.)
(1/2)
(ca) - 1/1/62o12/62

h1,oso
k,oeo
32.000

w

87,059

2. warns x.h795

natinutod 8.1.2:

1k,26h
n.710

pr.
0701‘.

2.8!!6

21,820 (a)

3. 2cc¢htn¢ (But. he hrs. .181!!!)
h. Bra: rrnnlror (13%.)

'

1,000 (k)
3,570 (1)

4E=4HHhIHHap6Iadtﬁ-GIaI-é-otalG~9010htt§rttt+jhﬂﬁﬂy4hér

W

”3 Vs'ro

lot

lxpouaoa (Haunt-111104 lcncuroh) 3 ha,ooo

�lgtoot
Sagportod, in art, by l~h798, aa Garcon Iavoaticator,
otfoctivo 1/1 61. Bixtoroaoc in inooao will to
aooignod tron l1-27159
(b) loplncoo 3.). [loin in nx-avzs. In continuing onporvioion of la! prozroa would roqnoot continuation of
clinical onpyott a! l/h otat: poychiatriot iton.
low appointacnt, ottoctivo 9/1/61 at $8,500 for air
nontho, $9,000 thoroottor.
loo appointaont, to ho aado 9/1/61, at oatinatod
$12,600 pot annna.
ippointnont onco 9/1/61. Will not ho roplacod onlooBiroctor rocoivoa II! Vioiting acioatiat award.

(t)

(a)
(h)
(1)
(3)

(k)

(1)

Ion aypointnont to porait hoopital~uido onrvoyw
plannod attor 9/1/61.
low poaition to: ototiotioal ani onporviaory :nnotiono.
lollovo a roooanondatioa at Aaoiotont idniniotrator,
Hr. Bavio, tollowinc a Job convoy Icy 1961.
evorhoad allcvoaoo on l1-2715.
avorhood allowanoo on l-h798.
n~h198 allowo $18,!1h for oalary ani roooarch cooto;
$2,0h6 for ovorhood. rho-o'itoao aro applicablo to tho
prograa. It aloo allovo Oh.838 opooitiod oo training
cooto. Ihilo Dr. Kloin nay not ntilioo tho on: in tho
conin; yoar, it nay not to nood for othor pnrpoooa
without oxprooo provioion. It ia onticipatod that thio
on: will to rotnrnod to tho warns.
Incono ootinato boood on continuation of coarooo in
Biological Paychiotry and in noooarch lothcdology.
lininal oatiaato balod on 1959-60 and 1960.61
oxporionco.
loqnoot continuation ot clinical crodit-tor clinical
oorvicoo, followingll960-6l oxporionco.
‘

�5/!!I61

a.“

nupnrtuont at prorannatal Parnhtu‘vy
ttovonod 19§1~62 nudgit (3011804 5/22/61)
196o~61

lupus-0.:
1. Blrootor
H. fink)
2. assoc. 1a rnynhxntry
x1013)
J. Assoc. in Ptyuhtutvy
tranor)
Assoc.
8!.
8390!.
Psycholtcy
(Pollack)
g. A‘s... in super. Psyuhnlocy (not-oat)
.
6. Acoiut. 1n Savor. Puyehalogy Earp)
7. Alutlt. 1a
Payah01n¢7* Willa-r)
or.
8. Autos. 1: 3.0 :1 Payuholocy
luv;
9. Assoc. in Expor. Psyuholncy Ila

Ap’rovod

8:.

Inna

'

15.133131»,
m
330 ruahaictna,

Andlrllll)

on)

25.000
15.h16

-

13.000
10,9:0
7.500

-

.

8,500

10.
11.
1!.
13.
1h.
15.

47.
ll!
Pﬂytholtsgutattc rochniotna {301.43 )
50ar¢$ary
roarid
Clark. 10%
ftnuatlnan)
rlahnie Lnatutaat
30v)

.
2,112

16.
11.
18.
19.

Equtpuunt (otttc..n¢di¢n1)
traval
Suppltca
Dtruator‘c !rottultonnl lap-anon
800131 80¢n31$7llluo 0:03: (00‘)

h.500
3.h00
3,hoo

to.

no:

21. Ovarhoau

"f
ﬁg?!

{VFW
4‘

anf‘ &lt;\
\J,

a\.

iﬂﬂﬂt

3,360
2,890

-

$00

3.31h
11.0h1

$129,923

‘155 0500

�“531.1190

Inna-0i

1.

um

::::

um

'mzz-wzzx
.

_

W
,

01.059

I. um: MM

“mm am

“.000
10.850

3. latching (83%.)
h.
um.)
S.

m Wu-

clilttti crolit

(xerox/h

500

5.00.0 (a)

Itttr plyth$n3rtnt1;‘ggg

lit lliilill

(I)

(lhlniltltsod tinnitus)

(a)

\

W
W

‘

1505000

�(o)

(d)
(o)

(f)
(s)
(h)

sappurtod, in part, by u~h198. ll carter Invoc‘tcntcr.
ottaottvt 7/1/61. Dittoronco in incon- v111 be
assigned S!!! IY~2715.
Inpltaoa 5.1. Xi'an in ur~2715. In contanuzn; unparttnion a: no: progran would mounts: aonttnuttton at
tho 1/8 nt‘tt poynhxntrtlt.
lav appcxntunut. «rtagtavo 9/1/61 at :0.500 for at:
nontha, $9,000 ‘hnrunttur.
lav appatatnnnt, t- be and. 9/1/61, nﬁ outiuttad
$12,000 par gonna.
Appointncnt and. 9/1/61. 3111 not he rnplnood talus:
ntvactnr rﬁcctvbl III Vitittuc Scientiut award.
luv appointuant.to pcrult hoapxtllavado survey:
planatd utter 9/1/61.
New position for azntintloni and aupnrviaurr tunotlcnt.
Fallout 3 risen-audition of Assistant idlinistr¢‘ar.
pr. navio, (allowing a Job I‘TVII law 1961.
on continuation or court.- in
Inc... ontinnto bland and
non-arch nothodoloay.
Bioloctonl Payohtutry

(1) Kin1nnl catiunto based

anti-stat.

on 1959~60 and 1960~61

'

(3) noqscnt continuation or clinical credit for 01131301
suvvtauu. failurtuc 1960~61 o:pnr1¢n¢¢.

�HILLSIDE HOSEFRHL
WEGE &amp; SALARY SCALES

Scale
#

HIRING
RATE

SERVICE-MERIT INCREMENTS

"‘if""‘i?“”"“"§""

MERIT INCREMENTS

“ﬁf“"“‘3¢‘”"‘

l

185

193

201

209

217

225

2

205

21h

223

232

2&amp;1

250

3

225

235

225

255

265

275

,h

250

‘261

272

283‘

29h

305

5

275

2877

233'

311f

323‘

335

6

305

318

331'

324,

357

370

T

320

355

320

385

hoo

215

385

200

his

h30

nus

8

376

�9113 TITLES

ﬁrm

GRADES AND HOURLLRATES

F0 a JON-PROFESSIONAL PERSONNEE

#h

#5

$250-$305

$275-$33é

GRADE
MONTHLY RANGE

myTITLES ﬂed hr

A

JOB

- $l¢55hr

Accounting Clerk

Busboy

File Clerk
§_; $1.32 hr

Cook‘s Helper

Housekeeping

Dictaphone
Operator II

Asst. Gardener

Counter Aide

Leadman (days)

Dishwasher

'Linen
Asst.

DriYBr

[Store Keeper

Haniyman

Kitchen

Man

Maid

C

Room

" $1.032

:Cook IV

hr

Clerk Iypist

Mimeographer

Receptionist
Stenographer
Telephone

Operator
B

'Porter
Potwasher

- $l.h5 hr

Housekeeping
Leadman(Nights)

"Night Cook

Linen
Clerk

watchman

Painter

N.B, All hourlz

rates

Room

A

- $1.71 hr

Chief Telephone
Operator
Dictaphone
Operator
OPD

Receptionist
CaShier

Seoretary,IIj
Cashier
B "'

$1960 hI‘

Cook
C

III

- $1.50 hr

Licensed

Practical

Nurse

Psychiatric

Aide

Maintenance
Mechanic
include 1 me§l_p§rﬂggz_§t_the rate of $10.00 per month

I

A

- $1.8833

Jr.

Laboratory
Technician

�SUPERVISORY
&amp;
EWIEESSIONAL
PERSOBYlé
FOR
RATES
HOURLY
AND
GRALEE
WITHIN
TITLES
JOB

#6

GRADES

,

$37

$3110

-

$h15§

$370

MONTHLY RANGE

$05 -

JOB TITLES

A- $2.080

A- $2.31

Asst. Office Manager

Bookkeeper

Pay Master

B- $2.02

Assistant Bookkeeper

Registered Nurses

‘

hr
hr

A

-

Charge Nurse

Supervisor

$1.9h hr

Asst. Superintendent
Grounds

Asst. Dietitian
Gardener
Housekeeping Supervisor

0- $1.82 hr
Dental Hygienist
N.B.

All hourlz rates include

1 meal

per day

at the rate of $10.00 per

(Nursing)

Chef

.

Psycholinguistic Technician

8:

§h10 ~ $510

$2.h2 hr

Sr. Laboratory Technician

Bldgs

$1M

$2.19 hr

Executive Secretary

B"

#9

#8

#7

month

�JOB TITLES WITHIN GRADES

#2

#1

$15 -

$235

,

$1.20 hr.

HOURLY RATE

Ass't

AND HOURLY RATES FOR NON—PROFESSIONAL PERSONNFL

m

$215

1§g§g

Cook IV

Gardener

Busboy

Counter

Cleaner,

File Clerk

Housekeeping

Cook's Helper
Counter Aide

II

_

Man

I

Housekeeping
Leadman

Cashier

Clerk-Typist

Boiler

Dictaphone Operator

Chief Telephone
Operator

(days)

Ass't.

Leadman

(nights)

Maintenance Mechanic

Dishwasher

Linen

Driver

Psychiatric Aide II Painter

Handyman

Storekeeper

Receptionist

KitchenvMan

ward Clerk

Stenographer

Maid

Room

II

Mimeographer

linen

Attd‘t

Room

Room

Supervisor

Psychiatric Aide I
Secretary II
Cook

III

Dictaphone Operator

Senior

Telephone Operator

Night Cook

Porter
Poiwasher

*(Licensed Practical
Nurses at_one

incresent higher)

*Watchman

N.P. All rates include one meal per day at the rate of $10.00 per month.
* Not included in Schedule A
'

$235

-

$31.5

Assistant Chef

Accounting Clerk

Housekeeping

*Gateman

.

-,

BET??? :. 9‘19? .51 s- 39.5.}

Secretary I

Jr. Laboratory.

Technician

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                    <text>l...“

I

3%

Protocol for Pilot Project. on Effect
of Drug on Corebrsl Emotion
‘

1. Object:
(a)
(b)

on
of dmgn

To

study the effect

To

observe the emotional responses to such ohangca

and

the perception of sensory stimuli;

in function.

first drug

selected is LSD-25 (Sandoa) - on erect preparation
which, in very minute doses, produces a time state with altered perceptions,
emotional reactions and occasionally hallucinatory phenomena.
Studies or
porcep’onol change-s in the visual, amnion", an! anaesthetic senses are planned.
Special enmhasis is to be placed on the more complex functions of spatial and
temporal orientation; discrimination of size and shape; body may; and the
perooption of multiple Simmons stimuli
.111.

(1)
(2)
(3)

(h)

In the emotional aphoro, the following questions are oonsidorud:
Are the emotional responses secondary to or simultanemm with the
perceptual changes?
Are the “spams: consistent in repeated exporinonta in each
In each class of oubjoabo?
subject?
Are the emotional moponooa related to personality structure in
Hal?
any predictable fashion?
In there any relation of the mouse to drug aotim and tho
ability of the subject to utilize the mohanisn of denial?

In addition, there are thornpoutio oonoidorations:
Dona 131) have org arrest on depressions?
fl;
2 Does 15]) have am- valun in eliciting pmhiatrio material in
bloom,- impressed subjects?

2. Subjects:

(a)

‘

The subjects are in
"Normal” controln~

at

three groups:
hospital yeraomol or hospitalized patients

a general hospital.

(b) Psychiatric subjects at Hillside

Hog)

(1 Depression a» psychotic anti
(2 Scbimphronin
(3 N9W1Co

ital:

“satin.

(o) Neurological subjects at Mt. Sinai Hospital:
(1) Cerebral (119%,me or diffuse.

cord
disease.
Spinal
£2)
3) Spinal root disease.

30

W05!

subject is to be heated in a similar fashion prior to drug
ingestion) during the period of drug activity; and after. Subjects
Each

tmatodhyESTandinsulinmtoboexanimddmingaxﬂaﬁortho

Repeated sessions with each subject
course of such treatments
As the drug action has a duration 0: 2 to 5 hours,
arc planned.
The testing new be divided
testing proceduren my be extensive.

into three mops:
Neurologcal.
a)
gb Modical.

c)

tholoacal.
‘\

�3a.. Neurological:

1. Routine neurological.-

2"

Visual.
Perception of color mixed and ambiguous figures taohistoscopi celly
exposed; and cation ion or relative size and distance.
.

,

‘

3. Tactile.
he

Double simultaneous stimulation or various

Amt”.
Perception

modalities.

of latrines” identification of sounds and estimation

of time intervals.
5. Special studies of bochr image.
Bbo

Medical:
Observation of the subjects by members of the Department of Medicine
has been ”quested (Dr. A. Blmberg) and is under consideration.
BiocheMcsl studios of hormonal studios secondary to drug activity
is under consideration, with emphasis on the possible role of
adrenal function in the reactions as measured to the pattern of
wxﬂtosteroid excretion.

3c. Psycholouoalt

Clinical psychological testing is considered an integral port 0
The cooperation of Dr. M. Ger-vita has been rethis survw.
An evaluation 0:: personality structure and habitual
quested,
methods of reaction to stress will be studied in each subject.
In addition, special testing procedures to study the mechanism
of denial are under stuck ha a. member of the psycholomstafrz:,-;LC
(lire Antinoph).

Specific testing procedures include the following tests:
a Rorschach.
b Bender Gestalt.
c
d

TvoTl
Special tests for denial.

he Supplies, Foods, Eton:
The drugs have been made available to me for experimental purposes;
Funds for the
at no charge kw Sundae Pharmaceutical Company.
equipmt moesssry for testing have been placed at my disposal
by the Neurological Research Fund of the Mt. Sinai Hospital.
The

following items are requested from Hillside Hospital:
(1) Office space and the use of one room in Treatment Dormitory
during experimental days.
(2) Availability of records and permission to request occasional
coowration of Homing Department and of the Record Room

staff.

�</text>
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                    <text>USPHS M—927

Final Report

ALTERED BRAIN FUNCTION FOLLOWING ELECTROSHOCK

(Perceptual Changes Induced by Drugs and Electroshock)

the
Department of Experimental Psychiatry
Hillside Hospital
From

Glen Oaks,

L.I.,

N.Y.

September 1, 1959

�September 1, 1959

FINAL REPORT

weal
Department of Experimental Psychiatry
HILLSIDE HOSPETAL

1.,

Glen Oaks, L.

N. Y.
235$!

1

1.

Acknowledgment

2.

Summary

3.

Summary,Five Years, 195k

-

1959

27

h.

Publications,

195k

32

5.

Presentations

195k

-

1959
1959

37

195h

#h,

6.

Summary

#1,

September 1,

7.

Summary

3,52,

January 1, 1956

#3,

April

8.

Summary

-

February 1, 1958

1, 1957

September 1, 1959

-

2

January 1, 1956

hZA

- April 1, 1957

55A

- February 1, 1958

70A

Fink, M.D.

Principal Investigator

max

Research Associates (Experimental Psychology)

Robert L. Kahn, Ph.D.

Research Associates (Neurophysiology)
EEG

Technician

Secretary

Hyman

Karin, Ph.D.

Eric Karp,

M.A.

Martin A. Green,M.D.

195k 195h-1958
1958 1956 -

George Krauthamer,Ph.D.1959
Hanna Mosquera
Janet Bowie

'

Associates, supported through other grants:
Research
Research
Research
Research

Associate
Associate
Associate
Associate

(Experimental Psychol.)

(Psychiatry)
(Psychiatry)
(Sociology)

1956—1959
Joseph Jeffe, M.D.
Donald F. Klein, M.D. 1959 Nathaniel Siegel, Ph.D.l958 -

Max

Pollack, Ph.D.

1957

�Acknowledgment

These studies would not have been possible without the

of
Founder
of
Hillside Hospital,
and
the
support
interest
faith,
Dr. Israel Strauss, the Board of Directors, and the
Administrator, Mr. Maurice Bachrach, who sustained this program
during its early vicissitudes.

are also indebted to the Henry Kaufmann and the Dazian
Foundations of New York, the Foundations' Fund for Research in
and
the
Nassau
Board
County
of
Health
Mental
the
Psychiatry,
following pharmaceutical firms: Smith, Kline and French
and
Laboratories
Bristol
Geigy
Pharmaceuticals,
Laboratories,
We

Wyeth

Laboratories, whose support is gratefully acknowledged.

�September 1, 1959.

M-927

Altered Brain Function Following Electroshock
Progress Report #h
Max

Fink, M.D.,

February 1, 1958 - September 1, 1959

Director, Department of Experimental
Psychiatry

Hillside Hospital,

Glen Oaks,

L.I.,

N.Y.

Associates:
Robert L. Kahn, Ph.D.-Research Associate (Experimental Psychology.
y)
Psycholo
Eric Karp, M.A.-Research Assistant (Experimental
(Neurophysiology%
Martin A. Green, M.D.-Research Associate
Hanna Mosquera - Technician

Janet

Bowie -

Secretary

�-3ALTERED BRAIN FUNCTION FOLLOWING ELECTROSHOCK
SUMMARY:

In the past eighteen months, the various studies of the
convulsive therapy process were completed and extended, and
The
begun.
agents
of
psychopharmacologic
an investigation
framework for these investigations has been the neurophysiologicand
1955;
Kahn,
(Weinstein
view
convulsive
of
therapy
adaptive
Fink and Kahn, 1957) extended to insulin coma and drug therapies
in psychiatry (Fink, 1957).
The following aspects of the convulsive therapy process
were studied:

A
Convulsion:
comparative study
the
of
1. gignificance
of the neurophysIoIogic, psychologic and behavioral effects
of electrical and inhalant (Indoklon) induced convulsions.
2. S Eﬁe
a tic Basis of Neuro h siologic Change: Further
effects of acute administration of experimental
studies of
"normal"
the
both
on
and
agents
sympathomimetic
anticholinergic
and post—convulsive EEG.
s
There
As
Convulsive
of
ects
ic
3. Sociopszcholo

of
the
of
factors
Relation
age, education,
a.
F
Scale)
the
California
by
(measured
and
stereotypy
nativity
to the selection of therapy, duration of hospitalization,
diagnosis and discharge ratings.
b. Changes of F score with treatment, and relation
of these changes to EEG indices.
Thera : In supervisory
chothera and Convulsive
h. PsaIteratIons
psychotherapeuggc
in the
relationship
sessions,
with convulsive therapy were observed.
5. Perception: Both patterns of change and individual
differences on ac stoscopic figure-ground discrimination
tasks and perception of the upright with induced convulsions.
These studies were extended to drug therapies and the
following studies undertaken:
1. Neurophysiologic:
EEG
of
change on acute and chronic
Relation
a.
administration of various psychopharmaceuticals to clinical
behavioral change.

III:

8/59

�potency.

actiVityo

b.

EEG

as a screening device for psychopharmacologic

c. Relation of

EEG

changes to hallucinogenic

effects of megimide.
2. Communication Patterns: Relation of induced neurophysiologic change to dyadic diversification and syntactic
d.

EEG

language measures.
3. §pciopsychologic Studies: Aspects of the doctorpatient relationship affecting choice of somatic therapy.

studies have supported and expanded the neurophysiologic-adaptive view of convulsive therapy, and demonstrated
that such a hypothesis has applicability to our understanding
of the mode of action of psychopharmacologic agents.
These

�~5-

‘mm

PROGRESS REPORT

A.

THE CONVULSIVE THERAPY PROCESS;

1.

Significance of the Convulsion:
An earlier convulsive-subconvulsive control study
had demonstrated that significant behavioral changes occurred
almost exclusively in patients receiving grand mal convulsive
therapy. The present report is an assessment of the neurophysiologic,behavioml, and clinical effects of two different
methods of inducing convulsions - electrical and inhalant.
Twenty-five consecutive patients referred for convulsive
therapy were randomly classified into two groups with
seizures induced in thirteen patients by the standard Medcraft

alternating current instrument, and in twelve by the inhalation
of hexafluorodiethyl-ether (Indoklon). In both groups treatment was administered three times a week for a total of 10
to 2b applications, determined by clinical criteria by the
supervising psychiatrist.
All patients were tested one to two days prior to the

first

treatment, following the 10-12th treatment, and two
weeks following the last treatment. In addition to evaluations
of behavioral change, tests included measures of intellectual
function (five subtests from the Wechsler-Bellevue Intelligence
Scale), perception (figure-ground discrimination using embedded
geometric figures, the perception of pseudoisochromatic color
plates at high speeds of tachistoscopic exposure, and the
Street incomplete figures test), and social attitude (the
Levinson revision of the California F Scale). An electro-

�-6encephalogram was obtained during each of the testing periods,
and measured for the per cent time slow wave (6 cps or

slower) activity from a continuous 66 second sample.
The results failed to show any significant intergroup test
differences between the electroshock and Indoklon groups at
each of the three test periods.

Intragroup analysis, however, showed that during treatment
both groups made increased errors on the intellectual and
perceptual tests, and had higher scores on the F scale. By
two weeks after the termination of treatment both groups
returned to near pretreatment levels for most tests.
Both groups were comparable for the degree of induced
EEG slow wave activity after 10-12 treatments.v The per cent
time slow wave activity for the Indoklon group was 51% and
for the electroshock group h7.5%. Within each group individual
differences in behavioral change were related to the degree of
neurophysiologic change - those with the highest degree of
EEG change showing the greatest behavioral change.
Rank order
correlations between changes in test performance and the
degree of slow wave activity with treatment were positive for
all procedures, except the comprehension subtest of the
Wechsler-Bellevue, and reached a level of statistical significance
for digit span (+ .61, p &lt; .01), object assembly (+ .h6, pr&lt; .05),
F scale (+ .38, p (' .05), tachistoscopic perception
(+ .67: P &lt;: .01) and perception of embedded figures (+ .h3,
p &lt;

.05).

�-7Two

different convulsant agents thus produced similar

neurophysiologic and perceptual behavioral changes; and it
was concluded that the behavioral change in convulsive
therapy is related to the degree of altered brain function,
and is non-specific for the type of agent used to induce the
convulsion.
(Presented, in part, at the Eastern Psychological Association,
Atlantic City, April, 1959).
2. Biochemical“nu—On.“—
Aspects of the Convulsive«non-mu...Therapy Process:
The significance of high voltage EEG slow wave activity
in the convulsive therapy process (Roth §t_al, 1951, 1957;
Fink and Kahn, 19S?) and the report that this activity was
blocked by the administration of such anticholinergic agents
as atropine and scopolamine (Ulett and Johnson, 1957) provided
the basis for these studies. As there were attendant
unpleasant systemic effects with the administration of these
agents, reports describing diethazine as an anticholinergic
compound with potent neurologic but minimal systemic effects
(Jenkner and Lechner, 1955; Lechner, 1956) led to studies
similar to those of Ulett and Johnson using this compound
(Fink, 1958). These observations with diethazine further led
to the investigation of other experimental anticholinergic

agents.
Clinical and electroencephalographic responses to the
intravenous administration of diethazine, Win-2299, benactyzine,
JB-318, JB-336 and atropine in psychiatric patients at various

�-8.
stages of convulsive therapy were studied. Each is a potent
anticholinergic agent in vitro.
The subjects were ninety psychiatric patients referred for
convulsive therapy, ranging in age from 18 to 67, with a
A
of
diagnoses.
total of 107 observations were made,
variety
as some subjects were studied with more than one compound.
The observations were made in the EEG laboratory using a
standard 8 channel instrument and needle electrodes. In each
trial, the compound under study was administevhd intravenously
at a set rate per minute until clinical behavioral or electrographic changes were observed.
It was observed that administration of these anticholinergic
agents was associated with a) desynchronisation of EEG
rhythms with a blocking of post-convulsive delta activity;
b) alerting, excitatory behavioral response with illusory,
delusional and hallucinatory ideation, and c) systemic
effects of muscular weakness, dryness of the mouth, dry skin
and tachycardia. The electrographic, behavioral and systemic
effects were concurrent.
These observations are regarded as consistent with the
suggestion that the physiologic basis of convulsive therapy
lies in an increase in central nervous system cholinergic

activity.
Observations that

LSD,

amphetamine, mescaline and diphen-

hydramine - sympathomimetic and antihistaminic agents - also

induced

EEG

desynchronization, blocking of post convulsive delta

�-9-

activity and clinical excitatory activity support the suggestion
that the behavioral and electrographic patterns of these
compounds are also based on an alteration in synaptic activity.
Increased synaptic activity (cholinergic, sympatholytic effects)
is associated with EEG hypersynchronization, and clinical
sedation and euphoria; while decreased synaptic activity
(anticholinergic, sympathomimetic) is associated with EEG
desynchronization and clinical excitatory and.ha11ucinogenic
states, thus supporting a hypothesis initially described by
Wikler (195h). It was also suggested in these studies that
the discrepant observations of EEG slow wave activity after
the administration of atropine was related to significant
differences in dosage and to species specificity.
(Presented, in part, at the Society of Biological Psychiatry,
San Francisco, 1958 and awarded the first A.E. Bennett
Psychiatric Research Award of that Society; and, in part, at
American EEG Society, Atlantic City, 1958. Published, in part,
A.M.A. Arch. Neurol. &amp;
80:
and
380-387, 1957;
Psychiat.
accepted
for puﬁlication, EEG Clin. Neuropﬁisiol.)
3. Sociopsychologic Aspects of Psychiatric Treatmen :
a. Duration of Hospitalization, Diagnosis and
Discharge Evaluation.
In an earlier study of the Hillside Hospital
population (Kahn, Pollack and Fink, 1957), it was noted that
age, education, place of birth and social attitudes as measured
by the California F scale, were related to the selection of
therapy. Those patients who were older, had less education,
were foreign-born and with high stereotypy scores on the F Scale

�likely to receive convulsive therapy. In contrast,
who
and
who
native-born
better
were
educated,
younger,
patients

were more

obtained low scores on the F Scale, received psychotherapy as
their sole form of treatment.
This study was extended to determine the relations of
these sociopsychologic factors to l) the duration of hospitalization, 2) the clinical evaluations at time of discharge,
and
was

final diagnosis.
The entire in-patient adult population on March
studied. This consisted of 171 patients, 57 men
3) the

7, 1957
and 11h

68
16
from
to
in
women, ranging
age
years, with a median of
35 years.
Patients hospitalized for the shortest period (1-5 months)
were noted to be the oldest, have the least education, were
most likely to be foreign-born, and have the highest scores on
the F Scale. Younger, native-born, more educated, lower F
score patients were hospitalized the longest (10 or more months).
The same relationship of these factors to length of hospitalization was found when separate analyses were made according to
diagnosis and type of treatment (convulsive therapy or psychotherapy).
Discharge evaluations of improvement were significantly
related to age - the older patients having the most favorable
ratings. Analysis of the data by type of treatment, however,
demonstrated that among the convulsive therapy patients ratings
of recovered or much improved were given to those patients with

�the highest
born.

F

scores, least education

and who were

foreign-

Diagnoses of schizophrenia or psychoneurosis were
associated with lower F scores, younger ages, more education

native birth.

older, less educated, foreign-born,
high F score patients were more frequently classified as
involutional or manic-depressive psychosis.
It was postulated that these relationships reflect the
influence of social background and psychological processes,
such as the behavioral patterns of communication and mode of
expression; and that these relationships contribute not only
to the pattern of mental illness, but affect all aspects of
the patient—therapist interaction.
(Presented at the Eastern Psychological Association,
Atlantic City, and the Academy of Psychoanalysis, Philadelphia,
April, 1959. Accepted for publication, Archives of General
Psychiatry.)
b. Changes in Social Attitude with Convulsive
and

The

Treatment.

earlier observations that the California
F Scale is useful in understanding the reason for referral for
convulsive therapy and the evaluation of clinical response
Following

following such treatment, further studies were undertaken with
this scale in regard to the following questions: 1) What does
the F Scale measure in a psychiatric population? 2) Do F
scores change with convulsive therqay? 3) Are these changes
related to the degree of altered brain function?

�-12-

entire in-patient population of the hospital was
given the F Scale, and one month later, was retested with
The

a

"reverse" F Scale, in which each statement was changed to the
opposite of the original. The "reverse" scale was scored in
the same manner as the conventional scale, with high scores

reflecting greater agreement.
It was noted that those patients who made low scores
initially, indicating a predominant disagreement with the
statements, showed an increase on the "reverse" scale,
indicating a high degree of agreement. In contrast, patients
who made high scores initially showed little change on retesting,
agreeing with the statements to the same extent even though the
meaning was reversed. It is evident that low F score patients
are more critical and discriminating persons, while those
with high F scores are more undifferentiating and stereotyped
in their reactions.
This observation is related to the process of selection
of patients for convulsive therapy. A high degree of stereotypy of thinking and communication is incompatible with the

establishment of a conventional psychotherapeutic relationship,
thus inhibiting the psychoanalytically-oriented psychotherapy
stressed at this hospital. It follows that the high F score
patients will be unsuccessful in psychotherapy and most likely
referred for convulsive therapy.
In another study, sixty-nine patients were given the F
Scale before, during (at 10-12 treatment period) and after

�-13convulsive therapy.

Ten

patients, selected at

random,

constituted a control group and received subconvulsive electroF
in
score of +5.7
mean
There
increase
was
a
stimulation.
during treatment in the convulsive group - a difference
5%
the
level. In contrast, the control group
at
significant
showed an insignificant change during the same period (+0.5).
The extent of increase in the convulsive patients was related
to the degree of cerebral dysfunction as determined by slow
(more
The
with
EEG.
delta
high
the
on
patients
wave activity
+8.6.
of
had
mean
increase
a
record)
h0$
of
the
sample
than
Those patients with low delta indices, however, showed an
F
the
treatment
scores were
Following
+3.h.
of
increase
comparable to the pretreatment levels.
These findings support and elaborate previous observations
on the effects of convulsive therapy. Greater agreement with
show
conventional
treatment
during
statements
Scale
the
F
in
Changes
discrimination.
and
in
difficulty
stereotypy
of
changes
language
the
characteristic
thus
score
parallel
cliche;
and
of
use
increased denial, evasion, qualification,
and stereotyped expressions (Kahn and Fink, 1958). It is
also comparable to the increased difficulty in complex visual
F

and
1957)
figureKorin,
tactile
ground discrimination (Kahn and Fink, 1957).
(Presented at the Eastern Psychological Association, 1958;
and accepted for presentation at the Divisional Meeting of the
American Psychiatric Association, New York, November 1959).
and

perception (Fink,

Kahn and

�-1hh.

Psychotherapy and Physiodynamic Therapy:
Previous studies indicated that patients referred for
electroshock in this hospital are of two types. The larger

older age who have limited education
and are foreign born. They tend to be non-introspective
persons, stereotyped in their language and thinking, and
verbally uncommunicative. Symptoms of depression, agitation,
withdrawal and somatization are prominent. The second, and
smaller, group of patients are younger,native-born, bettereducated, and verbally communicative with a capacity for
introspection. They characteristically exhibit thinking
disorders and overactive behavior, with lesser degrees of
somatization and depression.
Four patients, two from each group described above were
studied to determine 1) reasons for referral, 2) whether
different attitudes were required in psychotherapeutic
3) the relation of the psychotherapeutic
management, and
approach to the patient's clinical response to convulsive
therapy.
It was concluded that these patients were referred for
convulsive therapy because of difficulty in communication in
the psychotherapeutic relationship. In two cases this was
a reflection of the patient's limited verbal and introspective
capacity related to educational and social factors. In two
instances, however, the impaired communication was reflected
in acting-out behavior.
group are

patients of

an

�-15Following treatment, the older, less educated patients
were able to sustain the behavioral change with a reassuring,
supportive technique, amplifying tendencies to minimization
‘In
the better
and denial developed during electroshock.

educated patients, the decreased acting-out behavior was
associated with increased interpretive psychotherapy.
It was suggested that the relationship of psychotherapy

to convulsive therapy various with the communication pattern
and adaptation shown by the individual patient.
Published in the Journal of Hillside Hospital, 1: 17-25,
19 58 ).
5.

Perception:

have
of
procedures
test
perceptual-cognitive
variety
been studied in patients receiving somatic therapies.
a. The Tachistoscopic Perception of Embedded
Colored Figures:
This task was studied in an experimental group
consisting of 35 consecutive referrals for convulsive therapy,
and "control“ groups of 20 patients treated with phenothiaains
medication (thorazine and promazine) and ten patients receiving
no somatic treatment, matched for age. All subjects were
tested prior to treatment, and after four weeks; the convulsive
weeks
two
time
a
following the
third
were
tested
patients
A

.

cessation of treatment.

�-15There was a

statistically significant increase in

mean

errors with convulsive therapy, and a significant
decrease from the pretreatment scores following treatment.
"Control" subjects made significantly fewer errors at each
succeeding period. There was a significant difference in
EEG
low
between
showing
changes
as
classified
errors
patients
(per cent time delta) when compared with high EEG changes.
There were high retest correlations for all groups.
There were marked individual differences in response
patterns prior to treatment. With brain changes there was a
reduction in perseveration, completion and confabulation in
some patients, and an increase in others, with no unions
Even
in those
to
cerebral
dysfunction.
attributed
patterns
EEG
with
high
changes, the "style” of his response
patients
pattern was maintained. Thus a patient showing completion
type errors prior to treatment would continue to make such
errors with convulsive therapy, although the threshold at

number of

which completion was shown might change.

(Presented, in part, at the Eastern Psychological
Association, Atlantic City, April 1959).
b. Rod and Frame Test (Withinz: This task was administered
to h? patients consecutively referred for somatic therapy.
Marked individual differences in performance were correlated
with age, education and score on the California F Scale.
Patients whose judgment of the vertical was strongly influenced
by the surrounding frame (field dependent) were more frequently

�referred for convulsive therapy than drug therapy. No
significant change was found with drug or convulsive treatment.
For both drug and convulsive groups retest correlations
were high (+.86 and +.88). It is considered that individual
differences on the Rod and Frame test reflect personality
factors that are of importance in psychiatric treatment.

�-18B.

PSIGHOPHARMACOLOGIC STUDIES;

1. Neurophysiologic Asgects:
According to the neurophysiologic~adaptive view of

the convulsive therapy process, the clinical efficacy of
repeated induced convulsions is dependent upon the induction
of a persistent alteration in central nervous function,

providing a milieu for changes in the subject's interaction
with the examiner and the environment. In these studies the
best index of neurophysiologic change has been those aspects
of cerebral function reflected by delta activity in the
electroencephalogram (Fink and Kahn, 1957). The efficacy of
newer psychopharmaceuticals in altering psychotic behavior
patterns has led to the suggestion of a similar hypothesis
for the mode of action of these agents, and to studies of the
relationship and specificity of altered behavioral patterns
to neurophysiologic change as reflected in electroencephalography.
Of the psychopharmaceuticals tested in acute experiments
an increase in synchrony with or without an increase in slow
wave activity has been observed for chlorpromazine, promazine
and triflupromazine. Behaviorally, these drugs were associated
with
a) increasing sedation, drowsiness, denial and euphoria;
b) decreasing agitation, panic, excitement and delusional and
hallucinatory activity; and c) minimization and displacement
of symptoms. Barbiturates regularly induced an increase in
fast activity with an increase in synchrony, with the associated
behavioral changes of sedation, euphoria, denial and minimization.

�-19Amphetamine and methamphetamine increased fast activity
without increased synchrony and behaviorally were associated
with alerting, hypomania, excitement and increased motor

activity. Decrease in voltage and per cent time of slow
wave activity in subjects with post-convulsive delta activity
with LSD-25, benactyzine, Win-2299, JB-318, JB-336
and diethazine. Of these drugs, benaotyzine produced increased
alerting, excitement, tension and panic; the other drugs also
produced illusory sensations and hallucinatory, delusional
and paranoid ideation.
was seen

electrographic patterns were consistently altered
concurrently with behavioral changes both in the acute and
chronic administration studies. Tranquilization, euphoria,
sedation and minimization of symptoms were associated with
increased EEG synchronization and shift of frequencies to the
delta range. Agitation, tension, panic, excitement, illusions
and hallucinations were associated with desynchronization of
frequencies.
Similar patterns were demonstrated in subjects with
prior delta activity. Agents that tended to synchronize
frequencies, as chlorpromazine and barbiturates, augmented the
per cent time delta activity and enhanced the clinical patterns;
agents that desynchronized frequencies, as diethazine, LSD-25
and benactyzine, minimized the clinical effects typically
ascribed to repeated convulsions.
The

�-20.
Various experimental psychopharmaceuticals were tested.
In addition to extensive studies of b-b methy].ethylg1utarimide

hexaflnarodiethylether (Indoklon) the following
agents were studied; phenyltoloxanine(PRN-Bristol), methonalide
(ELM-188, Bristol), tropin-h-chlorbenzhydryl ether (WY-21h9,
(Megimide) and

Wyeth), dimethylaminoethanel and

varieties, Riker),

its

congeners (Deaner and

JB-318, 329 and 336 (various

piperidyl-

benzilates, Lakeside) and imipramine (Tofranil, Geigy).
Because significant behavioral and electrographic
changes were observed, a more intensive investigation of
imipramine (TofrEnil) was undertaken.

In

28

acute experiments,

consecutive patients referred for physiodynamic therapies were
tested in the EEG laboratory at various stages of treatment.
TofrEnil solution (10 mg/cc) was administered intravenously at
a set rate (1 cc/ho sec) until electrographic or behavioral
changes became prominezit, for a total of h0-125 mg (0.5-2.5
Behavioral observation and electrographic recording
continued for one to three hours. In patients referred for
pharmacotherapy because of manifest depressive, withdrawn or
retarded behavior oral TofrEnil of 75-350 mg was administered.
In the acute studies there was initial restlessness,
associated with dizziness, dry mouth, "faintness," nausea,

mg/kg).

and on four occasions, vomiting.

These symptoms

persisted for

lassitude, heaviness
eventual drowsiness. Heart rate was

10-20 minutes, and were accompanied by

of the extremities and
unchanged or slowed.

Blood pressure dropped by 20-h0% in

�-21..

older (age &gt; 60) patients. Subsequently, subjects were
relaxed, quiet and disinclined to activity, even when
returned to their ward.
The electrographoc patterns accompanying these behavioral
changes were initiated by a gradual decrease in voltages
during the injection. By ten minutes, the per cent time
alpha had been halved. In patients with moderate amounts
of beta activity, such activity occasionally increased in
voltage and per cent time. By twenty minutes, in association
with behavioral lassitude, low voltage (to 50 microvolts)
random theta frequencies (5-? cps) appeared. In records with
post-convulsive delta activity, there was a marked decrease
in voltage and per cent time of slow wave activity. These
% to two hours.
for
electrographic patterns persisted
There was considerable individual variability in this
acute EEG response. In patients who received 100 mg or more
of TofrEnil, EEG and behavioral changes were observed in all
but three. In six patients, dosage of TofrEnil less than 50
mg were associated neither with EEG nor with behavioral
changes.
In chronic Tofrénil studies, behavioral changes generally
appeared during the second, and were maximal during the third,
week of treatment. The most prominent behavioral adaptation
was euphoric denial. Patients complained less of somatic

displaced their illness
became increasingly difficult to discuss

symptoms, and denied, minimized or
on

inquiry.

It

�-22In
six
patients
them.
with
significant life relationships
and
depressive
increased
and
restlessness
somatization

agitation,
restlessness,
affect persisted.
of
cessation
the
to
excitement, insomnia and vomiting, les
five
patients
in
noted
were
symptoms
No
in
change
therapy.
In three,

therapy.
showed
administration
chronic
on
studies
Electrographic
Low
modulation.
record
a decrease in voltages with poorer
Well
10%
appeared.
to
up
cps)
activity
(5-7
theta
voltage
few.
a
in
prominent
more
became
defined fast activity

after four

weeks of

NeuroInternationale
(Presented at the Collegium
the
1958;
at
September,
Psychopharmacologicum, Rome,
March,
Montreal,
Conference on Depression and Allied States,
in
Published,
1959.
EEG
Society, June,
1959; and American
harmacolo
chc
Ps
of
s
C.I.N.P.;
Proceedin
the
in
gamed.
part,
Ps
Ass.
cﬁiat.
1959;
32§~332,
N.
Kline,
ed.
19E8.
Frontiers,
682-685,
and
Neurology
__3. _E: 1653117159959;
_8_:

Relationship
Therapist-Patient
of
the
2. Aspects
Affecting Choice of Therapy.
than
other
aspects
involves
The selection of therapy
the
In
the
of
patient.
the manifest behavioral patterns
been
have
problem
this
further efforts to clarify

past year

therapist-patient
and
frustration
that
We
have hypothesized
relationship.
and
implicit
relationship
hostility in the therapist-patient
have
a
significant
environmental
pressures
or explicit

the
in
factors
emphasizing
undertaken,

influence in referral for somatic therapy.
residents
with
interviews
76
structured
In a pilot study
somatofor
requests
and supervisors were initiated following

�-23-

therapy. These interviews were designed to elicit the basis
of the referral. It was found that in only relatively few
cases was there a change in the patient's clinical status
which directly led to the referral. In most instances there
had been no change or progression in the presenting symptoms.
Factors contributing to the timing of the referral included
impending discharge, avoiding administrative discharge, and
pressure from the patient's family or ward personnel. .It was
also noted that patients with similar behavior patterns were
treated differently, some given somatotherapy and others none.
The reasons for this ranged from "whim" to quantitative
differences in symptomatology and individual preferences for
type of treatment.
It was concluded that factors other than clinical
indication played a role in the referral in a significant
number of cases. These same extraneous factors also influenced
the timing of the referrals.
As a result of these findings a "Somatic Treatment Referral
Sheet" was developed (see Appendix) to be completed by the
therapist whenever somatic therapy is requested. This study
is continuing.

�-2h.
3.

Language

Patterns as Measures of Behavioral and

Neurophysiologic Change with Drugs.
In previous studies of the convulsive therapy process,
it was demonstrated that two language measures, a syntactic
content analysis (Kahn and Fink, 1958) and dyadic diversifica‘
tion scores of unstructured interviews (Jaffe, Kahn and
Fink, 1958) provided objective indices of behavioral change,
and were related to the degree of altered brain function. In
a further test of these language measures as indices of

behavioral and neurophysiologic change, they were applied to
interviews on acute administration of various psychopharmacologic
agents.
Seventy-two interviews with patients at various stages
of drug therapy have been analyzed, using the following
agents: amobarbital, benactyzine, chlorpromazine, diethazine,
lysergic-acid diethylamide, and Win-2299.
Following a routine electrographic recording, an unstructured psychiatric interview, with short periods of
structured inquiry, was tape recorded. With EEG running, an
intravenous injection was then given at a slow rate. When
specific electrographic or clinical changes were induced, the
interview was repeated. Recording periods of EEG and verbal
behavior were alternated for the duration of the observation
period. The EEG was measured for changes in synchronization,
shifts in dominant frequencies, and per cent time of slow waves
(delta) and beta frequencies.

�.25tape recordings were transcribed and measured for the
diversification of consecutive 25 word samples of speech of
The

both participants (dyadic) and for syntactic changes. In
the dyadic analysis, the pooled verbal behavior of both
participants was transcribed, divided into 25 word samples,

for each sample the ratio of the number of different
words to the total number of words (a diversification score)
was calculated. The syntactic language analyses were based
on the response to standardized questions using a method
previously described (Kahn and Fink, 1958), scoring such
changes as syntactic use of person, alteration in tense,
evasion, qualification, displacement or verbal denial of
symptoms, use of stereotyped expression or cliches, cryptic
response, and withdrawal or silence.
Consistent changes were observed in both the dyadic
diversification and syntactic language measures in subjects
classified according to the neurophysiologic and behavioral
effects of the drugs applied.
Amberbital and chlorpromazine are neurophysiologic
synchronizing agents. Amobarbital regularly induces high
voltage well synchronized fast activity at 20-2h cps, while
chlorpromazine administration is followed by increased synchronization of the EEG record and a shift to slower frequencies
including occasional slow wave burst activity. Behaviorally
these drugs are associated with sedation and tranquilization.
On the language measures there was an increase in stereotypy
and

�-26~

repetitiveness associated with increasing use of
alterations in tense, displacement and evasion.
and

/
cliches,

Diethazine, benactyzine, LSD-25 and Win-2299 are neurophysiologic desynchronizing compounds. These drugs are
characteristically associated with decreased voltage and
per cent time of alpha activity and increased irregular low
voltage fast activity. Behaviorally hallucinatory, excitatory
or illusory activity are observed. 0n the language measures
there was decreasing repetitiveness, wide diversity of words,
less variability of diversification scores, and decreased
use of cliches and alterations in tense.
Further exploration of language measures are suggested
as a rational basis for the understanding of the psychologic
effects of the new therapies.
(Presented at the Conference on Psychodynamic, Psychoanalytic and Sociamgic Aspects of the Neuroleptic Drugs in
Psychiatry, Montreal, April, 1958, and at the American
Psychiatric Association, Philadelphia, April, 1959).

�-27.
SUMMARY

lgsh - 1959

out-“n”
laboratories of the Department of Experimental
Psychiatry were established at Hillside Hospital in September,
19Sh. During this five year period neurophysiologic,
and
and
perceptual),
linguistic
(personality
psychologic
sociologic aspects of "somatic" psychiatric therapies have
been the principal foci.
The

Convulsive Therapy:
The view of the convulsive therapy process as the induction of a non—specific state of altered brain function,
similar to craniocerebral trauma was supported and amplified

1.

cerebral
Within
subjects
altered
milieu,
this
21).
ll,
were seen to respond in various ways (26), of which the most
"successful" was explicit verbal denial (7, 31). This latter
(10,

adaptation was most prominent in characterologically disposed
individuals (36).
An alteration in brain function was pre-requisite to
behavioral change (7, 8, 11, 26). Grand mal seizures were
essential to this process (26) but electrical induction was
not (B-h2). The alterations in brain function were measured
in various ways including electroencephalography (6, ll, 12,
2h, 39), language patterns (b, 7, 1h, 31, h3; B-2h), perceptual tasks (2, 16, 17, 3?, h6; B-26, hl, h2) and tests of
Reference numbers are to publications or presentations (Blisted in the appendix.

)

�recall (8).

It

suggested that the neurophysiologic basis of
convulsive therapy may lie in an alteration in central synaptic
cholinergic - adrenergic relationships, with a predominant
shift to increased cholinergic activity as the operationally
significant pattern. Such interpretations were based on the
was

relationship of high voltage

EEG

slow wave

activity to

behavioral change (6, ll, 26) and the blocking of post-convulsive
electrographic and behavioral changes by central anticholinergic
agents (21, 3h, 35, bl, h2) and central sympathomimetic agents
(h2).
A variety of behavioral changes were seen during convulsive therapy (26; B-l7). Such patterns were viewed as
adaptations to altered brain function, and were believed
dependent upon characterologic and environmental factors (7,
25, 26, 36, ho). Clinical ratings of improvement were seen as
value judgments by the observer of
behavioral change in
the subject (26). Adaptations characterized by denial
mechanisms, both in behavior (B-17) and in language (7, 31)
were seen as most favorably rated by the psychiatric staff.
Such adaptations were related to habitual modes of conduct
(character, personality} (36; B-ll, 32).
The persistence of the altered behavioral nodes was noted
as dependent upon the degree and duration of altered brain
function, the environmental expectations, and the type and

�+29-

degree of family and medical support (26).

Different
varying types of

behavioral patterns were best supported by
psychotherapy (19).
Measures of linguistic behavior in structured (7, 31)
and unstructured (1h, 29; B-2h) interviews showed characteristic alterations towards increased denial, minimization,
displacement, stereotypy and repetitiveness related to the
degree of altered brain function (B-Zh). These changes were
blocked or reversed by anticholinergic hallucinogens (21,h3).
Various perceptual tasks provided indices of behavioral
change and were related to the degree of altered brain
function. These included the perception of simultaneous
tactile stimuli (17), embedded (Gottschaldt) figures (37; 8-16),
and tachistoscopically exposed words (37) and embedded color
figures (hl).
Sociopsychologic aspects of age, years of education,
nativity and degree of stereotypy and conventionality
(measured by California F Scale) were related to selection of
therapy, duration of hospitalization, diagnosis and treatment
response in hospitalized patients (15, 36, ho, hS).
2.
Neurophysiologic-Adaptive Hypothesis of Somatic Therapy.
Based on these studies, a hypothesis concerning the mode
of action of other therapies such as insulin coma, leucotomy
and psychotropic drugs, was expressed (10, 33, 38). This
view holds that the efficacy of these therapies depends upon
the induction of states of altered brain function, in which

�varying adaptive patterns may become prominent. The adaptive
pattern is related to the type, degree and duration of altered
brain function, the personality of the subject, and tolerances
and expectations of the environment.
Examination of
drug therapies
MY—2092

3.

is

this hypothesis as applied to psychotropic

now

in progress, supported by

USPHS

grants

and MY-2715.

Insulin

Coma

Therapy.

initial

case study showed the significance of denial
patterns and of persistent altered brain function for the
An

behavioral changes in insulin
In an insulin coma

therapy (3).
- chlorpromazine control study, no
coma

differences in hospital improvement ratings were observed in
the two treatment groups (27). Chlorpromazine was safer,
easier to administer, permitted continued administration and
allowed for greater degrees of concurrent relationship therapy
than insulin coma. These observations led to a replacement of
insulin some by psychotropic drugs in this institution.
h.

Pharmacotherapy.
The ongoing program in evaluating various psychopharma-

ceuticals is derived from these hypotheses. Electrographic
and linguistic analyses of effects of acute intravenous
administration and chronic clinical administration of various
new compounds are in progress. EEG patterns, along such
continua as synchronization-desynchronization and frequency
shift, and various perceptual, perceptual-motor and personality

�-31..
and
h2)
3h,
(21,
behavioral
bl,
to
related
being
tasks, are
linguistic changes (21, h3).
The neurophysiologic basis of experimentally induced

hallucinogenic states has been interpreted as an alteration
in synaptic chemical relations, such that the effective levels
of cholinergic activity is decreased (h2). Initial work on
this hypothesis (21, h2) is now being expanded.

�.132-"
PUBLICATIONS AND PRESENTATIONS

195k - 1959
A.

Publications.

195h

Patterns of Perceptual Organization with Simultaneous
Stimuli. Arch. Neurol. &amp; Psychiat., 72: 233- 255.
Bender, M.B ., Green, E. andFFinE, M.
2. Standardization of the Face-Hand Test. “”""§z
Neurolo , h:

1.

211-217.

Fink,

M.

and Green,

1955.

M.

'

Delusional Reduplication of Parts of Body after Insulin
Coma Therapy. J. Hillside Hos ital h: 13h-1h7.
Kahn, R. L., Fin , . an
rau er ,
h. The Amytal Test in Patients with Mental Illness. J.
Hillside Hospital, h: 3-13. Kahn, R.L., Fink,'M.
and Weinstein, .A.
3.

1956

Denial of Blindness Following Cerebral Angiography.
J. Hillside Hos ital, S: 238-2h5. Fink, M.
6. Quantitative Studies of Slow Wave Activity Following
Electroshock. EEG Clin. Neurophzsiol. Q: 158 (Abst)
Fink, M. and Ka n, R.L.
7. Relation of Amobarbital Test to Clinical Improvement in
Electroshock. Arch. Neurol. &amp; Ps chiat. 76: 23- 29.
E. A.
Kahn, R. L., Fink, M. and Weinstein,
8. Relation of Changes in Memory and Learning to Improvement
in Electroshock. Conf. Neurol. 16: 88- 96. Karin, H.,
Fink, M. and Kwalwasser, §.
5.

9.

Evaluation of High-Dose Reserpine Therapy for the Relief
of Anxiety.
Wachspress,
Hillside Hospital killer,
. 67- 77.
J. S .A.
M., Blumberg,'I'WG Fin E, ﬂ. and

�~33:.
PUBLICATIONS AND PRESENTATIONS

1957

Unified Theory of the Action of Physiodynamic
Therapies. J. Hillside Hos ital, 6: 197-206. Fink, M.
11. Relation of EEG Delta Activity to Behavioral Response
in Electroshock: Quantitative Serial Studies. A.M.A.
Arch. Neurol. &amp; Pszchiat..- 78: 516-525. Fink, M. and
10.

A

w

Itajin, ROE.

12. Significance of Individual Variability in the

to Electroshock. J. Hillside

Green, M.A.

13.

EEG

An

and

Response
Hospital, 6: 229-2h0.
EEG

Clinical Response to

Megimide. EEG. Clin.
Green, M. and Fink, M.

Neurophysiol. 2: 180.
Objective Study of Communication in Psychiatric
Interviews. J. Hillside Hospital, 6: 207-215.

J. Jaffe.

Social Factors in Selection of Therapy in a Voluntary
Mental Hospital. J. Hillside Hos ital, 6: 216-228.
Kahn, R.L., Pollack, M. and Fink, M.
16. Perception of Embedded Figures After Induced Altered
Brain Function. Amer. Psychol. 13: 361. Kahn, R.L.
and Fink,

M.

17. Role of Stimulus Intensity in Perception of Simultaneous
Cutaneous Electrical Stimuli. J. Hillside Hospital, 6:
2hl-2SO. Karin, H. and Fink, M.
18. Perception Experiments in a Study of Ambivalence. Arch.
Neurol. &amp; Psychiat. lg: 167-176. Karin, H., Tarachow, S.
and Friedman, S.
1958

with
Electroshock
19. Psychotherapeutic
Techniques
Patients.
"
‘J. Hillside Hospital, 1: 17-25. Esecover, 3.,
JaTTe, 3. and Kahn, R.L.
20.

Lateral

the Sedation
Clin. Neurophysiol. l2: 162-163.

Gaze Nystagmus as an Index of

Threshold.
Fink, Mo

EEG.

�PUBLICATIONS AND PRESENTATIONS

1958

21. Effect of Anticholinergic Agent, Diethazine, on EEG
and Behavior: Significance for Theory of Convulsive
Therapy. A.M.A. Arch. Neurol. &amp; Psychiat. ﬁg:
380.387. Fink, no
22. Effect of Diethazine on EEG and Significance for Theory
of Convulsive Therapy. EEG. Clin. Neurophysiol. l2:
207-208. Fink, M.

23. Effect of Anticholinergic Compounds on Post-Convuhive
EEG

776

and Behavior.

(abst). Fink,

EEG.

E.

Clin.

&amp;

Neuroph

siol. $2:

Electroencephalographic Correlates of the Electroshock
Process. Dis. Nerv. Sy . $2: 227. Fink, M. and Green,
EXperimental Studies of Convulsive and Drug Therapies in
Theoretical Implications. A.M.A. Arch.
Psychiatry:
Neurol. &amp; Psychiat. ﬁg: 733-73h (abet). Fink, M.,
a n, . . an
reen, M.A.
26. Experimental Studies of the Electroshock Process. Dis.
Nerv. Sys. l2: 113-118. Fink, M., Kahn, R.L. and
reen’ 0

M.

27. Comparative Study of Chlorpromazine and Insulin Coma
in the Therapy of Psychosis. J. Amer. Med. Assoc., 166:
18h6-1850. Fink, M., Shaw, R., Gross, G. and Coleman,

F.S.

28.

'

Clinical and Electroencephalographic Effects of Megimide
in Patients without Cerebral Disease. Neurology, 8:
‘
682-685.

Green,

M.

and Fink,

M.

Psychiatry, 3;: 2h9-258. Jaffe, J.
30. Communication Networks in Freud's Interview Technique.

29. Language of the Dyad.

Psych. Quart. 2g: hS6-h73. Jaffe, J.
31. Changes in Language During Electroshock Therapy.
and
Ed.
P.
of
Hoch,
Communication,
Psychopathology
Eratton. Kahn, R.Lo and Fink,
u n, ., rune

M.

�-35PUBLICATIONS AND PRESENTATIONS

1959

32. Effect of an Anticholinergic Agent, Diethazine, on
EEG and Behavior: Significance for Theory of
Convulsive Therapy. Biol. Psychiatry ed. Massrnan,

J.,

Grune

&amp;

Stratton,

N.Y. pp. 1

-l9

33. Alteration in Brain Function in Therapy.
N. ed.
Kline
harmacology
Frontiers,
E
Co., Boaton, pp. 325-332. Fink, M.
3h. Significance of

EEG

. Fink,
Psycho-

Eittle,

M.

Brown
‘

Pattern Changes in Psychopharmacology.

Clin. Neurophysiol. g: 398 (abst). Fink, M.
35. Electroencephalographic and Behavioral Effects of
TofrEnil. Canad. Psych. Assoc. J. A: 1665-1718.
Fink, M.
36. Psychological Factors Affecting Individual Differences
in Behavioral Response to Convulsive Therapy.
JoNoMoDo 128: 2h3‘2h8- Fink, Mo, Kahn, Roll. and
EEG.

PoIIacE, HT"

37. Effects of Diffuse Altered Brain Function on Perception.
Proc. XV . Int. Con . Psychol. Publ. North-Holland,
Amsterdam, pp. 238-239. Fink, M., Kahn, R.L. &amp; Karin, H.
38. Therapy of Schizophrenia: Role of Alteration of Brain
Function on Behavior. Congress Re orts II Int.
Cong. Psychiatry, I}: E9?-E§3
Kahn, R.L. and Korin, H.

labstS. Fink,

M.,

39. Relationship of Threshold and Duration of Seizures to
Degree of EEG Delta Activity Induced During Electroshock. EEG Clin. Neurophysiol. —2: 399 (abst).
Green, M.
ho. Prognostic Application of Psychological Techniques in
Convulsive Therapy. Dis. Nerv. Syg. 32: 180-18h.
Kahn, R.L. and Pollack, H.

In Press

bl.

Effects of Psychopharmacologic
Agents. szchotropic Drugs, 2: Ed. Bradley P. Fink,
b2. Effect of Anticholinergic Compounds on Post-Convulsive
EEG and Behavior of Psychiatric Patients. EEG Clin.
EEG

and Behavioral

Neurophysiol. Fink,

M.

M.

�PUBLICATIONS AND PRESENTATIONS

In Press

(contd)

Interview Patterns. The
D
amics of Psvchiatric Drug There , ed.-3T
arwer-Foner, C.C. nomas, Springfield, Ill.
Fink, M., Jaffe, J. and Kahn, R.L.
hh. Formal Language Patterns as Character Defenses:
Implications for Psychoanalytic Technique. Pszchologz
of Speech and Hearing Disorders, ed. Barbara, D. .,
Grune &amp; Stratton. Jeffe, 3.

h3-

Drug Induced Changes in

Sociopsychologic Aspects of Psychiatric Treatment in
a Voluntary Mental Hospital: Duration of Hospitalization, Discharge Ratings and Diagnosis. A.M.A.
Arch. Gen. Pszchiat. Kahn, R.L., Pollack, H.
an

h6.

n,

o

Set in the Perception of Simultaneous
Tactile Stimuli. Am. Jour. Psychol.Korin, H. and
Fink, M.

The Role of

�3.

Presentations.
1.

Relationship Between Altered Brain Function and Denial
in Electroshock Therapy. American Psychiatric
Association, Atlantic City.
Delusional Reduplication of Parts of the Body after
Insulin Coma Therapy. New York Neurological Society,
and the New York Society for Clinical Psychiatry,
New

York.

Relation of Changes in Memory and Learning to Improvement
in Electroshock. Electroshock Research Association,
Atlantic City.
h. Quantitative Study of Slow Wave Activity Following Electroshock. Eastern Association of Electroencephalographers,
Bethesda.
Newer Drugs in Psychiatry. Nassau Neuropsychiatric
Society, Long Island.
3.

1956

Changes in Language During Electroshock Therapy.
American Psychopathological Association, New York.

Electroencephalographic and Clinical Effects of Megimide.
Eastern Association of Electroencephalographers,
New

York.

1957

8.

Perception Experiments in a Study of Ambivalence. Section
of Neurology and Psychiatry of the New York Academy
of Medicine and the New York Neurological Society,
New

York.

Individual Differences in EEG Responsivity. Metropolitan
EEG Society, New York.
10. Criteria in Evaluation of Clinical Behavioral Change.
Round Table Discussion, American Psychiatric
Association, Chicago.
11. Personality Factors in Behavioral Response to Electroshock
Therapy. Electroshock Research.Association, Chicago.

�938PRESENTATIONS

1957

12.

EXperimental Studies of the Electroshock Process.
Society of Biological Psychiatry, Atlantic City.

Effects of Diffuse Altered Brain Function on Perception.
XV International Congress of Psychology, Brussels.
Therapy of Schizophrenia: Role of Alteration in Brain
Function in Behavior. International Congress of
Psychiatry, Zurich.
The Relation of Ambivalence to Aggression and Authority
in Psychoneurotic Patients. American Psychological
Association, New York.
16. Perception of Embedded Figures After Induced Altered
Brain Function. American Psychological Association,
New

13.

York.

17.

Behavioral Patterns in Induced States of Altered Brain
Function. New York Divisional Meeting, American

Psychiatric Association,

New

York.

Objective Study of Communication in Psychiatric
Interviews. New York Divisional Meeting, American
Psychiatric Association, New York.
Significance of EEG Frequency Shift for Psychiatry.
Metropolitan EEG Society, New York.
Effect of Diethazine on EEG and Significance for Theory
of Process of Convulsive Therapy. Eastern
Association of Electroencephalographers, New York.

An

1958

Correlates of the Electroshock Process. Eastern
Psychiatric Research Association, New York.
22. Significance of Individual Variability in EEG Changes
During Electroshock Therapy. Eastern Association
of Electroencephalographers, Montreal.
23. Experimental Studies of Convulsive and Drug Therapies
in Psychiatry: Theoretical Implications. New York
Neurological Society and the New York Society of
Clinical Psychiatry, New York.

21.

EEG

�-39.
PRESENTATIONS

1958

Patterns with Altered Brain Function.
Eastern Psychological Association, Philadelphia.
The Relation of F Score to Behavioral and Psychological
Response with Altered Brain Function. Eastern
Psychological Association, Philadelphia.
26. Intensity of Stimulation and Perception of Simultaneous
Stimuli in Cerebral Dysfunction. Eastern Psychological
Association, Philadelphia.
Communication

27.
28.

29.
30.

31.
32.
33.

3h.
35.

SociOoPsychological Aspects of Diagnosis and Treatment:
Theoretical Implications (Symposium). Eastern
Psychological Association, Philadelphia.
Drug Induced Changes in Interview Patterns. Conference
on Psychodynamic, Psychoanalytic, and Sociologic
Aspects of the Neuroleptic (Tranquilizing) Drugs
in Psychiatry, Montreal.

Psychological Factors Affecting Individual Differences
in Behavioral Response to Convulsive Therapy.
American Psychiatric Association, San Francisco.
Social Factors in Selection of Therapy in a Voluntary
Mental Hospital. American Psychiatric Association,
San Francisco.
A Critique of "Pre-Conscious" Perception and the "Poetzl
Phenomenon". American Psychiatric Association,
San Francisco.
Prognostic Value of Rorschach Criteria in Clinical Response
to Convulsive Therapy. Electroshock Research
Association, San Francisco.
Effects of Anticholinergic Agent, Diethazine, on EEG and
Behavior: Significance for Theory of Convulsive
Therapy. Society of Biological Psychiatry, San
Francisco.
Role of EEG Frequency Shift in Behavioral Effects of
Drugs. Section of Neurology and Psychiatry, Queens
County Medical Society, New York.
Effect of Anticholinergic Compounds on Post Convulsive
EEG and Behavior. American EEG Society, Atlantic
City.

�shoPRESENTATIONS

1958

Prognostic Application of Psychological Techniques in
Convulsive Therapy. Eastern Psychiatric Research
Association, New York.
37. EEG and Behavioral Effects of Psychopharmacologic Agents.
Collegium Internationale Neuro-Psycho Pharmacologicum,
Rome; and Eastern Association of Electroencephalographers, New York.
Relationship between Seizure Threshold and Duration of
Seizures to EEG Change During Electroshock. Eastern
Association of Electroencephalographers, New York.
1959

Effects of Tofranil. International
Conference on Depression and Allied States, Montreal.
Sociopsychologic Factors Affecting Therapist-Patient
Relationships. American Academy of Psychoanalysis,
Philadelphia.
Effect of Induced Cerebral Dysfunction in Man and on
Tachistoscopic Perception of Embedded Color Figures.
Eastern Psychological Association, Atlantic City.
Behavioral Changes with Different Methods of Induced
Cerebral Dysfunction. Eastern Psychological
Association, Atlantic City.
h3. Sociopsychologic Aspects of Psychiatric Treatment.
Eastern Psychological Association, Atlantic City.
hh. Language Patterns as Measures of Behavioral and Neurophysiologic Change. American Psychiatric
Association, Philadelphia.
EEG

and Behavioral

�C.

Reports in preparation:

1.
2.
3.

Experimental Studies of Convulsive Therapy - a
monographic review.
EEG Patterns and Synaptic Events in Experimental
Hallucinogenic States.
Comparative Study of Indoklon and Electrically
Induced Convulsive Therapies.
Studies of the Sedation Threshold.
Effect of Induced Cerebral Trauma in Man on the
Tachistoscopic Perception of Embedded Colored

Figures.
Individual Differences in the Perception of the
Upright in Hospitalized Psychiatric Patients.
Social Attitude (California F Scale) and Convulsive
Therapy.

Sociopsychologic Factors in Drug Therapy.
Modification of Psychotherapeutic and Supervisory
Relationships by Altered Brain Function.

�’os.

Relation Between Altered Brain Function and Denial in Electroshock Therapy
Robert L. Kahn, Ph. D.
Max

Fink, M.D.

Edwin A.

Read
,

at the

Weinstein,

M.D.

Annual Meeting American Psychiatric Association, May 1955.

the Research Service of the Hillside Hospital, and the Department of
Neurology of the Mount Sinai Hospital, New York.
From

This investigation was supported in part by the Medical Research and Development Board, office of the Surgeon General, Department of the Army under
Contract No. DA-h9-OO7 MD-3763 and grant M-927 from the National Institute
of Mental Health of the National Institutes of Health, Public Health Service.

�Although many

theories concerning the

mode

of action of electroshock

and
psycholphysiological
among
the
relationships
been
have
offered,
therapy
(3,h,5,6)
studies
In
previous
understood
(1,2).
remain
poor v
ogical factors

certain
function,
that
was
suggested
of
brain
it
of patients with alterations
of
effects
the
to
therapeutic
related
of the observed patterns of behavior were
electroshock.

dis(3,6),
anosognosia
of
or
illness
denial
included
patterns
in
and
language,
(8)
changes
time
and
(7),
reduplication
orientation for place
that
indicated
was
It
(9).
paraphasia
misnaming
or
particularly nonaphasic
These

than
rather
of
illness
the
stress
to
these phenomena were fonns of adaptation
neural
of
milieu
the
In
judgment.
Specific defects in memonv, perception or
motivations
his
the
expresses
damage,
patient
brain
reorganization provided by
the
with
modes
of
interaction
changed
of
in new s,rmbolic patterns indicative
of
forms
insuch
denies
the
delusion
patient
In
anosoynosic
the
environment.
of
an
the
and
operation,
fact
blindness,
of
a
limb,
loss
capacity as hemiplegia,
as well as other problems in livinﬁ.

In disorientation for place, the way in

the
symbolic
as
serves
hospital
which the patieit
be
need
to
the
often
traumatic
situation,
representation of some aspect of the
the
locates
or
of
familiar
place
a
name
the
he
uses
well and go home. Thus,
misnames and mislocates the

the
outside
hospital.
a
confabulates
journey
his
to
or
close
hospital
academy"
skating
"roller
a
as
the
to
hospital
'When a paraplegic patient refers
names
Mount
the
(Mount
Cyanide,
Sinai)
hos
the
ital
or a paranoid patient calls
home

symbolize the patient's feelings in dramatic fashion.

In paraphasia, the ob-

a
to
personal
related
usually
are
patient
jects
the
Thus,
patient
and
of
hospitalization.
illness
that
problem, particularly
and
and
objects
the
of
places
body,
selects aspects of the environment, parts

which are misnamed by the

in
of
his
a
feelings
the
exnression
for
them
language
his
in
uses
n

interaction.

new mode

of

�.3.
could be brought out by the administration of amytal sodium ("positive amytal

test").

'With a

return of the complaints of pain these changes in behavior

were no longer apparent

either clinically or under amytal. This

sequence of

events were repeated during two Subsequent courses of electroshock. While this

report supported the hypothesis regarding the therapeutic action of electro-

test" in investigating the probdid not represent the usual condition for

shock and showed the usefulness of the "amytal
lem,

it

concerned only one case and

is given.
The theory is further tested in the present study in which a group of
potients receiving electroshock for mental illness were given repeated amytal
tests before, during and after the course of treatment. The purpose of the
study was to determine the relationship between the clinical response to the

which electroshock

treatment and changes in behavior produced by the drug.

theses tested were that those patients
more

likely to

show: (1) evidence

The

particular hypo-

improved with electroshock would be

who

of brain dysfunction

on

the amytal

test

and

(2) behavior patterns indicative of denial.
METHGD

series of amytal tests. In this test, the patient is asked a standard group of questions pertaining to orientation and the
patient

Each

awareness of

was given a

illness.

The drug

ution at a rate of .05 grams (1

is then administered intravenously in a
cc) per minute until nystagmus, slurred

drowsiness and errors in counting backward are noted.
now

repeated.

The

The same

5%

sol-

speech,

questions are

following changes, when persistent, are called "positive" and

are deemed indicative of cerebral dysfunction.

1. Complete denial of illness.

2. Denial of major aspects of illness, such as attributing entry into
hospital to a trivial or past illness.
3. Misnaming the hospital, either
euphemism as

"rest

home."

its

proper name, or in terms of a

�ah. Displacement of the location of the hospital, such as to another city.
5. Confabulated journeyt
6.

Reduplication of the hospital, as stating that he is in another hos~
pital of the same or similar name.

7. Disorientation for time of day with confusion of day and night.

misidentification of the examiner such as calling
or an "entertainer".

8._ Gross

him a "lawyer"

9. Disorientation for year.
The

patient

was given

his

first test prior

to treatment, and re-tested

at weekly intervals. All patients in the series had negative amytal tests prior
to the initiation of therapy. Treatments were administered three times a week,
so that the patients were generally tested after every third treatment.

A

test

after a treatment. Testing was continued after the
termination of therapy until the result had become negative.
of
and
records
standard
tests
memory and learnElectroencephalographic
ing ability were also given, but will not be considered in detail in this paper,

was always given two days

POPULATION

Twentyufour patients

at Hillside Hospital receiving electroshock with the

Reiter Electrostimulator were studied. There
authors.

The

patients

were taken on the

was no

basis of consecutive referrals, and

the determination of the necessity for treatment was
Some

patients

were

selection of cases by the
made by

the clinical

necessarily excluded because their treatment

staff.

was terminated

or interrupted before they were adequateLy studied. Another was omitted because he had manifestations of brain disease and a positive amytal

to electroconvulsive therapy.

thirtyvthree. Patients
treatments.

Some

The number

who showed

test prior

of treatments varied from nine to

clinical

improvement tended

to receive fewer

of this variability could also be ascribed to differences in

the inclination of the resident psychiatrists to use this form of treatment.

�~5One

patient decided for himself that

he had enough treatment and eloped.

gnostically, the patients consisted of

1h with depressive

schizophrenia and one manic reaction. There were 15
and the ages ranged from 2h

series,

to

68

reactions,

women and 9 men

9

Dia-

with

in the

with a median of h7.

of response to E.S.T.
Evaluation.Wa—
M~~
All the patients were observed for at least eight weeks after completion
of treatment.
on

Determination of the patient's response to electroshock was made

staff opinion, the

the basis of the resident psychiatrist‘s impression,

nurses' notes and the clinical evaluation of one of us (M.F.)

who

supervised the

treatments but was not aware of the amytaltest results. In this way the pat-

ients

were

classified into three groups.

gﬁwwyarkedlv Improved; The 11 cases

in this group

were regarded as show-

ing recovery or marked improvement. These patients no longer showed the
ptoms which brought them

symp

into the hospital; their doctors felt they were better;

and the nurses' notes confirmed such aspects as being

able to sleep without

medication, better appetite, and improved capacity to get along with the other

patients and participate in hospital activities.
B.

Moderatelv Improvegz_

The

six patients in this group

showed some

improvement but continued to manifest

indications of mental illness. These

patients typically

relief, i;§:, acute depressive features

showed symptomatic

might be gone, but the dramatic change so evident in the

apparent. Each patient continued to

show some

first

group was not

noticeable disturbance such as

obsessional thinking, paranoid ideas, or somatic preoccupation,
C. Minimally or Unimnroved. In this group were placed seven patients

in

whom

change was not

ient improvement.
somewhat improved.

clearly noticable or

Some showed

But

who showed

only equivocal or trans-

fluctuations in behavior, at times appearing

the change was not sustained, so that by the end of

�9-6-

much
did
before.
as
they
appeared
treatment, they

are aware of the difficulties in evaluating improvement. Others might
In
by
these
any
case,
of
in
patients.
change
estimates
the
have differed in
and
the
between
first
the
differences
using this threefold classification,
We

third groups will

be

distincto
OBSERVATIONS

l.

ﬂggjggL

Test Results

of
The
number
tests
given
amytal
Reactions.
of
A. Distribution
Positive -um-W
from
to
three
thirteen,
ranged
electroshock
of
the
course
each
during
to
patient
shown
the
data
Table
is
In
maintained.
I,
depending on how long treatment was
.

for

the number of

and
number
and
percent posthe
treatment
tests given during

The
improved
patients
markedly
each
in
the
group.
patients
itive for all
moderthe
with
unimproved
the
group,
showed many more positive reactions than

between these groups.

Every markedly improved

ately improved patients in
On
other
the
treatment.
reaction
during
ient had at least one positive amytal
cases
unimproved
of
the
and
five
hand, one of the moderately improved patients
the
of
incaach
A
the
results
of
comparison
showed
result.
a
positive
never
the
than
better
at
significant
groups, using chi-square, is statistically
level of confidence.
TABLE I

pat—_

1%

WWW

DISTRIBUTION OF POSITIVE ANITAL TESTS DURING TREATMENT

”

No. of

tests given

durinc treatment

Markedly improved

(ll)

Moderately improved (6)
Unimproved (7)

Number

positive

%

Positive

50

38

76%

39

15

38%

hS

6

13%

the
In
groups
of
Fig.
treatment.
each
l
stase
at
B. Positive reactions
who
had
positive
each
in
of
group
the
patients
percentage
for
are compared
»

�treatment.
of
each
stage
at
results
after
reactions
had
positive
Almost half the markedly improved patients
nine
to
seven
after
reactions
had
positive
and.all
treatments,
three
only
treatments.

In the unimproved cases, on

of
number
positive
the
hand,
other
the

of
the
course
during
increase
consistent
no
was
and
there
small
reactions was
other
the
between
to
tends
fall
improved
group
moderately
the
Again,
treatment.
two.
Although some

than
more
received
patients

15

treatments the data is not

small
too
became
each
number
in
group
the
because
presented beyond this point
than
more
received
unimproved
patients
of
the
Four
of
comparison.
for purposes
mode
One
the
of
with consistently negative amytal test results.
20

treatments

occasionally
an
with
only
treatments
30
received
over
improved
patients
erately

positive reaction.
There were

variations in the per-

reactions.
positive
a .e-u'
two
consecleast
at
Using
week.
week
to
from
sistence of positive reactions
improved,
markedly
the
of
nine
of
persistence,
criterion
the
as
utive positives
showed
perunimproved
group
the
of
one
and
only
two of the moderately improved
C. Duration_3§
“-5

one
but
patients
treatment
all
of
termination
the
,After
sistent positives.
The
reconvulsion..
the
last
after
nine
days
had negative amytal reactions

treatment.
week
after
second
the
by
test
negative
a
developed
maining patient
improved
group
markedly
the
in
D. Factor of awe. Since the patients
conceivis
reactions,
it
from
depressive
suffering
be
older
tended to
persons
to
age
be
scley
related
might
results
test
able that the difference in amytal
assum—
the
is
this
Underlying
improvement.
clinical
to
coincidentally
and only
funbrain
altered
show
of
signs
to
more
s
likely
i
older
the
person
that
ption
|
shown.
each
is
2
for
group
mean
the
Table
age
In
electroshock.
when
given
ction

�-8.
TABLE 2

RELATIONSHIP OF CLIEICAL_IMPROVEMENT TO AGE

Than Age

Markedly Improved

(ll)

h7.6h

0'

Moderately Improved (6)

50.00

Unimproved (7)

35-29

It is apparent that the first
patients.

two groups were

older than the unimproved

Yet, while the mean age of the moderately improved cases

higher than the markedly improved group, theSe patients

still

show

is slightly
significantly

fewer positive reactions.

In Table

3

the

number of

positive reactions during treatment is

shown

of
he
over
to
age.
limited
years
patients
the
analysis is
for
In this table the relationship of positive reactions in the different groups
remains unchanged from that when the groups are considered as a whole.
each group when

TABLE 3
OVER hO
PATIENTS
IN
AMITAL'TESTS
DISTRIBUTION OF.EQ§EE;VE
a...

No. of

tests given

durine treatment_

Number

positive

%

fpsitizg

Markcdly Improved (1m)

h6

35

76

Mederately Improved (5)

3h

15

hS

Unimproved (3)

17

O

O

2. Other Aspects of Behavior.
were
there
and
disorientation
of
denial
illness
explicit
and
the
of
drug
influence
the
under
both
occurred
changes in behavior that
fashion
progressive
treatment
is
of
significantly
the
course
clinically during

Apart from

in those patients

who

improved.

These aspects may be divided

into verbal and

non-verbal communication.
A.
can:

Channes

in Verbal Language.

These consisted of

denial expressed in

�-99..

evasion and in the use of a syntactical pattern involving the third and second
When

person.

asked about

their

symptoms

patients

gave such answers as

"it's

hard to say" or “I forgot" or "I don't know; I‘ve been waiting for the doctors

tell
as "it's

to

me."

The change

what they

in syntactical person is illustrated by such remarks

call a depression," "I‘m afraid

answering the question "what

trouble."

Sometimes

In patients

patients

is

talk of a relative

would

there

One

to the start of treatment what

will get hurt" or

your main trouble" with "what

who improved

in the non-drug interviews.

somebody

was a

who was

is

3223 main

sick.

notable development of such patterns

patient, for example, whenzisked prior
his main trouble, said "I'm depressed."

such

was

After two treatments he answered the question with "I don't get along well
with

my

mother-in-law." After five treatments he said "I don't get what you

he
said
know."
After
ten
I
that‘s
"I
all
sick;
get
after eight,
what
11
"in
and
said
way
after
don't
my
see
wife,"
"right now, it‘s that I
do you mean" and "I don't know how to explain it." At the termination of
given
home"
an
followed
by
"I
to
want
main
get
was
as
trouble
his
tr atment,

mean," and

account of

how "good"

his wife was.

of
these
group,
increased
the
use
the
other
hand,
on
In the unimproved
language patterns did not occur. They were not present in some, minimally or

inconsistently noted in others.

In

some

of the unimproved patients there was

than
the
of
drug
the
under
effects
of
these
language
patterns
actually less use

there had been in the pre-amytal interview.
..B.

clinical
in

Changes

in

Non-Verbal Behavior.

and drug interviews most frequently

the moderately improved and

improved.

Euphoric reactions occurred both in

in the markedly improved, less

least in the group

which were considered un-

In the unimproved patient classed as manic, euphoric behavior was

present in his clinical behavior and was not changed by amytal.

�-10—‘

of
of
four
interviews
the
amytal
in
apneared
Changes in sexual behavior
other
the
of
each
in
one
in
only
but
patient
the markedly improved patients
makthe
examiner,
caress
hug
to
form
of
or
This took the
trying

categories.

ing remarks with sexual content or engaging in masturbatory

ient in the

unimproved group showed

activity.

this behavior both during are-drug

A

pat-

inter—

views and under the influence of amytal.

Withdrawal or "selective inattention" was shown by nine of the eleven
the
amytal
of
the
phase
drug
during
markedly improved patients particularly

about
the
questions
answer
to
of
failure
consisted
interview. This behavior
fashion.
and
cryptic
in
dysarthric
responding
and
hospitalization or
illness

the
other
each
of
groups.
in
once
occurred
only
the
drug
under
This reaction
who
appeared
the
category
unimproved
two
in
of
that
patients
It was interest
withdrawn before the

test

became more

responsive under the influence of the

drug.

ravage:

there
is
that
indicate
these
in
patients
tests
the
of
anwial
results
damage
or
brain
of
and
the
production
improvement
between
clinical
a relation
method
of
determined
this
by
particular
an altered state of brain function as
The

examination.

In patients

who improve,

the amytal test becomes consistently

treatment.
of
the
course
in
early
positive

In moderately improved or unimproved

does
not
increase
and
frequency
their
reactions
patients there are fewer positive
such
function
brain
methods
of
evaluating
with more treatments. With other
the
in
showed
abnormalities
All
not
patients
present.
close correlation was

found
frequently
as
was
and
*
learning
impaired
record
electroencephalographic
damage
The
brain
of
effects
who
did
not.
those
who
improved as in
in patients

are not unitary and

different

methods of study show varying

results.

more
analyzed_in
being
are
these
data
in
patients
a The electroencephalographic
the
show
that
The
findings
preliminary
be reported elsewhere.
detail, and.will
amytal
the
to
comparable
EEG
improvement,
to
related
abnormality is
Wegree of

test findings.

�.11 -

in
to
changes
function
brain
of
altered
In relating the various aspects
behavior after electroshock therapy

defects in the formation of
In the

of language.

first

symbol

it

has been helpful to distinguish between

patterns

and defects

in the adaptive uses

category one may include such

clinical

phenomena as

loss.
of
memory
and
certain
types
acalculia
aphasia, apraxia, finger agnosia,
cannot
select
he
but
wants
he
"know"
to
what
say
In aphasia, the patient may
and
movements
and
sounds
of
the appropriate elements from the entire category
of
elements
excannot
select
the
defects
With
patient
memory
integrate them.
them
temporal
pata
in
and
units
arrange
significant
perience, class
solving
of
problem
manifested
in
tests
commonly
also
tern. Such defects are
fre—
Such
are
patients
scale.
and in certain subtests of the Wechsler-Bellevue

them into

quently concerned with their

and
of
marked
anxiety
degrees
and
exhibit
defects

frustration.
Adaptive changes in

language, on

the other hand, relate to interaction

They
behavior.
of
motivational
aspects
the
with the environment and concern
The
besame
and
disorientation.
denial
of
are exemplified in the phenomena
and
other
in
defect
a
conditions
as
havioral element may appear under certain

cases as a

part of

an

be
may
example,
for
form of adaptation. Left~ri9ht disorientation,
impaired
and
is
of
right
which
the
left
concept
aphasic defect in

a
paralyzed
able
to
identify
seem
not
may
Other
however,
patients,
or lost.
or
and
ear
left
arm
their
(non-paralyzed)
Show
right
their
left arm, but can
relate
not
does
and
as
long
as
it
of
right
knowledge
left
similarly indicate a

the
not
in
electroshock
of
prois
action
therapeutic
to their illness.
milieu
neural
the
in
providing
rather
but
formation
duction of defects in symbol
The

in

which

altered forms of adaptation

may be

maintained.

outcome of

electroshock treatment by the

psychiatrists predict the
Other
point
treatments.
the
initial
amount of "confusion" that occurs after
The
test
amytal
Leprovement.
to
not
related
was
"confusion"
where
to cases
Many

�-12..
should be useful as a prognostic guide by defining the nature of these changes.

In

cases "confusion"

some

patients the amytal test

mainly a matter of memory defect and in these

may be

negative. On the other hand, some patients imp
such
Clinical
In
of
evidenae
few
without
treatments
"confusion."
a
after
prove
instances the amytal procedure may show an alteration in brain function. In
may be

this study almost half of the markedly

improved

patients had positive reactions

In another case, treated privately by one of us (E.A.W.),

within three treatments.

after only two
result prior to treat-

marked improvement of a severe depressed condition was noted

convulsions.

Yet

this patient,

who had

a negative amytal

ment, showed a markedly positive reaction one day
These

results

do

not

than patients

brain

damage

ectly

measure brain damage, but

rem

that

mean
who do

improved

not improve.

rather

after the second treatment.

patients

have a

The amytal

one deduces

test

greater degree of
does not

dir-

the presence of braincianage

the nature of the adaptive changes in communication. Thus patients with

brain

damaje who do not show such changes are considered to show a negative

re-

im~
methods
of
behavioral
demonstrating
other
that
sult. It is for this reason
paired brain function may not distinguish between improved and unimproved patpositive
do
and
not
others
amytal
a
Why
some
develop
test,
patients
ients.

despite

many more

convulsions

is unclear, but

factors and to the patient's habitual

mode

may be

related to personality

of adaptation to stress.

It is

be
so
function
brain
of
altered
state
treated
a
that
nevertheless,
necessary,
that these forms of adaptation or denial can be maintained. It is for these
which
electroshock
methods
of
administering
believed
that
reasons that it is
be
not
seizures
will
generally
unilateral
as
function
brain
minimally
alter

efficacious. Also

it

affords

some

explanation as to

why

electroshock often

has a beneficial short term effect while evaluation of long ternleffects

little

difference between treated and untreated cases.

show

�-13In considering what constitutes "improvement," it is likely that such
evaluations are dependent in considerable degree on the types of verbal and

patient denies that
imp
he
rated
and
is
and
uncomplaining,
affable
he has any problems,
appears
he
has
developed
he
that
has
or
does
mean
not
acquired
insight
that
It
proved.
non-verbal adaptation that the patient uses.

a more

realistic understanding

Thus, when a

of his interpersonal relations.

exemplified by the patient previously cited

who

said he

This

is well

was "depressed"

in

third person when asked about his illness. While his behavior is rated as improved, actual analysis of his language shows that he is using different forms of symbolic

the pre-treatment interview, but

later

used evasion and use of the

adaptation.
Recent
mechanisms of

studies have supported the findings concerning the development of
denial in the improved patients. Carter (12) confirmed Janis’

(13) findings of consistent evidence of circumscribed amnesias in patients
lowing electroshock.

He

that general memory impairment did not occur,
"selectivity" in forgetting of unpleasant material

concluded

but rather, that there was a
from the

fol-

patient's past life.

Komgold (11;) likewise reports

selective and

"mechanisms
of
observes
(15)
Teicher
similarly,
sensitized
forgetting.
highly

repression" for "emotional" stimuli after electroshock.
Another aSpect of the difference between the improved and unimproved
groups which may bear a

relation to the therapeutic

proved patients there were more changes in

all

not only in verbal patterns. Thus, a patient

mechanism was

that in in,

types of symbolic adaptation,
who

appeared withdrawn both in

the pre-drug and drug interviews had a poorer prognosis than the patient
became withdrawn only under the
who showed

who

effects of the drug, Similarly, the patient

altered sexual behavior under the effects of the drug had exhibited

this behavior during the prenamytal questioning as well, and did not improve
with treatment, while the four patients manifesting sexual behavior only under

�ﬁll!"

the effects of the drug, did improve.

The importance of

the change in symbolic

pattern is also illustrated by the fact that the unimproved manic patient showed
no changes in this aspect of his behavior during the amytal test. It is thus
likely that the facility of changing symbolic patterns in a situation of added

stress is

an important one

in determining response in all somatic therapies.

�SUMMARY AND CONCLUSIONS

ment

treatelectroshock
for
consecutively
referred
(l) Twenty-four patients
the
during
intervals
and
at
regular
during
were given amytal tests before,

courSe of treatment.

(2)

There proved to be a close relationship between the shorteterm

tests.

of
the
anwtal
results
treatment
and.the
to
sponse

patients

showed

early, persistent

re-

The much improved

positive reactions during
patients showed no positive reactions or

and increasingly

the course of treatment. Unimproved

intermediate group

who showed

infrequently and inconsistently.
unimproved
the
than
reactions
showed
more
positive
moderate clinical improvement
of
reincidence
positive
the
much
in
improved
the
of
short
group but fell far
An

showed them

actions.
(3) Changes in

behavior
forms
of
non-verbal
and
language

were most consistent and pronounced

related to denial

in the improved group, even in interviews

not employing drugs.
(h)

The

improvement
clinical
that
the
hypothesis
support
observations

function
in
of
altered.brain
milieu
of
a
in electroshockzmequires the creation
mainbe
may
of
those
denial,
Which new patterns of adaptation, particularly

tained.

�mmmmggzg

1.) Gordon,

Fifty

H. L. :

2.) Kalinowsky, L.

Shock Therapy Theories, Mil. Surg. $92: 397, l9h8.

B. and Hoch, P. H.

Shock Treatment, PBychosurgery and

:

Other Somatic Treatment in Psychiatry, (2nd ed.)

3.) ’Neinstein E.
&amp;

1..)

Psggrchiat.

A. and Kahn, R. L.
_6}_1_:

Syndrome

:

Ybrk, 1952.

of Anosocnosia, Arch. Neurol.

772-791, 1950.

'E‘Jcinstein, E. A., Kann, R. L., Sugannan, L. A., and Linn, L.
Use

of Amobarbital Sodium in Organic Brain Disease,

889-8911.,

Am.

:

Diagnostic

J. Psych., llg:

1953.

S.) weinstein, E. A., Kahn,

L., and Malitz, S.

R.

Its

the "Amytal Test" for Brain Disease:
A. M. A. Arch of

6)

New

weinstein, E.

Serial Administration of

:

Diagnostic and Prognostic Value,

“enrol. and Psychiatu 11: 217-226,

A. and Kahn, R. L. :

1951..

Denial of Illness: Symbolic and Physiol-

ogical Aspects, Springfield, 111., Charles C. Thomas, in press.
7.) Weinstein, E.

A. and Kahn, R. L.

Brain Disease, J. Neuropath.

8.)

&amp;

:

Patterns of Disorientation in Organic

Clin. Neurol.

l;

21h-226, 1951.

and
R.
A.
L.
E.
L.
A.:
Kahn,
Sugarman,
weinstein,
,
A. M. A. Arch. Neurol.

uplication,

9,) 'weinstein, E.
0rg-tanic Brain

Psychiat.

M. A.

Arch. Neurol.

10.) weinstein, E. A., Linn, L. and Kahn, R. L.:

Its Relation to the

Therapy:

{31:

808-8111, 1952.

L.: Non-aphasic Misnaming (paraphasia) in

A. and Kahn R.

Disease, A.

&amp;

Phenomenon of Red-

&amp;

Psychiat.,‘éz: 72-79,l952.

Psychosis during ﬁlectroshock

Theory of Shock Therapy,

Am.

J. Psych.,

$925

22-26, 1952.

11.)

Mcinstein, E. A. and Kahn,
A. M. A. Arch. Neurol.

ness,
12.) Carter J. T.:

Type

convulsive Therapy,

13.)

Janis,

I.

L.

:

R.
&amp;

L.: Personality Factors in Denial of
Psychiat.

Ill-

Q2; 355-367, 1953.

of Personal Life Hemories Forgotten Following ElectroAm.

Psychologist §; 330, 1953.

Psychologic Effects of Electric convulsive Treatments

Post-treatment Amnesias.) J. Nerv.

&amp;

Ment. Dis.

ill;

359, 1950.

(I.

�REFERENCESz

1h.) Korngold, M.:

An

Shock Treatment,

15.) Teicher, A.:

Investigation of

Am.

The

continued

Psychologist

Q;

Some

Psychological Effects of Electric

381-382, 1953.

Effect of Electroconvulsive Therapy

actions of Schizophrenic patients,

Am.

on

the Visual Re-

Psychologist, g, hhS, 1953.

�]
ONS

I
REACT.

90

._”

much Improved (11)

'*~

Mod. Improved

‘

80

” Unimproved

(6)

///

(7)

/

t// ‘\\\\\\_

//////////’
“~.

*

AMYTAL

POSITIVE

3o
PERCENTAGE

20

/

/
/
(“”

\

"
,
,/
.

" /

x,”
I
f

10
O

'

h-é

,__.._..7..___.-_....-_,_....__.-..;}..-.__
7-9

10.12

13.15

NUMBER OF TREATMENTS

occurring
reactions
test
amytal
of
positive
Fig. I.-—- Percentage
treatment.
of
stages
different
each
at
in
group

�{fw g;

,{1/,m»‘-‘

JUN

26

”12!. :c.

.M

Altered Brain Function Following Electroshock
H—927

Progress Report - February

1

1958 - September 1 1959

Summary:

In the past eighteen months various studies of the

convulsive therapy process were completed, a program for the

investigation of psychopharnacologic agents consistent with the
general hypothesis concerning the node of action of physiodynamic

therapies

was developed.

The

physiologic effects of nany

interrelationship of the neuro-

new compounds

with the psychodynanic,

perceptual, personality and sociologic aspects of patients'
behavior provided the framework for tnse investigations.
following areas of study were explained:

l)

of psychotherapy with physiodynanic therapy;

The

the interrelation
2)

the elucidation

of the synaptic chemical events which are the basis of the

convulsive therapy process by the acute administration or
experimental anticholinergic compounds at various stages of
convulsive therapy;
and behavioral

3)

studies of the acute and clinical

effects of

a

EEG

variety of psychopharnacologic agents;

h) the use or language indices, such as syntactic and dyadic~

1959

�-2-

diversification analyses, as measures of behavioral
neurophysiologic changes with drugs;

and

5) a comparative study

of indoklon and electrically-induced convulsions in psychiatric

therapy;

duration
of
6) sociopsychologic aspects related to

hospitalization, discharge ratings

and diagnosis in a voluntary

mental hospital; 7) the relation of social attitude to the

effects of convulsive therapy;

8) aspects of the

therapist-

patient relationship affecting aha: choice of therapy;

9)

studies of individual differences in the selection of, and
behavioral change with, convulsive therapy by perceptual aethods.
These

studies have supported and expanded the neuro~

physiologic-adapative view or convulsive therapy, and demonstrated

that such

a hypothesis has

applicability to our understanding of

the node of action of psychepharnacologic agents.

�Progress Report:
A;

Psychotherapy and Physiodyganic Therapy.

Previous observations have shown that two types of

patients are referred for electroshock in this hospital.

largest

number are

patients in the older

limited education and are foreign born,

age groups who have
They tend

to

introspective persons, stereotyped in their thinking
language and verbally unconmunicative.
symptoms
The

The

be non-

and

Their predominant

are depression, agitation, withdrawal and sonatisaticn.

second, and smaller, group of patients are younger, native-

born, better educated, and verbally ccnnunicativo with a

capacity for intropection. They characteristically exhibit
thinking disorders and overactive behavior states, with sonatisation
and depression occurring
An

to a lesser extent.

oratory
explanatory study

was

undertaken of four patients, two

for each group described above, for the purpose of determining
1) reasons for

referral for convulsive therapy,

2) whether

the differences in patients required different attitudes in

psychotherapeutic nanagenent with electroshock, and 3) the

�-1...

relation of the psychotherapsutic approach to the patient'e

clinical response to electroshock.

It

was found

that all of the patients studied

were

electroshock because of a failure of connunication
referred for
in the psychotherapeutic relationship. In
a

reflection of the limited verbal

and

cases this was

two

introspective capacity

social
factors. In the
of the patientdue to educational and
other two cases, however,-the inpaired communication

primarily

due

wee

to unmanageable acting out.

Following treatnent, the older, less educated patients
were able to

naintain this improvement with

a

reassuring

and
to
nininication
the
tendencies
denial
toohniqne,-supporting

during
developed
electroshock.

electroshock eeened to

make

In the

better educated patients,

the patients nore’anenable to an

psychotherapy.
torn
of
interpretive

It

or
psychotherapy
was concluded that the relationship

to electroshock varies with the particular_type of communication

pattern

and adaptation shown by the individual

patient. This

�-5.
the
and
been
Journal
written up
published in
material has
or Hillside Hospital, 7: 17-25, 1958.
B;

Biochemical Aspects of the Convulsive Iherapz Process.
The

significance or high voltage

the convulsive therapy process (Roth
and Kahn, 1957) and the

EEG

22.;l!

delta activity in
1951, 1957; Pink

report that this delta activity

was

'blocked hy the adninistration of ahtioholinergic'compounds;

atropine and scopolanine

(Ulett and Johnson, 1957) provided

the basis for these studies.

As

there were attendant unpleasant,

'systenio effects with the administration of these agents,

.reports describing diethasine

as an anticholinergio'conpound'

(Jenknerwith potent neurologic but minimal systemic effects
l956)
Lechner,
studies
19553
to.undertake
led
Lechner,
us
and

sinilar to those of Ulett
(Fink, 1958).

and Johnson neing this'conpound

These observations with diethasine led to the

agents.
of
other
antioholinergic
experimental
investigation

Clinical and electroencephalographic responses to the
intravenous administration of various anticholinergic agents

�-6in psychiatric patients at various stages of convulsive therapy
were

studied. These observations were related to hypothesis

covering the node of action of convulsive therapy and of

hallucinogens.
The

subjects were ninety psychiatric patients referred

for convulsive therapy, ranging in age tron

Ivariety of diagnoses.
since

some

The

total or

18

to 67, with a

107

observations were made,

subjects were studied with

more than one compound.

A

drugs were administered at various stages of the

treatment process.

The

observations were

laboratory using a standard

electrodes. In each
intravenously at

a

trial,

8

made

in the

EEG

channel instrument and needle

the compound under star was adninistered

until

set rate per minute with clinical behavior

or electrographic changes were observed.
The compounds

studied have been diethasine, Win-2299,

benactyaine, JB~318, JB~336, and atropine.

Each

is

a

potent

anticholinergic agent in vitro.

It

was observed

that diethasine,

Win-2299, benactysine,

�-7;
JB-318 or JB-336 administration

therapy were associated with

at various stages-of convulsive
a) desynchronisatien of

rhythms with a blocking of post-convulsive
b)

EEG

delta activity;

alerting, excitatory behavioral response with illusory, de-

lusional

and

hallucinhtory ideation, and c)_systenic effects

‘drynessof muscular veakness, degrees of the mouth, dry skin and tachycardia.
.

The

electrographic. behavioral and systemic effects were concurrent.
These observations are regarded as

consistent with the.

suggestion that the physiologic basis of convulsive therapy

lies in

an increase in

central nervous system cholinergic

activity.
Observations that

LSD,

amphetamine, nescaline and

diphenhydranine- synpathoninetic and antihistaminic agents

also induce

EEG

~

convulsive
of
desynchronisation, blocking
post

delta activity and clinical excitatory activity support the
suggestion that both the behavioral and electrographic patterns
are based on alteration in synaptic activity.

Increased

synaptic activity (cholinergio, synpatholytic effects) is

�-8.
associated with

336

hypersynchronisation, and clinical eedation

and euphoria; while decreased synaptic

synpathominetxic) is associated with

clinical excitatery

activity (anticholinergic,

EEG

and hallucinogenic

desynchronisation and

states.

Discrepant observations with the anticholinergic agents,

atropine, are considered to

be

related to significant differences

in dongs and structural chemistry.
This material was presented
EEG

at

a meeting of

Society in Atlantic City, June 1h, 1958.

the American

�-90.

Acute and Chronic

EEG

and Behavioral

Psychophersscologic Agents.

Iffects of

According to our neurophysiologic~adaptive view of the

clinical
the
convulsive therapy process,
efficacy of repeated
induced convulsions

is dependent

upon the induction of a

persistent alteration in central function, providing

a

nilieu

for changes in the subject's interaction with the exaniner. In
our studies the best index of neurophysiologic change has been

those aspects of cerebral function reflected by delta activity
in the electroencephalogram (Pink and Kahn, 1957).
The

efficacy of newer psychopharnaceuticals in altering

psychotic behavior patterns has led to the suggestion of a

similar hypothesis for the node of action of these agents, and
to studies of the relationship and specificity of altered

behavioral patterns to neurophysiologic change as reflected in
electroencephalography.
Of

the psychopharnaceuticals tested in acute experiments

an

in increase in synchrony with or without

activity has

an

increase in slow

been observed for chlorpronazine, pronazine and

triflupronasine.

Behaviorslly, these drugs were associated

wave

�-10with

a) increasing sedation, drowsiness, denial and eqhoria;

b) decreasing

agitation, panic, excitement

hallucinatory activity;
of synptons.

and

and delusional and

c) minimization and displacement

Barbituratee regularly induced an increase in

fast activity with

an increase in synchrony, with the

associated

behavioral changes of sedation, euphoria, denial and minimization.
Amphetamine and methamphetamine

increased fast activity without

increased synchrony; behaviorally they resulted in behavioral

alerting, hypcnania, excitement

activity.

and increased motor

Decrease in voltage and per cent time of slow wave

subjects with pcst~convulsive delta activity

activity in

was seen with

Lsnazs, benactysine, Win~2299, JB-BlB, JB-336 and diethasine.
Of

these drugs, benactysine produced increased alerting, excitenent,

tension and panic; the other drugs also produced illusory sensations
and

hallucinatory, delusional
The

and paranoid

ideation.

electrographic patterns were consistenthﬁltered

concurrently with behavioral changes both in the acute and
chronic administration studies.

Tranquilization, euphoria,

�.11sedation and minimisation of symptoms were conversely associated
with increased

EEG

the delta range.
and

hallucinations

synchronisation and shift of frequencies to

Agitation, tension, panic, excitement, illusions
were

associated with desynchronisation of

frequencies.
Similar patterns were demonstrated in subjects with prior

delta activity. Agents that tended to synchronize frequencies,
as chlorpronasine and

delta activity

barbiturates,

and enhanced

augmented the per cent

clinical pattern; agents that

chronised frequencies, as diethasine,
minimised the

LSD-25 and

tine
desyno

benactysine,

clinical effects typically ascribed to repeated.

convulsions.
Following these preliminary observations more intensive

undertaken.
was
of
an
(Totranil),
agent, inipranine
investigation
In

28

can3:§::::
acute experiments,
patients referred for physio-

dynamic

therapies

were

stages of treatment.

tested in the

EEG

laboratory at various

Tofranil solution (10 ng/cc)

was

adninistered

intravenously at a set rate(l'cc/h0 sec) until electroencephalographic

�total of

or behavioral changes became prominent, for a
mg

(.05«2.5 ng/kg).

hO-125

Behavioral observation and electrographic

recording continued for one to three hours.

A

second group of

ve, withdrawn
16 patients nanifesting depressienl or retarded bdnvior and
were

whp

referred for pharmacotherapy, received daily oral Torranil

of 75-250

mg

for four

weeks or

longer.

In the acute studies there was

initial restlessness,

associated with dissiness, dry mouth, 'faintness," nausea, and
on

tour occasions, vomiting.

These symptoms

10-20 minutes, and were accompanied by

lassitude, heaviness

of the extremities and eventual drowsiness.
unchanged or slowed.

persisted for

Heart rate was

Subsequently, subjects were relaxed,

quiet and disinclined to activity, even

when

returned to their

ward.
The

electrographic pattern accompanying these behavioral

changes were

initiated

the injection.

halved.
such

In {our

By

by a gradual decrease in voltages during

minutes,
the per cent tine alpha had been
ten

patients with noderateonnouniiof beta activity,

activity increased in voltage

and per cent time.

By

twenty

�-13minutes, in association with behavioral lassitude, low voltage
6

to

50

nicrovolts) randon theta frequencies (5-7 cps) appeared.

In six records with poet-convulsive delta
a marked decrease

activity.
two

in voltage and per cent time of slow

patterns persisted for

These electrographic

was

wave
5

to

hours.

variability in the

There was considerable individual

acute
of

activity, there

EEG

response. In patients

totranil,

but three.

who

received 100

mg

or more

angptehavioral changes were observed in all
In six patients, dosage of Tofranil less than 50
EEG

associatedéwith
were
either

EEG

mg

or behavioral changes.

In the chronic Tofranil studies behavioral changes

generally appeared during-the second, and were maximal during
the third, week of treatment.

The most

adaptation was euphoric denial which
They conplained

or displaced

prominent behaioral

noted in eight patients.

was

less of somatic synptois,

their illness

on

inquiry.

It

and

ed

ed

denial. mininisetien

became

increasingly

difficult to discuss significant lire relationships with then.

�'

~1h-

in three patients sonatiaation and restlessness increased and
depressive affect persisted.

In two of these, restlessness,

insomnia and vomiting led to cessation of therapy.
symptoms were noted

change in

in five patients after four weeks of therapy.

Electrographic studies
minimal changes.

No

on

chronic administration shoved

Voltages became lower and record modulation

poorer. Well defined fast activity became more prominent, and

in four subjects, low voltage theta (5-7 cps) activity

noted.

was

Details of these studies were presented at the Collegiun

Internationale Neuro«Psychopharmacologicum,

at the Conference

1958, and

Rone, September 12,

on Depression and

Allied States,

Montreal, March l9~2l, 1959.
D.

Patterns as Measures of Behavioral and

Language

Neurophsziolegic Change with Drugs.

In previous studies of the convulsive therapy process,
was demonstrated

analysis

(

)

that

two language measures,

and dyadic

syntactic content

diversification in interviews

(

)

provided objective indices of behavioral change, and were

related to the degree of altered brain function. In

a

further

it‘

�-15-

test

of language measures as indicea of behavioral and

neurophysiologic change, they were next applied to recordings
or interviews on acute administration of various psychopharnacologic

agents.
At the

present time

72

interviews with patients at

various stages of drug therapy have been analysed, using the
following agents:

anobarbital, benactysine, chibrpronazine,

diethasine, lysergic~acid diethylanide, and Vin-2299.
Following a routine electrographic recording, an

psychiatric

unstructured physiologic interview, with slow periods of

structured inquiry,

was

tape recorded. With

EEG

running, an

intaavenous injection was then given at a slow rate.

specific electrographic or clinical changes
interview was repeated.

When

were induced, the

Recording periods of

EEG

and verbal

behavior were alternated for the duration of the observation

period.
The EEG was

shirts in
(delta

measureg'tor changes in synchronisation,

dominant frequencies, and per cent

and beta

frequencies.

tins of

slow waves

�-16The

rthe

tape recordings were transcribed and measured for

diversification of consecutive

25 word

speech and for syntactical changes.‘

samples of dyadic

In the dyadid analysis,

participants
both
of
behavior
verbal
the pooled
divided into

total

i;g.,

the ratio of the number of different

number of words.
.

.

The

transcribed,

samples, and for each sample a diversification

25 word

score was calculated,
words to the

was

syntactic language

.
analysis

were based on response

to standardised questions using the nothod previously described
(

), scoring such changes as syntactical use of person,

alteration in tense, evasion, qualification, displacement or
verbal denial or symptoms, use of stereotyped expression or

clichzs, cryptic response,

and withdrawal or

silence.

Consistent changes were observed in both the dyadic

diversification

and

syntactic language measures in subjects

classified according to the neurophpiologic

and behavioral

effects of the drugs applied.
Anobarbital and chlorpronasinc are neurophysiologic
synchronising agents; anobmrbital regularly induced high voltage

�-17.
well synchronised

administration

fast activity, at

was followed by

20-2h cps, while chlorpronasine

increased synchronisiation of the

record and a shirt to ﬂower frequencies including occasional

EEG

slow wave

burst activity.

Behaviorally these drugs are associated

with sedation and tranquilisetion,

there

was an

On

the language measures

increase in stereotypy and repetitiveness associated

with increasing use or cliches, alterations in tense, displacement
and evasion.

Diethasine, benactysine,

LSD~25 and Win-2299

of the neurophysiologic deaynchronising.compounds.

characteristically induce decreased voltage
of alpha

activity

and increased

irregular

are examples
These drugs

and per cent

low voltage

tine

fast activity.

Behaviorally they are associated with hallucinatory, excitatory
or

illusory activity.

On

the language neasures they induced

'

decreasing repditiveness, wider diversity o: words, lesevariability
of

diversification scores,

and decreased use or

cliches and

alterations in tense.
neasures
Further exploration of language
are suggested
as a

rational basis for the understanding or the psychologic

�-13-

effects of the

new

therepies.

Details of these studies have been presented at the
Conference on Paychodynenic, Psychoanalytic and Sociologic

Aspects of the Neuroleptic Drugs in Psychiatry, Montreal, April
11—13, 1958, end

Aeeocietion,
American
the
Psychiatric
et

Philadelphia, April 27, 1959.
E.

Coupereble study or Indoklon and Electrica11y~
Induced Convaleiona in Pczchietric Therepz.

A

In our investigation or the-node of action of convulsive

therapy

we

have previouslymnnducted a convulsive-subconvnlsive

control study.

This study demonstrated

that

e

significant

behavioral change occurred almost exclusively in patients

receiving grand nel electroconvulsive therapy.

The

present

report in an assessment of the relative neurophysiological
behavioral and clinical effects of

two

different

methods of

and
convulsions
current)
(alternating
electrical
inducing

inhalent (indcklon).

�Twenty—five consecutive

patients referred for convulsive

therapywere studied. They were randomly divided into two groups,
13

patients receiving grand nal therapy induced

by the standard

while
convulsions were
Medcratt alternating current instrument,
induced in the renaining 12 by the inhalation of hexafluorodiethyl-

ether (indoklon). In both groups treatment
time a week for a
on the

total of

10

to

2h

wee

administered three

applications, determined

basis of clinical criteria by the supervising psychiatrist.
All patients were tested one to two days prior to the

first

treatment, following 10-12 treatnents, and

following the
of

lest treainent.

The

two weeks

tests given included

intellectual functioning (rive subtests

measures

'

from the Wechsler-

perception
(figure—ground
Bellevue Intelligence Scale),

figures,
the perception
discrimination using embedded.geonetric
of peeuoisochronatic color plates

at high speeds of tachistoscopic

exposure, and the Street incomplete figures

test),

and

social

attitude (the Levincon revision of the California I Scale).
An EEG was

given during each of the testing periods.

�-2066
from
continuum
slow
wave
cent
a
tine
activity
the per

second sanple was used as the index of neurophysiologic change.

results failed to

The

test differences

show any

between the electroshock and indcklon groups

at each of the three test periods.
showed

significant intergroup

Intragroup analysis, however,

that during treatment both groups

on

the intellectual and peripheral

on

the

F

scale.

By two weeks

tests,

made

increased errors

and had high scores

after the termination of treatment

both groups returned to near pretreatnent levels for most
Both groups were comparable

slow wave

activity in the

mean

EEG

after

tests.

for the degree of induced
10-12

treatnents.

The

s

user per cent tine delta for the indoklon group

was 51%, and

for the_electroshock group h7.5%. Within each group individual
the
of
behavioral
were
to
related
degree
change
in
differences

physiologic change, those with the highest per cent tine delta
showing the

greatest behavioral change. Bath

between change in

test

activity with treatment

and

correlation

performance and degree of slow wave
were

positive for all procedures, except

the comprehension subtest of the Wechsler-Bellevue)and reached
a

level of statistical significance for Digit

Span (e .61, p

&lt;-.Ol),

�p(

object Assembly (+.h6,

.05),

tachistoscopic perception (+.67,
embedded

figures (*.h3,

p

4&lt;

F

scale (+.38,

p &lt;

p

&lt;

.05),

.01) and perception of

.05).

This study has denonstrated that two very different

convulsant agents

may

produce similar neurophysiologic

behavioral change.

and

It is

concluded that behavioral changes

in convulsive therapy are related to the degree of altered

brain function, and are non-specific for the type of agent
used to induce the convulsion.

Details of this study were presented at the Eastern
Psychological Association in Atlantic City, April, 1959.
Sociopszchological Aspects of Psychiatric Treatment.

F.

In a previous study of the Hillside Hospital population,

it

was shown

tht the factors or age, education, place of birth

and

social attitudes as measured by the California I scale,

were

related to the selection of therapy. ‘Those patients

were

older, had less education, were foreign-born and with high

stereotpy scores

on

the

F

scales were

more

whp

likely to receive

�-22-

convulsive therapy.

'In

contrast, patients

who were

younger,

the
on
low
and
obtained
scores
native-born
educated,

better

as
psychotherapy
received
scale,

their sole

F

form of treatment.

study
the
relation
determine
to
was
Further
undertaken
of
duration
hospitalto
factors
of eociopsychological
1)_th°
2) the

isation,

The

Hospital
171
16

final diagnosis.

3) the

and

inspatient
of
Hillside
population
adult
entire

on March 7, 1957 was

patients.
to

68

57 nan and

llh

studied. This consisted of
from
in
age
ranging
wonen,

median
of
35-years.
with
a
years,

It
period

clinical

discharge,
of
time
evaluations at

was

(1—5

shortest
the
for
hospitalized
that
patients
found

the
least education, were
months) were oldest, had

foreign-born,
the
scores
andlad
highest
been
have
to
most likely
on

the

1

scale. Iounger,native-born,

more

educated, lower

r

'(10
more
or
the
longest
score patients were hospitalised
months).

The sane

hospitalisation

factors
of
of
length
to
these
rdationship

made
were
when
analyses
found
separate
was

�-23according to diagnosis and type of treatnent (convulsive

therapy or psychotherapy).
Discharge evaluations of improvement in the

population studied were

total

related
to age, the
significantly

older patients having the nest favorable ratings. Analysis
of the data by type of treatnent, however, demonstrated that

the convulsive therapy patients ratings of recovered or

among

much improved were
F

given to those patients with the highsst

scores, least education

and who were

foreign-born.

Diagnoses of schizophrenia or psychoneurosis were

associated with lower
and

high

native birth.
F

The

F

scores, younger ages,

more

education

older, less educated, foreign-born,

score patients were more frequently classified as

involutional or nanic-depressive psychosis.

It is

postulated that these relationships reflect the

ingluence of social background on psychological processes,
such as the behavioral

patterns of communication, nodes or

expression and symbolic values.

These not only contribute

to the pattern or mental illness, but affect

all aspects

of

�~2h-

the patient-therapist interaction.

Details of this study have been presented at the
Eastern Psychological Association in Atlantic City, Avril,
'1959, and at the Academy of Psychoanalysis in Philadelphia,

April 26, 1959, and has been accepted for publication in the
Archives of General Psychiatry.

0.

The

Relation of Social Attitude to the Effects

of Convuleive Therapz.
As

F

indicated in the previous section, the California

scale has been found ueeful in understanding factors related

to the referral for convulsive therapy and the evaluation of

clinical response following
have been undertaken with

questions:
population?

a

treatnent. Further studies

such

this scale in regard to the following

1) What does the

F

scale neasure in our psychiatric

2) What are the behavioral changes induced with

convulsive therapy?

3)

How

are theee changes related to the

degree of altered brain function?

�-25answer the

To

first

question, in part, the entire

in-patient population of the hospital was given the

later

One month

they were retested with a "reverse"

in which each statement

original.

The

was changed

"reverse" scale

was

F

scale.

F

scale,

to the opposite of the
scuzred in the same manner

as the conventional scale, with high scores

this procedure

reflecting greater
to determine

agreement.

The purpose of

whether the

to
the contents
related
patients' responses were

was

of the statements, or were a manifestation of a more general

personality aspect, such as acquiescence.

It

was found

that those patients

who made low

scores

originally, indicating predoninant disagreement with the
statenents,
indicating
who made

showed a

large increase

the "reverse" scale,

on

In contrast, patients

a high degree of agreement.

high scores

initially

showed

little

change on

retesting,

agreeing with the statements to the sane extent even though
the meaning was reversed.
low

I score patients are

while those with high

It is
more

evident that, in our population,

critical

I scores are

more

and

discriminating persons,

undifferentiating and

�.26..
and stereotyped in

their reactions.

is related to the process of selection

This observation
or

patients for convulsive therapy.

A

high degree of atereotypy

or thinking and communication is inconpatable with the establishment of a conventional psychotherapeutic

relationship, preventing

the psychoanalytically-oriented psychotherapy stressed at

Hillside Hospital. It follows that the high

sill

be

F

score patients

unsuccessful in psychotherapy and nest likely reterred

for convulsive therapy.
To

answer the second end

patients were given the
treatnent period)

and

F

third questions raised above,

69

scale before, during (at 10-12

after convulsive therapy.

Ten of

these

and
the
control
constituted
random,
group
at
selected
'patients,

received subconvulsive electrostinulation.

nean
There was a

increase of 05.7 during treatment in the convulsive group, a

difrerence significant at the
control group
(+0.5).

The

showed an

SS

level. In contrast, the

insignificant

change during the cane pertd

extent or increase in the convulsive patients

was

�-27-

related to the degree of cerebral dysfunction as

found to be

determined by delta

delta

(h0%

+8.6.

activity

on

the

EEG.

Those

F

patients with high

or more of the sanple record) had a nean increase of
low
with
delta indices, however, showed a
patients

statistically insignificant increase of
the

The

+3.h.

Following treatnent

scores were comparable to the pretreatnent levels.
These findings support and elborate previous observations

the effects of convulsive therapy.

on

the

F

Greater agreement with

seere scale statements during treatment

stereotypy and difficulty in discrimination.

show

conventional

The change

in

I

n

.

P

score thus seen part of the same process shown by the
z

characteristic language changes of increased denial, evasion,
qualification,

I

and use of cliches and stereotyped orpressions

It is also

comparable to the increased

visual

tactile perception

(

and

(

)

difficulty in

and figure-ground

(

).

complex

discninination

)-

Details of these findings were presented at the Eastern
Psychological Association in 1958 and will be elaborated at the

�forthcoming Divisional nesting of the American Psychiatric

Association in
H.

ﬂew

Zork.

Aspects of the TherapistaPatient Relationship Affecting
Choice of Therapz.
As

indicated previously the selection or therapy involves

other aspects than the actual behavioral pattern or the patient.
In the past year further efforts to
been undertaken, emphasizing

relationship.

clarify this

problem have

factors in the therapist-patient

he have hypotheSised

increased tension, frustration

and

that

such

factors as

hostility in the therapist~

patient relationship, as well as implicit

and

explicit pressures

present in the environment have a significant influence in

referral for sonatic therapy.
In a
and

pilot study

76

structured interviews with residents

supervisors were initiated following requests ﬁr sonatotherapy.

These interviews were designed to

referral. It
there

was found

a sudden change

elicit

the basis of the

that in only relatively

few cases was

in the patient's clinical status which

directly led to the referral.

most
In
instances there had been

�-29-

or progression

no change

the presenting eynptons.

in‘

Factors

of
impending
included
the
to
timing
contributing
the referral

diccherge, avoiding administration discharge, and pressure

tron the patient's family or

ward

personnel.

It res

also noted

were'treatod
that ptiients with ainilarhehcvior patterns
given senatotherapy and others none. The
4‘ renged
reasons for this raged from'"whin" to quantitative difference!

differently,

some

.

in synptonetelogy and individual preferences for type of
treatment.

initial

The

conclueien

wen

that in

a

significant

0; cases, factors other then clinical indication played

number

a

role

in the referral. These sane extraneous factors also influenced
the timing or the referrals

is

e

results of these findings

Referral Sheet"

to

was

completed by the

From

c ’Scnatic Treatment

developed‘(see form at end or report) to

therapist whenever somatic therapy is reqneeted.

this questionnaire

we

hope to obtain

further information

regarding indications for somatic treatment, more specific data

�-30.
concerning the therapist-patient interaction, and a more

definite idee of the therapist's expectations for such treatment.

I. Individual Differences in Selection of,
to Convnlsive.Theragz.

and Response

In the elucidation of individual differences related to

sonstic therapy, a variety of peripheral-cognitive procedureshave been used.

tachistoscopic perception of enbedded colored figures

The

has been given to 65
of 35 consecutive
were 20

patients.

experimental group consisted

The

convulsive
referrals for
therapy.

The

controls

patients treated with phenothiazine medication (thorazine

and pronasine) and ten

patients receiving

no somatic

treatment.

All subjects were tested prior to treatment, and after four weeks;
the convulairee were tested s third tine two weeks following the

cessation of treatment.

It

was found

increase in

that there

mean number

was a

statistically significant

of errors with convulsive therapy,

while following treetnent there was e significant decrease from

the pretreatment scores.

at

Controls

made

significantly fewer errors

�.31-

(practice effect).
errors between

patients classified

(per cent time delta)
were

significant difference in

There was a

when compared

as showing low

with high

high retest correlations for all groups.

EEG

changes

changes.

EEG

Marked

There

individual

ditferences in response patterns were noted prior to treatment.
With

brain changes there

was a

reduction in perseveration, conpletion

patients,

and contabulation in some

and and increase in

others,

with no unique patterns attributed to cerebral dysfunction.
Even

in those patients with high

his response pattern

was

showing completion type

to

make such

EEG

'stjh'

changes, the

ntein naintained.

Thus a

errors prior to treatment

ore

patient
would continue

errors with convulsive therapy, although the threshold

at which completion

was shown might change.

Details of this study

were_presented at the Eastern Psychological Association in

Atlantic city, April 1959.
The Red and

h?

Irene Test (after Witkin)

was

administered to

Harked
somatic
for
referred
therapy.
consecutively
patients

individual dirierencee in performance were correlated with age,

�w

_‘“

.v

.32-‘
education and score on the Calibrnia

vertical

Judgment of the

frame

(field dependent)

F

scale. Patients

whose

ﬁes strongly influenced by the sunnunding
were more

frequently referred for

convulsive therapy than drug therapy.

No

significant

change

‘

was found

with drug or.convulsive treatment.

convulsive groups

retest correlations

drug

For both/and

were high (.86 and
on

differences
in the
individual
considered
that
is
It
Frame

test reflect personality factors that are

in psychiatric treatment.

.88).

Rod and

of importance

�5

“J

a

,

:1: 7/16/59

L,

wig/r
1

_/

Function
Brain
Altered
Following Electroehcck
‘

24.927

Progress Report

-

Febmary 1. 1958

-

September 1, 1959

m:
L

previous
In our
studies

we have

demonstrated

that

an understanﬁng

of the convulsive therepy process required a nultifectoriel approach involving neurophysiologic, perceptual, personality, paychodynemic and

eocielogic eepecte cf behavior. Thus

is essential

it wee ehcwn that:

The

convuleim

to the therapeutic process (Fink, Green end Kuhn, 1958);

murcmeielegic

changes

reflective of altered brain function ere e

a Heinetein, 1956; Fink &amp; Kenn. 1957)
neceeeery prerequisite for behavioral change end ixproveemt‘ the
(Kuhn, Fink

biochemical beeie of the convulsive therapy preceee lay

level of cholinergic activity of the central nervous

is an

mm

increased

(Fink, 1958);

there are characteristic perceptual chengee with altered brain function
induced by convulsive therapy (Fink, Kuhn and Korin, 1957; Kehn and

Pink, 1957);

retina cf

improvement

after convulsive therapy are related

to personality characteristics defined by Rorschach
and

{mm

(Kahn and Fink, 1958).

interviews (Kuhn and Fink. 1957); end that evaluations of

�mm
(Kuhn

8.:

-2.
were

related to changes in syntactic aspects of language

Fink, 1958).

In the pest eighteen (18) months these statics wen completed and
extended, and an investigation of poychophamcologic agents begun. The

{mark
View

we
for these investigation:

of convulsive therapy (Veimtedn

Fink and Kahn, 1957) extended

mandarin patients (Pink,
The

been the nmxrophyeiologic adoptive
Kahn, 1955; Knhn

8c

at all,

1956;

to other physiodynenic treatmmta or

1957)

.

tho
convulsive therapy process were
relieving aspect- of

studied:

1. Siﬂficence or the Commune

Mologic,

A

cooperative study of neuro-

paychologic and bohemian). effects of

electrical

and

inhalant (Indoklnn) induced convuhicaa.

2. @2326 Basic of NeuroMiologg-c Chang: Further studies of
the effects of acute

wtmtric
3.

“notation

agents on both the

Mgwogo

AoEm of

of

marinentnl anticholinergic

'noml“

and

and pout-convulsive EH}.

Comm Thomas

3. Relation of the factors or age, education, nativity and

�n3.
mmotm

(mound w the California

max-aw, duration of
1:. Chang“

clung» to

EEG

hoapiuuuum,
of

F

1"

scale) with selection of

diagnosis and diochnrgo ratings.

scale with treatmnt, and relation of those

indiceo.

h. Mother-Lg and Conwlsivo

Tim-ram:

In aupervioory sessions, alterations in psychotherapy with
convulsive thorapy were studied.

W:

5-

Both patterns or change and individunl diffomnooo on

tuohistoocopio figumﬂ ground

ﬂicker immoy

domination tutu, critical

and perception of the upright with induced

‘

emulsions

were studied.

5093*ch are «tended to dmg therapies and the following studies
undertakom

1.

1010
:1.

c:

Relation of

EEG

charge on acute and ohmnic administration

of poychophamoouticals to clinical behavioral change.

b.

EEG

as a screening device for psychomrnceuuc potency.

�.. h .-

c. Elation of
6.

EEG

EEG

clause: to hallucinogenic activity.

effects at neginide.

2. Omnicstion Patterns:
Relation of induced neurophyeolcgie change to dyadic diversifi-

cation and syntactic language maeuree.

3. Aspects of the Therapist

..

Patient Relationship affecting

choice of somatic therapy.

metudiec
View

have supported and expanded the mumphyaiologxo-adapuu

of convulsive therapy, and dancnetrated that. such a

applicability to our understanding of the

mode

munch

has

of action of psycho-

phamacologic agents.

PROGRESS
A. tar:

l.

REPORT:

Gasman new?!

PROCESS

ﬁgniricance of the Convaleion:
A

cmmrable study of Indoklcn and electrically-induced convulsime

in psychiatric therapy was
control
eubccmuleive

completed.

An

mm demonstrated

changes occurred almost exclusively

electrocomruleive therapy.

The

earlier convulsive-

that.

uinIicant

behavioral

in patients receiving grand

mal

present report is an assessment at

�-5the relative neurophysiologic, behavioral and clinical effects of

hm different

of.
methods

inciting convulsions - electrical

cuxjreet)
and inhalant (indoklon) .
(eltemating

'consemtive
patients referred for convulsive therapy
Thaw-nave

classified
into
were tendonly

Won

/

3Wt,
/
.

,:./

patients
and

by

two groups

the steward

- «isms

Model-oft

mowed in

alternating current in.

in twelve by the inhalstion of heMlumdetlvl—ether

findeklon). In both groups treatment was ochinistered three times a

.5
{f}

[f book for a total of
IKE/o:
x!

I!
if

/

3'

10

to

21;

applications, determined on the basis

clinical criteris by the supervising psychiatrist.

,f‘.

\
A

All patients were tested one to two days prior to the
treatment, following 10.12 treatments, and

first

m weeks renewing the

lost tacatment. In addition to evaluations of

behavioral. change,

tests included nouns-es of intellectual function (five aubtests

In

the Kodachr-Bellme Intelligence Scale), perception (figure-groom!
discrimination using wedded geamtric figures, the perception of

pewdeochrcnstic color plates at high speeds of toohictoocopic
exposure, and the

Stmt moguls“ figure: test),

and

lucid

�.- 6

1e

etﬂtude (the Lennon revision of the California

1"

Scale).

An

testing
of
each
the
periods,
obtained
during
electroencephalogram was
on! mom-ed

for the per cent. time slow

we

(6 ope or slower)

activity

from a continuous 66 second sample.
The

to
failed
Insults

show any

significant inter-group teat

differences between the electroshock and indoklon groupe

at each of

the three test periods.
Inbregtoup
groupe made

onlyale,

that during treatment both

increased errors on the intellectual and perceptual taste,

end had higher

_

hmr,

showed

some

on

the

F

scale.

By two

weeks

otter the

terminal-g

for
tion of treatment both groupe returned to near pretreatment. levels

' moat mete.
Both groupe were comparable for the degree of indeeeed
wave

activity after

for the

10-12 treatments.

indokloa group was 51% and

The

EEG

slow

per cent time slow activity

for me electroshock group

It? 5%.

within each group individual differences in behavioral change were
the
with
thoee
change
of
neurophysiologic
the
degree
to
reload
behavioral
change.
the
greateet
sharing
delta
cent
tine
highest per

�-7mm: order correlations batman changes in

test

performance and

degree of slow wave activity with treatment. were positive

fer all

proeedwes, except the eomehension subtest of the Wechalar-Bellevm,

level of statistical significance for digit. span
1" scale (4* .33,
13
.05).
.01), object Assembly (hub,

and reached a

(+ 1,61, p

p

.05), ucmnoacopac perception (+.67, p

of embedded figures («13, p
This study demonstrated

.01) and perception

.05).

that up different

eonvulsant. agents

produce similar neurophysiologic and behavioral changes.

eencluded that. the behavioral change

It was

is related

in convulsive therapy/to the

degree of altered brain function, and

an

non-speciﬁc for the type

of agent. used to induce the eohvulsion.

(mud,

in part, at the Eastern Psychological Assecatien,

Atlantic City, April, 1959).

2. modicum ”mate of the Convulsive
The

significance of high voltage

There}?! l’ﬁt‘eceae2

m

delta activity in the

convulsive therapy process (Ruth 213.1) 1951, 1957; Fink and Wm,
1957) and the

report that this delta activity

ministration
(mate

was blocked by the

of the antteholinergic agents atropine and scepolamine

and Johnson, 1957) provided the

basis t‘or mane studies.

As

�-

8 a.

there Here attendant unpleuent systemic etfeote with the comm-tre-

tion of these agents, report: describing diethulne as an
entioholmcrglc

effects (Jenknor

compound

with potent neurologlc but

mm manic

and Loohner,19553 Lechner, 1956) 13+. us

studies similar to those of Ulett

and John-on

using

(Rink, 1956). These observations with diethacine

this

to mderteke
compound

lot to the investiga-

tion of other experimental antichollnerglc agents.
Clinical and electroencephalographic responses to the intravenou-

adninistration of dicthaxine
and atropine

in plychntrlc patients at

therapy were studied. Each
The

Win. 2299,

is

bemctyam,

JD

318,

dB

336

various: etegee of convulsion

a potent antiohollnergic agent

121

um.

eubjecte were ninety psychiatric patients referred for

convulsive therapy, ranging in age from 18 to 67, with

Wes.

A

total of

107 observations were rude,

a.

since

variety of
some

subjects

were studied with more than one compound.
The

observations were

8 channel

made

in the

EEG

laboratory ucing a standard

instrument and needle electrodes. In each

coupound under study was

tual,

the

mastered intravenously at a set rate

�-9

..

per minute until clinical behavioral

oz-

eleetrogrephic changes were

observed.

It was
was

observed that

salinistrstion of these sntichonnergic agents

associated with e) dosynchmmisstion of

bloom

of post-convulsive delta

activity;

EEG

1:)

rhythms with

s

alerting, excitstory

behavioral response with illusory, delusional end Mllucinatory

mention,

and c) systemic

effects of muscular weakness, dryness of

the south, dry skin and techycerdia.
end systemic

effects

The

electromﬂuc, behavioral

were concurrent.

These observations are regarded as consistent with the suggestion

that the physiologic basis

in central

of, convulsive therapy

nervous system cholmergic

Observations

that

LSD,

lies in

an increase

activity.

substantive, nasceline

sympathemnetic and
antihistaminic agents

-

and diphenhydmmns

also induced

convulsive
d‘
delta
desynchronisation, blocking
post

EEG

activity

clinical oucitstory scﬁviw support the suggestion that the

and

mvioral

md electrogrsphio patterns of these compounds are also based on

alteration in synoptic activity. Increased synaptic activity
(cholinergic, synpethclytic effects) is sssocieted with

-

EEG Immora-

synchreniseticn, and clinical sodation and euphoric; while decreased

�.. 1o

-

synapmc

activity (anticholimrgic, sympathmimtnc) is mandated

with

dosynchmniution and clinical excihtory and hallucinogmic

EEG

states, thus supporting the Wthesia mually

described mama

by Wilder (19514).
algont,
atropine,
Deacrepant observations with the anticholinergic

are considered to be related to significant differences in dosage.
(Presumed, in

put,

San
d‘
Biological
Paymatry,
the
Society
at

first

Francisco, 1958 and awarded tbs
Award of

that Society; and, in part, at

City, 1959. Published, in part,
380-387, 19573 and accepted

3. Socio

a.

A. E. Bennett

cal

01

A

A

1.

A

American

EEG

PsycIﬁItrio Research

Somty, Atlantic

Arch. Neural.

&amp;

cMat. g9.

for publiaation, ma Olin. Nemﬂmool.)
shiatric Treatment

ate of

Duration at Hoggtaluation.

Dawn

and

.'

Madam

Evaluation.

In an earlier study of the Hillside Hospital populationmahn,
Pollack

birth

:3:

and

Pink, 1957).

it

was noted

social attitudes

that age, causation, place of

F
California
measured
the
by
as

were related to the aelecﬁm of therapy. Those pation‘ua

older,

had

less education,

scores on the

F

scale,

who were

were foreign-born am with high stereotype

scales were

more

likely to waive convulsive therapy.

�- 11
In oontmt, petiente
I

‘

who were

..

younger, better eduoehdmetiveobem

end obtained it»: theeoree on the

1’"

scale, received peyoheﬂmerepy ee

their sole router treatment.
nutty
Another
wee undertaken to determine the relations of theee
eodepeyohologioal factore to 1) the duration of hospitalization,
2) the

Meal

evaluations at time of discharge, and 3) the final

diegxoaia.
The

entire impatient edalt population

studied. This oomieted

on!

maize in age from 16 to

171

68

patients,

years,

no:

on March

7,

1957 was

57 men and 11];

mo,

a median of 35 years.

Patients hospitalized for the shortcut period (1 - 5 months)
were noted

to

be the

oldest, have the least education, were

more

likely to be foreign-hem, and have the highest scores on the
“

scale. Younger, native-bum,

more educated,

loner

months).
(10
more
the
or
longest
each hoepitelieed

ship

of:

F

more patients
The same

these factors to length of hosmtelizetion was found

eepehte Ienelyeee

them

F

relation»
when

were made according to diagnosis and type of

(eomleive thempy or peyohotherepy).

�,'

12 u.

Discharge evaluations of improvemnt were significantly related

_

to age

-

the older patients having the most favorableratingm

Miami! of the date by type of treetnent,hovever, demonstrated that
among

the oeuvulsive therapy patients rating: of recovered or

much

inproved were
given to those patients with the highest F scores,

least education

and who were foreign-born.

Diagnoses of schizophrenia or peyohomuroeie were

undated

with lower F eeoree, younger ages, more education and native birth.
The

older, less educated, femignnborn, high

more

F

score patients were

frequently classified as involutionel or mic—depressive

psychosis.

It was

postulated that these relationships reﬂect the influence

of nodal background and psychological proceeoee, such as the
behavioral patterns of communication and modes of expression. These
Thane

not only oontﬂbute to the pattern of mental illness, but

affect all aspects

of the patientoﬂxerapiet

interactim.

(Pmeented at the Beaten: Psychological Association, Atlantic City g

April, 1959, and the Acedm of Psychoanalysis, Philadelphia, April,
1959. Accepted

for publication, Archives of General Psychiatg.)

�.. 13 ..
13.

Treatment.
Convuleive
with
Social
Attitude
in
Gwen:
Following the earlier observations that the California

is

1“

scale

useful in understanding mien-a1 for ccnvuleive therapy and the

evaluation of clinical reepcnee following such treatment, ﬁzz-ﬂier

studies were undertaken with thieeeale in regard to the {alluring
1) iihet deal the F scale measure in a psychiatric

question:
a

population? 2) Dc

1“

scores change with convulsive therapy? 3) Are

these changes related to the degree of altered brain function?

entire in-patient population of the heepital was given the

The

:16 one month

scale,

in

later,

was

retested with a "reverse“

ﬁnch each statement wee changed

The “reverse"

scale

as

to the opposite

or!

F

F

scale,

the original.

scored in the same manner as the ccnventicnal

scale, with high ecoree reflecting greater agreement.

It

was noted

that than patient:

who made low

scores

initially,

showed
an
with
the
statements,
disagreement
indicating a wedcninant

increase on the "reverse" scale, indicating a high degree of agreement. In contrast, patients the mde high scores

little

change on

initially

shaved

same
the
to
etatexunte
the
with
agreeing
reteeting,

�..

m ..

extent even thong: the nearing was reversed.

let:

P score

patients are

more

critical

and

It is

evident that

diesﬂmimting persons ,

while those with high F scores are more undifferentietihg and

stereotyped in their reactions.
This

aberration is related to the process or selection of

patients for convulsive thmpy.
thinking and commutation
on!

A

high degree or sterotwpy of

is incomtsble with the

a conventional psychotherapeuﬁc rehtionship,

psychoanalyticslly—oriented psychotherapy stressed

Hospital.

It

follows that the high

F

establishment

meeting the
at Hillside

score patients will be

unsuccessful in psychotherapy and most likely referred for con-

vulsive therapy.
In anotlmr study, sixtr-ndne patients were given the F scale

berm,

during

therapy.

Ten

(st

10-12

treatmnt period)

patients, selected at

group and received subconvulsive
mean

increase in

group

a.

F

random,

and

after convulsive

constituted a control

electrostimlsuon.

There was

s.

score of +5.7 during treatment in convulsive

a difference significant

at the

5%

level. In contrast, the

�- 15
In conﬁnes. the control group

..

showed an

insignificant change during

the echo period (+0.5). The extent of increase in me convulsive

petieﬁts was related to the degree of cerebral dysfunction es

&lt;1er

by

delta sctiﬂw

on the

m.

The

patients with my:

d6“? (1:010: 3955 of the mp1” 1‘3“”) had a

//
l'hebe patientsvith

mean

'

increase

e

a ’8’6”

f

low

delta indioes, however,

off 43.14,. Following treatment the

showed an

increase

3

2/

15’03&amp;8tashv

,f
1/

/

”(7/
-/'4,7,3?
,.

V

,2”

/
/

,.

/"5

scores were comparable to the

levels.

‘

,

‘

“these ,flndmgs support and eleborste previous observations on the

[5%.

,2)"

,

7752/

1"

cadets” e’f convulsive therapy. Greater agreement with the
,.

scale

‘f

std/Wes

/}

F

during treatment show conventional stereotypy and

3"

/r

(35“:ow

I
_

1n

discrimineuon.

Changes

in

F score thus

parallel the

fo’hehoteristio hnguege changes or increased denial, evasion,

///

"

,

,/,.L‘

,r

l7

//qdeiﬂicetlon,

'

/
/

and use of cliches and stereotyped expressions (Kuhn

‘

j"

&amp;

2

Fink, i953) .

It 1. .1“ ompmble to the

increased difficulty in

/

/

l

/

/

cochlea:

visual and tactile perception (Flak,

fairs-groom discrimination
j’(heseo1{;e§ at.

Knhn

(Karmic Fink, 1957).

/ﬂbyohletrlc Association,

at the Divisions].

Meeting of the American

3'

‘81

I

‘-

r

{'1' 4"

Karin, 1957) and

the Eastern Psychological Association, 1958; and

aeoepced for?" presentation

‘

8:

New

York, November 1959.)

�~16-

h.

Psychotherapy and thsicdzgamic Therapy:

Previous studies indicated that patients referred for
of
electroshock in this hospital are/two types. The largest
number are

patients in the older

education and are foreign born.

age groups who have
They tend

to

be

limited

non-introspective

persons, stereotyped in their language and thinking and verbally
unconnunicative. Their predominant symptoms are depression,

agitation, withdrawal

and somatisation.

The

second, and

smaller, group of patients are younger, native-born, bettereducated, and verbally communicative with a capacity for

introspection.

They

characteristically exhibit thinking

disorders and overactive behavior, with lesser degrees of

aonatisation and depression.
Four

patients,

two

for each group described above were

studied to determine 1) reasons for referral,

different attitudes
management, and

2) whether

were required in psychotherapeutic
3) the

relation of the psychotherapeutic

�-17.
approach to the

patient's clinical response to convulsive

therapy.

It

was

suggested that these patients were referred for

convulsive therapy because of a failure of communication in
the psychotherapeutic relationship.
a

In two cases this was

reflection of the patient's limited verbal

and

introspective

capacity related to educational and social factors.

instances, however, the impaired communication
by unmanageable

was

In two

manifested

acting out behavior.

Following treatment,

is older, less educated patients

were able to maintain a behavioral change with a

reassuring,

supportive technique, amplifying tendencies to minimization
and denial developed during electroshock.

In the better

educated patients, electroshock decreased acting out was

associated with increased use of interpretive forms of psychotherapy.

It

uas concluded

that the relationship of psychotherapy

to convulsive therapy varies with the communication pattern

�~18 -

and

adaptation

shown by

the individual patient. (Published

in the Journal of Hillside
S.

Hos

ital,

1: 17-25, 1958).

Perception:
A

variety of perceptual-cognitive test procedures have

been studied in

l.

patients receiving somatic therapies.

Tachistoscopic Perception of
Colored Figures:

The

Embedded

This task was studied in an experimental group

consisting of

35

consecutive referrals for convulsive therapy,

and "control" groups of 20

patients treated with phenothiazine

medication (thorazine and pronasine) and ten patients receiving
no somatic

treatment, matched for age. All subjects were tested

prior to treatment,
were

and

tested akhird time

after four
two weeks

weeks the convulsive

patients

following the cessation of

treatment.
There was a
number of

there

statistically significant increase in

errors with convulsive therapy,

was a

significant decrease

mean

and following treatment,

from the pretreatment scores.

"Control” subjects made significantly fewer errors (practice

�-19-

effect).

significant difference in errors between

There was a

patients classified as
delta)

when compared

showing low

with high

EEG

changes (per cent

changes.

EEG

tine

There were high

retest correlations for all groups.
There were marked individual differences in response

patterns prior to treatment.

With brain changes there was a

reduction in perseveration, completion and confabulation in
some

patients,

and an increase in

others, with

patterns attributed to cerebral dysfunction.

patients with high
pattern

was

EEG

no unique
3V0“

in

thOBO

changes, the ”style" of his response

maintained. Thus a patient showing completion

type errors prior to treatment would continue to make such

errors with convulsive therapy, although the threshold at
which completion was shown might change.
were

Details of this study

presented at the Eastern Psychological Association in

Atlantic City, April 1959.
2.

Rod and Frame

Test gWitkinzs

This task was administered

to h? patients consecutively referred for somatic therapy. Marked

�-

20

-

with
correlated
age,
were
in
performance
individual differences

education and score
judgment of the

frame

(field

on

vertical

was

dependento were more frequently referred for
No

significant

treatment.
found with drug or convulsive

convulsive groups

It

retest cerrelations

change

For both drug and

were high (*.86 and +.88).

is considered that individual differences

Frame

whose

influenced
by the surrounding
strongly

therapy.
than
drug
convulsive therapy
was

Patients

the California F.ecale.

on

the

Rod and

of
importance
are
that
factors
test reflect personality

in psychiatric treatment.
B. PSYCHOPHARHAOOLOGIO STUDIES

1. Neuroghzsiologic Studies:
view
the
of
neurophysiologic~adaptive
the
to
Acoprding

convulsive therapy process, the clinical efficacy of repeated
induced convulsions

is dependent

upon the

induction of

a

providing
function,
nervous
central
in
alteration
persistent
the
with
interaction
the
in
subject's
a milieu for changes
examiner and the environment.

In these studies the best

been
of
those
has
aspects
change
of
neurophysiologic
index

the
electnoin
by
delta
activity
reflected
function
cerebral

�enoephalogran (Fink and Kahp,1957).
The

efficacy of

newer psychopharnaceuticals in

altering

psychotic behavior patterns has led to the suggestion of aI/ﬂ
,1
1}

similar hypothesis for the node of action of these agents{ and
to studies of the relationship and specificity of altﬁred

behavioral patterns to neurophysiologic change as reflected
in electroencephalography.
Of

an

the psychophsrmaceuticals tested in acute experiments

increase in syhchrony with or without an increase in slow

wave

and

activity

has been observed for chlorpromasine, pronasine

triflupronasine. Behaviorally, these drugs

were

associated with a) increasing sedation,drowsiness, denial
and euphoria;

b) decreasing

agitation, panic, excitement

and

delusional and hallucinatory activity; and c) minimisation
and displacement or synptons.
an

Barbiturates regularly induced

increase in fast activity with an increase in synchrony,

with the associated behavorial changes of sedation, euphoria,

denial and minimization.

Amphetamine and methamphetamine

increased fast activity without increased synchrony and

behaviorally were associated with behavorial alerting, hyponania,

�-

-

22

excitement and increased motor activity.
and per cent time of slow wave

post-convulsive delta activity

Decrease in voltage

activity in subjects with
was seen

with LSD-2S,

bcnactyzine, Win-2299, JB~318, JB~336 and diethasine.

Of

these drugs, benactyzine produced increased alerting, excitement, tension and panic; the other drugs also produced

illusory

sensations and hallucinatory, delusional and paranoid ideation.
The

electrographic patterns were consistently altered

concurrently with behavioral changes both in the acute and
chronic administration studies.

Tranquilization, euphoria,

sedation and minimization of symptoms were concurrently

associated with increased

EEG

synchronization and shift of

frequencies to the delta range.

Agitation, tension, panic,

excitement, illusions and hallucinations were associated with

desynchronisaticn of frequencies.
Similar patterns were demonstrated in subjects with

prior delta activity. Agents that tended to synchronize
frequencies, as chlorprcnazine and barbiturates, augmented the
per cent tine delta activity and enhanced the clinical patterns;
agents that desynchronized frequencies, as diethasine, LSD-25

�-23and

benactyzine, minimized the clinical effects typically

ascribed to repeated convulsions.
Various experimental psychopharnaceutioala were tested.
In addition to extensive studies or 3-3 methylethylgiutarimide

(Heginide) and hexetluorodiethylether (Indoklon) the following

nhsnyltoloxanine
(PHD-Bristol), methenalide
agents were studied:

(BLH~lﬂl;lhristol), tropin-h-Ghlorhenzhydryl ether (WI-21h9,
Wyeth), dinethylaninsethanel and

verieties, Riker),

JB-3;;,

its

oongeners (Deaner and

329 and 336

(various piperidyl-

Geigy).
and
(Torrinil,
Lakeside)
inipranine
bensilatss,

significant behavioral

Because or 31:31

changes, a
was

and

electrogrephic

intestigation
of imipramine (Torrinil),
nere intensive

undertaken. In

28

acute experiﬂmenta, consecutive patients

referred for physiodynnmie therapies

were

tested in the

EEG

TofrEnil
solution
of
treatment.
various
stages
at
laboratory
(10 ng/oc) was administered intravenously

until electrographic or behavioral changes
a

total of

h0-12S

mg

at

a

set rate

(1 cc/ho sec)

became prominent,

(0.5-2.5 mg/kg). Behavioral observation

for

�«Zh-

and

In

electrcgraphic recording continued for one to three hours.

patients referred for pharmacotherapy because of manifest

depressive, withdrawn or retarded behavior oral Torranil of
75-350

mg

administered.

was

In the acute studies there was

initial restlessness,

associated with dissiness, dry mouth, “taintness,” nausea,
and on

tour occasions, voniting. These

symptoms

persisted for

t

10-20 minutes, and were accompanied by lasdtude, heaviness

of the extremities and eventual drowsiness.
unchanged or slowed.

Blood

Heart rate was

pressure dropped by

in older (age&gt;’ 60) patients.

20-ho%

Subsequently, subjects were

relaxed, quiet and disinclined to activity, even

when

returned

to their ward.
The

electrcgraphic patterns accompanying these behavioral

changes were

initiated

during the injection.
had been halved.

activity,

such

by a gradual
By

in decrease in voltages

ten minutes, the per cent tine alpha

In patients with moderate anounts of beta

activity occasionally increased in voltage

and

�-25per cent time.

twenty minutes, in association with

By

behavioral lassitude, low voltage (to

theta frequencies

(5—?

50

nicrovolts)

random

In records with post~

cps) appeared.

convulsive delta activity, there was a marked decrease in

voltage and per cent time of slow
graphic patterns persisted for

i

wave

to

two

There was considerable individual

acute

EEG

of Torrinil,

EEG

who

These

electro-

hours.

variability in this

received 100

mg

or more

all

and behavioral changes were observed in

In six patients, dosage of TorrEnil less than 50

but three.
were

In patients

response.

activity.

associated neither with

EEG

mg

nor with behavioral changes.

In chronic Torranil studies, behavioral changes generally
appeared during the second, and were maximal during the
week of
was

treatnent.

The most prominent

euphoric denial.

behavioral adaptation

Patients complained less of somatic

symptoms, and denied, minimized or displaced

inquiry.

It

became

lite relationships

third,

their illness

on

increasingly difficult to discuss significant
with then.

In six patients sonatisation and

�restlessness increased

and depressive

affect persisted. In

three, restlessness, agitation, excitement, insomnia and
vomiting, led to the cessation of therapy.

No

change in

sfgntons were noted in five patients after four weeks of

therapy.
Electrographio studies
a decrease

on

chronic administration showed

in voltages with poorer record modulation.

voltage theta (S~7 cps) activity up to
defined

fast activity

10%

r‘

became more p~ominent

appeared.

Low

Well

in a few.

(presented at the Collegian Interantionale Neuro-Psychopharmacologicum, Rome, September, 1958)

at the

Conference on

Depression and Allied States, Montreal, March, 1959] and
American

EEG

Society, June, 1959; Published, in part, in the

3

Proceedings of C;I.N.P. Psychopharnaoology Frontiers, ed. 3.
9

Kline, 325-332, 19593 Canad. J.
Neurologz, g} 682~685, 1958.

Pe

chiat.,

1959

(in prose);

�-272.

Language

Patterns as Resource of Behavioral and

Nauroghzsielogic Change with Drugs.

In previous studies of the convulsive therapy process,

it

was demonstrated

that

syntactic

two language measures, a

content analysis (Kahn and Fink, 1958) and dyadic diversification
a

scores or instructured interviews (Jaffe,

Kahn and

Pink, 1958)

provided objective indices of behavioral change, and were

related to the degree of altered brain function. "In a further

test of these

language measures as indices of behavioral and

neurophysiologic change, they were applied to interview

on

’

acute administration of various psychopharnacologic agents.
Seventy-two interviews with patients at various stages
of drug therapy have been analyzed, using the following agents:

emobarbital, benactyzine, ohlorpronazine, diethazine, lysergie—
acid diethylanide, and Win-2299.
unFollowing a routine electrographic recording, an

structured psychiatric interview, with short periods of
{\‘\

structured inquiry,
g

was tape

recorded. With

EEG

running,

intravenouq injection was then given at a slow rate.

When

on

�—28-

specific electrogrsphic or clinical changes were induced, the
interview

was

repeated.

Recording periods of

EEG

and verbal

behavior were alternated for the duration of the observation

period.

The

shifts in
(delta)
The

EEG

was measured

for changes in synchronization,

dominant frequencies, and per cent time of slow waves

and beta frequencies.

tape recordings were transcribed and measured for the

diversification of consecutive
participants (dyadic)

and for

25 word samples

of speech of both

syntactical changes. In the

dyadic analysis, the pooled verbal behavior of both participants
was

transcribed, divided into

25 word

samples, and for each sample

the ratio of the number of different words to the
words (a

diversification score)

was

calculated.

total
The

number of

syntactic

langw ge analyses were based on the response to standardized

questions using a method previously described (Kahn and rink,
1958), scoring such changes as syntactical use of person, alteration

in tense, evasion, qualification, displacement or verbal denial
of symptoms, use of stereotyped expression or cliches, cryptic

�-29withdrawal
and
or
response,

silence.

the
both
dyadic
observed
in
were
changes
Consistent

diversification
classified

and

syntactic language neasurss in subjects

behavioral
and
according to the neurophysiologic

effects of the drugs applied.
neurophysiologic
are
and
chlorpronasine
Ancbarbital
high
inducing
regularly
imobarbital
synchronising agents.

at
activity
fast
synchronised
voltage well
chlorpronasine administration

synchronisation of the

EEG

was

20¢2h cps, while

increased
folloudd by

record and a shift to slower

occasional
slow
including
frequencies

wave

burst activity.

sedation
and
with
associated
Behaviorally these drugs are

tranquilisation.
in stereotpy

and

On

increase
was
an
there
measures
the language

with
increasing
associated
repetitiveness

displacement
in
and-evasion.
cliches,
tense,
alterations
of
use

Diethasine, benactysine,

LSD—25

and Wine2299 areheuro»

compounds.
desynchronizing
physiologic

These drugs are

and
decreased
per
voltage
with
associated
characteristically

�-30-

cent tins of alpha activity and increased irregular low

voltage fast activity.
or

Behaviorally hallucinatory, exoitatory

illusory activity are observed.

there

was

On

the language measures

decreasing repetitiveness, wide diversity of words,

less variability of diversification scores, and decreased use
of cliches and

alterations in tense.

Further explaation of language neasures are suggested as
a

rational basis for the understanding of the psychologic effects

of the new therapies.

(Presented at the Conference

on Peychodynanio,

Psychoanalytic

and Sociologic Aspects of the Neuroleptic Drugs in Psychiatry,

Montreal, April, l958, and at the American Psychiatric

Association, Philadelphia, April, 1959.
3;

To

be

published).

Aspects of the Therapist-Patient Relationship Affed ting
”
Choice of Therapy.
The

selection of therapy involves aspects other than the

manifest behavioral patterns of the patient.

In the past year

further efforts to clarify this problem have been undertaken,
emphasising factors in the therapist-patient relationship.

We

�-31have hypothesized

that frustration

therapist-patient relationship

and

and

hostility in the

implicit or explicit

environmental pressures have a significant influence in referral

for somatic therapy.
In a
and

pilot

study

76

structured interviews with residents

supervisors were initiated following requests for sonato~

therapy.

these interviews were designed to

elicit

the basis of

the

referral. It

was

there a sudden change in the patient's clinical status

which

vas found that in only

directly led to the referral. In

relatively

few cases

most instances there

had been no change or progression in the presenting symptoms.

Factors contributing to the timing of the referral included
impending discharge, avoiding administrative discharge, and

pressure tron the patient's fanily or ward personnel.

It

was

also noted that patients with similar behavior patterns were

treated differently, sons given eonatctherapy and others none.
The

reasons for this ranged from ”thin" to quantitative

differences in syntonatology and individual preferences for
type of treatment.

�-32-

It

was concluded

that factors other than clinical

indication played a role in the referral in a significant
number of

cases. These

the timing of the
As

a

extraneous factors also influenced

referrals.

result of these findings

Referral Sheet"

was developed

be completed by the

requested.

same

From

a ”Sonatic Treeteent

(see for: at end of report) to

therapist ehenever somatic therapy is

this questionnaire

and continued

and ward personnel interviews we hope to obtain

therapist

further

infernation regarding indications for somatic treatment,
more

specific data concerning the therapist-patient interaction,

and a more

definite idea of the therapist's expectations for

such treatment.

�Soptonbor 1, 1959
A

an»-

«

FINAL REPORT

H~927*

’

Doportmont of Exporinontnl Psychiatry
HILLSIDE HOSPITAL

Glen Oaks, L.

1.,

N.

I.

Aoknowlodgnont
Summury, Five Yours, 195k

- 1959
Summary #h, Feb. 1, 1958 - Sept. 1, 1959
Publications, 195h - 1959

Prosontationl,

Initial studios

19Sh

~

1959

a.
b.
2S

30

bogun 1:11 1953, supportod by tho Board of

Diroctora' nooonroh Fund. Supported by Nationul Institute
of Mental Honlth Fund, Soptombor l, 195k - August 31, 1959.
Study continuing with support of grant MI-2715, United Statos
Public Health Sorvico (Jan. 1, 1959)

�Acknowledgment

studies reported here would not have been possible
without the faith and support or the Founder at Hillaide
Hospital, Dr. Iorael Strauss, the Board of Directors and tho
Administrator, Hr. Maurice Bachraoh, who auetained this
program during its early vicissitudes.
Financial Support was also given during this period by
the Kaufman Foundation, the Foundatione' Fund for Research in
Psychiatry, the Daaian Foundation of New fork; the following
pharmaceutical firms: Smith, Kline and French Laboratoriea,
Wyeth Laboratories, Geigy Pharmaceuticals, and Bristol
Laboratories; and the Mental Health Board of Nassau County.
The

�SUMMARY

14-927
19Sh - 1959

laboratories of the Departnent of Experimental Psychiatry
were established at hillside Hospital in September, 195k. During
this five year period neurophysiologic, psychologic (personality
and perceptual), lingustic, and socioloéic aspects of "somatic"
psychiatric therapies have been the principal foci.
The

1.

Convulsive Therapy:
The view of the convulsive therapy process as the induction
or a non-specific state or altered brain functbn, similar to.

craniocerebral trauma (10, ll, 21) was supported and amplified
with this altered cerebral milieu, subjects were seen to respond
in various ways (26) of which the most successful was explicitf
verbal denial (7, 31). This latter was most prominent in
characterologically disposed individuals (36).
in alteration in brain function was pro-requisite to
behavioral change (7, 8, 11, 26). Grand mal seizures were
this
to
essential
process (26) but electrical induction was not
(Boh2). Such alteration in brain function was measured by
various ways including electroencephalography (6, ll, 12, 2h, 39,
language patterns (h, 7, 1h, 31, h}, B-Zh), perceptual tasks
(2, 16, 17, 37, hé, 8-26, h1, h?) and tests of recall.
A variety of behavioral changes were seen during convulsive
therapy (26, 8—17). Such patterns were lbwed as adaptations to
altered brain function,wand were believed dependentlupon
Refcrbnce nunEers are to publications or presentations (5- I
listed in the appendix.

�characterologic and environmental factors (7, 25, 26, 36, ho).
Clinical ratings of improvement were seen as value Judgments by
the observer of the behavioral changes in the subject (26).
Adaptations characterised by denial mechanisms, both in behavior
(3—17) and in language a, 31) were assessed with the best rating
of improvement. Such adaptations were noted to be related to
habitual nodes of conduct (character, personality) (36, Bull,
‘

32).

durability of the altered behavioral nodes was seeh‘.
to be dependent upon such factors as the degree and duration of
altered brain function, the environnental expectations, and the
type and degree of family and medical support. Different
behavioral patterns were best supported by varyinc types of
The

psychotherapy (19).

It

also suggested that the neurophysiologicgbasis or
convulsive therapy nay lie in an alteration in central synaptic
cholinergic ~ adrenergic relationships, with a predominant
shirt to increased cholinergic activity as the operationally
significant pattern. Such interpretations were based on the
relationship of high voltage EEG slow wave activity to behavior!
change (6, ll, 26) and the blocking of the electrographic and
behavioral changes in central anticholinergic agents (21, 3h, 35
hl, ht) and by central synpathonimetics (ha).
Heasures of linguistic behavior in structured (7, 31) and
unstructured (1h, 29, B-2h) interviews showed characteristic
was

�-

3

-

alterations towards increased denial, minimisation, displacement,
stereotypy and repetitiveness, related to the degree of altered
brain function (B-Zh). These changes were blocked or reversed
by anticholinergic hallucinogens (21, h3).
Various perceptual tasks provided indices of behavioral
change and were related to the degree of altered brain function.
These included the perception of simultaneous tactile stimuli
(17), snbedded (Gottschaldt) figures (37, 8-16), and tachistoscopically
exposed words (37) and embedded color figures (hl).
Sociopsychologic aspects of age, years or education, nativity
and degree of stereotypy and sonventionality (measured by
California F Scale) were also studied and were related to selection
or therapy, duration of hospitalization, diagnosis and treatment
response/ in hospitalized patients (15, 36, ho, hS).
2.
Neurophysiolegic~Adaptive Hypothesis of Somatic Therapy.
Based on these studies, a hypothesis of the node of action
of other psychiatric therapies such as insulin coma, leucotony
and psychotropic drugs, was expressed (10, 33, 38). This view
holds that these therapies are also methods of inducing varying
states or altered brain function, in which varying adaptive
patterns may become prominent. The adaptive pattern is viewed
as dependent upon the type, degree and duration of altered brain
function, the personality of the subject, and tolerances and
expectations of the environment.
Examination of this hypothesis as applied to drug therapies
is now in progress, supported by USPRS grants HI-2092 and
HI-2715.

�Insulin Coma Therapz.
in initial case description (3) showed the significance of
denial patterns and persistent altered brain function to the
behavioral change in this form of therapy.
In an insulin cons - chlorpronazine control study (27),
no differences in hospital improvement ratings were observed in
the two treatment groups. Chlorpronazine was safer, easier to
administer, permitted continued adninistration and allowed for
greater degrees of concurrent relationship therapy than insulin
coma. These observations led to a replacement of insulin come
3.

by psychotropic drugs in

h.

this institution.

Pharmacotherapz.
Also derived from these hypotheses

is the

ongoing program

in evaluating various psychopharnaceuticals. Electrographic
and linguistic analyses of effects of acute intravenous
administration and chronic clinical administration of various

are in progress. EEG patterns, along such
continua as synchronisation~desynchronisstion, and frequency
shift are being related to behavioral (21, 3h, bl, ha) and
linguistic changes (21, h3);
The neurophysiologic basis of experimentally induced
hallucinogenic states have also been interpreted as an alteration in synaptic chemical relations, such that the effective
levels of cholinergic activity is decreased (h2). Initial work
on this hypothesis (
) is now being expanded.
new compounds

�.32..

In addition to these phenomena, other patterns of language and non-

verbal aspects of behavior have been observed which can also be understood as
symbolic forms of adaptation to illness. These include the syntactical use of
the second and third person, changes in mood, withdrawal and selective inatten-

tion, and alterations in sexual behavior (6).
in enduring fashion in patelectroencephalographic records indicated diffuse cere-

These types of behavior have been observed

ients

whose

lesions and

bral dysfunction; In patients with brain damage who did not Show delusional
denial and disorientation on ordinary clinical examination, the phenomena might
be

elicited in

sodium.

an interview following the intravenous administration of amytal

This observation furnished the basis for the ”amytal

test" for brain

disease in which the persistence of certain patterns of denial and disorient-

ation is considered an indication of cerebral dysfunction (h,5).
In considering further the relationship between brain damage and the
mechanism of denial

it

has been demonstrated

that the premorbid personality

important in determining what type of symbolic adaptation occurred.

Thus,

was

pat-

ients with the most striking and enduring manifestations of anosognosia were
those who had habitually used verbal denial and rationalization as a means of
coping with
On

their

problems (10).

the basis of these observations the hypothesis was developed that the

of
creation
the
convulsions
in
induced
lay
of
action
electrically
therapeutic
a milieu of brain function in which the patient might express his problems in
symbolic fashion, particularly in

the form of

explicitly

denying them.

A

case

reported in which a patient received electroshock treatment in an attempt
to relieve intractable pain associated with a Spinal cord tumor (11). After

was

a number of treatments, coincident with the appearance of disorientation for

state, the patient dennot clinically apparent they

a place and time, paraphasic misnaming and a euphoric

ied pain.

‘dhen

these associated.phenomena were

�</text>
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                <text>1955-1959</text>
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���ESRA No.

37

1957 Program

-1-

ELECTROSHOCK RESEARCH ASSOCIATION

SCIENTIFIC SESSION-

Thirteenth Annual Meeting
Sunday,

May

12, 1957

Hotel Morrison

Chicago,

Illinois

Chairman: Ernest B. Parsons, M.D., Pres.

Cotillion

Room

A.MJﬁ:
9:00

Registration

\v

9:30 A.M.'

1.

9:45
10:00

2.
3.

rNeurophysiology
Studies of EEG change with EST with or without Atropine
in Man and Rat. Tetsuo Fukuda, M.D., John A.
Stern, Ph.D., George A. Ulett, Ph.D., M.D.
Discussion opened by: Bernard L. Pacella, M.D.

.

A.M.

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Psychological Aspects
Personality Factors affecting Clinical Responses to
Electroshock Therapy. Robert L. Kahn, Ph.D., Max Fink, M. D.
An Evaluation of the Peculiar Selective Quality of Pos
Electrotherapy Amnesia. Aloysius S. Church, M.D., 5}t
Psychopathology of Electroshock Therapy.

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Cotillion

1957 Program

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Clinical Aspects
Clinical Applicationscﬁ'Nonconvulsive Electro-Cerebral
Stimulation. John D. Moriarty, M.D.
Indications for Electroconvulsive Treatment in Office
Psychiatric Practice. Paul H. Wilcox, M.D.
Discussion of 7 and 8 opened by: David J. Impastato, M.D.
The Use of Electra-Cerebral Stimulation in Mentally
Defective Patients. Harold H. Berman,M.D., Milton
’

Jacobs, M.D., and Joseph Spielman, M.D.
Discussion opened by: Charles Buckman, M.D.

Drugs and ECT
A Comparative Evaluation of the
Safety of the Use of
Chlorpromazine and Reserpine in Conjunction with Electroshock Therapy: A Review of the Literature and a Clinical
Report. David J. Impastato, M.D., Seymour Berg, M.D.,
Anthony R. Gabriel, M.D.
Electroconvulsive Therapy Combined with Chlorpromazine
and Reserpine. Frank J. Ayd, Jr., M.D.
Discussion of 10 and 11 opened by: Herman C. B. Denber,M.D.

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�PUBLISHED BY INFORMATION SERVICE

VOL. 9, NO. 10

OFFICE OF THE MEDICAL DIRECTOR

Available to non-members at 35.00 per year.

JUNE-AUGUST 1957
(SUMMER EDITION)

Dr. Alan Gregg Dies

APA Honorary Fellow Dr. Alan Gregg died at his
home in Big Sur, California on June 19 at the
age of 67.
He served as Vice-President, Division of Medical
Sciences, Rockefeller Foundation for two decades and
in this position of national leadership made
psychiatry
one of his major interests. Few men have had so profound an effect on the advancement of medical sciences
as he. He will be sorely missed by physicians the
world over and by psychiatrists most particularly.
NINTH MENTAL HOSPITAL INSTITUTE

For the ninth year over 400 staff people from all
types of mental hospital installations in Canada and
the U. S. will come together at the Hotel Cleveland,
Cleveland, Ohio, Sept. 30 Oct. 3 to consider common
problems and directions of progress. Major topics at
this year’s Institute will deal with the problems of the
open hospital, revision of commitment laws, management principles, role of private hospitals, mental
deficiency as a psychiatric problem and many others.
Prof. James L. Hayes, Department of Business Administration, St. Bonaventure University, will deliver the
Academic Lecture. The enrollment fee is $50. See
program and registration form in Mail Pouch.

-

All who plan to present papers at the 1958 Annual
Meeting in San Francisco please note Form for submitting proposals to the Program Committee in the Mail
Pouch this month.
NOTICES
1. THE ANNUAL APA DESK APPOINTMENT
BOOK FOR 1958 WILL BE OFF THE PRESS THIS
SUMMER. USE ORDER BLANK IN THE MAIL
POUCH. DEMAND EXCEEDED SUPPLY LAST
YEAR. SUGGEST ORDERING PROMPTLY. ($3.00
PER COPY).
2. WE HAVE A FEW HUNDRED COPIES LEFT
OF THE BOOK OF SUMMARIES OF SCIENTIFIC
PAPERS OF 1957 ANNUAL MEETING, BUT THEY
ARE GOING FAST. ($1.00 PER COPY).

THE

AMERICAN

—

GRADUATE TRAINING IN PSYCHIATRIC
HOSPITAL ADMINISTRATION
Two outstanding courses in psychiatric hospital
administration are now available and merit the attention
of all psychiatrists concerned with advancing professional standards in this area. One is at Columbia
University and the other at the Menninger School in

Topeka.
The Columbia University Course
This course, which leads to a Master of Science
Degree, is under the auspices of the School of Public
Health and Administrative Medicine and the Department
of Psychiatry of the Faculty of Medicine. It encompasses basic courses in administration, specialty
courses in the Department of Psychiatry, and supervised
field work.
Recognizing that mental hospitals are hard put to let
a staff doctor leave for prolonged periods, Columbia
has made every effort to tailor the course to meet candidates’ needs. It extends over 20 months, but
ei ht of these are in academic residence broken into
four quarters of 2 months each. The preferred plan is
for the candidate to spend four months in academic
residence, followed by 12 months in a supervised administrative residency or in a position already occupied by the candidate during which time he may carry
out a special project. This is followed by a final four
months in residence. For candidates who already
occupy key administrative posts and who cannot be
away for more than one quarter at a time, special
arrangements can be made.
As for costs, each candidate’s need is likewise
evaluated individually. The total tuition for the 8
months of academic residence is $900.00 and Public
Health Service stipends are available which will pay
this plus ordinary living costs. Frequently, state
funds in the state where the candidate works, are
available to pay travel costs.
There are some openings for the year starting in
Sept. Write for details to: Exec. Officer, School of
Public Health, Columbia University, 600 W. 168 St.,

M

PSYCHIATRIC

.

ASSOCIATION

Office of Medical Director, I785 Mass. Ave., N.W., Washington 6, D.C.
Canada Office, 2I6 W. St. Clair Ave., Toronto 5, Ontario
Office of Executive Assistant, I270 Avenue of the Americas, New York 20, N. Y.

PLEASE ADDRESS ALL NEWSLETTER COMMUNICATIONS TO OFFICE OF MEDICAL
DIRECTOR

�The Menninger School of Psychiatric
Hospital Administration
This School offers a one-year integrated course,
leading to a Certificate, which draws on the resources
of the Menninger Foundation, Winter V.A. Hosp., and
Topeka State Hosp., supplemented by other Kansas
state hosps. and schools, an industrial concern, a
general hospital, two universities, and several state
government agencies.
The curriculum consists of didactic instruction in
basic administration while clinical experience is provided by systematic rotation in the departments of participating institutions accompanied by seminars with
department heads and special projects.
With regard to costs, applicants may apply with state
sponsorship. The sponsoring state may pay the stipend
with the understanding that the applicant will remain in
the employ of the state after he completes training. A
limited number of stipends at $625 a month are available
to unsponsored applicants.
The next course starts in September. For full information write to the School, Menninger Foundation, Topeka,

necessary. (work on the new home is expected to start
this month. Hope is to have it finished by January 1). .
Approved setting up separate fund for receiving miscellaneous gifts (such as royalties from publication of
lecture series of North Shore Hospital) with proceeds to

.

be used to add to APA library. . . . Authorized and appointed Committee to work with planning group for the
Jamestown Festival this fall which will celebrate
Williamsburg State Hospital, the oldest in US. Drs. Zigmond Lebensohn, David Wilson, David Young, and R. Finley Gayle, Jr. are on the Com. with Robert L. Robinson of
this office as advisor. . . . Approved contribution of $50
to the National Society for Medical Research. . . . Continued APA membership in the World Congress of Psy-

chiatry. . . . Designated Francis J. Braceland as official
delegate to the General Assembly of the International
Society for the Organization of World Congresses of Psychiatry. . . . Approved in principle proposed constitutional
amendment prepared by the District Branch Assembly regarding election to membership in APA through the
Branches; and also another proposed amendment incorporating present practices regarding creation and operation of District Branches. . . . Approved recommendation
Kansas.
of Medical Director to consolidate all central office
APA Position
services for mental hospitals and to explore ways to
Our Association has always insisted that Supts. and
finance increased services in this area. . . . Suggested
Med. Dirs. of institutions for the mentally ill should be
appointments of APA representatives as follows: Dr.
Frank J. Curran to World Federation of Mental Health
psychiatrists. In doing so, however, it rec0gnizes the
need for special training in administration for those who meeting in Copenhagen; Herman C. B. Denber to Congres
de Medecins Alienistes et Neurologistes de France et
wish to qualify for these positions.
des Pays de Langue Francaise at Lyon, France; Rudolph
The courses described above have been established
with the encouragement and support of the Committee on C. Novick to Advisory Com. of National Congress of
Certification of Mental Hospital Administrators. Only a Parents and Teachers. (These appointments were made
handful of psychiatrists have completed them thus far.
by President Solomon). . . . Recommended to Council
The courses are expensive for the sponsoring agencies to reappointment of Dr. Henry Brosin to the American Board
of Psychiatry and Neurology. . . . Directed that problem
offer and experienced persons have put great effort into
of improving dental care in mental hospitals be explored at
curriculum development.
Commissioners, superintendents, and others in admin- next Mental Hospital Institute. . . . Received announceistrative positions, as well as those who aspire to these ment of retirement of Dr. Frederick L. McDaniel as CIB
positions, would do well to give serious thought to sign- inspector and expressed appreciation for his services over
five years. . . . Changed dates for fall Council meeting to
ing up for these courses. Available financial support
should be an encouraging factor.
November 23-24 (Sat.-Sun.) in Boston, Massachusetts. . . .
Selected Saturday, October 26, as date for next meeting of
NIMH GETS $4 MILLION INCREASE:

The US ConngS}.

has voted $39,217,000 for the Nat. Inst. of M. H. under/h"
Robert Felix’ direction. This is $4 million more than/
last year—remarkable in view of general economy dri e.
Testimony of Dr. Braceland for the APA and Mike Go
of National Committee Against Mental Illness played i portant part in explaining need for additional monies in
these areas to the Senate and House Committees. Senator Lister Hill and Representative John F ogarty, always
strong supporters of mental health, spearheaded the effort
to get the appropriations through Congress.
EXECUTIVE COMMITTEE ACTIONS

them

\

O A pilot training and research program stressing the
interrelations of biological and physical sciences as
key to better understanding of the nervous system and
human behavior has been set up at Albert Einstein Coll.
of Medicine, Yeshiva Univ., (Eastchester Rd. and Morris
Park Ave., N.Y.C. 61) with a $1,700,000 grant from the
Nat. Inst. of M.H. There is provision for 36 pre- and

st-doctoral fellowships. The grant covers a six-year
d. Write to Labe Scheinberg, M.D., Dept of Mediher details.
°

FALL COMMITTEE MEETINGS: Woodner Hotel, WashThe Exec. Com. met at the APA Central Offices June ington, D. C. The following Committees will meet all
29. (Unusual and pleasant feature was that most of the
day on Friday and Saturday, Oct. 25-26: Standing Coms.
APA staff members attended to become better acquainted on Technical and Community Aspects and Professional
with the Com. members and general affairs of the AssoStandards. Also Standing Coms. on Budget, Ethics,
ciation.) Among other things, the Com.: With regard to
Program and Nominations. Ad Hoc Coms. will meet only
financing remodeling of new home, delayed taking out any on request of the Chairmen and with clearance of the
mortgage unless and until expenditures appear to make it Coordinating Com. Chairman to whom they are assigned.

.

�~\

The Council this year will not meet to receive Committee
reports until November 23-24, but the Executive Com.
will meet with the other Coms. on Sat., Oct. 26.
Canadian Mental Hospital Institute
Plans for the first Canadian Institute are shaping up
nicely. It will be held at the King Edward-Sheraton
Hotel in Toronto, Jan. 20-24, under joint auspices of
APA and the Canadian Psychiatric Assn. This Institute
will be patterned after the U.S. meetings. Major theme
will be “The Mental Hospital and the Changing Community," Dr. Mary Jackson is Chm. of the Program Com.
with Drs. C. Buck, W. Boothroyd, J. Griffin, J. Hagan,
A. Miller, D. Lewis, and Drs. C. Roberts and J.Gilbert
of the M.H. Section, Dept. Nat. Health and Welfare as
advisors. Since it will have a clinical orientation, this
first Canadian Institute is planned for psychiatrists in
senior posts in all types of Canadian mental hospitals
and for the administrators of Federal and Provincial
mental hospital systems. More details in the fall.
New Printing of Glossary
With the first printing of 30,000 copies of A Psychi-

ASSEMBLY OF D,B, NOTES . . . .Met May 13-14 during
Annual Meeting. . . . Installed following officers for
1957-58: David C. Wilson, Speaker; Walter H. Obenauf,
Deputy Speaker; John R. Saunders, Recorder; Policy Com.,
(Area I) Albert M. Biele, Frank P. Pignataro (Alt.); (II)
Lester E. Shapiro, Ulysses SchutZer (Alt.); (III) J.G.N.
Cushing, Edward H. Williams (Alt.); (IV) James L. Sagebiel, G. Wilse Robinson (Alt.); (V) Alfred Auerback,
Edward G. Billings (Alt.). . . . Volunteered to assist Med.

Dir. in obtaining accurate information to publish obituary
notices in Newsletter. . . . Revised Procedural Code. . . .
Suggested Council action to seek extension of MEDICARE
program. . . . Commended Dr. Wilson for Assembly exhibit
at Annual Mtg. . . . Decided to study inspection of psychiatric facilities and depts. of psychiatry in gen. hosps.,
and facilities of public mental hosps. . . . Submitted two
proposed Constitutional amendments for consideration by
Council. . . . Will investigate planning of Divisional
Meetings. . . . Scheduled next mtg. for May 12-13, 1958
at St. Francis Hotel, San Francisco.

PERSONALS. . . S. Spafford Ackerly was honored by a
atric Glossary exhausted, a new printing of 22,000 copies Testimonial Dinner on June 19 in recognition of his 25is now available. A limited number of copies have been year contribution to psychiatric education and community
health in Louisville and Kentucky. . . . Paul V. Lemkau
made up with a hard-cover library binding for libraries
has
returned
to Johns Hopkins Univ. as Prof. of
and others who would like it in more durable format. The
Public
Health Admin. (mental health) at School of Hyhard-cover copies have no cover design—merely the
8:
Public Health following a 2-year leave of
giene
of
title the book. They sell for $2 per copy. The paperbound edition remains at $1 per copy. Order from Mental absence. . . . Baruch Silverman was presented a Canadian
Mental Health Award on Apr. 17 in recognition of “his
Health Materials Center, 1790 Broadway, N.Y. 19, N.Y.
outstanding contribution to the mental health of the CaDid you know that the following Isaac Ray Award
nadian people,” . . . Alan D. Miller, Dir. of MH Study
Lectures had been published and are available through
Center of Nat'l Institute of Mental Health, was transferred to England on June 18 for advanced study and reany bookstore? The Psychiatrist and the Law, byL
Overholser, 1953; Psychology of the Criminal Act and
search. Stanley F. Yolles has succeeded Dr.Miller as
Punishment, G. Zilboorg, 1954; The Guilty Mind: PsyDir. of the Center. . . . Major admin. appointments in N.Y.
chiatry and the Law of Homicide, by judge John Biggs
State on July 1 were: Arthur G. Rodgers (LF) as Dir.
of Syracuse State School; Ulysses SchutZer as Dir. of
Jr., 1955 (all these by Harcourt Brace 8: Co.); and The
Urge to Punish, H. Weihofen, 1956 by Farrar-Straus and
Binghamton 8. Hosp.; Charles Greenberg as Senior Dir.
Cudahy. The latter publisher will also publish the
of Rome State School; and William C. lohnston as Dir.
lectures by Dr. Philip 9. Roche given at the Univ. of
of Craig Colony. . . . Franz j. Kallmann received an
Michigan this year.
honorary medical degree as one of 6 scientists in differfields
honored
ent
Third
so
Int'l Congress of Medical
at
The
General Practitioner Education Project now operQ
Arts,
Turin,
Italy
during
1-9.
June
program,
. . .17;
from
the
Office
Central
E.
ating
(Charles
Goshen, Projand
Gantt
Harold
Horsley
Rosen
were Visiting Professors
would
information
about psychi- for
ect Director)
appreciate
2 weeks this spring at Univ. of Arkansas Dept. of
atric courses for GPs now in planning stage. It is sugDon
D.
Psychiatry.
.
.
.
Jackson appointed Asst. Clin.
gested that when a course is being planned effort should Prof. of
Stanford
Univ. Med. School and
Psychiatry
at
be made to have it approved for credit by the Amer.
elected
of
Pres.
Mid-Peninsula
Psychiatric Soc. . . .
of
Acad.
General Practice (through its local or state
William H. Kelly has accepted position of Asst. Dir. of
branches) as inducement to attendance. Dr. Goshen
of Mental Health and Head of Mental Hygiene Div.
Dept.
will be glad to assist in publicizing such courses.
for State of Michigan.
0 The Smith, Kline and French Foundation Fellowship NEW PRESIDENTS 8: SECRETARIES
. . . Ark. D. 8.:
Committee awarded 19 new Fellowships in May. 13 of
Robert
G. Carnahan &amp; Leroy D. Lamm. . . . Cent. Calif.
them will enable medical students to participate in reWilliam S. Fife &amp; Arnold Sheuerman, Jr. . . . N_o.
D.B.:
search and training programs this summer. Among other
Calif. P. Soc.: Thomas A. Gonda 8: Maleta Jo Boatman.
Fellowships announced, one doctor will study research
. . . .Kings County (N.Y.) D.B.: Morton H. Hand 8:
organization at Boston Psychopathic Hosp., another will Abbott
Lippman.
. . . Hawaii P. Soc.: Robert A. Kimtake a Master’s degree in public health, and two lecture- mich
8; Robert S. Spencer. . . . Md. D.B.: Leo Kanner &amp;
ship programs will be established. Applications for
Charles Ward. . . . No. Pacific D.B.: Herman A. Dickel
consideration in October this year should be submitted
8r D.E. Alcom. . . . Quebec D.B.: Graham
8;
Taylor
16.
and
Information
forms
by September
application
may Henry Kravitz.
. . NP Soc. of Va.: Thomas F. Coates,
.
be obtained from the Fellowship Committee, Box 7929,
&amp; W.D. Buxton. . . . Washington P. Soc.: Seymour
Jr.
J.
Philadelphia, Pa.
Rosenberg &amp; Marvin L. Adland. . . . Del. P. Soc.: George

I

�DeCherney 81 Walter Davis. . . . East Bay P. Assn.:
Louis B. Boyer &amp; Marion E. Roudebush. . . . Long
Island P. Soc.: Edgar D. Congdon 8: Harry H. Gonda. .
Milwaukee NP Soc.: David Cleveland 8: Edward C.
Schmidt. . . . No. Pacific Soc. of N&amp;P: D.E. Alcorn &amp;
Robert M. Rankin.

of P. at the Univ. of Miss. under Floyd Moore and Oscar
Hubbard. Also visited State Hosp. at Whitfield where
. Wm. L. Jaquith and John Head have built up a fine program since 1949. They have a high patient turnover now
and a new building for maximum security patients especially worth seeing. Also renewed acquaintance with
Beverly Smith and Willard Waldron in Jackson. . . . On
BRIEFS. . . . All who attend the World Congress in Sept.
June 21 went to NY to speak to Bd. of Directors of
will be glad to hear that Nat’l Committee Against
N.A.M.H. APA members present were Hon. Fellow Mrs.
Mental Illness, Inc. has (through APA) made funds availHenry Ittleson, Walter Baer, G.S. Stevenson, Jules
able for simultaneous translation of papers. . . . Herman Coleman, Marion Kenworthy and Paul Lemkau. Was
B. Snow, Supt. of St. Lawrence State Hosp. in NYS,
pleased by much support from the floor for closer ties
writes that 90% of his patients are in open wards exand strong Support for APA’s programs. . . . On June 28
cept at night. . . . Iago Galdston, Chm. of Com. on Int.
joined Ewen Cameron’s Com. in Boston on future planRels., has sent over 100 copies of the Summaries of
ning for the CIB in Pres. Solomon’s office. Drs. BarteAnnual Meeting Papers to colleagues abroad. . . . I have meier, Ewalt, Braceland, and Yerbury also there. . . .
prepared a little pamphlet about my favorite vacation
Flew back to Washington to meet with Joseph Barrett on
haunt called ”Day Sailing and Cruising in Mahone Bay,
planning for celebration of opening of Williamsburg
N.S.” and I’ll send you a copy if you write. . . . Chas.
State Hosp. (1773) in conjunction with Jamestown FestiBush and David Gaede are inspecting hosps. in Mich.,
val this October. . . . After the Exec. Com. mtg. Pres.
having just finished up in Mo. Hope to start in NYS in
Solomon and I flew to Nashville to participate in dedicaa few weeks. . . . Warren Johnson, my asst., recently
tion of magnificent new admission and treatment building
conferred with Cyril Ruilmann, F. Williams, and O. S.
at Central State Hospital named after the Supt. O. S.
Hauk in Nashville on psychology legislation in Tenn. . . Hauk. Wm. S. McCullagh, Pres. of the So. Psychiatric
Smith, Kline &amp; French Labs. have just granted $10,000
Assn. and Frank Luton also were among the speakers.
to the Nat. Acad. of Relig. and Psychiatry for fellowAsst. Supt. White presided and Cyril Ruilmann introships for clergymen who want to become mental hospital duced the speakers. Gov. Clement gave the main
chaplains (there are over 300,000 clergymen in the
address. The Tenn. program has improved remarkably in
country). . . . Sorry to hear of the death in June of Miss
the past two years. . . . Forgot to mention last month that
Dorothy Clark who rendered such valuable service as
in course of Mental Health Week speaking tour I particiAPA Nursing Consultant from 1949-1951. . . . Write to
pated in inspiring award ceremony for employees at St.
Dr. Leo Alexander for details about the fifth Annual
Louis State Hosp. where over 700 have served for 10-25
Institute of Psychiatric Treatment to be held in Philaof
Nurses
Dirs.
his
Kohler,
Supt.
Congratulated
years.
delphia Oct. 17-19. . . . A lady reporter at the Ann.Mtg.
and Volunteers who organized the program. . . . Mike
in Chicago was overheard to say, "Next to the White
Gorman and I had stimulating talk with Robert Felix and
House crowd this is the nicest group I’ve met.” . . . .
Seymour Vestermark recently concerning NIMH programs
Chas. Goshen and I attended meeting of APA Liaison
in coming year which will be expanded with increased
Com. with Amer. Acad. of General Practice in NYC to
appropriations. . . . Also attended meeting of Wyoming
discuss Gen. Practitioner Educ. Project. (R.Matthews,
Valley M.H. Soc. in Scranton, Pa. where I met APA
Chm., Frank Luton, Phineas Sparer, and Merritt Foster
members Robert C. Murphy and Emlyn T. Davies. . . .
were there for APA)....On June 6 spoke at Ann. Mtg. of
Received notice this month that NIMH Advisory Council
the M.H. Soc. in N.J. and on the 10th at the opening
had turned down our application for renewing M. H.
session of the M.H. Institute at Lansing, Mich. where
Architecture Study grant; but funds are available to
V. A. Stehman had brought in representatives of all Mich. continue it to end of
and in meantime effort will be
year
hospitals. It was an outstanding meeting well attended. made to find other ways of keeping it going. . . . Expect
. . . Went from Lansing to Battle Creek with E.F. Jones,
to be off to Mahone Bay, Nova Scotia by end of month for
Mgr. of VA Hosp. there, and showed his staff pictures of a few weeks of sailing and loitering. . . . Happy vacationforeign hospitals. . . . Did same thing for residents at
ing to you all. . . . The next Newsletter will be in Sept....
Ray Waggoner’s Institute in Ann Arbor a few days later
where also talked with Moses F rohlich who (as Chm. of
Com. on Nomenclature) is hard at work on system for recording case data on IBM cards. . . .With Robert L.
Robinson met in Toronto with Program Com. for Canadian Mental Hosp. Institute to finalize details on June 21
and was also able to visit Homewood Sanitarium at
Director
Medical
Guelph (A.L. MacKinnon, Dir.) where the Ontario Psychiatric Soc. was meeting on the 22nd. . . . Also recently
spent several days in Conn. with Chas. Bush where we
consulted with the Governor on the mental health prohas
Blasko
that
reJohn
there.
to
Sorry
report
gram
signed the Conn. Commissionership for another job; but P.S. Don’t forget to order
of
the
Desk
1958
copies
your
his efforts to have the law changed to give the Commisand
Book
of
Summaries
the
the
(33)
Appointment
have
been
successsioner more administrative authority
Scientific
before
the
(81)
Papers
supply runs out.
the
19
On
Dept.
visited
expanding
rapidly
ful. . . .
June

�����WV-..— -»——————.

———_,—_a—.__.._—_,-__ ._________, __._ —_________.___._. _

__

.__- .__.__._. _____... —*_

��October, 1956

vs

Age
EST # 1 &amp; 2

-

h

Below

115

us yrs.

over

Changes

- Reiter -

£9

pts.

6

7
H

L

M

5

S

8 (id—ﬂ)

7

3

10 (50%)

13

5

10 (35%)

6

h

19 (65%)

L

yrs

50

over

yrs

8:

Distribution

Age

—

H

M

8

h

16 (57%)

12

3

6 (28%)

5

3

13 (61%)

-

EST 1 &amp; 2

patients

h9

5

3

31

-

[10

yrs.

1

3

I41

-

SOyI‘S.

ll

yrs.
over

-

6

5

10

2

3

Reiter vs Medcraft -

.ii:;.L_
Reiter

(EST # 2)

H

12 (h8%)

yrs.

yrs

M

7

30

&amp;

L

6

-

61

H

7-2

20

51 " 60

9

M

h-6
Below 50

-

L

yrs.

&amp;

EEG

25

Medcraft (EST # 3) 16

ptS.

pts.

LWC

-

h

all

ages

6

_Z_:_2_

L

M

H

L

M

H

11

5

9

7

3

15

2

5

9

1

6

9

�Beiter vs Medcraft h

Reiter

(EST # 2) ‘17

Medcraft (EST # 3)

CONCLUSION:

9

M

pts.

8

3

Pts.

2

1

all

ages and

at

h—é

and

at 7-9,

xrs.

from

left to right. -

over

-

7

9

L

M

H

6

h

2

11

6

1

3

5

H

older group only)

whereas with Reiter

Medcraft produces maximal change early in treatment and

in changes

&amp;

6

L

Both groups (
same

-

MS

%

it

H

records with.Medcraft

increases. Therefore

later

changes consist only

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�W
INDIVIDUAL PSYCHIATRIC TREATMENT INDICATIONS

Paul H. Wilcox, M.D.
Revised Nov. 21, 1953

Li

PREDOMINANTLY NEUROTIC

if

and

Org., B.P., F,

otherwise

IF

start

Nm,

Ag, 3, 0-0, G, HqA,

with Sequence

Ir,

Un, Of,

or Par,

start with

Sequence

I

III

PREDOMINANTLY SCHIZOPHRENIC

if

and

D

or Ag,

otherwise

I5

(Psychosomatic symptOms, anxiety or reactive depression)

start

start with

with Sequence

Sequence

I

PREDOMINANTLY ENDOGENOUS DEPRESSION

start with

Sequence

Sequence

Sequence

I

Sequence

E.S.nc.

II

III

Sequence IV

E.C.T.

COznc.

002

II

\/,
\
\
___,

4______e

93

MANIC

_,

COznc.

___,

E.C.T.

___,
___,

low E.C.T.

1:

Eu

if

Tr ______+ 602

\ifD

._____,

II

ifC
1:0
if c

__,

if t _____,
if 'r

_,
___,

(III)

(for termination of trance)

002m.

(II)

\&lt;:

(III)

high E.C.T.

C02

(IV)

E.S.nc.

(I)

E.S.nc. (I)
ifT
if t plus 0...? terminate
D
if _____, E.C.T. (II)

Note:

Appropriate psychotherapy should accompany all phases of treatment wherever indicated.
The goal of therapy is for the patient to have a mild 002 reaction (t) and be essentially symptom-free (O) for an observation period of at least two months.

£21

- anxiety increasing
Ag - agitation
B.P. - systolic B.P. over 170 mm.
Hg., systolic
c - brief confusion (e.g. only 5 min.)
C
- prolonged confusion (e.g. more than
AS min.)
Cf - clinical confusion
coznc. - non-coma 002 (whiffs)
C02 - coma 002
D
- persisting or increasing depression
E.S.nc. - non—convulsive electrostimulation
E.C.T. - electroconvulsive therapy
Eu - euphoria
F - marked fear and anxiety
A

H-A
G

Ir -

Nm

0

—

-

severe guilt feelings
- marked hate and aggressive
tendencies
marked

irritability

severe nightmares

symptompfree

-

for

2 mos.

or more

obsessive-compulsive features
Org. - organic changes
Par. - paranoid trends
O-C

s

- sleepless

tT - mild

tension
- mounting tension
Tr - prolonged trance state
Un - unreality feelings

���52

m

-

�MAX F'INK. M. D.
275 MIDDLE NECK ROAD
GREAT NECK. N. Y.
HUNTER

7-4542

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�������For creative activity, as possibly, for problem solving, the hyperh

alert state must be avoided. In the alerted individual, discrimination
is more focused, acute, and differences are sharply maintained. Under such
conditions, old pathways are clearly maintained and the possibility of

new

associations is less.
For creative work, pathways must be connected

ected before. This can only be accomplished

were not con;

discrimination is diminished.

reverie; by fatigue (creativity late at night); by isolation;
by alcohol; etc. Perhaps in the EST situation, the cerebral state induced

This
?

is

if

that

done by

is similar to

drowsiness (Surely the

EEG

-

perceptual effects are similar)

patient is able to use ("create")
available before.

and thus the

new

defenses which were not

Also, in the tachistoscopic situation, the presentation

is

a

hyperalerting situation - but, the reverie state (or dream) afterwards, permits of greater elaboration of the memories (greater range of imagery -

greater creativity,).

I/e3ﬂd

�January 7, 1957

Role of Altered Cerebral

Motion in Behavioral

Change Following Induced

convulsions

m m,

14.9., Babe” In

M;

31.3.

m Hm

Karin, 31.1).

role of altered consciousness in the clinical behavior of
epileptioe, patients with mental disorders, and in the diagnosis: of dis-orders of the central nervous system is unclear. Recent studies of the
electroshook therapy process amonamtcd the crucial nature of persist.ent alteration in brain fxmction for the behavioral changes induced. In
the course of theee studies, an appreoietion was obtained of the types of
alteration in behevior induced 120' diffuse cerebral dysfunction; the role
of the pmoz‘bid personality in the behavioral pattern; and the smith.
1w of various tests on indiooe of altered brain function.
To define and measure the effeotc of alteration in consciousness
Pmblem
""""‘""'""
(manning rm diffuse control dysfunction) on clinical be.
havior patter-no.
The

Kethod: Subjects on a voluntary paychiatric hospital referred for electro—
shock therapy were studied concurrently by psychiatric, psychologic
and neuroplwciologic techniol.

Alteration in brain function (the demo of organic mental
I;
sycamo- was measured by four indicee:
(a) Eleotroenoophalogm, moored for per cent time delta
under nesting and activated conditions;
(1:)

Diaoriontetion, confabulatm-y responses one language

changes following intravenous mobarbital.

(c) Dininution in perceptual discrimination of simultaneous
tactile threshold stimulation touts.
(d) Interference with recall of 3 letter words after interpolated looming of nonsense syllables (”retroactive inhibition of recall") .

mound

by repeated psychiatric intent
and reports of therapists and hospital personnel timing

2) Behavioral ohengec were

views with subjects;
and after the period of therapy.

pmorbid percoaolity was eotimted by Cstructured interviews
with relatives and by Rorschach tests (scored for H o reopens”).
ROM“!
1) Modification of twavior is related to the dogma and persistence
of alteration in hrm function, as measured by the electroencephalogram,
amobarbital teats and perceptual discrimination teats.
3)

The

�in!

0'

J

c‘u

pattern at the induced behavioral change, manifested by
ahnnges in lmguags, mood, attitudes and symptom, is related to the preamorbid personality structure. Such behavioral patterns as euphoria,
donisl, withdrawal, severe wry loss and disorientation, paranoia,
WMrzitability and installed musty, have been obsemd.
3) Various indicss or altered cembrsl function have different
sensitivities to modification depending upon the extent and activity
(recent or old) at the dysfunction, and the personality of the subject.
2)

The

’

leusiem

1) Behaviors]. nodii‘icstian in canditims inducing altered brain
fanatics is ths adaptive response of tbs argmism under the conditian of
an aims-stint: in the state of camcioumss.
2)

has type of adaptive response

is

dependant upon tbs premorbid
pemomiity of tbs subject and the milieu in which the behavior occurs.

altered brain function mt be interpreted in tons
of thsir sensitivity; their time of application in the ongoing process;
and the pmrbid persmlity “the subject.
This significance of them observations in tha understanding of
epilepsy; the treatment. or mental illness; and in medsfinition 5f altered states of consciousness will be dissusssd.
3) Tests

01‘

Iron tbs Heumplwsiolom‘r Laboratory, Department of Fotperimental Psychiatry,
Hillside Hospital,
Gian Oaks, New Iork, U.8.A.

�January 7, 1957

Therapy of Schizophrenia:

Effect of Alteration of Brain Function

on

Behavior

In the course of experimental studies of the mechanism of actidn
of electroShock therapy in patients with psychiatric disorders, a hypothesis was elaborated regarding the mode of action of other therapies
in patients with schizophrenia. 1t has been demonstrated that the essenp
a
electroshock
is
in
therapy
behavioral
change
to
pre-requisite
tial
EEG
defined
by
function
as
of
brain
delta, loss
altered
sustained degree
of discriminatory ability on perceptual tests, and disorientation followThe
behavioral response
sodium.
amobarbital
of
administration
the
ing
under the conditions of an altered state of nervous system activity is
an adaptive response of the subject, dependent on the premorbid person,

ality

.

who

and the environment.

Similar factors have been demonstrated as operating in patients
Show sustained improvement following insulin coma therapy.

studies of drug therapies in schizophrenia demonstrate
that the therapeutic efficacy of the newer psychopharmacologic agents
demonmechanisms
which
brain
are
to
the
degree
to
related
is directly
strably altered.
Conclusion: The mode of action of the various physiodynamic therapies
(ICT, EST, Drug) is directly related to the degree of sustained alteration in brain function induced; such alteration being defined
by changes in the resting and activated electroencephalogram, disorientation tests, and perceptual discrimination tests.
,

Ongoing

��can

ﬁrsthand for the pemeption 01‘ words momma anti aubjem
were unable to Mantify m wows with increasing degrees at cerebral
3-)

Wmotim,

We:

in percoptim were highly sex-minted with other boo
Moral chug”, inﬂiaaﬁve of an alumni interaction with the omirmmt.
Minimum 1) Diffuse alter-nuns: in brain mum, as measured by
elactrmcaphalomﬁzm 631%: mad emanation tests after
mammal, results in altemtiw at pamytm pat-toms
by an
increase in threshold, impaired Metamucil: of stimuli, of which the
ability to diacriminato a rignre from a. comply: backgromxd in a 5min
h)

'

ma

We!

'

2) Alteration in pemepbim

mpmanu

sweet an
m
rather than a speciﬁc
as?

altered behavioral interaction with the envirmnt,
Maialogieal defect, This factor sham be considered in peroeptnal
112.20.00.21.
brain lemma as will.
nudist

{51%

Ion-k,
”.34:
m
W;

mar”?!

�December 17, 1956

Concept of Cerebral Localization vs Mass Action Effects

Certain functions ascribed to

1)

CNS

are "localizable", as vision,

motor power, motor aphasia; While others, as memory, judgment, insight, cal-

culation, figure—ground, are non-localizable.
(more

peripheral than central);

have marked

effects;

and

EEG

damage

The

is generally

first

group are

cortical

permanent; small lesions

is usually not pathological.

lesions are generally deep or basal; recovery of function is possible; small lesions have no effect (i.e. a mass action law is
applicable) and EEG effects are prominent.
The non—localizable

It

results in a non-localizable lesion - with diffuse dysfunction.
is the technic par excellence to study such mass action lesions.
2)

EST

3)

Psychological

measure mass

tests of "OMS” are positive to the degree that they
action effects rather than focal - except if focal dysfunction

interferes with performance as in lesions affecting vision, motor

power and

speech.
h)

Concept of Active vs

Static Lesions:

In studies of head injuries, lobotomy and post operative cases of six

or more months duration, the studies reflect localizable (cortical) defects
mainly: for the deeper

activities

nd
are
longer

active.

Any

defects in fun-

ction are expressions of specific cortical localizable damage.
In contrast, studies of brain tumors, immediate post-traumatic states, post-

(early) are studies of active dysfunction - a combination of
the focal and the diffuse defects. The degree of dysfunction depends on the mass

lobotomy, and

EST

effect, plus the localized defect.

m

away. ”cw-u

W7»:

6%

2.2

.-W

M-

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m

a» mum at :1“er bum mum the dun»
Mariam mum
sum and chm a! me: aluminum; m vat-um a! the mmw‘mpu
and tho
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mammmmﬁg
mumammnwmmm.
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mun
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at them mm“). mm 1»th mm mu with annWtupmhupmrbm
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the Mine of
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the
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m

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�(July 2, 1965)
Jan. 3, 1958

HOLE OF ACTION OF BIOCHEMICAL AGENTS

The

CNS

is

IN

BEHAVIOR

dependent upon a umber of enzyme systems

for

cholinestemseand
including
fmction,
mtabolisn
proper
acetylcholine, gluoose-pkwsphetase, etc.
CNS
function and, thereby,
affect
of
that
agents
variety
behavior- is large, since processes in equilibrim may be shifted

The

in either direction

by increasing

or decreasing the available

quantity of a metabolite .
A.

For drug action, therefore, the following are considerations

in potency:
(a)

Does

a drug affect an enzyme system in a

reliable

it

way?

to affect the system?
(c) What defenses does organism process to block
CNS?
in
action
once
limit
drug's
or

(b) Can

B.

Secondly,

get to

mile

(NS

an agent may

directly affect the metabolism

CNS
the
dependent upon the
is
extent
that
to
of a specific system,
system? Is the defect thw induced simificant for the netsbolism
of CNS underlying behavior? that defenses can body cell into play

when system

is affected to substitute other energy system?

Thus, the variation in drug effects in behavior depend upon:

(a)

Behavior

at onset;

and predisposition (personality)

to response;
(b) Drug dosage

- availability to

has on an enzyme system;

CNS

and the

effect

it

�(c) Dependence of organism on specific

enzyme

- and organismic defenses (i.e.,-~
substitution for affected system) .
Whether effect was gmdual (allowing for
system

((1)

defenses, i.-e . , alternate mtabolic system)

or acute (not allowing defense).
Imividual diffemnma in response may be due, thus, to differences
in:
(a) Dosage, mtio

S

mute of

Ministmtim

(b) dependence on the affected system

(c) adaptive ability to biochemical changes.
To

these clauses,

EEG

is a gross

approximation and indicator,

reflecting the homeostatic balmce in various enzym systems of
the

CNS.

������Personality-O.M.S.
Tests of O.M.S.
2-5-57

The

All our tests of changes in cerebral function tapas continuum.
degree of cerebral dysfunction at the time of examination will

determine which

tests will

The degree of

“

show changes

in patterns.

cerebral dysfunction is dependent

on numerous

variables including;
Rate of develogment of dysfunction

Premorbid

state of functioning

on

the tests employed

Stress of the examination- needs and motivation
of the subject
Localization of the cause of the dysfunction (local
vs. diffuse)
'

factor, the premorbid state of functioning, as characterized
the present evaluations of personality organization by the Rorschach
One

by

test

and by

interviels,

graphic fashion;

can be pictured as operating in the following

‘

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�INDEX TO ADVERTISERS
_

PAGE

AAAS ........................................................ 5, 394, 396, Inside Back Cover

American Tobacco Company _____________________________________________________ Back Cover
Columbia University Press _____________________________________________________________________

6

Ford Instrument Company ______________________________________________________________________ 391

International Equipment Company _____________________________________________________ 398
Johnson Research Corporation..--__________--_.____-________________-_.-____; ______________ 5
Macmillan Company _________________________________________________________________________________

8

Measurements Corporation _____________________________________________________________________ 6
Microcard Foundation _____________________________________________________________________________ 392
Oxford University Press, Inc ________________________________________________________________ 391

Rinehart &amp; Company, Inc ________________________________________________________________________ 394
Ronald Press Company ___________________________________________________________________________ 2
Schwarz Laboratories, Inc ______________________________________________________________________

4

Ivan Sorvall, Inc ______________________________________________________________________________________ 7
Taconic Farms, Inc __________________________________________________________________________________ 394

University of California Press _______________________________________________________________ 393
University of Chicago Press ___________________________________________________________________ 3
D. Van Nostrand Company, Inc _____________________________________________________________ 395
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&amp; Sons,

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17; 1956

Gamept of Gamma]. Localisaﬁm to Hana Action Effects
1) Certain functionnascribod to

CNS

are "localiaable", as

motor power, motor aphasia; while others, an memory. Judgment,

Mm,

insight, m1-

culation, figure-ground, m nmlocaliuble. The first. greup am aortical
(mom pariphemi than antral); damage is generally permanent; will lenient!
have maimed

exam;

and

EEG

is usually

not pathological.

lam-vloodiubla lesions are generally deep or basal; mowezy at m:ctim is possible; null lesions have no effect (1w. at mass wtian 1am in
The

effects are pmﬁnmt.
2) m results in a nonuloealiuble lesion .. with diffuse Mfmcﬁwa
is the teahnic
gxgalleneo to study such mass whim lesiom‘

applieabla) and

It

3)

EEG

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Psychological

tests

’of ”OW”

am positive to the dogma that they
measure mass action affect»: ram” than focal - exaept it focal
interferes with pexfbmnoe as in lesions meating 75.31011, actor power and

mum

speech»
1;)

Concept of Active vs

sum Lesions!

In studies of head insulin, lobotom and post. apex-nun me! of an
or more mths duration, the atudiaa reflsct 100311111313 (cortical) Meats
mainly: for the deeper activities am no lager active“ Any defects in hm»
cticm am expresaima of speciﬁc certioal

laculinbla

W»

mtmst, studiee of brain tumors, immediate post-tnmtie statues, post-v
19mm, and EM (early) are stud-m or active dysfunction - a. cambinntim of
the focal and the diffuse defeats. m degmo of: dysmnction depends on the ma
In

offset, plus the localised defect.

�J.A.M.A., Dec. 13, 1958

PNEUMOTHORAX—MAURER ET AL.

2014

ination revealed adherence of the fundus and nodules
throughout the adnexa. A diagnosis of pelvic endometriosis
was made, and on Aug. 18, 1955, total hysterectomy with
bilateral salpingo-oophorectomy was performed. The patient’s postoperative recovery was again uneventful. In the
four and one-half years after the thoracotomy, the patient
has had no recurrent chest symptoms or pneumothorax.

Comment
Aberrant endometrial islands have been reported
in many locations, including the ovaries, uterine
ligaments, rectovaginal septum, sigmoid colon, urihernia
umbilicus,
bladder,
laparotomy
scars,
nary
sacs, appendix, vagina, vulva, cervix, lymph glands,
and small intestine, and in bizarre locations, such
as the upper and lower extremities, lungs, and
pleura.l Sampson’s2 original theory of transtubal
regurgitation of menstrual blood and endometrial
particles, published in his original paper in 1921,
could certainly explain the method of implantation
of endometrial growths on the pelvic and intraabdominal viscera, as well as on the inferior aspects
of either leaf of the diaphragm. The lymphatic and
hematogenous dissemination theory of Halban
would be necessary to explain distant endometrial
implants in the thigh, lung, and pleura.1a Distant
spread without passing through the pulmonary
capillaries could occur only by way of the vertebral
veins or “lung shunts” which have apparently been
demonstrated between the pulmonary arteries and
veins bypassing the lung capillaries.
In view of the concomitant ﬁnding of pelvic
endometriosis and the involvement of all layers of
the right leaf of the diaphragm, with perforation
and supradiaphragmatic seeding demonstrated by
thoracotomy, in the present case report, it would
seem logical to conclude that the endometrial
involvement of the diaphragm must of necessity
have occurred as the result of transtubal regurgitation and transperitoneal dissemination. Exact explanation of the method of development of the
pneumothorax on the right side is more difficult.
However, the clinical observation that all episodes
of pneumothorax occurred only during the time of
menstruation, and the inability to demonstrate any
source of lung leak or primary disorder in the lung
which could explain any possible leakage of air into

the pleural cavity, would suggest that the recurrent
pneumothoraces in the case reported here were the
result of erosion and perforation of the right diaphragmatic leaf by endometrial implant and the
fa]of
the
from
the
of
air
by
uterus
way
passage
lopian tubes into the peritoneal cavity and then by
way of the opening in the diaphragm into the
pleural cavity, with consequent pneumothorax. Although we are unable to ﬁnd any reports of spontaneous pneumoperitoneum occurring during the
menstrual cycle, the practical possibility of this is
suggested by the free anatomic communication between the cavity of the uterus with the peritoneal
space by way of the fallopian tubes. Practical application of this knowledge is regularly used in the
so-called Rubin test for patency of the tubes. During this procedure, carbon dioxide is passed into
the uterus and then by way of the tubes into the
peritoneal cavity. During the test, patients may
experience shoulder pain and present roentgenographic evidence of pneumoperitoneum.
Summary
Chronic recurring pneumothoraces resulting from
erosion of the diaphragm by endometrial implants
during periods of menstruation occurred in a young
woman. This was surgically corrected by excision
of the involved portion of the diaphragm. The un—
anticipated ﬁndings encountered at operation in this
patient present an additional indication for exploratory thoracotomy in all cases of unexplained, constantly recurring, spontaneous pneumothorax.
827 Union Central Bldg. (Dr. Maurer).

References
1.

(a) Novak, E., and Novak, E. R.: Textbook of Gyne-

cology, ed. 5, Baltimore, Williams &amp; Wilkins Co., 1956,
p. 546. (b) Nunn, L. L.: Endometrioma of Thigh, Northwest Med. 48:474—475 (July) 1949. (c) Hartz, P. H.: Occurrence of Decidua-Like Tissue in Lung: Report of Case,
Am. J. Clin. Path. 26:48-51 (Jan.) 1956. (d) Hobbs, J. E.,
and Bortnick, A. H.: Endometriosis of Lungs: Experimental
and Clinical Study, Am. J. Obst. &amp; Gynec. 4:832-843
(Nov.) 1940. (e) Nicholson, H.: Endometriosis of Pleura,
Thorax 6:75-81 (March) 1951.
2. Sampson, J. A.: Perforating Hemorrhagic (Chocolate)
Cysts of Ovary, Arch. Surg. 3:245—323 (Sept) 1921.

FUNCTION OF THE BRAIN.-—Any biological view of the function of the
brain leads us to an unavoidable conclusion: consciousness is not unique to man,
to the primates, or to the mammals: it goes back to the roots of vertebrate history and has been progressively elaborated in content, coloring and complexity roughly in proportion to the evolution of the neuromuscular system. It cannot even be
argued that consciousness is a unique vertebrate invention—the crab, the octopus, the
butterﬂy, the ant, all possess sensory devices imparting to them the awareness of their
world; all demonstrably engage in integrated time-binding, self-serving action, and it
must be presumed that all participate in some proportional measures in conscious
awareness of themselves and their environment—H. W. Smith, The Philosophic Limitations of Physiology, Perspectives in Physiology, Washington, D. 0, American

THE

Physiological Society, 1954.

�2013

Vol. 168, No. 15

TO
DUE
PNEUMOTHORAX
SPONTANEOUS
RECURRING
CHRONIC
ENDOMETRIOSIS OF THE DIAPHRAGM
Elmer R. Maurer, M.D., James A. Schaal, MD.
and

F. L. Mendez Jr., M.D., Cincinnati
Chronic recurring spontaneous pneumothorax is
results
which
disorder
usually
common
relatively
a
from rupture of subpleural blebs. Endometriosis of
the diaphragm, on the other hand, is an exceedingly
has
be
determined,
lesion
as
and,
nearly
can
as
rare
never been reported in association with, or as a
cause of, unilateral recurring pneumothorax.
The following case report is presented because
of the extreme rarity of the lesion involved and the
unusual association of pneumothorax with the menstrual cycle. It is the ﬁrst recorded instance of successful surgical treatment of chronic recurring pneumothorax by excision of a defect in the diaphragm
that has resulted from endometriosis.

communicated
This
diameter.
in
2
cm.
was an aperture

freely with the peritoneal cavity. The area of disease in the
diaphragm, along with the defect, was widely and completely excised. The consequent diaphragmatic opening was
0.
size
of
cotton,
sutures
mattress
with
interrupted
repaired
Examination of the specimen showed that the disease had
involved the complete thickness of the diaphragm. Final
inspection of the superior surface of the diaphragm revealed
which
1
in
diameter,
nodule,
cm.
purplish-red
a solitary
obviously represented a supradiaphragmatic endometrial
implant. This also was completely excised. Following reexpansion of the lung and the placement of an intrapleural
catheter for water seal drainage, the chest wall was closed
of
endometriosis
diagnosis
was
The
postoperative
in layers.
the right leaf of the diaphragm resulting in perforation and

Report of a Case
A 35-year-old woman was ﬁrst seen in consultation on
March 13, 1953, because of pain and dyspnea resulting

from a spontaneous pneumothorax on the right side. The
patient had had two previous spontaneous pneumothoraces
1952.
Nov.
14,
occurred
ﬁrst
on
the
having
the
right,
on
Findings on the general physical examination were negative
except for distant breath sounds over the upper right part
of the chest and hyperresonance of the percussion note due
revealed
chest
of
the
Roentgenograms
pneumothorax.
to a
a very minimal pneumothorax (15%) over the extreme apex
and the base of the right lung. No emphysematous blebs
were apparent in any portion of either lung. Because of the
small quantity of air in the chest and the absence of serious
thoratube
thoracentesis
or
of
air
the
by
removal
symptoms,
costomy was not thOught to be indicated. The patient was
discharged from the hospital for follow-up care by her attending physician. She was again seen in consultation on
March 20, 1954, approximately one year after the original
examination, because of 12 new episodes of recurrent pneumothorax on the right side. All pneumothoraces were associated with pain and mild dyspnea and had been veriﬁed
ﬁrst
the
chest.
For
of
the
examination
by roentgenographic
15
all
that
information
the
volunteered
the
patient
time,
episodes of spontaneous pneumothorax had come during
the period of menstruation. The important clinical signiﬁ—
time.
the
at
appreciated
not
observation
this
of
was
cance
Because of the chronicity of the lesion, open thoracotomy
with possible talc poudrage and excision of any blebs that
examinaroentgenographic
been
on
have
apparent
not
may
tion was recommended.
Right thoracotomy on March 31, 1954, revealed a persistent moderate pneumothorax on the right side. Careful
examination of all lobes of the right lung revealed no evidence of blebs. Testing of the lung with positive pressure,
while saline solution was dripped over the surface, disclosed
no points of air-leak. The lung parenchyma grossly presented a normal appearance and consistency. The most re—
markable ﬁnding involved the right diaphragm. Near the
point of emergence of the inferior vena cava and extending
radially and laterally in the central portion of the right leaf
of the diaphragm was a circumscribed, oval-shaped area of
attenuation which measured 4 by 3 cm. in diameter. Numersurface.
this
modulations
on
apparent
were
purplish-red
ous
In the central portion of the diseased area in the diaphragm

Photomicrograph of excised lesion, showing, endometrial
stroma and glands extending through ﬁbromuscular structure of diaphragm.
implant of endometrial nodules on the intrathoracic surface
of the diaphragm. Microscopic examination of the surgical
specimen showed extensive involvement of the ﬁbromuscular
stroma of the diaphragm by nests of endometrial stroma and
glands (see ﬁgure). The single nodule on the supradiaphragmatic surface was composed of endometrial tissue.
The postoperative course of the patient was entirely uneventful, and she was discharged from the hospital on her
ninth postoperative day, being afebrile and ambulant, and
with her right lung completely expanded.
Because of pain in the pelvis and dysmenorrhea, the patient was seen by a gynecologic consultant. Bimanual exam-

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                <text>Consciousness studies (notes), 1956-1958</text>
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                <text>mfp-03-01-002-5-005</text>
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                <text>1956-1958</text>
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              <elementText elementTextId="67388">
                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
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                <text>&lt;a href="http://id.loc.gov/authorities/subjects/sh85113021"&gt;Research Files&lt;/a&gt; and Unpublished Works -- Hillside Hospital, Glen Oaks, NY, 1953-1965</text>
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                    <text>ZJ’W
4r

9,

I;

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[E Wsﬁ%w‘&gt;

In a series of investigations of the role of neurophysiologic factors

in the changes in behavior induced by convulsive therapy,

that an alteration in brain function
prerequisite, for behavioral

it was

concluded

necessary, though not a sufficient

was a

change and "improvement"

(

).

Changes

in brain

function were measured by a variety of indices, of which alteration in the
waking

was

EEG

induces a

the most satisfactory

shift in the

EEG

(

). convulsive therapy consistently

Spectrum to slower frequencies, with the development

of runs and bursts of high voltage delta

activity.

m

frequencyI? per-cent ‘

The degree and

rate of development

frequ However, there is'uide variability in the
I‘

A

voltageandr‘degree
,t/
~e£-~h2rstr
time
treatment process

[lay

activity

different subjects.

With-equal—numbers—and

developed

’7

at various stages

of delta activity have been related to the age of the subject
of treatment
1

Yet, when

1’

), and

mode

), frequency

of induction (electrical, chemical, photo-chemical).

the
degree of delta
these factors are held constant, variability in

activity is
it”

(

(

of the

still

manifest (. ).

Previous experience has danonstrated that both the behavioral reSponse

Y

and

ratings of improvement to convulsive therapy

a
perceptualm processes as

may be

related to various

"

.

number and type of Rorschach responses (

),

�score on the California F scale
(

,

(

),

and

errors

on figure-ground

tasks

dud.

); and to such sociologic factors as age, education level, place of

fail.‘

W‘
M
treatment

m

to explain the degree of
the

EEG

the

variability, this

W

W“?
their perceptual-psychologic

aﬁﬁability

wt mm “a“

pie-treatment

ofA

W

subjects, Ma

‘

‘

EEG

M“

characteristics

WWWWMWW»
Was“
can—ad.
this
M. It is
the purpose of

j

study

m~--~m
to elate pre-treatment.

SUBJECTS AND METHOD :

W

Gonsecutive patients referred for convulsive therapy in a

voluntary psychiatric hospital were studied.
22

to so with a median of

149

c and

depressive, schizophreniﬁ

The

patients ranged in age from

years; and were diagnosed as suffering from psychotic
cyclothymic reactions.

While the range of conventionally applied diagnostic categories was

ML

5"
broad, the population exhibit} the cannon characteristics.

MAI.

(7414:444aA4;€7

a single ethnic

f“

�OBSERVATIONS:

l.

Quaint.

Variability of Induced-Beita—Activityt

In the patients receiving convulsive treatment and investigated
Mimi
Mm
,
a} 1 M/b/
by the methods outlined, the variability in the

Wed-Wotivity

is considerable.

We

have summarized the observations in

1146

patients in

Table

I0

While

the per-cent of records in the high degree category increases with

successive treatment given at three tines a week, half the population has
Aral“,
a; Z:/£
not achieved..:the’ degree of—éelta activit}; in the third week, and

in the fourth week.
in all subjects.

By

the fourth week, however,

5%

m
‘

y

140%“
is apparent

�TABLE

I

£24 4314/4.
Degree of Inducedﬁsihe Activity With Gonvalsive Therapy
gPerﬁzem of Groug, Name)
Treatment Period

W
~lHts-Aetjjri’ox
Mao—k

##

First
Rx

High Degree

Moderate Degree
Low

None

Degree

#

Week

Second Week ‘l‘hird Week Fourth Week

1-3

h-b

7-9

10-12

‘

14%

28%

he?!

60%

12%

21%

27%

2275

68%

h8%

25%

18%

16%

3%

2%

0%

HH

3/58

�-72.

BA «MM
Relation of Pre-Treatment Rorschach
to

3.4.3

*4

Variabili

”“2"
In the analyses of parable-meat 21:3... Rorschach
7%).

the number of responses andAqualitative aspects

*ann—Iimaw.._ ..

i’movement

Mbﬁuywa/‘iée'
related to the degree of induced tel-ta activity.
Wm—uummuw
z.»_..mM.m.w.w—m:"g:od Me

“mum—.9...

h re were

signiﬁcantly fewer cup-us

t

W

EEG

and color were

WWW

‘nv

mu»

magnum-u “a...“ m.» .own-ru‘m-v-u-m:

”4/. ML.

m mm.mm wulmw‘w.m mm,,.
‘

that

With

gh

"‘

were observed.

WW
We activity

\

manifesting moderate and low degrees of such activity.

degrees of

Be

W
133121911135

m

deem-96")
in patients with highNRgrees of

-.._-----_---_:.§
w
on those
activity t

,

3* - van.” w rv: .-mm—Nw-w,.bv,W M.

In patients

who

were observed)

avid;

taéeported signii‘'ican

significant differences in

Mw‘m.mmq_,m.m-.~=m~

failed to report
44». M ”iv!

movement

WK

ﬂy

fewer

EEG

Low

reactivity

"égher degrees of

7

”WW’ /

,

�...

-_’.. .ymrw—W‘w~——--

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/

W-

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erw w

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z 19*;
III
ff
;
“¢“-'—-h

nqh-II-uylL-"

'51?

A

expressed

y‘TAIB'I-E

------

similar relationship is noted for color responses. Patients

form-color“

in the

Rorschach developed lower degrees of

delta activity with treatment than those
l

or

a

,

greater degrees of
human movement

who

W4.
expressed color, coior-forxnll

.

olor responses.

Combining both

1W
My

who

&amp;

movement and

b color) 4“,

Wobserved in patients
w

who gave

nor form-color reSponses, than in those patients

who

neither

expressed

either or both these responses.
Analyses for number of whole responses (W), per-cent of good form

responses

(F‘s-$5),

significanttx

444%

populago)
and per-cent oi
responses, failed to demonstrate

Sawwuﬂ—v
M
relationships 1; the degree of induced an» activity.

�II

TABLE

Relation of

Number

of Rorschach ReSponses to Induced
wide-«4L

EEG

9*

Mean

Activity

$.13.

Diff.

Number

High Degree

Moderate,

am

Low

Degree

3m

114.2

7.2

20.8

15.0

High Degree

Moderate,

b...

Law

Degree

h.

of Resgonses

6.6

Number

2.9

3J4

5.0

5.].

’0

2.8

4L

SR2

(.01

of Movement Reagonse

2.1

2.3

wE305

gM+Fm+m2

�TABIE

Relation of

Movement and

To

A/

Induced

III
Rorschach
Responses
golor

EEG

M»
Activity

Ht

High Degr_ee

.—

9*

Moderatesz

Degree

h

Sign; .

Human Movement (M)

3?

20

(53%)

18

(147%)

Other Movement (FM-m)

2f

20

(71%)

8

(29%)

I?

16

(814%)

3

(15%)

33

17

(52%)

16

(h8%)

x2==

39

(75%)

13

(25%)

P

93

11

(148%)

12

(52%)

x2= 7.60

25‘

15

(60%)

10

(140%)

p L .05

37

3o

(81%)

7

(19%)

No

-

Movement

Form Color (FC)

Other Color (C,

or

None

Both

mm

Either

M

Neither

M

or

FC

nor

FC

CF

0-0)

52‘-

X2=

p

6.19

4 .05

3.88

4 .05

�.11..

3. Relation of Pro-Treatment Errors
§g§§gglo"1Variabilit
In a previous study

(

)

related to changes in the degree of
on

drug: is scored
bveo

Smx

to

q

errors on the hidden-figures test were
EEG

,1,
$.4va
eel-be activity and positive reaponses

the amobarbital test for cerebral dysfunction

physiologic responses into a

to

on Hidden—Figures Test

%

).

(

Combining the

index, a range of changes from zero

(Table Did)- The larger the pre-treatment error score,

the greater the degree of physiologic change with treatment.

The

triserial

ILL

correlation is +0.3h, significant atA .05 level.

TABLE IV

In a similar analysis of the pre-treatment errors to

/\

the difference just

fails of significance

Relation of Pre-Treatment

1;.

Considering the
Spectrum

made.

An

initial

some

EEG

Pattern to

amongst

EEG

(

Variability.

)

or these

and frequency

the subjects, an analysis of the

of these characteristics and the

study

variabilityﬁlm./

(Table Nb).

variability in modulation, voltage,

in the pro-treatment

relation between

EEG

EEG

patients

EEG

nesponsivity was

whose pre—treatment EEG

�TABLE IV

Relation of Pre-Treatment Errors in Hidden-Figures Test to Physiologic

Variabili 132

(a) Combined

EEG

- Amobarbital Index:

Miologic

Changes

Mean #

Errors

6+

(8)

13.3

3+, u+

(19)

11.2

0

(lb)

7.9

5+

)

,

1+, 2+

~=
p

+0.31;

4.05

34.» Mark

(b)

EEG

Ma Activity
nghﬂai‘ha
No

Highiﬁ:

5.13.

Diff.
3,2,

(31)

11.1;

7,7,

(13)

8.2

4.?

t

p

M, ms.

�.13...

manifested slow wave activity had demonstrated that high degrees of delta

activity appeared earlier
such

activity,
As

was

as per-cent

M
confirming
earlier report} of Kennard and W'illner
1"

Jawwnw
correlated with the degree of induced dean activity,
time/)del-ta- activity.*

MIX;

/

in patients without
(

).

13h;
pre—treatment per-cent time alpha
one approach to the problem,

activity

h

and were sustained longer than

measured

In 44 subjects, a correlation of +0.35)

‘05‘

week (10-12 treatment).
treatment
the
observed
fourth
during
level/was

DISCUSSION :

In these studies, the degreeof induced

EEG

delta activity during convulsive

therapy has beer- related to pre-treatment perceptual and
dwwations

ure,

patterns.

“i

limited
and
are
scope
in
\\ 2'

/

concluszwgarding
I
these\
and
d
bservati
theor
data
with
clini
of
s
th\consistencz

\\

explomtiglng;
,2; 1,7

further
warrants
constructs
"”” ‘"‘
””
"W“
‘

EEG

[While

{a

1m.“

reports the behavioral

patterns of euphoria, hypcmania and denial were shown to

be

consistently inter-

preted by the psychiatric observer or family as "improvement," While somatization,
).Improvement
"unimproved,"(
and
in
excitement
rated
were
as
paranoia
panic,

convulsive therapy has been related to such lire-treatment variables as high

*

Previously demonstrated as a correlation of +0.81; with degree of delta activity

(

).

�scores on

denial personality indices

anal-eerie the California

F

scale

)t
,

(

W
M

); absence of

(

cam-W
color,

human movement,

form-color responses, low number of responses, or high number of whole and

tests

good form responses on Rorschach

and

foreign birth

(

most highly esteemed,

educational

(

)

).

Thus,

(

); and low educational attainment

in an environment

where

verbal therapy is

patients least like the therapist in social

Mattributes

W

are referred for somatic

(or non-verbal) therapy. Under the conditions of induced altered brain

WM

function, those subjects with least ability

Wm
hypomania,

'\

WW
‘

"

,

she

I;

reapond with non-verbal behavioral mode; of euphoria,

denial, displacement

and minimization, and are

rated as

M

"W

”

"“76"“!

while Subjects with greater perceptual and linguistic discrimination respond
with the more verbal patterns of paranoid, panic, somatization and anxiety,
and are

I/

rated unimproved.

II

In the observations reported here, the pre-treatment perceptual

also related to the degree of physiologic response.
4

discrimmtion and verbal discrﬁptive ability
degree of induced

gum»

The

greater the

mode

is

M“!

on the Rorschach, the lower the

delta activity; the fewer the

Rorschach responses, the

less

.,

�.15discriminating and the less the ability to separate figure from ground,

W

the greater the physiologic responsivity to induced convulsions.

difficult to formulate

a causal relationship fer—the—eepeetc—e£

It is
clinical

behavior,(both pre and post-treatment) perceptual patterns and physiologic
response. But

M

M

behaviors

it

’L“’Z°
is operationally meaningful to interpret these various

W

of the subject

tainteraction with the

environment,

with each measure of behavior representing an abstract or sample of subjectexaminer relationship.

In this framework the problem of the relationdhip

between personality and physiologic measures

is transformed

"whether" to one of "how" and ”under What ccnditions."

from one or

In these series—aﬂ-

subjects, heightened perceptual discrimination appears related to low degrees

My»
W25
MW
Wluf
/
of alpha activity in routine, suite recording and decreased
delta-activity-

f06ﬂ””‘$

responssnity to convulsive therapy. In clinical behavior sudn subjects are
prone to

A

tutu: introspection, anxiety and ideastional disturbances;

and show

poor improvement ratings to convulsive therapy.
These observations are
and

EEG

consistent with previous studies relating personality

a5pects by Kennard, Ulett and Shagass. Kennard and Schwartzman

related resting

EEG

spectra of

low alpha index

(

to schizophrenic personality,

)

�~16-

psychotics ,

non-mm,

while high alpha index to

Ulett

gt_ a_l_. (

)

psychopaths and young individuals.

indicated anxiety prone7ness was ﬂying: correlated with

v

M
poor alpha activity, slow and fast activity in the resting record, and poor
response to photic stimulation

the sedation threshold
amplitude of beta
(

),

),

(

activity

and with poor

in the alpha range. In Shagass' studies of

low

was

responsivity to barbiturate as measured by

positively correlated with anxiety

clinical response to convulsive therapy

(

'

).

and

tension

Thus,

behavioral reaponsivity and interaction, reflected in personalitytheoay
ltheenyand

psychiatric nosology
by

EEG

may be

m

related to neurophysiologic reactivity as reflected

patterns, within the limits of the sensitivity of our measurements or

methods of experimentally

altering (activating) both behavior

Inherent in neurophysiologic responsivity are

all

and EG.

the aspects of the

internal milieu, as reflected in individual differences in biochemistry, and
in the pre-treatment
continuum as

EEG

record characteristics; the individual environment

reflected in perception, motor patterns, mood’ and verbalization;

but also the sociologic aspects of the individual's experience. In the series

of patients studied here, an ardysis of educational level with degree of
.

responsivity demonstrated a

I.‘

24.,q me $45 a:
D

.

3

EEG

V]

(

- p&lt; .02) relationvship. Subjects

�years of formal education had a lower percentage of high
6&amp;b’tgd7’a"
56w!
degree records than subjects with less than eight years or education.
\

with nine or

m

more

/CONCLUSI ON:
The

variability in the

degree of induced

5am)

mm

deb: activity manifest

during

convulsive therapy has been related to technical factors of the treatment.
Yet, when these are held constant,

(regs-365%;
' '
y has
studies,

been

patterns. Patients with fewer

variability is

still

manifest. In these

related to pretreatment perceptual

and EG

number of responses, fewer movement responses,

and absence of human movement, color and form-color responses on the Rorschach;

greater errors

on figure-ground discrimination

alpha activity

026m) 00'“ '
had higher degrees or induced eel-te- activity.

Physiologic reactivity,

measured

in

EEG

tasks; and higher per-cent time

interpersonabv
patterns;

behavior, manifest personality measures and d scriptions of clinical or

m
different
verbal behavior
aspects of the interaction of subjects
If
environment.

In mks framework,

EEG

and

and

personality variables are related

within the limits of the sensitivity of the measures used'

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�DIBOUSBIOII

In theee etudiee, the degree of induced

EEG

delta eetivity

during cenvuleive therapy hee been releted to pre-treeteeut

pereeptuel end

380

petterne. In eerlier reperte the

behevierel patterns at euphoria, hype-enie end deniel were
eheen he be

ceneietently interpreted by the peyehietrie

tenily
eheerver e!

ee

'ieprevenent', while eenetieetion,

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). leprevenent in eenvuleive therepy

hee been

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) end

an

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or been: eeveeent, color, toreoeolor

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for: reepeneee

on

lerecheeh teete

)3 end

(

lee edecetienel etteineent end tereign birth

(

).

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eetee-ed, petiente 1eeet like the therapist in eoeiel end
edncetienel

(

)

ettrihutee are referred for eeeetie

(er nonuverbel) therepy. Under the aenditiene of induced

�altered hrein reaction, thoee eanecte with leeet diearieineo
ve

tiee ehility reepend with

non—verbal hehevierel Iedee

o:

enphorie, hype-enie, deniel, diepleceeent end linieieetien,
end ere

reted ee 'eueh improved”, while enhjecte with

greeter peroepteel end linguietie dieerininetien reepend
with the mere verhel petterne or pereneid, penic, eoeetiee~

tiou end enxiety, end ere reted 'uniepreved.“
In the ebeervetione reparted here, the prentheeteent

perceptuel node ie elea releted to the degree of physiologic
reeponee. the xreeter the perceptnel diecrieinetion
end verhel

dieeriptive ehility

on

the Boreahech, the lower

the degree of induced elew were activity, the fever the
hereeheeh reepeneee, the ieee dieerieiheting end the 1eee

the

ehiiity to eeperete figure

In: ground,

the greeter

the phyeielosic reepeueivity te induaed aonvuleiene.

It

ie difficult to rereelete e eeeeel reletiehehip between

clinical hehevior (both pre

end peetetre%teent)

pereeptuel

�pottorno and phyoiologic rooponlo. But

it

in oporotionolly

looningtul to intorprot thou. various tasks to rolotod
behaviors of tho oubjoot in

hit intorootion with tho

onvironnont, with ouch nonsuro or bohovior roprouoating on

obstruct or Io-plo or oubaootuoxoninor rolotiouohip. In
thio tronowork the problon of tho rolotionship botvoon
poroonolity and physiologic noosuroo 1| transfornon tron
on. or 'whothor' to can of 'hov' and 'ondor what conditions."
In than. Jobs-eta, hoizhtouod porooptuol disoriuinotion
dogrooo
of alpha
oppooro rolotod to low

activity in routino,

waking rooordo and docroosod amount: of inducod slowing in

such
bohovior
In
oonvuloivo
clinical
to
thoropy.
coupons.
ond
idootionol
to
anxiety
introopootiou,
oro
subject:
pron.

dioturhouooo: and shot poop inprovolont voting: to oonvnloivo

thoropy.

an...
1/

oboorvotioao oro conoiotont with proviouo studio:

toloting personality

and

EEG

oopooto by Konnord, Ulott and

�shagaae. Kannard and subvertaaan
EEG

(

)

related reating

apectra of low alpha index to aehinophrenic pereouality,

while high alpha index to non-paycbetice, payebopatha and
young

indiviﬂuale. Ulett g§_5;,

anxiety ereneneea
and elow and

wee

(

indicated

)

correlated with peer alpha activity,

feet aetivity in the reating record,

and poor

reapenea to phetie atiaulatien in the alpha range.

abaxaae' atadiee at the aedatien threshold

(

In

), lav

reepenaivity to barbiturate aa aaaaurad by amplitude of
beta activity
teneien

wee

peaitively correlated with anxiety and
),

(

aonvulaire therapy
and

and with peer

clinical reepenee te

). Thee, behavioral reapenaivity

(

interaction, retleeted in personality concepta

psychiatric neaolexy nay

reactivity

ae

tetlected

be
by

and in

related to neurophysiolocio
BEG

patterna, within the liaita

at the aeneitivity at our aeaaureaente er aethoda at
experiaentally altering (activating) both behavior and

mac.

�Ink-rent in nonrophyliologic rcapensivity uro .11 the
tnpccta of tho inturuni

lilicu, a: rotlnotod

in individual

prootrostn§nt
and
336
ditterouccu in biochonistry,
in tho

rtcord entrnotorictiolg the individual onvirounont
continuum

I! rctloetcd in porccption, notor patterns,

need

lad varbdiiaation; but also tho oeeiologio 33poctn of th-

iudividnal'a .xparionec. In the scrioi at pati¢utc otudiud
hnro, an anulyuiu of cduentional lovol with dear-o of

rooponuivity danonatratud a aiguiricuut

(

-

p

EEG

(.02)

relationship. Subjects with nine or sore yunra of tarsal
cducttion had a lover parcentago at high degree slow unto
oleotronruphie rccords than aabjcct- with
yuurn or education.

lot. thin eight

�- 19

.

COICLUSIOII

The

veriebility in the degree of induced aloe

eotivity eeniteet during convuleive therepy
to technieel feature at the treeteent.
held cenetent,

etudiee,

BEG

fit,

were

hee been
when

releted

theee ee

veriehility is still eeniteet. In theee

slowing hee been releted to pretreeteent

pereeptuel end

EEG

petterne. Petieute with fewer

number

of reepeneee, fever reverent reepeneee, end ebeence of
hneen eaveeent, color end
Rorecheohg

greeter errore

for-acoler responses
on

on the

figure-ground diecriniwetiou

teeke; end higher percent tine elphe edtivity hed higher
decreee e: induced elee were

eetivity.

Phyeielegio reeetivity, eeeenred in

EEG

petterne;

interpereenel heherier, eeuireet pereenelity eeeeuree end
deeoriptiene of clinicel or verhel behevier ere different
eepecte er the interectien e: euhjeate end environment.
In thie treeeverk,

EEO

end

pereonelity verieblea ere

releted within the lieite or the eeaeitivity e! the eeeeuree
need.

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�February 21, 1957

Individual Differences in

EEG

Responsivity

Fink, MJD.
to present observations
Nbx

1)

Problem tonight

is

in the laboratory of Ex-

made

perimental Psychiatry at the Hillside Hospital and then try to discuss their

significance.

we have no

the clarification
The problem

explanation but wish to present this material for

it may bring.

is to account for the variability in

EEG

re3ponse to electroshock.

The Observations:
1)

Repeated

EST

induces

EEG

changes. These are of many kinds includ-

ing disorganization of frequency; decrease in beta frequency,
amplitude; increase in delta

%

%

time and amplitude; delta bursts; spike

charges; increased sensitivity to hyperventilation, amobarbital,
There

2)

is

a

direct relation in group data of (a)

with degree of induced

EEG

time and

dis-

-

# of treatments

changes (b) frequency of treatment (c) type of
'

treatment
Note

(gm

or pm).

that our analyses are devoted to

one

aspect of the

EEG

response

- i.e.,

delta.
quantitative measurements

The

and myself and included were

bursts; slowest frequency
3)

%

and

were described here

time delta, highest

1955 by Dr. Kahn

time delta, duration of

highest amplitude of delta.

But analysis of our records, so

classified as high, middle and

demonstrated a definite relation between the
ment"

%

in

EEG

response and the "improve-

in the behavioral\response.

Presented

at the Metropolitan

EEG

low

Society, February 21, 1957.

�In the

first

2h

table
the
was obtained:
following
patients,
%

High Abnormality

1-3

h—o

7-9

10-12

25

80

91

88

Moderately improved (6)

o

16

so

ho

Unimproved (7)

0

0

O

20

(ll)

Much improved

first

we were

struck by this correlation, and, devoted the subsequent year

to demonstrating the significance of this relationship.
our conclusion

- that,

improvement

You may know

of

in electroshock therapy requires the

induction of a state of altered brain fUnction, of which the EEG-delta
index

is

a cardinal sign.

recently,

More

notes that

3

we

at

the part of our table which

of 2h patients had high records within 1-3 treatments, and that

after

10-12 treatments 5

ord!

Why

Let

took a second look

patients

still

had not achieved a single high

rec-

this difference?
me

demonstrate some of our records to show the difference in

EEG

responsivity to electroshock.

It is
first series

all treatments were given in the
in the latest by Medcraft - three

important to note here that
by Reiter instrument; and

times a week.

That extraneous

ulus was eliminated,

all

factors as threshold or suprathreshold stim-

recent treatments have been given at threshold

stimulation, achieved by Dr. Green by repeated

PM

a seizure resulted.
1)
.

High

EEG

2) Moderate
3)

Low EEG

response.
EEG

- Lesnick

response. -

response.

Baum

- Silverwater

in increasing dosage until

�To

what can

we

ascribe the difference in response?

immediately come to mind, and

I will discuss each

one

A

number of

factors

briefly:

(a) .553:

is a factor in this varying responsivity, but not the sigIt is true that some younger patients achieve high EEG abnormal-

Age

nificant one.

ity early; as

first

two

patients over 60; but an analysis of the data of our
electroshock studies, for which I am indebted to Dr. Green, indicates
do some

age to play a small

role.

Analyzing the records of h9 patients, Dr. Green divided the results in-

to those above and below hS; above and below 50 - as significant cut-off points.
There was a tendency

for the older group to

have lower

EEG

ratings in the h-é

period; but by the 7-9 period, the differenCe was gone.
'

(b)

‘

§_egc_:

Clearly not a factor.
(c) Clinical diagnosis:

is difficult to assess. As you know, clinical diagnoses have no independent reliability. They are approximate descriptions of
experience,
clinical states and depend largely‘on the examiner's‘bias,
setting
This factor

[of the examination, purpose,etc; also on the patient's age; and only incident-

ally

on any

operationally defined observable pattern in the patient. For

these reasons, this analysis is deferred.
However, gross
more

inspection

shows

that patients with

low

reactivity

have

often been called schizophrenic and paranoid, than involutional depress-

ives and manic depressive- and that patients with high reactivity have more

often been called involutional depressives and manic depressives than schizophrenia-paranora.
-_-——-————————-———

of treatment:

�-h-

significant factors, and since we are describing the results
of individuals treated in groups in whom these factors were constant, we are
Both are

not going to explain this further than to say that

stances, to convert a low
a high

EEG

it is

possible, in

some

in-

response to three times per week electroshock to

response by going from Reiter to Medcraft; or by going from three

EEG

times per week to five times per week or twice a day. But these factors only
amplify further the variation in response. Egg. DeFede
We

have assumed

abnormality
We

is

have looked

appear

that the development of cerebral changes, of which delta

a prototype,

for

is

the logical outcome of repeated electroshock.

an explanation, therefore, of the

after adequate courses of

It

may be

may reSpond by

failure of delta to

shock.

that not all patients respond to brain trauma by delta, but

other changes (as increased beta voltages and frequency; or

increased disorganization; or increased responsivity to hyperventilation).
Regardless of the construction, a difference in responsivity exists, and

is

manifested in our series.
we have

The

factors

conceptualized the problem as one of "cerebral reactixdty."

we have

already outlined are important in such reactivity, as

have described, but we believe

that

more

is involved.

Out

studies are

we

new

in

the progress along the following lines:
1)

222 Factor

of Personality: In the course of our study of factors

which bare on the type of behavioral response

euphoria, paranoia, withdrawal

define personality

-),

we

to electroshock

(i.e., denial,

undertook a study of personality. To

is extremely difficult.

But Dr. Kahn

in our laboratory

has done so by the use of a variety of indices. The Rorschach; an interview

with relatives designed to

elicit

premorbid behavior, eSpecially denial;

figure-ground perception; tachistoscopic recognition of words, 32g.

�To

our surprise, significant correlations between the degree of delta

abnormality and two Rorschach factors

I

score were achieved.
63

and the

patients,

EEG

have

listed the table of

in the h-6

score reflects a low or middle

The

IS

as well as the denial interview
M &amp; C

initial
in
scores
our

responsivity.

The EEG's were done

CHART

(M &amp; C)

EEG

and 7-9 treatment

period.

The

negative

response; the plus, a high reSponse.

THEN REFERRED TO

significance of this chart is in the "apparent" diverse

phenomena

that it purports to relate. If borne out by future observations, it states,
that patients who'have no movement responses and either no color or color-form
responses have hh% chance of high EEG delta reSponse in the 2nd and 3rd week
of treatment; while patients with Form-color reSponses have only a

for

such a

16%

chance

result.

it be

that one's perception of the world is directly related to
one's cerebral respOnsivity? Or, do the conditions which permit delta to
appear, that is, those that require an ability to withdraw and assume a passive
Could

ree
Ostow
described
attitude as
by
for alpha index, also midify the patient's
sponse to the Rorschach?
we have become

increasingly interested in this problem of passive

choose to describe

attit-

it -

in the problem of "vigilance" - "alertness.“
In our laboratory, Drs. Pollack and Kahn are engaged in developing psychophysical

ude, or, as

we

measures of such "vigilanceg" while

we

have become increasingly aware of the

influence of the observer's activity on the ongoing
2)

A

second

factor

which

EEG.

interests us with regard to the

problem of

in-

dividual responsivity is the concept of physiologic reactivity. Electroshock

�EEG

(17)

ResRonsiviﬁz to

ECT

or

R

(58)

GM

00

2

OM

czyc

h (33)

h (33)

7

M

CE/C

3 (30)

u (no)

M

00

1 (25)

2 (50)

OM

M

m

FC

5%

level of conf.

S

(71)

9

(50)

h (22)

12

10

�is

a way of inducing certain diffuse chemical changes in the nervous system.

So

is metrazol - barbiturate -

activation technics

it

is

show

- hyperventilation.
significant variation in responsivity.
hypoglycemia

Each of these

For example,

that hyperventilation induced delta readily in some patients - eSpecially children - but in others, no such response is noted. Dr.
commonly known

Green of our

laboratory has hypothesized, and is

now

studying, the possibility

that a degree of physiologic responsivity - which is measurable - is an inherent characteristic'of organisms. To this end, he is carrying out pretreatment activation records in all our subjects; as well as measuring their threshold for

in

EEG

depend.

electrically induced convulsions.
I am confident that there are other "factors"

on which

responsivity to electroshock - and perhaps to

all activation -

we

the variation
may

the
ones described, namely personality, vigilance,
are excited by

and physiologic

responsivity.

tonight, not the common characteristic of the EEG
response to activation, but the individual variability and the factors on
we have emphasized

which

this depends.

'We

have

tried to exemplify our problem

by our data of

the variation in delta response to electroshock. Further study of each act-

ivation technic to relate the role of personality, vigilance and physiologic
reactivity to the variation in EEG responsivity.

�-3and
middle
(lower
socio-economic
upper lower
(Jewish)!
'

j
,

~

first

The

generation, group.
and

_

ideation‘

mood

, responses.

W;
in the first hospitalisation,
of Psychiatric
.

psychiatric

bellman”

«read-tune

class), immigrant

and

were

'

patterns we

114'

W.
They use voluntaﬂeﬁon‘ar predominantly
1,

with a short period (few months to few years)

illnesjzlectroconvulsive treatment

was administered

three

«W “M'-

_

times a week using

1hr

%
WM
mthods.

rﬂ
L3 r

.

suprathreshold unidirectional or alternating current

A“n*”"t ”WA

a

Jayne/1nd“!

11’

ﬂat

man

!0

ti

3.:

Wig Ml’" {M-dtun

ﬂit/“23‘

Within a week prior to treatment subjects were tested with Rorschach
and figure-ground discrimination

for presence or absence of

j
,x’”‘\_,
[I 2

responses
and

total

(H +

EM+

tasks.

The Rorschach

human movement

protocol was scored

responses (M),

total

m), type and number of color responses (0,

movement
CF

and F0)

In the figure-ground discrimination task, a,
()
modification of Gottschaldt's hidden figures, the subject

number of responses (R).

L

niacin-mam
is presented with
and below

it

a page containing two forms

a cmnplex figure

in which the

-

a simple geometric figure,

simple figure is embedded.

The

task is to outline the embedded figure in the complex figure.

I'

”A4€

"-

ad‘

Electroencephalograms were obtained prior to treatment, andweekly“
on a day following a

Mamie,

treatment. Patients whose pre-treatment records contained

�measurable delta activity were excluded from the study.
slow wave

activity

frequencies of
and

7

W
MW

was measured

04,

wave

actiﬁty,

Based on these

activity in the record.

of induced

by determining the per-cent time of

and—less
three
selected
in
cps,

highest amplitude of slow

The amount

and

leads; the slavest frequency

/

longest duration of burst

indices, records were classified as

pan/40M

"low,"

"moderate" or "high" degree delta-

W

previously described

of high degreesdeébba

(

activity, according to criteria

). In the observations reported here, the

activity in the

second and

third

development

weeks of treatment

treatment intervals) was used in the tabulation. Patients

who

M.

(We,

developed high

WWactivity during either or both these periods were classed in

3 of
delta
degree

the high degree group.

Those whose records did not demonstrate

activity in either ,week

were classed

in the moderate-low class.

7-9

tt%gree or"

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WI?

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mammmuormmmummmwm

"mu

alum,

that

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(W m).

In

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rmwmmwmmmmmtm mm,“

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mﬂWNudl. MMM3M( )orthmputmtlm

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in

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such
with“
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mm

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�</text>
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                    <text>therapy,

we

hue

ahead-red

at

individul

wide

response. Subjects duomtrete sue

to

equivalent number: or induced

veriebﬂjkgy 1n

digress of

minim.

EEG

the

EEG

delta ee’dvity

In the observations

observed
the
to
teeters
of
to be reported, the reletien webologic

variability is amend.

mam Ed

Hethod:

referred
patients
consecutive
heapi’oelized
malty-dive

slammed.“

M

with
wire
tested
Subjects
studied.
therapy were
‘
im’TA‘MVvV «Ov1

M

W

the

tor

Bottleneck end ~

~

within a

week

prior to treatment. ﬂeetreemphllo—

wmdompriortotreemnt,endetweek1yintemledunng
treatment.

The

records were

wt!

for the degree of induced

deeoribed&lt;
previously
indieee
£5}
activity using quentitetive
Bad; petienh wee

or

imml’bbq

Medea-eff.

5?

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using
week,
times
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three
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instruments.

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f‘ru’f

a?)

�heults:
1. Subjects with
1!

and

FC

human

moment (H), fem-color

Rorschach responses showed

induced delta

(PC)

signiﬁcantly lesser

activity than subjects

who had no such

or bath

amounts of

responses.

2. Subjects with fewer Rorschach responses (R) and fewer

total moment (Home) teaponses
of delta activity.

m
3.

.

The

..

higher the

malted

simificantly greater degmee

Wmmt

«L
test, the greater the

«rot-beers

on the

degree of induced delta activity.

gnawing:

These studies describe a consistent

tram

perceptual responses and

041v

w

relationship between

pre—

obeemd degree of phtsiologic

alteration following repeated induced cerebral trams.

While

factors

of current, skull resistance, inherent responsivity of brain, 239.
may

affect the manifest physiologic alteration,

that the subject's usual

test eeores) affect the
the

EEG

nodes of adaptation

(reflected in his pemptnal

physiologic response to

cannot be viewed as

it is also probable
tram.

In this context,

in isolated physiologic index but is seen

�Conclusion:

Individual differences in the ma activity are related to
have
Insurer
as
latter
the”
differences in perceptual petteme.

been shown to

reflect pereomlity differencee,

we would

the individual'e node of adaptation ('persomliW')

ﬂ“

Wﬁest chengef mtg; Physiologic

‘76
5359::

(me).

suggest thet

Wed—be

We

EFFE‘ ’1
\

would conclude

that those aspects of experience and edaptetion that effect perceptual
trauma.
me
the
to
at
affect
also
responsivity
tests

�It't'f7

7-..“.

Psychologic Factors in

EEG

Reactivity to Induced

Cerebral Dysfunction
In the course of an investigation of the role of alteration in

cerebral function in the changes in behavior induced by convulsive
therapy,

we

have observed a wide

individual variability in the

wide
denonstrate
degrees of
Subjects
response.

EEG

EEG

delta activity

to equivalent numbers of induced convu1310ns. In the observations
to

be

reported, the relation of pSychologic factors to the Observed

variability is assessed.
Subjects and Method:

Eightyafive consecutive hospitalized patients referred for
electroconvulsive therapy were studied. Subjects wire tested with

the Rorschach and the Gottschaldt embedded figure
Sinai Modification) within a

week

test (Battersby

—

prior to treatment. Electroencephaloat weekly intervals during

grams were done

prior to treatment,

treatment.

records were measured for the degree of induced delta

The

and

activity using quantitative indices previously described.
Each

patient

was

treated three times a

or Medcraft instruments.

week, using

either Reiter

�Results:

1. Subjects with
H

and

FC

human movement (M),

Rorschach responses showed

induced delta

form-color (F0) or both

significantly lesser

activity than subjects

who

amounts of

had no such responses.

2. Subjects with fewer Rorschach responses (R) and fewer

total

movement

(MWFM+m)

responses

Showed

significantly greater degrees

of delta activity.

3.

The

higher the nambeehefepre-treatment error.score on the

Gottschaldt test, the greater the degree of induced delta activity.
Discussion:
These studies describe a consistent

relationship between pre-

trauma perceptual responses and the observed degree of phisiologic

alteration folloWing repeated induced cerebral trauma.

While

of current, skull resistance, inherent responsivity of brain,
may

affect the manifest physiologic alteration,

that the subject's usual

modes

EEG

etc.

also probable

of adaptation (reflected in his perceptual

test scores) affect the physiologic
the

it is

factors

reSponse to trauma.

In this context,

cannot be viewed as an isolated physiologic index but

is seen

�activity
interpersonal
in
the
setting
by
influenced
as one that is
of the

test situation.

Conclusion:

to
related
are
EEezeactivity
the
Individual differences in
have
these
latter
as
Insofar
differences in perceptual patterns.
been shown

to reflect personality differences,

the individual's

mode

we would

of adaptation ("perSOnality") is related to

(EEG).
index
the
physiologic
in
manifest changes

that

those aspects of experience and adaptation

tests

suggest that

also affect responsivity of the

EEG

‘We

would conclude

that affect perceptual

to trauma.

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                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
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                    <text>Role of EEG Frequency

Shift in Behavioral Effects of

Drugs

mmmm.*
During the past few years

we

have been

interested in the interrelation-

ship of changes in various measures of brain function and the behavioral
response of psychiatric patients to somatic therapies.
were devoted

Our

initial

studies

to the changes in tactile perceptual tasks in patients with

organic psychoses. This study, carried out at Bellevue Psychiatric Hospital,
demonstrated that patients with active organic psychotic reactions made

repeated errors in the simple task of reporting two simultaneously applied
cutaneous stimuli.

The

persistence of such‘errors

was

interpreted as an

index to the presence of an "organic mental syndrome."

In the

initial studies at Hillside

Heepital in 1952, the

same

patterns of errors were observed in patients receiving convulsive therapy.
we then became interested in the role of altered brain function in the
"improvement" induced by convulsive therapy.
we

In our

first

group of

patients

followed consecutive electroshock referrals with weekly measures of

changes

in brain function

of brain function:

and

memory

clinical interviews.

tests,

simultaneous

we

used four indices

tactile tests, the amobarbital

test for organic brain disease described by Weinstein and Kahn, and the
degree of induced delta activity in the EEG. It was soon apparent that
neither the memory scales nor the tactile tests were sufficiently sensitive
indicators of alteration in brain function to be satisfactory for our
purposes. The amobarbital

test,

however, was a

sensitive indicator. In

this test, the subject is asked a series of questions regarding his illness
the Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks,
Island, N.Y.
Read at the Section of Neurology and Psychiatry, Queens County Medical
Society, June 3, 1958.

Frcm
Long

‘

�.2and

orientation for place, date, time

and

person. Following the

administration of intravenous amobarbital until the patient has nystagmns,
the questions are repeated. Errors of confabulation and disorientation

are scored as "positive" tests, and have been found almost exclusively in
subjects with active cerebral dysfunction. In the patients in the
electroshock series, a significant relationship was observed between
changes

in this test and impmvement ratings in convulsive therapy.

Amobarbitﬂ Test
EST

-

Improvement

#1

“----‘--- u..---.--—----—--——-we

in the

also measured the changes in
EEG.

ﬁne degree

of induced delta activity

Examination of a series of preliminary records, as well as

the description in the literature, demonstrated the early development and
‘persistence of Slow wave activity in the

EEG

during convulsive therapy.

this preliminary information, we obtained weekly records during and
‘We measured
of
treatment.
a
after course
specified leads for the per-cent
time delta, the slowest frequency, highest voltage of delta and the duration

With

of burst activity. Using these quantitative indices
180 records

activity.

in
The

we

ranked the

initial

patients according to the extent of the induced delta
upper third were classed as ”high degree delta records,"

2h

the middle third as "middle or'moderate degree delta" and the lowest third
as "low degree delta

activity."

High, Middle and

Low

Delta

-

EST

#1

�.3 When we

related the development of high degree delta activity to

improvement

rating, a signiﬁicant relationship
Fig.
EEE

was

again demonstrated.

5

Delta - Improvement -

EST

#1

---—-—------ -—------ yo--— --—‘-..- ~-

In subsequent months

development of high degrees of

third

to

EEG

delta activity during the second and

ratings. In the next table,
these observations in the next Sh patients.

weeks of treatment

have summarized

a predictive study, relating the

we embarked on

improvement

F1

.

we

6

Table: Patients High Delta 2nd, 3rd weeks of Treatment
EST

2’ 3’

’4

-_------- ----—----‘u-n-—---------_-----m-‘-----—----By

this time

we

believed that

EEG

delta activity

was

related to the

behavioral changes in convulsive therapy, and

its significance

in a control convulsive-subconvulsive study.

Of

was

tested

consecutive convulsive

therapy referrals, randomly selected patients were subjected to a course
of subconvulsive therapy instead of the convulsive therapy. This

to the patients or their therapists. 0f the

substitution

was unknown

subjects

received convulsive therapy in this series, high degree delta

who

activity records

were observed

in

of treatment. Of the 27 Subjects

3h during the second
who

to the fourth

h?

weeks

received subconvulsive therapy,

however, none demonstrated either-high or middle degree

delta activity

�.u.
EEG
.

records during any week of treatment. In concurrent behavioral

evaluations,

of the h? subjects in the convulsive group

h2

behavioral change, while only
showed such

3

showed marked

of the 27 in the subconvulsive group

a change. In clinical improvement ratings, 2h of h? were

rated "recovered" and

"much improved;" 15

"unimproved or worse."

But

as "improved" and

8

as

of the subconvulsive group,only

3

were

"recovered" and "much improved," 5 as "improved" and

19

rated

as "unimproved

cr'worse."
we were now

convinced

that high degree of

EEG

delta activity reflected

the physiologic changes essential to the behavioral change in convulsive

therapy.

An

alteration in brain function, sufficient

induce considerable

-

and of

the kind to

activity appeared to be the prerequisite,
not sufficient factor - in the convulsive therapy

EEG

a necessary, ﬂaough

slow wave

process. Perhaps a similar relationship was observable in other somatic

therapies?
we

next examined insulin

activity is induced,
hours after gavage.
receiving deep
or prolonged

which
Not

coma

therapy. During each coma,

EEG

delta

usually persists for a few minutes to a few

infrequently - in approximately 1/3 of patients

insulin therapy in our hospital, seizures, aphasia
result. After such events, EEG changes of delta activity

coma

coma

persist for days,
The relation

'

and

in cases of prolonged

between prolonged coma,

coma,

for

weeks and months.

altered brain function and

behavioral response has been discussed by numerous authors. Revitch
reported eight cases and concluded that improvement was related to the
induction of organic brain damage, similar to lobotomy. Yaeger et a1

�-5.
noted a correlation between length of coma, degree of organic confusion,
remission of mental symptoms and degree of
of prolonged coma.

EEG

In reviewing our insulin

abnormality in 12 cases

coma

experiences,

noted

we

that our best clinical results have been observed in prolonged coma cases.
As a result, it has been the intention of our staff to induce such a state.
Persistent
coma

EEG

delta activity has been observed in a small

subjects, and only in those with prolonged

neurologic signs. Thus, in insulin

coma

number of our

or persistent

also, a relation between
delta change and behavioral response is indicated.
Concurrent with these investigations, We had begun clinical

EEG

coma

investigations with the newer tranquilhers. Initial study of Raudixin

in

1953

He were

failed to indicate

any

clinical efficacy.

able to administer large doses - up to 10

With
mgm.

reserpine, however,
At these

levels,

behavioral change become prominent but so also did neurologic complications.
Parkinsonism was readily induced, and seizure induction and increased

clinical depression became prominent. The EEG changes on chronic administration were small. With our doses, desynchronization was apparent, but at
higher dosage hyperSynchrony was also noted.
With chlorpromazine, however, we were more

fortunate.

we had undertaken

a control insulin coma-chlorpromazine study, in'which the experimental
dosage called

for levels sufficient to induce clinical parkinsonism. In

three of the thirty patients grand mal seizures were induced. In

all

patients significant changes were observed in serial EEGs. These consisted
of increased modulation, increase in per-cent time alpha, and in twenty
patients lOW'voltage theta and delta activity.

On

hyperventilation, delta

�burst activity was observed.
In reviewing the experiences of others,

noted numerous reports
of chlorpremazine inducing seizures; exaggerating seizure activity in

epileptics; and activating seizure
available for reserpine.

EEG

we

records. Similar reports are

review of the electroencephalographic effects of various phreno-

A

tropics demonstrated that not all newer agents induced
Meprobamate,

in clinical doses, induces

an increase

in

activity.

slow wave
EEG

fast activity,

with increased voltage and Spindling. The records are most similar to

barbiturate records.
Benactyzine (or suavitil) induced neither slow nor

fast

activity
but desynchronized the record, with flattening of voltages and loss of
wave

whatever rhythmicity was present.

clinical experience we were impressed that chlorprcmazine
and reserpine were the most effective modifiers of psychotic behavior,
with benactyzine and meprobamate as relatively inefficient agents. It
From our

seemed

appropriate therefore to extend the neurophysiologic adaptive

hypothesis of the

it was

mode

of action of convulsive and insulin
EEG

frequencies to the delta range would

active in modifying psychotic behavior; while those that induce a

shift to the beta range, or
As a

corollary

it was

desynchronize the record would be less effective.

suggested that agents that induce no change in brain

function or changes so small as not to be reflected in serial
have

therapies;

suggested therefore, that agents that induce a change in brain

function reflected by a shift in
be most

coma

little

EEGs

would

behavioral effect. Thus, a classification of newer phrenotropic

�-7drugs based on

their

EEG

effects

was suggested:

(3) Increased slow wave activity with hypersynchrony
(b) Desynchronization with voltage and frequency irregularity,
.and
(0)

irregular theta

Increased high voltage

fast activity

In reviewing the available literature reports of promazine and perphenazine
would indicate

delta range.

that these agents induce a shift in the
Mepazine has minimal

EEG

effects,

EEG

spectrum to the

and these are

largely

desynchronization. Information regarding other newer agents was not

available.
we
EEG

have undertaken two studies based on

changes to behavior.

One

is serial

EEG

this hypothesis relating
studies of patients

receiving chronic tranquilizer medication at the hospital.
a study of the

relation

acute administration:

between the

EEG

and

A

now

second

is

the behavioral effects on

the data of our chronic administration studies

are not yet available, but the acute studies have progressed sufficiently
to danonstrate the applicability of the hypothesis.
Fbllowing the observations by Denber

derivatives, diethazine,

elicit
some
EEG

when

that

one of

the phenothiazine

administered with chlorpromazine, would

activity similar to convulsive therapy, we undertook
explorations of this compound. In the EEG laboratory with continuous
31 w wave

recording, varying amounts of diethazine from 100 to 250 mg. were

administered intravenously over a 10 minute period in psychiatric patients

at various stages of the convulsive therapy process. Instead of hyperynchrony, patients who were pretreatment and without EEG delta activity,
demonstrated significant desynchronization of the record.

�-8Fig. 7,
EEG

- Diethazine - Pretreatment

interesting, however,

Most

8

was

the effect of diethasine in patients with

increased slow wave activity during convulsive therapy. Here, too,
desynchronization became manifest, and there was a decrease in the voltage
and per-cent time

of the induced delta activity.

EEG

- Diethazine - Delta Activity

effects, we observed distinctive
behavioral changes. Patients became more irritable and restless; they
Concurrent with these

complained of sensations of

extremities. In

some,

EEG

unreality,

visual illusory

and of dysesthesias of the
phenomena and

delusional thoughts

their illness, the setting of the test procedures or our identity.
There were changes in their language patterns opposite to that previously

about

described for amobarbital, so that denial, minimization, cliches, third
person

mode and

past tense were less prominent.

The

duration of these

behavioral and language changes was from one to five hours.
changes were of similar duration

administration and disappearing

The EEG

- appearing during the period of

when

drug

the behavior had apparently reverted

to the pretreatment state.
The

ability of diethazine to

activity led to

an evaluation of

induce

other

illusory

known

and

hallucinatory

hallucinogens. In checking

�-9the literature

we

noted

that

that mescaline reversed the

Denber and Merlis had previously described
EEG

changes induced by electroshock,

in a

fashion identical with diethazine. Pennes had observed hallucinogenic

activity for another experimental compound Win 2299. We obtained some
of this material, and repeated our diethazine studies. Here, too,
Win 2299 induced EEG desynchronization associated with clinical patterns
of restlessness, excitement, hallucinatory and illusory activity.

Fig. 11,
Win 2299

We

repeated these studies with

was a

-

12
EEG

LSD, and

again the same patterns. There

difference in the time constant, but concurrent with the behavioral

effects

we

observed

EEG

changes.

Recalling the ability of benactyzine to desynchronize records,

this

compound

intravenously, and again,

we

observed the same

we

EEG

administered

pattern of

desynchronization, associated with restlessness and excitement. While

not observe the illusory and hallucinatory patterns,
kinds of language changes in these patients that

we

we

did note the

we

did

same

observed with diethazine.

�Fig. 16, 17
Benactyzine

The

chemistry of these compounds

Thus, from each of these agents,

-

EEG

is noted in the next figure:

EEG

desynchronization was induced, and

hallucinogenic or excitatory activity was observed.
we can.now

amplify our

initial

hypothesis to encompass hallucinogens.

like to refer first to conclusions described in
l9Sh by Wikler in a study of the effects of mescaline, n-allylnormorphine
In-this regard, I

and morphine

in

would

man,

in

which he

stated:

"....

regardless of the drug

administered, shifts in the pattern of electroencephalogram in the direction
of desynchronization occurred in association with anxiety, hallucinations,

fantasies, illusions or tremors, and in the direction of synchronbation.with
euphoria, relaxation or drowsiness." ‘We would now generalize our observations
of

EEG

changes and behavior to note

shift to the delta
behavior. Agents that

and

that agents that induce

EEG

synchronization

range are potent agents in the control of psychotic

induce synchronization in the beta range are relaxant,

euphoriant and sedative, while agents that desynohronize the record tend to
be

hallucinogenic.
This hypothesis lends

itself to

a variety of applications.

It provides

a bases for the understanding of the mode of action of various organic

�-11-

therapies in psychiatry.

EEG

analysis

may

also provide a basis for the

assay of new drugs and therapy procedures. Finally, these observations

permit a more rational management of the somatic therapies.

to explore each application in

summary

I would like

fashion.

application of the neurophysiologic adaptive hypothesis - for
that is the rubric under which we subsume the relationship between the
The

in brain function, reflected by the EEG, and the changes in
behavior - to insulin coma therapy has already been described. we have
changes

applied this concept to our studies of phrenotropic agents, and have
been able, both

It is

predictively

and

retrospectively, to assess

new

agents.

possible to understand lobotomy therapy, and sleep therapy,

within this framework.
As

is

for the assay of

drugs, our explorations into hallucinogens

that each of the potent hallucinogens
a biochemical similarity in a common tertiary amine radical connected

one example.

have

new

we

have recently noted

by an ethyl linkage to a large nucleus.
compounds

with this linkage.

One

On

this basis,

we

sought

for

group are known anti-parkinson agents

with anti-cholinergic properties as parsidol, artane, kemadrin, panparnit
and benadryl.

we have

not yet tested these compounds for their

EEG

or

clinical effects. Recently, Pfeiffer reported at the Academy of Neurology
that these compounds, in trained subjects, were identified most with LSD.
In 1956, Gottlieb reported that benadryl desynchronized the

patients, much as we saw this evening.
available in the literature.
shock

EEG

of electro-

Thus, some confinnation

is

�.12With regard to the

third

therapies - this hypothesis

ammﬂication

may

- the

management of somatic

be of considerable help.

In convulsive

therapy and in drug therapies, the patient'who responds in a favorable

fashion is‘no problem. But what of the patients

who

responds poorly,

or not at all? Could the failure of response be related to inadequate
dosage?

In electroshock,

when a

patient manifests paranoid or withdrawal

behavior, or no significant change, an

If

the record

we may assume

fails to

EEG

provides a guide to management.

demonstrate high voltage slow wave

that treatment has been inadequate,

activity, then

and continue the

treatnent course or increase the frequency or alter the convulsant
method.

If

EEG

changes are present, then we would assume

that other

factors - personality, sociologic or interpersonal - are not conducive
to "improvement" by electroshock, and other remedies sought. Similar
applications are possible for phrenotropic agents.
In summary,

we

believe that somatic therapies in psychiatry exert

their effects primarily by altering brain function. Changes in the
EEG Spectrum are one reflection of sudatalteration and are useful as
a guide to the mode of action, effectiveness and application of somatic

therapies.

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i74800

MECHOIYI® CHLORIDE
(METHACHOLINE CHLORIDE
U.S.P., MERCK)
a SHARP

DOHME

MECHOLYL* Chloride produces the same physiologic response as does acetylcholine, which,

when released at nerve endings, produces parasympathetic stimulation. In therapeutic doses,
MECHOLYL slows the heart rate, lowers blood
pressure, constricts the bronchioles, dilates the
peripheral blood vessels, constricts the pupils,
Increases intestinal tone and peristalsis, causes
salivation and ﬂushing, and stimulates the detrusor muscle of the bladder. In general its eﬁects
are the opposite of those produced by epinephrine. Its action is much more prolonged than
that of acetylcholine and it is, moreover, devoid
of the nicotine-like effect of that substance.

METHODS OF
ADMINISTRATION
MECHOLYL Chloride is a potent substance

and careful consideration should be given to
Its dosage and method of administration. For

*MECHOLYL is the registered trade-mark of
MERCK &amp; CO., Inc., for its brand of methacholine.

[i]

stopping an attack of paroxysmal auricular
tachycardia it should be given by subcutaneous
iniection (never by intravenous or intramuscular
injection), and the same method of administration
may be used in treating scleroderma, chronic
ulcers, Raynaud's disease and other vasospastic
states, although in the latter conditions better
and more prolonged eﬁects are obtained when
it is administered by the method of ion transfer
For administration by mouth
(iontophoresis).
the less hygroscopic MECHOLYL Bromide is
supplied in tablet form.

Atropine intravenously immediately terminates
the action of MECHOLYL. A syringe containing
a suitable dose of atropine sulfate [0.6 milligram
(l/iOO grainI] should be available for immediate intravenous iniection if the dose of
MECHOLYL Chloride causes undesirable symp-

MECHOLYL Chloride is supplied in ampuls

Since MECHOLYL constricts the bronchioles

containing 25 milligrams (0.025 gram) of the
powder. Solutions for subcutaneous iniection
are prepared by dissolving the drug in sufﬁcient
sterile distilled water to make it possible to
measure accurately and administer easily the
dosage desired.

WARNING
Injections of MECHOLYL Chloride
should be given subcutaneously only.
lniections should never be given in-

travenously or intramuscularly.
PRECAUTIONS
The patient should

be lying down during the

administration of MECHOLYL Chloride to minimize the effects of lowered blood pressure.

[2]

toms.

Overdosage of MECHOLYL may produce
momentary cardiac arrest. The Trendelenburg
position, to give the cardiac center the beneﬁt
of any circulation present, is sometimes beneﬁcial

in such an emergency.

and may produce an asthmatic attack in those
subiect to this condition, it should be used with
extreme caution, if at all, in cases where there
is a history of asthma or hypersensitivity.
Substernal pain following the administration
of MECHOLYL is said to be rare. However, the
use of this drug in patients subiect to angina
pectoris is not recommended.

USE IN PAROXYSMAL AURICULAR
TACHYCARDIA
One of the most efﬁcacious uses of MECHOLYL
Chloride is in terminating attacks of paroxysmal
auricular tachycardia. It is, however, not effective for prophylaxis or for continued treatment
in cases of frequent recurrence of the arrhythmia.

[3]

�not recommended for the treatment of
auricular fibrillation, auricular ﬂutter, or paroxysmal ventricular tachycardia.

It is

DOSAGE
The initial subcutaneous dose of MECHOLYL

Chloride should be limited to IO milligrams (0.01
gram) to test the patient's tolerance. Careful
preliminary testing of the patient with a small
dose will not nullify the effect of a subsequent
dose, and is advisable if there is any doubt of
the patient's ability to tolerate the drug.

treating paroxysmal auricular tachycardia
in patients under twenty years of age, IO milligrams given subcutaneously usually terminates
an attack. In older patients, 20 to 40 milligrams
may be required; obese patients sometimes
require more.
In

Slow absorption of the drug due to inadequate local circulation may interfere with the

therapeutic response. If the attack is not terminated in two minutes, compression of the vagi,
together with gentle massage at the site of
iniection to promote absorption, is suggested.
Conversely, if absorption is found to be too
rapid, further absorption may be retarded by
applying a tourniquet above the site of iniection.
The eﬁects of MECHOLYL may be terminated
immediately by atropine.

[4]

and larger dose (if that given ﬁrst
fails to interrupt the attack) may be given 20 to
30 minutes later, providing no severe reaction
has occurred following the ﬁrst dose.
Quinidine in moderate doses (not more than
0.2 gram four times a day) usually does not
impair the MECHOLYL effect. Larger doses
tend to inhibit its action, although MECHOLYL
has been known to “break through" the depresr
slon of quinidine.

174800
For oral administration or administration by
the method of ion transfer (iontophoresls)—Ph.

A second

I

Gm. bottles.

10 Gm. bottles.
MECHOLYL BROMIDE (for

oral administration

only) is supplied in
Boxes of 24—200 mg. (0.2 Gm.) tablets
Bottles of 500—200 mg. (0.2 Gm.) tablets

OTHER USES OF
MECHOLYL CHLORIDE
been used (by suba number of other condi-

MECHOLYL Chloride has

cutaneous iniection) in
tions, particularly in certain vasospastic diseases,
such as Raynaud’s disease, in chronic ulcers, and
in scleroderma. If a test dose of IO milligrams
of MECHOLYL Chloride has been well tolerated,
the subsequent dose may be increased cautiously
up to 25 milligrams (0.025 gram). In these
conditions, however, the much more prolonged
eﬁect produced by MECHOLYL Chloride administration by the method of Iontophoresis (ion
transfer) or by the oral administration of
MECHOLYL Bromide Tablets is preferred.
MECHOLYL CHLORIDE is supplied

,snm
DOHME

SHARP 8: DOHME

as follows:

Philadelphia, U. S. A.

For subcutaneous iniection—

DIVISION OF MERCK a: CO. Inc.

Boxes of 6 ampuls each containing 25 mg.

(0.025 Gm.) of the dry powder.
I 5 I

P-

IB-413

[6]

Printed in U.S.A.

�For the Medical Profession
only

‘ANECTINE’®
CHLO RIDE

BRAND

SUCCINYLCHOLINE CHLORIDE

INJECTION
20 mg. in each cc.

Multiple-dose vials of

IO

cc.

(for intravenous use)

; n’l
' ix, use
'v 6’ ‘ "

' e .,'alysis.

While respiratory depression is
usually
a
r
single
dose
of
the
drug,
or
following
’M‘uV-r-mtous administration,
cessamore prolonged respiratory
there
may on occasion be
depresoion
requiring adequate respiratory exgen by the administration
of supplemental or controlled
.

-

-.

.

‘ANECTIN E’ Chloride brand Succinylcholine
Chloride Injection is an ultra-shortactmg skeletal muscle relaxant;
that is, following intravenous injection of small
procedures. The quick
return of spontaneous respiration is a deﬁnite
For more prolonged relaxation
advantage.
‘ANECTINE’
may be given by continuous intravenous drip; tachyphylaxis does
occur and cumulative action is not
seen. The degree of relaxation not be
ordinarily
may
controlled
by
the solution. Upon
stopping the intravenous drip, adjusting the rate of ﬂow of
narily resumes within a minute and
spontaneous respiration ordirecovery is complete within 5 minutes.

CHEMICAL PROPERTIES
Succinylcholine chloride, also
to as diacetylcholine chloride, is
odorless, crystalline substance referred
a white,
which'is
readily
soluble
in
succmic acid bis (ﬂ-dimethyl—aminoe‘thyl)
water. Chemically it is
ester dimethochloride, and its formula
is as follows:
i
'

'

’

Cl
CH2COOCH2CH2iV(CHa)3

CH2COOCH2€H2N(CH3)3
:I'he ester linkage is rapidly
hydrolyzed in alkaline solutions but is
in acrd solutions. In order to
relatively stable
promote
stability, solutions should be
refrigeration. It appears that
succinylcholme is rapidly hydrolyzed kept-under
followmg its

PHARMACOLOGICAL ACTION

‘ANECTINE’ causes muscular
transmission at the myoneural paralysis by producing a blockage of nervous
junction.This action was ﬁrst reported
et al.1 Independent studies
by Bovet
The
at
Wellcome
Research Laboratories have been
conducted on the synthesis2 and
pharmacology“7 of the drug. de Beer and his
associates3-7 have found that doses
as low as 0.05 mg./Kg. given
cats are effective in producing
intravenously to
muscular
relaxation, and that intravenous doses of
0.1 mg./Kg. or more
produce
and complete muscular
characterized by short durationprompt
paralysis which is
of
and
action
extremely rapid recovery. Repeated
injections produce reproducible and
phylaxls nor signiﬁcant cumulative predictable muscular paralysis, neither tachyeffects being seen.
When given by intravenous drip,
a predetermined degree
(scratic
of relaxation in a cat
nerve-gastrocnemius muscle) could be closely
approxrmated by adjusting

�The administration of doses of ‘ANECTINE’ sufﬁcient to produce complete
neuromuscular blockade has not caused any signiﬁcant. ghange in blood pressure
(except for the typical asphyxial pressor response in the absence of adequate
respiration). No,evidence of any histamine-like depressor action has been found,
thus differing from observations with d-tubocurarine. The ECG of the caﬁ was
unchanged during a 2-hour infusion maintaining complete paralysis.
'

‘

‘

Acute toxicity studies in albino mice showed the intravenous L.D.5o to be 0.55
to 0.59 mg./Kg. Complete paralysis resulted, with marked dySpnea and anoxia;
death was apparently due to respiratory failure. Those mice which survived the
initial symptoms exhibited disappearance of anoxia and dyspnea in 2 minutes and
had completely recovered within 30. minutes. Chronic toxicity studies on albino
rats showed that the intraperitoneal injection of -1' mg./Kg. or less, twice daily
over a period of 4 weeks, produced no evidence of toxicity.
important.diﬂ‘erence‘between ‘ANECTINE” and d-tubocurarine is that the
former is not antagonized by anticholineste'rases. On the comrhlti’, 5.14.911 drugs as
physostigmine, lThis
rostigmine (neostigmine) and procaineaapnoli‘asgmthg 5;th 1:8 :11
would support the theory that syuccinylcholine'is hydrogze
succinylcholine.
by cholinesterases and that interference with this enzyme actiOn results in per- -.
sistence of activity of the drug. Edrophonium (Tensilon) also prolongs the action of
succinylchohne.
An-

'

,.

'

CLINICAL INDICATIONSUKNI) DOSAGE

‘

1

Short Duration: ‘ANECTINE'

Chloride brand Succinylcholine Chloride Injection is indicated for the production of muscle relaxation during surgical procedures,
3,9,13il5-17 and in conjunction with electroshock therapy.13,14,16 In view of its
very
short duration of action (usually about 3 minutes following a single intravenous
injection) succinylcholine is ideally suited for procedures ;requiring 'only brief
relaxation, .such as endotracheal intubation, endoscopic examinations, orthopedic
manipulations, short surgicalvprocedures such as tonsillectomies, and electroshock
therapy. As described previously, intravenous administration of the drug produces
relaxation within a minute, which lasts about 3 minutes and is quickly followed by
recovery of spontaneous respiration in those cases where apnea hasoccurred.
Dosage for. Short Procedures: The average dose for’relaxation of short duration
is 20 mg. (1"cc.) ‘ANECTI‘NE’ Injection given intravenously (Foldess)... The
optimum'doSe will vary among individuals and may vary from =10 to 30 mg." for
adults (0.5 to 1.5 cc.). Following administration of doses in this range, relaxation
develops in about 1 minute; maximum muscular paralysis may persist for about 2
minutes, after which recovery rapidly takes place within the next few minutes.
However, very large doses may result in more prolonged apnea. ”-21
Obviously, facilities for supplemental or controlled respiration with ,adequate
exchangeoi oXygen should be available at all times. In order. to'avoid carbon
dioxide accumulation and hypoxia, supplemental or controlled respirationgshould
b? provided during respiratory depression without waiting for the development
0 apnea..
,

Prolonged Relaxation: Although ‘ANECTINE’

isfshort—acting, prolonged relaxation may be obtained by repeated injections or, preferably, by maintaininga
continuous intravenous drip.8,3o By adjusting. the rate of ﬂow, the desired
degree of relaxation may be obtained and maint‘air‘ie'd‘, and the degree of relaxation
can be changed within 30 seconds by changing the rate of ﬂow. Upon stopping the
ﬂow of the intravenous drip solution, relaxation. quickly disappears. In those
cases where respiration has been depressed it usually returns to normal_within a.
few minutes upon stopping the intravenous drip,
V.

Dosage for Long Procedures: The-'aVerage dose for continuous intravenous infui‘

sion is 2.5 mg. per minute for adult patients. For convenience'in preparingsolutions
for intravenous drip there are available ‘Anectine’ Chloride Solution, 50 mg.
per cc.,
10 cc. ampuls and 100 mg. per cc., 10 cc. ampuls. The, contents of one 500
in
mg.
10 cc. ampul may be added to SOD-ecstetileiisotonic saline solution to
an
prepare
(1
0.1%
mg. per cc.) ‘Anectine’ Chloride Solution; the contents of one 1 Gm. in
’0 cc. ainpul‘maybe added to 1,000
cc. to prepare an 0.1% ‘Anectine" Chloride
Solution. This concentration is suitable for continuous intravenous infusion, See
literature accompanying ‘A‘u‘ectine' Chloride Solution,’5_0fn‘1g./cc., 10 cc. ampuls, and
100 mg:‘]cc.,«10 c‘c‘. animals for details regarding use of'r'this‘product for obtaining
' '
r‘elaxatiOn.
Solutions
for
prolonged
intravenous drip jay also be‘ prepared. for a
dilution of‘An‘e’ctine’ Injection, 20 mg./cc. in appioprrate proportions.
‘

NOTE: Succinylcholine is rapidly hydrolyzed by alkaline'solutions and therefore
loses potency rapidly. it mixed with thiopental sodium (pentot‘hal sddium). Such
mixtures, if used at all, must be used within a few minutes ofvprepatationq however,
separate injection of ‘ANECTINE’ is preferable. Succinylcholine chloride is quite
stable when storedqunder refrigeration. 0n long standing at room temperature
potency gradually decreases; however; solutions may be kept as long as 3 months
at room, temperature without signiﬁcant loss of potency as determined by
biological assay.
,

,

'

!~-

‘

�.m

.

.

CONTRAINDICATIONS AND PRECAUTIONS

The drug should be used only by those skilled in‘ the administration of
sppplemental *oecontrolled. respiration and facilities for this procedure, including
adequate respiratory exchange with oxygen, should always be immediately
..
available. “'V
'

'ANECTINE’lis not an anesthetic agent and should not be regarded as a substitute for anesthesia; 'its‘Ause“ does not take the place of givmg an adequate
amount of anesthetic agent.
Some anesthesiologists believe that rapid injection is responsible for the muscular
twitching that is seen just prior to relaxation. These fascrculations may be due to
the‘rate’of injection of the drug, and may be minimized or avoided ‘by giving the
injection more slowly/,8,”8
While respiratory depression is usually of very short duration following a 'single
dose of the drug, d" following cessation of continuous intravenous administration,
‘LiiCl‘C may‘e..-.§ribcc{i.iongespeaially with excessive
doses, more prolonged respiratory
depression 1.9-2]- requiririg controlled respiration and the administration of oxygen.

The duration of the effect of ‘ANECTINE’ may depend on plasma-cholinesterase
activity.94,2°,27 Patients’with severe'liver disease, severe anemia, severe malnutrition, and possibly those suffering from' polyphosphate insecticide poisoning may
have a decreased plasma-cholinesterase activity which may intensify and prolong
the action of ‘ANECTINE’, especially if large'doses are used.23,29 In such cases,
in addition to the usual measures of controlled respiration and administration of
oxygen, it may be desirable to administer plasma or whole blood for the purpose of
restoring cholinesterase activity,”
Neostigmine and other anticholine’sterases, as well as edrophonium (Tensilon),
do not antagonize the action ,of~‘ANECTINE’, but on the
prolong its
contrary
eﬁ'ect. They are therefore contraindicated as antidotes for ‘ANECTINE’.
Intravenous injections of proCaiiie likewise may prolong and intensify the action
of ‘ANECTINE’.

There is evidence that intraocular pressure is increased slightly following injection of ‘Anectineflﬂ “This effect is seen immediately after the injection and
during the fasciculatory phase; it' subsides as complete paralysis supervenes; it
appears to be the result of brief contraction of the extraocular muscles. This
suggests that ‘Anectine’ should ’be usedl‘with caution, if at all, in intraocular
surgery. The opinion is expressed that the effect is probably not sufﬁcient to contraindicate the drug in general, surgery or electroshock therapy for patients with
"'
glaucoma.
‘

r‘

.- .KBIBIZIOGRAPHY
1.

2.

Bovet, D., Bovet—Nittl, F., Guarino, 3., Longo, V.G., and Marotta, M.: Pharmacodynamical
property of certain derivatives of suc’cin'ylcholine with curate-like action: esters of trialkylethanolamine of dicarboxylie aliphatic acids. Rendieonti Istituto Superiore di Sanita 12:106, 1949.
Phillips, A.P.: Synthetic curate substitutes from aliphatic dicarboxylic acid aminoethyl esters.
J. Am. Chem. Soc. 71:3264, 1949.
Castillo, J.C., and de Beer, E.J.: Poteii‘tiationbl' curarizing action of diacetylcholine (succin lcholine) by aliphatic dicarboxylic acid aminoethyl amides. Federation Proceedings 9:262, 19 0.
Castillo, J.C. and de Beer, E.J.:_The neuromuscular blocking action of succinylcholine (diacetylcholine). J. Pharmacol. 6: Exper. Therap. 99:458, 1950;
de Beer, E.J., Castillo, J.C.,1.Phillips, A.P.,3Fanelli, R.V., Wnuck, A.L., and Norton, S.: Synthetic
drugs inﬂuencing neuromuscular activity. Ann. New York Acad. Sci. 541362, 1951.
Wnuck, A.L., Norton, 5., Ellis, C.H;, and- de Beer, E.J.: Production of controlled neuromuscular
block by infusion of diacetylcholine. Federation Proceedings 11:403, 1952.
Ellis, C.H., Norton, 3., and Morgan, W.V.: Central depression by drugs which block neuromuscular
transmission. Federation Proceedings “11:42, 1952.
Foldes, F.F., and McNall, P.G.: Succinylchélinei A new’a‘ppréach to muscular relaxation in anesthesiology. New England J. Med. 247596, 1952.
Brucke, H., Ginzel, K.H., Klupp, H., Piaffenschlager, F., andWerner, 6.: Muscle relaxing effect:
of bis'echoline e'sterof dicarboxylic‘acid in narcosis. Wien. klin. Wchnschi‘. 63 :464, 1951.
Ginaiel, K.H., .Klupp,.H.,; and Werner, G.: Pharmacology of
”bis—quaternary Yammonium
a,
compounds. Comparative tests withisome aliphatic dicarboxylic acid esters. Arch. int. Pharmacodyn. and Therapy. 87:79, 1951.
7Gi'7nzzei,9§(l‘.H, Klupp, H., and Werner, G.: A‘dicholine ester with greater curare effect. Experentia
.
a.
Arnold,‘0.H., Bock-Greissau, W., and Ginzel, K.H.: Wien. med. Wchnschr. 101:492, 1951.
Thesleﬁ‘, S.; Pharmacological and clinical tests with LT 1. (0.0—succinylcholine iodide). Nordiak
’
Med. 46:1045, 1951.
Holmberg, G., and Thesleff, S.: Succinylcholine iodide as a muscle relaxant in electro—shock treatment. Nordisk Med. 4621567, 19SL‘Abst. in J.A.M.A. 14821064, 1952.
Dardel, 0.37., and Thesleﬁ, 8.: Clinical results with succinylcholine iodide, a new muscle relaxant.
Nordisk Med.‘46:1308. 1951.
Thesleﬁ‘, 5., and Dardel, O.V.:'Clinical report on succinylcholine iodide. Presented at 26th International Congress of Anaesthetists, London, September 3—7, 1951. Abstracted in J. Am. MJWom. Assn. 7:58, 1952.
"

3.
4.
5.
6.
7.
8.

9.'
10.
11.

:

12.
13.

.

-

,

‘

14.
15.

‘

16.
~

'

�I7. Mayrhofer, 0., and Hassfurter, M.: Surgical risks in patients with cardiac and vascular disorder.
Wien. klin. Wchnschr. 63:88.5, 1951.
18. Holzer, 1-1.: Wien. med. Wchnschr. 102:112, 1952.
19.
{IggerfgIséKd Prolonged respiratory paralysis after succinylcholine. Correspondence. Brit. MJ.
20. Love, S.H.S.: Prolonged apnea following scoline. Correspondence. Anesthesia (London) 7:113, 1952.
21. Gould, R.B.: Succinylcholine. Correspondence. Brit. MJ. 1:440, 1952.
22. Bovet, D., Bovet—Nitti, E, Guarino, S., Longo, V.G., and Fusco, R.: Investigations on synthetic

23.
24.
25.
26.
27.
28.
29.
30.

31.

curarizing drugs. III. Succinylcholine and its aliphatic derivatives. Arch. int. Pharmacodyn.
and Therapy 88:1, 1951.
Poulsen, H. and Hougs, W.: Letters to the Editor, Lancet 2:199, 1952.
Foldes, F.F.: Letters to the Editor, Lancet 2:245, 1952.
Kay, H.T.: Letters to the Editor, Lancet 2:200, 1952.
Evans, F.T., Gray, P.W.S., Lehmann, 1-1., and Silk, E.: Sensitivity to Succinylcholine in Relation
to Serum-cholinesterase, Lancet 1:17.29, 1952.
Bourne, J.G., Collier, H.O.J., and Somers, G.E-:ASuccinyIchoIine (Succinoylcholine)—MuscIe
»S[«
Relaxant of Short Action, Lancet 1'§2.£5, 1952.
Lehmann, 1-1.: Letters to the Editor, Lancet 2:199, 1952.
Hampton, L.J.: Personal communication.
.L .
,r .:l
Diacétiyilchdlihe
I"
and
Little.
M., Jr , Hampton, L.].,
Grosskreutz, D.C.'.
(Succin’yIcIroIine): A
Controllable Mu'scIe Rel’axant. Presented before the Twenty-seventh Annual Cpnzress of Anes‘ ”
‘h
thetistSyVirginia Beach, Virginia, Septemher 22-15,..1952. " " ‘1 '
Lincoff, H.A., Ellis, C.H., DeVoe, A.G., de Beer, E.J., Impastato, D._I., Berg, 5., Orkin, L., and
Magda, 1-1.: The EEect of Succinylcholine on Intraocular Pressure. Am. J. Opth. 40:501,1955.
—

PREPARATION
FOR IMMEDIATE INJECTION OF SINGLE DOSES FOR SHORT PROCEDURES

‘ANECTINE’

CH LORIDE mo
SUCCINYLCHOLINE CHLORIDE

INJECTION
20 mg. in each cc.

multiple-dose vial: of IO cc.
For intravenous i'nieetion
V

Also available:

FOR PREPARATION OF INTRAVENOUS DRIP SOLUTIONS ONLY

‘ANE

CTINE ’

C H LO R I D

E

m

SUCCINYLCHOLINE CHLORIDE

STERILE SOLUTION
50 mg. in each cc.
IO cc. ampuls

(Total contents 500 mg. Succinylcholine Chlorlde)
To be diluted before using
FOR PREPARATION OF INTRAVENOUS DRIP SOLUTIONS ONLY

HIGH POTENCY
‘A N E C T I N E

’0

CHLORIDE

SUCCINYLCHOLINE CHLORIDE

STERILE SOLUTION
100 mg. in each cc.

10 cc. ampuls
(Total contents I Gm. SuccinyIchoIine Chloride)
To

be diluted before using

‘Aneetine’ Injection is supplied in the form of a sterile isotonic
aqueous .rolution. ImtoniCity 15' achieved by the addition of a :uitable
quantity of sodium chloride.

\\

.”
p,“

BURROUGHS WELLCOME

&amp;

CO.

(U.S.A.) INC.,TUCKAHOE, N.Y.
Associated Houses:
LONDON
BOMBAY

by 731

MONTREAL

BUENOS AIRES

Printed in u.s.A.

SYDNEY

CAIRO

JOHANNESBURG
DUBLIN

AUCKLAND
41 I o o 6

�Poloni, A.: L'Acetilcolina nel liquor dei malati di mente. Hancenze di effetto
curarosimile del liquor di echizophrenici sul mnecolo
acetilcolina e en
dorsale dell:
saga, I1 Gervello g1: 81-1oh, 1951.

Translation of

EEEEEEE‘

author, using the method of Tower for the conservation of acetylcholine
in spinal fluid, and the dorsal muscle of the leech for the test, has made the fol»
lowing observations in several trials, making use of the spinal fluid of 10 normal
subjects and 110 mental patients, of whom 50 were schizophrenics, 10 progressive
paralytica and 50 subjects with other forms of mental disease:
The

(1) That the spinal fluid of normalaubjects cistains acetylcholine in a
to 1:1G'
concentration varying from

1:1

(2) That the spinal fluid or schiaophrenice in 9h$ of the case: does not
contain ecetyloholine bet a substance which produces an action antagoMstic to acetglgholine, 7; weble to that of ”curare", in a concentration of 1:1 to 1:1'
....

(3) In the spinal fluid‘of the progressive paralytic: one encounters the
some curare-like subetance nut in a lower concentration than in that
of schizophrenics.
(h) The spinal fluid of persons affected with other forms of mental sick—
ness, as well as that of normal subjects, did not contain the curerelike substance in a discernible quantity, but only acetylchcline, which
was found in greater concentration in the hystericale and epileptice, in
lower concentration in senile psychotics and alcoholics.
This emphasizes the pathologic vale of the report obtained from the spinal
fluid of schizophrenics and progressive parelytics and suggests the hypothesis
that the curare-like substance is trimethylamine, product of the excessive catabol~
ion of choline, of which the author has found an abnormal urinary excretion in

schizophrenics;

(In the

some

paper, in a footnote, the author eliminates trimethylamine, since

does not have aurora-like

properties.)

it

�CHOLINERGIC ASPECTS OF CONVULSIVE THERAPY

Max

Fink,

M'.D.

�\

From
‘

the Department of Psychiatry, Washington University School
of Medicine and the Department of Psychiatry at the
Missouri Institute of Psychiatry, University of Missouri
School of Medicine, SUOO Arsenal St., St. Louis, Missouri 63139.
MH-072u9
and
MH—2715,
MH—927,
grants
part,
IVE-11380; and the Psychiatric Research Fomdation of Missouri.

Aided, in

IX:

65-8

2-25-66

by

USPHS

Revised for the Jowmal. 06 vaouA and Manta! Disease.

�CHOLINERGIC ASPECTS OF CONVULSIVE THERAPY

While

the

mode

of action of convulsive therapies remains

enigmatic, one theory holds that the early development and
persistence of changes in brain function are requisite to changes

in behavior.“3’21,22

useful index of neurophysiological change
is the appearance of high voltage electroencephalographic slow
wave activity.22 '23 While the biochemistry of this
activity is
A

poorly understood, demonstrations that it is inhibited by anticholinergic corrxpoundsl9920’3""56 suggest that cholinergic systems
may

play an active part.
The EEG

patterns and the response to anticholinergic drugs
in convulsive therapy are similar to experimental and clinical
head trauma and to a

lesser extent, to spontaneous seizures.

impulses has been extensively studied since the early
descriptions
by Dale12 and Loewi.38 A constituent of nervous tissue in
a

acetylcroline is liberated during the excitation
process. It is rapidly hydrolyzed through the mediation of
aoetylcholinesterase and is rapidly reconstituted by the
bound form,

�choline—acetylase system.‘+5

Free acetylcholine has not been

measurable in normal cerebrospinal

fluid despite the rapid

breakdom of bound acetylcholine during periods of activity
and excitement.63

But the normal

have measurable cholinesterase

cerebrospinal fluid does

activity.“1

ChoLéneILgic Mme/ta 06 CILanLoce/Lebm

mena.

Free

acetylcholine was found in the cerebrospinal fluid of cats
within a few minutes after experimental head trauma and

persisted for varying periods up to 1+8 hours. The quantity
of free acetylcholine varied between 2.7 and 9.0 gamma/ 100cc
and the amount was

related to the degree of induced trauma.6

Concurrent electroencephalogram

first

demonstrated high

voltage fast activity, interpreted as evidence of an intense
neuronal discharge, which was succeeded by-a short period

of flattening of all recorded electrical activity. These
phases were followed by prolonged periods of high amplitude

sharp waves in the delta frequencies.
The

behavioral changes related to the degree of induced

trauma and to the amount of measured free acetylcholine.

With

higher levels of acetylcholine, Bornstein reported greater
degrees of EEG abnormality and greater changes in consciousness.
Spontaneous post-traumatic seizures were also
amount

related to the

of free acetylcholine measured in the cerebrospinal fluid.

�Bornstein applied acetylcholine to exposed cat cerebral

cortex.

When

the concentration of acetylcholine was

or less, high amplitude sharp
the electroencephalogram.

to

2

waves

When

of low frequency appeared in

the concentration

gamma/100cc, the electroencephalogram

parallel to the post-traumatic records.
Investigations in neurological patients
McEachern demonstrated

1 gamma/10000

was

increased

flattened in a fashion
by Tower and

free acetylcholine in the cerebro-

spinal fluid only in patients with recent head trauma, recent
grand—Hal

seizures or after electroconvulsive therapy.63 Free

acetylcholine varied from 0.2 to

100 gamma/ 100cc.

In assaying

spinal fluid cholinesterase activity, they noted a sharp rise

in the butyrylcholinesterase fraction and a fall in the

acetylcholinesterase fraction in patients with head trauma
and following convulsive therapy.

however, the cerebrospinal

although

it

'

After spontaneous seizures,

fluid did not exhibit such inversion

contained free acetylcholine. They concluded that

the level of free acetylcholine varied directly with the
degree of cerebral damage and that reversal of cholinesterase

fractions

was a more

sensitive indicator of cerebral

damage.

Electroencephalograms taken at varying intervals following
trauma also indicated a

relation

between the degree

of

EEG

abnormality and the appearance of free acetylcholine in the

cerebrospinal fluid.

�Increased acetylcholine in rat brain after traumatic shock
was also reported by Kbvach, at a£.35 This acetylcholine

activity
vitae.

was

inhibited

by

the administration of atropine tn

electrographic, behavioral and neurologic signs of
head trauma were blocked by the parenteral administration of
The

atropine, as were similar clinical changes
occurring after the intracisternal addition of acetylcholine.6
0.5—1.0 mg/kg

applied these observations to the treatnent of closed
head injuries. In 20 patients with varying degrees of trauma,
he administered atropine subcutaneously in doses of 0 .1 mg/kg,
Ward

noting clinical improvement in

some and

electrographic effects in others.67

a reversal of the

The same changes

in the'
.*-‘_

post-traumatic electroencephalogram were reported by Jenkner
and Lechner in a study of diethazine, another anticholinergic
single intravenous dose in forty patients resulted
in nornalizing the abnormal electroencephalogram in twenty—two
drug.

A

and marked improvement in

six others.33

Similarly, in experiments of post—traumatic shock and
cerebral edema in animals, Denisenko reported a blocking of
the clinical changes by such anticholinergic compounds as
methylbenactyzine and adiphenine (Trasentin).13
ThuA,

the amount

06 Mae

acetytchloune

may tamed/52

éptnat ﬂuid 60110“)th cmtnocuebaat mama and the

tn

the,

amount 06

-

‘

-A,‘r

�ghee acety£cho£ine,

the degnee and type

05

e£ecthoencepha£nghaphie

in carded/C behavion

abnolzmablty, and changed

phenomena, which may be deduced by

appear/L aA

the adminibtnation

Lute/mutated

anti-

06

chounugie daugb.
Bluuln

acetylchoﬂéne and antéehounugic dhugb.

The

effects

of the direct application of acetylcholine to the central nervous
system

may

also

be blocked by

anticholinergic drugs.

The

administration of the cholinesterase inhibitor di—isopropyl
fluorophysphate

(DFP)

elicited high amplitude rapid frequency

patterns similar to

status epilepticus and some posttraumatic states.2'*’31a32a68 These EEG effects were blocked
by small doses of parenteral atropine and scopolamine. The'
EEG

geat increase in acetylcholine after tetraethyl
(TEPP) was measured and

pyrophosphate

related to the toxic effects

and the

induced convulsions .29 ’59

Chatfield and

Dempsey

prepared exposed animal cortex with

prestigmine and evoked electroencephalographic spike activity.

prior administration of atropine blocked the appearance of
spiking, or if present, this electrical activity could be

The

eliminated by atropine.9
In contrast to these findings, Brenner and Merritt applied

topical acetylcholine in concentrations of

2—1/2

to

1096

to the

exposed cortex of cats and noted no effect. on the electro—

encephalographic changes

after intravenous atropine

(1 mg/kg) .7

�The

concentrations of acetylcholine in these experdnents, however,

were higher than the

topical applications

(1-H gamma/1000c) and

the intracisternal (0.2-10 gamma/10000) injections of Bornstein.6
Brenner and Merritt also noted electroencephalographic effects

similar to acetylcholine after methacholine (Mecholyl) and
carbamylcholine (Doryl) in concentrations much lower than the

acetylcholine concentrations. They ascribed the increased

effectiveness of these cholinergic drugs to their lack of
sensitivity to cerebral cholinesterases.

6mm Atady a

necuAa/Lg

Ceaebao¢pina£ Fluid Acetyﬁchoﬁine and Seizuneb.

One view

Thug data

M9,

conﬁuwxg and

to quaiiﬁy thié iAAue.

of acetylcholine metabolism finds

it

in nervous tissues in an

inactive and bound form. During periods of activity, acetylcholine
is liberated at the cell membrane where it is rapidly deactivated
by cholinesterases. The amount of bound acetylcholine is the

resultant of the continuous processes of synthesis, liberation
'u

and breakdown.15

It

has been postulated that the level rises

falls during waking activity.15’29’“5’6°
at al. reported increased free and total acetylcholine

during sleep and
Tbbias

after chlorofornland pentobarbital anesthesia in rat and frog
brain but no changes after strychnine or picrotoxin convulsions.5°

�(microacetylcholine
of
level
the
neasured
Richter and Crossland
in
and
rat
sleep
anesthesia
during
tissue)
brain
gamma per mg.

brain to be

300%

The
difference
levels.
post—seizure
than
higher

rate
resynthesis
the
as
however,
transient,
in tissue levels is
gamma/gm/minute).“5
(7
high
is
brain
in
rat
for acetylcholine
Crossland
a£.16
and
at
Elliott
confirmed
by
These observations were
and Merrick.11

Giarman and Pepeu

reported the increase in

be
roughly
to
various
depressants
following
acetylcholine
nervous
central
the
of
of
depression
the
degree
proportional to
Buck,
and
Maynert
activity.29
motor
in
system and the reduction
sedation
during
levels
acetylcholine
brain
however, studying
elevated
with
associated
were
sedatives
concluded that some

existed.39
relationships
rigorous

brain acetylcholine but that no
of.
observations
In part, this may be related to the earlier
in
measured
synthesis
acetylcholine
McLennan and Elliott that
narcotic
of
low
dosages
by
accelerated
rat brain slices is
dosages.”°
by-high
inhibited
but
drugs,
in
fluid
the
in
spinal
Free acetylcholine was reported
an
patients,
epileptic
patients with epilepsy.1°’63
5.0
0.02
to
of
in
quantities
demonstrated free acetylcholine
Of 56

Acetylcholine
gamma/100cc.
1.0
of
with
an average
gamma/100cc
extent
the
seizures,
of
the
frequency
to
related
levels were

since
time
the
and
to
abnormality,
of electroencephalographic

�the last seizure but bore no relation to medication, type of
epilepsy or level of cholinesterase activity. Elliott at al.

also noted free acetylcholine in the spinal fluid in concentrations up to 3 gamma/100cc after pentylenetetrazol (Metrazol)
convulsions.16
Tower and McEachern viewed

the increased acetylcholine

as a by—product of the seizure and not causal.63 Studying

the hypothesis that seizures were induced by the accumulation
of acetylcholine, Tbrda neasured the level of acetylcholine

in brain tissue after pentylenetetrazol convulsions. She noted
a rise in the acetylcholine content of brain before and a fall
during the convulsion.

Below

certain levels of acetylcholine,

convulsions failed to occur. She suggested that the

fall in

.

tissue acetylcholine during a convulsion was due to the
inhibition of acetylcholine synthesis by increased concentra-’
tions of metabolites such as annenium ions.51:62
Giarnen and Pepeu also measured changes in central nervous

system acetylcholine following various stimulants.29 Only

after

nethacholine and 3, 5—dimethylbutylethyl-barbiturate was there
a significant change in the acetylcholine level. They noted a
decrease in association with induced convulsions. With other
drugs which they classified as stimulants (LSD, iproniazid,

iproniazid

+

hydroxytryptophan, and iproniazid

were no changes in the acetylcholine

level.

+ DOPA)

there

They concluded

that

�despite intense excitation produced by these compounds, there
were no changes in acetylcholine levels unless these were
accompanied by convulsions.

(The

between these observers and Cone
may be

differences in observations

at at.

related to the differences in

measurenents, fOr the

latter

and Tower and McEachern

methods

measured changes

of biochemical

reflecting free

acetylcholine only, while Giarman and Pepeu measured total
acetylcholine including bound and free forns of acetylcholine.“°).
Thane btudieb Auggebt

that

aae accompanied by an tncteaee

tibeaated

6aom

tté

Apontaneoub on tnduced 4etzune¢

tn tnteaeettutaa

ﬁnee

aeetytchottne

bound ﬁonm whtch may be aeﬁteeted

tn the Aptnat

staid. Ceaebnat activity and eetzuneé enhance aeetytehottne
deatAuction, toweatng txnbue teveZA 06 aeetytehottne, white eteep
and anebthebta augment aeetytehatine paoduetion ineaeaetng ttbbue

tavetb.
'

Centaat

Menuoue SyAtem

Cholineeteaaeee.

Tower and McBachern

also measured spinal fluid cholinesterase activity.63’5“’65

By

reporting cholinesterase activity as a ratio of the rate of
hydrolysis with two substrates compared to an acetylcholine

substrate, acetylcholinesterase/acetylcholine and butyrylcholinesterase/
acetylcholine ratios are derived. Normal cerebrospinal fluid
contains these esterases in the ratio of 33:17.

�-10In patients with head trauma, Tower and

MCEachern

reported

an inversion of the cholinesterases with an increase in the

butyrylcholinesterase of the spinal fluid and a decrease in
acetylcholinesterase activity. The extent of the cholinesterase

related to the severity of trauma and to the degree
abnormality. A similar reversal was observed in patients

reversal
of

EEG

was

undergoing convulsive therapy.

In patients with elevated spinal fluid acetylcholine
spontaneous seizures, however, no change in the

after

ratio of

cholinesterases or total cholinesterase activity was found.
Changes in cholinesterase activity may be related to changes

in cell

membrane

permeability. Acetylcholinesterase is found in

highest concentration in the central nervous system while
butyrylcholinesterase predominates in other tissues, especially
blood serum. With increased cerebral acetylcholine, vasodilation

predicted, with
vascular fluid transudation varying with the extent and duration
of the vasodilation.35 Spiegel, Spiegel—Adolf, and their
and increased

cellular perneability

may be

co-workers demonstrated such perneability changes and increased

conductivity of the tissues associated with the appearance of
various ions (as potassium and phosphate) in the spinal fluid
following electrically induced convulsions.5"'58

electrolytes as nucleic-acid splitting

enzymes

Such non-

also increased.

�-11-

Changes

in cellular permeability

may

be the basis

for the high

concentrations of acetylcholine and increased concentrations
of butyrylcholinesterase after

induced seizures or head trauma.65

That changes in cholinesterases may be large and measurable

is suggested

tte recent demonstrations that neural stimulation

by

and learning produces changes in brain weight and acetylcholinesterase

reports, Pryor and Otis studied
the effects of repeated induced seizures in Wistar rats.“3 After
Following these

activity.37’“9
as

little

as

u

weeks they observed

increases in brain weight and

in acetylcholinesterase activity which

was

related to decrements

in behavioral perfornance.
persistance of acetylcholine in spinal fluid after
head trauma and after seizures despite increased cholinesterase
The

activity

may be

acetylcholine—
the
of
the
related to
sensitivity

acetylcholinesterase system to concentration relationships.8’“1’55
At "physiologic" concentrations, hydrolysis of acetylcholine is
rapid

(3—H

ndcmoseconds) but

at higher

and lower concentrations,

the activity falls off quickly. In contrast, the
butyryldholinesterase~acetylcholine relationship is non—specific

rate of hydrolysis increases with increased concentration.
These relationships relate to theories of the induction of
seizures. While the usual concentrations of acetylcholine at

and the

cell

membranes

are destroyed by the specific activity of

acetylcholinesterase in a

few microseconds, an excessive

concentration following excitation

may

exceed

its rate of

�-12-

hydrolysis.

The

seizure threshold

induced, with the seizure

itself

may be

reached and a seizure

adding to the amount of free

acetylcholine. Increased acetylcholine affects vascular and

cellular perneability altering the concentrations of various
ions, including butyrylcholinesterase in tissues and in the
cerebrospinal fluid. Through the activity of this esterase,
though of low efficiency and depending on concentration

acetylcholine is reduced in tissues to levels for the
action of acetylcholinesterase.
ChoZanAzcnaAeA appcanb

in the Apina£ 6£uid

kinetics.

more

direct

a4

a ncﬁﬂcction

06

theta incncaAc in inzcnchZuzan gluidb ac6u£xing

diam changcb

in

cc££ mcmbnanc pcnmcabizity accompanying incncabcd

EEG

Hypcnbynchnony and Induced Convu£5ion4.

of high voltage

EEG

slow wave

The

acctchhoanc.
significance

activity for the convulsive therapy

process has been repeatedly described."’?-’23’50,51 In the usual
course of convulsive therapy, interhtreatment electroencephalograms

record progressive increases in amplitude and in theta activity
and a reduction in beta activity. As treatment continues, delta

activity appears in bursts and eventually is the dominant activity
in all leads. These changes are directly related to the number
and rate of induced convulsions, and is not specific for a method
of induction. While

some

relationships to type of electrical

current has been observed, all seizure inducing methods —- electrical,
intravenous chemical or inhalant -— exhibit the same type of EEG

pattern changes.21’22a23:3°

�-13The

early appearance of high degree hypersynchrony and

its

persistence throughout a treatment course has been found to be

prerequisite to improvement.

Both

the electrographic and the

behavioral changes of induced convulsions are transiently
reversed by the acute administration of experimental anticholinergic
compounds.19’2° The intravenoue

injection of diethazine,
bonactvzine, the piperidylbenzilates JB—318, JB—336 and JB—329
(Ditren), and

subjects.

WIN-2299 induced EEG

These

EEG

desynchronization in psychiatric

changes were associated with behavioral

alerting, anxiety, tremors, illusions and hallucinations. In
patients who had recently received electroconvulsive therapy
there

was

a reduction in slow wave activity and a reversal of

euphoria, denial and confusion. Atropine, in low doses, was

also associated with

EEG

desynchronization accompanied by

tachycardia, nervousness and tension. At higher dosages,
hypersynchronous slow waves followed by lower voltage, poorly

organized delta activity with superimposed beta activity was
accompanied by progressive confusion and

disorientation.

effect of anticholinergic drugs on the slow wave
activity of convulsive therapy was also assessed by the chronic
administration of atropine (5 mgm per day) and scopolamine (1-3
The

during the weeks of treatment. The amount of

EEG

slowing was

significantly less than in a control group.66 The samples were
too small for a clinical correlation but the data is consistent

mg)

�-1uwith blocking of the clinical effects of electroconvulsive

therapy. Marked improvement was reported in

treated,

none

of

scopolamine-treated and in

5

controls receiving unmodified

replicated

ECT.

of

2
1+

7

atropine—

of the

6

This study was not

by the authors who suggest

or population changes may have
results in a second study.“

that dosage factors
contributed to the different

-

AA

tn cueblcat

tJLauma,

the demographic changes

induced convuutoms may be modiﬁed by the
06

antichounugtc

dlLugb

Auggebting

06

Want/cation

that tncneeued

amounts

acetytchoune on tncneated chounugtc aecepttvity ts
amounted with the htgh voltage Atow wave activity.
06

Acetytchoune and Induced Convutbtont . Despite a constant

application of treatments, however, there is great variability
in the time of appearance, the duration, anount, and sensitivity
to modification by alerting, hyperventilation and barbiturates

of the electrographic slow

activity in psychiatric
populations.30 These differences relate to differences in
central cholinergic activity. The failure of certain patients
to develop hypersynchrony may be associated with the absence of
free acetylcholine and with minimal changes in cerebral function,
wave

�-15thus precluding a clinical response to induced convulsions.
Tower and McEachern

in their study of craniocerebral trauma,

included observations of six psychiatric patients undergoing
convulsive therapy.63 Studying the patients
ments they reported free spinal

after

3-7

fluid acetylcholine in

treattwo

patients; and an increase in butyrylcholinesterase and a
decrease in acetylcholinesterase with a reversal of the ratio
of cholinesterases in five of the six patients. Concerning
the one patient in the series

who

failed to

show

either free

acetylcholine or a cholinesterase ratio reversal in the spinal

fluid, the authors stated; "It is interesting that this patient
was the only one of the six to show no response to treatment."
From

these observations they concluded that the spinal fluid'

&lt;3;

changes in induced convulsions were more

like those of

4

‘4‘

craniocerebral trauma than those of spontaneous epilepsy.

«3-.3‘

Other evidence of alterations in the perneability barrier
may be

seen in the demonstrations of an increaSed concentration

of cocaine in brain tissues three days after a series of
induced convulsions.1

The change

12

in concentration of this

large molecule, ordinarily absent in brain tissue, was associated
with the appearance of hypersynclu'ony (delta bursts) in the
electroencephalogram,

�1
-.,,-_..._.

-15Fhom

theae oboehvationb

we would

conclude

that induced

convuibioni, like chaniocehebhai thauma and Apontaneoui Aeizuheb,
ane aAAociated with an incheaie

in

ghee

acetyichoiine in inten-

cebtuiah 6iuidA, attuing cuebhai pumeabifity and enhancing

the appeahance

is maintained
Lb

.

one

05 cholinebteJLaAeA.

The Level 06 ghee

by hepeated induced Aeizunei .

heﬁiection

ieveu

06 aLCULed

aitehed pehmeabiiity

06

06

EEG

acetyichoiine

hypmynchlwny

acetyichoiine and the

eiecthoiyteb and otheh Aubitanceé,

inciuding choiineAtULaAeAs.

The changeé

in intuceuuiah elect/w-

.oi.m_m_._._..

_

..l.__a

u.-

iyteé, inciuding aeetuichoiine phovide the biochendcai AubAthate
601:. the pelwibtent behaviouai changed and EEG hypwynchnony
ﬁoaowing induced convuibianb.
An

ww...-._.~__.-m~

06

application

the phedietion

o6

06

these conciuiioni is been in the btudieb

the convuiAive thehapy heéponbe and the

ctaiiisication as psychoaei.
~--....-_

Choiineétehabei and the Ciaibiﬂicatian 06 PAychOAeb.

._‘

4»
..

V

Punkenstein

at at. reported a relationship

between the blood

pressure response to methacholine and the clinical response
to convulsive therepy.25'27 Immediately after the injection

the blood pressure falls, usually returning to
the baseline within 5-20 minutes. A return within 5 minutes

Of methacholine

places the patients in Groups
after-

20 minutes

\‘ \e

I, II or III;

places'the patient in

while a return

Groups VI and VII.

�-17Group

I and

Group

II-III

respectively, while
and

97%

have a

9%

and a

35%

Gkoup VI and Group VII

recovery

rate,

subjects have

89%

recovery rates to induced convulsions.27 Group I

to III reactors

may be

looked upon as patients in

whom

is rapidly hydrolyzed; while Groups VI and VII
have a slow hydrolysis rate. (The response to injected
epinephrine was suggested as a second criteria in the
classification, but is of limited discriminating value.”8)
methacholine

While we have no biochemical explanation

fbr the differences

in the metabolism of methacholine in these psychiatric groups,
it is possible that the blood and tissue cholinesterase
activity levels of Groups I—III is high while that of Groups
VI-VII

is

The

low compared

to general psychiatric populations.

differences in blood cholinesterase levels in normal

and mentally

ill

subjects have been extensively studied.
Despite differences in nethods,“’5 elevated cholinesterase

levels

compared

to normal populations have been reported for

depressive subjects,"""’5"‘7952 schizophrenic subjectslh’28’53
and a mixed

psychiatric populations .“2 Alpern reported lowered
cholinesterase levels in schizophrenic subjects.2 While these
studies appear inconclusive, they provide data that the
variations in blood cholinesterase levels are generally greater
and frequently elevated in the mentally ill. Negative
reports
include the failure by Ellman and Callaway” to confirm
Rubin's study; and Altschule's review of the data suggesting

�-13no abnornality
'

of cholinesterase levels in the mentally

ill.3

that cholineAth

play

These Atudteb AuggeAt

meaAuAeA may

a signiﬁcant note. in the thuapeutéc aupome to canvutatve
the/mpg and in the pathoggnebta 06 paychobu.

�-19;

CONCLUSIONS

This review summarizes some of the available data suggesting

that cholinergic

mechanisms may be

central to the convulsive

therapy process. Induced convulsions are associated with
cerebral vasodilaticn and increased cellular permeability,
followed by the appearance of increased amounts of enzymes
and

electrolytes in intercellular and cerebrospinal fluids .

The

increase in acetylcholine, vasodilation and increased

permeability appear as interrelated phenomena associated with
'

trauma, seizures and induced convulsions.
These biochemical changes acconpany increased

hypersynchrony which

is recorded

as

EEG

slow wave

electrical

activity in

scalp electrodes and which can be nodified by the acute and

'

chronic administration of anticholinergic drugs as atropine,
benactyzine, diethazine, procyclidine and various piperidyl—

benzilates .
In these regards, induced convulsions are more similar to

cerebral trauma than to spontaneous seizures.

in cerebral biochemistry alter cellular activity
sufficiently to affect consciousness and the behavior of subjects .
Failure to induce persistent biochemical changes, including the
The changes

concentration of acetylcholine, results in failure to produce
behavioral change.

�-20There

is,

as yet, no consistent evidence for differences in

the sensitivity or dependence of populations on cholinergic
mechanisms.

Differences in the rate of development of cerebral

changes to the sane number and frequency of induced convulsions

classifications of the nentally ill based on the blood
pressure response to methacholine suggest, however, that such
differences may be significant in the pathogenesis of different
and

.._..__...V

___,‘~,‘....____...

'

«uAW—‘wﬂﬂw

,1“

psychoses .

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38.

Carp. Physiol. Psychol., 53: 509-519, 1960.

Loewi, 0.

ﬁber hmmrale Ubertragbarkeit der Hemmemdirkxmg.

Arch. Ges. Physiol., 1898 239-2‘J2, 1921.

�39.

Maynert, E.
on

H0.

W.

Effects of C.N.S. depressants

and Buck, E. G.

brain acetylcholine. Phamtacologist, 6: 191,

McLennan, H. and

Elliott,

196M.

Effects of convulsant and

K. A. C.

narcotic drugs on acetylcholine synthesis. J. Pharmacol.
Exp.

“1.

Ther.,

103: 35-u3, 1951.

Nachmansohn, D. and Rothenberg,

on

Specificity of

enzymes

M.

A.

Studies on cholinesterase:

in nerve tissue. J. Biol.

Chem.,

158: 653-666, lSHS.
M2.

Plum, C.

M.

Study of cholinesterase

mental disorders.
#3.

Pryor,

T. and

G.

nervous
and
in
activity

Clin. Chem” 6: 332-3H0, 1960.

Otis,

Effects of chronic administration

L. S.

of electroconvulsive shock on behavior, brain weight and brain
Presented

chemistry.

at the

American Association

for the

Advanoenent of Science, Berkeley, 1965.

an.

Ravin, H. A. and Altschule,

M. D.

Serum

cholinesterase activity

in mental disease. Arch. Neurol. Psychiat.,
M5.

Richter,

D. and

58: 6‘45-650, 1952.

Grassland, J. Variation in acetylcholine

content of the brain with physiological state. Amer. J.

Physiol.,
M6.

159: 2u7-255, 19u9.

Richter,

D.

J.

Sci... 88: I‘28-‘43“,

Ment.

and Lee,

M.

Serum

choline esterase and anxiety.

19M2.

�H7.

“8.

#9.

Richter,

D.

J.

Sci.,

Ment.

and Lee,

M.

Serum

88: 1135-439, 19H2.

Rose,

J.

Acta

Psychiat. Scand., 38:

T.

Rosenzweig,

The Funkenstein

M.

choline esterase and depression.

test - a

review of the

literature.

12H—153, 1962.

R., Krech, D., Bennett, E. L. and Diamond,

M.

C.

Effects of environmental complexity and training on brain
chemistry and anatomy: a replication and extension.

J.

Comp.

Physiol. Psychol., 55: l4294437, 1962.
50.

Roth,

M.

Changes

in the

EEG

under barbiturate anaesthesia

produced by electro-convulsive treatment and

for the theory of

ECI‘

their significance

action. Electroenceph. Clin. Neurophysiol. ,

3: 261—280, 1951.

51.

Roth, M., Kay,

D. W.

K., Shaw,

J.

and Green,

J.

Prognosis

and Pentothal induced electroencephalographic changes

in

electro-convulsive treatment. Electroenceph. Clin. Neurophysiol. ,
9: 225—237, 1957.

52.

Rowntree, D. W., Nevin, S. and Wilson, A.

The

effects of

diisopropylflmrophosphonate in schizophrenia and manic depressive
psychosis. J. Neurol. Neurosurg. Psychiat., 13:
53.

167-62, 1950.

Rubin, L. S. Acetylcholine hydrolysis in psychiatric patients.

Science, 128: 2510-255, 1958.

.

-1

�5Q.

Spiegel,

E. A. and

Spiegel-Adolf,

Permeability changes in

M.

the brain induced by Metrazol and insulin convulsions. J. New.
Ment.

55.

Dis., 93: 750-755,

Spiegel, E.

A.

191*1.

and Spiegel—Adolf,

Physicochemical effects

M.

of electrically induced convulsions (cerebrospinal fluid studies).

W5.
56.

A880, 70: 130-132, 19“”.

AHEI‘. NeUI‘Ol.

Spiegel, E.

A. and

SpiegeléAdolf,

Physiological and

M.

physicochemical mechanisms in electroshock treatment.
COnfin. Neum1., 13: 38-63, 1953.

57.

58.

Spiegel,

A., Spiegel—Adolf,

E.

and Henry, G.

.M.

Physicochemical

changes in the brain accompanying

electrically induced convulsive

discharges. Trans.

Ass., 68:

Amer. Neurol.

Spiegel-Adolf, M., Wilcox, P.

H. and

171+, 19'42.

Spiegel, E.

A.

Cerebrospinal ﬂuid changes in electroshock treatment of

59.

psychoses. Amer.

J. Psychiat.,

Stone,

role of acetylcholine in brain metabolism

W.

E.

The

and function.
60.

Amer.

J.

'IbbiaS, Jo Ml. Lipton,

104: 697-705, 19%.

Phys. Med., 36: 222-255, 1957.
Mo

A. and

Iepinat,

A. A.

Effect Of

anesthetics and convulsants on brain acetylcholine content.
Proc- $Co Exp.
61.

Torda, C.

B11010

Mdo,

6': 51'5“,

19145.

Effect of convulsion inducing agents on the

acetylcholine content of the brain.
173: 179-183, 1953.

Amer.

J. Physiol. ,

�62.

Torda,

Effects of single injection of corticotropin

C.

on ammonium ion and acetylcholine content

63.

Tower,

D. B.

and McEachern, D.

of brain.

(ACTH)

Amer.

J.

Acetylcholine and neuronal

activity. I. Cholinesterase patterns and acetylcholine in
the cerebrcspinal fluids of patients with craniocerebral

tram.
616.

Canad. Jo Researdl, Sect. E, 27: 105-119, lgugo
\

Tower, D. B. and McBachern, D.

of cholinesterases in

human

The content and

characterization

cerebrospinal fluids. Canad. J.

Research, Sect. E, 27: 132-145. 1949.
65.

Tower, D. B. and McEachern, D.

II.

Acetylcholine and neuronal activity.

Acetylcholine and cholinesterase activity in the

cerebmspinal fluids of patients with epilepsy. Canad.

J. Research, Sect.
66.

Ulett,

G. A.

E, 27: 120—131, 19u9.

and Johnson,

M. W.

Effect of atropine and

sc0polamine upon electroencephalographic changes induced
by electro—convulsive therapy.

Electmenceph. Clin.

Neurophysiol., 9: 217-22u, 1957.
67.

Ward, A. A... Jr.

Atropine in the treatment of closed head

injury. J. Neurosurg.,
68.

Wescoe, w.
The

0.,

7: 398-402, 1950.

Green, R. E., McNamara, B. P. and Krop, S.

influence of atropine and scopolamine on the central

effects of

DFP.

J.

Pharmacol. Exp. Then, 92: 63-72, 191.8.

�for Ihe Bio Sciences
Informgﬁon Exchange.
.
.
.
.
NoI' for publlgnhon
pubhcahon
or

Prepared

j

DEPARTMENT OF
HEALTH, EDUCATION. AND WELFARE

——1

m”:

PUBLIC HEALTH SERVICE
NATIONAL INSTITUTES OF HEALTH

"one: or

;

.

s

SUBMITTED TO! ‘Public Hoalth Service. NeIionaI lnr+i+u+es of

'n-r

OF

Paganini

“mmame

‘

and

Give names. department. and ofﬁcial

Win
‘l'ifles

RESEARCH
Hulfh.

'

‘

'

rnoJEcIr;”.-\

Div. of Research Grants. Bofhesda l4. Md.
'

,

in Spinal Fluid
§

7

a—sm. (022

,

'
,

PROJECT NO. (Do no? use this space)

and.

U

lemme}
l

Read"

Injuries“

'

,

I

of PRINCIPAL INVESTIGATORS and ALL OTHER PROFESSIONAL PERSONNEL engaged on the
proiecf.

11.9., Rmsurgem, mums: Gluing Instructor in NeuroIn.
surgery. Dartmouth Radical School

Smutﬁadgs.

i.

.

John P. Wilson, Ph.D., Assistant meensor 1n the Physiological
Sciences,
Dartmouth Medical School

I

NAME AND ADDRESS OF APPLICANT INSTITUTION:

'

Hitchcock Fomdation
Hanover , New Hampshire

SUMMARY OF PROPOSED WORK — (200 words or less —- Omlf Conﬁdential data.)
In In Bio Sciences lnforrnaﬁon Exchange summer!“ of work In progrcss are exchanged wlﬂn qovernmonf and privan agencies supporﬁng research
In modiul and rant-d ﬁelds and an forward“ to invosﬂqaton
such informnﬁon. Your summary Is to be usod for rhese purposes.

vbnqm

study of in. neq'tylnholine MW: of spinal fluid
mama“
in hudinjxaﬁu, utilizing the biéh'nsa'y author! am! Young; Mariana, has
A,

bun

Wt“

tale .mn. In! study Indiana the presence
put
of «cannon», smtonin.‘ and one. unidentified
in the period
following head injury. mezpmponod “any: is an extension of this
Mainly
ml: u.m1n tissue as will as tpifail fluid. and ~11; aging. in addition
chain: 'analysis for these one 3mm” (spectrephntnnuomter).

during tha

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f.‘

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beginning

SIGNATURE OF
PRINCIPA
INVESTIGATOR

for periOd

I.

September 1956

A

,

ldenfify fhe Professional SchooI (medical, dental; public healfh. graduafe. or
ofher) wifh which this proiecf should b idenfiﬁed:

mm,

INVESTIGATOR

——

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Do NOT um:- Ti—u: :nnn'n-

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mama.
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metric

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4mg

than” will I» mean“.

�(Effect a!

In a

Was
Mona

an 3%

Theory of convulsion
for
amriigmﬂme

report to this society we noted the relational” between

the degree of induced delta

eetidw

during the course or therapy and the

behavioral response to electroshock. Thane patients, in when big: éegreee of

delta nativity were induced early, and were sustained, miteeted the greatest.
degree: at helmvieral change, as well as a significantly greater percentage
of inprovemrt. and recovery than these patients in when only law degree:

a: delta activity were

We

(Fm: m:

m.

1957).

In the past few years, a variety of reports relating changes in £me( 1‘)

leetylchoum and oholineeternae in the spiral fluids of patients (Subs,
Herd) 1rd

minis

0

(Bernstein, Teller and HeEnohern) following head

the obsem’cime that cholixm'wbic agents may
by trauma

(32mm, Bard,

Jemmr)

alter the

EEG

m;

putterne induced

and by electreeheck

(Inuit),

led us to investigate the role of autylcholine-eholinestemee metabolism
in acctroeheck therapy.

In

1956

Ulett reported that atropine or schpclmne,

when

administered

row! the clock schedule blocked the appurme of the delta activity

on

a.

we

hm

com to mandate with electroshock therapy. meet. noted, however,

�that his patients nurtured numerous madcaiubla aide effecta during these

mutations.
(19%) had

Previously, mm (1950 ramming the suggestion of Bernstein

new that atmpine mama bath the

EEG

patterns and the

mumlogm signs induced in an by head trauma. Here, too, the side

effects wen marked. In 1953.

W:-

md Lechmr ropertad that

mum-a1 effects similar to atropine mm
intend in patients with

610W
11-.

in

tram,

head

on

also reported the effect at

normal subjects.

the

EEG

hypothesis of the

we

of nation

lanthanum is a soluble

We: Wr
“was:
dry

with.

at“

comlaiva

mama»

aethnsm

the bmdyoardia,

«11m:

moment neumplvuiolagicnqdapﬂva

than”.

coupow with

Wologic

to atropine. In maximum animals. hymns 335;

Media 1.1m.

and

111mm:

of patients ﬂaring electroshock Warsaw; and to

relate than them findings to the

ham

and

whim by Maine min-

we
purpose of this repwt to describe the effects of
is

dicthuine

um;

Thcy

EEG

blocks

slowing of the heart;

Wasp-m, «ﬂatten.

induced by ucatylcholme,

main

ugal

uni hypotenaion.

m

ma fasciculation
e

and pilocarpmﬁ and induces

�~3-

m:
shock

ﬁreﬂy-two paymttric patients, in-vurioua stages of electron-

treatmnt in an

studied.
the

EEG

these

351

upon-ward. voltm’ury purchiatric hospital have been

WW
Follow

laboratory.

Wtemd intmmny
at

a routino

amtration,

4mm”
both
the

were

25 mm

the habtwioral

m

per minute, for a total

errata. Prior
and a

to the

W

Mahatma,

period were upeonaordad. Running 'dmg

record again

tested in

recording, diamante

unstmtured historical intervicw

regarding, and meordeﬁ

EEG

EEG

an

BEG

at the rate or

290 to 250 nan, depending upcn

drug

maximum, aubjoots

Imam periods were mntinued until

mummm Wanna patterns on visual
\.

inspe ction.

m

m:

(a)

Neal:

follwed by
n fooling of

Q.

11!.

subject; manifested spontaneous gouging initially;

dryness of the mouth and, a thickmsa of speech. They nohd

heaimde

and

makneu of the

increased mathsmou and difficulty in

W

were

Psychiatnc/cleaﬂy mnifoctad in
between 13 and 30

mm

attaining

mm

am

noon

rammed by

eyelid closure.

subjects. In the not. pound

titer drug mutation, ax

subjects spontan-

�.3.
0011333”

med fouling: of

«mm mums

mm

amnion

illusions,

about than" 111mm, the setting of the

«auras or our icientity.
by the

um:

and Myrtle

Such

and

m: pm-

patterns were transient and had diaappuamd‘

of the expat-meat, usually vitiun three hours. In

um subjects, mesing august-loan and panic led to, a «mum at
an wrung.

amt

Hero, too,

mummm at minimisation War was

mum: tune hours.

(b) In previous studies,

we had

noted the intimate rolaﬁommP

hem ehangan in syntactic language 1:3th with
mmm induced by allotmm.
changes
diothaaino inﬂamed

In

In subjects

alteration in

mm prior to abatmshook,

in syntactic pattern at

an

“lurking” musty.

3&amp;3er with tielta activity, We}: clinical amnesia

{anthems

of an ”alteration in cerebral function, diathaninu induced a
appearance or

animation of

amt: languaga

ambnl

patterns.

indicative

tmient. dis-

The pct-5.06 01'

ohms”

in language in mum-rent with 63mm in eloetmmephalom.
(a)

Patterns: In

all words, than

dosymhmiaaum or fmqmneics. Them

m.
M

15

in

3.

MW in wltage and

a decrease in pruinamo at

In patients without. delta activity

(magmas),

�.5.

me

«mum

‘ppannoa or small

by the
T123543

5.-

W8

of 198 voltage 6-? cps uctivity.

are Monstmtcé in Slidoa 1,

not. appear

slower

to be alterad.

0131.2.

The

basic alpha rate does

Mishap in voltags and appaamnoe of

The

fmuweies with mwmtmtion in blockad.

In patients with vu'ying

”thaw waiting
voltages:

W

1m voltage

m

and

burst

«halite.

in

3

is

a decrease

ntdxitw diuppoun; and

31m and am Wotan hem

This change

It wants

times

{bits
or Maud high voltage dean

from convulsive urea-am, them

are now: in Sudan

ham.

«W

«mm Manny

and voltage

1m,

15mm. mm Ghana's

Ind h.

mm: is West in all 6100mm imam.

during drag

mumum,

and

persists far

one

Concurrent with electroencephalogram changes,

uillon}. and language patterns

at the pm-dnjoatioa
language

in

313%

m putter”,

Nauru: awn uppured.

ciascxﬁbed. With the

to three

as the ho-

mum

the para-injection behavioral and

�as w:
ﬁtness

obaorntions confirm the report of Jeanne: and Manner of tho

affects af diethaaim

altars

moot-d:

subjects.

in’*uonm1"

we

also note that

diam

II‘ with mammal: induced delta activity in a fuhion
dearth“

similar ta atropine and ocopolnmine, l5

ty-

Ulett.

Memo".

Shea patterns are similar to the affect of these anti-showman conpaw-ads

in records

1'0le

head

tram.

In the» subjects,

intmvma

ammo caused immediate changes bath in the we and in behavior. It
is appsrmt, Wafers,
and

that. it;

its: duration of activity is most mum). for

the

@0an mm.

mutual: aim audits by mmus obumra at new man

attracts of head

ﬁrm point to an inﬂate

of muralagie dyst‘motion, the

:2» mwlohonm 1n the
the

madly affects the centre). nervous when,

basis fer the

owned

EEG

alteration;

and the

1m). at

spinal fluid. the effmt at ttmpine both an

mm a» continuum

tin-tho: support to ﬂu

chm: of

relationship batman the dome

an

mm» m wbjoets with heaé mm mm

Wim
Em putt-rams.

of

mmm.
In those studies of Wain. and
u

the

patterns

and

has nutylcholmo

chatmahook, the intimate relationship 13¢qu

EEG

bonnie:

�.7.

m

trauma...

m
ﬂuid
m

mama.

beam

On

We

the bases

note the parallel to we observations» in head

of,

these observatim, as wall as studies at spinal

chanmmmu lavela,

would magi-st

that

[the

(Tower and

mwem,

Mammal substrate

in similar to that. of head

tram.

Fink and

W22),

of the electmshack promos:

Electroshock my be Ionized upon as a

continua-d mothod of inducing cerebral dysfwc’oian for

its

bazaviaml

“Tact.

Purim
pmidas

13m

atudiaa have

(1th

that. alteration in cerebral

mm:

pbyuiologic basis for the behavioral changes in electmahock

(Fink and Kahn, 1957). Such altamtion in

embm

mum pmidol m

milieu for a change in the eat-mum's adaptation to his environment.
aspects a? behavior, in pemaptim,

mum

lama,

mood,

recall,

memory,

m
affect,

the basis for the therapist's ovalmtim

ate. Margo mange,

and

of immanent.

studies of ﬁiathudm amplify this neumplvnolegia

mm“

The

hypothesis of electroshock by suggesting the type of

Minute

mat.

Marlins

both the

Wuhan

biennium

and the beluvioral

chm.

�m:
Dicbhaam, a patent mﬁwohcainergic unwound,

1:1th

was

upemmntnny

intuwnmsly in wyuhiatric subjects in various sages at

commlaive thanpy.

mectmmcephalogma minimum

theme in voltggs,

a.

and observatmm or

éeaynchronixatim of fmquencioa,

hyperventilation Manson in

mean}: mmmt print dnlta activity. accords with delta activity sham!

ammu- changes with mama‘s-anus of delta burst activity.

Gmmt
pat-amass

with the ahetrogmﬁxic effects, behavioral and language

indicative of a reversal of the electroshock affoct. were charred.

It is

maelndod

that:

(a) Disthuine is a patent anti—cholimrgia amount! that readily
enters the

antral

not—mus

system upon

intmmm ministration.

(b) The Modalities}. butts ras- Fm changes in electroshock is

to this of head trams; and

(s)
therapy

The
may

biocheniml

lie in

buis of

the

mode

of action or

m

cmﬂsive

the acetylchounoocholmatemu system.

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                    <text>I;
I

Mnémc

.

'

Recent studies
changes

in the

7&amp;4

’demonstrated that a necessary

change

in behaviort was the development of early

mg

sistent signs of altered cerebral function of

slomgga

”a

was a

“f7

in these laboratories re-evaluating the role of cerebral

mechanism of electroshock

pie-requisite for

?. [ours

Wt

(Fm/IL

indeay

and

per-

which electroencep/alographic

and/(ah , r:f.:'6)

any.

mes may

of this observation remained unclear until the recent reports of Ulett

describing the ability of premedication with high doses of atropine to pre-

We wt};
(WMI‘Collowing
5

vent the appearance of the

EEG

suggestion of this report,

we

delta abnormality

a

.

nth

the

investigated the roles of acetylcholine and

cholinesterase in electroshock therapy.

The

data amply demonstrates a close

relationship between the degree? and persistence of the ele ctroencephalographt‘cr
abnomality and the appearance of measurable quantities of free acetylcholine

in the
m

‘

mm“ as“
as well

{:5mm

of.

to ﬁcholyl-cholinesterase,
The

I

q

”'2

('7’de

}

Loewi

u

W?
normal ratios of” cholinesterase

WW
of the
‘

p
$.00»

.

1

f .—
p.

role of acetylcholine in the transmission of nervous impulses has

been a subject

Edi}

W

x

072/)

Q).

for study since the first description of
The arguments as

«If

theWeﬁ‘ects
4

(ﬁes

r’

to whether actylcholine is the main or only

�agent in the transmission of the nervous impulse are not of primary concern

It is sufficient to

here.

of nervous tissue; that

note that acetylcholine

it

excitation process; that

exists in a

it

is

bound form and

a normal constituent

is librated during the

a

is rapidly hydrﬁlyzed through the specific action
S

of cholinesterase; and as rapidly reconstituted by the choline-acetyléueg

fluid

iﬁ:

Richter

Crossland

-

1916). Furthemore, normal cerebrospinal
I‘M? Mariam ”‘?¢‘94)
4.94mi
m‘t‘uﬁv
contains no free acetylcholine
deSpite the rapid breakdown of

system

(

&amp;

a,

bound acetylcholine during periods of

activity

and excitement.

The

cerebra-

spinal fluid normally has a definite level of cholinesterase activity, which

is principally of the "true" or mecholyl hydrolyzing type{ IVMﬂM/“V 4“}
"Romsuetkg. any).
.111

the absence of free acetylcholineﬁand under the ”normal" conditions

described! ﬁe electroencephalograms

fail to

(a) Effect of Cranlocerebral Trauma:

variables

was

lationship of

described by

show any
.

The

consistent abnormality.

earliest

changes in these

0
glmstein (l9h6) in a classical study of the re-

changes, degree of experimental head trauma, and levels of
cad/w»?!grew
oft!
cats
free acetylcholine in the 09!.
stu
subjected to varying degrees
EEG

0

a

of head trauma, B/mstein

first

showed

that free acetylcholine appeared in

{Yaszwm

the

CSF

‘

céE.
within a few minutes; and persisted for varying periods up to M hours.

There was a positive

relation between the degree of 17am and the quantity

�-3gamma

9
per cent. cu-

electroencephalograms demonstrated patterned changes.

Initially, the

of free acet’lcholtne which

w

Eg-rwﬁﬁal

varied-khan

2.7 and 9.0

Ocn

Com-raw

records were

filled with

high voltage .fast activity,

516

int'preted

as an intense

neuronal discharge; only to be followed by a short period of flattening of

all

#01

recorded electrical activity. These periods were "followed by prolonged

periods of high amplitude sharp waves in the delta frequencies.

Mt

0

Ulth thes/e'zlectroencephalographic changes, Bﬁrnstein fur-

ther noted that behavioral manifestations

w{

he werencorrelated with degree of

the
of
as
as
free
level
well
acetylcholine
traumal/

”in; highest levels

of acetyleholine; he noted the greatest degree of

abnormality as well as the greater severity

””77? M

u/ the
of

WW

t'anges a the appearance ofAseizures.
_

W,

diva

EEG

alteration in consciousness,

7393!. rnnumnrm

further substantiate these observations, B/grnstein applied acetylE Y 105553
choline to the
cat cerebral cortex. When the concentration of acetylTo

and

choline was 1

gamma

per cent or less, he observed high amplitude \sharp waves

of low frequency in the electroencephalogram.
creased to

.7lmaém WAC/c!

the concentration was in-

he
~Wana Mada

per-cent, the electroencephalogram
we. fad-w

2 gamma
74:

When

Tower and McEachern (1919 a)

flattened,‘

m

repeated thﬁe studies in human cases:

w

�cere‘rospinal
in the
fluid only in patients following head trauma, recent grandmal seizures and electroshock therapy.

to 100

gamma

In
cent.
addition,
per

terase activity of

the.

ific cholinesterase

spinal fluid.

(benzoylcholine

Specific cholinesterase

(

mecholyl

The

free acetylcholine varied from 0.2

Tower and

Mc

Eachem assayed the choles-

They noted a sharp

- splitting)fraction

rise in the nonspecand a drop

in the

- splitting) fraction in the patients

head trauma and those following electroshock therapy.

No

with

such inversion was

demonstrated in the fluids containing free acetylcholine following spontaneous

seizures. These authors also conclude that the level of free acety-

lcholine varies directly with the degree of cerebral damage; adding, however,

that the degree of reversal of the cholinesterase fraction is an even
sensitive indicatbr of cerebral

more

damage.

In most of these subjects electroencepéhlograms were taken at varying

intervals following trauma. Here, too, as in Bernstein's experimental study,
there

Was

a

direct correlation of the extent of

EEG

abnormality and the

appearance of free acetylcholine in the cerebrospinal
Thus,

we may

conclude

that craniocerebral

fluid.

trauma

results in the appear»

�-5.
in the spinal fluid; and that a

ance of increased amounts of acetylcholine

direct

{KN rJ
relation “between the amount of

acetylcholine, the degree and type of

electroencep‘llographic abnomality and clinical behavior.
(b) Effect of Atropine on post-tramuatic

EEG

and Behavior:

In his studies, Bernstein, administering 0.5
0

atropine, demonstrated a reversal or a blféking of the

EEG

-

1.0 mg/kg.

effects of trauma,

depending on the relation of the dose to the trauma. Atropine also modified

W

the behavioral and neurologic signs of trauma. In the experimental condition
of

[Mrﬁﬁc/UEPNM

acetylcholine, which induced

EEG

and

clinical ﬂanges similar

+1.14

to head trauma, Bornstein also demonstrated the blocking and reversing effect
of atropine.
Ward ( 1950)

applied these ideas to the treatment of

human

cases of

closed head injury. In 20 patients with varying degree‘ of trauma, he admin-

istered atropine subcutaneously in doses of 0.1 mg/kg.. In selected cases he
noted dramatic clinical improvement which

action.

He

\

.traum.we.

also noted,

alographic effects of

IA)

lg.

m

M

ATTRI Ben-5;}

to

he

atropine

selected instances, reversal of the electroenceph.

In the study of another anti-

�To“)

f

\DIW
I
cholinergé'

drug,

"DIPARCOL"

‘6'

(diethazine), Jelkner and Lechner( 1955) re-

port significant alterations in the post-traumatic electroencepbdogramio

A

single intravenous dose in no instances of abnormal electroencephalogram re-

sulted in nomalizing in
More

22

instances and marked improvement in six others,

recently, Ulett and Johnson (1956) demonstrated the

of peripheral atropine

IL’

.0

to block the

same

effect

occurrence of slow wave activity follow-

ing electroshock therapy. This study suggests the possibility that the same
biochemical condition underlies the electroencephalographic abnormalities in
head trauma and
One

in electroshock.

report stands out in contrast to these findings.

the§5
In
ex-

periments Brenner and Merritt (19h2), applying topical acetylcholine in con-

centrations of

to

232‘

intravenous atropine

to the exposed cortex of cats, noted no effect of

10%

ng/kg)

on

the electroencepahalographic changes.

It is

important to note however, that the concentrations of acetylcholine in these
experiments was significantly higher than the topical applications

“a,

0.:

ML

andnmtra-steruc (0.2
Merritt, however,

make

-

10 gamma)

(1-34 g7ama%)

injections of Bomstein (19h6). Brenner aha-4.1L

note of electroencephalographic effects similar to ace-

0
tycholine from mecholyl (acetylbetamethylcholine) and d’iryl (carbamylcholine) ,
‘

each in concentrations much lower than the acetylcholine concentrations.

�-7.
They ascribed the increased

effectiveness of these cholinergic drugs to their

lack of sensitivity to cerebral cholinesterases.
A

-

variety of experiments utilizing

DFP

(di-isopropyl fluorophosphate)

a compound with irreversible anti-cholinesterase effects

-

demonstrate‘ the

developnent of high amplitude rapid frequency waves similar to status epileptic“;s

as well as lesser degrees of abnormality noted in post-tramnatic states
_

wich

et a1,

1950; Frefdman

_e_t_

a}, 1929; and

Hampson

gt a},

1950.)

A!

..
(Hit

In these

studies, too, the electroencepahalographic effects were blocked by small doses
of atropine.

In another laboratory study, Qhatfield and
posed animal cortex with

activity.

The

Me
PR0 ST!

Dempsey

(l9h2) prepared ex-

NW

and evoked electroencephalographic Spike

admestratgﬁof
prior
atropine blocked this spiking, or

if

present, the alnormality could be eliminated by atropine.
Thus, from a

clude

variety of experimental and clinical studies,

that electroencephalographic activity

as a result of trauma,

To PM; AL

‘5“

we may

con-

induced by acetylcholine, either

application or interference with normal cerebral

metabolism, can be blocked or eliminated by atropine.

�-8(c) Role of CembraSpinal Fluid Acetylcholine in Seizures

Acetylcholine

is

normally present in nervous tissue in a bound, in-

active form. During periods of activity, the free acetylcholine is liberated

at the cell

”I;

The

membrane, where

it is

rapidly deactivated by cholinesterasmﬁ-

level of central nervous system

a
acetylcholine is this

ant of the processes of synthesis, liberation and breakdown.

It

the result-

may be

post-

ulated, there/jars, that the level will rise during sleep and fall during act-

ivity.

this hypothesis is tge

That

(1949) and

Elliott,
,

was demonstrated by

Swank and Henderson (1950)

liquid air quick-freezing methods,

Etc.“

ter

ANIM

in “8.1 experments.

was 300% higher than
'

micrograxmna

the post seizure level.

tissue levels is transoi'ent, however, as the

7
in rat brain is high (1 gr:

.

and Crossland demonstrated

anesthesia and sleep level of acetylcholine (measured as

brain tissue)

Richter and Grassland

’R’tSW

”thesis

The

By

using

that the
per

mg

'

difference in

rate for acetylcholine

J
Elliott 33 a; confirmed thez'e
(I950)

gaxmna/gm/minute).

observations. In addition, they noted that after metrﬂzole convulsions Jﬁi FK’EE

acetylcholine was always demonstrable in the spinal fluid in concentrations
up

to

3 gamma

per cent.

In spinal fluid studies in
Tower and

Me

man, Cone, Tower and Me Eachern (19h8) and

Eachern (19h9 B) also demonstrated significant quantities of free

�.9acetylcholine in patients with epilepsy. 0f 56 epileptic patients,
meaSurable

demonstrated/free acetylcholine in quantities of 0.92 to 5.0
with an average of 1.0

gamma

per cent.

gamma

“¢¢

‘7.)
()7

per cent,

acetylcholine level was directly

The

related to the frequency of seizuresf/ the extent of electroencephalographic
abnormality, and the relation of time of

/

n01

.,

M
sampling
l

14¢,

tonlast seiZure.

It bore

I

relation to medication, type of epilepsy or level of cholinesterase act-

ivity.
As

to whether the acetylcholine appeared in the spinal fluid is a by-

product of the

a M V“ ' s I o n

/
conclusion; or whether

C

the increase in acetylocholine was a

is problematical.
a,
increased

cause of the seizure,

lieve that the

Tower and

[{cetylcholine liberation

itself but related

Me

Eachem (19h9 B) be-

is not

due

to the seizure

to the basic process causing the seizure.
I

In a study of thfhypothesis that the accmuulation of acetylcholine

is basic to

the seizure process, Torda (1953), induced convulsions in animals

by met zole. She determined the level of acetylcholine in brain

fore and during convulsions.

She

W
tissue be1' '

.

noted that convulsions are preceded by a

rise in the acetylcholine content of tissue; that the content gradually $118
during the convulsion; and that

*

5423..)

occur. Furthermore, she postulated
convulsions

u

WAS

8.

certain levels, convulsions failed to
can?»

send 3 factor} which in physostigmine

probably acetylcholine, but in electroshock seizures was not.

�Shendllu concluded
was due

that the fall in tissue acetylcholine during a convulsion

to inhibition of acetylcholine synthesis by increased concentration?-

Sec”
of metabolitesnas ammonium ions.
While considerable argﬁihent waxes about the significance of acety-

lécholine in the mechanism of seizures,

it is apparent that free

acetylcholine

appears in the Spinal fluid following seizures; that activity and seizures

enhanceﬁiacetylcholine; dfstruction/lowering tissue levels of acetylcholine;
while sleep and anesthesia Aﬁgment acetylcholine production increasing tissue

levels.

�W!"—

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up

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mm”
M:

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—

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,
/

-~—...:.;_.-f.._

Mg;

((244.4'4/pv

A

,

,

,..

/
/'
l
.

’

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‘

j

Z

e"

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�����-«

”tum-35$:

434..

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{525%

mthhw
‘3‘

M

.

{3%.

«3%.

Ma

g.

7

\i‘xw
_.

,

n

ﬁwkﬁkxﬁhﬁ

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5n
Q“

W;
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h}.
41“;

7

53.3%

_

x

w

x

”‘1;

(“VM
,

«$ka

��the level of free acetylcholine and should follow a decay rate equal to

the
EEG

WWI-£6
rate of in desthtion.

Since previous studies demonstrated that

Ron

hypersynchuy was a necessary pre-requisite to clinical response to

electroshock therapy,

it may be stated that the

absence of free acetyl-

choline precludes changes in cerebral function and thus precludes a

ical response to electroshock.
Certain assumptions

61M

(1/ .WQS

in \mﬁxam

em

.

may be made

regarding

M‘

W£%,ML 4W;

Cholinesterase I is found in

clin-

WM“;

all
4 {a ;ﬁb€,¢.¢£ £0»£u64*

'

'

highest concentration in the central

W,
W
nervous system; while cholinesterase II is predominant inAblood serum.
With the increase

W!

M/mx.dv£[7

in acetylcholine levels, in the intercellular fluids M

Wftoaow M 6i mm

‘5‘”;

vs odilation and increased cellular permeability
degree of transudation of vascular fluids

may be

I: into the

dependent on the extent and duration of the
/

predicted, with a

intercellular spaces

tasodilation, (Kabat gt 3;.) 19118);

ration changesggﬁztlt high

ncentrations of

15?;
,

enzymet, th

4/

rate of hydrolysis idndecreased,

'

achnﬁnson and Rothenberg,

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.v‘wz\
if»;

~

\

f

��I: she/ﬂ

ammunummmmmmmmemw

at our.Mating
um
'mmsmmmmaozmmmmmmumu

Meat

11:

than Inherited“

ﬂu

1-01.

mmpn—mquuiuformmhmurnammtot
mhwpmtsim ddﬁndocobulmuondmam

Wcummawmmm(mmmv$6h

topmtmawotthamdalhtmutw(mttmdm
1956). rationing the

Inseam at this report, In investigated the
,

of acetylcholm Ind cholinoatome in

diam-tutu

n clone

of

w’

My.

«f ﬁfe? ":9-

‘

therapy. as. data amply

the dean. and persistm of the
ham
1".th

010W
113109

mm

75:,

role:

“humility math-

I'm acetﬂdwlim in

:ppm

of measurable quat-

the cerebmpinal fluid as wall as an

in-

moralenrucetvlchdjnohthotmumornemmpnmm

Mamamrormsmmtmtmumotmwxm
affects by Dale

M1
(1911s) Ind/(1921).

'

rho

W:

n

to another

«1th

4

'

�“wwwmmmtu‘mdmammmm
of

M

0mm hon. It in affluent to who

that mtyldmnm 1|

nmmlmtitmtofmmmmy mtnmmmabmtmaaa
is liberated

as.

an

mum

normal cut-Ironing].
1.913%)

than“ th-

or activity and

that

m

ﬂuid contains

an hm

saga-mt.

no true

of bdund

1?.

iallnpidly

mtylchoum (faster

and McEachorn

new

periods

The comma-121ml

dummy;

nomliy
has
ﬂuid

lenl of Munster-nae activity, Men is principally of the

mM

W

was;
a: Manning and .- mam mmtitutod
mun (mm-a 6mm - 19M). Funk-awn,

«citation

W

through

by

during thy

W

(W

n

“two"

deﬁnitm-

and Rothanborg: 1935).

hmmdfmmtylchonmmdwwrthc'mml"condium
(a)

fact.

:10

mmbrd Tm: th- mliast chug» in than

Wmaomumwaommmwmuauummdm
vngaumpdEmm,mdoxpommhudtm,mdm
otrmumymwminthoembmpamnm. human-numbMtedtonqingdogmluthomtrm,homu1nnruahamdthattm

�v

r

A—w—

WWW—«WW.

W-_-m_w..__quw$

mtmmmwnmcsruuunarummmmm
per-1m for varying poriodl up to Mm. that m a. pain»

mum

‘mmmmammmmwnttnomwmma
mamaandsammmh
human;

mum,

W

was

rm activity{ inmlytohtoﬁmdbyawm

tbs records won filled with high voltam

urpntodalunmﬁeuo neuranldiachatgoy
period of

mtumd We.

{humus

of :11

room-dud Glacial-191

activity. Thou period:

~mwwwmm—n

-M."

mthntoﬂmndbypnlowmothighwnwbshammmh

fw.
summogmmc
.

tbs delta.

than

With

that behavioral
as wen

u

.

i

changel,

-

Barnum 11mm:- new

Nautical! an duo 00th with dogma of tum,

with the 15931 of tree mtylclmline. with highest levels

a:

mmmmwmmuudagmotmmnmwumuum
the
in
alteratim in
seventy
gm‘bar

ma the
1'0

Wmu.»

o: apontanam

farms:-

ahounotothnupoud

mam,

change!

Wanna: animus.

those chain-mum,

in

m.

Bantam applied acetyl-

«teen-balsam. Unauthomntntimot

amylmmlgmporom.arm,hooblemdhighmpntudu

�Mmsdloufnqumyintheauctmmoplhlom. manommutation an increased to

2

gun

pen-cont, the

ﬂattened; in a tnhiun pal-Inn}. to the

Tatar,“

kaW

mammpmlogm

pout-twat“

a) repeated mm.

§

rum.

mm mum-um

otnxwingtmofwmandoﬂm»wm¢nsordem.

13112

mmmmmmmrmmmmmnmwm

mummmwzm,mmiummmm
therapy.

murmmtyloholimuxﬁsdhuOJwMgmmrmt.

In

muQMrmm-aemmdmmmmmiuwatmm
ﬂuid.

Mm:MmmmmpMcmmmM(m

wmmntm)
-

(tn-chem

fondling

dug: in the lpociric

chainsaw

emitting) fraction in the pntiantl with head trams

mm W.

tho fluids outlining
mean

faction m a

lo

s'ugh

hint-310nm

and

We

Wadi:

rm antyloholim tanning mutations mum.

more also conclude ﬂat the Laval a: nu agctymm uric.

Wummmotumbmmgm,mr.

than:

Mmdnﬁmldmmnmmmtnmummmw
sitiw indiutor of

mm m.

�Inn-tatuaumjomwmrmunmnmh—
iamla tanning.

m.

Hun, too, an in Bernstein's

W

cm,

Mmammwmumamumtdmmwwum

adenwmmmaﬁWMd.

mmmmmludnmtmmnmmnmunthaw

”ammuarmmmmmmnudgmum

adfmtrahﬁondmhomﬂnmtofmwlm,ﬂum

mmdwogmowwmmhémmﬁ
Banners
gm Am 9&amp;th
of

(12)

In u.-

on

BEG

and

mms, Barnum, maturing 0.5 - 1.0 lag/kg.

um,

mumudamdor&amp;umdmm¢hm¢tmb
Mam'unumorunmmmm; Atmpimdsomdm
tho

Word

and

usablogic

aim

of

tum.

In tho maximum

eon-.-

.wmgm
mmmwmm,mmaumnwmm
dmm of mmcistam

induced Km and

clinical

m: rmrsing arrest. or «3mm.

m&lt;m&gt;mmmmmmmathmm¢
WWW. mmpumummmotmhmintend atropin- aubomunly in data «(0.1

W0.

In

about! an!

�.__..

_“_«,

_._.__,,....&lt;.,.___,.

W7.

w

_.

mmwmmummmmmmnmwam
actim.

”waww",

..

__._

7

bmmnmmma,mrmafﬂualectw

'exmpmpmpmo effaahl

.w

M”

wwwmmwv—WWWWWV.W_

0239113301110

«um. hmsmammu-

am, Inn-mm

(mm). mwmuﬁﬂ

mmamwmmwmmnm.”
AWWMHMMWOIWW

mmmmmmammwwmmomn:
IMW,Mtandemm(1956)Wthume£fm

-A——.~-T.v

_

ofpoﬁpheglatnﬁminﬂocﬂngthemmotdmmwacﬁuw
following unattached:

the

sm Wen].

mm.

00:811th

mm

saw mggom tbs Minty any

mm.

the

mmmmmmum

WWW

mu-

MWMdsmmnmmnmmgﬂndi-nga. Inmates-

3m:

W

mmmm in
Wmmdzimloﬂwtmmedmnaotmu,wbudmdfm

parjnants

and

Hewitt (1913);

topical

.ofinWatnﬂmﬂM/kﬂmthooloatmmmm
xtumrwmmmhmr, thatthecmnmumofmamwm

mmmnmamswmwmmmmmmappuuuéu
(Mm$)mmmmmm(o.2emm)mmatnom

�thin (W).

3m:

and

”.11“.
of
hm“, mar,
WW]:-

ognplun affects 81:11” to noetycholino

(WW),

chonu)

and duty].

than th-

mmm mmm.

1mm at that. cholinorgic drugs

mums.
IA

-

n

van-Low

ma

at expert-ants

nah in commutation! Inch lover

my mum ﬂu 1mm attach

thou-lack.“
to

um

with incur-11:10

2m mmm (awwmﬂ-

DFP

muutytomhnl

(div-1W}.

Imam“)

cumin-stoma. strum - mum-

thadaubmtnthighmpnmdonmdfuqmymvelmumm

mnpueusuuuumm dugmoxabmmutymmnmt-W
mm

919;.
(Es-non.

museum,

too,

1950;

mag,

192m and Ema-ca

mmmmmnphicoftoctImnWby

Inn dot» at am.
In

W

as.

1950).

mama-y mm, tantrum and 3-way (191:!)

pm

mud dwtmmphdomplﬁc
m1
mmuw. ﬁnpriarWtimotnmpimelm,

expand

cox-u: with procugdno md

ovum, mmmntyoomuonmmmbyatm.
m.rmanneworupommae1mmam.mmm
and. tint

datum-MW

activity induced

by

mtyldzoune,

um

�tuna,
uI
combs-alum unbeblocbdoralmmmbyatmm.

topical tpplmuen or interference with

mum. of

am

run.
may.
mummpnmtmnemuamuam,

mmmotacuuty.mrmmmunhenuumw
maxi-,1Ihonit1lnpiﬂym1nudbycholmmnu. thunder

Wmmauwlm ilyﬁnnﬂaruulhntd’ﬁbpmm
at

manna,

ulnar-1510:: and

mmmuuuu
-

this

mm

is true

um

It N ha

mm, Wm.

dudngnlupmdhﬂdnﬂngmiﬂw. nut

m Maud

by aches:- and 02-083de (1919)

NW§.mmﬂdeM'(19SO)mmupemu.
11mm:

on quash-trauma methods,

Riches: and

cm

wining

dam-mad um

(many-dam
mwmmmxamwm

prn.mmm)ulwmmmmtmm

an

wmmmmnmymnummm
rats. for

Micheline

1n

nth-11:1

18 high (1

gulp/mu).

Elliott

ggmmjmmunu'obsemum. 111mm, thqmtndthat
snot-mm mmmrmmwmmmmmn

�_...—_——___w

wv—wwrvnvr—ﬁwwv—wvw

th‘smmnmmmtmﬂmuptoJEtmmm
Intpdmlﬂuidotﬂiuinnn,“m,Tmrundﬂon(19hﬂ)md

mwhmmm
alumnae-ad mimt managed
rmmmmupumuumomm. 0t56wihpthpt1mﬂ.hh
(1919 B)

(Wmmmnmmmwmnm'mmuuudoawa
mmoem,umqmndeJMWM. magnetism:-

mmmnmpdmmmotmymmot
WWw,wmnuumor‘motmm¢
“Whitman“. Itbonmnhﬂmtomdicgﬁm,typadepﬂsply
armaehammnuacuuv.

hummumtymwmmmamuam

mammumrmmmmamwmma

_munofthaac1mn,1apobmm rmrlhdmmm (19193)»

mmmwmmnumumtmuwm
iwmmnudhthohsdcmumth-mum.

ht’ahwdmlwmmmdmdmw

lib-intact): «13m process, rm (1953).1ndnoodoauvu1d.min

mwmtruoh.

Sheatoxudmdtholmlofmtyldxolim

13an

-

�”memcm.

mmmtommmmm,addbytmommmmmmmmtdusmj anthem”

Mfmsdumgwmmgwdmtmmmmh,m

Wmn,mmudtmtm,
.MhWWumpmmyaummm,bﬂh
mmmmtmrmnmm
WWWM.
maimhiladtoopw.

Wmammmmmummumotmtymmm
that: by increased mam-cums ﬂ ”tam“. such a min in.
M13

mm

nrgunent

mm

the significance of newb-

‘Wmﬂnmcmdms, niaappumtﬂmttmmwh

mwmmmmdrmmm; thitmvityuﬂ
mummammamum,

«mm;

mm

sloop

mug-mm,

M

W

mammal-19701.net

tum

@tyldzonm product“

mm

with than
muse:
80m
omimumdchmgummmm,2mrmdncm(mwhw

(a)

,

Walnut! ”1:413:de

«shun-ammo activity.

«Wmaammmrmmmmmm

Twin.-

Minster».

�"w

——_&lt;__~___..——ww—m_mw—.wrw

“—vwr

,

wwwv

I (”ta-m“, .. ”apedtic',: for Mahlﬂgdw mid: he a ma: Spain-o{r

21w for

WW;

and

«shaman-a II

('psendo", ﬁes-Specific,“ a!"

WW

Warsaw-MW). m
have 6133mm ram
«Wrormmawmmmoum.
differential

a..—vnv—_——-_

nu

cholimteme activity an

mm
he»
083

Bach/Ann and

mm

1133a,

This

qualitative dintlnctim. W Rpm-ting the

138111158

substratu’to

mtylchonnc, but

a ratio of the activity

mtylcholm mum-nu,

an

Wm

(mu Wm - me).

autumnal m the

zonal as: consist:

a;

mm

necholyl and haul-

m nuns are found:

In mch

ntiol non-1

of 33:17 for lack/10h to sub/Ash.

manor “pawn"

amt-Suez- with a

mi].

‘

non-speciﬁc

eaten“

emporium.

In patients with hand

.‘IZ

chainsaw” activity.

tram,

I'm and kitchen report a sweat

may, manu-

mum.
the county of mammmm

eorrdnﬁm between ﬂu extent at tho
th- dagm of

Wu.

tuna and

usert. that. there in a definit-

mend both with

�r,_._W__,__.___._...

Inpuumvith

mmmmammuvmru:

unatotopmmuiznm,hmr,mm1nthonuodobd139mm or total audits-Item activity“: round.

Imrandlhmm

(191:?

g), in than study

érudounbnl
at
tram, n-

W‘mmmtmmtmmmw.

3m»

&amp;pm
WW,
zuwnzmmmnmmmgmmmmmw
ﬁmw
decram
c‘Wmﬂthnmerulofth
Wotan“,
amr 3-?

am

Mupomd rm mtylchanm m..1?

ratio at abolition-M7411 ﬁve pt tho :1: patient.“ Fro-than ohm»

nmmwmmtmmtmwmmmmm
nor:

1113

than. of crunooerehnl

um

than

that:

found

in opium.

kmtmmpmmmmmmmmmwum
Momtmwaweamna ratio reversal,- fb-ymwﬂn
ummmmtmnpcmntmaaamlymotmmumwm
to want."

W

�mrmmyaahmmmu.

Alia,

fmmcwdmrmﬂ

pungent
m
ot’l'mrmdgcﬁcehcémb),
mtthctcguths
fwdtoMspimlncid WWW thalamus tomcat-ant,
penuts us to considor the

yummy

basic to the anaemia of the

um:-

that

such

hm

9:.th pmceu.

Ghana‘s:

.g.

.

ocmlusians
Certain further deauctiom and

agaafalectric

m

mmmgmmma
mum.

The pmscuce

intcmnnhr ﬂuids Mean alcctmcn

Maximum;

The

pen--

mduccaachangeinccn—

ﬂax-activitywith‘anmmu when acetylcholina
induce;
to
gradual

pastime.

tom: “trim

ofﬁo mtylchaum inﬁll

WW,

nﬂwted in tb

nudomeofhwanmmncmtelymﬂm

�»;y-

mmarmmwmmmwwrmamnuoqmmw
an at

new

destruction. 31m.

pm”

IMO?

Mutated tint

lmonnnnmmmnmausaxnmumuypnhunmxuwintnhumnxmqmmnijhmbmahock thonpy,

it my be stated that the absence a! {mo acetylchcnne pm-

cludu chmgu 1n eczema]. {motion and thus pracludu

n

clinical aspen-e to

electroshock.

‘hﬁhhnummmummsnybomwbrqpnnmgdumpainaﬂluuwmmepmb
usability

at!

explaining the increald 1n Ghanaian-Ame activiw.

I is round in highaat cannuntrttian in the central narvoun
estemse

Quintet-rue

aystaum while

n is pram in other games, especially blood serum.

choline-

With the

increase in mtylchoum levels in the inter-cellular ﬂuid: as a result. of

stimulation and convulsion,

“sodium and increased cellular pemeability may

bawm¢mum,muhacbgmouttnmmmmmaaatwumnurﬂmuh1Mmibuhﬂmm

celluhr

spaces dependent on the extent and duration of the

ﬂuctuation,

(but

�r_"__.

m,_m

into tbs spin-1 fluid; and that thus the electrolytes increased, than

siwmsnt increase in
changes
.

mm

in permsbmty of calls

may

ﬂms

such

u

nusledc‘soid Splitting

was

s

amps“.

pmids the basis for the sppomncs

of high concentrations of scstylchouns and for increase concentrations of

Cholinutsrus II, (Tatar sad
With the increase

HcEschom 19h?

in cholinss’oerssa activity, should not the free sooty.

lchouns be rapidly destroysd?

ﬂuid after trams

a).

To what

melanin

cam

it's persistence

and seizure be «embed? An explanation

is available in the

for this discrepancy

observations 0: Hush-am and Rothsabsrg (191:5). continue!

by Tower and Ks ﬁschsm (191396) and Burgaa and the Intosh (1955),

tylchouas

-

shonnsstersse

I

system

“humanips.

At ”physiologic”

extremely rapid

(3-4.1

1vity

in spinal

is

cmcsntrations, mdrolysis

microseconds) but

falls of! very ﬂuidly

extremely sensitive to

(Haldane

at higher

and lower

of,

ill-t the sea-

montrstion
acetylchonne is

consentmtims, set.-

tbs
Cholinesusrass II
cum). In contrast,

acetylchonns uhtionship 1s non-specific, and the rats at hy€re1ysis incmsss
with concentrsum.
0011

mums,

insstarase

this

I, in the

11:53

acetyai‘shonm
functional
with nouns].
st.
1m_ls o:

soatylsholins is dsstmysd by the specific.
oMsr 0! milliseconds.

Where

wvity of

chol-

the excitaﬂea is such as to

-

�1nd. to an
of

“casein

mm

by

concentration of sootyloholino in nervous tissue, the rots

momma. ‘aooodoo.

choline mounts, the ssisuro threshold

dissociation in sootyloholino

-

unt vaaouur

ad

As

is ruched

the oonoontntion o: oootyiand c soisuro occurs. 1h.

_

cholinostorsse I motionﬂzip vaults in s per-

sistonoe of acetylcholine. rho «ism-o,

In. acotylchouns.

‘

itself,

perhaps adds to the Ian].

at

inc'mmd mtylaholino airing.” rapidly. with result-

1'1»

permeability
connineffects and the appearance of increased

names») mmoimnuooohomonom II. Itumoouvuyorwo
onlym, though of

lot sfﬂciomy,

roduoos tho sootyicholins
~«mum of

cholinostonso

and

69th

on concentration

aworim,

1on1, InAhours to

kinetics that

-

to levels for the plvsiologic

I.

Altontionintlnbloodbnin pewbmty humorbyths cantimingsutim

omo observed in pout-electroshock oioctmooophnogrm.
1: evident in the mount apart no Aird 33

g

(1956)

Such

s possibility-

«annotating a significant

increase in tho concentration or odd-inc in bmin tissuo 3-day: utter s ashes
of 12

elects-om. an on. shows

#olooulo, ordinarily obsent in brain

tho clung.

tism,

in omcantntion of this

mg.

to b. con-eluted with the spposmoo

�,

w— _,

N‘erm—.
#179

WW

ducal

unu,

however,

the

1::

mt subjects.

the

ma

1tuntoa

311

com

awumum of trout-

«‘WW

AM»
7
ms
extent;
miuuw to
«-

Despite a

Maﬁa:

nry may

in the

of high dogs-ea hypersymhmy,

m:

by Alerting,

mule

the

duratiamdﬁ'

hypnrvmtmum

populating. me

and

wly appearance

m persist-mo Wont the tmtamt cont-u,

has been described In a neceﬁnry pu-requinita for imprwmmt following

shook( nuke: Kuhn. 1956).

Batman

certain patients to dovdop

137”“an

aholine Ind

Manama:

Assuming

my be

um mechanism
Perhaps

and

gloom-

of.macs-mug the failure

them staring of acetyl-

nﬁud.

is.
that a gnnd m1 leisure indicative of the developmnt of tissue

1min or free acetylchonm in mass at the
I;

hub-

at. at hydrolysis by Mae-unl-

that the electroencephalographic Wrenchrany in a reflection of tbs

persistence of this almond. concentration of acatylcholineg than tho diffemnco

in

paint: who maintain hypermchrm and those in when it

rapidly (tumour-O

Ida]

disappem, 15 a nﬂactim of the theta.“ of the wonmatemmcetyldmum
hydrolysi- Byataa. Persistent.

Mommy "cults non decreased "to of

�rw‘“.

a“

+

V

‘.

,

“m---“vmw

hydrolysis of acetylcholim.

.Ismbmmmmmdm'oomct, dWrmorbothof
the following postulates

m

opantin

an

patient: with persist-mt hyper”:—

chm.
1)

Western”

spread batman the

the

tiam.

opt“

ammunition, so that than in a great

Imam.- substrate concentration and those present in

with high gootylchaline) Ind/[Y

2) Gunmetal-nu

m

I~1a in 108

1113.1”, lo that the cmntntian kenotion a: this mm

opemtim, thong) at a slow decay rate. Conversely, in patients with short

ed

lampemymhm, cholineatomaelandnintismandspimlﬂuidm
Anthem,

at”

the appunnce of high oomentratiom of acetylcholine stuns!»

the production or tissue cholinestemse

I in the central

Frau tho lucid studies of ”am-noun (195$), a

stated in depnasive psych”
induced

mtylchonne my

pncnorbid

m1.

(1

nervous system.

dim rahtionahip batman cm—

Mutton of tum cholinestcmse‘ I and level
.

/)

luv-750..

of nervous nativity can be

mmpnuul depression) , than the

choc:4 .

g.»

alumni“

I
to
production
a
maul.
Waters”
amt.
m

�g;

hmmmmmwmmumummm

_atummuv1ty. Wuﬂaweiwtnmwmmmd

WWNWPGW. Itilmww

mmmxmmbymmmxx.

rhpbhodpmmnotnb

mrmcmwmohdmmumbéomuam

matm.g.g.nntommzomm. hummus-Wm”
mmumuimmsmwmmmducmx,n,mmm

Mgmwmmsmuﬁamwmm tomato:
Wumumdmmum. mmxnﬁmmaﬁw
mtnuuummmmmamnumw;sssmnm

�4t).

awn-mwmm.
the
l

«tutor cautnlnorvm

”Input

Immuoimumm” 1, human tn:

of our): and sustained ma

levels of :cotylnhouno m
Khan, the

Wencﬂlhareaaidhrpndicumnm

data

Wmnohm

and

910nm spinal ﬂuid

mum to a slow 1nd of chainsaw” activiw.

at peripheral “mat-.1431 w chained: neat: 1|

thn hypotheti- roaming central nervous syntax

nictivity to

“rte

elect—reducer.

�thmmphmdem,
1)

mammmamnmmmnud. It'snhuato

3)

Whmdduudbwhmcuaoﬂurmmﬂmﬁxm

ﬁn"

memm—Wrww.

«swim 1nd...

W

tht
‘3)

a)

shamans activity and patterns ethical norm all

at

up

blame

mm
a m”
a)

‘)
1’)

at. of

W

at M
“1 frequency at emu-mu
(patina-1) mung;

Momummy.
mm

1

.7

�NEW»

J?

I

i

.

,

\J

Danae ReleefAeetylchenne

/
bu].

'

E

”Km

m

Mm

at

i

E

Wvulsulﬂ

45%

(”&lt;—

thenpyﬁdmtnted thet/

Gen-change in behevie

6
wee the development or

slowing

up

he"?

as f Wheat

oheervetion

W

-

we.

index (Finkw
and ﬁlm,

mined unclear until

the

«out report!

J’
the than; at Mention with high deeee of atropine
s f1.

E

«‘1

E

{E

""1?

ijmtmg
Week
WWM”)

ﬁcdw-

View. describing

"‘"

hum-tomemﬁemmenw

E)W” “M" “

W131-

'7:

the role of care-

Wrelrequeite

,

?:-

Conan/.hve

in the melanin o:

WW0

E

F

amazes

-

7'3""‘

early and persistent eight of altered cerebral Mention

2

E

15:7

umrmwwww22".

'W‘m~"

"M"

m-dbe’prevent the appeennce of the

EEG

delta abnormality (meet um John-on,
name“) 1d;
1956). Following the mggomm at this report, we
role/
Convu' | £09
of eeetylchame and cholineetereee in
therepy. The data up]:-

m

E

W
”‘35“:

e

m

clue relationship

ehetreeneephalogrephic

S‘ounvxﬁ

ities of free eeetylchonne

1n

Wane
~&gt;

between the degree and persistence of the

led the appeuenee of measurable quant-

the eerebreepinel fluid as wall as an inn.

vereim of the annual ratios of bensoycholmemlinemme to monomehenmetereee .

W
he

role. of ecetylehenne 1n the

bum

tea!

study since the

Loud

tnnuﬁdan

first

eﬂeﬁe—by m1. (1911:) and/(1921). the

3

description of

We.

W

of nervous impel-ea he:

as to whether

gmmm

"’

�lawmanaalyﬁgentmthomaiuionofmuwmmmmmt
cf

pm", man: here. It in mnmnt

a normal constituent of nervous

is liberated

m
it

mm in n baund torn and

tiuuo; that

during the excitation process; that

through the specific notion of

that mtyldzonm 1:

Minute”

11'.

in rapidly hydrolysed

aid as rapidly raconttitutod

by tho

Wtyhu‘ Bysm (Righter h mainland -

new].

«3&amp;0;me ﬂuid

191m)

damn

W
W

contain- no

1910)..

in» mtylcholim

(Tower and 1493116th

mo rapid breakdown o: bound acetylcholine during periods

of activiﬁy and excitement.

cerebroapiml fluid manually has

The

chain-stance activity,

principauy

”ohm hydrolysing typo (Warm and

of the

ducribed, eloobmemelﬁdlogma
Effect.

:3

crab

fail to

'tm‘

or

w

condition-

Wm

Show

Tram:

W

Bothenborg. 1915).

In tbs shame of fmo «Mammalia- and under the

(3.)

Fummm,

any conailtant abnormality.

506-)

ﬁﬁMU
Jeotad to varying degree: of had tram, Bomtainﬂﬁut abated that
(I

4

In.

�‘1'.

acetylchmne uppeu'ed in the 08? within a
_

few

aw”
minutee etterhtnme and

Wm
up“:
Wﬂoeitiwhnktm

persisted for verying periods up to he hams.
hw_¢,_e./
”MK“
at tame/:1 ﬁe quantity of tree
W... W”-~Nu
'{L
versed heaven 2.? and 9.0 pm per cent, Mi

'Wgne
7__

‘

,

“MM

.

Wu} Mm

amount-m. electroencepﬂlogrm
1111:1113, the Vracorde were

mud

filled with

all

patterned changes.

high voltage

recorded electrical

fut Witty.

1n:1

short

mm in

immune.

my!»
mum
F.

-

activity. mane periods

then Inﬂated by prolonged perloﬁe a! high amplitude sharp

the delta

“V,

z.-

terpreted as an intense neuron-J. discharge; only to he followed by

m

“I.

were 0.190

correlated with degree of

tame,

WW
mtylcmhemthegmteetdegneotmmmntylmthe
M
seventy-M
WM.

as well

all with the

level of tree mtylcholine. with highest levels

W

MA.

5(-

in containment-change- in

greatef

and

'20

J

gamma“-/'

‘

period of ﬂattening of

Iﬁ‘J‘

eponteneoue

of.

name,

poet~tremt1c eeimree/ 0/1/24.

Wow

furtmr substantiate these abstention, Bemetein applied ecet

choline to the apoeed cat oerehrel cortex.

acetylcholine use 1

gm

When

the concentration of

per cent or lose, he observed high

mutude

�W“

sharp

ms

at

low frequency

castration m immune! to

mum

.

m

(£2, patimto
therapy.

gm

pan-09111.;

Eu

mount

"(19349 a.)

:1me

mpeutud

was found

Wham

the can.

the electmcaphalogm

in a fashion pummel to the poototnmtic

Tower and

@

2

in the electroencepmom.

”com.

by};
WI

W

”arm.
thou studios in

in up «rebroapiml ﬂuid only 13'

'7 adtmm,moentgmm«1uuure3}nd’m
that :m neotylchguna varied IMOA to .100 gm per ant. In
”1

addition. Inner and Mencken-n assayed the cholkutenu activity at the spinal

“Maternal
M
(W ﬂatwf/ m.
W
W

fluid.

They noted a sharp

rise in the mamaiﬂc oholinesterase (berm.

Molina-splitting)

.WW”

with”.

taunting

thanpy._

Ho

such inversion

m

dmmstrated 1n

the fluids containing tree acatylohonm following Spontaneous seizures.

than: authors

oL

‘

do. concludcﬁt the m1 of tree acetyloholm varies

directly with the degree of cerebral

W

P. .._ ‘

3%
dam;
Mr,

rover-:1 of tho ohalinenterue

slum inﬂate:- nt con-bra dunno.

adding,

tau a,

that the

traction/tram non m

�W
-5-

want-)Ww an m at

(g m of those

i
P

5

tervala

tanning

MA

mm,

direct cox-“hum of the

_of Em

Mommy m

appearance of true uoo‘ylgaolmo in the nnbmspzlml
Tf
(-l [I
m. I'
that. eminent-b211, traum-

WM
ﬂ”
W/
m

I

1"

m?!

mes-d
a

in-

the

ﬂuid.

.

min-11mm-

ofﬂaoctyldmnno in tho Imus]. ﬂuid;

and,

that

the”
bemoan
mum
the
dim:
degree
pthmtylcholiﬁ,
aim
wt

at

and type
()3)

{“49—

.

‘

varying

1

.

lA~

mammognphic nbnomlity/ an!" clinical War.

am Am g. mtg-swan
at

EEG

and Behaiorz

ﬁw‘x mu Mud- W
u“ /w
mama-d {munching at mam attests/Mb—
.

W

j—h‘

“1.31m °£

3th.

6‘“

W

”ﬁshnet-n1

a

and neurolcgic {.1336 of

W

*h tum.
trams.

4;;

W
”1.574;

Mn“
2

“:86

awn/9
Men of 'mtncistorml acetylchoune, which induaod Em and clinical
.

W

effect of utmpdm.

closed head

In 20

clung” 11:11:: to had

Ward (1950)

tum, Bgmatoin

applied axons

1331117.

1m:

06 31.10414.

_

Water! ibis—W

to the

trentmt

of

0...

human

pttienuuith varying agree of

iatarad atropine subcutaneously in dam o: 0.1

when

In

cues 9f

m,

,

be achin-

M

can!

�r
WWWmmmm—W’mmww
E

aux.

mmmmmmlmm'mmm

rmml at tho electro-

,_

.W.

.
A

E.

enceprmlognphclc

effects

.

W

~vm1Wv—wr

E

m.

cholinergic drug,
a!
alterations in the
report

31mm

Inﬁm study of author anuJaguar and Loom

(1955)

915::th
We

Ammumtmnmmhommammmmm
E

E

«(At

a_

833”“me

r

A-..“

‘

m

.

__V

W

tu: 9.11.4447

M
W

mudmmmnmgmzzmmmmmdwmmcmm
of

atropino in blocking the

following

the

010% and Johnna (1956)

WW

w

W

and
I

in

m

Wm

of that wave activiw

therapy. this study suggest;

an biodmictl

in head mm.-

Mutated the smith“
ﬂat

uﬁdeﬂ; th- chctmnoepkﬂommic
\

I

\\

E

I

‘
_

manpoz'tstandaoutinconmsttothuennmngarlnﬁwhm_
'

\

pennants Brenner and Merritt. (19M), applying topical aoéﬁyldzoline

1n

concentratiomctﬁtomitoWWcomdmu,Wmdfm
i

or intmenma atropin- (1

E

E

It is

important to not.

the

r

‘

1r

E

nag/lag) on

hmr,

oloctraomphnlom

that the concentrations of

“Mabel!”

in thésa expemnta ma signiﬂmﬂy higher than the topim¥ upplioationl
.

r

E

.

L

E

«hang».

(1-1; game. S) and than

intncistamn1(o.2
.

-

10

N

,

Born.of
gum)1njecti%a
1

.:/\_

.\

�mm

Banner and

(19115).

ognphic affect:
01101130) and

than tbs

imu

hunt,

annu- to

doryl

hunter,

m

not. of

0100th

:cetyuholina from mecholyl (nootylhetmthylo

(Micheline),

not: in mneontrations

193$).de concentration.

mh 1m:-

Thq ascribed the manned effect-

at those abolinergic drug: to their lack of maitivity to cerebral

mums.

mm

high

«11
u
n
epileptic”,

mm
In

(W,

ﬂan

at

913;,

am.

In author

1950;

degrees a!

abnomlity noted in mhtmmtie

boom 339,,

1919; and

Emma 23$.19So).

m1

if present,
ﬂu»,

mentor}

The

tho

in:

warn

W

by

‘

study, Ghntﬂald and

aorta with prosuwm

39m activity.
or

1075531;

studios, too, the olectmneoﬂnlognphie effects

.1111 date!

exposed

W

«puma. npid fnquencykw

similar, to status

Dempsey (19152)

and «oh-d

pnpmd

eloctmemoptnlomma

prior aduiniatntim of ntropinn blocked this spiking,

Ibnomlity

could be

15leth by atropine.

a variety of upexdmntul and clinical

elude that eloctroenuphnlogmphic nativity induced by

studiu, u- my

con-

uctyldmuno, nth»!

�w .—-——\W-

W..

'WM

as e result at

Btu-Lug

tram,

topical application or interference with nee-all

period! of aetiviﬁy, 3% free acetylcholhe in liberated

W,

mm,

when

it in rapidly Mum by 01103111081283”.
{mu—ML

WAammchmne
115M101:
at
ma
We,
hm.
that the

than the

Th9 10701

mint,

of

remnant of the processes

It may be

postulated. therefore,

m1 mm rise during aleep and run mmiﬂw.

this methane is true
and

is

at the cell

That

we: denountrehd by Richter and Cree-land (19h?)

Swank and Render-eon (1950)

in animal uporlmntn. m using

liquid air quick-freezing methods, Edema: and Greenland denomtrated that.

mm

the anesthesia and sleep 1M1 at wetylehonne (manned ea

per

a.

brain tissue)

was 300%

difference in ﬂame level:

rate for acetyleholme in

21g

f”

(1950)

Maw, “

_ Vﬂ

'

*~-~r-—.._

(ﬁtter mtmole camﬂei

brain

is

however, an the meynﬂxeeia

high (7

W‘“

observation»

The

game/alum“). Elliott

W‘mey
H“

,

0,94»

A

noted that

”W «J'N'n‘ﬁ'
a free mtylohnline was always demmatrabh

WW”,
x.

is tme’imt,

at

6611th these

higher than the poet eeiaure level.

in

-

�-7 w»

mmmwmm_—-—

'“ " ' -

:

qumm

unmadﬂﬁdmmcmquptoBmwmt.
m,

In ’lpin-J. ﬂuid audio. in

fear and Kahuna!!!

(191:9 B)

Illa

Geno, Tan:- and He Enohem (191:8) and

mmm

woman!) in patients with opuspay.

free
(77%)

mud

lignuieant quantum: at
Of 56 OpilOPtic

W

mammal.-

rm miyloholine

directly ranted to the

momma
to the last minute.

W

‘in

quantities of 0.02 to 5.0

at cultures, the extent

It hon no

mention to

mansion,

cm

emulsion, orwhetharthe

«nun,

that. the

3pm ﬂuidisabyb

mummammoamumd-s

is prom-untied. Tm:

and

When:

hem-ad mtylchoum liberation in not

itself m‘mntod to the mic

is buie to

the

scum

process

due

mung ﬂu ”inure.”

process, Torch (1953)/ induced»

animals by metruole. She dctomined

mm;

type of epilepsy

mm.“

line

ot‘

I

“ﬂammumymmmauzymm
or the

mo-ammm

af-f;m
abnormality, ml the mung»:
of

or lavai of choljnaatemne activiw.

product of the

M;
J

gum per cent, with In may at 1.0 gum per cent.
16791

ﬂuent“,

tin level

01'

(191:9- B)

to up

be.

“ism

§

mm

Won:

1::

mammalian in bran

�Mam berm nadduring

W

Wm.

mm¢me

convulsions

rise in mintymmum Mutant of tissue; that tho

by a

my»
mum

Mfﬂndudngﬂwcmnlﬁm3umﬂutbomcemm15,m
whim failed to occur, )hrﬁzem/de
a

-

\\\_~_,_.H_.

than”

K.’

as

during u convulsion

We»;
H111»

duo

V‘;

to inhibition at aoetylchenno

mama;

martial. argument” about. the

MWWM’ZMMM
choline
the

W
Mum mﬁummum

Inch 3:

ram-m;

'

mtylchaum;

while sleep and

W

.

mtautivity

tum 1m].- nf

and
-

15min.

WW
magma:

mem-

mum 0.th mtylchoum produnﬁan

abut-ration: of change: in mtylchonm, armor and

of

of

W»!

Gmtlnt
War/wed...“

03m.

Mun 1m.

W
Mb...

in
clam ﬂuid
Jan-L,
dostmcum, lowering

mowing

J.»

—_‘_..~... . ,‘_‘

manned concentration- at

by

tum,

/" prob-Lb
acatylohouna, but in
m
msm"ﬁot¢&amp;nmumtthofmmmmw

in

mm

poetuhud

/,:v’

.
‘

whim:

z”

with

When:

(1916),..—

min-1 fluid cholinemmu activity.

are normally

fwd

1n the spinal

fluid:

than

Two

W

Minuteman-I

�\

} 0m”, -

~apec1nc',§ or

ity for wetylcholine;

and

hm

mxéming)mm

Bath

W

W

Wyn

for Mom

and

differential rite pend” qualitative distinction...
cholirmstame activity

a,

memo.

has a high

cholimtarwo 'II (.“psaﬁdo', 'nm—apecitio,' or

Mam-manning).
dittemnt. rates a!

madam—1

1

.éetymxoam, but

Mandamus.
By

Thin

‘

”porting the

M
ratio of the activity ”errand

and

prf
W(mﬂ1M/Aah Wk”:

bent.

oylcholiué swam—ates to an aoetylcholim substrate, m_ meio- are round:

WMw-‘C/WLW M

osr contains antenna in an

_

Thus, normal 68! consists

ntio

-

/1,u?l’zjdua.2

mo)‘ In such

0133:17 for

n“

non-specific ester-nae component.

In institute with hand

tram, Tour and Warn

report

‘5

dwinzfTr

W

the dog-reset

mmtyg

ﬁzz-J2

65.x;

tram and‘tho “Av-o:

””

mu

it"
,g
3

nAsimﬂmt

correlation batman the extent of the chalkenamc reversal “in with
'

1

WW
a)”;
M

minly of imposing" octane“ with a
.

no

I

,

the oWncomalogmphin

33

3

Jr”?

�In patients with

130de mu ﬂuid hétylcholm activity a I

result of Ipcntenoouc seizures, hammer, no change in the ratio of chol-

inestemea or total cholineeternae activity an

Wm
Manx:-

Tower and

a

their study of creaioocrehral

(19w 3), in

‘:A

six
portede psychiatric phtienta mapping

in:

*

ﬁle

rm.

W);

W

patients utter 3.7 troatmntc, theymported

{1;

m
M
decrease

cholimntame,

a “I.

tram, re-

therapy.

ﬁtm-

rm ioetylohonne act-

a:
cholinectemco with a

revered of the
5

W
We:
W

ratio of chcnneetoru? in five of the six patiente. Fro: tho/e oblont

“time
more

(V

they concludejthnt the apinﬂ. ﬂuid

Wax:
are- “Du—4

'

in

lib those of cmniooemhrel tum than then found in opucpcy.
haul-ding the one patient in the series

who

{tiled to

show

either

1“ﬁeyW“
tat "It

{mnwetylcholim or a cholincaterace ntio reversal,

0

u mum-ting that this patient was the only om o: the six to chow no
recponce to treatment

.'

�Ducunm

m
,

but than variant obnomtiom, In my comma that
therapy induces spinal ﬂuid changes mm

otrmrandwchem

(191:9

rum to maps»). ﬂuid

b), ﬂu

W

111m

cerebral

tram

amt. that onlytho gamma,

railed ta

show

a response to

peanuts us to consider the pwnibmty that such biochemical

“t,

basic to the machinist o: the

W

at alas-uric current through brain

ular activity with

an .inemaae

to inﬂuee a grand mal'acisun.

in

m.

Thu

tmtnant,

We m

process.

cnmlusiom
certain further deduction: and

‘ago

than than.

an

mamas

poasibla. the pun--

manna: a change in cell-

mtylnhnuno to level: uranium.

presence at! free

:1lech

in tho

�enema—II in

Mt

in other

tam,

W

blood

anew

man.

With

a.

1mm in acetylcholino levels in the inter-canning fluids an a result of
.

mum
amm'umnmdtmundmmmmmmmm
annular ms dupendantm ma ottoman duration or themuon, (mm.
ngm)vltmwpmwmwmbmmsmmmmw
81:6.me in mm mom (19M. "s2. W» M. '53). Thu
I!!! convulsion,

3111:9301

and

modihﬁna and nomad annular pemahility my

�throws
mumm;mmtmbmehmmud,
luxuriant

mmmmmmumw-m

splitting

m.

4

mummramtydmmmmmﬁomtormtw

_

wwmumamwmmwtermmmtma
ﬂmmm ’n. (rmr w mm
1916 B).

mammmincholmMmae activity. mummfmmwb

1mm

replay

be

ﬂuid nth-r

m

doatroyud?

and

re whet

We.

”ism I» «edited?

:1:

can

.

.

it’- pal-datum in

in amplmtim for this (1180mm

ammuntheobumtmormmmmm.mm"
tyrower

and He Enchun (1919c) and Bax-gen me

monoun-

At ”physiologic“

mantmtione,

m «2% (m
rapid

(3-15

dam)

mtnﬂm.

mm:

but at. higher and

fans

acetylnhoum nation-hip 1:
with

(195$). thet the

33.6w
sensitive
- chonmteme-I cyst. is

mtienehipe.

1v1ty

he Intonh

cm).

Wu,

mg. with hem-1

ne-

to concentrationor.

acetymhenne 1s

Mr concentmtiona, set-

In contrast. the [hasten-e411

and the

mm

rd: of hydrants 11mm

levels of acetylohnnna et

eettutyoreheaamteytheepune
«name-nu, theseemohenne

inseam-I,

1n the order or

nimucom.

.

more 3% annotation

W

-

�loaf» In main menu-luau or mwlaxolm in mm tissue,
at hydrolysis

Mascara-2‘1:
by

ehouneumtn,

my

As

tha

rah

an mutation at acetyl-

thaimnthrydzouu mammalian”. occurs. In.

dissociation inpootylcboum

- Ghanaian-a I whammy results in a par--

mm,1tu1f,par}upalddstothtlmlof
unﬁt-#61:. with munnu mom-ea

untmoeofaoetylchonne.

nu ﬁtym.

mm

gym: pemmuw grim

.W

1mm
muesnmnummmmnmumﬂ.'1t1umauuwottua

ant. vascular and

0mm,

aid the

or

mummcm,mmmmnmmmmmt,
ypuulbi

uduoeathnm‘ylcholmm,
action at

'

mmudm,umrermmo1agu

muons-I

mm,muhasentumm,ubccomnmummw

�all?»
.

!

I

W

dwwm{mubm)nmmmmm
hmumnamwaotmmmmmmuu

Wuhnecmﬂmdmmpnvmmmmtmmm
due”

mu,

)2pr
m,

extent)

its

in lost abducts. Ila-pelt. n

m up at uppunnoa

mum:

m

vuy greatly in

of mg: dogma

WW.

nut.-

daumua: m

2171

to modiﬁcation by ﬂex-ting,

ituntosa-

has bean

W

applicatiu: of

b

mmmﬁan and hub--

w

psyuhntzic popﬁhtion. me

and

1t!

any appearance

courts,
trait“:
Want
yum
the

63mm u n uncanny pn-mquuiu for

Mt

following 01.0m—

m(
ampmumwmm'z Pcmmiomudwm.

M&amp;Km,1956). ButmtutbcmhmiumucﬂnngtheMnno!

dialing and

Mentor-Ion m be nut-d.

Assuming

that a grand

Ill

is.
seizure
indicative of the

MW

of

tism

le'nlloffmo

mmmnm-«mnudwwwmm-I/

’md

ehctmphdognmc hyperqnchmil a reflection at u:

um. the

per-31m

of thin abnoml commutation a! Micheline; than the difference

upmummnmmmmmmmman W(Mhouni

Wm,

13 a

nﬂactian of tho

mm m

W
«we.

d tho dammsuwtymm

Persimt types-3mm units m-

M

nt- of

�.vp—v—vW—yw—qw—nw

«

W
‘13mzmmmmmmm.dummorwd
WWW.

of

!

ﬁn {ma-mg postulates are opontiiu

k

£3

menu

with pom-tons

E

chm;

l
E

W

.

Westerns-i 18 in low cWﬁﬁ;u tint 12W in a great

1)

.

spread

tho

hm

tho amigo].

mum- aubatmh Mutation
and

at

Wanna-II 131m. no that tho concentration 135mm. of chum

on oporatiw,
[and

hi.

W1:

a lion docq

nu.

Camel-loin in patients with short

hypersy'mhm, Whoomrnae-I and-II in tissue

mm

and spinal

a. ”7

fluid

am

we produotion of tissua cholimsteaé-a-ao-I 1n the oentml nervous syntax.

W mm
WW ame-I my“ aim-rm tho lucid studio! o:

(1955’),

mutation of Mam? cholimateroao-J
ﬂ
‘

35

4‘—

high.

\Purmemon, the appeal-once or nigh concentration of
acetyldxouno

am

in

I

new with high mummy
2)

and those pmsent

and

a direct

mum}: between on»

level of

aetiuty can

deMa’o
be
‘

do...

91»th
1M Manon» my stunts chainsaw-1 pmduotion to o m zoom.
stated 1:: Massive psycho-3 (fungus-.1

60pm).

than tho

Wu! mu.

Eﬁofji 1

�‘

.53.-

In moth-r cutout, those studies
of outcome reactivity. “Eadie:
_

In

have opplioation

imp-W

by

to the woman

Watch an!

other: havo damn-tram a mhtiomhip between the blood pressure reopen-o
of patients to inject“! mohohl and
ahock. Namely].

Ward“,

is

ﬂair mama). naponaivity to alcoho-

a potent oholinugio agent which induces

sweating; and

vuadﬂation,

momod peristalsis. It is rapidly

cholimutoma-I and slowly by cholinostam-ﬂ.

Tho

W

15'de w

pressure of sub-

mu an: arm- mused menoml and Muml to the baguun. 1n n variablo
length of

tin, 3.3. the to

natal-unto

'

20.119112“.
more than
Patients whoa- blood pressure

“mummswmmomieduaroupl, II, QMIII no

notions; those whose blood pressure “has 20 or more 11mm

to rotum to o

MWImotonhwooﬁm
WM M”!
mt ntouitthdthonupII-vmructomaﬁimute.
hmmmmnmtonmoMmmmwpﬂIn9ﬁmmxy
buoﬂmueroupvlmdmmcum.
,

g"
Wilt-v

rats. (momma at,

1952.)
'

hmmmzummuummupumumm-mmA

Wmédmlylio
a lion

npiﬂyhydmlyudy than the

W81. nu.

V. may

Gmumm potiontahan

m»
predict. Hanson, that tho tholinoutenu

‘

uuuwmnmdwxammuldbohighyuhuoﬂmmuvﬁy
\va x

�a.
dwnamwum. Homnhnrcaamrpnmnm
mmurwmmmmdemM4,mumuu

mammmmwmmmnmmmm
mammmmﬁarhmammmmmum

mmaudpwmmwmmmumpmu
mwnmmuammmmuwumm.

�Wmmamnﬁanummotmm-oraammmm
W
emmwmuummamyummtmwmm
l

quire
#11:

veriﬂmtim.

1mm

For

this purpose

mutionahipo

ho

WM
Wash-at
1)

it in

anaemia.

'

murmumaammmmmnm.
typo,

OllQWﬂogrlI patterns.

m

and

magnum at

suggest-d that an

mam.

1‘4an

A1», the

“mum

2)Rohumdmchmty1choumuvohtothomnicalmd
patina“.
3) mung» 1::

indie” or mama brain nmcuon othorthnn mama:

such

mtylrhmao 10701:.
h)

mums; of cholinoatenae actimy

and patterns or blood

spinal ﬂuid to:

41)le
b)

We!“

a) ram otdwoloznant of 3m
,

d) amber and frequency of

tmtnentl
a) antennae (perimnl) mativity
f) 60mm]. meti‘rityo

14
.&amp; 7’

5.

Wm

n...

WWWM?
éIJMW~

4*
,

um

and

�111: 7-3-6A

(I:
on rue

ROLE

or AcsrrtCHOLrue

'

'

'vh .d)

AND CHOLINESTERASE

'IN'OONVULSIVE THERAPY

-«

IStudies evaluating the role
of cerebral changes in the
mechanism of cenvulsive therapy have demonstrsted that the

develogpent of early and persistent signs of altered cerebral.
function are prerequisite to changes in behavior (Pink and

»

t

A

~A.

. at

':

n
.

'

.c.

‘

I:

‘c

.'
V

A

s ',
&lt;:-~t

‘

Kahn,‘l956),

In these studies, electroencephalographic slowing

was the nest significant.index This ohzrvation remained un-v
clear until the reports of Ulett describing the effects of pre-

medication with high doses of
appearance
in
the
atropine
preventing
of the EEG delta abnonnslity (Ulett and
Johnson, 1956). Following
reniewed
the suggestion of
the
we
report.
role dt acetylthis

cholinestersse in-‘convulsiva' therapy.
‘he data
suggests a close relationship between the degree and persis
of the electroencephalographic slowing end the appea ence of
and
choline

measurable quantities of free acetylchnline in theygnrebrnspinal
/

influid as well as an inVersian of the aerial ratios of benenycholine.

.

'cholinesterase to lecholylcholinesterase.
that:
The role of acetylcholine in
transmission
of nervous
the
impulses has been studied since the first descriptions of Dale
(1915) ..snd Loewi (1921). The srgunenta as to whether actylcholine'

is the main or only agent in the trans-ﬁssion of the
nervous,
impulse are not of primary concern here. .It is sufficient that
acetylcholine is a normal constituent of nervous tissue; that it
exists in a bound torn and is liberated during
the excitation
is
that
process;
it rapidly hydrolyzed through the specific'action~

-

A

‘
"

.

A

.1

F
.v
«an

‘

-&lt;

_-

:

.V.

l

antes-.3

var-I‘m.-

,,

.

“be”:
wMYJ/I'"

44::

gauges-5mm

�.

.1

of cholineeteraae and as rapidly reconstituted by the choline-

I

'

acetylaee system (Richter &amp;.Crossland, 1969). Furthermore,
normal cerebrospinal

fluid containe

_

free acetylcholine

despite the rapid breakdown of

(Tower and HcEechern, l9b9a)

bound

no

acetylcholine during periods of activity and excitement.

'The cerebrospinal

fluid normally has measureeble cholin-

esterase activity, principally of the "true" or mecholyl

’

hydrolyzin3 type (Nachmeneon and Rothenberg, 1965);
'

In the absence of free acetylcholine and under the conditions

described, electroencephalograme_fail to

consistent

show any

‘

I

abnormality;

..

‘

i

(a)

Effect of gregiggerghggl

.

3

Exagggz

.1n n

study of cats

subjected to varying degrees of head trauma, Borenetein (1946)
reported that free ecetyltholine appeared in the

CSF

within a few

udnutes after experimental head trauma and persisted for varying
houret
acetylcholine
quantity
of
periods up to £8
free
_The

varied between 2.7 and.9.0

gamma

percent, and-the

amount weeV

poeitively related to degree of trauma...‘

Conconntant electroencephalo3raes demonatrated patterned
chan3ee. Initially, the records were
high
,

filled with

n

fast activity, interpreted as

voltage

intenee neuronal discharge;

only to be followed by a short period of

flattenin3 of ell

recorded dectrical activity. These periods were then followed
by prolonged periods of. hi3h amplitude sharp waves in the

delta frequencies.
The

.

behavioral chan3es were also correlated with degree of

trauma, as well as with the level of tree acetylcholine, with

,higheet levels of-acetylcholine. Bernstein reported the greatest

_‘-_...

�_,

‘

1

,
_

,. .3

w.

a

yawn-mun?”

lift!“

.1»?

.

..

my vmr

in?!

0...“,

yr,“

y». my -1,“ 'V'W'FM' cream-ls“.

.

_

.

.~

&gt;

I

-3degree

of m abhor-slit” the greatest.

and

thence; in

consumes

'

furthermre. spontaneous post-Ftrat-oticseisures livers also
related to the
of tree aco'tylcholino- appearing iii the
apical fluid.

1

“t

l..,‘_.‘.__..

l...

V
A

t

‘

’

further substation ,theae‘ohsarvations, Bonstsin applied
.acetylcholine to the eiposed cat cerebral cortex.' "h. the
concentration of sutylcholine use
percent or less. he
To

,

‘

.

.

'

EI

-

.

line

‘

observed high amlituda sharp waves of low froqmncy in tho electroencephalogram.

When/the concentration ‘ves increased
to 2

3—:

perceot,’ the electroencephalogr- flattened in. afashion parallel
l

to the post-trematic records.

‘

.

Tower and HcIIchem(l9lo9a)'-Iropa_ated

neurological pstients.

thssa studies in

Irse acotylcholins ass

112

foond in the

cerebrospinal fluid only in the patients with. rocoot hood trams,
~recent grand-ml seizures or convulsive therapy.- The free acetylcholine varied from 0.2 to

lOO'

3‘s

perceot. lnladdition,

Tower

end lichchern assayed the cholinesterasa activity of the spinal
fluid; They noted ashsrp rite in the “nonspecific cholinesters'se

‘

fraction '(hensc'ﬁiholine-splittiog) and a drug in the
specific
choliioesterasefractiou (escholyl-splittioc); in the patients
‘

with head trams and

those'follwiu
in

Mlsive

thereby. no

~
-

such inversion was ’d-oustrstod it: the

fluids containing tree
acetylcholins fondling spontuooos soisores; These authors
concluded that the level of tree acetyleholino varies directly}

the
degree
of cerebral dance; «nesting, haever. that
with.
the reversal of the oholinostersse' frantic: cos ‘a sore sensitive

indicator ot-esrshral donate-V ,'

I.

'

_

'

’

�7-1-2
intorvalo
following
varying
at
cm
in loot of theoe anhjeeto. .‘lhe nthore reported a direct

Electroencephalocrnooere

trano

-

m

and the appearnce
of
the
of
ahnorn'lity
degree
correlation
oerobroopinal
fluid.
in
the
of free acetylcholine
_

two
Theoe
'

increeoe the

etudiea indicate. that crnioeerehral tron-a nay

nomt

of free acetylcholino

in

the opinal fluid;

’wt

of froo
that a direct relation eniota between tho
acetylcholine, the degree and type of eioctroondphalouraphic

and

abnormality. and changeo

in clinical behavior.

'

Bornotein adainiot'ered O.5-l.0 tog/its atropine after hood traumawae

tho
induced anddennatrated blocking of

mifeot no effecto.

Following
the
experitrana.~
induced
intreciotornal
which
ecotyldlouno.
addition of

jof
and
neurologi'c eigno
behavioral

nntal

2

clinical change. oililar to head trouno.'lornatoinohoerved 1 blocking effect or atropino.
zoo and

,

Vardf1950) applied theoe idoaa to tho treatnont
caeeo.

..
of hulah

'

of closed head injury. .In 20 patiento with varying degree

of trau'oa.‘ he adminioterod atropine

outmoly

dooea
of
in

0.1 tog/kg. In one eaoao'henot'ed'clini'éel ignorant. and in
tho
of
electroencephalographic
of
the
1
othero, revoroal
effocto

am:

ntioholinargic
of
'otndy
a
another
dm.
tragna. In
Lechnar (1955) reported oinificant altoretiona in the poet-

and

»

tranatic electroencephalogrn.
inota‘nceo
'

in

22

of

A.

oingle iatrovonooo dooe in

abnornal electroenoeph'aloorno reoulted in

inatoncea and unto-a iaprovooont 1. eix othoro.

‘

1.0

nor-dieing
!
o

,

�.

3

Iv.

.

.

p 5 u

'

..

'

‘

,

.

V“

U
-

'F

‘

‘

'

r

‘‘

Ulctt and Johnson (1956) donoootntd tho I... ’oﬂoct'ot Antroptno
1n blocung tho oppnronco of no:
111601”
couwlo1n.
oct1v1ty

vi.

than". an'

mood: tho

study

oouuto

tho
that

0.- Motbdcal .chauo.

oloctMuphoch on...

13 hood

;

m...

cod 1:

,.-

i
.

“owl-1o...1::
oootrut t6 thou 11.11:. In an:
out
undo
noon
0.
mod-onto Broom: .d Hordtt _(1m).__m1y1og top1c‘11'ocoty1f161111.11

,'

-

1

’

thou.

of

tom!

1o concoctrouooo o1-2-1l2

«to;

noted no offoct of

clocttooocoohologuohu

that tho

mtntw.

no “unfunny

atom

an...

11:

to tho

otrop1.

of oootylohou. 1o
than
tho tinted
lad-or

tho

.rooot)

,m

:5
~

'

I

m2.

W

at

onoophalogtophic otfocto won

Modal

by

.
‘_-

A

#ﬁ.1w-_

‘

moot“.

.
-V

.

in

ﬁ...___‘..-%

1.,mr-4gmv4._.ﬂ

41V

W

to 6.1;.an about:-

‘Wq

1950)

11.. 1950).. Inothou

3

.

1

«duty of 1.011qu nth
choumtoruo'
1nh1b1tor on (614.9:ny (Imam-photo) Mutton 1113b
qutodo 1‘.“ (Money
pot... “-11“ to out.
1n
opuoptmoo. u -11 u 1.3.: «lop-o. of
no.6

.' 1969; and

v

_

tho potont

post-truth:

.

_'

.

ototuﬂlltnttcmuot 11.,

-

on tho

h

w

‘

motion. to.

thutlod o1 logo1t1v1ty

A

.

_

.

tut1oom1hoyucﬂbold01Wdfott1Mﬂthou-

at"...

‘

1"...“

§

(mutants).

I

_.

'34;

(oatylutuothylcho1bl
a“ by:
-chol'yl
111 commutati.oh 1.» ti.” on. .otylobu. concou“ch
ennui-31c. drugs to

w...h-

hM-—mbvwmmr

wWe... am

(OJ-IQ

‘

A

quuuuu'u (1-1 3-1

oloctroooooohologrqluc oflocto 011111: to

4

ﬁlls)

to ooto.

'-

‘

(1

1-.....

earth:

Mt
tho. Wu

1;

atria-tuna
'o’z Wain (1946). mm: .11
smut.
potent) at]

ow

w.

m

new”.

at .1...

too, tho

“cotto-

0.11 dam of otrop1oo.

�- 6.In another_laboretpry study, Chetfleld and Dempsey (1942)

'ptepered exposed animal cortex with proatlgnlne and evoked electroedcephalographic spike actlvlty.

The

prier.edu1nlstratlon of

V

.

_
‘

'atroplne blqcked’thls spiking, er if present, the abnormality
could be elimlnated-by ettopineuv
Thus. from a

_

variety of experimental

end

cllnlcnl studles;

__

we
A

may

conclude that.eletttoencephaldgtaphic aetlvlty_1nduced by

‘

acetylchallne. either as a result of trauma, topical applleation qr
[ntefitxcnce with cerebral metabolism, can be blocked gr ellmﬁnated
5y atrnpxne

(a) ‘Role of Cerebtnaplnal Fluid
W...‘

" Acetyicholtne

normally appears to be present-1n nervbus tissue in

bound. inactive farm.

'chollne

15

activated
thus the

During periods of

liberated at the cell
by

Ac

cholinesterese.

activity, free acetyl-

membrane, where

The

it is rapidly de-

level of-bqund acetylchcllne ls

resultant of the processes of sinthesis. liberation

breekdpunw

It

may be

and

postulated, therefore, that-the level wlll

rise during sleep and fall daring ectlvity. ‘That this hypothesis
'15 true was demonstrated by thhtet and Crosslend (19a9) and

Elllatt.

Swank-and Henderson (1950) in anlmal experiments.

By

using ltquld-alr‘qule-freezlug methods. Rlcﬁter_and‘Croaslapd
demonstteted that the anesthesia and sleep level of acetylchollne
{measuted as microgtemﬁe per mg:

brain tiesue)

was

JCCZ

higher-

poet
thaﬁ the
seizure level“ ‘The d1£fetence_1n tissee levels is

trapslent. however. as the tesyntheels rete for acetylchollhe 1p
rat brain is high (7 gimme/gm/mlnute). lﬁlllett‘et a1. (19$0l;

a

�-

7

_

AIter metrezole convulsions,
confirmed these observations [they also noted that free acetyl~
was

choline

ttatione

always demonstrable

in the spinal fluid in concen.

up

to

3

V

.

l

genus per cent.&gt;

ln spinsl.£luid studies in
and
and
Tower
(1948)

Cone,
Tower
and Menschern
men,

Mcéechern.(l949h)-slso denonstrsted significsnt

of
free eoetylcholine in pstients with
quantititCe
56

enileptic patients.

49

epilepsyl"0f

(77X)'demonstrsted’messursble free acetyl—

chuline in Quantities of 0;02'to 5;O genus oer cent. with an average

per.cent. lhe acetylcholine level was directly reletedl
extent
eelzures;
of electraencephslogrephic
the
to the frequency of
ebnormslity..snd the telation.of the time of coupling to the last

of.l.0

gamma

seizure.

It

hare no relation'to indication, type of epilepsy or“

.Ievel of cholinestetese

sctivity.ll

'

.

,

Whether the acetylcholine appesttng in the

~

'.

A

3

g.

spinal fluid is a

by-broduct of the convulsion, or whether the incress} in acetyl-

I]choline is'n cause of the seisure, is problematitel.
McEachern (l949b)

Tower and

believe that the increased scetylcholine libetstion'

ls not due to the seizure itself but related to the basic procees'
causing the seizure; In a s“dy of the hypothesih that the accumulation
of scetylcholine is basic to the seizure process, Terds'(1§53)
induced Canvaeions'in animals by nettezoles She_determined the

level of scetylcholine in brsin tissue before and during convulsions.
.She noted that convulsions ere preceded by s

"

rise in the scetylcholine
content of tissue; that the coucanc‘grueuaiiy fells'durins the
convulsion; and that below certain levels, convulsions failed to

‘occur.v She suggesteﬂ that the

fell in tissue scetylcholine during

convulsion use due to inhibition of see.tyleholine synthesis by
concentrstious
of metabolites such so smunnium ions.
increased
a

'

�While

ebout
erguneut
the role of acetylthere.ls considerable

choline in the mechanism of seizures.

it is

probable the: free

acetylcholine ie increased during seizure. and appears in the
cerebral
spinal fluid; that
activity and eeizures enhance acetylcholine destruction; lowering tissue level. of acetylcholine;‘

WW

while sleep and enestheeie.eugmeot acetylcholine production,
.

increasing tissoe levels.

7

l.

.

rd)
Concomitant with
their observations of changes in acetycﬁbline. Toqer and Mczechern (1949)
oeaeured spinal fluid cholineetereee activity. ‘rwb types of cholinii
lesteresea are normally found in too ebinel fluid: .cholioeeteraee-I
("c-me".

"specific"

or-necholy'l hydrolyzinﬁ), which has a high:

'

nod

specificity far eeetylcholioe;
cholineeterdIo-II ("peeudo"."
epecific". or beozoylcholine-hydrolyzine). -Both coupounds hydrolyze'
-

‘

ecetylchollne, but have different rates of hydrolyeie ftr mecholyl
"and beoZOylcholine. -Thioldifferehtiel rate permit! duelitetive'

distinctionse
of the

.By

repertins the cholioeetereoe ectivityJee e ratio.

activity with uncholyl

and benroylcholine

substrates to

on

retidio ere found: cholinesterene-l/
choline-tereue-II[acetylchbline.(with Ash/Ash - 100).

acetylcholioe substrate,

acetylcholine and
ln-such ratios normal

CS?

two

contain: eatereeee in the ratio of 33:17

‘ior choliuentereee-I to cholioeetereee-II. Thus; noruel CS? consistedllllllli
with
of
"epe¢i£ic”
utterance
a euell non~apecific eetereoe component.
mainly
'

i

In patients udth heed tron-I. Toner end Holechern reportm
m
inverting of the eniupte of dbollniptirg‘le with d lignIIiCInt

meg.

mime

unionist-nan meme

decreaue in choline-cerebe-I

ectivity.-

betweenthe current or the cltolihbotereee

of

mm

fluid

and e

They eleogreQOrted a

Mﬂel

correlation

with the severity

�of cm...

W
the
of
electroencepheloirmhic

and with the degree
I

II

I

abnormality;
'-

.

,I"

In patients with increeeed

result of spanteneoue eeieurne.
of.

1

e 395-1221:

r"

,

eoihel'tluid ,ecetylchoiine

howewet. no

cerebral

ad

Tower

tum,

ee e

thmge'ingthe ratio.

cholineste'raseslor total" cholineetereee ectivity‘

w

_

wee found.

nonethern (194090. in their etudy of

crazie-

reported obeervetione in eix peythietrit petiente

undergoing convulsive

there",

\Studyiegthe patients otter 3-?

treatments; they. reported tree ecetylcholtne activity in the
Iepinel fluid in two petiente; end en increeee in
cholineetereee-II
and e decreeee' in aoli‘neeteree'e-I with e revel-eel of
the retio
of cholineetereeee in five 6! the eie petiente. In:
the,”
Nobeervetione,

they

-

like thoee

of ctmiooen‘hrel tron-e

epilepe'y.

petient in the Veeriee who foiled to ehow.
free
eoetyltholine or e cholineetereee retio
either
Mani-in
_

Regarding

the

one

the eoihel fluid. they

Petient

wee

wtou:_"1t.ieinteteetlnsthet thie
no"
one-of.
theeie
tee-me. to
only.
to a...

the

tree'tneut".

..

.

I

1

'

I

DISCU§§ION
.

Fran theee verioue met-yetioneQwe hey contlode thet canvuleive therepy iodueee epiunl fluid
like
cerebrel
sore
ehmgee

emtw

thn than of
maintained. we chpredtet
trans”

,

epilehey. If the perhllel ie‘
ot
the
degree
ehhtitn

new

electroencephalogrmhic ebnouelity, the

acetylcholine,

end

e—

,

thaaee
the
thetfluid
epinel
in
cootlmd

induced céwuleione were sure

thihkthoee found in

.

“arena

of free

revered of cholineetereee ectivity retioe

�-.10

_

the splnal field and the nunber and frequency of lnduced cone
vtlslons., Also, item the observntlans of Tower end McEachern
1n

(1949b), the cemment thst

ohly the

patient

who

failed to

shew.

-§pinal fluid changes-talled'to show a response to treatment,

ptrmits us tu consider the possibility that such biochemical
bas1c
therapy
of
the
the
chmges are
to
ccnvulelve
medical“
process.
cpnClualonsiare
pnsslhls'.
ad
The hasssge of
electric current: through breln sw‘stencesilnduces
in
change
sctlvlcy with an increase 121 free
a

deductions
Certain further

mm“

.

acetyl-.

choline to levela'suffictenti‘to1nduce a grand nsl seizure.
The

.

presence of

'

'

free acetylchollne 1n the intercellulsr fluids

electrical hyperaynchronyr‘renscted lathe .386 as delta?
slwlng-r The degree of hyperaynchrow sc'mrate-ly reflect} the,
decay
acetylchollne
of
should
fonds!
free
a
ad
rate equal
level
S1nce
studiesthe
purines
of
deatrhctlon.
acetylchollne
rate
to
demonstrated. that EEG hypersﬁchtony use: a, necessary ﬁrvrequlsite
induces.

'

.

'

'

to the

cllnlcsl respome

1n

central‘slvsthﬁapy.

it

my be stated

.mu'mm chances

that the dunes of free aestylchollne
in cerebral fulcrum ad thus prilud'es s clinical

rem

the 1ndueed convulsions.

tn

Certain eat-muons nay be ends regardles changes In cell
embrace permeability as emlal’nlng the incresse in theme-:-

.estetasd activity; Chollnesterase-l ls feud m htgheat concen-

'

tratlran

.

15

~-

1n the

centre} nervms system;

predominant in other tlesues. especihlly

the increase in eoetylchollne

‘

anus chounfcsmrsse-II

Innis

blid serum

With

1h the 1ntercel§lulsr

cerebral fluids as a result of stlmletlon and cmwlslhn,
vasodilation and increased cellular permshillty
be
Pradicted’;’
my
'

D

E

.MLr-JM:

4‘

.

‘
.

M.

-.

.

t

a

‘-

.

�~11}
thﬁ

inch:vasculdglfluids'tnto
with a degree of ggancudatian of
dnrittan
of
thg'.
and
ch.
on
dlpcndcnt
spaces
nxtcnt
cellulnr
vnddtlptlio-n
_do

occur

numétous

wag

(um

0:11., 19m,

anpiy.dcnonstrstcd

‘Ihnt ouch

”manna chm

'

SﬁlejiIFAdolf
8910331
1n
and
by

répofti (1961; '62, 'bb,"£§;.'53)é

-

.

.

denunstrat§d
They

cdnductivity
cbhvulsldnn
e1.c:r1c.11y_iuaucgd
tacguased.che
that
Idikqgo
pot-saint
as
ﬁargous
of
ions.
1n
n
cf the clouue; resultud
thh
lldid§
el§ctgolyths
the
while
phbiphatQ,
that
and
ipingl
into
and

nan-cltcirolytés
nngsnittcant
1n
.tncraalcd.
incrpaso
1h
Gunﬁght
prﬁibiliﬁy
nucleic-acid abutting 'enzyus.
of £011; may'thtu prﬁvida thé basil for-thudappoarahco of high

‘w-u

'contgntrati§u§ of a¢§tylch611ns and for lqcrcnand cancantgattons'
of cholineaterasefll (Tower 1nd1HcBIéhern.19b9c)."
_

.

within. 1n;glil%;1n‘ch011héytct‘ne‘acglgitz;

free act-tylﬁtoiiné

_rnp1d1y&gt;
b0

dutioyoih?

T.“

wit

ohoﬁﬂd not tﬂe

$phdnsn

can

ind
uéttbed?
agitate-ht.
sbtml'
fluid. arm: ugh;
m panache-e. in.
1‘
qbuertitiann.
EB.
thin‘diactcpcdcf
nvnillbla
in
An éxplanattqn.for
'
Sy
:kuurgxl
(19.005).
Nachuntoh
of
Mun-ad
and__loth¢nber3

.

McEdchcm (1969c) .ind poison and

HuprtoIh (1955),.{thaf the
acetylcholinc-cholthél'brabe-I'uyatﬁu is vary aanptttvi~co:¢on¢aq4
itdtibn relpttonshlpq; At "physiqlogic" éoncentrdtlons, hydtolysis

,

-

and,
buc'd:
1i
higher
of ncntylcholigi
tdpid‘(3—6’nucranecoudn)
qu1c¥1§itiL}dqno
off
cutv,).
activity
£111:
lower cqngcptrgtionl.
rtiatiénﬁhip
to
chbltneutaraac-Il-acutylchollno
In conraac. the
rafd
with
egocenttaiian.
hydrolyita-tncfgases
of
the
and
non-specific.
i

.

'um.
nor-.1
um.

{mama mu-

n:

«manna. a cell

'

Qéttvity'
chi
geocylchbltnn
ipqctftc
by
thidgntioﬁjd
npnbr-neny tho
f

;_1
‘jt

�.i.

V-“ wry...”

m.“

r'rr'l

r

.

v:

_,

r“'\7ﬁ"x.:r'7m¢rm.,

_

’0";
3

Of

cholineaterase4l ithhe order of niliiseconds.

.

_Where

-

.

.

'l

excitation

3
A

a

,

lead%

to an'excesaive‘concentration of acetylcholine in nervous

tissua

the

:nté othydtnlysia

I

by cholinesterase-I is

F
4A

A

'A’Q":

exec-eded.

thu con:enrration of acetylcholine mounts, the seizure threshold
is reached and a seirure cccurs. The dissociation in ncetyichoiine-

A3

m}!

1

“+4—ow

cholinestern5u—Z zclationahip

chnlinn

The

neiznrej

liree acetylcholineul

itself,

The

results in

a perniatcnce of acetyl—

pernapa adds to the level of

“gt“..i.

increased acetylcholine diffuses rapidly,»

with resultant vascular-and cellular_permeability effects and the
iPPEﬁvahcé cf inzréaaed ions in CéF; ﬁnd also

etficiencf,

increased cholin-

r

LAM;

astsrawemii.

4

Aﬂnmnmm.

It

15

the activity of this enzyme}.th0ugh'cf

lqw-

3

and dependent on concentration kinetics that rdduceﬁ’

the acetylcholine

leval;yaperiod

I

.

j

'
,

of houra to days.

tb levels

-

.__\._-xw-:‘.mz...'

for the p‘Eaiologic action of cholinesterase-I

1“

Alteratian in the blood brain permeability barrier by the f
~continuing action of acety-lchoiin e may be the biochemical aub'5trntc {or the hvpcrsynchrony so often obServed in past~electro~

«nu—“\me'mut

maﬁw—«A

.hnck-electraencephalogramst Such a possibility is evident in the'
I

'i

'

'

report by.Aird et all (1956) demondtrating a significant increasn
in the concentration of cocaine in brain tissue 3 days after a'

'seriea'of

12

induced convulsions.

‘

g

of
concentration

tiisued to

he

His data about the change in

i,

.

1M

.

'
-

'

In

..—.u..‘,~«.r.n.v.—

9-1.4.L

—

.1.

“F...

thi a large molecule, ordinarily absent in brain

torrelatcd with the appearance of bypersynchrony

’

I

(delta.bursta) in the elecnroencapnalogran.
In our studiea of thc appearanca cf clactroencepnalographic
he, have confirmed tire many
changes with

acmvulaimi

.previous reports tnat convulsive thctapy induces hyparsynchrony
in most subjectst

Despite a constant application of treatments,

‘

a

�«.13-‘
electro-

however. the time-of'appeatancé. duration and extent of the

graphic slow

'

1'

A

.

'ventiiation

it;

its sensitivity
barbiturates - all

QAV$f

and

populations.
and

-

The

to wodification by aierting,'hypervary greatly in psychiatric

appearance
degree
of
hypersynchrony,
high
early

beeﬁ
has
the
course;
tieatmeﬁt
persistencv throughoﬁt

described as a necessagy prerequisite for improvement following
Electroshock(Pink and Kahﬁ..1956).

But what

is thé~mec§anism"

"undcrlying the failure of certain patients_to deielcb hyperaynahrony?_
Perhaps-thgse studies of aceryléhollne and cholinEstﬁraﬁes

may be

rélated.
‘Assumiug

that

a grand mal seizure

is indicative of the

at‘ttssue levels 9f free acetylchnline In eicess of "'
ﬁhu fate of ﬁydzoiysis by cholinesterase~I;-and_thét the electroencephalographiC.hypatéyuchrony.13 a reflection of the'peraiatenCe,
development

'

of this.abncrmél concentration of acetylcholihe; than the differencé
1h pugzehts who

maintain.hyperaynchrony"ind those lh'vhom

it

‘rnpidly (fgv hears) disappears. is a reflection 0f the kinetics
of the ch01tngsterase-acegylnhollne h§dtofysis systeﬁg

Persistént..

hypersynchrbnj Insult; from dccteiqéd rate of hydrdlyeﬁs of

’cboline.v

¢

‘arahstn-nﬂ

acttyl-

,.
_If the hypothclla~prevtouely'deducgd are cattact; nithér-ane»

‘

.

.

V

'

.

,

f

u-ww-xa..yrmwméw.w}v-JH‘

or both bf the felLowlng postﬁlateg‘are operative in patients with
99 tslsteﬁnt hypersy nebr‘ony:

(1)

is

a

‘

.

Chaitaeﬁteraseél is in

low

great.spread betweén the apt!

thosé
preéent
'_and

1n

cancentratton,

an

that théte'

trace concentration
the ttésue with high acctyicﬁolxne;vandlor'

'(2) Chalinesregage-Ii is

a1 enzym¢~aub

low, so

that the concentration

Ltwetzks cf chis‘system are opcratxve, though at a slow decay

..

.13...-

...,.__..J

rate“

�‘

_

fonversoiy. :u patientc with short-lived hyper:yuchruny. Cholin-

cetetaee-I

and

-II in tissue

and

spinal fiuid

may be

unusually

-

Furthermore, the‘appeatﬁnce at high concentrations of acetyl-~

Ichcline stimulates the production of tissue chclinesterdse-i in the(antral nerVDus.system.- From the lucid studies of Nechmanaon (1955).
a

direct relatzonship bétwéen concentration of“tiesue cholin--

estethee~1 and level of nervous activity can be deduced. It 109'
ievels of cholinestereaeél can be dull- demonstrated in depressive
'psythoseé (? menonaueal deptession), then the electrcshock_induced

_acetylcholine

may

stimulate cholineetetaee-I production to

a mare

normal. pre~morbid leverm
,

cantext,
these studies
1n_enqrher

problem of autonomic

reactivity.

may

have application to the.

‘Rncent qtndies by Funkenltein and

others have demonstrated a relationship between the blood presents
of patients
.respbhsefto injected mecholyl and their event-n1 reopensiyity to
'

:i'
”

'

-

'Hecholyl
which
a
induces“
cholinetgic
potent
is
agent
electsaShack.

'

“

~2i:

tachycatdia,
ic?‘
perietaISist
sweating.
incteaeed
and
vagadilation.
chnlin~e
hy
hydraitzed
cholinestetaseél
and slowly by
ls rapidly
estetaee—II.

5;..

atter
injected
fails
vatinb'le length of time,

blood pressure of subjects

return. to the baseline in a
five to more than 20ninutee. Patients

rthalyi
i

The

and

presiﬁre'l

whose blood

5
the
minutes are classified as Group I.
baseline
in
to
returns
those
whose blood pressure takes 20 or more
'21!
':an
reactions;

minutes

II

to return to‘a baselineg‘es Group

The Gtoup 1

reactors have a

92 improvement
'

VI and

VII reactions.

'IlllI-I-I

-

rate with canvuisive

{1-

-

H;

i

~

therapy. and the Group

II,

II-III reectorl :

352 rueovery

rate

In

a

i

contrast, the

Gto up VI

reactors have a

892 and

the Group

US;da~9§1~agent-uzeaauuzyq:ate.£runktntto&amp;n-otqe3~y¥$953--

I

;

1

�“

VII a 97! recovery

as patients in

2W4"??-:'£€i§:?fjw*ja

15 _

Groupu_ I

to

may

llI

may

be looked ubon

the injedted mecholyl is
hydrolyzed;
rapidly

while the Group V! and VII patients have
We

a

slow

hydrolysis rate.

predict, therefore, that the blood cholinestereee ectivlty.-'

levels of Grouce

l-III

would be high; while the

activity of
Groups Vl-Vll would be low we recall here a similar prediction
cholinthe
date
central
for
of
nervous
levels
item
Iy
regarding
esterese~l, in which the develovuent df early and sustained EEG
hypersyhchrony and elevated epinel fluid levels of acetylchdline

related to low level of cholineeterase activity. _Thus,
the date of peripherelystlmulatiou by cholinergic agents is
A

,was

congruent to the hypothesiq regerding central nervous‘system‘reP

activity to electrcahock.
cammsmus:
This survey of the

literature of the roles of acetylchollne

of

cholinesterase in convulsive therapy hue led to a number
speculetione which require yeriflcetlan. 'For this purboee, it
and

3

is

‘

suggested that en-investigetion of the following relationships,

'be undertaken.
(1) Level of free_ecetylchollne iu the epiqal

fluid. 1‘3.

type;
cbnvulalye
frequeucy.
to
number
and
therapy
relation
Also. the essociated electroencephalogram'patterns;
Reletidn
of such ecctylcholine levels to the clinicel
(2)
behavior of patients.
(3)

than

z‘

3;“:Ww’gwwm‘us

rate (Funkenetein $5321" 1952);

;Patients in Funkeaetein
whom

.24;

EEG

in indicec of altered brein function other
with such ecetylcholine levels.
Changes

’

, .7

.,

_

�{4); Reiéttoh

chalineate'fﬁe
gétivify
of
blpbd scrim andpspinu fluid to:

(I)

ﬁattémﬁ of

and

‘

age,
,

(b)

alméta

(c)

rate bf

deveiwopt'zent of‘ EEG

(d). numbg: ,md fréqqencyof
.

f

‘

treamhts

.

(e) ,aﬁtbn'omc (heriphgnli reactivity

-(.f)',cerébu1 reacthﬂty‘

‘
‘

,

3

.

gpexfsonauty
Run: ofatroptne“. physos‘tiglnlne'admini‘attatian on
(’8‘)

(5)

hypersyhchrony

‘qliﬁical behavtdr.

,

_-

‘

~‘

E36,“,

j

4

�III:

7-3-6A

‘r

(1:, ﬂab-(i)

‘

ON THE ROLE OF ACETYLCHOLINE AND CHOLINESTERASE

IN CONVULSIVE THERAPY

Studies evaluating the role of cerebral changes in the
mechanism of convulsive therapy have demonstrated that the
development of early and

tunct

persistent signs of altered cerebral

are prerequisite to changes in behavior (Pink and

on

Kain, 1956)
-

was the most

In these

studies, electroencephalographic slowing
s
significant index. This obhrvation remained un-

clear until the reports of Ulett describing the effects of pre~
meo11ation with high doses of atropine in preventing the
appearance
of the EEC delta abnormalitv (Ulect and Johnson,
1956). ’Followlng
the suggestion of this report.
-

we

Eg

5:

reniewed the role of
acetyl—

choline and cholinesterase in convulsive therapy”

{é

to

data

The

lg;
ve

x

close relationship between the degree and
persistence?
of the electroencephalographic slowing and the appearance
of
Suggests

a

T:
.¥

measurable quantities of free acetylcholine in the cerebrospinal

{g

fluid

E;

as well as an inversion of the normal

ratios of benzoycholine-

cholinesterase to mncholylcholinestersse.

I

h:§

.
.

Ihe role of acetylcholine in the transudssion of nervous
impulses has been studied since the
(1914) and Loevi (1921).

first descriptions

The arguments as

d

of Dale

to whether actylcholine

is the main or only agent in the transmission of the nervous
impulse are not of primary concern here. .It is sufficient that
acetylcholine is

a normal

constituent of nervous tissue; thst
exists in a bound form and is liberated during the excitation
process; that

it is rapidly

it

hydrolyzed through the specific action

g)

�oi cholinesterase and as rapidly reconstituted by the choline—

acetylase system (Richter
normal cerebrospinal

a

Crossland, 1949). Furthermore,

fluid contains

(Tower and McEachern, 1949a)

no

free acetylcholine

despite the rapid breakdown of

bound
The

acetylcholine during periods of activity and excitement,
cerebrcspinal fluid normally has measureable cholin-

esterase activity, principally of the "true" or mecholyl
hydrolyzing type (Nachmanson and Rothenberg, 1945);
In the absence of free acetylcholine and
the
conditions
under
described, electroencephalograms fail to show any consistent
.

abnormality.

Effect of Craniocerebral Trauma: .In a study of
cats
subjected to varying degrees of head trauma, Borenatein (1946)
(al

reported that free acetlehcline appeared in the CSF within a few
minutes after experimental head trauma and
persisted for varying
periods up to 48 hours. The quantity of free acetylcholine
varied between 2.7 and.9.0 gamma
and
the amount wasl
percent,

positively related to degree of trauma.
Concommtant

changes.

electroencephalograms demonstrated patterned
Initially, the records were filled with high voltage

fast activity, interpreted

as an intense neuronal discharge;

only to be followed by a short period of

flattening of all

recordedeaectrical activity. These periods were then followed

delta frequencies.
behavioral changes were also correlated with
degree of‘
trauma, as well as with the level of free acetylcholine.
with
highest levels of acetylcholine, Bornstein
reported the greatest
The

m

�consciousness
in
change
the
greatest
degree of EEG abnormality,
also
seizures
uere
and furthermore, spontaneous post-traunatic
the
in
appearing
related to the amount of free acatylcholine

spinal fluid.

applied'
Bernstein
observations.
these
To further substantiate
when
the
cortex.
cerebral
exposed
cat
scetylcholine to the
he
gamma
1
less.
or
acetylcholine
percent
was
concentration of
waves of low frequency in the electrosharp
observed high amplitude

encephalogram.

When

the concentration'vas increased to

2 gamma

parallel
fashion
in-a
flattened
percent, the electroencephalogram
to the post-traumatic records.

A

112
in
studies
these
Tower and McEachern(l969a) repeated
the
found
in
was
Free
acetylcholine
patients.
pneurological
head
trauma,
with
recent
the
in
patients
only
cerebrospinal fluid
The
free
acetyltherapy.
convulsive
‘recent grand--nal seizures or

from 0.2 to
varied
choline

lGO

gamma

percent. In addition,

Tower

spinal
the
of
and HcEachern assayed the cholinesterase activity
cholinesterase
the
nonspecific
in
rise
fluid; They noted a sharp
fraction (benzcyhholine-splitting) and a drop in the specific
the
in
patients
(mecholyl-splitting),
fraction
cholinesterase

therapy.
No
those
convulsive
following
with head trauma and in
free
containing
the
in
demonstrated
fluids
such inversion was

acetylcholine follouing spontaneous seizures. These authors
directly
acetylcholine
varies
concluded that the level of free

that
however,
damage;
cerebral
of
with the degree
suggesting,
sensitive
more
a
was
fraction
cholinesterase
of
the
the reversal
indicator of cerebral

damage._

-'

�- 4-following
intervals
varying
taken
at
were
Electroencephalograma
direct
a
reported
The
authors
most of these subjects.

trauma in

of
the
of
degree
correlation

EEG

abnormality and the appearance

cerebrospinal
fluid.
the
in
of free acetylcholine
trauma
craniocerebral
indicate
that
These two studies

may

fluid;
spinal
in
acatylcholine
the
of
free
amount
the
increase
free
of
the
between
amount
and that a direct relation exists
electroencephalographic
of
type
and
acetylcholine, the degree
behavior.
and changes in clinical
abnormality,
(b)

Effect of Atropine

on

Bernstein administered 0.5-1.0

pggt-grggggtig
mg/kg

EEG 5&amp;4

thgviog;

atropine after head trauma-

EEG effects,
manifest
of
the
blocking
demonstrated
and
induced
was
the
experiFollowing
of
trauma.
behavioral and neurologic signs

mental addition of

intracisternal

induced
which
acetylcholine,

trauma,“Bornstein'
head
to
similar
EEG and clinical changes
observed a blocking effect of atropine.
human
of
treatment
the
Wardflgﬁo) applied these ideas to
degree
with
varying
20
In
patients
head
injury.
closed
of
cases
of
doses
in
subcutaneously
of trauma, he administered atropine

and
in
improvement,
clinical
noted
he
some
cases
In
mg/kg.
0.1
the
of
effects
electroencephalographic
the
of
others, a reversal

Jenkner
anticholinergic
drug,
trauma. In a study of another
the
in
putreported.simificantl'alterations
(1955)
Lechner

and

40
in
dose
intravenous
traumatic electroencephalogram. Asingle
normalizing‘
in
instances of abnormal electroencephalograms resulted
others.
in 22 instances and marked improvement in six

_

�-

5

-

atropine
effectwof
Ulett and Johnson (1956) demonstrated the sane
conVulsive‘v
illoﬁing
slow
wave
of
activity
the
in blocking
appearance
biochemical‘nechanisnl
same
the
therapy. This_stndy suggests that
’

.

V

'

under£:5the electroencephalographic changes in head cranes and in

.

*-',._—s

Mov

~...,_..-—~

in contrast to these findings}: In their

i

_.

M.
.

experiments Brenner and.Herritt (1962), applying topical scetyle

in
concentrations of 2-1/2 to
choline

102

‘

to the exposed cortex

of cats, noted no effect of intravenous atropine

(l

nglkg) on the

electroencephalographic changes. lt_is iaportant to note, however,

that the concentrations of acetylcholine in these experiments
than
significantly
the topical applicetions (1-4.
was
higher

3“.

I

percent) and the intracistsrnal (0.2-10 galls percent) injections
Bornsteind(1946).
Brenner and Merritt. houever5'slks_note of
of
electroencephalographic effects similar to acetycholine free
mecholyl (acstylbetanethylcholine) and doryl (carbanylcholine),
each in concentrations Inch lover than the acetylcholine concen-

effectiveness
of these
incteessd
the
ascribed
trstions.
lack
drugs
cholincerebral
of
to
sensitivity
to
cholinergic
their
They

‘

estereses.
A

I

variety of experiments with the potent cholinestarsse'

inhibitor

DFP

.

.31.

induced convulsions.
due report stands out

a.m-

fluorophosphate)
demonstrated high
(di-isopropyl

amplitude rapid frequency 885 patterns similar to status

epilepticus, as well as lesser degrees of abnormality noted in
post-traumatic stete!!(ainnich, et el., 1950) Freedman et a1.,
electrohempson
the
1949; and
et al.. 1950). In these studies, too,
encephalogrephic effects were blocked

by

snail doses of atropine.

-——.‘

Cs-

�In

rustle? labcratbry study. Chétfield

and Dempsey (1942)

evoked
and
anxmai
prestigmlne
:ortcx
expasud
ytch
prepared
r9103hdlU.YJDF1C Spiﬂe autlwtzy.

electro-

prior.admznzs:ration of

The

'uzrcane biotk\d this 5:1 1:5. a: if present, the abnormality
v?u.d be viim‘:1th by atrepir~
7C

1

trtn

'hu..

a

variety of experimental

clznlcal scudzcs,

and

'har eie-ttnuvcethIographic acti;1cr

._:ti;:hrr;:¢. irhc:

-T;t'!‘!". ‘th

as

3

wﬁ

tnd¢¢¢d bv

reswlt of trauma. topical appl;astict or

:rrvzral m;:a‘clzﬁn,

can be blscked ur elzmztated

ltz'tln|k‘
-.
(r) ‘3}.: 'x '.;re:.cwg:n31
~

a:e:yL.n;1;1¢ ﬁcrtully appnars :;

“Jqu, ;v¢;ttae iczm.

It

trcaxd;un
{L58

Ln

4

The

level of spund acetyichclinc is
v

c: the pro: I! 3325 cf synLEcsig. liberation an;

may be

Lcscuiat

is true :45 npmanstratpd
1W:

-.
nex.{;3;.

pr-Sen: 1: vezvous 11554t

a

I

u

.

therefore, that the level bill

during «lead and fall duslng activity

{111352. 9v'xn

a“

‘T

ac:1;i:;, r:ce acatvicell membrane. where it is rapidl; de-

Activated ty challnestarase.

c::.:an;

bv

.

Du::n3 pazxud$ of

:hu;in# is liberated at the
;h;. the

.,‘.‘.:l
Au€£.luld.;‘£-

"‘
r.u.J

2

by

thhte:

Pyzdur$;n (1950?

and
La

That

this hypothesis

Crosaiand {19u9b and
aagzyz uxanrimun;s

Sy

Richter
and Grassland
qu1ck-freézing
methods.
asxrg liquid air
deﬁoﬂSLYdtzd

that the anesthesia ard sleep level of acetylchoiin‘

.Lgustcd

mi:ragra:13 per

25

:Fdn fn» Ln»? uvi;urc lcvc;

Itdnxieﬁt

..

?.

.5

(D N

mg.

The

brain fiSbUd}

was 3092

hich?

difteteECe in tinauc levels

13

.5 the resynthesis rate for azetyluhclihe in
m

rat braxn is high (7 gammaigm/clnute). 'Elliott er a1. (1930}

:.

par--

�After metraeole convulsions,
free
noted
that
also
XIhey
acetylobservaticne,
these
“K
;3r?ic~‘i
n
;
chul;ne :ws always demunstzable in the spinal fluid in concen-

tratians

to

up

In spinal

3

gamma

per cent.
man, Cone, Tower and HtEechern

fleid studies in

ahd
Thuer
and McEathern (1949b)
‘1348)

ti
quantititls
86

also demonstrated significant

free acetylcholine in patients with epilepsy‘ 'Of

patiehts.
epileptic

Lhuiine in quanti'iea

49 (7723 demonstrated

0:02
tc
of

SP0 gamma

naeeurable free acetyl-

per cent.

ith

an

average

was
related
level
directly
acetylcholine
pu:.cent. Ih:
(L the frequeﬁcy cf seizures; the extent of electroencephalzgraphic
t6
the last
of
relation
of
time
the
sampling
and
the
abnormality,

cf

2

O

gamma

It bore

seizure.

no

relation ta medication. type of epilepsy or

level at cholinestetase activity.
Whether the

',

a

.

a
the
in
fluid
is
spinal
appearing
acetylcholihe

ty—prcdcct of the canvulsion. or whether the increase in
9

-

catae of the Seizure, is

prshlenlticela

acetyl-

Tower and

chachern (1949b) believ that the increased e;e:ylchcline liberation
(T;

itself but related

is not due to the seizure
caaeing the seizure.
A“

In

a

to the basic preceee

s“dy ef the hypOthesls that the accumulation

acetyleheline is basic to the seizure process. Torda (1953?

indured convdsxcrs in animals by metzazcle

She determined the

level of acetylcholine in brain tissee before and during convulsions.»
convulsichs
byla
She noted that
preceded
are
rise in the acetyicholine
content of t:ssue; the: the content gradually

falls during

the

convulsion; and that below certain levels, convulsions failed to
occur.
3

She

ccnvulsioc

suggesteﬂ that the
was due

fell in tissue acetylcholine during

to inhibitien of acetylcholine synthesis by

incrcdeed reagentratiacs of mezabclites such as

ammonium

ions.

�While there

is considerable

orgumcnt about the role of

the
machanism of seizures.
choline in

it is

acetyl-

probable thot free

atetyltholice is increased during seizures and appears in the
spinal fluid; that cerebral activity and seizures enhance acetyl:hcline destruction. lowering tissue levels of_acetylcholine;while sleep and anesthesia augment acetylcholine production,
V

inLrGaSXSg

(d)

tissue levels.
Svstoo
Nervous
Centrai
Cholinestegase: Concomitant with

their observations of changes in acetycholine,
measured spinal fluid choliuesteraee activity.

Tower and Hcﬁachern
Two

(l9é9)

types of cholinii

esterases are normally found in the spinal fluid: cholihesteraso-I

i"true". "specific". or metholyl hydrolyzing),

-

which has a high

specificity for acetylcholioe; and cholinesteraBe-II ("pseudo","nonspecific”, or beozoylaholine—hydrclyzine). Both compounds hydrolyze
acetylchcline. but have different ratio of hydrolysis for mecholyl
and

beozoylcholite.

distinctions
of the

.By

This diffexehtial rate permits

qualitative
reporting the cholioesteraso activity as 5 ratio

activaty with mecholyl

acetyicholine substrate,

two

and benioyloholine

rati$

are found:

substtates to

an

cholinesterasevl/

acetylcholine and cholinesteraoe-II/acetylcholine (with Ash/Ash - 100).
in such ratios manual

CSF

contains esterasea in tho ratio of 33:17

for cholinasterase-I to cholineateraee-Il. Thus, normal
‘

CSF

consists-

inly of "specific" eaterases with a small nonhSpeciiic esterane component.

traoma,
with
head
Toner and Kcﬁachotn report an
patients
inversion of the amounts of cholineoteraies with a significant
In

increoae in the cholinei‘trase-II fractiOn of spinal fluid and a
decrease in cholineatorase-l activity. They also reported a correlation
between

[la extent of the cholinesterasc rcvérsal with the senority

�the
electroencephalographic
of trauma and with the degree of

‘

abnormality.

scetylcholine
a
as
patients
With
spinal‘fluid
increesed
.In
however,
the
ratio
in
change
no
sponteneous
of
seizures,
result
found.
actitity
was
cf :holinesterases or total cholinestereee

(e)

Effect of ﬁle trnehock

on

at

A

Tower and McEachern’(l9493),

esterases:

it

oline

and Ch

in-

in their study of cranio-

psychiatric
trauma.
in
patients
six
reported observations
cerebral
Studying
3-7
after
the
patients
convulsive
therapy.
undergoing
the
they.reported
in
activity
free
acetylcholine
treatments,
.

’spinsl fluid in

increase in cholinsstersse-II

patients;
and a decreaee in cholinestarase-I vith a reversal of the rstio
llron'thess
Of
the six patients.
of cholinestersees in five
and an

two

in
changes
fluid
the
concluded
spinal
that
they
observations,
cdnvuleions
trauma
craniocerebral
those
like
more
were
at
induced
than those found in

*

epilepsy.

Regarding the one patient in the

series

who

failed to

show

cholinestsraee
in
ratio
reversal
or
s
free
scetylcholine
either
the spinal fluid, they wrote: "It is interesting that this
response
shun
to
no
of
to
the
six
one
the
was
only
patient

treataen.." .
DISCUSSION

From

these various observations,

vnlsive therapy induces spinal fluid

we may

conclude

changes more

that con-

like cerebral

is.
'trauma than those of spontaneous epilepsy. If the parhllel
of.
the
degree
maintained. we can predict a relation between
of
abnormality,
the appearance
free
electroencephalographic
qcetylcholi1e.

3nd

;

ra"97331 of cholinestcrane

activity ratios

'

�‘“
the
L-L

Fpl'd: fizid

and the number and frequency of induced-con;

xtisisrs. Alsu. irsm the Observatians of raver
(1959b), 1hr ccmnent that cnly the patient
suing? ELUiJ ;hangua
us in

ptrmits

:hnngcs are

filled

who

and McEacharn

failed to

Show

to show a response to treatment,

cozsider the pcssibility that such biochemical

basi: to the :cchanism of the achuleive therapy

process.

Certain further deductions and conclusions are possible.
rhé
brnin
subrtances
of
induces
through
electric current
passage
change
a
in

cellular activity with an increase in free acetylchclinc to levels sufficient‘to induce a grand mal seizure.i
The

preaence 3f free acetyltholinc_in the intercellhlnr fluids

electrical hypersynchrony.ref1ecced in the

induces
,

slaving

The

degree of hyperaynchroqracturately reflecth the

level of free acetylcholine and should follow
to the rate of acctylcholine destruction.
demonstrated that
1c

the

as delta

EEG

a decay

rate equal

Since previous studies

hypersynchtony was n_neccssary pre-requisitc

EEG

clinical responsc in coavulsive thcrapy, it

may be

stated

that the absence of free acetylcholine suggests minimal changes
in cerebral function and thus pracludes a clinical reapanse to
the induced convulsions,
bc
made regarding changes in
Certain assumption: may
membrane

cell

permeability as explaining the increase in cholinf

esterasd activity“ Cholinesterase-I is found'in highest concen-

trarian in the :entral

nerQOus system; while

cholinﬂesteruse-li

is predominant in other tissues, especially bloba sdrum. ~With
the increase in acctylcholine levels in the intercellulur

terebral ilwids as

a

‘

xesult'of stimulation

.-J.-;'..L ..i ;w::tjs;;

and

convnleibn,‘

:uliuau: gartelhllzty

may be

predicted,

�..

11..

interthe
fluids
into
of
vascular
with a degree of transudstion
of
and
the
duration
the
on
extent
dependent
cellular spaces
vssodilstisn (Rabat et all. 1948). 'Ihst
_do

such permeability changes

in
and
Spiegel-Adolf
by
Spiegal
demonstrated
amply
occur was

;

.

demonstrated
They
'53).
'é8,
'6h,
'42,
(lQél,
numercus reports
cenductivity
the
increased
that electrically induced convulsions
cf the tissue; resulted in a leakage of various ions, as potassium
and phosphate, into the spinal fluid; md that while the electrolytes

iignificsnt increase in non-electrolytes
permeebility
in
Charges
nucleic-acid splitting enzymes.

i .creased. there was a

Wes

of cells

may

this provide the basis for the appearance of high

:ﬁccentrations of acetylchdline and for increased concentrations
-

oi chalinesterase-Il
wt ch~he

(T owe: and Mczachern

l9h9c)

incevihy in cholinesterase activity, shculd not the

free acetylcholine be rapidly destroyed?

To

what Mechanism can

seizure be ascribed}

its persistenze in spinal fluid after
An explanaticn for this descrepancy is available id the ebsersetidns
trauma and

cf Nachmsnson and Rothenberg (l9é5),

hy
confirmed

McEachetn (1949c) end Bergen and Macintosh

lever and

'

(l955),lthet the

scary!:hcline-chclineglerssc-I system is very sensitive to concen-

tration relaticnships.
of acetylcholine

At

is rapid

"physiologic" concentrations, hydrolysis
(3~4 microseconds) but

at higher and

quichly_(hsldene
off
curve).
lower concentrations, activity falls
relationship
is
In conrast. the chdlinesterase-Il-acetylcholine
nGt'EpCCllli, and the rate of hydrolysis increases with csncentration.
Thus, with normal functional levels of scetylcholine
membranes, the

scetylcholine is destroyed

by the

at cell

specific activity

�where'exzxtJZLcn

-:41 in the Urdu: of "111;3dC9ﬂdi
'!;U&amp;uLVc

'1..‘q;. :rL:.:1"-"wf

cchaevtratton of acatylcholisu in “Bfiohs
is

Hytirwﬁxw

‘; ‘b: ‘*::e:tr3:icn

f

:lr311rﬁ:ster.19a—I t.s ex;cc:J¢d_

Ev:

{Htéskrld
the
seizure
uf acatvlzholivc mount:,
The

:2

I

tree acetylahoiine

t"r‘1";

-~'.'

*1

I:

~~II

.r‘;c1nn;y.

The

“erhaps adds to the

level of

rapkdly,«
diffuses
ucstylcholtne
increased

a;

the actlvtzi cf thia enzyae.

Jun LCgﬁﬁduﬁt
ad

Lu CUCLUDCYaCXCn

A

‘Lc

acetylcholice level’

f):

fke

shwcx

persistence of azwtyl-

a

the
and
pctmrubility
effects
vaatulax-ind cellular
£53;
cholxn~
Inzteased
413:
and
.v‘retued inn. 1n

1" t.~':t"’
'¢

’.vnshiv rzeults in

nex:;ra. itself.

The

Etna

'W'

disscnlation in acet/isholtné~

a

tﬁOugh c1 low

klnolizs that

lchls

period of heurs to days. to

p

cholineatetaRP-I.
of
action
/w;alcgic

(lottrtcnvcphgiagraMs

Suuh a

posstblllty

xs

ev.5c:t in the'

I

Tcpﬂ$2 by Axrd e:
1n

1n-.e;ae
a
democdttating
(1936)
sxgniticact
1;.

erin

gdcszte
in
of
cuvuent::;103
the
‘ 12

L9LC€RTT¢L10a

itisund

Cedutuw

’v‘

tiesue

is data

induced convulsionq.

3

da,; af e'

shows the change in

brain
in
absent
tﬁis
ordinarily
nnlecule.
large
ct

of
wﬁtﬁ
hypersynchrvnv
the
;nTT91aLcJ
Appearance
ta be

eleCtroancephaiogram‘
the
in
(deitu bursts}

electroencephalographi:
of
of
the
appearance
In 0d: stLdica
nuwbuni'
the
many
confirmed
have
we
changes nuth
hypersynchtony
induces
therapy
convulsive
previoug reparas that
of
treataents.
application
constant
a
Deepitc
in maqt Suh‘c~(w
'

#cmwnlsiozs,

_

�FLHCLICof
the
Jnd
54r3:1cn
extra:
ILmv of Appearance,

(it

“VlﬁVﬁf,

‘rT'XXATXOH 315

*"ri‘::w“"

.

‘

{v
hyperaler21u1.
c;d1‘i:1L1‘"
tc
senaazxvzty

its

Qaca

graph;; 5ch

I

herb:tgrates

all

cgrly appearrnce

TLQ

vary greatly in géyzhiatric

of?.igh

degree hvpe: vnchrany.

bwaa
has
tzcatmunt
the
::.r:‘~‘
1:* ::§ 33:1IHEE'CV (Lfvgghiji

31¢;Yihﬁﬂ as a nuccaaary

E'sctrgﬁﬁ”( t-tr':

'quh:iwlrr

2H:

and Kihn. 1956).

Bu: what 1: ch; meghanism'

imitate of caftain pﬂttents_zo deveiop n3persy1.Lrauy
be
and
acccyléhriine
may
chottneqterases
of
&lt;tgiiee
-

L%ewﬁ

9:;L4y3

greraqgtsira to: inprrvcmeu: folluwing

\s-uﬂ.' .la
"Z¢piwﬁx

seizuze ls :ndznattnc o: thy

*EA: 4 armnd m;.
;

{13:uc

KQIHL;

2f

{tee

a»:'{2.chv'LHv in

‘HH

and
ghnlznugcaraae-i;
by
,"
-«;c
*nd~a;;z‘s

n.

erlag'-.5;;

hypetsyncnrcnv

La

1

iKSQ$E a!

that the alertrc—

ref\r\::LLn cf the pvrstazunce

the
ditfctence
then
3f
acetylcholinu;
c~rven‘:¢;2cn
Phﬁ”':d1
‘32:

9‘

u. :rﬂ-tr:: -in ra:a;¢1r ry;c:e,n :n:;r.v in-

at in

whom

it

Persistent

.frizzc=2-r3we-QLPn;l;bol{we hydrolysln system.

{La

3

Lh

of
ace:"Lhvnral
of
atu
I
decreased
fr3a
rate
I
h5“a7annchtnn", resulcs
K

.

.

V

s-prrvlousiy deduced are correct, ezther one
'J

9"

0'

LI

V
1

rv-

in

.A

0‘

t

r9

n

’ I‘
‘1

,—

P"

patients with

(a
as
are
operatlva
pcstula:
suing

.cr'xst.uz hyﬁvrzy nebrbny:

("
1%

:‘i

attrast-I

IS in law

s: rte er: in LF: tisSue

t2)
h‘

Yh&lt;‘

2

Cb'litugrpzata—II is

:oﬁc=n£r3££nu ,

«12L h1gh
Kev, so

%:

that thc:e

a;¢:ylchclzne; and/3r

that the noncancraziou

at
though
are
02e241122.
g; 5.
suqtyt
'h:..-

1

slaw decay rash
o

�I

‘,

f)‘:W-‘rvrs. t“:

"

st: gfztzl Ira

in»

‘.-*

“2:-

1"

2

~

3

::

"ca

proqz tlcn

&lt;th
.L

.

Fran

Chv

a:v:yl-

nzgh cgnawnLratiors or

:"l':us:eraae—I

stuchn

suuid

.

attivit"

cad be

(;Q55!.
.

of Wacnmunsan

ill-n

If

can be deduzcd“

13w

demorstracad in dapre:?£ve

yzr~xe5 g‘ acnopausal depr¢sszct), then the electroshock induced

'

$:L:V1-‘QIIUL 1¢v-:rimula:2 ;%;l;ne {grasp-I graduation to a more

usn“ku:

Eu
,4

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-

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c r .t “.CE

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l

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L)

txue to more than

-;‘.c;-

upnli:ation

cm

Rucent szudius by Funkeaatein and.

rglarlcsshlp Fatwaer the blond p:e&gt;3ure
a

"aren* L!(11FP:51~ ‘gegt whicb iﬂduces

swancpag, and in;:¢n.cd

peristalris.

20

minutes.
5

minutés are :lauSLfied as Gtaup 1. .1,
20 or were

c

‘JYI

.3.

'daczsrs have

h.'..~¢‘ax:u.-,

ax

a 92 Improvemant

C’W‘Tiht, the Group
‘,~..
,

.._..-

V1

sir-.1

GK'C‘J-P

charapv, and the Group II—III reactors a

'IIIII-III

I:

Patients whcsa bleed preséﬁre

'na.r1:#e: zhcsa vF‘ue blaod presecrc zukej
92:13:: 2:.

(ha

:1: b43313: in.a varlnc;e {ength of time.

t;ﬁh.ﬁ$ to [J3 baseline in
xrd .L‘

:1J11e3_may hive

untrrgvi: [EdQLIUity

‘Ezm 01

'\

Iiﬁ.~it. tigsc

4

if tiaaué ;nclltester85&amp;—E in the

ogzuac‘ ctaLentrat on 0‘ chxuu 'hcixn—

aid snvgi cf rer"ccs

3t

_

_‘

c..".

x‘

_

"\c_r..e—
‘

’P?‘

é

ratu with Louvulsive

35%

recovery rate

reactor: have

MW.

-......»n.a.cac

textzmw

a 892 and

the Group

I‘*'Hal-*mHO‘vw-Iy9ﬁ-’
'

In

,-

�ﬁll

a: 31., 1952).
:e:c"crﬂ rate (Funkensteln 9—“
-Pa7;ean in Fuzkensteln Grcups l to Ill may be looked
972

a

;: Ew;l;ui- :1 "him
ET

n 'J' m

C‘.

'1

de

Ch: 1716

and VI;

V1

upon

tad weuhalyl is r2p;dly hYJrolyzed;

patients

have a-slow hydrolysis

rate.

predict, therefore, that the blood cholinesterase activity.
levels of Grorps I~III w0uld be high; while the activity of

Je may

Grazps Vl-Vll would be low

We

recall here

a

siuular prediction

rega:ding the ds:a fur central nervous system levels of cholin-A
11 which

u‘rergse~l,

the development of early and sustained

EEC

hyperaynchran) and elevated spinal fluid levels of acetylchclinc

relatvd to

was

a law

level of cholinestarase activity,

1. 43"¢ cf 9:11pﬁnral
‘u:

V

\

u

\

.

azngtuast

0y

8

cbslincrgic agcntz is

the hypotheeib'regarding central nervous sysrvm re?

:5

aztivitv :2

:zzm‘;atl&gt;n

Thus.

a

., ”w“

“a

~c:r.shuix.
a

A,~‘

,.-."..(
'c-~
:AJ'L
H—-—.- as...

ThLG

survey of the

litarature

of the rJlos

acetylzholin (f

"V
.o.

:hclinestarase in ccnvﬁlslve therapy has led to a

aﬁd

speculations which require verification.

For

number of

this purbose. ‘t
L

Rdgglilhd that an-investlgarion of the ftlivwing relationships

:elztlon :c :3Evulslve therapy - type,
,0

J

I

v

o

9

L."

I

in

14"

number and

fttquency.

.ociated oleczrcencephalogram'partarns.

h

Relsclcn of such a;eryl:hollne levels to the clinical
behavior oi patients.
(2)

(3)
Llaé

BE“

Changes in lndices of

altered braih function other

with Such acetylchcline levels

�(L)

'Relaciou of :holinesherase accivity

1:03 serum and splnal

and

patterns of

fluid to:

(a)

age

(b)

diagncsis

(c)

rate at development cf

(d)

number and frequency of

EEG

hypersynzhrocy

t:eatmehts

reactivity
(e) autcacmlc (peripheral)
reactiﬁity
[csrebral
(i)
if»)

«g;

_pe:sona11ty

Rut

at"

:nLrIL Eshxvic:

atropine. 'physcgstigmine adrainistmticn

on
’

EC,“

�</text>
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""" "r

'

"

WWO WW WW3.
IN

Max

Rink,

-*-'

'"I’W

v“ ”kw "FWHWOMV'.’ v.3.

"m

qr min...“

.7...

W

14.1).

mthofPoydmiatry
of
School
Missouri
Meir» ,
of
MRI-nit};
Psychiatry,

at the Nissan Institute of

63139.
Macaw}.
St.
Innis,
Annual Street,
and
Vii—072w,
bin—927,
m—zns,
usms
in part, by
gums
Missouri.
of
Formation
:3
Iii-11380; ltd the Psychiatri
5WD

W.
VII:

7—25—65

Ram

��Wm,

lQNQe) . The
activity md emitement (Tracer and
oembmepiml fluid does have measurable cholinestemse activity,
however, principally of the ”true” or maholyl hydrolyzing type

(Madmen

and Rothenberg, 19%).

In the absence of free

acetyldroline and mder the cmditims described, electmenoephalogrm

fail to
(e)

Show

almorulity.

mummy: Meta

of Crmiooembml

Trauma: Free

mtylcholim was found in the cembmepiml fluid within a few
minutes after experismntel head trauma in cats and persisted for
varying periods up to #8

m9

(Bernstein, 19%). The quantity

of free mtyldmline varied between 2.7 and 9.0 gamma percent,
and the
was related to the degree of induced trauma.

wt electmemeptulogmm demstmted patterned

Carma-rent

charges. The records were

first filled with high

voltage fest

activity, interpreted as evidence of an intense neuronal discharge,
com to he succeeded by a short period of ﬂattening of all
recorded electrical activity. These phases were then followed
by prolonged periods of high amplitude sharp waves in the delta
.

freqmncies.
The

behavioral changes related both to the degree of trauma

wt
of mtylcholine,
md the

of measured free acetyleholim.

With higher

Bernstein reported greater degrees of

abnormality and greater charges in omecioumess.

poet-tnunetic seizures

were

levels

EEG

Spmtmeoue

also related to the ammt of free

mtylcholine warring in the spinal fluid.

�Bernstein applied amtylcholine to exposed cat cerebral

cortex. men the concentration of acetyldroline was

or less, high wlitude shup
the electromoephalogrm.

waves

When

of

1

gm

percent

low frequency appeared

in

the concentration was increased

tOngmepemnt, theelectmencephalogmflattmdina
fashim parallel to the post—tramtic records.
Investigatims in neurological patients by Tower and
HcEadrem (1909a) damnatmted free acetylclwline in the
cerebmepinal fluid only in patients with recent head
recem grind-mu seizures or after

electmvulaive

Free acetyldxolhe varied from 0.2 to 100

gm

tram,

therapy.

percent. In

assaying spinal fluid dnlineetemae activity, they noted a
sharp rise in the nonspecific dmlimsterase fraction

(bmwyldwlineaplitting) sad a drop in the specific
dwlinesteraee fraction (mdmlyl-eplitting) in patients with
head trauma and following convulsive therapy.

The

cerebmapinal

fluid did not exhibit such inversion, although it contained free
acetylcholine, after spontmeous seizures. They cmcluded that
the level of free aoetylcholine varied directly with the degree
of cerebral dmage and that reversal of the cholimvterase

W

was

a

m

sensitive indicator of cerebral (image.

Electroencephalogrm, taken at varying intervals following
EEG
of
between
the
degree
relation
indicated
a
tram, also
abnormality and the appeamce of free acetylcholine in the

cerehmeﬁinal fluid.

�. r

-; o-Tn-

"W

wu-rm- V“

7

~

MNIWWF‘.

«wwwnmw' . ”3-.— :Nr‘ ‘mw— l‘.«nmw~.—WMM v-y

»".\—-

(max .9 w— , r‘ "murmur 1 Wm" q‘

4;.
These observations were recently

oonfimd

by Kovaoh,

wounded increased aoetjldxoline in

o: 1.1;.

rat brain after traumatic
shock, and an inhibiﬁn of this activity by the ministration
of atropine to the muscle preparation.
Tim the «want 05 {no aootgtchoune may ammo in tho

who

Aptaol staid {cunning

WWW

mum

and the. mount 05

(no acugwwune, the dean.“ and typo cg mmmcapmogwuc
«bloom/aim and «Maya in clinical bohavion appeal: cu

Wound phenomena.
(b) Antioholinegﬂo

m

and

tram:

oleotmgr'aphic,

The

bohavioml and neurologio signs of head trauma were blocked by

the parenteral achinistmtion of 0.5~1.0 m/kg atropine (Bomtein,
19%), as were similar clinical changes: oomrring after the

intmciutornal addition of acetylcrnlino.

Ward (1950)

applied

these observations to tho treatmm: of closed head injuries.

In

20

pttiants with varying dogmas of tram,

he amtiniotomd

atropine subcutanowsly in doses of O .1 mg/kg, noting clinical

in soon and a reversal of the oleotmgraphic effects
in others. Similar alterations in the poat-trmnnatic electroimprovement

encephalogram were reported by Jenkner and Igdmer (1955) in a

rtudy of diethaxino; amthor antidxolinergic drug.

A

single

introvomm dose in forty patients maultod in normalizing the
'

abnormal electroencephalogram

in six othom.

in twentyi-tm and

marked

ingrovemt

.mr—‘xv

�T-W‘vw 'h'mivu‘

-.-. ~.w—w.y‘~ WVMMW'Wn-uvw‘w—W 1."'"q'(

v

-—

m7

"In“?

-

"mmwuﬁwuwmw‘vu “m""vw -WW’-xm -~ wr: TW'f..‘-|‘.Yr 1m

Sinilar oboewatiam have been reported with mthylbezuctyzine
md
in minal exporimnts of post-trumutic shock and

man
03mm}.

Odom:

(mm,

affect of atropine

Thu

1&amp;5).
assessed in the convulsive therapy

was

process by Ulott and Johnson (1957). With the administration of

mnpordaydvmtngmwoeksthepatimts
moeivnd oleotxoshodc therapy, the
of slow wave activity

atropinewto

mt

oigxificmtly lass than in a omtrol grow who had not
monivod tho atropine adhinistmtion. (In a later study these

was

authors failed to replicate this study, suggesting that dosage

factors or popllatim ohms-m

multo

[Johnson 93;

&amp;,

may

haw contributed to diffemnt

1960]).

Similar affects mm obacmd with experimental antioholixnrgio

was
diothaxim, banaotyiim, the pipaddylbenzilates

(Pink, 1958, 1960). The intruvonms injection of

and JB-329

(Ditm), lid

WIN-2299

JB-318. JB~336

111de ES damchrmizatim

in psychiatric subjects. Those EEG ohmgos were associated with
bahaviml alerting, anxiety, tram, illusions, and hallucina—

tions. In patients the

than

had recently received eloctmomvulsive

a reductim in slow wave activity md a
manual of euphoria, denial md oonmsim. Atropine in low

thumpy,

dam,

was

was

associated with

tadnvoardia,

mass

E88

desyndumization acoarpmiod

and Maxim.

by

At higher dosages,

hypcnyndum slow wows, followad by lower voltage , poorly
omitted delta activity with super-imposed beta activity wm
associated with progressive confusion and disorientation.

”I..- —w m hwy”.--

�.erw—spmﬂlwtvnvamnw."

w—

r..«wwruun-x...—..,«».w..i.

in combat

Both

Wguphtc

mm"._., w-uvw-m .7..-7._~.-—v-—wwww..—

um

~—

._.‘...,W wan

rvw—Hw.

;W.——»—.- w—u w "r
-

, -—

wwv—ku.“

and induced convulsions, the.

ehahgu my be modiﬁed by the.

WWMOR

antichottuugte MA, Auggutbig that tamed manta
96 acetytehaane on.
chawvigtc unpuvttg 4'4
undated with the. high vauaga Alon) wave activity.
05

Wed

(0) Brain

Similar

EEG

mﬂlcholim

and mtfahnlimggzc

ahmgaa and similar blocking by

my

mticblinergic

drugs has been obserwd following the direct application of

amtyldmoline to the central nervous cystem. The achinistmtim

of a cholimtemse inhibitor

Df'P

(di-isagpmpyl fluoroplvsphate)

elicited high unplitudn rapid frequency EEG patterns similar to
of poststatus epileptiws, as wall as changes similar to

M

stma (Madam £314, 19‘69, Samson gt 9;” 1950,
mid Hindi-m 333b, 1950, and Weasel 93.31;, 19%). These EEG

traumatic

effects were blodmd by small. dose: of parenteral atropine and
in amtylcholim after
awpolmim. The mat
tetmthyl pyrophosphate (TEPP) was masumd and related to
the toxic misfostatims and cmwlsims induced (Sim and

inm

Pepcu, 1952; Stone, 1957).

Chatfield and

W

(1M2) prepared exposed

miml cortex

with pmstiminn and cvdcud oluhmnoephalogmphic spike

activity.

Thu

spiking, or

prior

mismtim of atmpim blocked this

if present,

thc «mutuality could be eliminated by

atropine.
In contrast to that: findings, Bmmor and Merritt (19%)
applied tepical acetylduolim in concentrations of 2~1/ 2 to

to the exposed cortex of cats,

and noted no

effect

on the

10%

w- «ﬂu-xwa—VVlwu-

��“mun-ny- rw-WV‘VKwnZw'w—w

"1W:wmwvtwwav 1W”'_&lt;1&gt;vwnv.&lt;_wum,vwwv ]- ‘_

VFW, .. .- w

n - ~-....Vr.ﬂ.--“ “W,- ..‘,_.,‘......_,.,.‘ -.v—--Y‘. ,-.

-3-

Elliot gt. 5}; (1950) md Crosslmd lid Herridc (195“). 61mm and
Popou (1962) fomd the increm in aoetyldnlm following various
dapmssants to bc
proportional to the degree of
depmssim of the central nervous system and the mduction in motor
md Buck (196:4), turnover, studying 13min
activity.

My

W

lavas

and sedation omeludod

that some ”dating agents
are associated with devoted brain aoetylomline, but that no
dawns mlatimxshipo existed. In part, this may be mlated
acetyld'xolina

to the earlier obsorvatims of

Wu:

Elliott (1951) that
acetylcholine synthesis unsound in mt brain slices, is
accelerated by low dosages of mootic drugs, but inhibited by
and

him dosages.
Pme

autylcholim

patimts with epilepsy

was

mported in the spinal fluid in

(Cone, Tower and

Wm,

19%; Tower

an
(7‘3
epileptic
patients,
Mom,
domtmted free aoetylcholine in qumtities of 0.02 to 5.0
percent with an average of 1.0 gm percent. Acetylcholine

and

191mb).

0f

56

gm

lawla Hem related to the fmquonoﬁ of seizures, the extent
of electmmplulogmphio abnomality, and to the time since
the lam: soizum, but bore no relation to mdication, type of
epilepsy or lawl of cholinesteme activity. Elliott at al.
also noted that :1: fm acetyldmoline was dennnstmble in the
spinal fluid in cmoentmtims up to 3 gm permnt after

mmzoln convulsions.

7

.w .. "urn“...

�.7.~w.. V.

-

V

,,

“my",w

1...,"—

4~.vn,w—._._.m~,m raw-w": '— 0.. ”75v.. .— _‘
.

‘wwm‘ ,van... ..__.,.Wry.~.~ m-Zwm-V'I—r‘wn W.W ”-mw-w.w.mwr~m
-

n—r.~~—.

&gt;¢r:'l.irmv --"‘v-w-V‘MVSWVP

-9Tower and McEachem (19'4933) viewed

mm

the increased acetylcholine

of the seizure, and not causal. Studying the
hypothesis that the acmlatim of acetylcholixm induced seizures,
Tom (1953) masumd the level of acetyldxoline in brain tissue
after mtmnolc convulsions. She noted a rise in the
as a

aoetyloholim content of bmin, before a soizum and a fall
during the convulsion. Below certain levela of acetylcholine,
cotwulsiona failed to occmr.

that the fall in
tissue aoctyldaolim during a convulsion was due to inhibition
She suggested

of aoatylcholim synthesis by increased concentmtims of
metabolites such as mimn ions.
Gianna!) and Pepeu

also measured chmges in cantml nervous

system acetylcholine follwing various stinmlanta.

moholyl and 3, S—dimthylbutylcthylobarbiturate

Chly

was

after

them a

significant chmgc in the amtylmolim level. may noted a
decmase in association with induced convulsions. With other
drug: which they classified as stimlmts

iprmiazid

1:

(LSD,

hydroxytmyptophan and iprmiaxid a

ipmniazid,
DOPA)

tum

war: no changes in acetylcholine level. may omcluded that

despite intense excitatim produced

an

by

these coupomds, them

in acetylomline levels unless trace mm
by convulsims. (The differences in obscrvatims

no changes

Wand

between these

MomdemcgggléandTmranndEaduem

muted to the differences in mthoda of biochemical
monuments, for the latter measured chmges in spinal fluid
my

be

mflocting the free acetyloholim. while Gimmn and

Pepeu

«way—.-

—-—.\.

�T-

-

w;—----w~~~.~

.7

um

.

r -

xu

‘

r

v,m__.mwa,mﬂmuwwr~pw m~'mvv'v—rﬂr vav-u—w.

---—w

~

,~

.ﬁﬁr'A—HIwmmrrw‘(Wr-1Inr’mwmr"W'mv-w’

total acetyloholim reflecting band and free fame
and Elliott, 1951]).
of amtyloholim.
The“ mom augguz that Apart/tango“ an. induced su'zwtu
by
moanpmécd
in intercom 6n: mag/Maine
an
m
abound 6m La bound {own which my be inﬂected in the
(Laid. Cmbm activity and Auzwtu enhance magma”
«lawman, awaiting wine Levels 05 Mots/Moan, Mule “up
and muthuia my augment acetytchoune paoduotéan inc/away
about mm.
measured the

[mm

We

W

’

(:3)

Central Nervous sttem Cholinostemes: Tower and

Worn

(19%) also measured spinal fluid molinesterase activity. The

typos of cholimatemnos are nomally found in the spinal fluid:

mimestemoe-I (“tm,“ "opecifio," or macholyl—hydrolyzing),
whim haaaa high specificity for aoetyldaoline; and cholinestemse—II
("psexido," "non-Specific," or banzoyloholine~hydrolyzing) .

momds

Both

hydrolyze aoetyloholim but have different rates of

hydrolysis for monolyl and benzoyldzoline . 'mis differential

rate permits qualitative distinctions. By reporting the cholinestemsc
activity as a ratio of the activity with a moholyl substrate and
with a benzoyldioline substrate compared to a substrate of

acetylcholim; two mtios are found: crolinestemse-L/aoetyldlolim
and clnlimntemoolllaoetyldiolim. In such mtios normal
oembmspinal fluid contains astemsea in the ratio of 33:17
for molimstome—I to dialinestcme‘ll .

_

In patimts with head trauma, Twer and Mcanhom reported
an inversion of tho cholinestemsea with an increase in the

VHF-"147

�».———w

~. r...

&gt;qu

.

'v—vv—W n»

“W...“

mm

xwwu-w_~ WY— .

“-7 mrmm wnwW—u—mr- w...” maum—w—w—y
w

«W

.

unv'r“!

"31A“ man-.wvvmw "w” w~:-

-11..

dtolimtum—II fraction of the spinal fluid

and a decrease

in cholinesteme-I activity. Tho extent of the dualinssterass
reversal was related to the severity of trauma and to the
dogma of the electrocnccphalogmphic abnormality.
In patients with elevated spinal fluid acetylchclins after

$1)th

seizures, however,

no change

in the

ckmlimstomscs or total armlinestemse activty

woof
was found.

in cholinestcms activity may be undamtood
in relatim to ohmgcs in cell neutron: permsability.
C'holixnsteme—I is fmmd in highest cmmntratim in the
The charge

cmtral mmus system whilc d'xolinsstemse-II pmdaninatss
in othcr tissues, especially blood serum. With an incmm
in acetylcmnnc levels in cerebral intcmellular fluids,
vasodilatim md incmased cellular permeability may be
predicted, with a dsgme of tmsudaticn of vascular fluids into
the intemsllular spaces varying with the extent and duration
of the vasodilatim
and

their

(W g,
31:.

19%). Spiegsl, Spiegel-Adolf,

oo-woﬂcem (19“1, 19M, 19““, 19148, 1953) demonstrated

and: pemeability changes and inmassd conductivity of the

titauos associated with the appearance of various ions (as
pctassim and phosphate) in the Spinal fluid following
electrically induced convulsims . Such nm~clcctrolytes as
nucleic-acid splitting

cellular psmability

enzymes

may

also increased.

in

Changes

thus provide the basis for the high

concentrations of metylchclim and the increased concentmtims

of duclinesteme-II in induced seizures or head trmma (Tcww
V

4nd HcEcchem 19n9c).

.

persistence of acetylcmlim in spinal fluid after head
dmlimstencsc
dcspdte
and
trauma
«fur seizma
The

imam

.

vmr

Var"

.muw

��rw

~—.r&lt;

—-._..'—v-w__ ‘-

,m Am

w—w—

WW

7- v

nan—1"“ w—u-n w
v

mm

mug;

'- wmn—uw—v W
v

mm

--

,mmmm‘u—n

w

a"...

mm

-13-

«mum m mm
5M nuvocu Mama

0‘

mbmu
nmuimy
«a
WWW
at

«may.

(a) Aceﬂldaolino,

EEG

13mmmd‘wmy and Induced Oonvulsims:

Alteration in the blood—brain permeability barrier by the
cmtinuing action of acatylcholine

may

be a biochemical substrate

for the postwlectmshoa hypemynchrmy of the electroencephalogram
Sud: a possibility is evident in the damnation of an inmm
in the mmtmtim of cocaine in brain tissues thme days after
a series of

12

induced cmwlsims (Aird

We

g:

.1332.,

1956). The

in emcentmtim of this large molecule, ordinarily
absent in brain tissue, was associated with the appearance of
syndimny delta bursts) in the electroencephalogm.
We

hove

oonfimd the

many

hyper—

pmvious reports that convulsive

therapy induces electrogmphio hypersynchrmy (Pink and Karin,

g

53;, 1961) . Despite a constant applicatim of
treatments them is a great Variability in the time of appeanmce,
1956:, Pink

the duration and the extent of the electrcgraphic slow

wave

activity as well as the sensitivity to modificatim by alerting,
hyperventilation and barbiturates in pcytidaﬂxic populations.
The

early appearancn of

dagroo
hypersynchrony and
high

persistence thmugzout a

prerequisite to

mamnt cause has

its

been described as

improvement following electmshodc (Roth, 1951;

Roth, §£_g£;, 1957; Pink and Kahn, 1958).

the differences in the dogma of induced

It is
EEG

possible that

hypersyndurmy

mlated to differences in central clmlimrgic activity.
The failure of certain patients to develop hypersynchrony may be
associated with the absmce of fame aoetyldroline being related

may be

to

him).

changes in cumbml function and thus producing .a

»

“V.lvf"——Iw vu.- "a'v

�WW.

_.

7: .my- "“ .~..v.,W ”"
.

,

.

“V

WW

7*MW--—- ‘-u :u wr—u ‘V-U-lw‘-um- WWWW‘,”._¢.~K—.wvﬂﬂ m”. ~"m--'~w
,

e

~

*

.7

_,.,.

,

v ,7,

,

(lawn), in their study at” cmniocambml tmmna, included
observations of six psychiatric patients undergoing cmvulsive
trumpy. Studying the patients aftar 3~7 tmatmnts they
reported free spinal fluid acetyldmline in two patients; and
an increase in cholimstemse-II and a decrease in dwlinestemsesl
with a reversal of the ratio of dialinestemses in five of the

six patients. hm those obscrvatims they concluded that the
spinal fluid changes in induced convulsions were more like
those of amniocembml trump. than those of spmtmeous epilepsy.
described the one patient in the series

failed to
show either fme mtylcmline or a dmlixnsterase ratio reversal
in the. spinal fluid as: "It is interesting that this patient
was the only one of the six to shrew no response to treatment."
They

If olectrogmphie

hypersynchmny

who

is a mflectim of increased

fme mtyldxolim, subjects who maintain hypersynchmny and
those in whom it disappears rapidly may be exhibiting diffemnaes

in the kinetics of the dwlinestamsawoatyldmoline hydrolysis
systcns . Persistent hypemyndumy may result from a decreased
rate of hyd‘olysis of wetylcholine , associated with low
mntmtims of either- cholinestarase-I or cholinestemse—II .
(Conversely, in patients with short-lived hypemymdurony,
dmlimstnmse-I md -II in tissue md spinal fluid

may be

unusually high) .

Fm thug

chuwacéoM

we would

conclude

demon; m mediated M an Mme in

in

W,
mm

enhancing 2th:

MW“

that induczd
{we acetyichouue

Mg
Momma.

naming mutual
06

The

and

Lava as ﬁne

1:;

.

ru- » m.

“mmvw-w'

-

,

v-

�"w

aw-"m, wrrwnw“—5—

mmrwmwm._
.

mallow

426

Wad

m

wm—w—w w.

"mm-v

m-u—v—v—

nw—wuw-

gwmy"w_mw u- m.

-55..
by

muted induud autumn.

EEG

hwynchlwny a one. Reﬂection 05 abtmed {even 05 Managua
and muted
05 01h“ momtym. It 11A pubabtz
that that chaugu in
movide the

mam

mngw
mm“
pwibtwt
4mm:

Mochwécaﬁ

50mm

56!:

{nomad

the

bohemian“ changes

mm“ .

(f) malimstezm md the Classification of Psychoses:
mesa studies have application to tho problem of autonomic
reactivity and tho classificatim of the psychoses . Manstein,
91:.

31;. (19%, 1951, 1952) have

demtmted a relationship

betwaon

the blood pmaaum maponse to injected mthacmoline (Macholyl) and
the clinioal response of spydtiatric patients to convulsive therapy.

is a potent cholimrgic agent which induces vasodilation,
tamycardia, mating; and increased peristalsis . 11:53 rapidly
Phﬂmacholinc

hydmlyled by ermlimstemse-I and slowly by duelinesterase-II .
mo blood pronouns of subjects falls after injected macholyl and

returns to the baseline within five to
whose blood pressure

20

Grow VI and VII
have a

9

and a

am

recovery

and Group VII mactom

1133;” 1952).

patients in

20

89%

to

nﬁnutes. Patients
5

those whose blood

Wine,

Group II—III

rate, respectively, while

and

97%

minutes have

recovery mtes

as

reactors
Group VI

(Wotan

GmupItoIII mactommybelohkeduponas

whom

while Grows v1

I, II, or III reactors;

ormm minutes to
motors. Group I and

35%

than

returns to the baseline within

how classified as Gmup

pronoun takes

more

the injected mdwlyl is rapidly hydrolyzed;

‘and

VII have a slow hydrolysis

rate. It is

probable, themfom, that the blood and tissue oholimstemse

activity levels of Grows I-III is high; while that of

Groups

-

unr

�.- n.

.— .

VI

.wr-. .,m-w.w-,,.

..-

-

VII in low.

A

mwkwmr

“or a mum: mviow,

similar analysis

systom levels of

"'"ww—ﬁi-m

may

in

mud:

r—nmﬁm.mn-‘mrmrp.’ "nu—mu“wl'r-_'In.

m Rose,

1962.]

mgarding central nervous

dwlimammo-I in the dcvelqmnt of

EEG

hypmyndnmy and spinal fluid levels of acetyldxoline,
providing the built for a
hypoﬂuais mgarding
contra}. nervous cyst-m

periptnral

mt

Inactivity to induocd convulsions and to

momma agate.

Arm

�.

”V7“

:vn-r—

www- 7.". New“- mu..~

“Av ‘:~vv-'me~'v xwmm~m.__en.sw—_.

mm

_.m immv—rmc "cw. .ww-‘rwwm-u-ﬁ—Wrw—_ml

-17-

see significant in the convulsive therapy ptccess. The published

data indicates

thlt

induced convulsions ame.associated with an

inczease in intercollulsr scetylcholinc to levels greater than can
be destroyed by cholinsstensse—I

activity. Vascdilstion

and

increased cellular permeability are fblloued by increased amounts

cf cholineetersse—II

electrolytes in inter»

and other enzymes and

cellular fluids.
These changes are
hypersynchwcny which

reflected in the increased electrical

is recorded as

EEG

slow wave

activity in

scalp electrodes, and which can be modified by a wide variety of

enticholinerzic drugs.
In these reasrds, induced convulsions are more similar to

cerebral trance, than to spontaneous seizures.
The changes in the onrebmel biochemical milieu alter

cellular activities sufficiently to be associated with altered
behavior of subjects. Failure to induce high and persistent
concentrations of ecotylcholine and Illiuwe to induce concomitant
fbilume
to produce behavioral
electrolyte changes results in a
‘

change.

Difﬁerences in the rate of development of cerebral changes

reflect differences in the dependence of subjects on cholinergic
mechanisms or in their sensitivity to changes in acetylcholine
1mm. mm differences provide the basic for the classification
of the mentally
The

the

mode

ill by Funkenstein and by Pink and Kahn

(1961).

observations provide a rational biochemical basis for

of action of induced convulsions in altering the

�m"

'A

"VI-v

Ww—vv—n—u—m—«rrm

mum-mam
mm

with tho mm

«truer

mmmmwrmawm

-13..

of

pomtie subjactn. 'nnu

mm

view

mwopmsiologie—adapﬂm

(Fink, 1957, 1962).

an mistmt

wavy expressed

�_.,. m...“ ... .4. .. .ﬁ-a

v “3-..."- w..——_ww «av—m... ”VWFI-WquwLH-‘M‘AW‘K' w-v'lw . . "m." Inn—www-Iw‘m
v.

"uvw

-wu

v

rays-y‘—

:—.-

me‘n—I'“m

32mm
Aird, R. B... Strait, L. A., Pact, J. 91., muncff, H. K. and Witch, 8. C.
Neurophysiologic effects of electrically indwed convulsims. M’ch. Newt.

rum.

scum,

1956, 75: 371-373.

Pram

and actim cf acatylchclinch experimntal
Bomstuin, NJ).
trauma. 1. Nuanpkyuatu 19166, 9: sue-355.

min

Horritt, H. B. Effect of certain choline dcrivatim
clactrionl activity of the cortex. Auk. “want.
(6%.).

on

Runner,

C. and

mm.

Human, A. S. V. and NacIntosh, P. C. The physiOIOgical significant of
acctylcholim. In K. A. C. Elliot, I. H. Page and J. H. Qustcl
C. C. Thoma, Springficld, 111., 1955: 37I4~375.
(Editors),

uwmmuw.

mtfield,

on

Dewy,
cortical potentials. Mu.

Cam,

W.

“Viv

P. O. and

Tm,
in epil’psy.

V.,

Worn,
Jo‘oquo. 1&amp;3, 73:

D. B.

Grassland,

J.

1950, 162:

“SQ—MW.

E. w. Effects of prostimine md acetylcholine
J. Pkg/«20L, 19142, 135: 633~6u0.

and

D.

I.

Acotylchcline and mammal

59.639

effect of anaesthesia on the
matylchclim commit of the brain. J. Phydob, 195%, 125: 56~66.
Dale, R. H. Th action of certain «tau and ether: of choline. and
their relation to maxim, J. Plummet. Exp. Thu., 1913, 6: 1'47.
Elliott, R. A. (3., Swank, R. L. and Henchman, N. Effects of mﬂmtics
and cmvuhmts on acctylcholixn content of brain. W. J. Phgual...
Pink, H.

A

and Merrick, A.

Tm

unified meaty of the cctim of psychodynmic therapies.

Pink, H. Effect of anticholimrgic agent, diethazine, cn EEG and behavior:
Iimificm for theory of convulsiva therapy. Mch. Newt.
(cued,
1958, 80: 380-4587.

was

“ch.

Fink, H. Effect of mticholinomic
on pcat—cmvulsiw electromccplaogm md behavior of psychiatric patients.
can.
Humming 1%0, 12 (2): 359—369.

Emeh.
’

Pink,
view.

m.

of action of cmvulaivu therapy: the mm'ophysiolosic-adaptivc
J. Nwaoplgcuazu 3: 231-233.

M.

Pbdo

Pink, H. and Kahn, R. L.

thtintive

studies of slow wave activity following

cloctmstnck. Bactuzuccph. can. "wuphyuotn 1956,

8: 158.

Pink, 14., mm, R. I... Karp, 2., Pollack, M., Gm, H. A., Alan, B. and
Lafkcwita, H. J. Inhalantuinducad convulsions. ma. Gen. mama, 1961, In 259-356.

mm,

A. PL, Bales, P. D.,

Willis,

md Himwich, H. 8. Experimental
pmdwtim of electrical major convulsive patterns. Amen. J. PhyuloL,
1&amp;9, 1H6: 117—1218.

Mkenstuin,

D.

H., Gmmblatt,

H. and

A.

new
Mutt. 0.3.,

801mm, H. C. Autmmdc

chins“ ramming electric shock Mutant.
mm
19%, 108: #094122.

J. New.

�.-

“

'E'mr u-men...

Mountain,

wumW,mu“... 1~w‘mww.w“~-mmmern“—"~—IJ...-

mm,
amnesia

H.,
paralleling peyoholoﬁo
1951, 11”: 1‘18.
D.

qvp-

—..,.

WW

me‘w

”Va-WV“..—

mwmmwmvmuww

W3
mantally ill paﬂlnts. 1. How. m. 01.6.,

H. and Solomon, H. C.

Autonoiuio

Menuhin, D. it, emenbhtt, M. and 301m, H. C. Autammio nervous
system out of prognostic simfioanoe in mlation to alactmskndc treatment.
P‘ymm. Mo, 1952. 1“: 3“?“3620
Gianna, N. J. and Pepeu, G. Drug-induced charm in bmin aoetylcholim.
W. J. Fitment” 1962, 1% W233.
A. and Hiwich, H. E. Effects of
Mam, J., 33313, C. P., Manley,
di-iaopmpyl flmmptmplmto (DEF) on alectmanoephalogm and cholinastarase
activity. ,Eumamcph. can. “Mphysutu 1950, 2: Mil—ha.
Basis, C. F... C. F. Hampson, J. L. Balsa, P. D. and
Effect of trimthadima (Tridima) and other drugs on
Madam,
oonwlaions caused by di-isqwmpyl flmmplmphata (OFF). Ame-A. J. mum.
Himioh, H.

23.,
A. H.

1950, 106: 816-820.

Jonkner, P. 1.. no ladmer, H. The effect of Dipamol on the olectmmoopmlogrm
in tho normal subject and in time with canme tmuna. EWmuph. can.

”meto'

1955,

73

303’3050

6., Ulett, G. A., Johnson, H., Sﬂth, K. and Sines, J. 0.
Eleotmomwlsive thrapy (with and without atmpim); affect on
Johnsm,

I...

analyzed ahctmanoophalogmm.
chemically
2: 32u-336.
1960,

Melt. Gan. Paychiot”

alum,

M. and Knaub, V. Quantitative estimatim of the
Kabat, E. A.,
albmin and gamma globulin in actual and paﬂmlogic oembmspinal fluid by
nomads. MM. 1. Mad" 193:8, *3 (5): 653-662.

Wm

Kovada, A. G.

3., meo,

A. and Halmagyi, M.

hm
Hamid"Wit

Aoetyldiolina‘omtmt of the

brain in traumatic smdc. Aotc Phyaiozaglca (HungJ, 13:
fiber

Lou-vi, 0.

Meir. £. 4. gas.

14.

our Hemmnwﬁkmg.

1921, 189: 239-»2u2.

Haymrt, E. W. and Buck, E. 6. Effects of C.N.S. Dapmsmts on Brain
Aoatyloholim.
19M, 6: 191.

Wtagut,

Heisman, H. and Elliott, K. A. C. Effects on omvulsmt and narcotic drug
on aootyldxolim aynﬂnus. 1. PM. I Expat. Thump" 19513103: 35.

mam.
Wm,
specificity of We in mm
D. and

Studies on cholimtama: on
tissue. 1. Biol. (than, 191:5, 158: 653—666.
M.

A.

Ridxtor, 1). mad Crossland, J. Variation in acetyloholim’oontmt of the
brain with physiological stata.
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W.

Rosa,

J.

'1'.

'me

We;

Menuhin hat
in the

~ A

mview of the

literature. Add

mdor barhitmte anaesthesia produced by
twain-mt mad their simificmoa for the theory of M
clam-awake
actim. Enougmuph. can. Managua" 1951, 3: 261480.
Roth,

)4.

EEG

�Both, 15., Kay, D. W. K., Show, J. end (keen, J. Prognosis and
pentothel induced electmnmplulogmphic changes in electm—omvuleive
treatment. summaph. can. Nemphy‘iol” 1951, 9: 225-237.

Spiegel, E.

A. and

Spiegel-Adolf, H. Permebility chmgee in the brain
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19‘31, 93: 750—3755.

Spiegel, E. A. and Spiegel~AwlL H. mysiooodieuionl effects of
electrimlly inclined cmvulsime (mmbmepinal fluid studies).

Tum. Mu.

mm.

1455.,

19%,

'70:

130-132.

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mechanism in electroshock treatment. Conan. Newt” 1953, 13: 38-53.

Spieael, E. A., Spinal-Adolf, H. and Hem'y, G. mysiooodxdical changes
in the brain
electrically induced convulsive discharges.

marina
Tm. m. Newt. Au"

19M, 68: 17h.

Spinal-Adolf, M., Wilcox. P. H. and Spiegal, E.
in
electrmhodc
treatment of psydxoees.
Mae
19.48, 10“: 697-406.

Stem,

We

Tom,

H. E.

1. Pk”.

The mole

Me,

A.

Cerebmspiml fluid

m. J. mama,

of acetyldwbline in brain mtebolism and fmctim

1957, 36: 222'255.

Effect of omwlsion inducing agents in the amtylcholine
content of the brain.
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(2.

m.

Effects of single injection of corticotmpin (ACTH) on
We, ion
and emtyldxolim ambmt of bmin. Ana. 1. Miguel”
mnim
1953, 173: 1764.78.
C.

Wm,
and
patterns
wetyldmline in the oemhmspinal fluich
0011th

a. Aoetylclmline ma neumml activity. I.

ﬂower, D. B. and

of patients with

maimmbml mm. CW. 1. Quench,

Tatar,

Wehem,

27

lQuQa,

(Seat. E): 105-119.
D. B. and

dnlimstemes in hm
1949b, 27 (Seat.

13):

mutant and characterization of
mmbmspiml fluids. Canad. J. Rum,
D.

'Ihe

132-1'45.

Acetyleholine and neuronal activity.
Worn,
II . Acetylmolim and dwlima‘hmsa activity in the

Tuner, D. B. and

D.

fluids of patient: with epilepsy. szm'. J.

(Sm.

E): 120‘1310

Ulett,

G. A. and

mbmspiml
RPAWA’?,
27
1mm,

datum, M. W. Effect of atropine and soopolanﬁne upon
eleetmenceplulogmphic charges induced by electm-oonvulsive therapy.
Euwameph. can. Namaphguot" 1957, I: 2174224.
Ward. A. A. Atropine

in the treatment of closed head injury. J. Newsag”

1950, '7: 398-402.
Ueeeoe, H. C., Green, R.

Wm,
of atropm md aoopolauim on the
3.,

B. P... and Kmp, S.
central effects of DFP.

Wt.

The

J.

inﬂuence

�DEPARTMENTAL CORRESPONDENCE
DATE

Julx 29z I965

SUBJECT

Cholinergic Mechanisms in Convulsive Therapy

To.“

Max Fink

FROM

George A, Ulettz

MODo

A most interesting

paper, well put together and documented and with

which

I

MoDo

DEP'T
DEP'T

am in the main in agreemento

There is one minor typographical error on page l2.

GAUzlz

�CFDLINBMC

W315 WV!)
IN

Max

W

Fink, PM).

mmmpmmotpmmnmmsmmmma
Paydaiatzy, (immunity of Iii-semi. Sdml of Medicine
SHOO

Arsenal Street, St. Innis, Missouri. 63139.

,

Aided, in part, by usms grants ”44.921, 114-2715, ail-mus, md
Iii-11380; ad the Psydiiatric March Fomdntion of Missouri.

�VI: 7-17-65

WCWHWIVEW
Despite

mm

application and study, the nod: of action

ofﬂnccnwhivethmpmmnminsuﬁmic. Matudy
mmmdtomumphysiological(
paydwlogical(
social

). clinical

(

),

(

and

aspects, elucidating me pmaent nam—

)

phyaiological-«laptiw

).

View

of the process

).

(

'lha amply dnvalcpmnt and persimmon of signs of altered cerebral

fmctiun mm mpomd to

be requisite to

(Pink md Kahn, 1956), with

mess

in behavior

0100*:ch

slow wave

activity as the mat significant index of altered brain function.
Thu

this

Mien
slow

um

that pmddcatim with ampina inhibited

‘Jormcn,
1957) and the report
activity (Ulett and

that antidxolimrgic

a

mm

nursed these clinical

ahatmgmphic alarms (Fink,

1958)

311mm that .me

biodmnical basis for the convulsive therapy process
the clnlimraic

m

as wall

may

be

in

of the central nervous system. This

raviaw discusses the available data agarding acatylcholim

ﬂ

�and the

dwlimstemes in the convulsive therapy process.

Acetylcmline has been extermively studied m an active
agent in the transmission of

dowdptiom of Dale

mm

impulses since the

It is

(191A) and Loewi (1921).

first

a

comtitmmt of mmm tissue, existing in a bound form which

is liberated

during the excitation process.

It is

rapidly

hydmlyud thrwgh the specific action of duclinestarase and
in rapidly momstituted

by

the ohcline~aoety1ase system

(Rid'ater and Crosslmd, 19W) . In

noml cembmspinal fluid,

free acotylchclim is not present despite the mpid
bound

and

breakdown

of

acetylomline during periom of activity and excitement (Tower

Wm,

19u9a). The cambmspinal fluid does have measurable

dwlinesteme activity, havever, principally of the "two" or
mdwlyl hytvlyzing type (Madam

and

mm,

19%). In

the absence of free aoetyldxomle and mdar the conditions described,

electroencephalom fail to

show

abnormality.

�(a)

Grahame ﬂats of

sootylcholim

was found

Crmiooembml Tram: Prue

in the osmbrospinal fluid within a

few

minim after sxpsrimtsl Mad trauma in cats md persisted for
varying periods up to “8 hours (Bomstein, 19%). The quantity of

ﬂu
the

amtyldmlim varied

W1:

was

(:th

between 2.7 and 9.0

gm

pennant, and

related to the degree of induced mum.
shotmsnoephalogmms

amazes. me mooxds were

demtmted pattmd

first filled with

activity, immuted as svidsnoo of

high voltage fast

an intense neuronal

distant-3e. soon to be sumedsd by a short period of flattening

of

all

recorded electrical activity. These phases wen then

followed by pmlongod periods of high

mlitude

sharp waves- in

ttwdcltafmqusnciss.
'msbehaviomlohmgsswsmmlatsdboﬂitothsdsgmsof

mmmd

to tho

want of mmd fme amtyld‘nline.

Vth

highcr lovels of amtyldlolim, Bomstsin reported greater dogmas

of

EEG

Why

and

water changes in

consciousness.

�31&gt;th

wt

post-traumatic seizures ware also related to the

of fme acetyldwlim appearing in the Spinal fluid.

Bomstein applied amtylctnline to exposod cat cambml

cortex.

When

the concentration of amtyldxolim

percent or lass, higx amplitude slurp

waves

appomd in the electxmmaphalom.

When

was

W6

t0

2

gm

percent.

was 1

gm

of low frequency
the concentration

01.0meth

the

1000160
fashion
the
patetzmnatic
flatumed in a
parallal to

Parallel investigatima in neurological patients by
and

Wm

(mm dumtmtad free

Tower

acetylcholine in the

cerebmspiml fluid only in patients with meant head tmuna,
meant wand-ml seizures or after alectmcmvulsiye therapy.

M0 amtychlim varied
fluid
spinal
assaying

from 0.2

to

0310111103001”:

100

gm

peasant. In

activity, they noted a

sharp rise in the nonspecific dwlinesteme fraction

(Mmoylcholim-splitting) and a dmp in the specific cholinesteme

fzmtian (mohaiyl—eplitting) in patients with had tmma and
sanguine convulsiva therapy.

The

cambmspinal fluid did not

�exhibit such invemion, although

after

it

contained free acetyldxolim,

spontaneous seizums . They concluded

fr“ mtyldzoline varied directly with the
damage and

that the level of
degree of cerebral

that reversal of the dualimeteraae fmetims

was

a mm sensitive indicator of cerebral dmgc. Electmencephalogrmna,
taken at arming intervals fellowing

minim

between the dagme of

tram,

also indicated a

EEG-Wt); md the

appoamm of free amtylcmline in the cerebmspiml fluid.

mm
Wkwwm
Tim

«the,

4;me We!

mm 0‘ due magma-u. may tame in the
(cumming

{m autgtchouu,
abnombbty, and

WW

«the.

Mg“

W“ W.

«tam and the want

chalk.“ and type 0‘
4'.»

05

demomuphalogmpuc

dialed mm); «ppm «6

�Antietam}

(b)

bahavioml and

mutual

m

and trauma:

mmlogio signs of mum

The

m

electrogmphic,

blocked by tbs

awninistmtion of 0.5-1.0 Wkg ntmpim (Bernstein.

I

1986). as was similar

inmcistml

clinical

change”

mowing after the

additim of aestylchcline.

Ward (1950)

applied

injtmida.
those oboemtima to tbs tmatmnt of closed head

In

20

of
patients with varying dean-e3
trauma, ha administamd

mopim

WW1);

immt

in

some and

in doses of 0.1 m/kg, noting clinidal
a

mml

effects in others. In a study of
diethnxine. Jonkner and

the

W

at the

W

forty patients with

anticholimgic drug,

altemtiaw in

(1955) mportad

post-mmtic aloctmcmophnlnm.

dose in

electroencephalographic

W

A

sinﬂe intmvamus

electroencepmlogrmm

resulted in normalizing in twanty-tm and

marked

inpromnt

in six otham.
Similar observations have been Imported by Denisamco (1965)
using mthyl‘bamctyzim and

poat-atrmmtic

mmtin

in animal

that and 03li em.

ewinmta

of

�Truss

obssmtims

were assasssd

in the convulsive therapy

process by Ulstt and Jornsm (1957). These workers administersd
dosages of atropine

w to

the patients waived

that the

mt:

mm

slsctmsm

of slow

wave

per day during the weeks
therapy. They downstmtsd

activity prodmsd in those patisnts

ms significantly less than tbs control group

who had

not received

the atropine ministration.
(In a 141th study these authors

fdlsd to mplicats this

study, suggssting that dosage factors or population changes
have contributed

to different msults [Jormsm

These observations provided the basis

g}. 31., 1960]).

for studies with

othsr imam anticholinsrgic mounds (Fink. 1958, 1960).

hummus

JB—336 arid

Wins.

the pipsridylbsnxilntss

JB-329 (131mm). and WIN-.2299 induced

dssmhrmiutim in psychiatric subjscts. These
Hum

The

injection of smrimntally active anticmlinsrgic

camels as disthssim.
JB-ala,

may

EEG

EEG

changes

associated with barnvioml darting, anxiety, tramm,

illusions and hallucinatima. In patients

also had

mently

-

�mind

elootmoonvcnsivs

the achsinistmtion of

throw,

these Imomds was associated with a mduotion in slow

awn, mm

wave

and 'eonnnion.

activity

and

reversal of

Aunpim

was

also examined in low doses, and in these administmtims,

EEG

dosynctumizstion ms obsomd

nervousness

sod

tension. At highnr dosages, hypersynchrmous

slow waves, followod by lower

activity with

menisci by tachycardia.

mimosa

wings.

poorly organized delta

bots activity

melamine:

by

pmmssivo

confusion and disorientation.
Both

in

oleotrogmphic

annual

tum

and indwed convulsions, the

0W8

may be

mdified

by

the commont

(hogs,
administratioh of mticholinargio
thus suggcoting that

immaud smarts of aootylohlim or inorusod oholimrgic
receptivity is sssoointod with the high voltage

slow wave

activity.
(a)

min

and
iomlino
anticholimm
gm

m:

SimilanEGorangesandtublookingthmmnobumd
following the

dinct application of

mm systm.

sootyloholixu to the

mm].

�The

aministmtim of a omlineeteme inhibitor-

DP?

(di-isopmpyl fluoroxmospheta) elicited high amplitude rapid
frequency

We
19mm,

EEG

patterns similar to status epileptious, as well as

similm to those of post—hmtio states (Freeman 33 11.,

Hanson

Egg,

effects were blod&lt;ed

1959; and Himioh
by small doses

339;,

1950). These

EEG

of parenteral atropine. 'me

great increase in aoetylcmoline after tetmtthyl pyrophosphete
was

(TBPP)

manned and related to the toxic misfestetims and omvulaims

induced

(mm and

u:

thfield and Dempsey

1952; Stone, 1957;)

(19%) prepared exposed animal cortex

with pmstigmim md evoked electroencephalographic spike activity.
The

prior

mistmtion of atropine blocked thio spiking,

the
almomality oould be eliminated
present,

by

or

if

atropine.

In contrast to those finding, Emma!" and Merritt (19%)
applied topical aoetyldxolim in concentrutima of 2-412 to

to the exposed cortex of cats,

and noted no

effect

on

10%

the

electroencephalographic changes after intmwnous atropine
(1 mg/kg.) 'lhe concentrations of acetyldtoline in these experiments,

�10

however, were higher than the
and the

gm

topical applications (l-‘t

intrusistemal (0.2-10

gm

percent)

percent) injections of

Bernstein (19%).. Burner and Merritt also

made

note of

elem-

encephalogmphic effects similar to acetylcholine from motion/1

(emtylhetmthylcmline)
much

lower than the

and cloud (oerbanyldlolinﬂin

mtyloholim concentrations.

They

cmoentmtims
ascribed

the increased effectivems of these diolinergic drugs to their
lack of sensitivity to cerebral almlimstemses.
These data are

conflicting and further study is museum

to qualify this issue .
(c) Oembxnsgiml fluid Amtxlcholine and Seizures:

of aoetyldiolim metabolism indicates that

it is

One View

fomd in nervous

tissues in an inactive band fem. hiring periods of activity,
amtylcholim is liberated at the cell
dsectivated
rapidly

by

mm,

dwlinestemse.

The

where

wt

it

is

of bum

asetyldmolim is the resultmt of the continuous processes of

synthesis, liberation and bredcdmm.

It

has been postulated that

the level rises during sleep and falls during activity. (Richter
and Cmssland, 19%;

Elliott,

Swank and

Hendersm, 1950; Giaruun

�Pepeu. 1962).

By

using liquid

air quick freezing

methods.

Richter and Grassland measured the level of acetylcholine (micro-

gem per

brain tissue) during anaesthesia and sleep to be

mg.

300‘ higher than

post-“12m levels.

The

difference in

tissue levels is tnansient. however, as the resynthesis rate for
acetylcmline in net brain in high
(1950) confirmed

m1.

the” owemtiom, also

Pepeu (1962) fomd an increase

3

noting that after

gm

per cent. Gimmn md

in wetylcholine named by a

central nervous mum depressants to

be roughly

reduction in

and no

mm activity.

acetyloholim we reported in the spinal fluid in

patients withepllepey (Cone,
and PbEeahem.

19149 1)).

0f

55

'Ibwer and

mascara, 19%;

epileptic patients.

demetmted free acetylcholim in quantities of
5.0

M

proportiml

to the degree of depression of the central nervous system

m

:3in

convulaims free wetylcholine me demustmble in the

spinal fluid in concentrations w to

1;!

gm/gm/minute). Elliot

(7

with
1.0
of
an
cent
average
per
gem

gamma

Tower

an (77%)

0.02

to

per cent.

�12

Acetylchclim levels were related to the frequency of seizures,

ﬂnextentofelectnnncemelogmphicmmlity,mdtothe
the since the

lat

seizum, but bore no relation to medication,

type of epilepsy or level of clnlinestense eotivity.
Tower and Maﬁa-hem (1904912)

vimd the increased

acetyldwlim a by‘prodmt of the seiem,
Studying the hypothesis

that the

and not

camel .

emetim of ecstylchcline

indmed minutes, 'l‘orde (1953) measured the level of ecstylclwline

in brain tissue netmmle convulsims.

.‘

She noted

a rise in the

,_

V

V

ecetylcholine content of brain, before a seizure and a

the cmvuleion.

Below

fall (bring

certain levels of ecstylcholine, convulsims

failed to comm. Stu suggested that the fall in tissue
acetylmolim during a oonvulsim

was due

to imibition of

ecstylcholine synthesis by increased concentrations of metabolites
such as

mnium ions.

Wmmmmumdohmgesmmmmm
system acetyldmolim following various stimulmts . Only

after

�13

unholy]. and 3, S-dimthylbutylcthyl-barbitmte

significant chmge in the acetylcholim level.

damn.

was

They noted a

in associatim with induced convulsions.

drugs which

ﬁrearm as stimlants

Md
mmmdumainmtyldmlim
+

other

With

133mm,

(LSD,

hymoxytmyptaphm and iEprmiazid

level.

there a

+ DOPA)

them

WWW

daspito inﬂame excitation produced by these commie. them

wan no dung» in mtylcholim level unless than were
accompanied by convulsions.

(The

differences in observations

botmmmuwerkmmdmggglmdmmrmdﬂcﬁadmm
my be

in
diffemnaas
the
to
related

mummnts, for thc latter

methods

of biochemical

wand changes in spinal fluid

w

61m

and Pepeu
mﬂecting the fun acctyldxolim,‘while
12;
bound and
reflecting
acetyldwlim
mumdntatal

true form of aoetyldzoline.)

Thu: Atuau wages: that
on:

Wed

by an

sputum

Lame. in

an.

induced

1mm

law

5n: awtytchaunc

�”mm—“hr“

V» 3-

‘

v

w»

.

m

w

1-:

“r.

0...

~

W "n

,

nr-r-w, ..-.p:..u&lt;ﬂv.»rrw-¢.M “av—w.

.

.,. 4. ....“.,_.

w...

,, 'zs-sznr-W"“air‘quvww'ﬁ'qmti'd‘u.

w.

»

,‘rv

—.».‘

wm‘

,

w

-

1n

abound 4m in

bound

(on which my

wind. (Laid. Cmbm nativity

Micheline dalmatian,

manna.

Lemming

mum

15qu

in #1:

enhauu

tame (cum

9‘

Me blew and Mama auguwut mallow:

madam“ 42mm aunt
(d) Comm]. Nervous

Wm

and

be

mm .

Sgt”

('holinostemes:

(19%) also uncured spinal

Tower and

ﬂuid cholimsturase

activity. No types of dnlimstemes are normally

found

in

the spinal fluid: dwolimstemad ”true," "Specific," or

Molyl-hydmlyzing) . whim has a high specificity for
acetylcholim; and dxolimtemacu-II ("pseudo,"

or bonmyld'uolim-hydmlyzing) .

"mpacificﬂ

Both oompomds hydrolyze

acetylcholim but have diffmnt rates of hydrolysis for
mcholyl and bonzoyloholine . 'mis differmtial mta permits

qualitative diatimtiom.

By

reporting the cholinostemse

activity as a ratio of the activity with a

mocholyl substrate and

with a homoyldmoline substrate compared to a substrate of

acetyldmlim,

two

ratios are fomd: dzolimsteme-I/wetyldzoline

. ---

v

r

v

,

--

‘

~-

a"; .

��rmw,

16

vasodilation

and increased

with a degree of

cellular permeability

may

be pmdicted.

amudetion of vascular fluids into the inter.

the
of
duration
md
with
extent
the
varying
cellular spaces

g:

vaaodilxtutim (Rabat
mad

their comma
pomability

such

51;, 19%) .

Spiegel, Spiegel-Arblf,

(19%, 19W, 19%, 19%, 1953)

chm

demtmted

and increased oonchwtivity of the

ions
(as
various
of
with
the
associated
appearance
tissues
potassium and phosphate) in the spinal ﬂuid following

electrically indwed convulsions .

Such

non-electrolytes , as

nucleic-edit: splitting mama , also increased. Ganges in

cellular permeability

@6011th

may

thus provide the basis for the high

of aoetyldzoline and the increased concentratiom

of aholimstemse-II in induced animus or head
and

We!“
The

head

1989c.) .

persistence of acetyldxolim in spinal fluid after

tram

activity

tram

(Taver-

and

may be

after seizm'es despite increased cholinesteme
related to the sensitivity of the acetyldxoline-

dxolimsteme-I system to meantmim relationships (Nadmm

W. , ~1— ~- A” .—,.-

�17

and

Wu,

1935; Tower and

Wm,

muse; Burger: and

McIntosh, 1955) . At "physiologic" comantmticrns, hydrolysis

of mtylcmlim is rapid (3-4
lunar

com—um,

MW)

but at higher and

the activity falls off quickly . In

contrast, the dialinastemaun acutylchclim relatimship is

map-cite

and the

rats of hydrolysis incimma with increased:

ammunition.
0m view of these

mktimhips

suggests that while the

usual concentrations of mtyldmolim a cell
dostmyod by the specific activity of
few

Wounds,

my

«and

the seizum

are

dnlimstomeJ in a

m excessive concentration following excitation

the mate of hydrolysis by

coir-m Mahala

mnbms

may be

itself

cholimstcmeJ.

m

reached and a seizure inclined, with

adding to the mum: of free amtylcholim.

The

immune! acctylcholine diffuses rapidly, affecting vascular

and

annular pumability

and

imam; the mntmticns of

various iom and dmlinentemmn in the

of molimateme-II , though of

low

031".

The

activity

efficiency and depending

on

��in brain tissue,

associated with the appearmoo of hyper-

(delta bursts) in tho electroencephalogram.

syndmrony
We

was

have

oonﬂmd the

many

pmvim reports that convulsive

thumps: induces elootmgmphio hypomyndarony (Pink and Kahn,

m

1956;

93. 93;, 1981) .

mutants than is

mom.
slow
by

m

Despite a constmt application of

a great variability in the

the W103! and the exam of the alcotmgmphio

mitivity

activity as well as the

alerting. hypeantilatim

synchrony and

in psychiatric

dew hyper-

its persistence thmmlmt a treatmt

has boon described as pmmquiaite to

It is

to mdifioatim

and barbitumtes

populations . 'lhe early appearance of high

Week

tins of

(Roth, 1951; Both 93.2%,

mm
19531;th

possible that the £15.fome in

EEG-hypemynduw my be

of central oholimrgio

following

and

@,1956) .

induood
the dogma of

muted to differences in the activity

”Wm

.

patients to develop hypomyndmmy
pnoluding a clinical

me

name

me failure of certain
may

thus be associated

to Wood convulsions.

Tower

�.. 7.7. wrunvx—u—

20

and

Will“

(lauea), in

ﬂair study

of

mommbml tram,

included obaawations of six paydziatrio patients mdergoing

convulsive therapy. Studying the patimts aftor 3.7 momenta

aootyldaoline
in two patients;
may mpootod free spinal fluid
and an

imam

in

(momma—II

mumstomod with

and a

demase in

a reversal of tho mti-o of mono-stoma:

in five of the six patients. hm those observations they

minded that

the spinal ﬂuid dmges in induced convulsions

mmmliketmmofcmimmbmltrmmanﬂmoof
spontaneous epilepsy.

Boarding the one pttient in the series

failed to

who

show

either true wotyldmlim or a duolimoocmse ratio reversal in
the spinal fluid, they wrote:

patimt

was

Mt."

"It is interesting that this

the only one of the six to

show no rospouso

If electmgmphio hypemyndxrmy is

of inommd {me acetylcholim , subjects
whammy and those in

whom

it

who

to

a reﬂection

maintain hyperh

disappears rapidly

may be

exhibiting diffemnoes in the kinetics of the d1011nestemse~

wm. w,-

Nx‘vrpl

.1

�-\

“

--~w an» .7

r'v-vww-‘ 1".

-.r

Ti'prp"-ﬂ-=Au‘n “-6.“..-

~-‘

‘31 .

W

W

.

,
“‘7.dvzw‘".

V... mu.

metw'w—mwmlv‘lu":.e.vrlvn—“Atm-‘mWW

w-xm

“m.-

Y‘a""'

21

acutylctwlim hydrolysis system. 'Fhmistant hypemyndumy

result

dsmd

{mm a

may

rate of hydrolysis of acetylemline,

associated with low mnemtmtions of either molimatemsea-I
with
shortin
patients
'(Oonwmly,
dlolimutcmc-II
.
or

lived hypemynduw, dxommteme—I md -II in tissue and
spinal fluid
PM:

be mmually him) .

may

that:

anomalous

was

0&amp;0:va

«wanted

“W‘m,
«shaming the

We.

an: WWW a
EEG

51prwa

1.5

a;

Lgtu

at

WWW

paovtde

We

in We mwmum.‘

wumtuuu.

Mad
one

WW W
pubable that

saw! an

that induced

Wag embmcpweabuétym

and

It a

on would coucmde

aw

by

The Level. 05

upcmd Mad .5qu .

mama

of

pmabuéty

Mud Law
05 exhale.

ﬂzuc changes in

05

«anaemia.

mm

deem-

m mama: 4mm (an m pmumx

chugu foaming induced

0.0qu .

w

..—-.w-w~.-w...

�K.

i

[

‘

v.

,7

W

.. f m

.l

.

V, ».

V,

,,,,_V

-.

.o

“:2 ....V ﬂu, ”w...“

- w-wﬂl’m'."

”no”.

.7

..n “w... amp-“mm- "...v'vmm. ._,

f.v-w—«-—v~—— v0?" m—v‘

wkumu.

,

3‘“

.7

a

run

,.

.

--

22

(6)

Gaolimtemes

Thus studies

may

and the

Classifimtim of

Paw:

also have applicatim to the problem of

‘

automic Inactivity

mum

and the

clansiﬁcatim of the psychoses .

and athora (

a «Miami-nip between

)

true blood

haw

”castrated

pmssum response to injected

madmlyl an! the clinical mponae of psychiatric patients to

ammlsiw
whim

ﬁlmy.

lel

is a potent cholimrgio agent

mm,

mama vasodilation, tadxyoardia,

peristalsis. It is rapidly hydrolysed

by

and

W6

diolinesteme-el and

:11me by dzolimstemse-II . Tbs blood pronoun of subjects

fall: after injected mohalyl
within five to more than

20

md mtums to the basolina

minutes. Patients whose blood

E

l
I

i

plum

returns to the baseline within

classified as

Group

panama takes

20

Group VI and VII

5

minutes have boon

I. II, or III mentors;

those whose blood

armors minutes to mtum to baseline, as

rumors.

Group

I md

Grow;

IIoIII motors

�23

have a

9

and a

35%

recovery rota, respectively, while Group

and Group VII

reactors

9:92;, 1952).

Group

patients in

whom

89%

and

97%

recovery rates

I to III reactors

may be

VI

(Menorah

looked upon as

the injected morolyl is rapidly hydrolyzed;

while Groups VI and VII have a slow hydrolysis

rate.

We

may

predict, therefore, that the blood cholinestamsa activity
levels of Groups I-III would be high; while the activity of
Groups VI
A

-

VII would be low.

similar analysis

may be made

mgarding central nervous

uysten levels of cholineatemmel in the development of Em
hypersynolumy and spinal fluid levels of acetyloholim, providing

a basis for a oongment hypothesis mgarding central nervous
system

reactivity to induced convulsions

dmolimngio agents.

and

to peripheral

�.

..—

.—\..‘

..

.—Vw-~'.

7......

"any.” “.7

lmr.r"vv,~

..

...~

y..

.

_,_,‘

,

~~,.. m. .WWV

mm. rm.

~

v-y

‘

WV

W

H

.wa-ﬂq

2'4

CONCLUSION :

Central oholinergic Insomniac: appear nah-

W

in!» in the convulsive therapy process.

‘ significant

The published

data

[that
induced convulsions are
indicate

associated with an increase: in interoelluler acetyloholme to

levels greater thm can be destroyed

activity.“ Veeodiletim

and increased

are followed by increased

other

enzymes and

by

cholinestemse-I

cellular permeability

wants of cholinesterese—II

and

electrolytes in intercellulsr ﬂuids.

These chmges are reflected in the increased

hypereynchrmy which
can be modified by

is

electrical

recorded in scalp electrodes, and which

mticrnlimrgc

drugs as atropine, benactyzine,

and diethazine.
The changes

in the cerebral biochemical milieu alter cellular

activities sufficiently to

be associated with

altered behavior

of subjects. Failure to induce high and persistent cmcentrttions

of acetylcholim and failure to induce concomitant electrolyte
changes

results in a failure to produce behavioral change.

4'u-L...»

1.x.

—~-

--

7

�2S

Diffcmnoos in the mates of development of

reflect diffemnoea in

mbml

that ‘0me of subjects

on

ohangas

cholinergic

ruthenium or in their sensitivity to changos in aoetyloholixm

levels. Then diffemoes provide the basis for the classifica‘

tion of the mntally
“most:

the

mode

ill by Pmkonstein

and by Fink and Kahn (1961).

observations pmvidu a rational biodnmical basis for

of action of induced mnvulsicns in altering the

buhavior of psychotic subjects. These views are consistent with

the mom general neurophysiologio—adaptive theory expressed

earlier

(Fink , 1957) .

�REFERENCES

M,

R. Bo, Stmit’ L. A0, PM, do We, “muff, Mo K. ma
Bowditch, S . C. Nemphysiologic effects of electrically induced
ccnvuleicm. Melt.
Peyehiet.
1956, 75: 371-378.

”Wt.

(cum,

Bomstein, M.D. Presence and action of acetylcholine in experimental
brain trauma. 1. Nwophyeutn 19%, 9: 3%«366.
Bummer, C. md Merritt, H. H. Effect of certain choline derivatives
on electrical activity of the cortex. Mch. Munoz. Psychmt. (cum,
19ﬂ2, H8: 382~395.

Wu,
of ecctylcholine.
A.

s.

V. and

Macintosh,

1-“.

C.

In K. A. C. Elliot,

The

I.

physiological sigiificancc

J. H.
Springfield, Ill...
H. Page and

Queetel

1955: 37u-375.
(Editors), Numchmmg. C. C Thomas,
Omtfield, P. 0. and Way, E. W. Effects of proatigmine md
acetylchcline on cortical potentials. Mu. J. P11544201... 1m,

135: 633~6H0.
Cone,

W.

V., Toner,

activity in

Wm,

D. Acetylcholine and neuronal
and
epilcpey. J.A.M.A., 19%, 73: 59-63.
D. B.

Dale, H. H. The action of certain esters and others of choline, and
their relation to marine. J. thueol. Exp. Thu... lSlu, 6:1»7.

Elliott, R. A. C., Snark, R. L. and Hmdemcn, N. Effects of
mathetics end ccnvulsmts on acetyldmline content of brain.
W. J. "15161.0(" 1950. 162: ass-hm.
PM. M. A unified theory of the action of paydzodynmic therapies.
J. Hill‘idl H06p., 1957, 6: 197-206.
Pink, M. Effect of mtichclinergic agent, diethezine , on
behavior: simﬂcance for theory of convulsive therapy.
Adah. Mental. Paychiat. {Ch£c.). 1958, 80: 380‘387.

EEG

and

Fink, H. Effect of mticholinergic compom$ on poet—convulsive
olectmencephelogxm and berminr of psychiatric patients.
Eummuph. cu... Nauphyuot" 1960, 12 (2): 359-369.
Pink, H. and Kuhn, R. L. Qumtitati-ve studies of slow wave activity
following electroshock. Eucmemph. can. ”canophyaiat” 1956, 8:158.

Fisk, M... Kahn, R. 1..., Ken), 2., Pollack, H., Green, M. A.. Alan,
and Iefhowits, H. J. Inhalmtoinduc-d convulsions. Mch. Gen.
1961, “:259-266.

mm,

'

m, Bales, P. p., Willis, A. md Hinwich, H. B.
Experimtel production of electrical major convulsive patterns .

W.

A.

J. ”twin-L"

1%9. 1%: 117.12“-

B.

hymn

��an'V-WI'

-3Spicgol, E. A. and Spinal—Adolf, M. Physicochemical effects of
electrically inclined convulsims (cambmspinal fluid studias) .
Tm. MM. Newt. AAA” 19%, 70: 130-132.

Spicgel, E. A. and Spinal-Adolf, H. Physiological and mysicochomical
Marxism in
tmatmnt. Conga. NewwL, 1953, 13: 38-63.

013::th

Spiegol, E. A.,

Wm

Spicgclmlf,

changes in the brain

H. and Benny, G.

Physiococl'xcmical

electrically induced convulsive

discharges. Tum. ML. Haunt. MA... 19%, 68: 17a.

Spinal—Adolf, 14., Wilcox, P. H. and Spiegel, E. A. Cembmspinal
fluid menses in electroshock treatmnt of paydzoces. Mu. J.

mm”

Stone, H. E. The role of acatyldmolim in brain metabolism and

“mm.

Tom,

m.

J. M0 M9,

Effect of convulsim
content of the brain. Man. J.
C.

1957, 36: 222“255c

inning agents

much,

on the acetylcholim
1953, 173: 179.183.

Tonia, C. Effects of single injection of corticotmpin (ACIH)
on manium ion and acetylcholine (intent of bmin. MM. 1 . Myuol"
1953, 173: 176-178.

Acctylcmline and murmal activity. I.
Warm,
Gnumtomso pattcrm and acutyldwlim in the cembmpinal fluids

Tower, D. B. and

D.

of pationts with armiommbml trauma.
27

(seat. E):

105“].190

I

cm. 1.

Rucauh, 19u9a,

cmtent and dmmcteriatim of
cambmspiml fluids. Canad. J. Rumch,

Tow-r. D. B. and McEachcm, D. The

hm
27 (Sect. E): 132-1u5.

dwiimatcmes in
Rush,

w

Tower, D. B. and HcEaclnm, D. Amtylcholino and neurmal activity.
II . Acetylcholim and cholinestcme activity in the
cembmspinal
fluids of patients with cpilnpay. Can“. J.
Image,
27 (Seat. E): 120~131.

Mum.
“We

Ulott,

upon

Rum,

Effect of atropine md scopolminc
changes indumd by electm—conwlsive

G. A. and Johnson, H. w.

can. MthyAioL.,

therapy.

Ward, A. A.

1957, 9: 217-22u.

Atropine in the treatment of closed head injuzy,

J. Nwww.,

1950, 7: 3984402.

�cmLINElEIC

WIﬂiS,
AND BEHAVIOR

CONWLSIVE TIERAPY

Max

hm tha

Pink,

M.D.

Wt
m1

of Psychiatry at the Miami. Institute of
Psychiatry, University of Hisawm'. School of Hedicim,
suoo
Stmet, St. Louis, Missouri. 63139.
Aided, in part, by USHiS grunts $1.009”, I‘m-2715, ”ii-07239, and
Mil-11380; and thc Psychiatric Recent-h Poundaticn of Missmri.

'mismportispartofﬂnstudypmmminhmctimand
Behavior" undertaken
New York.
Hillside
at

Hospital in

�n

-.v-..ww.nmipv~.. NJ, mi

V:
CHOLINERGIC MECHANISMS, CONVULSIVE THERAPY,
AND BEHAVIOR

Studies of induced convulsions have

m

that the early

develommt and persistence of aims of altered colonel function
are prerequisite to chmgee in behavior (Pink and Kenn, 1956).

Electmemptmlogmphic slow new activity

was found

to

be a

significant index of altered bmin ftmction, and the dmnonetm-

ticn that premdiceticn with atropine inhibited this slow

activity (Ulett

and Johnem, 195$) suggested a

wave

relation to

cholimmio melamine. In the following review the mle of
acetylcl'olixn and the axolineetemeee in convulsive therapy is

diamond.
Aoetylcholine he: been extensively studied as an active
agent in the transmission of nervous iwulses since the

descriptions of Dale

(1911;) and

loud. (1921).

It is

first

a

constituent of nervous tissue, existing in a bomd form mich

is liberated during the excitation process. It is rapidly
hydrolyzed through the specific ectim o

rapidly reconstituted

by

gelimetemee

and

is

the cholimﬂeoetyleee system (Richter s

V

6~28~65

,

�Croeslmd, 1909). In normal cerebroepinal fluid {me eoetylcholim

is not present despite the rapid breekdom of

bound ecetylcholine

during periods of activity and excitement (Tour and HoEecMm,

lease).

The

cerebrospinal fluid does have neasmble ctnlineetemee

activity, beaver, principally of the "true" or mctwlyl hydrolyzing
type

(New

and ibthenberg,

m5).

In the absence of free

acetylcholine and under the conditions described, electroencephalogram

fail to

show

abnormality.

(e) Effect of ﬁrmiocerebral
was

Item:

Free eoetylclnline

fomd in the cembroepinal fluid within a few minutes after-

experimntal heed
periods up to

'58

tram

in cats and persisted for varying

hours (Bernstein,

19“).

The

quantity of free

ecetylcholim varied between 2.7 and 9.0 game percent, and the
mount me related to the degree of induced
Concurrent electmmoephelogrm
The

records were

first filled

he followed by e

demetreted patterned changes.

with high voltage fest

interpreted as evidence of an intense

to

tram.

nemel

activity,

discharge, only

short period of flattening of

all

recorded

�alactriaal activity.
periods of high
'Iha

These phases were than followed by prolonged

mlituda

sharp wam in the delta fmqmncies.

behaviml chmgea wan nlatad both to the dame of

amt

of masmd

trams

and

higher

haul: of acatylcholine,

of

amornality and

EEG

to tha

addition, spmtmaous

to ﬂu

matar

With

Bernstein uportad snatcr degrees
(mange:

poet-Me

aunt of free

fm aoatylcholim.

in consciomnass. In

aaixums «am also ralatad

amtyldlolina app-axing in tha spinal

ﬂuid.
Bomatain also applied acatyld'zolim to exposed oat cambml

cortex.

”Mt

When

01‘

tho omeantmtion of mtg/lanolin.

1808.

fraqmncy in the
was

inmasad to

ht

EX:

vaporized high amplitude sharp waves

electmphalogm.

“man

’7

2

was 1

gm pamt,
wam

by Towar- and HoEaeham

of law

the oonoantratim

the alactmonoaphalogrm

flattened in a fashion parallel to the

Pamllal studies

'

post-Mic ram.

can'iad out in

mlogioal patients

(19%”. Pm: acatylcholina

was

fomd in

7

1

{wéli
14?”!
[6cm

�«1—.

.

;_....

7,. rm.

.

‘

4‘1"“.7

..

run--

«m

w, raw-"aw ~~.w.:-v-w—.--lam—www—nv-rwww
-

the cambmopinal fluid only in patients withmoent Mad

wv

.r'.

r

tram

mount pond-m1 seizures or aftor convulsive trunpy. Free
...;—--°-"“' "

aootyldioline varied from 0.2 to

100

gm
__

~

peroent.

_,,./
Tour

~

v. m3...»

Mom also assayed spinal fluid oholimtome activity,
rating a sharp rise in the nonspecific cholinestemse fmctim
(benzoylclwlimqmitting) and a drop in the specific oholinestemse

the oeubmopiml fluid did not exhibit such invasion, although

it “dined fm mtyloholim.
of

They concluded

fm mtylcl'nlim varied directly with the

damage

huge.

taken at varying intervals following

Kantian batman the dome of

{m

EEG

was

a

mo

Electmmoephuomm,

tram,

also indicated a

abnormlity and the appeazmoa

aootylcholine in the umbmspinal fluid.

Thu, ﬂu

spinal

dogma of oombml

andhat reversal of the dwlinesteme fraction

sensitive indicator of cerebral

of

that the level

want as

549.:

Micheline. my {mug in the

(Mdéaltmiugmuocmbwmmmdmmuntaé

Wt

/
W“

_4___._.._..-'

follavdng oonvulaivo mommy. Pollovim spontaneous soizums

01W, 4a.:

\

and

fraction (mohalyl-splitting) in patients with had 12mm and

,

�.5and
the
degue
acotylchoune,
(no

Wenuphdogmﬁic

«type 06

abnambbty, and changu in clinical bellow»! my be

{Wad

phenom.
(b)

antioholm

Am1m,

o

behavioral and neurologic aims of

pamtenl

m

mm

and

The EEG

were blocked by the

Mimic»: of 0.5.1.0 lag/kg atropine (Bomtein,

as were similar clinical charges counting

addition of mtyloholim .

to the

tram:

W1:

Ward (1950)

after the intmistenul

applied these observations

of closed head injuries. In

varying dogmas of

tame,

he

20

patients

’with

ministered atropine subcutmly

indousof0.lnglkg,notingclinioelimrovmntinsommda

Md

reversal of the eloctxmoephalogmphic effects in others, In a
study

09m,

mower uﬁtmolinergio

Inchner (1955) reported altemticns in the

moephalogm.

W

A

p‘tvtremtio electro-

single intravenous dose in forty patients with

aleotmpmlom resulted in normalizing in twenty-

),

�F

i

H4

~37».

.V

v

.

“WW.

awn"

V

l -.—.p..r \':v';"'r~~

gw~-_.....—m .— ...r

1"" “v: n

n‘

, ,

,

m.

,-

two and marked

,

. ,

.-

,,_

_

,

,

__.,,_3._.7,,_,._ “,1”, ‘4‘._,V

,

an- a www-ruymumrm-e ,, ., .F ‘7...arm'Hﬂ ,_ ya,V. a“W. .. ﬁauawﬂl.‘ .w-qﬂw’ uvwwwrvw-1': -r~)\w‘nw
.

.

.

I

5.1119th in six others.

In subjects following convulsive therapy the (feet of atropine

inblockingtheappeamceofelwwaveectbdtywaemported

(mm
139

:Iohnsm,
and
1956).

(In a later study these authors failed

replicate this study, suggesting that dosage factors or

population changes
[Johmcn

gel“,

“niece

may have

mntributed to different results

1980]).

observations provided the basis for studies with other

loom mticmolimrgic canpcunth (Pink, 1968, 1960).

The intravenous

injection of experimentally potent antidwolimrgic momds as

dietlmine. bemctyzine, the piperidylbenzilates JB-Bls,
and

.—

JB—329

(Ditm),

Wution.

VIN-2299 and

pmcyclidine induced

The EEG chmgea were

alerting, anxiety, trauma. illusions

and

JB—336

EEG

associated with behavioral

hallucinaticna in

peyduietric subjects . In patients with recent induced conwlsims
these «awards resulted in a reduction in 31m

useciated with a reversal of euphoria, denial

wave

and

activity

cmfmion.

.3

“‘11 i

a
5161,!
.

ﬁg?“

�“Rpm, .,,,,..( ,“_.,. ,..

,

N"

.37..

7”,.

v

Atropine was also

Md,

.

”a“,

N

mined in

y:~.uf..~r\v.“r

-

o—r-

.. n

«v

low doses,

maniac] by todnyouwdia,

“any "n www-mur
-

voltage,

poor-1y

organized delta activity with

activity

was

Mum.”

._..-t

m...

who

.er

ixﬂu’Joitor,

I)?!”

elicited high anplitude rapid

935;,

post-tmmtic states

1950; andHiwidx

5.3;.

m as

(mm

1950). These

3: 2.1.2.
m;

offoats won block-d by small doses of parenteral atropine .

Qutficld

Tho

-

“law‘vpm-x-

superimed beta

patterns similar to atatm epileptious, as

charges similar to those of

with

.--

slow waves . followed by lower

mumatarau

(di—isopmpyl flmmphooptute)

Hanson

.,.,,

associated with pmgnssive confusion and disorientation.

mo administmtimoof a

191:9;

,

nervousness and tension. At

hyporsynolm

£1qu

...,,.,..;.

dosynohmnizatim was

BEG

higher dosages,

BBC

V

and Dupscy (19“!) pmpamd exposed animal cortex

prostim

and evoked eleotmenoaphalogmphic spike

prior aministmtion of otmpinc

Hacked

this spiking, or

present, the abnormality could be olimiratcd
In contrast to those findings,

Mr

activity.

by

and

if

atmpim.
Darrin (19%),

applied topical aoetylobolino in concentrations of 2~ll2 to

to the exposed cortex of oats, and notedno effect

on

the

10%

«-

�ehatrmnaphlomxic
The

damages

after intravenous atropine

(1 mg/kg) .

concantmtims of acetylcholim in those encperimants, however,

were higher than the
and thc

topical gpplioatims (1-4

intraeistemal (0.2-10

gm

gm

pement)

percent) injections of

Bomstoin (19%) . Bmmmr and Merritt, also

made

note of electro-

enceplnlognphic affects similar to aoetyldxolim from nacholyl

(mtylbetmt‘m‘lmoline)
much

and doryl

(carbmldlolim) in concentrations

lower than the amtyldtolim concentrations . may ascribed

the increased effectiveness of these dnlimrgic drugs to their
lack of sensitivity to cambml dzolincsterases .

11qu
nativity
Mamie
The“.

W

and

war. 0‘ man,

mama

induced by autgzehaune

46

can

be.

backed

out

maﬁa, mama“,

of mtyloholim antebellum indicates that
an

oak“ as

Wed

a

imctiw

bound

by anti.-

etc.

(a) Cambrmghnl Fluid Anglcholine and

tissue in

that!»

topical application, M lintuéowm. with

chum-Amt activity
49M

studio» tuggeat that

it is

34513112.:

Ono View

fomdv in nervous

fem. Wing periods of activity,

mtyldxolinc is liberated at the cell

membrane, where

it

is

�.v.

.mTr,--m.,—,w..‘_-w..

”“51“,”,

wwryw

,

.

"a". 7.,“

-\‘-yuv;-vv—n—-,17'zr'~.m"--r mm.-- .ﬂ‘vv—‘r-

-

MW‘VW'v'bn-‘Imwx‘y

,.

..,,..‘v-_.v..—-u.-~,

,-

-10..

rapidly deactivated by molmesteme.
acetylcholim

is the remnant of oontinm

lihemtion and

brim.

rises dining sleep
was amputee!

and

mmt

The

and

It

processes of

synthsis,

has been postulated that the level

falls during activity. This hypothesis

in miml experiments

Elliott, Sunk

of bomd

by

Richter and Crosslmd (19%)

and Hmdemm (1950).

By

using liquid

air

quickffnezing methods, Richter and Grassland observed the level
of aoetyldmolim during metathesis and sleep (unsound as

W

per

levels.

mg.

The

basin tissue) to be

300$

micro—

higher thm post-seizure

difference in tissue levels is

tmsiont.

however,

as the msynthssis nuts for aoetyldaoline in net brain is high
(7

gum/Walnuts). Elliott 939;,

(1950) confirmed these

observetims. After utmsole convulsions they also noted that
free aoetyldaolim

in concentrations

m always demnstmble in the spinal fluid
up

to

3

gm

per cent.

In spine]. fluid studies in mm, Cme,

Tower and

(19%) and Tower and HcEsctnm (19am) reported

Wm

simificant

�quantities of free eoetyldwline in patients with epilepsy.
or

56

epileptic patients,

an (77%)

in quantities of 0.02 to 5.0

gm

per cent.

The

gm

mmted

free acetyldxolixu

per cent with at average of 1.0

eeetyldroline level

was

related to the

frequency of seizures, the extent of electroenceplulogephic

ehmlity,endtothetiusinoethelutseizm. Itboreno
relation to mdioetian, type of epilepsy or level of dmlimstemse

activity.
Mather

tr:

ecetylcholine appearing in the spinal ﬂuid is

e by~prudmt of the oonvuleim or Mather the increase in acetyl-

cholim is e eeuee of the seizure is pmblemeticel.
HeEeehem (19%») suggested

Tower and

that increased acetyleholine liberation

ismtdutotheseizureitselfbuttothepmoese

causingthe

eeimre. In e study of the hypatrueis that the mmlation of

mtyldtolim is causal for seizures.
in urinals

by

mmzole

m

(1953) induced convulsion

and determined the level of acetylcholine

in brain tissue before and during convulsions.
cmwleime are preceded

by

She

noted that

a rise in the acetylcholine content of

�M-

iv“... “.0".

,_

v

Hr.

“7 a.“ rm . .

~.—

,VT

.m",

...,.

‘mr—v-,~7..‘..v.»..

. ,

..,_

1mm-

’77.. .,

w.‘ .5,

1.

.w,

'TVV'WHP-‘ ‘(n'ry

Humannnruu ..

.

ww'" v-vm ‘r‘

~

,

1-v.‘.r—~-.-

r---v um”... mam-awn”

-12-

tissuc, abut the content fills during the convulsion,
below

and

that

curtain Invals of acetylcholinn,‘eonvulsions failed to

occur. She sugspstod that the

fall in tissun

aeotyldholine

during a canvulsion was due to inhibition of acutylcholine
oonc¥ntration
incroaéed
synthnsia by the
of mutaholitns/ such

as

ammonium

ions.

Seizunzb nan aceompanizd by an lacke¢4¢

{act aettytchclluc libeaatld

{Ann

(:3

in inteacnllutan

bound £03m,

Amucmybeumuedinmwud

(Md;

and’liit this

Mammal

nativity and Atizultb cnhanct acatyteholluc debthuction, lawtning
125£u¢

(cvelt as aettytchalilc; ukilc Attcp

W

and

ancsthetla

acaywwm wanton Alumnus tune. mm .

(d) Cuntral Nervous SystaEKCholinestcnanas: Oanoamitant

with their~obaervarions of changpa in aestylcholine, waor and
HhEaahorn (19kg) neasunod
Tho

spinal fluid cholinnstcraso activity.

types of cholinnatexuscs are normally found in the spinal

,,

-~a

1

Wm

"F-Ir «rm-“r Tau—w

�fluid: cholimter-ase-I
which has a high

Wm,"

”specific,” or mdnlyl-hydrolyzing) ,

specificity for acetyldzolme;

and

cholinesteme-II

”punch," "um-specific," or bemoyldiolim—hydmlyzing).

Bath

mama-uh hydrolyze wetylclnlim but have different rates of
»

hymolysil form‘mdiolyl and hmmyldxolim . This differential

rate permits qualitative distimticns .

By

reporting the cholinestemse

activity In a ratio of the activity with a maholyl substrate
with
two

on

Walnut»

substrate

mated

and

to substrate of wetylcholim,

ratios are found: dwlimstemso~1Iacetylcrwlim

and

oralinesteme-II/metyldaolim (with WM'IOO) . In Inch ratios

noml cambmepinel fluid contains estemes in the ratio

33:17
of

for dwlimtemee-I to eholimtemedl .
In patients with head

tram

Tower

md

Wan

reported an

inversion of the cholimstemee, with an increase in the

dxolimstemeI

fraction of the spinal fluid and a decrease in cholinesteme-IL.

(ctivity. me extent of the duelinestemee reversal

was

related

��u. wc-

15":

w“:

w—qggywww—mqw

'vwﬂvw‘r' w'w. ;~m«w

usedatcd with the

plum“)

.

we

“c-

,‘ rm-“ ,n, mvmr "W_.,“-..‘w .ﬂ.

appear-am: of variws isms (as potassium and

in the spinal ﬂuid follwing electrically

comm.

than was

electrolytes

u

cellular

an. ._-

~———~&gt;

also a significant increase in such nan-

music-acid splitting mama .

Minty

may

aluminum-41 in

md

madam
‘13:.

with the

and the

induced mixtures or hand

km
may be

in cholimstem activity should
of true mtyldxoline.

be associated

The

persistence

L

a“?

M

man md after

commas: relationships

1945; Tamar and

Wm,

mummtiom,

microseconds) but

Men

(Nadmnsm
and

”MA
n5

and

laser

matmﬁms,

contmt, the dzolimstemo-II—

5e

5

5744 (K

biz

k

4% 4:

Mute-h,

hydrolysis of mtyleholim

at higher

the activity falls off quidtly. In

19169;

.

é'dééﬂloéj“(.1

related to the sensitivity of me mtylahomu-v

1955) . At ”physiologic"
(3—43

(Tamr-

54’2“” [w

mid damnation

Murmurs,

is rapid

than

muse).

dmlimstcmsed system to
and

in

incmmd concentrations

of mtyldaolim in spinal fluid after hand

mum‘s

Oranges

thus provide the basis for th- high

cone-stations of matyldxolim
of

inctuoed

�.

“N-r

—~

n. 7., VFW..-” W _

a. ..

vw—w-‘w— 7..- .—-..~,-— :7

tm'w“‘n‘.mm"\

"Va-"er-rwswrwnh‘ Inwr'n'ra'"

.,

"mu-wmu» m y'WWW—m. w~~vw-'VI"-’wr11‘xn—n‘

~

.x v .

..

”rip-“73“‘miwl‘wuw1vv'1‘y;

NV”; —,—-.-r~.. .nr w "WWW,—

«.v

“

«mu—v..."- ‘

.

.15acctybholino rulaticnship

is non-specific

and the

rate of

hydrolysis inexact-a with cone-ntratian.

Mi

1‘“

;

Aum£-‘£o’%}4i

4;;

‘T
f?

dnatrcyud by tho spocific activity of cholinnsteraseol in faw

lasso-.aondn, an excessive concentration fallowing excitation
may

canned tho

by

cholinesterase-I.

The

L¢¢1¢4

A¢M4

‘

acixurn thrushold nay be reached and a noifnnu indueen, with

thc stizumi
f

i

rats of hydrolysis

Thu

itself

adding to the amount of free acetyldholine.

innrnanod acutylcholins diffnoos rapidly, affecting vascular

i

and cnllulnr poxlnability and increasing the concentrations of

various ions and cholinnstnrusc~11 in

CSP.

The

activity of

dholinnstoraao-II, though of law efficiency and depending

th-

mmmm kinetics,

Mass

on

the mtylcholim in the

tissuns in hours to days to lavels for tho physiologic action

of cholinnatonuae.1.

422;“
42351“

�‘vr , wwvw—M. . ‘ «ruuuv &lt;t—V'1vwv “—w—ww wwwmwrwwnw. raw—em: un.mnv:.-.Wm "WW—.1»

yrmlmx-N

ltd-www'ﬁa'wmw'guw‘I‘v

~

1..

—_

'~V"(—m'v

M.Wr&gt;‘\'m‘

.17-

Choumtmu «ppm in nu mind We! as a acumen
05

their. 41mm: in

Lu

ceu.

The

mm: gammy

ma

m

swam 6;;th
(e)

5mm»,

muting 5m

mentioned by

changes

1,2:qu Midtown.

momma; m pout of the eybmetéc mechanum

awn-(muting the
604

Ante/Lem

Me

05

«mama»:

at was mainland:

mu‘uy

WW9.

Mainline EEG!

and Induced Ccmvulsiam:

.

Almmtion in the blood~brain pemability barrier by the cmtiming

team of amtyldaolim

may be

the biodwmical substrate for the

post-ehetmshod: hypcmyndmmy of the alectxmnmphalogrmn.
Such

a possibility is avid-at in the report by Aird

«mutating an increase

W

23;

3141955)

in‘the concentration of cocaine in brain
.

tissues thme days after a series of

12 induced

omvulsiom. His

data Show the change in mnemtmtion of this large animals,

ominarily

abaerrgu:

inbrain tissue to

be

mociated with the

appeamnoa of hypnrsyndzmy (delta bursts) in the electm~

W.

,

�.

inn-ha

-'!SA‘-’-"—'r-.“

viva...

..».-~=v—-nn

,

wan-.wp» ‘ wn “-1....er ﬂ.”

.7,»

:w .r x»

In studies of induced convuleime,
many

ﬂaw-u.

we

WW“ -;

‘v w

"M”,Vrmm

“

w...

-wA.we--wﬁm~mvav" . _

‘1

dump-.—

have confirmed the

pmvioue reports that convulsive therapy induces electmgraphic

hypersyndxmny (Fiﬁ: and Kahn, 1956) .

Despite a constant applica-

tion of mutants, the time of appeamsoe, the dlmatim and the
extent of the electromphic slow

sensitivity to modificatim

by

wave

activity as well as its

alerting, hypemntilatim

barbiturates vary greatly in paydxiatrk: populations .
appear-awe of high degree hypereyndumy and

Too

and

early

its persistence

through-

out the txeatmnt name has been described as prerequisite to

iapmvemnt following electmehodc (Fink md Kahn, 1956).

The

failm of certain patients to develop hypemyndmmny may be
related to differences in the activity of central aeetylcholine
and dwlineetemeee. with the absence of free acetyld'xolim

beingmlatedtoninimalehangesincembmlfmctimmdﬂnm
precluding a clinical response to induced convuleime. Tower and
HeEaehem

(mum, in their

study of

Madembml trmma,

included observations of six peydmiatric patients mdergoing

mleive

therapy. Studying the patients after

3—7

treatments

"-

mpg-w“...

�.ww pwzwrn .
7

.19...

thay reported free
two

41lede

patients; and an

1mm

activity in the spinal fluid in

in duelimstemae-II md a

dome

in dummtomee-I with a mammal of the ratio of dwolixnstemes
in five of thn six patients.

ms

that the spinal fluid
like those of

From

mica-tubal

these observations they concluded

in induced convulsions

m

Ragar'dim the mo patient

were mom

than those found in epilepsy.

in the series

who

failed to

show

cithcr me mtylaholim or a cholimstomc ratio reversal in
the spinal fluid, thcy wmte: "It is interesting that this

paticnt

an

the only can of the six to

show no msponse

It a pawn that induce! mama»
£6

mmuu

i/

t:”PM/1AA
ﬂy

ff-WLL

AW

by

1.6

3

0‘

JA

mm,

sums.

Law

96

me

EEG

Fm «commune

hypwyueMony

mama“

and

1.6

mm

on:

mm

ascenumcngm. uuuueehuguzazmouummm-

AMM‘W

was that plowidc ﬂu.

biochemical.

60.be (on the pmaaut

V

WW)

mamnt."

mm mm pmabuuy

m Mug the. mam a; mumamu.

W
W
Wilma mm

“#19”
(

in

Wt

to

bchaviom changes {allowing inland canmuiau.

w;-

�(f) Choline-tomes
moss studies

may

and

th- Classification of

chosos:

also have spplicatim to the problem of

catatonic reactivity and the clmificntim of the psychoses .

Mkonstoinsndotlwrs(

)havsdsmxstmtedamlatiom

ug
ship botwun tin blood possum response to injectedﬂm)

(dd‘é’ﬂﬂ

and the

clinical mpomo of psychiatric patients to convulsive

W.

lbchclyl is a potent molimrgic agont which induces

vasoﬁmion, tachycardia, mating,

It is

and

harassed peristalsis.

mpidly hydrolyud by mournstoms-I and slowly by

clmlinutcmc-II .

M,

injoctod

m

m blood pmssum of subjects falls aftor

udulyl and 2‘th to the
five to

m

bssclinc

than

20

minutes. Patients

Mobloodpmsmmtxmtothbaulimwiﬂﬁnsmutos
are classificd as Groups
blood possum takos

2O

I, II, or III auctions;

arm

aszprIdeIImctims.
imprcvomnt

mactors a

minutes to

mum to baseline,

mexoupIrssctorshawa9%

rats with conwlsivs therapy,
35%

those whose

and the Group II—III

memory mtc. In contrast, the Group

VI

�_.__..

”(ya-v

——

. h\'~rvhl."ll'F

reactoreheveasstm'themupvnasﬂ recoveryme
(human-1n

35;.

Patients in
an patiente

in

1952).

“main Groups I to III may be looked upon

whm the

injected maholyl is rapidly hydrolyzed;
VI and VII patients heve
the
a slow hydrolysis rate.
41121311.
65‘ Weny
predict, themfoze, that an blood ahalimateme activity
levels of
I-III would be high; while the activity of

WV”
y

’

,-. u... V,._V.......,m--.-n—nw

’0

ﬂy”

6/”

W
W

hypersynchxuny and spinal

In studies of

EEG

fluid levels of acetylcholim.

ahengee {uncaring induced omvuleicne

subjects were identified in when e few seixme resulted in
e greet
of elm wave activity; mile other subjects exhibited

mat

few changes

to

my and to frequent seizures (Pink and Kuhn, 1956).
If electmgrephic hyper-gum in e reflection of incremd

(Conversely, in patients with short-lived hypereyndxrmy,

dwiineetense-I
be unusually

and

high).

-II in tissue
Thue

and

spinal ﬂuid

these epeauletime provide

may

�-22a basis

fcr a congruent hypothesis regarding central

nervous

system reactivity to clactroshock, and to peripheral éholinergic

CONCLUSION:

Ccntral dholincrzic nadhanismsqmpoar to be a significant
flycﬂu«’g

factor in the convulsive therapy process. ”Inc published data
{unrinriznlmymnandhto

indialté;that induced convulsions are

associated with an incruasa in intarcallular acetylcholinn tn
4L¢¢4Eygd4£5414¢¢¢délAbiﬂ—

lnvels greater than can be dustxoyed by choiéanoturuneéE—

nativity. Vascdilatian
follouod
and

and innnuasud callular'permnabilitylin«a4wc.

71L‘5@ﬁ¢.4;«xu&gt; g
aibcgérﬁyxapglugu‘542;;wmatvi
byﬂincrnascd amounts of~ehoiinnaﬂcuuao~¥l~ other'enzymas

clactrolytas in inturunllular fluids.

��n, w~. «v— ‘w—rr‘Y

.r uy-nmvv—mwum-mn "vv'.

rwzm—r w—uw-v-mw-wztwvm... a ~II'-v-'&lt;w-:'W.\1v;w'rku'svmv‘mv'nvﬂwv wwww

CEDLIWC

WV}:
mm.
MD mum

Max

w;—

.n»;_...v

W...

"on." ,vurw»;

M

Pink, H.D.

W

at th- Pﬂnmi Initiate of
-Pmthanapmntof
Psychiatry, admity of Miami School of Midas,
5800 Annual
St. Louis, Missouri. 63139.

attest,

W,
W
mm.
Wmismofthnwm"hinhnatimm
York.
Hillside Hospital in
Ethnic!”
at
mm
in part, 2:57
aunts iii-00927, iii-2715, W72“, md
$11380; and the Paydaiatric- Renard! Fantastic: 0!
New

-

-

w—n

mu,

mung—.w

an

�CHOLINEMIC

W,
AND

V:
CONVUISIVE

BHWIIOR

11W,

StudiuofinMdmwldmhnwmmmuﬂy
dwalopnntmdpmittmofsiguofutomdmwmmm
mpnmquiaitetoahmguinbahavinr (Maximum,

1956).

Wesleyanwmivitymfommm:
aimificmtinduxoflltondbxuinfmctim,andﬂndemmticn that

Mention

activity (015th

album-sic

and

Jdmm,

W.

mtylcmum and

with atropine inhihimd

tho

196’)

this

slow wave

muted a minim to

In the following review the

dwlimmruas in

mole

of

Waive ﬁnnpy is

discussed.

Mutyldnlimmwcmivelystudiedummive

amtintrnmmuimofmmusimluusimsmﬂm
It is a

dcnmiptions of Dale (191k) and Load. (1921).

mtitxmrtofmtium,uistinginaboundfommida

illibnmtcdmmwiutimmm.
)J
and
is
action
of
culimmme
specific
hydrolyud
m
Itiarupidly

W

rapidly

matitutcd

by the

cholimmtylau

cystem (Richter

8

sum-55

�wan-r”...

Grassland, 19%). In actual

autumnal

fluid has mtylclnlim

Emmanpitemupidmmofmmmm
(Town-mm,

Magmaoaofactivitymdcmitmt
19%;).

The

activity.

”Mimi

mm,

fluid does but

Inﬁnmoffm

19%).

matylahonm md undnr the conditions
than

cholimatcraso

principally of tho “tan” or medulla wdmlyzing

typemmsmwibﬁmbcrg.
fail to

gamble

Whoa,

cleatrunmpimhgrm

Witty.

(a) Effcct of

m Mint}:

W

hm:

hm acetylctnlim

mun-951151 ﬂuidwiﬁﬁnafwninuua after

demmmtsmdpmiuedforvmina
periods

2.»

m as hours

(Win,

1”).

The

qumtity of fun

gm
mtmmumdmthdumeofimmtrm.

mtylcholim vanhd between 2.? did 9.0

The

W

accord.

chcmewaphalogzu

um first filled with

percent. and th-

mutated patterned

W.

high voltage fast activity,

intorpmtad as alderman of an intern.

mm). diam, only

tobfoﬂmdbyadmtpexiodofﬂmingofmmcomod

ﬂuv

-

v

&gt;

..

�--

.vwru V.—.Ym'&gt;

electrical activity. Thou phuu wen then followed

-

'u-uwuﬂxm n.

ww-

by pmlmgod

mamamummmmmmmmms.
mwmsmnmwmthtothedameof
mmmmmtafmmdhumtyldnﬂm.
highs:- levuln of

mtyldnlim.

Romania

911‘th

"Modulator dew

ofmcmntymdmmrctmpsinmcimu. In
addiﬂm, apcntmn post-We aim wan also muted
totbmmtoffmmtylebomnapparingintmspiml
fluid.

Wain also :13le acntyldxolim to expound out 03:11me

W.

Mthommmimofmtyldmlimmlgm

pamtorhu,hnpwtodhighm11tudoshupwmoflm
fmmncyinthocloctmmmplulogﬁm.

mmmnoentmtim

mimmdtoZmpcmt,ﬂnchctm-naplulogm

Whafuhionpqﬂhlmﬂnpon—tmicm.
Parallel studios

m

wr

carried out in analogical patients

byrmmunsmnumw. Pmautyldnnmmfmxdin

-

r-w»

'

'c

.

' -'

'

�-

the

Main].

mount grand-ml

mtyldwlim

7...» 7w

wn&gt;wwv 'v'vcv’

ku-

w.

VII-"I'M‘WW

ﬂuiﬂ mly in patients withncmt head

1""!t-W'J"

\‘vv- "ram-V"

tram

301nm or afar convulsive trnmpy. Fun

vadedmeﬁtolOOgmpcmt.

Tomrmd

Wm

also assayed spinal fluid cholimstcme activity,

noting a

map rise in the mpocific cholimtcme factim

(WW-cpnttim)

and a drop

in the specific

mailman”

fmtim (metnlyl-splitting) in paticnts with had mm and
following

minim

W.

Followhu

sputum calm

the cornucopia-l fluid did not exhibit such

it comma {no mtyldmlixn.

inwaim,

Thay cmcluded

11W

that the lavel

of {no mtylcmnm varied d1mct1y with the dame of comm}.

Manama: mnnlofﬂnedlolimctem fmﬂmmam

with» indicator of Gambia].

m. madam,

talcmatvuyingintorvalsfonowingmm, mimic-med:

mhtionbctmcntkmdcmeofﬁmmntymdtheappem
of

In: mtylcholim
Thu. due

in the annbmspinal fluid.

want 0‘ We autylchounc my (me. in

the

‘mmgoummwwmmmmmog

'

'v

"F “'4‘“

�,

'V'lvw—‘U‘

w‘ war.-

—',~3

nan—-

u

,w--y_.n..-.

u.

‘

., .- ww,———w~.wm_w—w-q

‘1‘

wwm

“- v-~.-W . a..“.~,~.-u .

q.

.

WW

-..' .m “Fwy-Fumwyv,‘ “15;.” .w,

, .7

“mm

.-.»

7w.v--m»w~uu-——.

.3...
51m.

“Wotan,

abunuty,

MW.
(2))

«the

«glue

and type

mmmmgupuc

a;

mmummmmamumw

m,

WWMO m

and

m:

The EEG

aim ofmmnmmodadhyﬂu

behaviomlmdmmlogic

(Bnmstein,
pun-nun). examination of 0.5-1.0 ug/kg atropine

mmmmcunimmmmmmmmum
addition of

mmmu.

Ward (1950)

applied

mmmdmmmm.
We m, Wand
of

varying

ho

m'obumum

In20patiantswith
ntmpim

3W1)?

hduudOJq/kynothmdhﬁmliqmtinmmda
mutual of the

013:!ch

effects in

om.

In a

smdw.muﬁamwm¢Jmm
Loam

(1955)

meoph-‘logrn.

m1

W am
A

single

5.an

WW

in the pit-atrmmatic ghetto—
dose in forty patients with

resulted in normalizing in twenty-

),

was” w,

�two and marked

Wm:

In subjects

in

35.):

mm.

£011ng conwlsive

therapy the affect of atropine

inbloddmmappemotslmwmuﬁdtymmmd
(um and Jdmsm,

1956).

(In a Later smdy these

mﬁm failed

maplicmﬁxiastudy,suggastinsmatdouge facumuw

popnlldmdwgauyhmmtdhumdtodiffemntmulta
[Jemima

$5,

1960]).

Moumatimpmvidedtmmformwithm
hum “idioms: Wad: (Pink, 1958, 1960). me hummus
injection of

Wm,
and

Wm

“WW.
durum,

may,

We

mamas

mum-yum. thn piperldylbmzilnm JB-318,

(Dim),

JB—329

pan-m: mticholinergic

VIN-2299 and

an

JB-336

3%
1mm
mendim

MMWmm ammﬂﬁabduvioml
truism, illusion

whim.

and

mlminttims in

In patients with mount induaad mnvulsium

Mqultodinamdueﬁminslwm

activity

Wuiﬂzamdofmplmia,dmidmdommsim.

��-.

_«.w...-.——~.m. w, .u

.

.

r”

v

ﬂaw-v

v

"'wA“"‘f'N‘"

.

wrv-r-P

electmncepiulogmphic
The

concentrations of

were higher than

Win

W

arbor

_..

w-av. rwa-mvnw—wvm- v-.-~ TWZ'Awyvq-u'n‘Vtvmw‘T“ "Ann—w-

1::th

th- topiml appliantims (1-4

(19%).

atmpim (1

Myldlolim in these oxpeﬂmts,

imiatnml

and the

,

(—7.“ ~;—v—u~.~~.—.u—pv.—.—~nn:,+-ra.-w—u w...

(0.2-3.0

gm

pennant)

gm

'-‘a

nag/kg) .

however,

parent)

injectim of

Exam md thud“, also made

note of chat-.m-

axmptulngmphic effects similar to amtyldwlim ﬁrm mcholyl

mtmtiom
(WWW)
(mtylhetmﬂxxlmonne)
ascribed
mmh Mrthm tho amtyldnomn
M
Wm.
in

and duty).

Wimqffmimwmwmmcmmm
lack of

mitivity to rumba]. duality-sums .

ThuewmmmmmsuggutmuumWWWWWbyMWu/tmua
man

9‘

aqua,

tam Won, imam
on.

with

WW¢Mmbebum¢ueummdbgma~

WWHMAn-gmnmmdmw
«new

(c)

a mm,

mm.

etc.

Onoviw

«mlmuWMwa-smnnfomdiamm
Winnimatiwbmfom. Wyﬁnchofactivity,

WWhnmmdatthno-ummm.m1tia

r

umnnmv~wv yr.- -~

�“Hwy-v .7 m.

»

._v

.W”...w.— —...‘..r,.u...,...._...,-, Hm..."-

va,unlum‘w‘hi‘wv'mvmwv;'QX.‘""“

W ~n--

v

“w a”... ‘
,7

,v

W---w

mw_.-r—... Wt “‘1': run”...
--

-

ww»

v" ‘7. "‘ ww.-,-_p.w.~.wmw.

midlyduwtimdbydwlknmo. mamtofbomd

mm

is the resultant of continuum

1122mm lad

mm.

promotes of synthuis,

It has bun pastuhtad that the

rdmduuingslmmfnummuctivity.

level

Thishypaﬂmil

mwmmwwmrmmammum)
mm,mmmm(1asm.

Byusing

liquidair

qumumm.mmmmmmmmm
ofamtyldwlimdndngmﬂmiamdalup&lt;mamdumim

www.mmm)mhaocthigturthmpoum
hurls.

nudiffminmmmlaiatmsimt,hmm,

uthnmthaismforamtyldacliminmbminism
(7

gums/gallium). Elliott 539;, (1950) mnfimd than

obsorvntima.

Afﬁrm}. mum-ism Malacnated that

{no mtyldxolim am

always

«washable in the spinal fluid

mmwmagmparmnt.
Insphulﬂuidstuﬁuinm,ﬂam,lbwnrmdmm
(use) md fear and

Wm

(19m) “perm dwicam:

��m.uﬁumtfansmgﬁumnmdm,mdm
balmeevuin lawn of

mm,

convulsions failed to

om. Stunumudﬁntﬁnfanintium Winona:

Wamwhimmdummiﬂmofmtﬂdmnm
m‘md
mm byst-

anemia“.

We!

sud:
mtabolim,

Bummwwnmeumm

mmmmwwwmmwm
Wmuumam¢mm MW

mmm;mmmuuyzmuummmn,zmmg

rmumumzmum

W MW
WW

madam»

(d)

§xg~

an

MAMMWthuLa

W
(new:

tutu. Lena.
Cmocnitam:

wimﬂnirohamtiam ofchmm inuntyldaolim,

Wm

(1939)

Tutor-mt!

name! spinal fluid dolimtcrm activity.

Mtymofdnumemmmmnyfminﬁmspiml

�»

‘am-V ”II-"Iv

."V'a. ~,.1-

.

u -;— V’V~-¥'U'~‘v‘&lt;~u

Tam—xv... mw—uL-ww-"wv

Wanna-I

ﬂuid:
mich

.V

m

("pocudoﬁ

W

as

nu-mq-wnwh-..“ .,.,ﬂ_. ..

Um,"

sﬁociﬂcity
for
him

"rm-amiﬂc,”

ow

two

.,.

,... .. n.

..~-.

-

.

..- ’r .,.,_H. .\..v7,..,,..~—V.TM ,wv, .,.,.&lt;

V

.

a a

‘ , ,

v.“ .w: _v_

”specific," or manlyl—hydmlyzing) ,

Micheline;

and

“museum-II

WWHMWIM)

. Both

for udzolyl and bemoylduolim. This diffomtial

me panda qualitatiw dintimtims .

with 3

”a.“

hydmlyu amtylcmmn but have diffmnt arm: of

mm
activity

,.

By

I: a ratio of the activity with

MW!»

ratios an

found:

sub-mu

mind

mpovting the dwlimstumsc

a maholyl substrate and

to

mm

of amtylcholim,

mumm—I/amtyldxolim and

Wm-II/mtylcmnm

(with Adi/@8100). In

much

nudes

'mlm‘bmupimlﬂuidmuimuminttumioofﬂzu
for

Grantham-J to aluminum-II .

mpnﬁmwimmmmmﬂcﬁadmmdm
invasion of th-

daolimumu, with an

We

in the cholimammac-II

fmtim of tho spiral fluid and a dam in circumstance-I.
iathity.

m mam: of the

WW

maul was related

�we: --r"vr— mr

ww-

~r-r—vrm...‘ v .—-1«w‘ms¢—ae.—r ”"7.“ mgr-nus, r, mm, a."

'W nve- “w, -~. w n r...“ mwv “van"
e

w.—

‘1‘“ m‘r‘nvwvﬂﬁ‘l'v—vV-v

”Wuwx—m‘me - vuvax

wmmrityofmmmdmmawofﬁuem-

WWOWW.
Inpatim

with

eleveudspimlﬂuid acetyldxolim other

WW,Wr,mminmmioof
dulimetemesortommlimtem wdvitymfomd.
‘meimmindxsmnetemeactivitymbemdentood

mnmmmmmnmpemmmty.
mW-Ihfmmhimmtmﬁminﬁn
mud nervous system while duelineweme-II pram
inwartiam,upooianyb1mdsem. Hiﬂamimas
fin

atyldnnne m1: in intemelluler mum fluia

stimledm,

communion:

or

hm,

modiletim

oellulmpemeabilitymybepmdiotod,

Wﬁm

and

We!

withedewof

of wonder flunk into the inter-0011M spaces

vuyingwdmthemmddm'etimofthevasodimion

g g,

19:0). Spiml

pun-Ability

following

W

1953). may cheer-val

no Spinal-Molt

in

mm

(Rabat

m
mm

reports (19%, 19%. 19W, 19%.

memo mndactivity of the tissm

,

~~y-..‘.--~_~~.m-mm-v,

�av“ y."— ww_"v-w.w

.

w

«mum...»- a.

4

W cm van—n: .

Wwmwum

u wI-ww—t'h

wmw—wmew-mw ..-,m.— w --u-- mumps—m mum-PV- Hw'ms a: w :w-n r-

"rm

usociatadwithﬂaappemofvuiwsm (apotmiummd

W)

in the spiral fluid follwing chemically inducad

mm.

Mmdmasimiﬁmthmminsmhm-

electrolytes as madam-acid splitting

cums.

Chang-s

in

alluhrWilitywthmpmviwﬁabasisformhm

demmmmmmmm
ofdnumumeIinirmmdmoermmﬂw
MWIMQGJ.

mmmmmwuwmammm
with the

mid «instruction

of hue mtyldxolim. me punctuation

rammummspimnudmwmmm
aims

any be minted to the

dxolixastuaso-J syntax m
and

Wm,

19%;

mitivity of the mtyldzolinc-

Widen mummy (um

Tm

adﬁcﬁadam, 19%;

Burger: and

martian,
is rapid (3-H mama) but at high» and lunar
1955) . At ”physiologic”

helm-h,

hyckolyais of amtyldxonm

the activity falls off quidcly. In contrast, the

mm,

chainsaw-II-

�«.18..

“mum nhtimMpismn—spociﬁcmdﬁumof

mmmwiﬁzmmim.

mmammmsummmmm

WWWOfac-tyldmmnnmnmm

We

hy

the spadfin activity of

him,

an

massiv-

WW4

mﬁm

in

few

billowing excitation

mmmmdmmlmwmum-I.

The

uhmuthruhuldmhomadndnﬂamimindxmd,with

mmimuwngmﬂnmtoffnomtyldnﬁm.
n»
and

W

murmur: durum 'mpidly,

cellular pambﬂity

and

humming tho

vmmmdwlimm-Ilmw.

alum-II, W

affecting vaswlar

mmtim

of

'nnactivityof

of lowcfﬁcisxwy mt! chpcnding m

ﬂammﬂgmkhnua.mmm1mmm
dominhammdlyatohwhforﬁnphysiohgmmﬁm
of

&lt;21»me .

�“.1.

-.

_. n

"w' .~.

-»~ uv-

r—r-wu.

szﬂ‘”R—vu'w.vw w-W-wt

mm- W-w—mwwswwmwwrrwmxmm’mv-mwmmun-m

zmwm-Wm “W

A.

A.

V.

AW

mmmuWuM¢mmuaumm

_\_A_._V_-__‘__.__~V.A,__

‘-_,__,A__________

05mmc&amp;W.W,
Wad
“WWWW
m
put“
ma Wm“

waning smut-Maya

by

The

{named

the

waywam.

Wade. madam-u

ammmoguagmumauumw WW
‘MMWMAmMWW.
(a)

mymm.

HE‘S

MWintbblmd—bnin

mm
permeability

and Induced

000mm:

bmiwbytheconﬁmm

actimofmtymnmmybaﬁlebiodmimmtmfwﬁn

chphuogm.
_m.mmwuommmmmbymgggy(ms}
pout-electroshod: hypemymsm of

13m

Wmmmmmumormmmm
tummaysamrambfnmdmmm.

mmmmmmimufthismmhm,
ordinarilyabsmtinbnintissmtobemociamdwimm

W

orhyponyndm (delta bursts) in

W.

the electro-

at:

.

�-

Inmofﬁmmhm,whmcmﬁmdﬂn
mpmimnpmﬂthﬂmwhiwwmchcmmuc

Imp-W (Maxim,

1956).

myimamtmt applica-

www.mmaw,mmmm

Wtdﬂunhmmdcslmmaadvityuwnuim
sensitivity to mdiﬂwtim

by

muting. tamer-ventilation

whim‘ vary my in manta: Wow.

The

and

only

memwmmmiupu‘ismmghmumthmmasMupmmmium

W

1‘0le «loam-rm (Fink mm, 1955). m

«land in

diam

{dimofamainptdmtodnvolaphymymhmxymybo

Nahum.

1n

th- activity of annual mtyldxonm

withﬁnmoffmemtyldmlim

mmmmeWMmmm
mamammmemnmmmm.

W

(19‘8“),

inmiz‘ttudyofcz‘iimbml

Tmrmd

trauma.

imlududobumtimofdxpsyctﬂatricpaﬁm underpins

mad“ W.

Ming

the patimts

afar 3~7 mam-ms

u I'vv: WW7
~,--

a'ﬁr‘f

�mwmmtymummutymmspmunudm

mmmsmdmimmmmm-Hmdams
in

“11:33th

with a mammal of the ratio of

WW3

infiveofﬂnuixpatm. mmmWaﬂamﬂnyomclmed

wmspimlﬂuiddminhumdmhimsmm

mmwmmnbmmmmrmmcmy.
wmmpatimtinmududnfdhdmm
dmmmldnnmwacholimummmmalin
thespimlfluid,ﬁuymz“1tisinmtingﬁutﬂﬁa

WmmmlymnofﬂuaixtoﬂIwmmpm-emtm."

Itammwzmwmuuuzm¢m

mamgm,mmmm
mmmWoammu. 1%...qu

umbyupuudAumu. EEGhyme/uom

umo‘mmwumgzmmmmmwxy
at Mumwuqm. Radian muammmmmWMWWWWM‘MMMAM
6:!wa Mu 60W Mad «WM.

��-21-

WanamaeﬂmtthmaSﬂmmrym
1952).
93a].
(Wain

Patimtsinhmuinmltonlmybclmdupm

when
the
in
is
injected
rapidly hydmlyxed;
putientl
mdmlyl
u
uhiln ﬁn Groups VI and VII pctimts but a slow hydrolysis rate.
V. my pndiat, theni‘on, that tha bleed dulimatem activity

huhofWI-lemﬂdbohiﬂu mihﬂnaotivityof

WAdlihrunlysiouyboudumaxdingmtnlm
VI

-

VII walla be 1m.

mmmhofdwmmm-Iinﬁummtofm

Wynclumy

and

spinal ﬂuid

hwls of amtyldnlim.

Instadiosofﬁﬁﬂdumgu followingixducudmnvulsim
subject-wan idlntifiodinmmafwsoimmultedin
a mat mat of now an. activity; while othox- subjacts mind

mammmymmMu-Muim

(Pinkmdm,

1956).

IfWWionntbctimofmd
Inbjommuintainhypcnynm
in:

mm,
inwmitdiupp-m

them

did
mpidlynybccadﬁbitingdiffgmnccs

in th- kimtim of the dwiimntm-mtylmolim hydrolysis

mm. Panhtcnthypcnyndmyuymultfmamd
Mcofhydmlysinotmtyldwlim. mociatcdwithlow
I

mutation of cithcr choline-tumult or mummy-II .

(W13,

in

aheﬁrutcm-I
In

many

paints
and «II

high).

with

m—livod hypnmyndmmny.

in tissue and spinal fluid any

Thus

thou mutations provide

�.

..‘-.,—r

&gt;17

,...v v“

»

,

may .1

~w

~

v....&lt;~u-.~,nz‘y«.r.-~, w‘wrr'

,.

~_»w—-w-y-

ash-:1"

~

want »-.1N" vmn

www-z-‘w BMW-“‘1‘;- n ~wm~wvv

qu-w-m-w-

wrumrwS—V-‘a

W-xmp‘rvww

.22...

amumamhmnmmmmm
reactivity to

W
syntax:

em,

and

to poripmm dwlimrgic

WON:

mmmmmmawmt

_1’minﬁn mmiwﬁmupypmu.

1119me

whimdmiﬂmomtimdmmmm

Wummmmmmnmmmw
MhWMmbodntmyodbydmlimmI
nativity.

Vuodilatimaﬂimuodmllulupmbﬂityis

follmdbyimuodmxtsof diam-II, strut-am
and electrolytes

in int-”114mm ﬂuids.

-

"r' :1

Wyn-mu

wr “unawa- "I“

�mwmminmmdumm

mmmnmamswom.mwmm
Mmeiduﬁuminbiodmicalnﬂiwwhidz
alters cerebral «11.qu activities sufficient to Alter the

1m

behavior of subjects. Failure to

mountmim
electrolyte

dim.

of acetylebalimi lid

W,

high md pmismm:

{aim

to

1m

tht

results in a failun to produce behavioral

”mummuofdowlmntofmw

reflect differences in th-

63ch

of subjects «1 dour-remit:

admin”, or in their sensitivity to changes in acetylemlinc
lawn.
tim of

M
tho

diffcmm

ﬁnally in

W

by

Mountain

These observations provide a

the

mode

the Win for the classificaand by Pink and Kuhn (1960).

rational biochemical basis for

of action of induced convulsions in altering the behavior

of psychotic subjects. These views are consistent with the

more

general neurophysiologic—adaptive theory expressed earlier (Fink, 1957).

�IFn-&gt;"'v'—-'—vnu—w— w—r—v-r—u ”ﬁt—W‘- ".9.

‘- -.

u

»

V

.

WWII-.11“:

CI-DUINEIBIC

.

,

nv—

rm

mw-

WIN,
WWOR

Wmvw—qmvmmpwmw'm x.xm~.;w~ww-ww mum—w".

CONWLSIVB

AND

13%”,

Stalin of cerebral changes accounted with

(Pink and Kain, 1956).

convulsive trump}!

In these studies, electroencephalographic

slowing was the most siyzificant index of altered brain function.
The

dematmticn that premedicetim with

prevented the appearmce of slow
1956) suggested a

wave

high doses of atropine

activity (Ulett

relatim to ctnlimrgic meﬁiims.

and Johnson,
The

role of

acetylcholine and the dmlineatemaes in convulsive therapy is

mlified

in the following review

which summizes the published

am.
The

role of acetylcmline in the tmsmissicn of nervous

imulsea has been studied extensively since the first descriptions
of Dale (1914) and

Loewi (1921).

Acetylcholine

is a normal

which
form
bamd
is
in
a
tissue
existing
of
neurons
cmstituent

�.,, ~21-

'

-

"~va

":murmmrnur-v— «m

.

Ernie-'4

‘

,.

v

“War

W'r’W-erd

-

4wr‘; Wr' .w-nv 1'5“”uH-I'J.

.1m- ,.w;uwv‘.m,w.‘.

liberated mixing the excitation process.

It is

“m ...Y.,_.,. F“. -v-v—.ﬂ,

,.

.

t

.. 7 m" ,..,nvrv.w._,,m_1w V,.w.,‘.,.,.,,v

rapidly hydrolyzed

thrmgh the specific action of eholinestemee and as rapidly

reconstituted by the momﬁiaeetylase system (Richter
19“ 9) .

No

a

Croeslmd,

free ac}tylctoline has been reported in normal

mmbnospinal

fwd despite ﬂu rapid bmakdom of

bound acetyl—

eholine during perioa of activity and excitement (Tower and
McEechem, 19u9e).

The

oembmpinal fluid normally has measurable

cholinesterese activity, however, principally of the "true" or
mcholyl hydmlyzing type (Neelmensm and Rothenberg,

19115).

In the absence of free acetylcholine and under the conditions
described, electroenceprnlogxms

fail te

show any

consistent

ehxornality.
(a) Effect of Cranioeerebml Them: Free acetyleholine
was found

in the cambroepinel fluid within a few minutes after

experimental head trauma in cats and persisted for varying periods
up

to

#8 hours

(Bomstein 19%). The quantity of free aeetylcholine

varied between 2.7 and 9.0

gamma

related to degree of induced

percent, md the ammt was

tram.

N" ._.,

,

.

V.‘

,..

.

�F‘s—“ﬂ

4

w

.iv-IJ'n-urr'wlv'i-

\I'-w-v|n"r" ».v 21‘.- .IN w— rh-

W

Th! records were

u.

.

-

~~w~mvww. a?“

: aux-rum W...“ m“-

-

‘vv‘

w—a—E.ww~r_~w um... g‘vi- wn-rv-w mun»

r: 1-

K—‘Irw' «a...»

,.

w...

w” ‘quw u,- 1,- \w

electroencephalogms demonstrated pattern-d changes.

first filled with high
an

voltage fast activity,

intense neuronal discharge, only to

all

short period of flattening of

electrical activity. mesa

recorded

phases were men followed by prolonged

periods of high amplitude sharp waves in the delta frequencies.
The

to the

behavioral

wt

mrﬁzlated 13%:ng
of
clmges

trauma and

of seasoned free eoetylcholine. With higher levels

of eontyloholine, Bernstein reported greater degrees of
abnormality and greater charges in cmscicusmss.

spmtanecus

.

-3-

interpreted as evidence of
be followed by a

-~

post-tmmtic seizms

were also

EEG

In additim.

related to the

want

of free acetylcholine appearing in the spinal fluid.
Bernstein $31- applied

aoetylcholine to exposed cat cerebral

cortex. men the concentration of acetyloholixm was

or less, he observed high mlitude sharp
the electroencephalogram.

When

waves

1

gm

percent

of low frequency in

the concentration

was

increased to

�--

&lt;vw'x' &gt;1:-

2

'.‘W',WWV\Wmm/'FP a». an

gm

.

W

v- .n ‘n'uv

7

~m—w-w..».

v

m... .vvc'wTV-t or v'.‘.wwuwxnn_r'~u—l’v»wy wrv-suw‘ mw~wwn~w~mnpmmm .- »— -nnmmw—rr-muwawu nvre --u w

percent, the electmenoephalogm flattened in a fashion

parallel to the post-tramtic meant.

11.1% stndies

wemWin neurological patients by

Tour and Hohdmm (19am). Free aoatyloholine
the oumbmspinal fluid only in

mam,
The

1.: patients

was found

in

with recent head

mount grand-ml seizures or after omvulsive therapy.

free acetyloholinc varied from 0.2 to

Tower and HoEachem

of the spinal fluid.

100

gm percent.

also assayed the molimsterase activity
They noted a sharp

rise in the nonspecific

cholinesterase fraction (benzoyloholine-splitting) and a drop
in the specific cholinesteme

fmtim

both in patients with head .trmma
convulsive therapy.

amd

'me oembroSpinal

(moholyl—splitting)

in those following

fluid following spontaneous

seizures containing free aoetylcholine did not exhibit such
inversion.

3-2:. and-II:

concluded that the level of free

aoetylcholino varies directly with the dogma of cerebral damage

-

�that the reversal of the cholinestemse fraction
sensitive indicator of cerebral (image.

and

was

a more

Electroencephalogrem, taken at varying intervals following

mum in

most of these subjects, indicated a

degree of

EEG

relation

between the

abnormality and the appearance of free acetylcholine in

the cerebrospinal fluid.

‘hecstmﬁu

Watt. an to. mom 0‘

(no. aaetzﬂdwdne

m1

incuae in #:24me {Md 4011ng Macadam tum

and

me

a «wad: lactation my

mwowa,
duomug,
(b)

«in.

degm

and dumgo

Effect of

anathema“ ﬁe

and type as

in

Am

mount

05

ﬁne

demamcmuagmic

dialed bdrawloa.

on

ﬁb-traunatic

EEG

and Behavior:

Bernstein aministered 0.5-1.0 lag/kg atropine parentually after
head tram and denmstmted bloating of the EEG, behavioral and
homologies signs of

clinical

tram.

changes occurring

Similar

EEG

and

after the experimental addition of

intruciaternal aoetylcholine

were

also blocked

by

atropine.

�w. --r.-~r-v—~--ww- w-Im-vmm

'mm' "-W‘mmv'm"

Ward (1980)

'memnmw

applied tmse observations to the

hum cases of closed
dogmas of

tram,

head injury.

In

tremnt of

patients with varying

20

he aaninistamd atropine

subcutmzsly in

doses

immt

in

of 0.1 rug/kg. In saw‘oam he noted clinical

and

others a reversal of the eloctromoephalogmphic effects of the

tmma. In a study of

.1er

and

War

diethﬁf’ mother mtidmlimrgic drug,

(1955) reported

sigmificmt alterations in

the post-tmmtic elactmmoephalogm.
dose

in

1&amp;0

patients with

in normalizing in
The same

slow wave

22

A

single

1:1th

ahmal electroencephalogram

subjects

land marked

«act of atropine in

inmt

msul’cad

in six others.

blocking the appearance of

activity wm reported in subjects follwing convulsive

therapy (Ulett

and Johnson, 1956).. (In a

later study thé‘authors

failed to mplicate this study, suggesting that

dosage

factors

or population mass” may have omtributed to the different results

[Jdmm 559;,

19603).

M...

�8:
These obeervatiom provided the basis

for a series of studies

with other Imam mtidlolinemic ooepomde (Pink, 1958, 1960).

The

intuvenom injection of experimental patent antidmolinergic «mantis
es diethezim.

(Dim).

Maine,

the pipeddylbemiletes, Jana, J8336, and

pmoyclidine were shown to induce EEG
illusions
deeynotmiutim and behavioral alerting, mxiety.

J8329

WIN

2299 end

md helluoinetiom in nm—ehotmehodc subjects; and e reduction

in

allow

new ectivity associated with e mvemal of the

Wm;

euphoria, dmiel ma omfmion in these with prior meant induced

omvﬂsiom.
In these studies, atropine was also emineddn low doses,

EEG

desynohrmizetion was observed, eoooepmied by considerable peripheral

tachycardia, mmaenese and tension. At higher dosages, oonfmion
and

disorientation

min!

hypemyndzmm slow

a mduction

waves and

of-hmmiutiea

their replacement

by lower

voltage.

poorly organized delta activity with superimposed beta activity. .

�~.

.

a" ~~_,—vn~m«~p.-~W»

A

q

”We,"

W.

_

,_. 1..“

.,

,.

w."

.-—...n-r..

t ,,

.

u

,t.

.(

m...w-,V -—..~— _\|=V-\w:w.~a ~FVJH-ﬁ'u—p‘muwt

»‘wb‘wﬂ-

7.;r._‘,.,v,wr _ﬁuv;a_n.‘--,,.p‘m .w-wunw...

\

.,.—_,.....~

variety of experiments with a potent duolinesteme inhibitor,

D}? (di—isopmpyl

frequency

EEG

fluorophosphate) denmstmted high amplitude rapid

patterns similar to status epilepticus, as well as

lesser degrees of abnormality similar to that noted in post-tnunatic
states (Munich 333;,
1950).

1950; Pmdman 3331., 19:49; md Hampson 93.51,.

These electroencephalographic

doses of

effects were blocked

pumteml atropine. Chetfield md

Dempsey

by small

(19%) prepared

exposed mimal cortex with pmtigmine and evoked electroencephalo-

graphic spike activity. 'lha prior
blocked this spiking, or

ministration of atropine

if present,

the abnomality could be

eliminated by atropine.
In

contmt to these findings,

Brenner md Merritt (19%),

applied topical aoatylcholine in cmcmtmtiom of 2-1/2 to

to the

exposed cortex of

cats,

and noted no

10%

effect after intravenous

atropine (1 rig/kg) on the electmmcephelogmphic changes. The

montratims of

acetylcholine in these experinmts , hmever,

was

significmtly higher than the topical applicatims (1-4 game percent)

new v” rm— ‘7“ .wv-u-

�and the

intmcisteml

(0.2-10

gamma

percent) injections of

Bernstein (191.6). Bmmer and hmzitt, also made note of electroencephalogmphio effects similar to soatylduoline from macholyl

(aoetylbetmthuldsolinefmd Meryl (wbaxyldloline) in oonosntmtims
moh lower thm the aoetylcholine cmomtmtims.

inmd

They

ascribed the

effectiveness of those oholinergic drug to their lack of

sensitivity to oembml dualinsstemses.

FM a waist;
conduct: that

and

MAW“

Wencapdz Logaaﬁtic activity

Mu a a “nu
mu!

upwwtaz

06

as

deans tome.

Manama

agent

induced by acwjzdwu'm,

appuc'mon'og
Mam, topical

be.
backed
can
it
was;

a

(Lt/topaz,

we may

on.

Magma

Wand

by

humans, as.

(c) Carebmsginal Fluid Amylcholine md Seizures:
Aostyld'xolino

bomd form.

is nomally present in mrvous tissues in

an inactive

wring periods of activity, free acetylcholine is

�.

;

.m,

.

.. ..., ,

m .. .ﬂzwuwﬂurww—w 1....

y ..‘

,

v

".4

.4

..

J, vV—I-N‘r W.
.

.

._...

dwlimstorase.

The

v—-

"’W\‘,a(')~\ro" &gt;m»":qnaArv-n3l.!' 'r ~w.'vu.* '4.-:--wr~vr g~u~wr~a~~u~w&gt; www.1-v-u

mm it is

libemted at the cell madame,
by

K." w-

level of

“mum

rapidly deactivated

bound aoetyloholine

is thus

the resultant of the prooosses of synthesis, liberation and

It

breakdom.

may be

rise during shop

and

pootulatod, therafom, that the level will

fall

during activity. lhis hypothesis was

support“ in animal emunants
and

Elliott,

by Richter md Cmasland (19%)

Swank and Henderson

(1950).

By

using liquid

air

quick-frosting mthods, Richter and Crosslmd observed the

mtl'nsia and sleep

gm

per

levels.

mg.

The

level of aoatylcholim (masumd as

brain tissua) to be

300$

higher than poet seizure

difference in tissue levels is transient, however,

as the “synthesis rate for aootyloholinc in
(7

mimo—

mulmlﬁnute). Elliott gt 5;,

mt brain is high

(1950) omfimnd these

oheowatims. After- mtmzole oonwlsiom, they also noted

that free mtylcholine

was always

fluid in concentrations

up

to

3

domtmble in the spinal

gm

per cent.

v

-.~~v~

,

.

.-

�-

.... nut, v-wwgg—w mauw-Vr‘ u-~0'iv-a—. n...

mg.

._, -:Jpag-.'~vw1 4mv..l.‘N'-rv-~Vr‘-\ ﬁrm—um

r“ nmww-r w WM-

"—

w—rw"

.“ - -wmv~—-w--m.. -v.‘

F»; "-v-q

.~

www-rwt:.v—.m.-v

.10In spinal fluid studies in man, Cbne, waer and
(lSMB) and

waer

and McEachern (laugh) reported

McEanhern

significant

quantities of fro. acntyldholine in patients with epilepsy. 0f
56

apilnptic patients,

an (77%) dnmnnstrated measurable

acetylcholins in quantities of 0.02 to 5.0
«warns»

of 1.0

gamma

per cunt.

The

gamma

free

per cent with an

acntylcholine level was

directly related to the frequancy of seizures, the extent of
olnctronnccphalogruphic abnonunlity, and the relation of the
time of sampling to the

last seizure. It

home no

relation to

mndicatian, type of epilepsy or level of cholinesteruse activity.
Whethcr&gt;tho acutyldholino appearing

in the spinal fluid is

a byiproduet of the convulsion or whother the increase in acetyldholine

is a

Wu!!!

cause

is
of the seizure
prublamatical.

(1939b) suggested

Tower and

that the increased wetyloholine

liberation in not due to the seizura itself but is related to
the procnss causing the seizuma. In a study of the hypothesis that

�11

the acommlstim of acetylcholine

is basic to the seizure process,

Tonia (1953) induced convulsions in animals by mtmzolc and

dotsmined the level of acatyloholine in brain tissue before and
during comulsions.

She noted

that convulsions are pmcsded

a rise in the acetyldmolim contsnt of tissue;

Wily

falls during the cmvulsion;

levels, cmvulsims failed to occur.

and

an that

the content

that bolas curtain

She suggested

in tissue acotylctmline during a omwlsicn

by

was due

that the fall

to inhibition of

aootyloholins synthesis by increase! concentrations of metabolites
such as

In.

mim
Likely

ions.

#:215de m mmwbg

mm

{m

mam;

ohm

«:3;qu

an

wanted (m it

inmate in
bound

tat t3 isms my be inﬂected in sum 5%;
ands

wanes

«wanna:

do

5m,

and

that cumbmt

auction, taming

and
Leap
nhuu
an to in augment
Minoan;

tin no. touch

as

“mum“

pmduoaon imam ing “A as touch .

�v......,.,.w.,. ., 7.“..-

www. min-w: .~-.Twr-r.~a y: m

nvmw-m

...v

'Nwwmu‘agnar'

"n T“.1.,1~V;’§mm- ,M m...,

.

.u..." .“WWFV . m: or..‘m--.w-,.-W,‘_..&lt; WW. m.ﬁwl...

.V

w‘~...oww»..wm-_v

m_w,ﬁ WWW-A“

.12.
central nervous slaten Cholineetoraaeez Concomitant
with their observations or change: in ooetyioholine, Tower
(d)

fluid oholinoateraae

end noanhern (1949) mnaeured epinel

activity.

Two

types or oholinoetorenoe ere normally found

in the epinnl fluid:

oholinoetereee—I

('true," "specific,” or

neoholyl hydrolysing), whioh has e high specificity for

aoetyloholine:

til

oholineetereee—II ('peeudo.””non~epeoitio,”

or bensoylcholineohydrolyging).

Both compounds hydrolyze

eoetyioholine but have dirforont rate: of hydrolyeie for
This

meoholyi and tensoyoholine.

qualitative dietinotione.

activity as

a

By

differential rate permit:

reporting the oholinootoraee

ratio of the nativity

with meohdvl end with

bonzoyioholine outstrnten compared to an noetyloholine lubetrete
two

ratios are

round:

oholineeteresoai/aoetyicholine and

cholineoterooo-II/aootyioholine (with
retﬂoa

Initials!

norMul 08F

th/th:

100). In such

contains eeteroeeo in the ratio

of 53.17 for oholineatoreno-I to oholineotoroee-II. Thus. normal
08?

consist:

, ,»-.-

.-

�_.w.W—-« “mu-wow. arr-u-

ﬁmwmmm

"WW?“ me-‘Ww‘wmvjrimwmmrm

)5

s:
mainly of "specific"

estomes with a small mn~specific ostemse

want.
In patients with head

tram

Tower and McEnchem

report and

inversim of the dualinestsmos with a simificant increase in tbs
daolhnsts'mse-II fraction of the spinal ﬂuid

dualimstems-I activity.

They

and a

«mass

in

also observed a relation batman

the extant of the momentous” manual with the severity of

trans

and with the dogma of the olcctmmceprmlompie

In patients with

5.an

spinal fluid acetyldzoline as a

result of spmtmom saizms. howswr.
of cholincstsmss or total

Why.

no change

in the ratio

duelinsstss-ase activity was found.

Certain usunptions my be mad. mgmding changes in cell

mm

psmability

as explaining the humans in duelinsstcmse

contamination
in
found
in
highest
is
Gaolinsstcmse-I
activity.

the

antral mm systm mile molinestemse-II

in atlas:- tissues, especially blood sewn.

pmdminates

With an increase

in

�,7.

,.~.n_..._..‘..,.q—. 7.

v

.

...,~ “NW...

.

«g..- Wv-slv'n-nrrh

w-rw-muwwwmmmwwvaWmn-mmmmmv‘wvwrvhmv w -w~'r
v-

acutyloholim levels in interoellular cerebral fluids following
stimulation, convulsions or trauma, vaaodilatim md increased

cellular pomability

may be

pmdiotad, with a degree of

transudatim of vascular fluids into the inter cellular Spaces
dependant on the extent and duration of tha vmodilation (Kabat
33:.

9;, 19%). Spiegal

and SpiogebAdolf dummtmted such

pamability ohmgas in nmorma "ports
1953).

Thay

reported

inmmd

(19141.

19%, 198%,

19148,

oomhzctivity of the tissues

associated with tho
appearance of various ions as potassium and
phosphate in the spinal fluid following

convulsions.

more

was

also a significant

as
nucleic-acid
nm-clactmlytes

cellular pamability

mtmims

electrically inmoed

may

imam

in such

splitting mzyms. Chases in

thus provide the basis for the high

of acetyldxolino and the managed omoantmtions

of dwlinostorasaJIﬂTmr and Hoanhem muse) .

'5

�—

m‘ w «'7'- M-mrwrvva-mmmw.mw m

The

increase in ammnstcme activity should be associated

with the rapid

«stamina of free mtylcholim. Its persistence

in spinal fluid

afar tram ad 931m

related to the sensitivity

may be

mtmim

of the amtyldwlim—dmﬂmstm-I system to
ships

5mm

(mam

md Rathmbarg,

and lowar

Midtown

Mauritius,

ad

mo

mnemtmtims,

tha nativity falls off quickly. In contact,

of hydrolysis

mm

minimip

«sciatica

mm

who

in

few

isdestroyedbythe

udlliuomds.

where

bmoentmtim of mtyldwlim in

tiasun. tbs mm of hydrolysis by dwlixnstome-I is

W.
com.

m

WWW—I

to an

is nut—specific

with concentration. Thus, the

mlhwnbfmtyldxonmatmnmbm
specific activity of

Wm,

19kg;

is mpid (3-3 mimeoonds) but at higher

th- dnlimanmc—II-m‘tylcholino
the

m

and

At "physiologc"

and HacIntoah, 1955).

hydrolysis of

19445;

mktim~

mmmMMMmybemadndmdaseizm
me disaoaiatim in

ship nouns in a

pemiatm

amtylmoummﬁneamml relationof

mldwline.

The

seizure

may

�16

itself in

add

wt

to the

of free acetyloholine. 'lhe increased

mtylctnlim diffuses rapidly, affecting vascular and cellular permeability
and increasing the cmocntmticns of various ions and dmolincstemse—II

(SF.

activity of cholinsstemsc—II, though of

The

on the concentration

runs to

days

to

efficiency and dependant

kinetics, reduces the acetylcholine in the tissues in

in! levels

mm”

1c»:

for the physiologic action of cholinescemse-I.

#:1st
am Manuela manta 5M, «may 5m
«ppm in

{Add

dowsmaa

someway in.

«was

{on

mm

05

ma past

a a gestation
dzangm

“mad Mwouﬂne.

Mme. madman; om «toned by
(named

in

06 «he

:1ij

(ﬂ

05

in

cut

'hc

mechanism

mun-um at sou moms

nausea;

system sanctioning.

(c) Agglchclinc a

EEG

WNW

and Induced Convulsicns:

Altamtion in the blood brain permeability barrier by the continuing
action of acotyloholine

may

be the biochemical substrate

for the post-

olectmsbock hypemynchrmy of the electroencephalogram. Such a possibility

is oviduct in the upon
an increase
days

by Aird 93

9_1_,

1956,

W

denmstmting

in the cmocntmtion of cocaine in brain tissues three

afar a series

of

12 induood

convulsions. His data shows the change in

�-17concentration of this large molecule, ordinarily absent
in brein tissue to be seeocieted with the eppearence of
hypereynchrony (delts'burets) in the electroencephalogren.

In studies of induced convulsions.

we

have confirmed

the neny previous reports that convulsive therapy induces

electrcgrephic hypersynchrony (Pink and
a constant

Kuhn, 1956).

Despite

time
the
or
however,
or
treetncnts.
epplicetion

slow
the
and
of
extent
electrosrsphic
duration
eppearence.
wave activity; its sensitivity to modification by alerting,

hyperventilation and barbiturates

psychiatric populations.
degree hypersynchrcny. end

The

-

s11 vary greatly in

early appearsnce of high

its persistence

throughout the

treatment course, hes been described as prerequisite to
improvement following electroshock (Pink and Kuhn, 1956).
The

failure of certain patients to develcp hypersynchrony

may be

relatedto differences in activity of central

seetylehcline and cholineeteraees.
may

reflect

The degree

of hypereynchrcny

the level of tree ecetylchcline and should follow

s decay rate eqael to the

rate of ccetylcholine destruction.

�vuzvnc—v-w: —.

Since previous studies demonstrated thnt
ens prerequisite to the

it

may be

EEG

hypersynchrony

clinical response in convulsive therapy,

suggested that the absence of free soetylcholine

suggests minimal changes in cerebral function and thus

precludes s clinicsl response to induced convulsions.Touer snd

their study of creniocerebrsl trauma,

hoEedhern (1949s), in

included observstions of six psychistric pstients undergoing
convulsive therspy.

Studying the pstients

after 3.7 trestu

meats. they reported free soetylcholine activity in the

spinal fluid in ten pstients; and en increase in cholinestersse-II
and a decrease in cholinestersse~l with a reversal of the

ratio or cholinestersses in five of the six patients.

From

these observations they concluded that the spinsl fluid changes

in induced convulsions were more like those of creniooerebral
trsume than those found

Regsrding the one
show

in. ilepsyu

pstient in the series

who

thiled to

either free ocetylcholine or e cholinesterese ratio

reverssl in the spinal fluid, they wrote:
that this patient

was the only one

"It is interesting

of the six to

show no

_.,.

�7‘

response to treatment."

It is

I

probably that induced convulsions increase free acetylcholine

and
enhancing
cerebral
perniability
altering
fluids.
in intereellular

the appearance of cholinesterases. Free acetylcholine
by
JMAco

repeated seizures.

EEG

hypersynchrony

is

one

is maintained

reflection of altered

of
other
electrolytes.
and
altered
permiebility
of
acetylcholine
levels

It is

these changes in intercellulor electrolytes that provide

behavioral
changes
the
for
substrate
biochemical
persistent
the
following induced convulsions.

L/

(f)

Cholineatersaes and the Classification of Pezchoses:

These studies may also have

autonomic

reactivity

and the

Funkenstein and others

(

application to the problem of

classification of the psychoses.
)

have demonstrated a

relationship between the blood pressure response of patients

-“.:')l\w

-

w—w

- Fry-w M7.“

�rm, w.»

v—v-v-

ya—_ -7. -.

v'*a‘

1——.r

an ad“): ,

v-u

n.7,. y

~.

7'

V

..

- r—*yx:'\r‘~'7—‘ —..vwr

rhw- revues—WWI: a-m-x)

v aw. 'IIMIN'.WP1L _,.. wr—Mrn 'w .n-u- u ...-

nun-mun—u-wwwsrx—

I‘d 'fllr-nr-F-qlf r".:'m~

— - —» ~

to injected meoholyl and their clinical response to
convulsive therapy.
which induce!

Neoholyl

is

e potent oholinergie agent

Vlsodiletion, tachycardia, sweating, and

It is

inoreesed peristelsis.

rapidly hydrolysed by

cholinesterese-I and slowly by eholinestsrese-II.
blood pressure or subjects

tells etter injected

The

meeholyl

end returns to the baseline in a variable length of time,

2‘2;, five to

pressure returns to the hgaeline in
as Groups

Pstients

more than an minutes.

I. II,

or

III reactions:

5

whose blood

minutes ere olessitied

those whose blood pressure

takes so or more minutes to return to baseline, as Group
and VIII reactions. The Group I reactors here s 9%
improvement

reactors s

rate with convulsive therepy, and the

35%

recovery

rate. In contrast, the

reactors heve s

89%

(Punkenstein 35

3;, 1952).

petients In

whom

IInIII

Group VI

and the Group VII 3 9'71 recovery

Patients in Funkenstein Groups I to III
upon as

Group

VI

may be

rate

looked

the injected meeholyl 1s rqpidly

~

�.

. ”(Inni- rwlv‘v -.

v

-hr ~r. ‘r

Wﬂm‘r;vz.z

~~w~

‘

vmvrmm-mwvnvmwurr
.

.

.

.
-.n-

.

~v-cv rwwmvrrw-r ’Hm
.
,
.
warm-n'ku-w—w-vwvu-r‘mwm
’W'I-W‘WW
.

,

.,

.

‘23..
Groups
VII
v1
and
the
while
hydrolyzed;

slow hydrolysis

rste.

we may

patients

have

a.

the
therefore.
that
predict,

would
1.1!!
Groups
of
blood oholinestersse nativity levels

be high; while the setivity of Groups
A

VI-u-VII

would be low.

central
odds
nervous
be
rsgsrding
similsr analysis msy

devsIOpeent
of
the
in
system levels or oholinsstersse~l

EEG

of
soetyloholine.
levels
and
fluid
spinal
hypersyndhrony
In studies of

EEG

changes following indueed eonvulsions

resolted
in
seizures

subjects were identified in

whom a few

a great amount or slow save

activity; while other subjects

(Pink
seizures
and
to
frequent
exhibited few changes to many
and Kuhn. 1956).

If

electrogrsphio hypersynehrony is s

that
probable
is
refleetion of inoressed tree soetyloholine, it
subjeets

who

rapidly (the

usintain hypersynehrony end those in

whom

it

differences
be
exhibiting
hours) disappears nsy

hydrolysis
oholinestsrsseoseetyloholine
the
of
in the kinetics
systems. Persistent

hypersynehreny may be seen to

result

from

associated
of
soetyloholins.
s decreased rate of hydrolysis
with low

or
oholinestersse-I
either
oonomntrstions of

z

-

w

mv as ‘—
e

�nw—w—uurw—u-A

~

«wv-u . "Hp; v-r w: w-ws-u—mxw

—»

al’im'rw‘imﬂl'wnnmmﬁ.rww-‘wmm'

cholinesterasemII.

Conversely, in patients with

hyperaynchrony. cholinestoruaoul and

fluid

may be

a basin fbr
:yutom
1110111

:

unusually high).

wwwvvnwa &gt;vv'wwa-uww «VII-MWI—w-W

short~IIth

.1: in tissue

and spinal

Thus these speculations providn

congruent hypothesis rognrdlng central norvnua

ruaativity to electroshock, and parephoral ahelinergio

09‘.

�‘‘

r—

v»

-v «'1: -w:. .

~v~wr 1.». —.vn.~n—u

nvw .w is w,“ .
V

m

.,._v

you-um: v...“ .uw m...” w.
i.
(“Hwy
.

,

.

V

.

v—wr\wl~;r‘-V‘va"vwg

.

7-..,emu.,_,._c w‘,_pwmi,,”.w.'w.ww

rtr‘

.,

1”,.“

M

y

OOHGLUSIONI

be
to
e
neehsnisns
appear
Gentrel eholinergie
The
convulsive
the
therspy process.
dignifiesnt teeter in

induced
that
to
indioste
be
date
interpreted
any
published
Leonvulsione ere

ssseeisted with en increase in intereelluler

be
by
destroyed
than
esn
to
levels
greeter
seetyleholine

eholinestersseal activity. Vhsodilstion and increased

oellulsr pernisbility is relieved

by increased amounts of

eholineetsreeeoII, other

and electrolytes in

inter-

celluler fluids.

It is

these changes that ere reflected in the increased

electrical hypersynehreny

which

is recorded in scalp electrodes,

and which esn be modified by sntieholinergie drugs. as stropine,

beneotysine, dietheeine, proeyelidine, etc.

It

in these changes. else. thst provide the change in

biochemical milieu which

to

slter

alters cellular ectivities eufﬂ.eient

the behsvior of subjects.

Fhilure to induce high

and
failure
of
aoetyicholine,
concentrations
and persistent

(

. . 'W—vnww

�-

—-——--p~rm- ,v-vln’ .-. ‘w-m-w --v&lt;

w u-wv

«m

”uru-ewmmw‘ vat—rm,“

W'WV

-.

-

.

wwwm

mmnmnuw—wm

"wrrm,w—

"-1. Wm,

chengpe,
concomitant
results in a failure
to induce
electrolyte

to produce behavioral change.
Difference: in the rate 0! development of cerebral
chengee may
on

reflect differences in subjects in their reliance

cholinergic mechaniene, or in their sensitivity to changes

in acetylcholine levele. These differences provide the basic

fer the claeeificcticn cf the menilly
by

my: and

Kuhn

(1960).

111 by Funkenetein and

�.4

w

. .._u~mv —

\w"wxww

~

wlxmw-mwmmwwrlmmrrw

IV: 6-6-65

CI‘DIINEmIC

WISE,

CWVULSIVE
AND BBMVIOR

W,

Studies of cerebral changes associated with convulsive therapy
have indicated

that the development of early

and

persistent signs

of altered coronal fmctim are prerequisite to oranges in behavior
(Pink and Kern, 1956).

In these studies, electroencephalographic

slowing was the most sigmificent index of altered brain function.

Th demonstratim that premedication with high doses of atropine
and
Johnson,
(Ulett
slow
of
mve
the
activity
prevented
appearance
1956) suggested a

relation to cholinergio nechnisms.

The

role of

eoetylcholine and ﬂu cholinestemses in convulsive therapy is
amplified in the following review which

smrizes

the published

data.
The

mle of acetylcholine in the tmsmis sion of nervous

impulses has been studies extensively since the

of

Dale (19136) and Loewi (1921).

Acetylcholine

constituent of nervous tissue existing in a

first descriptions
is

bound

.21

normal

fans which

is

�. -~»-.-

cwlwx—Wm.m~mn mmmvwvx 'w'w-m‘ w'dnuev—Wn —-'-v.":'-v-yvl~&lt;-wmv -‘-w'-W"’mnrm"u'm’mmp '«ai-lu'vwv'w»; umpnw-so

w-wm'n

It is

liberated driving the excitatim process.

W

the specific action of ctnlimstemse and as rapidly

recmstituted
19:59).

mpidly hydrolyzed

by the

dwlimacetylase system (Richter

8

Welland,

free ac etylcmline has been reported in normal

No

cemhmspinal ﬂuid despite the rapid breakdom of bound acetyl—
choline during pariah of activity and excitement (Tower and
HcEechem, muse).

The

cembmspinel fluid normlly has resemble

chclinesteme activity, homver, principally of the "true" or
mechclyl hydrolyzing type (Nectmensm and Rcthmberg, 19u5).

In the absence of free acetyldxoline and under the cmditims
described, electroencephalogram

fail to

shm: any

mietent

abmmelity.
(1:)

was fmmd

Effect of Wiccambml

Mm:

Pme acetyldioline

in the cerebrmpirml fluid within a

experimtel

heed

tram

varied between 2.7 and 9.0

dew

after

in cats and persisted for varying periods

(Bernstein
19%).
an
hours
to
m

related to

few minutes

gamma

The

qumtity of free acetylchclim

percent, and the amount was

of induced trmrne.

-n way-a

---1-m'— «mu-w v;-

�v

‘

.v-vuwv—‘uwuwaI—r'm

mm

‘lh'une‘

“an”,

.

-

1W um van-mar ammw— mmmx($—‘Wv~ ~-;Www Ww-v' .wma a..- ‘nv‘w I'u

Commitmt electmemephalogme

Th records

were

first filhd with

mmted patterned dwxges.

high voltage fast activity,

interpreted as evidmoe of m intense manual disclmze, mly to

befollmdbyasrwrtperiodofﬂettmingofallmcomed
electrical activity.

'Ihese planes were then followed by pmlmged

periods of high amplitude sharp waves in the delta frequencies.
The

to the

beheviml enemas

were

mutant of measured fme

related to degree of

acetylcmlim.

tram and

With higmer

greater
of acetylcholine, Bernstein reported
degrees of
abnormality and greater- changes in

moiwmss.

levels

EEG

In addition,

spmtaneous poct~tmunatic seizures were also related to the

mt

of free eontylcholine appearing in the spinal fluid.
aoetylcholine
Bunstein later applied
to expomd out cerebral
cortex. mm the

cmmtmtim of acetyldaoline

was 1

gm

pement

orless, Mowemdhimmlitude sharpwavesoflwfmquencyin
the electmenoephalm.

When

the concentration

was

inmd to

w...

wal‘r-vunu

.,.. u

��min-u

.41.

-

v...

and

:—

»

-1~——

“Va-x v,m..,».«n—n ww'Al'wr‘w'nx‘xa'r ..

”-p- vwrn

'iwrylvv.-ws“ «ﬁrm-mu». tr'r'r—I‘lumm$1~I'm’w-VWW-Iv‘rn'wwu .~

that the reversal of the dwlinestemse fractim

sensitive indicator of cerebral

BMW
tram

Jag-Anny... ”a.“ r‘np‘woyppﬂ" v—y- x w— v—w-1,msw»: v.

was

a more

damage.

were takan

at varying intervals following

in most of these subjects. me authors reported the relation

homunmofﬁmahmmntymdtheappeammoffrm
mtyldwlim in the w‘bmspinal fluid.
Thu:

AW

my

We

and

that a

«the

mount

05

(m acdytcholxiuc

5mm summing Weenebmdtﬂawm

batman the mount 05
mayuuz
Won
W

Memory,

main

wind

In the

Micheline,

(1))

M

indicate

m

dcgm

and changes

Effect of

and typc 05

in

AM

mm
on

unﬁnisnmd 0.5-1.0

awomuphatogmmc
bchawéoa.

at-«mmtic

nag/kg

(an.

atropine

EEG

and Behavior:

pmtually after

mmummdmmmmdbmmofmeme. behaviomland
anatomic aims of tmuna. Atropine also blocked the
clinical

changes similar to head

mum

EEG

md

seen following the experi—

mtal additim of intracisterml aoetyldnline.

n-w

�.r .nwm-nuw

v

m,

1‘ x—~.wwrv-—um—mw“n-«WW«-Waqm
v

Ward (1950)

.

mm

dawn

c."

m

xwwuv—

m

‘- um

,r—m—xw

applied thase observations to the treatment of

hmm cases of closed head injury. In
of

a:

patients with varying

be administered atropine subcutaneously in doses

tram,

of 0.1 mg/kg. In

20

some

cam

he noted

clinical immanent

and in

others a reversal of the electmphalogruphic effects of the

tram.

In a study of dietlmint. another antidmolimrgic dmg,

Janknor and “dancer (1958) reported significant alterations in

the post~trmmntic olectmenoephalogzm.
dose

in

#0

slow

single intravenom

patients with ahmml electroencephalogram resulted

in normalizing in
The

A

22

subjects and marked immvemnt in six others.

sum elect of atropine in blocking the appearance of

um activity

convulsive
following
in
subjects
reported

was

1956);
(In a
therapy (Ulett md Johnson,

later study then authors

failed to mplioate this study, suggesting that
or population changes

may have

[Johnson 93.51., 1960]).

dosage

factors

cmtributed to the different results

.u-wmwm

�"rm—W .7,

.

.\.—.~

v‘

u.

w wr—

w'

w

--=»—-.--«-v-

'w'

nu.- "I

1-

nun.“ mm-‘Ivm’lwuu‘twr "uvmq-WIWVWW. “HM-:rv‘lwr."
1—

x—A

'i‘w'wwuvuwrwwn

uvvmw": «rung-w unmoun-

. aw awn:v-v—nnJ—m

variety of experimta with a potent dzolinestomo inhibitor,

A

DI? (di—iaopmpyl ﬂmmophosphatc)

fmqumcy

EEG

mutated hiya mpﬂttxde rapid

éimilar
pat-hams
to status epilepticus. as well as

dam
status (Md: 5331..

of abnormality similar to that noted in pmt—trmtic

looser

m

1950).

doses of

mad

1950;

W

ﬁg,

19139;

aid

Won 95%,

eleotmonoeptulomphic effects were blocked by small

pmteral atropine.

Chatﬂald md

miml com»: with proatignine

Way

(19142)

pmpamd

and evoked electmmoamalo-

graphic spike activity. The prior uninistmtion of atmpim
blodmd this spiking,

'cuminatod by

wif mat,

the abnomlity could be

mine.

what to these findings, Banner md Harri.“ (19152),
applied topical mimome in Momma of 2-1/2 to
In

10%

to tho

awed cortex of cats,

and noted no

effect after intravmous

WClm/kg)mﬂne1¢otmumphalommicdmges.

'Iho

mtmtims of acetyldnlim in those experimts , mm, was
significantly higher than the topical application:

(1—1;

gm meant)

m

"nm‘lV‘I-"WPX' mm»

�.9—

intmiﬁuml

and the

Bormtdn (19%).

(0.2—1.0

W

gm

percent) injections of

and Pbrz'itt, also made mate of

elmwuhgrmic effects similar to aoetydxolim from
ucholyl
1n

(mummyldwline)

commenting:

dam.

'33);

m

and dozyl (carbmayldloline)

later than the acutyldnlim

concentrau

”W th- inmmd offeetivomss of these

momma. drum to their

mitivity to animal

lack of

durum.
FmavWa‘WandWaMu
my
I

mama that Waupiwgwm «may mm by

«wane,
uau

we.

on

a

a

mutt 0‘ mm.

Magnum: with chaunutume

blocked M
(:3)

We):

Waxed bg We.

Role

mm

away

applied.-

can be

‘

of Oanbmsgg ﬂuid

@951me in Saizums:

Amtyldzolim is normally present in mrvous tissm in an inactive
bound

fem. Daring periods of activity, free amtyld'aoline is

��.

N...-

~mv nun-7‘ «mamwmw-nrwu-W-ww-m—mmw Yum—U" v2»: 'lwwvv Wx-uwww- vv'r‘wr-I w-ww ‘t‘I—L :\ mean-v1-

avast-Lo—

nary-row:

.10...

Inspimlﬂuidstudiesinm,
(19%) and Tower md

Warn

Cone.

TmrmndEadnm

(mush) reported significant

qumtitios of fun mtyldwlim in patients with epilepsy. 0f
56

cpilaptic patients,

an (77%)

demastmted ﬂammable free

Michelin in quantities of 0.02

mm

of 1.0

gm

to 5.0

gm

per cent with m

per cunt. The acetylcholine

11.3ch.

was

dinctlymlaudmﬂmfmqmcyofaeizm, theemntof

0W0

dun-normality, and

the

minim oflthe

It‘bom
lagt
seizure.
tha
to
angling
tingof

no

mmim to

of
Ila-dictum. type
epilepsy or lewd of dwlimtemse activity.

WW

a

W

61011110

Michelin: appearinginﬁn

of the

awn.

is a (mm of the

Madam

arlwhetha-r the

aim

fluid
is
spinal

W

is pmblmtical.

(mush) suggested that the

in acety1~

Tower md'

inmd acetyldwline

mlat§d
liberation is not due to the seizum itself but is
to
the process casing the seizum. In a study of the hypothesis that

v

w.

�' “W

"m’ W“"‘W*P"W‘ TW""-'“'M'rmz‘m-ww'

:

~&lt;I

w'l-w'

uzm-w-wwnw-rmr wrmnsa-mmrw

“my;

—nwu—n-»mrw—u-—r

w-w

w

n—w- wan-m

.mmw- n- -_w.—..——,aw—. mw'hmmrmw m «w

-11.
the accumulation of acctylcholine is basic to the seizure process,
and
animals
metrazole
convulsions
induced
in
(1953)
by
Tcrda

dctcrnined the level of aoetyldmlinc in bmin tissue befom and
during convulsions. She noted that convulsions are pmocoded by

tissue;
of
content
that the content
in
the
acotylcholinc
a rise
gradually falls during the convulsion; and that below certain

lcvols, convulsions foilod to occur.

fall in tissue acctyldholinc

She

suggested that the

during a convulsion was due to

inhibition of acctylcholinc synthesis

by increased concentrations

of notabolitcs such as alumniumicns.
Tho passagp

of electric current through brain substances

induces a change in

callular activity with

an increase

in free

aoatylcholinc to lnvcls sufficient to induce a grand mal soizumc.
Tho

prosenco of free aoctylcholinc in the interocllular fluids

is associated with electrical hyperoynchrcny, reflected the

EEG

as dolta slowing.
(d) Effcct of Electroahock on Acctxlcholinc and Cholin~

saturates:

Tower and McEachern (lShQa),

in their study of

cnanioocrcbnnl trauma, includcd obscrvations of six psychiatrin

�,

.—

“7 hin""'-"""""’n

w—xwwr‘W'wv-Wsmuwvw ”‘1.meer!. .,

.

A

a

.m

"Jaw-«v

7

wmr-

mm-

vmm:wwwq~mw‘m¢7~w 1"‘3-0! w

~12--

patients

attu-

3-7

Linda-going mmrulsive therapy} Studying

the patients

mam-atmﬂay upwind fm Micheline activity

an.incseaae
.ad
rxuia
in.two
in
in th. Spinal
patients;

dwlimsteWII
rawnrsal

a:

a damase in

and

mum-I

with a

the ratio of cholinesteruses in five of the six

obsewatims
time
has
paints.

W

they concluded that'the spinal

new;
convuisions
were
11kg those
tunic ahansps in induced

mm

a!

than those found in epilepsy.

Ragarding the ma

patimt in‘the series

who

failed to

show

01th» I’m mtylolnline or a dwlirastemao ratio reversal in
this
intsmsting
the spinal fluid, thoy smote: "It is
that

pstimtmﬂamlyaaoftrasistosmwnompameto

mamt."
WM than.

a

show: in «1mm,

cons/Lamb“ augment about ﬂu. note
1,:

1.6

05

“chaste that 7W!- acaytchaune

mwmgaammwmmuwsm
&lt;1“ch 4:.qu

and Adm/Lu enhance.

autyb
Ls

that

«sorghum damnation,

�“mu-w. v—

vaw &gt;W—Wrﬁww.vwam—.m .‘w'wwrr Mr“!!! wrwwumm'm WV
-

W9
augment

wmm

1WW"WYI3"W'FVI'W‘VW wwmmww-zw (”wan-vim

-13-

Lawn.

tww

05

“Midtown

whiz:

“up and auuthau

wetytchauu puduocéou inc/mum about. (was.

(2) Central Nervous Sygtem Cholinesterases: Cbneumitant with

their observatims of

W

(1939) muasumnd spinal

in acetycholine,

Towor

md Hcﬁadxem

fluid cholinesterase activity.

The types

of'dholinostoruscs art normally found in the spinal fluid:

momentum—I ("trm,” "specific,"
which has a

&lt;92"

mdmolyl hydrolyzing) .

big: specificity for amtylcholim; and duolinestemseoﬂ

("peeudo,” "um-specific,” or bonnoyldwlinc-hydmlyzing) .

wands hydrolyze mtylmolim but have different

Both

rates of

hydrolysis {bu-ulcholyl and banzaylcholine. This diffcrantial rate
permits

gamma distinctions.

By

ram-ting the cholimsternse

activity as a ratio of the activity with macholyl
bonaoyidaonm substrates
two

mama

and with

acetyldmbline
an
to-

substrate

ratios am fomd: momentum-Ilacetyldnlim md

alwlimstcmeII/amtylmolim (with
ratios normal

CS?

Ach/Aeh a 100) .

omtains ostemses in the. ratio of

cholimstcme—I to dmlincsteme-II. Thus, normal

In such
33: 17
CS?

for

consist.

�-.v

rmvs

'mm

l-F'W'WW

wmmmm

.mpr—w— rm

.

.

may of "specific" caucuses with a small now-spedfic estemae
coupon-mt.

In pathmts with hand

inmim of tho

cm

the

fluid
fraction of the spinal

activity.

dam

the

and

'mey also observed a

of tha dwlhmstomse

with
ad
mm

Wm

report and

daclizmtomes with a simifioant increase in the

“Wm-II
Wanna-I

mm

Tower and

of the

W

a decrease in

relation batman

with the severity of

cummpmlogmpic

mun.

In patients with increased spinal fluid amtyldxolim as a

multofspmm
of

Wm

warm

seizmu.‘hdnvor.

or total dwlinestcmo activity

in the made
was found.

metimmybomﬂomgamﬂngdmgeainmn

mm
activity.
tha

pemability as explaining the

WWW-I

m1 mm:

syatcm

is fomd

1n

imam

Wt

in dulimstemse

mnomtmtim in

mile dwlixmtemesﬂ pmdmimtes

in 0th:- tissuaa. especially blood scrum.

With an increase

in

�,- xw-

m-mmwm

m

anatylmolina lawla in intercollular cambml fluids following

atimlatim, convulaima or tram, vasodilaticn md
cellular pamability my

be

ﬁlmed

pndictod, with a dogma of

mmudaﬁm of vascular fluid: into the inter gallular spams

mtmmmtmdamimofmvmodimm(mt
g; g,

19%). Spiagal and Spiegal~Adolf

mutated such

pamabmty

W

1953).

marred inmaaad omchctivity of the tissues

Thay

associated with

W

than

in

mm

reports (19%; 19u2,

1m,

19%.

appaarmca of various ions as potassim and

in the spinal fluid following electrically indumd

commie».

Thom was also

a

simificmt-imm

in such

nm-aloctrolytaa as manic-acid splitting anzymas. (images in

of circumstance-11

(Tower and

Wm

lSth).

_

�wwlv

mun-am.- V‘r‘ww.\\.sm uwrvvu‘x'

..-

me—wwmvmvwn .q-zwuwm pawn-w ., cannwmuw

v-Mr-ru-m‘ovr

WWWWW

«um—a. -.--&lt;

www.mm

-15..

The

increase in dwlinsstsms activity should be associated

Its persistence

with the rapid dostmctim of free asstyldxolins.
'

in spinal fluid after trauma and seizure

of the amtyldxolins—dxolixnstsmsvl

may be

system

related to the sensitivity

to concentration relation-

ships (Nsdmsnsm and Bothsnbsrg, 19%; Tower and

3mm

and MscIntosh. 1955).

At “physiologic"

Wm,

19%;

oonosntmtims,

hydrolysis of aostyloholins is rapid (3-H mimosaoonds) but at higher
and

mosntmtims,
the activity falls off quickly. In
lomr

W,

the cl'nolimstsms-II-sestylohomm relationship is naiospscific
and the

rats of hydrolysis increases with concentration.

usual levels of sootyldxolim

stosll sambmms is

specific activity of cimlinsstemss-I in

Thus, the

destroyed by the

few milliseconds.

Wm

omosntmtion
of soatyldioline in
emsssivs
excitation leads to an

mm

tissue, the mm of hydrolysis

sxosedsd.

com.

The

ssizm threshold may

by cholinsstemss—I

is

be roamed and a seizure

me dissociation in mstylduolinwdxolinestemseul relation-

ship results in s psrsistsnos of aostyldaolﬁne. The seizure

may

�mm “a." "W.— .mﬂmpw

txm mm Wm-mmwmm—mwm

m

"m

.

amtyldiolixn diffunes rapidly, affecting vascular md cellular

pamability
and

and

Wins

catamaran-II

W

of

in

the concentrations of various ions

CSP.

The

nativity of dwlinostamse—II,

cfficimw md depuuhnt

low

on

the oonomtmtim kinetics,

mmmldnwninmetissmsinhwmtodaystolewls
for the physiologic action of dwlinostemse-I.
(I)
mo
md Classificatim of

mmm, gmmm
.

mamas: Altemtion in

the blood brain pemability barrier by

the continuing actim of mtyldmolim

may be

the biomenﬁcal sub-

strata for the

post-3W hypemyndumy of the electro-

mmpmom.

Such

mag,

1956

is
possibility
o

mom in the report by

Wmtingm 5.11m intha concentration of‘

miminbmintissmsmmdaysafteraserieaofuinduoed
Gambian.
this

His

dun

1m mlccmln,

aim

the change in

momtmion of

mutually absent in brain tissue to

be

��mm.

WV

wwwm'wmmww’rr‘v m (memwmw“'m'ww

.19-

my

be

mama“ in the. mum

nub/mug

ad the.

dwuuuthu—

hypmymmuy
Awwu.
my
mama
Whom
1’th
be.
oﬁ
acetyl—
dummzd
hyd/wtyau
to
as
a
mt:
{m
mm
an
Law
ma
mammom
wowed
mun,

u

Cthénutcmc-II.

Comma (Ly,

in

and
Wmmv!
WW,

my be

muddy

06,

mm
~11

ewwc

with 5h0u~uv¢d

in Mac,

to the

Wainwmmk
Mammy.

WW

and

spinal (laid

high) .

stat-ﬂea
’meae
may also have application

3

chaunutmvr

MM}:

between the blood

problem of

)have

pmsum mponse

of patients to initiated médblyl and their (minim). response to
I

convulsive

mm

tram.

which
is
cholinorgic
a
potent
hamlyl
amt

vaodilatim. tachycardia, mating,

axomestemeq
hydrolyzed
by
is
It midly
astemo—II.

"me

blood

and

hemmed peristalsis.

and slowly by

moun-

pmssm of subjects’fans after injgcted

manlylmdmtmmtoﬁnbmeuminavariablplmgﬁmofﬁm,

�-m. “...u.

“v ,,.. ‘mw you ,,,

d

.

”are". ‘V‘ --

m,

mus-www- I

vm‘

five to

W rm

www.- w. m 1 ”3.... v- .-r'l

w

-

way-vr—v-

.m-MWWWW. “gnaw-why
,

Patients

more than 20 minutos.

Mums to the baseline in

5

an

minutes

,,.mu(._“‘,_,m,“

.

whose blood

classified as

present.

Groups

I, II,’

arm
mmmmbaaoline, amHdeIImactions. MW]:

or III mactima; ﬁnes mean blood

rams hm

a 9i

Wt

the aroup II~III reactors a

35%

rate

pmsm

takes

minutes

20

and
convulsiva'thompy.
with.

unwary rate. In umtmst, the

MHmmmmmaast'mddnGmupsvnath-wverymu

(main 5; g,

1952).

Patimtsinmﬂcmaminmltolnmaybelmdm
as patimts in

whiu the
We

may

the injactgd mdaolyl is rapidly hydrolyzed;

Group Hand VII

predict,

hvels of

W

when:

Won,

W

H~Vii

a slaw hydrolysis rate.

that tha blood Esolimstemo activity

-I~III would be him; whim the activity of

ma

be low.

regarding the data for

eatcmenl, in

patina hm

We

recall hem a similarpmdictim

mntmlm

which the domiopumt

syntax: levels

of

cholin—

of early and sustaimd

EEG

lypamynclumy and elevated spinal fluid levels of aoetyldlolirm
was

minted to a

low

level of dwiineaterase activity. mus,

w-n —.

wu-

�,-.n I

‘

-21-

the data of paripiuml stimulation by dwlimrgic agents is

wt

to the hypothesis regarding mutual

“activity to electroshodc.

mm

system

m1?

m'.mrrw-uww

gum

�CIDLINBMIC PECHANISIS IN

WV}:

m

m M, NJ).

From

PM

the Departunt of
at the Missouri Institute of
Paydziatry. Lhimity of ransom School of Medicine,
5WD Arsenal Stunt, St. Louis, Missouri 63139.

Aided, in part, by usms grunts 1914-927, 11-1—2715, mmzus, and
Iii-11380; and the Psychiatric Renard: Fomdation of Missouri .

�VI: 7-17-65

GIOLINERGIC MICHANISI‘B IN CONVULSIVE

W

Despite extensive application and study, the

mode

of the oonwlaive therapy process “mains enigmatic.
has been devoted

to neurophysiological

social

) aspects ,

(

Much

study

l,

(

), clinical

psychologice1(

.

of action

),

(

elucidating the present neuro-

).

physiologioal-edeptive View of the process (
'me

wly

development and persistence of signs of

{motions were reported to be
(Pink and

m,

activity es the
The

this

and

muisite to

changes

altered cerebral
in behavior

1956), with electroencephalogramic slow wave
most

significant index of altered brain function.

demtmtion that pmdicetim with atropine inhibited
slow wave

activity (Ulett and Johnson,

1957) and the

report

that mtidaolinergic «wounds reversed these clinical as well
as electrogrephic menses (Fink, 1958) suggests that the
biochemical basis for the mvulaive therapy process

may be

in

the cholinergic mdmmisms of the central nervous system. This
review discusses the available data mending acetyldxoline and

�and the dualineetemsw

in the convulsive therapy process .

Acetylcmlim has been extensively studied w an active
agent in the transmissim of nervous impulses since the

deecziptiom of Dale (191») and Ioewi (1921).

It is

first

a

constituent of nervous tissue, existing in a bound form which

is liberated during the excitation pmoess . It is rapidly
hydrolyzed through the specific action of molimaterase and

is rapidly reconstituted by the choline-acetylase

system

(Ricmer and Crosslend, 19%). In normal cerebmspinal fluid,

free acetylcholine is not present despite the rapid breakdown of
bcmd acetylmolim during periow of activity and excitement (Tower
and Hailed-tern, wheel). The cerebmepinel

dwiimnteme activity,

however,

medxclyl hylmlyzing type

fluid does have maurnble

principally of the "true" or

(Madman md

Rothenberg, 19%) . In

the absence of free acetyldmline and under the conditions described,

electmenceplumgm fail to

show

elmozmlity.

�(a) Cholinemc Aspects of (kmiooembml Trams: Free
eontylcholine was found in the oerebmspinsl fluid within a few
minutes

after experimental

head tmuma in cats and persisted for

varying periods up to “8 hours (Bernstein, 191:6). The quantity of

gm

free acetyldloline varied between 2.7 and 9.0
the

wt

was

Wt

related to the degree of induced
electroencephalogram

menses. The records were

percent, and

tram.

demtmted pet-rm

first filled with

high voltage fast

activity, interpreted as evidence of

an intense neuronal

disdurge, soon to

short period of ﬂattening

of

all

recorded

he succeeded by e

electrical activity.

These phases were then

followed by prolonged periods of high saplitude sharp waves in

the delta frequencies .
Ihe behavioral changes were related both to the degree of

tum

and

to the want of measured free aoetyldwline. 9th

higher- levels of aoetylcholine. Bernstein imported greater- degrees

of

EEG

abnormality and greater damages in consciousness .

�Spmtanccm post-traumatic seizures mm also related to the

mmt

of free acetylcholine appearing in the spinal fluid.

Bernstein applied ccatylcholine to exposed cat cerebral

cortex.

M

the cmccntmtim of acutyldrolinc

WM 1

gm

low
frequency
of
waves
unplitudc
sharp
high
percent or loss,

appeared in the electroencephalogram. men the cmcantmticn
was

Wed

to

2

gm

percent, the electroencephalogram:

flattened in a fashim parallel to the pcatétmumatic records.

Pmllel investigations in neurological patients by
and

Madam

(191ml)

Tower

dammtmted free acctyldrcline in the

ccmbmspiml fluid only in patients with meant head trauma,
recent grmdoml seizures or after clactmconvulsivc therapy.
Free acetylchclim varied from

assaying spinal fluid

0

.2

to

100

gm

percent. In

drclimstemc activity, they noted a

sharp rise in the nonopecific cholincsterasc fraction

(benzoylcholimnsplitting) and a drop in the specific cholinestemse

fraction (maholyl-splitting) in patients with head trauma and
ﬁll-owing convulsive therapy. The cerebrcspinal fluid did not

�exhibit such inversion, althougz lit command free acetyldxolim.

after

Spontaneous

seams .

that the lavel of

They comluded

two watylcholim varied directly with the dame of cerebral
damage and

that reversal of the dzolimsteme fructims

a more sensitive indicator of mmbral dmaga.
taken

at varying intervals following

mlntim batman the

W

EEG

935;,

Ehcﬂmmaphalom,

also indicated a

abnormality and the

of fme mtg/10mm in

[Add 1 Kovach

Thu

dogma of

mm.

was

ﬁne

cerebmspiﬁal fluid.

1957]

mmummmuummcam

maumuuam WWWMdﬂwmo‘
(an

Widow,

the

ham

and. type.

0‘

WWch

abmmutg,

mmuummuuaappmu

Mandated

pm.

�Fwy-.. W, .,-

V

l .7..—

(wt‘ mm- M 1-... WWW“

'mw

.. :‘w ,v-

a.

,

, m1.

vv

vv-uw-u-,o-vw-w.w.w ‘V'I-V-t.mNrIV-WI

AntiohoMc

(b)

wry-urn

"I“ wv-mvww—w-wuam—run-mnw—uu—wxw

m

and

tram:

”myr—w—vm—wwwq

wrivlwmwwr-wﬂw v: ,«w-

me electmmphic,

beluvioml md nemlogic Sign of trauma were blocked by the

mutual ministration of

0. 5~1.0 ag/kg atropine (Bomatein,

19%). as were similar olinmel oranges occurring after the

inmatemel

additim of acetylcmline.

Word (1950)

applied

these observations to the Moment of closed head injuries.

In

20

patients with varying degrees of

amine

tram,

ministered

subcutaneously in done: of 0.1 ng/kg, mating clinical

improvamt in

some and

a reversal of the electmenoepmlogmphic

effeots in others. In a study of

dictum,

mm mticmlinergic drug,

Jenkner and warmer (1955) mpwted

electmmphalogxm.
the postnmtmtic
done

he

in forty patimts with

A

altemtims in

single intmvemua

em}. electroenceprulogrmne

resulted in normalizing in twenty—m and muted imminent

in six others.
Similar observations have been reported by Denisenko (1965)
using methylbmectyzim and
‘

meantin in

poet-trumatic ﬂock and cerebral edem.

animal

experimts of

‘

.

u—v. .

.mmrrmm

�-

.v

-'4In v'nvwr»vr Anew—Wt

nv

-V

“war w

rr v. I1wurwuu‘wv

gm" w'twv‘z'

'or‘

Ila-3

»,

~.,r-.mwm-w-—~ v.“ ,1,“ .‘ .v-y

m twinw-vp "Ivy" .m.‘ war. .r my rnm
~;

.

"mam—q .74- ..w

w.

....

,

Thee duet-mums wen eeueeed in the omwleive therapy
process by Ulett and Jornem (1957). Then workers eduiniotemd

doeegeaofatmpineupto
the patients received

that the
was

mt:

mper'daydm‘ingthemeke

«mm

of slow

wave

therapy. They

Wed

activity produced in these patients

significantly has then the omtrol

m

who had

not

mind

the atropine ministration.
(In

a.

later study these

eutm failed to replicate

this

etuiy, suggesting that douse factors or populatim changes
have

Wed

may

to different results [Jomem 3:311; 1960]).

These observations provided the basis

otlur 1cm mtieMlinergic

W

for studies with

(Fink. 1958, 1960). The

intmmue injection of

emerimentally active antiomlimrgid

comma es diethedm,

benectyzine. the piperidylbenziletes

JB-318, JB-336 and

JB—329

(Dim).

and wan-2299 induced

deemmmiution in psychiatric eubjects. These
were associated with bernvioml

ﬂirting, anxiety.

EEG

EEG

clmges

tram,

illusions and hallminetima. In patients um had recently

�,__.,,__,,.. .

V...

7)... W-

w

-—

....,... .

.V-r—w,

.wx-7'Uwiwt

~s|

'1‘

u

u

a...” ,.. w‘mmjwlm‘vwnmu‘m

.

"0...an

”mi—W- .thwuww.

‘

m.,.m-.-.,,, M_

"H". H,"

.,

,..

.w-.m.1,

,

a“,

r

.neqy..-mw—-;

- .r»

vr'."

received eleotmoonwnoive therapy. the eduinietmtim of

theseoomomdemeeaooietedwithemdmtioninslowmve
activity

and

meme]. of euphoria, denial

Atropine was also
EEG

emined in

desmlumiutim

WI

m

and tension.

and confusion.

low doses. and

obeemd

in these administratims,

mind

At higher

superimposed beta

tachycardia,

We, hyper-8mm

slow waves, followed by lower voltage, poorly

activity with

by

activity

mined delta

“mind

by progressive

confueim and disorimtatim.
Both

in oenbral

mm

and indumd omvulsime, the

ehotmﬁmphio clauses my be modified by the comm-rent

administmtim of micmmemic drugs, thus

Weed mt:

of aoetyloholine

or-

mating that

incmeeed cholimrgic

receptivity is eeeooieted with the high voltage slou’ wave

activity.
(o) 13min

mmnm

and

m!
mmm

:

SimilarEBGohmgeemdthblookingthmfheshenobmmd
following the direct application: of aoetyloholim to the centre).

mam.

-

.rml... ww—wu-uuwy

w—

“WY—r!

�'lho

anninismticn of a

chainsaw. inhibitor DP?

(di-isopmpyl fluomphocptute) elicited high maplitudo rapid
frequency

W

EEG

patterns similar to status cpilcptiws, as well as

similar to those of post~tzmmtic states

amen 23%,

19%,

1950; and

ma: gag,

(W
We

1950).

effocts'wom blodcad by small doses of pmntaral atropine.

mat
was

91; 5};
EEG

The

inmaso in acetyldaoline after tetmrdxyl pymphosphate

named

indumd

and

routed to the toxic mmisfostatims

(Wand

3m,

PM: 1952;

('11???)

and convulsims

1957;)

Chatfiold and Dummy (19h?) pmpamd exposed animal cortex
with
Tho

pmtimim

and

ma chmmlomic

spike activity.

prior administmtim of atmpino blodcod this spiking, or

pment, the mutuality could

he oliminatcd by

if

atropine.

In contrast to those findings, Bram” and Merritt (19%)
applied topics-.1 acctyloholim in

to the

expound cortex

mania-ts

of 2~1l2 to

10$

of cats. md mted no effect on the

electroencephalographic changes after intravenous atmpim
(1

Wits.)

'me concanmtims of

acatyldnlim in ﬁxes: cxperimanta,

�10

harem, wan higher than the topical applications
and the

inmoistomal

(0.2-4.0

Bernstein (19%). Exam» and

gm

(1-14 gamma

percent)

pennant) injections of

hwitt

also

made

note of electro-

m unholy].

onooplulogmphio effects similar to

Midtown

(nostylhotmﬁayloholine) and doryl

(Wlmlinoﬁn mantmtims

moh lowor than the acutyloholim oonoonmtiom. 'Ihoy ascribed

tho

imaged effoctivomos of

look of sensitivity

duolingio

those

drugs

to thoir

to oembml olnlimstemes.

Thou data one conflicting and

furthr study is masonry

to qualify this issue .

Gummyiml Fluid mglmlinc

(o)

of aoetyloholim mtabolism

and

inﬂates that it is

Selma:
found

in

One View

mm

tissuns in an inactivo band form, wring periods of activity,

mtyloholim is liberated at the call

midly

mum,

Mum

it is

deactiva‘ood by dzolimstomso. 'Iho mount of bomd

mtyloboline is the resultant of tho

oontinumas pmoosses of

synthesis, liberation and broakcbm.

It

the level

has been postulated that

rim timing sleep and falls during activity.

and Czomland, 19%;

Elliott,

(Richter

Sam): and Hmdorson, 1950; Gianna:

�,7...

,r‘ w .w..,» "gun-w WW,

_

w w"

Rpm. 1962).

.1,‘

A.

4w-

By

....-

a.

m

brain

mg.

higher than

3005

tissue levels is

mw. 1...,” wr'w".‘— wan

mama

basin

.v—w

tho love]. of

during

:-

"w

m:a..»=-v~&lt;wmu «we» u-m—v .fr'um-g v.~'mrw-"n—u'w .r‘xm

is high

mtylcmlim

(micro-

munch and sleep to b-

mm,

mini-It.

\‘w‘

,

air quick freezing Minds.

post-ulna! levels.

(7

Thu

diffm

in

as the msyntlnais mm for

gm/m/ndnuta). Elliot

$3;

omfimd these observations. also toting that after

nan-uncle aonwlaims

spinal

"Wu-1

tim)

wotylcmm in rat
(1950)

,

using liquid

Richter and Cmoclmd

per

‘v-‘w‘m

fm acetylcmlim m «ﬂammable

ﬂuidinmncmtmtimamtoagampermm.

Pepeu (1962) fomd an

qt central

mm

11mm in mtylclnlim

Wan depressants to

in the

mm

caused by a group

be roughly proportional

totindamoofdepmasimoftheemmlmmusmummm‘
mdmtim in
Prue

mm activity.

mtylcrolim

m

'fluid
in
mportad in‘tha spinal

patients with epilepsy (Cone, Tum“ md
and

mum.

mmud
5.0

m

19149

b). or

56

fm amtylcmlim

percent with

McEncMm, 19%;

epileptic patients,

an (77%)

in quantities of 0.02 to

an average of 1.0

TM:-

mm

cont.

�v—

v w. «...v..v,v

.-A—W.

,_.1,._,...V,. -v-.»-m—wv

—-.~

ammm‘ «wwwm

'y'vvx'v

u—wu.uw,n-w.-w.~:.wmw.1».

mu '1

“a“.

-

.vwruw—Nv-

l2

Maryldnlim levels wan related to the froqmncy of seizures,

mmdcmmmhmiomlﬂy,mdtoﬁm
1b zinc. the

lat

column, but bore no mlation to medication,

type of cpilopsy or level of
Tadcr and

Wm

($0th

(Hugh) Vimd tbs increased

acetyldmclim a lay-product of the

Stwying the hypothuis that the
inducod

aim. m

activity.

(1953)

301m,

and not causal.

mum

We!

of acotylcholine

the level of acatyldiolim

inbmintissucmotmaoh convulsion. Stumtcdarisoinﬂae
acetyldaolim content of brain, baton a sebum and a fall during
tho convulsion. Below curtain levels of acetyldmolino, convulsion

hind-to

comm.

She

smeared that the fall in tissue

can
due
acetylcholim during a cmvulsim

acetylcmlim synthesis
sue): on

by

Wed

to inhibition of

concentrations of natabolites

amnim 10m.

Wendhpoualsommdclmgosincenmlmm
systcn acetylcholim follauins

“rims stinulmts .

Only

after

�13

SMDutyhthyIMimte was there a

mcholyl and 3,

W

significant

dam

in the acutylcholim level. they noted a

in association with inmost! omvulsions.

drugs which may qumtifiad as

atiwlmts

1:me
maninaoetyldwlim
impmniazid

4»

and

no

W

mind

+ 1309A)

comma, them

in mtyleholim lava]. muss these

by convulsions.

(The

than

WWW

duspite int-mo excitation produced by those

mu

imam.

(LSD.

mpmma

level.

other

With

were

diffemnms in observations

mmmmmggmrmrmdmm
may

be related

mutants.

to the differences in
fm‘

methods

th: Lunar unwind

of biochemical

changes

in spinal fluid

nflcatingttnfmeaoetylmolim,whilnsiamamandhpeu‘

manna tatal Myldwlim in tissue uncaring bound

fm form
Thu:

an

and

of acetyldmlim.)

AW

W

Auggut ﬂux Apontaum

by an

u

induced

We 1mm
in

law

(no. acotyzchouue

�-, .4.‘ . rum- .1:.--—.-.

-.

‘T r. .l ~,w

':.»"-rx\~\I--«-~-v~’

‘mw"‘

m~.r...v.w—.m...~»-. .

.«m-n vyr
-.

.

1-.“

,

—;..-

r...» ,.r;«

“a

v.—~

1n

tummy-1 La
5pc“: (mid.

mmwe

bound

(on which my

Wag

dalmatian,

“up

and

mduaﬁon immune mane
(d) Oantml Nervous

activity.

(19%) also
‘mo

Austen/ted

6mm «cavity and Aazuu

mm:., m
Wm

be.

tum .

Sgt”

mama

enhance

Mae. Lama

masthead

in the

W

06

acetytdtoum

(holimstomaa: Tour

and

spinal fluid diolimstema

typas of duolimstarms we normally fund in

thc spinal fluid: dmlimstume-I ("tr-m," “specific," or
Molyl—hydmlyzing) , which has a high specificity for

acetyldiolim; and daonmstemo-II &lt;"imudo," "mspadfic,"

com

or benzeyldxolim-hydmlyzing) .

Both

mtyloholim but

rates of hydrolysis for

have diffamnt

hydrolym

diffcmtial rate

Molyl and bomoyldmolim .

This

qualitatiw distinctions.

reporting the duolimstemse

By

permits

activity as a ratio of the activity with a maholyl substrate
with a bemoyldxolim aubstmtc

mud

and

to a substrate of

mtyldmolim, ten mtios are found: dualﬁnatemeJ/mtyldmlim

�--

~

:4: 7r&gt;m\‘-Vrmwu~&lt;hvuwrr. n

&gt;--'rw.

aw, ww H'VJ’IW'W‘VCu-‘rm'"‘l ~w:wa-w-._,.rm unr—

w

.vumma .w. "- urﬁ ,. .... 0-» ‘wV.M-a&gt;vﬁ “Tr-aw -r-.-~,:-. 1m.” ~ m

15

and

Mm-II/mtyldmlim.

comm

fluid

:30an censuses

for “must-men! to

In such ratios

mall

in tho ratio of 33:17

dawn

.

Inpatimtswithhadtmm.mrmmmmmd
mimmimofﬂndnﬂmtmwiﬁ'minmeinm

W41
Mum-I

fraction of th- spinal fluid and a

activity.

‘11:.

W

in

what of tho cholimtomso

Wmmuudmtmmtyofmmmdmm

m

at the

In

:13qu

WW.

mints with owned spinal fluid acetyldxolino

m:mm,mvar,mm1nﬁnmioof
dwlimtm or total mun-statue activity was fomd._

mmmannmmmymmmamm
mumimmminanmpombiuty.
WWW-Ii:
antral mm system while Manama-II pmdminms

1’ththth

in other tissue. specially blood scum.

in mtyldmlim

hula

With an

inmue

in mnbml intcmauular fluids,

up“ .7.

7" .- »

-~

..,_,

,

u

�A

,

.

,_

=...V........ w...”

..l.._,

nv'rvxw

w."

.7

"Myw-IlI-Irwwaur- ‘7 ""Fvwmm“

v

raw-4‘7“-” ”Val n”,_~

-17

.

"A

«rum—u ﬂ,” "mum—.1,“ NW...

,

16

vasodilation and

Wei

with a degree of

umudatim of vascular fluids into the inter»

cellular permeability

cellular spaces varying with the extent
vaaodﬂataticn (Kabat
and

their

Wm

35.

_a_1_,

19%).

and

may be

pmdicted,

dmtion of the

81313301, Spiegel—Adolf,

(1981. 19%, 19%, 1938, 1953)

WWed

sud: permeability changes md maimed mndmtivity of the

tissue

associated with the appearance of various ions (as

potassium and prosphate) in the epiml fluid {alluring

electrically

induoud convulsions . Such

nucleicaoid splitting

cellular permeability

WWW

of

aims,

may

nm-elactmlytes, as

also ixmaaed.

Changes

thus pmvida the basis for the high

acetylde

and the

inmased

mntratims

of cholimsteme-II in induced animus or head tmuma
and

Wm
'Ihe

in

'

(Tamar-

1939c) .

persistm

of mtyldwlim in spinal fluid after

head trauma and

after aims daspita increased dwlinastemse

activity

related to the sensitivity of the aoetyldiolin'e-

may be

dwlimstarmd

system

to

Wmtim

relationships (Nadmansm

�,wn‘ww’

,..

i

. ..-..

_‘

“a...

n”. “

‘,,_ .3», .1.

m, .Vq‘r‘. am-rw

,

~,--‘V~rwtrm—Ww ..~.-—-~—..-w

wr".v\-4I"\9-rr"x““w-myrvwrmmwn'v

.(-,.‘v.,..._..-..‘_w,,,,rn.—.y~.—_-.r~,-

3“ .~.-.

17

and

Withers,

19'65; Towcr and

Wm,

HacIntosh, 1955) . At ”physiologic”

1909c; Burger: and

comtmticns,

hydrolysis

of acatylcholinc is rapid (34 micxmocondn) but at higher and
lower concentratims, the activity

what,

falls off quickly. In

the dmlincatnmo-II acctyldmolim mlatimship is

ad ﬁn

mn-cpociic

m

01’

hydrolysis

cmccntmtioc.

W

witl': increased.

anvimcfﬁnscmlatimhipc suggestsﬂmtwhilem
usual commtrwticns of acetyldmoline

t

cell

m:

are

dcstmyud by tbs specific activity of cholimsteme-J. in a

fut micro-cm, an emaive concentration following cxcitaticn
may

exceed the

rate of hydrolysis by cholimstemso-I.

seizure mmmm
the uixum

may be

mmd and a seizure

itself adding to

the

mm:

The

induced, with

of free amtylcmline.

1110

increased acetylcholinc diffuses rapidly, affacting vascular

and

cellular

minty

and increasing the

various ism and circumstance-II in the

of

dialimtcmc-II ,

mums

CSF.

The

of

activity

thaugh of low efficiency and depending on

�the

mien

kimtics, mamas tho watyldxolim in the

tissuns in hours to days to levols for the physiologic actim
of dwlimstame-I...

Chaumtemu «ppm is ﬂu.

camamemmmm
In
The.

am

5M cu a. gamma

gum, mating 5m

a“ when pmabuug “mined by imucd

changu

mm.

Wed mm“ me put “the hmmtéc Wm

“mucus the ants
(n ma

agate»:

05

Wu

manually

«mum.

(a) Amgzleholine,

Alumina in

MW

at cm

EEG

the. blood-brain

Mum

and Indumd Oomvulsiaw:

pemnbility barrier

winning action of mtyldwlim may be the

by the

biodmmioal substrate

for tha poatwlectmahock hypemyndmy of the eloctmanmpinlom.

3% a possibility is

evident in the

Mommim

of an immense

in the concentration of cocaine in brain tissms thme
a series of

12 induced convulsions (Aird

army in concentration of this

days

after

5331., 1956). The

1m mlecmle, ordinarily absent

�mnpr- rug—m.» r m «7 r.~L,-»---.--,V-...Ww.‘n

-

v

v

'.&gt;T4wmw‘m

.mw—z

,

ru71.,‘

mu

mr‘m—D'J.lr&gt;aw' yawn-vanquas,‘

‘w. -

p". yr. -., “wharf” .

WV.

”us-apt..." 1..

.19-

in brain tissue,

was

asaociatad with the appoarunoe of hyper»

synchrony (delta bursts)
We hIVD

in the electroencephalogram.

confirmed tbs many pruvious reports thut convulsive

thaxapy induces olectnngnlphic hyporuynchrcny (Pink and Kahn.
1956; Pink

33.3;, 1961). Duspite a constant application of

mmmmuammmty'mmtmo:
appoarunnn, the duration and tho cxmnnx of the electrogruphic
slow Haws
by

activity as wall as the sensitivity to modification

alnrting, hyporvuntilatian and barbiturates in psychiatric

(papulntians.

Tho

early appoarnnnn of high degxan hyper~

syndhmuny and

its

puraistnncn throughout a truatmant course

has been dnscribod an pmuruqnisite

M

(Roth, 1951; Roth

It is possible that
EEG

to

£11.,

impruwument ﬁollcwing

1933; Pink md M111, 1956).

the diffirnnces in tho degree of indncod

hyporuynchrcnv may bc

related to differances in the activity

or auntrul cholinnrgic mechanisms.

patients to davalop hyporsynahruny

The
may

failure of certain
thus be associatad

precluding a clinical rlsponse to induced convulsions. Tbuer

..

l

.

V

,

”.17

v

,, n

�w,

._‘_,._..._‘,|,,,

r.

Wm.

;.,,,,.__

m.

,. ~

"v.0... . (T W
.

r

r,

-_

"u . rw.par.-‘W-.~ .erz. .7.” , .1
.

_

y

.
.,
4.1-.

.

--

n v-uvnwwwv-wm‘uv “wave-«W.www—ur-p—, w-n—w—w M-ru- "n" .,-v
,

.

_

_

,

‘

v—av-um .

.

woun- 7 -w

v-_.

.-

m

20

and

Wm

(19%.), in

ﬂair study of

W231

tmm,

hcludcd observaﬁm of six psydtiatric patients mder'going

omwlsive mampy. Studying the patients after 3-7
tiny upon“! {me spinal fluid
and an

inmm

mutants

Minimum in two patients;

in mournstcmvn and a

dam

in

.mvemal
pith
of the ratio of dxonmatorms
a
dwiimstame-I

in five of the six patients.

From

mludad that the spinal fluid

these obscwations ﬂwy

We:

in

ma

commlsiom

mmﬁmmoofmioambmltmﬁmmof
sputum

epilepsy.

WWMpntientinﬂwmﬂaawhofanedtom
oither {no acetylomnm or a dmlimsteme ratio reversal in
iﬁtemsting
that this
the spinal ﬂuid, tiny. wrote: "It is

patimtwaaﬂnonlymafﬂnsixmshwmmsmoto

Wt."
‘

at

If alectmgraptdc

hyporsyndmrmy

increased free acetyldmolim, subjects

who

is a mﬂectim
maintain hyper-

syndmymdttmeinﬁmitdisappemmidlymybc

waiting

diffemnoas in the kinetim of the dmolimstemsw

»

, _ v—-— w
.

7

v

vamp-omen“ W
.

p

,.

.

V...
,

‘

�22

“I

(21011th

'mooo studios

and the

Classificatim of

a

:

malochm applioatimtotmpmblanof

atomic mootivity and the classification of the
Mountain

Po

mm

and

(

)

mlatimhip boom the

psychoses.

how dumstmted

blood possum response

to injected

ndxolyl and the clinical mpomo of psychiatric patients to
convulsive ﬁxaapy. Homolyl
which

W

is a percent cholinorgio agent

vaoodilation, taduyoudia, sweating, and

peristalsis. It is rapidly hydrolyzed
dxonmotorm-II .

slowly by

The blood

falls after injoctod Immolyl
within five to more than

9mm

and

takes

Group
20

Group VI and VII

oholimstemeel md

pussum of subjects

mtums to the baseline

minutes. Patients whose blood

{within
baseline
the
returns to

classiﬁed as

prawn

20

by

W

5

ndnutes have been

I, II, or III reactors;

those whose blood

ormminums tomtumto baseline,
reactors.

M

I

and

thp

III—III

as

mam

�..

pr 7: . -r

WW..."

.

.

.r.

.

n

..

7..

.-

-. mm».

.

1

unw-

u

.

“val

~

«

-

....._.

v ..

wiv'r—z-v .?-'a‘.v~'uV.—T{=n‘)("\ﬁlr-

-

,r., "saw--

wry-WW...» N. mv—ﬁ m—m ‘»-y-_I-sﬁ-vvvvx

,

23

have a 9 and a

35%

recovery

and Grow VII mentors
91;

gl__.

1952).

patients in

Group

whom

while Groups

VI

89%

rate, mspectivuly, while

and 97‘ recovery

I to III mactom

the injected mornlyl

Group VI

rates (Funkeastein

may he

looked upon as

is rapidly

hydrolymd;

md VII have a slow hydrolysis rate.

We

may

pmdiot, thcmfore, that the blood dxolinesteme activity
levels of Grow): I-III would
Groups VI
A

uystcm

-

bu high; while

the activity of

VII would be low.

similar analysis

may be mad:

regarding central nervous

levels of dwlinectemse—I in the duvelownnt of

EEG

hypersynchrmy and spinal fluid levels of aoetylcholim, providing

a basis for a omgment hypothesis regarding centml nervous
syntax:

reactivity to induced oonvulsims

cholinergic agents.

and

to peripheral

�-

~—-~vw=rr'u.

.

~

.

“,_ w-vvww

(“vwxx mu,

.-

v*'ul""‘v‘“""w“1-c-»w‘mlh-rtr"'4&lt;-Ia‘.—-vuz‘

--—

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7

,_,

.

‘

my

—

.

w". ,.c_..,.. ..

u... w. Flaw—w.

v3.

‘~.,..,,‘w,-."

2‘4

CONCUISION:

Central cholinergic mechanism appear to be a significmt

factor in the convulsive therapy process.
may

The published

data

interpreted to indicate that induced convulsion: are

be

associated with on increased- in intercellular acetylcholine to

levels greater than can be destroyed

activity. Vaeodilatim

and increased

by

dmlimsterese—I

cellular pemability

are followed by increased ammte of clnlinestemee—II and

other

enzymes and

electrolytes in intercellular fluids.

These chmgea are

hypemynclu'my which
can be

mdified

by

reflected in the increased electrical

is

recorded in scalp electrodes, and which

mticholinergic drugs as atropine, benactyzine,

and ydieﬁuazine.
The changes

in the cerebral biochemical milieu alter cellular

activities sufficiently to

be associated with

altered behavior

of subjects. Failure to induce high and persistent cmoentrttions

of aoetylcmline and failure to induce concomitmt electrolyte
changes

results in a failure to produce behavioml change.

n: M

...1,.“‘..w.

“,4

_.

......

._

�25

Differences in the rates of development of

mm

reflect differences in their lependance of cubjects
mechanism-

changes

on chom'cergic

or in their sensitivity to chmges in acetylcholine

levels. mean differences provide the basis for the classification of the mentally

ill by kaenstein and by Pink md Kuhn

These observations provide

the

mode

a

Miami

(1961).

Mechanical basis for

of action of indmed nmvcﬂsims in altering the

behavior of psychotic subjects. These views are consistent with

the

more

earlier

general neurophysiclcgic-«iaptive theory expressed
(Rink, 1957) .

�"

-v~1r'-W4'VY—,‘V.'Z"V‘."-‘

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"- ---'~-'

REFERENCES

Aim, R. 8., Strait, I... 1‘... Pace, J. W., Hmnofi', M. K. md
S
. C. Nemphysiclogic effects of electrically loaned
deitch,
convulsions. Aach. ucuxoz. Izyahtat. (catc.). 1956, 75: 37l~378.

Pmmoe and actim of coetyldwline in oxporinnntal

Box-cumin, M.D.

brain trauma. 1. Nounaphga£o£., 1986, 9:

3%9-366.

Brannon, C. and Merritt, H. H. Effect of certain choline derivatives
on electrical activity of the cortex. Moh. Newt. Pageant. (ChicJ.
19H2, M8: 382-395.

W,
of amtylcholim.
S.

A.

(Editors),

V. and

Hoolntcsh, F. C. ‘lhc physiological Biglificmoe

In

I.

K. A. C. Elliot,
C. C limos,

ummag.

H. Page and

J.

H.

Quutcl

Springfield, 111., 1955: 378-375.

Omtfiald, P. O. and Dagny, E. W. Effects of proatigmine and
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Wm,

D. Acetylchclino and murmal
Corn, w. V.,-'l'cwcr, D. B. and
activity in cpilcpsy. J.A.M.A., lane. 73: 59-63.

Dab, H. H.

thoiz-

The

action of certain caters md others of choline, and

nlctim to maxim. J. Hamel.

Elliott,

Exp. The)!" 19114, 6:187.

C., Swank, R. L. and Henderson, N. Effects of
mostlutico and cmvulamts on acetylcholine content of brain.
MM. 1. Phytiol... 1950, 162: 888-1371;.
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H.

R. A.

A

mified theory of the cation of psychodynmic therapies.

Pink, H. Effect of mticholimrgic agent, dietmzinc, on
behavior: simificmcc for theory of convulsiw ﬂxcmpy.
Melt.
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BBQ

and

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Effect of mtichclimrgic compomdc on pat-mullahs
cloctmcnocphalom and bobcvior of pcydaiatric patimts.
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Firm,

M.

Fink, H. and Kahn, R. L. Quantitative studies of slow wave activity
following electroshodc. Electuuceph. can. Newman!” 1958, 8:158.
Pink, 14., Kuhn, R. L., Karp, 3., Pallcck, M., Green, M. A., Alma, B.
and Infkowits, H. J. haunt—induced convulsions. Molt. Gen. Paychiatn
1961, “:259-266.

W,
m.

'

8

A. 14., Bales, P. 1).,

Willie,

Hiwich, H. E.
Exporimtcl production of electrical major omwlsivc patterns.
1. MM” 19kg, 1.35: 117’12“.
A. and

�'"WW.'I&lt;-.~;—--

-,

-‘—-'-a

. ..

r! _‘,',.."_'__m, ,- . ‘1).m. u ‘P. -

..~—.—.-a..nuu.~.~

.

‘~»~..ww*m‘m—. - v

w

W

.-w-rvu.wm.m .w, ”mu “.3 w-w WW..."— xw-mv-vrv at K

Ib‘mwv": “nun-ms?” u

mmic
mutt,
of
in
mlation
pmgnoatic
system
sigxifiomoa
to
test
mm
Maintain,

D. H.,

013011031106:

truatmant. Payclwaom. “ad” 1952, lb: 3u7~362.

.Giaman, N.

J.

wtyld‘tolim.

H. and Solomon, R. C.

ML,
F.,

Md Pepau, G.

W.

1.

Drug—inclined changes

in brain

1962, 19: 226-23“.

A.
and Hiwich, H. E.
Macaulay,
J.,
amen,
Effects of diwinopmpyl flmmplmsm (DE?) on ahatmenoepbalognm
and dwlimtama activity. methamph. can. ”Mphgunl.,
1950, 2: “1-48.

Basis, C.

Wm,

W,mm"

H. 3.. Basia, C. In,
J. I... Bales, P. D. and
A. H. Effect of trimathadiono (Tridimo) and other
drugs on mvulsims named by di~ioopmpyl fluorophosph'ata (DFP).
1950, 106: 816-820.
mu. 1.

Pﬁwidl,

Jamar-r. F. L. and bachnar, H. The effect of Dipamol on the

ehatmwmphalogminmmmlaubjcctminﬁmewith
Gambia].
7:

um.
303‘3050

Ehctaouuph. can. Namephgalatu

1955,

Jansen, L. C., Ulatt, G. A.. Johnson, 24., Smith, K. 31:! Sims, J. 0.
thanpy (with md wiﬂmt atmpim); affact on
alantrmioany Julyzad electroencephalogram. Malt. Gan.

WWW!

mm"

1960, 2: 323—336.

61mm, M. and Knaub, V. Quantitative estimation
ofﬁnalbminandgmglnbulininnomlmdpaﬁmlogic
cembmspinal fluid by imxmehamiml methods. Mu. J. Meet,
Kabat, E. A...

1938, k (5): 653-862.

Loud, 0. Fiber hwmrale {Ibertmgbarkait den Hennammiﬂnmg.
Mali. 5. d. an. ”quiet" 1921, 189: 239~2u2.

Wm,
mm,
spadficity mm in new
on

D. and

Studies on dualinestame:
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H. A.

of

19%, 158: 653-666.

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of the brain with physiological state. MM. 1 . Phyaiatu
19139, 189: 2157-455.

W

in the EEG mdar bubimmte Mmesia
pmdwad by alactm-omvulsiva tumult and thair significance
ECT
of
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action.
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can.
Eumuuph.
may
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‘

W
mt. WW.

Ruth. 14.. Kay, D.

Pmtothal
omwlsiva

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Shae,

can. Memphyauln

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�F

”

rum" ,

,7“...

T9,“

wm.~n..wr.”“.,.,r,.w ..;._‘.,..,_,Vk,»,mqr,..r. 14."... _.-..,.4,. r...“ ‘.

”um-um..." :w-"CRIWJEFIMI-‘wf‘t . .,»;r-,W—;.—‘m'w"Ir-E'WAn-‘n-vu-I 1”“7(IAHV«——l
._

-

n -.--~

7»-v—-———~r-—-n~—w-v-—.

-3Spicgol, E. A. and Spinal-Adolf, H. Physioochemiml effects of
ohctrically 1mm oonvulsiam (oembxospinal fluid studies) .
Tm. Mu. Haunt. AM” 19%, 70: 130-132.
Spiogel, E. A. and Spinal-Molt, M. Physiological and physioochemioal
mohanim in electroshock tmatmnt. Conga. Newt” 1953, 13: 38-63.

Wm

Spiegol, E. A., Spinal—Adolf,

We
dinning“.

in the brain

Tm. Mu.

and Kenny, G.

Haysiooodmﬁoal
electrically indumd omvulsiw
Nunez. AM" 19342, 68:
M.

m.

Wt

Spiegcl-Adolf. 21., Wilcox. P. H. and Spiegel, B. A. Oambmpinal
fluid
in elnctmehodc
of psychoses.
J.
19%, 10”: 697-706.

chm

W.

3ch”

Stem, W. E. The min of acetyldxolim in bmin metabolism and
ﬁmction. Man. J. ”13‘. “£41., 1957, 36: 222-455.
Torda. C. Effect of omwlaion ﬂaming agents on the acetyldmlim

content of the brain.

J. Phyaiol.,

Amen.

1953, 173: 179—183.

Tom,

C. Effects of single injection of oortiootrvpin (ACE!)
ion and acetyloholim content of brain.
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1953, 173: 175-178.

mum

W.

and
nauronal
mtyldmline
activity. I.
Mr.
Wm.
Cholimterm patterns ma motyldwolim in the oambmspiml fluids
of patients with
Canad. J. Hum, 19mm,
tram.
27 (Seat. E): 105-419.
D.

a.

and

Wm

the omtmt md WMim of
W323,
in human cerebmcpinal fluids. Cam. 1.

Tower, D. B. and

cholimatcmes
191.9», 27

D.

D.

mm,

(Seat. E): 132-435.

Tower, D. B. and unis-clam, D. Mutyldxolima md

mama]. activity.

Motylcholine md daclimteme activity in the In”! osmbmspinal
II.
fluids of patients with epilepsy. Canal. J.
3.914%,
27

(Scat. E): 120-131.

mm,

Ulett, G. A. and Johnsm, H. w. Effect of atropine and soopolaminc
upm chotmonoeptnhgmphic changes induced by electm—oonwlsive
therapy. Eamomuph. can. Monophyunzn 1957, 9:

217—22u.

Hard, A. A. Atropine in the tmatmnt of closed hand injury,
J. Meano.ung., 1950,‘7: ass-noz.

.V.

.-

-

�(July 2, 1965)
Jan. 3, 1958
EDIE 0!" ACTION OF

TheCNS

BIWCAL

ms

IN EHAVIOR

indopendcntupmanmrofenzyne

for

systems

proper mtabolism and functim, including cholimstemae-

aoctylcholine, glucose-phosphatase, etc.
The

bahavior

variety of

is large,

in either direction

wt:

that affect

CNS

ﬁmcticn and, thereby,

since processes in equilibriun
by increasing

may be

shifted

or damaging the available

quantity of a metabolite.
A.

For drug action,

thanfom, tho following are cmsideraticns

in potency:

‘

(a)mescdrngaffectmmzymsyste1nina
reliable my?

it

(1:)

Can

(c)

What

get to

CNS

to affect the system?

defenses does organism process to block

or limit drug's actim mac in

CNS?

metabolism
the
affect
directly
amt
of a specific system, to that extmt is the CNS dependent upon the
system? Is the dafoct thm induced sigiificmt for the metabolism
B.

of

CNS

Secondly, while an

may

mderlying behavior? Rut Menace can body call into play

when system

has,

is affected to substitute other may system?

the variatim in drug effects in behavior depend upon:
(a) Beluvior at onset; and pmdispositim (personality)

to response;
(b) mug dosage

- availability to

has on m mzym system;

CNS

and the

effect

it

�W'wv‘mw n—m—.n-u.r:~wvmr

.v 4-:-

\I.’—:r~"!lwwmi‘ mama v; M'er‘ui'v-V-‘P 1‘2'.~vr1v-'wv—

(c) Depmdence of

war

"-3;*..)I(7'4&lt;~&lt;'I‘R,IWT~’:~.~HV~’V~W

~,

-

an.» :uru.r-owr:&lt; ,

.. mm?

a. mum

cvw

V:""\

1 &lt;

=-

1

w

-

-—-v.

again on specific enzyme

ommimic defenses (Le.
substitutim for affected system).
(d) Whether effect was gradual (allowing for
system

-—

defenses,

and

,r'ia

Le. , enema

metabolic system)

or acute (not allowing defense).
Individual differemes in meme may be due, thus, to differences
in:
(a) Dosage, ratio

8

mute of mainiatmtim

(b) dependence on the affected system

(c) adaptive ability to biochemical changes.
To

these changes,

EEG

is a

me

approximation and indicator,

reflecting the homeostatic balance in various
the

CNS.

enzyme systems

of

��21

mtylcholim hydrolysis system. Persistent

malt from a damned rate of hydrolysis

of aoetylomlme.

associated with low mmantmtim of either

or

Grantham-11 .

livcd

W,

hypemyndmany my

(immunised

(Oonvamly. in patients with shortcircumstance—I md «II in tissue and

spinal fluid my be mustang! high).

Fmthuc obawa‘ioumwouldcsuaudetmmduud

MW

”mam m «wanted
We.
and
in
cmbut
pmabuoty
5m. Wag

MW

mm
(at.
EEG

«the

hypwymmny

Wow
nu

06

wumwmu.

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a
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and

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in 6m

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�</text>
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                <text>Files: Acetylcholine and Cholinesterase, 1956-1966 (folder title 3/4).</text>
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              <elementText elementTextId="67517">
                <text>1956-1968</text>
              </elementText>
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            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="67518">
                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
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          <element elementId="49">
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              <elementText elementTextId="67519">
                <text>&lt;a href="http://id.loc.gov/authorities/subjects/sh85113021"&gt;Research Files&lt;/a&gt; and Unpublished Works -- Hillside Hospital, Glen Oaks, NY, 1953-1965</text>
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              <elementText elementTextId="67520">
                <text>The Max Fink Collection</text>
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                    <text>l+/26/57
To:
Dr. Max Fink
From: Dr. H. Goldenberg

are contemplating a change in our cholinesterase
incubation system which would cause significant differences (5-15% increase) in the reported values for
true and pseudocholinesterase. This is the primary
reason we haven't fOrwarded your spinal fluid values
as well as the more recent serum analyses.
We

cholinesterase method (like all methods)
comprises 2 steps:
(1) incubation of enzyme with substrate under fixed
Our

conditions , and
(2) analysis of the reaction products, from which
enzyme activity is calculated. The second step employs
our new and efficient color procedure. Step 1 is
essentially that of earlier workers. On reinvestigating
step 1 we find objections to the large amount of salt
used by others in their system and may eliminate this

ingredient.

an apparent

As

salt is inhibitory, this

increase in

enzyme

would cause

concentration.

All our past analyses can be corrected for this
change by using appropriate factors, but the ultimate
decision whether we are to shift our medium will be
about 10 days in the making.

are naturally anxious to get some
idea of the relative changes in spinal fluid values
following EST, I will forward figures based on the
original salt system on Tuesday.
However, as you

will start running benzoylcholine
as well as the butyryl susbstrate to determine whether
there are 2 pseudocholinesterases in spinal fluid.
This should resolve our uncertainties on this point and
just might possibly lead to new findings.
Next Friday we

�February u , 1966
Dr. Harvey Robinson

WW
thimsity of

The

Baltim,

Bur

Dr.

Institute

Maryland
Maryland 21201

lbbimm:

In mid-October. I submitted the

muncript

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Marxism in vaulsiw 'mempy" for ymr mitigation for
publication in thc Jam 05 Havana and Mental Dame. I

Max
MP : jmh

Fink. NJ).

Promoter of Payduatry

�L45 SOL.‘NAL OF

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A. Robinson}

Managing Edi'oy'
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Psychiatric Instihne
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acknowledge
to
This is
Mechanisms
"Cholinergic
entitled
manuscript
"
in Convulsive Therapy.

�Max Fink, M. D.
Department of Psychiatry

Missouri Institute of Psychiatry
5400 Arsenal Street
St. Louis, Missouri 63139

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October 15, 1965

Dr. Harvey Robinam

Psychiatric Institute
adversity of Huylmd
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Baltimn.

Maryland 21901

Dear Dr. Robinson:

mm
Pbdwﬁm in Convulsiw
at.

publication in the

two copios

The
Joanne 05

of the manuscript
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"010111101310

for your midnmtim for

mm

and

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style of ﬂu citations follow those of this
imtitutim, we will aubdt
copies following your
stylc if the article mots your approval.
While the

mead

Sincumly yours ,
MIX

HF: jun

Pink,

M.D.

Professor of Psychiatry

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�THE

N

JOURNAL

67/92/011

I

OF

6111

d M611 ta l

lcwrence

DifEdje

S. Kubie,

Editor-in-Chief

Harvey A. Robinson, Managing Editor
Eugene

B.

Brody, Consulting Editor

The Psychiatric Institute
F

0

U

N

D E D

| N

1

University of Maryland
Baltimore, Md. 21201

3 7 4

February 10, 1966

Dr. Max Fink
Department of Psychiatry

Missouri Institute of Psychiatry
University of Missouri
5400 Arsenal Street
St. Louis, Missouri 63139
Dear Doctor Fink:
I am very sorry to have to tell you that your manuscript
is still under editorial consideration. I do hope to be able to
be able to write to you about it very soon.

Sincerely our 8,

9V

5

W

H. A.‘ Robinson

HAR/sa

»'

�’4

THE

JOURNAL

OF

New/0m and Mei/Ital Diieme

lawrence

S. Kubie,

ZZZ:23:3,”;3.327.315?"
The Psychiatric

F

0

U

N

D E D

|

N

1

8 7 4

Editor-in-Chief

Institute

University of Maryland
Baltimore, Md. 21201

February

1 1,

1966

Dr. Max Fink

Missouri Institute of Psychiatry
5400 Arsenal Street
St. Louis, Missouri 63139
Dear Doctor Fink:
The Editorial Board has carefully considered your manu"
Convulsive
in
entitled
Mechanisms
"Cholinergic
Therapy.
script
Subject to your willingness to meet a number of minor criticisms
and to make some changes that have been suggested by our readers,
we should be very pleased to publish this article. This, then, is
in the nature of a provisional acceptance.

This consideration of brain cholinergic mechanisms and
their significance in convulsive therapy represents an interesting
and valuable point of view. Of course, other chemical changes
have been demonstrated after seizures and have been assigned
equally as important roles as acetylcholine. However, this position
is clearly dated, developed forcefully, and the argument is pertinently documented. We feel that the manuscript makes a definite
contribution.
Nonetheless the Editors are of the opinion that the report
embodies some weaknesses which if dealt with would significantly
improve the quality of the paper. No one doubts that acetylcholine
is important in neural function and that changes in acetylcholine and
cholinesterase occur with induced seizures. The assumption that
the handling of acetylcholine is fundamentally related to the amount
A
of hypersynchrony of the EEG is, we feel, an oversimplification.
Q)
in}. The thesis that the results of treatment by induced convulsions is
related to the sensitivity to changes in acetylcholine levels (pp. 18—19).]
has no information to substantiate it. Although you describe a
"rational biochemical theory" for the mode of action of induced con-

�Dr. Max Fink

February 11, 1966

2.

vulsions, you state only what is already known, that acetylcholine
decreases in the tissues and increases in the spinal fluid with
induced seizure and that the slow waves can be modified by anticholinergic drugs. Although you cite your own work for the effects ”I
of atropine in counteracting the acetylcholine effects of induced
seizures, you do not give evidence that the use of atropine changes 1
the therapeutic results in any confirmed study. There is no con— w
“7
of
evidence
in
for
differences
the
vincing
reactivity or sensitivity
(3)
central nervous system between psychotics and normals to
r"
acetylcholine or cholinesterase.
‘

recommend that you consider the following ideas for
inclusion in the summary:
We

There is as yet no consistent evidence for
differences in anticholinesterase or acetylcholine
senstivity or levels between the psychotic and the
normal brain.
1)

\/"

as yet no reproducible evidence that
anticholinesterases given before, during or after electroconvulsive therapy change the results of the treatment.
2) There is

3) Cholinesterase and acetylcholine levels change
in response to electroconvulsive treatment and in response
to trauma may be a result of other biochemical changes
resulting in vasodilation and increased cellular permeability
which affect the level of consciousness, EEG, and behavior

as well as acetylcholine distribution.

At a more superficial level, we should also recommend that
the manuscript be carefully scrutinized so as to ensure consistency
in drug terminology. We would recommend that the generic names
be used throughout the manuscript and that the capitalized trade
name be included in parentheses, e. g. , methacholine (Mecholyl).
We have indicated a few of these changes on p. 7, p. 9, and p. 10.

I regret to note that the references do not follow the style
we prefer to use. I am enclosing an information sheet, which may
be of some help. Please note that the references should be alphabetized, then numbered, and cited by number in parentheses in the

y

/

�Dr. Max Fink

February 11, 1966

3.

text. Please note, too, that the references should be typed
double-spaced. This enormously facilitates preparing copy
for the printer.
On the hopeful assumption that you will be of a mind to
undertake the recommended changes, I am returning one COpy
of the manuscript, and will retain the other for purposes of
reference. Please let me know how you feel about all of this.

Very sincerely,

H. A. Robinson

HAR/sa

Enclosures

�February 16, 1966

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Harvey A. Robinson, Managing Editor
Eugene

B.

Brody, Consulting Editor

The Psychiatric
F

O

U

N D E D

| N

1

Editor-in-Chief

S. Kubie,

Institute

University of Maryland
Baltimore, Md. 21201

3 7 4

March 9, 1966

Dr. Max Fink

Missouri Institute of Psychiatry
5400 Arsenal Street
St. Louis, Missouri 63139
Dear Doctor Fink:

revision of your manuscript, for which
many thanks. This now looks perfectly fine in all respects,
and we shall be pleased to schedule it for publication.
We have the

best guess is that this material should get to the
printer in five weeks' time or so. Galley proof, then, should
come to you some time late in April.
My

When you receive the galley proof, I hope you will be
able to correct it and to return it to me promptly.

Very sincerely,

H. A.

HAR/sa

Robinson

02,9

8“!

�THE JOURNAL OF NERVOUS AND MENTAL DISEASE
Copyright © 1965 by The Williams &amp; Wilkins Co.

Vol. 140, No.

2

Printed in U.S.A.

Information for Authors
Manuscripts and correspondence pertaining thereto should be addressed to the Managing Editor: DR. H. A. ROBINSON, The Psychiatric Institute, University of Maryland,
Baltimore, Maryland 21201.
Manuscripts should be typed double spaced on one side only of 8% x
original and one clearly legible carbon copy should be submitted.

11

paper. The

It

is helpful if the author supplies a short title for use as a running head. This should
be typed on a separate sheet and be the ﬁrst page of manuscript. Type the complete title
of the article on a second sheet, and the authors’ names and afﬁliations on a third sheet.

Type double-spaced on separate sheets: tabular matter, case histories, quotations, formulas, and other subsidiary matter in the text, footnotes, bibliographies, and legends for
illustrations. Legends must not be attached to or written on the illustration copy. Positions
for tables and ﬁgures in the text should be indicated in the margin of the text page.

Manuscripts should be accompanied by two copies of an abstract of 300 words or less.
Illustrations should be drawn in India ink on white paper with clear lettering. Photographs should be glossy prints. The title Of the article, name of author, and number of
the ﬁgure should be written with a soft pencil on the back of each illustration, and the
top designated.
References should be designated in the text by number in parentheses, e.g., (7). The list
headed REFERENCES at the end of the paper should be arranged in alphabetical order
and numbered. Abbreviations should follow the style of the Index Medicus. Examples:

Book reference:
3. Critchley, M. The

Parietal Lobes, pp.

171—181.

Arnold, London, 1953.

Journal reference:
E., Mirsky, A. F. and Pribram, K. H. Inﬂuence of amygdalectomy
on social behavior in monkeys. J. Comp. Physiol. Psychol., 47: 173—178, 1954.

11. Rosvold, H.

Costs of author’s alterations of type or cuts, in excess of $1.00 per page, will be charged
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The editorial ofﬁce should be notiﬁed promptly of any change of address.
Galley proofs are sent to the author, and should be returned with manuscript to the
editorial ofﬁce. A table of cost of reprints with an order slip. is sent with galley proof.

�runs-“mm”

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the Department of Psychiatry, Washingtm University School
and the Dapummt of Psychiatry at the
of
[ﬂasmri Institute of Paydmiatry, University of Missouri
Sdhool of Madicino, SHOO Arsenal St., St. Louis, Missouri 63139.

mam

Aidad, in

by usms grants m—sm, m—2715, menus, and
PEI-11380; and thc Psychiatric Ibsen-cm medatim of Missouri.

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65-8

part,

2—25-66

Ravisod

for the

Iowa 05 Nuvoua

and Mental

Dame.

�GiOLIhEIRGIC ASPECTS OF CONVULSIVE 'DiERAPY

While the mode

of action of convulsive therapies remains

enigmatic, one theory holds that the early development and

persistence of changes in brain function are rﬁquisite to change

in behavior (17, 20, 22). A useful index of murophysioloﬁical
changes is the appearance of high voltage electroencephalographic
slow wave activity (22, 23). While the biochemistry of this
activity is poorly understood, damstretims that it may be
inhibited by atropine premedicaticn (3k,66) or blocked by anticholiner-gic coepomds (18, 19) suggest that crolinergic system
may

play an active part.
'lhe

EEG

patterns and the response to anticholinergic drugs

issimilar-inexperdmntalmdclinicalheadtrmmamdtoa
lesser extent, in spontaneous seizures to that seen with convulsive
trerepy. 'Ihe activity and changes in concentration of cholinesterases
in brain and spinal fluid in head trams, spontaneous seizures and
convulsive therapy also slow many similarities . This review

discusses these observations to provide the basis for a
hypothesis of the role of oholinergic changes in the convulsive

therapy process .
Acetylcholine has been extensively studied as an agent in

the trensmissim of nervous impulses since

tion by Dale (12) and Load (38).

in a

bound form, acetylcholine

process .

It is

A

its early

identifica—

constituent of nervous tissue

is liberated during the excitaticm

rapidly hydrolyzed through the radiation of

acetylcholnesterase and is rapidly reconstituted by the cholineacetylase systemMS) . Free acetylcholine has not been measurable

�in normal oerebmspinal ﬂuid despite the rapid
bound aoetylcholine during periods

But

breakdown

of

of activity and excitementms) .

tl'e normal cerebrospinal fluid does have

mamble oholimstemse

activity, principally of the "tune" of mcholyl hydrolyzing type
ChoLéuuch Mpew 05 Wombat Tum. Free
acetylcholim was fomd in the oerebrospinal fluid of cats

(I41) .

within a few minutes after experimtal heed trauma and persisted

forvaryingperiodsuptouam. 'Ihequantityoffree
eostylomline varied between 2.7 and 9.0 game percent, and
the mmt was related to the degree of indmed trams (6).

Conctmnt electroencephalogram

first

denmstrated high

voltage fest activity, interpreted as evidence of an intense

mutualdismarge,whichwassomsumededbyasmmperiod
of flattening of all recorded electrical activity. 'Ihese phases
were followed by prolonged periods

of high mlitude sharp

waves

in the delta mquencies.
'Ihe behavioral changes

related to the degree of induced
of manned free aoetylcholine . With

to the aunt
higher levels of acetylcholine, Bernstein reported greater degrees
of EEG abmvrmlity and greater changes in mciousness.

trams

and

Spontaneous post~trmnnetic seizures were also

related to the

emunt of free acetylcholim appearing in the oerebrospmal ﬂuid.

�em
the concentration of ccctylcholim

Bomstcin applicd acetyloholinc to

cortex.

When

out oercbrul

m l gonna

porcentcrlcss,hizhmlitudosharpwavosof1wfmqucn¢m
appeared in tho doctmmceptulcgrm.
was

mm
in

flattened

to

2

gm:

When

tho concontmtim

percent, the cloctromcapmlogmm

a fashion parallel to the

post-mtic

records .

Investigatiom in neurological patients by Tower and
in
the
free
ccctylcholinc
com-Wmtod

Wm

spinal fluid only in patients with meant head trauma, meant
seizures or after olectroconvulsivc thwapy (63).

Mal
Fun

acctylcholim varied from 0.2 to

100

gm

pcrctmt. In

assaying spinal fluid circumstance activity, they noted a

rise in the mpccifio oholimstcmsc fructim (bcnzoyloholinc—
splitting) and a drop in tin swcific circumstance {motion
(unﬁmdnlim-splitting) in patimts with head tram and
sharp

following convulsive tmmpy. Artur spontmoms seizures,

fluid did not exhibit such inversim
contained free acctylcholim. They concluded that

however. the ccmbmapiml

although

it

with
the
varied
of
free
directly
acotyloholim
m1
and that mammal of the oholinestcmse
dome of cerebral
functions was a more mitivc indicator of ocmbml damage.

the

W

Bloctmencophalom. talent at varying intervals following
also indicated a relation betwum the degree of EEG

m.
abmmlitymdtmappwmocoffmcmtyldnlincintm
combmapinal fluid.

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mmased aoetylolnlim in net brain after trumatic
also reported by Kovach,
activity was inhibited in

was

to the

muscle preparation.

9:5};

m

.,

n

'-

e .

71‘

—_....

-

"MW“,

shock

(36). This aoetylcholine

by the

adninistmtion of atropine

eleotrogruphic,
behavioral and mmrologic signs of head
me
trauma were blocked by the parenteral administrvatim of

O.5-—1.0 tug/kg

atmpins, asweresimilar'clinicaldmgesooomringaftertm

inhmisterml additim of anetyloholine (6).
observations to the

mamnt of closed head

Ward

applied these

injtmies (67) . In

20

patients with varying degrees of trauma, he administered atropine
subcutamxsly in doses of 0.1 rug/kg, mting clinical inpmvemnt

in scan and a reversal of the electrogrephic effects in others.
‘Ihe some oranges in the post-trumtic electroencephalogrm were

mporhsdbyJemmerandDednmrinastmyofdieﬂnazim, another
mtidmolinergic drug (33). A single intravenous dose in forty
patients resulted in normalizing the abtmal electroencephalogram
in twenty—two and marksdnpmvementin six others.
of post-Wtic shock and
Similarly, in

Wm
oembraledemainminals, Denisenkorepor'tedablodcingofme
clinical changes

and

trunntin

by such

(13) .

Thu, the mount
Aptnat

(no.

mticholinergio ounpomds as mthylbenaltyzim

05

(up. acetytdwune my thymus 4'1: the
mum and the amount as

5w (cumming Wombat

“Layman,

the dzgue and type

abnalmauty, and changu in

demomcephatoguphtc

W mm“ Md
behavtm appm

pheuauena, which may be udueed by the
«Mugs.

05

«A

05

antéchounugtc

_,

t

,

�Bmu'n

eeetytchoune and

Mahounugic

dkugA .

The

effects

of the direct application of acetylcmline to the central nervous

systemmyalsobeblookedbymtidmlinergic drugs. The
aaninietntion of the clmlineeteme hmibitor diuisopmpyl
flmrophoaphate (DFP) elicited high amplitude mpid frequency
EEG patterns similar to status epileptiws and ecu post-traumatic
states (2!, 31, 32, 68). These EEG effects were blocked by small
doses of parenteral atropine and sccpolamine. The great increase

in acetylcholim after tetmethyl pyrophosphate ('13P?) was measumd
and related to the toxic effects and the induced cmwlsions (29, 59).

Wield and Denpsey prepared exposed animal cortex with
pmstignﬁne and evoked electroencephalographic spike activity.

prior ministration of atropine blocked the appeamoe of
spiking, or if present. this electrical activity could be

'Ihe

eliminated by atropine (9) .

In contrast to these findings, Brenner and Merritt applied

topical acetyloholirm in concentrations of
exposed cortex of cats , and noted no

encephalogmphic chmges
The

2—1/3

to

10%

to the

effect an the electro-

after intravemm atropine

(1 tug/kg) (7).

concentrations of coats/lemme in these experimnts, however,

were higher than the

topical applicatims (1-H gamma percent) and
the intmcietemal (0.240 game percent) injections of Bernstein (6).
Brenmr and Merritt also noted electroencePMJogr'aplﬁc effects
similar to acetyloholine after meﬁuolnline (rbctwlyl) and
car‘bmxyldlolim (Daryl) in concentrations mob lower than the

acetylcholine cmcentmticns . They asmibed the increased

�effectiveness of these choliner-gic drugs to their lack of
sensitivity to cerebral cholinasterases .
These data are

conﬂicting and
to qualify this issue.
Cmbnaepémc Fluid
View

Mar study is necessary

Amman

of aoetyloholine mtsbolism finds

and

it

Su'wuu.

One

in nervous tissues

in an bustive and bomd form. wring periods of activity,
sootyloholixnis libemtedattheoellmmbmwl'nmit is
rapidly deactivated by dnlinestemses . The mom“: of bound
acetyloholine is the resultant of the oontimnous processes of
syntl'nsis, liberation and
It has been postulated

mm.

that the level rises during sleep and falls during waking
activity (15, 29, #5, 60). Tobias egg};mported increased
free and total sootyldmoline after chloroform and nonbutal (ck)
anesthesia in net and frog brinui but no changes after
strychnine or piorotoxic oawulsims (60). Richter and

levels in transient, however, as the msynthesis rate for
aoetyloholim in rat brain is high (7 ganm/gm/minute) (as).
mass observations were confirmed by Elliot 51:. 514. (15) and
Ckossland and Merrick

(ll). Giarm

and Pepeu found the

increase in acetylolwline following various depressants to be

rwghtypr'oportimltomedogmeofdopmsimofthe
central

mus

system mad the redaction in motor

Rayner-t and Buck,

activity (29).
however, studying brain acetylcholine levels

�during sedation cone-1m that some sedatives were associated
with elevated bmin acetylcholine, but that no rigorous

mletimships

existed (39). In part, this may be related to the earlier
observations of
and Elliot that acetyldwline synthesis
assured in rat brain slices is accelerated by low dosages of

mm

narcotic drugs, but irhibited by high dosages (140).
Free acetyldaoline was reported in the spinal ﬂuid in
patients with epilepsy (10, 63). 0f 56 epileptic patients ,
m; demxsmtod free acetyldlolinc in
qumtiﬁes of 0.02 to 5.0
with
an average of 1.0:bgannn percent. Acetyldaoline
percent
gm
levels were related to the fmqmncy of seizms, the extent
of electroencephalographic abtmmlity, and to the time since
the last seizure, but bore no relation to medication, type of
epilepsy or level of cholinesterase activity. Elliot 9}; 114
also noted fme aoetylcholine in the spiral fluid in mundane
up

to

3

gm percent after pentylene tetremol

(Mammal)

convulsions (15) .

Mechem vimd the increased acetyloholine
as a by—pmchct of the seizure, and not came]. (63). Studying
the hypothesis that seizures were imhced by the commution of
mtyloholine, ’lbrde measured the level of acetylcholine in
hm tissue after pontylenetetmzcl convulsions. She noted a
Tower and

�rise in the acetylcholina content of
the conwlsion.
failed
.

to occur.

hash before and a

fall

during

certain levels of aoetyldwline, convulsions
suggested that the fall in tissue aoetylcholine

Below

She

during a convulsim was due to the inhibitim of acetylcholine

syntresie by increased concenmtions of metabolites such as
ammonium

ions (61, 62).

GiummmdPepeualsomeasmdclmges incenmlnewous
system acetylcholine following various

after mﬂadmlﬂle

stimlatts

(29) .

Only

and 3, 5-dimthylbutylethyl-baxbitm'ete was

there

a significant changein the acetyldmolim level . They noted a
decrease in association with induced convulsions . With other
drugs which they classified as

ipmniazid

+

stimnam

ipmiazid,

(LSD,

hydrmcytryptophan, and iprcniazid

+ DOPA)

there

in acetylcholine level . they concluded that
despite intense excitation produced by these conpomda, them
were no changes in acetylcholine hols unless these were
observations
('lhe
in
convulsions.
differemes
by
awarded

were no changes

betwentheseobservemandOomgtglﬁimdlbmrmdeadmem
related to the differences in mthods of biochemical
masummnts, for the latter measured chmges mflecting free

may be

acetylcholine only, while

Siam and Pepeu measured the total

acetylcholim. including

forms of

These

AW“

bound and

m

acetylcrmlineluol).

suggest that spontaneous an induced

mm

4;qu

in
5m. acetylehoLéne
an
abound 5m m bound 50m which my be Reﬂected in the
enhance
and
Auzuau
Cmbxal
acetylchoune
(Laid.
activity
spud
deemed“, teaming tum Levels 06 acexyzehoune, whue deep
and anesthesia augment Wicca“ plwduduon taming tame Levels .
accompanied by an inc/Lease

�t ~ .wr,
~

also
Two

,7

w“ in... gym. m.“

cm

u

,

.

.......w....w,,.,_

.7...

,

,

.7 ,

,...,.

“ﬂu..."

......._

,

». __‘

-7,

N-... .. n"...

-..—..

-

.u»...——..r.n Wm m

-gNuvom

3mm Chounutwuu.

m:- and Wm

maid spiral fluid momesternae activity (63,

types of

dumnstemes

614,

65).

whioh hydrolyze acetylcholine are

mutually found in the spixml fluid:

ctnlimstemse~1 ("trm,"

"amcific," or mom—hydrolyzing) which has a high
specificiw for anatyldnlino; and cholinestemse—II ("pseudo,"
"mnapccific," or bamyldmolimahydmlyzing) . The diffemt
rates of hydmlysis for nothao‘noline and benaoyloholim permits
qualitative distimtiom . By reporting tho dwlinestemse
activity as a ratio of the activity with mtrudloline and
huuoyldmlim substrates empamd to an acetyldxolim substrate

dnlimstomseJ/aoatylcholﬁxe and armlimstemse—II/ aoetyldnlim
ratios are derived. Normal oembxospinal fluid contains estemses

in the ratio of

33:17

for dnlixxestemsa-I to dmlimstemse-II .

In patients with head

mum.

'lbwer and McEac-Mm reported

m inwnion of the oholhnstemses with an shamans in the
okxolia‘IIstomean fraction of the spinal fluid and a decrease

in dxolimstemao-I activity.

11»

extent of the oholimstemse

malwasmlttadtoﬂmsewrityofmmmdtothedagzu
of the elootmumphalomphio abnormality.
In patients with elevated spinal fluid aoetyloholim after

ratio of
dolineatemoes or total oknlixmstemse activity was fomd.
spontaneous seizures, mwever, no chmge in the

�Following the recent denmstratims

that neurol stinmlation

produces changes in brain weight and acetylcholinesterase

(37,

), Pryor

M9,

induced

swims in

and Otis studied the

activity

effects of repeated

Wistar rats ('43). After as

little

as

u

weeks,

they observed increases in brain weight and in acetylcholinestemse

activity,

related to decrements in behavioral performance.
in cholinestemse activity may be related to

which was

Changes

changes in

cell

membrane

permeability. Qualinesterese-I is found

in highest concentration in the central nervous system while
cholinestemse—II predominates in other tissues, especially

cerebral acetylcholine, vesclilaticn

blood serum.

With immersed

and increased

cellular permeability

may

be predicted, with a

vucﬂai‘}uitrgnswatim
varying with the extent and duration
degree of

of the vasodilation (35). Spiegel, Spiegel-Adolf, and their coworkers

demtrated

such permeability changes and increased

conductivity of the tissues associated with the appearance of
various ions (as potassimn and phosphate) in the spinal fluid
following electrically induced convulsions (Bu-58) .

Such non-

electrolytes as nucleic—acid splitting enzymes also increased.
Changes in cellular permeability may be the basis for the
high concentrations of acetylcholine and increased concentrations

of cholinesterase-II after induced seizures or head trauma (65).
The

persistence of acetylcholine in spinal fluid after

trams and after seizures despite increased cholinestemse
activity may be related to the sensitivity of the acetylcholine—

head

cholinesterase-l system to concentration relationships (8, #1,

85) .

�.At

"physiologic" concentrations , hydrolysis of acetylcholine

is rapid

(34+ microseconds) but

at higher. and

lower comentrations,

the activity falls off quickly. In contrast, the cholinestemse-II

acetylchcline relationship is non-specific and the rate of hydrolysis
increases with increased concentratim.
'

relationships are related to the induction of seizures.
the usual concentrations of ecetylchcline at cell membranes

These
While

are destroyed by the specific activity of clmlimsterese-I in a
few microseconds, an excessive concentmtim following excitation
may exceed

the rate of hydrolysis by dualinesterase-I.

is

seizmre threshold

seizure

reached and a seizure induced, with the

wt
scetylcholine affects vascular

itself adding to the

increased

The

of free scetylcholine.
and

The

cellular pemeebility,

altering the concentrations of various ions, including dialinestemse-II,
in tissues and in the derebrospinel fluid. The activity of dwlinestemse-II,
though the low efficiency and depending on cmcentmtion

kinetics,
remces the acetylcholine in the tissues in hours to days to levels
for the physiologic action of chcljnestemse-I.

Chawutuase
theta ins/wade in

appeals.

in the spinal (ﬂuid as a uéueaon 06
ﬂuids, mulling (Item chaugu in

mm

sea numb/tans pumeaway occasioned by teamed aeetylehoune.
The teamed ehounutuasu Me paint 06 the homeostatic mechanism
canWLung the Leveu
6M. nmuoub

system

06

acetyzchaune at can mmbmu necessary

datum.

�-12..

t-!ypeluync/wny and Induced

EC?!

Canvuuiom.

The

significance

activity for the convulsive therapy process has been repeatedly stated (22, 23, SO, 51).
The early appearance of high degree hypersynchrony and its persisof the deVelopment of high voltage slow

wave

tence throughout a treatment course has been described as pre-

requisite to inpmvennnt. Both the electrograﬁiic and the
behavioral clunges of inde cmvulsions were transiently reversed
by the acute

aministmtion of experimntal anticholimx‘gic alnpomds

(18, 19). The intmvernus injection of diethazine, benactyzine,

the piperidylbenzilatea
and WIN-2299 induced
These

EEG

JB—318, JB-336 and JB-329

BBQ

(Ditran),

deayncruonizatim in psychiatric subjects.

changes were associated with behavioral

aka: alerting,

anxiety, tremors, illusions , and railucinatims. In patients
who had recently received electromnvulsive therapy, them was a
reduction in slow

wave

activity

and a

reversal of euphoria,

dnnial and oonfmion. Atropim in low doses was associated
with

EEG

desynolmnizatim accompanied by tachycardia, nervousness

and tension.

At higher dosages, hypersynchrmws slow

anes,

followed by lower voltage, poorly organized delta activity with

activity
fusion and diswientatim.

superimposed beta

was

associated with progressive con-

effect of anticholinergic drugs on slow wave activity
was also assessed in convulsive therapy by the chronic adminis—
tration of atropine (5 mam per day) and scapalomine (1 - 3 mg)
The

of-WW

during the weeks of tmatmmt. The

�-13..

mm

of

group who

alwing was significantly less than in a cmtrol
had not moiived the amine adminietretim (66).
EEG

The sasnples were

too small for

clinictl correlation, but the date

is maistent with a definite blocking of the clinical effect.
Marked improvement was seen

of

5

in

2

of

'7

atropine treated, none

scapolmnine treated and in four of the six

waiving mmdified
authors
may have
Ad

who

ECT.

cmtmls

this study we not replicated

by the

suggest that dosage factors or population changes

contributed to the different results (34).

in

mam Mam, the demoguphic changed

induced continuum my be modiﬁed by the
06

muchounugic

06

acctywzounz ad

anou’ated

9W1.

dlmgd, dugguzéng
inc/Lead ed

that

WWO):
anemia

inc/Lead ed

chaunctgic adaptivity

the high wattage

Mow wave

05

x16

activity.

AcetyMaune and Induced Couvwionc. Despite a
constant application of

mm

, however, there

is a

greet variability in the time of eppeardnce, the duration and
the exxent of the electmgrephic slow ween activity as well
as the sensitivity of to modification by alerting, hyperventilation
and

barbiturates in psychiatric populations(30).
The differences in the demo. of induced EEG hypersyncmrcny may

related to differences in central duelinergic activity.
The failure of certain patients to develop hypersynchmny

be

may be

associated with the absence of free acetylcholine and

with minimal clmxges in cerebral function, thus precluding a

clinical response to induced convulsions.

Tower and HcEachem,

�-33..

in their study of omniooerebml

tram,

included observations

of six psychiatric patients undergoing convulsive therapy (63).

after 3-? treatments they reported free
spinal fluid acetylcholine in two patients; and an increase in
clnlinestemseull and a decrease in cholinestemse-I with a
reversal of the ratio of oholinestemses in five of the six
Studying the patients

patients. the one patient in the series who failed to show
either free aoetyloholine or a oholinestemoe ratio reversal
in the spinal fluid was described as: "It is interesting that

this patient

was

tmtmt.“

From

the only one of the six to

show no

response to

these observations they omeluded that the

spinal fluid changes in induced convulsions were

more

like those

of cmniooerebml trams than those of spontaneous epilepsy.
Other evidence of altemtimas in the pemability barrier
seen in the

damstmtions of an increased cmoentmtim
ofoooaineinbmintissues threedays aftersseriesole
induced omvulsions (l). The change in concentration of this
large molecule, ordinarily absent in briin tissue, was associated

may be

with the appearance of hypersynohmny (delta btmsts) in the

elect'oenoephslogram.

Fm thus obsmvauam we would conducts that induced
command, Like mucouebmﬁ Mama and spontaneoua balm/ms,

an

associated with an inc/Laue in ﬁne. acetyzchoune in

am,
mey
enhancing the. «:2qu as chaunutmuu. The Level. 05 ﬁne

Macadam

sawing

«mm

and

�a
hypUuynchlwny a one mama 06 mend Leveu 05 magichouue
maintained by upewted induced Aazwlu.

acetytchaune
and the.

melted

mey

including chewable/(Mu.

05
The

momma»,
changu in

Lym, including acetytchoune (that
Aubamue 504 the.

pwutent

EEG

and 04‘.th Aubetancu,

mmummm

elect/w-

H movide

the

behavioml. changu and

EEG

hypn-

the.

Maﬁa

Aynchhong ﬁauomlng induced convulsions.
An

05

application

the medic/tan

Medication

06

05

05

«than couoquonA

424

(men

in

the convuuive zhmpy aupome and the

paychoeu (21.).

Chounuteluuu and the Medication 05 Peychaeu. Funkenetein
g_t_ g}: demnstr‘ated a relationship between the blood pressure
response to methocholine, an active cholinergic agent, the and the

clinical response to omvuleive therapy (25-27). Inmdiately
after the injection of methaoholine, blood pressure falls,
usually returning to the baseline within 5-20 minutes. A return
within 5 minutes places in the patients in Groups I, II or III;
while a return after 20 minutes places the patient in Groups VI
and VII. Group I and Group II-III have a 9 and a 35% recovery
89%
VI
VII
and
while
Group
Group
respectively,
motors
rate,
and 97% recovery rates to induced convulsions (27). Group I
to III reactors may be looked upon as patients in whom
methecholine is rapidly hydrolyzed; while Groups VI and VII
have a slow hydrolysis rate. (The response to injected
epinephrine was suggested as a second criteria in the

�-16..
While
(H8).
value
of
limited
but
discriminating
is
classificatim,
we

have no biochemical explanation of the differences

metabolism of nethachcline in these psychiatric

in the

it
M8,

is possible that the blood and tissue cholinestemse activity
levels of Groups I-III is high, while that of Groups VIJII is
to genera psychiatric populations.
differences in blood oholinestemse levels in normal and

low ccnpared
The

ill

subjects have been extensively titled studied. Despite
differences in methods ('4, 5) , elevated cholinesterase levels

mntally

ccupared to normal populations have been reported for depressive

subjects (W, #6,

H7,

52), schizOphrenic subjects (1“, 28, 53)

and a mixed psychiatric population (#2) .

Alpem reported

lowered cholinestemse levels in schizophrenic subjects (2).

mile these studies appear inconclusive, they provide data that
the variations in blood cholinesterase levels are generally greater
and frequently elevated in the

mntally

ill.

Negative reports

include the failure by Bllman and Callaway (16) to confirm
Rubin's study; and Altschule's review of the data suggesting
no abnormality of cholinesterase

Conclusion.

levels in the mentally

ill

(3).

This review stunnerizes sane of the available

data suggesting that cholinergic mechanism

may

be

central to

the convulsive therapy process. Induced convulsions are associated
with vasodilation and increased cellular permeability, followed by
the pppeamnce of increased amomts of enzymes and electrolytes in

�intercellular

and cerebrospinal

fluids.

Amng

the changes are

immase in intercellular acetylcholine to levels greater
than can be destroyed by aoetylcholinestemse activity, and
enhanced amounts of butyrylcholinestemse. The increase in
an

acetylcholine, vasodilation, and increased cellular permeability
appear as interrelated phenomena associated with trauma,

seizures and induced convulsions.
These biochemical changes are associated with increased

electrical hypersynohmny which is recorded as EEG slow wave
activity in scalp electrodes, and which can be modified by
acute and chronic ediﬁnistmtims of many anticholinergic dmgs,
including atropine. benactyzine, diethazine, pmcyclidine and
various piperidylbenzilatus.

In these regards, induced convulsions are more similar to

cerebral trauma. than to spontaneous seizures.

in cerebral biochemistry alter cellular activity
sufficiently to affect consciousness and the behavior of subjects.
Failure to induce persistent biochemical changes , including the
concentration of acetyloholine, results in failure to produce
The changes

behavioral change.
Thin!

is,

as yet , no consistent evidence for differences in

the sensitivity or dependence of populations on cholinergic medianisms;
the differences in the rate of development of cerebral changes to the
same number and frequency

of induced convulsions and the classification

based on the blood pressure response to mthacholim suggest,
however,

that

such differences may be important in the

pathogenesis of different psychoses.

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IIIIIIIIIIIIIIIIIIIIIIIIIIIIIII|IIIIIIIIIIII|IIIIIIIIIIIIIIIIlllllIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII

122nd ANNUAL MEETING
AMERICAN PSYCHIATRIC ASSOCIATION
ATLANTIC CITY, N. J.—MAY 9-13, 1966
HIHIHIHIHIHIHIHIHIHIHIHIHIHIHIHIHIHIHIHIHIHIHIHIHIL_

IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII

First Name

City

state

Last Name

�CHOLINERGIC ASPECTS OF CONVULSIVE THERAPY

Max

Read

M.D.

at the
May

Now,

Fink,

l22nd ﬂeeting of the American Psychiatric Association,
12, 1966, Atlantic City.

Proféssor of Psychiatry,

5-9-66.

New York

Medical College,

New York

City.

�The mode

of action of induced convulsions is

still

puzzling.

Various theories have been proposed, including those best described

as wholly psychological in scope, and those wholly biological or
Neither
extreme
point of view is consistent
organic - structural.
with the available facts, and the neurophysiological - adaptive
models

—

combining, as they do, both the biological data and the

personality historical facts - are the most satisfactory today.
One of the neurophysiological - adaptive theories suggests that

persistent alterations in brain fUnction are a necessary condition
fOr behavioral change and inprovement in the convulsive therapies.
While many measures of altered brain function have been studied,
similar relationship of change in measure
to behavioral change, the appearance of high voltage slow wave
and each has shown a

activity in the scalp recorded electroencephalogram.has been the
The
induced delta activity
most useful index in these studies.
is readily observed, easily quantified and the amount, distribution
over the scalp, amplitude and persistence are each directly related

the frequency of the induced seizures and are
independent of the mode of induction of the seizure.

to the

number and

While the biochemical

basis for these

EEG

changesgii=3 poorly

understood, observations that the induced slow wave activity was

inhibited by the intravenous administration of anticholinergic

that cholinergic mechanisms may play an
active part not only in the EEG activity but in the therapeutic
compounds, suggested

process as well.

�patterns and the response to anticholinergic drugs
M.
in convulsive therapy were—seen to be similar to the EEG and
The EEG

behavioral changes in experimental and clinical head trauma and

to a lesser extent, in spontaneous seizures. This was clearly
reflected in measures of the cholinesterases in brain and spinal

fluid in these conditions.

These observations led

to a review

of the neurological and biochemical data in induced convulsions,
head trauma and spontaneous seizures, to attempt to

relate the

available observations to the neurophysiological and therapeutic
changes observed in the convulsive therapy process.
The

activity of acetylcholine in the transmission of nervous

impulses has been extensively sutdied since the early descriptions
by Dale and Loewi.in 1914 and 1921.

A

constituent of nervous

tissue in a bound ﬁorm, acetylcholine is liberated during the
excitation process. It is rapidly hydrolyzed through the mediation
of acetylcholinesterase and is rapidly reconstituted by cholineacetylase. Free acetylcholine has not been measurable in normal
breakdown
of bound
the
fluid
despite
cerebrospinal
rapid
acetylcholine during periods of activity and excitement.

But

the normal cerebrospinal fluid does have measurable cholinesterase

activity.

�In_exparimenta&amp;—trauma—ie—eaes,

free acetylcholine

was found

in the cerebrospinal fluid within a few minutes after head trauma lk.(4T$
and

persisted for varying periods

up

to

#8

hours. The quantity

of free acetylcholine varied between 2.7 and 9.0
and the amount was

gamma

percent

directly related to the degree of induced trauma -

the greater the induced head trauma, the higher the amount of
neasured acetylcholine.
Concurrent electroencephalograms

first

demonstrated high

voltage fast activity, interpreted as evidence of an intense
neuronal discharge, which was soon succeeded by short periods

of flattening of

all

recorded electrical activity.

were fbllowed by prolonged and

These phases

persistent periods of high amplitude

sharp waves in the delta frequencies.
The

degree to which the animal's behavior was disorganized

related both to the degree of induced trauma and to the amount
of measured free acetylcholine. The higher the observed levels-

was

of acetylcholine, the greater the degree of EEG abnormality and
the greater the changes in consciousness. The development and
the persistence of spontaneous post—traumatic seizures were also

related to the

amount

of free acetylcholine measured in the

cerebrospinal fluid.
In a parallel study, acetylcholine was applied directly to

the exposed cat cerebral cortex.

acetylcholine was

1 gamma

When

the concentration of

percent or less, high amplitude sharp

�waves

of low frequency appeared in the electroencephalogram.

the concentration was increased to

2 gamma

When

percent, the electro-

encephalogram flattened in a fashion

parallel to the post-traumatic
a relationship between the EEG changes

records, thus again showing
and the concentration of free acetylcholine.

Investigations in neurological patients by

in

1948 demonstrated

Tower and McEachern

free acetylcholine in the cerebrospinal fluid

only in patients with recent head trauma and recent grand-mal

seizures, but also after electroconvulsive therapy. Free acetylcholine
varied fron10.2 to

100 gamma

percent.

In parallel studies they measured the spinal fluid cholinesterase

a sharp rise in the butyrylcholinesterase
(non-specific) fraction and a fall in the acetylcholinesterase

activity.

They noted

(specific) fraction both in the patients with head trauma and in
those fbllowing convulsive therapy. After spontaneous seizures,
however, the cerebrospinal

of cholinesterases although

fluid did not exhibit such

it

an inversion

did contain free acetylcholine. They

that the level of free acetylcholine varied directly with
the degree of cerebral damage and that the reversal of cholinesterase
fractions was a more sensitive indicator of cerebral damage.
concluded

Electroencephalograms taken at varying intervals following
trauma also indicated a relation between the degree of

EEG

abnormality and the appearance of free acetylcholine in the

cerebrospinal fluid.

�Continuing a review of head trauma, we note

behavioral and neurologic signs of head trauma

that the

may be

EEG,

blocked by

the parenteral administration of atropine. ward applied these
observations to the treatment of closed head injuries. In

20

degrees
with
of trauma, the subcutaneous
varying
patients

administration of atropine

in

some and

was

a reversal of the

associated with clinical improvement
EEG

effects in others.

The same

changes in the post—traumatic electroencephalogram.were reported
by Jenkner and Lechner

cholinergic drug.

A

in a study of diethazine, another anti—

single intravenous dose in forty patients

resulted in normalizing the abnormal electroencephalogram in
twenty-two and marked improvement in six others.
That, the amount 06 ghee acetylchouhe may the/LeaAe tn the

Aptnat
ﬁhee

Mia/Cd

5031.0th Wicca/Lewd Mama and the amount

acetytchotthe, the

deg/Lee and

abrzolunaLity, ahd‘changeé

type

05 etect/Loeneephaﬂog/Laphéc

tn euntcat behautot

phenomena, whtch may be ILeduced by

the

05

appea/L a4

ammmmon

06

ate/mutated

anti-

ehotéhejtgtc d/mgb.

3W

acetytchoune and antéehouhugtc

d/LugA.

While the

data is not as clear, the effects of the direct application of
acetylcholine to the central nervous system
by

anticholinergic drugs.

The

may

also be blocked

administration of cholinesterase

inhibitor di-isopropyl fluorophysphate

(DFP)

elicits

high amplitude

�patterns similar to status epilepticus and posttraumatic states. These EEG effects have been blocked by small

rapid frequency

EEG

doses of parenteral atropine and scopolamine.

Chatfield and

Dempsey

prepared exposed animal cortex with

prostigmine and evoked electroencephalographic spike activity.

prior adndnistration of atropine blocked the appearance of
spiking, or if present, thes electrical activity could be
eliminated by atropine.
The

Bornstein also reported that the parenteral administration

of atropine

to modify the behavioral and neurological signs
observed after the intracisternal addition of acetylcholine.
seemed

In contrast to these findings, Brenner and Merritt applied

topical acetylcholine in concentrations of 2-1/2 to 10% to the
exposed cortex of cats and noted no effect on the electro-

after intravenous atropine.
not deﬁthtte, the obeehvattone éuggebt that atnoptne

encephalographic changes
White
may bzoch

the behautotat and

EEG

eﬁﬁecté 06 ghee tntaoduced

acetytchottne tn the Aptnat glutd.
CehebhOAptnat Ftutd Acetytchotthe and Setzuheb.

to free acetylcholine and spontaneous seizures
ship.

One view

we

of acetylcholine metabolism finds

tissues in an inactive and

bound fornn

Turning

again note a relation-

it in nervous

During periods of

activity,

�acetylcholine is said to be liberated at cell membranes where

it

is rapidly hydrolyzed

The amount

and deactivated by

cholinesterases.

of bound acetylcholine is thus the resultant of the

continuous processes of synthesis, liberation and breakdown.

It

has been postulated

falls during

waking

that the level rises during sleep

and

activity.

Free ace: Icholine was reported in the spinal

fluid in

patients with epilepsy. Of 56 epileptic patients, HM
denonstrated free acetylcholine in quantities of 0.02 to 5.0
gamma percent with an average of 1.0 gamma percent. Acetylcholine
levels were related to the frequency of siezures, the extent of
electroencephalographic abnormality, and to the time since
the last seizure but bore no relation to medication, type of

epilepsy or level of cholinesterase activity. Elliott at aﬁ.

also noted free acetylcholine in the spinal fluid in concentrations up to 3 gamma percent after pentylenetetrazol (Metrazol)
convulsions.

the increased acetylcholine
as a by-producifof the seizure and not causal. Studying
Tower and MCEachern viewed

the hypothesis that seizures were induced by the accumulation

of acetylcholine, Torda noted a rise in the acetylcholine content
of brain before and a fall during pentylenetetrazol convulsions.

certain levels of acetylcholine, convulsions failed to
occur. She suggested that the fall in tissue acetylcholine
during a convulsion was due to the inhibition of acetylcholine
Below

synthesis by increased concentrations of metabolites such as
ammonium

ions.

�that AponianeOuA on induced Aeizunei
incneaie in inieiceiiuian ﬁnee aceiyichoiine

Theee etudicb AuggeAi

ane accompanied by an

iibenaied
5iuid.

gnom

iii

Ceaebnai

bound 50am which may be neﬁiecied

activity

in the Apinai

and Aeizuneé enhance aceiyichoiine

deeinuciion, iowening iiAAue ieueiA

05

aceiyichoiine, whiie bicep

and anebihebia augment aceiyichoiine pnoduciion incneaAing iibéue

£evw .
EEG

Hypenbynchnong and Induced ConuuiAionA.

of high voltage

EEG

slow wave

The

significance

activity for the convulsive therapy

process has been repeatedly described, with numerous observers

indicating that increased slowing is associated with behavioral
In the usual course of convulSive therapy, inter-

improvement.

treatment electroencephalogram record progressive increases in
amplitude and in theta activity and a reduction in beta activity.
As

treatment continues, delta activity appears in bursts and

is
the dominant activity in all leads. These changes
eventually
are directly related to the number and rate of induced convulsions,
and is not specific ﬁor a method ofinduction. While some relationships to type of electrical current has been observed, all
_

seizure inducing methods
or inhalant

——

—-

exhibit the

electrical, intravenous
same

type of

EEG

chemical

pattern changes.

�early appearance of high degree hypersynchrony and its
persistence throughout a tre-tment course has—bean—éeuné4834xr
The

«Milan...

prerequisite to inprovement.

Both the

electrographic and the

betavioral changes ofincuced conVulsions are transiently
reversed by the acute administration of experimental anticholinergic
compounds.

The

intravenous injection of diethazine, benactyzine,

the piperidylbenzilates JB—318,JB—336 and JB- 329 (Ditran),
WIN-2299

These

EEG

induced

EEG

desynchronization in psychiatric subjects.

changes were associated with behavioral

alerting,

anxiety, tremors, 'llusions and hallucinations. In patients
had recently received electroconvulsive therapy there was a
reduction in slow wave activity and a reversal of euphoria,

who

denial and constion. Adztpine, in low doses, was also associated
with EEG desynchronization accompanied by tachycardia, nervousness and tension. At higher dosages, hypersynchronous slow
waves followed by lower

voltage, pooly organized delta activity

with superimposed beta activity was accompanied by progressive

constion

and

disorientation.

effect of anticholinergic dimugs on the slow wave
convulsive
of
activity
therLapy was also assessed by the chronic
administration of atropine (5 mgm per day) and scopolamine (1-3
The

during the weeks of treatment.

The amount

of

EEG

slowing was

significantly less than in a control group. The samples were
too small fora dinical correlation but the data is consistent

mg)

�-10with blocking of the clinical effects of electroconvulsive

therapy.

treated,

Marked improvement was

none

of

5

scopolamine-treated and in

controls receiving unnodified

replicated

ECT.

of

2

u

atropine-

7

of the

6

This study was not

that dosage factors
have contributed to the different

by the authors who suggest

or population changes may
results in a second study.
A6

reported in

tn eeaebaat thauma, the eteetnognaphtc

changeb 05

thduced convutttont may be modtﬁted by the adhthtbthatton
06

anttchottnehgte dnugt buggeétthg that tncheabed

05

acetytehottne

on

amountb

tncneated chottnehgte necepttvtty t4

abboctated with the htgh wattage atow wave aettuttg.
Convutttonb.
Aeetytchottne and INduced

Despite a constant

application of treatments, however, there is great variability
in the time of appearance, the duration, amount, and sensitivity
to modification by alerting, hyperventilation and barbiturates

activity in psychiatric
populations. we would suggest that these differences may relate
to differences in central cholinergic activity. The failure of
of the electrographic 81

w

wave

certain patients to develop hypersynchrony

may be

associated

with the failure to liberate excessive amounts of free

acetylcholine, and with the minimal changes in cerebral fUnction

��-11a clinical response to induced convulsions is precluded.

in their study of patients with head trauma,
included observations of six psychiatric patients undergoing

Tower and MCEachern

after

to 7 treatments they reported free spinal fluid acetylcholine in two
convulsive therapy.

Studying the patients

3

patients; and a reversal of the ratio of cholinesterase ratio
reversal in the spinal fluid, the authors stated: "It is interesting
that this patient was the only one of the six to show no response
to treatment."

From

these observations they concluded that the

spinal fluid changes in induced convulsions were

more

like those

of craniocerebral trauma than those of spontaneous epilepsy.
Fnom thete obtenvattont we woutd conctude that induced
convutétont, tthe chantocenebnat tnauma and Apontaneout tetzuneé,

ate attoctated wtth an tncneate tn

ﬁnee

acetytchottne tn tnten-

cettutun gtutdb, attentng cehebnat penmeabttttg and enhanctng
the appeanance

05

chottnettenateb.

The

tevet

t4 matntatned by nepeated tnduced tetzunet.
tA one

ncétectton

05

attened penmeabtttty

attened tevett
05

06

06 ghee
EEG

acetytchottne

hypenégnchhony

acetytchottne and the

etectnotgtet and othen Aubttanceb;

tnctudtng ehottnebtehabet.

The changeé

tn tntencettutan etectno-

tyte4,'tnctudtng acetytchottne, ptoutde the btochemtcat Aubttnate
ﬂat the penttbtent behautonat changeA and EEG hypeneynchhony
ﬂottawtng induced convutetont.

��-12-

CONCLUSIONS

This review summarizes some of the available data suggesting

that cholinergic

central to the convulsive
have observed that induced convulsions are

mechanisms may be

therapy process.

We

associated with cerebral vasodilation and increased cellular

perneability, fbllowed
of

by

the appearance of increased amounts

electrolytes in intercellular and cerebrospinal
increase in acetylcholine, vasodilation and increased

enzymes and

fluids.

The

permeability appear as interrelated phenomena associated with
trauma, seizures and induced convulsions.
These biochemical changes accompany increased

hypersynchrony which

is recorded

as

EEG

slow wave

electrical
activity in

scalp electrodes and which can be modified by the acute and
chronic administration of anticholinergic drugs as atropine,
benactyzine, diethazine, procyclidine and various piperidyl-

benzilates.
In these regards, induced convulsions are more similar to

cerebral trauma than to spontaneous seizures.
The changes in cerebral biochemistry alter cellular activity

sufficiently to affect consciousness

and the behavior

of subjects.

Failure to induce persistent biochemical changes, including the
concentration of acetleholine, results in failure to produce
behavioral change.

�-13There

is,

as yet, no consistent evidence for differences in

the sensitivity or dependence of the cerebral mechanisms underlying

interpersonal behavior of populations on Cholinergic mechanisms.
Differences in the rate of development of cerebral changes to the
sane number and frequency of induced convulsions and

of the mentally

ill

classifications

based on the blodo pressure response to methacholine

suggest, however, that such differences

may

exist

and may be

related to the pathogenesis of different types of psychoses, as
well as the success or failure of our present varieties of biologiCal
treatments .

�CHOLINERGIC ASPECTS OF CONVULSIVE THERAPY

max

Read

at the

Now,

Professor of Psychiatry,

Fink,

M.D.

122nd meeting of the American
may 12, 1966, Atlantic City.

5—9~66.

New York

Psychiatric Association,

Medical College,

New York

City.

�of action of induced convulsions is still puzzling.
Various theories have been proposed, including those best described
The mode

-

as wholly psychological in scope, and those wholly biological or
Neither
organic - structural.
extreme point of view is consistent
with the available facts, and the neurophysiological
models

—

—

adaptive

combining, as they do, both the biological data and the

personality historical facts - are the most satisfactory today.
One of the neurophysiological - adaptive theories suggests that

persistent alterations in brain fUnction are a necessary condition
fbr behavioral change and improvement in the convulsive therapies.
While many measures of altered brain fUnction have been studied,
and each has shown a

similar relationship of change in measure

to behavioral change, the appearance of high voltage slow wave
activity in the scalp recorded electroencephalogram has been the
useful index in these studies.

delta activity
is readily observed, easily quantified and the amount, distribution

most

The induced

over the scalp, amplitude and persistence are each directly related
to the number and the frequency of the induced seizures and are
independent of the

mode

of induction of the seizure.

While the biochemical

basis for these

EEG

changes were poorly

understood, observations that the induced slow wave activity was
inhibited by the intravenous administration of anticholinergic

that cholinergic mechanisms may play an
active part not only in the EEG activity but in the therapeutic
compounds, suggested

process as well.

�patterns and the response to anticholinergic drugs
in convulsive therapy were seen to be similar to the EEG and
The EEG

behavioral changes in experimental and clinical head trauma and

to a lesser extent, in spontaneous seizures. This was clearly
reflected in measures of the cholinesterases in brain and spinal

fluid in these conditions.

These observations led

to a review

of the neurological and biochemical data in induced convulsions,
head trauma and spontaneous seizures, to attempt to

relate the

available observations to the neurophysiological and therapeutic
changes observed in the convulsive therapy process.
The

activity of acetylcholine in the transmission of nervous

impulses has been extensively sutdied since the early descriptions
by Dale and Loewi,in 191” and 1921.

A

constituent of nervous

tissue in a bound form, acetylcholine is liberated during the
excitation process. It is rapidly hydrolyzed through the mediation
of acetylcholinesterase and is rapidly reconstituted by cholineacetylase. Free acetylcholine has not been measurable in normal
breakdown
fluid
the
of bound
cerebrospinal
despite
rapid
acetylcholine during periods of activity and excitement.

But

the normal cerebrospinal fluid does have measurable cholinesterase

activity.

�In experimental trauma in cats, free acetylcholine was found

in the cerebrospinal fluid within a few minutes after head trauma

persisted for varying periods up to H8 hours. The quantity
of free acetylcholine varied between 2.7 and 9.0 gamma percent
and

and the amount was

directly related to the degree of induced trauma the greater the induced head trauma, the higher the amount of
measured acetylcholine.

Concurrent electroencephalograms

first

demonstrated high

voltage fast activity, interpreted as evidence of an intense
neuronal discharge, which was soon succeeded by short periods

of flattening of all recorded electrical activity. These phases
were fbllowed by prolonged and

persistent periods of high amplitude

sharp waves in the delta frequencies.
The

degree to Which the animal's behavior was disorganized

related both to the degree of induced trauma and to the amount
of measured free acetylcholine. The higher the observed levels

was

of acetylcholine, the greater the degree of EEG abnormality and
the greater the changes in consciousness. The development and
the persistence of spontaneous post-traumatic seizures were also

related to the

amount

of free acetyldholine measured in the

cerebrospinal fluid.
In a parallel study, acetylcholine was applied directly to

the exposed cat cerebral cortex.

acetylcholine

was 1 gamma

When

the concentration of

percent or less, high amplitude sharp

�waves

of low frequency appeared in the electroencephalogram.

the concentration was increased to

2 gamma

When

percent, the electro-

encephalogram flattened in a fashion

records, thus again showing

parallel to the post—traumatic
a relationship between the EEG changes

and the concentration of free acetylcholine.

Investigations in neurological patients by
in

19H8

Tower and MeEachern

demonstrated free acetylcholine in the cerebrospinal fluid

only in patients with recent head trauma and recent grand-mal

seizures, but also after electroconvulsive therapy. Free acetylcholine
varied from.0.2 to

100 gamma

percent.

In parallel studies they measured the spinal fluid cholinesterase

activity.

They noted a sharp

(non—specific) fraction and a

rise in the butyrylcholinesterase

fall in the aeetyldholinesterase

(specific) fraction both in the patients with head trauma and in
those fellowing convulsive therapy. After spontaneous seizures,
however, the cerebrospinal

of cholinesterases although

fluid did not exhibit such

it

an inversion

did contain free acetylcholine. They

that the level of free acetylcholine varied directly with
the degree of cerebral damage and that the reversal of cholinesterase
fractions was a more sensitive indicator of cerebral damage.
concluded

Electroencephalograms taken at varying intervals following
trauma also indicated a relation between the degree of

EEG

abnormality and the appearance of free acetylcholine in the

cerebrospinal fluid.

�Continuing a review of head trauma, we note that the

behavioral and neurologic signs of head trauma

may be

EEG,

blocked by

the parenteral administration of atropine. ward applied these
observations to the treatment of closed head injuries.

In

20

patients with varying degrees of trauma, the subcutaneous
administration of atropine was associated with clinical improvement
in

some and

a reversal of the

EEG

effects in others.

The sane

changes in the post-traumatic electroencephalogram were reported
by Jenkner and Lechner

cholinergic drug.

in a study of diethazine, another anti—

single intravenous dose in fbrty patients
resulted in normalizing the abnormal electroencephalogram in
A

twenty-two and marked improvement in six others.
That, the amount 06 ﬁnee acetytchottne may tncneabe tn the

Aptnat ﬁtutd ﬁottownng enatnoeenebaat thauma and the amount 06
ghee aeetytchottne,

the degnee and type

06

eteetaoencephatogaaphte

abnoamattty, and changeA tn cttnteat behavton appeah ab tnteanetated
phenomena, which may be deduced by

the athntAtnatton

06

anti-

ehottnengte dnugb.
Baatn acetytchottne and antichottnengtc daugA.

While the

data is not as clear, the effects of the direct application of

acetylcholine to the central nervous system
by

anticholinergic drugs.

The

may

also be blocked

administration of cholinesterase

inhibitor di-isopropyl fluorophysphate

(DFP)

elicits

high amplitude

�patterns similar to status epilepticus and post—
traumatic states. These EEG effects have been blocked by small

rapid frequency

EEG

doses of parenteral atropine and scopolamine.

Chatfield and

Dempsey

prepared exposed animal cortex with

prostigmine and evoked electroencephalographic spike activity.

prior administration of atropine blocked the appearance of
spiking, or if present, thes electrical activity could be

The

eliminated by atropine.
Bornstein also reported that the parenteral administration

of atropine seemed to modify the behavioral and neurological signs
observed after the intracisternal addition of acetylcholine.
In contrast to these findings, Brenner and Merritt applied

topical acetylcholine in concentrations of 2-1/2 to 10% to the
exposed cortex of cats and noted no effect on the electro—

after intravenous atropine.
not deﬁtntte, the obbchvat£0n4 tuggebt that ataoptne

encephalographic changes
White
may

btoch the behautoaat and

EEG

eﬁﬁeeté 06 ﬁaee tntaodueed

aeetytehottne tn the Aptnat ﬁtutd.
CeaebaaAptnat Ftuid Aeetytchottne and Setzuaea.

Turning

to free acetylcholine and spontaneous seizures we again note a relationship. One view of acetylcholine metabolism finds it in nervous
tissues in an inactive and bound fbrnn During periods of activity,

�acetylcholine is said to be liberated at cell membranes where

it

is rapidly hydrolyzed

The amount

and deactivated by

cholinesterases.

of bound acetylcholine is thus the resultant of the

continuous processes of synthesis, liberation and breakdown.

It

that the level rises during sleep and
falls during waking activity.
Free acetylcholine was reported in the spinal fluid in
has been postulated

patients with epilepsy.

epileptic patients,
denonstrated free acetylcholine in quantities of 0.02 to 5.0
gamma percent with an average of 1.0 gamma percent. Acetylcholine
Of 56

HM

levels were related to the frequency of siezures, the extent of
electroencephalographic abnormality, and to the time since
the

last seizure but

bore no relation to medication, type of

epilepsy or level of cholinesterase activity. Elliott et al.

also noted free acetylcholine in the spinal fluid in concentra—

tions

up

to

3 gamma

percent after pentylenetetrazol (Metrazol)

convulsions.
Tower and MCEachern viewed

the increased acetylcholine

as a by-produce of the seizure and not causal.

Studying

the hypothesis that seizures were induced by the accumulation

of acetylcholine, Tbrda noted a rise in the acetylcholine content
of brain befbre and a fall during pentylenetetrazol convulsions.

certain levels of acetylcholine, convulsions failed to
occur. She suggested that the fall in tissue acetylcholine
Below

during a convulsion was due to the inhibition of acetylcholine

synthesis by increased concentrations of metabolites such as
anmonium

ions.

�ane accompanied by an

tibenated
ﬁiuid.

that Apontaneoub an induced Aeizuneé
incneaAe in intetceiiuian ﬁnee acetyichoiine

Atudiei buggeét

TheAe

iib

gnom

Cenebnai

in the Apinai

bound 60km which may be neﬁiected

activity

and Aeizunei enhance acetyichoiine

duuuctéon, tom/ting tame Lewis
and aneatnebia augment

acetytchome, white deep
acetyichoiine pnoduction incneaeing tiibue
06

ieveii.
EEG

Hypenaynchnony and Induced Convuiiioni.

of high voltage

EEG

slow wave

The

significance

activity for the convulsive therapy

process has been repeatedly described, with numerous observers

indicating that increased slowing is associated with behavioral
In the usual course of convulsive therapy,

improvement.

inter-

treatment electroencephalograms record progressive increases in
amplitude and in theta

activity and a reduction in beta activity.
As treatment continues, delta activity appears in bursts and
eventually is the dominant activity in all leads. These changes
are directly related to the number and rate of induced convulsions,
and is not specific fbr a method ofinduction. While some relation—
ships to type of electrical current has been observed,

seizure inducing methods

or inhalant

-—

-—

electrical, intravenous

eXhibit the same type of

EEG

all

chemical

pattern changes.

�early appearance of high degree hypersynchrony and

The

its

persistence throughout a treatment course has been fbund to be

prerequisite to inprovement.

Both the

electrographic and the

behavioral changes of hduced convulsions are transiently
reversed by the acute administration of experimental anticholinergic
compounds.

The

intravenous injection of diethazine, benactyzine,

the piperidylbenzilates JB-318,
induced

WIN—2299

These

EEG

EEG

JB—336

and JB-329 (Ditran), and

desynchronization in psychiatric subjects.

changes were associated with behavioral

anxiety, tremors, illusions and hallucinations.

alerting,
In patients

who

recently received electroconvulsive therapy there was a
reduction in slow wave activity and a reversal of euphoria,
had

denial and confusion. Atropine, in low doses,
with

EEG

was

also associated

desynchronization accompanied by tachycardia, nervous-

ness and tension. At higher dosages, hypersynchronous slow
waves fbllowed by lower

voltage, poorly organized delta activity

with superimposed beta activity was accompanied by progressive

constion
The

and

disorientation.

effect of anticholinergic drugs

activity of convulsive therapy
administration of atropine (5

was

mgm

on the slow wave

also assessed by the chronic
per day) and scopolamine

during the weeks of treatment. The amount of

EEG

(1—3 mg)

slowing was

significantly less than in a control group. The samples were
too small fbr a clinical correlation but the data is consistent

�-10with blocking of the clinical effects of electroconvulsive

therapy. Marked improvement

treated, none of

5

was

of

2

scopolamine-treated and in

controls receiving unmodified

replicated

reported in

of the

6

This study was not

ECT.

by the authors who suggest

or population changes

u

atropine-

7

that dosage factors

contributed to the different

may have

results in a second study.
A4 tn cehebhat thauma, the eteetnoghaphte

changeb 06

tnduced eonkutows may be modiﬁed by the achntnatjwtéon
06

anttchottnehgtc

06

acetytchottne

dhugA

Auggebttng

on tnmeazsed

that tncneabed

amountA

choltnetgtc heceptéw’ty t6

aAAoctated with the htgh voltage Atow wave

activity.

Acetytchotthe and INduced Convutbtoné. Despite a constant

application of treatuents, however, there is great variability
in the time of appearance, the duration, amount, and sensitivity

to modification

by

alerting, hyperventilation

of the electrographic slow

and

barbiturates

activity in psydhiatric
populations. we would suggest that these differences may relate
to differences in central cholinergic activity. The failure of
certain patients to develop hypersynchrony may be associated
with the failure to liberate excessive amounts of free
wave

acetyldholine, and with the minimal changes in cerebral function

�-11a clinical response to induced convulsions is precluded.

in their study of patients with head trauma,
included observations of six psychiatric patients undergoing

Tower and MCEachern

convulsive therapy.

Studying the patients

after

3

to

7

treat-

ments they reported free spinal

fluid acetylcholine in two
patients; and a reversal of the ratio of cholinesterase ratio
reversal in the spinal fluid, the authors stated: "It is interesting

that this patient was the only one of the six to show no response
to treatnent." From these observations they concluded that the
spinal fluid changes in induced convulsions were more like those
of craniocerebral trauma than those of spontaneous epilepsy.
Fnom

theée obAenvationA

convuibionc,

we wouid

tihe cnaniocenebnai

ane aAAociated with an inn/Lease

eonctude

that induced

tnauma and Apontaneoui beizuneb,

in

ﬁnee

acetytchotine in inten-

cettuian ﬁtuidb, ditching cenebnat penmeubiiity and enhancing
the appeanance 06 choiinebtenabei. The tevet 06 ﬁnee acetyichotine
i2:

maintained by nepeated induced bunt/(.66.

i6 one neﬁiection

06

attened penmeabiiity

ditched ieveté
05

06

EEG

hypeuynchnony

acetyichotine and the

eiectnoiytea and othen iabAt‘ance/s,

inciuding choiineAtenaAeA. The

changeA

in intencetiuian etectno-

iyteb, inciuding acetyichoiine, pnouide the biochemicat bubbtnate
50h the penAiAtent behavionai changeé and EEG hypenaynchnony
ﬁattowing induced canvutbionb.

�-12-

CONCLUSIONS

This review summarizes some of the available data suggesting

that cholinergic

medhanisms may be

central to the convulsive

that induced convulsions are
associated with cerebral vasodilation and increased cellular

therapy process.

we

have observed

perneability, followed
of

by the appearance

of increased amounts

electrolytes in intercellular and cerebrospinal
increase in acetylcholine, vasodilation and increased

enzymes and

fluids.

The

permeability appear as interrelated phenomena associated with
trauma, seizures and induced convulsions.
These biochemical changes accompany increased

hypersynchrony which

is recorded

as

EEG

slow wave

electrical
activity in

scalp electrodes and which can be modified by the acute and
Chronic administration of anticholinergic drugs as atropine,

benactyzine, diethazine, procyclidine and various piperidyl—

benzilates.
In these regards, induced convulsions are more

sinilar to

cerebral trauma than to spontaneous seizures.
The changes

in cerebral biochemistry alter cellular activity

sufficiently to affect consciousness

and the behavior

of subjects.

Failure to induce persistent biochemical changes, including the
concentration of acetylcholine, results in failure to produce
behavioral change.

�-13‘5

There

is,

as yet,

no

consistent evidence for differences in

the sensitivity or dependence of the cerebral mechanisms underlying

interpersonal behavior of populations

on

cholinergic mechanisms.

Differences in the rate of development of cerebral Changes to the
sane number and frequency of induced convulsions and

of the mentally

ill based on the

classifications

blodo pressure response to methacholine

suggest, however, that such differences

may

exist

and may be

related to the pathogenesis of different types of psychoses, as
well as the success or failure of our present varieties of biological
treatnents.

�CHOLINERGIC MECHANISMS IN

CONVULSIVE THERAPY

MAX

FINK, M.D.

DEPARTMENT OF PSYCHIATRY AT THE MISSOURI INSTITUTE OF PSYCHIATRY
UNIVERSITY OF MISSOURI SCHOOL OF MEDICINE
54-00 Arsenal Street

St. Louis, Missouri 63139

PSYCHIATRIC RESEARCH FOUNDATION OF MISSOURI

Pulilicntion No.

65 - 8

�CHOLINERGIC MECHANISMS IN CONVULSIVE THERAPY

Max

Fink, M.D.

Psychiatric Research Foundation
Publication 65—8
September, 1965

�From

the Department of Psychiatry, washington University School of
Medicine and the Department of Psychiatry at the Missouri
Institute of Psychiatry, university of Missouri School of
Medicine, 5400 Arsenal Street, St. Louis, Missouri 63139

Aided, in

part,

by USPHS grants MEI—927, NIH-2715, MH-o72u9, and
MH—ll380; and the Psychiatric Research Foundation of Missouri.

VIII: 8/21/65
65-8

�CHOLINERGIC MECHANISMS IN CONVULSIVE THERAPY

Despite extensive use, the mode of action of the convulsive therapy

process remains enigmatic. The neurophysiologicalradaptive theory
attempts an assimalation of neurophysiological, psychological, clinical,

social aspects of the process (Fink, 1957, 1962)° In this View, the early
development*and persistence of signs of altered cerebral function are
and

requisite to changes in behavior (Pink and

Kahn, 1956), with

electroc

encephalographic slow wave activity as the most significant index

of altered brain function, Demonstrations that premedication with
atropine inhibited this slow

activity (Ulett and Johnson, 1957)
and that-anticholinergic compounds reversed clinical as well as electrographic changes (Fink, 1958) suggests that the biochemical basis fbr
wave

“the convulsive therapy process may be

of the central nervous system.

The

in the cholinergic mechanisms

role of acetylcholine and the

cholinesterases in the convulsiVe therapy process is discussed in

this review,
Acetylcholine has been extensively studied as an active agent

in the transmission of nervous impulses since the first descriptions
by Dale (191%) and Loewi (1921); It is a constituent of nervous tissue.
existing in a
processa

bound form Which

It is rapidly

is liberated during the excitation

hydrolyzed through the specific action

of cholinesterase and is rapidly reconstituted by the choline—
acetylase system&lt;Richter

andessland.

191:9)w

In normal.

�cerebrospinal fluid, free aoetylcholine is not present despite
the rapid breakdown of bound acetylcholine during periods of

activity

and excitement (Tower and McEachern, 19u9a)°

The

cerebrospinal fluid does have measurable cholinesterase activity,

principally of the "true" or mecholyl hydrolyzing type (Nachmanson
In the absence of free acetylcholine and
Rothenberg, 19MB),
under’resting conditions, electroencephalograms fail to
(a)

Cholinergic Aspects of Craniocerebral Trauma:

acetylcholine

was found

after experimental
up

to

H8

show

and

abnormality.

Free

in the cerebrospinal fluid within a

few minutes

head trauma in cats and persisted for varying periods

hours (Bornstein, 1946)o

varied between 2,7 and 9,0

gamma

The

quantity of free acetylcholine

percent, and the

amount was

related to

the degree of induced trauma,
Concurrent electroencephalograms demonstrated records

first filled

with high voltage fast activity, interpreted as evidence of an intense

neuronal discharge,which was soon succeeded by a short period of flattening

of

all

recorded electrical activity,

by prolonged periods

These phases were then fOIlowed

of high amplitude sharp waves in the delta

frequencies,
The behavioral changes were related both to the degree of trauma
and to the amount of measured free acetylcholine,

With higher

of acetylcholine, Bornstein reported greater degrees of

EEG

levels

abnormality

greater changes in consciousness, Spontaneous post-traumatic
seizures were also related to the amount of free acetylcholine
and

�appearing in the spinal fluid.

Bornstein applied acetylcholine to exposed cat cerebral

cortex,

the concentration of acetylcholine

When

was 1 gamma

percent or less, high amplitude sharp waves of low frequency
appeared in the electroencephalogramo When the concentration
increased to

2 gamma

was

percent, the electroencephalogram flattened

in a fashion parallel to the post-traumatic records°

Investigations in neurological patients
McEachern (19M9a) demonstrated

by Tower and

free acetylcholine in the cerebro—

spinal fluid only in patients with recent head trauma, recent
grand—mal seizures or after electroconvulsive therapy° Free
acetylcholine varied from 0,2 to

100 gamma

percent, In assaying

spinal fluid cholinesterase activity, they noted a sharp rise in the
nonSpecific cholinesterase fraction (benzoylcholine—splitting) and
a drop in the specific cholinesterase fraction (mecholyl—splitting)

in patients with head trauma and following convulsive therapy.
After spontaneous seizures, however, the cerebrospinal fluid did
not exhibit such inversion although

it

contained free acetylcholine.

that the level of free acetylcholine varied directly
with the degree of cerebral damage and that reversal of the cholinesterase
fractions was a more sensitive indicator of cerebral damage. ElectroThey concluded

encephalograms, taken

at varying intervals following trauma, also

indicated a relation between the degree of EEG abnormality and the
appearance of free acetylcholine in the cerebrospinal fluid.

�These observations were recently confirmed by Kovach,
Who

recorded increased acetylcholine in rat brain

inhibition of this activity

and an

by

gt_§l. (1957)

after traumatic

shock

the administration of atropine

to the muscle preparationo
ThuA the amount 06 ﬁnee acetytchottne

may tncneaAe

tn the

Aptnat ﬁtutd ﬂattening chantacehebnat tnauma and the amount 06 ﬁnee

aeetytchottne, the degnee and type
changed

tn cttnteat behavton appean

(b)

06
a4

eteetnaencephatognaphtc abnonmattty, and

tntennetated

Anticholinergic drugs and trauma:

The

phenomena°

electrographic,

behavioral and neurologic signs of head trauma were blocked by
the parenteral administration of 095-100 mg/kg atropine (Bornstein,
19u6), as were similar

clinical

changes occurring

after the

intracisternal addition of acetylcholine. Ward (1950) applied
these observations to the treatment of closed head injurieso
In 20 patients with varying degrees of trauma, he administered
atropine subcutaneously in doses of 001 mg/kg, noting clinical
improvement

in

some and

a reversal of the electrographic effects

in otherso Similar alterations in the post—traumatic electroencephalogram were reported by Jenkner and Lechner (1955) in a study of

diethazine, another anticholinergic drugl A single intravenous
dose in forty patients resulted in nornalizing the abnormal
electroencephalogram in twenty~two and marked improvement in six
otherso

�Similar observations have been reported with methylbenactyzine
and

trasentin in animal experiments of post—traumatic shock

cerebral
The

and

edema (Denisenko, 1965),

effect of atropine

was

assessed in the convulsive therapy

process by Ulett and Johnson (1957), With the administration of

to

per day during the weeks the patients
received electroshock therapy, the amount of slow wave activity
atropine
was

up

5 mgm

significantly less than in a control group

received the atropine administration.

who

had not

(These authors

failed to

replicate this study, suggesting that dosage factors or population
changes may have contributed to different results [Johnson et_al.,
1960])o
Both the

electrographic and the behavioral changes of induced

convulsions were also reversed by the administration of experimental

anticholinergic

compounds

(Fink, 1958, 1960),

The

intravenous

injection of diethazine, benactyzine, the piperidylbenzilates
JB-336 and JB-329

(Ditran), and

in psychiatric subjects, These

WIN—2299
EEG

induced

EEG

JB—3l8,

desynchronization

changes were associated with

behavioral alerting, anxiety, tremors, illusions, and hallucinations.

recently received electroconvulsive therapy,
a reduction in slow wave activity and a reversal of euphoria,

In patients

there

was

who had

denial and confusion, Atropine in low doses,

was

associated with

BEG

desynchronization accompanied by tachycardia, nervousness and tension.

�At higher dosages, hypersynchronous slow waves, followed by lower

voltage, poorly organized delta activity with superimposed beta activity
was associated with progressive confusion and disorientation,
Both

in eenebhat

eteethoghaphte changeA
06

thauma and induced convutétOhA, the
may be modtﬁted by

the adhinttthatton

anttchottnehgte dnugb, buggebtthg that tncheabed

amountb

aeetgtehottne on thcaeabed ehottnehgtc heeepttvtty t5
aMoctated with the high wattage stow wave aetéuttg,
06

Brain acetylcholine and anticholinergic drugs:

(c)

Similar

EEG

changes and

similar blocking

by

anticholinergic drugs

has been observed following the direct application of acetylcholine to

the central nervous system, The administration of a cholinesterase

inhibitor

DFP

(di-isopropyl fluorophosphate) elicited high amplitude

patterns similar to status epilepticus, as well as
changes similar to those of post—traumatic states (Freedman et_al., 19H93

rapid frequency

EEG

et_alf,
EEG effects

Himwich

Hampson

1950;

These

were blocked by small doses of

scopolamineo

The

3:.Els’

1950; and Wescoe

et_al,,

1948).

parenteral atropine and

great increase in acetylcholine after tetraethyl

pyrophosphate (TEPP) was measured and related to the toxic
and convulsions induced (Giarman and Pepeu, 1952; Stone, 1957).

Chatfield and

Dempsey (1942)

prepared exposed animal cortex

with prostigmine and evoked electroencephalographic spike activity.
The

prior administration of atropine blocked this spiking, or

the abnormality could be eliminated by atropine.

if present,

�In contrast to these findings, Brenner and Merritt (19u2)

applied topical acetylcholine in concentrations of 2-1/2 to

to the exposed cortex of cats,

and noted no

effect

10%

on the

electroencephalographic changes after intravenous atropine

(l

mg/kg)o

The

concentrations of acetylcholine in these experiments,

however, were higher than the

topical applications

percent) and the intracisternal

(002—10 gamma

(l—M gamma

percent) injections

of Bornstein (19%)° Brenner and Merritt also

made

note of

electroencephalographic effects similar to acetylcholine from
mecholyl Cacetylbetamethylcholine) and doryl (carbamylcholine)

in concentrations
They

much

lower than the acetylcholine concentrations.

ascribed the increased effectiveness of these cholinergic

their lack of sensitivity to cerebral cholinesterases.
These data are conflicting and further study is necessary
to qualify this issue°
drugs to

(d)
View

Cerebrospinal Fluid Acetylcholine and Seizures:

of acetylcholine metabolism indicates that

nervous tissues in an inactive bound fornn

it

is

One

found in

During periods of

activity, acetylcholine is liberated at the cell membrane where
it is rapidly deactivated by cholinesterasea The amount of bound
acetylcholine is the resultant of the continuous processes of
synthesis, liberation and breakdown.

that the level rises during sleep
(Tobias

gt_al.,

19u6; Richter and

It

has been postulated

falls during activity.
Crossland, 19u9; Elliot, Swankt

and

and Henderson, 1950; Giarman and Pepeu, 1962).

Tobias

et_al. found

�8

increased free and total acetylcholine after chloroform and nembutal

anesthesia in rat and frog brain, but no significant changes after
strychnine or picrotoxin convulsions.

Richter and Crossland measured

the level of acetylcholine (micro-gamma per

anesthesia and sleep in rat brain to be
seizure levels,

The

brain tissue) during

higher than postdifference in tissue levels is transient,

however, as the resynthesis

high (7 gamma/gm/minute)o

Elliot et_§1f

mg,

300%

rate for acetylcholine in rat brain is
These observations were confirmed by

(1950) and Crossland and Merrick (195M).

Pepeu (1962) found the increase

Giarman and

in acetylcholine following various

depressants to be roughly proportional to the degree of depression
of the central nervous system and the reduction in motor activity.
Maynert and Buck (196”), however, studying brain acetylcholine

and sedation concluded

that

some

levels

sedating agents are associated with

elevated brain acetylcholine, but that no rigorous relationships

existed. In part, this may be related to the earlier observations
of Melennan and Elliot (1951) that acetylcholine synthesis measured
in rat brain slices is accelerated

by low dosages

of narcotic drugs,

but inhibited by high dosageso
Free acetylcholine was reported in the spinal

patients with epilepsy (Cone,

fluid in

Tower and McEachern, 19MB; Tower

epileptic patinets, nu demonstrated
free acetylcholine in quantities of 0.02 to 5.0 gamma percent with

and McEachern, 19u9b),

an average

of 1,0

gamma

Of 56

percent. Acetylcholine levels were related

�to the frequency of seizures, the extent of electroencephalographic
abnormality, and to the time since the

last seizure, but

bore no

relation to medication, type of epilepsy or level of cholinesterase
activityo Elliot §t_al3 (1950) also noted free acetylcholine
in the spinal fluid in concentrations up to 3 gamma percent after
metrazole convulsions,
Tower and McEachern (19u9b) viewed the

increased acetylcholine

as a by—produce of the seizure, and not causal,

Studying the

hypothesis that seizures were induced by the accumulation of

acetylcholine, Torda (1953) measured the level of acetylcholine in
brain tissue after metrazole convulsions,

She

noted a rise in the

acetylcholine content of brain befbre a seizure and a

fall

during

the convulsion° Below certain levels of acetylcholine, convulsions

failed to occur°

that the fall in tissue acetylcholine
to inhibition of acetylcholine synthesis

She suggested

during a convulsion was due
by increased concentrations

of metabolites such as ammonium ions.
Giarnen and Pepeu also measured changes in central nervous

system acetylcholine following various stimulants.

Only

after

mecholyl and 3, 5-dimethylbutylethyl-barbiturate was there a

significant change in theacetylcholinelevel° They noted a
decrease in association with induced convulsions. With other
drugs which they

iproniazid

+

classified as stimulants

iproniazid,
hydroxytryptoghan, and iproniazid + DOPA) there

were no changes

in acetylcholine level.

(LSD,

They concluded

that

�10

despite intense excitation produced by these compounds, there
were no changes in acetylcholine levels unless these were accompanied

differences in observations between these

by convulsions,

(The

workers and Cone

gt ale

and Tower and McEachern may be

related to

the differences in methods of biodhemical measurements, for the

latter measured

changes

reflecting free acetylcholine only, while

total acetylcholine reflecting bound
and free forms of acetylcholine, [McLennan and Elliot, 1951]).
TheAe AiudieA Auggebi that Aponianeoui an induced beizuheb
ane accompanied by an incheaAe in inienceiiuian ﬁnee aceiyichoiine
iibenaied ﬁnom ii» bound 60am which may be neglected in the
Apinai ﬁiuido Cehebnai aciiviiy and Aeizuneb enhance aceiyichoiine
Giarman and Pepeu measured the

debtnuction, iowehing iiAAue ieveii

06

acetyichoiine, whiie Aieep

and aneéiheéia may augment aceiyichoiine pnoduciion incneaiing

iiiéue ieueiie
(e)

Central Nervous System Cholinesterases:

Tower and McEachern

also measured spinal fluid cholinesterase activity. TWO
types of cholinesterases are normally found in the spinal fluid:
(19H9)

cholinesterase—I ("true," "specific," 0r mecholyl-hydrolyzing),
which has a high

specificity for acetylcholine;

and

cholinesterase-II

("pseudo," "non—specific," or benzoyldholine—hydrolyzing)o
compounds hydrolyze

Both

acetylcholine but have different rates of

hydrolysis for mecholyl and benzoylcholine. This differential

rate perndts qualitative distinctions.

By

reporting the cholinesterase

�11

activity as a ratio of the activity with a mecholyl substrate and
with a benzoylcholine substrate compared to a substrate of
acetylcholine, two ratios are found: cholinesterase—I/acetylcholine
and

cholinesterase-IIlacetylcholineo In sudh ratios normal

cerebrospinal fluid contains esterases in the ratio of 33:17 for

cholinesterase-I to eholinesterase—IIo
with
In patients
head trauma, Tower and McEachern reported
an inversion of the cholinesterases with a increase

in the

cholinesterase-II fraction of the spinal fluid and a decrease in
cholinesterase-I activity. The extent of the cholinesterase
reversal

was

related to the severity of trauma and to the degree

of the electroencephalographic abnormality.
In patients with elevated spinal fluid acetylcholine
spontaneous seizures, however, no change in the

cholinesterases or total cholinesterase activity

in cholinesterase activity

after

ratio of
was found.

related to
changes in cell membrane perneability. Cholinesterase-I is found
in highest concentration in the central nervous system while
cholinesterase-II predominates in other tissues, especially
The change

may be

blood serumo With an increase in acetylcholine levels in cerebral

intercellular fluids, vasodilation

cellular permeability
may be predicted, with a degree of transudation of vascular fluids
into the intercellular spaces varying with the extent and duration
and increased

of the vasodilation (Kabat et_alo, 19u8). Spiegel, Spiegel—Adolf,

�12

and

their

co-workers (19u1, 19u2, lguu, 19H8, 1953) demonstrated

such perneability changes and increased conductivity of the

tissues

associated with the appearance of various ions (as potassium and
phosphate) in the spinal fluid following

convulsions°

electrically induced

Such non—electrolytes as nucleic—acid

also increased, Changes in cellular perneability

Splitting enzynes

may

thus provide

the basis for the high concentrations of acetylcholine and the

increased concentrations of cholinesterase-II in induced seizures or
head trauma (Tower and MCEachern, 19H9c)o
The

persistance of acetylcholine in spinal fluid after head

trauma and

after seizures despite increased Cholinesterase

activity may be related to the sensitivity of the acetylcholinecholinesterase-I system to concentration relationships (Nachmanson
and Rothenberg, lQHS; Tower and McEachern, 19u90; Burgen and MacIntosh,
1955)o

At "physiologic"

is rapid

concentrations, hydrolysis of acetylcholine

(3-H microseconds) but

the activity falls off quicklyc

at higher

and lower concentrations,

In contrast, the cholinesterase—II

acetylcholine relationship is non-specific and the rate of hydrolysis
increases with increased concentration;
These

relationships are related to the induction of seizures.

at cell membranes
are destroyed by the specific activity of cholinesterase-I in a
few microseconds, an excessive concentration following excitation

While the usual concentrations of acetylcholine

may

exceed the rate of hydrolysis by cholinesterase-I.

The

seizure

�13

threshold is reached and a seizure induced, with the seizure

itself

adding to the amount of free acetylcholine. The increased acetylcholine

diffuses rapidly, affecting vascular and cellular perneability and
increasing the concentrations of various ions, including cholinesterase—II,

in tissues

and

in the cerebrospinal fluid,

The

activity of cholinesterase-II,

though of low efficiency and depending on concentration

the acetylcholine in the tissues in hours to days

kinetics, reduces
to levels fbr the

physiologic action of cholinesterase—I.

Chounutemu

appeal:

in the meme Maid

Iheih anheaee in Lhzeheeﬂluiah ﬁﬁuidb, hebuﬁting

in cell

memblume

The Una/Leaded

a4 a heﬁKeetéon 05
ghom

changee

pumeabLU/ty oeeaAioned by incheaeed aeetyZehoLéne.

emanate/wees

connotahg the [evea
50h rte/wow byAtem

05

ahe pant 06

the homeozstauc mechahbsm

acetyzehouhe at eeu membhahu heme/54mg

activity,

(f) Acetylcholine, EEG Hypersynchrony and Induced Convulsions:
Alteration in the blood-brain perneability barrier by the continuing
action of acetylcholine may be a biochemical substrate for the postelectroshock hypersyndhrony of the electroencephalogram, Such a possi-

bility is evident in the

demonstration of an increase in the concen-

tration of cocaine in brain tissues threeidays after a series of

12

induced convulsions (Aird et_§lo, 1956)o The change in concentration

of this large molecule, ordinarily absent in brain tissue, was

associated with the appearance of hypersynchrony(delta bursts) in the
electroencephalogram°

�11+

We

have confirmed the many previous reports

that convulsive thrapy

induces electrographic hypersynchrony (Pink and Kahn, 1956; Fink
1951)°

Despite a constant application of treatments there

is

§t_al.,

a great

variability in the time of appearance, the duration and the extent of
the electrographic slow wave activity as well as the sensitivity to
modification by alerting, hyperventilation and barbiturates in
psychiatric populations (Green, 1957).
degree hypersynchrony and
has been described as

(Roth, 1951; Roth

its persistence

prerequisite to

stain,

in the degree of induced

The

early appearance of high

throughout a treatment course

improvement following electroshock

1957; Pink and Kahn, 1956)o
EEG

The

differences

hypersynchrony may be related to differences

in central cholinergic activity,

The

failure of certain patients to

develop hypersynchrony may be associated with the absence of free

acetylcholine and with minimal changes in cerebral function, thus
precluding a clinical response to induced convulsions° Tower and
McEachern (19H9a),

in their study of craniocerebral trauma, included

observations of six psychiatric patients undergoing convulsive therapy.
Studying the patients after 3—7 treatments they reported free Spinal

fluid acetylcholine in two patients; and an increase in cholinesterase—II
and a decrease in cholinesterase-I with a reversal of the ratio of cholinesterases in five of the six patients, The one patient in the series
Who failed to show either free
acetylcholine or a cholinesterase ratio
reversal in the spinal fluid was described as: "It is interesting that

this patient

was

the only one of the six to show no response to treatment."

�15

From

these observations they concluded that the spinal fluid changes in

induced convulsions were more like those of creniocerebral trauma than

those of spontaneous epilepsy°

If electrographic

hypersynchrony

free acetylcholine, subjects
whom

it

disappears rapidly

who

may be

is a reflection of increased

maintain hypersynchrony and those in

exhibiting differences in the

kinetics of the cholinesterase~acetylcholine hydrolysis systems.
Persistent hypersynchrony may result from.a decreased rate of
hydrolysis of acetylcholine, associated with low concentrations of

either cholinesterase—I or cholinesterase—II. (Conversely, in
patients with short—lived hypersynchrony, cholinesterase—I and
in tissue and spinal fluid may be unusually higho)
Fnom

—II

these obaehvationi uh uuuid conciude that induced

convuiiionb ahe accociated with an incheaie in ghee acetyichotine

in intehceiiuian ﬁiuidt, aitehing cehebhai pehmeabiiity
enhancing the appeahance 05 choiinettehatei. The ieuei

and
06 ﬁnee

it maintained by nepeated induced beizuneb. EEG
hypencynchhony it one heﬁiection 06 aiteaed ieveii 06 acetyichoiine

acetyichoiine

and attehed penmeabiiity 06 otheh eiectnoiyteb°

that

theAe changec

It

i4 phobabie

in intenceiiuiah eiectnoigteb phovide the

biochemicai Aubcthate ﬂan the penAiAtent behavionai changei ﬁoiiowing
induced convuitionia

�16

t.‘

Cg)

wfi

0.

as.

oses=

studies have application to the problem of autonomic
reactivity and the classification of the psychoseso Funkenstein
These

between
1952)
have
demonstrated
1951,
a
relationship
E£;,(19”89
g:
the blood pressure response to injected methacholine (Mecholyl) and

the clinical response of psychiatric patients to convulsive therapy.

is a potent cholinergic agent which induces vasodilation,
tachycardia9 sweating, and increased peristalsiso It is rapidly
Methacholine

hydrolyzed by cholinesterasedI and slowly by cholinesterase-IIo

falls after injected

blood pressure of subjects

to the baseline within five to

20 minuteso

returns to the baseline within

5

II, or III reactors;
and Group

have a

VI and Group VII

(Funkenstein EE.E£;9 1952)o
upon as

patients in

while Groups

VI

Patients

whom

9

and a

reactors
Group

VI

89%

20

or

and VII reactorso

35%

pressure
Group

I,

more
Group

I

recovery rate, respectively,

and

97%

recovery rates

I to III reactors

mecholyl
the injected

may be

looked

is rapidly hydrolyzed;

and VII have a slow hydrolysis rateo

It is possible that the
cholinesterase activity levels of Groups I-III is

review, see Rose9 19620]

whose blood

classified as

those whose blood pressure takes

IIuIII reactors

while Group

mecholyl and returns

minutes have been

minutes to return to baseline, as Group

The

[For a recent

blood and tissue

high, while that

of Groups VI-VII is low compared to general psychiatric populations°
The

mentally

differences in blood cholinesterase levels in normal and

ill

subjects have been extensively studiedo Despite differences

�17

in methods (Augustinsson, 1955, 1957) elevated cholinesterase levels
compared

to normal populations have been reported for depressive

subjects (Richter and Lee, 1942; Rowntree e£_al;, 1950; Ravin and
Altshule9 1952)? schizophrenic subjects (Early 33
Gal9 1963) and a mixed

iii,

psychiatric population (Plum,

1999; Rubin, 1958;

1960)o

Alpern (1956)

reported lowered cholinesterase levels in schizophrenic subjectso

studies appear inconclusive, they provide data that
the variations in blood cholinesterase levels are generally greater
While these

and frequently elevated in the mentally

illo Negative reports

include the failure by Ellman and Callaway (1961) to confirm Rubin's
study; and Altschule“s (1953) review of the data suggesting no abnormality

of cholinesterase levels in the mentally illo
A

similar analysis

may be made

regarding the relation of central

nervous system levels of cholinesterase in the development of

EEG

hyper-

fluid levels of acetylcholine, thus providing a
congruent hypothesis regarding central nervous system reactivity to
induced convulsions and to peripheral cholinergic agents°
synchrony and spinal

�Dig-

CONCLUSION:

This review indicates

that central cholinergic

mechanisms

are significant in the convulsive therapy processo Induced convulsions
are associated with an increase in intercellular acetylcholine to levels

greater than can be destroyed

by

acetylcholinesterase activityo

Vasodilation and increased cellular permeability are followed by the
appearance of increased amounts of butyrylcholinesterase and other
enzymes and

electrolytes in intercellular fluidso

These biochemical changes are associated with increased

hypersynchrony which

is recorded

as

EEG

electrodess and which can be modified by

slow wave
many

electrical

activity in scalp

anticholinergic drugs,

including atropine9 benactyzine, diethazine, procyclidine and

piperidylbenzilateso
In these regards, induced convulsions are more similar to

cerebral trauma than to spontaneous seizures°

in cerebral biochemistry alter cellular recovery
and firing rates sufficiently to alter the behavior of subjectso
Failure to induce high and persistent concentrations of acetylcholine
These changes

or failure to induce concomitant electrolyte changes.does not alter
cerebral cellular activities and results in a failure to produce
behavioral changeo
Differences in the rate of development of cerebral changes to

the

same number and

frequency of induced convulsions

may

reflect

differences in the dependence of subjects on cholinergic mechanisms or

�:19-

in.their sensitivity to

changes in acetylcholine levelso

These

differences provide the basis for the classifications of the mentally

ill

based on neurophysiological responsitivity by Funkenstein and

by Pink and Kahno

These data on cholinergic mechanisms provide a

theory for the

mode

rational biochemical

of action of induced convulsions in altering the

behavior of psychotic subjects9 and are consistent with the more

general neurophysiologicmadaptive theory of the convulsive therapy
process expressed earliero

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”WW

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‘A Co, Swank, Ro

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{@93sz

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A

.

1

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Freedman, A Mo, Bales,

P D, Willis,

AG

production of electrical major convulsive
117— 121%

fIgﬁé'Jﬁ—J:
“£11-“.V./
FUnkenstein,D

and Himwich,

Ho

Ea

J.

,Ameao

patterns

—

Experimental,€$§£;7
PhgoLoLo,
,.

,

”kw—.-Wn

J

Greenblatt, M and Solomon, H C Autonomic nervous
Nehvo MenM 0L6
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:yatt77M
Ho,

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DOH a,

J

Greenblatt,

Solomon,
M and

paralleling psychologic changes in mentally

1

ill

H C Autonomic changes
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.

1951.
011%“
18,.I
Funkenstein, DQH o, Greenblatt, Mo and Solomon, Ho Co Autonomic nervous
system test of prognostic si ificance in relation to electroshock
Made,
{Pbychozsomo
treatmento
13:
1952,
3u7—3629”
{as
1__1___~u

Gal, E0 M8 Cholinesterase activity of who blood from healthy and
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1963. 19821118-1119&gt;

WW

(M)
)

\9=*"
,

5 6%-,“

V

�and Pepeu, Go Drug-induced changes in brain acetylcholineo
Jo Phanmac0£o," [meg/1&amp;1: 226—2311, 5

Qiarman,

(But,

J

M,

o

Signi ficance of individual variability in
Home, :19574 ﬁg, 229-21104;
electroshocko NJ,
Green,

A,

MD

Hampscn,

w
Jo

wae

"

Essig,

Co

1:1,

((muuw;
and
McCauley,

f luorophosphate

Himwich,

A0

EEG

response to

Effects of

H9 Ea

electroencephalogram and cholinesterase
asvivityo_(Ekectaoencepho Ciino Neuhophybio£0,f1950, g; ulgug&gt; /
div-isop‘ropyl

(DFP) on

Hinwich, Ho E0, Essig, Co Po, X-Iampson, Jo Lo, Bales, Po Do and
Freedman, AU Mo Effect of trimetnadione (Tridione) and other drugs on
convulsions caused by di—isopropyl fluorophosphate (DFP) Amen. J.
R\“””
““1950,‘1062 816-829)
o

*

fM

W

.

”

”rm

Lo and Lechner, Ho
The effect of Diparcol on the electroencephalogram
Jenkner,
and in those with cerebral trauma, E£eot2wenceph. can.
in the normal
1E"o

ﬂax

iwx

subject
/”Neun0phy4£o£o,{1955,LZE 303-6053
1M,
Johnson,

Ulett,

Co,

Lu

J

“3 '7

-

A0, Johnson,

Go

Smith,

MD,

K0

and Sines, Jo

Electroconvulsive therapy (with and without atropine); effect on
electronically analyzed electroencephalogram Allah, Geno Pbychj.

1/

WM"'
Kabat, E0 A0, Glusman,

0%.,

0/

&gt;

and Knaub, V0 Quantitative estimation of the
albumin and gamma globulin in normal and atholo ic cerebrospinal fluid by
immunochemical methodso Wells 10 Mada, [194845;E
653—66253

‘

“NW

Mo

/

brain

of
the
content
Acetylcholine
’
Hung, if E53,: 13; 1—H &gt;J
1;::11
t I44wéhjié.
humorale Ubertragbarkeit der Herznervenwirkungo

Fonyo, A0 and Halmagyi'
in traumatic shocko (Aota Pkg/31.0

Kovach, A,

Ga Bo
,

Mo

,1

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§’

Loewi,
Anch,

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55

Maynert,

Ube

ﬁts,

E0 W;

Ho

and Buck,

1319:

239-292,

Effects of

Eo Go

onacetylcholine synthesﬁgofjo Phwumcoz,
Nachmansohn,

specificity
Plum,

(cum

/.
f;
I,

iﬂw

0‘

depressants on brain
.

convuls

and

narcotic drugd/

Expo ThULo, 1951, 103:_

35,5433

{

and Rothenberg, M, A, Studies on cholinesterase: on
of enzymes in nerve tissueo (J. Mob Chmo,ffgu5.} _]_._5_8: 653—666“;
Do

Study of cholinesterase
Chemo, 1960; pg: 332-390,

Co Mo

activity in nervous

Serum

cholinesterase activity in mental

&gt;M195

,

}

and mental disorders.

R

Ravin, H, A, and Altschule, Mo Do
diseaseo /AItho Newwﬁc Pbychiaxo
a

CDNIOSO

thacolagi£t,, 1961+, g; 191,
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"adetylcholineo
Mcbennan,

Phybiozo, 1921,

. §§: 616-650)

�1

Richter, D and Cmssland, J Variation in acetylcho ine content of the
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J

0

M

Richter, D and

Mo

leeI
838
£882,188821

than
yfI8828188
,J’

"T“.

&lt;72:

D and Lee,

1-

Rose ,

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835~83gfj
The

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W.

Ment. 306,8“,

0/1,”
0\
Serum choline esterase and depresmon.
13° Mani. Soc.)
f“‘p‘.

.

7,

Punkenstein est-57K review of the

&amp;;8§dand
P3ym
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,

o

esterase and anxietyc J.

Serum choline

(,4

128—153, /

”W

i

literature.

Aota

».

in the EEG under barbiturate anaesthesia produced by
electroa-convulsive treatment and their significance for the theory of
Roth, M

Changes

C228.
action
fEZectaoenceph
ECT
Roth, Ma, Kay, D W Ko , Shaw,

)
W28”

NeuhophyéLOKO,[1951,[__w261—280

J

J

and Green,
Prognosis and ﬁPentothal
induced electroencephalographic changes in electroyzonvulsive treatment ..
Eﬁemoenceph can NewzophyA/ZOLO, 8f‘1957.;___9: 225- 237 7’

A

S

[/80

ofd1d1opmpyl——°

i

and Wilson, A, The effects
aﬂcorophosphonate in schizophrenic-1and manic depre sive psychosis.
Newwz NQMOAU/tgo Paychiwto, 1950.313: 87-62,

Romtree, D

J

Rubln,

°

We, Nev1n,

°

°

WW“
Acetylcholine hydrolysis in psychiatric patients

Lo So

/.1958,,Ll2___8258-25858) 7

7;

/1881,

‘~‘

:

8

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Spiegel, E A and Spiegel—Adolf, M Physioochemical effects of electrically
induced convulsions (cerebrospinal fluid studies) K Titan/.5 Ame/r.° NewwL AM.,
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@1111):

Spiegel, E A and Spiegel-Adolf, M Physiological and physicochemical
mechanisms in electroshock treatment Canéin Weuhoz [195’‘13, 38-63/

A

changes
Go
M
and
Spiegel—Adolf,
Spiegel, E
Physicochemical
Henry,
in the brain accompanying electrically induced convulsive discharges

W/TW
Spiegel-Adolf,
Arnuo

,____

Newwz MAM/Tmﬁﬁﬁ:

81783811

,Wilcox, P H and Spiegel, E
changes in electroshock treatment of psychoses
1988, gg_; 697 706);
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90] Pkg/8
Amm

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A.

Cerebrospinal fluid

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J Paych/éaio,
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role of acetylcholine in brain metabolism and functiom
Med ,f19'7'; 3‘6: 222——255&gt;/

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Spiegel, E A and Spiegel—Adolf, M Permeability changes in the brain
induced by Metrazol and insulin convulsions (Jo NULU. Manx. 0125:,
83; 750 755

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�Lipton,
Tobias, J
and convulsants on brain acetylcholine contento

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and IJepinat,

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Effect of anesthetics

Phone Soco Expo BLO£./;~“

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and McEachern, Do Acetylcholine and neuronal activity. I.
Cholinesterase patterns and acetylcholine in the cerebrospinal fluids
of— patients with craniocerebral traumao x/“Ctinado J Ru ea/Lch
m cm 5,,
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Ame/Lo
Jo Pkg/Maze; 1953, ;l73: 179—183,
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Torda,
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and
neuronal
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activity. II.
Acetylcholine
McEachem,
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Acetylcholme and cholinesterase activity in the cerebrospinal fluids
C’a‘nado p]
of patients with epilepsy», \_’\

Tower, D;

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Effect
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electroencephalographic changes induced by electro-ccnvulsive therapy.
Ezecthoencepm Cum Neu/Lophyaiozo,fI§S’7‘g"ig_: 217-221;}
Go

A, and

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(1950, E3 3984020) 1
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in the treatment of closed head injuryoﬁJo

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E0, McNamara, Bo Po and Krop, So The influence
J. -7“~Phalmmroi. Exp.
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6131
MAX FINK
MAX FINK
MAX FINK
MAX FINK
MAX FINK

(READ

660

BY

PROVE!)

MAX FINK
THERAPY
CONVULSIVE
OF
ASPECTS
CHOLINERGIC
THERAPY
CONVULSIVE
OF
ASPECTS
CHOLINERGIC
THERAPY
CONVULSIVE
OF
ASPECTS
CHOLINERGIC
THERAPY
CONVULSIVE
OF
ASPECTS
CHOLINERGIC
THERAPY
CHOLINERGIC ASPECTS OF CONVULSIVE
THERAPY
CONVULSIVE
OF
ASPECTS
CHOLINERGIC

THERAPY
CONVULSIVE
OF
CHOLINERGIC ASPECTS
MAX FINK, MD.1

�ﬁUPLECﬁzTE SILT
MAY

24

1966

EG—J 71

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'E]li“l"

1Department of Psychiatry,
...

.

’

-

H'

i

I

I

.o

E

u

-

This study was aided, in part, by USPHS grants
MH-927, MH—2715, MH-07249 and MH-11380;
and by the Psychiatric Research Foundation of
Missouri.

While the mode of action of convulsive
therapies remains enigmatic, one theory
holds that the early development and persistence of changes in brain function are
requisite to changes in behavior (18, 21,
22). A useful index of neurophysiological
change is the appearance of high voltage
electroencephalographic slow wave activ—
ity (22, 23). While the biochemistry of this
activity is poorly understood, demonstrations that it is inhibited by anticholinergic compounds (19, 20, 34, 66) suggest
that cholinergic systems may play an active

part.

(m

(FINAL

The EEG patterns and the response to
anticholinergic drugs in convulsive therapy
are similar to experimental and clinical
head trauma and, to a lesser extent, spontaneous seizures. Changes in concentration
of cholinesterases in brain and spinal ﬂuid
also show many similarities in these conditions. This review discusses these observations to provide a hypothesis for the role
of cholinergic changes in convulsive therapy.
The activity of acetylcholine in the
transmission of nervous impulses has been
extensively studied since the early descriptions by Dale (12) and Loewi (38). A
constituent of nervous tissue in a bound
form, acetylcholine, is liberated during the
excitation process. It is rapidly hydrolyzed
through the mediation of acetylcholinesterase and is rapidly reconstituted by the
choline-acetylase system (45). Free ace—
tylcholine has not been measurable in normal cerebrospinal ﬂuid despite the rapid
breakdown of bound acetylcholine during
periods of activity and excitement (63).

///"L.i//&gt;{{
I

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�part.

mm

(FINAL

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(GOG

The EEG patterns and the response to
anticholinergic drugs in convulsive therapy
are similar to experimental and clinical
head trauma and, to a lesser extent, spontaneous seizures. Changes in concentration
of cholinesterases in brain and spinal ﬂuid
also show many similarities in these conditions. This review discusses these observations to provide a hypothesis for the role
of cholinergic changes in convulsive therapy.
The activity of acetylcholine in the
transmission of nervous impulses has been
extensively studied since the early descriptions by Dale (12) and Loewi (38). A
constituent of nervous tissue in a bound
form, acetylcholine, is liberated during the
excitation process. It is rapidly hydrolyzed
through the mediation of acetylcholinesterase and is rapidly reconstituted by the
choline-acetylase system (45). Free acetylcholine has not been measurable in normal cerebrospinal ﬂuid despite the rapid
breakdown of bound acetylcholine during
periods of activity and excitement (63).
But the normal cerebrospinal ﬂuid does
have measurable cholinesterase activity
(41).
CHOLINERGIC ASPECTS OF CRANIOCEREBRAL
TRAUMA

(READ

660

BY

PROVE!)

Free acetylcholine was found in the
cerebrospinal ﬂuid of cats within a few
minutes after experimental head trauma
and persisted for varying periods up to 48
hours. The quantity of free acetylcholine
varied between 2.7 and 9.0 ga /100 cc,
and the amount was related to t e degree
of induced trauma (6).
Concurrent electroencephalograms ﬁrst
demonstrated high voltage fast activity,
interpreted as evidence of an intense
neuronal discharge, which was succeeded
by a short period of ﬂattening of all recorded electrical activity. These phases
were followed by prolonged periods of

�f.’u

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high amplitude sharp waves in the
delta
frequencies.

The behavioral changes related
to the
degree of induced trauma and
to the
amount of measured free acetylcholine.
With higher levels of
acetylcholine, Bornstein (6) reported greater degrees
of EEG
abnormality and greater changes in consciousness. Spontaneous
post-traumatic
seizures were also related to the
amount of
free acetylcholine measured in
the cerebrospinal ﬂuid.
Bornstein applied acetylcholine to
exposed cat cerebral cortex. When the
concentration of acetylcholine
was one
gamma/100 cc or less, high amplitude
sharp waves of low frequency
appeared in
the electroencephalogram. When
the concentration was increased to two
100
gamma/
cc, the electroencephalogram ﬂattened
in
a fashion parallel to the
post-traumatic
records.
by Tower and McEachern (63)
demonstrated free acetylcholine in the
cerebrospinal ﬂuid only in patients with
recent
head trauma, recent grand-mal
seizures or
after electroconvulsive therapy. Free
acetylcholine varied from 0.2 to 100
gamma/
100 cc. In assaying spinal
ﬂuid cholinesterase activity, they noted a sharp rise in
the
butyrylcholinesterase fraction and a fall in
the acetylcholinesterase fraction in
patients
with head trauma and following
convulsive
therapy. After spontaneous seizures, however, the cerebrospinal ﬂuid did not exhibit
such inversion although it
contained free
acetylcholine. They concluded that the leve
0f free acetVlChnll‘np

(FINAL

((1

�Bornstein applied acetylcholine to
exposed cat cerebral cortex. When the
concentration of acetylcholine
was one
gamma/100 cc or less, high amplitude
sharp waves of low frequency
appeared in
the electroencephalogram. When
the concentration was increased to two
100
gamma/
cc, the electroencephalogram ﬂattened in
a fashion parallel to the
post-traumatic
records.
Investigations in neurological patients
by Tower and McEachern (63) demonstrated free acetylcholine in the
cerebrospinal ﬂuid only in patients with
recent
head trauma, recent grand-mal seizures
or
after electroconvulsive therapy. Free
acetylcholine varied from 0.2 to 100
gamma/
100 cc. In assaying spinal ﬂuid
cholinesterase activity, they noted a sharp rise in
the
butyrylcholinesterase fraction and a fall in
the acetylcholinesterase fraction in
patients
with head trauma and following
convulsive
therapy. After spontaneous seizures, however, the cerebrospinal ﬂuid did not exhibit
such inversion although it
contained free
acetylcholine. They concluded that the level
of free acetylcholine varied
directly with
the degree of cerebral damage and
that reversal of cholinesterase fractions
was a
more sensitive indicator of cerebral
damage.
Electroencephalograms taken at
varying
intervals following trauma also indicated
a relation between the degree of
EEG abnormality and the appearance of free
acetylcholine in the cerebrospinal ﬂuid.
Increased acetylcholine in rat brain
after
traumatic shock was also reported
by
Kovach et al. (36). This
acetylcholine activity was inhibited by the administration
of atropine in vitro.
The electrographic, behavioral
and neurologic signs of head trauma
were blocked
by the parenteral administration
of 0.5—
1.0 mg/kg atropine,
as were similar clinical
changes occurring after the intracisternal
addition of acetylcholine (6). Ward
applied
these observations to the
treatment of
closed head injuries. In 20
patients with
varying degrees of trauma, he administered
atropine subcutaneously in doses of 0.1
mg/kg, noting clinical improvement in
some and a reversal of the
electrographic
effects in others (67). The
same changes in
the post-traumatic
electroencephalogram
were reported by Jenkner and Lechner in
a
study of diethazine, another anticholinergic drug. A single intravenous
dose in 40
patients resulted in normalizing the
abnormal electroencephalogram in 22
and
marked improvement in six others
(33).

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Similarly, in experiments of post-trauma-

tic shock and cerebral edema in animals,
Denisenko (13) reported a blocking of
the clinical changes by such anticholinergic
compounds as methylbenactyzine and
adiphenine (Trasentin).
Thus, the amount of free acetylcholine
ma increase in the spinal ﬂuid following
craﬁicerebral trauma and the amount of
free acetylcholine, the degree and type of
electroencephalographic abnormality, and
changes in clinical behavior appear as interrelated phenomena, which may be reduced by the administration of anticholinergic drugs.
BRAIN ACETYLCHOLINE AND
ANTICHOLINERGIC DRUGS

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The effects of the direct application of
acetylcholine to the central nervous system
may also be blocked by anticholinergic
drugs. The administration of the cholinesterase inhibitor di-isopropyl ﬂuoroph sphate (DFP) elicited high amplitude rapid
frequency EEG patterns similar to status
epilepticus and some post-traumatic states
(24, 31, 32, 68). These EEG eﬂ'ects were
blocked by small doses of parenteral
atropine and scopolamine. The great increase in acetylcholine after tetraethyl
pyrophosphate (TEPP) was measured and
related to the toxic effects and the induced
convulsions (29, 59).
Chatﬁeld and Dempsey (9) prepared
exposed animal cortex with prostigmine
and evoked electroencephalographic spike
activity. The prior administration of
atropine blocked the appearance of spiking,
or if present, this electrical activity could
be eliminated by atropine.
In contrast to these ﬁndings, Brenner
and Merritt (7) applied topical acetylcholine in concentrations of two and onehalf to ten per cent to the exposed cortex
of cats and noted no effect on the electroencephalographic changes after intravenous atropine (one mg/kg). The concentrations of acetylcholine in these experiments,
however, were higher than the topical applications (one to four gamma/100 cc)
and the intracisternal (0.2—10 gamma/100
cc) injections of Bornstein (6). Brenner
and Merritt (7) also noted electroencephalographic effects similar to acetylcholine
after methacholine (Mecholyl) and carbamylcholine (Doryl) in concentrations
much lower than the acetylcholine concentrations. They ascribed the increased
effectiveness of these cholinergic drugs to
their lack of sensitivity to cerebral cholinesterases.
These data are conﬂicting and further
study is necessary to qualify this issue.

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atropine blocked the appearance of spiking,
or if present, this electrical activity could
be eliminated by atropine.
In contrast to these ﬁndings, Brenner
and Merritt (7) applied topical acetylcholine in concentrations of two and onehalf to ten per cent to the exposed cortex
of cats and noted no effect on the electroencephalographic changes after intravenous atropine (one mg/kg). The concentrations of acetylcholine in these experiments,
however, were higher than the topical applications (one to four gamma/100 cc)
and the intracisternal (0.2—10 gamma/100
cc) injections of Bornstein (6). Brenner
and Merritt (7) also noted electroenceph—
alographic effects similar to acetylcholine
after methacholine (Mecholyl) and carbamylcholine (Doryl) in concentrations
much lower than the acetylcholine concentrations. They ascribed the increased
effectiveness of these cholinergic drugs to
their lack of sensitivity to cerebral ch0linesterases.
These data are conﬂicting and further
study is necessary to qualify this issue.
CEREBROSPINAL FLUID ACETYLCHOLINE
AND SEIZURES

One View of acetylcholine metabolism
ﬁnds it in nervous tissues in an inactive
and bound form. During periods of activity,
acetylcholine is liberated at the cell membrane where it is rapidly deactivated by
cholinesterases. The amount of bound
acetylcholine is the resultant of the continuous processes of synthesis, liberation
and breakdown (15). It has been postulated that the level rises during sleep and
falls during waking activity (16, 29, 45,

60).
Tobias et al. (60) reported increased free
and total acetylcholine after chloroform
and pentobarbital anesthesia in rat and
frog brain but no changes after strychnine
or pictrotoxin convulsions. Richter and
Crossland (45) measured the level of acetylcholine (microgamma per mg brain tis—
sue) during anesthesia and sleep in rat
brain to be 300 per cent higher than postseizure levels. The difference in tissue levels
is transient, however, as the resynthesis
rate for acetylcholine in rat brain is high
(seven gamma/gm/minute). These observations were conﬁrmed by Elliott et al.
(16) and Crossland and Merrick (11).
Giarman and Pepeu reported the increase in acetylcholine following various
depressants to be roughly proportional to
the degree of depression of the central
nervous system and the reduction in motor
activity (29). Maynert and Buck, however, studying brain acetylcholine levels
during sedation concluded that some sedatives were associated with elevated brain
acetylcholine but that no rigorous relationships existed (39). In part, this may
be related to the earlier observations of
McLennan and Elliott (40) that acetylcholine synthesis measured in rat brain
slices is accelerated by low dosages of narcotic drugs, but inhibited by high dosages.

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Free acetylcholine was reported in the
spinal ﬂuid in patients with epilepsy (10,
63). Of 56 epileptic patients, 44 demonstrated free acetylcholine in quantities of
0.02 to 5.0 gamma/ 100 cc with an average
of 1.0 gamma/ 100 cc. Acetylcholine levels
were related to the frequency of seizures,
the extent of electoencephalographic abmality, and to the time since the last
sféizlmre but bore no relation to medication,
type of epilepsy or level of cholinesterase
activity Elliott et al. (16) also noted free
acetylcholine in the spinal ﬂuid in concentrations up to three gamma/100 cc after
pentylenetetrazol (Metrazol) convulsions.
Tower and McEachern (63) viewed
the increased acetylcholine as a by-product
of the seizure and not causal. Studying the
hypothesis that seizures were induced by
the accumulation of acetylcholine, Torda
(61, 62) measured the level of acetylcholine
in brain tissue after pentylenetetrazol convulsions. She noted a rise in the acetylcholine content of brain before and a fall during the convulsion. Below certain levels of
acetylcholine, convulsions failed to occur.
She suggested that the fall in tissue acetylcholine during a convulsion was due to the
inhibition of acetylcholine synthesis by increased concentrations of metabolites such
as ammonium ions.
Giarman and Pepeu also measured
changes in central nervous system acetylcholine following various stimulants
(29). Only after methacholine and 3,5dimethylbutylethyl-barbiturate was there
a signiﬁcant change in the acetylcholine
level. They noted a decrease in association with induced convulsions. With other
drugs which they classiﬁed as stimulants
(LSD, iproniazid, iproniazid plus hydroxytryptophan, and iproniazid plus DOPA)
there were no changes in the acetylcholine
level. They concluded that despite intense
excitation produced by these compounds,
there were no changes in acetylcholine
levels unless these were accompanied by
convulsions. (The differences in observations between these observers and Gone et
al. (10) and Tower and McEachern (
may be related to the differences in methods of biochemical measurements, for the
latter measured changes reﬂecting free
only, While Giarman and
) measured total acetylcholine
Pepeu
includin_ bound and free forms of acetyl-

K

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These studies suggest that spontaneous
or induced seizures are accompanied by
an increase in intercellular free acetyl
choline liberated from its bound form
which may be reﬂected in the spinal
ﬂuid. Cerebral activity and seizures enhance acetylcholine destruction, lowering
tissue levels of acetylcholine, while sleep
and anesthesia augment acetylcholine production increasing tissue levels.

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206((1

CENTRAL NERVOUS SYSTEM

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we acetylcnoune

level. They concluded that despite intense
excitation produced by these compounds,
there were no changes in acetylcholine
levels unless these were accompanied by
convulsions. (The differences in observations between these observers and Cone et
all. (10) and Tower and McEachern (
may be related to the differences in methods of biochemical measurements, for the
latter measured changes reﬂecting free
holine only, while Giarman and
ce
) measured total acetylcholine
includin bound and free forms of acetyl-

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in).

These studies suggest that spontaneous
or induced seizures are accompanied by
an increase in intercellular free acetyl
choline liberated from its bound form
which may be reﬂected in the spinal
ﬂuid. Cerebral activity and seizures enhance acetylcholine destruction, lowering
tissue levels of acetylcholine, while sleep
and anesthesia augment acetylcholine production increasing tissue levels.

(REV

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CENTRAL NERVOUS SYSTEM
CHOLINESTERASES

Tower and McEachern (63, 64, 65) also
measured spinal ﬂuid cholinesterase activity. By reporting cholinesterase activity as
a ratio of the rate of hydrolysis with two
substrates compared to an acetylcholine

substrate, acetylcholinesterase/acetylcholine and butyrylcholinesterase/acetylcholine ratios are derived. Normal cerebrospinal ﬂuid contains these esterases in the
ratio of 33:17.
In patients with head trauma, Tower and
McEachern reported an inversion of the
cholinesterases with an increase in the
butyrylcholinesterase of the spinal ﬂuid
and a decrease in acetylcholinesterase activity. The extent of the cholinesterase
reversal was related to the severity of
trauma and to the degree of EEG abnormality. A similar reversal was observed in
patients undergoing convulsive therapy.
In patients with elevated spinal ﬂuid
acetylcholine after spontaneous seizures,
however, no change in the ratio of cholinesterases or total cholinesterase activity was

found.
Changes in cholinesterase activity may
be related to changes in cell membrane
permeability. Acetylcholinesterase is found
in highest concentration in the central nervous system. while butyrylcholinesterase predominates in other tissues, especially blood
serum. With increased cerebral acetylcholine, vasodilation and increased cellular
permeability may be predicted, with vascular ﬂuid transudation varying with the
extent and duration of the vasodilation
(35). Spiegel, Spiegel-Adolf and their
coworkers (54—58) demonstrated such permeability changes and increased conductivity of the tissues associated with the appearance of various ions (as potassium
and phosphate) in the spinal ﬂuid following electrically induced convulsions. Such
non-electrolytes as nucleic-acid splitting
enzymes also increased. Changes in cellular
permeability may be the basis for the high

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That changes in cholinesterases
may be
large and measurable is
suggested by the

acetylcholinesterase activity which
was related to decrements in be
havioral perform-

ance.
The persistance‘ of
acetylcholine
in spinal
ﬂuid after head
trauma and after seizures
despite increased cholinesterase
activity
may be related to the
sensitivity of the
acetylcholine~acetylcholinesterase

ip is non-speciﬁc, and

(m

the rate of hydrolysis
increases with increased concentration.
These relationships
relate
to theories
of the induction of
seizures. While the usual
concentrations of acetylcholine
at cell
destroyed by the speciﬁc
activity of acetylcholinesterase
in a few
microseconds, an excessive
concentration
following excitation
may exceed its rate of
hydrolysis. The seizure
threshold may be

(FINAL

altering the concentr
including butyrylcholinesterase
in
tissues
and in the cerebrospinal
ﬂuid.
Through
the activity of this
esterase, though of low
efﬁciency and depending
on concentration
kinetics, acetylchol'
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acetylcholinesterase.
Cholinesterases appear in
the spinal
ﬂuid as a reﬂection of
their increase in intercellular ﬂuids resulting fr
om
changes in
cell membrane
permeabilit y accompanying increased acetylcholine.
EEG HYPERSYN
CHRON Y AND INDUCED
CON VULSIONS

onvulsive therapy process has been
repeatedly
described
(22, 23, 50, 51). In the
usual course of convulsive therapy,
inter-treatment electro~
encephalograms record
progressive
increases in amplitude and in
theta
activity
and a reduction in beta
activity.
As
treatment

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Name wscu adding to the amount of free
acetylcholine.

Increased acetylcholine
affects vascular and
cellular permeability
altering the concentrations of
various
ions,
including butyrylcholinesterase
in
tissues
and in the cerebrospinal
ﬂuid.
Through
the activity of this
esterase, though of low
efﬁciency and depending
on concentration
kinetics, acetylcholine is
reduced in tis-

acetylcholinesterase.
"" ”My
Cholinesterases appear
ﬂuid as a reﬂection of
their '
tercellular ﬂuids resulting fr
om changes in
cell membrane
permeabilit y accompanying increased acetylcholine.
EEG HYPERSYN
CHRON Y AND INDUCED
CON VULSIONS

onvulsive therapy process has been
(22, 23, 50, 51). In the repeatedly described
usual course of convulsive therapy,
inter-treatment electroencephalograms record
progressive
increases in amplitude and in
theta
activity
and a reduction in beta

activity. As treatelta activity appears in

methods~electrical, intravenous
chemical
or inhalant—exhibit the
same type of EEG
pattern changes (21, 22, 23,
30).
The early appearance of
high degree hypersynchrony and its persistence
throughout a treatment course has
been
found to
be prerequisite to
improvement. Both the
electrographic and th e behavioral
changes
of induced convulsio
us are transiently
reversed by the acute
administration of experimental anticholinergic
compounds
19
20). The intravenou
injec
ion
0 diethazine, benactyzine, t
e piperidylbenzilates
JB—318, JB—336 and
JB—329 (Ditran),
and
WIN—2299 induced
EEG desynchronization in psychiatric
subjects. These EEG
changes were associated
with behavioral
alerting, anxiety, tremors,
illusions and
hallucinations. In patients
cently received electroconvu
lsive
therapy
there was a reduction in
slow
and a reversal of
'

euphoria, d
fusion. Atropine, in low
doses, was also associated with EEG
desynchronization accompanied by tachycardia,
nervousness
and tension. At higher
dosages, hypersynchronous slow waves
followed by lower
voltage, poorly organized
delta
activity
with superimposed beta
activity
companied by progressive
confusion and
disorientation.
The effect of
anticholinergic
drugs on
the slow wave
activity of convulsive therapy was also assessed by the
chronic administration of atropine
(ﬁve mgm per
day) and scopolamine (one
to three mg)
during the Weeks of treatment.
The
amount
of EEG slowing
was signiﬁcantly less

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Marked improvement was reported in two
of seven atropine-treated,
norx of ﬁve

scopolamine-treated and in four of the six
controls receiving unmodiﬁed ECT. This
study was not replicated by the authors
who suggest that dosage factors
or population changes may have contributed
to the
different results in a second study
(34).
As in cerebral trauma, the
electrographic
changes of induced convulsions
be
may
modiﬁed by the administration of
anticholinergic drugs suggesting that increased
amounts of acetylcholine or increased
cholinergic receptivity is associated with
the high voltage slow wave activity.
ACETYLC‘HOLINE AND INDUCED
CON VULSIONS

Despite a constant application of treatments, however, there is great variability
in the time of
appearance, the duration,
amount, and sensitivity to modiﬁcation
by alerting, hyperventilation and barbiturates of the electrographic slow
wave
activity in psychiatric populations (30).
These differences relate to differences in
central cholinergic activity. The failure of
certain patients to develop hypersynchrony
may be associated with the absence of
free acetylcholine and with
minimal
changes in cerebral function, thus precluding a clinical response to induced convulsions. Tower and McEachern
(63), in their
study of craniocerebral trauma, included
observations of six psychiatric patients
undergoing convulsive therapy. Studying
the patients after three to
seven treatments they reported free spinal ﬂuid
acetylcholine in two patients, and an increase
in butyrylcholinesterase and
a decrease in
acetylcholinesterase with a reversal of the
ratio of cholinesterases in ﬁve of the six
patients. Only one patient in the series
failed to show either free acetylcholine
or
a cholinesterase ratio reversal in the
spinal
ﬂui They concluded that the
spinal ﬂuid
anges in induced convulsions were more
like those of craniocerebral trauma
than
those of spontaneous epilepsy.
Other evidence of alterations in the
permeability barrier may be seen in the demonstrations of an increased concentration
of cocaine in brain tissues three
days after
a series of 12 induced convulsions ( 1).
The
change in concentration of this large molecule, ordinarily absent in brain tissue,
was
associated with the appearance of hypersynchrony (delta bursts) in the electroencephalogram.
From these observations we would
conclude that induced convulsions, like
craniocerebral trauma and spontaneous
seizures,
are associated with an increase in free
acetylcholine in intercellular ﬂuids,
altering
cerebral permeability and enhancing
the
‘

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�”renown; m cm; patients, and an increase
in butyrylcholinesterase and
a decrease in
acetylcholinesterase with a reversal of the
ratio of cholinesterases in ﬁve of the six
patients. Only one patient in the series
failed to show either free acetylcholine
or
a cholinesterase ratio reversal in the
spinal
ﬂui They concluded that the
spinal ﬂuid

anges in induced convulsions were more
like those of craniocerebral trauma
than
those of spontaneous epilepsy.
Other evidence of alterations in the
permeability barrier may be seen in the demonstrations of an increased concentration
of cocaine in brain tissues three
days after
a series of 12 induced convulsions (1). The
change in concentration of this large molecule, ordinarily absent in brain tissue,
was
associated with the appearance of
hypersynchrony (delta bursts) in the electroencephalogram.
From these observations we would
conclude that induced convulsions, like
craniocerebral trauma and spontaneous
seizures,
are associated with an increase in free
acetylcholine in intercellular ﬂuids, altering
cerebral permeability and enhancing the
appearance of cholinesterases. The level of
free acetylcholine is maintained
by repeated induced seizures. EEG hypersyn—
chrony is one reﬂection of altered levels of
acetylcholine and the altered permeability
of electrolytes and other
substances, including cholinesterases. The changes in intercellular electrolytes, including
acetylcholine, provide the biochemical substrate
for the persistent behavioral changes
and
EEG hypersynchrony following induced
conv
onsM.
An application WM““WWWM‘MMMK
of these conclusions is
seen in the studies of the prediction of the
convulsive therapy response and the claspsychoses.
I

.,

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CHOLINESTERASES AND THE CLASSIFICATION
OF PSYCHOSES

69‘

/

Funkenstein et al. (25—27) reported
a
relationship between the blood pressure response to methacholine and the clinical
response to convulsive therapy. Immediately after the injection of methacholine
the blood pressure falls, usually
returning
to the baseline within ﬁve to 20 minutes.
A return within ﬁve minutes
places the patients in Groups I, II or III; while
a return after 20 minutes place the patients in
roups VI and VII. Group I and Group
II have a nine per cent and a 35
per
ent recovery rate, respectively, while
Group VI and Group VII subjects have
89 per cent and 97
per cent recovery rates
to induced convulsions (27). Group
I, II
and III reactors may be looked
upon as
patients in whom methacholine is rapidly
hydrolyzed; while Groups VI and VII have
a slow hydrolysis rate. (The
response to injected epinephrine was suggested as
a
second criteria in the classiﬁcation, but is
of limited discriminating value
[48].) While
we have no biochemical explanation for
the differences in the metabolism of
methacholine in these psychiatric
groups, it is
possible that the blood and tissue choline—
sterase activity levels of Groups I—III is

I/

high while that of Groups VI—VII is low
compared to general psychiatric populations.

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The differences in blood cholinesterase
levels in normal and mentally ill
subjects
have been extensively studied. Despite differences in methods (4, 5), elevated cholinesterase levels compared to normal populations have been reported for
depressive
subjects (44, 46, 47, 52), schizophrenic subjects (14, 28, 53) and a mixed psychiatric
population (42). Alpern reported lowered
cholinesterase levels in schizophrenic subjects (2). While these studies
appear inconclusive, they provide data that the variations in blood cholinesterase levels
are
generally greater and frequently elevated in
the mentally ill. Negative
reports include
the failure by Ellman and
Callaway (17)
to conﬁrm Rubin’s study; and Altchule’s
review of the data suggesting no abnormality of cholinesterase levels in the
mentally
ill (3).
-. ..-_-- _
HeSe studies suggest that cholinergic
measures may play a signiﬁcant role in
the therapeutic response to
convulsive
therapy and in the pathogenesis of
psychoses.

.,

'
,

7

CONCLUSION

This review summarizes some of the
available data suggesting that cholinergic
mechanisms may be central to the convulsive therapy process. Induced convulsions
are associated with cerebral vasodilation
and increased cellular permeability, followed by the appearance of increased
amounts of enzymes and electrolytes in
intercellular and cerebrospinal ﬂuids. The
increase in acetylcholine, vasodilation
and
increased permeability appear as interrelated phenomena associated with
trauma,
seizures and induced convulsions.
These biochemical changes
accompany
increased electrical hypersynchrony which
is recorded as EEG slow
wave activity in
scalp electrodes and which can be modiﬁed
by the acute and chronic administration of
anticholinergic drugs as atropine, benactyzine, diethazine, procyclidine and various
DineridVI-hﬂnzilnqu

�“lose stuures suggesr, that cholinergic
measures may play a signiﬁcant role in

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the therapeutic response to convulsive
therapy and in the pathogenesis of psy-

{

choses.

,

,-

'

’

CONCLUSION

This review summarizes some of the
available data suggesting that cholinergic
mechanisms may be central to the convul—
sive therapy process. Induced convulsions
are associated with cerebral vasodilation
and increased cellular permeability, followed by the appearance of increased
amounts of enzymes and electrolytes in
intercellular and cerebrospinal ﬂuids. The
increase in acetylcholine, vasodilation
and
increased permeability appear as interrelated phenomena associated with
trauma,
seizures and induced convulsions.
These biochemical changes
accompany
increased electrical hypersynchrony which
is recorded as EEG slow
wave activity in
scalp electrodes and which can be modiﬁed
by the acute and chronic administration of
anticholinergic drugs as atropine, benactyzine, diethazine, procyclidine and various
piperidyl-benzilates.
In these regards, induced convulsions
are more similar to cerebral trauma than
to spontaneous seizures.
The changes in cerebral
biochemistry
alter cellular activity sufﬁciently to affect
consciousness and the behavior of subjects.
Failure to induce persistent biochemical
changes, including the concentration of
acetylcholine, results in failure to produce
behavioral change.
There is, as yet, no consistent evidence
for differences in the sensitivity
or dependence of populations on cholinergic mechanisms. Differences in the rate of develop—
ment of cerebral changes to the
same
number and frequency of induced convulsions and classiﬁcations of the
mentally ill
based on the blood pressure
response to
methacholine suggest, however, that such
differences may be signiﬁcant in the
pathogenesis of different psychoses.
1.

REFERENCES
Aird, R. B., Strait, L. A., Pace, J. W.,
HrenoH,
M. K.

and Bowditch, S. C. Neurophysiological effect of electrically induced
A.M.A. Arch. Neurol. Psychiat.,convulsions.
75: 371—

2.

378, 1956.

Alpern, D. O. Aktivnost kholinesterasy i kho—
linergicheskaya reaktsiya krovi pri shizofrenii. (Cholinesterase activity and choliner—
gic reaction of the blood in
schizophrenia.)
Fiziol. Zh. (Kiev), 4: 87—90, 1956.
3. Altschule, M. D.,
Bodily Physiology in Mental
and Emotional Disorders,
pp. 169—172. Grune
&amp; Stratton, New
York, 1953.
4. Augustinsson, K.-B.
The normal variation of
human blood cholinesterase
activity.
Acta
Physiol. Scand., 35: 40—52, 1955.
5. Augustinsson, K.—B.
Assay methods for cholinesterase. In Glick, D., ed. Methods
Bioof
Chemical Analysis, vol. 5,
1—63. Interpp.
science Publishers, New York, 1957.
6. Bernstein, M. D. Presence
and action of acetylcholine in experimental brain
trauma. J.
neurophysiol., 9: 349—366, 1946.
7. BFe'hner, C. and
Merritt, H. H. Effect of certain choline derivatives on electrical
of the cortex. A.M.A. Arch. Neurol. activity
Psychiat.,
48: 382—395, 1942.
8. Burgen, A. S. V. and
MacIntosh, F. C. The
physiological signiﬁcance of acetylcholine.
In Elliot, K. A. C., Page, I. H. and Quastel,
J. H., eds. Nem‘ochemistry,
pp. 374—375.
Thomas, Springﬁeld, Illinois, 1955.

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6131 p. 7 5-20-66 640
9. Chatﬂeld, P. O.

9

(4)
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                    <text>May 17, 2017

A Boy from the Bronx: A Recollection
Max Fink, M.D.

Arline Alda’s “Just Kids from the Bronx” enticed me to recollect the first 20 years of my
life.1 The personal stories of her friends and those of her husband Alan Alda of childhoods spent
in Bronx apartment houses and public schools described the rich lives of European immigrants
first to the city and their spread to the outer borough of the Bronx with their farms and parks and
unimproved acres. Her 19-year old brother Adolph came from New York to shepherd us across
the Atlantic on the SS George Washington. We joined my mother’s families the Gottliebs and the
Lowenthals in a cluster of apartment houses on Fifth Avenue just north of Central Park. The
park, bicycle paths, lake and boat pond were our playgrounds.
After my father received the New York State license to practice medicine, my parents
travelled along the newly developed Pelham Bay Park elevated train line, along the southeast
corridor of the Bronx, stopping at one exit after another, walking the streets near each station,
seeking an apartment suitable for a doctor’s office. A five story apartment building at 1201
Elder Avenue just 50 yards from the elevated train station offered a six room ground floor
apartment. The corner store was a pharmacy and soda fountain and a luncheonette with
newspapers and magazines on the other side. 2 The dual track train stood on steel columns along
Westchester Avenue, over trolley car tracks that offered a busy and noisy transportation hub.
Multi-story brick houses with honey locust trees filled the avenue.

PS 77 elementary

school3 was two streets to the North and East on 172 Street and Ward Avenue, with the James
Monroe High School just one street to the North. My parents joined the reformed synagogue on

�Elder Avenue and 172 Street.4 This enclave became a vibrant Jewish community that sustained
my father’s practice. Other practitioners settled in the neighboring streets and the need for
hospital facilities led community physicians to establish the two-story Hunts Point Hospital and
then a few years later a much larger Bronx Hospital, both offering facilities for practitioners to
treat their patients.5
My mother’s brother Max Lowenthal established his office and home on Washington
Avenue, a few streets from the Bronx Hospital. His home was on a large lot offering a
playground for our family visits. His oldest son Charles was a Scoutmaster and both my brother
and I were active Boy Scouts.
In time my parents rented an apartment (#3) in the same building as our home. Melvin
and Ruth Muroff, lifelong friends lived in Apartment #2. (Apartment #4 was the office of our
dentist Dr. Heyman.)
In 1928, my father’s mother Dvora Grunwerg migrated and was established in Apartment
#5. She occupied the first two rooms leaving the large living room with windows facing the
elevated railroad as a play area for my brother Sidney and myself. We adapted to the screeching
brakes of train halts and noises of the doors and motors every few minutes, day and night. The
living room was our playground, with Lionel electric trains on the floor, chemical experiments,
chess and marble games on tables. My grandmother adhered to orthodox Jewish practices and
tolerated our noises and arguments.
My father’s office windows faced the street. Although Elder Avenue was lightly
travelled, my friends and I were admonished to keep the noise levels low. My father parked his
car in front of the building entrance, a notice that he was in his office. His open “office hours”

�were 12 to 1 and 6 to 8 each day. My brother and I were expected to join him for dinner each
day at 5:30.
The office telephone was monitored at all times so early in my life I learned to answer the
ring with ”Dr. Fink’s office” and record the messages. When my father went to a movie house
or a play or opera in the city, he sought an aisle seat after notifying the usher that he was
available for calls.
I had a mutt dog called Pal. He developed seizures, often vomited, and more often
whimpered and cried for long periods. My father had various medications in his office and I
soon learned that the pink capsule (secobarbital, Seconal) would quiet Pal nicely. One night,
when my parents were at a movie house, Pal was very upset. I fed him two capsules and went
back to reading and listening to radio music. Not hearing from Pal, I found him under the dining
room table, unconscious and not responding. Panicked, I called my father and blurted that he
should come home quickly for an emergency. After a hurried drive through the broad streets of
Southern Boulevard, over the trolley tracks, he rushed in and when I showed him the “dead” dog,
he listened and examined and opined that the dog would soon recover. My chagrin was an early
lesson in the need for examination before ringing a panic button.
During the financial depression of the 1930s a barter system was in place. I was often
sent to the grocer, butcher and fish shops, pharmacy and laundry, bringing home packages after
my mother had called. I rarely needed cash money except to use the train or trolley systems.
By 1936 the developing Spanish Civil War and the anti-Jewish restrictions in Germany
became daily family concerns as my parents sought to bring Jewish relatives and school
classmates to America. To obtain a visa the immigrants needed evidence that they would not

�become wards of the government. My parents established bank accounts in the names of each of
the relatives with a joint owner, often using me as the citizen.6
PS 77 and the James Monroe High School were well regulated. Boys wore white shirts
and dark shorts or knickerbocker pants (knickers) clustered just below the knee; girls wore white
midi-blouses and dark skirts. While the halls were noisy between classes, hall “monitors”
maintained order. Being a “monitor” was an “honor” and despite my small size, I was an active
hall monitor.
Desks bound to the floor filled classrooms. I was short and usually sat up front and did
not realize until I took eye tests for a driver’s license at age 16 that I was near-sighted. My first
pair of glasses were a revelation.
I surely was a “nerd” and in the practice of the time I skipped grades four times,
graduating from elementary school at age 12. I qualified for the prestigious Manhattan high
schools, but my parents refused permission saying that the James Monroe High School was just
four streets away and required no travel.
The school had four program “tracks” and I was soon established as college bound on
the academic track. I studied German to meet the language requirement and became an editor of
the monthly Plaudermäulchen (“chatterbox”) and wrote each issue’s crossword puzzle.
I was favored by Ms. Sweet, teacher of English literature and head of the Arista, the honorary
academic society. Tall and lean, always well dressed, she was an enthusiastic reader of murder
mysteries, sharing them with students. When she learned that I wanted to go to medical school,
she sent me to the coach of the football team, Mr. Wiedman who offered me a position as a
“team manager.” I kept records of the games, team equipment, medical supplies, and monitored
travel arrangements for off-site games. At the end of the game season I arranged a team dinner,

�once at a New York City retaurant on Times Square. At the school graduation I was awarded an
athletic letter M, a note in my college application that may have supported my college
admission as a “well rounded student.”
I graduated high school in January 1939 at age 16 and enrolled in New York University’s
College at its Bronx campus for its Feb-Sep program.7 I lived at home and used the trolley line
to come to school. By the second year I established myself as a library assistant in the Gould
Memorial Library and a research fellow in the biology programs under Carl Sandstrom and
Horace W. Stunkard.8 I soon found niches in the Library and Biology Buildings in which I could
leave a cot and some clothes and I often remained on campus for days on end.
As an editor of the Heights Daily News, the college’s 4 to 8 page newspaper, I spent a night each
week at the printshop in Fort Lee, New Jersey, editing page proofs and setting type for headlines.
I wrote stories of campus events and visiting lectures.
The aroma of print ink settled in my clothes and led me to work from time to time in the
art book multi-color print shop of Martin Jahoda. Martin was émigré relative of my father’s
medical school classmate Julius Halpern who fled Vienna with his wife Frieda and daughter Eva
on March 12, 1938 (the day that Hitler was welcomed into Vienna). The family lived nearby on
Elder Avenue as he studied for the New York State medical licensing examinations. I coached
him in English and as a gift he gave me a Leica camera that was compact and easily fit my
trouser’s pocket. I used it throughout my medical school career.
My parents moved their home to Pelham Manor at 528 Manor Ridge Road before WW II.
I did not live at that home. My parents had supported the Elder Avenue Synagogue and they led
the organization of the Pelham Jewish Center in their village. It took many years of effort to
overcome the community’s restrictive covenants against Jews and blacks, the prevailing Nimby

�attitude of Westchester County communities at the time. The Center and Synagogue opened on
the Esplanade in 1953.
My brother Sidney was born in 1927. He followed the same trajectory in the same public
schools that I attended. He graduated Columbia College in 1948 and Columbia’s College of
Physicians and Surgeons for his medical degree in 1952. His residency training in medicine at
Montefiore Hospital was followed by years of research as a Damon Runyon Fellow. He
specialized in gastroenterology and by 1959 he left the Bronx for a career in community
practice.9
I recall our Victrola, a large mahogany box that played 10- and 12-inch vinyl records.
My parents and then I collected records, mostly symphonic and operatic. My parents had been
well versed in opera during their education in Vienna. Radio music dominated our living room
as we avidly followed the news, hours of symphonic and operatic music, and the stories of
Manchu the Magician, the Lone Ranger and Jack Armstrong, the All-American Boy and other
“soap operas” for boys.
What else do I recall of my experience in the Bronx? During childhood, cars and trucks
were few, much if not most traffic was horse-drawn wagons, leaving manure on the streets.
White-clothed Sanitation sweepers kept the streets clean; but we were accustomed to playing ball
in littered streets.
The Bronx River flowed three streets west of Elder Avenue. “The mud flats” of its
banks, the Morrisania Farms with milk cows and chickens just to the north. The Bronx
Zoological and Botanical Parks a quarter mile north, well within walking distances, were our
playgrounds. We played stickball, practiced skills with marbles (immies, steelies, aggies), tossed
and collected Goudey Indian and World War I Air Ace Cards, and built carts using 4-wheel

�roller skates. On week-end afternoons we took the train to New York City to visit the Museum
of Natural History with its dioramas and Saturday afternoon films like Nanook of the North and
the conquest of the North and South Poles by Admiral Peary and Roald Amundsen. I learned to
swim at the Castle Hill pools and ride horses at Pelham Bay Park.
Speaking of Indian cards, in 1990 my daughter Linda was teaching at Middlebury College. She
and Martha went on a shopping trip leaving me to wander US Route 7 alone. A bookshop
showcase contained Goudey Indian Cards of 1936 vintage. Nostalgia led me to buy three for $5.
For the next decade I bought, bartered, and exchanged cards at ephemera shows until I had a full
set of 216 cards in good to excellent condition. These have been a prize collection in my library
and are now at the Oregon Museum of Science and Industry in Portland.
I received my letter of admission to New York University Medical School on December
6, 1941 the day before the Japanese attack on Pearl Harbor. That summer I began my studies at
Bellevue Hospital and was inducted into the Army Specialized Training Program (ASTP) for my
medical school years. Because Bellevue faculty made up one of the Hospitals sent overseas, we
were taught by a very junior faculty. I participated in many research protocols and was
encouraged to undertake procedures as obtaining blood and spinal fluid, set fractures, deliver
babies, and do minor surgery.
On graduation in June 1945 I started an internship at Morrisania City Hospital in the
Bronx. In April 1946 I went on active military duty, was trained in neuropsychiatry at the army
School of Military Neuropsychiatry in San Antonio and served 20 months stateside. At age 24, I
was suddenly discharged in November 1947 with the end of the war and troop demobilization.
Having been in school continuously since childhood I elected to spend the next six months as a
ship’s Surgeon on the Grace and American Export Lines. On a Grace Line cruise to South

�America I met Bertie and Harry Gross of Great Neck, and met their daughter Martha when we
returned at the end of the cruise to Pier 57 in NYC. We began our courtship and Martha and I
married in September 11, 1949 after her graduation from Barnard College in June.10
Throughout medical school days I lived at Elder Avenue, often taking the subway to the school.
My internship at Morrisania City Hospital from July 1945 to June 1946 and my residencies at
Montefiore and Bellevue Hospitals kept me within the borough. On January 2, 1952 I joined the
staff of Hillside Hospital on the eastern edge of Queens. I had already established a base at
Martha’s parents home in Great Neck in 1949 and thereafter my connection to the Bronx was
limited to visits to my father’s Elder Avenue office until his death in 1965 at age 67.
My mother Bronia was my father’s assistant when he opened his office. After my brother and I
spent our days in school my mother took part in community services, especially during the war
years. She organized a storefront child care center on Elder Avenue, nurtured it to become an
affiliate of the Federation of Jewish Philanthropies. She developed centers at Clason Point and
then at Bronx River Housing. During the war years she was chairwoman of the local rationing
board. She was a well known community leader.
Bronia’s medical education was interrupted by my birth during her fourth year at the
University of Vienna. After the war, when Sidney and I were well along in our schooling she
sought to enroll in a New York City medical school to continue her medical education, but was
refused admission. With her experience as a community leader, she turned to training in social
work, graduating from the Columbia University School of Social Work in 1956. Thereafter she
worked at the Lenox Hill Hospital until retired by age at 65 (1967); then at the Brandywine
Nursing Home where she worked for an additional 12 years,

�My uncle Max Lowenthal had three children. His daughter Irma was very close to my
mother and after her children were grown, she too was active in Bronx projects. She married a
physician Henry Fleck. She was born in Poland in 1919, emigrated in 1921, and died in 2004 at
age 84. Her obituary describes her extensive efforts in enhancing Bronx culture.11
Our families were educated and nurtured in the Bronx. It was a happy environment with
little to anticipate the riots and burnings and the white flight of the 1970s.12 During the years of
the economic depression, a barter economy and volunteer community efforts encouraged child
care and welfare for the poor. It was a nurturing community.

1

Alda, Arline. Just Kids from the Bronx. New York: Henry Holt &amp; Co., 2015.

2

The luncheonette was managed by the Muroffs who were lived next door neighbors. Their son Melvin, 2 years
older than I, became a lifelong close friend. A graduate of the Menninger Foundation Institute in Topeka, he later
practiced clinical psychology in Scarsdale, New York. He and his wife Blanche were loyal friends and supporters
of my research as members of the Board of the International Association for Psychiatric Research.
3

4

Now redesignated Public Schools 195 and 196, at the junction of Ward Avenue and 172 Street.
My brother and I obtained our Jewish education and celebrated our Bar Mitzvahs at this center.

5

By 2015 neither hospital, nor the Morrisania City Hospital were still to be found.

6

My parents became citizens in 1928, and I was designated as a citizen at the same time.

7

For students who completed high school admission in February an intensive summer program allowed students to
join the sophomore class in September.
8

My research problem was to study the impact of light and darkness on the mitosis diurnal cycle in the ependymal
layer of the 48 to 72 hour chick. Others had studied th 24 to 48 and 72 to 96 hour cycles. We found no changes in
mitosis rates.
9

After a period of research at Montefiore Sidney began a clinical practice in Paterson, New Jersey with a group
headed by Irving Selikoff, an eminent researcher in pulmonary diseases,. He moved to an academi position in
Chicago, then at the Veterans Hospital in Providence. He married Eleonor Engelman, a student at Barnard College.
They had 3 children Michael (now in Chicago working for more than 25 years as an analyst at United Air Lines);
Deena on the faculty in Mathematics and Computer Science at New York University’s Courant Institute; and Bert, a
publicist for Rogers &amp; Hammerstein Music studios. While in Providence Ellie died; Sidney joined the US Air Force
as medical officer, where he met and married nurse Nesta Hignett, moved to the Veterans Hospital in Hampton
VA. After her death he retired to Hampton community.

�10

Martha died suddenly on March 31, 2016. Her ashes are under a Japanese Cherry tree on our lawn in
Nissequogue. We had been happily married for 67 years. We have 3 children born between 1951 and 1958.
Jonathan is Professor and VP for Research at Portland State University; Rachel is Professor of Biology at Mount
Holyoke College, and Linda is Professor of Ecology at Sweet Briar College.
Jon married Nina DeLange in Phoenix and they have a daughter Laurel and a son Andrew. Laurel
graduated Arizona State University and obtained the Master’s degree at the University in Brisbane, Australia.
Andrew is completing his sophomore year at University of British Columbia in Vancouver, Canada.
Rachel married Tom Dennis, a Professor of Astronomy/Physics and has Rose Dennis who graduated Mt
Holyoke College on May 15, 2016 and Hieu Dennis who is completing his 2 nd year at Union College.
Linda married the Monarch Butterfly scientist Lincoln Brower who taught her during her career at Amherst
College. They do not have children.
11

http://www.nytimes.com/2004/02/26/nyregion/irma-fleck-84-who-battled-decay-in-the-bronx-is-dead.html?_r=0;
http://timesmachine.nytimes.com/timesmachine/1971/01/12/83198899.html?pageNumber=26;
http://www.nytimes.com/1986/09/17/opinion/l-a-way-for-hay-fever-victims-to-fight-back-763486.html;
http://www.nytimes.com/1989/06/07/opinion/l-violence-of-old-men-vs-the-idealism-of-youth-what-tocquevillesaid-279689.html
12

Mahler J. Ladies and Gentlemen, the Bronx Is Burning: 1977, Baseball, Politics, and the Battle for the Soul of a
City. NY: Farrar, Straus, Giroux,2006.

Appendix 2: The Forgotten Merits of Diagnostic Tests

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                    <text>Simultaneous
of
Perception
Tactile Stimuli in Normal Children
Max Fin/z, M.D. and Morris B. Bender, M.D.

Normal adults readily identify and localize tactile stimuli applied simultaneously to the face and the hand (the “face-hand test”).1 While half the
subjects perceive stimuli incorrectly on the initial trial, all are accurate by
the tenth trial of the test. Young children, however, ﬁnd the task of identiﬁcation and localization of two skin stimulations difﬁcult. They report only
one of the two stimuli, or, if they report the two, frequently mislocalize one
of them. The omission or mislocalization of stimuli is not haphazard but follows a consistent pattern in which stimuli to the face are readily appreciated
(“most dominant”) while those to the hand are not (“least dominant”).
In order to determine the pattern of “dominance” in children and the age
at which such tactile perceptual tasks are correctly performed, a study of
normal children was undertaken. The responses of children to the face-hand
test and to simultaneous tactile tests of other body parts were ascertained.
SUBJECTS AND METHOD

Three hundred normal children between the ages of three and 15 were
examined. They were from a neighborhood child care center, from the wards
and clinics of Bellevue Hospital, and children of neighbors and friends. They
were without manifest disorder of the nervous system. A few children at
two and a half years of age were included in the three year age group, but
younger children were generally not able to comprehend the test.
The subjects were examined individually, but there were many who were
examined in a day-room in full view of other children. The child was engaged
in play and when toys were available they were used to gain his confidence
and interest. At some time during play, the face-hand test was introduced.
From the department of neurology and psychiatry, New York University College of
Medicine and the Bellevue Hospital, New
York City.
This work was aided in part by a fellowship
grant from the National Foundation for In-

fantile Paralysis, and by a grant-in—aid from
the Coordinating Council for Cerebral Palsy
in New York City, Inc.
Read at the fourth annual meeting of the
American Academy of Neurology, Louisville, Kentucky, April 24, 1952.
27

Reprinted from NEUROLOGY, Minneapolis, January, 1953, Vol. 3, No.

1

�28

NE UROLOGY

For the face—hand test, the child was told: “I (examiner) am going to
touch you,” and he was to “touch the same place I touch.” He was asked to
close his eyes. The examiner, with the ﬁngers, then touched simultaneously
a cheek and the dorsum of the contralateral hand of the subject. The child
was asked what he felt, and to point to the sites stimulated. After this response, the child was asked to close his eyes again, and now the opposite
cheek and hand were similarly stimulated and the report recorded. If only
one response was given to this trial, the child was asked if there had been
another stimulus anywhere else.
Following these two trials, the cheek and hand on the same side of the body
were tested in a similar fashion. The ﬁfth and sixth trials were not of asymmetric body parts but simultaneous stimulation of both cheeks or both hands.
The following various types of stimulation were used: heterologous stimula—
tion of asymmetric body parts on opposite sides, as right cheek and left hand;
homolateral stimulation of asymmetric body parts on the same side of the
body, as right cheek and right hand; and homologous stimulation of symmetric
body parts, as both cheeks or both hands. Such tests were repeated in each
child until at least ten trials were recorded. Subsequent tests of other body
parts, performed in a similar fashion, were introduced until at least 20 consecutive trials were observed in each subject.
A number of modiﬁcations had to be introduced for young children. Many
would not play the game with eyes closed, but insisted on keeping their eyes
open. In such cases the tests were applied with eyes open. Also, a large number of three and four year old children insisted on pointing to the examiner’s
hands and face on the initial trials. For these children, a few trials of single
touch stimuli applied to the thigh, chest or hand were introduced, until they
grasped the concept of pointing to their own bodies after the stimulation.
These single trials were carried out with eyes open.
After the series of double simultaneous stimulation tests were completed,
single stimuli were applied to various body parts to exclude from the normal
focal
difﬁculties.
with
subjects
any
sensory
group
The children were asked what they had felt and to point to the places
stimulated. Verbal reports of the locus of stimulation were not accepted. It
was occasionally noted that children would correctly name the parts stimulated, i. e., the cheek and hand, but then point to both cheeks, or to two places
on one cheek. It seemed as if naming the locus yielded more accurate responses than did pointing.
These tactile tests were repeated on consecutive days, or subsequently
after a lapse of a few days or weeks in some children. At such times, cutaneous stimuli other than light touch were added to the testing. These included
repetitive touch (rubbing), single pin prick, and repetitive pin pricks.
RESULTS

Incidence of errors: Young children made many errors on face-hand tests.
Eighty per cent of children under the age of six failed to localize both stimuli

�PERCEPTION OF TACTILE STIMULI IN CHILDREN
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L345

NUMBER OF TRIAL

AGE
Graph 1.

Graph 2.

during the initial ten trials of the face—hand test; many of these even with
eyes open. In the older children the number of failures fell sharply (graph 1)
so that only 2 per cent of children in the 11 to 15 year age groups continued
to make errors after the initial ten trials. Apparently the ability to identify
two simultaneously applied tactile stimuli was directly related to the age of
the child. This ability was also related to the number of previous trials of the
face-hand test. In table 1 the trial of the test after which the child was consistently correct is recorded. The last column of the table includes all the
subjects who made errors in the ﬁrst ten trials, and on many trials of the test
beyond the tenth. Graph 2 illustrates this relation for selected age groups.
Type of testing: In these studies homolateral and heterologous stimulations
were carried out at random. Errors were made by subjects of all age groups
in tests of either type. Homologous tests, such as both cheeks, or both hands,
randomly interspersed in the testing after the fourth trial, elicited correct reof
this
served
clue
While
all
the older
to
in
as
a
some
cases.
nearly
sponses
TABLE

1

NUMBER OF TRIALS OF THE FACE-HAND TEST NECESSARY FOR PERSISTENT
CORRECT RESPONSES
(

Age
3

4
5
6
7
8

9
10

ll

12
13—15

Total Number
of Subjects
39
34
37
36
26
22
23
20
21
24
29

Touch Stimuli)

1

2

—

—

—

—

—

2

—

——

l

4

2

2
6
8
6

2
6 8
3 7
4 10

Trial Correct
3 4 5 6 7

l
l
1

l

6
3

4

5
2
4
6

—
——

3

2
2
—

5
4

l

6
4

l

8

9

—

2

1

—

2

—

l

—

—

—-

—

2
2
5

4

—

—

1

2

2

1

—

2
2
2

—

1

—

—

—

—

1

—

—

—

—

l

2

1

—

--

—

—

—

l

2

l

l
—

1

—
——

—

2

Errors Beyond
10 Trials
34
28
28
22

10
4
3
2
0
2
0

�30

NE UROLOGY

children that two stimuli were being applied, it did not seem to alter the
results in the younger children. In these subjects subsequent trials of the
face-hand test were incorrectly reported, even though the responses to the
symmetric stimuli had been correct. The perception of symmetric stimuli was
much better than asymmetric stimuli.
Subsequent testing: Of the total group of children studied, face—hand
tests were repeated at varying intervals subsequent to the initial testing in
40 children. Of the children under the age of six, subsequent testing elicited
the same difficulties with face—hand tests as was evident on the initial examination. In a few children over six years of age, who seemed to have grasped
the concept of two stimulations in the initial testing, errors were manifest on
subsequent days. It was as if many trials were necessary for successful learning of the task, and then, even though the task was successfully completed,
the learning was temporary. These observations are in contrast to those made
in normal adults, in whom subsequent testing did not elicit the errors of the
initial test.1
Type and pattern of responses: The errors (table 1) made by children on
repeated trials of the face-hand test were of six types: (a) a touch on the
cheek only, implying no perception in the hand; (b) a touch on each cheek,
implying a mislocalization of the stimulus applied to the hand; (0) a touch
on the cheek, and a second touch on the shoulder, neck or elbow, implying
a partial mislocalization of the stimulus applied to the hand; (d) a touch on
the hand only, implying no perception in the cheek; (e) a touch on each
hand implying a mislocalization of the cheek stimulus to the hand; and (f)
one or two touches on the examiner’s body, implying a mislocalization away
from the child’s body.
Face dominance (responses (I, b, c) was apparent in all age groups. It was
most manifest as extinction“ of the stimulus to the hand (response a), and
was seen in 62 per cent of the errors. Mislocalization of the hand stimulus to
the cheek (displacement) was observed in 31 per cent of the errors. While
most of the displacements were observed in tests involving cheek and hand
on opposite sides of the body, 7 per cent of the errors were displacements
from the hand to the cheek in the simultaneous stimulation of homolateral
body parts, e. g., right cheek and right hand. At such times the child pointed
to the cheek once, saying “a touch here,” and then, moving his ﬁngers 2 to 3
centimeters lower on the cheek, saying “and here.”
Other types of displacement were infrequent. There were partial displacements from the hand to the shoulder or neck. Mislocalization of a stimulus
across the midline of the body, known as allesthesia,3 was occasionally apparent in the stimulus to the hand on heterologous testing. Furthermore, children
*The failure to report one of two simultaneous stimulations has been called “extinction”
of a stimulus? The mislocalization of a percept to the homologous body part of the second
stimulus is called “displacement.” The mislocalization of a percept in the direction of the
second stimulus is called “partial displacement.” In each instance, the stimulus which is
correctly reported is said to be “dominant.”

�PERCEPTION OF TACTILE STIMULI IN CHILDREN

31

under five years of age frequently mislocalized the initial stimulation away
from their body to parts of the examiner’s body or into space (response 7‘).
This phenomenon, known as exosomesthesia,4 persisted in some children despite repeated stimulations with the child’s eyes open, and despite the examiner’s insistence that it was the child who had been touched.
Another phenomenon was seen during homolateral testing. The child reported only the stimulus applied to the cheek. If the examiner asked insistently, “Did you feel another touch anywhere else?”, a number of children hesitatingly pointed to the symmetrical point in the Cheek on the opposite side
of the body. In order to determine whether this was a unique or a
systematic
phenomenon, tests of other body parts were carried out. In homolateral tests
of foot and hand, shoulder and hand, and cheek and foot, the same phenomenon was observed. The child first reported only the foot, the shoulder or
the cheek—and then, when the examiner insisted on a second locus, pointed
to the opposite foot, shoulder or side of the face.
Furthermore, in some young children the phenomenon appeared on single
stimulation. Single stimuli applied to any body part were localized correctly.
If the examiner then insisted that there had been a second stimulus, the child
pointed hesitatingly to the symmetric part on the opposite side of the body.
As already indicated, hand dominance (responses d and e) was infrequent.
It was observed in 7 per cent of the errors on face-hand tests. In all subjects
in whom it was apparent, subsequent trials of the face-hand test manifested
the pattern of face dominance.
Relation of hand and foot: In tests of parts of the body other than the face
and hand, the hand was always least dominant and the cheek the most. Simultaneous tests of foot and hand, the foot-hand test, were introduced after the
initial ten trials of the face-hand test in most children. In the foot-hand test,
foot dominance was apparent in 51 per cent of the responses (see table 2).
It was demonstrated by hand extinction, by displacement of hand stimuli to
the foot, and by partial displacement to the thigh, knee and leg.
TABLE 2
FOOT-HAND TEST
( Touch

Stimulation
Bilateral
Ipsilateral

Stimuli)

Total
Trials
53

48

Responses

Correct
21

23

Foot
17
16

Hand
1

3

F oot—
Foot
10
3

Partial
F t.—F t.
2
3

HandHand
2

O

Other stimuli: A small group of children who made errors in tests repeated
at varying intervals were examined with other cutaneous stimuli. Extinction
and displacement phenomena were present in face-hand tests using pin prick,
repetitive pin prick and repetitive touch (rubbing) stimulations. While the
number of errors with these stimuli were fewer than with touch stimuli, the

�32

NE UROLOGY

still
extinction
hand
of
and
dominance
face
was
apparent.
pattern
DISCUSSION

The ability to identify and localize simultaneous stimuli separated from
each other at some distance is a complex function which gradually develops
during the ﬁrst decade of life. It is a relatively unstable ability, for many
Focal
discriminations.
such
disturb
of
the
the
in
state
can
organism
changes
cerebral disease as in hemiplegia5 or parietal lobe lesions,2 spinal cord lesions,2
and diffuse brain diseases such as toxic states, senility and inﬂammatory conditions6 can so alter tactile discrimination that the phenomena of extinction
and displacement become prominent. Errors in simultaneous tactile tests are
the
of
the
trials
few
initial
the
test—during
adults
normal
in
during
apparent
period of learning.1 Persons subjected to large doses of barbiturates,6 electroshock therapy6 or anesthesia7 also manifest such inability.
A prominent feature in all groups is the uniformity of face dominance.
When discrimination of simultaneous stimuli is interfered with, for whatever
stimuli
the
in
hand
and
the
stimuli
not
the
made
to
in
the
are
errors
reason,
to the face. The corollary of “face dominance” is “hand extinction.” It, too,
is apparent in all subjects and under the variety of conditions studied. Furthermore, in an “order of dominance” other body parts are between these two
limits. Studies in patients with hemiplegia5 and patients with severe mental
of
dominance
order
revealed
have
disease6
of
brain
result
an
a
as
changes
of face-shoulder—trunk-thigh-foot and hand. Insofar as these other body parts
were studied in these children, a similar order was observed. Since dominance
is evident in young children, it appears that the pattern of dominance is an
inherent function of the organism. This childlike way of responding to simultaneous tactile stimuli is exposed and exaggerated in adults under a variety
of pathologic conditions.
these
of
dominance
rostral
to
explain
has
Cohn
a
theory
suggested
Recently
observations.8 Our observations are not in accord with such a theory. The
dominance of the foot to the hand in children, as well as the dominance of
with
of
series
hand
in
the
two
foot
and
to
patients
large
buttock,
thigh
penis,
diffuse brain dysfunctionfv9 make such an explanation untenable.
with
in
with
children
normal
in
ﬁndings
patients
of
ﬁndings
Comparison
those
with
children
in
the
On
mental
ﬁndings
comparing
syndrome:
organic
previously reported in patients with severe mental changes due to brain dysfunction,6 a close similarity in performance is observed. In both groups the
ability to discriminate simultaneous stimuli is limited. On non-homologous
tactile tests, such as the face—hand test, errors are made on initial and subdisis
the
of
stimulus
most
While
extinction
frequent
trials.
error,
a
sequent
with
a
and
children
both
In
errors
is
occur
patients,
common.
placement
done
be
stimuli.
of
Furthermore,
frequently
testing
cutaneous
may
variety
with eyes open, and in many instances with repeated verbal clues that there
is
of
factor
The
not prommade.
still
and
learning
are
stimuli,
errors
two
are
inent Since testing on subsequent days will elicit the previous patterned errors.

�PERCEPTION OF TACTILE STIMULI IN CHILDREN

83

In Gestalt terms, patients with organic mental defects and children have difﬁ—
culty in extracting a complex sensory “ﬁgure” from the “background” of the
total sensory “ﬁeld.” Signiﬁcantly in each group there is no difﬁculty in identifying simultaneous stimuli if the stimuli are applied in symmetric regions
of the body, such as each hand or both sides of the face. Here, each stimulus
ﬁgure has a common background in terms of body image, namely the hand.10
Face dominance is apparent in both groups. It is manifest not only on
tests of face and hand but also on tests of face and other body parts. Also,
insofar as it was tested, the order of dominance for other body parts is similar.
While extinction and displacement are the most frequent types of error,
other phenomena are elicited in both children and patients. Partial displacements, e. g., the mislocalization of the percept from the hand to the shoulder
or neck on the face-hand test, are occasionally observed. The phenomena of
allesthesia and exosomesthesia are seen in the more severely affected patients
and in the youngest children; both are frequently associated in the same subjects. In allesthesia, the subjects usually localize the cheek stimulus correctly
but mislocalize the hand stimulus to the opposite hand or elbow, In exo—
somesthesia, the stimuli are mislocalized either to space in front of the subject
or to the examiner’s body. This phenomenon was frequent in the youngest
children, and despite the examiner’s urging that the child point to its own
body, the child persisted in such mislocalizations until a trial of the face-hand
test was performed with eyes open.
In addition to these phenomena which appear spontaneously, patients with
organic mental syndrome also manifest another response to simultaneous stimulation ﬁrst noted in children, i. e., on homolateral testing only one stimulus
(the cheek) is spontaneously reported; but when the examiner insists, the
second is mislocalized to the opposite cheek. Since the patients show so many
similarities to young children in their responses, it was predicted that they
would also show this phenomenon. In a series of patients with severe mental
changes, homolateral tests of the cheek, hand, foot, shoulder and thigh were
applied. When only one stimulus was reported, the examiner asked for the
locus of the second stimulus. Responses were obtained in 20
per cent of the
patients, and in each one the second stimulus was mislocalized to the symmetric body part. Furthermore, in some subjects the same phenomenon was
observed with single stimulation.
This phenomenon appears to be similar to the completion phenomenon
described in Gestalt literature as “closure” and “good continuation.” These
are usually described for other sensory modalities. When a circle is tachistoscopically exposed in the visual ﬁeld so that half falls on a hemianopic ﬁeld,
or if a cross is exposed so that the center falls in the blind spot, many subjects
report a complete circle or cross. This “completion” occurs for “good” ﬁgures.
In simultaneous tactile studies, symmetric ﬁgures appear to be the “good” or
“strong” ﬁgures.

�NE UROLOGY

34
CONCLUSIONS

Ability to identify and localize asymmetric simultaneous tactile stimuli
develops gradually during the ﬁrst decade of life, and is present in 80 per
cent of normal children by the age of eight. Symmetric stimuli are more
readily localized and this ability is well developed in normal three year old
children.
2. The errors on asymmetric (bilateral and ipsilateral) stimulation involve
either extinction (only one of the two stimuli is reported), or displacement
(one or both stimuli are mislocalized). Whenever extinction and displacement occur, stimuli to the face tend to be correctly reported. This face dominance is found at all age levels tested.
8. One can conclude that extinction and displacement of tactile stimuli,
as well as face dominance, constitute a normal and consistent pattern of rechilin
these
addition
In
children.
observe,
in
to
one
can
responses
sponse
dren under six years of age, the phenomena of allesthesia, exosomesthesia and
partial displacement as normal reactions to simultaneous tactile stimulation.
4. The difficulties in recognition of simultaneous tactile stimuli, as shown
by young children, reappear in the same fashion in adult patients With focal
or diffuse dysfunction of the brain. The abilities of tactile discrimination acquired by the child during growth are lost by the adult who develops mental
changes as a result of cerebral damage.
1.

REFERENCES

M. B.; FINK, M., and GREEN, M.:
Patterns in perception on simultaneous tests
0f face and hand, Th Am. Neurol. A- 751
250, 1950; BENDER, M. B.; FINK, M., and
GREEN, M.: Patterns in perception on simultaneous tests of face and hand, Arch. Neurol.
5‘ P sychiat. 661355, 195.12. BENDER, M. B.: Extinction and prec1p1tation
of cutaneous sensations, Arch. Neurol. 8c
Psychiat. 54:1, 1945; KOLB, L.: Observations on the somatic sensory extinction phenomenon and the bOdY sch—eme after unilateral resection of the posterior central gyrus,
Tr. Am. Neurol. A' 75: 1950'
3- BENDER’ M' 3'; WORTH, 5' B" and CRAMER’
J“: Organic mental syndrome w‘th phenomena of extinction and allesthesia, Arch. Neurol. &amp; Psychiat. 59:273, 1948.
4' SHAMRO’ M . F .'’ FINK’ M. ’ and B ENDER ’
M. B.: Exosomesthesra, or the phenomenon
1c e ment of sensation into extra p er
o f di spa
8‘ Psychiat. 68:481’
Neurol.
Arch.
space,
$109221

717, 1949.

1. BENDER,

_

5'

_

_

M. F and
Extinction
phenomenon in
FELL , A . W,
..
hemiplegia, Arch. Neurol. 8c Psychiat. 62:
BEND-ER

M B

.

SHAPIRO

SCHAP-

M. 3,;
The face-hand test as a diagnostic sign of organic mental syndrome, Neurology 2:46,

6. PINK, M_; GREEN,

M" and

BENDER,

1952,

J” and

M. B.: Perceptual
patterns during recovery from general anesthesia, J_ Neurol., Neurosurg. &amp; Psychiat.
14:316, 1951_
8 . COHN, R., and RAJNES, G. N.: On certain
aspects of the sensory organization of the
human brain: A study in rostral dominance
as determined by ipsilateral simultaneous
stimulation Tr Am Neurol A '74'162
1949. COHN, R.: On certain aspects of the
human brain:
sensory organization of the
.
.
.1
f
A
Ch‘d‘en’
II
Neurolsggljylfllgastlrgsﬁommancem

7_

JAFFE,

BENDER,

1

9. GREEN, M., FINK, M., and BENDER, M. B.:
.
.
.
Order 0 f dominance in cutaneous perception.

Tr. Am. Neurol. A. In press.

10. JAFFE, J., and BENDER, M. B.:

The factor of

symmetry in the perception of two simultaneous cutaneous stimuli, Brain 75: part 2,
167-176’ 1952’

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max: 160mm and 1mm mun «mu
appliad “minnow” $9 tho that and tho ma (ﬂu ”fleas—hand
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taut”) (1). una1o halt aha aubaaota ara inanrract on tha 1n1t1a1
trial. all ara «errata hr Ina tenth trial at tho taut. than:
childran, hauavar, find thla tank or teantatyins and laaaliatna can
akin “mutton! mums. may mm only ma of til. we
atianll, at 1: thaw rapart tho tan. traauautly'ataloaaltaa «no or
than (1). 1h» allaazan orjuaalaoaltaattan or actual: 1a not
haphaaard but fallaaa a «cantatant pattarn 1n.wh1¢h atmauli to tha
taco ara raaa117 appraeiatad (Wand: doaanant') lhilﬂ thaaa ta ta.
hand ara not (”laaat duatnant').
In ardar to datawaﬂna aha aca at ahxah anon taetila paraaptual
taaka arr carraetxy partamaad and tho pattara or “daainanaa” in
ohildran. a atudw at naaaal childran was undareakan. 2h. aaaponaaa
or ahildran to tha taaanhand taut, and to ataultanaaua taetila taaha
at othar bad: parts, I!!! aaaartalnad.

m mm. M aura «mm m:- a M15hmm «mu
um
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eara cantor. are:
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childran a: naishbara and trianna. an»: aura lithmnm aanitaat
ataardar of tha aarvaua .1".Im A tau childran at two and a halt
yaara or an. aura inclnaad in tha that. win! asp gruup, but
ganaraxly, yuanaar children wart not aha. ta culprahann tho taut.
Qua childran mama aaaaanad individually. in: that. aura nun:
who aura asaainad in a dar~roua in full via! at ethar aubsaata. 1h»
ehtla III ansasad 1n play and ahnn toys vara available thaw aura
and to sun tho mum «mum. and trauma. at amﬁaa during

�2.

W “atom to” an intimate“.
rer tat rue-Mad «at, the «mu um um:

tho 91.7,

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(Matt)

a mains to touch you,” and ho m to "touch the «no plan. I
touch.” no m and to 31m hit or». the minor, with an
ringers, then $5..“an mm $ «but and tho donu- ot the
hand
what

m “in“. a» «mu m um
m
tilt. Ind to point 39 HI. um “mama. m” tt“ mpmu,
the an: m and to “on M: om mun. lad an the opposite
emu-tutor”.

at

mm.

can mun-1: imam, tall tho more
an. mpmo no man to ma mu. tn. child m

chock and hand

1: only
1: than

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um

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an."
that no trial. the shock and hand an tho um
31“ at tho body an “and in 1 3mm mum. m um and
not. or "pawn body Mt int 01mm
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316.3,
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or t!» body, I: right chock and right hand. and madam"
“mutton or ”mud. body nuts, I. both checks or both man.
1!: «oh child until at hut «a tuna: war.
Such mt- nu
mm
mad“. Bub-cam: «at. a: at»: W mu, portend in a
11-11” fauna”. mu 5.3::ch mu} at last 20 «mun
cm).- were ovum 1:: «oh mun.
A

mm.- at modiﬁcation: and to

tundra. um:
an

am with ma aloud, but imam
men mu tho me: in". mind

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hoping m1:- Qm can. In

“sacrum.

he introduced ta:- yams

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tMomhrotMandtmmem

-

�3.

chum insist“ on pointing to m minor: ms: mm! m. an
the mun mm . For than «mm. a ﬂu train a! 31min
touch mama. mind to m- tm. «m: a: hand an
mm“,

W
"man. rm. um. with an

will km
the

the «can» of pointing to their

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mu emu. am is!» «mu or am» Immanuel
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Mm but: mm to mime any ”5.106“ run run imam-y
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mm: at the km. of ”melon

It an «autumn; noted that child!» would
MI “mum. 1..., ma. chock and m.
chub. a- to We! also” on one «book. It
the 1m- yxolm non «amt. mm“ than

m

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to the unsung. Th.“ manned
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or calm-on and» the
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muormmmmmumtormmeum:

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triﬂe . Aypemtly
the ability to identify two
Immemly applied mule ennui
me directly related to the we of the «and.

m- «mu» m the related tn the mm or previous

mu of the face—head tent.

fun. I, the tr“). 0: the teet
after which the alum nee eminently cmeot 1e recorded. The
net «Inn of the hue mama» en the etheote who nude
emre
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may triu- at the teet
the
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“looted use

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maul: intenpereea in
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children that two etmn were being applied.
it did not “an to
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“ohm teet mm amarmtu Warm,
even though the reenmeee to the
”metric etinuu m been amt.perception of mute «m: an moi: better this:
“metric
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reputed at

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initial touting in to children. or the children under the ace
an. mmumt tut-1m engage the em ditﬁaultiee emu

teete

over 6

um

me

etmutione

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of

“cum

evident an the mute). examination. In e ten
children
or «use, who seemed to lave
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a; it'unay trials aura nooonuary tar
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abacrvutxonn are in central: to that: undo in nernnl
Odnltl. in
lawn tubaoqnant ﬂouting did not ultelt tho
error! 0: Ch. initiil
cost (1).
$223,535,!Itt953lggbggggggggg;

by

mum,

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Muted

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mu. or m tum-Inna m: am at an

typed: (n) u touoh on the chuck only. implying an
pcrcoption in an.
hand; (b) a touch on ouch chock. tnvlyins I
Italoclllsntian of thc
stinulna :pplicd to the bind: (a) a touch on thn dutch, and u aecend
tuueh on the uh auldnr. neck or elbow, implying u

partial

tion or the act-ulna upleud to tan hand; (d) a touch

on

n13100¢11la~

tbs hand

only, Ilplring no porodpttoa 1n thn chock; (a) n taucu on cash hand
implying a niuloealisattan at the chuck stimulus to thn bind. and
(f) on. or tun taught: on tut alaninor's body. implying a

um W m-

Illlocllillw

the «Inw- body.

Flea "dalinundo” (rtspanuoo a, £9 3) an: appurvnt 1n I11
as.
grdupl. It nun Inst unnzthnt as c:t1nction* or the uttnulun to the
hand (response 3). tad II! Icon in 6a! of thc
errata. lialocnlizatton
or the hand Itilnlut tn ch. chock (dtnplnoqnnnt)
wt: obaorvod in 31!
or en. 03:93.. ﬂail. Hunt at thy dinplaocnnutl var. obnorvud

‘03:: involving

in

abnok and hind an

appetite class or the body. I! of
tho aurora was: ddnpllaclauts tram the hand to tun shack in tho
w I rm 1m ‘*vwr‘
Trt“7~
«*~
1*
urn 9 ?“ie' 4L1“
.r‘mr 3
"'1
anon dlzlod “untinatian' at a nut-alum.
Iﬂl
omnlilatton
or
x
gore t to tho hdualasduu bod? part of thy nueand stdlmnnn tn dulled
«up tomcat.”
at a wept 1n the “mum of
the ltdond act-min. 1:unlmnmum
culled
"partial
In much instinct,
tho ntzluznl which 1: corruotly rapewtuddiaplncunnut.”
1: said to be “dominant.“
.

m

w

�6.
sinnltunoans ntﬂnnlattua at hannzutavll body parts. 0.3. right ¢hsok
and right hand. At auah tilt. the chilc Iould point to the catch
once, saying ”a touch hit..” and than. raving his finger: 5-3 can.
lint! an the aback, 3&amp;7. ”and hurt.“

0th.: typcn at «Laplaoa-nat Hurt turraquont. intro wort
partial dimplaocnnntl frnn‘thn hand ta the nhauldcr or nook.

llllocalisltian or

.- anuzmu

(3)

t stinhlu: mat!!! the uidliuo of tho body, known
m ”mama: imam in the «mm. to the

touting. rurthoanuro, childrin under {Iva
years or as. :rvqulntly'ninlooulssnd ta. Initial utiuulation away
tram thair body to part: of tho nan-anor*a boar 9: into space
(rampant. r). rhi- pupae-aaan. known a: iﬁoﬂHIOIihllil (u), per-11:06
in OHIO children despit- rupeutad lt1-n1a330an vita tn. child'- are:
open. and despite tan ell-Lucr'u tastntcnat that 1: III the child
hand an hutcralacoun

that

had beta tauahnd.

A

Anothor phannnnnoa III Inna during ho-mlatovnl touting. ihe
child uuuld ropnrt only tn. ttxunlun applied to the check. It the
uxtntnor askod insistinsly. ‘Bid yuu r001 anothnr touch anywhnro

also?" alanine: at nhildrun

quld hanttatingly point to the

syn-etrlanl point‘ln tan
ordor to

chock on tho apposito side or the body.
detomnxnp uhoﬁhar this vac a unigua or I Iritalntte

phenanonon.

In

tout. or «that bed: parts var. carried out. In henolcternl

tests or root

and hand. showman: Ind hand. and about and

rant. the

It.» phanoInnan.ﬂla ohm-twee. in. «E114 txrnt reported only the
feat, tho thauldor er ‘a. catch - and thou, whoa tho attains? inaxated
a acoand locus. point-d to the appositu fact, guanine» an aids of
thy rice.

on

Furthanlaro, in non. young «aileron, tho phnnulanou appeared
on linslc :ttnulatiou. singlu atannli applied in any body part
would bi correctly localixac. It tho ‘mlninor adv insisted that
"tram
,

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‘&amp;:‘-’

�7.
churn had bcon a Iguana skinning. the child petntod hnl1tltznaly
appease aid. e: um body.
uni-ms pm on
to

m

an

0.1mm indium. and 4mm“ (mpmu g and g)
an tnnu-hnnd
was intrnqunnt. It nus abnothd 1n 7’ of in. crrarl
tents. In all tubdcatl 1n wasn't: an: appurunt, uuhuoqucnt
a: tan ruao~hnnd tout unairnatnd can pn‘%crn at run.
A.

trial.

dcnlnnnoo.

other

sun had:
aggggggggg£,§ga§,gag;zgg§L, In taut. or part. or
ulnar! 10¢It admin-at
uhnn tho ran. and hand, tun hand

It.

loot. salultunooun tent: or 190$ and hand. tn.
toot~annd tout. worn introdaaod after the initial ton 8:111! at
tn. taco-hand tact 1n Inn: ohildrtn. In 8h. feat-hind tent. feet
11).
dauinnnao In: taparont in 5x! at tho rcupanloa (In. that:

and

th.

cup-k tho

nanitoat by hand axttnottou; by dinning-nun: a: hand actual:
and
to uh. tout; and by par£111 displucullut to the this». knot,
1.3.
who and. Irruru
§§§55;5L,A 3-513 area» or childrou.

It

was

with 0th.:
in tents repentod at varrtns tutorVIJu warn nunltnod
cutuusoun Itinnli. Izttnotian Qua allpllaulant phone-nan.unro
prick
prettnt 1n tacoohnad tent. Etta: pin pr1ok. rupotxtivc pin
uuaxo tn. gumbo: at
and rcpotitivo touoh (rubbing) attlulitionl.
tuudh uttunzi.m
orrorl with than. stimuli I‘l‘ town: than with
of tuna dunialnoc and bind untiuotzon In: ntill laplrcnt.
~

W
pattern

ability to idontitr tad 100311£0
sepnruhod tron ouch 9th.» at nun» «titans.
Th.

ntnultanoonn lit-n11
LI 3 culplcx runntion
1:
agenda of 1110.

It
grudullly dcvnlup: during tn. £12.:
tho attic of tho
a relatichy unltahlo ab1lity. tar Inn: china»: in
otrobrnl alt-n:grannimn eta diutnrb tuna disarm-tnntlonn. focal

which

�8.

in heeipiegie (5) er perietei lobe ieeione (a); epinei cord
leeiane (23); end difruee brain dieeeeee ee taxie etetee, seniiity
end inflammatory aenditiane (6) zen eo alter tactile dieerininetiaa
that the phenunene of extinction and diepieeelent became pruninent.
lrrere in simultaneoue teetiie teete ere apparent in aerial eduite
ﬂaring the initiel tee trieie at the tent -- during the period or
“learning” (1). Pereene eubaeotod to ierge doeee or barbituratee
(6), electromehook therepy (6) or eneetheeie (7) eieo leniteet such
en

inability.

'

pro-inent feature in all sreupe ie the unifornity of race
dominance. when dieerieinetion or eieuiteneeue stimuli in
interfered with, for thetever reeeon, the errors are made in the
etmluli to the head and not in the etinnii to the tece. The
cavalier: or “face delinenee” ie “hand extinction.“ it, too. is
apperent in e11 etheete end under the variety or ccnditioue studied.
further-ere, in en ”order or daninenee” other body peril ere
A

tee limite. Bennie: in petieute with helipiegie (5)
end petiente with eevere mental chensee ee e reeuit or brain
between theee

dieeeee (6) here revealed an order at equinenee or teee~ehoui¢er~
trunkathixh-teot and bend. Ineorar ee theee other body parts were
etudied in theee children, e eieiler order tee observed. Since
dominance ie evident in young children, it eppeere that the pattern
or dominenae in en inherent function or the arsenien. This
chidiheed new of reeponding to einniueneaue tactile stimuli in
expoeed end exaggerated in edulte ander e variety or pathological
oonditione.
Recently Cohn bee suggested a theory at reetrli dominance to
explein theee obeervetione (8). Our oheervetione are not in accord
with each a theory. The dominence of the-toot to the hand in

�9.

children, an wall I. the douinlnco of penis, buttock, that and thigh
to the hand in two large aerial of patients with diffuae bruin
artfunction (6, 9) Elk. such an explination untenable.
a in lethal Childrun with Findiggu‘;g

PM

oclparins Eh. tinﬁinsu in ohildron with than. prawiounly
roportod in patient. with .QVOTC Inuit: chtngos an. to hrnin dylrunetian
(6), a clot. nililnriey in pariah-anon in obturvod; In both group:
tn. ability to dilcrilihtti Silaltnntoul Itiluli in lilitod. 0n
aon—hanolosous tactilu touch. Inah II the rte-«hand hatt, error: it.
0n

and: on initial and suhncnunnt triulu. Hhilo astinntioa or a thinning
1! the unit Iroquant error. diaplhoalnnt 1! cannon. In both childvun
and viii-nth, errors occur with a vurioty at cutnnoons Iii-n11.
lurthnmnmrv. touting In: tritulntly h. done with 01': open, and in
sin: ihntcnooa. with ropaatod Vtrhal ulna: that than. tr. ewe
atiluli and still arr!!! Ito undo. 1h. {later or learning 1: not
pro-inont niuoo touting on tableau-ht any: will olioit tho previous
pattctnod errata. In Gottﬂlt tum-n. patient. with organic anneal
dctocta and ohildron have dirtiauity in extracting a ao-piua non-cry
”right!” frun thy ”buneroani” of the total Ionlary "field.”
Significantly in each group inure in no difficulty in idantitying.
linultanoaua Iii-uli if thy stimuli are applied in syn-attic regions
at tho body, Inch it each hind or both 3140. ot-thn than. 3390, each
Itilnlun figure ha. a cal-an background in turns of body insgo, unholy,

en. "mm." (in),

In both groups. that dalinlnco it apparcnt. It in InnlfGIt not
only on test. of tuna and hund but Illa on teats or that had othcr body
part3. Alto, innotlr II it II! tostod, thn order of dunintnec for
othcr body part. in lililnr.
while extinction and displaculont are the halt frequent typco

�10.

or error, othcr annualanu are elicitcd in both children ind patinnta.
Partial dinplusoamnta. 0.5. tan uislocalisation of thc pochpt tram
tho hand to in. nhaulder or neck on the racowhnnd test, It. cool-ioually
obnervod. Th. phcaonnnn or ”allouthnsia" Ina ”axe-anesthesia“ are
seen in the more severely affictcd patiatn and an. raunxoat childrvn;
bath are franunntly unlooiuted in the same subjeeta. In nllcpthoaia,

tat

uuhjootu usually localine tbs chock ltinmluu correctly but

niuloauliuc the hand Itilulus to thc appetitt hand or clbav. In
cxosaunathouia, the ttinnli are ninlocslizod either to Iptcc in front
of th: subject er to the uxnnincr'i body. This phcuancnon was
frequent in the youngest ohildrcn, Ind despit¢ the nan-ingr'a urging
the child pdrnilted in web
the cum to point to its on
niuloellisationn until I trial of the flag-hand toot nus perfornnd

m,

with eye: open.

nation to than phenomena

mm-

apantaneaualy,
patient: with orgtaio umutul syndruno also naniront Iuother respaano
In

sauna

to simultaneous stimulation rirut noted in children. 1.3., an
honolnteral rice-hand testing only on. stimulus (the aback) in
spontaneously reported; but yuan tho examintr insists. tbs second it
ninlocnlixod ta thn apposite chuck. since the pationtl than IO Ian:
niuiltritics in their reapoaacs to young children, it was prodiatod
that they would ulna ahcu this phnnannnau. In I series a! patient.
with tavern nautal chins... hamolateral taut: or the cheek, nine.
(out, thouldor and thigh wart avplicd. ”bun uni: ant nth-alum III
reported, the aI-inor Inked for the loan. at the scoond ntinulua.
Runyon... varb obtained in 20% of thc patientl, and in each one tn.
second utiuulus an: uinlcotlixod to thy ayunetric body part.
Purthornarv, in none subjects tbs name phenomenan III observed with
single utilnlntion.

�11.

This phone-soon sppssrs to ho sisilsr to tho cosplstiou
phone-soon described iu dostslt litersturs ss 'closurs” sud ”good

oontinnstion.” fhsss srs—usoslly describsd for othsr ssnsory
Iodslitiss. Uhsn s circle is tschistoscopicslly sxpossd in tho
visual risld so thst hslr fslls on s hssisnopic risld. or it s cross
is exposed so thst tho contor tolls in tho blind spot, ssny
subjects rsport s cosplsts circls or cross. This ”cosplsticn'
occurs for “good” figurss. In sisnltsnsous tsctilc studios,
syn-stric figurss spoosr to to tho "good“ or ”strong" figurss.

W
’

l. shility

to idshtiry sud locsliss ssyI-stric simultaneous
tsctilc stisuli dsvslops grsduslly during ths first docsds of lits,
using prsssnt in 80‘ or nornsl childrsn by tho sac of sight yssrs.
Syn-stric stﬂ-uli soc smrs oosdily locslissd and this shility is
ssll dsvolopsd in non-s1 three your old children.
2. the own on umtric (hilstsrsl sud ipsilstsrdl)
sti-nlstion involvs sithor extinction (only cos of the two stisuli
is rsportsd). or displscslsnt (cos or both stimuli srs nislocsliscd).
Hhsnsvsr sxtihcticn and displscsssnt occur. stimuli to tho tscs tend
to to corrsotly rspostsd. this "fscc dcsdnshcs' is found st sll sgs

lsvsls tsstsd.
3.

ans can concluds thst sstincticn sud displsoslsnt or

tsetils stisnli. ss ssll ss rscs dosinshcs, oonstituts s

now-s1

sud consistent pottsrn ct rsspohss in childrsn. In sddition to
thsss rssponsss ons osn observe, in childrsn under six yssrs or age,
tho phsncsons or sllssthssis, sacsosssthssis sad psrtisl displscsssnt

ss nonssl resctions to silultsnsous tsctils sttlnlstion.
h. rho difficulties in rscosnitioh ct silnltsasons tsctils
stimuli, ss shown by young childrsn, rssppssr in tho sons rsshion

�12.

in adult patient! with focal or dittuuo dyutuaatian or the bwltn.
The abilities or taettlc discrimination acquired by the child aura»;
growth are lost by tbs adult who develop: Inntal change. an I rniulﬁ
of cerebral Gianna.

�13.

ﬂlFMGE

m,
1;;
(a)

1.

and mm, 11.: Pattern. in pox-owner!
l.
rm.
tut. or no. and hand. Tram.An.umol.Auoc.l

ILL,

tn 31-111mm:

250-252, June, 1950.

'

W,

PINK. I.
mm. 11.3.,tutu
8:) alumnae“:
or no: and hand.

§_6_g_

mm,
unutionn.

a.

(3)

._

309mb“,

1951.

11.:

in perception

Pattern:
mh.nm1.tn Mutt"

and pmlpttation of autumn
ntmtien
”chasm-111.Iul'lzomnt.l 2.}. 1-9. July, 195.

11.3.;

«11m extinction
In: Observttionu on tho scuttle
of thc
unilaton'liinuction
utter
body
and
the
phone-anon
patent: central gym... $311.43.!mol.Auoc., 15}. June. 1950.
11.11.. mm, 3.3. and mm, 1.: tax-mun ”111111 amore“
mm,
of extinction and ant-than. Amhgmﬂﬁﬂnhut.
with
(D)

3.

355.362,

and

um

1101.3,

9mm

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I. or1.,dnpnocunt
rm, I. andormm
situation
into exam-personal men.
human
7111
preparation).

1.

31112130,

5.

SHAPED. NJ. and SCEM’PILL, 1.3.: ntinntion
I.B.,
mm,
phone-anon 1n 11.111103“. mh.£om1.trnzah1ut.l Q. 7174'”,

Decanter, 19kg.

$3.1 m two-dune tent is
tad
m,
m,
stagnant“ sign or organic until Imam. umlm‘ g;
It.

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6.

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7.

J. and mm, ILB. Parceptual ptttomu during maven
um,
IMIthOIiI. J. gurolquhzcmt.‘ .134.
moral
rm
316—321, 3951.

136.58,

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'

(a) com, R. and RAM, 0.3.: 011Aeon-tun "peat. of the unnory
organisation or the has»: but!" study in rental «drum. n
«teamed by unilateral umltmomn stimulation. mm.m.nm1.
"""""""""""""'""'""""

8.

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or the union crewman at
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“poet:
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or
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rantml
Itudy
the bum brain:
(11)

'

169,

com, Rd

On

”union, 3;, 119-122 (nu-ch) 1951.
31., ”It, I. and mm. 11.3.: 0rd» of ammo. 1n tactile
mm,
perception. (in prepmtion).
the are. tint:
J. and mm II.B.: m tutor or ulna-ybe1n911111121106)?
””8,
(to
or two simultaneous 311th “1.1111.
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mm or May or the now-83M mt

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�THE MOUNT SINAI HOSPITAL
NEW YORK CITY

MONTHLX NEUROLOGICAL RESEARCH SEMINAR

TUESDAY

27,

NOVEMBER
BOARD ROOM

-

2nd

8:30 P.

1951

M.

FLOOR ADMINISTRATION BUILDING

EQGMM

THE PERCEPTION OF MUETIPLE STIMULI

Ia

II.

DR. MEX FINK AND DR. MARTIN GREENE:
TACTILE D.D.S.

DR. ROBERT L.

KAHN AND

DR. EDWIN

A

PATTERNS

WEINSTEIN:

OF

RESPONSES

ON

(UNTITIED PAPER)

DR. W.

S.

CHAIRMAN

BATTERSBY

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W“;

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ﬂu—é“: 145m’

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.‘ “

������Fluid
Spinal
Findings
Following Cerebral Angiography
Joseph M. Stein, M.D. and Max Fink, M.D.

WITH increasing use of cerebral angiography, the problem arose as to whether

the procedure, of itself, produced changes in the cerebrospinal ﬂuid. Fortyeight hours after angiography a spinal ﬂuid examination in a patient suspected
of a brain tumor revealed a cloudy ﬂuid with 3,000 white blood cells per
cu. mm. Prior to angiography the ﬂuid had been clear, colorless and without
any cells. As no information concerning the relationship of pleocytosis to
angiography was available, it was decided to study the changes in the spinal
ﬂuid by the usual clinical methods.
Spinal ﬂuids from 21 patients were examined prior to and following angiography. Lumbar punctures prior to angiography were done at various intervals, but all punctures following angiography were performed between 12
and 24 hours after the procedure. In each instance the spinal ﬂuid was exam—
ined for color, cell count and total protein content.
All angiograms were percutaneous, using 35 per cent Diodrast as the contrast medium. Maximal Diodrast volume was 70 ml. at one procedure. While
the majority of patients were subjected to unilateral carotid punctures, bilateral punctures were done in four, and combined bilateral carotid and vertebral punctures in one patient. Either intravenous Pentothal (14 cases) or
local procaine (seven cases) anesthesia was used.
RESULTS

Of the 21 subjects, signiﬁcant changes in the spinal ﬂuid following angiography were seen in only two cases. In one, a patient with a cerebral angiomatous malformation and multiple aneurysms, 5,000 red blood cells per
cu. mm. were seen in a pink spinal ﬂuid. In the second, a patient with a
chromophobe adenoma of the pituitary gland, the protein content of the spinal
ﬂuid changed from 89 to 151 mg. per cent; also, seven lymphocytes per cu. mm.
were recorded when previously there had been none.
In all other subjects, changes in color, protein content and cell count were
not signiﬁcant. Three subjects showed transient hemiparesis following anFrom the department of neurology and psychiatry, New York University College of Medi—
cine and the neurologic service (third division) and psychiatric division, Bellevue Hos—
pital, New York City.
Reprinted from NEUROLOGY, Minneapolis, February, 1953, Vol. 3, N0. 2

137

�NE UROLOGY

138

giography, and in none of these were there signiﬁcant changes in the spinal
ﬂuid. Since Diodrast can cause changes in membrane permeability,1 and the
spinal ﬂuid reﬂects such changes, it could be postulated that a relationship
between complications following angiography and changes in the spinal ﬂuid
might exist. Such changes were not demonstrated in the present cases. F urther investigations with more exacting techniques for protein determination
and protein differentiation are indicated.
CONCLUSIONS

Neither a marked pleocytosis nor a marked increase in protein content of
the spinal ﬂuid are usual concomitants of Diodrast angiography. It may be
concluded that when such spinal ﬂuid changes are found they are unrelated
to the procedure.
REFERENCE

0.:

Cerebral angiography: Tolerance for contrast media of diodrast type,

1. OLSSON,

J. Neurol, Neurosurg.,
1949.

6c

Psych, 12:312,

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774449711

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l“ Bax ﬂak $.13.

inoronuiag II. or norohrul ungiogrlyhr up i!!! toot
aoarruncoa with in. )robluu of uhothcr tho proaodurn.?ut itaolr.
pruduaad dhnagoo in the earnbrospianl fluid. rawtyunéght hour:
utter ungiegrnphg; a spinal fluid unanianttca int: yqtimut In.unme900%“ o: a
and; 27mm with
blood tall: pow cubic willltcr. ?tlew to unsiegruphy eh. {lama
and without any any.
ma how
infant“
clan containing tan rolgtleaahlp or pluoaytouta to ungtuguuﬁny
in. avgllablo. 1% Ian aoasdod to study ﬂu. dhanﬁog 1h tho spinal
Wick

m

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a.“

am. ”mm.

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to and running mum-33mg. 1mm: pun-mm Mar to nag!“—
phy tor. don. at various ia$¢rvnln._huk :11 pun-tuﬁcs rolluuinu Ina
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tying: {tula can «hunlncd for 00109.
0011 gaunt ‘nd total protein ooatnnt.
£11 angiogru-I Inn. pnruutaaonua. uniac;aiﬂ aladraut an
Eh. «entrant Inﬁlllm Hand-:1 dioarunt doing. via 70'. a! an. atsa
Isaac, “anal. Eh. aujoritx at pgticnta wort auh1oato¢ to unilateral
anvctid puuttnruug hilnwurnl gunnturua vat. dam. in fan: putluntn
darn. In

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an! canbinoﬁ bilazqrul suretzd and v.:%.hrn1 in «at. Eiﬁhar intravunoun ponaothal (I! an...) a: local nrmuntun (v 0....) uaaaehnain
van 3308.

3

�gggultgt
or uh. twentybonp‘nnbjootl, signirionnt «nausea in the
”spinnl fluid thlloving-angiogruphy warn anon in only two out...
In «an. a pttiunt with n acrobtul nugiountoua malformation and
multiplo unnuryunu, 6000 rod blood «.11: pl? cubic millitor won.

in a pinkidh colorod spinal fluid. In the uncond. u pationt
with n ohrauophobo adonaln or the pituitary gland, thy pictoll
content of tho lbinnl fluid oh‘ngod Iran 89 uilligrml por'uone
ta 161 3111151.: par cant. Alto. lava: lynphonyton per aubio mils
noon

lilihor wort
I

And

racowdod whoa prbviaunly thorn bud boon noun.

In ‘11 nth.» nubjootu. chanson in 90102. praz-in aunt-n:
call count war. no: significant. Ebro. subjects aurforod trsnn-

in.noao wcro thnr. significant august. in
tun apinul fluid. In two subjectl. ﬁne apinnl fluid romainod an»
ohangod. In thy third. far aronntod :04 blood cell: and twa
nymphooytoo per eubio nillilitor turn notod, what. non. had boon
inacn prior to thy pron-aura. Binao diodrune can onus. ohungon in
membran- perusubilsey (1}. ﬁnd tho spinal fluid reflect. august:
in cm. manna... u my be paw-ha than a. rel-Mon menu
ounplicntiann ﬁnd such change: axintn. audh changun Into not do-

iont haniparonil.

and

nonntrntod hart. vurchsr inyuatigntioaa vith.noro oxnoting tooha
bio: for protein dutorninntion and protein ditrurontiation are in»
diontod.

W

.

ploooytonin nor a ngrkad inoronno in protoiu content of an. [pinnl fluid urn uuuul oonoanituntu or aiodrn-t
angiogruphy. it'nuy ho aonaluaod Shut ihon Inch apin;l fluid
chanQOa urn found. thqy uri unrolatod to an: groundnut.

llithnr : lurkod

�HO! £3523

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Angiogmphy: relax-ma. {for
01am. 0.: 00113an
01'
Contact
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Presented at the Fourth Annual Meeting - American Academy
Louisville
of Neurology - April, 24, 1952
Dr. Costello, Members, and Guests of the Academy:
In the course of sensory studies by the method of dou-

learned that normal adults
readily identify and localize the tow stimuli within the ini-

ble simultaneous stimulation,

we

tial

Young

ten

trials

of the

test.

children, however, seemed
could not identify both sti-

to make persistent errors. They
muli, or if identifying the tWO stimuli} they could not localize them. In order to study the responses and their relation to the age of the subjects, face-hand tests-~the prototype of simultaneous tactile tests—~were applied to 300 normal
children ranging in ages from 5 to 15 years. The children
were all without manifest disorder of the hervous system, and
were from child care centers, hospital clinics and children of
neighbors and friends.
In the course of some nlay with each child, the examiner
introduced the ﬁace-hané test. In this test, the child closes
his eyes, and the examiner, with his fingers, simultaneously
touches the subject's cheek and dorsum of his contralateral
hand. The child is asked to point to the places where he per-

the child
is asked to close his eyes, and the test repeated-~with opposite cheek and hand stimulated. Subsequently cheek and hand
on the same side of the body and simultaneous stimulation of
both sides of the face, or both hands are included. At least
ten consecutive trials of the face-hand test are recorded for

ceived

each

tje

child.

stmmuli, and the report

is recorded.

Again

�2.
Eighty percent of children under six years of age
failed to localize both stimuli correctly during the initial ten trials. The number of errors fell off sharply among
the older children, so that only 2% of children in the 11-15
year age groups continued to make errors after the tenth trial.\
This is represented in the first graph--.. Apparently the
ability to localize two simultaneously applied tactile stimuli
is directly related to the ageof the subject.
This same relationship is represented in the second
graph.

The

percent of the subjents in each age group making

errors on each trial of the test is compared for representative age groups. Ihe older children manifest an ability to

learn from previous

trials

of the test while the younger chil-

dren do not.

incorrect responses of all children were of two
types--failure to identify one dfithe two stimuli, called
"extinction", hr, identifying two stimuli but mislocalizing
The

'one of them termed "displacement". Extinction of hand stimuli

observed in

of the errors, while displacement was in
51%. The preponderance of errors were in the perception of
the stimulus to the hand. The stimulus to the cheek was almost

was

62%

correctly reported. This ability to identify the cheek
stimulus in preference to the stimulus to the hand was pre—
viously observed in normal adults and termed "face dominance."
always

face dominance was uniformlylapparent in the children of
all age groups in theseries.
The errors were apparent in tests
involving the cheek
and hand on Opposite sides of the body as well as cheek and
Such

!

i

�5.
I

’
‘

I"

hand on the same side of the body. WhileverrorSawere frequent
in tests of face and hand, chillren made no errors in identi-

fying symmetric stimuli, as both cheeks. In the younger
children, partial displacement from hand to homolateral shoulderder or neck, or displacements from a hand to the oppo-

site hand(allesthesia), or

even

into snace in front of the

child(exosomesthesia) were seen. The incidence of these dis-placements
was less than 4%.
Since these phenomena were so apparent in younger children
and became less frequent with increasing age,
it was concluded

that extinction

and the

varieties

I

of displacement are normal

phases in the degqlopment of the response to simultaneous tactile stimuli. In normal adults and older children, such phenomena

are apparent during the

initial

trials

only.
From these studies it was concluded that the phenomena
’of extinction and displacement are normal phases in the dev elopment of the perception of simultaneous tactile stimuli. Face
gew

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at all age level; and is an inherent
pattern of organization of function. Ihe perception of simultaneous tactile stimuli is directly related to chronological
dominance

is

observed

age, being gradually develOped in the first decade of life,
and being well developed in 80% of children by the age of 8

years.

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�EBRUPHYSIOLUGY
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lAB'RATOT‘Y

HILLSIDE HOSPITAL
GLEN OAKS. N. Y.

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Perception of Simultaneous
Tactile Stimuli *in Normal Children

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M.D. and Morris B. Bender, M.D.
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Normal adults readily identify and localize tactile stimuli applied simul1
taneously to the face and the hand (the "fface--l1and test”). While half the
subjects perceive stimuli incorrectly on the initial trial, all are accurate by
the tLIItlI tIi Il oi the I:.est Young children, however, find the task of identiﬁcation and localization of two skin stimulations difficult. They report only
one of the two stimuli, or, if they report the two, frequently mislocalize one
of them. The omission or mislocalization of stimuli is not haphazard but follows a consistent pattem in which stimuli to the face are readily appreciated
(" most dominant" ) while those to the hand are not (' least dominant” ).
lII mdeI to determine the pattern of' dominance” in children and the age
which
such tactile peiceptual tasks are correctly performed, a study of
at
normal children was undeitaken. The responses of children to the face- hand
test and to simultaneous tactile tests of other body parts were ascertained.
SUBJECTS AND METHOD

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Three hundred normal children between the ages of three and 15 were
examined. They were from a neighborhood child care center, from the wards
and clinics of Bellevue Hospital, and children of neighbors and friends. They
were without manifest disorder of the nervous system. A few children at
two and a half years of age were included in the three year age group, but
younger children were generally not able to comprehend the test.
The subjects were examined individually, but there were many who were
examined in a day-room in full view of other children. The child was engaged
in play and when toys were available they were used to gain his conﬁdence
and interest. 'At some time during play, the face-hand test was introduced.
From the department of neurology and psychiatry, New York University College of
\icdicinc and the Bellevue Hospital, New
York City.
This work wIs aided in part by a fellowship
grant from the National Foundation for In-

fantile Paralysis, and by a grant-in-aid from
the Coordinating Council for Cerebral Palsy
in New York City, 'Inc.
Read at the fourth annual meeting of the
American Academy of Neurology, Louisville, Kentucky, April 24, 1952.
27

Reprinted from NEUROLOGY, Minneapolis, January, 1953, Vol. 3, No.

1

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NEUROLOGY

28
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For the face- hand test, the child was told: "I (examiner) am going to
touch you, and he was to "touch the same place I touch." He Was asked to
close his eyes. The examiner, with the fingers, then touched simultaneously
a cheek and the (lorsum of the contralateral hand of the subject. The child
was asked what he felt, and to point to the sites stimulated After this response. the child was asked to close his eyes again, and now the opposite
(both and hand were similarly stimulated and the report recorded. If only
one Itsponse was given to this trial, the child was asked if there had been
another stimulus anywhere else.
Following these two trials, the cheek and hand on the same side of the body
were tested in a similar fashion. The fifth and sixth trials were not of asymmetric body parts but simultaneous stimulation of both cheeks or both hands.
The following various types of stimulation were used: heterologous stimulation of asymmetric body parts on opposite sides, as right cheek and left hand;
homolateral stimulation of asymmetric body parts on the same side of the
body, as right cheek and right hand; and homologous stimulation of symmetric
body parts, as both checks or both hands. Such tests were repeated in each
child until at least ten trials were recorded. Subsequent tests of other body
parts, performed in a similar fashion, were introduced until at least 20 consecutive trials were observed in each subject.
A number of modifications had to be introduced for young children. Many
would not play the game with eyes closed, but insisted on keeping their eyes
open. III such cases the tests were applied with eyes open. Also, a large number of three and four year old children insisted on pointing to the examiner’s
hands and face on the initial trials. For these children, a few trials of single
touch stimuli applied to the thigh, chest or hand were introduced, until they
grasped the concept of pointing to their own bodies after the stimulation.
These single trials were carried out with eyes open.
After the series 'of double simultaneous stimulation tests were completed,
single stimuli were applied to various body parts to exclude from the normal
group any subjectswith focal sensory difficulties.
The children were asked what they had felt and to point to the places
stimulated. Verbal Ieports of the locus of stimulatiOn were not accepted. It
was occasionally noted that children would correctly name the parts stimulated, i. e., the cheek and hand, but then point to both cheeks, or to two places
on one check. It seemed as if naming the locus yielded more accurate responses than did pointing.
These tactile tests were repeated on consecutive days, or subsequently
after a lapse of a few days or weeks in some children. At such times, cutaneous stimuli other than light touch were added to the testing. These included
repetitive touch (rubbing), single pin prick, and repetitive pin pricks.
_

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RESULTS
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children made many errors on face-hand tests.
Eighty per cent of children under the age of six failed to localize both stimuli
I ncidcnce‘of errors: Young

,

2mm,

�PERCEPTION OF TACTILE STIMULI IN CHILDREN

29

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CF TRIAL

AGE
Graph 1.

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Graph 2.

during the initial ten trials of the face-hand test; many of these even with
eyes open: In the older children the number‘of failures fell sharply (graph 1)
so that only 2 per cent of children in the 11 to 15 year age groups continued
to make errors after the initial ten trials. Apparently the ability to identify
two simultaneously applied tactile stimuli was directly related to the age of
the child. This ability was also related to the number of previous trials of the
face-hand test. In table 1 the trial of the test after which the child was consistently correct is recorded. The last column of the table includes all the
subjects who made errors in the first ten trials, and on many trials of the test
beyond the tenth. Graph 2 illustrates this relation for selected age groups.
Type of testing: In these studies homolateral and heterologous stimulations
were carried out at random. Errors were made by subjects of all age groups
in tests of. either type. Homologous tests, such as both cheeks, or both hands,
randomly interspersed in the testing after the fourth trial, elicited correct‘respouses in nearly all cases. While this served as a clue to some of the older

.W....m~.

TABLE

.

a
.
.

t

(Touch Stimuli)

c

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Age
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3
4

Total Number
of Subjects
39
S4

37
36
26

5

6
7
8

9

10
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1

NULIBER OF TRIALS OF THE FACE-HAND TEST NECESSARY FOR PERSISTENT
CORRECT RESPONSES

11

12
13—15

‘22
-

23
20
21
24

29

2

1

3

Trial Correct
4 5 6

8

-

—

1

2.

4

--

1

6

6
3

2.,

4

2

5

-2

1

—

- -2

1

—

—

1

—

1

-3

1

8

2

6
6 8
3 7
4 10

2

.

4

5
2
4
6

-—

5
4
I

6
4

1

1

2

2

2

2

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2

1

1
1
1
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1

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-1
—

2
2

9
2

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2 - - - 2 l
- 2
—
1

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—

Errors Beyond
10 Trials
34 '
28
28
22
10
4

3
2
0
2
0

�NEUROLOGY

p

,

it did not seem to alter the
hildrcn that two stimuli were being applied,
trials of the
insults in the younger children. In these subjects subsequent
the
responses to the
lee-hand test were incorrectly reported, even though
stimuli was
of
mmetric stimuli had been correct. The perception symmetric
,iuch better than asymmetric stimuli.
of children studied, face-hand
Subsequent testing: Of the total group
to the initial testing in
fusts were repeated at varying intervals subsequent
of
six, subsequent testing elicited
it) children. ()f the children under the age
on the initial examhe same. difficulties with facc~hand tests as was evident
seemed
to have grasped
who
six years of age,
,nation. In a few children over
manifest on
were
errors
in the initial testing.
ghc concept of two stimulations
learnsuccessful
for
3ubsequcnt days. It was as if many trials were necessary
completed,
successfully
task
was
the
‘iig of the task, and then, even though
These observations are in contrast to those made
‘gie learning was temporary.
elicit the errors of the
{i normal adults, in whom subsequent testing did not

tidal

".4

I

test.1

(table 1) made by children on
Type and pattern of responses: The errors six
of
types: (a) a touch on the
i'peated trials of the faCe-hand test were
touch on each cheek,
heck only, implying no perception in the hand; (b) a
the hand; (0) a touch
implying a mislocalization of the stimulus applied to
neck or elbow, implying
in the cheek, and a second touch on the shoulder,
the
hand; ((1) a touch on
to
stimulus
applied
partial mislocalization of the
in the check; (6) a touch on each
he hand only, implying no perception
cheek stimulus to the hand; and (f)
of
land implying a mislocalization the
examiner’s
body, implying a mislocalization away
pie-or two touches on the
grom the child’s body.
all age groups. ’It was
Face dominance ( respbnses a, b, c) was apparent in
hand
the
(response a), and
host manifest as extinction“ of the stimulus to
hand stimulus to
of
the
Mislocalization
.'as seen in 62 per cent of the errors.
of
the
errors. While
cent
31
observed in
per
he cheek (displacement)i was
and hand
cheek
in
tests involving
observed
{rest of the displacements were
displacements
of
the
were
errors
7
in opposite sides of the body, per cent
of homolateral
stimulation
simultaneous
the
in
check
the
hand
to
tom the
child pointed
the
times
such
At
hand.
ody parts, e. g., right cheek and right
2 to 3
his
ﬁngers
b the cheek once, saying 5‘a touch here,” and then, moving
lentimeters lower on the cheek, saying “and here.”
Other types of displacel‘nent were infrequent. There were partial displaceshoulder or neck. Mislocalization of a stimulus
;ients from the hand to the
occasionally apparfeross the midline of the body, known as allesthesia,3 was
children
Furthermore,
testing.
hand
heterologous
the
on
to
int in the stimulus
p

,

-

“

,,
simultaneous stimulations has been called "extinction”
:The failure to report one of 'two of
of the second
a percept to the homologous body part
3i
a stimulus.2 The mislocalization
of the
direction
the
in
of
mislocalization
a
percept
iimulus is called "displacement." The
the stimulus which is
each
"
instance,
In
displacement.”
artial
is
called
lacond stimulus
iorrectly reported is ‘said. to e "dominant."
.

i
.

.
,

l

.

�PERCEPTION OF TACTILE STIMULI IN CHILDREN

31

under ﬁve years of age frequently mislocalized the initial stimulation
away
from their body to parts of the examiner's body
or into space (response f).
This phenomenon, known as exosomesthcsia,‘
persisted in some children despite repeated stimulations with the child's eyes open, and despite the
examiner's insistence that it was the child who had been touched.
Another phenomenon was seen during homolateral
testing. The child reported only the stimulus applied to the cheek. If the examiner asked insistently, “Did you feel another touch anywhere else?", a number of children hesitatingly pointed to the symmetrical point in the check on the opposite side
of the body. In order to determine whether this was a
unique or a systematic
phenomenon, tests of other body parts were carried out. In homolateral tests
of foot and hand, shoulder and hand, and cheek and foot, the
same phenomenon was observed. The child ﬁrst reported
only the foot, the shoulder or
the cheek—and then, when the examiner insisted on second
locus, pointed
a
to the opposite foot, shoulder or side of the face.
,Furthermore, in some young children the phenomenon appeared on
single
stimulation. Single stimuli applied to any body
were localized correctly.
part
If the examiner then insisted that there had been a-seeond
sti‘mulus,'the 'ch'ild— pointed hesitatingly to the symmetric part on the opposite side of the
body.
As already indicated, hand dominance
(responses (1 and e) was infrequent.
It was observed in 7 per cent of the errors on face-hand tests. In all
subjects
in whom it was apparent, subsequent trials of the face-hand
test manifested
the pattern of face dominance.
Relation of hand and foot: In tests of parts of the body other than the
face
and hand, the hand was always least dominant and the cheek the
most. Simultaneous tests of foot and hand, the foot-hand test, were introduced after the
initial ten trials of the face-hand test in most children. In the foot~hand
test,
foot dominance was apparent in 51
per cent of the responses (see table 2).
It was demonstrated by hand extinction, by displacement of hand stimuli
to
the foot, and by partial displacement to the thigh, knee and
leg.
-

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7

TABLE 2
FOOT-HAND TEST

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(Touch Stimuli)
5......“

Stimulation

Total
Trials

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is

a-

Bilateral
Ipsilateral

53
48

Correct
21

23

Foot
17
16

Responses
FootHand
Foot
1

3

10
3

Partial

Hand-

2
3

2
0

Ft.-Ft.

Hand

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I

Otlzcr stimuli: A small
group of children who made errors in tests
at varying intervals were examined with other cutaneous stimuli. repeated
Extinction
and displacement phenomena were present in face-hand tests
using pin prick,
repetitive pin prick and repetitive touch (rubbing) stimulations. \Vhile the
number of errors with these stimuli were fewer than with touch
stimuli, the

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32

.

NEUROLOGY

I

still apparent.
pattern of face dominance and hand extinction was

_

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DISCUSSION

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The ability to identify and localize simultaneous stimuli separated from
each other at some distance is a complex function which gradually develops
for many
during the first decade of life. It is a relatively unstable ability,
Focal
discriminations.
such
changes in the stateiof the organism can disturb
lesions,2
cord
lobe
lesions,2
spinal
cerebral disease as in hemiplegia" or parietal
and diffuse brain diseases such as toxic States, senility and inflammatory conditions" can so alter tactile discrimination that the phenomena of extinction,
and displacement become prominent. Errors in simultaneous tactile tests are
of the test—«luring the
apparent in normal adults during the initial few trials
of
doses
barbiturates," electroperiod of learning.1 TPersons subjected to large
such
inability.
shock therapy“ or anesthesia" also manifest
A prominent feature in all groups is the uniformity of face dominance.
When discrimination; of simultaneous stimuli is interfered with, for whatever
in the stimuli
reason, the errors are made in the stimuli to the hand and not
It, too,
extinction.”
is
"hand
dominance"
_to the face. The corollary of "face
Furstudied.
of
conditions
'is apparent in all subjects and under the variety
these
two
between
thermore, in an "order of dominance" other body parts are
mental
with
and
severe
patients
limits. Studies in patients with hemiplegia“
of dominance
order
revealed
have
disease“
an
of
brain
result
a
as
changes
other
these
body parts
of face—shouldcr-trunk-thigh-foot and hand. Insofar as
dominance
Since
observed.
order
similar
was
these
children,
in
a
studied
were
of
dominance is an
is evident in young children, it appears that the pattern
inherent function of the organism. This childlike way of responding to simultaneous tactile'stimuli is exposed and exaggerated in adults under a variety
of pathologic conditions.
has suggested a theory of rostral dominance to explain these
Recently
observations." Our observations are not in accord with such a theory. The
dominance of the foot to the hand in children, as well as the dominance of
with
penis, buttock, foot and thigh to the hand in two large series of patients
untenable.
such
make
explanation
an
diffuse brain dysfunction,“
Comparison of ﬁndings in normal children with ﬁndings in patients with
organic mental syndrome: On comparing the findings in children with these
previously reported in patients with severe mental changes due to brain dysfunction,6 a close similarity in performance is observed. In both groups the
ability to'discriminate simultaneous stimuli is limited. On non-homologous
tactile tests, such as the face-hand test, errors are made on initial and subdissequent trials.‘ While extinction of a stimulus is the most frequent error,
with
a
placement is eommon. In both children and patients, errors» occur
be
done
frequently
Furthermore,
stimuli.
cutaneous
testing
may
variety of
with eyes open, and in many instances with repeated verbal clues that there
of learning is not promare two stimuli, and still errors are made. The factor
the
elicit
will
patterned errors.
previous
days
on
subsequent
inent since testing

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�PERCEPTION OF TACTILE STIMULI IN CHILDREN

‘

3‘3

In Gestalt terms, patients with organic mental defects and children have difficulty in extracting a complex sensory "figure” from the "background" of the
total sensory "field.” Significantly in each group there is no difficulty in identifying simultaneous stimuli if the stimuli are applied in symmetric regions
of the body, such as each hand or both sides of the face. Here, each stimulus
figure has a common background in tenns of body image. namely the hand.”
Face dominance is apparent in both groups. It is manifest not only on
tests of face and hand but also on tests of face and other body parts. Also,
insofar as it was tested, the order of dominance for other body parts is similar.
'
While extinction and displacement are the most frequent types of error,
other phenomena are elicited in both children and patients. Partial displacements, e. g., the mislocalization of the percept from the hand to the shoulder
or neck on the face-hand test, are occasionally observed. The phenomena of
allesthesia and exosomesthesia are seen in the more severely affected patients
and in the youngest children; both are frequently associated in the same subjeets. In allesthesia, the subjects ,usually localize the cheek stimulus correctly
but mislocalize the hand stimulus to the opposite hand or elbow. In exo~somesthesia,—the stimuli are mislocalized either to space in front of the subject
or to the examiner’s body. This phenomenon was frequent in the youngest
children, and despite the examiner’s urging that the child point to its own
body, the child persisted in such mislocalizations until a trial of the face-hand
test was performed with eyes open.
In addition to these phenomena which appear spontaneously, patients with
rganie mental syndrome also manifest another response to simultaneous stim.
ulation ﬁrst noted in children, i. e., on homolateral testing only one stimulus
(the cheek) is spontaneously reported; but when the examiner insists, the
second is mislocalized to the opposite cheek. Since the patients show so
many
similarities to young children in their responses, it was predicted that they
would also show this phenomenon. In a series of patients with severe mental
changes, homolateral tests of the cheek, hand, foot, shoulder and thigh were
applied. When only one stimulus was reported, the examiner asked for the
locus of the second stimulus. Responses were obtained in 20
per cent of the
patients, and in each one the second stimulus was mislocalized to the symmetric body part. Furthemiore, in some subjects the same phenomenon was
observed with single stimulation.
This phenomenon appears to be similar to the completion phenomenon
described in Gestalt literature as “closure" and “good continuation.” These
are usually described for other sensory modalities. \Vhen a circle is taehistoscopically exposed in the visual field so that half falls on a hemianopic field.
or if a cross is exposed so that the center falls in the blind spot, many subjects
report a complete circle or cross. This “completion” occurs for “good" figures.
In simultaneous tactile studies, symmetric figures appear to be the "good” or
"strong" figures.

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CONCLUSIONS
1. Ability

,

NE U ROLOCY

,

to identify and localize asymmetric simultaneous tactile stimuli
develops gradually during the first decade of life, and is present in 80 per
cent of normal children by the age of eight. Symmetric stimuli are more
readily localized and this ability is well developed in normal three year old

children.
2. The errors on asymmetric (bilateral and ipsilateral) stimulation involve
either extinction (only one of the two stimuli is reported), or displacement
(one or both stimuli are mislocalizcd). Whenever extinction and displacement occur, stimuli to the face tend to be correctly reported. This face dom-’
inance is found at all age levels tested.
3. One can conclude that extinction and displacement of tactile stimuli,
well
as
as face dominance, constitute a normal and consistent pattern of rein
children. ,In addition to these responses one can observe, in chilsponse
dren under six years of age, the phenomena of allesthesia, exosomesthesia and
partial displacement as normal reactions to simultaneous tactile stimulation.
4. The difﬁculties in recognition of simultaneous tactile stimuli, as shown
by young children, reappear in the same fashion in adult patients with focal
or diiluse dysfunction of the brain. The abilities of tactile discrimination acquired by the child during growth are lost by the adult who develops mental
changes as a result of cerebral damage.
i

.

f

.
..

.-.-~vku-»~‘.

..

,

_

-

-

-

.

REF E1112. ’CES
M. B.; FINK, M., and GREEN, M.:
Patterns in perception on simultaneous tests
of face and hand, Tr. Am. Neurol. A. 75:
2'50, 1950; BENDER, M. B.; FINK, M., and
GREEN, M.: Patterns in perception on simultaneous tests of face and hand, Arch. Neurol.
&amp; l’sychiat. 662355, 1951.
BENDER, M. B.: Extinction and precipitation
of cutaneous. sensations, Arch. Neurol. 61
Psychiat. 54:1, 1945; Kora, L.: Observations on the somatic sensory extinction phenomenon and‘ the body scheme after unilateral resection of the posterior central gyrus,
Tr. Am. Neurol. A. 75: 1950.
BISNDER, M. 13.; WOR'I‘IS, S. 8., and CRAMER,
1.: Organic mental syndrome with phenomena of extinction and allesthesia, Arch. Neurol. 8t Psychiat. 59:27}, 1948.
SHAPIRO, M. F.; PINK, M., and BENDER,
M. 13.: Exosomesthesia, or the phenomenon
of displacement of sensation into extra-personal space, Arch. Neurol. 8t Psychiat. 68:481,

1.. BENDER,

-&lt;.»»N.-.~,.--~c¢-v--_.a

.
_

.
..

.,.....-._..a..-

.

..

.
.

1952.

’

M. 8.; SHAmno, M. F., and SCHAPPELL, A. W1: Extinction phenomenon in
hemiplegia, Arch. Neurol. 61 Psychiat. 62:

. BENDER,
t
l
l
e
I

lbs: - 3w

1?, M . Q33. (TFGJN'zX’UwAaQ

,

i
l
l

5...”...

.

.

.

.

717, 1949.
FINK, M.; GREEN, M., and BENDER, M. 13.:
The face-hand test as a diagnostic sign of organic mental syndrome, Neurology 2:46,

.

r

1952.
JAFFE, J., and BENDER, M. B.:

Perceptual
patterns during recovery from general anesthesia, J. Neurol., Neurosurg. a Psychiat.
14:316,1951.
COHN, R., and Rum-:5, G. N.: On certain
aspects of the sensory organization of the
human brain: A study in rostral dominance
as determined by ipsilateral simultaneous
stimulation. Tr. Am. Neurol. A. 74:162,
1949. COHN, R.: On certain aspects of the
sensory organization of the human brain:
II. A study of rostral dominance in children,
Neurology 1:119, 1951.
GREEN, M., FINK, M., and BENDER, M. 3.:
Order of dominance in cutaneous perception.
Tr. Am. Neurol. A. In press.
JAFFB, 1., and BBNDER, M. 8.: The factor of
symmetry in the perception of two simultaneous cutaneous stimuli, Brain 75: part 2,
167-176, 1952.
,

.

l

..

.-

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-~..—....-

__..

‘me—M

.

Mums—can

7—.

.

�PERCENT

OF GROUP

ERRORS

MAKING
03

U"

mo

O

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m

OT:

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ﬁnch?

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m

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.

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2% (be; /C1{»c {ram

62'

(2»
,

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"55"” 512/

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V7

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593%“

75/075

�</text>
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                <text>8 items. 1: Reprint from NEUROLOGY, Minneapolis, January, 1953, Vol.3, No.1. Read at the fourth annual meeting of the American Academy of Neurology, Louis-ville, Kentucky, April 24. 2: [preprint] and graph. 3: Monthly Neurological Research Seminar, Nov. 27, 1951, Mount Sinai Hospital, New York City. 4: Report of Activities. 5: 2 items - Spinal Fluid Findings Following Cerebral Angiography; Reprint from NEUROLOGY, Minneapolis, February, 1953, Vol. 3, N0. 2 AND [preprint]. 6: Presentation at the Fourth Annual Meeting - American Academy of Neurology - April 24, 1952, Lousiville; presented to Dr. Costello, members, and guests of the Academy. 7: Xerox of Perception of Simultaneous Tactile Stimuli in Normal Children.  8: graph.</text>
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                    <text>Electroencqahalographic Correlates of the Electroshock Process

Max

Fink MJJ.
and

Martin A. Green

14.3).

‘

..

From

the Department of Experimental Psychiatry, Hillside Hospital,

Glen Oaks,

L.I.,

in part, by grant M—927, National Institutes of Mental Health, National
Institutes of Health, U.S. Public Health Service.

Aided,
Read

at the meeting of the Eastern Psychiatric Research Association,

February 6, 1958.

V:3-l-58

New

York,

N.Y.

�Electroencephalographic Correlates of the Electroshock Process
During the past few years, renewed

attention has been given to the

relation between changes in measures of cerebral function, and the behavioral
changes induced by electroshock (l, 2). Alteration in various aspects of
the electroencephalogram has been emphasized by various observers (3, h)

in cerebral function. In an initial
study in this laboratory, a significant relationship between the degree
and duration of induced delta activity and clinical evaluation of
"improvement" was observed (6). Subsequent studies have focused on
as a sensitive index of changes

'

various parameters of the

EEG

changes including frequency of

type of current, age of subject and pre-treatment record

It is

treatment,'

characteristics.

the purpose of this report to assess the relation of these aSpects

of treatment to changes in the

EEG

and

in clinical response;

and to

describe the role of serial electroencephalograms in the rational management and study of convulsive

therapies.

�-2-

man:
One

hundred and seventy-three consecutive electroshock

referrals

have been studied. Electroencephalograms were taken before treatment,

after treatment at weekly intervals during and following
the course of therapy until the record had achieved its pre-treatment

and on a day

characteristics. Patients in

whom

demonstrated slow wave or spike

All the

EEG

delta activity.

the pre-treatment electroencephalogram

activity

were excluded from

the series.

records were quantitatively measured for the amount of
On

the basis of the per-cent time, slowest frequency,

highest voltage and longest duration of bursts of slow waves, in selected
lead combinations, the records were classified into "high," "moderate"
and "low" degrees of

delta activity, according to criteria previously

published (6).
Three convulsive techniques were employed: suprathreshold alternating

current, threshold alternating current
current methods.

The

and parathreshold

unidirectional

alternating current suprathreShold (7)

and

unidirect-

ional parathreshold (8) treatments followed established techniques.

In

the threshold alternating current method, patients without prior sedation
received small amounts of current (90 volts for 0.2 second), usually

sufficient for a petit mal response.

intervals voltage, and
if necessary, duration.was increased until a grand mal convulsion was inAt 20 second

voltage and duration necessary to induce a grand mal

duced.

The minimal

was the

threshold value.

In addition, a convulsive-subconvulsive control study was instituted
during a period of these observations.

Randomly

selected patients referred

.

�.3for electrotherapy received subconvulsive therapy instead of grand mal.
In this technique, patients were given pentothal intravenously until
asleep, and then either

low

voltage unidirectional current fbr

60 seconds

alternating current of 80 to 120 volts for 0.2 second were administered for one to three applications, for a total of 2h to 36 petit mal
(8) or

responses.
Of

the

173

electrotherapy referrals, lh6 received grand

threshold alternating current,

57 by

current and

63 by

26 by suprathreshold

mal therapy

-

alternating

parathreshold unidirectional current methods.

Twenty-

seven subjects received a course of subconvulsive therapy.

All treatments were given three times a week, for 12-20 treannents.

failed to develop a significant behavioral or clinical response,
or middle or high degrees of delta activity in the EEG, were subsequently

Patients

Who

treated five to ten times per week.
Evaluations of clinical reaponse were

trist
ment

and

resident therapists

on two occasions.

At

the supervising psychia-

the height of the treat-

effect, the degree of behavioral change was scored as ”marked,"

"moderate," "minimal” orfhone."

in behavior in interviews

These

made by

after treatment was terminated.

and were based on the

ratings

were estimates of the change

and on the ward from the

Ratings of "improvement" were also
weeks

made by

pre-treatment patterns.

these physicians two to three

These

ratings were value judgments

four-fold classification of "recovered,"

"improved” and "unimproved or worse" (2,

6).

"much improved,"

�RESULTS:

1. Variability in Delta Activity'with Convulsive Therapy:

variability in the degree of induced delta activity
reparted in the initial 2h patients {6) is confinned in these series of
convulsive therapy referrals (Table I). While the number of high degree
The wide

records increases with treatment,

fourth

week,

are

still

rated as

27%

”low" degrees of

TABLE

Degree of

EEG

in the third

week, and 18%

in the

delta activity.

I

Delta Activity with Convulsive Therapy
(Per-cent of Group)
Treatment Period

h

28

h6

60

Moderate Degree

12

21

27

22

Lou'Degree

68

h8

25

18

16

3

2

o

High Degree

No

Delta Activity
2. Role of Convulsion in
The

EEG

Response:

significance of the convulsion per

gg

in the

EEG

and

behavioral response was assessed in the convulsive-subconvulsive study.
Of the h? subjects*'who received convulsive therapy in this study, 9 had

* These included 28 subjects who received grand mal therapy on a random
selection basis, plus 19 subconvulsive subjects referred for a "second
course" of therapy.

�-5high degree delta records in both second, third and fourth weeks of
ment, 12 during two of the three weeks, and 13 during one of the

periods. Thirteen of the h? subjects failed to

show a

treattest

high degree delta

record on convulsive therapy.
Of

the 27 subjects

who

received subconvulsive therapy, however, none

demonstrated middle or high degree delta

activity records during any week
of treatment. Low degrees of delta activity were noted in three subjects
during both the second and third weeks of treatment, and in 8 subjects
during the fourth week.

In concurrent behavioral ratings,

25 of

initial

28

subjects in the

convulsive group showed marked behavioral change; while of the subconvulsive
group,
Of

the

21;

of the 27 showed Bdnimal or no behavioral changes (Table

latter

group, 19 were referred

II).

for a second course of therapy.

In 1h of these, grand mal electroshock induced high degree delta activity

all

significant behavioral change. Of the five who failed
to demonstrate high degree delta activity on convulsive electroShock, all

and

showed a

showed middle degree
records; and

change.

three of the five

Showed a

behavioral

Thus, of the h? convulsive therapy subjects, h2 showed a

behavioral change.

significant

�—6—

II

TABLE

Ratings of Behavioral Change: Convulsive - Sdbconvulsive Therapies
(Fburth-Fifth'weeks of Treatment),
Moderate

marked

Minimal

yggg
i

Convulsive Therapy (A?)

27

15

5

0

O

3

8

16

Subconvulsive Therapy (27)

In evaluations of the degree of "improvement"
51%

of the convulsive therapy group were rated as

"recovered," and

evaluated as sustaining the
"improved," and only
however,

but

70%

11%

III).

as "improved" (Table

32%

7%

were rated

same

weeks

after treatment,

"much improved"
On

discharge,

degrees of improvement, while

were ”unimproved."

in the

tWo

first two

were “unimproved," two weeks

or

51%

were

h2%

were

0f the subconvulsive group,

categories,

19%

after treatment.

As

in the "improved,"
these were re-

ferred for a second course of therapy, hosPital discharge evaluations

do

not reflect the effects of subconvulsive therapy.
TABLE

III

Ratings of Improvement: CoHVulsive-Subconvulsive Therapies
(TWO

Weeks

After Last Treatment)
Recovered

Much

Improved

Improved

Unimproved,

worse

Convulsive Therapy (h?)

9

15

15

8

Sdbconvulsive Therapy (27)

2

l

5

19

�Convulsive therapy induced
and more favorable evaluations
The

significantly greater behavioral change
of

improvement than did subconvulsive therapy.

clinical observations thus parallel the electroencephalographic data.

Also, patients

who

showed.neither an

convulsive therapy,

EEG

Showed both EEG and

or a behavioral response to
behavioral changes

when

Sub-

placed on

convulsive therapy.

3. Role of

Type

of Convulsive Therapy:

In view of the variety of electroshock techniques employed,
the relationship

between EEG

delta activity

and the behavioral response, an

analysis of the effect of type of electroshock

on

EEG

delta activity

undertaken. The results are graphically presented in Figures

first figure relates

and

1 and

was

2.

The

the treatment type to the percentage of records demon-

strating high degrees of EEG delta activity in each treatment group during
the second, third and fburth weeks of treatment. In each period, treatnent
with alternating current at suprathreshold strength gave the highest percentage
of high degree delta records. Treatment with unidirectional current and with

alternating current at threshold strength

was

less effective than the supra-

threshold alternating current technique in each period; the unidirectional

current treatment being
method only

more

effective than the threShold alternating current

early in the course'of therapy.*

Subconvulsive techniques

yielded no high degree delta activity records.
The second

figure demonstrates the

same

relationship

by measuring the

per cent of each treatment group showing no delta activity or only low degrees
* The differences between suprathreshold and threShold treatment methods are
significant at .05 by chi square in the h-é and 7-9 treatment periods, but
not in 10-12 period. Parathreshold treatment methods are not significantly

different free the other

two methods

during any treatment_period.

�-8of such

activity. Here, the subconvulsive group is

100%

for each

treatment period. Suprathreshold alternating current techniques
the

least

number

of such records in eaoh period, with threShold

show

and

parathreshold techniques in between.

h. Freguenqy of Treatment:
Another factor

is the frequency

in the rate of development of delta activity

of treatment. While

three times a week, a number

activity were treated
were given

more

who

all patients

and

In nine such patients, treatments

in each instance middle or high

degrees of delta activity were induced. Similar
previously demonstrated by Pacella

5. Factor of
In the

initially treated

failed to develop high degrees of delta

intensively.

daily or twice daily,

were

at 31. (9),

correlates were

EEG

and Callaway (10).

V

Age:

initial series of'patients,

it was noted that younger

patients, under hS years of age, developed greater degrees of delta
activity during the first and second weeks of treatment; while older
subjects developed such activity to a significant degree during the third
week. By the fourth week of treatment, age no longer
between the groups. Combining the data from

supports this observation.

all

differentiated

convulsive therapies

During the Second week,

h3%

of records are

in patients under the age of no; but only 30%
in patients from h0-60, and 18% in patients 61 and over. In the third

measured high degree delta
and fourth weeks, the

differences are

no longer present and approximately

2/3rds of the subjects have high degree delta records
times per week.

when

treated

3

�.9TABLE

Variation in Per

IV

Cent High Degree Delta EEG Records with Age *

9

Treatment Period
Second week

Third

week

Fourth'week

in.

is.

2:2

nee

ho years

(28)

15%

61%

69%

’41-50 Years

(28)

29%

h0%

56%

51-60 years

(28)

32%

56%

55%

Over 61 years

(18)

18%

50%

80%

es
To

'

6. Pre-Treatnent Record Characteristics:
Previous reports, summarized by Chusid and Pacella (3),

noted a significant relationship between pre-treatmnt reca» rd character-

istics

and the degree of induced "abnonnality."

Predominant alpha rhythm,

“abnormal" (3) or “borderline abnormal" (11) records were more
develop

alterations in the

EEG

liable to

than those with predominantly low voltage

fast activity patterns.
In these series of patients, subjects whose pre-treatment'record
demonstrated diffuse slow wave activity, spike or spike wave activity
were not included in the statistical analyses. Eight such subjects were

«-

difference in incidence of hig1 degree records is significant at .01
level of confidence between the second and fourth weeks and .05 between
the second and third weeks of treatment in patients over 50 years of age;
but is not significantly different for these periods in groups under 50
years.
The

�-10..

treated with convulsive techniques,
high degrees of delta activity

however; and seven of them developed

earlier,

and for'more sustained

periods,

than patients without such pre-treatment abnormality.
A Specific analysis of the relation between pre-treatment alpha
.

and the degree

of induced delta activity

was undertaken.

Rank order

correlations of the preetreatment per cent time alpha in selected leads
(anterior temporaldvertex) with the degree of delta activity during the

third

and

fourth

weeks of treatment

of +.2h and +.3S reapectively.

The

in

h3

patients demonstrated correlations

relationship in the fourth

week

significant at the .05 level of confidence; while that in the third
fails of significance, although the trend is indicated.

is
week

�.11..
DISCUSSION:

aspects of these studies warrant discussion: the significance of
the convulsion in the electroshock
process; and the role of serial electroTwo

encephalograms

in the rational management and’study of convulsive therapies.

In the early studies of convulsive therapy numerous authors, including
Kalinowsky 23

El. (12)

and Pacella

and electroencephalographic

gt.§£. (9), emphasized both the clinical

differences

between grand mal and

petit

mal

responses. While grand mal seizures induced clinical improvement in 60

to

80%

of cases,

petit

mal induced changes

Similarly, electroencephalograms in grand

activity, while in petit mal therapy,

no

in less than

25%

of subjects.

mal therapy demonstrate

delta

delta activity is seen.

In subsequent years, various subconvulsive, brief stimulus, unidirectional stimulating, monopolar stimulating, and focal convulsive techniques

in each, in.turn,,discarded in routine therapy.
Bergman §§.§l, (13), for example, in describing the electroencephalographic
effects of focal seizure techniques noted that 70% of patients had normal
records at 15 such "seizures;“ while 70-75% had "abnormal” records after
have been described, and

Ulettgt El, (1h), in a careful convulsive-subconvulsive
control study,reported a significant difference in the clinical response of
grand mal seizures.

patients receiving convulsive therapies
convulsive (33%), or controls (38%).
reSponse

in the

He

(60-80%) and those

noted

two groups, and emphasized the

for the therapeutic effect.

ReCent

ﬁne

discrepancy in the

EEG

significance of the seizure

additional reports

based on a variety of data further emphasize

receiving sub-

ﬂue

by various observers,

significance of the convulsion

�.12..

in the therapeutic response (h, 15, 16).
convulsions per g2 are, or
which

thus indicates that

reflect, the significant physiologic events

are the basis for therapeutic efficacy of convulsive therapies.

If

the convulsion is the essential element both in the

the behavioral response, does the
any

The evidence

EEG

and in

induction of the seizure play

mode of

role in.this reSponse?. In the studies reported here, small differences

in both the degree of

EEG

delta activity

and the

rate of its development

different methods of induction of grand mal seizure.
Ulett gt 3;, (1h) reported an improvement rate of 57% for the
alternating current cenvulsive technique, and 76% for the photo-metrazol

were observed between

technique. While the differences are small, the authors ascribe greater

clinical efficacy to the convulsive photoametrazol technique. In a
discussion of this report, Kalinowsky noted.that metrazol convulsions
have impressed various workers as being more efficacious than
induced convulsions.

convulsant drug,

PM

More

electrically

recently, Edwalds, (17) describing a

1090, ascribed to

it

new

clinical results slightly better

than electroconvulsive techniques.

further noted that the convulsions induced by various
techniques have varying characteristics of latency, duration, preponderance~
we have

of clonic or tonic phase, apnea, 332. All grand mal seizures are seemingly
not equivalent; and a seizure is not an

"all or

Different seizure patterns occur and these

may

none" phenomenon.

reflect differences in the

physiologic effect of different treatment methods. Further studies of

this problem are in progress (18).

�-13 .-

While

this variability in clinical results is reported, it is clear

that with repeated canvulsions,

rates

no matter how induced, improvenent

per cent are observed. The differences between various types
of treatment are small, and, for the most part, may be readily obviated by
of 60 to

80

the simple expedient of increasing the frequency or number of treatments.
We

may conclude

way

that convulsive therapy is nonpspecific with regard to the

the convulsion is induced.

The

significant element is the brain

change

subsequent to the convulsion, and not the agent used in bringing about

this brain change. In previous reports (6, 19, 20)
convulsive therapy

we

have noted

that

is also non-Specific with regard to its application

in mental illness, and in its clinical

effects.

and behavioral

The

present

studies, amplify , therefore, the previous conclusion of the non-Specificity
of convulsive
we have

therapies.

applied methods of quantitative, serial

studies reported here.

EEG

analyses in the

clinical estimates of behavioral

While

change

have yielded similar data, such evaluations are more dependent on the

attitudes of the observer (21), and less amenable to quantification than
the

EEG.

Application of

EEG

analyses to problemsin convulsive therapies

provides a rational basis for the comparison of different treatment
techniques.
“we

have previously noted

clinical

management

patients

who

that

EEG

analyses

may be

applied in the

of patients receiving convulsive therapy (6). In

fail to

show a

significant behavioral response

on

treatnent

regimens of three times per week, an electroencephalogram may serve as a

�guide

for further therapy. In those subjects

in.whom high degree

delta

activity has not been induced, increasing treatment frequency, withholding
premedication, or shifting to a more effective oonvulsant method, may
result in the neurophysiologic changes. If the degree of delta activity

is

high and sustained for a number of weeks, other factors as personality

(22) or environmental (19)

may

be assumed

to preclude a satisfactory

behavioral response, even when the neurophysiologic substrate
and

further convulsive therapy

application has been suggested
EEG

may

well be discontinued.

by Roth (5)

A

is assured;

similar

for thiopental activated

records.
The

successful application of quantitative

convulsive therapies, has led to
dynamic

EEG

techniques to

their application to other physio-

therapies. Recent reports from these laboratories note a

similar application for the rational
psychopharmacologic agents (20).

management and understanding of

�.15sunnru

AND

CONCLUSIONS:

Serial quantitative analysis of the degree of induced

activity

in

were made

173 consecutive

EEG

delta

electrotherapy referrals. Patients

were treated by three convulsive methods: suprathreShold

alternating current,

threshold alternating current and parathreshold unidirectional current.

Random

electrotherapy patients received a course of subcdnvulsive treatment instead
of grand mal, in a convulsive-subconvulsive control study.

1.

An

induced grand mal convulsion

is essential both for the electro-

encephalographic and the behavioral changes ascribed to ”shock" therapy.

2.

The

rate
(a)

two

The

EEG

delta activity

of seizure induction: suprathreshold

Mode

techniques induce
techniques.

and degree of induced

EEG

changes

earlier

and

is

dependent upon:

alternating current

to a higher degree than threshold

results of unidirectional current methods fall between these

techniques.
(b) Frequency of treatment: increasing frequency inereases degree

of

EEG

delta activity.
(c)

Age

of subject: Patients under

delta activity earlier than older patients, but
ment, differences are insignificant.
(d) Pre-treatment record

hS develop

by the

greater degrees of

fourth

week of

treat-

characteristics: Patients with dysrhythmic

records or high per-cent time alpha activity develop greater degrees of delta

activityearlier than patients with low per-cent time alpha activity.
3. It is suggested that serial quantitative electroencephalography
provides a rational basis for the study and the clinical management of
convulsive therapies.

�REFERENCES

l.

Weinstein, E.A., Linn, L. and Kahn, R.L.: Psychosis During Electroshock
Therapy: Its Relation to the Theory of Shock Therapy, Am. J.
1.92: 22-26, 1952.

Psychiat.

2.

Kahn, R.L., Fink, M. and Weinstein, E.A.: Relation of Amobartital Test

3.

Chusid, J.G. and Pacella, B.L.: The Electroencephalogram in the Electric
Shock Therapies, J. Nerv. &amp; Ment. Dis. 116: 95-107, 1952.

h.

Roth, 14.: Changes

S.

Roth,

to Clinical Improvenent in Electroshock, AMA. Arch. Neurol.

in the

under Barbiturate Anaesthesia Produced by
Treatment
and Their Significance for the
Electro-Convulsive
ECT
EEG
Clin. Neurophysiol. 2: 261-280, 1951.
Theory of
Action,
Kay, D.W.K., Shaw, J. and Green, J.: Prognosis and Pentethal
Induced Electroencephalographic Changes in Electroconvulsive
Treatment, EEG Clin. Neurophysiol. _9_: 225—237, 1957.

7:41.,
’

Fink,

EEG

M.

and Kahn, R.L.: Relation of Electroencephalographic Delta
A.M.A. Arch.

Activity to Behavioral Beeponse in Electroshock,
Neurol. and Psychiat. Z_8_: 516-525, 1957.

7.

Kalinowsky, L. and Hoch, P.: ghock Treatments, Psychosurgegy and Other
Somatic Treatments in Psychiatry, Grune and Stratton, N.Y. 1992.

8.

Alexander, L.: Treatment of Mental Disorder, W.B. Saunders Co.,
Philadelphia, 1953.

9.

Pacella, B.L., Barrera, E5.

and Kalinowsky, L.: Variations in the
Ele ctroencephalogram Associated with Electric Shock Therapy
in Patients with Mental Disorders, Arch. Neurol. &amp; Paychiat.
367-38u, 19u2.

g:
10.

Callaway, E.: Slow Wave Phenomena in Intensive Electroshock,
Neurophysio . a: 157-162, 1950.

ll.

Kennard, M. and Willner, M.D.: Significance of Changes in the Electro—
encephalogram which Results from Shock Therapy, Am. J. Psychiat.
1L2: :

12.
13.

Olin.

uo-us, 19m.

Kalinowsky, L., Barrera,
Reaponse

l9LL2.

EEG

ms.

in Electric

and Horowitz, W.A.: The "Petit-Mal"
Shock Therapy, Am.J. Psychiat. 28;: 708-711,
"

P.5., Impastato, D.J., Berg, S. and Feinstein, R...‘ Electroencephalographic Changes Following Electrically Induced Focal

Bergman,

Seizures, Conf. Neurol. 12: 271-277, .1953.

�W
K. and Gleser, 6.0.: Evaluation of Convulsive and
Subconvulsive Shock Therapies Utilizing a Control Group, A31:
Jo MChiat. 112: 79S~802, 19560

Ulett, GA” Smith,

15. weinstein, E. and Kahn, R.L.: Denial of Illness, 0.0. Thomas,

Springfield, 1955.

16. Fleming,

“13.0.: An

Inquiry into the Mechanism of Action of Electric
J. Nerv. &amp; Ment. Dis. 121;: th-hSO, 1956.

Shock. Treatments,

17. Edwalds, R.M.: Intravenous Administration of PM 1090: Clinical
Elmerience with a New Convulsant Dmg. Read at FLY. Divisional
Meeting A.P.A. 1957.

18.

Green, M.A.: Significance ‘of Individual Variability in "EEG Respome
to Electroshock, J. Hillside Hosp. é: 229-210, 1957.

19.

Fink, M., Kahn, R.L. and Green, “.11.: Experimental Studies of the
Electroshock Process, Dis. New. 835 . (in press).

20.

Fink, M.:

21.

Fink,

A

Unified Theory of the Action of Physiodynamic Therapies,

J. Hillside

M.

and Kahn,

9: 197-206, 1957.
R.L.: Behavioral Patterns in Induced States of

Hosp.

Altered Brain Function.
1957.

22.

Read

at

N.Y. Divisional Meeting A.P.A.

Personality Factors in Behavioral Response to
Electroshock Therapy, Coni‘. Neurol. (in press).

Kahn, R.L. and Fink, 14.:

�ELECTROENCEPHALOGRAPHIC CORRELATES OF THE ELECTROSHOCK PROCESS
MAX FINK, M.D.,

and

MARTIN A. GREEN, M.D.

From the Department of Experimental
Psychi:
atry, Hillside Hospital, Glen Oaks, .N. Y.

Pro blem :

In the course of an evaluation of the role of altered brain function in the electroshock
process, the
relation between electroencephalographic change
and behavioral response has been re-assessed.

Subjects and Method:
Eighty consecutive electroshock patients have
been studied. All patients received electroencephalograms before treatment; on a day after a treatment at weekly intervals during, and following the
course of therapy until the records had achieved
their pre-treatment characteristics. Treatment procedures varial, including unidirectional and alternating current electroshock, and subconvulsive technics with Pentothal premedication. Treatment was
usually instituted at three times per week for 12-20
treatments. Patients who failed to develop a clinical response, or EEG changes of signiﬁcant degree,
were subsequently treated at 5-10 times per week.
The EEG records were classiﬁed for degree of
delta activity into “high," “middle” and “low" degree delta records using the following indices: the
percent-time delta; highest percent-time delta in
any lead; slowest wave in the record; highest amplitude of delta; and duration of burst activity. (Arch.
Neurol. &amp; Psychiat., 78: 516-525, 1957.)
Evaluations of change in behavior were made by
the supervising psychiatrist at the height of the
electroshock effect; and ratings of improvement
were made two to three weeks following the termination of therapy.
_

Results .'

~

.4];
3,

54

I

._

1) The appearance of a high degree EEG delta
activity during the second and third weeks of treatment was signiﬁcantly correlated with change in
behavior and ratings of improvement.
3) High EEG delta activity was induced in patients receiving convulsive electroshock only, and
was not observed in subCOnvulsive therapy.
3) Alternating current instruments induced high

degree EEG delta activity earlier than unidirectional
but by the 4th week of treatment, the
di' erences were eliminated.
'4) There was a direct relation between the degree
of EEG delta activity and the frequency of treatment; and an inverse relationship to age.

”ﬁruments,
‘

Conclusion:
1) There is a relationship between the degree of
EEG delta activity in the EEG and clinical change

in behavior.
.
2) The time of the appearance of EEG delta activity and its persistence is related to:
a) induction of grand mal seizures;
b) type of current employed;
0) frequency of treatment; and
d) age of the patient
3) Early. and sustained high degree electroencephalographic delta activity is a necessary,, though
not sufﬁcient, pre-requisite for improvement in the
electroshock process.

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H

Max

Fink,

14.13.,

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14‘1” P:

Green, H.D./

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* From the Department of Experimental Psychiatry, Hillside Hospital, Glen
Oaks, New York.
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�Problem:

In the course of an evaluation of the role of altered brain function
in the electroshock process, the relation between electroencephalographic
change and behavioral reSponse has been

re-assessed.

Subjects and Method:
Eighty consecutive electroshock patients have been studied. All patients received electroencephalogram before
on a day after a

treatment”

mg

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significant de-

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EEG

Correlates of Electroshock Process

During the past few years, incnasing attention has been given to the

ic
relation between changes in the electroencephalogram and the behavioral
change induced by electroshock.

The

initial application of

EEG

techniques

to the electr0310ck problem in the period l9hO-l950, was summarized in an

excellent review
of treatments

in 1952,

that the

who noted

rather than the degree of induced neurophysiologic

(reflected in the
peutic

by Chusid and Pacella

outcome.

EEG)

These

was the primary

number

change

factor related to favorable thera-

studies, largely based

on

descriptive analyses of

pre and post-treatment records, were followed by serial quantitative

analyses.
In 1951 and 1952, Roth analyzed the

in patients during a course of
was

related to the process

ECT

and

of recovery.

In 1953, in the laboratories

EEG

activated

by this-

He

concluded

that

thiopental
delta
noted that induced detal activity

at Hillside Hospital,

we

analysis of neurophysiologic bases of electroshock, based

"

undertook an
on a hypothesis

expressed by Weinstein and his coaworkere in which they related improvement

in electroshock to persistent states of altered cerebral function.

Our

�-2...

first
did

studies utilized the amobarbital test

show a

provement.

relationShip

and

these, parenthetically,

between changes in language and

Our second index was the

ratings of

delta index of the electroencephalogram.

In our original review of patients, recently reported,

significant relationship between the degree
delta activity

It is

and

im—

and

we

noted a

duration of the induced

clinical evaluation of behavioral

change and "improvement."

our purpose tonight to review these findings; to describe subsequent

studies in

which various aSpects of the treatment process were

the degree of

EEG

delta activity;

and

to conclude with a

related to

summary of

the

present neurophysiologic adaptive view of convulsive therapy.

One

hundred and

have been studied.
a day

forty-eight consecutive patien electroshock referrals
Electroencephalograms were taken before treatment, on

after a treatment at weekly intervals during,

course of therapy,

istics.

until the record

had achieved

and following the

its

pre-treatment character-

Various treatment procedures have been used, including alternating

current threshold and suprathreshold electrodhock; parathreshold unidirectional
current electroshock; and subconvulsive techniques with pentothal premedication.

�-3-

alternating current suprathreshold

The

K

)

and

unidirectional parathreshold

(Reiter) teChniques are well described in the threshold alternating current

patients, without prior sedation, received a

methods,

for 0.1 second, which was usually sufficient for a petit
20 second

second.

intervals, voltage

increased

by 10

volts

90

until a grand

mal absence. At

up

to

mal convulsion was induced.

just necessary to induce a grand

1&amp;0

volts, 0.1

mal was the threshold

voltage and

The

value. In

subconvulsive techniques, patients were given pentothal intravenously

asleep,

volts

Voltage was then reduced to 100 volts x 0.2 second, and increased

by 10 volt steps
time

was

current,

low

and then

either

low voltage

.
current of
or alternating

unidirectional current for

”a

80 nvolts x

until

60 seconds;

.
.
0.1 second were administered
for one

to three applications.
All treatments were given three times a week

treatments. Patients

who

failed to develop

clinical reSponse, or

EEG

changes of

treated 5-10 times per
All

EEG

a

initially, for

12-00

significant behavioral or

significant degree,

were subsequently

week.

records were quantitatively measured for the degree of delta

activity. This index

was determined by measuring the

per cent time delta

�.uin

180 seconds of each of

three lead combinations,

and both the average

_and

the highest index in any one lead were used; the slowest frequency

and

highest amplitude delta;

Records in the

and the

initial series

duration of the longest burst

were placed

those with the greatest changes in slow
Degree Delta

Activity."

Delta Activity" and

"Low Degree

week of

The

specific limits of

ratings of

Low

degree

treatment.

3)

Evaluations of changes in behavior were
and

"High

were "Moderate Degree

following three slides demonstrate a High-Middle and

psychiatrist

upper third -

earlier report.

(Figs. 1, 2,

weeks

thirds

Delta Activity."

record obtained during the fourth

The

The

activity - were called

wave

The middle and lower

each range are described in the
The

into sequence.

.

made by

the supervising

resident therapist at the height of the treatment effect.

"improvement" were made by these physicians two to

after treatment

was terminated, and were based on the

three

four fold

"much improved," "Improved" and "unimproved

classification of "re00vered,"
or‘worse."
In our

initial reports

(

,

) we

noted that patients

who developed

�-5high degree delta

sustained,

activity early,

and

in

whom

such delta

activity

was

were evaluated as "much improved" or "recovered" with a

greater incidence than those patients

who

failed to demonstrate

significantly
delta

such

activity. These observations are portrayed in slide h.
(Slide h;
These

patients had been treated with a unidirectional convulsive therapy.

In a subsequent series of

5b

~

in

Graph EST #1)

which the degree of

patients, a predictive study was undertaken

delta activity induced during the second

weeks of treatment was determined.

0f the subjects in

whom

and

high degrees of

delta activity

were induced during both weeks, 67% were eventually

much improved;

while of those

either

week, only

30%

who did

rated as

not have a high degree record in

were so evaluated.

treated with a unidiructional current;

third

and

Of

these patients, half were

half with

a suprathreshold

alternating current technique.
Slide

5

- (Table I,

Exp. Studies)

Results:
1. Role of Convulsion§:in Therapy.

In the

most

recent series of patients, randomly selected subjects

�-5received subconvulsive therapies instead of grand mal; and both alternating

current
Of

and

unidirectional current techniques were used.

the

subjects

who

received convulsive therapy,

______had high

degree delta records in both second, third and fourth weeks of treatment;
.____

during

periods.

two of

the three weeks, and ____ during only one of the

Only _____

subjects failed to

show a

single high record

test

on con-

vulsive therapy.
Of

27

the/subjects

who

received subconvulsive therapy, however, none

demonstrated middle or high degree delta
of treatment.

Low

activity records during

any week

degrees of delta activity were noted in three subjects

during both the second and third weeks of treatment, and in

8

subjects

during the fourth week.
Concurrent analyses of the behavioral ratings showed _____ of the con-

vulsive group rated as showing marked behavioral change; while of the
suboonvulsive group, 25 showed no behavioral changes.
were

referred for a second course of therapy.

In

1h of

electroshock induced high degree delta activity and
behavioral change.

activity

Of

the five

who

all

Of

these, nineteen

these, grand mal
showed a

significant

failed to demonstrate high degree delta

on convulsive electroshock, all-showed middle degree records;

�-7and two of

the five

2. Factor of

Type

showed a behavioral change.

of Therapy:

In view of the variety of electroshock techniques employed, and the

relationship between

EEG

delta activity

and the behavioral response, an

analysis of the effect of type of electroshock in

EEG

delta activity

was

undertaken. The results are graphically presented in Figures

7.

The

first

related the percentage of records in each treatment group

during the second, third and fourth weeks of treatment
high degrees of

EEG

current techniques
The

gave a lower percentage of high degree

unidirectional technique

was also

degree delta

delta records.

less effective'than the supra-

all

these periods. Although

effective than threshold alternating current

course of therapy.

who demonstrated

delta activity. In each period,threshold alternating

threshold alternating current technique, in
more

6 and

methods

early in the

Note, that subconvulsive techniques yield no high

activity records.

In the next figure, the converse

is demonstrated.

The

relationship

between type of treatment, treatment period and percentage of treatment
group showing no delta

activity or only

low degrees of such

activity.

�-3Here, the subconvulsive group

is

for each treatment period. Supra-

100%

threshold alternating current techniques

show

the least number of

Such

records in each period.
3. Frequency of Treatment:
Another factor on the rate of development of delta

frequency treatment. While

convulsive therapies were treated

given daily or twice daily.

activity

were

initially treated three

failed to develop high degrees of delta activity

times a week, a number who
on

all patients

activity is the

In

all

more

sudh

intensively.

Treatments were

instances high degrees of delta

were induced.

u. Factors of
In the

Age and

Diagnosis:

initial series

of patients,

it

was noted

that younger patients,

under #5 years of age, developedlgreater degrees of delta

the

first

such

activity during

and second weeks of treatment; while older subjects developed

activity to a significant degree during the third week.

week of

treatment,

age was no longer a

By

the fourth

differentiating aSpect between the

groups. With increasing series of patients, utilizing various treatment
techniques, the differences between successive groups is largely a matter
of treatment technique rather than age.

�.9Similarly, conventional discharge diagnoses bear
to the rate or degree of delta activity induced.
in

young schizophrenics,

no

The

relation either

delta activity induced

older depressed, older schizophrenic paranoid,

younger reactive depressed subjects are similar in indidence of high,
middle and low degrees

not, of

itself,

a

at different stages of therapy.

The

diagnosis is

significant neurophysiologic factor in electroshock.

and

�combining the data from

all

convulsive therapies supports this

observa—

tion. During the second week,h3% of records are high degree delta in
patients ho; but only

30%

in patients from uo-so,

and

18%

61 and over.

In the third and fourth weeks, the differences are no longer present
and approximately 2/3 of the subjects have high degree
when

treated

3

delta records

times per week.
TABLE

Variation in

%

High Degree Delta

EEG

Records with Age

Treatment Pe riod

To ho

years

hl-SO

(28)
(25)

h3%

61%

69%

29%

h0%

56%

51-60

(28)

32%

56%

55%

61+

(18)

18%

50%

80%

S.

Pre-Treatment Record Characteristibs:
Previous reports, summarized by Chusid and Pacella;

a

(

)

rated

significant relationship between pre-treatment records characteristics

the degree of induced "abnormality?

Escords with predominant alpha

rhythm or "abnormal" (Chusid and Pacella) or "borderline abnonnal"

and

�.10-

liable to developé alterations in the

(Bagchi §£.El) records were more
EEG

than those with predominantly low voltage fast activity patterns.
Rank

order correlations of the pre-treahent per cent time

alpha in selected leads (anterior temporal - vertex) with the degree of

delta activity during the third

and

fourth

patients demonstrated correlations of +.2h
The

weeks of treatment

in

h3

and +.35 reSpectively

rehationship in the fourth week is significant at the .05 level of

confidence; while that in the third week
the trend

fails

of significance, although

is apparently indicated.

Discussion:
Two

aspects of these studies warrant discussion; the significance

of the convulsion

in the electroshock process;

and ﬁne

role of electro-

encephalography in the rational management and study of convulsive therapies.

(1) Significance of Convulsions:
In the

initial studies

of convulsive therapy numerous authors,

Kalinowsky

including Kalmaasky at al,(l9h2), and Pacella gt_§l:(l9h2) emphasized both
the

clinical and electroencephalographic differences

and

petit-mal responses.

provement in 60 to

80%

While grand mal

between the grand-mal

seizures induced clinical

im-

of cases, petit mal induced changes in less than

�.1125%

of subjects. Similarly, the electroencephalographic reSponse to

grand mal

is

one of

delta activity, and to petit mal, is

delta activity.

no

In subsequent years, various subconvulsive, brief stimulus,
unidirectional stimulating, monopolar stimulating, focal convulsive
techniques have been described, and each, in turn, discarded in routine
therapy.

Bergman gt_§l”(

)

for example, in describing the electroencquh-

eIographic effects of focal seizure techniques noted that

patients

had normal records

"abnormal" records

after

after

15 such

l0%

"seizures;" while

grand mal seizures.

Ulett gt §l°

20

of the

-

75%

had

), in a

(

careful control convulsive-subconvulsive amdy, reported the significant
differences in the clinical changes between the convulsive therapies
(60-80%) and subconvulsive (33%), and noted the discrepancy

response

in the

two groups, and emphasized the

in

EEQ

significance of the

seizure for the therapeutic effect.
These

studies emphasize the significance of the grand

mal

convulsion, both for the clinical therapeutic effect and the electroencephalographic reaponse. Recent reports by various observers, and
based on a variety of data, support

this conclusion.

If the convulsion is the essential

element in the

EEG

and

�-12behavioral reSponse in electrotherapy, does
convulsion

is

the

induced?. In the studies reported here, small differences

in both the degree of
were observed.

it matter in what way

EEG

delta activity

and the

rate of the development

Clinical evaluation demonstrated concomitant greater

degrees of clinical efficacy for the suprathreshold alternating current
method

to the

two

other convulsive techniques.

'Other studies have also

for various convulsive techniques.

shown

differences in clinical results

Ulett gt_§l.

(

)

noted similar

differences in clinical results in a study of patients receiving alternating current5'and photic-metrazole convulsive and subconvulsive techniques.
He

reported improvement rate of Sl%,'76% and

concluded,

33%

respectively;

that the convulsive photoshock technique

clinical efficacy. Epstein

and Wender (1955) compared

unidirectional current techniques,

and reported no

results but that unidirectional techniques required
more

had the

than alternating current methods.

More

a new convulsant drug,.Hﬂ 1090, ascribed to

greater than electroconvulsive techniques.

and

greatest

alternating and

difference in clinical
one to two treatments

recently, Edwalds, describing

it

a

clinical efficacy slightly

�-13while some

variability in clinical results is reported,

is clear that with repeated convulsions,
provement rates of 60
and

for the most part,

treatment.
regard to
have noted

we may

its

80%

are induced;

may be

no matter how induced, imThe

differences are small,

obviated by increasing the frequency of

conclude that convulsive therapy

mode of

tat

-

it

is non-specific with

induction. In previous reports

convulsive therapy

(EEG

is non-specific with

Theory) we

regard to their

application in mental illness, nor is their clinical or behavioral effects.
The

present studies amplify, therefore, the previous conclusion that

convulsive therapies are non-Specific.
2. Role of Electroencephalography in Convulsive Therapy:
we have

applied methods of quantitative, serial

in the studies reported here.
change may give

similar data, such evaluations are

the attitudes of the observer

of

EEG

(

analyses

clinical estimates of behavioral

While

on

EEG

)

than the

EEG.

more

closely dependent

Further application

Analyses to other problems in convulsive therapies may provide a

rational basis for comparison of different treatment techniques.

�We

have previously noted

in the clinical

management of

that

EEG

analyses

may be

applied

patients receiving convulsive therapy.
of

In our experience, the early and sustained induction of high degreaydelta
_

activity provides the physiologic basis for behavioral
vulsive therapy.
a

An

electroencephalogram in patients

significant behavioral response

per

week may

subjects in

change
who

in

fail

on treatment regimens of

high delta

to

show

three times

serve as a rational basis for clinical management.

whom

con—

In those

activity has not been induced, increasing

treatment frequency, withholding premedication, or shifting to a thera-

peutically

more

effective convulsant

If the

physiologic changes.
be maintained

may
(

)

for a

or environmental

(

havioral response, even
and

degree of delta

number of weeks, other
)

may be assumed to

when

further convulsive therapy

records.

result in the neuro-

activity is high;

and

it

factors, as personality

preclude s satisfactory be-

the neurophysiologic substrate is assured;

application has been suggested
EEG

method, may

may

welllae discontinued.

by Roth

(

)

A

similar

for thiopental activated

�.1 5..
lhe successful application of quantitative

EEG

techniques

to convulsive therapies, has led to their application to other physiodynamic

therapies. Recent reports

from these

application for the rational management
pharmacologic agents
Summary and

(

Conclusions:

).

laboratories note a similar

and understanding of psycho-

�to“

Win the Natalya”. Watmﬁmmbun gim
nation bum
inﬂamed by

It:

omwgek.
_

than

olectmnuplaham

In 1953. in the

and behavioral

mum

at.

dung"

mud. Hospital,

We“ of ashram-1019a: upon“ at olmtrouhook m mm.

swim:
(

champs in

)1n

were band on
which may

a.

Win mm

by

Romain and his

muted imprmmt 1n 01.6mm to tho

a»

mom”

Mom: of

paraiamat sum at altered mmbml function.

mmmmmmw&lt; Luminanctwnmtmuump
how the damn am mum a: ﬁn 1mm den-a activity and mum

«alum of huh-mm damp and “W.“
this report to "view than ﬁnding” to describe

mum nmrophyuiolom
to nuggut

aspect: of

u. Almanac-1m or

maps-oat. of minimum:

3%!
On.

W

bun swans.

3nd

It 1. at

W

at

mt Media in mini:

m mun-at woo.” In. ”mud;

MWmm in mud!“

and

and

sum).

mom“.

{Wﬁt acne-anti" «hammock Marni: a".
um um baton taunts-ant,

and an

ammrttmtatmmquadummfmmw-mm

�4-2.

of therapy meal the noon: Md «mum.
45*

M‘

Pntimts- mﬁpn-matnnt

or significant
.

bum

its pwtmhmt

m dual-tramw- 31w m a; mum activity,

mm are «eluded

from tho curios.

Fm tmww madman «playing 611nm
1)

umg/aumam

W

at.

“mm: 3) MW“ mm

mpnthnuhold

It)

mbommlsiva tonhmqwu‘ with pantothnl

Wt 813de
m tall dumrlhod.

5%:

(

9

ma

pmdicttion.

Tm
(

gunman;
)

hummus

damning current. method patients,

Mind 1w “mats,

mu sufficient tor a phi: 3:1 mm”.
and,

(Maugham);

ummmm lawman!

In the thrown!!!

ﬁtment prior «mum.

~

W of “dam he.“

M915 smug a) nun-mung «mm

at.

3*

mm“;

(90 Volt.

M 20

for 0.1 sound),

mad Manila, may,

it mam-,7, duration: in” 1mm mm a and m]. whim m

mama.

mmmomd timmcuurytojutincmma gmdmlmtho,

thruhold value.
In subconvulaiu

m,
m.(

mu

)3

and

um mu”

u {may maimﬁann mt. for

co

ornamtingmté mungvoltnxOJWurn

“31.31th far on.

15mm.

mam, puma“ mm 31m mm warmly

to three Appnoatim, for

a.

total. of

21:

to 36

”ﬁt m1

�A11

tmtmubn an arm: thm tints a wok initially, for

trauma“.

Pantom- Ibo

clinkai n‘spenn, or

EEG

tail“:

to duolop a

changes of

12-20

macaw behavioral

or'

signiﬁcant 4.3190, are subsequently

mam 5-10 than m wok.

m

EEG

Mord: were quntiutivoly manna for the

dogma or délm

mm: in. «data: at to mmr ﬂu: Man-mud ”M,“

activity.

The

"Manta“

or "lav“

63M er delta activity,

mowing to criteria pu-

‘

‘

awn matched (
The

).

mums;

three slides

(immune

a high,

maﬁa and

101!

«n: Mord: duung tho fourth-ml: at twat-cut;

W

l

(Figs. 1, 2, 3)

Ivan-um or

W

m hamm-

an and. by the mmmm Wm“

m6 random. therapist It. the Mia“. of tho treatment

at ”mama-Int"
Weaken:

run and.

by

then physician:- two tn

m tominatod, and were hand on ma

“mound," “men
In our

initial

“tact.
tbs-0e

four tam

W,” M “W or mm."
Wu (

g

) no

The

rating:

mks utter

dasﬁfiéum a!

wind that patients me

wanna

�4‘"
1:131

damn

601%:

activity

.

My, and in when m «1%: activity 1.!

wow. wr- mlulud a “lunch

Wmm

or “uncured" with a

grater muaow than than patient:
activity. Thu. chomum

who

such

delta

m pawn-wed 1n and. h.

(811* In Gnﬁ
511* s

In the

ta damn-tutu

“mutant.”

'1'

M ”J

(km.

1,

nut wont. «run or puma“.

ms

Studio.)

mm «new plum“ w

tame m nmsmmmy mind .mmmvo thmpiu mm or mad

Id;

Ind both atom-$1M
.

W WW“ mt Man. RN
and

mod.

at tho 1:? mm at: who

mm mm

”mm haunt" than”. 9 hid high dome

in both «ems, mm

and

fourth mks at

truth-at]

1.2

wring

hearth-thrum, mummly'motthlmtpoﬂm. thin-In
“their? lubdwtlnuodto Muuuglchiwaogrudﬂumm
convulnu thunpy.

at tho

2? aubjootu who

mum Wain mum,

Wt, m

�.5.
dam-mud new or high down 4.11.: nativity mom
or

mutant. in! now of

during both

ﬂu

my and:

mu activity m not“ in than “hm

new and third min at imam. and

during the fourth

elm-1n;

in

8 ”Mo-ct:

not.

Conoumnbmlymatmbmmﬂungu mmwotthch'?

a the mini” map rum u showing mud behavioral champ;
or no bah":m1. of ”320mm" group, 25 at the 2? ma
101:1 mm. at the 1m» amp, 19
m Mum m- a mad um
want.-

m

than

'

“than”. Inlhotthou.
activity and :11

kind

mmmwkmmmmmmu

mm a “Mimi Wharton]. W.

in damn-at.

01'

tho

tin Ibo

m dom- dolu nativity an convulsive deutmmwk,

mam-a M61. diam

records; and

hoof

this

ﬂ“ mandahwiml

W.
mu, «multiv- thanpy Wad simian-um mam:- antics-:1 change!

macaw
mini-ll

with 3m

Moral mango, and

W

with” in km or mum

placat-

moving

than-aw,

11de both it:

MYI

mm mud
8E0 «an inﬁnity. mum".

«1m nativity, wan. auboomuluvo

EEO

ma

rum“ to «mum

mum-:3. «hang:

m plan“ an mum

�In

via or ﬂu mow of unwock Mama» .uployod, And the

mun-uni}: ham we «1%: activity

mum at

+4.2.

«has a: typo a: 010%ka an

max-nun. Th. gun“
The

Won}. "upon”,

and the

mammal mmw m

at gummy pmmtéd in man- 5 ma 6.

first agar. ulna:

in tub mutant

this

Walnut typo in

8W dating

the

unsung.

EEG

an. activity.

mutant um: daunting «mat It mmknshald
high.”

mom:

In each period,

otnncth

and with

numung

mt

at thmshou

oft-cu" thin tho lupnﬁhnlhad alumnus mnem-

m tho
‘

'

the

tau-angst;

m 1m

mm, in out

mar-cum; curl-mt. tmtamt being not: «mm than

the tux-«hold

11th

Suboomumn

#:00QO yield no high dam «in: activity neural.

cum-at. uthod only curly 1n the

Mum WWW“:
treatment

the

am

come of

mumpwmng

pox-«near wh/mpwoungno «Inactivity
such

trut-

”may of my: (low mu mom. What with Winch

1m). nun-mt

ported;

of

the «new. third and fourth molt: of

mt Whiting mm dam of
»

a:

nativity. Kin, tho «boom!» in map is

WW-

than

'

«01:1:de

1005‘

for «ch

tram

�.7.
ponod. “puma-«hold
uunbor of man

alumina current handgun chow th- but.

rcmd: in «a: period, nth tun-had ma

mmm

“chum. in how.
f Tm

3.

ts

Author factor on the

truancy at tmtmont.

tins

a cock, u mater

on convulsive

nu of mama: of delta activity in tho

While :11
who

patents wore initially treated thm

fund to

therapnn vor-

dculop mu! demo- or :1qu nativity

tmud' non mun-may.

In aim Inch

uncut-,-

an 3110:: an); or win any, and in «eh instant» ﬁddle or
my: damn of 601%: activity an mm. 8mm- ma comm won
prenatally dumtntod by mu. ﬁg... ( ). m1 cumu(
mnmuta

k.

W'
In tho

)_.

mun unit. or patina“,

1%.

was

mind that. younger patients,

Mr 16 your! at ago, dmlepod grater dam of delta nativity during thnrst.

and poems!

activity to
of

&amp;

tnatnnt,

m at “about;

111111.

older subjects. donlopod inch

signiﬁcant dogma during the third weak. 3: the fourth not

m was no 10:15:01- : dittounuatiug ”poet bottom the groups.

�~8—

Gcnhdnmg

“I. data from an.

During tho
undo:-

mom

convulsiv-

m. h)! a! mm m raw demo dam in mutant:

the as. of hot but only

patina“ 61

and.

thonpuu supports this obumum.

mm

no longer present. and

305

in ptﬁmto

rm 1:040,

In the third and fourth ”aka, the

and 183

in

antenna» an

“mantel: 2/3 of the lubjlctl but high degree

«It: «and: uhon trotted 3 tin” par wok.

mu
Yunnan 1n 1 8131. Dog“ mu ma mm with La *

m

m
mm

we no

M

51+

0

m

be

as)

has

(as)

m

(as)
(13)

W
1:2

as

M
691

he:

saw

32:

5a

95::

18:

50:

M

no durum in 1mm of high dome mom 1: significant u .013
andhurthtruaunnd .OSShomthoummtndthird
mic: or tun-em in patient: «or 50 your: at nan) but is not uwimny

manna“

61:1on for the“

put-1m in groups and»

50

yum.

�.9.

mum "pom,

mm

by Gama and

mu“

)mm .

IWmt mktimhip batman pmmst. aunt heard Mauritian and
m

m W “nbmlity.” new nu: mm:
at

or 'abnoml'

(Ohmic! and

alpha

mm

M113) or “bomﬂino ulnar-t3! (Hum 91 9;.)

Wanmmummnunmummmmmum

may
In than

1w may

tut activity ”than.

«an or imam“, abduct: who“ pm-vbrnmcnt

domain-1m um um

«hazy

apn- or space an activity
nah mam.»

Eight

A

manic mimic

or the

mush

pro-Manta“ ﬁnality.

talcum

,mﬁk order

tin am in «new land:

m

pro-smut“

”mutton:

of

an}

mutton.

alpha and

pu-mamnt

(anterior Mignon). worm) with the

601m activity during the third and tour «the cf

gaunt: dalmatﬂm

man of than

and

«It: antivity «run, and for more mm

«It: activity an mandala-n
dam. of

or

are not nausea in an gunman. Won.

that in puma“ without

par aunt

mm... er mama-ac «any.

m tmtod with emu”. taotmiquu

dmlopod high amoe- at

palm

of a

more!

or +31; and «35

tmﬁmt

mpoctinlm

in h3

�.10.

m

mumumrmmmuummtn the 4351.701“

Widen“;
thl

while that in. tho third

‘at

dwiam. although

W6 a mum.

W:

M «poet- at” than

the

not an.

that”...

mt dimuon;

tho

Winn“ of,

whim 1n the 01.6%!“th pm“; and the r910 at «an nontra-

W!

mopbnlomph
(1)

1n the

In the

including

mama: and may or convulsive therapies.

mud and“: of cumulus." therapy lawman whim-c.

hum-kw

the clinical Ind

«Mom:

‘

ﬁg. (19%), and Plum 5;. (193:2) aphasia! bah

01¢“ch diatom bum

the grim n.1,

mpoutm “WM mammmm-Wamm 1mm"mntinwtomofmu. ptﬁtnlindwod Weamhlstmaﬁof
mycu.

mm. ﬂu chem-pulmyhle mm. to

m a! mu ”Univ, and

{no

pout m1, 1:

In subsequent. you-I, various

no

delta

grand

an

in

mum.

W131“, has! CW, mﬂmtiml

“hunting, mopohr unwitting. foul contain"

techniquu have been

�.11.

thd

in mum. than”. Barman 33 3;.
mum, and nah, in turn,
) tar example, in
mung an cloutWaganc «not: or
(

focal "inure manna-u Mad that

art-r
a),

15 inch

"maumr' m1-

"isms.

Matt 93 g.

study, repel-Md a

halving

(

of patients had

- 753 had “abnormal"

), in a

ammo-at autumn

mm mom

_

max-d: utter grand

«ram comm). «muywmbeomhin
1n

«mm-:1

roman "a! panam-

amid" that-apt“ (W) ma theta minus abnormal-1v.

(331). or control: (381). no
tho two

70

70%

mp3,

and

new tho war-may 1n the

3m

noon-- in

mum the signification at ﬂu loam for tho

thanpuutic strict. Mint additional upon-h 17 various ohsarvm, band
an a

«ﬂaw

of

(Rain-“1n and

an, alpha“ th- awinmaa at tho ”amnion.

m, Roth, mung).

rpm, the

mm. mnem- um

minim par a, an a:- mu tho signiﬁcant physiologic mu
mm

m the has for thirty-nut:
If an.

convulsion

«fancy or 'oamluva than-qua."
I

both

it tho mud chant/1n mu m and in tho

behavioral "903380, does

m node of inﬂation

at the

role in um “spam-7. In the chads." ”ported ham.

uny “mama Min-mm in both the dam-

ot‘

“ism play any
Oman

Em

hut-.2

sun-u-

mu activity

�.12.
the

and

at»

of

11:»:

“mu m abut-"d bum Miami mod:

of imitation or grind u).

m. m an m. pmidu

but: far the mama Mm't tint .mpnthxuhold

m

@0an

album-ting current

“chum m mt “tutu. m We cmuloiva than”.
“the: India ban the sham

moms cumulus.“ “Wu”.

exam in clinical results for

813%

g 51.. (

)

mud

31:11.11-

mum.

ms; in mm:- mdiu or Mum waiving atom-um
mt mmlpin and mumml mvulnm m! mbmvukin tech.-

1i:

amen

niquu.

no

"ported

Wat. m. at

$73. 763

ad 331 yumﬁuln

mam ﬂat the Wain Manhunt: Wm bud tho amt.“
clinical «tinny. non may,
W, doom-thing n m «walnut:

and

drug,

a:

1090,

named to

it a clinical mam; unghuy gmur um

dawns." wanna“.

w studios an have mm mm m «Wm mam-d by Mom
Wm» hm! um manna” of latency, duration, prom-mac
In

of claim: or tonic

ammt

phi“,

am, two.

um; not :11 mind

In},

From

that. Sundial,

it has Mm

him: at. minimum; and that :

�:31)’

W;
m

mm a not an an or w“
cum and than my unset
dim-mt. taut-mt aimed.

Dunn-mo

mum

panama

dutannm in Mahala «rout. of tho

Mar mm" 01' this probhn an

11:

9'08“”-

thn this "unmey in clinical

1:3qu in ”period, it in clear

ma, ups-mt. raw
or
- in chum-d. m dﬂhmu human var-1m W or mutant
m 3.311, and, for ma most part, be mm w increasing the 1:qu
ﬂnt with rap-wad comma”. no author he!
60

305

may

com!” may: in nonwith mum to ﬁlm W tho minim in Mad. The simiﬂmt

or amber at mutants. it. any

Mic

«mm

that

amt u the bran W Mum. ta the uranium, and not an mat
mamas-1mm mama“... Inwim mm (3m, Theory)
in we: noted that commits.” map? 1: l1”
1%.

application in

with

mam maul, m: in its clinical

and

with

Wticity of convulsive. ﬂan-pin.

to
I

bender-1

«facts. no pron-at studs.» «3mm winters, the pram»
at the

”and

comm

�U. have appliad ”mode or quantitative, serial me

the

m1:

studies} mporud here.

We in

clinical estimates at behainnl change

‘

may

give

of tho

xinihr data,

obumr

(

'

)

than

an

m.

Us lava

dependent an tho

m

a

prawn/mum]. buns for

Miami tmtmnt technique“

pmionlly noted that

mm

mm: my be applied in the

clinical magnum. or patients receiving oonmlsivo therapy

tin
I

um tad»

Wr applicttion at m analyse: to

other pmhlm in convulsive thumps.”
compariaon of

am

such evaluations am

@mnua

”ported here, the curly

and

(

)- In

sustained induction at high

dam,» a! do“: activity provides the phyaiolagic bait for behavioral
in cumulative mmpy.

«mango

fail to
thm

char 3

mu.

increasing
a

electroencephalogram in patients

uwﬂmt Wen].

times per week

aunt. In

An

w

when

mutant. tummy,

Mummiaogic

more

big: delta activity has

withholding

effective «walnut.

If

changes.

it my be 31an for

tmtmt ”31mm of

norm as a rational basis for clinical manage»

mbaem in

thonpeutiany

aspen”. on

who

o.

tho dome of

nmbor of

not. been induced,

pmdimtien, 0r shifting to
mum, my resuli in the

mm activl ty is 11139

mks, nth» future,

and

a punctuality

�~15—

(

)

or

mama}. (

behavioral response,
and

)

my be

can when the

«me! to panama. a utiatactory

Wide-go mbctrato is assured;

further eomhivo therapy my will

tion has bum suggested by

an

Ruth (

moons-tn]. application of

convulsive therapies,

)

be

discontinue.

m

gaunt:

similar applica-

for buoyant-.1 activated 330 record»

quantum." ‘m tachniquu to

bu led to their application to nth“

hemp-us. accent reports from than laboratories not.
for

A

as

MW“

similar applicatim

mum-1 moment and man-Italians of paychephameolom
(

).

�416~

gagglnnianus

1.‘ In aerial qynntitativn analysis of

aetitity in

degroe of induced

EEG

delta

anhjocta receiving variant convnlaivo therapies, a poaitdvu

relationship betuoon the digrea o! indueod delta activity and bath tbs
dagroe oi'bohavioral ehnngo and ratings of impruvamsnt

2.
and

induced grand mﬂl convulaian

An

is reported.

1: elscntinl for both the

EEG

behlviaral change.
3.

Th3

rate
a.

and dogrcc‘of induced
Hbdo

dalta activity is dependent upon:

at soiturc inductian

b. Fruqunncy at treatment
a. Ag. 0! lnb3oct
d. Pre¢treatmsnt

h.

It is

pmuvidoa a

recommended

EEG

record characteristics

that aerial quantitative electroencephalography

rational basis both for the study and clinical managenant or

variaus paychodynlmie therapies.

�II: 2-5-58.

0131/11.!"
Correlates of the Electroshock Pincess

EEG

During the past feW'years, renewed attention has been given to the

relation between changes in the electroencephalogram and behavioral changes
induced by electroshock. In 1953,
an

analysis of neurophysiologic aspects of electroshock

studies
(

in the laboratories at Hillside Hospital,

)

in

was undertaken.

were based on
a hypothesis expressed by Weinstein and
which they

related

improvement

The

his co-workers

in.electro$hock to the development of

persistent states of altered cerebral function.
In

thii initial

EEG

study

(

),

we

noted a significant relationship

between the degree and duration of the induced delta

activity

evaluations of tIhI=HIIEIEIIEZl=E=IIi§"improvement."

It is

and

clinical

the purpose of

this report to review these findings; to describe recent studies in

which

various neurophysiologic aSpects of the treatment process were assessed; and
to suggest the application of electroencephalography in.studies and rational
management of physiodynamic

One

hundred and

been studied.
a day

therapies.

forty-eight consecutive electroshock referrals have

Electroencephalograms were taken before treatment, and on

after a treatment at weekly intervals during

and following the course

�-2-

until the record

of therapy

ﬂag»!
Patientsbﬂwyhgug‘pre-treatment
IN

EEG

-

.

eggpktfd’ef’d

.,,.,;‘""ﬂWh

.

activity,
an...“

M"M

ﬁignificant asymmetry were
MW’O‘Mmmws-‘W

pre-treatment characteristics.

demonstrated slogwgave or spike

.

WW

its

had achieved

series.

from the

{

‘

{V

.up-w‘

.

Four treatmentt procedures employing

g

different types of stimuli

have

'

i
V

.

1)

been used; /alternating current

at-threshold strength; 2) alternating current

at suprathreshold strength;

unidirectional current (parathreshold);

3)-

h) subconvulsive techniques with pentothal premedication. The alternating

current suprathreshold
are well described.

(

)

and

unidirectional parathreshold

(

)

techniques

In the threshold alternating current method patients,

without prior sedation, received low currents, (90 volts for 0.1 second),
usually Sufficient for a
and,

if

petit

mal response.

At 20 second

intervals, voltage ,_

thewmwmm

necessary, duration! were increased until a grand mal convulsion was

induced.

In subconvulsive techniques, patients were given pentothal intravenously

until asleep, and then either

voltage unidirectional current for

); or alternating current of

seconds (

administered
treatments .

low

l

80

(30

to 120 volts x 0.1 second were

for one to three applications, for

a

total of

2).;

to 36

petit

mal

�All treatments were given three'times a week

Patients

treatments.

clinical response,

who

initially, for

12-20

failed to develop a significant behavioral or

or‘EEG changes of

significant degree,

were subsequently

treated 5-10 times per week.
All

records were quantitatively measured for the degree of delta

EEG

Ml WM!
We!
MM‘AWW
activity

Masada—WW
‘
delta activity,

"moderate" or "low" degreet
.

l‘
.

.

I

i

5

3

.

The

30W

week of

(Figs. 1,

treatment.

2,3)

Evaluations of changes in behavior were

made by

the supervising psychiatrist

resident therapist at the heigat of the treatment effect.

The

of "improvement" were made by these physicians tw0 to three weeks

treatment

"high, "

following three slides demonstrate a high, middle and low degree

delta record: during the fourth

and

M

was

In our

after

terminated, and were based on the four fold classification of

_

"recovered,"

ratings

”va

”much improved,"nand "unimproved

initial reports

('

,

')

we

noted

or worse."

that patients who developed

�high degree delta

activity early, and in

sustained, were evaluated as

whom

such

"much improved" or

greater incidence than those patients

who

delta activity

was

"recovered" with a significantly

failed to demonstrate

delta

such

activity. These observations are portrayed in slide h.
(Slide u:

Est #1)

Graph

Ecsults:
The

“W etweeni“!
relation
neurophysiologic

5"

.
.
and behaVioral
response W111 be

assessed according to five aspects:
1)

0

2)

Type of Convulsive Therapy

3)

Frequency of Treatment

h)

Factor of

5)

Pre-treatment Record Characteristics

’Of

Age

the uz’subgacts’WHo”retaived‘ccnvuISive‘tnerapy, 7 nan nigh

delta records in both second, third
two of

the three weeks,

of the u? subjects

and

fourth weeks of treatment;

and 13 during only one of the

failed to

show a

UEgIEE"
12

during

test periods. Thirteen

single high degree delta record

on

convulsive therapy.
Of

the

27

subjects

who

received subconvulsive therapy, however, none

�high degree delta

activity early, and in

sustained, were evaluated as

whom

such

"much improved" or

greater incidence than those patients

who

delta activity

was

"recovered" with a significantly

failed to demonstrate

delta

sudh

activity. These observations are portrayed in slide h.
(Slide u:

Graph

Est #1)

WWW

Results:

1. convulsive vs Subconvulsive Techniques:
In the most recent series eizpahaaaih randomly selected patients

re—

ferred for electrotherapy received subconvulsive therapies instead of grand
mal; and both

alternating current

and

unidirectional current techniques were

used.
or the h? subjects

who

received convulsive therapy,

delta records in both second, third
two of

the three weeks,

and

show a

had high degree

fourth weeks of treatment;

and 13 during only one of the

of the h? subjects failed to

9

12

during

test periods. Thirteen

single high degree delta record

on

convulsive therapy.
Of

the

27

subjects

who

received subconvulsive therapy, however, none

�.5demonstrated middle or high degree delta
Y3...”

of treatment.§
x

Low

(

/
activity records during any

week

degrees of delta activity were notedhiﬁwthree subjects

during both tgexsecond and third weeks of treatment, and
I“ .,.,_,_.,.-‘ ”mud,”
Y

,

“W",

v

V

.V,.

inAB

subjects

,,

’dmﬁgthefourth Week
alli'lll=l==I-I behavioral ratings

Concurrent

subjects in the convulsive group rated as shining

showed hZ of the h?
marked behavioral change;

hat

‘

while of the subconvulsive group,
,

ioral changes.
of therapy.

the

Of

latter

25

of the

minimal or no behav-

27

group, 19 were referred for a second course

In 1h of these, grand mal electroshock induced high degree delta
n...» . 4,7,.“ .;...-....‘..,r,, 9...“; .. n .mm ., 3.,
,.
.~-wms...mu m-.. _,. ”a”.
..

activity
"Walnut...

all

showed a

V.-.~...,..,..~..,.u.ma..~m.—.~..._..Mn...._,.m.. m

failed

all
4

f.

./

..,,,.A.

.

.-

significant behavioral change.#fgf the five

t.

'

to demgnstrate high degreewdeita
“if

I/VFI'

My"

:

’

activity

a”

,

Thus, convulsive therapy induced

showing

on

five
.

Mm)“.-

.
showed a behaVioral

”n,mmwm

.,wmlumwﬂun.

significantly greater behavioral changes

neither an

EEG

EEG

delta activity. Furthermore,

or behavioral response to subconvulsive

therapy, showed both the-EEG and behavioral changes
therapy.

convulsive”2lectroshock,

delta activity, while subconvulsive therapy induced

minimal behavioral change, and minimal

patients

51/

Who~~

I”

“(my

We“

EEG

,4

.2

shdwed middle degreeprecords; and two of the

associated with

"""

------—---

5"“

,
/,/r
,//'change.;
a

r

and

when

placed on convulsive

r.

e

r.

a

7.“,

�-b2.

Role of Type of Convulsive Therapy:

In view of the variety of electrOShock techniques employed, and the

relationship

between EEG

delta activity and the behavioral response, an

analysis of the effect of type of electroshock
undertaken.
The

first

The

delta activity

on EEG

results are graphically presented in Figures

5

was

and 6.

figure relates the treatment type to the percentage of records

in each treatment group during the second, third

and

fourth

weeks of

treat-

delta activity. In each period,

ment demonstrating high degrees of

EEG

treatment with alternating current

at suprathreshbld strength

gave the

highest percentage of high degree delta records. ieeetment'uéth-unidirect-

ional current and*lith alternating current at threshold strength

was

less

effective than the suprathreshold alternating current technique, in each
period;

a

the udtﬁiEgﬁgie;;%reurrent treatment being

more

effective than

the threshold alternating current method only early in the course of therapy.
Subconvulsive techniques yield no high degree delta
The

next figure demonstrates the

same

activity records.

relationship

by measuring the

treatment
per cent of each/group showing no delta activity or only low degrees of
such

activity. Here, the subconvulsive group is

100%

for each treatment

�-7period. Suprathreshold alternating current techniques
number of such records

in each period, with threshold

show

the least

and parathreshold

techniques in between.
3. Frequency of Treatment:

factor

Another

dn the

rate of development of delta activity is the

frequency of treatment. While
times aweek, a number who
on convulsive

therapies

all patients

were

initially treated three

failed to develop high degrees of delta activity

were

treated

more

In nine such patients,

intensively.

treatments were given daily or_twice daily, and in each instance middle or
high degrees of delta

activity

were induced.

previouSly demonstrated by Pacella gt El.

h. Factor of
In the

(

Similar

EEG

), and Callaway

(

).

Age:

initial series

of patients,

it was noted

that younger patients,

under hS years of age, developed greater degrees of delta

first

correlates were

and second weeks cf

activity during the

treatnent; while older subjects developed such

activity to a significant degree during
of treatment, age was no longer a

ﬁne

third week.

By

the fourth

week

differentiating asPect between the groups.

.

�-8data from all convulsive therapies supports this observation.

Combining the

During the second week,

under'the

age of ho; h=t===:;.30%
'

patients
"www-W”

9,.0.

..

1M
1‘ .

at . on.» .
,

of records are high degree

h3%

M

61 and over. In the
n.-“5.”. m1”- A, “W

third

in patients from

delta in patients

WW

WM

M

‘4

treated

3

~

‘

,

W.

W";
A

.W‘

andﬁdpproXimately 2/;xtf the subjects
n:/}pﬁger present M”
when

cue-yaw

and fourth weeks, the differences arep

~

«idelta records

in

hO-CO, and 18%

timéé per

W99§°

,ffﬂ

have

wwww‘t4m HM\“ "

”a“

“by"

‘

high degree

W“”w"
‘f" Mama.W

”Q

h/‘

WWW,

Wn.ﬁ,,,,.,-r..m

TABLE

Variation in

%

High Degree Delta EEG Records with Age *

Treatment Pariod

5g:

'

in

is.

2:2

are

61%

69%

(28)

m

ul-so

(28)

29%

m

56%

51-60

(28)

432%

56%

55%

61+

(18)

18%

50%

80%

To

no years

* The difference in incidence of high degree records is significant at .Ol%
between the second and fourth weeks and .05% between the second and third
weeks of treatment in patients over 50 years of age; but is not significantly
different for these periods in groups under 50 years.

�S.

\

Pre-Treatment Record Characteristics:

In earlier studies, a relationship between pre-treatment record

characteristics, notably degree of abnormality or predominant alpha,
the degree of induced "abnormality" was noted (
, ).

and
g

In these series of patients, subjects whose pre-treatment record
demonstrated slow wave
Spike or Spike wave

activity of a diffuse, or dysrhythmic variety, or

activity

were not included

in the statistical analyses.

W,

Eight such subjects were treated with convulsive techniques and seven of them
developed high degrees of delta

activity earlier,

and

for

more sustained

periods than in patients without such pre-treatment abnormality.
A

Specific analysis of the relation

delta activity

was undertakenjémk

order

between pre-treatment alpha and

correlations of the pre-treatment

per cent time alpha ée—Ge-lMed-ﬁeds—éea-teWﬂ—aemﬁ-with the
degree of delta

4.

patients demonstrated correlation‘ of
.

95’

M

activity during the third-and four weeks of treatment in

M/Wima

.

4'“ M
+.35’

if

'

I43

f5”

4d”

�-95.

Pie-Treatment Record Characteristics:
Previous reports, summarized by Chusid and Pacella,(

)

noted a

significant relationship between pre-treat ment record characteristics and
the degree of induced "abnormality." Records with predominant alpha rhythn
or "abnormal" (Chusid and Pacella) or "borderline abnormal" (Bagchi 33 13;.)
records were

more

liable to develop alterations in the

EEG

than those with

fast activity patterns.

predominantly low voltage

,1

In these series of patients, subjects whose pre-treatment record~
demonstrated slow wave
Spike or Spike wave

activity of a diffuse, or dysrhythmic variety, or

activity

were not included

in the statistical analyses.

W,

Eight such subjects were treated with convulsive techniquesﬂand seven of them
developed high degrees of delta

activity earlier,

and

for

more

sustained

periods than in patients without such pre-treatment abnormality.
A

Specific analysis of the relation

delta activity

was undertaken'éxk.

per cent time alpha
degree of delta

order

activity during the

third—and

patients demonstrated correlation( of

05’

correlations of the pre-treatment

WWWWith
a,

,

between pre-treatment alpha and

M/W/mu

.

M

the

four weeks of treatment in

4'“ W
+35)

[a

'

1.13

”(tyne/l

@4’”

�gr.“

3

r%

\

-1¢¥“""‘MI‘CWEHi

‘

—

n—fJ‘r‘mWﬁ“

is”

w?

\\\\-

r"

”y,

wwﬂ:;¢"‘”w

{awr

rth geeﬁ'is Significant at the IQ§hlével of

.
the
relatidﬁship in

The

,

.10-

,_

PMW’MW

v

.

.

.

&gt;

I?

if“?

f

e
.
.
iﬁcénfidence; while thatﬂin the
.

”His"

”419"“

M

third
.

a"?

"’1’

if.”
.

ﬁx

,q/J’WNW

lynx-"”61

(”fl
”M" .
.

'

.
the trend rewindicated.

’71"

a/«am

“Mmmmmwmm“minim“..m“,

Discussion:

aspects of these studies warrant discussion; the significance of

Two

the convulsion in the electroshock process; and the role of serial electroencephalogragh

in the rational

management and study of convulsive

therapies.

(1) Significance of Convulsions:’

In the

initial studies

of convulsive therapy numerous authors,

including Kalinowsky gt_gl. (19h2), and Pacella gt ﬁl‘ (19h2) emphasized both

clinical

the

and electroencephalographic
‘3'

petit

and
,

.. “7:4!“{ "5
“vﬁﬂu.. “2.
‘

.,

r

,

mal responses.

',&gt;~'(:.w

’

i

differences

idwmaewa‘huwmmmm.
I'“.ﬁ:W’"amhma-~vmmm~a

While

Sa-‘iukw‘ﬂ-‘Ih-m‘yow'wwmmmww“
‘

anthem,"

between the grand mal.

k»

"

qut‘w'

cal
'mal seizures inducedngﬂmd
c
12

prove-

gﬁetrﬁ‘w
afﬁx),

‘

ducedﬁphaﬁges
MW“

in less than

25% 0

4745“

M

M

one of

delta activity:‘and to petit mal, is

no

delta activity.
.

WW

7

mm M

In subsequent years, various subconvulsive, brief stimulus, unidirectional
stimulating, monopolar stimulating, focal convulsive techniques have been

�.11described, and each, in turn, discarded in routine therapy.
(

gt al.

for example, in describing the electroencephalographic effects of

)

focal seizure techniques noted that

70%

I

after
mal

Bergman

15 such

of patients had normal records
4

"seizures;" while

seizures. Ulett

23

El.

70

-

75%

after

had "abnormal" records

grand

), in a careful control convulsive-subconvulsive

(

study, reported a significant difference in clinical reSponse of patients
receiving convulsive therapies (60-80%) and those receiving subconvulsive
w”

as;

6L.

(33%).{es—eontrele-438%92J He noted the discrepancy in the
.

.

EEG

response in

the two groups, and emphasized the significance of the seizure for the

therapeutic effect. Recent additidnal reports
on a

by various observers, based

variety of data,&amp;emphasize the significance of the convulsion.

(Weinstein and Kahn, Roth, Fleming).

Thus, the evidence indicates

that

convulsions per se, are’or reflectlgthe significant physiologic events
which are

0

the bases for therapeutic efficacy of "convulsive therapies."
.

both

If the convulsion is the essential element/in the
.

.

behavioral reponse, does the

mode

EEG

and

in the

of induction of the seizure play

role in this reSponse?. In the studies reported here, small but
cally significant differences in both the degree of

EEG

any dLr

statisti-

delta activity

�-12—

and the

rate of

its

'

development were observed between different methods

of induction of grand mal seizure.

Ulett gt al,

(

)

reported an improvement rate of

current convulsive technidue, but
and concluded

76%

57%

for alternating

for the photic metrazol technique,

that the convulsive photo-metrazol technique had a

greater clinical efficacy.
convulsant drug,

PM

More

recently, Edwalds, describing a

1090, ascribed to

it

a

new

clinical efficacy slightly

greater than electroconvulsive techniques.
"we

have

further noted that the convulsions induced

by

various

techniques have varying characteristics of latency, duration, preponderance
of clonic or tonic phase, apnea,
seemingly not equivalent; and a

etc. All grand mal seizures are

�‘

.13seizure is not an "all or
occur and these may

none" phenomenon.

Different; seizure patterns

reflect the differences in physiologic effect of the

different treatment method: Further studies of this problem are in
progress.
While

that with repeated convulsions,
of

60

-

80%

are obServed.

The

or number of treatments.

We

Specific with regard to the

differences

is the brain

may

way

is clear

no matter how induced, improvement

are small, and, for the most part,

element

it

this variability in clinical results is reported,

may be

between various types of treatment

obviated by increasing the frequency

conclude‘that convulsive therapy

the convulsion is induced.

change subsequent

rates

to the convulsion,

The

and

is

non-

significant

not the agent

‘

\
.

92;},

\‘&gt;

�-1u-

2.

Role of Electroencephalography in Convulsive Therapy:

have applied methods of quantitative,

We

serial

EEG

analyses in

the studies reported here. While clinical estimates of behavioral change
may

give similar data, such evaluations are more dependent on the attitudes

Wé‘v M30
Further application of

Wt.
of the observer

(

3

than the

EEG.‘

EEG

analyses to

a

(5M

basis rer'ZZ‘
other problems in convulsive therapies'mey
providﬁérational
\
MM41$;r’.11.~:a"3"‘“é-e?fof

we have

clinical

different treatment techniques.
previously noted that

management of

EEG

analyses

may

be applied

patients receiving convulsive therapy

(

in the

). In

the experiences reported here, the early and sustained induction of high
degrees of delta activity provides the physiologic basis for behavioral
change

fail

to

in convulsive therapy.
show a

three times per
ment.

An

electroencephalogram in patients

significant behavioral response
week may

who

on treatment regimens of

serve as a rational basis for clinical manage-

In those subjects in

whom

high delta

activity has not been induced,

increasing treatment frequency, withholding premedication, or shifting to
a therapeutically more effective convulsant method,

neurophysiologic changes.

If the

it may

number of weeks,

be maintained

for a

degree of delta

may

result in the

activity is high;

and

other factors, as personality

�-15(

)

or environmental

(

behavioral response, even
and

) may

when

further convulsive therapy

tion has been suggested by
, _.

*MM‘

,nm4.~~-&gt;

....~,..~v~m

be assumed to preclude a

satisfactory

the neurophsyiologic substrate is assured;
may

well be discontinued.

Roth ( ‘)

A

similar applica-

for thiopental activated
«AW‘~

EEG

records.

V

.

The

successful application of quantitative

EEG

techniques to

convulsive therapies, has led to their application to other physiodynamic

therapies. Recent reports from these laboratories note a similar application

for the rational
agents.(

).

management and understanding of psychopharmacologic

..,. awuwlw'uuw...

�-16Conclusions:

1. In serial quantitative analysis of degree of induced

EEG

delta

activity in subjects receiving various convulsive therapies, a positive
relationship between the degree of induced delta activity
degree of behavioral change and ratings of improvement

2.

An

induced grand mal convulsion

and both the

is reported.

is essential for

both the

EEG

and behavioral change.

3.

rate

The

a.

and degree of induced
Mode of

delta activity is dependent

upon:

seizure induction

b. Eiequency of treatment
_

c.
.

'h. It is

Age of

subject

d. Pre-treatment
recommended

EEG

record characteristics

that serial quantitative electroencephalography

provides a rational basis both for the study and clinical management of
S
various pix-Lodynamic therapies.

�EASTERN PSYCHIATRIC RESEARCH ASSOCIATIQNHINC.
OFFICERS 1957-1958

DR. DAVID J. IMPASTATO. SEC'Y-TREAS.
40 FIFTH AVENU’ETNEW YORK 11. N.Y.

DR. LEO ALEXANDER. PRES.

‘33

DR. LAWRENCE H GAHAGAN, ASST. SEC'Y-TREAS.
164 EAST 74TH STREET NEW YORK 21. NHY
"

MARLBOROUGH ST.. BOSTON. MASS.

i

DR. THEODORE R. ROBIE. PRES. ELECT
676 PARK AVENUE. EAST ORANGE. N.J.

DR.
DR.
DR .
DR.
DR.
DR

DR. WILLIAM L. HOLT. JR. ‘IST VICE‘PRES.
ALBANY HOSPITAL. ALBANY. N. Y.

DR. CHARLES BUCKMAN. 2ND VICEsPRES.
KINGS PARK STATE HQSPITAL.KINGS PARK. N. Y.

0

0.0

COUNCIL

JOSEPH EPSTEIN

EMERICH FRIEDMAN
WILLIAM FURST' "'
PASQUALE LgorE‘sA'rA
NICHOLAS Locngeio
'*
EVELYN‘IV'EY
'

w

O

.0

TWELFTH SCIENTIFIC MEETING;
THURSDAY, FEBRUARY 6, 1958, 8:00 P. M. SgHARP
NEW YORK UNIVERSITY MEDICAL SCHOOL

ALUMNIHALL-‘HALLH AII
30TH STREET AND FIRST AVE.. (ENTRANCE ON 30TH STREET)

(Parking on Grounds)
o
'0.

“O

o
0‘

PROGRAM
I.

Electroencephalographic Correlates in EST.

Max Fink, M. D.
Martin Green, M. D.
2.

A Drawing Completion Test
(An Incisive Interpretation of the Unconscious)
Ferruccio (Ii Cori, M. D.
Discussant: Dr. David Wechsler

3.

Apparatus and Method for the Study of Conditional Reflexes in Man.
Leo AIexander, M. D.

4.

Free for All Questions (if time aIIows)

How much detail do you use in your examination of patients and

the recording of your findings?

��EASTERN PSYCHIATRIC RESEARCH ASSOCIATION. INC.
OFFICERS 1957-1958
DR. LEO ALEXANDER. PRES.
433 MARLBOROUGH 5.," BOSTON.

_

MAss.

DR. DAVID J. IMPASTATO. SEC Y-TREAs.
40 FIFTH AVENUE NEw YORK
N. Y
.f'W‘"
1“"
AssT
I-I
SEC‘-Y TREAs.
DR. LAWRENCE
GAHAGAN
154 EAST 74TH STREET NEw YORK 21. N. v.

II

COUNCIL

DR. THEODORE R. ROBIE, PRES. ELECT
676 PARK AVENUE. EAST ORANGE. N.J.

DR. JOSEPH EPSTEIN
DR.’ EMERICH FRIEDMAN
DR. WILLIAM FURST
DR. PASQUALE LOTESTA
DR. NICHOLAS LOCA'SCIo
DR . EVELYN IVEY

DR. WILLIAM L. HOLT. JR. IST VICE-PRES.
ALBANY HOSPITAL. ALBANY. N. Y.
DR. CHARLES BUCKMAN. 2ND VICE-PRES.
KINGS PARK STATE HQSPITAL.KINGS PARK. N. V.

,

0

0.0

.0.

I

'
‘

L

I

O

0.0

TWELFTH SCIENTIFIC MEETIN‘C
THURSDAY, FEBRUARY 6, 1958, 8:00 P. M. SHARP
NEW YORK UNIVERSITY MEDICAI_,,SCI:IQOL
ALUMNI HALL— HALL "A"

30TH STREET AND FIRST AVE.. (ENTRANCE ON 30TH STREET)

(Parking on Grounds)
O

0..

M

9
0..

PROGRAM
I.

Electroencephalographic Correlates in EST.

Max Fink, M. D.
Martin Green, M. D.

2.

A Drawing CompIetion Test
(An Incisive Interpretation of the Unconscious)

F erruccio di Cori, M. D.
Discussant:

3.

Dr. David WechsIer

Apparatus and Method for the Study of Conditional Reflexes in Man.
Leo AIexander, M. D.

4.

Free for All Questions (if time aIIows)

How much detaiI do you use in your examination of patients and

the recording of your ﬁndings?

�”mm:

W

A!

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���Electroencephhlographic Correlates of the Electroshock Process

MB):

Fink

MOD.

and

Martin A. Green PM).

From the Department of Experimental Psychiatry,

Hillside Hospital,

Glen Oaks,

in part, by grant M-927, National Institutes of Mental Health, National
Institutes of Health, [1.8. Public Health Service.

Aided,

at the meeting of the Eastern Psychiatric Research Association,
February 6, 1958.

Read

E: 2- 15- :2

New

York,

N

.Y.

�EEG

Correlates of the Electroshock Process

During the past few years, renewed

attention has been given b

relation between changes in the electroencephalogram and behavioral
changes induced by electroshock ( l-h ). Based on a hypothesis expressed
ﬂie

by weinstein and his coaworkers (5% in which they related improvement in

electroshock to the development of persistent states of altered cerebral

function,

analysis of the neurophysiologic aSpects of electroshock

an

was

undertaken in the laboratories at the Hillside Hospital in 1953.
In

fig initial

EEG

study,” a significant relationship

between

the degree and duration of the induced delta activity and clinical evaluations of behavioral change and "improvement" was reportedayeThis study
was based on

convulsions induced by a unidirectional current instrument

'(Reiter). Subsequent eXperiences with alternating current techniques
demonstrated differences in the rate and degree of development of delta
activity. Age of subject and frequency of treatment were also factors
in the EEG reSponse to convulsions. It is the purpose of this report to
assess the role of treatment method, age of subject, frequency of treatment
and

pre-treatment EEG record Characteristics in the

EEG

and

clinical re-

sponse to convulsive therapy.
Method:

:

hundred and £e££f3i=irt consecutive electroshock

One

been

a day

studied. Electroencephalograms

after

of therapy

Patients
wave

ﬂ

a treatment

were taken before treatment, and on

at weekly intervals during

until the record

referrals have

had achieved

its

and following the course

pre-treatment characteristics.

in.whom the pre-treatment electroencephalogram demonstrated slow

AsymmeM/
or Spike activity, or significant aaaynetcy; were excluded from the

series.

�M
Wﬂnﬁ
rig/L

Wm MW W Jam
”WWW-

ﬁght/M4
W
M WWW W (W)
Jam MM WMWWW/
WWWW2AW
W; Jaww
W

,asJ—u—m

4/—

.49 «3'44»

:L

WWWWW.%II:
WWWWWMMW
W ﬂéﬁw‘jﬂ. W’ W
.WM

MAJJA MM Wag/d

�-2employing different

eatments proceo

Four

‘

van-us

of stimuli

alte .‘. ‘. current at t-- old strengthf"
al - ‘
a
current at suprathreshold
‘directio: current
ngth;
4
w
(parathreshold); t) s unvulsive techniques with -ntothal premedication.

have been used'

,

~.

_

_

nat'
The

‘

-

‘

alternating current suprathreshold (7)
km W

ﬁatients,

unidirectional parathreshold

and

MW
b‘ currenté’
.,

without prior sedation, received

for? second), usually sufficient for a petit mal response.
odes
second

3",

(90 volts

At 20

W

intewals‘voltage, and; if necessary, duration! ale-re increased
.

.

,

until a grand
to

"Nu“

In the threshold alternating current

(8) techniQues aae‘ well described.
method

‘

mal convulsion was induced.

mwmnl-

The “voltage and

induce a grand mal was the threshold value.

be necessary

In subconvulsive techniques, patients were given pentothal intravenously
gor

(&gt;0

until asleep,

either

seconds (8); or alternating

were administered

petit

and then

for

one to three

low voltage,

currentoi'

80

unidirectional current

to l20

voltsﬁrézsecond

applications, for a total of

2b

to

3.6

mal

All treatments were given three times a

treatments. Patients

week

initially, for

12-20

failed to develop a significant behavioral or

m m 55;,
Mew $3 :13; gm W, were
subsequently
who

clinical reSponse, or
Jo
treats (1% times per week.
All

activity.

EEG

‘

b

records were quantitatively measured for the degree of delta

The "records were

evaluated as to whether they demonstrated "high,"

"moderate" or "low" degrees of delta

activity, according; to criteria pre-

viously published (6).
Evaluations of changes in behavior were

psychiatrist

and

made by

the supervising

resident therapist at the height of the treatment effect)

�,

WWW
WM/Jéw
A?%MWW%4
/¢(WWW’MW”
JKWWM

HQWWWi

'

‘

�-3...

and were scored as "marked," "moderate,"'hdndmal"

or "none.”

"improvement" were made by these physicians two

ratings of

The

to three

weeks

after treatment was terminated, and were based on the four fold classifica—
tion of "recovered,” "much improved," and "unimproved or worse.“ (6)
Results:
1. Convulsive vs Subconvulsive Techniques:

W

MW,

'

WW

therapgrfglhad
the h? subjectstwho received convulsive
high degree

Of

delta records in-both second, third

two of

the three weeks, and

of the

)4?

13

subjects failed to

the

27

subjects

who

and

during

Show a

convulsive therapy.
Of

6";gr

one

“a

Low

weeks of treatment; 12 during

of the test periods. Thirteen
high degree delta record on

received subconvulsive therapy, however, none

demonstrated middle or high degree delta
of treatment.

fourth

activity records during

any week

degrees of delta activity were noted in three subjects

during both the second and third weeks of treatment, and in 8 subjects
during the fourth week.
neahJ-l’
21‘
ln concurrent behavioral ratings, hirof the.ﬁﬂ subjects in the
‘

convulsive group showed marked behavioral change; while of the subcdn-

vulsive group,
(Table

I).

therapy.
*»

Y‘aab

éacbndldb

ham,
‘

ﬂ

Of

2h of

the

the

or

27 showed minimal

latter group,

19 were

no behavioral changes.

referred for a

second course of

In lb of these, grand mal electroshock induced high degree delta
.RE

niekagd: uan

W‘LWM

,_

AAAAaaeut

"W

wthwﬁ W

ynxuduvuax “Gunrﬂ nta. waT‘5~/::L¢Gﬁe
,

.
I

�.uactivity and all showed a significant behavioral change. Of the five who
failed to demonstrate high degree delta activity on convulsive electroshock,

all

WW
m

Showed middle degree

behaﬂoral change.

m. L
*3

3

hawk»:

records; and two of the five

47

I

TABIE

Showed a

W! 4‘ 9““..44 b
'

Ratings of Behavioral Change; Convulsive—Subconvulsive Therapies
(Tourth-Fifth'weeks of Treatment)
Degree of Change
Moderate

Minimal

27

15

S

O

O

3

8

16

Marked

ConvulSive Therapy (h?)
Subconvulsive Therapy (27)

None

In evaluations two weeks after-treatment of the degree of "improveof the convulsive therapy grongj::ted as "much improved" or
"recovered," and 32% as "improved."qag% discharge, 51% were evaluatedileZS

ment,"

51%

sustaining the
and only
were
were

7%

same degrees

of improvement, while

were "unimproved."

rated in the

first

Of

"unimproved;"ﬁgﬁgeiggége§:§§:$§%§:red
do

were "improved,"

the subconvulsive group, however,

two categorie51’19%

hOSpital discharge evaluations

h2%

in the "improved,“ but
for a

11%

70%

second course of therapy,

not reflect the effects of subconvulsive

therapy.

II

TABLE

Ratings of Improvement: Convulsive-Subconvulsive Therapies
(Two'ﬂeeks After Last Treatment)
Recovered

Much

Improved

Improved

Unimproved
Worse

Convulsive Therapy (h?)

9

15

15

8

Subconvulsive Therapy (27)

2

l

S

19

�W.
.r

-5...

din=;.€onvulsive therapyinduced signiiicantly greater behavioral

MM“

whichchange and eva uations of improvement thangsubconvulsive therapy

We

The

parallel the electroencephalogr . Also, patients

-EEG

clinical

I

observations“ ”A“!

who showed

neither

showed both
or a behavioral response to subconvulsive therapy,

and behavioral changes when placed on convulsive

an

EEG

therapy.

2.- Role of Type of Convulsive Therapy;

In view of the variety of electroshock techniques employed, and
the relationship between EEG delta activity and the behavioral response,

an analgrsis of the
was undertaken.

2.

The

effect

The

oi‘

type of electroshock on

EEG

delta

actvity

results are graphically presented in Figures

first figure relates

1 and

the treatment type to the percentage of

weeks
record ‘n each treatment group during the second, third and fourth
tre:Egentgggégggggating:high
degrees of EEG delta actigggi) In each
of

period, treatment with alternating current at suprathreshold strength gave
the highest percentage of high degree delta records. Treatment with unicurrent and with alternating current at threshold strength was

directional
less efi'ective than the suprathreshold alternating current techniquef.in
each period; the unidirectional current treatment being more effective
than the threshold alternating current method only early in the course
of therapy.* Vsubconvulsive techniques yielded no high degree delta

activity records.
The second

figure demonstrates the

same

the per cent of each treatment group showing

7“:

relationship
no

by measuring

delta activity or only

low

ncés ..-»_. :v-n suprathe a‘,
ent perins,
tre
Eur, .l-i-o . an.
etho’.'5
- thre o'd reatv t
si " Can at .05 by chi
7—9

“-3 ou-

in}

vDi7”e~' ces b tw-z para
--12 0-" 0d“; no ignifican
'

dWL-

‘

j

.

hold met‘ods, and for each method

�at

Mt“ M74 @WWAEW

�-6Here, the subconvulsive group

degrees of such activity.

is

lOO%_for

each treatment period. Suprathreshold alternating current techniques
show

the least number of such records in each period, with threshold

and parathreshold techniques

in between.

3. Frequengy of Treatment:
Another

factor in the rate of development of delta activity is the

frequency of treatment. While all patients were initially treated three
ltimes a week, a number who failed to develop
high degrees cf delta

activity

on convulsive

therapies were treated

more

intensively. In nine

daily or twice daily, and in each
instance middle or high degrees of delta activity were induced. Similar
such

patients, treatments

were given

correlates were previously demonstrated
Callaway (10).

EEG

h. Factor of
In the

by Pacella

gt'gl. (9),

Age:

initial series

of patients,

it was

noted

that younger patients,

under hS years of age, developed greater degrees of delta

the

first

such

and second weeks of

activity during

treatment; while older subjects developed

activity to a significant degree during the third week.

fourth

week of

treatment,

the groups. Combining
observation.

and

By

the

differentiating aSpect between
the data from.all convulsive therapies supports this
age was no longer a

IMring the second week, h3% of records are high degree

delta

in patients under the age of no; but only 30% in patients from uo—oo, and
18% in patients 61 and over. In the third and fourth weeks, the differences
are

no longer

present and approximately 2/3rds of the subjects

degree delta records when treated

3

times per week.

have high

�-7TABLE

Variation in

%

High Degree

Delta

Suwd
To

DO

years (28)

Records With Age

M ﬁlm
k2

29%

'

W

%

Treatment Period
$9.213
69%

61%

h3%

(28)

Lil-50

EEG

lit-.9.

£211

£59.

III

W

W

‘

31-66

(28)

32%

56%

55%

(18)

18%

50%

80%

‘

61+

5. Pre-Treatment Record Characteristics:
*

Previous reports, summarized by Chusid and Pacella, ($3 noted a

significant relationship between pre—treatment record characteristics
and the degree of induced "abnormality."

Predominant alpha rhythm,

"abnormal" (3» or "borderline abnormal" (11) records were more

liable

to develop alterations in the EEG than those with predominantly low
voltage fast activity patterns.
In these series of patients, subjects whose pre-treatment record
demonstrated diffuse slow wave
were not included

activity, spike or spike

wave

activity

in the statistical analyses. Eight such subjects were

saven of them developed high degrees
”treated with convulsive
technique? and
of delta activity earlier, and for'more sustained periods, than patients

without such pre-treatment abnormality.
A

Specific analysis of the relation between pre—treatment alpha

and the degree of induced

delta activity

was undertaken, Rank order

* The difference in incidence of high degree records is significant at
.0 between the second and fourth weeks and .051 between the second
and third weeks of treatment in patients over 50 years of age; but is
not significantly different for these periods in groups under 50 years.

WW WM

*7

�-8correlations of the pre-treatment per cent time alpha in selected leads
(anterior temporalavertex) with the degree of delta activity during the
third

and

fourth weeks of treatment in

_tions of +.2u and +.35 reSpectively.
week

is significant at

third'week
N£L0
Two

h3

The

patients demonstrated correlarelationship in the fourth

the .05 level of confidence; while

fails of significance,

although the trend

that in the

is indicated.

aspects of these studies warrant discussion; the significance

of the convulsion in the electroshock process; and the role of serial
electroencephalograms in the rational management and study of convulsive

therapies.
(1) Significance of Convulsions:
In the éﬁéggél studies of convulsive therapy numerous authors,

including Kalinowsky

2:".

g.

(12), and Pacella

§_t_

(9)7 emphasized

3;]:

both

the clinical and electroenCephalographic'differences between grand mal
and petit mal responses. While grand mal seizures induced clinical improvement

in

60

to

80%

of cases,

petit

mal induced changes

subjects. Similarly, electroencephalograms in grand
delta activity, while in petit

mal therapy, no

in less than

25%

of

mal therapy demonstate

delta activity is seen.

In subsequent years, various subconvulsive, brief stimulus, unidirectional

stimulating, monopolar stimulating,
been described, and

and

focal convulsive tedhniques have

in each, in turn, discarded in routine therapy.

Bergman

§t_al, (13b for example, in describing the electroencephalographic effects
of focal seizure techniques noted that 70% of patients had normal records
70-75% had "abnormal" records after grand
after 15 such "seizures;”'while
J

�-9mal

seizures. Ulett gt a;. (1h), in

a

careful control convulsive-sub-

convulsive study, reported a significant difference in the clinical response
of patients receiving convulsive therapies (60-80%) and those receiving
subconvulsive (33%), or controls (38%).
EEG

He

noted the discrepancy

in the

response in the two groups, and emphasized the significance of the

seizure for the therapeutic effect.

W

Recent additional reports by various

observers, based on a variety of data further emphasize the significance,
of the convulsion in the therapeutiC'responSe (1, l5, 16).fﬁeinstein—end

thus indicates that convulsions per;
are, or reflect, the significant physiologic events which are the basis
The evidence

se_

fortherapeutic efficacy of convulsive therapies.

If the convulsion is the essential

the behavioral reSponse, does the
any

role in this reSponse?.

in both the degree of

EEG

mode

element both

in the

EEG

and

in

of induction of the seizure play

In the studies reported here, small differences

delta activity

and the

rate of

its

development

were observed between differentxnethods of induction of grand mal

seizure.jh/§

Ulett gt a}: (11;) reportedan improvement rate of 57% for the alternating current convulsive technique, and 70% for the phodio-metrazol technique.
While

the differences are small, the authors ascribe greater clinical

efficacy to the convulSive photo-metrazol technique.

this repert,

Kalinowsky noted

'various workers as being
vulsions.
Eh

More

more

that metrazol convulsions have impressed
efficacious than electrically induced con-

recently, Edualds, (l7) describing a

1090, ascribed to

it

In a discussion of

new

convulsant drug,

a clinical results slightly better than electro-

convulsive techniques.
'We

have further noted that the convulsions induced by various tech-

niques have varying characteristics of latency, duration, preponderance

�.10of clonic or tonic phase, apnea,

not equivalent; and

etc. "All grand mal seizures are seemingly
a seizure is not an "all or none" phenomenon. Different

reflect the differences inhphysiologic
effect of the different treatment methodfp Further studies of this problem

seizure patterns occur and these
‘are in

progress.

While

this variability in clinical results is reported,

that with repeated convulsions,
'of

00

may

-

80%

are observed.

The

differences

element

is the brain

may

way

rates

between various types of treatment

benobv1ated byzincreagang the frequency

we may conclude

specific with regard to the

is clear

no matter how induced, improvement

are small, and, for the most part,
or number of treatments.

it

that convulsive therapy is

the convulsion

is induced.

The

DOD?

significant

change subsequent to the convulsion, and not the agent

in bringing about this brain change. In previous reports (6, 18, 19)
we have noted that convulsive therapy is also non-specific with regard to
its application in mental illness, and in its clinical and behavioral effects.used

The

present studies amplify, therefore, the previous conclusion of the non-

Specificity of convulsive therapies.
2. Role of Electroencephalography in Oonvulsive Therapy:
applied methods of quantitative, serial EEG analyses in the
studies reported here. While clinical estimates of behavioral change have
we have

yielded similar data, such evaluations are more dependent on the attitudes
of the observer (20), and less amenable to quantification than the

EEG.

Further application of EEG-analyses to other problems in convulsive therapies
provide a rational basis for the comparison of different treatment techniques.
we have

clinical

previously noted that

management of

EEG

analysis

may be

applied in the

patients receiving convulsive therapy (6). In patients

�.11Who

fail

to

significant behavioral response

show a

on treatment regimens

of three times per week, an electroencephalogram may serve as a guide

for further therapy. In thise subjects in

whom

high degree delta

activity

has not been induced, increasing treatment frequency, withholding pre-

medication, or shifting to a more effective convulsant method, may result
in the neurophysiologic changes. If the degree of delta‘activity is high
and sustained

for a

or environment#(18)

number of weeks, other
may be assumed

factora',as personality (21)

to preclude a satisfactory behavioral

reSponse, even when the neurophysiologic substrate

convulsive therapy

is assured;

and

further

well be discontinued. A similar application has
been suggested by Roth (3) for thiopental activated EEG records.
The

may

successful application of quantitative

EEG

techniques to

convulsive therapies, has led to their application to other physiodynamic

therapies. Recent reports from these laboratories note a similar application
for the rational management and understanding of psychopharmacologic agents
(19).

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REFERENCES

1. Roth, 1.: Changes in the

EEG

Under

Barbiturate Anaesthesia Produced by

W.Q

Electro-Convulsive Treatment and Their Significance for the
.

Theory of

ECT

Action,

3: 251-280, 1951.
33.

£5

Clin. Neurophysiol.

Roth, M., Kay, D. W.K., Shaw, J. and Green, J.: Prognosis and Pentothal
Induced Electroencephalographic Changes in Electroconvulsive
Treatment,

EEG

“a..-

Clin. Neurophy61ol.

:2, Chusid, J. G. and Pacella, B. L.:
Shock Therapies,

h. Ulett,

G. and

,1
MM
Johnson,
_

J. Nerv.
m

M. W.:

225-237, 1957.

2_:

The Electroencephalogram

in the Electric:;&gt;

&amp;:Ment. Dis. 116: 95-107, 1952.
m" "'
any...MA...

mm:-W

M

and Scopolamine Upon

Efiect of Atropine

Electroencephalographic Changes Induced

w”,//

1.

By

Electroconvulsive
.

Therapy, EEG.,Clin. Neurophysiol. 2: 217-22h, 1957.
S. ‘Weinstein, E.A., Linn, L. and Kahn, R.L.: Psychosis During Electroshock

Its Relation to the

Therapy:

Psychiat.
6. Fink,

M.

of

Shock Therapy,

and Kahn, R.L.: Relation of Electroencephalographic Delta

Neurol.

&amp;

EBSponse

in Electroshock,

A.M.A. Arch.

Psychiat. Z§: 51o5525, 1957.

Kalinowsky, L. and Hoch, P.: Shock Treatments, Psychosurgery And Oﬂier
Somatic Treatments in_Psyohiatry, Grune

8.

éﬂ:_i;

192: 22-26, 1952.

Activity to Behavioral
7.

Theory

&amp;

Stratton, N.Y., 1952.

Alexander L.: Treatment of Mental Disorder, W.B. Saunders Co. fhiladelphia,
1953.

9. Pacella, B.L., Barrera, E.S.

and Kalinowsky, L.: Variations

in the Electro-

encephalogram Associated with Electric Shock Therapy in Patients

with Mental Disorders, Arch. Neurol.

&amp;

Psychiat. g1: 307-38u,

19h2.

�10°

11 .

Callaway,

3.:

Slow wave Phenomena

in Intensive E1ectroshock,«Elootpa. tag;

ennaphalggrﬁk'Clin. Neurophysiol. a: 157-162, 1950.
t
K)~u~uu¢,nk‘04+&amp;.LUéQQNUM’ antm
3‘ v~n£.aax+ueB

ox

BK

33,;
swam:

n 3,.

H

AW“

um

“3'

W

i?!
p

12. Kelinowsky, L., Barrera E.S. and Horowitz, WA“

in Electric

Shock Therapy, Am.

The

J. Psychiat.

.y.

i'c

I

4"?“

use...

"Petit-Mal" Response

2Q: 708-711,

l9h2.

13. Bergman, P.S., Impastato, D.J., Berg, S. and Feinstein, R.: Electroencephalographic Changes Following Electrically Induced Fbcal
Seizures, Conf. Neurol. 11: 271-277, 1953.
1h. Ulett, G.A., Smith,

K. and

Gleser, 0.0.: Evaluation of ConvulSive and

Subconvulsive Shock Therapies Utilizing a Control Group, gm;_g,

szchiat. 113:

795-802, 1956.

15. Wéinstein, E. and Kahn, R.L.: Denial of Illness, C.C. Thomas, Springfield,
i

1955.
16.

Fleming, T.C.:

An

Treatments

l7. Edwalds,

Inquiry into the Mechanism of Action of Electric Shock

'Jidbnuav'nﬁuatJWor

,WO-ASO ,

1950 .

K.M.: Intravenous Administration of

with a

New

Convulsant Drug. Read

at

PM

1090: Clinical Experience

N.Y. Divisional Meeting A.P.A.

1957.

18. Fink, M., Kahn, R.L. and Green, M.A.: Experimental Studies of the ElectroShock Process, Dis. Nerv. Sys.

19.

Fink, M.:

A

Unified Theory of the ACtion of Physiod namic Therapies,

J. Hillside
20. Fink,

M. and

Hosp .__(_3_§ 19 7-200, 1957 .

Kahn, R.L.: Behavioral Patterns

Brain Function.
21.

(in press).

Read

Kahn, R.L. and Fink, M.:

at

in Induced States of Altered

N.Y. Divisional Meeting A.P.A., 1957.

Personality Factors in Behavioral

Electroshock Therapy, Conf. Neurol. (in press).

Response

to

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��������Reprinted from Diseases of the Nervous System, Vol. XIX, No. 5, May 1958.

Electroencephalographic Correlates of the
Electroshock Process
and MARTIN A. GREEN, M.D.
In the course of an evaluation of the role of a1tered brain function in the electroshock process, the
relation between electroencephalographic change
and behavioral response has been re—assessed.
MAX FINK, M.D.,

Subjects and Method:
Eighty consecutive electroshock patients have
been studied. All patients received electroencephalograms before treatment, on a day after a treatment at weekly intervals during, and following the
course of therapy until the records had achieved
their pre-treatment characteristics. Treatment procedures varied, including unidirectional and alter—
nating current electroshock, and subconvulsive technics with Pentothal premedication. Treatment was
usually instituted at three times per week for 12 to
20 treatments. Patients who failed to develop a clinical response, or EEG changes of signiﬁcant degree,
Were subsequently treated at 5 to 10 times per week.
The EEG records were classiﬁed for degree of
delta activity into “high,” “middle” and “low” degree delta records using the following indices: the
percent-time delta; highest percent-time delta in
any lead; slowest wave in the record; highest ampli—
tude of delta; and duration of burst activity. (Arch.
Neurol. &amp; Psychiat., 78: 516-525, 1957.)
Evaluations of change in behavior were made by
the supervising psychiatrist at the height of the
Read at the meeting of Eastern Psychiatric Research Association, Inc., held Feb. 6, 1958.

electroshock effect; and ratings of improvement
were made two to three weeks following the termination of therapy.

Results:

1) The appearance of a high degree EEG delta

activity during the second and third weeks of treatment was signiﬁcantly correlated with change in
behavior and ratings of improvement.
3) High EEG delta activity was induced in patients receiving convulsive electroshock only, and
was not observed in subconvulsive therapy.
3) Alternating current instruments induced high
degree EEG delta activity earlier than unidirectional
instruments, but by the 4th week of treatment, the
differences were eliminated.
4) There was a direct relation between the degree
of EEG delta activity and the frequency of treatment; and an inverse relationship to age.

Conclusion:

1) There is a relationship between the degree of

EEG delta activity in the EEG and clinical change
in behavior.
2) The time of the appearance of EEG delta activity and its persistence is related to:
a) induction of grand mal seizures;
b) type of current employed;
0) frequency of treatment; and
d) age of the patient.
3) Early and sustained high degree electroencephalographic delta activity is a necessary, though
not sufﬁcient, pre-requisite for improvement in the
electroshock process.
-

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                <text>12 items. 1: [preprint]. 2: Edit page. 3: Hand drawn graphs. 4: Handwritten notes. 5: Drafts. 6: Program for Eastern Psychiatric Research Association, Inc. Twelfth Scientific Meeting, February 6, 1958 (handwritten notes on back). 7: [preprint]. 8: Final copies. 9: Reprint from Diseases of the Nervous System, Vol. XIX, No. 5, May 1958 (one page). 10: [preprint]. 11: Discussion - NY Neurological Society 3-11-58. 12: [preprint]. </text>
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                    <text>[Reprinted from THE

JOURNAL OF NERVOUS AND MENTAL DISEASE, Vol. 117, No. 1,

Jan. 1953]

PERCEPTION OF SIMULTANEOUS TACTILE STIMULI
BY MENTALLY DEFECTIVE SUB]ECTS*1'
MAX FINK, M.D.;t

MARTIN A. GREEN, M.D.§
AND

MORRIS B. BENDER, M.D.
In studiesof the perception of two tactile stimuli applied simultaneously, it has been demonstrated that patients with diffuse brain
dysfunction make errors. They persist in making errors either in re—
porting only one of the stimuli (extinction) or in mislocalizing one or
both stimuli (displacement). When errors are made in simultaneous
stimulation of face and hand (the face—hand test) (I), the errors are
in the recognition of the stimulus applied to the hand. The percept in
the cheek is correctly reported. This “face-dominance” is apparent on
initial test trials of normal adults. Similar results have been obtained
in tests of young children.
Children under the age of six years respond to simultaneous tactile
tests almost with the same frequency of errors as do patients with dif—
use brain dysfunction. With these facts before us, it soon became ap—
parent that mental age was a factor in the perceptual response. There—
fore, a study of the responses of mentally retarded adults with mental
ages of young children was undertaken. Simultaneous tactile tests were
applied to a group of mentally defective patients, and three aspects
were studied: their responses to the tests; the order of dominance; and
the relation, if any, to standard psychometric tests.
SUBJECTS AND METHOD

Fifty—seven mentally retarded adults from the wards of

Letchworth
Village, New York were examined. They ranged in chronological age
from 13 to 41, and in mental age from two years, six months to nine
‘From the Department of Neurology and Psychiatry, New York University College
of Medicine and the Neurologic Service of Bellevue and the Mount Sinai Hospital,

New York.
fRead before the Seventh Annual Convention and Scientiﬁc Program, Society of
Biological Psychiatry, Atlantic City, May 11, 1952.
IThis work aided in part by a Fellowship from the National Foundation for Infantile Paralysis.
§Post—Doctorate Fellowship, United States Public Health Service. Work aided, in
part, by a Grand—in—Aid #MH-139 from the United State Public Health Service, National Institutes of Health.

[43]

�Max Fink, Martin A. Green, and Morris B. Bender

44

years, eight months. The ﬁgures for mental ages were those recorded
in hospital records reflecting performance on Stanford—Binet tests; and
in each instance, the most recent estimate was used.

RESPONSES TO SIMULTANEOUS TACTILE TESTS
ON INITIAL AND SUBsEQUENT TRIALS
FACE-HAND TEST
100
odul‘l’s wifh orqanic
------------ .. mental sqndrome

0O
RESPONSES

oO
\l O

DOMINANT

01

O

a!

O

adult-mentally
defective

§O
FACE

PERCENT

N0!

00

..

0

0O

2

3

4

adult-normal
5

6

7

TRIAL NUMBER

8

9

10

showing responses to simultaneous tactile tests on initial and subsequent trials of the face-hand test in adults with organic mental syndrome, normal
children of three to six years, mentally defective adults, and normal adults.
FIG. I.—-Graph

The subject was asked to close his eyes. Following this, he was
simultaneously touched on the right cheek and the dorsum of the
left hand. The examiner asked: “What did you feel?” If there was no
response, the examiner said “Did you feel me touch you” and “Point
to the place Where I touched you.” After this test the subject was again
asked to close his eyes and the left cheek and left hand were stimu—
lated, and the reports recorded. Subsequent tests included stimulation
of left cheek and right hand, right cheek and hand, both cheeks, and
both hands. This sequence of six trials was then repeated so that a
total of 12 tests involving the cheek and hand combinations were

carried out.
Subsequently, tests of other body parts, as hand—foot, cheek—shoulder,
thigh—foot, shoulder—thigh, cheek—foot, and shoulder—hand were intro—
duced—four trials of each asymmetric combination and one trial each
of the symmetric body parts. The entire sequence of tactile tests was
completed with a repetition of trials of the face-hand test.

�Perception of Tactile Stimuli by Mental Patient:

45

RESULTS

On the initial trial, 98 percent of mentally retarded subjects reported the stimuli incorrectly. Eighty percent reported the face percept
only, omitting the percept to the hand, a type of sensory extinctionﬁ“
The remainder localized the face percept correctly, but mislocalized
the second percept to the opposite check, a type of
sensory displace—
ment. No subjects reported the stimulus to the hand alone or mislocalized the cheek stimulus to the hand. These
responses are expressions of “face dominance.”
Face dominance was also apparent on subsequent trials of the facehand test. Fifty percent of the subjects failed to localize the two stimuli
correctly during the ﬁrst ten trials. They repeatedly failed to report
the hand stimulus or repeatedly mislocalized it. The phenomenon of
extinction was manifest in all subjects; while in 46 percent, displace—
ment of percepts were also reported. A smaller number (38 percent)
showed perseveration of responses, i.e., reported previous stimuli even
though new stimuli had been applied to different parts of the body.
The phenomenon of allesthesia (mislocalization of a stimulus across
the midline to the opposite side of the body) (2) was occasionally
observed. Only one patient demonstrated exosomesthesia (the displacement into extrapersonal space) (3).
Half of the subjects succeeded in localizing and identifying the two
stimuli during the initial ten trials. Their ability to localize the stimuli
in the face—hand tests was carried over in the subsequent testing of
other body parts. A few subjects, however, after correctly identifying
the stimuli of the face-hand tests, made occasional errors during the
testing of other body parts. These errors were almost exclusively in a
failure to report one of the stimuli; neither displacement or
perservera—
tion was manifest.
In all subjects simultaneous stimulation of homologous regions,
e.g.,
cheek-cheek, or hand—hand, were interspersed throughout the testing.
Errors were infrequent on such tests, even in those subjects who made
persistent errors on stimulation of asymmetric regions, e.g., cheekhand. Such errors were observed in 15 subjects (26 percent) but only
on occasions were the errors in a pattern as seen in a patient with a
hemisensory syndrome due to a focal cerebral lesion.
Relation to Mental Age—There was a deﬁnite relation between
the incidence of persistent errors and the mental
age of the subjects.
Table I presents subjects grouped according to mental age (as determined by standard Stanford—Binet testing) and their responses to
simultaneous tactile tests. It will be noted that there is a gradual fall

*For convenience in writing we will call this type of response under conditions of
double simultaneous stimulation extinction.

�Max Fink, Martin A. Green, and Morris B. Bender

46

in the incidence of persistent errors on simultaneous tactile tests as
mental age increases.
TABLE
Mental Age Group
(year—month)

I

No. of
Subjects

Persistent
Errors

By 10 Trials

10
10
10
12

10

0

2-6 to 3—11
4—0 to 4—11
5—0 to 5—11
6—0 to 6—11
7—0 to 7—11
8—0 to 9-6

Correct

7

3
6

4
5
2

11

4

7

9
3

1

Relation of Body Parts—During the initial ten trials, face dominance was manifest in all subjects. In the subsequent tests of other
body parts, additional patterns of “dominance” appeared. This was
represented in the subject’s inability to identify and localize one of the
stimuli or to mislocalize one percept in the direction of the second
stimulus. As already intimated previously, the locus of the stimulus
which is correctly reported is said to be “dominant.” In tests of cheek
and shoulder, and cheek and foot, face dominance was observed (Table
II). In tests of foot and hand, and shoulder and hand, both foot and
shoulder are dominant over the hand. In the relationship of thigh and
foot, and shoulder and thigh, both foot and shoulder are dominant over
the thigh.
TABLE

II.——RESPONSES ON MULTIPLE SIMULTANEOUS TACTILE
57 MENTALLY DEFECTIVE SUBJECTS

Total No.
of Tests in
All Patients

TESTS IN

.M
Body Combination”

FACE—hand
FACE—foot

576
163

FACE-Shoulder

184

SHOULDER—thigh

170

SHOULDER-hand

151

FOOT—thigh

170

FOOT—hand

231

Incorrect
Responses

Correct

Responses

face

or hand

face and hand

face

or

foot

face and foot

315

36

face
64

9

9

or shoulder
15

252

128

face and shoulder
105

shoulder or thigh

shoulder and thigh

shoulder or hand

shoulder and hand

45

12

63

3

foot
42

foot
58

or thigh
1

7

or hand
33

113
85

foot and thigh
11 1

foot and hand
140

*Capitalized letters (under Body Combination) indicate dominant part as
manifest by t—test value of 5 percent or less.
The differences in the incidence of errors in diﬂ’erent body combinations are
largely due to the order of testing and the factor of learning.

�Perception of Tactile Stimuli by Mental Patients

47

DISCUSSION

These results when compared with those obtained in previous ex—
periments show that there is a striking similarity in the performances
of patients with organic mental syndrome due to diffuse cerebral disease or dysfunction (4a), to normal children below the age of seven
years and to mental defective adults with a low mental age. The
similarity lies in the types of responses, the persistence of errors, and
in the order of dominance.
Extinction and displacement phenomena are frequent in all three
groups. The responses are apparent on the initial and on subsequent
trials. In addition, allesthesia and exosomesthesia are occasionally ob;
served.
The subjects in each group manifest an inability to identify and
localize asymmetric stimuli, that is, cheek and hand. Symmetric Stimuli,
however, as stimuli applied to both hands, are well localized, even by
the most mentally retarded subjects, by patients with severe brain dvsfunction, and by the youngest normal child.
In every group the errors of localization persist through many trials
of simultaneous tactile tests. The subjects are unable to localize the
two Stimuli despite verbal clues offered by the examiner, such as asking
whether there had been another Stimulus. The errors are present even
when the subjects are tested with eyes open. The persistence of errors
on repeated trials in the mentally deﬁcient adult, in the patients with
mental changes, and in normal young children is in marked contrast
to the ease with which normal adults correctly localize and identify
the stimuli. The performances of these subjects are illustrated in the
graph (Fig. I) which compares the percentage of errors during the
initial ten trials of the face-hand test. It should be noted that the curve
for the mentally defective adults includes 15 subjects who have a men—
tal age of seven or more years (Table I). This will account for the
curve being below that of normal children whose average mental age
was rarely above seven years.
Furthermore, the order of dominance observed in mentally re—
tarded subjects is similar to that reported for patients with organic
mental changes (4b). Face dominance is seen in all subjects, while the
hand dominance is hardly manifest. The other body parts are between
these limits.
As in patients with organic mental changes or very young children
one may be inclined to explain the inability of the retarded adults to
localize the two Stimuli as due to “confusion” or “inattention.” Such
an explanation is unwarranted because these subjects can perceive and
localize symmetric Stimuli and the errors are not haphazard. The

�48

Max Fink, Martin A. Green, and Morris B. Bender

errors show in a pattern so that almost all errors are in stimuli to the
hand and none in stimuli to the face. Furthermore, this pattern persists in tests of other body areas and is similar to patterns described for
other groups of subjects (5).
A comparison of the observations in normal young children and
in the mentally retarded adults reveals a striking similarity in perform—
ances when the mental ages of each group are compared. In both
groups, there is a change in performance about the mental age of six
years. It may be concluded that the face-hand test reﬂects the same
performance ability as the Stanford—Binet test. The face—hand test has
validity as a convenient approximation of performance above and
below a mental age of seven years.
SUMMARY

The face—hand test and simultaneous tactile tests of other body
parts were applied to 57 mentally defective adults. Their chronologic
ages ranged from 13 to 41 years and their mental ages as determined
by Stanford—Binet testing ranged from two years, six months to nine
years, eight months.
On the initial trial 98 percent failed to localize both stimuli and on
subsequent trials 50 percent made persistent errors beyond the tenth
trial. The errors were made in stimuli to the hand whereas stimuli to
the face were correctly reported. Extinction, displacement, allesthesia,
and exosomesthesia were observed. These performances of the mentally defective adult to the face-hand test are strikingly similar to the
responses of patients with diffuse brain disease and of normal children

of six years or less.
Furthermore, there is a deﬁnite relation between the persistence
of errors and the mental age of the subject. It is concluded that the
face—hand test reﬂects the same performance as the Stanford—Binet and
has validity as an approximation of performance above and below the
mental age of seven years.
REFERENCES
Bender, M. B., Fink, M. and Green, M.: Patterns in perception on simultaneous tests
of face and hand. Arch. Neural. &amp;' P5ycl1iat., 66: 355, Sept. 1951.
2. Bender, M. B. and Nathanson, M.: Patterns in allesthesia and their relation to
disorder of body scheme and other sensory phenomena. Arch. Neural. 6' P5yc/zz'at.,
64: 501, October, 1950.
3. Shapiro, M. F., Fink, M. and Bender, M. B.: Exosomesthesia or the phenomenon
of displacement into extra—personal space. Arc/2. Neural. é‘r Psychiat. (in press).
4. (a) Pink, M., Green, M. and Bender, M. B.: The face—hand test as a diagnostic
sign of organic mental syndrome. Neurology, 2: 46, Jan. 1952.
1.

�Patients
Mental
Stimuli
by
Tactile
of
Perception

49

in
cutaneous
dominance
of
order
The
B.:
M.
and
Bender,
M.
M.,
Fink,
(b) Green,
perception. Trans. Amer. Neural. Assam, 74: 1952.
in
Extinction
phenomena
W.:
A.
and
Schappell,
F.
M.
5. Bender, M. B., Shapiro,
hemiplegia. Arch. Neurol. 6' Psychiat., 62: 717, Dec., 1949.

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In etudiee or the peroeption of

two

teetile stimuli applied

eieoiteheoueiy, it hee been denohetreted that petiente with
diffuee brain dysfunction Ink! errors. Qhey pereilt in liking.
errore either in reporting only one or the etinnii (extihetioh)
or in nielooeiieihc one or both etiwnii (diepleeeleht). when
error: ere eede in ei-aiteneoue stimulation or face and head (the
teoe~hend test) (1) the errore ere in the reoocnitidn or the
etiluiue eppiied to the head. it. peroept in the cheek it
correctly reported. This “reoe—deninanoe” ie eppereht on initial
tent triele of aerial edulte. Siniier reeuite have been obteihed
in teete or youn‘ children.
children under the ene or six yeere reepond to ei-nlteheoue
tactile teete eieoet with the eene treeuehoy or errore ee do
patients with diffuhe brain dylfunotion. Uith thete flute before’
on, it eoon beoene apperent thet eentei esp wee e rector in the
peroeptuei reepohee. Therefore. e study or the reeponeee or
mentally retarded eduite with mental egee or young children wee
underteken. aieoiteheoue teotiie teete were eppiied to e group or
mentally detective petiente. end three eepeote were studied: their
reepoheee to the tests; the order or doeinenee: end the reletion,
it eny. to standard peyohdletrio teete.

am no me neateily
on!

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reterded eduite from the werde or

Letohworth Viilege, lew York were examined. whey ranged in chronologioei ego from 13 to #1. end in wentei use from two yeereueix
nonthe to nine veers-eight nohthe. The figuree tor'uehtei eaee were
thoee recorded in hoeoitei record: reflecting pertoreenoe on
stenrord~nihet teete; end ih.eeoh instance, themeoet recent eetinete

“I “I'd

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subsoot sss'ssksd to class his oyss. Following this
ho sss sinultsnsously touched on tho right ohsok sod tho dorsal
of tho loft hsno. rho oxsninor asked: ”tht did you tool?" If

thsro uss no response. tho oxssinor sskod "Did you tool as touoh
you'.snd-“?oint to the plans shore I touchsd you." Aftsr this
tsst the subjsot sss sgsin sokod to class his syss sod tho lsrt
ohssk.snd loft hsnd stisulotsd, sud tho rsports rooordsd.
subssQusnt

tssts inoludsd stmsulstion of lsrt

ohssk and right hsno,
right ohosk sud hsad, both chooks,snd both bonds. This ssquonoo

or six trials sss than rspsstsd so thst a totsl or 12 tssts
involving the chuck; Ind hand ounbinstions ssrs carried out.
Subsequsntly, tosts or other body ports, on hsod~root,
ohssk-shouldsr. thigh-toot, shouldsr-thigh. ohook~£oot, and
shouldorvhsnd sore introduced ~ four trials or osoh ssyulstrio
oosbinstion sad on: trisl esoh of tho symmetric body parts. tho
ontirs musnos or mum tssts
omlcm with s rspstition
or trisls of the tsoo~hsnd test.

m

assault:
0n

ths'initisl trisl,

98! of nontslly rotsrdod subjects

roportsd tho stinuli inoorrsotly. light: psr osnt rsportsd tbs
fsos porospt only, omitting the psroopt to ths hand, a typo or
ssnsory sxtiuotion.’ so. rssnindor looslissd tbs tsos psrospt
oorrsotly, but mislooslisod tho second poroopt to tbs opposits
chock, s type of sensory displsosssnt. It subJsots roportsd tbs
stimulus to tbs hand olom or nialoosliud musk stimulus to the

Fla'Ior doﬁ§3nisnos in writing so will osll this

typo or rssponso

undsr conditions or double simultaneous stimulation as extinction.
RID

Pl;

�3._

are unprbtnionn or “race dunintnoa."
tact dulinnnn- an: also apparent on subuognlat triuln of
rib: flacuhnnd tent. titty per cent at eh. handouts failed to
lootliue the two stimuli oorrtetly during the firﬂt ten trillu.
1hr! rupoatediy thilod to vaport tn. hand atinulun or repoatedly
nialoetlized it. 15h: phenomenan at extinction was manifest in all
lubaoatsg while in forty~six per cont, displuocunnt or poroupta
I've alto reportad. A smaller number (335) shorad perceverutien
or runponlon; i.e.,_ri§;r§od previous stiuuli even though now
stimuli had hc¢n~aapli¢d ta different part: of thn hady. The
phenomenon of cilanthnniu (miulooalisntian of a stimulus across
th. nialinn to the opposite 3140 at tho body) (3) was ooaaaiannlly
obnorved. Only out phtiant dauonutrltod oxotaneutheuia (the
dinplaooaonz into extra-pornonnl npaeo) (3).
all! or the number or nubjoota uncooeaed in localising and
identifying the two stimuli Grins the initial ton trinlu. Their
nhility to 1033113. the Itimuli in tho thee—hand tents una carried
over in thn auhnoquont testing or other body parts. A for Inbaoetn,
amour, actor aomctly identifying m5. sen-mu at the hem-hand
haiku. made oaacaiennl errata during the testing or other body parts.
ihole errors ﬂute tlnmut again-ivoly in a failure to roport one ork‘
the stimuli . mum displacement of ”mat-tum Ion unite“.
In all subject. sinultanoaul Itiunlation or hauologoun ii
rngienl. 0.5. aher-ohnck, or hand*hnnd. wort intoruporled
throughout the touting. 3mm mm infrequent on men tutu, «ms
in those subject: who and. periisuont error. on neinulction at
hand.

Ehunu annponnou

asymmetric regions,

0.3. chairman.

fifteen subjects (26!) but only

Mowers were chums!

on occasions ware

in

thc error: in a

�#.

pattern as toga in

t pttiont

with n honiuoanory syndrnna dun ta 3

tonal cornbral Ionian.
Relation to at."

definite relation betunen thu 1nc1denoo or perintent 0mm and thc maul m or the subarea. run- I mount.
.ubjootnerupod acaardins to nantul net (at dateruined by utcndard
There wan a

Stanfordwauant to:t1ns) and their respanaoa to ainultannaua tactile
be noted that there in sauna;
in the
tutu.” It

an

insidonon or porozatcnt errors.on Innultnnaou:

unul m 1mnnﬁn.
mam.

m am

m;

an

tactilo test.

an

th-

"$33“

$233.1.

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(yrnrdnanthn)

to 3-11
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5-0 to 5~11

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10

I

5

6.0 ta 6~11
1-0 to 7.41

12

5

7

11

a

9

8-0 to 9-6‘

I

1

3

2-»6

‘

nolntion of 3352 Pitts! During the initinl ton trials, faae daninnan.
was manifest in 311 lubjoata. In the subsequent tent: or ather body
parka. ndditionnl pattcrnn of "dominance” appeared. This wt:
ruprnutnzod 1n the aubjeot's inability to identity and localize on.
of an. utiuuli or to niulooalitn on: poroept in an. dirlotion or thﬁ
Ionand Itinulua.' As already intimated previoutly eh: Lyon: 0: the
stimulus which in correctly reported 1: natd ta be ”daminanc". In

tent: at

check and shoulder. and cheek and

fact, face

dominance was

�5’

obcurvod (Elblc

II). In toot:

both root and thauldcr

at tnxgn

It.

to tho hand. in.tho rulatzonnh39
thigh. both too: and shoulder are

dominant
and shoulder and

root,
daninnnt to tho thigh.
and

or toot and hind. and shoulder and hand.

‘

BL! 11

alsronsna

O! NHLEIPLE 81IULEARIGUS 2ACTILI TESTS
BBFIGEIVI sunqsces

retal
£25: 6nnb1nnt10n'

lumber
of Toot. in

Incorrect

All Patient:

lACI~hnnd

576

'Acl»foot

163

{AGE-shoulder

184

‘

8300LDIR~thigh

170

alonlﬂll¢hnnd

151

Factuthigh

170

toetuhnnd

231

I!

57

NBNEALLY

Carroct

Duo.
315

or

Rand

Rosaenaou
Paco 1nd Band

Fan.

or

loot

taco and root

Faee

or Shouldor

Rougonaol

36

252

9

128

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Face and Shoulder
105

15

shoulder and Thigh

shouldcr or

ﬁnish

Shouldcr or

Hand
3

Shouldgg and 33nd

#5
63

12

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113

Font

or

fhigh

root and Thigh

Foot

ar

Hand

Foot and 81nd

#2

»

(under Body cambination)

letterI/indtoatc dominant part
*g;pltalilod
63‘ 10.3

17

33

111

1&amp;0

as manxregt by t~toae va1ue of

differenaei in tho incidence of errors in airfarent body combination:
is largely duo to the order of talking and the factor or lcarning.

Ema

I

../

�6,
amacuggxggg

inane reunite when compared with thoae attained in previous
experiments then that there in e striking similarity in the per-

patient: with organic mental

tn diffuee
cerebral disease or dysfunction (23). normal children below the
use of seven yeere end mental defective adults with e low mental
age. The similarity lien in.the type: of reapeneee. the pernietenee
5: errors, and in the order of dominance.
Extinction end diepleeenent phenanenn are frequent in all
three groupe. Ibo responses are apparent on the initial end an
Isabeeeuent triele. In addition, allettheeia and exonemeetheeie are
formeneee of

syndrome due

I

oeellioneily obeerved..

the eubJeote in each group unifeet an inability to identity
Ind leeelile lay-nettle stimuli. thet is, cheek and hand. Symmetrie
ntinnii. however, at etinuli applied to both hands, are well

the most nanny named subjects. by patients
with very severe brain dysfunction and by the younspnt annual child.
In every group the errors or localizatien persist through
many trial. of simultaneous teetiie tests. The subject: are unable
ta lonelise the two Itinuli despite verbal clues uttered by the
whether there had mu another etinuiuu.
owner. each
The errors are present even when the subjects are tented with eyes
upon. The pertietenee of error: on repeated trial: in the mentally
deficient eéuit, in the patient: with mental chance: and in annual
young children it in marked contrast to the ease with which harnei
adults correctly iooeiise and identify the stimuli. The per~
tornnneee or these tubaecte are illustrated in the graph which

ieeeiised, even

by

u mam

_

�7:.
compare.

their our cent error: during the initial ton trials

of

It

Ihould be noted that the curve for the
nontally deroctivo adult. includes 15-Iub1003! who have a mental
age or 7 or more yuart, (see~!able I). rhia will account for,
tho curve being below that or honnal children whose average mental
tho race-hand tout.

age was

rarely above-7 yearn.

Further-coo, tho order or conihahce observed in aoutally
rotardcd subjects ia similar to that reported for pationta with
organic nohtal chahuoa (at). Pace dominance in poem in all
aubjeota, while thh hind dominance la hardly annifeat. The other
body part. are tetuecn theaa linita.
A: in patientc with organic tental chancea'or very young
children one nay be inclined to explain the inability or the
retarded adults to localine the two utiauli aa due to ”confusion”
or "inattention." such an explanation in unnarranhcd hecanaa these
subject. can perceive and localite Ion-atria Itinnli and the errata
are not haphaaard. The errors shoe in a pattern to that clncut all
emu are in stimuli to the hand and none in stimuli to the race.
rurtheraore, this pattern per-iota in tecta or other body areaa

la similar to patterns daaoribod for other group: of athects (2).
A comparison of the ohcervaticna in normal young children
and in tho mentally retarded adult. reveal: a striking ainilarity
in perforntnoet than the mental age: or each group are oomparcd. In
both groupa, there in a chahgc in pcrtor-ahcc about tho mental age
or six soars. It may be concluded that the race-hand teat reflecta
and

the same performance ability an the stanrood~nihot tent. tho
race~hahd tent has validity ac a convenient approxmuation at per»
formance above and below a mental age of seven yearn.

�8.

tout and tinnitunnnu: tactila tact. or nth-r body
part: unto Ipplioa to 57 noatnlly narcotivc adults. Qatar
chronological asst runcpd from.13 to #1 start and taut: anntal
yourn-é month.
1303 as dotcrldnld by stanrord~nanot touting rangpd Iran a
The facauhnnd

,to 9 yearauﬁnonthlp

Eris} 9&amp;§.tlilod to 1903118. both act-“11
and an oubuogupne grin}: 50! and. persistent error. hoynnd can
0n

tbs

131%151

trial. 1h. errors ﬂit! lid. in Itlluli to en. hind whovotl
'auumu so. the has am ”metal: "parka. ‘xxtmouon, dinpnomnt,
touch

.

allalﬁhosia and oerquIthnuin wort obocrvod. ihnlo parrot-anac0: tbs Inntally detoetivo'aault to an; tacoohand tent at. utrakxngly
similar tn the response: of puttcntn with dztruto brain agnonua and
of normal children I59 :1: 13:23 or loan.
rurthnmnaao, thorn in a dotinihn rclation botuoon tho p02—
uittcnno of utter: and tbs anneal as. at tho aubJoot. It 1: con~
gludnd thnt tn. floc-hnnd touﬁ rotloots ch. sane pgttarllnno as tho
senatord~31unt and has validity as tumgpprnximntion or performance
V

above and below

tn. acntal an!

or seven yours.

�mung

9.
‘

3.3., rm, I. and «am, Ila rue-m 1n nonunion
mm.
1n nimltmeouo tent: or race and hand. ArchJomlJnnzohnt.

1.

ﬁg, 355-352.

809%... 1951.

14., am, II. and mm, mm: The raeomand tut u
an,
a. diagnostic up) or organic mental undress. Inna-019g, g;

‘6“58;

m,

JW
ll... um, I.

1952'

and

cutaneous perception.

m,
Mn..mx-.lourol.unoou
H.3J

The

-

order of

in
denim
195:.

7k:

11.3. and summon, HA utter-nu 1n alluthuu
mm,
than relation to diaerdor or body when and 0th»

and

unset-i 950.
gs: 501615, October,
SEAPIRO, ILL, 21m, 14. and mum, 14.8.: nouns-thou: or
the plum-anon of dilpllomnt into ours—personal snot.
phenomena.

Atheurothghiut. ,

Archmoumhhrqrohut. (in

m, ILL,

.5.

December, 1919.

)

Vi crib ./
7

{(12%

3!!“‘130,

NJ.

{aha-noun. 1:: 11031910311.

'

pan)

and WRAPPELL, AMA

Minot“!!!

Arch.murol.&amp;Pazch1at.. ﬁg; 717-3724.

�1%
1139:. 1.

Graph gnawing runponnou

tugs:

ta ninultuniaua tantilo

on in1t1a1 5nd subocquant

trials

of tho
in adults with organic mental

faoe‘hand test
‘ayndrunn. normal children. age 3~6 yonrt.

mantally defective adults and normal adults.

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                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;; Green, Martin A.; Bender, Morris B.</text>
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                <text>[Preprint] and reprint. Reprint from THE JOURNAL OF NERVOUS AND MENTAL DISEASE, Vol. 117, No.1, Jan.1953</text>
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                    <text>The F ace—Hand Test as

a Diagnostic

Sign of Organic Mental Syndrome
Max Fin/c, M.D.,
Martin Green, [M.D. and [Morris B. Bender, M.D.

In the course of sensory studies by the method of double simultaneous
stimulation, it has been observed that patients with mental changes may
show perceptual errors which are not demonstrable by routine single

stimulation.1 When stimuli are simultaneously applied to the cheek and
the hand (the face-hand testz) , patients frequently report only one of
the two stimuli, or when reporting the two stimuli mislocalize one to
another part of the body or even into space. These changes in perception
are seen on repeated trials of the face-hand test and seem to form a con—
sistent part of the syndrome usually labelled “organic mental syndrome”
or “organic psychosis.”
SUBJECTS

Four hundred patients, who manifested cerebral dysfunction in the
form of an organic mental syndrome due to a variety of causes, were
studied on the wards of the Bellevue Psychiatric Hospital.* Each patient
manifested, to some degree, the following mental changes: (1) impairment
of memory, for both recent and remote events; (2) confusion and disorien—
tation for time, space, situation and body image; (3) errors on calculation
and general information tests; (4) distractibility, poor attention span, inability to handle more than one situation at a time, concreteness and
*This number represents several series of patients in whom the method of double simultaneous
stimulation were applied. It includes all tests of the face and hand by touch, pin prick and
combinations of touch and pin prick stimuli, as well as tests of body areas other than the face
and the hand.

From the department of neurology and psychiatry, New York University College of Medi—
cine, and the department of neurology and
psychiatry, Bellevue Hospital, New York City.
This work was aided in part by a Fellowship
from the National Foundation for Infantile

Paralysis, and by a research grant from the
United States Public Health Service, National
Institutes of Health.
Read at the second biennial meeting of the
American Academy of Neurology, Virginia
Beach, Virginia, April 11, 1951.

46

�4'7

ORGANIC MENTAL SYNDROIVIE

rigidity in thinking; (5) perseveration of speech and behavior; (6) emo—
tional liability and readily elicited “catastrophic” reaction; (7) loss of
initiative and interest in the environment and indecent exposure and soiling of the clothing. The clinical diagnoses were varied, including chronic
alcoholism, post-traumatic encephalopathy, hypertensive cerebro-vascular
disease, diffuse arteriosclerotic softening, syphilis of the central nervous
system and degenerative diseases, such as Alzheimer’s disease, Hunting—
ton’s chorea or senility.
Observations on the face-hand test in patients with organic brain
disease were compared with previously obtained results of similar examinations in normal adults and children and in adult patients with
schizophrenia”. The normal adults and children, including students,
associates and patients in clinics, were without manifest disorder of the
nervous system. The schizophrenic adults were patients from the wards
of the Bellevue Psychiatric Hospital. No effort was made to group the
patients into the various clinical types of schizophrenia.
JMETHOD

The face—hand test was applied to each of these subjects. During
routine physical examination the patient was asked to close his eyes.
One cheek and the contralateral hand were simultaneously touched or
stroked by the examiner’s ﬁngers. The patient was then asked what he
had felt. The usual response was, “You touched me here,” while pointing
to the cheek. After this initial application of the face-hand test, the
patient was again asked to close his eyes and the contralateral cheek
and hand were similarly stimulated. In the many instances when only
one percept was reported, the patient was asked if he had felt anything
else. Occasionally the second percept was reported after this question,
but more often it was not. Thereafter the tests were applied to the face
and hand and to other parts of the body.
RESULTS

In patients with the organic mental syndrome most responses to the
initial and subsequent face-hand tests were of four types: (1) a touch on the
cheek only, implying no sensation in the hand; (2) a touch on each cheek,
implying a mislocalization or displacement of the percept evoked in the
hand to the cheek; (3) a touch on the hand only, implying no sensation in
the cheek; and (4) correct localization of the percepts evoked in the cheek
and hand. Less frequently other responses were noted, as both percepts
in the hand, or a percept in the cheek and homolateral hand implying
a mislocalization from one hand to the opposite hand. In a few cases the

�NE UROLOGY

4-8

percept in the hand was mislocalized to a part of the body upon which the
hand was resting, out into space, or onto the examiner’s body.
The following case illustrates the various responses of patients with
an organic mental syndrome.
Case

admitted to the psychiatric hospital with a one
year history of progressive difﬁculty in concentration, inability to continue work, mood
disturbances, episodes of confusion, forgetfulness and occasional lapses into irrelevant
speech. Later, following the death of his wife, he became depressed, cried frequently,
and spent many hours talking to himself.
The neurologic examination showed minimal right facial weakness and some
gross tremors of the hands. On psychiatric examination the patient answered questions coherently and relevantly. He was euphoric and friendly. There was disorientation
for time and place, his memory for both recent and remote events was poor, and
confabulation was frequent. Calculation and general information tests were performed
poorly. Judgment was poor and there was no insight into his difﬁculties. When left
alone he carried on a conversation with himself, and when presented with a mirror
he identiﬁed the image as that of his brother and conversed with the image, listening
for replies and reporting them to the examiner. In addition, there were difﬁculties
in expression, both verbal and written, with errors in reading, calculation and reporting
numbers. He was able to carry out simple commands but made errors in imitating
mouth and hand movements. He handled objects clumsily. There was right-left dis—
orientation, and he made errors in naming body parts.
Psychometric examination revealed a severe organic impairment with defects in
memory, concentration, abstraction, and concrete verbalization. His performance on the
Kohs block test was severely deﬁcient, exhibiting ability to complete only the ﬁrst two
1:——-A

60 year old man was

ﬁgures.

,

0n sensory examination by the method of single stimulation he could identify
and localize pin prick and touch stimuli, except that stimuli applied to the left hand
TABLE
Stimulus

Right cheek, left hand
Left cheek, right hand
Right cheek, right hand
Left Cheek, left hand
Right and left hand
Right and left cheek
Right cheek, left shoulder
Left cheek, right shoulder
Left foot, right hand
Left hand, right foot
Right and left hand
Right cheek, right hand
Left cheek, left hand
Right and left cheek
Right cheek, left hand
Left cheek, right hand

1

Response

Right and left cheek
Right and left cheek
Right cheek, right shoulder (P)
Left cheek only
Correct
Correct
Right and left cheek
Left cheek, left shoulder
Left foot, left hand
Right and left foot
Out into space*
Two percepts right cheek
Left cheek only
Correct
Right and left cheek
Right and left cheek

Type of Defect
Displacement
Displacement
Displacement
Extinction
Displacement
Displacement-allesthesia
Displacement-allesthesia
Displacement
Exosomesthesia
Displacement
Extinction
Displacement
Displacement

*Patient mislocalized these percepts into space, insisting that the stimulation had not been applied

to his body.

�49

ORG/1N1C .MENTAL SYNDROME

were occasionally displaced to the shoulder or the face on the same side. There were
no signiﬁcant differences in temperature, Vibration, position sense, and two-point
discrimination tests on the two sides of the body. Stereognosis was intact. Examinations by the method of double simultaneous stimulation elicited many defects in
cutaneous perception. These were manifest by extinction and displacement of percepts.
The errors were persistent despite numerous examinations and over many weeks of
study. Table 1 is an extract from the record of the patient’s responses to touch stimula-

tion.

Similar errors in localization of percepts were found when continuous and
repetitive pin prick, tuning fork and temperature tube stimulations were used. 0n
simultaneous stimulation of the cheek and any other region of the body, the patient
correctly localized the percept in the face but seldom perceived correctly, or at all, the
other stimulus. This was particularly evident when the cheek and hand were tested,
especially a cheek and contralateral hand.
A pneumoencephalogram revealed symmetrically dilated ventricles without displacement. A biopsy of brain tissue removed from the right cerebral hemisphere disclosed a prominence of senile plaques, Alzheimer cells and fatty pigmentation of
neurons.
COMMENT

In this case there was no question as to the clinical diagnosis. The
is
of
in
defects
not surprising. It is signiﬁcant that
perception
presence
despite the severity of the mental dysfunction the alterations in perception were consistent and patterned. Even though the patient appeared
confused he never made errors in perception and localization of stimuli
on the face, whereas he frequently erred in the simultaneously stimulated
hand. Extinction and displacements from the hand were frequent during
many examinations. These perceptual errors were conspicuous by their
consistency, orderliness and predictability against a background of apparent mental confusion. These changes can be considered a prominent
sign in the organic mental syndrome.
DISCUSSION

Incidence of errors on the face-hand test: Of 156 patients with organic
mental syndrome, 91 per cent made errors on the initial trial of the
face-hand test using touch stimuli. Subsequent trials revealed a similar
high incidence of errors. These errors were in a deﬁnite pattern, in which
the face percepts were correctly localized, and the hand percepts either
not perceived or mislocalized. Displacement of percepts from the hand
to the cheek was a prominent feature during the initial few trials of the
test. Errors were noted on both sides of the body and occurred on tests
applied to cheek and hand on the same side of the body, or on opposite
sides. In 87 per cent of the patients errors were apparent through the
tenth trial of the test and persisted for many more trials. Repeated testing

�NE UROLOGY

50

I

100

~ ‘~_
60 O
RESPONSES

0*.\

Responses of normal children ages 3-6

DOMINANT

Responses of schizophrenic patients

FACE

CENT

PER

1

2

3

4
NUMBER

FIG. 1. Responses on

5

6

or successnve

'7

8

9

TRIALS

gm

multiple trials of the face—hand test to touch stimuli:.

on subsequent days elicited similar errors. It must be emphasized that
these patients were able to correctly identify and localize single stimuli
applied to the face and hands.
In signiﬁcant contrast to these observations on patients with organic
mental syndrome are the observations on normal and schizophrenic
adults.2 On the initial trial of the face- hand test to touch stimuli,
'75
of
normal
and
the
adults
cent
per cent of the schizophrenic adults
per
failed to report one of the two stimuli. As the test was reapplied, the
percentage of error rapidly declined until by the tenth trial of the facehand test less than 0.5 per cent of the normal adults and less than 3 per
cent of the schizophrenic adults still showed omissions or mislocaliza—
tions of percepts (ﬁgure 1). However, examination of children, age
three to six years, with this method again showed a very high incidence
of defects on face-hand tests. The curve of responses, as noted in ﬁgure 1,
is parallel to the curve of responses of the patients with organic mental
syndrome. The errors persisted for many trials and were observed in
testing over many days. In older children, the curve of responses ap—
proached that of the normal adult.
A number of factors were found to inﬂuence these responses. Such
elements as the type of stimulus, the conditions of the test, the part of

�51

()RGA N10 i1! ENTAL SYNDROME

the body stimulated, “set” and “attention” of the patient, the type and
severity of the mental changes, and the effect of drugs were considered.
Timing and type of stimulus: In previous studies on normal and
schizophrenic adults,2 simultaneity, similarity and equality in strength
of stimuli were emphasized as essential for eliciting these responses. In
the patients with mental changes, however, these factors were not as
prominent since stimuli of unequal intensity or of different modalities
still elicited errors in the tests. Dissimilar stimuli, as application of a
touch stimulus to the cheek and a pin prick stimulus to the hand, or
stimuli of unequal intensity, as a light touch to the cheek and forceful
rubbing in the hand, elicited extinction and displacement of percepts.
Similarly, errors in localization were elicited even if stimuli were not
simultaneous, i.e. followed one another with a lapse of a moment or
two. As previously reported, these errors on unequal, or dissimilar stimu—
lation were not seen in the normal or schizophrenic controls.
Application of the face—hand test using pin prick stimuli elicited the
same pattern of responses as with touch stimuli. Eighty per cent of the
patients made errors on the initial trial and such errors persisted in 60
of
incidence
is
This
defects
trials.
for
than
ten
lower,
cent
more
per
however, than in the series with touch stimulations (table 2). In some
of these patients it was possible to alternate touch and pin prick stimuli,
and observe extinction and displacement of the touch percepts alternating
with correct responses to pin prick stimuli. In a number of the more
severely affected patients, extinction and displacement of percepts were
also apparent on tests with temperature tubes, tuning forks and repetitive
rubbing stimulations.
TABLE

2

INITIAL TRIAL

Organic Mental
Syndrome

Normal Adult
Schizophrenic
Adult

Modality
Touch
Pin Prick
Touch
Pin Prick
Touch
Pin Prick

Hand or
Face Only Face-Face Hand-Hand

Total

Correct

156
50
160
68

15
10

122
35

7’7

75
15
45

’72

50

51

24
36

13

14

5

3
3
2

2

1

2

0

1

5

0

This factor of the type of stimulus was more prominent in the normal
and schizophrenic subjects. Less than 30 per cent of these made errors
on the initial trial with pin prick stimuli, and the number of errors declined rapidly until by the tenth trial none of the normal subjects and
only one of the schizophrenic subjects still showed errors.

�NEUROLOGY

of cutaneous stimuli between various body parts was apparent.
lation of dissimilar body areas with the face as one locus, the
the cheeks were well localized and identiﬁed, while stimuli
were either not perceived or poorly localized. Combinations

SQ

On stimu—

stimuli to
elsewhere
of stimuli
to the face and trunk, face and foot, face and hand, etc., repeatedly showed
face dominance. In contrast, in tests with the hand as one locus, the hand
percept was always poorly perceived and poorly localized. This was
observed in the initial trials in the normal and schizophrenic adults, but
was more apparent in multiple trials in patients with organic mental
changes. By repeatedly testing various combinations of other body areas,
a gradient of the sensory relationships of these areas has been established.
Because the face and hand regions represented the extremes in the
pattern of responses, these two regions were selected as the basis of
most of the tests. Therefore, this method of examination was named
the face-hand test.
The errors in these examinations were apparent in tests of both
sides of the body without any manifest preference. In patients with hemiplegia of recent onset and associated mental changes, extinction and
displacement of percepts were apparent bilaterally, but were more prominent and more persistent on the involved side of the body. In patients
with long-standing hemiplegia in whom the mental syndrome was no
longer apparent, the defects were limited to the involved half side of the
body?
The factor of mental set: The mental set or attitude often inﬂuenced
the perceptual response. Once the normal adult was examined by the
method of double simultaneous stimulation, subsequent tests failed to
elicit a repetition of the errors which occurred on the initial face—hand
test. It was as if these subjects had “learned” the set of “two-ness.”
Moreover, when normal subjects were tested with face-face stimuli, the
responses were correct, and then all subsequent face-hand tests were also
correct. When face-face tests were interposed among trials of the face—
hand test in the patients with mental changes, they continued to make
errors on tests of face and hand, even though they were correct on the
face-face trial. Such errors persisted for days. Evidently mental set and
learning did not alter the pattern of response.
The factoq' of attention: It is well known that attention can inﬂuence
4
perception.2' In a series of 30 normal adults who were told that two
stimuli were to be applied, none made errors on the initial trial of the
face-hand test. However, patients with severe mental changes, who were

�53

ORGANIC MENTAL SYNDROME

told either before the initial trial or on subsequent trials that there would
be two stimuli, still showed extinction and displacement of percepts. It
was possible to have the patient, with eyes open, observe the application
of two stimuli and report them correctly. Then, with eyes closed, and the
stimuli applied to the same or homologous areas, the patient would report
the stimuli incorrectly.
The effect of fatigue on the performance of the patient has already
been mentioned. It is possible to increase the errors of the patient by
administering the stimuli more frequently, or by making him aware
of his errors and thereby increasing his anxiety. With mounting anxiety,
errors increase until culminated by a catastrophic reaction and withdrawal from the examination. A similar effect of anxiety on performance
was manifest in the normal subjects. The adults with manifest severe
anxiety required more trials of the face—hand test to perceive the percepts
correctly than adults without manifest anxiety.
Degree of mental changes: We found a deﬁnite relationship between
the severity of the mental changes and the frequency of errors in perception in the patients with an organic mental syndrome. The patients
varied in their mental status from mild memory disturbances and alteration in intellectual ability, to severe psychomotor retardation, amnesia,
aphasia and somnolence. The responses to the face-hand test varied
from occasional extinction of percepts seen in the mild cases, to con—
sistent, bilateral displacement of percepts to other parts of the body,
the examiner’s body, or into space in the subjects more severely affected.
In a number of patients with severe head trauma or following cerebral
in
mental functioning was acthe
improvement
progressive
surgery,
companied by a change in response to repeated trials of the face-hand
test. The responses changed from bilateral displacement and allesthesia
when damage was most severe, to extinction in decreasing frequency
and ﬁnally consistently correct responses as the subject improved.
Perceptual errors were greatest in subjects in whom nervous system
dysfunction was acute in its course with rapid onset and short duration.
Patients with severe head trauma, infections of the nervous system,
vascular accidents and neoplasms were more likely to show extensive
changes on double simultaneous stimulation than patients with chronic
alcoholism or senility. It was in these last two groups that there were a
number of subjects with organic mental changes who consistently per—
ceived the two stimuli of the face—hand test correctly on the initial and on
multiple trials.
Type of mental defect: There was no obvious correlation of the freface—hand
with
of
in
of
the
the
single
test
errors
symptom
any
quency

�NEUROLOGY

54

organic mental syndrome as in patterns of thinking, spatial or body
orientation, memory or calculation. Errors in perception were most apparent when disturbances in function were most widespread.
A good correlation existed, however, between the patient’s alertness
and the responses on the face-hand test. In patients who were apathetic
or lethargic, errors on double simultaneous stimulation were most promi—
nent. This was apparent in many subjects who made errors occasionally
during the initial trials of the face-hand test, but in Whom errors became more frequent and changed from extinction to displacement responses as the examination continued. Similarly, in testing patients with
ﬂuctuating states of consciousness, there was a good correlation between
the degree of alertness and the responses on multiple trials of the face—
hand test.
Some of the patients were unable to carry out tasks which had two
different aspects. But despite this inability to do two things at once they
were able to perceive the two stimuli applied to the sides of the face.
Therefore, it could not be said that the inability to correctly perceive one
of the two stimuli applied to the face and hand was due to a defect in the
ability to perform a task with two different components.
The factor of aphasia: Aphasia is sometimes considered a defect in
mentation. Such a defect, Where severe or associated with mental changes
characteristic of the organic mental syndrome, yields a picture of the pa—
tient as confused. For instance, a patient with aphasia may also have a
loss of memory and an inability to recall or recognize situations even after
they are described to him. In order to determine whether aphasia per se
will produce errors in the, face-hand test, aphasic patients, with or
without such mental changes, were studied. Patients with aphasia but
without mental changes did not make errors on the face—hand test, while
patients with aphasia and mental changes made repeated and consistent
errors on multiple trials of the test (ﬁgure 1) .
Organic mental syndrome with normal responses on the face-hand
test: As already noted, not all patients with an organic mental syndrome
make errors in tests by the method of double simultaneous stimulation. In
a series of 271 patients in whom various combinations of these tests were
applied, there were 228 patients who made errors and 43 patients who
gave correct responses on initial trials. Of these latter, however, there were
22 who made errors after the initial trial. The remaining 21 were correct
throughout multiple trials. Of the 228 patients who made errors on the
initial trial there were 28 who were subsequently correct and yielded
responses similar to the normal as carried out in one series of tests. In
of
found
49
it
the 271 patients with mental changes
that
was
summary,

�55

ORGANIC MENTAL SYNDROME

yielded normal reactions. All of these 49 patients had an organic mental
syndrome but in general the mental changes were not severe. lVIemory
loss was spotty and the degree of orientation varied, Apathy was seldom
marked. There were fluctuations in performances. At times there were
long intervals, minutes to hours, during which the patient showed no
apparent mental changes. Examinations during those symptom—free intervals showed the face—hand test to be normal. In several instances it was
learned that the defects in memory or indifference in answering questions
pertaining to orientation were‘due to an emotional depression or to a
phlegmatic premorbid personality. Their organic mental syndrome was
only apparent and not real. There were, however, 11 patients with severe
mental changes who reported correct responses on repeated face—hand
tests.
Eﬂect of drugs: From the foregoing studies it is clear that patients with
organic mental syndrome make errors in perception in double simul—
taneous stimulation tests. Consequently it was thought that the mental
changes induced by drugs should yield similar errors. To test this theory,
normal adults were subjected to intravenous injections of 7 to 10 ml. of a
5 per cent solution of sodium Amytal administered slowly. This drug
produced the usual nystagmus, dysarthric speech and drowsiness. In addi—
tion, normal adults, who made no errors on the face—hand test prior to
the injection, now made consistent bilateral errors. Within 5 minutes
after the injection errors were apparent on many repeated trials of the
test and these persisted during the period the drug action was effective.
The more drowsy or intoxicated the subject became the greater the tend—
ency to make errors in perception. At the onset, displacements of hand
percepts were frequent, but as the drug effect diminished, displacements
diminished and extinction of hand percepts became prominent—only to
disappear as the subject became more alert. Similar effects have been
observed in the patients with a mild mental syndrome. Where only extinction of hand percepts was apparent prior to the Amytal injection, displacement of percepts became frequent and persisted for the duration of
the examination. The effect of the drug persisted for longer periods in
patients with organic mental changes than in normal adults, so that
displacement of percepts was manifest hours after the injection in the
patient group.
Similar observations on the effect of anesthetics on central nervous
system function have been made in a study of normal adults subjected
to varying periods of anesthesia.5 These subjects with no demonstrable
disease of the brain, who made no errors on double simultaneous stimulation tests prior to anesthesia, manifested extinction and displacement of

�NEUROLOGY

56

percepts in either hand on multiple trials of the face-hand test during
recovery from anesthesia. When these subjects regained consciousness
from a general anesthetic, they were disoriented and confused. There
was a manifest correlation between the duration of the perceptual errors
and the period of confusion, lethargy and apathy that followed the anes—
thetic administration.
Eﬂeet of convulsions: During post—convulsive states patients frequently show confusion and other symptoms of the organic mental syndrome.
Since persistent errors on the face—hand test were found in patients with
mental changes due to disease of the brain or due to drug intoxication, it
was thought that any one who has an organic mental syndrome, of whatever cause, should show these errors. F or this reason, groups of patients
were studied in whom convulsion were induced electrically for treatment
of depressions. Patients who were given intravenous barbiturate prelimi—
nary to electric stimulation were not included in this group.
It was found that if the post-convulsive confusional state was severe,
these patients showed a high incidence of errors on the face-hand test. As
soon as the confusional state cleared, the incidence of errors in the facehand test decreased.
Value of the face—hand test as a diagnostic sign: In order to determine
the value of the face-hand test as a diagnostic sign of severe mental
changes, a series of patients were examined in the admission ward of Bellevue Psychiatric Hospital. This examination was carried out by simultaneous stimulation of the face and hand. Each patient was given a series
of 10 tests. N 0 history was taken nor were other clues used to make a
diagnosis. Using this method it was found that in all cases in which the
face—hand test showed errors on repeated trials, subsequent psychiatric
examinations disclosed the presence of an organic mental syndrome.
CONCLUSIONS

From the foregoing observations it is apparent that subjects with the
organic mental syndrome showed persistent errors on face—hand tests. It is
signiﬁcant, however, that the same confused and disoriented patients did
not err in a haphazard fashion. An analysis of their responses based on
numerous tests showed that the errors were made in a predictable pattern.
There were consistent errors in the hand percepts, whereas there were
very few errors in response to the simultaneous stimulations applied to the
face. Another signiﬁcant point is that this pattern was found not only in
patients with cerebral dysfunction, whether it was due to structural or
chemical changes in the brain, but also in normal children. This was found
in children in whom the brain was not altered in any manner. The latter

�57

,

ORGANIC MENTAL SYNDROME

observation indicates that this pattern is not the result of disease of the
brain, and conversely, that it is inherently organized. Moreover, it indicates that this pattern is acquired early in life.
N o explanation is offered as to why these patterns are so organized,
namely, face dominance and hand “extinction.” The rostral dominance
theory proposed by Cohn6 cannot be supported by these observations, inasmuch as it was found that the foot dominates over the hand. This fact
automatically precludes the factor of rostral dominance. Moreover, the
authors do not wish to agree or disagree with the well known theories
proposed by Goldstein.7
Still another point is that reactions of the child are similar to those
of the senile individual with mental changes. One might draw an analogy
to the Babinski sign, which is considered normal in the developing infant
and abnormal in the adult. From this analogy, it might be inferred that
the presence of persistent errors on the face-hand test in the adult indicates a regression to the infantile level. However, we do not wish to convey
the idea that we concur with such a theory.
Finally, it might be concluded that what is seen in patients with dis—
ease are normal patterns of function which appear to be grossly exag—
gerated. As noted, repeated errors on face-hand tests may be found in the
normal adult under certain conditions, particularly when there is altered
brain function. Based on this hypothesis it is felt that a good deal of information about normal function can be obtained from patients with
dysfunction as a result of altered structure.
Aside from the theoretical considerations it must be concluded that
the face—hand test has clinical value. It is a diagnostic sign of the organic
mental syndrome. The persistence of errors on face-hand tests in an
adult strongly suggest an organic mental syndrome.
SUMMARY

Patients with an organic mental syndrome make persistent errors in
tests by double simultaneous stimulation of the face and hand. The errors
are usually made in the hand. These errors are made on multiple trials of
the face—hand test and on subsequent examinations on repeated days. The
normal and the schizophrenic adults, however, do not make persistent
errors. This difference in response between these groups is so striking
as to have diagnostic value.
Errors of extinction and / or displacement on multiple trials of the facehand test by touch stimulation are indicative of the organic mental
syndrome. In a series of patients examined in the admitting room of the
Bellevue Psychiatric Hospital, these tests were applied to patients as the

�NEUROLOGY

58

ﬁrst questions of the interview. The diagnosis of an organic mental syn—
drome was conﬁrmed by subsequent interview in every case. The significance of these ﬁndings is discussed.
REFERENCES
1.

(a) BENDER, M. B., and NATHANSON, M.:
Patterns in allesthesia and their relation
to disorder of body scheme and other
sensory phenomena, Arch. Neural. &amp;

Psychiat. 642501, 1950.
(b) BENDE‘R, M. B., and WORTIS, S. B.; Patterns in perceptual, motor and intellectual functions in organic brain disease, Tr. Am. Neural. A. 72:31. 1947.
(C) BENDER, M. B.; WORTIS, S. B., and
CRAMER, J,: Organic mental syndrome
with phenomena of extinction and allesthesia. Arch. Neural. &amp; Psychiat.
59:273. 1948.
(d) BENDER, M. B.; SHAPIRO, M. F., and
TEUBER, H. L.: Allesthesia and disorder
of the body scheme, Tr. Am. Neural. A.
73:170, 1948.
(e) SHAPIRO, M. F.; TEUBER, H. L., and
BENDER. M. B.; Disturbance of body
image and allesthesia. J. New. &amp; illent.
Dis. 108:253, 1948.
(0 BENDER, M. B.; SHAPIRO, M. F., and
TEUBER, H. L.: Allesthesia and disturbance of the body scheme, Arch. Neural.

10

.

.

&amp; Psychiat. 62:222. 1949.
BENDER. M. B.; FINK, M.,

and GREEN,
M.: Patterns in perception on simultaneous tests of face and hand, Tr. Am.
Neural. A. 75:250, 1950.
(b) BENDER, M. B.; FINK, M., and GREEN,
M.: Patterns in perception on simultaneous tests of face and hand, Arch.
Neural. &amp;: Psychiat, 66:35.5, 1951.
BENDER, M. B.; SHAPIRO. M. F., and SCHAPPELL, A. W.: Extinction phenomenon in hemiplegia, Arch. Neural. &amp; Psychiat. 62:717.
(a)

1949.

The phenomenon of tactile
inattention with special reference to parietal
lesions, Brain 72:538. 1949.
5. JAFFE. J., and BENDER, M. B.; Perceptual
patterns following general anesthesia. J.
Neurol.. Neurosurg. &amp; Psychiat.. in press.
. COHN, K.: On certain aspects of the sensory
organization of the human brain: 11. A
study of rostral dominance in children,
Neurology 1:119, 1951.
GOLDSTEIN, K.: The Organism. New York,
American Book Co., 1939.
4. CRITCHLEY, M.:

In order to conceive a clear idea of the pathology, we have only
to imagine the physiological phenomena, already noticed, assuming
a pathological character. Now, the force of these phenomena may
be augmented, diminished, or annihilated.
In regard to the cerebral functions, we have, in the sentient
nerves, pains or insensibility; in the cerebrum itself erroneous perceptions, judgments, and colitions, or delirium; or a total deﬁciency
of these faculties, or come; in the motor nerves continual voluntary
actions; or paralysis.

Hall in Lectures on the Nervous
System and Its Dis-eases, published in 1876.

-——Marshall

�The Face-Hand Test as a Diagnostic
Sign of Organic Mental Syndrome
31am

Fink, M .D., 111a7'tin Green», M.D., and NI 0772's B. B ender, M.D.

Reprinted from January—February 1952 (Vol. 2, N0.

1)

Issue of NEUROLOGY

�NEW YORK SOCIETY FOR CLINICAL PSYCHIATRY

The 116th Regular Meeting oI the Society
WILL BE HELD AT THE

BELLEVUE PSYCHIATRIC HOSPITAL
LEWIS I. SHARP. M.D.. Direcior
30”! STREET AND FIRST AVENUE

THURSDAY, NOVEMBER 9th, 1950
AT 8:30 P.M.

PROGRAMME
I. TWELVE YEAR FOLLOW-UP STUDY ON METRAZOL
TREATED CHILDREN AND ADOLESCENT SCHIZOPHRENICS
.

LAURETTA BENDER.

MD. and

S’raff

2. THE FACE-HAND TEST IN ORGANIC MENTAL DISEASE
M. FINK, M.D..

MORRIS

B.

M. GREEN. MD.

BENDER.

and

M.D.

NOLAN D. C. LEWIS. M.D.

MORRIS HERMAN. M.D.

Prosideni

Secrefary

Staff invited

—

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I
STANDARBIQATION

OF THE FACE-HAND TEST

Introduction:
In previous studies a simple perceptual test, the

test,

race-hand

test

was

introduced and the responses to the

of normal subjects and of patient with psychiatric

disorders were described in detail (1~6).

sists

The

test

con-

of applying touch or pinprick stimuli simultaneously

to the face and hand while the subject's eyes are kept
closed.

The

subject is then asked

localize the percepts.
occur.

The two

stimuli

correctly or the subject
and

Two

felt

and

to

general types of response

may be
may

what was

perceived and localized

perceive only one stimulus

either not perceive the other

(phenomena of

extinction)

or misloceliae the second stimulus (phencmens of displacement)

(7).

Most

often the mislocslisstion or displacement

occurs to another part or the subject's body but occasionally

there is displacement into extrspersonsl space or onto
the examiner (exosomesthesis) (8).

Displacement of stimuli

�2.
across the mldllno of the body (alleatheala) is another
form of displaoomont
Normal

adults

initial trials
orrots

that

may show

of the

among

occur (9).

errors in perception

teat. characteristically

of face dominance).

all subjects correctly

-

be

those

is perceivod correctly
As

correct

(phen-

additional tests are

tho errors disappear so that by the.tenth

to

on the

oonaiot of extinction of the stimulus on the hnhd

wheroao the face stimulus
-

may

done

trial noarly

porcolvo both stimuli and continue

0o subsoQuent

trials.

has been tarmod a ”negatlvo faoe~hand

This type of response

test."

lt

oocura

not only with normal gdulto but also in patients wito
nohlzophronla, depression, or oovoro anxiety{
In contrast to the preceding groups, patient

tith'

an organic mental tyhoromo show extinction‘and diaplaoef

want not only during the

initial trials

or the ‘tost but

’

after

10

total:

of testing or as long on testing is

continued. Such a rooponse is termed a ”positive taco—hand

�3f

test.”
-by

A

normal

"positite fees-hand test“ is also manifested
ohildren, normal aged persons.

fectives asvwell as
syndrmhe.

by

patients with

and mental de-

an organic mental

~

Because of the

differentiel_response or these several

groups of subjects, the face-hand

test

has become

useful

clinically in detecting the presence of organic brain
disease. During the course of our studies, however,

it

hes been noted thst patients with an organic mental syndrone vary

'

greatly in the type and frequency of peroeptuel

errors. Also, subjects without organic brain disease

‘

occasionally manifest a positive faoefhend test.

The

questions thieh arose from these observations are: 1) Is

it
.

poeeiole to classify or standardize the different types

of errons ooeuring in subjects with e positive race-hand

test?

3

2) Gen

these different types of response he corb

related with the several groups or subjects previously
mentioned?; 3) In there e type of response which can be

�llld to

ooour absolutely only

in notiente with eeyere

4

dieeeee of the brain? 'The present study ie an attempt

to enerer these questions.‘

~

“

‘

.

lethod end Resultez.
We

test

reviewed our previous records of the face-hand

done

in almost

syndrome, normal

1000

adulte,

patients with organic mental
and

schizophrenia adults, as

well an in lesser numbere~of normal children, normal aged

persons, and subjects with mental defioienoy, depression
or severe anxiety. Additional groups or some of theee

subjects

were

aleoteeted in

different types of stimuli.

e systematic manner with
The

criteria ueed‘to

form-

ulate a standardization of the race-hand test were:

1)

‘type of perceptual errorx'a) frequency or the variOue

type: or error: with different types of stimuli (touch,
rubbing, scratching, or pinprick);
quency of

errors

when

3)

effect

on

the fre~

the Subject ere-witnesses the applio'

cation of the stimuli (factor of attention). Fifteen to

thirty trials
'

or the

test

were

usually done for each

eubjeet.

�5.
Based on theoe

criteria,

it

was

possible to divide

oeticnte showing a poeitive race-hand test into four
groups.

The

oheracterietio reeponeee for each group are
V

'

in Teble I.

summarized

Qheee reeponeee with examples

are described more fully in the following peregraphe.

mm

I

Features of the Different Type: of
Positive Face-Hand Test
\

One-glue

Extinction
only with

,

a

touch stimuli,

Two-Blue

Three—glue

Extinction

Extinction

~pinprick

placement with
touch, rubbing

with touch,
rubbing, and

and deep

~

stimuli

die-

and pinprick
’stimull

Four-Rina
Same as
three-plus
with at
least one or
the following

feeturoe:
e) exosomeetheeie
b) alleetheeie

c) frequent

pereervetion

d) occurrence of

errors while

subject eye—
witnesses the
areas stim-

ulated.

One~Plue Face-ﬁend
show

These

Test:

errors only of extinction

The

subjecte in this gnoup~

and not of

displacement.

errors occur only with touch stimuli.

When

pinprick

�6.

in need, both stimuli are perceived correctly, although

errors will again uppeer

when

touch stimuli are reintro-

duoed.
A

6h

year old

because of a

1%

men

with mild diabetes was admitted

year history or difficulty in walking.

For at leeet the same period of time the patient had
been depressed,
The

elept

and

ate poorly. and

wee

impotent.

only neurological finding was a elow, heeitent,

shuffling gait. There
vascular dieeaee.
payohomotor
was

The

peripheral

patient appeared depressed.

showed

retardation, and cried readily. Senecrium

intact. Spinal fluid,

eere normal.
The

was no evidence of

The

EEG,

and

X—reya

of the spine

diagnoeie wee involutional psychosis.

gait difficultiea

were thought

to be secondary to the

depression.

this patient
hand

test.

A

shoeed a onesplue response on the raoe~

sample of

his response: rollove:

�7.

'

com

stinging
touch: right chcokolort hand' right cheek
touch loft chock—right hand
touch right check—right hand
'“touch loft chockwlcft hand
touch right check-loft chock
touch right hand-loft hand
touch right chock—loft hand
touch lelt chock-right hand
touch loft check-right hand

'

left

cheek

right cheek

left

cheek

T222

of Error

extinction
extinction
oxtinction
extinction

correct
correct

right

chock‘

extinction

correct
correct

touch right check-right hand 'right cheek
touch left chock—loft hand
left cheek

extinction
extinction

pinprick right chock—left hand correct
pinprick loft chock-right hand oorncct
pinprick right chook-right_hand correct
pinprick loft chock-left hand corrcct
touch right cheek-loft hand
correct
touch loft check~right hand
loft chock

extinction

'

adamant:

Although

this type

patients with cerebral disease,

it

Or

response occurs in

is not

alwaya charac{'5 w (M

.

[cal/ca
toriatic for this group. It is also seen in caciiihf
defrlswod’ a; MAJ (as: t/(O‘ﬁli‘d 4"/ Mo, ﬁtter (a! amt/11:5 Skits}
.(achizophrcnia, and, occasionalgy,

in normal adults.

�8.
Two-Plus Paoe~ﬁand Test: In

this

group

extinction

'

occurs with pinpriok and rubbing stimuli as well as with
These errors.may be

touch stimuli.

just as frequent

with both types of etimhli or may be more conspicuous
with touch than

sith pinpriok

is not present, but

or rubbing.

may ooour on an

A.72 year old man had a 5 weeks
and

Displacement

occasional

trial.

history of mental.

behavioral changes. This. consisted of disorientation,

confused behavior, and internittent autism.

thero

was an

examination

organic mental syndrome characterized by

partial disorientation, defects in recent
and oiroumlooutions

illnoss,

On

in answering questions, denial of

and pain asymbolia.

logical disabilities.
l-raye were normal.

memory, evasione

The
A

There were no other neuro~

spinal fluid,

and

EEG,

pneumoenoephalogram showed

skull
diffuse

,oerebral atrophy.
This patient's responses on the face-hand

characterise the two-plus type or response.

A

test
sample

�of these responses followc:
Stimulﬁs
touch
touch
touch
touch
touch
touch

lett

cheek~right hand

right cheek-left hand
left chock-left hand
right cheek—right hand

right chookéleft

cheek

right hund~1ert hand
touch right cheek~left hand

I

.

Roseanne

ngo of Error

left

extinction
extinction
extinction
extinction

cheek

right cheek

left

cheek

right cheek
correct
correct
right cheek

pinpriok left cheek-right hand left cheek
pinpriok right cheek-left hand oorrect’
pinprick loft cheek~lort hand left.choek
pinpriok right cheek-right hand right cheek
pinprick left cheek-right hand left cheek
Gonncnt:

extinction.
extinction
extinction

,

extinction
extinction

This roaponco occurs most often in patientcv

with cerebral disease although patients with anxiety state,
I

depression or schizophrenia

may

also exhibit

it. It is

not seen in normal adults.
Three-Plus Paco—Hand Test:

This group is characterised

by the Occurrence of displacement as well as

with both touch and pinprick stimuli.

The

extinction

frequency of

�10;

extinction

and displaoomont may be aqual

or unequal and,

likewise, the number of errors with touch and pinprick
otimuli will be variable.
A

57 year old chronic alcoholic was found in the

in a stuporous condition.

Hia

Itroot.

breath had an alcoholic

odor and there oas a laceration over his right foroooad.
There here no

hospitol

focal neurological signs. During the

doy the

patient graduolly

Spooch woo rambling and
was

was

and

skull

had savoro memory defects

There were no
X~ru§a were

ﬁalluoinationsti'

nofonl.

The

diagnosis

ocuto and chronic alcoholism with deterioration;
A

hand

fluid

And

35‘

expressed taranoid ideas aod was

He

hoatilo'hnd asaﬁultivo.
ISpihal

fully oooacioualgii.

at timeo almost incoherent!

oomplotoly‘diooriontod

with confahulation.

become

first

sample of

this pationt'a

toot, indicative of

fallout:

responooa on the

race-

a throe—plgo rooponao. in go

‘

�114‘

szg

Rcaponso

Stimulus

of Error

right chcck~left hand right chock-left hand displacement
touch loft check~right hand right hand—left hand displacement
touch right cheek-right hand right cheek
extinction

Touch

touch
touch

loft
loft

cheokﬁloft hand

Correct

cheekoright hand.

left

chock

extinction

touch right chock-loft hand right check—left check diaplacomont
touch right hand-left hand .correct
pinprick right chock~1c£t hand‘ right-choek-lcft chock displccomcnt
pinprikk loft chock-right hand loft chock-right cheek displacement
‘

pinprick right chock—right hand right cheek
left check
pinprlck left chock-loft hand
FourvPlus Facc~Hand Test:

extinction
cxtincticn

This group shows the.

sovercat porcoptual errors. In addition to frequent

extinction

and displaccment ac scan

group. one or
.

all

in the threc~pluc

of the following phononcna

may be

sccn'

with touch andﬁlr pinprick stimuli: 1) oxoaomcsthesia;
2)

allcsthosic;

3)

frequent pcrservation of responses;

h) the occurrence of perceptual

errors even while the

subject keeps his apes open and eye witnesses tho arcas'
stimulated.

�12.

A

60

year old

man had a

oriéntation, torgetfulness,
examination he

ShOﬁBd a

three year history of

interest.

and loan of

On

sovare organic mantal syndrome

manifested by cemplete digorientation. marked
-d6fect3, and inability to calculate.

'oodperativo.

d18~

He was

mamary

alert

There were no other neurological

Spinal fluid and skull x-raya were normal.

EEG

and

signs.'
showed

modernta, diffuse biaynohronoua slaving with slow alpha.
A

diffuse curcbral atrophy.

pneumoogoephalograg disclosed
A

sample of the

patient's roaponsee; 1ndlogt1ng a'

fqur-plua face-hand tagt, is as fellows:
Stimulus
touch right cheek~

left hand
touch left cheek»
hand

right aheek
sonal spaco~

,

v‘

right.oheok

oxosomosthaaia

extinction

,

_

oheek—
lart
left hand

10ft hand

extinction

,

touch

touch right hand-

‘

left-hhook-oxtrlporu

,

touch right cheekhand

.

,

right

right

‘,

‘

of Errér

Tzﬁo

Haazonse

right cheek
,

oorrhot

perseveration
'

'

�13.

touch right ohook-

right chook~loft

left hand
touch left oheok¢
hand

right
pinpriok right
hand

loft

ohook-

loft

right hand
'pinpriok right cheek- right

right

hand

pinpriok loft

’lort

hand

loft

chaok—

pinpriok (eyes open)

right cheek-left
adamant:

hand

cheek—loft hand

right ohook-lott

left

pinpriok loft chaak~

ohook

ohook

allosthosia
displaoomont

extinction

_

cheek~oxtrnporaonnl
apnoo

displacement

extinction

cheek

oxoaomeathosia

right cheek—extrAporaonal oxosomosthoain
space

Throo~plua and four-plus responses invariably

indicate disoaae of the brain.
normal

chock

They are never found 1o

adult: or in patients with psychiatric disorders.

In oddition to tho difforont groups of subject: diaounsod above, the responses of normal children above

fears 0! ago, normal
hove

ngod

also been studiod.

3

persons, and montal defectives
The

distribution or the responses,

or the children and aged poraooa are related moinly to
age.

The

youngest children and the oldest adults show

threo-plus and four—plus reopensoa.

With changes in

�age away from thine extremes, one-plus and two~plus

re-

spouses become more frequent. or the subjects with mentel

deficiency, those with

ﬁho

lowest mental age have throe-

plua and four—plus responses while one-plus and two-plus
in subjects with higher mental 33035
'neoponses predominate
Table II summarizes the distribution or the four

different tfpes of responsesamong the various groups of
subjects.
ShOﬂ

Only

three-plus

may be

patients with
and

four-plus roséonses._ Such responses

considered diagnostic of an organic mental syndrbme.
TABLE

‘

an organic mental
syndrome

I;

Frequency of One-Plus to Four~P1us Positive
Pacerﬁend Test in Different Groups of Subjects

Negative

Ono~

F5H.test Pius

organio nental Syndrome 10%
7%
1%
Normal Adults (below 60’ 99%
year: or age)
“yachixophrenio Adults nearly noooae-

Two~

Plan

Patients with anxiety nearly occae~
states
all ionelly
Petients with paycho~ neerly
genie depression

all‘

Four~

Plus

Plue_

25%

335-

o

o

'

25%

o

_

'

'

all ionally

Three»

rare neVer never
more

never never

�15;-

Discussion:
In answer to the questions raised in the intreduetlon,
our results indicate that four general types of positibe

Itsce-hsnd test occur and that these different types can
be

correlated with different groups of subjests (Table

Our

attentien

there

was a

was

ii).

focused mainly on the question of whether

type sf response which occurred only in pamienss

with severe disease of the brain. All cases with a threeplus or foursplus response have organic brain disease.
Suoh'responses are never seen in nermel adults or patients-

Iith

psychoaenic disorders, even theugh these groups

occasionally

show one~plus

may

or two-plus responses.

Patients with oerehral disease manifesting s four~
plus response invsrihbly

show

vsneed foam or mental changes.

the severest or most adOtherwise there is no

correlations between the type.n! positive faoeahand
test and the severity of she senserisl defense. Same

good

istients

with severe mental changes may have only a twenplus

�»

response; In addition,

10%

of patieoie with an ofganio

mental syndrome hove a negative face~hand

ereelized that the use of
‘fov the groups

16.

teet.’ It is

to four ~plus nomenclature

a one

implies an increasing degree of cerebral
‘.

-dyafunntion. This nomenclature

‘

was used

because of con(1

lenience and much an implication is not intended;

.

We?

This classification of a positiieﬁface-haod should
‘

be

useful clinically.

In feeting neurological patients,

the exect type of positive face-hand
-corded,
was

will

test

should be re-

rather than the deeignetion "the taceuhend test

positive" as has been
make

it

easier to

of politiﬁe faoe«hand

done

until

now;

Judge whether the

Such a prooeedure

particular type

test manifested; indieatee definite

cerebral disease or whethef‘it

may

not be a mnnifestatioh

of anxiety or depression.‘ The use or such a classification

will also

make

it

easier to

compare the response of

patients

at different times during their illnees. In addition.
.

,

it

should be valuable in clinical experimental work,'euoh an
the reopen-e or patients to drugs. eleetroehock trentmont; ate.

�17o

Ema

1“,? :

.A

stanﬁardization of the
dittorgnt

face-hand responses is prgsented.

A

ﬁypea of

positive

one-pins face—hand

that consists of gxﬁinotion only with'touoh stimuli.
Itwo~plus

reapgnsg 1a charactﬁgixéd by

A

extinction with

pinprick and rubbing gtimﬁix,‘gs.wéll as with touéh stim-

uli?

A

three~plu3xfesponés consists cf extinction plus

diapﬁacaﬁont with touch, rubbing, #nd pinprick stimuli.
A

four—plus rggpénso has

all

tha charactériatics of a
‘

é

three-plus rgaponsa

and

in addition at least one of tbs

following features: a) exo§bmeathesia; b)_allesthesia;.
c) pérseveration of respongea;'d) occurrenoa of
evbn while the

errors

subject aypeyitneéaas tha Aﬁﬁlication of

fha stimuli. ‘Three—plﬁs éﬁdttour«plua responses invaritbly
M-rindictte_¢1aeaaé of Fhé braig.

One-plus and two~plua

rdaponaea ocgur in patient; with brain disease but are

alab maniteated by a hmélllﬁumber of normal alulta and
.

patients with psychogenic disorders. Pationts with

a;

r

�183

four-plus response

the Invarest mental changes but

show

otherwise there is no correlation betwoon-tho aovopgyy'
of the montql changes and the
.

7-

test manifested.

-

.

face-handV.‘
typo-of'politivo
(J
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.

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�19.

REFERENCES

1.

BENDER,

u.a.,

PINK;

3. and

GREEN,

n. - Puttarnn 1n

paﬁcegtiun on simultawawus ﬁesta a: face and hand.
Arch.Neurol.&amp;Pq1chiat., ﬁg: 355—362, September, 1951.

2.

M.B., and PINK, M. ~ Tactile perceptual tests
in the differential diagnosis or psychiatric
disorders.
J.Hillaido 3032., A: 21-31, Jlnunry, 1952.

3.

FINK, M., GREEN, M., and BENDER, M.B.

BENDER,

tastNo.an dia'noatlo
1,

‘g:

h'ar8,

- The raoa4hand

Sign or disease or the
Jan~Feb., 1952.

brain. Nburolo

.

FINE, H. and

BENDER, M.B. - Dovelopmunt of perception
9f simultaneous tnctile'stimull in normal children.
2 27-3L, January,
Neurolo
1953.

JAFFE, J. and BENDER, M.B. ~ Barceptual patterns fol—
lowing general anesthesia. J.Nouro.Neurosurg.&amp;Psychiat.,
gg: 316-321, Hovombor, 1951.

and

BENDER, M.B. ~ Cutaneous perception
in the aged. Aroh.Neurol.&amp;ngphint. ﬁg: 577. 1953.
g. BENDER, ﬂ.B. - The phenomenon of sensory displacement.
GREEN, M.A.

,Armh.Neurol.&amp;Pq;oh1at., 95: 607-621 May. 1951.

8. SHAPIRO,.M.F., PINK, m. and BENDER, v.3. ~ Exosomesthesia
or displacement of cutaneous sensation into extruporsonnl
space. Aroh.Rouvol.8:Psgchi-.at.,

9.

gag: 1.81-1.93,

Oct. 1952.

Patterns in allasthosia
body scheme 3:: other
g4: 501~515,
Arch.Neurol.&amp;Pa;chiat.,
aensorysphohamena.
Oct. 19 2.
BENDER,

and

M.B. and NATHANSON, H.

—

their relaticu ta disorder or

3

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��I

3"?

’

ﬂu-h'S-S.%F#M

___________Z;#__~__'——_

��15 November 50

Dear Dr. Bender,

of
outline
the studies in which

Following is an
I an participating under your supervision:
a. Being prepared for presentation:

i.

Patterns in perception in simultaneous tests of

the face and the hand
2. The Face-Hand test in the Organic Eental Syndrome
3. Patterns in perception in simultaneous tests of
parts of the body other than the face and the
hand

4. Caee report- Ethel Beckhorn
Nos. 1-4 with‘Dr. Green.
5. Dyecheirie (with Dr. Shapiro)

i"

i‘b.

Under study:

1. 08? changes following arteriography
2. Gomplicatione of arteriography; evaluation of
the indications for the use of arteriogreﬁhy
and the diagnostic value of the technic
//
Both of these studies with Dr. Stein.
c. Proposed for study under grant by Rational Foundation
&gt;

~

for Infantile Paralysis:

',//

n,

,

1. Relation of sdaptation time, D. S. S. and threshold
stimuli in hemiplegia
2. Patterns and factors in the responses of children
to D.S.S.; comparison with patients with organic
mental changes
5. Gen extinction and displacement be observed in
normal subjects using threshold etimnli ?

��S.R. 5004-590M-701102(50)
.

Q.CITY OF
114

NEW YORK—DEPARTMENT OF HOSPITALS
....................................................................................HOSPITAL

CaseNo..._....__.._____

PROGRESS RECORD
Name...”......................................................................................

Admitted........................................................................ 19 ..........

Ward .......................

Observations and Opinions of Visitings, Consultants and House Staﬁ.
A Final Discharge Note Must Be Entered on This Sheet.
Sign and Date Every Entry.

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�....................................... Division

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___.____________.____.______.~________.
Name__________._____.____—____________ Admitted_____.______19___ Ward__.______

HISTORY
Case No...........-.--..._..........

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�Reprinted from

TRANSACTIONS
OF THE

AMERICAN NEUROLOGICAL ASSOCIATION

SEVENTY-FOURTH ANNUAL MEETING, JUNE 13-15, 1949

OBSERVATIONS ON THE EXTINCTION
PHENOMENON IN HEMIPLEGIA
MORRIS B. BENDER
MORTIMER F. SHAPIRO
AND

A. W. SCHAPPELL
NEW YORK

Routine sensory examinations are usually carried out with the method
of single stimulation. This method appears to be adequate, but it does not
always disclose existing defects in sensibility. For example, in a patient with
a right cerebral lesion the left side of the body may be sentient to a single
stimulus. However, the sensation evoked at this very point may no longer
be apparent as soon as another stimulation is made elsewhere, such as on
the opposite side of the body. The same change in sensation may be elicited
with the method of double simultaneous stimulation. This disappearance or
extinction of a sensation is not always complete. At times the patient reports a dulling or obscuration rather than extinction. Extinction and obscuration have been found in tests of all types of sensation. They may be
observed in patients with lesions implicating the sensory pathways of the
brain or spinal cord.
The object of this study was to determine: (a) the method which is
most successful in eliciting the phenomenon of extinction, (b) the pattern
in which extinction manifests itself on the paretic side in cases of cerebral
hemiplegia and (C) the frequency with which extinction of cutaneous pin
prick sensation occurs in patients with hemiplegia.
Fifty patients with hemiplegia were selected at random from the medical
and psychiatric wards of Bellevue Hospital. Patients with aphasia or psychosis were included in the series only when their responses in sensory tests
were consistent in one respect or another. In this study the cutaneous sensory
status of patients with hemiplegia were first estimated by the customary
method of single stimulation with the prick of a pin. The patient was asked
to report whether he felt a sharp or dull sensation. Various regions of the
body were thus tested and compared for degree of sensibility. The same
patient was then examined with the method of double simultaneous stimulation.
Three variations of the method were employed: (A) simultaneous stimulation of points in homologous regions on the two sides of the body, such
as the right and left hand, the right and left side of face, etc.; (B) simultaneous stimulation of points in non-homologous regions on the two sides
160

�Bender, et al.—Extinction Phenomenon in Hennplegia

161

of the body, such as the right face and left hand, the right shoulder and left
face, etc.; (C) simultaneous stimulation of points in two different regions
on the ipsilateral side of the body, such as the right face and right hand, the

right hand and right foot. On each test the patient was asked to report the
location and quality of sensations. When the patient reported only one
sensation, he was asked if he felt another in any other region .of the body.
If he felt two sensations evoked by the simultaneous method, he was asked
to compare them.
RESULTS

The most effective technique for eliciting the phenomenon of extinction
was found to be Method B, or the simultaneous stimulation of non-homologous regions on the two sides of the body, such as the face on the healthy
side and the hand on the hemiplegic side. The next most effective was
Method C, or the simultaneous stimulation of two regions on the hemiplegic side, as for example, the face and hand on the affected side. Method A,
or the simultaneous stimulation of homologous areas on the two sides of
the body, did not reveal sensory defects as frequently as did Methods B
or C.
Although we have been stressing the phenomenon of extinction or the
disappearance or decrease of a sensation, we have not overlooked the other
aspect of the situation obtained on double simultaneous stimulation, namely,
the retention of a sensation. We shall refer to the sensation which is retained as “dominant” and the one which disappears as “extinct”. Examina—
tions with the various methods of double simultaneous stimulation showed
existence of gradients of sensibility throughout the body. One sensory region
was dominant to another. Further studies showed that these gradients were
patterned. The pattern on the hemiplegic side revealed sensory dominance
greatest in the face and less in descending order in the following regions—
face, thigh, shoulder, foot and hand. In other words, when the face and any
other part of the body on the hemiplegic side were simultaneously tested, as
a rule the sensation in the face was perceived while sensation in any other
one part was reported as diminished or absent (extinct).
A phenomenon which appeared directly related to sensory dominance
was that of “displacement”. In some instances when non—homologous regions on both sides of the body were tested simultaneously, the patient reported he felt two sensations of equal intensity, there being no extinction.
The sensation was localized correctly on the normal side. However, the
sensation evoked by the stimulus applied to the affected side was incorrectly
localized. There was an ipsilateral displacement of the sensation toward a
region homologous to the point of stimulation on the normal side. The displacement was usually toward dominant sensory regions. Thus when the
patient was pricked simultaneously on the face on the normal side and the
hand on the hemiplegic side, he reported that both sides of the face had

�162

Bender, et (LL—Extinction Phenomenon in H emiplegia

been stimulated; or if the hand on the normal side and the face on the
paretic side were simultaneously tested, he claimed that both hands had
been pricked. In some cases of disease of the brain the displacement phe—
nomenon was the earliest indication of sensory impairment. As the disease
progressed, displacement was replaced by obscuration and eventually by
extinction.
One of the signiﬁcant ﬁndings of this study was the demonstration of
sensory deﬁcits in patients with a severe psychosis or aphasia. Usually such
patients are considered incapable of giving coherent or consistent answers
in routine sensory examinations. The psychotic or aphasic individual has
trouble in expressing comparisons between two successively induced sensa—
tions. He has less trouble when the stimuli are applied simultaneously. With
this technique the psychotic or aphasic patient usually responds by pointing
to the sentient or “dominant” region and he repeatedly ignores the region
which is apparently “extinct”.
In summary, it was found that a sensation in one region of the body is
readily inﬂuenced by a sensation evoked in another area. This inﬂuence is
most apparent with the methods of double simultaneous stimulation. Using
these methods in patients with hemiplegia it was found that extinction occurred in 44 of the 50 patients, whereas routine single stimulus examination
’disclosed defective sensation in only 29 cases. Furthermore in 28 of the
latter 29 cases the sensory defects became more conspicuous with these
techniques.

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Sensory Studies

In a discussion with Dr Bender today he made the following

suggestions:

1. That studies of the face— hand, face - penis
as carried out in the normal could be extended in the pattern
of shoulder - foot, hand - thigh etc. This will give an outline
of a homonculus of sensory dominance in the normal-2. The studies of the reaction in the normal on
the abnormal in the penis and breast tests
two directions: the influence of amytal
might
on the normal response and the responses to the test in severe

the

test and
initial
be extended in

anxiety states (hysterias

.

.

.).

3. It would be an error at the present time to
describe the testing as a definite aid in the diagnosis of the
organic mental syndrome. With such a figure, the physiological
implications of the testing would be pushed to the background.
But that if the studies can be verified as valid in OMS, then
it might later be described in that condition as another test

like orientation,

patterns

be

4.

A

memory,

etc.

special study in normal children of these

undertaken.

5. The problem of Beckhorn be presented as an
example of a hemisensory syndrome that appears to D83 and SS
upon proper stimulation; and the effect of intersensory testing.
6. In the writing of the definitive paper on the
face - hand test, the following subjects must be covered:
a discussion of the various theories behind dominance as the
rostral idea, medial over lateral structures (concentric),
importance of sexual symbols, skin sensitivity, etc.;
the possibility that the disturbance is related to the state
of consciousness and not the state of the reverbalization
processes (aphasia, apraxia, etc.); order of dominance;
7.

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                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;; Green, Martin; Bender, Morris B.; Schappell, A. W.</text>
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                    <text>Reprinted from

THE DYNAMICS OF PSYCHIATRIC DRUG THERAPY
Edited by G. J. Sarwer-Foner, M.D.
CHARLES C THOMAS

°

PUBLISHER

0

Springﬁeld ' Illinois ' U.S.A.
W

DRUG INDUCED CHANGES IN INTERVIEW
PATTERNS: LINGUISTIC AND
NEUROPHYSIOLOGIC INDICES
By MAX FINK, M.D., JOSEPH JAFFE, M.D., and
ROBERT L. KAHN, PHD.

In

studies of the effects of newer psychopharmacologic
agents on behavior, we are inclined to emphasize their effects
on the patient. The newer compounds do, indeed, have specific
physiologic effects, and we propose to review some of the induced
neurophysiologic changes. But psychopharmacologic agents affect more than the patient alone—and it is the interactive effects
that are the focus of this conference.
I am reminded in this regard of the story told at a similar
conference by Dr. David Rioch about a psychopharmacologic
his
that
the
On
of
earlier
days
an
amphetamine.
era,
agent
patients took amphetamine, Dr. Rioch reported, they seemed
much better. However, on the day when he took the medication, the patients also were considerably improved! How can
such changes in human interaction be measured? Of the many
aspects of behavior that are altered by the new agents—and it is
clear that all aspects of behavior, as perception, ideation,
motor activity, mood and judgment are altered—verbal behavior has numerous attributes that make it suitable for the evaluation of changes in interpersonal relations. Verbal behavior is
easily recorded, is readily quantified as it is already in units
(words, phrases and sentences) and can be recorded and measured without the introduction of artificial sets, equipment, tests
or instructions. Furthermore, speech is the core of psychotherreflect
in
of
and
measurement
language
changes
may
patterns
apy
changes in the ongoing relationship. For these reasons, we have
Aided by Grants M-927 and MY-2092, National Institute of Mental Health, US.
P.H.S., and Grant 56-151 of the Foundations’ Fund for Research in Psychiatry.

29

�The Dynamics of Psychiatric Drug Therapy

30

undertaken studies of language patterns—of the patient and of
the therapist—as influenced by the newer psychopharmacologic
agents.

The groundwork for this report was laid in a study by R. L.

Kahn of the language changes following convulsive therapy (1) .
Under the conditions of the alteration in brain function induced
by repeated convulsions, changes in syntactical aspects of language were observed which were related to the degree of cerebral
dysfunction and to clinical ratings of improvement. Prior to
treatment patients expressed their problems and their aspirations in the present tense and first person, without denial, evasion or cliche’s. During treatment, however, they increasingly
utilized the past or future tense and the third person mode with
qualification, evasion, denial, displacement, cliches and cryptic
responses. Such language patterns on the part of the patient
resulted in an alteration in the language patterns of the thera—
pists. They, too, found interpretive statements in the present
tense less communicative, and increasing use of the future tense,
displacement, and minimization of symptoms as aspects of a reassuring attitude became prominent (2, 3).
Syntactic analyses are essentially grammatic content analyses,
and are dependent upon interpretations by the observer of the
subject’s communication. More recently, the dyadic TTR, another
measure of language change, has been applied to this problem
by J. Jaffe (4, 5). The two person group, or dyad, comprising
the interview is treated as a unitary system. The language measure involves the pooling of the verbal behavior of both participants—the patient and the therapist in psychotherapy. In these
studies, the tape recorded interview is transcribed in temporal
sequence without regard to the speaker of the words, and then
divided into consecutive 25 word units of intereaction. TTR, or
type-token-ratio, is an established psychological index of language
diversity. The ratio reflects the number of different words
(the types) to the total number of words (the tokens) in the
sample. The TTR is calculated for each 25 word unit and the
pattern of consecutive scores is studied.
In patients undergoing convulsive therapy, there was a

�The Dynamics of Psychiatric Drug Therapy

3]

consistent decrease in the mean TTR and an increase in variability (standard deviation) about the mean. These changes reflect greater stereotypy and repetitiveness in the interaction. In
a control group of subjects, without induced brain dysfunction,
there was neither a change in mean TTR nor in the degree of
variability, although there was a tendency for the variability to
decrease (6).
When these two language measures—one a grammatic content analysis and the second, a formal diversification score—were
compared, a decrease in the mean and an increase in variability
of the TTR patterns were observed in the subjects who evinced
two or more syntactic language changes. Conversely, in those
with less than two syntactic language changes, no significant difference in the mean or standard deviation of TTR was observed.
These observations indicate that with increased syntactical language changes, there is also a decrease in language diversity with
greater stereotypy and repetitiveness.
Furthermore, when analyses of each language measure were
made with the degree of induced neurophysiologic change, as
reflected in the degree of delta activity in the electroencephalogram, significant differences were shown only by the subjects
with high degrees of delta activity.
In the earlier studies of convulsive therapy, a neurophysiologic-adaptive hypothesis of the mode of action of this form of
therapy was expressed (7). In this hypothesis, the therapeutic
process is ascribed to a persistent alteration in cerebral function,
which provides the milieu for a change in interaction of the
subject with his environment. Recently, this hypothesis has been
applied to the newer tranquilizing agents (8) and validating
studies are now in progress. The studies of verbal behavior are
one part of the investigation. We would like to describe our
present experimental techniques, report the data from the neurophysiologic and language studies for a number of compounds,
and discuss the significance of language measures as indices of
change in the ongoing interpersonal behavior of therapist and
patient.

�The Dynamics of Psychiatric Drug Therapy

32

METHODS

At present, all observations are made in the EEG laboratory.
Following a routine EEG recording, an unstructured psychiatric
interview, with short periods of structured inquiry, is taperecorded. With EEG running, an intravenous injection is then
given at a slow rate. When specific EEG or clinical changes
are induced, EEG recording is stopped and the interview repeated. Periods of EEG recording and verbal interaction
recording are alternated for the duration of the period of
observation.
The EEG is measured for changes in synchronization, shifts
in dominant frequencies, and per cent time of slow wave (9) ,
alpha or beta frequencies.
The tape recordings are transcribed and measured for the
diversification of consecutive 25 word samples of dyadic speech
(4, 5) and syntactical changes (1). The dyadic analyses have
been described. In the syntactic analyses, the response to three
standard questions is evaluated as to changes in grammar and
content: “What is your main troubleP”; “Why did you come to
this place?”; and “What do you wish for more than anything
else?” Changes in syntactical use of person, alteration in tense,
evasion (as answering a question with a question or “I don’t
disof
the
the
subjunctive,
use
as
by
know”), qualification,
placement or verbal denial of symptoms, increased use of stereotyped expressions or clichés, cryptic responses or withdrawal and
silence were scored as changes in the communication pattern.
Consecutive patients referred for drug or convulsive therapies in a voluntary psychiatric hospital were seen prior to, and at
various intervals during, treatment. To date, the following agents
have been studied by these methods: amobarbital, benactyzine,
chlorpromazine, diethazine, iproniazid, lysergic-acid diethylamide
and Win-2299 (2-diethy1aminoethy1 cyclopentyl—Z-thienyl—
glycolate)
.

�The Dynamics of Psychiatric Drug Therapy

33

OBSERVATIONS

l. Electroencephalogram
In a previous study (8), it was observed that agents that
increase EEG synchronization or induce a shift in EEG frequencies to the slow range generally induce behavioral changes of
sedation and tranquilization. Agents that desynchronize the record, however, or induce irregular fast activity, are associated with
hallucinatory, excitatory or illusory activity.
Of the first group of agents, we have tested amobarbital
and chlorpromazine. Amobarbital regularly induces high voltage, well synchronized, fast activity, at 20-24 cps. The regularity
of the appearance of this increased synchronized fast activity
has become the basis for the “sedation threshold” (10). Chlorpromazine has a variety of effects, depending upon the pre-injection record. In subjects with well defined alpha activity, both
alpha voltages and the percent time alpha activity increase (1 l)
With poorly modulated, low voltage, fast records, the per cent
time alpha increases. In patients with low degrees of slow wave
activity, voltages of slow wave activity increase, and the per cent
time of both delta and alpha increase.
Diethazine, benactyzine, LSD, and Win-2299 are examples
of the second group of compounds. In tests of diethazine (12),
in subjects with well modulated high per cent time alpha records, there is a decrease in voltage and per cent time of alpha
activity and irregular low voltage fast activity appears. In records
with high voltage slow wave activity, decrease in voltage and per
cent time of slow wave activity is prominent and is associated
with irregular fast activity. Similar patterns have been observed
for benactyzine, Win-2299 and LSD.
.

2. Language Analyses
Changes in language occur with these induced changes in

brain function (Table I). With chlorpromazine and amobarbital (Class I) there is a decrease in the mean TTR and an
increase in variability (standard deviations) of consecutive scores.
These changes are similar to the changes noted earlier for elec—
tro convulsive therapy (6) . In contrast, diethazine, benactyzine,

�34

The Dynamics of Psychiatric Drug Therapy

LSD and Win-2299 (Class II) induce an increase in mean
and a decrease in variability.

TTR

TABLE I

TTR
Class I
Class II

CHANGE WITH DRUG ADMINISTRATION

(N223)
(N227)
Difference
Class

Mean

Standard Deviation

—0.78

+0.44

+1.42*

—l.00“

220‘

1.44“

I

“

Class

II

Diethazine
Benactyzine

Amobarbital (l3)
Chlorpromazine (10)

LSD-25

Win-2299

p

&gt;

.02

(9)
(5)
(3)
(10)

We have not, as yet, applied syntactic methods of analysis to
these recordings. Syntactic analyses were done, however, in the
earlier studies of the effects of amobarbital and diethazine in
patients with varying amounts of slow wave activity after convulsive therapy. Amobarbital amplified, and diethazine reversed,
the syntactic patterns produced by convulsive therapy. With
amobarbital, denial, displacement, minimization, and use of third
person and future and past tense increased significantly (1),
while after diethazine, there was a significant decrease (l2)
.

DISCUSSION

We have observed consistent relationships between the neurophysiologic effects of various drugs and changes in two measures of verbal interaction. We have not underscored, although
we have consistently observed, that both the behavioral changes
and the clinical ratings of improvement are dependent upon the
induction of persistent neurophysiologic changes. We have sug—
gested, therefore, that the language changes constitute an important segment of the cues upon which the evaluations of “improvement” are based (1) . These language measures provide an operational basis for studies of changes in interpersonal relations without resort to hypothetic energic or topographic constructs.

�The Dynamics of Psychiatric Drug Therapy

35

Also important for our discussion is the demonstration that
different patterns of verbal behavior may be related to the different neurophysiologic effects of various therapies. Language
analyses provide another means of investigating and measuring
neurophysiologic effects. Weinstein and Kahn’s (13) demonstrations that language patterns of orientation, confabulation and
denial in structured interviews were valuable indices of brain
disease, heralded such applications. The demonstration here of
consistent changes in dyadic TTR scores suggests that unstructured verbal interviews may also be used successfully in neurophysiologic analyses.
The measures described here are crude, and the data preliminary. The consistent nature of the findings as we have
investigated each new agent has been striking. Other language
measures have been suggested, including changes in rate of speech,
tense, and relative amount of verbalization by each participant.
Further analyses with other psychopharmacologic agents, and
other measures of language analyses are in progress.
How can we relate these observations to the problems of
this conference? First, generalizations about the psychologic or
psychodynamic effects of psychopharmacologic agents are probably untenable unless the varied neurophysiologic and language
behavioral effects are encompassed in the hypothesis. While
introspective analyses provide some measure of drug effects, more
objective data are needed, and these may be provided by language analyses. For example, the successful use of chlorpromazine in the management of hallucinatory and excited states has
been well-documented. In such states, high diversification of
language, reflective of diffuse associative processes is prominent.

This diversity

clinically manifest in tangential, incoherent and
neologistic speech, with rapidly shifting frames of reference (5) .
With chlorpromazine therapy (and the induced alteration in
brain function) there is a decrease in the diversification of the
verbal interaction, with a decrease in the use of present tense and
first person speech. These language patterns may provide the
basis for the change in interaction between therapist and patient.
Conversely, in apathetic, redundant, blocked or withdrawn pais

�36

The Dynamics of Psychiatric Drug Therapy

tients, the administration of LSD (14) or mescaline (15) have
been suggested. These agents induce an increase in associative
is
reflecdiversification
a
increased
which
of
language
processes
tion. These agents also increase the use of first person and
of
facilitate
thus
and
tense
speech
survey
may
patterns,
present
the paﬁents premnn:atdtudes and feehngs “ﬁnch the therapbt
is interested in exploring.
In summary, we have indicated that concurrent neurophysiologic (EEG) and language behavior (syntactic and dyadic diversification) measures are techniques for the operational analyses of
the effects of psychopharmacologic agents, in the two-person system of doctor and patient. Further exploration of language
measures are suggested as a rational basis for the understanding
of the psychologic effects of these new therapies.

REFERENCES
Kahn, R. L., and Fink, M.: Changes in Language During Electroshock
Therapy, in Psychopathology of Communication, Hoch, P. and Zubin,
J. eds. New York, Grune 8c Stratton, 1958, pp. 126—139.
2. Esecover, H., Jaffe, J., and Kahn, R. L.: Psychotherapeutic techniques
with electroshock patients. J. Hillside Hosp, 7: 17-25, 1958.
3. Jaffe, J., Esecover, H., Kahn, R. L., and Fink, M.: Modification of psychotherapeutic and supervisory relationships by altered brain function.
1.

In preparation.
4. Jaffe, J. An Objective Study of communication in psychiatric inter—
views. ]. Hillside Hosp, 6:207-215, 1957.
5. Jaffe, J. Language of the Dyad. Psychiatry, 21:249-258, 1958.
6. Jaffe, J., Kahn, R. L., and Fink. M.: Communication patterns with altered brain function. Read at Eastern Psychologic Assoc, April 1958.
7. Kahn, R. L., Fink, M., and Weinstein, E. A.: Relation between altered
brain function and denial in electroshock therapy. A.M.A. Arch. Neurol. dy' Psychiat., 76:23-29, 1956.
8. Fink, M.: A unified theory of the action of physiodynamic therapies. ].
Hillside Hosp, 6:197—206, 1957.
9. Fink, M., and Kahn, R. L.: Relation of EEG delta activity to behavioral
63'
Arch.
A.M.A.
Neurol.
electroshock.
in
Psychiat., 78:516response

525, 1957.
10. Shagass, C.:

The sedation threshold. A method for estimating tension in
psychiatric patients. EEG Clin. Neurophysiol, 6:221-233, 1954.

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                <text>Reprint, [preprint] and outline. Reprint from THE DYNAMICS OF PSYCHIATRIC DRUG THERAPY</text>
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                    <text>111: 9/55

Egbert I» Kuhn, mm.

Hillside Raspiul, Glen
Despite ”posted attomptn,

wmlatiam

am, my Ia‘rk

between

aim

we activity

dwed by «hammock and subsequent. therapeutic outcome haw ham

Email, mrtain
ahock therapy

indum alterations in the sleetmncophalogm in all subjects.

mamas

voltage whim

wmmuml.

conclusions are wan-entree! Iran previous studies (1).- Electra:-

Three pattema we generally dowribad: ‘1) slowing of tha

2) the

in-

may

of

mam, symtria

awn {remiss}

51w wave activity, generality a: high

appear as burnt nativity) and 3) didnu‘him

cios in rate and amplitude.

mm in

din-act.

a

at beta rm;—

relatim human

12m

degree or

Mg”, and the number and imam a! mama. In my subjoéts
”mum paint at change is daaeribod, which can be maintained by further

those
a.

tmamnt, but which is

apparently not increased. Such indueod oloatroenccpmlu

ographic ehangaa are ﬂux-aims.

to the pretreatment

lswls is

number, frequency and
Another area

than

type

m ate at“ return at the: cem’bml

generally 1 to h weeks, dcpending

mhﬁmﬁhip between dagraa of manifest

and authors is

the

the ha}: of direct

wry loss and aonfusim and the

degree of electroencephalogmphie

abmmlity.

wry changes with few tmamants

and without.

Cases are demribed of

3mm

significant olaetmncaphalogmphic

mm without manifest clinical

ﬂange; and also a: never: changes in cerebral
emmnicn cf
inpaimsnt. In these reports,
ganic

dimam an

at tmtnen‘b.

a! agreement ”mg the

wry

patterns

it is?

stated that

Wim also correlates poorly with clinical results.

Hammad at tbs Eastern me Society, Bethesda, September 30,

1955»

mach

or»

��Whﬁla

and

EEG

these

twa

“mommy,

atuéies dananatrute a ralatianship betwaen clininal ralult
tho majority

91’

reports

fail to

do

m. It

3.8

mt 11h]:

that this diucrupanay is tha mosult a: diifarunt populatiana, but rather; tun
dimer-macs in methods of evaluating Swami, than him at Matias; and
diffexunaea in ontinnting change: in aarubrul runntian.

In in» ﬁgurae at stuﬁias a! alﬁarnd twain tunetian indueed by

at

elsatma—

in SW Yak, further data m the mkﬁiamhip
betaaun EEG ahangea aaa clinical atfoeta of aluetrenhoek wars colleetcd. ’lhs
genaral reaulta a: pruviaun investigatiena an the alteratienn in tho EEG with
shank

this 311137149 Hospital

taro anniixnnd, but 313a, a ﬁatinite rmlatianahip betwaan.ﬁﬂﬁ
effects and has clinical rasult was dnmnnstratod. Throa £661 are preaanted

alaetmeshock

today:
(1) the

m pattem mum electroshock

and

their

“hum to in-

pwavument.

(2) The internorrelatianl at airfarant quantitieatians

at ddlta acttvity.
(3) m relation of these abaemtiam to a theary at abet
whim.
:'vzvﬁhgggggga§§§y
Ihuntvmfaar aanaegutava patianta ratarrea for aleetre—
3

shock wart studied. Electruanczgu:.m¢~q

us

'

5

warn nan:

priar ta traatmant, at uaokly intsrvala ﬂaring traatment aha grist treatment.
In 8 ehanns1_ﬂhdcra£t instrunsnt, uaodlo eloatrudus, and bipolar racording
Hypervnntilaxdan was tha anly

was unad.

activatian tachnic utilixoé.

truatnant, raaarda ware takna tbs day'attor; ganamully

25

to

31 hunts

Datum:

after

traatmnnt.
Th3

Baiter
and

the

tmmnta wen administered by the staff paychia‘bris’m,

6 h?

electrnatinulator. Treatment scheéulas

namber

of treatmants variad tram

impruvemant, the

9

to 33.

warm

An

thrae

wing

a.

timma a'waek;

patianta shaved alinical

psychiatrist tended ta give raver treatments,

and warn widely

��m5:-

are mam of the diffieultiea in evaluating impmvmnm More might
have «momma in the estimates of change in those patients. In any
me, by
E‘o

wing this threefold clusifieatiem, the diffemooa between the
groups will be

distinct.

9E gag

EVALUATIOX

first and third

W!

A

total. of

160

meow: were obtained in these who

Following the suggestion of Strauss

(h), the
delta mm am determined for three: lead mmbinetiam (frontal—swam,
anterior temporal - vertex, and
lobe) for 180 ascends of Hoarding
for not load. The delta index :13
on the pemont time woupiod by
aerate.

”ﬂame
mm

of '3 ops- or slower. Tho avenge delta-dude: for the thm loads,.’md the
highest delta may: in my load were the 1mm: and in the final tabulation.
waves

Sinateneouoly, the record me

mad for the almost frequency 1am»

tifiea at least twioe in my load; the highs» voltage of

any

delta may and

the duration of the longest beret.
cm

the basis of those

were placed
160

mores

in

It rank

ﬁn indie”

order from the

of slow wave activity the meordu

ngt

abnormality to the

lawn.

The

were then divided into 3 groups! a Met. upper thins? high degree

abnormlﬂy, and

lmat

m

were .. 1m demo mbmmlitm
mum-*3: 1. 0m- nouns show a Mitim aomlntion human early out dugm
m; okxomlity and improvement. Thane relationships are demonstrated
11:

Slide 1.
By

utilising

sleetroehock, we
of

troutmt is

quantification of slow wave abnormality induced by
conclude that snob EEG abnormality induced in the first 3
theme

on “mental

response.
2..

clinical

mm minimums

We,

and than

m
clinical

Mama for the short tom favorable
mot bathroom

met

each of the

eeeh other?

indie”, first with the
‘

��WWW £611.3ng ehetrashock
mum

is

the mault of the

emﬁm in

the

mtiant

functim in winch new panama of adaptaum, part».
Mae me “when amnamu
1mm thaw 6! dental, my be.
of a

inﬂame! brain

as?

WM.

that: an. alts-rad milieu of eon-ohm}.

a puma-equate for
~

30W,

:1:

mmnt.

mum as measured by delta abnormality is

Ta @115

extent the

first

part.

at the Mates».-

”WWI:

many of quantitative
far the duaidatian at ”Wm 51‘ 27mm
mans studies paint. to the

Em

5mm:

�mm.

1..

than

39mm Lu Th0 Eleatmmeplulm in
Thempim, J. Raw. 8: Kent. 131»... Egg 95.107, 3.9512.

Jemph a. and Panelist,

maetrie

311w]:

3., Harland, W... Kaufman, and Pincus, 6.: Changes in the 81qumaﬁmlegm and in the ke-mtion at 17 {shoutemida [teeming Enam-

3.

shmk mommy af Agitated Mpmvam, Payuhoaom. Had... Qt

mm, mm: own in the me Mr Barbiturau Anesthesia mma by
Elw£mcanwlsin Mama’s and mm SiWicanee for the Timmy (31‘ E01

3..

m and Olin. Rummy“, g; 26l—280, 1951.

mum,

h. 8km“; Km: Clinical
-

at mm.

madmaophalogmphie Studies a eomhtim
Elwtmmawralegmphie and Anatomic Ganges in Gases with

m: 14260, 191th.
Hammin, Eel” and him, Rd": Mastic U“ a! Mbaﬁihl 3mm!
(“Mm Sodium“) in Ma Brain 31m”, Am. J. Wat" m: 12,
m,

6. Fink,

3.,

Am.

J. Psychnti,

'

1953.

m,Rental

Bead», ﬂu

H; and

a! Qrmie
7.

and

Dimse,

Org-mm Brain

5.

Wﬁ; 19%.

as n Diagnostia Sign

Baum, at 246—58, 1952‘

W

in now-y and
Mauser, 3.: 33mm a:
Impmmment in Wmhoak, cant. "euraloguu, 1‘? W6,

mm, m, Fink,
Lamina to

Byndram,

ﬁne Farm-Hand East

u. and

1956.
8...

www, EM”
mumps“

Its

my “~26,

Kuhn,

8.1. and MM, 1.: Paychoais During mew-9mm

Bushman he the Them? of
1952.

312302

Therapy,

Am. 3»

WM,

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UV

ngégfiﬂmm

”2% M”;

j

�“”1“ ”PM“ “was

by ehetmeheek end euheequent

um

correlations batman elm

traumatic

eenelueiane from previous etudiee ere

m «was; We
Ge”

cut-cone have been unsuccessful.

«muted,

1

however. A11 pastime ﬁlth-A
~

seated to eleetroeheek thenpy nutter alteretione in the

"

electmneemme

patterns. Three pltteme ere generally described as 1) the

am ”3'“? am

of high voltage which pregneeeee to burst activity; the 3) Mutation at but:
3

frequencies in rate and amplitude. There 1e e direct relation between the
-

of these changes, and the

utmtien point of

number and frequency

ehmge 1e deeeriheé, which

meat, but whieh, seemingly,

frequeney and the type or

is

or treatments. In may

an

be maintained by

eebjeeahe

further

’6

‘

treetmt,

ship between degree of manifest

M0113
memory

the cited authors

is

lees and centueion

maneephnlegnphio abnormality. Ceeee ere eited of severe

the leek er

and

mm

‘

the degree of e

memory

We

with

significant electroencephalographic (ﬂange; and
ﬂeece: aﬁWii..¢m”e in cerebral rhythm without. with“ clinical

m

Manet memory inpeimnt. In theee zeperte, aphasia in "month"
he: on such organic ashram also earmletihg poorly we azmm
rem! te ,

.,

not inereeeed. Alec, such electmeneephalegmmw

Another area of easement

few treatments and without

6:3

7‘
g“3*

�PM

n2.

awn”, homer.

Two

my be cited which mud n oomlatiem

ham

clinical improvemnt. Rowland, Halo
mud, Kaufman and Peanut: in this 19% study of involutional woman ~( chums
in the olectmncophalegm and in the accretion of 17 katostoroida new

Electmncaphalognphic oranges

wing alien-omen]:
ens-251, 19M).

and

at agitated depreaeion, Paychoum. Hod. Q:
a relation bunch changes in their clinical

therapy

roporbed

activity as the disturbed be:havior boom now must, tho 13 cps activity incmaed. So treatment
induced bohuviounl immanent, 13 ops activity diminished. with recurrent»
of symptm, thorn m.- an increase in the 1 time 13 ops activity.
rating scale and the per cent time

manly,

Mort

Pmdnm

by

Theory of
a

Bath (changes

Eloctroconmlaiw

EGT

action, we and

”no. of mums in which

EEG

13 cps

in the ma under Rumbas-ate Amsthaain
and Their Significance for the

hum

cm. Hem-own.

1. 261-280,

a relationship hottest: thiepontom manna

We: and the recovery process “solicited.

to inpmvomant.

By

that

it

Both noted

that slow

irregular in appuranm,
could not be ntiatuctorily related

mm antivity as new in a routine rcéord
and be confirmed the reports

1951) described

wan

adminlltermg an intravenous aolutian of a barbituuto

thmpentone, Roth elicited characteristic changes in the ma titer metroshock in mxy subjcct. Early than waé random irregular claw mu untidty,
bilaterally
which, with more treatment, increased to a highly

We),

synchronous, high amplitude delta runs and

bursts. The” urn chiefly

2.3 cm, with voltages of 200.350 uv and cantlnuoua durations of 30.80
seconds. Winn the mating mcord cum“: rhythmic: Golta activity, umpontem increased

its basic

pm»

its

Imam.

voltage and duration, spread
Roth believed

its

urea,

and

decmuod

that than chug" warn rehtod to the

a! recovery, although, mo concluded:

" Hanover, my development

at

a typical we cameo does slot ensure memory and 10 a! the 36 pntiontl who

am

men a

mag. rams to

me for longer m'tw wreaks. m

M
"Wu-v-

3‘
'

�~3¢

tmsicnt impmment in album).

"lat-d. to tho

EEG

«mating

EEG

oondition mom to be
pationto. .1: in are correct in

W cm in thanmommue aﬂoat

it would

ammo: with tho

seem, 31mg mat.

tho

of tho

patients develop typical changes, that the physiological basis for in-

provmnt is acquired by the majority or one»; it.
«man in promoting recovery.“

w or' my not pm

In the course of studiea of altered brain function induced by electron

at this mums. Hospital in New York, further day. on the ”Intimaships betmn EEG chanson and :31ch effects of electroshock were collected.
shock

The general

remain of

mum innoMga’oiom on the alterations in the

elontmhook mm omﬂmd, but. also, I doﬂnito relationship
between on“ attacks and tho clinical remit
«immtmted. Throo fooi
are presented today:
£30 with

-

m

(1)

Tho EEG

patterns following electroshock and their relation to

mpmmt.
(2) mo intercormlationl of

nativity.

mama; qmtifioaumo

or down

"

(3) The rolotion of those obaomtiona to a theory of electroshock
I

.

SUBJECTS

‘

action.

w W:

prior to treatment.

1

Twentyofour

common“ portion“ referred for ehctm»

shook were awaited.
An 8

and bipolar moording was

Elootmnoephalogms

channel Madonna instrument ,

and. Hypomtiution

mdlo electrodes,

m the only activation

technio mod. During ornament. records wore taken on the day
treatment, generally 25 to 31 hours after

worn don.

trauma“

after a.

.

��In this group

in

mt chum amiable or who

moan change was

transient immanent. 3m

amt. impa‘md.

of

chm ﬂuctuatians in behavior, at tins appearing.

appeamd much as they did

EV.

diffsmd in tha
third groups

mmm

or?

2

-

Strauss (Clinical

ham.
Bruin

that by tha and

boron.

Wu
In w

of the difficulties in evaluating impinmeﬁ'o.
aa’oimataa

of

w

H111 be
A

in than patients.

change

cam, by using this thmefald classiﬁmtim,

firlt and

sown pnuanu

shaved only equivocal or

But the ammo was not sua’oainod, no

tm¢mnt, they
We are “are

might. have

plum

ware

distinct.
total at 160

thus

11001113

differences botmn the

mm obtained in than

manta. Following the maggostion or Dr. Rana
me! mctmmphubgmc Studies
Garrolations a!
«.-

Electmneophalogmphiu and Antonia chanson in Cases with Organic

Dim.

Al. J.

Payout“... 3&amp;1: hz—so. 19%); the delta ind»:

:19th for thm lads (twahlupuriem.

anterior tampon)... vortex.
«comm of renaming for own land. The

and puriﬁed-aunt love)

for 180

don: mm is deﬁned

an the ﬁgment.

slmr.

1m

m

tin maupiod by waves

or

7

tsp:

daluninéex for the three loads, and the: highest
in my 1nd ware ten mm: and in the final tabulntiom
The average

or
c1011»

Simultmebunly, tho ruéorci was scanned for the slowest freqmncy

m imuﬁod M. lean twice
wlta

Have;

ed, but

ivity,

m

in my load; the highest voltage of my
and. the ruration 01’ the longest burst. %er aspect: recordwe! in m final Malawian, worn m mgulamy of ham act.-

aim of Alpha activity“

and um

degm fraqmciu and amplitude

of fast activitiea. “than indie” ‘14 net land
study;

Qua

Inn

«mm diam

not.
by

thumb": to statistical
meow. Fat amounts." mm

identifiablo in all tho
the clinical administration of barbiturates. A: thin

'

��07‘!

Similar

mm» or the relation at nah or the: Macs and minim

mm mm mm. be tho group cum than boron. Slide 2
mmmmlaumormauummmmwmt. 1‘1»me
result.

the

much

upmd group Jump! to

cut-1y lam-wad

and unimpmvod group: mm: a

by tho 10-12

10—80%
A

52:: by tho 7-9

m
1123mm

tmtmntz mm

gnaw,

alum

-

the

#0

tmamm.

‘

similar out or our”: is demonstrated in 511603 for the man

um delta 1:: am 1nd.
In tho nut. slide the man ﬂaunt Imam in recorded, ma this
ahm tho am aigniﬂunt nhﬂomhipl. Whiz. the mania imprond

highest
too

‘

pox-«em.

patients than delta waves dam to 3 61:! or I.” by the «com! we]: or
tmtmnt, th- at)»: two groups mm: man h 03:: by my fourth wok cf

tutti-oat.

and;
The

S

and: improved group

tho fourth
the

much

new by

show

highar mm... by the

not the elitism:

Madly, slide 6
Vat

«minim for tho mean highest amntndu

chm the am

are

”mam far :11 three groups.

manta the mean

aunties: of bursts.

111

(nu-ﬂint}.

In

than

ml: of

Hot noted

long bun-at”

treatment. Burnt:

m

no less

”mg. m.

wave

neural

more than 7

{remnant in

W

m significantly 9119er

hen, the is the fact” or “gummy of hm“.
£91m!- rmthntly mm more maul“ in troqmcy

“plum!” than in the other We groups;
than studio: my be interpmud u demonstrating that

manure: of slow
and

The

patient: lbw longer hunts, winging
1W
tho third

unimprmd and modes-«uh inpmvod groups and

and

mm: mm: and by

activity

aria

from the

«wk

01‘

than

am myuological pm”,

m «imam in ablation to the diaturbmoos in earn-bun.

function induhd by elactmahock.

�3. ﬁnally, can these alterations in

npoets of «tubal function mid:
In

tho» undies,

the myriad.

1mm:

current-d with own:but been altered by olectroshaok?

mama af «tubal function were assayed-

tut or Weinstoin and m um 01' double

stimulation and

tom

text

showed a

W test

thus EEG.

013110?

any

m we ho

of

tan.

In than

ation of intuvumu

memory and

mum”

sodium

until.

racing. 0: than threw indies», only

correlation with

the subject

simultaneous

is

interviewed

1.21th and can
and’

qmatiom of orient-

mm, the quantum an reputed errors in

orientation, mnfabuhuan, dank). at 3.11am: and rsduplicauon are

mud

n 'poaitiw' myul tut, and are indicatiw of cerebral wilful-mum;
Comet roman to than qmstim after and an a ‘mgatiw' W'm “at.
In the wt click, #7. the pox-0mm positivc mm tom are
4

,

m
wanna. botmn tn.

cmpund for
meat. me

much

in titanium.

of the

m1.

gmupa, with the number or weeks

ovary patient

much

improm and

at

trut-

m other tam gram

.

in the and: improved group had u positive

mm by the third weak a! mama, m m abnomaiity panama;
in tho unimproved swaps only me patimm

had a

positive

as tram-£19m «opus command mam-m.
In 311d.
high degree

8. the an relation between,

1‘

EEG

abnomlity

shows a

maul? The“

.

’

tinntmaus tactile tom

inclines

alarm). maxim and tho

distinct carnation which in autism

tinny signifiemt.
Hint of tho

an

m1 and thin

ahmd no won-elation with

mama’s, it. can be concluded that

tutu of wry and
impromt. In an:

and the

than are axiom! typo. of mmbml

dam-

m cannot. speak in gm tom 9! g hrk a! comhum
batman m m and 00me dyarnncum or organic payment,
function tad taut

�‘9.
this point I should like us muss m findings and mass
thoughts as to thsir significance for s theory or electmshoak mm.
At.

m

moss

is 11m. doubt that eloctmshwk

m. It

3.:

all

upmsds to

almr,

symwio,

We.

induces delta nbnomnty

1::

tbs

may frontal, but with Mmamrtmmm,
With

immune trusmt thaﬁsqmncios beam

the smplitudu higher, tho

bunt activity longer sad more regular.

mile den: sbnomlity is pussnt in every mpord “ﬁr olsctmhock, its
Roth‘s mum‘s mammg Manning emu .mmw
«gm 9.:
with bat-bum“ are Digniﬂmt 1n pmﬁmg the 11m” emu Mum by

«wk.

furthsr slntroahwk. In sans subjects

sanity

is

not. induced

despite atoms.”

Our aux-relations of

Guam

0!."

test, um s meeasary
chm-"u fail to wear in the

tram.

delta

ammlity with 13pm srs

«:1»th thorium.

significant far tbs ”amiss: o:
alteration in cox-ohm function as

mm

War, a high dogma «hits smorAn

early, autumn

mm

by the EEG, and

(and in the

m1 taut),

also

by

m.

'

pmummﬁSiM for improvemt. when such
EEG

H

u sign-

nificmt clinical improvement V111 rail to wear in the patient' a hshs'dar.
with wry loss, points
Tbs rm. that than camlatiws mm not
to the poasihiuty that. this is not a significant master in improvement.
In conclusion, than studs.“ land uppers to s theory at E8?
action moﬁntly unwanted by Gamma sud can at us (Kuhn). Thou

“at

‘

authors postulstsd that

wwwmt fanning olactroshoek is than malt

of tbs amtion 1:: tbs patient 91' a min at altered brain function in
much now puttéms or mputim, a-srtioulorly mm a! denial; my be main--

mm. mm m nudist Winn that :5 «land milieu of «avatar-J.
museum u assured by mu abnormality is ,s pm~mu1s1u for improvisamt. ‘ro this extent the first. part. of ﬁns unseen-am Wall is
’“PPGTst

�%

m

W, mm

«was: m-

studs.» punt to
ﬂuaiﬁﬂﬁim of

m “grammar of quantum"

Wm

at

mum

'

�Dr. Joseph S. A. Miller.

To:
From:

Dr. Max Fink

May

I

have your approval to submit

this technical paper to the Eastern
EEG Society for its October meeting in
Bethesda ?

��mmmMmmwmtmmam
mm m m mum
as?

(3)

a»

in

mm. warm “at m

m a: m mam a: mm mm: mwvm

mmmmymmm mm,mzm

�112:?

My)

Quantitative Studies 2;: Slow

Wave

I M
9/5"!»

Activitz

Following Electroshock
Max

Fink,

HOD.

Robert L. Kahn, PhoD.

Hillside Hospital,

Glen Oaks, New York

Despite repeated attempts correlations between slow wave activity induced
by electroshock and subsequent therapeutic outcasts have been unsuccessful. Howconclusions‘pfrom

W;

”avg/a...

rewart-m
previous studies?“
"W Wm“

Ail—pam-

over, certain
mduuo
are
Electroshock therapy suffer alterations in the electroencephalogram«a»‘ﬁz
9%.-

.

3m

Three pattems are generally describedzu

l)

b

slowing of the alpha frequen-

cies; 2) the appearance of random, synmetxic slow wave activity, generally of;
activity, and 3) diminution of beta frehigh voltage which

Wﬁbwburst

quencies in rate and amplitude. There is a direct relation between the degree
of these changes, and the number and frequency of treatments. In many subjects
a saturation point of change

treatment, but

the pretreatment levels
mnnbe r,

described, which can be maintained by further

is
which”
are reversible.

Qfﬂdeef Mir.
not increased.
The

ographic changes

the

is

«he,

we!“ c,at!”

5mm electroencephal-

rate of return of the cerebral patterns to

is generally l to

b,

weeksxgﬂ’ipending

directly ugh- on

frequency and the type of treatment.

cited authors is the lack of direct relationship between degree of manifest memory loss and confusion and the degree
Another area of agreement among the

of electroencephalographic abnormality. Cases are describedgevere

memory changes

with few treatments and without significant electroencephalographic change; and

also of severe changes in cerebral
or memory impairment.

In these reports,

Weclinical
is

correlatgug poorly With
organicconfusion also
Presented

at the Eastern

E E

W

rhytlmls without manifest

0 Society, Bethedda)

-~--

clinical confusion

&gt;

Md

“HA0?

8 such

gM’Y’EJ

results.
-

Septembee 30,

”0...... «.~.—.._._,___...~—-—

4...“ ._....

195?

�Two

studies, however,

may be

cited as noting a correlation between

ectro-

u:
encephalographic changes and clinical improvement. Hoagland, Malamud, Kaufman
rt-

ﬁdand Pincus in

their l9h6 study of involutional

L’

women

‘1)

-

tonnage-MW:
reported a

=§W19§9+

relation between changes in their clinical rating scale and the per- cent time
4'40

W61
131, ‘ctivity.

more than

3.2% activity increased.

cw

activity diminished.
%

A

time 1301;: a
More

As

treatment induced behaviojral improvement,—-B=eps

tivity.C3,)
Roth

ﬂ"

there

was an

MK,

increase in the

.

Mow-W

.--__

,

WWW-WBW‘UI
relationship
msngmmeWeWw5M—
the

Mby.
~.

the disturbed behavior became more manifest, the

With recurrence of symptoms,

e WA

recently,

As

.

1

described a

between thiopentone induced

EEG

changes and

recovery process. Roth noted

that slow wave activity as seen in a routine post-shock record was irregular in
appearance, and he confirmed the reports that it could not be satisfactorily

m

,

related to improvement.

the

However, by administering an intravenous

thiopeﬁ‘tone, he

elicited characteristic

changes

solution of

in the

EEG

after

electroshock in every subject. Early’there was random irregular slow wave act-

ivity, whichyéith

increased to a highly rhythmic, bilaterally

more treatmen

synchronous, high
amplitude delta runs and

M ILKoVol'PS

bursts.

These were

with voltages of 200-350 is and continuous durations of 30-80 seconds.

When

its

the resting record evinced rhythmic delta activity, thiopentone increased
voltage and duration, spread

its

believed that these changes were

m F4»
lemma;

chiefly 2-3

area, and decreased its basic frequency.
related to the process of recovery, and

Both
v

�he concluded: “The development of a typical
and 10 of the 36

patients

who

attained such a

than two weeks. But transient improvement

related to the
ing the

EEG

EEG

change does not ensure recovery

failed torsmit for longer
in clinical condition seemed tolae
change

in these patients.
changes with the therapeutic effect it
EEG

change even

If

we

are correct in connect-

would seem,

since most of the

patients develop typical changes, that the physiological basis for improvement
is acquired by the majority of cases; it may or may not prove effective in promoting recovery."

Whileathesettwoﬁstudiessdemonstrate a relationship between clinical result
and

EEG

abnormality, the majority of reports

fail to

do so.

It is

not likely

that this discrepancy is the result of different populations, but rather, the
differences in methods of evaluating improvement, the time of evaluation, and
differences in estimating changes in cerebral function.
In the course ofestudies of altered brain function induced by electroshock

at the Hillside Hespital in

further data on the relationship! be~
tween EEG changes and clinical effects of electroshock were collected. The
general results of previous investigations on the alterations in the EEG with
New

York,

electroshock were confirmed, but also, a definite relationship between

effects and the clinical result

was demonstrated. Three

EEG

foci are presented

today:
(1)

The EEG

(2)

The

patterns following electroshock and their relation to improvement.
intercorrelations of different quantifications of delta activity.

(3) Athe relation of these observations to a theory of electroshock action.
SUBJECTS AND METHOD:

Twenty~four consecutive patients referred

for electroshock

were studied. Electroencephalograms were done

treatment, at weekly intervals during treatment and after treatment.

prior to
An 8

channel

�.5‘
but the dramatic

in the

change so evident

patient continued to

first

group was not apparent.

Each

noticable disturbance such as obsessional think-

show some

ing, paranoid ideas, or somatic preoccupation.
C.
whom

Minimalyy or Unimproved:

In this group were placed seven patients in

change was not clearly noticable or who showed only equivocal or

improvement.
improved.

Some

showed

transient

fluctuations in behavior, at times appearing

But the changes were not

sustained,

so

that

somewhat

by the end of treatment,

they appeared.much as they did before.
we

are aware of the difficulties in evaluating improvement. Others might

have differed in the estimates of change in these

patients. In any case,

using this threefold classification, the differences between the

third groups will

be

by

first and

distinct.

EVALUATION OF EEG RECORDS:

A

total of

jects. Following the suggestion of

LJ.aPsychiatemgggnehZ-Sewwl9hhd,

w

160 records were obtained

in these subStrauss

the delta index was determined for three lead

(frontal-parietal, anterior temporal - vertex, and parietal-ear
lobe) for 180 seconds of recording for each lead. The delta index is defined
combinations

as the perbcent time occupied by waves of

7

cps or slower.

The average

for the three leads, and the highest delta index in any lead
indices used in the final tabulation.
index

Simultaneously, the record

was scanned

delta-

were the

for the slowest frequency identified

at least twice in any lead; the highest voltage of any delta wave; and the durb
ation of the longest burst.

(V)

�Ch.
Medcrart instrument, needle electrodes, and bipolar recording was used.

Hyperb

ventilation was the only activation technic utilized. During treatment,:records
were taken the day

after, generally 25 to

31 hours

The treatments were administered by the
C

h? electrostimulator.

number of treatments

after treatment.

staff psychiatrists, using

a Reiter

Treatment schedules were three times a week; and the

varied

from 9 to 33.

As

patients

Showed

clinical improve-

ment, the
There

psychiatrist tended to give fewer treatments, and more widelyfspaced.
were 15 women and 9 men in the series, and ages ranged from.2h to 68 with

a median of h7.
EVALUATION QE CLINICAL RESPONSE:

All the patients
eight

were observed

for at least

after termination of therapy.
determined on the basis of the res-

weeks

patient's reaponse to electroshock was
ident psychiatrist's impression, staff opinion, the nurse's notes and the clinical evaluation of the supervisor in charge of electroshock. The patients were
The

divided into three groups
A.

Markeglz ggproved:

~

markedly improved, moderately improved and unimproved.
The 11

cases in this group were regarded as showing

recovery or marked improvement. These patients no longer showed the
which brought them

symptoms

into the hOSpital; their doctors felt they were better;

and

the nurses' notes confirmed such aspects as being able to sleep without medic-

ation, better appetite, and improved capacity to get along with the other patients and participate in hospital activities.
six patients in this group showed some improvebut continued to manifest indications of mental illness. These patients

B. iModerately ggprove : The
ment

typically Showed symptomatic relief, i§,, acute depressive features might be gone,

�On

the basis of these five indices of slow

wave

activity the records

placed in a rank order from the greatestabnormality to the lowest.
cords were then divided into

3

groups

-

g

uﬁbr

were

The 160

third - high degree

EEG

re-

abnorm-

ality) and lowest third =£w degree abnormality.
RESULTS:1.0ur results show a positive correlation between early high degree

EEG

abnormality and improvement. These relationships are demonstrated in
Slide

I.

utilizing these quantifications of slow wave abnormality induced by electroshock, we conclude that such EEG abnormality induced in the first 3 weeks of
‘By

is

treatment

an

essential pre-requisite for the short term favorable clinical

response.
2. What relationships exist between each of the indices,

clinical response, and then

/

amongst each

first with

the

other?

Similar analyses of the relation of each of the indices and clinical result

identical curves to the group curve shown before. Slide 2 shows the
relation of the delta index to improvement. The mean index in the much im-

showed

proved group jumps to

52%

by the 7-9 treatment; while the moderately improved

and unimproved groups show a gradual, slow increase to 10-20% by the 10-12

treatment.
A

similar set of curves id demonstrated in slide

3

for the

mean

highest

percent time delta in one lead.
In the next
shows

the

show

delta

other

two

Slide

same

slide the

slowest frequency

is recorded,

significant relationships. While the

and this) tbo/

much improved

patients

to 3 cps or less by the second week of treatment,
groups Sarely reach )4 cps by the fourth week of treatment.
waves down

5

shows the same

much improved group show

week the

mean

correlations for the

mean

and-

*{e

highest amplitude, the

higher voltages by the second week and by the fourth

differences are persistent for all three groups.

�Finally, slide

6 shows

the

duration of bursts.

mean

The

records of the

much Improved

patients

third

treatment. Bursts are less frequent in the unimproved and

week of

show

longer bursts, averaging more than

7

seconds by the
mod-

erately improved groups and are significantly shorter in duration. not noted
here, however, is the factor of regularity of bursts. In the longer bursts,
wave forms frequently were more regular in frequency and amplitude, than in the
other

two groups.

These studies may be interpreted as demonstrating

of slow wave activity arise from the

same

that each of these measures

physiological process, and assume the

significance in relation to the disturbances in cerebral function induced
by electroshock.
same

I

3. Finally, can these alterations in the
pects of cerebral function which

EEG

may have been

be correlated with other ap-

altered by electroshock? In

these studies, three other indices of cerebral function were assayed - the
amytal test of Weinstein and Kahg? tests of double simultaneous tactile stim-

ulatioaj and tests of
amytal

test

showed a

memory and

recalfz)

Of

these three indices, only the

positive correlation with

improvement and.with the EEG.

results were presented recently at the American Psychiatric Association
we will forgo a discussion at this time. ‘93
__,wle

These
and

It.;::; suffice

demonstrates the correlation berel
éF,
tween the amytal eating and the high degreerhEG abnormality. n—v_
this iigﬁgLshows
ﬁb£

that the next slide, #

7

'

,

distinct relationship between the two factors.
At this point I should like to summarize our findings and express some
thoughts as to their significance for a theory of electroshock action. There
is little doubt that electroshock induces delta abnormality in the EEG. It is
a

symmetric, chiefly

frontal, but with increasing treatment, spreads to all leads.

With increasing treatment the frequencies became slower, the amplitudes higher,

the burst activity longer and more regular.

in every record after electroshock,

its

‘While

degree

delta abnormality is present

is variable. Roth's experiment's

�~8-

inducing increasing delta abnormality with barbiturate are significant in predicting the later changes induced by further electroshock. In some subjects
however, a high degree delta abnormality

is not

induced despite extensive

treatment.
correlations of degree of delta abnormality with improvement are also
significant for the theory of the mechanism of electroshock. An early, SusOur

tained alteration in cerebral function as measured by the EEG, and also by the
amytal test, appears to be a necessary pre-requisite for improvement. Where

*-

in the amytal test), the:
the patient's behavior.
€l%n ificant clinical improvement will fail to occur in
fact that the correlations were not evident with memory loss, points to the
possibility that this is not a significant factor in improvement.
such changes

fail

to occur in the

EEG

(and

The

In conclusion, these studies lend support )to a theory of EST action recently
(Kahn)(.r These
authors postulated that
enumerated by Weinstein and one of us
improvement following electroshock

is the result

of a milieu of altered brain function in which

of the creation in the patient

new

patterns of adaptation, part-

icularly those of denial, may be maintained. These EEG studies demonstrate
that an altered milieu of cerebral function as measured by delta abnormality
is a pre-requisite for improvement. To this extent the first part of tbs Weinstein-Kahn hypothesis

is supported.

Secondly, these studies point to the

validity or quantitative

the elucidation of mechanisms of behavior.

EEG

studies for

�1533

m a???"

September 21, 1955
MEMORANDUM

TO:
FROM:

Dr. Soseph S. A. Miller
Dr.

(1)

Max

Fink

entitled "Quantitative Studies of Slow Wave Activity
Following Electroshock" will be presented at the Eastem EEG meeting
at
Our paper

Bethesda, Friday September 30th.
(2)

May

I

have permission for Dr. Kahn (the co-author) and myself to

attend the sessions of the society?

�(new?

'

£5)“;

saw» 21.. 1955
m!

m1

Mamaahamr

”gum

(1) our

W amt-MM *mpmuu saw» a: 3m 1m Mtiviw

(a) lily

1:

MWMWﬂnbapWMWMMWmM at
whim! is!»

ma pammaa tear m».

”aim at the am

m (m mama!) and W ta

357‘

�III:
Quantitative Studies 2;

Slow Wave

9/55

Activity

Following'Electroshock
Fink,

Max

MOD.

Robert L. Kahn, Ph.D.

Hillside Hospital,

Glen Oaks, New York

Despite repeated attempts, correlations between slow

wave

activity in-

duced by electroshock and subsequent therapeutic outcome have been unsuccessful.
However,

certain conclusions are warranted from previous studies (1). Electro-

shock therapy induces

alterations in the electroencephalogram in all subjects.

Three patterns are generally described: 1) slowing of the alpha frequencies;
2) the appearance of random, symmetric slow'wave

voltage which

cies in rate

may

activity, generally of high

appear as burst activity; and 3) diminution of beta frequenThere

and amplitude.

is

a

direct relation between the degree of

these changes, and the number and frequency of treatments.
a saturation point of change

is described,

to the pretreatment levels

The

1

to h weeks, depending directly on the

treatment.

relationship between degree of manifest

memory

degree of electroencephalographic abnormality.

memory impairment.

in cerebral

loss and confusion

of

direct

and the

Cases are described of severe

at the Eastern

EEG

rhythms without manifest

In these reports,

ganic confusion also correlates poorly with
Evesented

is the lack

with few treatments and without significant electroencephalographic

change; and also of severe changes

confusion of

further

Such induced electroencephal-

Another area of agreement among the cited authors

memory changes

subjects

rate of return of the cerebral patterns

is generally

number, frequency and the type of

many

which can be maintained by

treatment, but which is apparently not increaSed.
ographic changes are reversible.

In

it is

clinical

stated that such or-

clinical results.

Society, Bethesda, September 30, 1955.

�-2studies, however,

Two

cited as noting a correlation between

may be

electroencephalographic changes and clinical improvement. Hoagland, Malamud,

in their l9h6 study of involutional

Kaufman and Pincus

women

relation between changes in their clinical rating scale
time more than 13 cycles per second

activity.

and the

per-cent

the disturbed behavior be-

As

manifest, the fast activity increased.

came more

(2) reported a

treatment induced behavior-

As

al improvement, such fast activity diminished. With recurrence of
there

was an

More

induced

increase in the

Roth (3) described a

recently,

EEG

time 13 cycles per second

%

provement.

Roth noted

it

tone, he elicited characteristic changes in the
was random

irregular

and

bursts.

w

act-

wave

solution of the thicpen-

EEG

after electroshock in every

slow wave

activity, which increased

bilaterally synchronous, high

with mere treatment to a highly rhythmic,

litude delta runs

51

was

However, by administering an intravenous

subject. Early, there

that

irregular in appearance, and
could not be satisfactorily related to imr

ivityas seen in a routine post-shock record
reports that

activity.

relationship between thiopentone

changes and the recovery process.

he confirmed the

symptoms,

amp-

chiefly 2-3 cycles per second, with

These were

voltages of 200-350 microvolts.and continuous durations of 30-80 seconds.
the resting record evinced rhythmic delta activity, thiopentone increased
voltage and duration, spread

its

believed that these changes were

patients

than

But

two weeks.

related to the
ing the

patients

EEG

EEG

transient

change even

improvement

change does not ensure recovery

failed to remit for longer
in clinical condition seemed to be
change

in these patients. If

effect

it

we

are correct in connect-

would seem, since most of the

typical changes, that the physiological basis for

by the majority of cases;

moting recove 1y."

EEG

attained such a

changes with the therapeutic

deveLOp

is acquired

who

its

area, and decreased its basic frequency. Roth
related to the process of recovery, and he

concluded: "The development of a typical
and 10 of the 36

'When

it may or may not prove

improvement

effective in pro-

�.3While these two

studies demonstrate a relationship between clinical result'

and EEG abnormality, the majority of

reports

fail

to

do

It is

so.

not likely

that this discrepancy is the result of different populations, but rather, the
differences in

methods of evaluating improvement, the time of

evaluation, and

differences in estimating changes in cerebral function.
In the course of studies of altered brain function induced by electro-

at

shock

the Hillside Hospital

in

New

York,

further data

on

the relationship

clinical effects of electroshock were collected. The
general results of previous investigations on the alterations in the EEG with

between

EEG

changes and

electroshock were confirmed, but also, a definite relationship between

effects and the clinical result

was

EEG

demonstrated. Three foci are presented

today:
(1) (The

EEG

patterns following electroshock

and

their relation to

imp

provement.
(2)

The

(3)

The

SUBJECTS

intercorrelations of different quantifications of delta activity.
relation of these observations to a theory of electroshock acticn.

AND METHOD:

Twenty-four consecutive patients referred

for electro-

shock were studied. Electroencephalograms were done

prior to treatment, at weekly intervals during treatment
An 8

and

after treatment.

channel Medcraft instrument, needle electrodes, and bipolar recording

was used.

Hyperventilation

was

the only activation technic utilized.

treatment, records were taken the day after, generally 25 to
treatment.
The

Reiter

C

31 hours

During

after

treatments were administered by the staff psychiatrists, using a
h?

electrostimulator.

Treatment schedules were three times a week;

and the number of treatments varied from 9 to 33.

improvement, the

As

patients

psychiatrist tended to give fewer treatments,

showed

clinical

and more widely

�.u.
There were 15 women and 9 men

spaced.

to

68

in the series,

and ages ranged from 2h

with a median of h7.
g3

EVALUATION

CLINICAL RESPONSE:

All the patients

were observed

for at least

eitht weeks after termination of therapy.
patient‘s reSponse to electroshock'was determined on the basis of the
resident psychiatrist's impression, staff opinion, the nurse's notes and the
clinical evaluation of the supervisor in charge of electroshock. The patients
The

were divided

into three groups - markedly improved, moderately improved and

unimproved.
A.

Markedly Improved: The 11 cases

in this group

showing recovery or marked improvement. These
symptoms which

brought them into the beepital;

patients

were regarded as

no longer showed

the

their doctor felt they were

better; and the nurses' notes confirmed such aSpects as being able to sleep
without medication, better appetite, and improved capacity to get along with
the other patients and participate in hospital
B.
improvement

activities.

six patients in this group showed some
but continued to manifest indications of mental illness. These

Moderately,lmproved:

patients typically

The

showed symptomatic

relief, i:g;, acute depressive features

might be gone, but the dramatic change so evident in the

apparent.

Each

patient continued to

show some

first

group was not

noticable disturbance such as

obsessional thinking, paranoid ideas, or somatic preoccupation.
C.

Minimally g£_unimproved: In

this group

were placed seven

patients

in whom change was not clearly noticable or who showed only equivocal or transient improvement. Some showed fluctuations in behavior, at times appearing
somewhat improved.

But the changes were not

treatment, they appeared

much

sustained, so that by the

as they did before.

end of

�.5are aware of the difficulties in evaluating improvement. Others might
have differed in the estimates of change in these patients. In any case, by
we

using this threefold classification, the differences between the
groups

first and third

will be distinct.
93

EVALUATION

delta index

EEG RECORDS:

was

A

total of

160 records were obtained

in these sub-

jects. Following the suggestion of Strauss (h), the
determined for three lead combinations (frontal-parietal,

anterior temporal - vertex, and parietal-ear lobe) for 180 seconds of recording
for each lead. The delta index is defined as the per-cent time occupied by
waves of 7 ops or slower.

delta-index for the three leads, and the
highest delta index in any lead were the indices used in the final tabulation.
The average

for the slowest frequency idenp
tified at least twice in any lead; the highest voltage of any delta wave; and
the duration of the longest burst.
Simultaneously, the record

0n the

was scanned

basis of these five indices of slow

wave

activity the records

were placed in a rank order from the

greatest abnormality to the lowest.

160 records were then divided

into

groups

abnormality, and lowest third

=

RESULTS:

in Slide

3

- i;g=_upper third=

The

high degree

EEG

low degree abnormality.

l.

Our

EEG

abnormality and improvement. These relationships are demonstrated

results

show a

positive correlation between early high degree

I.

utilizing these quantifications of slow wave abnormality induced
electroshock, we conclude that such EEG abnormality induced in the first 3
By

of treatment

is an.essential pre-requisite for the short

term favorable

by
weeks

clinical

response.
2.

What

relationships exist between each of the indices,

clinical response,

and then amongst each other?

first with

the

�~6-

Similar analyses of the relation of each of the indices and clinical result

identical curves to the group curve shown before. Slide 2 shows the
relation of the delta index to improvement. The mean index in the much improved
showed

group jumps to

52%

by the 7-9 treatment; while the moderately improved and un-

improved groups show a gradual, slow

increase to

10720% by

similar set of curves is demonstrated in slide

A

3

the

10-12

for the

mean

treatment.
highest

percent time delta in one lead.
In the next slide the
shows the same

delta

show

other

two groups

to

the

same

much improved group show

week

h cps by the

much improved

While the much improved

fourth

correlations for the

week of

mean

all three

6 shows the mean duration of

patients

this, too,
patients

treatment.

highest amplitude, the

higher voltages by the second week and by the fourth

the differences are persistent for
Finally, slide

and

cps or less by the second week of treatment, the

3

rarely readh

5 shows

is recorded,

slowest frequency

significant relationships.

waves down

Slide

mean

show

groups.

bursts.

The

longer bursts, averaging more than

records of the
7

seconds by

the third week of treatment. Bursts are less frequent in the unimproved and
moderately improved groups and are significantly shorter in duration. Not noted

here, however, is the factor of regularity of bursts. In the longer bursts,
forms frequently were more regular

wave

in frequency and amplitude, than in the other

two groups.
These

ures of
the

studies

may be

interpreted as demonstrating that each of these meas-

activity arise from the same physiological process, and assume
significance in relation to the disturbances in cerebral function in-

31 w wave

same

duced by

electroshock.

3. Finally, can these alterations in the
pects of cerebral function which

may have been

EEG

be correlated with other as-

altered by electroshock? In

these studies, three other indices of cerebral function were assayed - the amytal

�-7-

test

of Weinstein and Kahn (5),

(6),

and

tests of

memory and

tal test

showed a

positive correlation with

tests of double simultaneous tactile stimulation
recall (7). Of these three indices, only the amyimprovement and with the EEG.

These

results were presented recently at the American Psychiatric Association and we
will forgo a discussion at this time. It may suffice that the next slide, # 7,
demonstrates the correlation between the responses on amytal
of

abnormality. This graph

EEG

tests

and the degree

distinct relationship between the

shows a

two

I

factors.
this point I should like to summarize our findings and express
thoughts as to their significance for a theory of electroshock action.
At

is little

doubt

that electroshock induces delta abnormality in the

symmetric, chiefly

There

It is

EEG.

frontal, but with increasing treatment, spreads to all leads.

increasing treatment the frequencies

With

some

became slower, the amplitudes

the burst activity longer and more regular. While delta abnormality

in every record after electroshock,

its

higher,

is present

is variable. Roth's experiment's

degree

inducing increasing delta abnormality with barbiturate are significant in predicting the later changes induced by further electroshock. In some subjects
however, a high degree delta abnormality

is not

induced despite extensive

treat-

ment.
Our

correlations of degree of delta abnormality with

significant for the theory of the

mechanism of electroShock.

tained alteration in cerebral function as measured
amytal

test,

such changes

clinical

improvement are also
An

early, sus-

by the EEG, and

also

by the

appears to be a necessary pre-requisite for improvement. Where

fail

to occur in the

improvement

in the amytal test), then significant
will fail to occur in the patient's behavior. The fact that
EEG

the correlations were not ivident with

(and

memory

loss, points to the possibility

that this is not a significant factor in improvement.
In conclusion, these studies lend support to‘a theory of
enumerated by Weinstein and one of us (Kahn) (8).

EST

These authors

action recently
postulated.that

�-8improvement following electroshock

of a milieu of

is the result of the creation in the patient

altered brain function in which new patterns of adaptation, part-

icularly those of denial, may be maintained. These EEG studies demonstrate
that an altered milieu of cerebral function as measured by delta abnormality is
a pre-requisite for improvement. To this extent the
first part of the weinsteinKahn

hypothesis

is supported.

Secondly, these studies point to the
.

for the elucidation of

validity of quantitative

mechanisms of behavior.

EEG

studies

�REFERENCES

l.

Chusid, Joseph G. and Pacella, Bernard L.:

the Electric Shock Therapies, J. Nerv.

The Electroencephalogram
&amp;

Dis., 11g: 95-107, 1952.

Ment.

Hoagland, H., Malamud, W., Kaufman, and Pincus, 6.:
encephalogram and

in the Excretion of

17

in

Changes

in the Electro-

Ketosteroids Accompanying Electro-

shock Therapy of Agitated Depression, Psychosom. Med., §; 2&amp;6-251, 19h6.

3. Roth, Martin: Changes in the

EEG

Under

Barbiturate Anesthesia Produced

Electroconvulsive Treatment and Their Significance for the Theory of
Action,

EEG

by
ECT

and Olin. Neurophys., 2; 261-280, 1951.

Strauss, Hans: Clinical

and Electroencephalographic Studies ~ Correlations

of Mental, Electroencephalographic and Anatomic Changes in Cases with
Organic Brain Disease,
So

Am.

J. Psychiat., 191:

and Kahn, R.L.:

weinstein, E.A.,

("Amytal Sodium")

Diagnostic

hZ-SO, l9hh.

Use of Amobarbital Sodium

in Organic Brain Disease,

Am.

J. Psychiat., 192: 12,

889-89h: 1953.

6. Fink, M., Green,

M.

and Bender, M.:

The Face-Hand

Test as a Diagnostic Sign

of Organic Mental Syndrome, Neurology, 2: h6-58, 1952.
7.

Karin, H., Fink,

M.

and Kwalwasser,

5.: Relation of

Changes

in

Memory and

Learning to Improvement in Electroshock, Conf. “eurologica, 1Q: 88-96,
1956.

Weinstein, E.A., Kahn, R.L. and Linn, L.: Peychosis During Electroshock
Therapy:
19.9.:

Its Relation to the

22-26, 1952.

Theony

of

Shock Therapy, Am.

J. Psychiat.,

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                    <text>Reprinted from the A. M. A. Archives of Neurology (“7 Psychiatry
November 1957, Vol. 78, pp. 516—525
Copyright 1957, by American Medical Association

Relation of Electroencephalographic Delta Activity to
Behavioral Response in Electroshoek
Quantitative Serial Studies
MAX FINK, M.D.,

and

ROBERT

L KAHN, Ph.D., Glen Oaks, N.

Recent theories of'electroshock therapy 1'3
have emphasized the role of neurophysiologic
changes as. the basis for the therapeutic ac—
tion of electroshock. Consistent with these
theories, we have observed a relation between
changes in certain measures of brain function and behavioral response. We have noted
that evaluations of clinical improvement fol—
lowing electroshock are related to changes in
orientation and confabulation after intra—
venous amobarbital,4 learning and recall,5
and syntactical aspects of language.6
In view of these observations, it could be
expected that electroencephalographic studies
would show a similar relationship. Numerous
observers have reported consistent changes in
the electroencephalogram after electrically
induced convulsions. There is diffuse slowing with increased voltage and dysrhythmic
activity?"12 Fast activity decreases, both in
voltage and in percent time}3 and in patients
who are intensively treated there is a slowing
of persistent alpha frequencies.14 The degree,
duration, and extent of delta activity are
directly related to the frequency and number
of grand mal convulsions?"14 Such activity
is usually symmetric and appears maximal
in anterior leads, and the electroencephalog—
Received for publication June 18, 1957.
From the Department of Experimental Psychia—
try, Hillside Hospital.
Presented at a meeting of the Eastern Associa—
tion of Electroencephalographers, Washington,
D. C., September, 1955.
Aided, in part, by Grant M—927, National Institute of Mental Health, National Institutes of
Health, U. S. Public Health Service; and the
Dalian Foundation for Medical Research, New
York.

Y.

raphic effects usually disappear in the four
to eight weeks following the last treatmentfgi9
In contrast to the consistency of these
observations, studies of the relationship between the electroencephalographic and the
clinical changes show conﬂicting results.
Chusid and Pacella,15 after an extensive
review of the literature, concluded that the
number of treatments rather than the degree
of induced delta activity, was the primary
factor related to a favorable therapeutic re—
sponse. On the other hand, Hoagland et
al.16 reported a relation between changes in
the percent time fast activity (more than 13
cps) and independent clinical ratings of be—
havioral change._ Roth2 similarly reported
a relationship between changes in the clinical
state and alterations in the delta response
induced by intravenous thiopental sodium.
The divergent observations reﬂect variations in methodology. The present study is
an attempt to apply quantitative methods of
analysis of serial electroencephalographic
records to this problem. The purpose of this
study is to determine (1) the relation of
changes in electroencephalographic delta
activity to the behavioral response in electro—
shock, and (2) if a relationship does exist,
the signiﬁcance it may have for an under-standing of the electroshock process.

Subjects and Method
1. In the initial series, 24- consecutive patients referred for electroshock were studied. Electro—
encephalograms were obtained prior to treatment
and at weekly intervals during and after treatment,
using an eight—channel Medcraft electroencephalograph and needle electrodes. Recording was bi—
polar, and hyperventilation activation was utilized

516

,.

“(34.x

�EEG DELTA ACTIVITY AND BEHAVIORAL RESPONSE
during each recording. During the treatment pe—
riod, records were taken on the day following a
treatment, generally 25 to 31 hours later.
Grand mal electroshock therapy was administered
by staff psychiatrists, using a Reiter C-47 electrostimulator. Treatment schedules were three times
a week, and the number of treatments varied from
9 to 33. As patients showed a clinical response,
the psychiatrist tended to give fewer and more
widely spaced treatments. There were 15 women
and 9 men in the series, and the ages ranged from
24 to 68, with a median of 47 years.
Evaluation of EEG Records—A total of 160
records were obtained on these subjects. Following the suggestion of Strauss,17 the delta index was
determined for three lead combinations (frontal—
parietal, anterior temporal-vertex, and parietal-ear
lobe) for 60 seconds of recording for each lead.
The delta index is deﬁned as the percent time
occupied by waves of 7 cps or slower.
The run of each selected lead combination was
scanned, and 180 cm. (60 seconds) of recording that
was artifact-free was noted. An additive map
measure was run along the base of all waves of
7 cps or slower, determining the number of centi—
meters occupied by such slow activity. The ratio
of this ﬁgure to 180 was the delta index of that
combination.

’

After these measurements were made, the rec—
ord was scanned for the slowest frequency clearly

The total record was also scanned
for burst activity. The duration of burst activity,
the regularity (modulation) of the waves in the
burst, and average voltage were noted.
In the ﬁnal estimates of degree of delta activity,
the average delta index for the three lead corn—
binations, the highest delta index in any one lead,
the slowest frequency, highest delta voltage, and
duration of longest period of burst activity were
listed for each record. The 160 records were ar—
ranged in sequence for each index and the per—
centile rank determined. The ranks were added
and the records then arranged in rank order ac.—
cording to this score. On the basis that the higher
score reﬂected a greater degree of delta activity,
the upper third of the records was classiﬁed as
“high—degree delta”; the middle third, as “moderate-degree delta,” and the lowest third, as “lowdegree delta.” An example of each is shown in
Figures 1, 2, and 3, respectively.
High—degree delta records were characterized
by an average delta index of at least 18%, a delta
index of 21% or more in one of the three measured leads, a slowest frequency of less than 3%
cps, a highest delta voltage of more than 100pv,
and a burst duration of at least two and a half
slow waves.

LF-LO

WWWAWWWNIWW

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RF'RO

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PRE-EL

seconds.

Low-degree delta records were characterized by
an average delta index of less than 2%, a highest
delta index in one lead of 3% or less, frequencies
no slower than 5% cps, voltages of less than 60pv,
and burst duration of less than one—half second.

W
“WW
W
W

identiﬁed at least twice in these selected lead
combinations, and for the highest voltage of these

R P‘E
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PRE- ELECTROSHOCK

ISECOND

,

24 HOURS AFTER EST

Fig. 1.—Low-degree delta activity.

Fink—Kuhn

I50 M,

it l2

5-17

.

‘

WWW
RAT-RPT
WWW

PRE-ELEC

.maﬁ-”

_,__._---_.,

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r-.-

518

�vs

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.,

.v.

h

A. M. A.

ARCHIVES OF NEUROLOGY AND PSYCHIATRY

LF LO

WMWWWWWW
WWWWWWWW
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I

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PRE-ELECTROSHOCK

24

HOURS

SECOND

1:5on

AFTER EST 4*

IO

Fig. 2.—Moderate-degree delta activity.

L F “ LO
WWEJVANWWWJWWWMk/‘W‘mgfaNJWW‘AMW
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24

HOURS AFTER EST 4*

M

Fig. 3.—High-degree delta activity.

518

Vol. 78, N07J., 1957

�EEG DELTA ACTIVITY AND BEHAVIORAL RESPONSE

I

Moderate-degree delta records were between these
two groups, with an average delta index between
2% and 18%, a highest delta index in one lead of
3% to 20%, a slowest frequency of 4-5 cps, high—
est amplitude of between 60yv and 90,uv, and burst
duration of one-half to two seconds.
2. In a second series, of 54 consecutive, unselected electroshock patients, electroencephalo—
graphic records were obtained prior to treatment.
during the second and third weeks of treatment,
and two weeks after treatment.
These records were analyzed using measures
identical with those in the initial series. Using
the original cut-off points, these records were
classiﬁed as high-, moderate—, and low—degree—delta
records, and the initial observations were tested in
a predictive study of therapeutic response.
Evaluation of Clinical Response—All patients
were observed for at least eight weeks after termination of therapy. The patient’s response to
electroshock was determined on the basis of the
resident psychiatrist’s impression, the staff opinion,
the nurse’s notes, and the clinical evaluation of the
supervisor in charge of electroshock. The patients
were divided into three groups—much improved,
moderately improved, and unimproved—according
to the following criteria:
A. Much Improved: The 11 cases in this group
were regarded as showing recovery or marked
improvement. These patients no longer presented
the symptoms which brought them into the hospital; their doctors felt they were better, and the
nurses’ notes conﬁrmed such aspects as being able
to sleep without medication, better appetite, and
improved capacity to get along with others and
participate in hospital activities.
B. Moderately Improved: The six patients in
this group showed some improvement but continued
to manifest symptoms of mental illness. These
patients typically showed symptomatic relief; i. e.,
acute depressive features might be gone, but the
dramatic change, so evident in the ﬁrst group,
was not apparent. Each patient continued to show
some noticeable disturbance, such as obsessional
thinking, paranoid ideas, or somatic preoccupation.
C. Minimally or Unimproved: In this
group
were placed seven patients in whom change was
not clearly noticeable, who showed equivocal or
transient changes, or who became worse. They
showed ﬂuctuations in behavior, at times appearing
less ill. The changes were not sustained, however,
so that by the end of treatment they appeared
much as before.

activity and clinical ratings demonstrated a
signiﬁcant relationship between the early ap—
pearance of high—degree delta activity and the
“much-improved” clinical ratings. Of the
records in patients who were rated as much
improved, 80% were classiﬁed as high—de—
gree delta in the second week, 91% in the
third week, and 88% in the fourth week of
treatment. Of the records in patients who
were rated as unimproved, none showed
high—degree delta in the second or third
weeks of treatment, and only 20% were
classiﬁed as high—degree delta in the fourth
week. The data are expressed in Table 1
and graphically in Figure 4.
TABLE

1.—Electroencephalographic Percentage of
High-Degree Delta Records

Degree of EEG Delta Activity and
Clinical Ratings.——The initial analyses of the
relation between the degree of induced delta
F ink—Kahn
1.

MUCH IMPRO
+——Moo. IMPRO\

50_ .---- UNIMPROVEI

TIME

A ‘13
A.

4‘“
PERCENT

o: C?

-.__~_

,.

m &lt;.3
AVERAGE

...__.—_____.-._,

c3
MEAN

WAVES

I50} .—- MUCH
+——Moo.

IMPROVI
IMPROVI

---~ unmpnovso
DELTA

Treatment
Period

Much improved (11)

OF

1-8

4—6

7—9

10—12

25

80

91

88

Moderately improved (6)

0

16

50

40

Unimproved (7)

0

O

0

20

IOOAv

AMP(LITU)DE

u- c.’

HIGHEST

Indices and Clinical Ratings.——An
analysis of the relation between each of the
ﬁve indices used in the ﬁnal estimate of the
degree of delta activity and the clinical ratings also show signiﬁcant correlations. In
Figure 5A to E, each index is related to the
number of convulsive treatments and the
eventual therapeutic evaluation. The curves
2. Delta

OOACTIVITY

90.
80-

DELTA

MUCH IMPROVED

.—— M00.

(III

IMPROVE-10(6)

._-— UNIMPROVEDU)
‘

70'
60‘

DEGREE

504
HIGH

40‘

20I

0‘

o.
O

/

'\.

/

3O~

PERCENTAGE

Results

DELTA

/

I-3

/

/

'

/
4-6

__/'
7-9

NUMBER OF TREATMENTS

MEAN

L

Fig. 5.—A-E, rt
each index of delt:

'

\\
/'

/
IO'IZ

Fig. 4.—.Re1ation of clinical ratings to development of high—degree delta activity.
519

for the highest—am
5C) and the slow
are most similar tc
of delta activity (
The other three
clearly differentia
group from the p2
520

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A. M. A. ARCHIVES OF NEUROLOGY AND PSYCHIATRY
f3
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IMPROVED (-6)
50_ pgmoo.
o----UNIMPROVED(7)

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—«'

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IMPROVENS)

.._.. UNIMPROVED(7)

'

T

IO-IZ

'

-. '
—-—:—-—-"/

,,«+

/
/
/
{,x’
”x”

5~

.t’ ----/’/
,./ "

/‘ ,xf

“i3u
Q

(ll)

MUCH IMPROVED

o——MOD.

Z
6-3
IL]

+,.__._-,——‘

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3-

6-

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.
1—3

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7-9

----'

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IO-‘IZ

I50- ._Muc|-.1:|MPROVED(II)
+——MOD. mpnovsom)
,_.- ummpaovso m

0

IL

V" T

I

_.

7-9

A

&lt;&gt;K

//i1/

------- °- -----MA’65...

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2
1m
5

NUMBER! OF TREATMENTS

(I)

.
///
//
i

2
.

NUMBER OF TREATMENTS

4-6

1-3

3

‘2

/+
,, ........... .,
-—-“"”
’4'

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20

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IMPROVED(II)
0--MO‘D. IMPROVED (6)
°~--~U~NIMPROVED(7)

LU

p—

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-— MUCH

m
D

.

o

‘‘‘‘‘
————

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415
1-3
719
NUMBER OF TREATMENTS
7

r

D

I0--I2‘

NUMBER OF TREATMENTS

B

.9.

g

7‘

3a:

6‘

m
n:
lL

,

.9
,r—e
'

-— MUCH IMPROVED

(u)

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o----UN‘IMPROVEO(7)

l0-l2

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A
.m 5..

22

9 8 4—

.—

Fig. 5.—A-E, relation of clinical ratings to

each index of delta activity.

33.

3:

3o V 3-.

z

a
2

2a
l

_

. I”
+’/”
//’
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,

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7-9
IO‘IZ
NUMBER OF TREATMENTS

E

for the highest—amplitudedelta activity (Fig.
5C) and the slowest frequency (Fig. 5D)
are most similar to the curves for the degree
of delta activity (Fig. 4).
The other three indices (Fig. 5A, B, C)

clearly differentiate the much improved
group from the patients with the other two
520

ratings, but fail clearly to distinguish the
moderate and unimproved groups. With in—
creasing treatment, however, the separation
of classes becomes clearer.
Each index of delta activity, therefore,
demonstrates a relation to the eventual short—
term clinical rating which is much like that
Val. 78, Nov., 1957

�EEG DELTA ACTIVITY AND BEHAVIORAL RESPONSE
TABLE
I

i/

"

.

”

Average delta

2.—Interc0rrelati0ns of Individual I ndices and Degree of Delta Activity
-

-

Average

63%qu

Longest
Dﬁﬁiéi‘é“

350831153

+0.72

+0.67

+0.80

+0.72

+0.68

+0.84

—0.78

—0.47

-—0.90

Delta

One Lead

FkZVJSEEy

Aﬁié’ﬁiie

-

+0.98

—0.79

_

Degree

Highest delta in one lead

+0.98

_

—0.67

Lowest frequency
Highest amplitude

—0.79

—0.67

__

+0.72

+0.72

—0.78

--

+0.57

+0.88

Longest duration bursts

+0.67

+0.68

—0.47

+0.57

__

+0.63

Degree of delta activity

+0.80

+0.84

—0.90

+0.88

+0.63

--

demonstrated for the combined index of de—
gree of delta activity.
The intercorrelations of each of these in—
dices are shown in Table 2. All correlations
are signiﬁcant at better than the 1% level of
conﬁdence, although the highest correlations
with the degree of delta activity are noted
for the frequency and amplitude measures.
The lowest correlations are noted for the
duration} of burst activity. These observa—
tions indiCater that in future studies or in
clinical application frequency response and
amplitude changes may serve as criteria for
the degree of induced delta activity.
3. EEG Delta Activity as Index of Clinical
Outcome—Following these observations, a
study was undertaken to determine whether
the degree of delta response was predictive
of the short—term therapeutic outcome. On
the basis of the observation that the much
improved patients had developed high—degree
delta activity early and had sustained such
activity, electroencephalograms were obtained during the second and third weeks of
treatment 011 54 consecutive electroshock
patients.
The records were scored as to whether
high—degreedelta activity was achieved dur—
ing both, one, or neither of the four—six and
seven-nine treatment periods, and the data
TABLE

were

Both high

(18)

12 (67%)

One high

(16)

4 (25%)

None high (20)

6 (30%)

*

(Table 3).
Of the patients who manifested high—degree
delta activity during the second and third
weeks of treatment, 67% were rated as much
improved, while only 30% of patients with-

.

1

out high—degree delta activity were so rated.
Thus, the early induction and persistence of
high-degree delta activity are seen to be re—
lated to the short—term clinical evaluation.

Comment
The present study demonstrates a con—
sistent relationship between the degree and
duration of induced electroencephalographic
delta activity and clinical evaluation of behavioral change. While it is conceivable that
the difference between our results and
previous reports may be due to a variation
in population, it is more likely that methodo—
logical aspects are important factors. Serial
records were obtained during the course of
therapy, so that the sequence of electro
encephalographic change was evident. The
records were obtained at a constant time in—
terval following a treatment. Finally, quantitative analyses of the records were made
instead of relying on clinical impressions.
Of other investigators of this problem, both

Moderately Improved

2 (11%)

8

(50%)

4 (25%)

7

(35%)

7

T

ship between ind
havioral
respor
therefore, perm
changes in the o
attendant alterat
the physiologic
process.* A simil.
by Roth 23 on the
*The

Unimproved

4 (22%)

ac’tivity.18’21’22

we.

biochemical

received limited stu

on acetylcholine-chi
tion in blood—brain
and protein equilibri
without deﬁnitive C(

(35%)

Signiﬁcant at the 2% level of conﬁdence.

Fink—Kuhn

the induced neu1
behavioral respoi
these observation
of action of elect
1. Relation ofi
Behavior.—Beha
accompaniment
function. Chang
tude, judgment,
and insight atten
tion, from what
extensively docu
literature.
In this study, e
consistently to alt
in a fashion whic
with states of altc
studies of Davis
Strauss,19 Ostow
have afﬁrmed the
activity as an in&lt;
tion. Symmetric,
has been interpre
tion of midline
centrencephalic s
also indicative oi
of consciousness
being directly rel:
tude, and freqi

related to the clinical evaluations.

Clinical Rating

Much Improved

21

further elaboratii

3.—Patients with High-Delta Activity During Second and Third Weeks of
Treatment*

EEG Delta

Roth 2 and Hoa
out systematic E
to demonstrate
variables and be]
Two aspects oi

521

522

�A. M. A.

ARCHIVES OF NEUROLOGY AND PSYCHIATRY

Roth 2 and Hoagland et al.,16 who carried
out systematic EEG analyses, were also able
to demonstrate a relationship between EEG
variables and behavioral changes.
Two aspects of these observations warrant
further elaboration: the relation and role of
the induced neurophysiologic change to the
behavioral response, and the signiﬁcance of
these observations for a theory of the mode
of action of electroshock therapy.
1. Relation of Neurophysiologic Change to
Behavior.—Behavioral change is a consistent
accompaniment of alteration in cerebral
function. Changes in mood, language, atti—
tude, judgment, thought process, perception,
and insight attend changes in cerebral function, from whatever cause, and-- have been
extensively documented in the neurologic
literature.
In this study, electroshock has been shown
consistently to alter the electroencephalogram'
in a fashion which we have come to associate
with states of altered cerebral function. The
studies of Davis and Davis,18 Ostow and
Strauss,19 Ostow and Ostow,2‘0 and Jung 21
have afﬁrmed the signiﬁcance of diffuse delta
activity as an index of altered brain func—
tion. Symmetric, dysrhythmic delta activity
has been interpreted as evidence of dysfunc—
tion of midline hypothalamic centers—the
centrencephalic system?9 Such activity is
also indicative of an alteration in the state
of consciousness, more marked alteration
being directly related to the duration, ampli—
tude, and frequency of the slow—wave
activity.18'21’22

The demonstrated relation—

ship between induced delta activity and beafter electroshock,
havioral
response
the
conclusion that
therefore, permits
in
the
centrencephalic system with
changes
attendant alteration in consciousness are
the physiologic basis of the electroshock
process."&lt; A similar conclusion was presented
by Roth 23 on the basis of his studies of the
*The biochemical substrate of this process has
received limited study. Emphasis, has been placed
on acetylcho-line-cholinesterase change,”25 altera—
tion in blood-brain barrier,8 and changes in ionic
and protein equilibria 26"” by different investigators,
without deﬁnitive conclusions.
522

effect of thiopental on electroencephalo—
graphic delta activity.
Another example of the relation of the
electroencephalographic delta activity to be—
havior is seen in reports of epileptic patients.
Landolt 28,29 describes a young epileptic who
was ordinarily pleasant, friendly, and cooperative for his clinic visits. At these times,
records were consistently dsyrhythmic. On
one occasion he was surly, irritable, and
withdrawn, and his EEG was without delta
activity. On the subsequent visit, the EEG
was again dysrhythmic, and a behavioral
“improvement” was noted. Similar observations have been reported by Brockman .et
£11.30 and Fabing.31
In a previous study4 we had applied the
amobarbital test for brain disease 32 in a
serial fashion to this group of patients and
reported a relationship between changes in
this index of cerebral function and be—
havioral change. Were other tests of cerebral
function to be applied in a similar fashion, it
is anticipated that these, too, would demon—
strate consistent changes during treatment
and a relation to behavioral response, within
the limits of the sensitivity of the test to reﬂect changes in cerebral function. In this
context, electroshock may be said to be a
method of inducing a state of altered brain
function for extended periods, in order to
achieve changes in behavior.
From this point of view, the development
of a signiﬁcant degree of electroencephalo—
graphic delta activity may be a readily determined guide in the rational management
of electroshock therapy. In these studies we
have examined various delta indices and/or
the intercorrelations and have noted that the
amplitude and the frequency of the induced
slow waves are the best guide to the degree
of delta'activity. In patients in whom the
behavioral response to electroshock is inconsistent with the therapeutic expectation, examination of the electroencephalogram may
provide a criterion for clariﬁcation. If the
induced slow—wave activity is faster than 4
cps and lower than 100,u.v in anterior
temporal—ear lobe or anterior temporal—
frontal lead combinations, then there is
Vol. 78, Nata; 1957

�EEG DELTA ACTIVITY AND BEHAVIORAL RESPONSE

presumptive evidence of inadequate electro—
shock therapy. When frequencies less than
3% cps and voltages higher than lOOuv are
maintained for a number of weeks, the assumption may be made that an adequate
degree of altered brain function had been
induced and that other factors (environ—
mental, personality, pathophysiologic) were
operating to preclude a favorable behavioral
response to electroshock. A similar applica—
tion can be made for amobarbital tests 4 or
syntactic language after intravenous amobarbital.6
2. Theory of Electroshock Action—These
studies of the electroshock process have
demonstrated that alteration in brain func—
tion is induced early and is sustained in
patients in whom the greatest degree of
behavioral change is noted. We have em—
phasized high—degree EEG delta activity and
positive amobarbital tests as indices of
altered cerebral function, with the knowledge
that other indices of altered brain function,
applied in the same serial fashion, may also
show signiﬁcant alterations and a relation
to behavioral change.
We have been impressed that the ratings
of improvement are value judgments of the
behavioral response. All patients in whom
cerebral changes are induced by electroshock
manifest changes in behavior. The range of
behavioral patterns induced under these conditions is wide. Only certain patterns are
evaluated as improved, however, while
others are regarded as “unimproved.” “Improvement” is a special case of behavioral
response, being a subjective evaluation on
the part of the observer that the patient is
“better.” Electroshock does not induce “improvement”; it induces a milieu of cerebral
activity in which behavior is different than
before electroshock. To the extent that the
induced behavior in depressed patients is
perceived as less complaining, depressed,
agitated, or anxious, or in schizophrenic
patients as less delusional, hallucinatory, or
excited, the patient is evaluated as “im—
proved.” When behavior, however, is per—
ceived as anxious, agitated, paranoid,
complaining, or withdrawn, it is evaluated
Fink—Kahn

as “unimproved.” The particular type of
behavioral pattern induced by electroshock
is dependent on a number of factors, such as
personality.33
Another aspect of the rating of improvement is the environmental response to
the induced behavior. The modiﬁcation of
mutism, withdrawal, and negativism to excitement, overactivity, and irritability may
be considered a positive movement by the
therapist but a disorganization by the ward
physician or family. The goals of the
therapist and the family, and their expectations and tolerances, are signiﬁcant factors
in the behavioral response of the patient to
therapy, and, also, in the ratings of improve—
ment.
These same factors are signiﬁcant in the
duration of the electroshock effect. The in—
duced change in cerebral function persists
for only two to eight weeks following even
intensive courses of therapy. In many cases,
the behavioral response is limited to this
period of altered brain physiology. When in—
duced changes in behavior are not adaptive
in the milieu of the patient, the behavior
reverts to pretreatment patterns. In other
instances, the induced behavior is adaptive
to the environment, and, we assume, sus—
tained thereafter not by the initial change
in brain function but by the newly developed
interaction of ‘the subject with environment.
That this is indeed true is seen by the fre—
quent successful adaptation of the patient
to the hospital milieu after electroshock, only
to have a recurrence of symptoms when dis—
charge planning is discussed or discharge
is consummated. Altered brain function
provides the physiologic milieu in which
there is an altered interaction with the en—
vironment—the doctor, family, or society.
These observations lead to the conclusion
that electroshock therapy is a nonspeciﬁc
induction of persistent states of altered
cerebral function. Such altered cerebral
function provides the physiologic milieu for
an alteration of the organism’s adaptive
interpersonal behavior. Changes are in—
duced in perception, language, mood, recall,
and judgment which constitute a mode of
523

interaction with
of behavior indu
is dependent up
subject, the envii
action occurs, an
of altered cerebrz
A similar View
was initially exp
and Kahn,1 who
tionship of neu:
behavioral respor
electroshock pr0(
the observations
Aird et al.3
The neurophys
tion of electrosh(
deﬁnition of the
of further elabor:
a hypothesis also
standing of ther
coma therapy, 1(
agents.

j

Summary

Serial electroe:
weekly intervals
referred for elect
analyzed for the
A signiﬁcant
tween the degrec
delta activity an(
behavioral chang
ﬁrmed in a predi
54 patients.
Differences bi
those obtained It
terms of differen
A neurophysi
tion of the electrt
It is concluded t]
speciﬁc inductio:
altered cerebral
physiologic miliei
tive interpersona
Improvement
as a special case c
these conditions.
by an observer
factors, including

1

r'

524

�A. M. A.

ARCHIVES OF NEUROLOGY AND PSYCHIATRY

interaction with the environment. The type
of behavior induced under these conditions
is dependent upon the personality of the
subject, the environment in which the inter—
action occurs, and the duration of the state
of altered cerebral function.
A similar view of the electroshock process
was initially expressed by Weinstein, Linn,
and Kahn,1 who emphasized the interrela—
tionship of neurophysiologic changes and
behavioral response. This description of the
electroshock process is also consistent with
the observations of Ulett et al.,34 Roth,2 and

Aird et al.3

The neurophysiologic—adaptive interpreta—
tion of electroshock provides an operational
deﬁnition of the process, which has promise
of further elaboration and observation. Such
a hypothesis also has application to an under—
standing of therapeutic process in insulin
coma therapy, lobotomy, and tranquilizing
agents.

Summary and Conclusions
Serial electroencephalograms obtained at
weekly intervals in 24 consecutive patients
referred for electroshock were quantitatively
analyzed for the degree of delta activity.
A signiﬁcant relationship was found be—
tween the degree and duration of induced
delta activity and the clinical evaluation of
behavioral change. The results were conﬁrmed in a predictive study in an additional
54 patients.
Differences between these results and
those obtained by others are explained in
terms of differences in methodology.
A neurophysiologic-adaptive interpreta—
tion of the electroshock process is presented.
It is concluded that electroshock is the non—
speciﬁc induction of persistent states of
altered cerebral function, providing the
physiologic milieu in which changes in adaptive interpersonal behavior occur.
Improvement after electroshock is seen
as a special case of behavioral response under
these conditions. The rating is an evaluation
by an observer depending on numerous
factors, including the type of adaptation, the
524

and

expectation of the observer
(therapist, family, or administrator), and
the setting in which the behavior occurs.

goal

Mrs. Helen Donovan, Miss Gayle Wankel, and
Mrs. Hannah Mosquera gave technical assistance
in this study.
Hillside Hospital.

REFERENCES

l. Weinstein, E. A.; Linn, L., and Kahn, R. L.:
Psychosis During Electroshock Therapy: Its Relation to the Theory of Shock Therapy, Am. J.
Psychiat. 109 :22-26, 1952.
2. Roth, M.: Changes in the EEG Under Bar—
biturate Anaesthesia Produced by Electro—Coxnvulsive Treatment and Their Signiﬁcance for the
Theory of ECT Action, Electroencephalog. &amp;
Clin. Neurophysiol 3 :2612-80, 1951.
_
3. Aird, R. B.; Strait, L. A.; Pace, A]
W.;
Hrenoff, M K. and Bowditch, S C.: Neurophysiologic Effects of Electrically Induced Con—
vulsions, A. M. A. Arch Neurol. &amp;
Psychiatl- 75:
3371—3781956.
4. Kahn, R.L

; Fink, M., and Weinstein,,E. A.:
Relation of Amobarbital Test to Clinical Improve—
ment in Electroshock, A. M. A. Arch. Neurol. &amp;
Psychiat. 76 :23—29, 1956.
5. Korin, H.; Fink, M, and Kwalwasser, 5.:
Relation of Changes in Memory and Learning to
Improvement in Electroshock, Conﬁnia neurol. 16:
88-96,1956.
6. Kahn, R. L., and Fink, M.: Changes in
Language During Electroshock Therapy, in Psychopathology of Communications, edited by P. H.
Hoch and I. Zubin, New York, Grune &amp; Stratton,
Inc., 1956.
7. Fink, M., and Kahn, R. L.: Quantitative
Studies of Slow Wave Activity Following Electro—
shock, Electroencephalbgi&amp;-Clin. Neurophysiol. 8:

(abstract),

158

1956.

Pacella, B. L.; Barrera, E. S., and Kalinowsky, L.: Variations in the'Electroencephalogram
Associated with Electric Shock Therapy in Pa—
tients with Mental Disorders, Arch. Neurol. &amp;
Psychiat. 47:367-384, 1942.
9. Proctor, L. D., and Goodwin, J. E.: Clinical
and Electrophysiological Observations Following
Electroshock, Am. J. Psychiat. 101:797-800, 1945.
10. Bagchi, B. K.; Howell, R. W., and Schmale,
H. T.: The Electroencephalographic and Clinical
Effects of Electrically Induced Convulsions in the
Treatment of Mental Disorders, Am. J. Psychiat.
8.

102 :49-61, 1945.

Levy, N. A.; Serota, H. M., and Grinker,
R.: Disturbances in Brain Function Following

11.

R.

Convulsive Shock Therapy, Arch. Neurol. &amp;
Psychiat. 47 :1009-1027, 1942.
12. Mosovich, A., and Katzenelbogen, S.: Elec—
troshock Therapy, Clinical and ElectroencephaloVol. 78, N00,, 1957

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truths
Want.
lbw but.
Aid-d, m m by gum. 14-927. mama mum. at Kent-.1 Health, mum).
of ﬁnd/m, v.3. mm Health San-1a.; and the mm mem
mum
for Mad. Ragnar-9h, nWJa-rlcM mt: ,
of mammeephalcmphoro, Won,
Present!!! aththe mum
Duct, WWI} 1955.
m: M57»
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.—

;

�Relation
5??

-.._..

a:
_

Meet

w
{Mari-ea

m, Delta Activiw to More}. mm in Wanna:
antiutive Serial Studies;

a: electroshock therapy

m

(

1,

2,. 3) have emphasized the

rule of neurophysiologic changes as the basis for the therapeutic

.1

.

mutant with these

,L

theories,

we have observed

auction

of

a mutual:

bum changes a: new means of brain function and behavioral name.
We

have noted
an...

$73

WW 40
electmsheek/‘aﬁ- changes in orientation
embarbital (2;), flaming and
&lt;6) .

null

and

clinical hpmment following
cmfabuletion after

111th

(Shana syntactical aspects at
'

1%

In view of these observations it. could be expected that. electroencephala
ogrephie shudiee mld
report-ad
inﬂamed

relationship.

Nmaerous observers have

eminent changes in the electmeneephelogm utter eleetzically

Mime.

rhyﬁMc

em 1 similar

utivity

There 18 6.1.th9 slewing with increased voltage and dye.

(7 ~ 12). Feet

percent—tum (13), and

utivity decreases,

both in voltage and in

in patients we are intensively trauma, there is e

naming of persistent alpha frequmcies (1h).

The

degree,

mum and extent

or éelte amenity is directly rented to the r'nquemy and amber of grand

ml
I

Wane (8 -- 11;).

Such

activity is usually swede, appears maximal
effects usually disappear

1:1meme

in anterior leads, and the
in ma mks renewing the 1m treatment-,3. 9).
In contrast to the comiateney or them observations, studies of the
relationship between the elmtmmephelogrephie and the dilated
conflicting menus. ohmic: and mean: (15). after an

mag”

show

mun review of

the literature, £9011ch that the amber er treatments rather then the degree
of named delta. activity we: the primry factor

pantie response.

011

the other hand,

rented to a fwomble there-

21qu 93 g}; (16)

:0pr a relation

how changes in the percent time feet eetivity (more than 13 cps) and

���.4...

In the rim]. estimates or degree of deli: activity, the average delta
index for the 3 load oombimtiono, the highest 3011:: index in any one load,
the ulwest frequency, Most delta. voltago and out-aunt: of longest period
of burst activity was listed for each macro. The 160 noorda were mangod
in aoquemo for one): index and the percentile ram: dotemined. The ranks wen
oddod and

the

the ﬂoor!!! than Imnged in rank order awarding to this score. a:

that the higher score refloctod a. grotto; agree of delta activity,
the upper third of the mom were classified as “high dogma
the middle mm 58 "mm. degree delta“ and the lowest third as ﬁlm dogmo‘
“main

dolu:~,

delta? .
ohmotorizod by an ﬂange delta index
delta 1mm of ‘2135 armors in one o! the three

High degree «sum record- wore

of at. least. 18%; a

mound

1m;

voltage mm
second»,

w

slam“

frequency of loss than

m madman;

m: a

Inn-at.

3 3/1;

ops;

highest

mu

mum of u least 2 1/2
‘

Low

degree dorm noords was characterised by an

loss than

2%;

slower than

S

meat. delta

1m in one lead of

1/2 ops; volt-.93 loss than 60

loss than 1/2 nomad. ’Hodornto degree delta
groups with an
60-80

20%;

Mormons; and

31m“ from

Inn-at

indoor or

or 1am mquanom no
naming and burst duration
3%

room-do won Minoan ”lose two

mugs delta index between 2% and 18%;

no load of 3 to

mugo delta

‘

mm ﬁnite 3mm in

of h-S cpl; highest amplimdo bemoan

duration of 1/2 to

2

seconds.

fiftyafour omomtivo, unselected electroshock patients, oloctmonooplulogmphic records worn obtained prior to trustmne, during the We! and third weeks of treatment, and tam weeks after
13)

In

a.

second aortas of

mama‘s.
mesa rooonin were

mlyud

using:

the identical

moms as

in the initial

����W

degree

the” %%Ru.® was

WW3 to datamine whether the
at delta response was Mauve of the short bum theramutic cum.

m the baéis of thﬁ observation that the much improved panama had dweloped
high dtgrae delta #ctivity unﬁt-1y and had. sustained such activity, chew
mamalogms ware obtained tinting; the second and third weak: of mutant in

pltiants.
The records- were Scored as ta whether high degree dolta actiut‘y was
acldwed timing; both, on: or with: of the h—é and 7.9 treatmnt pariah,
the data was muted to the clinical evaluatimm (Table III).
Sh

eonsecutiva electroshock

and

mm III

'

‘

EEG

man

Delta.
_

(18)

Both High
One

mgr;

..

“Home High

(16)
(20)

f

who

pntienta without.

mm

W
2 (113)

12 (67%)

h (225‘)

u (292:)

a (sex)

h (25;)

6 (30%)

7 (35%)

7 (355)

//

anwx‘uaummm,m

M down delta activity?» rated. M, the surly 1n-

ducbion and persisteme of mg; dogma delta

the short mm. clinical

4»

Moderatelx

manifest high degree delta activity during tha second and
onlgrBOSof
attainment.

or the patients

'mm

-

ma

activity is seen to be related

multim

Meant at the m1 of cmm.
2%

to_

��J

We

“WWW“

1111111111:

delta activity has

m integrate as evidence of dysfunction at

manna centers {mtmmphmc systoml (19) .

mpothalandc and

Such

activity is also indicatim of an alteratim in the cuts of consciousness,
with more marked alteration being directly related to this duration, mum.

activity (If, 21, 22). me dmstmted roala‘bianchip between induced delta activity and behavioral response after electric

and tmquency of the slow wave

hint- conclucion that. changes

shock, themfom , permits the

cephnlic

3513mm

with attondant. alteration in conscimmnesa

basis of the electroshock pmccas.
m the basic cf his stwiea of the
Another example of the

behavior

is tut-h

seen

£81

~11

A

‘

11.:1‘rect
.

M

of

me

b

visits.

cooperativefar hie

01.111111

MW”.

occaa11m be

was

1153110111;

mic

9.1213

:1

ported by

we

delta activity,

belmvioral

On

At.

an

WW
$133114.

(23)
'1'?—“1/1'54"?

W 55130)

reports of epileptic patients. Landon

ordimrlly pleasant, fﬁendly and

them times, records

the subsequent

and
118

warn

mimuy

unit,

Similar

was mated.

ram

111111

the

EEG

was again ﬁgsrhyth-

obaomtionaﬁ ﬁre?”

(31).

applied the

Maximal test 101» brain

h
nthembml

serial fashian to this group of patients, and
reporwd
a mlatiomhip between changes in this index
fwtion and
behavioral changci. Herc Other tests of ccmbml {metion to be applied in a
disease (32) an a

31:13::

331131

fashion,

11'.

is anticipated that thou, tab,

would demonstrate

bicchmcal substrate of this process has received 11mm: cm
placed 011 acctyldlommholineatemse changes (2 ) (25),
W818 has1nbean
blooMrain
barrier (3) and chasm in ionic and pmtoin
nautical
(£6)
(2{)
diffcmnt
by
aquilibria
investigators, witho 1t definitive: con-

it The

13111810113

.

m surly, inﬂame and withdrawn, and his 1%

”13111101791331”

In a prcvionl atudy (h)

wwé‘gm

relation Iof clactmcnceﬁulograpmc delta to

(28) (29) describes a young synaptic: who was

011

the Gem-im-

% the pigsiclcgic

mansion

similar

3.11

���«18‘
{gnawing

mu intents.“

name is

courses of therapy. In

limited to this

40f

,peziari

many

cases, the behavioral

altemé! brain phys‘iolégz'f.

When

induued

in behavior are net. aﬁaptive in ﬁhe mien of the patient, £16: behavior
be pwmamm patterns. In cther instances, the induced behavior is
Idaptive to the environment, and, we assume, sustained thereaﬁer not. by the
changes"

mm

in brain function, but by the newly dmleed interaction at M2
subject with envirmmnt. Theft. miss is indeed true is sea: by the fremwnt
suscaasm adamuon at the patient to we hospital milieu after electroshock.

initial

only

change

to We a marten-ea of

symptoms when discharge planning

is

discussed or

is mummied. Altered brag». function provides the Manage
Mm: in which there is an altered hibernation with the environment -- the
diIcharge

doctor, famﬁly er society.
I

These
’

obm’cim

lead to the canclusion that electroahack tirxerapy

ﬂﬁmum

Such
Wyenﬁfic induction of persistent states of altered
altemd mm; hid. rum um provides the physiologic milieu for m: altera-

a
-'

tion of the organism‘: adaptygtexfgersoml behavior.

in

pemwp’oion.

“a

Changes

WW3,W, mé‘m, and MW: which

Max-scum with the ‘mirmn‘o.
Mead ms:- than oonditim is deg-3mm

I

is

The type of
upon

are induced

m

constitute

31 new

behavior

the personality of the 813123“,

the environment in which the interaction occurs, and the duration of the

stat.

cf altered cerebral function.
A

similar

View

of the electroahock pmeesa ﬁas initiélly expressed by

rm and Kuhn

Heimtein,

Minibar:

(1),

who

mﬁmaized the interrelationship of

changes and behavioral msponse. This doseription of ma

shock pmoess is also consistent with the observatians of Ulett
Roth (2) and Aird
(3).

533

new
electro-

$3; (31:):

gig}.

Th5

meioloMptim

Mode.

interpretation of electmmock pmviaiea
m mutational definition of the pmaaa uhie‘n has promiaa of further 3mm

'

49’

�“on and

wax-mum.

_

Such

a.

a; Wilma
‘

standing of therapeutic procesa in

quillizing agents.

.

also has

appliuticn to

1mm coma therapy, lobobono'

an man».
ané

tran-

�«is.
J

‘
,

‘

1. Serial aloutmmoyhnlogmma

Waive

W

ohm!“

at many intervals in

patients Mama! for electroshock were quantitatively
for the degree of delta activity.
’

2.

215

W

aimifioant relationahip was found between the degree and aux-aﬂoat
of induced delta activity and clinical ”elation of behavioral change. The
results wen: confirmed in a meditative study in an additional 51: patients.
A

3. Diffemnooa between them results

and mono obtain-d by

others are

explained in toms of differences in m'modolow.

h.

A

mmphyeiologic

use is presented. It is
duction

-

adaptive interpretation: of the elootmshock pro»

concluded

that electroshock is the non-Specific in-

pomatantvatatea of altereri cerebral function, providing the
ogic 31113:; in inch changes in adaptive interpersonal batman: occur.
oi".

3. laymen)“.
maponz—ze

afar abotroshoch is

under those conditions.

"

The

seen

u

at 81300131

case of

#133191“

botanical

rating in an evolution by an observer

(lemming on numerous faahora, including the type of adaptation. the goal and

expectation of the observer (therapist, family or sminiatrator),
ting in which the behavior mm.

and

the set-

�4-43.6-

Acknﬂedgemnt :
We

wish to

Ranks]. and

m.

31pm: our asppreciation to Mrs. Hahn Ewan, Miss Gayle
Hannah
fer their mammal assistance in this study.

Wm

�~17».-

1. Weimtein, E.A., Ling
max-spy:

Psychiat.,

z.

MW

13., and Kuhn, R. .2 Psychosis During

Its Rahtion ta the
Log: 22.26, 1952.

"zeory

of

Elan-maxed:

J.

Shank Thempy, Am.
‘

'

Bui‘biturato Anesthesia Produced by
Changes in the
m:m, wmm:
Electra-convulsive Wmt and Their Significamo for the Theory
EEG

»

act Action, Em. (315.11. Neurophys" 33 261-280, 1951.
3. Aim, R.B., Strait, LA" Pace, Jﬁ'q Hemoff, 14.x. ind Witch, 5.0.:
of

ﬁe‘grophysialmc Effec'ta of Electrically Induced Gomulsions, Adidmam. a: Paychiat” 15.: 371-678, 1956.

Arch.

a;

3.5.: Relation a: mom-banal Test
to Clinical Imgmemnt in mctmmack, AJLA. Arch. Neurol.

Kahn, 3.1,... Pink, 5:. and Heinatein,

2;;

chum... 163 23.29, 1956.

S.

Hg Fink,

aR'Z'Efrim,

M.

to
Legging
19
1o

6.

Kahn, 3.1.. and Fink

Wt

and

Fur--

8.: Relation of Changes in Mmery and
Nasser,
in Electmahmk, Cont. Mauro]...
ya:

rm; Changes in

8M6,

Language During Electmshoek Therapy,

in “PSy‘chopathangy of Cmmication," Trumaaticns Amr. Psychopaﬂml. Lame” 1955, Gram: Stmttan, Raw York.
7. an», m. ané Hahn, Ram Quantimm Studies of Slaw wave Activity Faun£2

Elactmshock,

8.

1236.. 63.111.

Haumpkys" Q:

1538

(Ethan), 1956.

13.1." Barrera, 31.8. ant-3 Kalinowslgr, 2...: Variations in the Elect»
encephalogm Maociateé with Electric: Shack Theta: in Patients
with ﬁen’oal Eiisordern, Arch. neural. {é Psychiat” :1: 367-681;, 192:2.
9. Metar, Id)... and Goodwin, J.E.: Clinicnl and EleuhroMiologioal Observation! Following mammhmk, Am. J. Psychiat., 391.: $7.800, 1925..
33336113.,
'

3-“

10. Bagahi,
'

'11.

My,

3.211.,

Ewell, 3.33., and Somalia, 8.1.:

The Electreencepmlegrarphia

Clinical Effecta of Elegtrically Induaegi Comnlsicms in the
reament of Mental Disorders, Am. J. Paychiam, gag: 1&amp;9~é1, 1915.

HA... Beret... Km” and Grinker, R. Ru Disturbances in 3min
Function I“
ComlsiVe Shock ’Faerapj. Arch. fieurol. Pay1914-2a
MI
10094027,
plain.”

cum

12. Hamish A" and Katzenelbgen; 3.: Electmshock themm, 51mm. and
517'éacti‘oﬁgcehhalogmphic isms-Ems) J. Harv. ‘I Mani... Dis...
39, 9 we»

m:
‘

13.

24A. and “111mm 3.13.: Significance of Changes in Elect.
mm, alogram
Zhsults from Shock "therapy.
J.
chiat" 105 ,'
'va'hicit:

11045, 19%.

Am.

PB

��’19..
29.’ Landau, Ru Uber

)9

undw
Vemer-‘mm
W:- fur

zguatwdsbilder be:

PW3hmm$g 1?} 313‘331’

a

1mm,I'

19%50

schizophmxe

Neurologio mu!

Goo.
918178,
W”,
Related
Type of TrutG.A.:
to
Thaw
‘3erE} 97-10%a1956.
mnt, Confinia neurologica,

30»

Bm:m,.ﬁoJo Bmcm,

31..

Ming, IL: Personal cmmication,

.3:»:.

Veins’oein, ‘EJ... Kuhn, 1m... Sugaxman, Ink. and 1mm; 1“: The Diagmstic
Use of murbital "Sedan (”Am-tel sodium“) in Brain Disease,
Am. J. Psychiat" ngﬁsws’h, 1953.

ngaa 1n

JOC.’

Jaebbsm’
1956.

$16:

U...

'

Pemmuty raetor‘a 1n mum: Psapmae to
m,a.s
hilactroahock Tharapy, Gent. Kennel. (in prose).

Kahn, R.L. and

833%,

8A.,

Smith, K. and

thconvulsive

6

ham,

(3.6.: Evaluation of Convulsive and

Shock Therapies

W‘.’ at 79m,

1956.

Utiliniqg

2.,

Control. Group,

Am.

J.

�~20-

136mm

m

1.

Lou Dogma Delta

Activity

.

m

Figure 1.1.

Moderate Dogma Delta Activity

“M 3.11.

High Degree Delta Activity

Figum 1?.

Relation of Clinical Ratings to Development
of High Degree Delta Activity.

Figure v.0. - 6)

Ralation
Clinical Ratings to
Delta Activity.
(11'

ill-Ia

EAL-k

M Index of

�12.5553"

’53?!

$3.4

vii.
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�HILLSIDE HOSPITAL

FOR PSYCHIATRIC TREATMENT. TRAINING AND RESEARCH

75-59 263m:

STREET

GLEN OAKS. N. Y.

Flaws-ran: 3-7800

s. A. MILLER. M. D.
MEDICAL DIRECTOR

JOSEPH

MAURICE BAC‘HRIACH
ADMINISTRATOR

SHRON KWALWASSER- M. D.
ASSOC. MEDICAL DIR.

AN AFFILIATE OF FEDERATION OF JEWISH PHILANTHROPIES OF NEW YORK

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and
8.3., ”Electroencephalogranhic
and

ElectriC9llylln-

Clinical Studies Following Metrazol

.

duced Convulsime herany of Affective Disorders", Archives
of Neurology and Psychiatryh7, 19h2. 1009-1099.

L., "Variations
Pacella, g. L., Barrera,.3. E,, and Kalinowsky,
Electroshock
Therany
with
Associated
~in El’ectroencenhaloggram
Archives
of
Neurology
Disorders."
Mental
of Patients with
and Psychiatry A7, 19h2, pp. 367-38hk
Sﬂnon, A., Yeager, C.L., and Bowman, K. 5., "Studies in Electronarcosis Therapy IV EEG Investigationsﬂ' J. Nerv.and Mental'

Dis., 118, on.

131-1M33

"Clinical and Electrophvsiological
3..
Following ileotroshock". Am. J. Psych. 101,

Proctor, D., and Goodwind,
Observations

laué, pp. 7a7-8a0.
of Electricéghock TreatKarliner, W.,A "Neurolowic Comnlications
review." J. of Nerv. and Mental Dis. 107, on. 1-10.
ments:
Rosen, A. R,, Secunda, L., and Finley, K. H., "Conservative
In—
Mental
'

of Shock Therapy in
Illness,
Tracings
Before,
Electroenoenhalographic
of
cluding Study
Therapy".
Quarterly
r"sychiatric
and
After
ghack
,
During

Approach

17, 19h3,

to

Use

pp.6l7-6hl.

Turner, W.J., Lowinger, Lg, and_Huddleson, J. 3., "The Correlation
of Pro Electroshock Electroencephalogram and Theraneutic
Results in Schizonhrenics? Amer. J. of Psych. 102, lghg,
I

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Bagchi, B. K., Howell, R. W., and Schmale, H.T.:

"The

electroencephalographic

clinical effects of elecmental
disorders."Am. J. Psychiat.
of
treatment
trically induced convulsions in the
and

102: A9-61, 19A5.

Barrera, S. E., and Pacella,

B.

L.:

findings associated.with electric Shock
therapy in patients with mental disorders."

"EEG

J. Physiol. 133.: 206,71951.
Goldfarb, W., Laughlin, J. M., and Kiene,

American

H.

E.:."Prolonged.insulin shock."

Am.

J. Psychiat. 101: 827, l9h5.

Ashby, M.C., and Kinble, L.L.:"Pharmaoologic study of schizophrenia and depression. IV. Insodium
the
amytal response of the electfluence of electric convulsive therapy on
10h:
l9h8.
Am.
686-696,
J. Psychiat.
roencephalogram."

Gottlieb, J.b.,

of curare in metrazol
convulsant théerapy with
electroencephalographic observations." Psychiatric Quart. 15: 537—5h3, 19h1.
Hoagland, H., Rubin, M.A., and Cameron, D.E.: ” The electroencephalograms of
schizophrenics during insulin
120:
559-570, 1937.
Am.
J. Physiol.
hypoglycemia and recovery."

Harris,

M.M., and

B. L.and Horwitz,‘w.A.:"Hse

Pacella,

7

‘

Wigton, R., and Jardon, F.:"Electroencephalographic studies on pat—

J.,

Hughes,

Arch. Neurol.&amp; Psychiat. us:
_

7h8—7h9,

ients receiving electro-shock treatment."

l9hl.

Kennard, M.A., and Nims,

L.F.: "Significance of changes in the electroenceph-

J. Psychiat.

l9h8.

105:

Ao—AS,

alogram whichresult from.shock therapy." "'Am.“

Knott, J.R., and Gottlieb, J.S.: "Changes in the electroencephalogram following
insulin shock therapy." Arch. Neurol. and P532

chiat.

50: 535-537, l9h3

a.

Lennox, M.A., Ruch, T. C., and Guterman, B.:

"The

effect of benzedrine

and

Other chemical agents upon the
postconvulsive (Electric Shock) EEG."Feraration Proc. 5:62, l9h6.
Levy, N.A., Serota, H.M., and Grinker, R.R.:

‘Arch. Neurol.

&amp;

Psychiat.

D7:

Disturbances in brain function
following convulsive shock therapy."
"

1009-1027, 19h2.

Neel, B. H., Dswan, J. G., Myers, C. R., Proctor, L. D., and Goodwin, J- E.:
"Parallel psychological, psychiatric and physiolog—
ical findings in schizophrenic patients under insulin shock treatment." Am. J.

Mo

_

Psychiatr.

98: h22—h29,

l9hl.

Moriarty, J.D., and Siemens, J. 0.: "Electroencephalographic study &amp;of electric
shock therapy." Arch. Neurol. Psychiat.
57:712-718, l9h7.
Nbsovich, A., and Katzenelogen,

Dist.

107: 517-530, l9h8.

8.: "Electroshock therapy, clinical and &amp;electroencephalographic studies. J. Nerv. lent.

V

�-2Pacella,

B.

L., Barrena, S.

W., and Kalinowsky,

L.:

"

Variations in the electro-

encephalogram assbciated with
electric shock therapy of patients with mental disorders. Arch. Neurol. &amp; Psychiatric.
h? 367-38h, (March) 19u2.

Proctor, L.D., and Goodwin, J. E.:
using raw 60 cycle

alternating

Egychiat. 99:525-530, 19h3.

and

Comparative electroencephalographic ob-

serVations following electroshock therapy

unidirectional fluctuating current.

J.
“““‘
Am.

observaProctor, L.D. and Goodwin, J.E.: Clinical and electro-physiological
Am.
J. Psychiat.
tions following electroshock.

101: 797—809, 19h51

Rosen, S. R., Secunda, L., and Finley, K.H.:

conservative approach to the
use of shock therapy in mental
The

illness. Psydhiatric Quart. 17: 617-6u1, 19h3.

Sutherland, G. F.:
experience with electric
consideration of
shock treatment in mental diSeases, withspecial regard to various psychosomatic
phenomena and to certain electrotechnical factors." Am. J. Psychiat. 99:

Sulzbach, W., Tillotson, K.

J.,
" A

Gullemin, V.,

and
Jr.,some

519-52h, 19h3.

Taylor, R. M., and Pacella, B. L.:
.

J. Nerv.

_&gt;

&amp; 1VLent.

significance of abnormal electroencephalograms prior to electroconvulsive therapy.

The

Dis. 107: 220, l9h8.

Lowinger, L., and Huddleson, J. H.: The correlation of pre-electro—
shock electroencephalogram and
therapeutic result in schizophrenia. .Am. J. Psychiat. 102: 299, l9h5.

Turner,

Neil,
l9h7.

W.

J.,

A. A.,

Brinegar,

W.

0.:

"Electroencephalographic studies following electric
Arch. Neurol. &amp; Psychiat. 57: 719,

shock therapy.

�286.lﬂ§elation
EEG
Number
Delta
of
Manuscript
re:
Activity ..." by Fink and Kahn
Dear Doctor Fink:
I am very pleased to inform you that your paper
has been accepted by the Editorial Board for publica-

NEUROLOGY AND PSYCHIATRY.

tion in the
of
issue
in
an
early
article
It is planned to use your
A.M.A. ARCHIVES OF

the

ARCHIVES.

Yours very truly,
ROY R. GRINKER, M.D.

Editor-in-Chief for Psychiatry
P.S. It is necessary for publication that you forward an additional copy of your paper directly to Mr. G.S.Cooper, Managing
Editor, A.M.A. Specialty Journals, 535 North Dearborn St.,
Thank you.
Chicago 10, Illinois, as soon as possible.

�L___E,,

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WW--.

,

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,

R. GRIEKEE, .
DIRECTOR, P. a

BOY

MICHAEL REESE".

29th

SIREET

CHICAGO

AND

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pgmg's 2mg; E

16. ILLIIS|957

in %£;"3 Max Fink,

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M.

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Please return to

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Publications Inc.,

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2

1958.

Relation of Electroencephalographic BeltavActiviiy to Behavioral Response in
.
Electroshock, Quantitative Serial Studies. EAX FENK Ali RDbnﬁT L. AAHN. AMA-Archives
of. e rology &amp; Pegcniatry 78: 516-525, November, 1957
-

I

In a study of the neurophysioloch correlates of convulsive more”, serial
electroencephalogram were obtained at weekly intervals in an consecutive patients
referred for electrodzock. no records were quantitatively analysed for the
degree of delta activity by

moments of the

per cent. tine delta, latest frequency and highest amplitude delta in the record, and daemon of burst activity.

signiﬁcant relationship was found batsmen the degree and duration of
induced delta activity and clinical evaluation of behavioral change. The results were conﬁned in a predictive study in m additional 9; patients.
A

Differences between these results and those obtained by others are ex’
plained in tonne of differences in methodology.
A

presented.

It

-

adaptive interpretation or convulsive the repy is
is concluded that convulsive therapy is the nonspeciﬁc induction

neurophysiologic

of persistent states of altered cerebral function, providing the physiologic
milieu in which changes in sdaptive intezpersonel behavior occur.
Ilprosrenen’c steer electrooonvulsive therapy

.

is

seen es

:1

special. case

of behavioral response under these conditions. the rating is an evalmtion by
an observer depending on annex-one teeters, including the type of adaptation,
the goal and expectetim of the observer (therapist, family or adainistrstor),
and the

setting in

which the behavior

occurs.

�In a-study of the neurophysiologic correlates of convulsive therapy,

serial electroencephalograms were obtained at weekly intervals in

2h

conseCutive patients referred for electroshock. The records were quantita-

tively analyzed for the degree of delta activity

by measurements of the

per cent time delta, lowest frequency and highest amplitude delta in the
record, and duration or burst activity.

significant relationship was found between the degree and duration
of induced delta activity and clinical evaluation of behavioral change.
A

The

results were confirmed in

a

predictive study in

an

additional

Sh

patients.
Differences between these results and those obtained by others are
explained in terms of differences in methodology.
A

therapy

‘

neurophysiologic - adaptive interprdation of the-ele- convulsive

is presented. It is

concluded

thataai-lil-convulsive therapy is

the nonspecific induction of persistent states of altered cerebral function,
providing the physiologic milieu in which changes in adaptive interpersonal
behavior occur.
Improvement

after eledtrégggzﬁﬂiz’gfezwzz a special case of behavioral

response under these conditions.

The

rating is

factors, including the type of adaptation, the goal
expectation of the observer (therapist, family or administrator), and

depending on numerous
and

an evaluation by an observer

the setting in which the behavior occurs.

�v

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a,
z.

K

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2.»

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369

.36

N =

W.

��EEG DELTA ACTIVITY AND BEHAVIORAL RESPONSE
graphic Studies, J. Nerv.

&amp;

Ment. Dis.

107 :517—530.

1948.

13. Kennard, M. A., and Willner, M. D.: Signiﬁcance of Changes in Electroencephalogram
Which Result from Shock Therapy, Am. J.
Psychiat. 105:40—45, 1948.
14. Callaway, E.: Slow Wave Phenomena in
Intensive Electroshock, Electroencephalog. &amp; Clin.
Neurophysiol. 2 :157-162, 1950.
15. Chusid, J. G., and Pacella, B. L.: The Electroencephalogram in the Electric Shock Therapies,
J. Nerv. &amp; Ment. Dis. 116:95-107, 1952.
16. Hoagland, H.; Malamud, W.; Kaufman,
I. C., and Pincus, G.: Changes in Electroencephalogram and in the Excretion of 17—Ketosteroids
Accompanying Electroshock Therapy of Agitated
Depression, Psychosom. Med. 8:246-251, 1946.
17. Strauss, H.: Clinical and Electroencephalo—
graphic Studies: Correlations of Mental, Electro—
encephalographic and Anatomic Changes in Cases
with Organic Brain Disease, Am. J. Psychiat. 101:
.

42-50, 1944.

18. Davis, H., and Davis, P. A.: The Electrical
Activity of the Brain: Its Relation to Physiological
States of Impaired Consciousness, A. Res. Nerv.
&amp; Ment. Dis, Proc. (1938) 19:50-80, 1939.
19. Ostow, M., and Strauss, H.: The Signiﬁcance
of Bilateral Abnormality in the Electroencephalogram, J. Mt. Sinai Hosp. 20:173-193, 1953.
20. Ostow, M., and Ostow, M.: Bilaterally
Synchronous Paroxysmal Slow Activity in the
Electroencephalograms of Non-Epileptics, J. Nerv.
&amp; Ment. Dis. 103 :346-358, 1946.
21. Jung, R.: Correlations of Bioelectrical and
Autonomic Phenomena with Alterations of Con—
sciousness and Arousal in Man, in Brain Mecha—
nisms and Consciousness, edited by J. F.
Delafresnaye, Springﬁeld, 111., Charles C Thomas,
Publisher, 1954, pp. 310-344.
22. Strauss, H.; Ostow, M., and Greenstein, L.:
Diagnostic Electroencephalography, New York,
Grune &amp; Stratton, Inc., 1952.

Fink—Kuhn

23. Roth, M.: A Theory of ECT Action and

Its Bearing on the Biological Signiﬁcance of

Epilepsy, J. Ment. Sc. 98 244—59, 1952.
24. Bornstein, M. B.: Presence and Action of
Acetylcholine in Experimental Brain Trauma, J.
Neurophysiol. 9:349—366, 1946.
25. Tower,‘ D., and McEachern, D.: The Content and Characterization of Cholinesterases in
Human Cerebrospinal Fluids, Canad. J. Research,
Sect. E. 27:132-145, 1949.
26. Spiegel—Adolf, M.; Wilcox, P. H., and
Spiegel, E. A.: Cerebrospinal Fluid Changes in
Electroshock Treatment in Psychosis, Am. J.

Psychiat.

104:697—706,

1948.

and Spiegel-Adolf, M.:
Physiological and Physiochemical Mechanisms in
Electroshock Treatment, Conﬁnia neurol. 13:38—63,
27.

Spiegel,

E.

A.,

1953.

28. Landolt, H.: Das EEG bei epileptischen
Psychosen und schizophrenen Schiiben, Personal
communication to the authors.
29. Landolt, H.: Uber Verstimmungen, Dam—
merzustande und schizophrene Zustandsbilder bei
Epilepsie, Schvveiz. Arch. Neurol. u. Psychiat.
76 1313—321, 1955.

30. Brockman, R. J.; Brockman, J. C.: Jacobsohn, U.; Gleser, G. C., and Ulett, G. A.: Changes
in Convulsive Threshold as Related to Type of

Treatment, Conﬁnia neurol. 16:97—104, 1956.
31. Fabing, H.: Personal communication to the
authors, 1956.
32. Weinstein, E. A.; Kahn, R. L.; Sugarman,
L. A., and Linn, L.: The Diagnostic Use of Amobarbital Sodium (“Amytal Sodium”) in Brain
Disease, Am. J. Psychiat. 109:889—894, 1953.
33. Kahn, R. L., and Fink, M.: Personality
Factors in Behavioral Response to Electroshock
Therapy, Conﬁnia neurol, to be published.
34. Ulett, G. A.; Smith, K., and Gleser, G. C.:
Evaluation of Convulsive and Subconvulsive Shock
Therapies Utilizing a Control Group, Am. J.
Psychiat. 112:795-802, 1956.

Printed and Published in the United States of America

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                    <text>Behavioral Patterns in Convulsive Therapy
MAX FINK. MD.
AND

ROBERT L. KAHN. Ph.D.
GLEN OAKS. L. |.. N. Y.

�Reprinted flow the Archives of General Psychiatry
July 1961, Vol 5, [71). 30— 36
Copyright 1961,]1y Agzeiican Zl/[edical Association

Individual differences in the behavioral
response to convulsive therapy are marked.
In psychiatric practice, patients with similar
psychopathologic syndromes, and of similar
sex and age, show a variety of clinical responses: Some improve and sustain such
change; some improve, only to relapse
quickly; and some fail to improve. These
differences have been related to the degree
and duration of induced neurophysiological
change?“6 premorbid patterns of personal—
ity,""11'15 sociopsychological characteristics,13'
15
and psychotherapeutic approaches.1 While
these studies have emphasized ratings of improvement, the derivative nature of this
evaluation and its dependence on staff attitudes, expectations, and family tolerance have
been stressed.2""5'8
The manifest behavioral patterns provide
the basis for the evaluations of clinical response. It is the purpose of this report to
describe behavioral patterns in patients
undergoing convulsive therapy and to relate
these to problems of the evaluation of improvement and to an understanding of the
convulsive therapy process.

Behavioral
Patterns in
Convulsive

Therapy

Of consecutive patients referred for electroshock therapy during 1956-1957, seventy-three patients were subjects of the analyses described here.
The patients were selected for treatment by the
resident therapist and the supervising psychiatrist
-——the investigators playing
no role in their selection. These observations were made during a

lllll|llllll|Illllllllllllllllllllllll|lllllllllllllllllllllllllllll|lllllllllllllllllllllllllllllllllllllllllllIlllllllllllllllllllllllll|lllllllllllilllllllllllllllllllllllllllllllllllllllllll

MAX FINK, MD.
AND

ROBERT L. KAHN, Ph.D.
GLEN OAKS, L.I., N.Y.

convulsive-subconvulsive electroshock study in
which subjects referred for therapy were randomly assigned to courses of subconvulsive or con—
vulsive treatments.
Electroshock was administered 3 times weekly
under thiopental sodium (Pentothal) premedica—
tion, using either a Reiter unidirectional or a
Medcraft alternating current instrument. Grand
mal or subconvulsive treatments were administered
by altering the strength of current. Neither

Submitted for publication Jan.6, 1961.
From the Department of Experimental Psy—
chiatry, Hillside Hospital.
Present Address: Division of Psychiatry, Monteﬁore Hospital, Bronx, N. Y. (Dr. Kahn).
Read in part, at the New York Divisional Meet—
ing, American Psychiatric Association, November,
1957.

Aided by Grant M- 927 of the National Institute
of Mental Health, National Institutes of Health,
U. S. Public Health Service
52

�CONVULSIVE THERAPY

31

ﬂecting the patient’s adaptation 2 to 4 weeks fol~
lowing the last treatment.

patient, therapist, nor evaluating physicians was
aware which course of therapy each patient received until after the evaluation period.
Changes in brain function were measured at
weekly intervals by tests of language patterns
both clinically and after amobarbital and by the
degree of slow-wave activity in electroencephalograms. The intercorrelation of these indices and
their relation to behavioral changes have been
reported previously?”
The manifest symptom patterns of the referred
patients were variable and included suicidal preoccupation, retardation, disturbances of mood and
affect, excitement, agitation, panic and tension,
delusions, ideas of reference, negativism, withdrawal, and somatic complaints. The clinical diagnoses were depressive psychoses of manic-depressive, involutional and reactive varieties, and schizophrenic psychoses of paranoid, mixed, catatonic,
and pseudoneurotic types.
Clinical behavior was assessed in weekly psychi—
atric interviews, structured perceptual task situa—
tions,“'15 and by conferences with the patient’s
therapist. In these observations, the evaluation of
improvement along the continuum of “recoveredunimproved” appeared inadequate and was supplemented by a rating of the degree of behavioral
change.
The degree of change in clinical and ward
behavior was rated on a 4-point scale of “marked,”
“moderate,” “minimal,” or “no change. H These
evaluations were not value judgments as to the
quality of the change, but rather quantitative es—
timates of differences in behavioral patterns under
similar conditions of observation. The assigned
rating was based on changes observed during the
treatment period and for 2 weeks post treatment.
Evaluations of improvement response were made
on the 4—point scale of “recovered,” “much im—
proved,” “improved,” and “unimproved or worse.”
These evaluations were value judgments, based
upon the behavior of the patient, the therapist’s
expectations, the tolerance by therapist and patient
of those aspects of behavior often called “side—
elfects of the treatment,” and the therapist’s judg—
ment as to the family’s attitudes to the patient’s
behavior. These evaluations were short—term, re-

Observations
A. Behavioral Change and Improvement.

A comparison of the behavioral ratings
and the improvement evaluations is presented in Table 1. That ratings of recovered
and much improved were associated with
high or moderate degrees of behavioral
change is an expected observation. Similarly,
that patients with minimal or no change in
behavior were evaluated as unimproved or
improved, is also expected. The signiﬁcant
relationship, however, lies in the patients
showing high and moderate degrees of behavioral change and still rated as showing a
poor clinical response. Of the 30 patients
observed with high degrees of behavioral
change, 17 were evaluated as recovered and
much improved, and 13 as improved or un—
improved.
B. Modes of Adaptation—Analyses of the
behavioral patterns of the subjects during
and following treatment permitted the description of various modes of adaptation.
For illustrative purposes we have described
4 behavioral patterns under the titles of
euphoric—hypomanic, somatization, paranoidvuithdrawal, and panic modes.
Euphoric-Hypomanic Mode: These subj ects appeared pleasant, affable, and friendly.
They dressed neatly, spoke quietly, and participated in ward activities with increased
interest. Occasionally they dressed gaudily
and smiled and giggled excessively. Pretreatment symptoms were not manifest, and
premorbid attitudes and behavior were again
prominent.

0f Evaluations of Behavioral Change and Clinical Improvement
(Convulsive and Subconvulsive Therapies)

TABLE l.——C0mparison

Improvement Rating
Ichavioral Change
High degree change
Moderate degree change
Minimal degree change
No change

F ink—K ahn

Recovered
(30)
(17)
(10)
(16)

Much
Improved
9
6
0
0

8
3

0
L?

53

Improved

Unimproved
and Worse

8
6

2

5

5

1

15

5

�32

-

In their psychotherapeutic interviews they
described their illness in a detached manner,
emphasizing “it” (illness) as having “dis—
appeared.” They denied having been ill and
facetiously suggested they were at the hos—
pital for a rest, or that the institution was
not a hospital, but a resort or a school.
Symptoms were described in the past tense,
and the quality of having been a different
person during the illness was reiterated.
Speech was marked by denial, displacement,
evasion, qualiﬁcation, and cliches.“ The
third person mode was frequently used, as
in such statements “the doctor
says I am
ill” or “my wife should have come here.”
Gross changes in memory were either not
apparent, or were described for the treat—
ment period only. The patients expected and
accepted these deﬁcits, and neither connection with treatment nor apprehension was
expressed.
They looked forward to home visits and
made realistic discharge plans. While conﬂicts with family members were described,
these were minimized and expressed mainly
in the past tense. Referential questions were
answered in a referential manner and with—
out an arousal of affect. For the more hypo—
manic subjects, questions about home
planning were responded to nonreferentially,
with marked use of inappropriate clichés.
When pressed with referential inquiries,
they quickly exhibited anxiety and discom—
fort, minimized their feelings, and changed
the focus of the session.
Such adaptations were sustained throughout the discharge planning period. The more
hypomanic features were rarely sustained
and within a few weeks were replaced by
a more stable euphoric or somatization type
of adaptation.
Somatization Mode: In these subjects, in—
cessant complaints about bodily symptoms
and loss of memory, demands for reassur—
ance and relief, and preoccupation with feel—
ings of unreality and confusion dominated
behavior. They remained unkempt and their
rooms were untidy. When such an adapta—
tion appeared early in therapy, further
treatment was refused.

ARCHIVES OF GENERAL PSYCHIATRY
Speech was principally in the present
tense and in the ﬁrst person, with few third
person references and a minimal use of
clichés, denial, or qualiﬁcations. In psycho—
therapy sessions, they were demanding and
hostile, reporting their problems in terms
similar to those used prior to therapy. They
complained that the treatment caused addi—
tional and more incapacitating difﬁculties.
To referential questions, answers were gen—
eraly correct, but associated with complaints
of memory impairment.
They described their family relations in
pretreatment terms, with an occasional “I
don’t remember” in response to experiential
inquiries. Discharge planning was difﬁcult,
since they insisted that their new symptoms
prevented any home adaptation.
On the ward, their hostile demands for
attention and relief of symptoms increased
with treatment. Participation in group ac—
tivities increased, however, for those sub—
jects who had previously been withdrawn
and seclusive.
Memory complaints were preeminent. Pa—
tients demanded reassurance that their
memory would return and repeatedly asked
if treatment would be harmful. They de—
scribed feelings of derealization and con—
fusion. Events, bodily feelings, and relations
to friends and relatives seemed strange,
fuzzy, unclear, and out of focus. While they
complained chieﬂy of memory impairment,
they also complained of back pain, headache,
tingling of ﬁngers and toes, nausea and
weakness, and ascribed these to the treatment.
At the end of treatment, the symptoms
for which hospitalization had occurred were
no longer present, and although complaints
were many, their relation to the treatment
and their transience was so universally ac—
cepted by both the staff and the patients,
that the results were evaluated as beneﬁcial.
This adaptive mode was sustained into the
postdischarge period.
Paranoid and Withdrawal Mode: Another
pattern was the appearance of paranoid
ideation, suspiciousness, hostility, ideas of
reference, and delusions. These patients
Vol. 5, July, 1961

�CONVULSIVE THERAPY

failed to care for themselves and remained
unkempt in their dress. Their rooms, in
which they remained much of the day, were
untidy. Speech was sparse and not spontane—
ous. When questioned about their illness,
they were hostile and demanded to know
why they were questioned. They refused
to answer inquiries or categorically denied
or agreed to all speciﬁc questions. Experi—
ential questions were answered referentially. When inquiry was insistent, they denied
illness and minimized the symptoms which
had resulted in their admission.
They refused or avoided sessions with
their therapist and insisted convulsive ther—
apy be ended because it was harming them.
When treatments were continued, they demanded release from the hospital, or pre—
cipitated discharge by elopement, suicide
attempts, or aggressive and destructive out—
bursts. They were unable to discuss their
relations with family or friends and focused
on demands for either release or relief from
somatic symptoms. Hostility was overt and
engendered a fearfulness in the staff. On the
ward, when coaxed out of seclusion, they
were loud, aggressive, and demanding. They
were suspicious of attempts at friendliness
and expressed thoughts that others wished
to harm them or talked about them.
While insisting on discharge, no realistic
discharge planning was achieved. Their View
of the environment was grossly distorted and
self—centered, preventing adequate care.
In testing, they were uncooperative, and
voiced angry suggestions of being experi—
mented upon or abused. Complaints of
memory impairment were infrequent and
occasionally denied even when clinically
manifest. On such occasions, they were en—
raged at the implied deﬁcit.
Panic Mode: These patients became increasingly anxious, agitated, restless, sleep—
less, and anorexic. In their dress, they were
neat and cared for themselves. Speech pat—
terns were unchanged and continued with
emphasis on ﬁrst person and present tense
modes. Symptoms were distressing and
prominently voiced. When asked about pre—
treatment symptoms, these were expressed
.

Fink—Kuhn

33

in the same terms as those used earlier,

with the complaint that treatment had made
everything worse.
Patients feared treatment and hid on
treatment days, or pleaded with the staff
to forego further applications. They threatened elopement and if this failed, submitted
administrative requests for discharge.
On the ward, they continued their pretreatment patterns of minimal participation.
On treatment days, they were withdrawn,
sullen, and negativistic, and cooperation was
poor. They demanded to see their therapists
and on such occasions insisted that treatment be discontinued. They were unable to
discuss family situations or their attitudes
to others, being preoccupied with their feelings of fear. In discussing their home, they
insisted on immediate discharge, while
stating they were severely frightened,
anxious, depressed, and unwell.
Ideation was unchanged with fearfulness
as the principal affect. Fears of damage
to the brain or mind was expressed, accompanied by the awareness that memory
impairment may be a Sign of such damage.
Complaints of memory impairment were
infrequent and when present, were ex—
pressed as a speciﬁc reason for discontinuation of treatment.
Patients were uncooperative and fearful
of testing and participated only if encour—
aged that such tests may be helpful in the
therapist’s decision about further treatment.
Occasionally, when treatment was discon~
tinued, a more stable adaptation of relief,
acquiescence, and denial appeared.
C. Adaptive Mode and Improvement
Ratings—Thus, for the various adaptive
behavioral patterns, a range of short—term
evaluations was observed. Those subjects
who developed and sustained the euphoric—
hypomanic modes were generally rated as
recovered or much improved. Patients with
somatization and panic modes were oc—
casionally rated as improved, although unimproved ratings were frequent. The
paranoid—withdrawal mode was evaluated as
unimproved or worse, as were patients exhibiting the panic modes. The relation be—

�34

ARCHIVES OF GENERAL PSYCHIATRY
TABLE 2.—Adapti7/e

Mode and Improvement
Improvement Rating

Modes

Euphoric-Hypomanic
Somatlzatlon
Paranoid-Withdrawal
Panic
No adaptive change‘
‘ Includes subconvulsive

(36)
(10)
7)
( 7)
(13)
(

Recovered

Much
Improved

11

14

0
0
0
0

l

10
5

0
0
0

2
2
l

Improved

Unimproved,
Worse
l
4

5

5
12

treated subjects Without second course of ECT.

tween adaptive modes and ratings
improvement is summarized in Table 2.

of

Studies relating physiological or psychological aspects of convulsive therapy to
clinical outcome have reported inconsistent
results}6 Thus, it has been reported that
depressed patients respond favorably to convulsive therapy while schizophrenic or neu—
rotic subjects do not; while other observers
indicate that neurotic depressive patients re—
spond badly, and that some schizophrenic
subjects do have favorable outcomes. Vari—
ous measures have been suggested as predic—
tors of improvement, only to fail on more
extensive testing. In such instances, the
differences in results and discrepancies in
convulsion can be related to the utilization
of a variety of global estimates of improve—
ment as the criterion of behavioral change,
without adequate speciﬁcation of the standards used in the evaluation.
Such standards differ widely, depending
on institutional populations and staff attitudinal factors. Varying attitudes toward
“side-effects,” the use of global rating scales,
and varying psychosocial attitudes affecting
goals of treatment have each served to make
results from different laboratories incom—
patible. Thus, in our evaluations of con—
vulsive therapy, the development of changes
in memory, recall, and orientation have been
considered as temporary manifestations of
therapy and disregarded in the clinical eval—
uations.3'19 Patients developing the euphoric
or hypomanic modes, despite concomitant
memory loss, have been rated as much im—
proved.
In a comparable study by Johnson et al.,10
the Lorr global ratings of behavioral change
were utilized. In this type of evaluation the
changes in memory and orientation are in—

Comment
These observations emphasize the variety
of behavioral adaptations that occur during
convulsive therapy and relate short—term
evaluations of improvement to the type of
behavioral change. Earlier observers of con—
vulsive therapy have described a range of
behavioral patterns, ascribing the changes
to ego adaptive responses, to the trauma
of the treatment, organic brain changes, or
psychologic signiﬁcance of the treatment.7'
9'21 These observations that
subjects with
similar psychopathologic syndromes receiv—
ing similar treatment may exhibit discordant
behavioral adaptations and be variously
rated as recovered or unimproved, are of
signiﬁcance for an understanding of the
convulsive therapy process.
In earlier studies, the conclusion was
reached that persistent alterations in brain
function were a necessary condition for

behavioral change in convulsive ther:«ipy.2""6
With changes in brain function, all aspects
of behavior undergo modiﬁcation. Percep—
tion, mood, affect, judgment, attitude, mem—
ory and recall are altered, and with these,
the subject’s adaptation in the environment.
Not all behavioral changes are viewed as
improvement, however. Improvement ap—
pears to be a special type of behavioral
response, being the subjective estimate by
an observer that the patient is “better.” It
is based, not only on the patient’s behavior,
but also on such nonspeciﬁc aspects as the
observer’s expectations, and tolerances, and
those of the family and environment.

56

Vol. 5,

lily,

1961

�CONVULSIVE THERAPY

cluded as negative scores in the improvement
scoring, so that a high number of subjects
were reported as “unimproved or worse.”
Besides population differences, this single
factor is sufﬁciently potent to alter the rela—
tionships between the 2 studies and justiﬁes
the discrepant observations.
The use of global estimates of behavioral
change in evaluating therapy has other signiﬁcant deﬁciencies. Psychiatric therapies
are rarely focused, or effective in modifying
a single symptom. The induced changes
affect a spectrum of behaviors, with varying
rates of change for different aspects. Global
estimates tend to lose differences in individual elements within the medial designations
necessary to deﬁne the whole response. In
such situations changes in behavior which
may be prominent, though not pervasive nor
enduring, may dominate the evaluation as to
overshadow other, potentially more signif—
icant changes. Thus, alterations in memory
and recall, or increased somatization or in—
creasing withdrawal may dominate unim—
proved evaluations; while explicit verbal
denial, clichés, and euphoria may lead to
recovered or much improved designations.
The use of improvement ratings may be
empirically justiﬁed as an early approxima—
tion in studies of a new therapeutic meas—
ure, but further analyses of the behavioral

‘

observations are required for understanding
and adequately applying the treatment. The
typologies described in this report are one
approach—one that has been helpful in our
understanding of the convulsive therapy
process and one that is now being tested in
studies of psychopharmacologic agents.
In addition to the differences in improve—
ment evaluations occasioned by attitudes to
“side—effects” and the use of global ratings,
there are differences due to the attitudes of
therapists toward various sociocultural pop—
ulations. The adaptation of explicit verbal
denial in a lower class patient in a community institution is welcomed by therapists
and family, but the same adaptation in an
upper class professional in a psychothera—
peutic hospital is considered poor or psy—
chotic. The display of rationalization.
Fin k—K01m

35

minimization and displacement, even when
accompanied by a return to premorbid work
levels, is considered marked improvement
in one setting, but is viewed as a lack of
improvement in another if goals of insight
had been set by the therapist. Interference
with memory and recall may be disregarded
by therapists for one sociocultural group,
but arouse empathic solicitude for patients
of another social class. Such factors affect
not only institutional attitudes, but within
an institution, therapists of different thera—
peutic orientations may have differing atti—
tudes towards evaluations and therapies. The
many recent sociocultural studies of thera—
pists, and their attitudes towards selection
of therapies, are indicative of these attitudinal differences.13'17-18'20'22
It is our impression, therefore, that im—
provement ratings are no longer useful devices in evaluating psychiatric therapies. For
the symptomatic therapies extant today,
which are seemingly not directed toward
the alteration of an etiologic factor, typologic
descriptions have a greater applicability and
empiric justiﬁcation. Typologies based on
concepts of diagnosis, target symptoms, or
on dynamic—structural formulations have
attempted to structure the pretreatment clusters in which therapies may be effective.
Treatment and post—treatment symptom improvement scales have been used with utility.
These are limited approximations, however,
and there is a need for a broader approach
to both the pretreatment and the treatment
behavior, and a phenotypic, adaptive be—
havioral typology, using multivariate tech—
niques of data analysis, seems worthy of
assessment.

Summary
An analysis of the variety of behavioral

adaptations of 73 voluntary psychiatric pa—
tients undergoing convulsive therapy resulted
in the description of 4 major patterns.
These are described as euphoric-hypomanic,
somatization, paranoid—withdrawal, and pan—
ic modes.
The relation of these modes to clinical
ratings of improvement is described. The

�36

ARCHIVES OF GENERAL PSYCHIATRY

derivative and generally nonoperational
nature of improvement ratings is empha—
sized. The difﬁculties in a communicative
deﬁnition of this variable is seen as a major
factor in the discrepant studies of indices
predictive of improvement in convulsive
therapy and in understanding the processes
of somatic therapies in psychiatry.

Therapy (With and W'ithout Atropine), Arch.
Gen. Psychiat. 2:324-336, 1960.
11. Kahn, R. L., and Fink, M.: Changes in
Language During Electroshock Therapy, in Psychopathology of Communication, edited by P.
Hoch and J. Zubin, New York, Grune &amp; Stratton,

Inc., 1958, pp. 126-139.
12. Kahn, R. L.; Fink, M., and Weinstein, E. A.:
Relation of Amobarbital Test to Clinical Improvement in Electroshock, A.M.A. Arch. Neurol. Psychiat. 76 :23-29, 1956.
13. Kahn, R. L.; Pollack, M., and Fink, M.:
Sociopsychologic Aspects of Psychiatric Treatment in A Voluntary Mental Hospital: Duration
of Hospitalization, Discharge Ratings, and Diagnosis, A.M.A. Arch. Gen. Psychiat. 1:565-574,

Max Fink, M.D., Department of Experimental
Psychiatry, Hillside Hospital, 75—59 263rd St.,
Glen Oaks, L.I., N.Y.

REFERENCES

H

Esecover, H.; Jaﬁe, J., and Kahn, R. L.:
Psychotherapeutic Techniques with Electroshock
Patients, J. Hillside Hosp. 7:17-25, 1958.
2. Fink, M.: A Uniﬁed Theory of the Action of
Physiodynamic Therapies, J. Hillside Hosp. 6:
1.

1959.
14.

Kahn, R. L.; Pollack, M., and Fink, M.:
F igure-Ground Discrimination After Induced
Altered Brain Function, A.M.A. Arch. Neurol.

2:547-551, 1960.
15. Kahn, R. L.; Pollack, M., and Fink, M.:
Social Attitude (California F Scale) and Convulsive Therapy, J. Nerv. Ment. Dis. 130:187—192,

197-206, 1957.

Fink, M., and Kahn, R. L.: Relation of EEG
Delta Activity to Behavioral Response in Electro—
shock: Quantitative Serial Studies, A.M.A. Arch.
Neurol. Psychiat. 78:516-525, 1957.
4. Fink, M.; Kahn, R. L., and Green, M.: Experimental Studies of the Electroshock Process,
Dis. Nerv. Syst. 19:113~118, 1958.
5. Fink, M.; Kahn, R. L., and Pollack, M.:
Psychological Factors Aﬂ'ecting Individual Differences in Behavioral Response to Convulsive
Therapy, J. Nerv. Ment. Dis. 128 :243-248, 1959.
6. Fink, M.; Kahn, R. L.; Karp, E.; Pollack,
M.; Green, M.; Alan, B., and Lef‘kowits, H. J.:
Signiﬁcance of Inhalant Induced Convulsions for
the Theory of the Convulsive Therapy Process,
Arch. Gen. Psychiat. 4:259-266, 1961.
7. Frosch, J., and Impastat, D.: The Effects of
Shock Treatment on the Ego, Psychoanal. Quart.
3.

1960.
16.

Kalinowsky, L., and Hoch, P.: Shock Treatments, Psychosurgery and other Somatic Treatments in Psychiatry, New York, Grune &amp; Stratton,

Inc., 1952.
17. Kaplan, A. 1., and Lefkowits, H. J.: Inﬂu—
ence of Staff Attitudes and Environmental Factors
on Treatment Selection, J. Hillside Hosp. 1961,
to be published.
18. Klerman, G. L.; Sharaf, M.; Holzman, M.,
and Levinson, D. J.: Sociopsychological Charac-

teristics of Resident Psychiatrists and their Use
of Drug Therapy, Amer. J. Psychiat. 117:111-117,
1960.

Korin, H.; Fink, M., and Kwalwasser, 5.:
Relation of Changes in Memory and Learning to
Improvement in Electroshock, Conﬁn. Neurol. 16:
19..

88-96, 1956.
20. McIver, J. and Redlich, F. C.:

17:226-239, 1948.
8. Frosch, J.;

Impastato, D.; Ottenheimer, L.,
and Wortis, S. B.: Some Reactions Seen After
Electric Shock Treatment, Amer. J. Psychiat. 102

Patterns of

Psychiatric Practice, Amer. J. Psychiat. 115:692-

311—315, 1945.

697, 1959.
21. Millet, J. A.

Glueck, B. C.: Psychopathologic Reactions
and Electric-Shock Therapy, New York J. Med.
42:1553-1557, 1942.
10. Johnson, L. C.; Ulett, G. A.; Johnson, M.;
Smith, K., and Sines, J. 0.: Electroconvulsive

Psychosom. Med. 6:226-237, 1944.
22. Pasamanick, B.; Dinitz, S., and Lefton, M.:
Psychiatric Orientation and Its Relation to Diag—
nosis and Treatment in a Mental Hospital, Amer.
J. Psychiat. 116:127-132, 1959.

:

P., and Morse, E.: On Certain
Psychological Aspects of Electroshock Therapy,

9.

58

Printed and Published in the United States of America

��Putt-ran at Bohgvioral chant. and Inprorcnnnt
1n canvullivo rhcrapy

In: Pink, x.n.

and nobcrt L. Kuhn, Ph.D.*

from the Dapartncnt or Expnrinontnl Psychiatry,

ulna oakn,

L.I., n.x.

Hillside noupitsl,

gratt K~927 of tho lattcnal Initituta a: nontal noulth,
lutional Institutua a: Hatlth, United Status Puhlie Hualth survzoo.
Reta in part, gt th.".!. 91'1319311 looting, American Payehintric
Aidod by

Association Northbor, 1951.
: Btvﬂiomit o: Psych-try. Mutation 30-91%“.
*Pruont
Bronx, 1.1.
VII: 1/61

“an"

�Individuol ﬂittoroncoo in tho bohoviorol roopouoo to
oonvoloivo thoropy oro oorkod. In poyohiotric proctico,
potionto with oanslor poyohopotholoxtc oyudroaoo, one or

oililor

varioty or olinieol rosponooo: oooo
toprovo old ouotoin ouch chongo; oooo 1-provo, only to rolopoo
quickly; ond oooo toil to taprovo. rhooo dittorooeoo hovo boon
rolotod to tho dogroo ond duration or indoood nourophyoiolociool
ehongo (3,6) prooorbtd pottorno or poroonoltty (5,11,15),
ooulopoyeholoctool chorootoriotioo (13,15) and porehothoropontto
opprooehoo (1). Vh11o thooo otudioo hovo onphooiood voting: 0:
taprovooont, tho dorivotivo unturo or thin ovoluotion ond 1t:
dopondonco on otort ottttudoo, oxpoctotiono ond tooily toloronco
oox ond ago, ohow o

has boon strooood

(2,h,5,8).

rho oonttoot bohoviorol pottorno provido tho boots tor tho
ovo$uot1ono of clinical rooponoo. It 1o tho purpooo o: thto

roport to doocriborbohovtorol pottorno 1n pottonto nndoraoinz
oonvolsivo thoropy, ond to roloto tho-o to problooo of tho
ovolootioo of taprovooont and to on ondorotondinx o2 tho coo-

vuloivo thoronyIProcooo.

�gethod:
or consecutive pe$$en$e reterred for electreehoek therepy
63:13; 1956—57. teveatybthree pettente were subjecte e: the
eaelyeee eeeeribed here. the patients were selected tor treeto
sent by the reeident therepiet end the aupervteiuc peyohietrteﬁ -

the inveetzceterp playing no role in their selection. These
convulsive—euhcenvulaSve
electroc
3
during
were
III.
obeervettene
eheok study a; whieh subject. referred tar enereyy were rendenly
unsigned to entrees e: cuboenvuletve er convulsive treetnente.
Electroeheek wee edginietered three tines weekly under
pentethel preunedieetiea, using either e letter unidirectional
er e xederett alternating entrent inattenent. arena eel or
enbeenvnleive treetnente were eduin1utered by titering the
etrongth of current. leither patient, therapist not eveluetinx
phyeiaiene tee evere which entree e1 therapy each pétient
received until titer the evaluation period.
weeiiy
intervals
cheese: in urea: tunetion were neeeered at
by test: of leagues. petterne both 011336.11: eta etter
eneberbitel, and by the degree e: 310: were activity in
electroencephelegrene. 2he interoerreletien e: theee indieee
3

�.3cooplointl. rho alinicol dioxnoooo woro doproootvo
of nonio—doproooivo, involutioaol ond rooetivo

and ooaotic
poyuhoooo

voriotioo; one oohioophrontc poyehoooo or poronoid, aixod,
oototonto and pooudonourotie typoo.
clinical bohovior woo oooooood in vookly poyuhiotric
intorviovo, otrootorod porooptuol took oituotiono (1h,15) and
with
contorouooo
tho potiont'o thoropiot. II thooo ohoorvo~
by
tiono, tho ovolootion of :Iprovouont along tho continual of
'rooovorod-untnprovod' oppooroa inoaoquoto, and woo topplonontod
by o roting of tho dogroo of bohoviorol ohongo.
rho dogroo of chonzo 1n olinieol tad word hohovior woo
totod on o four point ocolo or 'norkod', “nodoroto', 'nininol'
or'ho chango'. Thooo ovoluotiono woro not voluo Judznonto no
to tho quality of tho ohonxo, but rothor, quontitotivo ootinotoo
o: ditforouooo in hohoriorol pottorno undo: oinilor condition:

at otoorvotion. rho oooigood voting

woo hoood on ohongoo

oboorvod during tho trootnont poriod and

for too

vooko poot~

trootaont.
lvolootiono or ingrovonont roopoaoo woro undo on tho four
point ocolo or 'rocovorod', 'nuoh taprovod', ﬁtnprovod', and
“nailprovod or onroo'. rhooo ovolootaono ooro voluo Judgnouto,
hoood upon tho bohovior of tho patient, tho thoroptot'o oxpoctotiono, tho toloronoo by thoropiot and potiont of thooo oopoeto of
bohovior otton oollod *oido-orroeto of tho trootnont’, and tho
thoropiot'o Judgnont on to tho tonily'o ottitudoo to the potioat'o
hohovtor. fhooo ovolnotiono ooro abort-torn, rotlocting tho
potiont'o odoptotion two to tour wool“ following the lost troutnOHto

�gbaorvationo:
(a) Donatioral chango and Ingrovonont
coaparioon at tho bahavioral ratingo and tho
iaprovoaont ovaluationo 1o proooatod in tabla I. that ratings
at rocovorod and nuch iaptovod woro aaaociatod with high or
moderate dogrooa at bohavioral change it an oxpoctod obaorvation.
similarly, that patioato with ainiaal or no chango in behavior
taro avalaotod ao uni-proved or iaprovod, io aloe oxpootod. tho
aixaitioant rolatianahip, hovovor, lioa in tho patianta ohooing
high and oodorato dogrooo or bohavioral ohoazo and atill ratod
ao ohaoiaz a poor oliniaal roopoaao. at tho thirty patioato
obaorvad with high dogrooa or hohaviaral ohango, aovontoon voro
ovaluatod aa raeavorod and much iaprovod, and thirtoon ao
inprovod or aainprovod.

l

.. --.. .
ZLBLI

(b) undo:

at Adaptation

I

-“ﬂ--.

o: the bohavioral pattorna at tho oobaocto
daring and tailoring traataont poraittod tho description or
variauo today of adaptation. For illoatrativo purpoooa vo havo
doaoribod tour bohoriorol pattorna undo: tho titloa a:
oaghorie-hzgoaanio, oaaatiaation. garanoid-withdraoa; and
Analyooo

Rania nodoo.

Bughorio-lzzoaanie Roda: Thooo oubjocta appoarod
plaaaant, atrablo and friaudly. they are-sod neatly, opako
quiotly, and participated in word activitioo with ineroaaod

�Zlﬂﬁﬁ

I

atnpgrtann 0t Evaluationl Qt nohavttrnl change
and clinical Inpruvcnont
(c0uvu1317c and subconvnlutru 1h0r&amp;pico)

ﬁtting

XIErOVOIORt

locovorod
»

_

Itch

Inprdvod ﬁninpruvod and
Ingrovod
39:30

Bahaviorll Ghangc
nigh dogroo change (39)
ﬁ
lodorato
(17)

8

9

8

5

3

6

6

2

Juana

(‘10)

o

a

5

S

(16)

o

0

1

15

I.

change

'
'

I'

�.

~5-.

interest. 'oeeeeieeelly they dreeeed aeadily,

end exiled end

giggled excessively. Pre-treeteent eyepteee were net eenifeet
end preeerbid ettitudee end hehevier were egeie prenieeet.
In their peyohetherepeetie interviews they deecrihed their

illueee in e deteched leaner, eepheeieieg ”it“ (illneee)

ee

they denied having-been ill end
feeetieeely eeggeeted they were et the heepitel fer e reet; er
thet the inetitutiee wee net e heepitel, but e reeert er e
eeheel. Syeyteee were deeeribed in the pert teeee, end the
geelity of keying been e different pereen during the illeeee
hevins “dieeppeered’.

reitereted. Speeeh wee eerked by deeiel,.diepleeeeeet,
ereeiee, quelitieetiee end eliehee (11). the third pereen

wee

'

eede wee frequently need, ee in eeeh eteteeeete
the doctor
eeye 1 en 111' er *ey wife eheeld here eeee here.II
Greee ehenzee in neeery were either not eppereat, or were

deeeribed fer the treeteeet period only. the petieete expected end
eeeepted theee defieite, end neither eeeeectiee with treeteeet her
eppreheneien were expreeeed.
they looked forward te here wieite end eede reelietie
dieeherge pleee. While conflicts with feeily eenbere were
deeeribed, theee were eieieieed end expreeeed neiely in the peet
tenee. heferentiel qeeetieee were eeewered in e referential

nearer end without en ereeeel of effect. for the mere hypeeeeie
eebaeete, queetiene eheet here planning were reepended te nearefereetielly, with marked nee of inepprepriete eliehee. When
preeeed with referentiel inquiries, they quickly exhibited

�.5anxiety and dieeeatort, aiuiaieed their feelings and changed
the teeua.e£ the eeeeien.
Seek adaptatiene were euetained throughout the discharge
planning period. The mere hypeaaaie features were rarely
suetained, and within a for weeks were replaced by a mere
etable euphoric er aenatizatien types of adaptation.
,8enatizetien Hades In theee_enbdeete, incessant eeaplainte
about bodily eyaptene and lees e: eatery, deaands fer reaeeurenee
and relief; and preoccupation with feelings of nnreality and
eeeteeion doainated behavior. Ehey retained unkempt and their
When
each an adaptatien appeared early in
were
untidy.
reels
therapy, further treatment wee refused.
speech nae printiptlly in the present teaee and in the
first pereen, eith fee third peraen references and a ainiaai
use at clichea, denial er qualifications. In peyohetherapy
eeeeiene, they vere-deaandies and hostile, repertihg their
prehieae in terae eiailar to these need prier to therapy. !hey
eeaplained that the treatment eaaeed additieeel and mere incapacitating difficulties. re referential queatiens, answers were
generally correct, but associated with eenplainte of aeaery

inpairaent.
they deeeribed their taaily relations in yreotreatneet
terns, with en oecaaional '1 den't reaenber' in reepenee to
experiential inquiriee. Discharge planning eaa dittiealt, as
they insisted that their new eynptene prevented any home adaptation.

their heetile demands for attentien and relief
at eyupteas increased with treetaent. Participation in creep
activities inereaaed, however, tar these eabaeete who had
an the ward,

�-7.
previeaely been withdrawn and eeoleeive.
Heaory eeaplainte were pre-eaiuent. ratioate deaanded
reaaaaranee that their aeaery would return, and repeatedly
asked if treatment would he hararul. they deeoribod feelinge
of derealiaation and confusion. Erenta, bodily feelinge and
relatiena to friends and relativee eeeaed etrange, teeny,
unclear, and out of :oeue. While they oonplained ehietly e:
book
of
alao
ceaplained
pain, headache,
they
iarairnent,
aeaory
tingling o: tinsera and teee, aaaaea and roakaoee, and
aeorihed there to the troetaent.
which
end
symptom:
the
for
the
at
treatment,
heepitalit
iaatioa had occurred were no longer present, and although
and
to
the
treatment
were
relation
their
their
aany,
eoaploiate
transieaoe eae eo univoreally aeeepted by both the start and
the patients, that the rooalte rare evaluated or beneficial.
!hie adaptive node wee eeetained into the peat-dieoharge period.
Paranoid and Withdrawal lode: Another pattern tea the
appearance or paranoid ideation, euepicieuaneea, hostility,
ideae of reference and deleaiene. These patients failed to
care for theaaolvee, and roaained unkeapt in their dress. Their
reeaq.in which they reaained each or the day, were untidy.
Speech eaa eparee and not epontaneeaa. when questioned about
their illneae, they were hostile and demanded to know why they
were queetiened. they retaeed to anewer inquiriee er categorieally denied or agreed to all epecixio queetiene. Experiential
caeetiena were anewerod roterantially. When inquiry was
ioeietoat, they doeidd illneea and ainiaieed tho ayaptena which

�~8-

resulted 3: their ednieeien.
they retueed er eveided eeeeieee with their therepiet,
end ineieted eenvuledve therepy he ended beeeeee iteee herningy
then. When treeteente rere continued, they demanded releeee
free the_hoepite1, or precipiteted dieeherge by elepeneut,
euietde ettelpte er eczreeeive end deetreetdve outberete. They
were uneble to diecuee their reletiens with relily or triende,
and teeeeed either en deaende fer releeee or relief tree
resette eynptoee. Ieettlity wee overt, end engendered e
teertelneee 1n the etett. an the nerd, rhea eeexed out of see»
Ineien, they were lend, eggreeetve end deeend1ng. They were
eeepieieee e: etteepte at friendlteeee, end expreeeed theeghte
thet other: edehed to here the: or talked ebeﬁt then.
while ineieting en dteeherge, no reelietie dieeherge
pleating wee eehseved. their View er the envirtneent wee
creeely distorted end eelreeeutered, preventing'edeqnete care.
In testing, they were uneeeperetive, end rained angry
eeggeetiene a! being experirented ugen or ebueed. Complaints
at nenery impairment were intrequent, and occeeienelly denied
when
even
clinicelly meniteet. on such occasione, they were
eareged et the inplied deficit.
Peale Bede: Theee'pettﬂate beeene increeeingly enzione,
eglteted, reetleee, eleepleee end enorexie. In their dreee,
they were neet end eered ror themselves. Speech patterns
hed

were unehegged end eontinued with eepheeie on tiret pereon
and preeent tenee nodes. .synpteme were dietreee1ng end

prentuentiy voiced.

When

asked about preetreetment eynptore,

�.9.
theee were expreeaed in the aaae terae ae theee need earlier,
with the eaaplaint that treataent had aade everything weree.
Patienta reared treat-eat and hid an treataent daye, er
pleaded with the etatt to forage farther applications. they
threatened elepeaent and it thie tailed, enhaitted administrative
reqaeata fer discharge.
an the ward, they continued their preatreataent patterns

at

participatien. 0n treataent daye, they were withdrawn,
aalien and negativietie, and cooperation wae peer. they
deaanded te aee their therapiete and on each eceeeiene ineieted
that treataant be discontinued. they were unable to diecnee
{anily eitaatiene er their attitudee to ethere, being preo
eeeayied with their feeling: at tear. In dieeaeaieg their
minimal

heaa, they inaiated en iaaediate dieeharge, while atating they
were aewerely trightened, anxieaa, depreeeed and unwell.
’Ideatien was unchanged with tearfulneae ae the principal
.

affect. reare

te the brain er aied wae expreeeed,
aeeeapaaied by the awareaeee that aeaory iapairaeet may be a
sign at each damage. ceaplainta at aeaery inpairaent were in~
ex daaage

frequent and when present, were expressed ae a apeeitie reason
(or dieeeatinaatiea of treatment.
Patiente were uncooperative and fearful at testing, and

participated only

it

encouraged that such
decision about further

tests may be helpful
treataent. occasion.

in the therapist's
ally, when treatment wae diacentinued, a more stable adaptation
of relier, aeqaieeeenee and denial appeared.

�'

(3)

29:9"

tivo H96. and

rovunoat n;¢1 3
Thus, fo:_th¢ var1oua_gdaptivq bohnvitrnl ptttornl,
a runs; or ihort term evaluations were obsorvad. thus: subjects
aha devolaped and sustained the euphoric-hyponanie nodou were
generally ratoﬁ us rocaverod or nueh inpravod. Patients uith
ponatizatian gnd panic modes were ocgusiantlly rated as improved,
nithgugh uninprevod ratings were frequent. The paranoid-with.
ﬁgural node was evaluated as unimprGVad or worse, as were
model.
The relation batucon
the
panic
pn§;ontl czhibiting
adaptive node and ratings or improvonent are Ialnnrilod in
'

d‘

fable 1!.
1133!

II

-‘C- “CC-

�tivo.ﬂndc 3nd

Ada

rovonoat
Ingrovcnont Rating

Rtoovered

3.4..

anh

Improved Inprovcd ﬁninpravod,

Horn.

Euphoricvﬂyponanic

(36)

11

1h

10

1

Selatinttion
tiranotdniithdrauul

(10)

o

1

5

h

(

7)

0

o

2

5

Psntc

(

7)

o

o

2

5

ndaptivo ohtngoi (13)

0

0

1

12

I.

alnoludas snbcenvulsivo
trcntod unbaoctu without
cocond course 01 not,

�Bieeoeeien:
fheee ebeervatiene eaphaeiee the variety of behavioral
adaptatiene that-occur daring eonvaleive therapy, and relate

abort tern evaluatieee or iapreveaeot to the type of behavioral
change. larlier obeervere at oooveleive therapy have deeoribed
a range of behavioral patterns, aeoribing the ehaogee to age
adaptive reepenaee,to the traaaa of the treataent, organio brain
changes, or peyehologio oigoifioanoe of the treataeot (7,8,9,21).
These ebeervatione that subjects with eiailar peyohopethelegio
eyndreaee receiving aiailar treatment aay exhibit dieoordaot
behavioral adaptatiene, and be varioaely rated aa recovered or
aaiaproved, ie o! eigoirieanoe for an onderetahding e: the eonvnlaive therapy prooeee.
In earlier studies, the ooholoaioo val reached that
pereietené alteratioea in brain tanotioo were a neoeeeary eonditieo to; behavioral change in oonvaloive therapy (2,h,6). With
changes it brain tuaotioo, all aepeote of behavior undergo
modification. Perception, need, affect, Jadgaent, attitude,
aeaery and recall are altered, and with theee, the eabaeot'e
adaptation in the environment. let all behavioral ebaegee are
viewed aa iapreveaeot, however. Improvement appeare to be a
special type oi behavioral reepooee, being the eobjeotive
eetiaate by an obeorver that the patient ie 'hotter’. It ie
baled, not only on the patieot'e behavior, but also on each
oeo-apeoitie aepeeta aa the obeerver'a expeotatione, and
toleraooee, and these at the taaily and eovirenaent.
Studies relating physiological or peyehologioal aepeote

�-12or oonvnloivo therapy to

clinical

inreported that deproeeed

ontoone have reported

been
hae
Thne,
(16).
it
ooneietont roanlte
eohiaowhile
oonvnleivo
therapy
to
patients reopond favorably
oheorvore
other
while
do
not;
oabjoota
nonrotio
phrenio or
and
badly,
reepond
patiente
dopreeeive
neurotic
that
indioate
ontooaoe.
do
favorable
have
enhaeota
that ooae aohiaophronio
of
inprovoaa
predictora
been
enggeeted
have
Various noaanroe
each
inetanoea,
In
extensive
tootinx.
on
aoro
to
lent, only tail
can
eonolneion
in
and
diaoropanoioo
in
results
the dittorenooe
or
oetiaatoe
of
global
of
a variety
be related to the utilization
vithoot
behavioral
change,
of
the
criterion
ilproveaent an
evaluation.
the
need
in
etandarde
of
the
adequate epooitioation
Snoh etandarde differ videly, depending on institutional

atatt attitadinal taotore. Varying attitudeand
eoaloe
of
rating
global
the
nae
toaard 'aide-otteota',

popelatione and

o:
treataent
goale
afteoting
attitndee
varying peyohoeooial
have baoh eorved to lake reenlte tron different laboratorioe

oonvnloivo
therapy,
o:
ovalaationa
in
our
fhne,
inooapatiblo.
and
orientation
recall
in
ohangee
neaozy
o:
devolepaont
the
,
and
of
therapy
aanitoetatione
have been considered ae teaperary
dieregardod in the olinioal ovalaatione (3,19). Patients
oonoonitant
doepito
aodea,
hypeaanio
the
euphoric
or
developing
anon
been
on
ieproved.
have
rated
neaory loee,
In a ooaparable etndy by John-on gngg, (lo), the Lorr global
of
In
type
thie
utilized.“
were
change
rating! of behavioral
inolndod
and
orientation
are
in
ohanxee
the
neaory
evaluation

�-13-

negative oeoroa in the inprovenent nearing, no that a high
nnaher or enhaooto were reported an 'aninproved or nerao.‘
Booidoe population ditterenoee, thia einglo factor in
eattioiently potent to alter the relationehipe between the
two etadios, and Justitieo the diooropant eboervationa.
the nae or global eetinatea or behavioral change in
evaluating therapy hae other significant detieieneiee.
Psychiatric therapiea are rarely toenaed, or effective in
modifying a single eyaptea. the induced ohanxoo affect a
opeetrna oi hehaviera, with varying ratoa of change for ditterent aepoote. Global aetinateo tend to loae differenooe in
individual ole-onto within the nedial deoignatione neeoeaany to
define the whole reeponee. In oneh oitnationa ohangee in hehavier which nay he preninont, though not pervaaive nor enduring
nay doninate the evaluation an to overehadoe other, potentially
nore aignitioant ehanzee. than, alterationo in aenory and recall, or increaeed eonatination or inereaaing tithdrawal nay
daninato nninproved evaluations; while explicit verbal denial,
olieheo and euphoria nay lead to recovered or each iaproved
designations. the nae o: inprevenent ratings nay he enpirioelly
Jaatiried an an early approxiaation in studies of a new thorapeutio aoaonre, but inrthor analyoea o: the behavioral eboorva~
tiona are required for anderatanding and adequately applying the
treatnent. rho typologiea deooribod in this report are one
approaeh - one that hoe heon helptal in our nnderatanding or the
oonvaloive therapy prooeea, and one that in non being teatod in
etadiee o: payohepharaaeoloxie agento.
on

�ulhIn sddltlen to the differences in leprevesent evelestlens
eeessieeed by attitudes to 'elde-effeets' end the use ef glebel
due
to the ettitedes ef thereplsts
differences
there
ere
retinls,
tersrd rsrlees seeleesltsrsl peeeletiens. The edeptetien of
explicit verbsl denial in s lever clues pstient in e eennenlty
lestitntlee is welcomed by therspiste and really, but the seas
sdsptstleu in en upper elese professional in e peyehethsrspeetle
The
displsy ef
or
psychotic.
is
hospital
considered peer
when
and
even
nintnisstlen
displscenent,
retlensllsstien,
eeeenpenied by s return to preeerbid work levels, is eensidered
nsrked leprevenent in ens setting, but is viewed as e leek ef
inpreveneet is enether if ceels of insight hsd been set by the
thersplet. Interference with memory end reeell say he disregsrded
by therspists fer ene seeieeeltnrel group, but sreese espethle
eeliettede fer petlente ef endkher seeiel eless. Seek feetere
effect not enly institutienel,%tt1tedee, but riteln en 1nst1ts~
tion, therapists of different therepeutie erlestétlees sey here
evglestieae
nsny
thersples.
towards
sad
the
differing ettltedee
recent seeiecnlterel studies ef therspists, end their sttitedes
tevsrds eelsetion ef thersples, sre indiestive of these sttitndinsl
differences (13,17,18,2o.22).
It is our impression, therefore, thet inprevenent rstlngs
are no longer useful devices in evslusting psyrhietrie therepies.
For the eynptometie therapies extent today, which ere seemingly
net direeted tewerd the slteretien ef en etiologic fecter,
typelegte deecriptiens have s greeter spplleebility sud enpirie

�-15.

Justification. typologies haaad on concepts at diaxaaaia,
targat aynpaaaa or on dyaaaio-atractaral formulations harattaaptad to atructara tho pra-traataaat clusters in witch
thoraptaa nay be attaativa. fraatnant and paat—troatnant
ayaytan impravaaant acalaa have haan used with

utility.

Thaao

ara linitad approxinatiaaa, howavar, and thara 1a a naad far a
broader approach to bath tho pra-traataant and traatnant bahaviara, and a phanotypio, adaptiva bahaviaral typolacy, aaing
aaltivariata taohniqnaa at data analysis, aoana worthy a:
aaaaaaaant.

�w

in enelyeie_er the veriety e1 beheviorelvudeptetiene
or 73 velnntery peychietric petiente undergoing convulsive
therepy reeulted in the description er tear nejor patterne.
These are deecribed ee eupheric-hypenenic, eenetizetien,

paranoid-withdrawal end penie nedee.
the reletien er the-e nedee te clinical retinge e:
ieprevenelt ie deecribed. the derivative end generally
neu-eperetienel unture e: ieyrevenent retinge in enpheeieed.
the difficulties in e cennunieetive detinitien e: thie
veriehle ie eeen ee_e nejer teeter in the dieerepent etudiee
et indieee predictive e: inprevenelt in cenveleive therapy,
end in underetendinc the preeeeeee e: ee-etic therepiee in
peywhietry.

�-17-

W'

1. Ieeeever, 1., latte, J. and Iain, R.L.: Peyehetherepeetie
rechaiqaee with lieetreeheek Patiente. J. lilieide

.3332..1; 17~2§, 1958.
link, 1.: i ﬁaified theory of the ietiea e: Phyeiedyuanie
rherapiee. J. lilleide legg. é; 197-206, 1957.
BIG
and
of
Delta Activity te
telatien
1.5.:
lake,
link, I.
lehavierel leepenee in lleetreeheek: Quantitative serial
Stadiee. A.!.i. ireh. laurel. &amp; Pezdhiat. 19: 516-525,
1257.

n.: prerinental Studiee or
«a. lleetreeheek Preeeee. Die. lerv. slat. 11: 113-119,
and
3.1.
Pellaek, a.a Payehelegieal rector.
take,
3.,
tier,

rant,§a.. lane, 1.1.

and Green,

1958.

Affecting Individual Differences in Behavioral Reapenee
to canvaleive Therapy. J.l,!.B. 13g. 2k3-2h8, 1959.
6. Fiat, u., Kenn, 3.5., tarp, 3., Pollack, 1., Green, H.,
Alan, B. and Lei‘kewite, LL: Significance of Inhalant
Induced neural-ion: tor the Theory er the convulsive
Therapy Preeeee. L.H.i. Arch. Gen. Pezehiat. (in press).
Preach, J. and Iepaetate, 9.: the Effects of shock Treataent
on the 3:0. Pezgheenal. Quart. l1: 226-239, 19h8.
Ireeeh, 6., Inpaeteto, 9., attenheiner, L. and Wartie, 8.3.:
Some Reactions Seen After Electric Sheet Treatment.
Amer. J. Pezghiat. 1021 311-315, 19h5.

�.13-

3.0.: reyehepethelegie Reactiene end Bleetrie-Sheek
Therapy.‘ 1.1: State J. led. g3. 1553-1557. 19h2.
10. Jehneen, L.c., Ulett, G.L., Jehneen, H., Snith, I. end
Sines, 3.6.: Electreoeavuleive therapy (with end
9. alueek,

Hithaut Atropine). Arch. Gen. Pazghie . g; 32h-336, 1966.
11. Kenn, 1.1. end Pink, l.c change: in Language Bering
Elactroahock therapy. re ehe‘ethelo er colnunioetien,
Ed. Roch, P. and Zubin,

3., Stuns e Stratten 126-139,

1958.

12.

R.L., link, x. end Weinetetn, B.A.i Reletien of
tnoberbitel rest to Clinical Inprevenent in Electroehock.
Arch. neural. e rezehiet. lg: 23-29,'1956.
13. Kuhn, R.L., Pollack, H. end flag, 3.: Seeiepeyeheloxie
Aspect; a: Peyehiatric Ireetnent in A Velentery Mental
Hospital: Duretien or Hoepitelixetiea, Discharge
hating: end Biegaeeie. 1.x.1. Arch. Gen. Pezehiet. ;}
Kehn,

565-57h, 1959.

1k. Iehn, R.L., rolleck, H. end rink, H.a Figure-around Discriminetien After Induced Altered Brein Functien.
A.H.L. Arch. lea-oi. g: 5&amp;7-551, 1966.
15. Kuhn, R.L., Pollack, I. end tint, H.c Sociel Attitude

(alliternie

W

? Scale) end Convulaive Therepy.
gig: 187~192, 1960.

J.I.H.D.

16. lelileweky, L. and Heck, 2.: Shack trout-eats, Peychoeurgery
end eﬁher Betetie Ireetnente 1n Peyehintry. Grtne end
___________._________________________.____

strn‘t.n. 3.1. ,

1952e

�lethed:
9t eeneecetire petiente referred fer eleetreeheek therepy
during 1956-57, eeveety-three petiente were eebjeete of the
ehelyeee deeerihed here. the pettente were selected fer treetnent by the reetdeut therepiet end the eupervieies peyehietriet the inveettsetere pleying he rele in their eeleetten. theee
eheervetieee were nede during e eeeveletve-eeheeevuletve eleetreeheek etedy in which euhaeete referred for therepy were rendeely
eeeirned to eeereee e1 eeheenveletre er eenreletve treeteente.
Bleetreeheek eee edeiaietered three tinee weekly under
pentethel pre-nedteetien, eeing either e letter unidireetienel
or e heeerett elternetieg eerrent instreeeet. Greed eel or
enheenvuleive treeteente were edninietered by eltering the
etreexth a: current. [either petieht, therepiet her evelueting
phyeieiene tee ewere which eeeree e: therepy eeeh pitieet
received until etter the ewelnetiee period.
eheugee in hreie tenetiee were neeeered et weekly intervele
by teete e: leexeece petteree heth alerteelly end etter
eeeberhttel, end by the degree e: elew eewe eetivity in
electroencephelexrene. the intereerreletien e: theee indieee
end their reletien te heherterel eheagee here been reperted
prewieeely (3,1g).
the senateet eyeptee petteree e: the referred pttiente
were reriehle, end included euteidel preeeeepetien, reterdetieu,
dieterheneee e: need end erreet, exeiteneat, egitetien, penie
end teneaen, deleeiene, ideee et reference, hegettrien, rithdrewel
1

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                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;; Kahn, Robert L.</text>
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                    <text>W,
;_
.

»

_

.

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wA

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—.—‘.n,

we“---

,

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_

-

.

Electroshock
and
in
Improvement
Charges
of
Electroencephalographic
Relation
Therapy *
Max

Fink, M.D.

Robert L. Kahn, Ph. D.

This study was undertaken as part of an investigation of the relationship
between
V

”0.4",“

.,

altered brain function

to electroshock therapy.

Twentyb

prior to and at
weekly intervals duringanki following the course of treatment. The total of
four consecutive patients referred for

A.

awn-wmw

and response

160 records so obtained were

age percent time

time delta

at

EST

were given EEG'S

classified according to five criteria: the aver-

delta for three given lead combinations, the highest percent

any one lead combination, the slowest

delta frequency, the durb

ation of the longest bursts and the highest delta amplitude.

On

the basis

of the percentile scores obtained for each factor, the relative position of
each record was determined.

in the upper third of the distribution were

Those

considered to have high degree abnormality, while those on the lower third were
low degree abnormality.

By

this

method

found between improvement and the

EEG

showed a high degree abnormality

after

weeks and over 90%

after three

weeks.

of analysis a definite correlation was

rating.

Of

one week of

first three

had such a record by the fourth week of treatment.

for each of the

EEG

treatment,

80%

A

factors analyzed separately.
week

two

weeks and only one

similar relationship
The

was

findings were con-

firmed in a subsequent investigation of 30‘patients in which the

tained in the second and third

after

25%

In the unimproved patients, however,

none had a high abnormality record during the

found

the improved patients,

EEG

data ob-

of treatment were used to prognosticate

�nﬁi

m\

improvement.

It is

as determined by

concluded that early and persistent altered.brain function,

this

method,

is

a necessary

prerequisite for improvement after

electroshock therapy.

*

From

the Research Service, Hillside HoSpital, Glen Oaks,

New

York.

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�Relatidn of Electroencephalographic Changes and Improvement in Electroshock Therapy

(

3

M
,

7' W41]

Fink M .D
Robert L: Kahn, Ph.D.

Max

fir/V
v,

,

.y

This' study was undertaken as part of an investigation of the relationship

41/4er
between altered brain function and reaponse to

I/mt—wju?

Twenty-four consecutive

’P—EII‘P

patients referred for

were given EEG-'5

EST

prior to

during and following the course of treatment. The

.«

and

at weekly intervals

total of

.

100 records‘ were

classified according to five criteria: the average percent If time delta for
'Mbmﬂavv
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three given lead, the highest percent time delta at any one lead; the slowest

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tained for each factor, the relative position of each record was determineg
gose in the upper third of the destribution were considered to have 1 high degree

A

W MW
W“
correlation

tau/inc. Ml‘tW/‘au‘
abnormality, By this method of analysis

improvement and the FE .

after

‘

1gh’abnorma11ty

was found between

_

6f the

oniy‘one week of treatment, 80 a er two weeks and
over
'

g

.

,

A

weeks.

In the 'mimproved patients,

during the
A

w
a marked

first

c'atrately.

The

I

I

was found

I

I

I

I

loe-ether-kand,

g

three weeks and only one

similar relationship

313

‘

had. such a

each of the

$in
yw

EEG

90%

4’

improved

patients

after three

none had high abnormality

record b% the fourth

factors

as

.

.

30

‘

were

usedﬁ progn

altered

bain

EEG

data obtained in the second and third week of treatment
concluded that early and persistent

W1 W
im«Lu

function, as determined by this method, is a necessaryﬂfor
provement after electroshock therapy.

W

MM”-

week?”

analyzed

findings were confined in a subsequent investigation of

patients in which the

24’?

"

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M

4‘

\
G: 3/22/57/

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Electroencephalogram in Electroshock: Role of

Delta Change in Behavioral

RBSponse

Following the original x observations that electroshock induces changes

in the electroencephalogram,

clinical

studies correlating snob changes with

numerous

In an exhaustive review of these

improvement were undertaken.

studies, Chusid and Pacella (1952) conclude their survey with "in our opinion,
the slow wave formations after electric shock treatment bear no direct relation-

ship to clinical improvement.

favorable therapeutic response depends

The

primarily upon the administration of a certain number of treatments in each

particular case,and since patients vary considerably in the degree of
abnormality noted with the

relationship between

changes and

EEG

it

of treatments,

same number

follows that any

clinical recovery is largely coincidentalai.
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In an early report, Hoagland

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§§L§;;(l9h6) noted a correlation between changes in the per cent time of more

j
disturbed behavior
tr

I
/J"‘Z3’fa,t~x
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than 13 cps activity and independent clinical ratings
became more

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manifest‘I, the fast activity increased. With treatment induced

behavioral improvement, this activity diminished; only to reappear with a
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delta response an activated by intravenous

thiopentone, elicited characteristic

in the treatment course, there

EEG

was random

changes

in every subject. Early

irregular

slow wave

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clinical correlation.

Roth (1951), reporting the

high

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Similar observationsﬁwere reported by Kennard

and Wilner (l9h8),without a

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4

runs and bursts.

These were

chiefly

activity whicht

bilaterally
2

up to 200-350 microvolts and continuous duration of 30

to
to

synchronous

cps, with voltages

3

80 seconds.

When

the resting record evinced rhythmic delta activity, thiopentone increased

voltage and duration, spread

its

area and decreased

its basic

its

frequency. Ebth

believed that these changes were related to the process of recovery, and concluded: "the development of a typical
10 of

the 36 patients

two weeks.

But

who

transient

EEG

change does not insure recovery and

obtained such change failed to remit for longer than
improvement

in clinical condition

seemed

to be related

l,‘.'

,

.

,

I

�to the
the

EEG

EEG

change even

in these patients. If

changes with the therapeutic

effect,

are correct in connecting

we

it would

seem.since most of

the patients developed typical changes, that the physiological basis for
improvement

is acquired

effective in promoting recovery."
«amen-«AW...

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it may or may not prove

by the majority of cases;

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Iz=tsagillunily agreed'that electroshock induces diffuse slowing and
Meade,” (iég
increased voltages in the electroencephalogram. There is 1iII some inW dam/a w
dication that fast activity’, both in voltage and in per cent timel'aasae
dice!

dell-Ilia; enlistiées in nlxlxli; patients

2”

are intensively treated, -CL¢€-

who

a slowing of the persistent alpha frequencies.

degree, duration and

The

extent of the delta activity is directly related to the frequency and the
number of grand mal convulsions.

bInch

activity is usually symmetric,

and

with anterior placed electrodes, appears maximal in anterior electroenceph-

alographic leads. In patients

received twelve to twenty treatments

who have

d‘xuet
on a twice a week schedule, the electroencephalographic effects usually
“WNJw‘A

;

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«-

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disappear in h -8 weeks following the last treatment.§ Studies of the prep

it»?

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treatment

\

EEG

7

characteristics failed to demonstrate any relat’ ship with
"
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the
electro cephalogram or clinical

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onse.

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�Both of these. reports emphasize a.

W

relation between the degree of electro-

encpphalographic change and current behatioral response.

Mﬁﬂferent

aSpects are emphasized, namely delta response to barbiturate

activation and the beta response .2

m

—‘

m-...-‘.......—...7...—....-

Had other‘swlstematic

studies been done,

ha been that n correlation etween elec oencephalographic changes and
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behavioral response of electroshock exists. / Lack of such
if indeed

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change was not clearly noticable or who showed only equivocal or transient
improvement. Some showed fluctuations in behavior, at times appearing somewhat

whom

/

improved.

#1

But the changes were not sustained, so

they appeared

much

that

by the end of treatment,

as they did before.

are aware of the difficulties in evaluating improvement. Others might
have differed in the estimates of change in these patients. In any
case, by
We

MW.—

using this threefold classification, the differences between the
groups will

be

distinct.“

M‘ﬁe

‘i

first

.

,,

third

subjects.
these4“me
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suggestion of Dr. Hans Strauss (Clinical

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Minimallzfor Unimproved:

In this group were placed seven patients

was
not cleanLy noticable or who showed only equivocal or
change
transient improvement. Some showed fluctuations in
times appearing

in

whom

behavior, at

somewhat improved.

But the change was not sustained, so

of treatment, they appeared

much

as they did before.

,\‘\

that by the end

are aware of the difficulties in.evaluating improvement Others
J» might have differed in the estimates of change in these
patients. In any
case, by using this threefOld classification, the differences between the
we

1

first

and

third groups will

«*K‘EVALUATION OF EEG RECORDS:

C

)

be
A

distinct.” 1_”, 1.4 “MW, ”1,
total of 160 records were obtained in these

subjects. Fbllowing the suggestion

ofillluills

determined for three lead!
and

(frontal-parietal, anterior temporal;:vertex,
parietal-ear lobe) for 180 seconds of recording for each lead. The

delta index is defined as the per-cent time occupied by waves of 7 CpS
/°ebdéﬂbb
or
slew-n. The average delta-index for the three leads, and the highest delta
index in any lead were'éég'indices used in the final tabulation.
Simultaneously, the record was scanned for the slowest frequency
inn identified at least twice in any lead; the highest voltage of
any

delta wave; and the dhration of the longest
burst. Uther aSpects recorded, but not used in the final e/aluation, were the
regularity of burst act-

ivity, slowing of alpha activity; and.the degree frequencies d'amplitude
of fast act1v1t1es. These indices did not lend themselves to s
atistical

study; and were not identifiable in

all

the recordsp.’ Fast

activit'es

were

�.u-

7

j.

,2;

pézfzn Air. {in

//e 4/4;

xiv-sea

administered by the staff psychiatrists, using

electrostimulator. Treatment schedules were three times a
52/
As
9-to
showed
from
number
and
of
33.
varied
the
treatments
week;
patients
a Reiter

h?

C

greaémae’b

clinical

fewer
tended
the
to
give
treatments,
psychiatrist
,
spaced. There were 15 women and 9 men in the series, and

and more
__,_____.__

49/

the ages ranged from 2h to 68 with a median of h7.
EVALUATION

93

CLINICAL RESPONSE:

All the patients were observed for at

least eight weeks after termination of
ﬁiéemé;
the basis
therapy. The patient's response to electroshock was
of the resident psychiatrist's impression, staff opinion, the nurse's
notes and the clinical evaluation of the supervi§gaidxlcharge of electroshock.

The

patients were&lt;ilvided into three groups - markedly improved,

moderately improved and unimprovedJﬂaeduaa3lﬁ§EEEEEEZEEEEJEEEEiBnIhs)
response—tejeieetreshock:§

[3

A.

Markedly Improved:

The 11

cases in this group were regarded as

showing recovery or marked improvement.

These

patients

no longer showed

the symptoms which brought them into the hospital; their doctors
were

better;

felt

they

and the nurses' notes confirmed.such aSpects as being able

to sleep without medication, better appetite, and improved capacity to
get along with the other patients and participate in hOSpital activities.
B.

some improvement

These

six patients in this group showed
but continued to manifest indications of mental illness.

Moderately Improved:

patients typically

The

showed symptomatic

relief, 33;, acute depressive

features might be gone, but the dramatic change so evident in the
group was not apparent.

Each

patient continued to

show some

first

noticable

disturbance such as obsessional thinking, paranoid ideas, or somatic
preoccupation.

�medication could not be; controlled our evaluations of

fast activity follow-

1",

ing electroshe’cié are not satisfactory, and the results of Hoagland
W’“‘"‘“W
.m

M

~

v

7,;

,,._,_.,.r..:.:..-.eew.u

ttaal,

”Mina-x... ..

On

the basis of tho

the records were placed in a rank order from the greatest abnormality to
the lowest. The 160 records were then divided into

third

=

3

abnomality and lowest third

high degree

EEG

m

positive correlation

groups
= Low

- i__e."upper

degree abnormal-

ity .
,

,,,.

Wﬂm.wrmnp~4ohm»wz 1..“

cheek?

max
.. __I . __'

and improvement
“Wm h. ,.wu...—.mmM

'

om

muc

high

een early

ahno
eA

dc

of tre tment. Tlie reco ds of the
I

:psyThese

)

Mr"."W“,

BydtiliZing these quanfications of slow wave abnormality in\
\
such
EEG
we
be
electroshock,
abnormalitydnduc d
duced
conclude that
{

the
in first

3 weeks

,r'response.

2. What

M

fur“
of treatment is essential for t

ﬂea;

"3

e

short term” clinical

k

exist

between

the clinical reaponse»; and then amongeach

'1
1.

ach of the indices,
0

er?

fi\st with

ity

�//'

I,

-w

_‘

Quantitative Studies of Slow

Wave

Activity

Follgging Electroshock
Despite repeated attempts: correlations between slow wave activity induced
by electroshock and subsequent therapeutic outcome have been unsuccessful.

tain conclusions

from previous studies are warrented,.heue¥sih All

Cer-

patients sub-

electroencephalogra‘z;b
electroshock
the
therapy suffer alterations in
jected to

pliilllﬁ.

Three

patterns are generally described as 1) the slowing of the alpha

frequencies; 2) the appearance of random, symmetric SIOW'wave activity, generally
activitygcigiNB)
diminution of beta
which
of high voltage
progresses to burst
frequencies in rate and amplitude. There is a direct relation between the degree
of these changes, and the number and frequency of treatments.

saturation point of change is described, which can

is not increased.

ment, but which, seemingly,
changes are

reversible.

The

In

many

be maintained by

subjects a

further treat-

Also, such electroencephalographic

rate of return of the cerebral patterns to the pre-

treatment levels is generally 1 to h weeks, depending directly again on the number,
frequency and the type of treatment.
Another area of agreement among the cited authors

ship between degree of manifest
roencephalographic abnormality.
few treatments and without

memory

is the lack of direct relation-

loss and confusion and the degree of elect-

Mamba»
cited-of severe

Cases are

memory changes

significant electroencephalographic change; and

also of severe changes in cerebral rhythms without manifest clinical confusion or

laid

memory

on such

impairment.

O

Mam!

6f

5.

£257

In these reports, emphasis isfrequently

organic confusion also correlating poorly with clinical

results 0

,Euﬁada,

with

�studies, however,

Two

cited

may be

6L0

71t7¥éodf
which—noted a

correlation between

Electroencephalographic changes and clinical improvement.
amud, Kaufman and Péagcus

Hoagland, Mal-

+1924)»

in this

19h6 study of

involutional

in the electroencephalogram and in the excretion of

-(changes

women

ketosteroids

17

accomp

panying electroshock therapy of agitated depression, Psychosom. Med. 8'

2h6-251,19h6lg, reported a relation between changes in their clinical
me,
rating scale and the per cent timeJlB cps activity;AL the
bediszirbed
havior became more manifest, the 13 cps activity increasedi Sivtreatmeht

W

induced behavioural improvement, 13 cps

activity diminished.

of symptoms, there was an increase in the
More

recently, Roth (6hanges in the

%

time 13 cps

EEG

With recurrence

activity.

under Barbiturate Anesthesia

Produced by Electroconvulsive Treatment and Their Significance
Theory of

action,

ECT

EEG

for the

and Clin. Neurophys. 2: 261-280, 1951) described

ekseTies-e£.sindies_in_nhieh a relationship between thiopentone induced
EEG changes and the
recovery process. was—elicited. Roth noted that slow
Pod“ $12.94!.
wave activity as seen in a routinenrecord was irregular in
appearance,
and he confirmed the reports that it could not be satisfactorily related

to improvement.

;

By

administering an intravenous solution of‘;fbarbiturate

thdoperitone, Beth elicited characteristic changes in the
shock

in every subject. Early there

was random

EEG

irregular slow

after electro-

activity,
which, with more treatment, increased to a highly rhythmic, bilaterally
synchronous, high amplitude delta runs and bursts. These were chiefly
wave

2-3 cps, with voltages of 200-350 uv and continuous durations of 30-80

seconds.
pentone

th: resting record
increased its voltage and

its basic

When

W

duration, spread

activity, thén-

its area,

and decreased

frequency. Roth believed that these changes were related to the

process of recovery,‘§i$haagh,;the
a typical

evinced rhythmic delta

EEG

‘4”
concluded: “’Enuaner, the development of

change does not ensure recovery and 10 of the 36

attained such a change failed to remit for longer than

patients

two weeks.

But

who

�Similar analyses of the relation of each of the indices and clinical
result showed identical curves to the group curve shown before. Slide 2
shows

the

the relation of the delta index to improvement.

to

much improved group jumps

index in

by the 7-9 treatment; while the mod-

52%

erately improved and unimproved groups
10-20% by

The mean

show a

gradual, slow increase to

the 10-12 treatment.

similar set of curves is demonstrated in slide
highest percent time delta in one lead.
A

In the next slide the mean slowest frequency

3

for‘the

is recorded,

mean

and

this

too shows the same significant relationships. While the much improved

patients

show

delta

waves down

to

3

cps or

less

by the second week

of

treatment, the other two groups barely reach h cps by the fourth week of
treatment.
Slide

the

5 shows

correlations for the

same

The much improved group show

mean

higher voltages by the second

the fourth week the differences are perseatent for

Finally, slide

6 shows

highest amplitude

the

mean

all three

duration of bursts.

week and by

groups.

The

records

of the much improved patients show longer bursts, averaging more than 7_
seconds by the third week of treatment. Bursts are less frequent in the
unimproved and moderately improved groups and are

significantly shorter

here:€E:::¢::Mthe
in duration. Not noted
factor oﬁaregulgzgity of bursts.
In the lonéﬁbursts, wave forms frequently were more regular in frequency
and amplitude, than

in the other

two

groupsl

These studies may be

measures of slow wave

interpreted as demonstrating that each of these
activity arise from the same physiological process,

and assuﬂe the same significance

function induﬁed by electroshock.

in relation to the disturbances in cerebral

�3. Finally, can these alterations in the
aSpects of cerebral function which

may

EEG

have been

be correlated with other

altered by electroshock?

In these studies, three other indices of cerebral function were assayed!
the amytal test of Weinstein and Kahn) tests of double simultaneous tactile

g?)

Si)

stimulation/and tests of memory and recall. of these three indices, only
“gigpﬁﬁt'
V/
the amytal test showed a positive correlation withimprovement and with
A);
stoma; WW may.4, 41:2th Julia“ We 0’ is
this test, the subject is interViewedm uestions o
Ahbbld atdkhuus nae: alas/d
autbaeaawae
cafhﬂa
ation of int venou sodium amytal, the
stions are repeated errors in

thQ/I-vm

.

e

orientation, coniabulation, denial
as "POSitive" amytal

t:‘t,

and

illness

and

reduplicatioh are scored

are indicative of cerebral dysfunction.

“Ms”r
Ab

tal test.

9"”
,,
.1,

#ﬂwwf

yyyﬁr”

\

In the next,slide, #7, the pe centage positive amytalthSts are
if“
if“?
compared for edéh of the three groups,
«hf weeks of treat-

‘3

-

,

jge’difference between the much impror
-i the other two groups
is strfiing. While every patient in the mu_;‘; oved group had a positive
gonna
al by the third week of treatment,
the abno
\ity persistedgF

ment.

M
was

it

W#7

ation with improvement. In this
that there are various types of cerebralﬂgyeﬁ

function and that”g;:ﬂcannot speak in gross terms of a

”Absfgeeﬂ'thew
0“,.“ n .rvn w..,,«wm.~~m—we rm«Antw-12mm

gﬂMéorrelat1on
lath

and cerebral dysfunction or organighpsychoses.
muv maxim» we.

\\I
‘\

\

111;

{ZENWWf’IﬂWW

showed no

can be concl

EEG

‘\

‘15

um!

recall? These indices

respect,

\

\f

transient despite continue. treatment.
‘

WW“

Rh

“met”. WWW”,

‘ "New“ ewes V4799» “new“.y‘d

”fI

M

51““?

ﬂag“

”Why

�*

Semen, these ethe:ee pemttethe

�5M5?

Vt

m WWM in mamm: Relating at Induced Mu nativity to

WMum,
Roam

Dunno midonblo study and
shock

mom

Wind
ahcck

1:

menu.

the man at

Recent

tho

m

enema (9.6mm, at

wow-1cm

«that. In Mm own...

chanson

u

a,

the basin

no have: obnexwd n

mum at chasm

of

am.

And)

hm

tor tho 01mm-

rolnucn comm chum

inmaumdhmmncMmaadthamquRw. hmmmm
hum batman clinical

Wt

1'ch

emanation taunting

orientation and

olcctmahock nit-h changes in

Mam

whnrbi’cal (

mummmhngmgcf ).ondmxyandmu1(
“My in

1mm:

an

mluaticn of

”mm

mums

change:

function, and

behavioral

M,
'11: our

no

mama

1::th mm.

0mm

nan

and Panama (1952)

minim, up

direct

an an incur

W.

the observation b y various observers that clontrcmm

change: in the olentmencoptulogm,

with clinical

syn--

). Thoprcmt

in thc thmnnoophalnsx-nm,

a»

),

slow

alumni}: ta

Imma-

«mung

In an exhaustive

amm

their

may

W

mm c: than

nth-tho
sum

nan fez-mum arm clam-la shod:

mm Wmt.

such

a!

Watt

tmmt but

the favorable therapeutic

mmmmmmmommwnmmrﬁ

�tmm

in

tha dame of

tone» Wt

Maul”

each

m

can, we

we

abnormality noted with the

hem

my rahtionuhip

patient: vary comidenbly in

am number of hmmts, it

Em mango: and

is
War

anneal

largely wincidental or maul-11y mini-ad to othrrr factors.”
Yet, the alwtmcephalognphie chmgu

mmnt.
and

Most

new

Wen

wltagt

611:8.an that fast.

tin;

and

in tho

who

activity is dimuy mum

mnﬂsm (

Bach

L»

law.

ﬂuent:

wha have

intensively

In

View

electromock,

or the

it

dam,

),

The

to

than

{W

appears

than is a

duration and

mummy

m

W
ind»

in percent

slowing

at tho

meat of delta

Mar afar-and m1

and tho

and with

mtarlor

mind in anterior aleetmmeﬁmomphic

received twelve to wimpy

ramming

my be

1:: voltage and

W.

(

of wires treatments per wok, the

diuppear in us new

uWhock are con:-

The” in considerable

nativity in mud]: ”metric,

plum mutant. «hatred»,
In

dootrowophﬂm.

no

Imam.

by

mart that elactmshock Mm mm»

)

(
accrual»
), bath
wtivity

in paint“

persistent alpha

(

Maud

mutants

dammiognphic

a» last mama;
ctr tho

(

mum: am

mu bum max-meme

and

humeral

a.

schedub

effects usually

).

olcotmmephalumphic

to

an

weapons.

to

that a mktionahip dam
changes. Tia

swan

�.3...
do

”human.

indicate we}: a

Mod a relation human ﬂung» in
than :3 spa) and

WW
MW

MW“,

behavioral

Wm:

pentam, elicited characteristic
of tmﬁwmt tandem

thin xeuuiy

EEG

Vchanges

ungular

to

m

209—350

m!

mum,

”than

and. continua-nu

m

banana that thaw
eluded:

want-d by 113sz men

buﬁenlly

m
mum

its mm

changes were

(39th

of

and

to

3

which in»

Mm,

high

cps. with voltages up

30 $9 60

seem.

when

the

its

thiopsntono increased

«creased

mum ta

typical

a.

2

at

activity,
mu
We
spread

“ﬂy in the

”sunny appomd,

slam warm

harm. than. mm

unravel“

resting more!

mm

and

tmta

only to ran

in every subject.

continued
treatment.
with
to
Winnie,
cmsgd

«puma.

Whoa;

an.

‘

mapma

del‘hn'

Wang... A:

fem. nativity inerumdu with

W”

of

(3.91:6)

w ”want #130 tut activity (mu

9mm,

aw; (1951), reporting the

cm

apart.

Renal-ad 33 9;

Momdont clinical mung; atbomionl

behavior beam

man: with 3

m

Iﬁ an

m

its bum tummy...

the games: at

Waxy,

and cam

m change does not insure mmzy

mmﬂmﬁpmtnmoewmmfailadtaréxd‘bfwlongw
h
* i’mﬁ
and 1mm

G
(1'9

H

u
”I
)

won-m
“a
“mm the behaviaml comﬁtim.
‘

‘

"

:51,

9"

L‘lig

Yr

'

II":

.,,i‘3l’

‘

V

�4‘.

he

than

tmiunf.

wants; ﬁat

ulaudtothcmmnge
1:33

the

EEG

mm

militia“ patient»

clung“ with ﬂat therapeutic effect,

tin patianta dueloped typical dung”,

pmt

in 0.1mm audition sound

is

W

by tho lager-1w

cf

1.9

b-

«mammotof
«on, we

Ifmara

it

most»

10111:!

that. the physiological

hula far in.

W311: any or my not pm affective

in mixing waver-y."
Bow thee»

mmmogmphie
are

Mixed,

”pom «pm-m

1 solution batman the

dams of elect“?

change Ind cement-mt behavioral suspense. Different aspect:
namely

delta

mm

to barbiturate activation and beta. not.

ivity. In tho present impetigation, quantitative aerial studio! of the dart:
anyone. were undertaken to timer the following quuuonls
(1.)

What.

in tho "lama! of the elomcophalqmphie

mama to be-

havioral responu 1n electroshock?
(2)

I: a "hummus: «mm,

:1an
aubgocta 931;

what signification my

W’

at

prior ta

a) In the

tmtmt,

8 chums). ﬁnder-It.

bipolar,

hm tor an under.

of tho process of electromoek therapy?

1mm semi, tmnty-four Maw wa-

ianta referred for chetmhoek were studied.
do!»

11-.

mammalogrm an

tad at. weekly intervals during and after treatment. wing

destromcwphnlognph and noodle

and hyperventilation

chem.

bonding in

mmum m mum emu each molding.

�'

mm

Commuting, the

at least

.6.

was scanned

for the slowest frequency identified

twice in any land; the highest voltage of any delta wave;

and.

,

the dur-

atian of the longest period or delta bum activity.

mm basis or these five indicate! eleven” nativiwma

racom were

phoeduinnnkordar,tmthomtmmto£dauwmﬂtytotho
lowest.

recordanudividod into

The 160

3

mu

m-

m

thirdm

classiﬁed as “high degree deli: a records"; the middle third, as fmdemto
dag-no

Fignm

delta a records”;

I, II,

and

and than lowest

min! as now degree delta

III portray pin-mm

mama.-

and treatment records taken

am-

inguwlwtmatmntpomodtoemlitythethm rangeaofdel’aamtiuty
indwed‘hy electmahock.
b) In a second
shock

some at raw-tour

mun,

patients, ehctmncopmlogmpluc moon!-

lent. ,Mﬂng tin
treatment.

second and third

531133

records, the

wore obtained

mks of try-stunt,

initial

observations were tested in

weeks

x

after

«comm

W m:

mum

on

A11

of max-aw.

after

first eerie:

of 160

I predictive haw ofthemu

patients were

The

prior to treat--

and two ween

the named of analysis developed in the

pantie response.

mmmxg

unselected electro-

W

m- at 1am «at.

patient“ mupomo to

the bani: at the resident “psychiatrist’u

15leth m

mm,

the

nut:

&gt;

�.7...

opinion, the

man's not»

apex-visa in

and the 61111130. evaluation of tho

charge of elwbroahock. The pntients were dived-d into three groups a mob

academia]: uprated and

mama,
A.

WM!

mama
which

«an aim:

themaa‘lmtu

«coming to the following criteria;

:3,an
These punts no longer shmd the
mm

Th. 11

or Inn-had immanent.

hmgIt than into

mm

..

group were mended

the 116mm; their doctors

folt they warn mum

and

ﬁleepuithoutmdscant-ad mkupactaasbomgamn to

nation, better appetite, an!

capmw to gut along with others

improved

and

‘

participate in
B.

mm

Mimi

pmmnt

but cmtimed to

try'picany shared

gm,
Each

activities.

but the

The

units” mm

mun

amt!» 01111130

K.

idea, or

We: m

when than; a

,

m

less 111.

The

a»

haunt!

teatum night he

evident in tho first. group val not apparent .

no

m

noticablo disturbance such an obsession).

somatic pmccupauon.

raved:

mum

not clearly noticablo, mo

or who beam worse. may

showed tons

é! loam illness. mane

1.1191, 3&amp;2.” mute dopresiive

patinnt conﬂwd to thaw

thinking, paranoid

lb: patients in thisgmp

showed

change: were not

mmn

placed

showed equivocal

new patient-in

or transient changes,

ﬂuctuations in bshnvior, at

sum,

treatment, they appeared Inch as before;

however, no

that

times- appearing

by the and of

�Mesa

the

analyses of the mlatian batman the

delta activity and clinical ratings, denominated
between the

proved"

early appunnce of high @3290 delta nativity and the

classified

861 were

in the third week
in patients

and 88$

who were

or third

in

m

who

”lunch

won rated

13.

u nah

high degree 691%! in the second week;

91%

mutant. 0: the raced:

fourth week of

rated as migrated, none wan high degree delta in the

weeks

at tmtmnt,

aim
‘1:
The

and 20%

tare high degree delta

21 the

mnsudin mu 1, ma graphical; in ﬂgun h.

can

fourth week.

a

induced

significant relationship

clinical rating» 0! the meow in mucus.

mmved,

second

1

acme or

m a i m 99am Delta mom

m
Indian
W
(7)
Wed
Imam-d

85:113.:-

measured

Mam: k}

(u)
6.

(

analyses mm

indies:

91‘

of bursts, highest

Men

M

25

an

91

as

o

3.6

50

M

o

o

a

an

for the rolation hem-n each of

mm (avenge S-Mm delta,

mm,

M.

133

and slowest

highest 5mm

an...

they

duration

frequmy.) me the clinical rating!-

In each instance, the relationship or degree or induced delta index and the

clinical rating

was

sustained. This data will be

pramud in detail in a

�submmt ”port.

taunIndaxotnu-

2. Em

mmﬂmtaﬁm, contubulation

art!

dmial

ion:

1'

B

of. 11111033

in a ”matured latex-via

after the: administration or intravenous mobsrbital in patients ﬁrm brain lacuna
have ham sum-mm as signs of

13mm

arm

noted such patterns to ba

illness, unless than.

was evidence

«and probable, themfora, that
persistently
tum

mum

or new” cerebral

11'

mot

subjects,

).

(

We

had

m- m putientl hospitaliud with mm.

mum

elsutmahock indmed

patina nmbarbim tam Wild

«ﬁbril

be produced.

mmmmmu

(

). It

dysfunction,

This was indeed

mp0M&lt; ).

1n

ma,
mm
(58%)
and
10-42
fourteen
an
7-9
the
m
period,
an
am
mum
that

um; report, nu

mm

cerebral dysfunction

(671')

at the

2h

subjects, had positive

period.

In than Maw—four subjeotl, than new ninety-one to". sessions during
the

mac

ital tests

of therapy for which smear-rem;

chumphalogrm and ambush-

are availnble. Pro and poet mutant. records are not. mcludod.

mmmmnmuummummamdmmmumuw
sham a high relationship, both

ratings of

immt

delta wﬁviw

a

for the tests to each other,

during therapy. In Tabla

W

II, as.

and

to clinical

degree of induced

with the results a: the concurrent

mbarbihl

mu.

�W

TABLE
KEG

II

22m .. An___%mm

W

rat.

at

Hicidle

313x

Low

Positive

(25)

29

a

8

Negative

(us)

10

15

20

Watan

relation between the test data and clinical ntings of
am also simiﬁmt. In Tabla II, the ma and uobubital tout. results
The

me'dingtothoevomnl
mmmmedgmp
27%,(5 m
had n
umber of with. gamma test mctm; sad” that tho
cluster at with. nomad, high Em delta activity and mummy in»
clinical rating.

W

Vi M

proved rating 3.: 3

negative

mm

Wits).

mung a:

om. Email: alluifieant in the cluster at

test, 19' 1nd Mo me an: activity and clued.

Wand.
Rat

/m m\
rod

ma

Hunk

High Dam and roman
Amebazbital (29)

Either
Positive

33'

Dam or

obaz‘bital (26)

hither High Dalta not

Positive Amobarbital (35)

Iv

Immed

r.

M

W

Result! an

Moderately Impmvcd

25

3

10

11

s

S

1.0

21

3.

Thedatain'kbluEmmnhumtommorotabmmtimdum

n

Simiicant by elm-aqua

:t hotter than 2! 1m). of conﬁdence.

�the course of therapy in the

any

are rater}

uriy m the
It and

at

We

initial

twenty-atom

petimte.

ra’cdsrxzvttl who

me): improved tend to develop high degree

a: treatmnt,

Table 1) similar

and sustain

ohnmtionl,

it throughout

mde for the

are gnphically portrayed in figure 5.

A

EEG

delta. activity

the period. (ﬁgure

murbitel test result”

Waite

of figures it and 5

presented in figme 6, which chm e mmrkable eongmm of the two

3. am

to

0n»

‘
»

Following the observation:

event?

is
test date.

2

in this group, that the mch

:1de

patients had developed a high degree delta neurity earl: end had untamed
such

activity, electroememalogrm were obtained during the

week: of

treat-ant in

undertaken

Sh

second and

lelectmdxock
consecutive
patients. This study

to detenine whether or net the demo «at-delta response in

third

in

pro—

dictive of the wort-eta“ thermontic outcome
The

recent: were sound

hand during both,

one

a

to whether

h1g1 degree

delte activity was who

or neither of the h~6 and 7-9 treatment periods, and

the data was related to the clinical

«elation

TABLE

I?

(Table IV).

�Ono

"W,
um (16)
20

um High (1:)

h (25$)

a (50%)

h (25$)

6 (30%)

7 (35$)

7 (35$)

.

Total (9‘)
"' '

m 31mm

22

at the

2%

19

level of confidence;

13

�«42:»

or the 131518!” the

Mint

111$

delta ”tawny during tho ”00nd and third

mksoftmtnant, éﬂmmuduuwhimmd,mhmly3motp:mu
diluent high delta are so mud.

The

sum inﬂation and

dome delta activity in rebut! to the Short ton
The

arbitrary solution of ma second

based upon an
12.15

6100ka

trauma.

mtotmm

Further

sax-ion

and

in which the

W

delta beauty,

persistence of

6113100.

mlmtim.

third week: of

tmmnt was

mags tmtaont

of this data

Wul

1&amp;1“th

m

course

m

that the div-lop»

1211le fort.

at

mm:- of weeks, in round to mum: at of immanent regardlesa of tho
tine in the course of thump: II
continua: treatment in

after 15-20

am

trauma,

m delta mhngea no first. manifest.

subjects resulting in high

is associated with 9. MM

this later period. Patients given

many

m dolta activity

Won]. msponm at

mama n

the

at.

per weak, without the mention of high dogma delta activity,
a United behavioral responu

an

- one that is

M mwm
mt

5.10

placebo responu (

Diﬁuaaig g

of three tines

Wm“

significantly different than

). Intansiw uranium. at

a.

fmqmoy of

relultant induction or high dogma dam act-

was: per

ivity, will damn-cu

not.

Thu,

:1

aignifimnt behavioral

name.

mesa studies duonstmte a consistent missionship batman the

degree and duration or induced uhctrooneephalognphie

delta utivity and clinical

�‘13-

enlmtim at behavioral change. 3ymetr1o
1m been
and

automated»

We

at tho

evidence of dysfunction

(mama;

centers

and dyerhythuo delta

system)

mam

(own

nativity

WW

Strata»)...
and

Such

indioative
of an alteration in the state of consciousness,
also
activity is

new alteration bang unouy related to the aunt-10h, mum

with more

and frequency

and
(Strauss
slow
Bid]
wane
June,
et
the
:1,
of
aotivity

Brit).

and
behavioral
between
Muted
one.
rolationohip
county
We
m

the
further
electroshock
permit:
after
aspen”
on.

mmepmm mm no:

attendmt

pluliologio basis of tho electroshock
shock process thus

physiologic

“mat

We

conclusion that ohangee in

aunties:

prom.

in consciousness an 1L

o No upset: of the electro-

elaboration: the mention of the

to the behavioral response

mm neuro-

..

and the eigniﬂoanoe of these

observations for a theory of the node, of action of electroshock

tangy.

(a) Role

Won].
cerebral

2mm.

change

Changes

and
perception,
prone”,

whatever cause, ore

In this
dependent

9%.

\mieteot
1: a
moo-pennant
in mm,

Mt

extmively

mm,

I

of alteratim in

ltti‘budl, judgent,thooght

attending changes in cerebral Motion,

documented

rm

liter-store.
in the noumlogic

electmahook has hem mum to consistently

teat emanation, in a {whim Mob we

alter

two

in-

have con- to associate with

�431).

i

has

biochmm substrate or this

mu-

away.
mm
mm

has hem placed an tho noctylchonm—ohonmstomso changes

a

(ﬁnest-in,

KeEwhun), tho “Iteration 1n blood-brain burner (Aird), chug»

Tower and

in ionic

prance” has

and

promnqunbm

[9’99 “/fsrué
/'(ﬂ’
I‘M?

7

,r‘

L.

j

44“!

[Z

(3916301 and 31113391
x

w

A“? 5 1:34:

;

I;

' ‘

3

g

a

f

ff

V

M

v

1

.-‘

- mm),
L;

z

r

g» ﬁggéfiten/

�orient-p
with
extensive
In
impatience
an
function.
cerebral
of
altered
states

am

after wherbitel,

tests”

mama (

Wemauin and his

)

(

J

( o

be” dmnetmted the pmdictiw mm of this test for arsenic cerebral

Winn.

Davie
workers
by
ee
extensive
met-cue
experience
likewise,

Oawendom(
)and-ng
).( ), Oatmmdstnnae( ).

mum“

()huefﬂmdthe
altered

in e

hm Matias.

W

‘smu

signiﬁcancecfdiffuee
other tests of

unbral

mm

been applied

seriel reunion, it. is anticipated that than, too, mule! dum-

mum

sponse, within the

in cerebral

30.6

delhectivityueninduet

chengee

W

tmtmt

salmon to vacuum re-

and e

units a! the sensitivity of the test. to reflect

change!

mum.

lame mam, elmmwbeuidtcbeenthcdormmge

muctﬂundMiantoerMMOmrwachime
behevicral respcnae.

«diam

The

mac

of belmvioral patterns induced under these

is wide. 'Inprcvemnt'

being a subjective evaluation

On

1e 3 special

one at behavionl

the part. cf the

name,

charter that the patient

1: ‘bottor.’ Electrcehcck due not induce “immanent“;

diffemt than

it indwcs a mum

of

cmbml activity in men behavicr

To

the extent that. the induced behavior in deprecaed permeate is perceived as

lose

whining,

depressed,

mane

18

or

move,

before electroshock.

or in achnophrenic patients,

�.1;-

1m maximal,
proved".

behavior,

Wham

complaining, or
typo 9!

“an.
evaluated
to.
as
is
patient
mm,
wmmry
or

harm,

am,

1+.

1..

in pamuivod a:

mom, mum,

«ammo a; 'milprovld.‘

The

paranoid,

woman-

Warm. pattern induced by electroshock, is «pendent on a

m

mm, «mammumauyam-mmtt )ummotpmm.
lumbar cramp]: o! the relation
be
to
is
laﬂw

dolt(

) (

Meow

m

on

the

of. electroencephalographic

mural mom

me:

to be-

of epileptic patients. ban»

)deaeribuoymgapﬂspucmm ordinarilypleaant,

and cooperative

for his clinic visits.

consistently dyarhytmc.
drnm, and his

1336

0:: on. occasion he

12.

than.

no: cum},

an ‘1th delta activity.

on the

that,

records

m

unable and 31th-

mbaoqmt visit, tho

m was again dynamo-ac and o a behavioral 'zhtpromnt' nu ma.

51:11::-

obumtionawm roporwdbyﬂntt( )mdnnnndor( ).
(b) Theo
Our

,

of Electron

a

.
7

_

studies of the electroshock procesn have demonstrated tho

ing. ntemtion in brain function in induced only
in

whom

the greatest degrees of behavioral change

max deem delta. activity in the

taste as indiceu or altered
indioea

and sustained

as

noted.

Wannalogm

and

follow—

in patimtl

is have mailed

positive mobarbitll

«:0an function, with the knowledge that other

at altered brain Motion, applied in the

m

sex-1&amp;1

fashion, my

�‘16-'-

alee

show
We

3mm

alteration

and a

relation to behavioral change.

have been mmeeed that the rating: pf impmvemt are value Judg-

ment- of the behavioral response. L11 patient-e

induced by electroshock

in when cerebral

wrest changes in behavior.

changes are

My certain patterns

ere evaluated ee immved, believer. while other! are regerded

u "unmoved”

Immutiaeeenuespeemeeeeefthebehaviorﬂ. mammoftheeuba
of
the
conditions
brain
altered
function.
We
Jest

recent etudiee have netted a relation of the indueed botanical

Our Home

was

to epeeific peremlity aspecteC ).. Patten“ the neat close]:

apprm-mte the “explicit verbal denial" personality

greater degrees of denial,

dieplem,

mu

),

(

euphoria and Indie beim'ior (tuning

electrosheck therapy. and: edeptetime are frequently rated

alarmed",
and

no

clinical

my

mum

at!

”m

that the reletieaehip between nationality, behavioral response

mm

is met clear.

to the behavioral reepenee

The

mutton of other upeete of

an new ﬁnder investigation.

bother new in the nun: of taproment
to the induced

W103.

1a the environmental

w
new

endeegativill
ledificetim
Tb
of inﬁll, withdmel

to excitement, overactivitw and irritebility my be considered e positive
movement by

may.

The

the met-cps.“ but a disorganization by the and

maiden or

goals of the therapist and the family, and their

meantime

�4.7 bSnoh

phyeiologic
milieu for an ultomtion
the
altered cerebral tmotion provides

of the organin‘e edeptive interpersmol behavior. Changes are induced in percep-

tion, language, mod. recall, and Judaism mick ponit

adaptive intonation:

new

with the omirmmont to unfold. the type of adaptive behavior induced under these

conditions
which the

is

dependent upon the pereondity of the subject; the environment in

intonation occurs;

and the duration or the

state or altered cerebral

Man.
i similar view of the electroshock process m initially expressed by Weinstun,

Kuhn (
Linn and

chungoe and behavioral

).

who

mailed the interrelationship or neurOphyeiologic

room”.

These etudies amplify

clude anothar index or oltered broil: function
and

«e

their obeorvotione to in-

the eiootrooneuphlograme delte

also broaden their initiol empheeie on the denial pmcoeo

fol edeptative response, to include

no

the only cameo.

0.

wide

variety of indtcod behavioro under the

conditions of altered brain

faction.

The

description of the electroshock procese

is also comietent with the

observations of more

335;( ),

Roth ( .) and Lire

59,5 ).

This neurophysiologc-edeptive interpretation of electroshock pronides on

operational definilan o! the process which has procaine or further elaboration and

obeemtiono. Such an hypothesis also hoe application to an understanding of therapeutic process in insulin com. therapy

(

), lobotav

and

tronquillieing agents

(

)e

�.3transient

in clinical condition

improvement

seemed

to be related to the

in these patients. If we are correct in connecting the
EEG changes with the therapeutic effect
it would seem, since most of the
patients develop typical changes, that the physiological basis for imp

EEG

change even

provement

is acquired

by the

it may or

majority of cases;

may

not prove

I

effective in promotingxrecovery."
In the course of studies

of‘g§:ered

function
brain
induced by electro-

at the Hillside Hospital\in New York, further data on the relationships between EEG changes and clinical effects of electroshock were collected.
The general results of previous investigations on the alterations in the
shock

EEG

with electroshock were confirmed, but

between EEu

effects

and the

ailgs‘ca,~

clinical result

a

demonstrated.

was

\

I

are presented today:

(l)

The

definite relationship

.

Three foci

\\

Engpatterns following electroshock and thein\re1ation to
K

improvement.

(2) yThe intercorrelations of different quantifications of delta

activity.
(3) The relation of these observations to
/////X

”WM
SUBJECTS

aﬁcijLQn.1

"ﬁ-"MW‘

_
i.-..mwm_w~w
T /{1 Ionic
ﬂ

_

merm”wwww‘wmmm,._V.-c.-»...«——v—~~-"'”

aim,”
Twenty-four consecutive patients
U”

§§2_MEEHOD:Z§

_ -m “ﬁlm“-..—

a theory of electroshock

shock were studi d.

"“‘m'w-"MW

referred for electro-

m4

Electroencephalo rams were done
"511* few}
1/4?!
Lot/W
a“:
channel Medcraft instrument , needle electrodes,

prior to_treatment? “Ki 8
and bipolar recording was used. Hyperventilation wea-the-ealy-activation 6034’
(L. WLALF
Q44. a,
‘
technic
g treatment, records were taken earths day'aitasrar?;ézﬁé'"v*ﬁ‘
gurum
fitter
treatment.
generally 25 to 31 hours

MLWe

0%,

3»

1'9 CL

�this point I should like to summarize our findings and express
some thoughts as to their significance for a theory of electroshock action.
There is little doubt that electroshock induces delta abnormality in the
EEG. It is symmetric, chiefly frontal, but with increasingrtreatment,
the'gequencies
With
became
treatment
leads.
to
spreads
increasing
all
At

slower, the amplitudes higher, the burst activity longer and more regular.
While delta abnormality is present in every repord after electroshock, its
degree

is variable. Roth's experiment's inducing increasing delta abnormality
with barbiturate are significant in predﬁting the later changes induced by
further electroshock. In
mality

some

subjects however, a high degree delta abnor-

is not induced despite extensive treatment.
Our

correlations of degree of delta abnonuality with improvement are

fgggziéam:ch
ism of electroshock.therapy.
significant

An

alterationm cerebral“function

and also by the

'

as measured by the

magma
as,
amytal test,* ,t'necessary pre-requisite for improvement.
EEG,

zaﬂkﬂ

early, sustained
Where such

232::::
(and in the amytal test),
chan es fail to occur in the
a significant clinical improvement will fail to occur in the patient's behavior.
not4ﬁghent
The fact that the correlations were
with memory loss, points
to the possibility that this is not a significant factor in improvement.
EEG

In conclusion, these studies lend lapport tp a theory of

EST

enumerated
action recently
by Weinstein and one of us (Kahn). These

authors postulated that improvement following electroshock

is the result

of the creation in the patient of a milieu of altered brain function in

patterns of adaptation, particularly those of denial, may be maintained. Theib EEG studies demonstrate that an altered milieu of cerebral

which new

function as measured by delta abnormality is a pre-requisite for improvement.

To

supported.

this extent the first part of the Heinstein-Kahn hypothesis is

4M.-.

.1

�~5During the

tram

generally 25 be 31
11611113131381an

(

the

) was

period. words not.

noun

lam. Emu-mm,

We...

may“!

Wu on a» ﬂy, following a trauma,

all

Wit”.

test

101'

at many intervals, berm, during

”mat “him the Wmtnont WI.

manly

been mported

pntieats

organic brain
and

study

mm

hi"

).

(

thaw-ml electromook tharapy m manicured w the

mt: manhunt“,
tins

using a Bauer 0 h? eleabmatdnulator. Treatment schedules. war. three

a week; and the number of

,,

Won

arm- thorapy,

reﬁll“ at this

The

all!!!

wore studied by

matmnu

varied from

to 33.

9

As

patients

show-d

a clinical response, the psychiatrist tended to give fiver and more widely
spaced treatments. Thorn

are

15 women and 9 man

in the

can“,

and the ages

authaudiuoth'h
mezhto
EVALUATIOE 93‘.

ject...

33

3'0nt

for three lead

“natal-ear

W:

total at

3.60

records were obtained in muse sub-

Stmﬁss
( ) the delta index was
the suggestion of

minnow

10210)

A

69%:de

(frontal-parietal, anteriar “moral .. vertex,

for 180 seconds of recording for each lead.

1: defined as the per-cont tine occupied by waves at

7 0:16

The

delta

or SWCI'.

and

1W

The

&lt;36;th
and
load
the highsat kit:
for,
three
the
combinations,
average
1mm in any om lead combination mm the

indim

used in ma fin-1 inasmuch.

�«17end

tolermm', are significant factors in the behavioral nepense of the

petieet to therapy, am also, in the rating! a!
mane

effect.

sue teeters an signiﬁcant in the

The induced changes

improvement.

duration of the electroshock

in cerebral function persist for 24: weeks only

following even intensive courses of ti‘xerepy. In
respenee

‘

W

eases, the behavioral

tenatedtemepeﬂodotalmmmmniologyo

patterns of behavior we not adaptive in the

mum

Thackunged

of the patient, and the

behavior 'regreeees' to pun-treatise“ patterns. In other

instance, the

induced behavior in adaptive to the envirement. end, we assume, sustained

therett‘ter not by the initial change in brain

Noam,

developedintencﬁenof subjectuithenﬂmmt.

is

seen by the

milieu

is

may

embd.

linen in which

13

cheereetm

have

doctor,

have, and peanut.

stem

a

1:1in or many.

led to the conclusion that electroshock

a non-specific induction or pernietent

discharge

mptive (pemnlihy)

utilize devices not otherwise available ta

- the

mm

when

Altered cerebral fmetion

the subaeeb’e

different interaction with the envimmenﬁ
These

matmiswm

only to have a mazrrence of

disgusted or discharge in

prelude: the pbyeiologic
preceesea

the newly

fmeent mememl adaptation of the patient to the hospital

after electroshock,

planning

but. b y

of altered cerebral

than”

mm.

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                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;; Kahn, Robert L.</text>
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                    <text>Experimental Studies of the Electroshock Process
MAX FINK, M.D., ROBERT L. KAHN,

In the last seven years, increasing study
by various authors“5 of the neurophysiologic alterations occurring in electroshock
has resulted in a re-assessment of the mode
of action of this form of therapy. The present neurophysiologic-adaptive hypothesisly2
states that an induced change in brain function provides the milieu in which behavioral
changes can occur, depending upon the characterologic predisposition of the subject.
This report summarizes the data of three
groups of studies which have been completed
in the continuing evaluation of the electroshock process in this laboratory. These include:
The relation of changes in neurophysiolog‘ic indices to behavioral change;
2. Types of psychologic response expressed and
factors in the evaluation of “improvement;”
1.

3.

and
The role of personality in the behavioral response.

and Method:
The studies have been carried out in
groups of consecutive, unselected electroshock referrals. The subjects are voluntary
patients in an open ward psychiatric hospital. All patients are treated by resident psychiatrists, who make the referral to the elec—
troshock therapy unit. The duration and
type of therapy, however, are determined by
the supervising psychiatrists in charge of
the treatment unit. Patients varied in age
from 20 to 66, and have been diagnosed as
suffering from depressive and schiz0phrenic
I. Subjects

illnesses.
(a) Tests of Brain Function: Two indices
of cerebral function have been stressed:
Quantitative measures of the degree of induced delta activity in the electroencephalogram,6 and changes in orientation and aware—
ness of illness after amobarbital sodium.7
From the Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks, N. Y.
Aided, in part, by grant M-927, National Institute
of Mental Health, National Institutes of Health,
U.S. Public Health Service.
Read at the Twelfth Annual Convention, Society
of Biological Psychiatry, Atlantic City, N. J ., June,
1957.

PH.D., and MARTIN A. GREEN, M.D.
1) EEG: Electroencephalograms were done
weekly prior to treatment, and on a day following a treatment. Bipolar recording was
used, and selected leads were measured fOr
the degree of delta activity. The average

percent time delta for each of these selected
leads, the highest delta index in any one lead,
the highest amplitude and slowest frequency
of delta, and, the longest duration of bursts
were the measures utilized in the classiﬁcation of the recOrds into “high degree]? "‘mod—
erate degree” and “low degree delta activity.”6

Amobarbital Test: This is a structured
interview, in which the patient is asked a
standard set of questions pertaining to ori—
entation and awareness of illness. Amobarbital is then administered intravenously, in
a concentration based upon body weight, at
a rate of 1 cc to every 40 seconds, until
nystagmus and slurred speech are induced.
In the initial series, a 5% solution of amobarbital was administered at the rate of 1 cc
per minute. Recently, to permit simultaneous estimates of the sedation threshold} the
procedure was modiﬁed to allow for weight
differences of subjects. The same questions
are repeated, and persistent changes in orientation, denial of illness, confabulation,
and reduplication are called “positive” and
are indicative of states of altered cerebral
function.7 Tests were carried out before electroshock, and at weekly intervals during
elestroshock on the day following treatment.
(b) Evaluation of Behavior: In addition
to the notes of the patient’s therapist and
supervising psychiatrist, all patients were
seen by the research psychiatrist at weekly
intervals during treatment and 2-4 weeks
after the last treatment. Evaluation of
changes in behavior induced by electroshock
were based on these descriptions. Ratings of
improvement 'Were based on the behavioral
response two to three weeks after the last
treatment, and reﬂect a short term clinical
rating. The patients were divided into three
groups: much improved, moderately improved and unimproved, based on criteria
2)_

described.2

Reprinted from Diseases of the Nervous System, Vol. XIX, No. 3, March 1958.

�(0) Evaluation of Personality .' The initial
method of personality assessment employed
has been a structured family interview. In

their original observations, Weinstein and
Kahn described the characteristics of the

maintenance of high degree delta activity
and short term clinical ratings.6 Of the pa—
tients who were rated much improved, 90%
had high degree delta EEG records in the
3rd and 4th weeks of treatment, While of the
unimproved patients, only 20% had such
records. The relationship between delta activity and clinical ratings is seen in Figure 1.

“explicit verbal denial personality.”9 To determine the signiﬁcance of this personality
type for behavioral response, a structured
questionnaire was developed. In interviews OO
.— MUCH IMPROVED (u)
with two members of the family, the patient’s usual attitudes and interests in 15 90 .-—— moo. IMPROVENG)
UNIMPROVEDW)
.-.—
characEach
speciﬁc areas were explored.
80
teristic was rated as being absent, moderately present or markedly present. Scores 7O
of 0, 1 and 2, respectively, were assigned, '60
and added—the resulting score being termed
50
the “denial personality score.”1°
(d) Treatment: Electroshock was admin- 4o
istered on a schedule of three treatments 3.
30
12
week. A minimum of
treatments was
given, except in a few cases where a. severe 20
confusional state appeared earlier. The
course of treatment was determined by the
supervising psychiatrist in charge of the
lO-lZ
electroshock unit, based upon clinical criteria. Treatments were grand mal, using either a Medcraft alternating current instruobservations
In
these
series,
subsequent
ment or a Reiter C-47 electrostimulator. Pain
Based
extended
predictive
were
study.
a
tients were generally premedicated with inthe
earlier
it
on
was suggested
observations,
travenous Pentothal prior to the treatment.
those
the
much
that
were
improved
patients
In the past year, a subconvulsive therapy
been
in
had
whom
delta
high
activity
degree
group was instituted. Randomly selected induced
in
and
the
of
treatment
course
early
electroshock referrals received 12-42 suband
Records
second
sustained.
the
during
convulsive treatments, under Pentothal preweeks
of
third
treatment, therefore, were
medication. These patients were subjected
in
54
consecutive
The
results
assessed.
pato the same test procedures and the same bein
Table
Of
I.
the
noted
tients
patients
are
therevaluations
mal
havioral
as the grand
delta
who
degree
developed
activity
high
makthe
Neither
psychiatrist
apy subjects.
weeks
of
third
second
the
and
treatduring
ing the evaluation, the patient’s therapist,
while
much
rated
67%
improved,
were
ment,
nor the patient was cognizant of which pawithout
the
such
of
30%
aconly
patients
tients received which form of therapy. The
rated.
so
were
tivity
data for this series of patients is now being
evaluated, and reference will be made only
TABLE I
to the general observations.
Patients With High Delta Activity During
II. Observations:
Second, Third Weeks of Treatment
RATING
CLINICAL
in
Cerebral
Role
Function
of Altered
(a)
'8
&gt;.
Behavior:
i’
75w:
a:

Electroencephalogram:
In these studies, we have emphasized the
degree of delta activity. In the initial series of patients a direct relationship was
noted between the early development and

a

1.

.c:

EEG Delta

Both High (18)
One High (16)
None High (20)

S

E

to.

E

5

8

a

5
12 (67%)
4 (25%)
6 (30%)

a; 8

’5‘

Q

sE

(22%)
8 (50%)
7 (35%)

4

a

D

2
4
7

(11%)
(25%)
(35%)

.

�Amobarbital Test
In the initial series of 24 patients, ‘previ:
ously reported,‘-’ eleven patients were rated
as much improved,,andall had positive aniobarbital test reactions after 7 to 9 treatments
and sustained this response. Of the unimproved patients, 15% had positive amobarbital responses in the third week and 28%
in the fourth week, but these were not Sustained.
A comparison of both the EEG observations and the amobarbital test data, as related to the eventual clinical rating is seen
in Table II. In 77 patients tested to date,
observations during the second and third
weeks of treatment were examined for the
presence of high degree delta activity and
positive amobarbital test results. Of the
much improved patients, 75% had both positive amobarbital tests and high EEG delta
activity during this period. Of the unimproved patients, however, 57% had neither
positive amobarbital tests nor high EEG
delta activity. It is apparent that the cluster of positive amobarbital tests, high EEG
delta activity and much improved clinical
ratings is a signiﬁcant one; and equally signiﬁcant is the cluster of negative amobarbital tests, low and moderate EEG delta activity and clinical rating of unimproved.
TABLE II
EEG and Amobarbital Test Results During
Second, Third Weeks of Treatmenﬁt
2.

:,

.c:

8

2

8

Total .................................................... 33
.01

E

3 8

E

e s
E

Both Positive Amobarbital and High
EEG Delta Activity ........................ 25
Either Positive Amobarbital or High
EEG Delta Activity .......................... 8
Neither Positive Amobarbital nor
High EEG Delta Activity .............. O

*Significant at better than

2
2

Q

E

sD

10

3

12

5

3

11

25

19

level of confidence.

(b) Clinical Patterns of Behavior:
In these patients, we have observed varied responses to electroshock including the
absence of noticeable symptoms with a return of pre-morbid behavior; hypomania, euphoria, and denial; paranoid states with

ideas of reference and delusional formation;
confusional states with varying degrees of
memory disturbance; increased somatic com.plaints and pre-occupations, states of in—
creased panic, excitement and agitation and
varying degrees of withdrawal, and seclusiveness. The degree of’behavioral change
is seen to be related to the degree of alter'a}
tion in the neurophysiologic indices. During
electroshock, with the gradual induction of
states of altered brain function, and their
restitution in the weeks following cessation
of therapy, behavior shows characteristic
patterns. The following are but a few of the
gross patterns that are observed during the
period of increasing and waning states of
altered brain function.
An early change in behavior in retarded
subjects, for example, may be a change in
the degree of participation in ward activities and increased neatness and interest in
personal care. This is succeeded by a phase
of minimizing symptoms and displacement
of complaints, mild euphoria, denial of illness, and insistence upon going home. At
this time, the EEG shows the greatest degree of delta activity and amobarbital tests
are positive. With the cessation of treatment, the overactivity diminishes, and interest in the future becomes prominent. Premorbid patterns of behavior are in evidence,
and the EEG returns to normal and the amobarbital test becomes negative.
Other depressed subjects, however, become increasingly disturbed during treatment, withdraw from participation in hospital activities, and complain increasingly of
memory loss, physical distress and insomnia. Amobarbital tests and electroencephalograms may show the same degree of
change as in the ﬁrst group. With cessation of treatment, there is either a return
to the depressed state, or a persistent emphasis on the memory loss and physical
complaints of the treatment.
Another pattern, seen in hostile, negativistic and withdrawn patients, is the development of hyperactive, hypomanic, and impulsive behavior. Memory loss is marked,
and clinical disorientation and confusion
may be noted at the height of neurophysiologic change. After treatment is ended, ideas
of reference, negativism and delusional for.3

�mation become prominent, to be followed by
withdrawal and mutism.
(c) Eﬁect of Subconvulsive Therapy:
The interdependence of these adaptive
patterns with the state of altered brain function is more clearly demonstrated by obser—
vations in the subconvulsive group. TWentyseven subjects received subconvulsive therapy instead of grand mal. Minimal changes
in the electroencephalogram and in amobarbital tests were induced, and the changes in
clinical behavior were limited. The electroencephalograms demonstrated either no delta
or a minimal amount of such activity. In no
patient were moderate or high degree delta
activity records observed. In the amobarbital tests, only three patients had positive
tests during treatment, and in each instance
it occurred only once. No change in symptoms or behavior was noted in twenty—three.
Nineteen were referred for a second course
of treatment. Grand mal electroshock in—
duced changes in brain function of high de—
gree delta activity and/or repeated positive
amobarbital tests in fourteen of these. All
fourteen showed signiﬁcant changes in behavior; While of the ﬁve patients in whom
the physiologic indices showed only minor
changes, only two patients showed a deﬁnite
behavioral change.
(d) Role of Personality in the Adaptive Respouse:
Another variable in the adaptive response
of the patients is the personality—the habitual attitudes, patterns of perception and behavior and defenses of the patient. The
initial study of the role of personality related the characterological disposition of patients showing denial mechanisms to the
clinical result. The relatives of 47 patients
were interviewed, and denial personality
scores assessed. Scores ranged from 0 to 25,
with a median of 11. The scores were divided into two groups: scores from 11 to 25
were classed as the “high denial group” and
those from 0-10 as the “low denial group.”
Of the patients with high denial personality scores (Table III), 58% were in the
much improved group, and only one patient
(4%) was in the unimproved group. The
ratings of improvement for the patients with
low denial personality scores were random—'4

about one third appearing in each rating
category.
TABLE III
Relation of Denial Personality Scores to
Clinical Response to Electroshock
Personality

Score
11-25

0-10

Total

Much

Improved
14

Moderately Unimproved
Improved

7

9
9

1
7

21

18

8

Total
24
23
47

The difference in the denial scores between
the much or the moderately improved patients, when compared to the unimproved
patients, is statistically signiﬁcant.
That the personality ratings were indeed
reﬂective of the patients’ adaptive response
under the conditions of altered brain function is noted in the correlation of these
scores with actual changes in language patterns which had been described11 as indicative of denial responses. As in that study,
changes in language in structured interviews
with the patient were studied. Each patient
was classiﬁed according to whether he
showed three or more explicit language
changes. The group of patients With high
denial personality scores showed a signiﬁcantly greater number of language changes
than patients with low personality scores.
The coefﬁcient of correlation is +.71, which
is signiﬁcant at better than the 1% level of
conﬁdence.

Discussion:
These studies of the neurophysiologic and
psychologic aspects of electroshock support
and amplify the hypothesis of electroshock
action initially expressed by Weinstein, Linn
and Kahn,1 and again by Kahn, Fink and
Weinstein,2 and the observations of Roth,3
Aird,4 and Ulett.5av Alteration in brain function is the central effect of electroshock
therapy, and is a pre-requisite to behavioral
change. We have emphasized delta activity
in the electroencephalogram and the patterns of disorientation, confabulation, and
denial of illness after amobarbital as indices
of altered brain function. Other measures,
applied in the same serial fashion, will, we
believe, demonstrate the same relation to
changes in behavior or alteration in brain
function.
Under the conditions of the induced
111.

‘0

�change in brain function, altered patterns of
adaptation are expressed.» The type of adaptation varies, apparently dependent upon the
personality organization. In these studies
we have noted the relationship of an “explicit verbal denial” personality type with
the development and maintenance of clinical language patterns of denial, displacement, and minimization in structured interviews.11 We have observed that patients
with high denial scores are those who are
more likely to be evaluated as “much improved” (Table III). The type of adaptation
is varied, however, as we have described
here. In this context, therefore, the conclusion is afﬁrmed that electroshock is a means
of inducing change in cerebral function in
which altered patterns of adaptive-interpersonal behavior can be sustained.
We have emphasized “change in behavior”
in this report. In previous studies, we related our observation to “improvement.”
“Improvement” is a derivative evaluation of
the induced behavioral change, which is dependent upon the expectations of the therapist, the family, or the administrator, in the
milieu in which the behavior is observed.
When a depressed patient, who had been
withdrawn, crying, and had expressed suicidal thoughts, no longer is seclusive, and is
jovial, friendly and euphoric, denies his prob—
lems and sees his previous thoughts of suicide as “silly,” a rating of “much improved”
is made. To the extent that a schizophrenic
patient is perceived as less delusional, less
excited, and less Withdrawn, he is rated as
“improved.” When, however, the induced behavior is one of increased anxiety and fear—
fulness, or persistent complaints about memory loss, pain or other physical symptoms, or
excitement and delusional thoughts, a rating
of “unimproved” will be made.
These studies amplify the present neurophysiologic-adaptive hypothesis of electroshock action. Further studies, deﬁning the
signiﬁcant aspects of personality and of the
expectations of the environment on the patterns of behavior which are observed under
the condition of altered brain function are
suggested. Application of this hypothesis
to the effect of newer tranquilizing agents is
in progress. Finally, studies of individual
differences in the neurophysiologic response

to equivalent amounts of cerebral trauma
warrants exploration.
IV. Summary and Conclusions:
1. This report summarizes continuing experimental studies of the mode of action of
electroshock therapy.
2. Behavioral change in electroshock is
dependent upon an alteration in brain function as evidenced by serial changes in delta
activity in the electroencephalogram and disorientation and confabulation with intravenous amobarbital.
3. The pattern of behavioral alteration is
shown to vary markedly, depending upon the
degree of induced cerebral dysfunction, the
personality of the subject and the environmental situation.
4. “Improvement” ratings are seen as a
special case of behavioral change dependent
upon the type of adaptation elicited, the expectation of the therapist, administrator and
family, and the tolerance of the milieu.
5. The extension of this neurophysiologicadaptive hypothesis of electroshock action
to other forms of somatic therapies is suggested.
1.

REFERENCES
Weinstein, E. A., Linn, L., and Kahn, R. L.:
Psychosis During Electroshock Therapy: Its Relation to the Theory of Shock Therapy. Am. J.

Psychiat, 109:

22-26, 1952.
2. Kahn, R. L., Fink, M., and Weinstein, E. A.: Re-

lation of Amobarbital Test to Clinical Improvement in Electroshock. Arch. Neurol. and Psychiat., 76: 23-29, 1956.
3. Roth, M.: Changes in the EEG Under Barbiturate Anesthesia Produced by Electro—Convulsive
Treatment and Their Signiﬁcance for the Theory of EST Action. EEG 01m. Neurophysiol., 3:

261-280, 1951.
4. Aird, R. N., Strait, L. A., Pace, J. W., Hernoff,
M. K., and Bowditch, S. C.: Neurophysiologic
Effects of Electrically Induced Convulsions.
Arch. Neurol. and Psychiat, 75: 371-378, 1956.
5 a. Ulett, G. A., Smith, K., and Glesser, G. C.:

Evaluation of Convulsive and Subconvulsive
Shock Therapies Utilizing a Control Group. Am.
J. Psychiat, 112: 795-802, 1956.
5 b. Ulett, G. A., Glesser, G. C., Caldwell, B. M.,
and Smith, K.: The Use of Matched Groups in
the Evaluation of Convulsive and Subconvulsive
Photoshock. Bull. Merm. Olin, 18: 138-146, 1954.
6 a. Fink, M., and Kahn, R. L.: Quantitative Studies of Slow Wave Activity Following Electroshock. EEG Olin. Neurophysiol., 8: 158 (Abst.)
1956.

�6’ b.

.

.

Relation of EEG Delta Activity
to Behavioral Response in Electroshock: Quantitative Serial Studies. Arch. Neurol. and P31chiat, 78: 516-525, 1957.
Weinstein, E. A., Kahn, R. L., Sugarman, L. A.,
and Linn, L.: Diagnostic Use of Amobarbital
Sodium (“Amytal Sodium”) in Organic Brain
Disease. Am. J. Psychiat, 112: 889-894, 1953.
Shagass, C.: The Sedation Threshold. A Method
for Estimating Tension in Psychiatric Patients.
EEG Clin. Neurophysiol., 6: 221-233, 1954.
:

.

Weinstein, E. A., and Kahn, R. L.: Personality
Factors in Denial of Illness. Arch. Neurol.» and

Psychiat, 69: 355-367,

1953.

.

Kahn, R. L., and Fink, M.: Personality Factors
in Behavioral Response to Electroshock. Therapy. Conf. Neural. (In Press.)
11. Kahn, ;R. L., "and Fink, M.: Changes in Language During Electroshock Therapy in Psycho~
pathology of Communication (Hoch, P., and
Zubin, J ., Eds.). Grune and Stratton, N. Y., 1957.
(In press.)
10.

_

��.thv-

AyiAuu. .gypZZILu

Experimental Studies of the Electrcshock Process

Max

Fink,

14.13.,

Robert L. Kahn, 31.1).

and Martin A. Green, M.D.

From

the Department of Experimental Psychiatry, Hillside HOSpital, Glen

Oaks, N.Yo

of Mental Health,
part, by grant M—927, National Institute
Service.
Health
Public
U.S.
of
Health,
National Institutes

Aided, in

Twelfth Annual Convention, Society of Biological Psychiatry,
Atlantic City, N.J., June, 1957.
Read

Vo

at the

6‘27-S7

�-2Experimental Studies of the Electroshock Process

In the

last

seven years, increasing study by various authors

(1-5) of the neurophysiologic alterations occurring in electroshock has re-

sulted in a re-assessment of the
The

mode

of action of

this

fcnm of

therapy.

present neurophysiologic-adaptive hypothesis (1,2) states that an

induced change in brain function provides the milieu in which behavioral
changes can occur, depending upon the characterologic predisposition of the

subject.
This report summarizes the data of three groups of studies which
have been completed

in this laboratory.

in the continuing evaluation of the electroshock process
These

include:

relation of changes in neurophysiologic indices in
behavioral change;

1) The

2) types of psychologic response expressed and
evaluation of "improvement;" and
3) the role of personality

factors in the

in the behavioral response.

�II.

-3“
Subjects and Method:

studies have been carried out in groups of consecutive, unselected

The

electroshock referrals.
ward

subjects are voluntary patients in an

The

open

psychiatric hospital. All patients are treated. by resident psychiatrists,

who make

the referral to the electroshock therapy unit.

type of therapy, however, are determined by the supervising

unit. Patients varied in age from

charge of the treatment
have been diagnosed as

sufferina from depressive

(a) Tests of Brain Function:
have been

Two

duration and

The

psychiatrist in
20 to 66, and

and schizophrenic

illnesses.

indices of the cerebral function

stressed: Quantitative measures of the degree of induced delta

activity in the electroencephalogram,(6) and changes in orientation
awareness of illness after amobarbital sodium (7).
1) Egg: Electroencephalograms were done.weekly

ment, and on a day following a treatment.

selected leads

were measured

and

prior to treat-

Bipolar recording

was

for the degree of delta activity.

used, and
The average

percent time delta for each of these selected leads, the highest delta
index in any one lead, the highest amplitude and Slowest frequency of delta,
and the

longest duration

of

bursts

were the measares

utilized in the class-

ification of the records into "high degree," "moderate degree"

and "low

degree delta activity" (7).
2) Amobarbital Test: This

the patient

is

and awareness

asked a standard set of questions pertaining to orientation

of illness. Amobarbital is then administered intravenously,

in a concentration based
seconds,%

is a structured interview, in which

upon body weight,

until nystagmus

and

at

a

rate of

1 cc

slurred speech are induced.

to every

ho

The same

1"“.%

In the initial series, a 5% solution of amobarbital was administered at
the rate of 1 cc per minute. Recently, to permit simultaneous estimates
of the sedation threshold (8), the procedure was modified to allow for

weight differences of subjects.

�~12.-

questions are repeated, and persistent changes in orientation, denial of

illness, confabulation, and reduplication are called "positive" and are
indicative of states of altered cerebral ftnction (7). Tests were carried
at weekly intervals during.electroshock

out before electrodiock, and
day

on a

after a treatment.
(b) Evaluation of Behavior:

In addition to the notes of the patient's

therapist and supervising psychiatrist, all patients were seen by the research psychiatrist at weekly intervals during treatment and Z-h weeks after
the last treatment. Evaluation of changes in behavior induced by electroshock were based on these
on

descriptions. Ratings of

the behavioral response

reflect

a short term

groups:

much improved,

described

(

two

to three

clinical rating.

weeks
The

improvement were based

after the last treatment,

patients

were divided

and

into three

moderately improved and unimproved, based on

criteria

).

(c) Evaluation of Personality:

The

initial

method of

personality

assessnent employed has been a structured family interview. In their orig-

inal observations, Weinstein and

Kahn

described the characteristics of the

"explicit verbal denial personality" (9).

To determine

the significance of

this personality type for behavioral reSponse, a structured questionnaire
was

developed. In interviews with two members of the family, the patient’s

usual attitudes and interests in 15 Specific areas were explored. Each

characteristic was rated as being absent, moderately present or markedly
present. Scores of 0,

l and

2, reapectively, were assigned, and added

-

the resulting score being termed the "denial personality score" (10).
(d) Treatment: Electroshock was administered on a schedule of three

treatments a week.

A

minimum

of

12

treatments was given, except in a few

�cases where a severe confusional state appeared
ment was determined by

earlier.

The

course of

treat-

the supervising psychiatrist in charge of the electro-

unit, based upon clinical criteria. Treatments were grandznal, using
either a Medcraft alternating current instrument or a Reiter C-h? electro-

shock

stimulator. Patients

were

generally premedicated with.intravenous pentothal

prior to the treatment.
In the past year, a subconvulsive therapy group was instituted.
Randemxy selected electroshock referrals received 12-h2 subconvulsive treatthe
ments, under pentothal premedication. These patients were subjected to
same

test procedures

and

the

same behavioral evaluations as the grand mal

therapy subjects. Neither the psychiatrist making the evaluation, the
patient's therapist, nor the patient was cognizant of which patients received which.form of therapy.

The

data for this series of‘patients

being evaluated, and reference will be

made only

is

now

to the general observations.

�III.

Observations:
A. Role of Altered Cerebral Function

in Behavior:

1. Electroencephalogram:
In these studies,

we have emphasized

the degree of delta

activity. In the initial series of patients a direct relationship was noted
between the early development and maintenance of high degree delta activity
much
and short term clinical ratings (6). or the patients who were rated
weeks of
improved, 90$ had high degree delta EEG records in the 3rd and hth
treatment, while of the unimproved patients, only

relationship between delta activity

and

20%

had such records. The

clinical ratings is seen in Figure

1.

In subsequent series, these observations were extended in a predictive
much
study. Based on the earlier Observations, it was suggested that the
improved

patients

were those

in

high degree

whom

delta activity had been

in the course of treatment and sustained. Records during the
ant third weeks of treatment, therefore, were assessed. The results

induced early
second

in

Sh

consecutive patients are noted in Table 1.

veloped high degree delta
ment,
such

67%

rated

were

activity were

activity during the second

much improved,

so

while only

EEG

High Delta

and

who

de-

third weeks of treat-

of the patients without

I

Activity During Second, Third‘weeks of Treatment.
Clinical Rating

Much Imgroved

Delta

30%

the patients

rated.
TABLE

Patients with

Of

Mbderately'lrunnved

Unimproved
(11%)

Both High (18)

12

(67%)

h

(22%)

2

(16)

u

(25%)

8

(50%)

h (25%

None High (20)

6

(30%)

7

(35%)

7

One

High

(35%)

�a7;
2. AmObarbital Test:
In the

of 2h patients, preViouSly reported (2),

initial series

eleven patients were rated as

testreactions after

7

to

much improved, and

all

9 treatments and sustained

had positive amObarbital

this response. 0f the

positive amobarbital reaponses in the third week
and 28% in the fourth week, but these were not sustained.
A comparison of'both the EEG Observations and the amobarbital
test data, as related to the eventual clinical rating is seen in Table II.

unimproved

In

77

patients,

15%

had

patients tested to date, observations during the second

weeks of treatment were examined

activity
75%

and

had both

and

third

for the presence of high degree delta

positive amobarbital

test results.

positive amobarbital tests

Of the much improved

and high EEG

patients,

delta activity during

patients, however, 57% had neither positive
amobarbital tests nor high EEG delta activity. It is apparent that the
cluster of positive amobarbital tests, high EEG delta activity and much improved clinical ratings is a significant one; and equally significant is

this period.

Of the unimproved

the cluster of negative amobarbital

activity

and

tests,

low and moderate EEG

clinical rating of unimproved.

delta

�9
..—--

m

TABLE

EEG

II

and Amobarbital Test Results During Second, Third Weeks of Treatment.*
Much

Mbderately Improved gnimprovsd

Improved

Both Pbsitive Amobarbital
and High EEG Delta Activity

25

10

3

Either Positive Amcbarbital
or High EEG Delta Activity

8

12

5

_£L_

L
(25)

Neither Positive Amdbarbital
nor High EEG Delta Activity

(33)

(Total)
B.

1.1

(19)

Clinical Patterns of Behavior:

In these patients,

we have observed

including the absence of noticeable

varied responses to electroshock

symptoms

with a return of yrs-morbid

behavior; hypomania, euphoria, and denial; paranoid states with ideas of
reference and delusional formation; confusional states with varying degrees
of memory disturbance; increased somatic complaints and preoccupations,
states of increased panic, excitement and agitation and varying degrees of

withdrawal, and seclusiveness.

The degree

of behavioral change

is

seen to

alteration in the neurophysiologic indices.
brain
During electroshock, with the gradual induction of states of altered
function, and their restitution in the weeks following cessation of therapy,

be related to the degree of

behavior

Shows

characteristic patterns.

The

following are but a few of the

are observed during the period of increasing and waning
gross patterns that

states of altered brain.function.
Anearly change in behavior in retarded subjects, for example,
rO-‘ﬁ’lt.

* Significant

at hotter than

.01 level of confidence.

x»,-~-n---.'

~rmw-n.

may

it...“

�be a change in the degree of

neatness and

participation in

interest in personal care.

This

ward

is

activities and increased

succeeded by a phase of

minimizing symptoms and displacement of complaints, mild euphoria, denial

this time, the EEG shows
the greatest degree of delta activity and amobarbital tests are positive.
With the cessation of treatment, the overactivity diminishes, and interest
of

illness,

and

in the future

insistence

upon going home.

becomes prominent. Pre-morbid

evidence, and the

EEG

returns to normal

At

patterns of behavior are in

and the amdbarbital

test

becomes

negative.
Other depressed subjects, however, become increasingly disturbed
and
during treatment, withdraw from.participation in heapital activities,
Amocomplain increasingly oi memory loss, physical distress and insomnia.

barbital tests and electroencephalograms may show the same degree of change
as in the first group. with cessation of treatment, there is either a return
to the depressed state, or a persistent emphasis
physical complaints of the treatment.
Another pattern, seen

is the
loss

is

on

the

memory

loss

and

in hostile, negativistic and withdrawn patients,

development of hyperactive, hypomanic, and impulsive behavior. Memory
marked, and clinical disorientation and confusion may be noted at

thelieight o£1neurophysiologic change. After treatment is ended, ideas of
reference, negativism and delusional formation become prominent, to

be

followed by withdrawal and mutism.
C.

Effect of Subconvulsive Therapy:

interdependence of these adaptive patterns with the state of
altered brain function is more clearly demonstrated by observations in
the subconvulsive group. Twenty-seven subjects received subconvulsive
The

�~10;

electroencephalogram
therapy instead of grand mal. Minimal changes in the
behavior
and in smobarbital tests were induced, and the changes in clinical
limited. The electroencephalograms demonstrated either no delta or

were

a minimal amount of such

activity. In

patient

no

were moderate or high

activity records observed. In the amobarbital tests, only
each instance
three patients had positive tests during, treatment, and in
it occurred only once . No change in symptoms or behavior was noted in

degree delta

treatment.
twenty-times. Nineteen were referred for a second course of
degree
Grand mal electroshock induced changes in brain function of high

delta activity and/or repeated positive amobarbital tests in fourteen of
while of the
these. All fourteen showed significant changes in behavior;
five patients in whom the physiologic indices showed only minor changes,
only two patients showed a

definite behavioral change.

of Personalitywin the Adaptiverg‘e‘spggg:
the
Another variable in the adaptive response of the patient is
and behavior
- the habitual attitudes, patterns of perception

1). Role

personalitw

and defenses of the

patient.

The

initial

study of the role of personality

related the characterological disposition of patients
mechanisms

to the clinical result.

The

showing

denial

relatives of h? patients were inter-

Scores ranged from
viewed, and denial, personality scores assessed.

O

to 25,

scores were divided into two groups: scores from
and those from O - 10 as
11 to 25 were classes as the "high denial group"

with a median of 11.
the “low denial

The

gar-mp."

0f the ,.latients with high denial personality scores (Table
58%;

were in the much improved group,

and.

only one patient

(1%) was

III),
in

�911-

the unimproved group.

The

ratings of

for the patients with
- about one third appearing in

improvement

low denial personality scores were random
i

each

rating category.

lean;

Relation of Denial Personality Scores to Clinical Response to Electroshock
Much

Improved

Moderately
Improved

Unimpmved

Total

M9&amp;1}EI., §9ar£
11

—

25

1h

9

1

2h

0

-

10

7

9

7

23

21

18

8

h?

Total
The

difference in the denial scores between the

improved patients, when compared to the unimproved

much

or the moderately

patients, is statistically

significant.
That the personality ratings were indeed

reflective of the patients'

adaptive reaponse under the conditions of altered. brain function

is

noted.

in the correlation of these scores with actual changes in language patterns
which had *een described (11) as indicative of denial responses. As in

that study, changes in language in structured interviews with the patient
were studied. Each patient was classified according to whether or not he
shone 6. three or more explicit language changes . The group of patients
with high denial personality scores showed a significantly greater number
of language changes than patients with low personality scores. The co-

efficient of correlation is +.7l, which is significant at better than the
1% level of confidence.

�IV. Discussign:
These

studies of the neurophysiologic

and psychologic aspects of

electroshock support and amplify the hypothesis of electroshock action
initially expressed by Weinstein, Linn and Kahn (l) , and again by Kahn,

(3), Aird (’4), and
Ulett (5a, b). Alteration in brain function is the central effect of
electroshock therapy, and is a pre-requisite to behavioral change. He
have emphasized delta activity in the electroencephalogram and the patterns
of disorientation, confabulation, and denial of illness after amobarbital
Fink and 'E-i‘einstein

(2),

and

the observations of

Roth

as indices of altered brain function. Other measures, applied in the

serial fashion, will, we believe, demonstrate the
in behavior or alteration in brain function.
Under the conditions of the induced change

same

same

relation to changes

in brain function,

The type of adaptation
altered patterns of adaptation are expressed.
these
varies, apparently dependent upon the personality organization. In
studies we have noted the relationship of an "explicit verbal denial"

personality type with the development

and maintenance of

clinical language

patterns of denial, displacement, and minimization in structured interviews (11) . We have observed that patients with high denial scores are
those

are more likely to

who

The type

of adaptation

be

evaluated as

is varied,

"much improved" (Table

III).

however, as we have described here.

In

this context, therefore, the conclusion is affirmed that electroshock is

a

in cerebral function in which altered patterns of
adaptive-interpersonal behavior can be sustained.

means of inducing: change

We

have emphasized " change in behavior"

vious studies,

we

in this report. In pre-

related our observation to "improvement."

"Improvement"

�:13-

derivitive evaluation of the induced behavioral change, which is dependend upon the expectations of the therapist, the family, or the administrator,
in the milieu in which the behavior is observed. When a depressed patient,

is

a

who had been withdrawn,

is seclusive,

and

crying, and had expressed suicidal thoughts, no longer

is jovial,

frienc‘ly and euphoric, denies his problems and

sees his previous thoughts of suicide as

is

made.

To

"silly,"

a rating of "Inuch improved"

the extent that a schizophrenic patient

delusional, less excited, and less
however, the induced behavior

one

is

perceived as less

rated as "improved."

When,

of increased anxiety and fearmlness, or

loss, pain or other physical symptoms, or
delusional thoughts, a rating of "unimproved" will be made.

persistent complaints about
excitement and

is

t-Iithdrawn, he

is

memory

studies amplify the present neumphysiologic-adaptive hypothesis
of electroshock action. Further studies, defining the significant aspects of
personality and of the expectations of the environment on the patterns of
These

behavior which are observed under the condition of altered brain function are
suggested. Application of this hypothesis to the effect of newer tranquillizing
agents is in progress. Finally, studies of individual differences in the
neurophysiologic response to equivalent amounts of cerebral trauma warrants

exploration.

�V. gunnery and. Conclusions:

1. This report sumarizes continuing esperimental studies of the
mode

of action of electroshock therapy.

2. Behavioral change in electroshock is dependent

upon an

altera-

tion in brain function as evidenced by serial changes in delta activity in
the electroencephalogram and disorientation and confabulation with intravenous amobarbital.

3.

The

depending upon

the subject
1;.

pattern of behavioral alteration is shown to vary markedly,
the degree of induced cerebral dysfunction, the personality of

and.

the environmental situation.

"Improvement"

ratings are seen as

a Special case

of behavioral

the type of adantation elicited, the expectation of
the therapist , adninistrator and family, and the tolerance of the milieu.

change dependent upon

this neurophysiologic-adaptive hypothesis of
electmshocl: action to other forms of somatic therapies is suggested.
S.

The

extension of

�m

REFEIUQI‘ICES

l.

Juno‘s—t

Weinstein, E.A., Linn, L. and Kahn, R.L.: Psychosis During Electroshock Therapy: Its relation to the Theory of Shock Therapy, Am.

J. Psychiat” 109: 22-26, 1952.

of Amobarbital
1. and Weinstein, E.A.: RelationA.I—-I.A.
Arch. Neurol.
Electroshock,
in
Test to Clinical Improvement
1956.
and Psychiat., IQ: 23-29,
Roth, 1-1.: Changes in the EEG under Barbiturate Anesthesia Proclucec‘v by
Electro-Convulsive Treatment and their Significance for the Theory
of EST Action, EEG. Clin. Neurophysiol., _3.: 261-280, 1951.

Kahn, R.L., Fink,

3.

h.

Pace, J.EI., Hernaff, M.K. and Bowditch, 5.0.:
Neurophysiologic Effects of lectrically Induced Convulsions, A.:-I.A.
Arch. Neurol. and Psychiat., 15: 371-378, 1956.

Aird, Ran,

Strait, L.A.,

.

G.A., Smith, K.
5a. Ulett,
Subconvulsive Shock

and Gleeser, G.C.: Evaluation of Convulsive and
Therapies Utilizing a Control Group, Am. J.

Psychiat., 112: 795-802, 1956.

5b.

Glasser, G.C., Caldtrell, B.M., and Smith, K.: The Use
of I'iatched Groups in the Evaluation of Convulsive and Subcommlsive
Biotoshock, Bull. Mann. 015.11.,

6a.
6b.

_1__8_:

138-1h6, 1951..

H. and Kahn, R.L.: Quantitative Studies of Slow Wave
Followi.n:_; Electroshock, EEG Clin. Neurophysiol” _8_: 158

Fink,

Activity

(Abst.) 1956.

EEG Delta Activity to Behavioral
and
___: Relation of
Response in hilactroshock: Quantitative Serial Studies, A.itI.A. Arch.
Eleurol. and Psychiat. (in press).

7.

E-Jeinstein, E.A., Kahn, R.L., Sugarman, L.A. and Linn, L.:Diagnostic Use of Amobarbital Sodium ("Amytal Sodium") in Organic
Brain F‘lisease, Am. J. Psychiatu .133: 889-89h, 1953.

8.

Shagass, C. : The Sedation Threshold.

9.

Weinstein, E.A. and Kahn, R.L.: Personality Factors in Denial of illness,

in Psychiatric Patients,

A.1-I.A. Arch. Neurol. and

EEG

A

Method

for Estimating Tension

Clin. Neurophysiol.,

Psychiat.,

_6_:

221-233, 1951;.

99;: 355-367, 1953.

Parsonality Factors in Behavioral
to Electroshock Therapy, Coni‘. Neurol., (in press)

Response

10 .

Kahn, R.L. and Fink, 14.:

11.

Kahn, R.L. and Fink, 141.: Changes in languAge During Té‘lectroshock
Therapy, in P cho tholo g; Comunication (Hoch, P. and Zubin,
J., 13623.), Grune and tratton, N.Y., 1957. (in press).

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                    <text>’i'

WM 3mm; lacunae Whammy mum.
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mmﬁyaiolaﬁemptiw view of electromoek

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                    <text>Inhalant—lnduced Convulsions
MAX FINK, M.D.: ROBERT L. KAHN. Ph.D.: ERIC KARP. B.A.
MAX POLLACK. Ph.D.; MARTIN A. GREEN. M.D.: BARRE ALAN, MD.
AND

HENRY J. LEFKOWITS. M.D.
GLEN OAKS. LONG ISLAND, N.Y.

�Reprinted from the Archives of General Psychiatry
March 1961, Vol. 4, pp. 259— 266
Copyright 1961, by American Medical Association

llHllllllll|llllllllllllllllll||llllllllll||llllllllllllllllllllllllllllll

MAX FINK, M.D.

ROBERT L. KAHN, Ph.D.

Inhalant—Induced

Convulsions
Signiﬁcance for the Theory of the
C onvulsive Therapy Process

Despite many years of investigation of
the convulsive therapy process, there is still
much controversy concerning the importance
of the seizure itself. Most studies have
concluded that the convulsion is a necessary index of cerebral change essential to
clinical behavioral change.9'1°'1‘53?"39 Some
investigators, nevertheless, have assigned
signiﬁcance not to the seizure but to such
factors as the psychological meaning of the
treatment to the patient, feelings of fear,
and the repeated loss of consciousness.3'4'28
The early studies of Kalinowsky et a1.24
and Pacella et al.,3‘0 demonstrating both
clinical and electrographic differences be—
Submitted for publication Aug. 26, 1960.
From the Department of Experimental Psy—
chiatry, Hillside Hospital.
Aided by grants MY-2092 and M—927 of the
National Institute of Mental Health, US. Public
Health Service.

g

ERIC KARP, B.A.
MAX POLLACK, Ph.D.

MARTIN A. GREEN, M.D.
BARRE ALAN, M.D.
AND

HENRY J. LEFKOWITS, M.D.
GLEN OAKS, LONG ISLAND, N.Y

tween grand mal and petit mal treatments
indicated the signiﬁcant role of the seizure.
The various studies comparing convulsive
with subconvulsive treatment demonstrated
that techniques culminating in a convulsion
were uniformly associated with measurable
degrees of neurophysiologic and behavioral
change, while subconvulsive techniques were
not.1‘5'1’7"°’3‘40 In
recent studies from this
laboratory, similar differences in the 2
treatment types were observed for such
aspects of behavior as EEG slow-wave ac—
tivity,8’10 language changes after amobar—
bital,19"21 and perceptual tasks. 1'3 22 25
A second aspect to the problem of under—
standing convulsive therapy concerns the
relation of the method of inducing the
seizure to the therapeutic outcome. Seizure
duration, type of current, and electrode
placemerit are
among the variables that have
65/259

�ARCHIVES OF GENERAL PSYCHIATRY
been studied. While the investigations
indicate that changes in behavioral and neurophysiologic indices are related to these
parameters, the differences reported for the
various seizure—producing methods are small
and statistically insigniﬁcant. Major differ—
ences, however, are observed between seizure
and nonseizure groups. For example, in a
recent monograph, Ottosson reported an
increase in the duration of unmodiﬁed
electrically induced seizures compared with
those modiﬁed by premedication with lido—

Although the lidocaine—treated pa—
tients showed less change in indices of
anxiety, retardation, and global behavior
than patients treated with unmodiﬁed
seizures, the differences were not signiﬁcant.
In our studies, while seizure duration 17
and type of current 11 have been related to
the degree of behavioral and neurophysio—
logic change, there were no differences with
relation to therapeutic outcome. Thus, while
parameters of the seizure method may bear
some relation to therapeutic efﬁcacy, the
differences are slight among the techniques,
provided that grand mal seizures have been
induced.
Further exploration of the importance of
the seizure was made possible by recent
experimental interest in seizures induced
by inhalant (hexaﬂuorodiethyl ether, Indoklon,7), and intravenous (PM—10906)
agents. This study was undertaken to com—
pare the electrical and inhalant seizure—pro—
ducing methods with regard to effects on
clinical behavior, interseizure electroenceph—
alogram, and psychologic test performance
in order to clarify the role of the mode of
seizure induction in the convulsive therapy
process.
caine.’29

‘

In a voluntary psychiatric hospital 27 consecutive
unselected patients referred for convulsive therapy
were randomly divided into 2 groups using a
Gellerman order.16 In 12 patients, convulsions were
induced by a Medcraft alternating current in—
strument using suprathreshold currents, and in 15
others by inhalation of hexaﬂuorodiethyl ether,
following the method of Esquibel et al." Premedication in all cases was limited to sublingual atropine
(1.0 mg). Treatments were administered 3 times
per week for 10 to 24 applications, the total num-

66/260

her being determined by the clinical judgment of
the staff psychiatrist.
Ages ranged from 19 to 58, with a mean age of
38.5 years in the electric convulsive therapy (ECT)
group; and 19 to 49, with a mean age of 35.5
years in the hexaﬂuorodiethyl ether group. The
mean years of education were 11.5 years (ECT)
and 12.6 years (hexaﬂuorodiethyl ether). Of the
27 subjects, 12 were classiﬁed as depressive psy—
choses, 8 as schizophrenia, mixed type, and 7 as
schizophrenia, paranoid type. The distribution of
diagnoses, age range and years of education within
the 2 samples, did not differ signiﬁcantly.
Behavioral change was evaluated weekly in interviews by the patient’s therapist and by the staff
psychiatrist. Such aspects as mood, ideation,
memory, sleep, appetite, speech patterns, participation in group activities, and relation to staff and
to other patients were recorded and changes
assessed qualitatively.
Electroencephalograms were done prior to treatment, weekly during the treatment course on a day
after a convulsion, and 2 weeks after the last
treatment. Records were measured for the amount
of induced slowing (6 cps and slower) in anterior
temporal-vertex leads, in 66 second samples.8
Various psychologic procedures were administered prior to treatment, during the fourth week
(10—12 treatment period), and 2 weeks after the
last treatment. The measures included Wechsler—
Bellevue subtests (information, digit span, object
assembly, and digit symbol) ; Gottschaldt type embedded geometric ﬁgures”; perceptions of pseudo—
isochromatic embedded colored ﬁgures at high-speed
tachistoscopic exposure,31 and a modiﬁed California

F

Scale.28

In addition, spine x-ray studies were done prior
to and at the end of the treatment course.

Observations
Clinical Behavior.—The inhalation of
hexaﬂuorodiethyl ether regularly resulted in
a grand mal convulsion, similar to that
induced electrically. For the hexafluorodiethyl ether group, induction was slower
and the initial cry and opisthotonic posturing were often omitted. In clonic and tonic
manifestations, postseizure apnea, and post—
seizure behavior, the groups resembled each
other closely.
In short term evaluations of clinical be—
havioral change, the types of behavior manifested were similar in the two groups.
Patterns of denial, hypomania, withdrawal,
somatization, paranoid excitement, and confusional—memory loss were observed in both
1.

Vol. 4, March, 1961

�INHALANT—INDUCED CONVULSIONS
TABLE

l.—Beham'0ral Patterns

TABLE

No. of Subjects

Recovered
Much
Improved

_—A_.
,_._
Indoklon *
ETC

Eupho;ia, denial, hypomania
Somatization, withdrawal
Severe confusion, memory loss

6
6
3

7

2
3

Improved

Unimproved

Indoklon

7

.5

E C ’1‘

3

6

5

1

x2
*

2,—Discharge Evaluations

&lt;

1.0,

not signiﬁcant.

Hexaﬂuorodiethyi other.

populations with approximately equal frequency (Table 1).
Complication rates were similar. While
patients tolerated the inhalation procedure,
there were frequent episodes of breath
holding and leakage about the mask, making
this induction less reliable. Fractures were
observed radiographically in 3 patients
treated with hexaﬂuorodiethyl ether and in

during ECT.
Administrative evaluations of clinical improvement at the time of discharge from
the hospital were equivalent (Table 2).
Ratings of recovered and much improved
were recorded for approximately half of
each group.
2. Electroencephalography.—Interseizure
serial electroencephalograms, both qualita—
tively and quantitatively were similar in the
2 groups. Progressive symmetric slowing of
dominant frequencies and an increase in
voltages were apparent in all leads, with
frontal and anterior—temporal preponderance. Burst and occasional spike formations
were noted in both. Quantitative measures
of induced slow—wave activity during each
week of treatment were not signiﬁcantly
different (Table 3), although the maximum
EEG change appeared earlier in the hexaﬂuorodiethyl ether group than in the ECT
group.
3

TABLE

N o.

3.

Psychologic Measures.—Intergroup
analyses (Mann Whitney U Test) of the
observations for each of the psychological
tasks revealed no difference prior to treat—
ment, during the fourth week, and 2 weeks
after treatment for the 2 treatment groups.
Intragroup analyses, however, showed con—
sistent changes in various measures from
pretreatment to the fourth week; and from
the fourth week to 2 weeks after treatment
(Table 4), both in the hexaﬂuorodiethyl
ether and in the ECT groups.
In the Wechsler—Bellevue subtests, group
means showed a signiﬁcant decrease in
scores (poorer performance) for each sub—
test during treatment, and a return to pre«
treatment levels in the post-treatment period.
One subtest, object assembly, demonstrated
signiﬁcantly increased scores after treatment.
Similar patterns were observed for the
tachistoscopic measures and the F scores.
While increased errors on the embedded
ﬁgure tests were observed during treatment,
the difference was not signiﬁcant. After
treatment, the errors in this test decreased
signiﬁcantly from pretreatment scores. On
the F scale there was an increase in scores
with treatment, and a decrease following
treatment. For each of these measures, both
treatment groups reﬂected a similar pattern
of change.

3.—Postconvulsive EEG Slow-Wave Activity
(Average % Time)
Pretreatment

4-6

Rx

7-9

Rx

Wk. After
Last Treatment
2

10-12

Rx

Indokl'm

15

6.0

29.4

50.3

51.2

16.8

E CT

12

4.0

29.8

39.2

47.5

18.0

Fin/a et al.

67/261

�ARCHIVES OF GENERAL PSYCHIATRY
TABLE 4.———Eﬂect

of Hexaﬂnorodieth'yl Ether and Electrically Induced Seizures
on Psychologic Test Performances
(Scores Expressed as Mean Differences)
Pretreatment
and Fourth Week

1.

Wechsler-Bellevue (weighted subtcst score)
((1) Information
(b)
(c)
((1)

2.

3.
4.

Digit span

Ind
ECT
Ind
Ind

ECT

Ind

Digit symbol

ECT

Ind

Tachistoscopy (errors)

Ind
ECT
Ind
ECT

F scale

+1.5 1
+1.7 T
+2.7 T
+2.3 1
+4.1 *
+4.81
+3.3 1
+2.3 1

—1.3
—2.4

*

+0.2

T

-—0.7

—l.9

*

+0.8

.

—0.4

+2.7 ‘
+3.5
+0.8

1‘

—0.1
—6.5
—4.9

+9.7 *
+8.2 *
+2.0
+3.3
+7.7 1
+5.2 1

ECT

Embedded ﬁgures (errors)

Fourth Week and
Post-Treatment

—2.7 ’
—1.4
—1.3
—2.5 ’r
—2.4 I

EC‘I‘

Object assembly

Pretreatment
and Post-Treatment

—16.2
—13.1

i

——4.1 1

——2.1

——2.6

t

‘

—-—5.9

I

--11.6 I

—3.9

+1.2

——4.0

T

Ind = Indoklon (hexaﬂuorodiethyl ether).
Using Wilcoxon’s T for paired replicates:

*

p &lt; 0.02'

’r

p &lt; 0.05.

EEG Correlations.
The changes in performance on the psy—
chologic tasks from the pretreatment to the
fourth week testing period were signiﬁcant—
ly related to the degree of induced EEG
slow—wave activity for both groups (Table
5). Rank order correlations demonstrated
that decrements in performance on the
4. Test Performance:

Wechsler-Bellevue digit span and object as—
sembly subtests, tachistoscopy, and em—
bedded ﬁgures tasks were signiﬁcantly
related to the amount of electrographic
change. Similarly, an increase in F score
was associated with increased EEG slowing.
When the observations in the hexaﬂu—
orodiethyl ether and ECT groups were
individually analyzed, signiﬁcant correla—
tions were noted for various tasks. In the
hexaﬂuorodiethyl ether group, the deerement
TABLE

~

Indoklon
ECT
Indoklon and ECT
‘

p &lt;
in &lt;

68/262

:0

&lt;

0.01.

in the Wechsler—Bellevue information and
digit span subtests and in tachistoscOpy was
related to the degree of EEG slowing. In
the ECT group, similar relations were noted
for tachistoscopy, Wechsler-Bellevue digit
span, and object assembly subtests and the

F score.

Comment
Mode of I ndnction.——The inhalant and
the electrically induced seizure groups were
indistinguishable on the various measures
of behavior at each stage of the treatment
process. Since the factor common to both
treatments was the induction of seizures
and not the method of induction, we may
conclude that the method of induction is
not a signiﬁcant variable in the therapy
be—
in
the
Speciﬁcally,
changes
process.
1.

5.—Change in Task Performance and Degree of EEG S low—Wave Activity
(Pretreatment vs. Fourth Week; Rank Order Correlations)
Wechsler-Bellevue Form

,

I

1

Information

Digit
Span

Object
Assembly

Symbol

0.73 "
0.28
0.25

0.54 i
0.72 i
0.61 ‘

0.31
0.60
0.46

0.38
0.34
0.31

1‘

T

Digit

Tachistoscopy
0.62
0.80
0.67

T

*
*

Embedded
Figures
0.13
0.37
0.43

T

F Scale
0.12
0.66
0.38

’r
’r

0.01
0.05

Vol. 4, March, 1961

�INHALANT—INDUCED CONVULSIONS

_

havioral and neurophysiologic indices are sider these results
as reﬂecting differences
dependent upon the induction of seizures, both in population samples and in methods
and not dependent on any single property of scoring behavioral
change. While acute
of the electrical or the inhalant mode of illness and
affective-depressive reactions are
induction.
described for the majority of subjects in
Kurland et a1.26 and Chatrian and Peter— the positive studies,1‘°'27'38
70% of the sub
sen5 have also compared electrical and jects in one
4
negative and 100% in another 28
inhalant seizures. Kurland and his co-work- were classed
as having schizophrenic re—
ers assigned convulsive therapy referrals actions. The facilities in these
investigations
alternately to hexaﬂuorodiethyl ether and serve chronically ill populations, and
prior
ECT groups. They reported that behavioral courses of convulsive
therapy were recorded
ratings, complication rates, psychologic test for nearly half the subjects in
one group4
performances, and cardiovascular reactions and 90% in the other.” The failure to obwere similar in the 2 samples. Chatrian and tain signiﬁcant differences
may also lie in
Petersen, studying schizophrenic subjects the small samples used to test the null
with implanted intracerebral electrodes, re— hypothesis.
ported identical electrographic patterns dur—
Changes in behavior are observed in all
ing seizures and at various postseizure subjects receiving
a course of convulsive
periods for hexaﬂuorodiethyl ether, pen- therapy,1052930533,38 but those
changes evaltylenetetrazol (Metrazol), and electrical uated as clinical
improvement occur only
techniques.
in some. While induced convulsions are a
In studies of seizures induced by various sufﬁcient condition for
behavioral change,
electrical means, equivalent behavioral, psy— they
are only a necessary condition for
chologic, and electrographic effects have improvement.
Thus, measures of behavioral
been reported.3’11’29v39 While these studies
change, such as memory,25 language,19'21
equate the effects of different convulsive and perception 1332 readily demonstrate
sig—
techniques, various nonconvulsive methods niﬁcant differences between
convulsive and
such as subconvulsive, brief stimulus, uni— subconvulsive
techniques within the individ—
directional stimulating, monopolar stimu- ual differences in
personality organization
lating, and focal “convulsive” techniques of the subjects.
Ratings of “improvement,"
have been described, and each in turn however,
with the personality organ-vary
discarded in routine therapy as ineffec— ization of the
subject
in adap—
as
expressed
tive.1‘°"27'39'4‘° For example,
Bergman,2 in tive patterns and ﬂexibility for change;
describing the electrographic effects of the with such environmental variables
ther—
as
“focal—seizure” technique noted that 75%
apist, staff, and family expectations and
of patients had normal records after 15 tolerance for the
elicited adaptive behavior.
such applications, while 70% had “abnor— and with the
duration and degree of induced
mal” records after grand mal seizures. Ulett
neurophysiologic changes. In global esti—
et al.39 have reported differences in the im- mates of “improvement”
the environmental
provement rates of patients receiving con— variables become prepotent. The failure
to
vulsive treatments (60%—80%) and those observe
signiﬁcant differences in improve—
receiving subconvulsive (33%), or controls ment ratings in convulsive and
noncon1‘0
(38%). Our own studies
also demon— vulsive groups may be related as much
to
strate signiﬁcantly greater degrees of these environmental variables
and the perbehavioral and physiologic change for con—
sonality characteristics of the subjects as
vulsive than for subconvulsive treatments. to the induced
physiologic changes.
A number of investigators, however, have
2. Signiﬁcance of the Convulsion.——The
failed to observe differences in improvement evidence indicates
that convulsions are, or
rates for patients treated by convulsive and reﬂect, the signiﬁcant
physiologic events
subconvulsive means?”8 We would con— which
are basic for the therapeutic efﬁcacy
Fink ct al.

69/263

�ARCHIVES OF GENERAL PSYCHIATRY

of convulsive therapies. The speciﬁc role of
the seizure is, however, not clear. That
neither the motor aspects of the seizure
nor the accompanying psychologic factors

are determining variables is demonstrated
by the efﬁcacy of treatments under condi—
tions of muscle paralysis and anesthesia?"2
That the loss of consciousness, itself, is
not the signiﬁcant variable is seen in the
relative inefﬁcacy of repeated administrations of thiopental (Pentothal) or noncon—
vulsive techniques under thiopental.1°'2'7’39
Although the means by which various
agents achieve such changes are not speci—
ﬁed, it is probable that the seizure is but
one expression of a diffuse alteration in
cerebral functioning?” It is this alteration
in brain function which provides the neces—
sary conditions for the behavioral changes
of convulsive therapy.14»2°v40 Among the behavioral changes we would include the im—
mediate alteration in consciousness, recall,
motor patterns, and breathing; and the more
persistent psychologic, perceptual, vegeta—
tive, physiologic, and hormonal patterns,
characteristically described in convulsive
therapy.
Alterations in brain function are reﬂected
in neurochemical changes as the acetylcho—
line and cholinesterasef"7 transaminase,36
and serotonin '34 content of the spinal ﬂuid.
They are also observed in such neurophysi—
ologic measures as increased delta and theta
1‘8
decreased
and
beta
in
activity8
activity
electroencephalograms, and in altered elec—
33735
20"21’4‘0
behavioral
re—
and
trographic
sponsivity to intravenous barbiturates and
to anticholinergic and sympathomimetic
agents"!12 The correlations between the
degree of neurophysiologic change and
changes in perceptual test performance re—
ported here are a reﬂection of these central
changes, as are the perceptualf‘ovl‘?”22 lin—
guisticf‘w1 and clinical behavioral 10,20
changes described in earlier studies.
In a recent review'9 the signiﬁcance of
the acetylcholine—cholinesterase system in
these neurochemical alterations was dis—
cussed. Observations With various anti—
70/264

cholinergic agents and reports of similar
patterns with antihistaminic and sympatho—
mimetic agents indicate the necessity for a
broadly based View of biochemical and brain
function relations, with emphasis on synaptic models.” A suggestive mechanism for
the prolonged alterations in brain function
is seen in the blood—brain barrier studies
of Aird,1 who noted persistent changes in
cerebrovascular permeability following in—
duced convulsions. He related these to the
seizure and not to the passage of electric
currents, and suggested that these changes
may be the enduring physiologic basis for
the induced behavioral change.
Thus, we would conclude that the convulsion, per se, is not a necessary condition
for behavioral change, but neurochemical
change, of which the convulsion is the im—
mediate reﬂection, is prerequisite. Indeed,
were persistent neurochemical and neuro—
physiologic effects induced as readily by
other means, “convulsive” methods would
no longer be necessary. In this regard, the
nonspeciﬁc nature of the convulsive therapy
process has been repeatedly emphasized.14v4‘°

Summary and Conclusions
Consecutive patients referred for convulsive therapy were randomly assigned to
treatment courses by an inhalant (hexa—
ﬂuorodiethyl ether, Indoklon) or electrical

inducing agent.
There were no differences in the two
groups on behavioral, electrographic, or
psychological measures prior to, during, or
2 weeks after treatment. Hospital discharge
ratings were equivalent. Intragroup test dif—
ferences were noted on all measures in both
groups during treatment. These differences
were related to the degree of induced neuro—
physiologic change and the pattern of such
changes were similar in both treatment
methods.
It is concluded that the observed alterations in, brain function are equivalent to
seizures induced by inhalant or electrical
means. The nonspeciﬁcity of convulsions
induced by hexaﬂuorodiethyl ether and the
greater difﬁculty of administration are con—
Vol. 4, March, 1961

�INHALANT—INDUCED CONVULS‘IONS

sidered as deterrents to the continued clin—
ical use of this treatment.
The mode of induction of seizures is an
insigniﬁcant factor in the convulsive therapy
process. Seizures are viewed as one index
of the persistent neurochemical alterations
which are requisite to the behavioral changes
of convulsive therapy.
These observations are discussed within
the framework of the neurophysiologic—
adaptive model of the mode of action of
somatic therapies in psychiatry.
_

The cooperation of Smith Kline &amp; French
Laboratories in providing the hexaﬂuorodiethyl
ether (Indoklon) used in these studies is grate—
fully acknowledged.
Department of Experimental Psychiatry, Hillside Hospital, Long Island, N.Y.

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Printed and Published in the United States of America

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it.
110‘s: 1: ‘3. tamrulaiva ‘haruar yruaann. tht nouatpoitttcttr at
Inactinausluvulnzaun and ¢ht crottur dzftanulﬂr or adntaittrutaon
§ho
that
trnutncat.
dotorrtnﬁu
altnannl
‘0
at
it.
It.
inpwovuuant

.

’ruu $39 Dupnrinuat at Zapariaonsul Plrahit‘tr, Hill-ta: nbcpttnl.

“1" MI;

L010’

'3!-

tor publication in
16/69.

it.

An; tvoh1v¢u

a: Pursuintry

�atsatrtennca o: tuhnlnnt Inﬂaeud Ocuvnlniqml :0:
Qatar: «1 the convulg£vi thaws»: Frugal.

In: r333, 3.3., unstrt

L. Kain,

ti.

ra.n.

Htrtil A. arocn, 3.9.
1.3., tad leary'J. Lark-vitl, 5.9.

Bria tarp. B.A., ﬂax rallnck, Ph.9.,

isrrc

A133,

Iran tho Dupartunnt a: lqurtlna‘nl Pcyuhtntty, 31111140 lonptttl,
61“ MC, 3...!” ”or.
Aided by grant» nr»aoya and ﬂ~921 a: th- ll‘10BQI Ianitﬁuto at
lon‘nl Baulﬁh, U... riblto inclth Barvseu.
xx: 10/60

�Signitiatncu ct Inhtlnnt Induccd convulsion. tar $3!hoory

if in.

canvulltvo thurupy Prtcoas

ct tnvaa%1¢¢t£an at ‘3. cathlaavo
thnrapy pronoun, thnra 1. ntt11.:u¢h can‘t-v.91: eouuurniua tho
importanco o: $ho 3.11.30 1%:011. 300% t‘!‘$!l haw. coacludca
that thc coavnlnicu :- I ntcnlunry index a: it. coruhral outta.
01131031
bohnvintnl absuga (9,19,15,33,:9). 80:.
ta
illtlttil
involttun‘ora, navurthaluli, have unlisted Itcntttcauau not it
tho
huﬁ
inch
matting
tactarn
pnynh§logtou1
aatilra
t;
it
ti.
0: tan trtatlnnt to tho put303t. 2&amp;311330 at tact. and tn. :0—
ycntad I’ll at con-stouunnal (3.3.28).
30-91%. 13.1 ynurt

tho-curly i‘ldltl it lultnivaky.3345;&amp;, (2h) lid Paonllu
ind
algctroumtphtc
«ltulcul
(30),
butt
da-anntrntln;
g;_3..
dittortnnoo butane: grand 3:1 and pcttt :31 ﬁttntuontu,
inﬂicutad tun Ittnttiﬂ‘nt r01. 0: tin acxturo. 2h. Vitiﬂil.
3tudann acuparinc convuluirt with oibeouvulsivo trc‘tncat
Sanctutr§God that ‘iGhliﬁiO. eumnlnu‘ing in a couvulntou warn
anttarlly associttud wl‘h utuawrublu ﬂagrant or neuraphyutologic
una bohnvaoral chtuco, whilo auboonvulntvu toehntquon ugro nit
(15,27,25,39.h0). In racon$ Itiéiul tram that laberticrr.
sisalnr ditttrouaou 1n the tug trcttuaat typos war. abunrv.d
tor ouch aspacic at bohtvanr nu BIO :10» :11. actavt‘r (8,10),
IAIIII‘O changto titlt anoblrbt‘nl (19,20,21) and paraaptnul
talk! (13.22.25).

�can.

littal

aspcat ta tbs prtblau at unaorataadtaa enuvulnivo
thcrgpy aincgrnl ‘ho rolttsun It tho ntthod ﬁt tudualn: tho
ﬁctsara t. tho thorupoutla ouﬁcann. Stature 6.1.3101, twp.
at currunt lad olsttrodo pInGUIauﬁ 3r: anon; tho vnrttblou
that hat. boon atudlod. 33:10 it. zuvcltixattuna indicatc
shit chanson in b¢hnvlorsl cad uturophyniolwcie 11415.: it.
rclattd £0 £8... paranotorl, th§ dittoruncul rcyortad to: thl
various icinuro trodunln; lathoda Arc anal}, tad ntutatttn‘lly
tn:£¢nittesn£. lajtr d$£fﬂr¢nc$l, hivcvor, tr- ahltrvtd
bntwunn totuurc and non*teisuru groups. For .xnuylu. in u
raounﬁ nancarqph. 0t‘anaon roplrtad 5n incrcanu 1a tbu aurntioa
it ‘nuadtticd oluctrtaal indugcd antitru: campsrud with thou.
unattaod by prtnodicuﬁiun with lidocnlnt (29). Althcuah tho
1:60:1130 ﬁriatcd pttacutl ahtwtd Ital Ghana. 1: indict! of
anxiety, retardaticn Old [105:1 behavinr than pttisnta truntta
with anuadttxcd Itisurgs. tun datzcrtncoo worn not Iacuttxeunt.
In nut attains, chili tutunro dur;t10n (17) and typf at current
(11) huvc b... ttlatnd t: thu dogruc a: huhnviural gnd unit.»
phyltclogic ahsnco, taut. v¢ru no ditturonccs with rolctztu to
thorupoutic nutounq. this, wail. ptranttcri a: £hu saith».
nu‘hod may hot: sun. rnlntion ta thnrgpo:%1a efficacy. tbs
dittorcncon arc clichﬁ nians {ht tcahntguso, yrovidad that
grand uni a¢tsurut havc hO$n 13¢ucod.
rlrthur taplcrttsaa it thu taptrtaneo of ﬁn. IoisurQ wt:
and. poautblu hr ruetst txpartutntal tntcrant 1n Itiﬁﬁrﬁl
induct! by Anna»
(1) ). and tau-“roam (911-1090, (6)
1

than“,

)

�as)»

am».
n3
an

“um“:
4»
with
um" My“. ”a“: "cm am»

am. and: um

«mum

50

«mm m

Wt
um»: “um. tum-utm- alumnmmum In

an ”rim“ «m u clarity an m.
o! m m. of alum “(um a a. mum» them:
"maul-n

mun.

an

�Klflﬁb:
triatwutovun cantooutavu ‘sntluctnd puttanti in u
vaiuatary plyehintraa hcapttal ruttrrnd tar canvu1n1Vt ﬁhcrapy
Hurt rtadonlr dividtd tat. ti. gram». aging n allarn¢u ordor
(16). In twlavu pattonta, convulltans utro indusod by a
H¢dcrnt% alturuating entrant tanQrtnnut antic nupruthroahuld
narrtntcs und in (txtton Othtrn. by inhnlntiou mt htxutlunrtw
dio‘hylothnr (Inﬂation), following tn: nothcd a: Sunnibol ggﬂgm.
(1). Prunodicttsou in :11 euro; vat 11311.6 to unbltnal¢1
atropaum (1.0 :3). Srcuiuantn u‘ro adniuistarcd thr¢c tint.
pow v.0: tut 10 ta 2h npyllcatiin! with tan ‘otnl lllhlr
ao‘arn£aod by in: clinical Judxuncut it uh: It!!! p1y¢h&amp;ntr1at.
13¢: rtlcud iron 19 ta 58, with a rota ‘3. or 38.5 1“!au in. 3c: group; and 19 ﬁt by. with a noun ‘3. at 35.5 rust:
in thc tnﬁoklun (rump. tn: Ina: what: If aducttinn nut. 11.5
yncra (83?) and 13.6 (Indaklan). 01 tho tvcntronovun libaoots,
tuolvc worn «13.113106 in daprtaltvo parohnnct, light at
aehsnophrnuit, 11:16 ﬁwpu. and lovnn :3 schascphr.u1a, partatid
twat. Tit dil‘ributiou it diaclanol, a‘. rang. and yuar: o:
tduoatloa watts» ta. tug unuplta, did not ditto: ut:ut£1u&amp;nt1y.
Ichnvisral eight. wt. tvnluaiod rockly in tattrviuun by
th- pacxuat'u thgrnpiu$ aha by an. stat: piratintriut. Such
nnpoctn as hand, tdantton, :anorr. $1.0», aypotitn, tycoon
puttutna, participatiua in :ronp nativiﬁtua. and rclattta 8.
rucnrdod
$0
0950?
and ¢h3n301 SIIOIIQG
p£tianta wurc
utttf tad

quulttativoly.

�lloctrocncophxlagraun var. Geno print ‘u ‘r¢ntnuat.
wtokly during in: ‘ruatntut «guru: in a any ut$ar a ounvnlniau,
Rocgrdn
acunnrod
1.3%
troatnon‘.
stﬁcr
sh.
taro
‘8.
llé
I'lkl
6
(
inﬂated
or
uuiuat
tinting
‘8.
up: and cluwor) in ;ut0210r
(at
66
0.0.34 tIIy1:I (a).
in
Icadt,
tauptrtI-vurtax
erliﬂﬂ plylhblnaie proooduruu var. n¢u133¢arud prtor
‘9 tritiunnt, during tan tourth your (16.12 tron‘naus pawiud).
tad tun v¢¢ka uttcr tin Ina! tronilnat. 2h: unapurql xuolndtd
wichalor-Iollcvun‘nib‘aa‘c (anttrnntaoa. digit tutu, 083.3%
a:ncnbly and digit urah¢1)s Oottnohaxd‘ my». udhcddod guanotrla

tigvron (22); parceptinnl yr ptunﬁotcachranatac Inboéd:d
c.1ur‘d figure: at high Ip§ad"ueh11talatpta :xpouur: (31);
and I nodal“! 6.113% I 80.11.: (23).
In ﬁddltitl, lpino tori; Utmdtus «are Gnu. prior ‘c tad
In than «a a: “a
am”.
‘

tutu”

�it. inhalatIQa

ﬁt tn‘nﬂitu Insularlr ranaztua in
a grand all douvulttln, 91:11:! it taut taimuut clottrinnllyu
fur inc tuﬂntlou grimy, intuition «an alarm: an; the intitdl
try and «patchytanto pnuturin; Hurt ﬁf‘iﬁ ouittci. In tldttc
tad tonic nunttoatntisun, ycst atsnaro taunt, uni goat Intuit.
botanist, in. sunny: rattnhltl ulna oﬁhtr «103.12.
In chart Guru tvnltutiaun it 12in£¢d1 bahnvsural «huuxu.
it. ﬁght: it buhnvltr nﬁutttaﬁud aura nilmlnr 1: tin tut urcupl.
rnsttrua a: dautul. tryonnas:, uﬁﬁh‘rarax, tunntttatxnu. paranata
tzuitnntut sud iontuntdniX—Innary 10:. air! htilrvﬁl in it‘s
populu‘inuu watt uvpvumﬂlattly'tqnal trltittﬁr (tail. 2).

I

campaiaa$10n

rates

Etna! I
“ﬁamnauau
wore

statics. viii. patluntn ‘oxcrutna

the Inhalation priﬂlllri. Chart '0'. Iroquﬁuﬁ Upilodii a!
hroathwhnltias nut lamina. Ihﬁﬁ§ tin muck, naktng ‘hin inttctiia
1:1: :vlhhlc. fruwt‘rta new. obntthd radiogrupttcgllr 1: £lrvc
Indolian irattod pciﬁuﬁtn and in throw during 36!.
Adminaatrattvu tVIlnnﬁiaaa a: cizuiaul ingravanaut u. £30

an at “an". :m a. was”: an msnzus "an. t).

a: Itcnwnrtd and anon tnyravcd
nypruxinutvly half at taah ﬁrst».
Inﬁdnsu

first

a

warn rucordui

fur

�inturitasuvu aiﬁina tianrocuunyhaloxruun, town
qualtiai$vuiy and qumttttuttvoxy, aura aluilur in the two
gvﬂtyic Frucrncnsvu arunntrtn attains ct inhinant trucuuucxtp
and an tactvuuc tn Vil‘icil 1;: I’pllih‘ in :11 lnatu. with
trintnl in! naiovttrmtaupiwul yruyduiarunaa. lava: and

«human

an. swam m «m u an. Mann”

antt¢tey tutti; tilt such it
ivcnI-lnt warn Ilﬁ Iaanltiauliay isttcrwut {tibia 3). taﬁhntgh
tan anti!!! III stanza uypntrai «stilt: in ﬁt. thiuklnu trim!
than 1: it. In! grin}.

nuanurwn OI indsaud ulna Hutu

tiltt

3

“~w«.*...u~

mm:
1:1er
uhtorvattvau tut tack
tic poyvtalociaux twat:

(in. man” has
It

t:

or ﬂu

rmvuulad

a.

dattbruaca yriir t9 iroutulnt, ﬂaring tho lihrih unnk, and
it! itch: ptntattcutnmnt for ﬁtt it! tsua$naat grﬁ‘ps. Iatrtm
hiiivnr,
iatlynoa,
li‘l!‘ Gduttttcut ataugul in vurtuuu
grit:
allltfit (was pruutrautuaut it $ha tutti! tuck; and tron ti:
Sturﬁh 9“! £3 two that. titty trtatnnat (luﬁli £3, bush in
tho Intttiiu sat in tha IQ! grunpo.

....*.....um:

I:

�an,»

x: it: waohalirulililvng tuhsotts, grit; lﬂﬁtﬂ unasud
a ﬁllhificnﬁt «ontnama an wcortt (y‘awcr yuvlorannct) tn!
Cunt .3h‘nct iuriaa irtgiunnﬁﬁ and u v-ﬁurn t. yruatrnttunut
10'!!! 3: sh: poabwtvcn‘nnut yurtod. 03¢ Ithioxt, «33.6%
Inatuﬁlr, dtntastrntui tlzntrlscatar~inuvouocd Ct0r00«’ditv

‘iﬂdilil‘¢

stntltr pattern: 0": oha¢rvud fur thy tnotxutoacapiu
unusarca use it. I «tints. will. incrcnund arrow: as ch»
«abaddﬁd tight. tutti warn uhtuvvud daring ﬁvtutunas, t3:
dt!£:roano an. naﬁ alaniriaﬁut. Paatutrautuunt, tin arrays
in its: tunﬁ itartlnca signattcnutlr from prontrouﬂuaat no.9...

an tha 1

anti. that; an;

incrutso in isﬂrit utth trottunnt,
and a Guavaauv tullduan; ‘runinust. in: each at that. unnausol.

tic

un

clmamtl 13&gt;psr£bmnmn¢a an £ha ynruhnaagta tucks
tram tun prumﬁroniuuuﬁ
riirtt itch tnttinu pnrild warn

t. ti:

uttnllltauttr rulttad ﬁt til angst. orstuiuuud 3!! 310' all.
activity to: tutu urtupa (inhia 5). Isak grant inrcllﬁiun:

inunnctvaﬁod thgi attriunuSn in porttruuntu on the'wlnluicvu
Inlluvu¢ atgit cyan and thattt unocth: aubtttta; tuthiutnueupy

tat

rtsaruu stat; wart gignitiacntlr rtlutti to ‘ho
anniat .1 oltatxagruphlc ahlnst. stuxxnrly, an innrquac in
? utcrn It! ssndaiatod hath 1nﬂriittﬂ £13 tilting.
anh¢¢d¢d

-a..*.....,
till! 5

�mmmumummzummm
amalgam mt
mama»

mm. immt
m
W
tum-mummy.
mewmmm.
ml
was
it.
mm“...
umwmnm
«at
a
mmmuummmmnumum‘mu
at: 31m.
m m m. umm nun-m an and
hr Wm, mnmnm in“ m at out“
numb}, mm m m min-m

W

2-.

l‘

�1.

W!h:

crimp. wuro
behaviar

tt

aloctrioul tudnncd iatxlra
£n¢£tttnguinhahlt tn ﬁn. variant statur¢t a:
etch ttuxo at tun ‘RUtiliﬂt proocsl. 813:: in:
1nh&amp;1:nt and tho

taatar ens-tn ‘0 bath trOainuntu vns tn. induction st
natuurit tad not thg unthnd a: inauotian, u. may Gﬂﬂﬁlud.
thu$ it. netted or 1nduet1¢n 33 has a signtttctnt variihlc

in th. £h¢rnpy arsenal. apceatie¢lly, chanson in tho
bah:v10rn1 and attraphyiitlnsic inﬂicts ;ro dupcudant tutu
the induction 0: taiinrtu, Ind not dapaudout nu nay '1ng1c
property or the tluntrieul it tho inhtltnt nod. of induction.
Klrland.g§J;;. (26) lad Chutriau and P¢taraoa (5)
bath alto conpnrad ¢1natrtea1 ind tahnluut '013Irt3. Karinue
and ht: agowurkcru niutgnnd convulylvn thnrapy ruttrraln tltcrw
uttoly to Induklua and so: trontnamt cranps. :huy rapcwttd
£hnt b¢havtural rataagl, acnyIScutiou rut-a. payehalagia
tclt portaru£aeta and aardithluulur roaa‘itun var. 11:11::
in tho tun £3.91... ¢ha%riu| uud itnrn¢a, Itudying schano~
phrcala tahstata with anplantnd inttncurohral altatrodon,
ropqrtnd 14¢:Q1aai ultc‘raarsphi¢ pttsoran durzng ncxnurna
ind uﬁ vurtonn puttwltialrt psrzcﬂn It: Instilon, untrtlua
and tlaatrtnsl tuchniauat.
In studtu‘ it :dburan inaun¢d by varituu
dlcutr1c¢1.n¢tal, Ignivnloa‘ bﬁhnviorll. ynyahtlogia and

�.11.
olootrocrophio ortooto hovo boon rovorﬁod (3,11,29,39).
Vhtlo thooo otudtoo oqnoto tho otroeto or ditforons convuloivo
‘oehaiquoo, voriouo nonooonvuloivo nothodo ouch oo oubconvalotvo,
hriot otinuluo. unidiroetlonol otionlotinx, oonopolor otiouu
Intang, and tonal *oouvu1311o* toehniquoo hovo boon dooorlbod,
and ooch in turn, diocordod in routino thorny: oo inotroctivo
(10,27.39,h0). For oxouplo, Borgnon (2), 1n doocrthinu tho
olootroarophio ottonto of tho '1ooo1-oo1:nro* touhntquo uotod
that 751 o: potionto bod noraol rocordo ortor tlftoon ouoh
opplicottooo, whtlo 703 had 'obaornol' records alto: aroma moi
ooiauroo. Blott ggﬂg;&amp; (39) hovo roportod diftoronaoo in tho
taprovoaont rotoo at potiouto roooiviag oouvulotvo trootuonto
(69.301) sad thooo roooiviag oubconvuloivo (33$), or «outrolo
(385). Our own otudioo (10) also dononotroto oignirioontly
groooor dogrooo of bohoviorol ond phyoioloaio ohonco zor.eon~
vnloivo than onbaonvuloivoVtrootoonto.
A author or inventigotoru, hooovor. hovo toilod to oboorvo
dittoroneoo 1n loprcvonout rotoo for potionto trootoa by.
convuloivo ond subconvuloave noono (3,h,28). Ho would conoldor
thooo rooulta to rolloctiag d;:£oronooo both in popuiotion
oonploo and 1a oothodo or ocartng bohovtarol ohonco. whtlo
oonto illuooo and orroetivo-dogroooivo rooottono oro
doooribod for tho nojority or oubjocto to sho poolttvo otudioo
(10.27.38) 70: at tho “Moots 1:. mo
and! (h) and
100! 1a anothor (28) voro elooood oo schizophronio rooctiono.
rho rootlitioo in thooo 1nvoot1gottono oorvo ohrontoolly 111
‘

"an“

�~12.

populottooo, ond prior oouvooo or ooovuloivo thoropy voro
rooordod-tor hourly halt tho oobaooto 1n ouo group (h) and
901 in tho othor (28). 73o toiluro to obtoiu oiguttlolat
dittoronooo on: oloo 11o 1n tbo atoll oooploo mood to.toot
tho null hypothooto.
Chongoo 1n hohovlor oro oboorvod 1a o1! onbaooto roootvio:
o oouroo or oonvuloivo thoropy (lo,t9,30,33.38), but thooo
chongoo ovoluotoo oo oltntool thyrovooont, occur oaly 1o oooo.
whilo induood oonvuloiono oro o ooftiolont condition for
hohovtorol chango, tho: oro only o noooooory condition for
inprovooont. Thoo, nooouroo or bohovioro1 ohoago, cook to
monory (25), longuogo (19,21) ood porooption (13,22) roodtly
doooaotroto signittoont d1xtoronooo hotwoon ooavolotvo ono
ouboonvuloivo toohniqooo within tho 1nd1vtdoo1 dittorooooo to
poroouolity ergoniootlon of tho oohaooto. Iotlago of
”1-provonont', howovor, vary with tho poroonoltty orgootootloo
of tho oubaoot oo oxprooood 1n odoptivo yottorno and Iloxibility
for ohoogo; with ouch onviroaooutol vortobloo oo thoroptot.
ototf and tonily oxpootottono ono toloronoo for tho o11o1tod
odopttvo bohoibrg and tho ﬂotation ood dogroo of indoood
nourophyoiologio ohougoo. In globol ootiuotoo of “inprovo-ont'
tho onvtroa-ontol vortotloo booooo propotont. rho totloro
to oboorvo significant dittoronooo 1n taprovolout voting. to
rolotod
on lock
oonvoloivo and noo~oonvu1otvo zroopo no: to
to thooo ooviroonontol voriobloo and tho yoroonoltty ohooootorlotion of tho oobaooto, oo to tho indoooo phyotolocio ohoagoo.

�.13.
2. Signirtaeuee at the convulsion.
The evadenee indicates thet eenvnlaiene ere, er

retleet, the eigniticent phyeiolegic event: thigh ere beets
tor the therepeuttc ettteeoy e: convuleive therapies. the
epeeitie rele e: the eeleure 1:, however, net olenr. Thet
nelther the note: eepeete e: the eeteure new the eeceepeuyiux
peychelegie fectere ere determining veriehlee 1e deleuetreted
by the etrioeey et treeteente under eeudltleue er neeele
perelymte end eneetheeie (3!). rhet the leee or ceneeteueueee,
iteelf, in net the etzuitteent veriehle 1e seen in the relative
luettteeer e: repeated esuintetretiene e: peatethel or not.
eenvuletve teehniquee under pentethel (10,2?,39). Without
epecityinx the neeae by which verieue egente eohieve eueh
oheaxee, it to vrebeble thet the eeieure 1e but one expreeeien
e: e dittuee alteration in oerebrel functioning (9.13). It
in this elteretien in brain fluetien which prewidee the
neeeeeery canditiene for the hehevierel eheasee at oeuvuletve
therapy (1h.2o,50). teen: the behevterel chengee we would
include the innedzlh exteretten 1a eeueeteueueee, reoell,

leter petterne,

breethiaa; end the eere pereietent
peyehelegie, perceptual, vegetative, phylielacto end heeeenel
petterne, characteristically deeerthed in oenvulexve theeepy.
titeretieue 1n hretn :enattea ere retleeted in heaven
chee1ee1 chengee ee the eeetyleheline end oheltneetereee (3?),
trenemueee (36), end "retain (3h) «intent of the epinel
fluid. They are elee eheerved in each neurophyeielecle
eeeeuree ee inereeeed delta had theta eetivitr (8) end
end

�«1h.

outtvtty (18)

out
oltorod olootrocrophtc (33.35) and bohovtorol (20,21.h0)
rooponotitty to introvououo borbttorotoo sad to outtoholtnorglo
and oyspothoolootio ouonto (?,12). rho oorrolotiono botoooa
tho dogrno or nooroyhgotologlc choos- ond changoo 1o porooptuol
toot portorlouoo roportod how. oro o rotlocﬁiou of thooo coastal
chongoo. oo oro tho porcoptool (10.13.22) linguiotto (19,91)
ond sliniool hohovtorol (10,20) ohoagoo éoooribod an oorlior
doorooood boto

1o oloctroouooyhologrooo;

studios.
In o roaont roviou (9), tho oicattioonoo of tho
oootylnholiuéaholxnootorooo oyotoo in thooo nouroohontool

sltoéotiono woo «ioouoood. Oboorvoticno with vortono
onticholsoorglo ozonto out roporto or oioslor pottorao with
antibiotoointc and oynpothoolnsttc ooooto. indieotoo tho
noooooity for o broodly boood vtoo or hioohooiool one broth
tunotton rolottoao, with oophooto on oyuoptte Iodolo (12).
A oocgoot‘vo ooohoaio: so? tho prolougod oltorotioao in broin

tnaotlou :- ooon in tho blood~bro1u borrior otodtoo a: Alva
(1) who uotod poroiotont «honaoo 1a oorohrovooonlor porooobillty
tollovinx induood couvulotouo. ﬁo rolotod thooo to tho ooiluro
and not to tho pooooxo of noon-to cox-routs. out! ounootod
that tho-o chongoo ooy ho tho enduring phyo1olo¢1¢ booio for
indueod
tho
bohoviorol chongo.

Thus, to would concludo thot tho ounvuloion.

or no. to
not o nocoooory condition for bohoviorol ehoogo, but nonro~
choliool ohongo, of which tho oouvuloion to tho ionodioto

"nation,

1o

pronoun“.

Indood, won

pox-noun noun.

�015 a

aha-10.1 3nd nauraphyalolosie attoeto image-d a: roadily by
bu
unthodn
Ivnld
no
loncnr
uooonlary.
'convuluivoﬁ
other manna,
In thin rogurd, tho noun-poclxta nature or «a. couvulatvo
therapy proocuu has he’s ropcncndly ouphantuad (lh,h0).

�an
I
mg.

cg.mm

s,

conuauuttva put£¢n£u rotnrrid

1.!

5.3131317. therapy

var. tunic-1: assign-i to trtutncut tour...
(Ind-klcn) or ulnatrtaal inducing tgcnt.

by an

inhalant

Thor. were no dittoroucau in tho two group. on bohavlnrﬁi,
cloatregruphio or psycholcgioul natsuroa prior to, dnrtng. tr

lotyttal dicohtrzc rnttnuu var.
oqutvalont. tutti-group taat dirt-rtucls unto notad on 311
tun wtcka artor treatunnt.

unnanrau in both granps during trnatnont. In... dittuvouaﬁl
var. rclutcd to tho dcgrto a: indueod nourophyaioloxie «hang.

pattern at such chanzaa not. similar in both troutlau‘

and tho

I. th“‘

0

It is

concluded thut tho abhorvod nltarntioul in br‘in
function :r. quivnlont with nature: inane“! by inhnlnut
or alootrtctl Hanan. rho nououpceitietty of Indaklauconvulnionn and tho ctoattr difficulty of aduintatruston
continued
the
aonnidorod
to
«ctorrunta
clinical at.
3a
if.

or th£a trtatuant.
The nod. or induction or nuisuroa 1: In tuntgnitic.nt
(cater in tho convulsivo thornpy process. $e1uutoo tr.
“and u on. two: of the ponistont autumnal").
eaavulsiio
bchnvicrnl
ﬁnance: a:
uhioh
rcquiaito to tho

durum-

er

tharupy.

Th... abuortn£ion| at. discus-ad within the tranoutrk

at tho nourophyu1olozie-Idupt1vo nude! or thu
of abnttic

Vﬁhcr.p1nn 1n payohintry.

node of

action

�0’17.

the oo¢90rntion 0! Smith £113. a French
Lahcra%orsco in providing the hazarluovodiothyiathar
(Indcklon) It’d 1n tho-u atudioo 1n gratefully
toknoviodgud.

�.15.
1. 11rd, 3.3. clinical Gerrsllﬁta at Electroshaok Thnrapy,
Pazphittg lg: 633n639, 1958.
2. larguan, P.8., rapt-tutu, 9.6., Bars, 3. and foinntoiu, a.
ﬁloetrounonyhalocraphic changes talluving olqctrioll
induced £0331 a-lunrca. cant. laurel. $3, 971-277, 1953.
3. lrtll, 3.0., Ornlp‘el, 8.. Iiduncu, 3., Gray-on. 3.8.. ﬂollnnn,
L.I., Richards, 3.4., stra;tnan, 3.9., and Unsor. 1.1.
Invuatigntioa a: sh. thorapouﬁto coupounnta and variant
raetcrl .saoctatnd with tlpruvousut with olectro~
convulsive trontaontt A preliminary vapors. An, J,
Ag; Arch, Huurol.

&amp;

3&amp;2, 997e1008, 1957.

Ptzghint.
h. Drill, 1.0., cr‘upton, 3., atducon, 3., arnyaou, 3.I.. lilllll.
1.1.. and Richarda, R.L. Balattvn eruct$vonaao of
tartan: coupon-at: a: oloctrcaonvnlotvo thurapy.
nu non. lmal. a "paint. 9;, 627.535, 1959.
chattiln, 6.3.. and Itoruun, u.a. Thu convuloivo paﬁt-rnc
provokad by Indcklen, Hotrauol and slcetraouheck.
Solo dopth clootroxruphio obscrvuticnl in hunnu
patiautu. BIO Olin. lturoghzgiol. 33: 715-?!5. 1960.
ldvaldn, 1.x. Bxportlnntal utudtoo with Pnn109o. Int. Rue. nod.
1- cm».
a
g
32;: 1:69-4:79, 1956.
7. lsquthnl, 1., lrants, J.0., tru1t£, 3.3.. Linc. ;.s.c..
tad lurltnd, 1.1. loxntluorodtothyl nth-r gindnklaa)
~ It: us. as a oonvuluant 1n psyuhtctrto trau‘ucat.
'

J. larv.

ﬂout.

nil.

33$: SJO-SJh. 1958.

�.19“
EEG
end
delee activity to
of
B.L.
Kenn,
3.
Ieletien
link,
behesierel reepeaee an electreeheck: Geeetttettve
eeriel etudiee. Ant arch. leerel. e Pezehtet, E!)
snsasas. 1957.
9. link, I. street of enticheItnercie egent, nietheere. ea
:30 eud behevteru atsntrieenee for ﬁheery er aenvuleive
theeepy. A5; trek, leurg;. e Pezghte . £21 380~387. 1958.
10- tier, I., Kenn, 3.3. ens Green, I. lapettleetel etedtee e: the
eleatreeheek preoeee. Die. lerv. 813, £23 113.118, 1958.
11. r1nk, I. end oreen, n. sleetreeueepheleerephte eerreletee er
‘

the electrocheek preoeee. Die. [eyes a; . g2; 11?, 1958.
12. rink, 8. street e: entteheXLaerste eeepeunde on peetaeeaveleiee
230 end behavior. 380 clin. leergghzetel. 33: 359o369, 1960.
13. fink, ﬂ., Kenn, R.L. end Kevin, 3. Erteete or dattnee eltered
brein funciieu en perception. ?ree. 1' Int. Cong. vgzphel.
p. 238-239, lerth lullead Pub1., teeterden, 1959.
15. Flat, n. Alteretiune 1n bre1n reaction in therepy. Pezghe~
ghereeeolegz zgenttere, [113e, I.. ed., p. 325~332,
1959c»
39.,
”.tCB,
‘1‘”., ”M
Fleetng, r.c. An annuity into the lecheniee o: ectzou of
electric eheek treeteente. J. lerv. lent. Die. 12h.

k

hho~h50, 1956.

elteruettnc etienli 1n
dieerininetien experieeute. I: eeuet. Patchegg

16. cellereen, L.V.
v1eue1

chance orders e!

g5, 207-208, 1933.
17. Green, H.A. Reletien between threshold end duretten e!
eeienree end electregrephio ehenge during ooeveletve
therepy. a.n.n.n. (in preee).

�.2918. nugzlsnd, l.. nultnud, w.. xguruan, 1.9. and Finest, a.
chant-u 1n aluotroauaophtlogrnu and in £h¢ excretion
of 1? - kutorctaraoida aceonpnnyiug aluotroshook
thcrnpy or agttntud doproallou. razohouon. and. g.
'

ab6~251, 19h6.

19.

1n
vorb:1
Ghanaoa
an!
Kuhn,
3.3.
u.
Jattc, J.. tint,
trunlaataono with inducod :ltorcd hrtiu function.

1960.
23$~239,
52g:
91a,
nunt:
Icav:
J.
90. Kuhn, I.L.. tint, a. and wuinutotu, E.A. lolntton of
anubnrhttal 1.1% to clinical inprovcuont 1n oloctraé
thank. Arch. laurel: and Puzohint.‘1gs 23-39. 1956.
21. Kuhn, 3.1. an: Pink, H. change. in language during electroshock
thorupy. ?: who Ithola' at Communicatian, noun, P. and
&amp;
Bruno
126~139,
Struttou, N.Y.. 1958.
Zubiu, 3., tau., 9.
22. tuba, n.L.. Pollack, I. tad rink, n. figuro~gronnd diaerintuutian
ARA
arch. laurel.
inéaood
tnnotiua.
brain
sitarad
arts:
3,: Sim-551. 1960.

R.L.. Pollack. n. and link, a. soc1;1 attitudo
(California I Saul.) and convnlcivo thornpy,
1960.
187-192,
ggg,
J,l,l,3.
25. laltuovuky. L., Darrora, 8.8. and lorvits, v.1. The “Potst unl'
roaponst in olnctrtc shook thcrtpy. Al. J. Pszchiut., 2;.
708-711, 19kt.
25. Kevin, 3., link, I. cad Kwalwnuuor. 3. Relation of ehtnxtu
in aviary and luarnlns to inprovununt 1n aloctrouhaek.
Gout. 303301. gg; 88-96. 1956.
26. Karinnd, 1.1.. Ibuloug, 1.3., Enquibﬁl, A.J., Kr¢ntn, 3.6.
and Shoots, 6.5. A coupsratlvu utudy of hoxntlnoro~
dicthyl Rthc1 (Indoklon) and cloetraconvulaivo therapy.
19590
”‘WQ
95"”,
21
ﬁght.
1:
I‘m.

23.

Kuhn,

�.21.
97.

Lnnouatqr, H.P.,

stcincrt, 3.3..

nan

trout, I. ﬁntlltornl

oluetroconvulstvt thcrtpy. J. Hunt.

3&amp;1. 323: 221-997,

1958.
28.

Killer, 3.8., 61:30:, J.

conpnriocu
between unidiroétioanl entrant nou~oanvnllivc olcatricul
uttnulntaon ngon 31th nuttarta nuoh1ao. standard
and cunninga, B.

A

ultornntaa; carraat electroshock and pontothtl in
chronic uahtsophronta. An. 3. ?Izghint. £92: 617—620, 1953.
29. citation, 4.0. Exportuontll stndIGI or ‘hn node at nation at
clootrooonvull1vo thnrtpy. tot; Pazghtat. &amp; lturol.
86:34. 8322. ;§2,‘§£, 1960.
30. Pnoolla, 3.1.. Darrcra, 8.8.. Illinovlky, L. Varitttono
in the oloctrocuecphnlograu unuoota‘od with aloctriu
shook therapy in patiga‘a with nuutgl diaurdorn.
19h2.
367~38h.
31,
laurel. szohtnt.
31. Pollack, n., Butt-ruby, v.8. and Sander, H.B. rashictosoopio
identitiotttnu of content in putzcutu with brain
dalnxo. J. Gagg. ’El'3°1° Pczphol. £9: 220~t27. 1957.
32. Boitnnn, !.J. and 3013140. I. technique for tho Iodxtlcatlon
or cloutroshook with nuccinyloholinu. Bin. UOIV. szp.
3g: 237«2h2, 1955.
33. Roth, H., x§y, D.H.l., shat, 3., 3nd Brocn. J. Prague-1n
:ad poatothal induced olcctvocncuphnlozrnphic changes
in olcctroeonvulatvo trontucnt. £36 c113. luncgghzytcl,

Arch.

Q

2; 925.237. 1951.
3h. agent, a. tootaioholtau and lavaton1u
J. louroourg. Akp 2t-21. 1951.

1n

the spinal fluid.

�.22.
35.

Shaun... 6., ﬂxh‘lik, 4., tad Jouco, l.L. cltnxcal pirahiutrie
aging tn. nodntaon thrcthuld. J, Patchoaoag a...
g; h5~55. 1957.
atovoaa, 4.9.. naakn, r.1. and I‘IOIIOP, I.L. Tflﬁltltutﬂl
in
activity 1: ﬁt. spinal fluid neuropuyehiutric
EGO-hﬁs.
1959.
condtttonl. 91a. Harv. gin, g2;

attest.

36.

37.
I

taunt, 9.3.,
o: choliuottcrason

and Bazacharn, B.

It:

1n hung»

nontnnt and chartuaorluattoa

spinal 31:16.. Bahia, g,

31.03roh, 31: 132-1h5. 19h9.
38.

331th;
and
0.A.,
x.
3.x.
caldvoll,
aloaor.
o.c..
Blctt,
The to. or natchod group: in thc ova1u§t1¢n at
ooavulaivu and Iubeonvulttvo photo-hook. 3311. Inna.
czan, 18: 138-1h6, 195k.

I.

6.6. Evaluation 0: convultivo
thank thoroptcn utilising a control group. £5&amp;4£g
195$.
795-802,
;;ga
rgzchtlt.
ho. walnutotn, 1.5. sad Kuhn, l.&amp;. Dania: of zllgclns ango;1c
and ggzltolo‘tual nggusi. 0.6. than... sprin3t101d,
111., 19550
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��</text>
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            <element elementId="50">
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    <itemType itemTypeId="1">
      <name>Text</name>
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      <elementSet elementSetId="1">
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              <elementText elementTextId="2834">
                <text>Inhalant-induced convulsions. Significance for the theory of the convulsive therapy process. Arch Gen Psychiat. 1961 Mar; 4:259-66.</text>
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                <text>1961</text>
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                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;; Kahn, Robert L.; Karp, Eric; Pollack, Max; Green, Martin A.; Barre, Alan; Lefkowits, Henry J.</text>
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                <text>Reprint and [preprint]. Reprinted from the Archives of General Psychiatry March 1961, Vol. 4, pp. 259—266</text>
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                <text>Special Collections and University Archives, University Libraries. Stony Brook University Libraries (State University of New York).</text>
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                    <text>EFFECTS OF DIFFUSE ALTERED BRAIN FUNCTION
ON PERCEPTION
BY

MAX FINK, ROBERT L. KAHN

and

HYMAN KORIN

( Hillside Hospital, New York)
PROBLEM

Recent studies of the relation of perceptual alteration following brain
damage have emphasized the role of focal damage. To determine the
patterns Of perceptual changes with diffuse alterations in brain function,
the following studies were undertaken.
SUBJECTS AND METHOD

Consecutive subjects in a psychiatric hospital referred for electroshock
therapy were studied. Alteration in brain function was induced by varying
the frequency, number and severity of the induced convulsions. The following tests were applied before treatment, at weekly intervals during, and
two weeks after treatment terminated.
A) Measures of altered brain function: Two quantitative indices were
used to determine the degree of altered cerebral function:
1) the per cent time, amplitude and lowest frequency of the induced
delta response in serial electroencephalograms;
2) changes in orientation and in language following the administration
of intravenous amobarbital sodium.
B) Perceptual Tests:
1) Tactile: Threshold perception (100 ‘X, point) of
square wave electrical
stimuli was determined for different body areas. Stimuli were then applied
simultaneously to two body areas, with interspersed single stimuli in random
fashion, and the subject was asked to report where he felt the stimulation.
2) Visual:
a) Figure—Ground: Using embedded ﬁgures (Gottschaldt) of increasing
complexity, subjects were requested to identify a simple geometric
ﬁgure in a complex background.
b) Tachistoscopic recognition: paired words were presented at rapid
exposures to subjects. The words were matched according to tables of
frequency in common usage, and were of two groups: relating to illness
or to the body, and those not relating to illness. Words were matched
\
randomly.
‘

�2

THEME 9

RESULTS

With increasing degrees of altered brain function, there were increasing errors in reporting the simultaneous tactile stimuli. There was a
concomitant rise in the threshold of perception. With high degrees of
cerebral dysfunction, mislocalization of responses appeared, in addition
to the persistent failure to report one of the stimuli.
2) The ability to isolate embedded ﬁgures was impaired in direct relation
to the severity of the alteration in brain function.
3) Threshold for the perception of words increased and subjects were
unable to identify two words with increasing degrees of cerebral dysfunction.
4) Changes in perception were highly correlated with other behavioral
changes, indicative of an altered interaction with the environment.
1)

CONCLUSION

Diffuse alteration in brain function, as measured by electroencephalographic delta and orientation tests after amobarbital, results in
alteration of perceptual patterns marked by an increase in threshold,
impaired discrimination of stimuli, of which the ability to discriminate a
ﬁgure from a complex background is a special example.
2) Alteration in perception represents one aspect of an altered behavioral
interaction with the environment, rather than a speciﬁc physiological
defect. This factor should be considered in perceptual studies in focal brain
lesions as well.
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of brain

mum.

In these studies we ware impressed with the wide variability

in the behavioral and nmphyaiologie response 91‘ our subjects to apparent
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madam

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have Max:815? reported the

a! the belaviaral napmsaa and the

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conditions cf differing
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down of diffuse alum brain

relatiwahtp of the

function, and

150

136th We to the indueed amm-

physiologie change.
I

Three perceptual

M113
Visual
Visual

mm mm utilised:

perception of Gamma“

mm wave electriwl

1.3QO or mad gamma

stimuli

figure;

:04»th of tachistooaopdcally

presumed wows.

�_...___.1

em:

subjects were

2310

53

meetive hospitalized patients,

rerun-ed

fer

electroshock. Brain mention was altered by meaning remitted grand m1

cemuleim under penteﬁml pmdicetim.
a rmqwncy of three time per week.

The convulsions were given

For a control group, randomly eelected

therapy; with equivalent umber of

patients received eubeomalsivo

Wimtim at pontothnl but with web»

eonvuleive doses of electric current. All weluetiwe and
same

as in the experimental gmup

at

~ and

the type or

each subject was not known to any of the

tests

were the

thetmt in we fer

investigator: until the experiment

we ended.
We

Wmmgic indie“ were used. mameMz-ama, taken

at weekly intervale an a day after an indueed maveleian, and mﬁtetively
measured for the degree of incheed delta activity; and mobarbital taste

for main disease. In this test, the language responses on a etenéandiled
interview, are ”use“! after intravenous mobarbital. Mammal,

1W
altered eembral fxemtice.

denial, disorientation, and eyntuetieel
as an 1nd!“ of

Both

changes have been

enema

these tests erem applied

lure-armament and during the 2nd, are and 5th week: of treatment.
The technique

ef etch of the three pemeptual tasks will be doaeribad

with the eomspmding results. For

mm: a! thin mamtetien,

the

m mm to the quantitative «pacts only, and aa them is
a wide variability in mangle response, we idu meant group data for
obamatim

apex-junta). and control groups

wording

to»

the dogma at

ﬁrst;

mum

ded-

than

were

physiologic change.

the observation:

�__.____1

_.

In this talk, isolated square

WWW

1mm

ma emu-ital

atimuli were 81ml»

We mmugh attnclwd 1 on .. dine electrodes.

delivemd to two body

point.) valwa were doteminod :or «ﬁx my part
and $11“th the tasting, random single stimuli were interspersed to
Meme errors due to ﬂuctuatien ef threshold. Subjects were whed to
threshold

(100%

_

localim the npplieﬁ atimli.
Slide 1 deem-1b“ the

mean number

of errors

mtreament,

and

at the

Widogic effect, which is manly after the 12th
tram-b. The mzbeouvulsiw (mtml) group shes: a drop in the number of
errors, the Mod pmotioa effect.» This canvulsivo group, tamer, Ihm
height a? the induced

&amp;

Meant increase in errors.

patients
with a

who had

first

The

immune in we: were

_

manna. Pn-tmtnent,the

In Slide 2, the group differences are

diffemce in the

number

of

more in

the treatment course the difference:
In Slide 3. the

ineWimt,

because

ml. of the induced

In the firm; section, the subjects

in than

Waive, and later m—tmtad

been treated by a

Waive course of thumpy.

marked

but at the height

on?

significant

mum We is “tossed.

who have had two

new

or

thus positive

to those with either no
uobcrbitn tests during tmtmt are
panties new. or only am. The number of errors: are higher in patients
with mom positive moberbital responses.

diffemnee
101'

rm the pmmtmatmnt score,

the group with the greater
601%!

the

Mm m aignificantlv different

Wiologie avenge.

In the second section, the
encephalograpme

Furthomom, in comparing the

me melts

response; and in

physiologic inclines are oompared.

ﬁlm

are noted for the electro-

third motion, the

two

new

�«hm

Errors in the

5:9er

of

ammo“ tactile mm 1mm

with increasing degree: at altered brain function.

3: Bamegtim ‘01

W

FM,

3:

In true task, goo-atria figma embedded in a. complex dasigmd
field are premtod «ml the subject is asked to tame the 9112913 figm.
The

slide

14

shown

and subcmvulaive

minim or
Bath

ﬁeld.

simple figure is: simultaneously pmmted above thh complex

the man manor

warm».

'i'ha

91‘

art-era before and

anhconvﬂaivo or control group, with

no mnmphyaiologio change, thaws a drop

Waive

gramme show

utter eumulaiva

in the amber of

an increase in true tugboa- or

W

mm.

«mm.

compared
aide 5, the aubeomulaiw and Gamma”
m
bath befm am} mg the 5th week of treatment. man mamas, m
difi'amwe in the who: of arrow is acted. It the height of tha cleara—

In

shock

effact, the convulsive

Wits
We

group makes aigzrii‘iomxtly more

Change.

the

group.
(31163
6) .
visualized
next
tha
in
than
calmly
new
am
are divided warding to than degree of

effect in

Here, the

Mrs than

W
a: the mutual to“,

W

Magic

the oluctmonaaphnlngm, and tha

mama

data, there is a simficant diffemca in the mmbar of mm undo. Patients
with higher dame: cf hummimgic chums mks ﬁn mt errant

”100th for their equivalence in fmmncy in mush
matched, was mounted at rm. diffemnt speed: of mum

Pairad words,
usage and

:3de

taming from m to 250 rimmmdu
2130
of
for
a
total
mm.
mum
13311607, the

The

mm

m puma

tn

u wen-act

morainewhgmupmpwmteﬁ. Harem, thumb-

Wimt

eonvulsive or control gmup ohm a
amp in the number of
while the
group sham a much smaller practice effect.

minim

emu,

�.59
In the

are

mud

M 313.60 (8), the proutmtmat. and post-treatmnt «com
The groups

urination 1n the

are 11611

More,

untamed

number of. arrears with alters-d

and

in both there is a

brain function, Mt, the

is greater than the convulsive. Thou
are mt simifiaant.

reduction in the aubconwlaive groups

differences are and}. and

In Slide 9, the role of neurophysinlagic change

is

again assess'eﬂ.

toe, as in the wading slide,» them in a deem it: the pmtiae
This is clearly
effect with the greater the change in carebml
now in tha canwlaxva Wagon seem, uhomtha patients with mm but
Waugh Mags show a decrease in armra, while theme with the mam“.

Hero,

tam.

Mainlogio change show a small umber of arrears.
Ia this tank, in mtmat to the two pmeding on», the effect of
altered 13min functim is not manifest in an increase in the umber or
errors, but is seen only

when

the enacted immanent in performance fails

WW1?

mm thou-gum in «row mum In: m NM in psychiatric

patients by the remand 92mm“). induction at grand m1
control

Win
emu

perceptual

in

and experimental

to chanson in degree

when perceptual tasks,

portion to the dogma er
«smut-a1

cmlsim.

in

emu“ mp9, the mammalian) at

on?

«tubal

ﬁguration hm baen obsozvod.

increasing arrow" in pemaptian in pro-

mm dwmﬁm in muréphyaiologic. indie”

at

mum m be observed.

In addition to these pomeptual

ml:

changes,

humor, there

arm

commmt altamtim in behavior, language. ariontatien, attitude and
mad, and these am: highly Mama Mending upon individual 612mm“:
1n the subject“.

”the panorama).

altemtima ducrihco’ here

:3me but

�we

upset at tbs clung» in the

Mom: 111th

Farmer studiuﬁ cf this

in ”spouse to mmbral lesions are

mm

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indium mmw

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Relation of Tests of Altered Brain Function to Behavioral
Change Following Induced Convulsions

Max

Fink,

McDo

Robert L. Kahn Ph.D.
and
Hyman

From

Korin Ph.D.

the Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks,N.Y.

Institute of Mental Health, National
Health Service.
United
Public
States
of
Health,
Institutes

Aided by Grant M-927 of the National

(in part) at the Divisional Meeting A.P.A., Montreal, November, 1956, and
International Congress of Neurological Sciences, Brussels, July, 1957.
the
at

Read

12-3-57

“W5, $9;

WW7

A“!

�Relation of Tests of Altered Brain Function to Behavioral
Change Following Induced Convulsions
Numerous

studies have been.reported assessing the type, duration

and significance of mental changes following electroshock. These reports

vary widely in their descriptions and
meaningful conclusion regarding the

it is difficult to arrive at a

relation of such mental changes to

clinical response. Basic to these differences in observation are the
vexing problems of the definition and the ways of measurement of organictype reactions;

the time relation of the measurements to the treatment

process; and the definition of improvement following therapy. Each of
these factors bears an integral relationship to the final definition of
the problem.

In the present study, various

tests of brain function were

applied serially to patients in mhom‘behavicr was altered by repeated
inductions of grand mal convulsions (Electroshock).

The

data comparing

the serial changes in these indices are presented.
METHOD:

Definition of "organic mental changes":

conventional conception

The

of organic mental changes includes such behavioral changes as impairment

of

memory and of

the discrimination of differences on perceptual tasks;

disorientation for time, date, or place; errors

tractibility

and

inability to handle

perserveration in speech

on

more than one

and behavior; emotional

calculation tests; dis-

situation at a time;

lability;

and

loss of

interest in one's appearance and in the environment. Most studies assess
the relationship of memory loss or clinically manifest disorientation to
improvement following

by

tests of

simple

electroshock.

The memory

loss is usually measured

recall, information, personal events, digit

memory span,

�~2r

etc.: while disorientation is
place, date,

determined by questions

the examiner, 323,

name of

Such

tests of

relating to present
memory and

of

orientation, however, discriminate primarily only severe degrees of dysF

function.
In the present studies, cognizant of the difficulties inherent in

clinical assessments, we measured changes in brain function by four
different measures, hoping thereby to determine varying degrees, or even,
simple

types of dysfunction.

The

four'measures selected as being sensitive to

varying aspects and degrees of cerebral dysfunction.were:
a) The degree of delta activity in the electroencephalogram (1).

b)

in language and orientation following the administration
of amobarbital sodium - the "amytal test" for organic brain

Changes

disease (2, 3).
c) Alteration in perception of multiple simultaneous
d)

Changes

in tests of recall of

the interpolation of reading
Time

of Testing:

A

common

lists

tactile stimuli (h).

words, both with and without

of nonsense syllables (5).

second factor to be considered

is the

time of

application of these tests in relation to the treatment program.
Observers have reported the development of organic changes in the

Numerous

few

minutes of recovery following each treatment. Others noted the appearance

of mental changes during the course of treatment, and reported that treatments

at periods more frequent than the conventional three times per week induced
earlier and more severe changes. The transient nature of the changes are
frequently noted, so that by the second or third

at pretreatment levels,
orientation is re-instituted.

course of therapy the electroencephalogram is
memory changes have

disappeared and

week following an extensive

�-BIn the present studies, the electroshock treatment schedule was main-

tained at three times per week with
Reiter electroshock, during the

all

patients receiving conventional

initial three weeks.

In the fourth week,

treatment frequency was occasionally reduced to two times per week. All

patients received a
out

at

weekly

minimmn

intervals

of twelve treatments. All

on a day following a

tests were carried

treatment during the course

of therapy. Following termination: of therapy, weekly testing was continued

until the tests returned to their initial level.
third factor crucial to a study relating the
significance of organic mental changes to electroshock results is the
definition and evaluation of "improvement." The evaluation of clinical
Behavior Ratings:

response to therapy

A

is

a subjective value judgment by the therapist or

adninistrator which reflects a divergence of goals, judgments, and compromises. Significant variables in the evaluation of "improvement" are
the type, severity and duration of the pets“. ent' s illness, his premcrbid
personality, the sociologic (family) constellation to which he will return,
and the expectations (both conscious and unconscious) of the

institution, of the patient and of the family.
of the evaluation of the treannent result is also a

the

therapist, of

Furthermore , the time
most

sigaificant

variable.
The

parameters of evaluation have not been satisfactorily delineated.

In this study, the following

compromises have been made.

All evaluations

qualified psychiatrist who has no responsibility
for the selection of subjects or application of the treatments. Patients
are

made by an independent

are seen weekly

and conferences are

held with the therapist to assess the

�.Ll.

therapeutic goals before treatment and the therapist‘s estimate of the
respOnse

after treatment.

The

finai evaluation used here is the

clinical state of the patient during the second and third weeks following
the last treatment, and describe only changes in clinical behavior.
we have used a

three-fold classification of

improved" and "uninmuoved," with the
and "unimproved"

"much improved," "moderately

intent that the

categories respectively

"much improved"

would describe

patients at

the extremes of the response continuum.
The

patients rated as

those

"much improved" were

showed the symptoms which brought them.to the

who no

longer

hospital, their physicians

believed them to be better, and the nurses' notes confirmed such aspects
as being able to sleep without medication, better appetite and improved

capacity to participate in hospital activities.
The "unimproved"

patients were those

noticeable change in behavior

who

manifested no clearly

or'Who became worse.

The "moderately improved" patients showed some change

but continued to manifest signs of'mental illness.
some symptomatic

relief,

which was

transient.

They

in behavior,
typically showed

�.5.
RESULTS :

Twenty-four consecutive electroshock patients were studied.

these, eleven
and

were

Of

"much improved," seven as "unimproved,"

rated as

six as "nmderately improved."
(a) Electroencephalogrems: EEG records, using conventional leads,

were measured for the average per cent time

delta activity,

and

highest

per cent time delta in any one lead; the Slowest frequency in the record;
and the duration and amplitude of delta burst activity (1). Using these
measurements, the 180 records in the series were placed in rank order
according to the degree of delta activity.

The upper

1/3 of the records

were described as "high delta activity" and the lowest 1/3 as "low

delta

activity."
pretreatment records showed delta activity. During the course of
electroshock delta activity appeared in all records to varying degrees. It
No

was apparent within the
on the

third

with high

first

week following

EEG

week of treatment and

the

7~9

treatments.

The

usually reached a peak

results for those

delta activity are seen in Table I.
TABLE
EEG

-

%

I

High Delta

Activity
1-3

h—é

7-9

10-12

25

80

91

88

Moderately Improved (6)

0

16

50

ho

unimproved (7)

o

o

o

20

Treatment Period:
much Improved (11)

�~6(b) AmObarbital Test: In these

tests (2,

3) the patients are asked

series of questions relating to their illness and to orientation.
Sodium amytal is administered intravenously until nystagmus and slurred
speech are observed. The questions are then repeated. Changes in
a

orientation

and awareness

of illness are scored as "positive" amytal

response, reflecting a change in brain function ascribed to “organic

brain disease" (2).

The

results are noted in the next table.
TABLE

II

Amvtal Test -.%

Positive

Treatment Period: 1-3

11-6

7-9

10-12

13-15

Much Improved (11)

us

61;

100

89

100

Moderately Improved (6)

20

33

67

20

25

Unimproved (7)

1h

16

16

33

o

The

data of Tables

The congruence

I

and

II

have been graphically portrayed in Figure

of the observations of the degree of

delta activity

EEG

l.

and

test responses is demonstrated. (Fig. 1)
Tests: In this test (5) a list of three letter common

the per cent positive amytal
(c)

Memos!

words were presented

for

10

to patients by flash cards.

trials. After this, lists

interpolated.

The

of 3

recall of the first

The

cards were presented

letter nonsense syllables

list

were

of'wordStmas.then tested, and

the number of words recalled in each session was scored.
An

impairment

in recall function

decrement was maximal

in the second

was apparent
and

third

in all subjects. This

weeks of

sustained as long as treatments were administered

treatment,

3 times a week.

and was

�-7The

decrease in ability to recall the word

list is

noted

in the next

table o
TABLE

III

anaiment in Recall -

Marked Decrement

%

Treatment Period

1-3

1456

7-9

10-12

Improved (9)

o

11

33

o

Moderately Improved (h)

0

SO

SO

0

Unimproved (7)

0

1h

0

0

Much

the scores are compared with the mprovement rating, there is
no significant difference between groups. The rapid return of recall
ability to pretreatment levels when treatment frequency was reduced to
When

two times per week

indicates that this

more severe degrees

test is

a measure of only the

of cerebral dysfmction.

tests the patient is touched
by the examiner simultaneously on the cheek and the hand, and asked to
localize the stimuli. The tests are repeated for 10 trials using varying
combinations of cheek, hand, shoulder and thigh. Persistent failure to
(d) Tactile Perceptual Tests: In these

report

the stimuli or to mislocalize a stimulus beyond the tenth
indicative, in adults, of altered cerebral function (h).

one of

trial is
In all subjects, this test

was negative before

patients. In nine patients, two
observed, and of these, six were in the much

responses were observed in 19 of the
consecutive responses were
improved and three

treatment. Positive

21;

in the moderately improved groups.

�In the next table the positive responses were charted with relation

to the treatment period

and

of positive regaonses is to

the clinical evaluation.
be noted

in the first

A

high incidence

two groups, and many

fewer such responses in the unimproved group.
TABLE

Face Hand Test

IV

- % Positive
1-3

h-6

7-9

10-12

13-15

Much Improved (11)

16

no

in

h3

60

Moderately Improved (6)

60

1:3

2:3

30

o

o

16

12

11

o

Treatment Period

Unimproved (7)

�DISCUSSION:

Three aspects of these observations warrant elaboration.

sensitivity
and the

and

stability

The

of these indices of altered brain function

significance for a definition of altered cerebral function;

the relation of these indices during and

evaluation;

and

after treatment to the clinical

the relation of these observations for the theory of

electroshock action.
All

tests

showed changes during electroshock therapy,

indicating

that a state of altered cerebral function'was induced. Certain tests,
as the

EEG

and the amytal

test,

were altered

after a

few convulsions

persistently positive for one to three weeks fOIIOWing
treatment. In this regard the electroencephalogram manifested the
earliest and the most sustained changes. The recall and tactile perceptual tests also showed changes but these appeared late (in the 2nd
and remained

week of treatment) and disappeared

rapidly

when treatment frequency

was reduced.

Tests of recall function and

tactile perceptual tests, therefore,

are less sensitive indicators of the state of cerebral function. In
any evaluation

of the relation of an induced

to another‘variable,

it is important,

the operation (or

test)

and the

Because these

tests

have varying

change

in brain function

therefore, to clearly define both

sensitivity of the operation which forms
the basis for the estimation of altered cerebral function.

sensitivities, the frequency of

treatment and the duration of the treatment regimen become important

variables in any assessment.

EEG

changes are maintained by infrequent

�~10-

treatment, while changes in recall function and simultaneous tactile
perception are rapidly
0f the

function,

clinical

lost,

when treatment frequency

reduced.

correlations possible with these tests of brain

many

we have

selected the relation of these test results to the

improvement

rating.

‘With

the

EEG-and amytal

relationships between the appearance of test changes
improvement are

is

clearly observed. In the

positive amytal tests

and high degree

were more marked, and were sustained

EEG

tests significant
and

much improved

clinical
patients,

abnormality appeared early,

for longer periods (on the

treatment regimen) than in the unimproved patients.

The

same

moderately

improved patients were in between.

relation between altered brain function and clinical response

This

is noted only with the data obtained during the course of therapy.
There is no correlation of improvement ratings with post-ptreatment test
results. This divergence is related to the timing of test applications,
in the conclusions of other studies

and may explain the discrepancies

of this prdblem.
These Observations can also be
mode of

action of electrochock.

related to an understanding of the

In 1952,'Weinstein, Linn and

Kahn

(6)

postulated that the function of electroshock therapy was to "initiate
the production of a state of altered brain function in which the patient

his problems." These observations support the first part of
this hypothesis. namely, that a state of altered cerebral function is
can deny

induced by electroshock. Also, in patients who.improved, the altered

state is

more prominent, appears

earlier and is

more

persistent than in

�,

those

who

fail to

improve.

Of

the eleven

positive amytal tests (while
positive test); and ten had high

had

one of the unimproved

.11.much improved

patients, all

5 of the 7 unimproved never had a
EEG

abnormality records, while only

patients had such a record.

It is

our condlusion

significant degrees of altered cerebral
function are a prerequisite - a necessary, though not a sufficient
requirement - for improvement in electroshock therapy.

that early? sustained

and

�4.2;»

W:

In a study of the relation of tests of altered brain function

to improvement in electroshock,
of change

it

was observed

that while indicators

in brain function vary in sensitivity, all tests indicate

the development of organic mental changes during electroshock therapy.
The

reason for the conflicting results reported by others can be

accounted

for by the variations in the tests used, the time of study

difficulties in evaluating improvement.
It is our conclusion that clinical improvement in electroshock is

and the

dependent on
and

early, sustained

that electroshock therapy

and marked changes
may be

in mental function;

described as the non-Specific,

traumatic induction of states of altered cerebral function in which
the subject reacts with

new

patterns of adaptation.

�REFERENCES

1- Fink,

M. and Kahn, R.L.: Relation of EEG Delta Activity to
Behavioral Response in Electroshock: Quantitative
Serial Studies, A.M.A. Arch. Neural. &amp; chhiatﬂﬁ:

516.525, 1957.

_

Kahn, R.L. and Malitz, 3.: Serial Administration
Test"
for Brain Disease. Its Diagnostic and
of "Anvtal
Prognostic Value, A.M.A. Arch. Neural. &amp; Psychiat.
217-226, 1951;.

2. Weinstein, E.A,,

_’_?_I_:

3.

Kahn, R.L., Fink, M. and Weinstein, E.A.: Relation of Amobarbital
Test to Clinical Improvement in Electroshock, A.M,A.

Arch. jieurol.

8c

Psychiat" Zé: 23-29, 1956.

and Bender, M.B.: The Face-Hand Test as a
Diagnostic Sign of Organic Mental Syndrome, NeurologX, _2_:

h. Fink, M., Green, ILA.
h6—58. 1952.

H. , Fink, M. and Kwalwasser, 8.:
Memory and Learning to Improvement
Neuron-o, $6.: 88'96’ 1956.

5. Karin,

Relation of Changes in
in Electroshock, Conf.

Weinstein, E.A., Linn, L. and Kahn, R.L.: Psychosis During Electroshock Therapy: Its Relation to the Theory of Shock Therapy,
Am.

J. Psychiat., 109: 22-26,

1952’.

�--- .. anEu’mlJ-Jﬁal
from
,
“T'he FLSL
, ,.. -n
Congress of Neur-ofogical
’, Brussels, 1.;7. Vol. III.
EEG, Clinical Neurophysiology
ces
-pllepsy. Pergamon Press; London, New York &amp; Paris 1959

"Emmi

,

RELATION OF TESTS OF ALTERED BRAIN FUNCTION TO
BEHAVIORAL CHANGE FOLLOWING INDUCED CONVULSIONS
DANS
CEREBRALE
FONCTIONNELLE
ALTERATION
D'UNE
ROLE
LE CHANGEMENT DE COMPORTEMENT SUCCEDANT A DES
CONVULSIONS PROVOQUEES
MAX FINK, ROBERT L.KAHN and HYMAN KORIN

New York, U.S.A.

Numerous studies have been reported assessing the type, duration and
significance of mental changes following electroshock. These reports vary
widely in their descriptions and it is difficult to arrive at a meaningful
conclusion regarding the relation of such mental changes to clinical
the
in
vexing
observation
differences
to
are
these
Basic
response.
problems of the definition and the ways of measurement of organic—type
reactions; the time relation of the measurements to the treatment process;
and the definition of improvement following therapy. Each of these factors
bears an integral relationship to the final definitiOn of the problem. In the
to
function
of
applied
serially
brain
were
various
tests
present study,
of
inductions
grand
altered
whom
behaviour
by
in
repeated
was
patients
mal convulsions (Electro shock). The data comparing the serial changes in
these indices are presented.
MET HOD

Definition of 'organic mental changes'
The conventional conception of organic mental changes includes such
of
of
discrimination
the
and
of
behavioural changes as impairment memory
differences on perceptual tasks; disorientation for time, date, or place;
handle
to
and
more
inability
caICulation
0n
distractibility
tests;
errors
than one situation at a time; per serveration in speech and behaviour;
emotional lability; and loss of interest in one‘s appearance and in the
environment. Most studies assess the relationship of memory loss or
clinically manifest disorientation to improvement following electroshock.
The memory loss is usually measured by tests of simple recall, informa: while disorientation is
etc.
tion, personal events, digit memory span,
determined by questions relating to present place, date, name of the
examiner, etc. Such tests of memory and of orientation, however,
discriminate primarily only severe degrees of dysfunction.
In the present studies, cognizant of the difficulties inherent in simple
clinical assessments, we measured changes in brain function by four
different measures, hoping thereby to determine varying degrees, or even,
to
sensitive
selected
four
being
The
as
of
measures
types dysfunction.
varying aspects and degrees of cerebral dysfunction were:
(a) The degree of delta activity in the electroencephalogram (l).
(b) Changes in language and orientation following the administration
of amobarbital sodium - the 'amytal test' for organic brain
disease (2, 3).
613

‘

�614

M. FINK, R.L.KAHN and H.KORIN

(c) Alteration in perception of multiple simultaneous tactile stimuli
((1)

(4).

Changes in tests of recall of common words, both with and without the interpolation of reading lists of nonsense syllables (5).

Time of Testing
A second factor to be considered is the time of application of these
tests in relation to the treatment program. Numerous observers have
reported the development of organic changes in the few minutes of recovery
following each treatment. Others noted the appearance of mental changes
during the course of treatment, and reported that treatments at periods
more frequent than the conventional three times per week induced earlier
and more severe changes. The transient nature of the changes are
frequently noted, so that by the second or third week following an extensive
course of therapy the electroencephalogram is at pretreatment levels,
memory changes have disappeared and orientation is re-instituted.
In the present studies, the electroshock treatment schedule was
maintained at three times per week with all patients receiving conventional
Reiter electroshock, during the initial three weeks. In the fourth week,
treatment frequency was occasionally reduced to two times per week. All
patients received a minimum of tWelve treatments. All tests were carried
out at weekly intervals on a day following a treatment during the course of
therapy. Following termination of therapy, weekly testing was c0ntinued
until the tests returned to their initial level.
Behavior Ratings
A third factor crucial to a study relating the significance of organic
mental changes to electroshock results is the definitiOn and evaluation
of 'improvement‘. The evaluation of clinical response to therapy is a
subjective value judgment by the therapist or administrator which reﬂects
a divergence of goals, judgments , and compromises. Significant variables
in the evaluation of 'improvement' are the type, severity and duration of
the patient's illness, his premorbid personality, the sociologic (family)
constellation to which he will return, and the expectatious (both conscious
and unconscious) of the therapist, of the institution, of the patient and of
the family. Furthermore, the time of the evaluation of the treatment
result is also a most significant variable.
The parameters of evaluation have not been satisfactOrily delineated.
In this study, the following compromises have been made. All evaluations
are made by an independent qualified psychiatrist who has no responsibility
for the selection of ‘subjects or application of the treatments. Patients are
seen weekly and conferences are held with the therapist to assess the
therapeutic goals before treatment and the therapist's estimate of the
response after treatment. The final evaluation used here is the clinical
state of the patient during the second and third weeks following the last
treatment, and describe only changes in clinical behaviour. We have used
a three-fold classification of 'much improved' , 'moderately improved' and
'unimproved' , with the intent that the 'much improved' and 'unimproved'
categories respectively would describe patients at the extremes of the
response continuum.
The patients rated as 'much improved' were those who no longer
showed the symptoms which brought them to the hospital, their physicians
'

�Relation of tests of altered brain ﬁmction to behavioral change

615

believed them to be better, and the nurses' notes confirmed such aspects
as being able to sleep without medication, better appetite and improved
capacity to participate in hospital activities.
The 'unimproved' patients were those who manifested no clearly
noticeable change in behaviour or who became worse.
The 'moderately improved' patients showed some change in behaviour,
but continued to manifest signs of mental illness. They typically showed
some symptomatic relief, which was transient.
RESULTS

Twenty-four consecutive electroshock patients were studied. Of these,
eleven were rated as 'much improved', seven as 'unimproved', and six
as 'moderately improved'.
(a) Electro enc ephalogr am s
EEG

records, using conventional leads, were measured for the

average per cent time delta activity, and highest per cent time delta in any
one lead; the slowest frequency in the record; and the duration and
amplitude of delta bur st activity (1). Using these measurements, the 180
records in the series were placed in rank order according to the degree
of delta activity. The upper 1/3 of the records were described as 'high
delta activity' and the lowest 1/3 as 'low delta activity'.
No pretreatment records showed delta activity. During the course of
electroshock delta activity appeared in all records to varying degrees. It
was apparent within the first week of treatment and usually reached a peak
on the third week following the 7-9 treatments. The results for those with
high EEG delta activity are seen in Table I.
TABLE I
EEG -

%

High Delta Activity

Treatment Period:
Much Improved (11)

Moderately Improved (6)
Unimproved (7)
(b)
'W

.....'-.——-—-

a
.-

1-3

4-6

7-9

25

80

91
50

10-12

—-——————__.____—_~__
0
0

16

0

0

88
40
20

Amobarbital Te st

In these tests (2, 3) the patients are asked a series of questiOns
relating to their illness and to orientation. Sodium amytal is administered
intravenously until nystagmus and slurred speech are observed. The
questions are then repeated. Changes in orientation and awareness of
illness are scored as 'positive' amytal response, reflecting a change in
brain function ascribed to 'organic brain disease' (2.). The reSults are
noted in the next table.

�616

M. FINK, R.L.KAHN and H.KORIN

TAB—Ly;

Arnytal Test -

%

Positive

Treatment Period
Much Improved

(ll)

1-3 4-6 7-9 10-12
45
20

Moderately Improved (6)
Unimproved (7)

64 100
33 67

14

16

16

89
20
33

13-15
100
25
0

(c) Memory Tests:

In this test (5) a list of three letter common words were presented to
patients by ﬂash cards. The cards were presented for 10 trials. After
this, lists of 3 letter nonsense syllables were interpolated. The recall of
the first list of words was then tested, and the number of words recalled
in each session was scored.
An impairment in recall function was apparent in all subjects. This
decrement was maximal in the second and third weeks of treatment, and
was sustained as long as treatments were administered 3 times a week.
The decrease in ability to recall the word list is noted in the next table.

TABLE III

Impairment in Recall -

%

Marked Decrement

Treatment Period
Much Improved (9)

Moderately Improved (4)
Unimproved (7)

1-3

4-6

7-9

10—12

0
0
0

ll

33
50

0

50

l4

0

O

0

are compared with the improvement rating, there
is no significant difference between groups. The rapid return of recall
ability to pretreatment levels when treatment frequency was reduced to two
times per week indicates that this test is a measure of only the more
severe degrees of cerebral dysfunction.
(d) Tactile Perceptual Tests
In these tests the patient is touched by the examiner simultaneously
on the cheek and the hand, and asked to localise the stimuli. The tests are
repeated for 10 trials using varying combinations of cheek, hand, shoulder
and thigh. Persistent failure to report one of the stimuli or to mislocalise
a stimulus beyond the tenth trial is indicative, in adults, of altered
cerebral function (4).
In all subjects, this test was negative before treatment. Positive
When the scores

�Relation of tests of altered brain ﬁmction to behavioral change

61 7

responses were observed in 19 of the 24 patients. In nine patients, two
consecutive responses were observed, and of these, six were in the much
improved and three in the moderately improved groups.
In the next table the positive responses were charted with relation
to the treatment period and the clinical evaluation. A high incidence of
positive responses is to be noted in the first two groups, and many fewer
such responses in the unimproved group.

w

Face Hand Test - % Positive
Treatment Period 1-3 4-6 7-9 10-12 13-15
Much Improved (11)

16

Moderately Improved (6)
Unimproved (7)

60
O

4o
43
16

47
43
12

43

3O

ll

60
0

0

DISCUSSION

Three aspects of these observations warrant elaboration. The
sensitivity and stability of these indices of altered brain function and the
significance for a definition of altered cerebral function; the relation Of
these indices during and after treatment to the clinical evaluation; and the
relation of these observations for the theory of electroshock action.
All tests showed changes during electroshock therapy, indicating
that a state of altered cerebral function was induced. Certain tests, as
the EEG and the amytal test, were altered after a few convulsions and
remained persistently positive for one to three weeks following treatment.
In this regard the electroencephalogram manifested the earliest and the
most sustained changes. The recall and tactile perceptual tests also
showed changesbut these appeared late (in the 2nd week of treatment) and
disappeared rapidly when treatment frequency was reduced.
Tests of recall function and tactile perceptual tests, therefore, are
less sensitive indicators of the state of cerebral function. In any evaluation
of the relation of an induced change in brain function to another variable, it
is important, therefore, to clearly define both the operation (or test) and
the sensitivity of the operatiOn which forms the basis for the estimation of
altered cerebral function.
Because these tests have varying sensitivities, the frequency of
treatment and the duration of the treatment regimen become important
variables in any assessment. EEG changes are maintained by infrequent
treatment, while changes in recall function and simultaneous tactile
perception are rapidly lost, when treatment frequency is reduced.
Of the many correlations possible with these tests of brain function,
we have selected the relation of these test results to the clinical improvement rating. With the EEG and amytal tests significant relationships
between the appearance of test changes and clinical improvement are
clearly observed. In the much improved patients, positive amytal tests

�618

M. FINK, R.L.KAHN and H.KORIN

and high degree EEG abnormality appeared early, were more marked, and
were sustained for longer periods (on the same treatment‘regimen) than in
the unimproved patients. The moderately improved patients were in

between.
This relation between altered brain function and clinical response is
noted only with the data obtained during the course of therapy. There is
no correlation of improvement ratings with post-treatment test results.
This divergence is related to the timing of test applications, and may
explain the discrepancies in the conclusions of other studies of this
problem.
These observations can also be related to an understanding of the
mode of action of electroshock. In 1952, Weinstein, Linn and Kahn (6)
postulated that the function of electroshock therapy was to 'initiate the
production of a state of altered brain function in which the patient can deny
his problems'. These observations Support the first part of this hypothesis,
namely, that a state of altered cerebral function is induced by electroshock. Also, in patients who improved, the altered state is more prominent, appears earlier and is more persistent than in those who fail to
improve. Of the eleven much improved patients, all had positive amytal
tests (while 5 of the 7 unimproved never had a positive test); and ten had
high EEG abnormality records, while only one of the unimproved patients
had such a record. It is our conclusion that early, sustained and significant degrees of altered cerebral function are a prerequisite - a necessary,
though not a sufficient requirement - for improvement in electroshock
therapy.
'

SUMMARY

In a study of the relation of tests of altered brain function to improvement in electroshock, it was observed that while indicators of change in
brain function vary in sensitivity, all tests indicate the development of

organic mental changes during electroshock therapy.
The reason for the conflicting results reported by others can be
accounted for by the variations in the tests used, the time of study and
the difficulties in evaluating improvement.
It is our conclusion that clinical improvement in electroshock is
dependent on early, sustained and marked changes in mental function;
and that electroshock therapy may be described as the non— specific,
traumatic induction of states of altered cerebral function in which the
subject reacts with new patterns of adaptation.
REFERENCES

l.
2.
3.

Fink, M. and Kahn, R.L. Relation of EEG delta activity to
behavioral response in electroschock: quantitative serial studies.
A.M.A. Arch. Neurol. and Psychiat. , 1957, 78: 516-525.
Weinstein, E.A. , Kahn, R.L. and Malitz, S. Serial administration
of 'Amytal Test' for brain disease. Its diagnostic and prognostic
value. A.M.A. Arch. Neurol. and Psychiat. , 195.4, 71: 217-226.
Kahn, R.L. , Fink, M. and Weinstein, E.A. Relation of amobarbital
test to clinical improvement in electroshock. A. M. A. Arch.
Neurol. and Psychiat. , 1956, 76: 23-29.

�Relation of tests of altered brain function to behavioral change

619

Fink, M. , Green, M.A. and Bender, M.B. The face-hand test as
a diagnostic sign of organic mental syndrome. Neurology, 1952,
2: 46-58.
Korin, H. , Fink, M. and Kwalwasser, S. Relation of changes in
memory and learning to improvement in electroshock. Conf.
Neurol. , 1956, 16: 88-96.
Weinstein, E.A. , Linn, L. and Kahn, R.L. Psychosis during electro‘
shock therapy: its relation to the theory of shock therapy. Am. J.
Psychiat. , 1952, 109: 22-26.

Dept. of Experimental Psychiatry,
Hillside Hosp-ital,
Glen Oaks, N. Y. , U.S.A.
‘

��Relation of Tests of Altered Brain Function to Behavioral
Change Following Induced Convulsions

Max

Fink,

Rebert L.

IIOD c

Kahn Ph.D.

and
Hyman

From

Karin Fh.D.

the Department of Experimental Peychiatry, Hillside Hospital, Glen Oaks,N.Y.

Aided by Grant M~927 of the National

Institute of Mental Health, National

Institutes of Health, United States Pablic Health Service.

(in ,art) at the Divisional Meeting A. P .A., Montreal, November, 1956, and
at the International Congress oi Neurological Sciences, Brussels, July, 1957.
Read

12—3-57

�Relation of Tests of Altered Brain Function to Behavioral
Change Following Induced Convulsions
Numerous
and

studies have been reported assessing the type, duration

significance of mental changes following electroshock.

vary widely in their descriptions and
meaningful conclusion regarding the

it is difficult

These

reports

to arrive at a

relation cf such mental changes to

clinical response. Basic to these differences in observation are the
vexing problems of the definition and the ways of measurement of organic;
type reactions;

the time relation of the measurements to the treatment

process; and the definition of improvement following therapy. Each of
these factors bears an integral relationship to the final definition of
the problem.

In the present study, various

applied serially to patients in

whom

tests of brain function were

behavior was altered by repeated

inductions of grand mal convulsions (Electroshock).

The

data comparing

the serial changes in these indices are presented.
.

METHOD:

Definition of “organic mental changes":

conventional conception

The

of organic mental changes includes sudh behavioral changes as impairment

of

memory and of

the discrimination of differences on perceptual tasks;

disorientation for time, date, or place; errors

tractibility

and

inability to handle

perserveration in speech

on

more than one

and behavior; emotional

calculation tests; dis-

situation at a time;

lability;

interest in one's appearance and in his environment.
the relationship of

memory

tests of

simple

loss of

studies assess

loss or clinically manifest disorientation to

improvement following electroshock. The memory loss
by

Most

and

is usually measured

recall, information, personal events, digit

memory span,

�«2-

etc.: while disorientation is
place, date,

name of

determined by questions

the examiner, etc,

Such

tests of

relating.to present
memory and

of

orientation, however, discriminate primarily only severe degrees of dysfunction.
In the present studies, cognizant of the difficulties inherent in
simple clinical assessments, we measured changes in brain function by four

different measures, hoping thereby to determine varying degrees, or even,
types of dysfunction.

The

four measures selected as being sensitive to

varyinD aspects and degrees of cerebral dysfunction were:

delta activity in the electroencephalogram (1).
b) Changes in language and orientation following the administration
of amobarbital sodium - the "amytal test" for organic brain
a)

The degree of

disease (2, 3).
c)

Alteration in perception of multiple simultaneous tactile stimuli (h).

d)

Changes

in tests of recall of

the interpolation of reading
Time of

Testing:

A

common

lists

words, both with and without

of nonsense syllables (5).

second factor to be considered

is the

time of

application of these tests in relation to the treatment program.
observers have reported the development of organic changes in the

Numerous

few

minutes of recovery following each treatment. Others noted the appearance
of mental changes during the course of treatment, and reported

that treatments

at periods more frequent than the conventional three times per week induced
earlier and more severe changes. The transient nature of the changes are
frequently noted, so that

by

the second or third

is at pretreatment levels,
orientation is re-instituted.

course of therapy the electroencephalogram
memory changes have

disappeared and

week following an extensive

�.3In the present studies, the electroshock treatment schedule was main-

tained at three times per

all patients receiving conventional
initial three weeks. In the fourth week,

week with

Reiter electroshock, during the

treatment frequency was occasionally reduced to two times per week. All

patients received a
out

at

weekly

minimum

intervals

of twelve treatments. All

on a day following a

tests

were carried

treatment during the course

of therapy. Following termination of therapy, weekly testing was continued

until the tests returned to their initial level.
Behavior Ratings:

A

third factor crucial to a study relating the

significance of organic mental changes to electroshock results is the
definition and evaluation of "improvement." The evaluation of clinical

is a subjective value
administrator which reflects a divergence
response to therapy

judgment by the

therapist or

of goals, judgments, and com-

promises. Significant variables in the evaluation of "improvement” are
the type, severity and duration of the

patient's illness, his

premorbid

personality, the sociologic (family) constellation to which he will return,
and the

expectations (both conscious and unconscious) of the therapist, of

the institution, of the patient and of the family. Furthermore, the time
of the evaluation of the treatment

result is also a

most

significant

variable.
The

parameters of evaluation have not been satisfactoriLy delineated.

In this study, the following compromises have been made. All evaluations
are

made by an

independent qualified psychiatrist

who has no

responsibility

for the selection of subjects or application of the treatments. Patients
are seen weekly and conferences are held with the therapist to assess the

�.44..

therapeutic goals before treatment

and

the therapist‘s estimate of the

final evaluation used here is the
clinical state of the patient during the second and third weeks following
the last treatment, and describe only changes in clinical behavior.

reaponse

after treatment.

we have used a

The

three-fold classification of

improved" and "unimproved," with the

"much improved," "moderately

intent that the

"much improved"

and "unimproved" categories respectively would describe patients

at

the extremes of the response continuum.
The

patients rated as

"much improved" were

showed the symptoms which brought them

those

who no

longer

to the hospital, their physicians

believed them to be better, and the nurses' notes confirmed such aspects
as being able to sleep without medication,

better appetite

and improved

capacity to participate in hospital activities.
The "unimproved"

patients were those

noticeable change in behavior or
The

who became

"moderately improved" patients

manifested no clearly

Who

worse.

showed some change

but continued to manifest signs of'mental illness.
some symptomatic

relief,

which was

transient.

They

in behavior,

typically

showed

�-5RESULTS :

Twenty-four consecutive electroshock patients were studied.

"much improved," seven as "unimproved,"

these, eleven were rated as
and

Of

six as "moderately improved."
(a) Electroencephalograns:

EEG

records, using conventional leads,

highest
lead; the Slowest frequency in the record;

were measured for the average per cent time

delta activity,

and

per cent time delta in any one
and the duration and amplitude of delta burst activity (1). Using these
measurements, the 180 records in the series were placed in rank order
according to the degree of delta activity.
were described as "high delta

activity"

and

The upper

1/3 of the records

the lowest 1/3 as "low delta

activity.”
No

electroshock delta activity appeared in
was apparent within the
on the

activity.

pretreatment records showed delta

third

with high

first

week following

EEG

all

records to varying degrees.

week of treatment and

the 7-9 treatments.

delta activity are seen in Table
TABLE
EEG

.

%

During the course of

The

usually reached a peak

results for those

I.

I

Hiqh Delta

Activity

Treatment Period:

10-12

1-3

h—é

7—9

25

80

91

88

Moderately Improved (6)

o

16

so

ho

Unimproved (7)

o

o

o

20

ﬁnch Improved

(ll)

It

�a

(b)

~6-

Amobarbital Test; In these

tests (2,

3) the patients are asked

series of questions relating to their illness and to orientation.
Sodium amytal is administered intravenously until nystagmus and slurred
speech are observed. The questions are then repeated. Changes in

a

orientation

and awareness of

illness are scored as "positive" amytal

reSponse, reflecting a change in brain function ascribed to "organic
brain disease" (2). The results are noted in the next table.
TABLE

Amytal Test

-

II
%

Positive

Treatment Period:

1-3

h-6

7-9

10-12

13-15

Much Improved (11)

£15

61;

100

89

100

Moderately Improved (6)

20

33

67

20

25

Unimproved (7)

1h

16

16

33

o

The

data of Tables

The congruence of

I

and

II

have been graphically portrayed in Figure 1.

the observations of the degree of

EEG

delta activity

and

the per cent positive amytal test reSponses is demonstrated. (Fig. I)
(0) Memory Tests: In this test (5) a list of three letter common
words were presented to patients by flash cards. The cards were presented

for

10

trials. After this, lists

interpolated.

The

of

3

recall of the first

letter

list

nonsense syllables were

of words wens then

tested,

and

the number of words recalled in each session was scored.
An

impairment

in recall function

was apparent

in all subjects. This

decrement was maximal in the second and third weeks of treatment, and was
sustained as long as treatments were administered 3 times a week.

�.’

~7The

decrease in ability to recall the word

list is

noted

in the next

table.
TABLE

Impairment in Recall

III
-

%

Marked Decrement

1-3

Treatment Period
Mnch Improved (9)

Moderately Improved (h)

'

Unimproved (7)
When

h-é

7-9

10-12

O

11

33

O

0

SO

SO

0

0

1h

0

0

the scores are compared with the improvement rating, there

is

significant difference between groups. The rapid return of recall
ability to pretreatment levels when treatment frequency was reduced to
two times per week indicates that this test is a measure of only the

no

more severe degrees

of cerebral dysfunction.

tests the patient is touched
the cheek and the hand, and asked to

(6) Tactile Perceptual Tests: In these
by the examiner simultaneously on

localize the stimuli.

The

tests are repeated for

combinations of cheek, hand, shoulder and thigh.

report

one

10

trials

using varying

Persistent failure to

of the stimuli or to mislocalize a stimulus beyond the tenth

trial is indicative, in adults, of altered cerebral function (h).
In all subjects, this test was negative before treatment. Positive
two
responses were observed in 19 of the 2h patients. In nine patients,
consecutive responses were observed, and of these, six were in the much

improved and three

in the moderately improved groups.

�In the next table the positive responses were charted.with relation

to the treatment period
of positive responses

and

is to

the dlinical evaluation.
be noted

in the first

A

high incidence

two groups, and many

fewer such responses in the unimproved group.
TABLE

Face Hand Test

IV

-

%

Positive

Treatment Period
Much Improéed (11)

.
a

Moderately Improved (6)
Unimproved (7)

~

1-3

h-6

7-9

10-12

13-15

16

ho

h7

h3

60

60

h3

AB

30

O

0-

16

12

11

O

�DISCUSSION:

Three aspects of these observations warrant elaboration.

sensitivity

and

stability

The

of these indices of altered brain function

significance for a definition of altered cerebral function;
the relation of these indices during and after treatment to the clinical

and the

evaluation;

and

the relation of these observations for the theory of

electroshock action.
All

tests

showed changes during electroshock therapy,

indicating

that a state of altered cerebral function.was induced. Certain tests,
as the

EEG

and the amytal

test,

were

altered after a

few convulsions

persistently positive for cne to three weeks following
treatment. In this regard the electroencephalogram manifested the
earliest and the most sustained changes. The recall and tactile perand remained

ceptual tests also

showed changes but

week of treatment) and disappeared

.

was reduced.

Tests of recall function and

these appeared late (in the

rapidly

when

2nd

treatment frequency

tactile perceptual tests, therefore,

are less sensitive indicators of the state of cerebral function. In
any evaluation

of the relation of an induced

to another variable,
the operation (or

it is

test)

change

in brain function

important, therefore, to clearly define both

and the

sensitivity of the operation which forms

the basis for the estimation of altered cerebral function.
Because these

tests

have varying

sensitivities, the frequency of

treatment and the duration of the treatment regimen become important

variables in any assessment.

EEG

changes are maintained by infrequent

�{-10-

treatment, while changes in recall function and simultaneous tactile
perception are rapidly lost, when treatment frequency is reduced.
Of the many correlations possible with these tests of brain
function,

we have

selected the relation of these test results to the

clinical improvement rating. With the

EEG

and

clinical

much improved

patients,

relationships between the appearance of test changes
improvement are

clearly observed. In the

positive amytal tests

and high degree

EEG

tests significant

and amytal

abnormality appeared early,

were more marked, and were sustained for longer periods (on the same

treatment regimen) than in the unimproved patients.

The

moderately

improved patients were in between.

relation between altered brain function and clinical response

This

only with the data obtained during the course of therapy.

is noted
There is
results.

no

correlation of

This divergence

improvement

is related to the timing

of

test applications,

in the conclusions of other studies

and may explain the discrepancies

of

ratings with post-treatment test

this prdblem.
These observations can also be

mode of

related to an understanding of the

action of electroshock. In

postulated that the function

1952, Weinstein, Linn and Kahn (6)

of electroshock therapy was

to ”initiate

the production of a state of altered brain function in which the patient
can deny his problems." These observations support the first part of

this hypothesis, namely, that a state of altered cerebral function is
induced by electroshock. Also, in patients who.improved, the altered

state is

more prominent, appears

earlier

and

is

more

persistent than in

�.11..

those
had

who

fail to

improve.

Of

the eleven

positive amytal tests (while

positive test);

5 of

the

much improved
7

patients, all

unimproved never had a

and ten had high EEG abnormality records, while only

one of the unimproved

patients

had such a

record.

It is

our conclusion

significant degrees of altered cerebral
function are a prerequisite - a necessary, though not a sufficient
requirement - for improvement in electroshock therapy.

that early, sustained

and

�SUMMARY:

In a study of the relation of tests of altered brain function

to improvement in electroShock,
of change in brain function vary

it

was observed

that while indicators

in sensitivity, all tests indicate

the development of organic mental changes during electroshock therapy.
reason for the conflicting results reported by others can be
accounted for by the variations in the tests used, the time of study
The

difficulties in evaluating improvement.
It is our conclusion that clinical improvement in electroshock is

and the

dependent on

early, sustained

and marked changes

in mental function;

that electroshock therapy may be described as the non-specific,
traumatic induction of states of altered cerebral function in'which

and

the subject reacts with

new

patterns of adaptation.

�REFERENCES

l.

Fink,

Relation of EEG Delta Activity to
Behavioral Response in Electroshock: Quantitative
Serial Studies, A.M.A. Arch. Neurol. &amp; PsychiatJﬁ:
M. and Kahn, R.L.:

516‘5251 1957.

Kahn, R.L. and Malitz, 5.: Serial Administration
of "Amytal Test" for Brain Disease. Its Diagnostic and
Prognostic Value, A.M.A. Arch. Neurol. Psychiat. 23;:

2. Heinstein, E.A.,

&lt;3».

217-226, 19st.

3.

Kahn, R.L., Fink, M. and Weinstein, E.A.: Relation of Amobarbital
Test to Clinical Improvement in Electro shock, A.I'I.A.

Arch. Neurol. a Psychiat., 19: 23-29, 1956.

h. Pink,

Grren, HA. and Bender, H.B.: The Face-Hand Test as a
Diagnostic Sign of Organic Mental Syndrome, Neurolo ﬂ. , _2_:
116—58, 1952.
1-1.,

H. , Fink, 1'1. and Kwalwasser, 8.:
Memory and Learning to Improvement

5. Korin,

I‘Ieinstein,

13.A., Linn, L. and Kahn,

shock Therapv:

Relation of Changes in
in Electroshock, Conf.

R.L.: Psychosis During Electro-

Its Relation to the

Theory of Shock Therapy,

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                    <text>PSYCHOLOGICAL FACTORS AFFECTING INDIVIDUAL
DIFFERENCES IN BEHAVIORAL RESPONSE
TO CONVULSIVE THERAPY

MAX FINK, M.D., ROBERT L. KAHN, PHD. AND MAX POLLACK, PHD.

Reprinted from THE JOURNAL or NERVOUS
Volume 128, N0. 3, March
Printed in U.S.A.

AND MENTAL DIBEABE
1959

�JOURNAL OF NERVOUS AND MENTAL DISEASE
Volume 128, No. 3, March 1959

Reprinted from THE

Printed in U.S.A.

PSYCHOLOGICAL FACTORS AFFECTING INDIVIDUAL
DIFFERENCES IN BEHAVIORAL RESPONSE
TO CONVULSIVE THERAPY1
MAX FINK, MD.,2 ROBERT L. KAHN, PHD. AND MAX POLLACK, PHD.
INTRODUCTION

While convulsive therapy is generally
considered speciﬁc for the symptomatic re—
lief of depression and agitation, and for the
relief of such “illnesses” as manic-depressive
and involutional psychotic reactions, the
behavioral response to such therapy is
highly variable. In initial attempts at understanding this behavioral variability, differences in physiologic response were sought.
Neurophysiologic change was measured in
various ways (4). The quantitative measures of induced EEG delta activity (1) and
changes in language after amobarbital (3,
7) provided the best indices. Considerable
variability in these indices among patients
with equivalent numbers of treatment was
observed. We concluded that the development of an alteration in brain function, as
measured by a high degree of EEG delta activity (1) and positive amobarbital tests
(7) was a prerequisite to behavioral change
in convulsive therapy. It was apparent, however, that such changes, although necessary,
were not sufﬁcient for improvement (2).
Indeed, among patients with maximal neu—
rophysiologic change, all patterns of behavioral adaptation were manifest, and
ratings of improvement ranged from “re—
covered” to “unimproved” and “worse.”
Equating segments of the observed popu—
lation according to nosologic or sympto—
matic categories also failed to explain the
variability in behavioral response. While
among patients in the manic-depressive and
1Aided in part by Grants M-927 and MY-2092
National Institute of Mental Health, US. Public
Health Service. Read at the Section of Convulsive
Disorders and Brain Function, American Psychiatric Association, San Francisco, May, 1958.
EThe Department of Experimental Psychiatry,
Hillside Hospital, Glen Oaks, Long Island, New
York.

involutional depressive groups a higher inci—
dence of hypomanic and euphoric modes of
adaptation were observed, and thus ratings
of “recovered” and “much improved” were
more frequent, there still were many subjects in these groups who manifested paranoid and somatization modes, and were
rated “unimproved.”
In the investigations of convulsive therapy, various tests of perceptual organization and indices of sociologic background
have been studied which reﬂect the individual differences in the subjects. Of these,
some measures correlated highly with the
behavioral response to convulsive therapy.
The psychological measures employed have
been Rorschach responses (11), “explicit
verbal denial” tendencies as measured in
structured interviews with family members
(12), and scores on the California F Scale
(8, 10). The sociologic variables have been
chronologic age, years of education and
place of birth. It is the purpose of this report to summarize the observations of the
relationship between these indices and the
variability of the behavioral response to
convulsive therapy as reﬂected in evalua—
tions of improvement.
METHODS

The population has been consecutive referrals for convulsive therapy in a voluntary, non-proﬁt, urban psychiatric hospital.
Patients were generally Jewish, of low and
middle socio-economic classes with a mean
educational level of 10.5 years. Ages ranged
from 16 to 67 with a mean of 41 years.
Diagnoses included schizophrenia, manicdepressive, psychoneurotic and involutional
depressive reactions. As segments of the
population were studied by various procedures at different times, the tables reﬂect
243

�244

FINK, KAHN AND POLLACK

the different numbers of subjects that were
included in each procedure.
All patients received electroconvulsive
therapy three times a week, using either
unidirectional or alternating current instruments. The various psychological tests were
administered Within the week prior to treat—
ment.
We have previously described the be—
havioral changes in convulsive therapy as
variations of ﬁve modes of adaptation (euphoric, hypomanic, somatization, paranoid
withdrawal and panic), and emphasized that
the evaluations of “improvement” in convulsive therapy are value judgments of the
induced behavioral changes (2). Patients
who manifest euphoric and hypomanic
adaptive modes are those generally rated
as “much improved” and “recovered” by
therapists and administrator, while those
who manifest paranoid-withdrawal, somatization or panic modes are generally regarded
as “unimproved” or “worse.” For this report, evaluations of the patient’s behavior
and ratings of improvement were made
either two to three weeks after termination
of treatment (Tables 1, 2, 3) or at the time
of discharge from the hospital (Table 4).
TABLE 1
Relation of Rorschach Factors to Clinical
Response in Convulsive Therapy
Much
Improved

N

Moderately
Improved
and
Unimproved

Movement

39 11

(28%) 28

(72%)

No Human Movement

48 28

(58%) 20

(42%)

Human
(M)

x2

= 676* p &lt;

Form Color (FC)
No Form Color

34 7
53 32

Both M and FC
Either M or F0
Neither M nor FC

24 4
25 10
38 25

(21%) 27 (79%)
(60%) 21 (40%)
x2 = 11.57* p &lt; .001
I

X2
*

.01

(17%) 20
(40%) 15
(66%) 13
= 14.83 p &lt;

(83%)
(60%)
(34%)

.001

With Yates’ correction for discontinuity

OBSERVATIONS
RORSCHACH TEST PATTERNS

The Rorschach tests were administered
in conventional fashion and scored according to established criteria (13) for speciﬁc
factors as number and type of movement,
color, form, shading and total number of
whole responses. For each of these factors,
signiﬁcant differences were observed be—
tween the group of patients rated as “much
improved” and the combined groups of those
patients evaluated as “moderately improved” and “unimproved.” Subjects with
human movement responses were evaluated
as “much improved” signiﬁcantly less often
than subjects without such responses. The
presence of form color responses was signiﬁcantly correlated with lack of improvement, and when this factor was combined
with human movement, the ratings were
signiﬁcantly poorer than when neither form
color nor human movement were reported
(Table 1). Similarly, patients rated “much
improved” gave fewer total responses, fewer
total movement responses and fewer content categories; but the per cent whole,
popular and form responses were signiﬁ—
cantly greater than in the groups rated as
“unimproved” and “moderately improved”
(Table 2).
“DENIAL PERSONALITY” SCORE

In their study of denial of illness, Weinstein and Kahn (14, 16) described the characteristics of an “explicit verbal denial”
personality type.3 In an initial group of
convulsive therapy patients, the hypothesis
was tested that those patients who most
closely approximated this personality type
would be most likely to be rated as “much
improved.” “Denial personality” scores were
3“They were people with compulsive drives, a
great need for prestige and the esteem of others,
and a record of always having denied felt inadequacies. ...Life experiences had been valued not
for their intrinsic satisfactions but as a means of
maintaining prestige and “security.” (14).

�245

PERSONALITY ASPECTS OF CONVULSIVE THERAPY

established pretreatment in independent
structured family interviews. Fifteen spe—
ciﬁc areas of behavior were assessed and
scores of 0, 1, and 2 were assigned for each
of these areas according to whether the
subject least, moderately or most approximated the characteristics of the “explicit
verbal denial” personality type. In interviews with relatives of 47 patients, scores
ranged from zero to twenty-ﬁve, with a
median of eleven. Subjects with scores above
eleven were classed into a high denial group,
while those with scores below, into a low
denial group.
Patients with high denial personality
scores were most likely to be rated as “much
improved,” with only one patient rated as
“unimproved.” Of patients with low denial
scores, clinical ratings occurred on a chance
basis in each evaluation category (Table
3). The difference in the denial scores be—
tween the much and moderately improved
patients, when compared to the unimproved
patients, is statistically signiﬁcant at the
one per cent level (12).
In a further elaboration of these personality types, studies of the total in—patient
population were undertaken. Certain sociologic and psychological factors were studied
in all patients in residence on March 7, 1957.
These included the California F Scale, age,
years of education and place of birth (8).

TABLE 2
Relation of Rorschach Factors to Clinical
Response in Convulsive Therapy
Dif—

N Mean S. D. ference

Number of Responses
Much Improved
3813.00 6.7
Moderate, Unimproved 48 19.5 12.8

52 ' 7*...

6

Per Cent Whole Responses
38 37.6 21.013
Much Improved
' 23 ' 0*...
Moderate,Unimproved 4824.4 18.2
Per Cent Popular Responses
Much Improved

Moderate,Unimproved
Number Movement
sponses
Much Improved

38 37.7 21.6 11 1 2 8**
'
'
48 26.6 14.3

Re-

Moderate,Unimproved

38 2.3
48 4.9

Number Content Categories
38 3.8
Much Improved

Moderate, Unimproved

Per Cent Form Responses
Much Improved
Moderate,Unimproved

4.9

48

2.7
5

1

2.2
2.3

2 ' 62 ' 7,“.

1

'

12 ' 1*

38 71.8 19.0
9 ' 92 ' 2*
48 61.9 21.4

Signiﬁcant at .01 level
Signiﬁcant at .05 level

**
*

TABLE 3
Relation of Denial Personality Scores to
Clinical Response in Electroshock
Mod-

N

CALIFORNIA F SCALE

The California F Scale consists of a series
of extreme or stereotyped statements con—
cerning social and personal attitudes. The
subject reads each statement and then reports the extent of his agreement or disagreement. Originally presented as a guide
to a subject’s capacity for ethnocentrism
and authoritarianism, the method has recently been explored as a measure of stereotypy and rigidity in communication (8, 10).
The test was presented to all patients prior
to treatment and scored on a scale of ten to
seventy. The ﬁgures represent maximal dis-

t

Personality Score
High Denial—(11—25)
Low Denial—(040)

24
23

NEE] erately ImImproved proved proved

14
7

9
9

l-|

7

agreement (low score) and maximal agree—
ment (high score) with the statements.
There was a signiﬁcant relationship (p &lt;
.05) between the pretreatment test scores
and evaluations of the clinical response to
convulsive therapy (Table 4). For patients
rated as “recovered,” the mean F score was
53.1, while for those rated as “unimproved”

�246

FINK, KAHN AND POLLACK

TABLE 4
Relation of Social Factors to Discharge
Ratings in Convulsive Therapy
N

Recovered
Much Improved
Improved and
proved

Unim—

8
26
23

$3

“*3

a
‘3

&gt;§ E5

2

2

2

a.

&amp;°

53.151.6 9.4 50
41.843.810.6 35
39.732.312.3 17

the score was 39.7, reﬂecting greater degrees
of agreement with the stereotyped statements of the test for the “recovered” group.
SOCIOLOGIC FACTORS

When analyses were made of the relation
between improvement ratings in convulsive
therapy and age, years of education and
place of birth, signiﬁcant relationships were
observed for each of these variables. The
“recovered” patients were signiﬁcantly older
(p &lt; .001) and had signiﬁcantly fewer years
of schooling (p &lt; .05) than the “unimproved” group. While a larger percentage
of the “recovered” patients than the “unimproved” patients was foreign-born (50
per cent vs. 17 per cent), the differences were
not signiﬁcant. In each category, the “much
improved” subjects fell in between (Table
4).
DISCUSSION

We have noted that measures of perceptual organization, personality traits and
sociologic data are related to the degree of
improvement shown by subjects with cone
vulsive therapy. These observations pr0v
vide an understanding of the individual
variability in the behavioral response to
convulsive therapy under conditions of ap~
parently equivalent degrees of altered brain
function.
In their studies of patients with brain
disease, Weinstein and Kahn described be—
havioral patterns as ludic behavior (15),
increased smiling and laughter, denial of
illness, minimization and displacement of

symptoms, and altered sexual behavior
achieving prominence in the milieu of a1—
tered brain function. They suggested that
the manifestation of these behavioral patterns also provided the basis for the evaluation of improvement in convulsive therapy
(16). In these studies of patients in con—
vulsive therapy the same patterns of laughing and smiling, denial, displacement, minimization and altered sexual activity do
indeed occur in the milieu of the induced
altered orientation and discrimination (2).
It is the patients demonstrating these altered behavior patterns who are rated as
“recovered” or “much improved”; while
those patients failing to show these patterns or doing so transiently are evaluated
as “unimproved” or “improved.”
Recent studies of changes in language
with convulsive therapy have further ampliﬁed an understanding of these behavioral
responses. Alteration in syntactic aspects of
language has been related to clinical ratings
(9). Patients evaluated as “recovered” and
“much improved” demonstrated signiﬁcantly greater use of the past or future tense
and the third person mode with qualiﬁca—
tion, evasion, denial, displacement, clichés,
and cryptic and stereotyped expressions
during treatment than did “unimproved”
patients. More recently, Jaffe et al. (6) reported that formal speech patterns also were
characteristically altered. In dyadic interactive speech analyses (5), increased repetitiveness and stereotypy were associated
with syntactic language changes during convulsive therapy.
In the studies reported here, aspects of
personality organization have been deﬁned
which are related to the type of behavioral
response incident to convulsive therapy.
The Rorschach patterns of the more favorably rated group are generally associated
with greater degrees of conventionality and
stereotypy, and little introspectiveness, imagination, empathy and creativity. Similarly, the higher F scores of the more favorably rated group is consistent with greater

�PERSONALITY ASPECTS OF CONVULSIVE THERAPY

degrees of ethnocentrism, authoritarianism,
rigidity and conventionality. In present day
urban culture older patients generally have
less formal education and a greater number
are foreign born than younger patients.
These sociologic factors are also associated
with greater adherence to conformist ideologies and ethnocentric identiﬁcation. We
may conclude that those patients who ap—
proximate the “explicit verbal denial” personality type, and who are non—empathic,
non-introspective, stereotyped, rigid and
conventional are most likely to manifest
the euphoric and hypomanic modes of behavior under the conditions of altered brain
function induced by repeated convulsions.
Such patients also rely primarily on nonverbal patterns of communication, and with
treatment evince increasing use of the lan—
guage patterns of repetitiveness, denial, displacement and third person. These changes
in language and behavior are the cues to
which psychiatrists and administrators respond in their evaluations, and thus provide
the basis for the clinical ratings of “re—
covered” and “much improved” (9).
In contrast, those subjects who are em—
pathic and introspective, who are not rigid,
conventional or stereotyped, and who rely
primarily on verbal patterns of communica—
tion are less likely to manifest the ludic
behavioral modes of euphoria and hypomania. With the induced alteration in brain
function they manifest increased somatiza—
tion, withdrawal, projection, anxiety, panic
and intellectualization. Their speech is pre—
dominantly in the present tense and in the
ﬁrst person mode without displacement,
denial or clichés. Clinically, such patients
are rated as “unimproved” or “worse.”
Thus, while altered brain function is essential for a behavioral change in convulsive
therapy, individual differences in personality organization provide the basis for the
variability in the types of behavioral
changes and in the clinical ratings of improvement. In another report (12) it was
suggested that the personality attributes

247

which provide the background for improve—
ment with convulsive therapy also provide
the basis for the depressive adaptation ini—
tially. It was noted that numerous authors
had described a characteristic pre-depressive personality type, with a prominence of
the features of perfectionism, rigidity, con—
scientiousness, and stereotypy. The social
factors, Rorschach and F scale patterns described here also support such a suggestion.
Ludic patterns of depression and mania are
more prominent in older, less educated sub—
jects. The conventionality, rigidity and
stereotypy associated with the ﬁndings on
the F scale and the Rorschach test are also
prominent in depressive illnesses. It is probable that the depressive psychotic reaction
and the euphoric-hypomanic behavioral re—
sponse in convulsive therapy may be as—
pects under different neurophysiologic con—
ditions of an adaptive pattern in subjects
with a personality organization marked by
stereotypy, rigidity, conventionality and
poor capacity for introspection and em-

pathy.

CONCLUSION

In studies of convulsive therapy, differences in personality organization and sociologic aspects of history have been related to
differences in behavioral response. Persons
who are stereotyped, rigid, non-empathic
and non-introspective, as deﬁned by explicit
criteria in Rorschach, F Scale and structured

family interviews, and who are less edu—
cated, older and foreign born are more likely
to manifest behavioral modes of euphoria
and hypomania and to be evaluated as “recovered” and “much improved.” Patients
who are introspective, empathic, non-stereotyped, native born, better educated and
young are more likely to manifest somatiza—
tion, paranoid—withdrawal and panic modes
of behavior with convulsive therapy, and to
be rated as “unimproved” or “worse.”
While an induced alteration in brain func—
tion is necessary for behavioral change in
the convulsive therapy process, personality

�248

FINK, KAHN AND POLLACK

organization and sociologic factors are de—
terminants of the type of behavioral change,
and of the clinical ratings of degree of improvement.
1.

REFERENCES
FINK, M. AND KAHN, R. L. Relation of EEG
delta activity to behavioral response in
electroshock: quantitative serial studies.
A. M. A. Arch. Neurol. &amp; Psychiat, 78: 516—

525, 1957.
2. FINK, M. AND KAHN, R. L. Behavioral patterns
of induced states of altered brain function.

Presented at the NY. Divisional Meeting
A.P.A., Nov. 1957.
3. FINK, M., KAHN, R. L. AND GREEN, M. A. Experimental studies of the electroshock proc—
ess. Dis. Nerv. System, 19: 113—118, 1958.
4. FINK, M., KAHN, R. L. AND KORIN, H. Relation
of tests of altered brain function to behavioral change following induced convulsions.
In Proceedings I nternat. Congress N eurologic
Sciences, Brussels, 1958 (In press).
5. JAFFE, J. Language of the dyad. Psychiatry,

21:

249—258,1958.
6. JAFFE, J., KAHN, R. L.

7.

AND

.

216—228, 1957.

.

KAHN, R. L.

AND

FINK, M. Changes in lan-

guage during electroshock therapy. In Psychopathology of Communication, Hoch, P.
and Zubin, J., eds. Grune &amp; Stratton, New
York, 1958.
10. KAHN, R. L. AND FINK, M. The relation of F
score to behavioral and physiologic response
with altered brain function. Presented at
Eastern Psychological Assoc, Phila., April,
1958.
11. KAHN, R. L.

12.
13.
14.

FINK, M. Com-

munication patterns with altered brain function. Presented at Eastern Psychological Assoc., Phila., April, 1958.
KAHN, R. L., FINK, M. AND WEINSTEIN, E. A.
Relation of amobarbital test to clinical im—

provement in electroshock. A. M. A. Arch.
Neurol. &amp; Psychiat, 76: 23—29, 1956.
KAHN, R. L., POLLACK, M. AND FINK, M. Social factors in selection of therapy in a voluntary mental hospital. J. Hillside Hosp., 6:

15.
16.

M. Prognostic application of psychological techniques in convulsive therapy. Dis. Nerv. System (In
press).
KAHN, R. L. AND FINK, M. Personality factors
in behavioral response to electroshock therapy. Conf. Neurol. (In press).
KLOPFER, B. AND KELLEY, D. The Rorschach
Technique. World Book Co., New York, 1942.
WEINSTEIN, E. A. AND KAHN, R. L. Personality
factors in denial of illness. A. M. A. Arch.
Neurol. &amp; Psychiat., 69: 355—367, 1953.
WEINSTEIN, E. A. AND KAHN, R. L. Ludic behavior in patients with brain disease. J.
Hillside Hosp., 3: 98—106, 1954.
WEINSTEIN, E. A. AND KAHN, R. L. Denial of
Illness. C. C. Thomas, Springﬁeld, Ill., 1955.
AND POLLACK,

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�Psychologic Variables and Neurophysiologic Reaponsivity

In Convulsive Therapy
Max

Fink 14.13., Robert L. Kahn Ph. 13.,

PollacK Ph.D.,

Max

Eric Karp B.A. and George Krauthamer Ph.D.

/ MiConsecutive

referrals for convulsive therapy

of psychologic

were studied by a

measures prior to treatment, and by

variety;

electro-

encephalogram prior to and at weekly intervals during treatment. Alterations

in brain function, as reflected

Wm
and amplitude were examined

EEG

frequency, modulation, pattern

variables’W

in relation to these

and

improvement on

in

by changes

to behavioral change and a clinical gating of

teminatMtreafmren‘t

.

Significant relationships ”if”; were observed

induced

change and the following pre-treatment variables:

EEG

(W
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(a) Educational level

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change. while—a—

rating of "improved"
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0b

Iivz'taa-additionally dependent upon a

factors.

Mor-eover, neurophysiologic

(rate ﬁgme of change) to induced convulsions
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M
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differences in the personality characteristics of the populatioz%tudied since
L...
patternsm
related not only to the type and duration of
socio-pscyhologic
induced behavioral change but to the degree of electrographic change as well.
)
,

present results underline the fact that a univariate analysis of
neurophysiologic and. behavioral relationships is no lonser adeouate to the
problems of experimental psychiatry, and the application
methods of
The

multivariate analysis is

From

/

recommended.

the Department of Experimental Psychiatry, Hillside Hospital

Glen Uaks,
_

of”

L.I.,

3/31/60
1,12
‘W'o

Am.

N.Y.

EEG

�Peychologic Verieblee end Heurephyeielogic neeponeivity
In Convaleive Therepy
H.D., Robert L. Kehn Pb. B., Hex Polleek Ph. 9.,
Eric Kerp 8.1. end Gear‘s Kreuthemer Ph. D.

Hex Fink

caneecutive reterrele for convulsive therepy were etudied
by e

veriety of psycholcgic neeeuree prier to treetnent, end

by

electreeneephelogrene priortc end et weekly intervals during treat»

sent. Alterations in brein funetian, ee reflected
EEG

by changes

in

frequency, modulation, pattern and emplitude were exemined in

relation ta these verieblee,
retinx of impraveuent

an

and

to behavioral chense and e elinieel

termination at treatment.

aignificent relationship: (ch12)
degree otinduced

EEG

change end the

were cheerved between the

tellewin; pro-treatment verieblee:

/

(e) Educetianel level

(b) Borechack criterie at Movenent, cola: end number at
reepanaee
Embedded
figures tent
5c)
d) Alphe index
A

eignificent reletionnhip also existed between ulteretien

of brain functien and treatment induceé behavioral change.

a: behavioral chenge

clinicel retina

wee

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releted to the degree at doth activity.

degree
A

of improvement an the ether hand, wee contingent net

only upan high degree delta activity but 1139 upen pretreatment

�-2psycholozic puttcrna, acciolugic atatuu and :nvironmontal czpoetu»

tians.
In convulsiva thornpy, bchuvieral china. 1:

concluaianl:

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ally doplndont

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rgtin; at

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rolponnivity (rate or dogrco or chug.)

to induced convulntian any :13» be ainnitiauntly rulgtod to prttrtat~
meat 0! p'ycholugic

itriabloa.

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results.

Thoad

variations in outeon.

may be due

to dirtcraneca in

the per-antlity ehnrtgtoristtel at the papulntinns atadiad sine.
aocio~puychelogic pattorno may be relatud act only ta

th.

type tad

durntion of induced behavioral chang¢,but to the dagrue a! cloetron
graphic chance as well.
The

proutnt ralultu undarlino tho

itct that

a

univtriato unllyais

or nouraphyaiologic and bah;vioru1 rolatianahipa is no lengur aduqutto

to the prablonl a! prorinonttl psychiatry, und the npplication or
methods or
From

rocommandad.

the Dopnrtuqnt of Exporinontnl Psychiatry, Hillaido Hospital

Glon Oaks,

1v:

nultivaridn analysis in

h/l/éc

3.1.
L.I.,
Am. 320

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.4

Psychologic Variables and Neurophysiologic Responsivity
In Convulsive Therapy
Max

Fink M.D., Robert L. Kahn Ph. D.,

Max

Pollack Ph. D.,

Eric Karp B.A. and George Krauthamer Ph.

D.

Consecutive referrals for convulsive therapy were studied

ﬁg: a.

variety of psychologic measures préer—te treatment,

by a

and by

electroencephalograms priogﬂb and at weekly intervals during treatment.

Alterations in brain function, as reflected
91/

~EEG

“ﬁg; r5313r

«35? a».

in

affﬂzf‘ﬂgﬁ" Qi’e‘u

frequency, modulation, pattern and amplitudeﬂwere examined in

relation to these variables,
rating

of improvement on

and to

behavioral change and

degree ofinduced
a
ébg:

m

Educationa

Rorschacﬁ

e

\.of

reaponses
Embedded figures test
Alpha index

0

"d
A

and the

25%

a

clinical

termination of treatment.

Significant relationships (chizi
xi,
3F
5.3,“,change

of

2‘33;

by changes

were observed between the

following

pre— treatment

variables:

A,

ovement,A color, and number of

significant relationship also existed between alteration

brain function Aand treatment induced behavioral change

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delta activity but also

upon

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contingent not

pretreatment

�\

-2psychologic patterns, sociologic status and environmental expectae

tions.
Conclusions:

In convulsive therapy, behavioral change is
i

related to electrographic change.
ally dependent

upon a

A

'
is addition—
rating of aou:;;:::ew3‘

constgllation of socio—psychologic factors.

Moreover, neurophysiologic

responsivity (rate or degree of chage)

to induced convul€2§0n§may also be significantly related to pretreat—
ment

,/

psychologic variables.
Past studies of the relation of electrographic change to

behavioral change in convulsive therapy have yielded contradictory

results. 'These variations in

outcome may be due to

differences in

the personality characteristics of the populations studied)since
socio—psychologic

Kﬂwaaah

patterns

meynbe

related not only to the type

and

duration of induced behavioral change,but to the degree of electro—
graphic change as well.
dwadﬁfffﬂ

present results mad-niIl-Iib-iﬂiit thatdﬂ‘univariate analysis
or
ngﬁsﬂb
4o
of neurophysiologic and behavioral relationships gﬁkno longerﬁadequate
The

\

tojthe problems of experimental psychiatry,
’

and the

.

application of

1

methods of multivarian analysis is recommended.
From the Department of Experimental Psychiatry,

Glen Oaks, L. I.
1v: h/1/60 Am.

N. Y.

EEG

Hillside HOSpital

-

�01:?
////’

m

'

Individual Differences in Neurophysiologic Responsivity
to Convulsive Therapy

Previous studies indicated that an alteration in brain

function was requisite to/tkéfbehavioral change and ratings of
improvement in convulsive therapy.
has been

The

type of behavioral change

related to various perceptual,psychologic,

and

social

aspects of the individual's history and behavior.The present
study demonstrates significant relationships between the degree
of

037'

-convulsive neurophysiolegic change

and amobarbital

test

(EEG

slow wave

activity

response) and pro-treatment perceptual{MW‘

4,

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personality measures have generally not been-establisheéi these
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neurophysiologic

.m
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                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;; Kahn, Robert L.; Pollack, Max</text>
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                    <text>Inlnary tor All
(—1143

.

turner 0’ Ilill'lﬂﬁﬂﬁ IA‘IIIHIhTI 6' Pllﬁlpilﬂﬂ
In: #13:. u.n.. Horton lathnnsoa. I¢E., villi: a. nits-an, I‘D.
tad Harris

I.

laudmr,

l.n.

ottoat at antravuaona barbiturutu an tbs parcnptxen
of Itltlpl. saunltunoauu antantoun atmnuli In. obsnrvud in lawn.
groupa o: nor-s1 subjectt. puttantu with Iiitﬂlt and lawn! our.»
bani 41:051., tptlul word 10-103. and psychoconic disordqu.
Itch in. attain-d hetero and utter the :10! idltltltrtm
ties of 2 1/25 uulution of Indian snytsl tn dost: o: 3‘15 to 6.50
an. to nyatusnnu. slurred upcoah, ‘ttxza and drauaantsu upponrcd,
The

haltnd tun simulttunoua tacit}. tints war. :9plind. 2h: assaincr ntunltaanounty tauahnd tn. lubjout In two
plaacs - such ll tn. abbot and tho hand - and tutti his ta p.9ort
that wt: ialt* ib3t§ tart rupaatnd with Vtrtoul boa: «ouhtlltiens.
tad thu report: rueardod. It» ottcnts a! median atrial on Indul1:30: 0th.: than touch ‘Qf. sane inronttgntcd.
In :11 labJoctn Indian ‘Iﬂt‘l etuuod arrow. in tin par~
caption a! tbs uisnltaaaaﬁn stimuli. Ibrﬂtl nuhjoats taunt tun
tnxxuaact e1 tn. barbiturate trcqauntly rcportod only «In at tho
two stinnlt (onttantton); a. ., tn tho acubtnutton at £30. and
hand only the stimulus to tat tnao was royortud. It‘s. trrarn
into tt3nsannt :nd tlnntuntod during tho parted a! «was :atton.

tn. indoetlan

was

31.11:: bohavtar van untod

£3

»»1¢, duproauian.

paticntniv1th paychoanatu dtnovdurn

schisophrnntu)¢

-

1 u

�In puttoats with acrobrnl disease, uaytul brought out
anioets ant privaoualy appaiunt or oxnguuruttd oxinttng .113:
of 63:1uautioa. In this group tun orrnru U‘t. not. pronounced,
porstntcd tor lessor porleds, ind abound 1's: tluatuttlon thﬁn
:3 ch. nor-n13. 1h 9&amp;ttontc with~£oanl carohrul dlﬂitit with
00:50:: daftots continua to any urea at thn body. anytaz brought
out utter: which var. ant apparcnm ova: vith Ixnnltnanou: test:
Ind 1t daftnnd tort nightly tho oxtnnt of tho teaser: disturbanco.
Qttiuntn with diffuse aorubrul dyntuantion rho pruvtounly
and. no orroru on atuultnnnoun tnatllo tautg, lhﬂﬂid rcpoatod
Otters a: cxttnntton tug diuplnecnnnt as both 314.: at tn. body
utter anal: dalos o: a-wtal. Pntxonts who angina uxtinattan or
displgoonnnt prior to tha anytnl pertornod attiarantly sitar tin
drug tn: xtvcn. Errata heath» nypnrnnt in body part: which print
to tho naytnl ‘DIO rupartad oarruatly. Furthnr-oru, tho phannuoa:
o: oxouounuthnsia (displaoalant to astrupﬁrnoall apnea), allcun
than (duplwmnt to tho «man. an)
«mom»
son: (incenplntc apailatcrsl displneoaunt) var. also ovidont. In
‘11 pationta with orgnnio unatll uyndron. tn. duration at tho
porcoptuul otter: ‘3: troqunntly 1033.: than the OUOrt 31.3; of
drug sattan. Th. porcuptuﬁl ahtﬂlhi lustod lancer thin in noruul

m mt»:

“suchctu attor stutznr downs tad var. norc canntstcat.
:3 10310:. of tho aptnal nard, tho scanary dl£octn banal!
not. ;ppnront: cutinntion could ho clxaitod «var : mutant unit
and tho 1.?!1 at sonnet: 4.103: bouts» not. ﬂittinct. In two

�inntsnoOI. hounvur, t prsvtounly duturnlnod tensor: 1:!31 could
not be olinltod :ttur tho anytul.
In tout. o: othor century functions, nystncuun on datcct
torvnrd can. In: ‘holiuhod during the potion at drug n¢tten, tad
ch. concomitsat vxlutl disturbunncn (blurring and oaalllopllu)

use

unwed. suzmu, ”that: an tiuitm «mm a

shelttton
uanll

d1.1:ution of this syupton nttor tho insection at
of unytul.

ow

downs

val thorn ta ultor tho porcupttoa
a! ntuult¢nooun tacttln stimuli in all nubjoots. Thar. was an
nltaratson in annnrtl paracptutl tauntian as wall as th. 19¢t1~
laud porutptunl luantlout. ’laistzng nonuary dyltuactiau its
oumutod with the ”actuation of «not: not previously mm at.
it... slt-tntxonn 1n porecption var. 31.11:: to thou. lollowtax
prolonsud unsuthnutn er cloctrolhuck thortpv. Intrsvonoun barw
bituruto any to a «metal tdaunat in oltattin; or oxnggnrutlnc
nournl dystunottun. that. routtnn nuanzaatiou yield: equivocal

53553513

rumults.

Xutruvonoau unytul

�\V‘

“I

'

Reprinted from

TRANSACTIONS
AMERICAN NEUROLOGICAL ASSOCIATION
1953

NEIIRIIPHYSIIILIIEY LABZ’IIA'TII'W’

HILLSIDE HOSPITAL
GLEN OAKS, N. Y.

EFFECT OF INTRAVENOUS BARBITURATE ON PERCEPTION
MAX FINK

MORTON NATHANSON
PHILIP S. BERGMAN
AND

MORRIS B. BENDER
NEW YORK

The effect of intravenous barbiturate on the perception of multiple
simultaneous cutaneous stimuli was observed in large groups of normal
subjects, patients with diffuse and focal cerebral disease, spinal cord lesions
and psychogenic disorders.
Each was examined before and after the slow administration of 2% per
cent solution of sodium amytal in doses of 0.15 to 0.50 Gm. As nystagmus,
slurred speech, ataxia and drowsiness appeared, the injection was halted
and simultaneous tactile tests were applied. The examiner simultaneously
touched the subject in two places—such as the cheek and the hand—and
asked him to report what was felt. Tests were repeated with various body
combinations, and the reports recorded. The effects of sodium amytal on
modalities other than touch were also investigated.
In all subjects sodium amytal caused errors in the perception of the
simultaneous stimuli. Normal subjects under the inﬂuence of the barbiturate
frequently reported only one of the two stimuli (extinction) ; e.g., in the
combination of face and hand only the stimulus to the face was reported.
These errors were transient and ﬂuctuated during the period of drug action.
Similar behavior was noted in patients with psychogenic disorders (psychoneurosis, depression, schizophrenia).
In patients with cerebral disease, amytal brought out defects not previ—
ously apparent or exaggerated existing signs of dysfunction. In this group
the errors were more pronounced, persisted for longer periods, and showed
less ﬂuctuation than in the normals. In patients with focal cerebral disease
with sensory defects conﬁned to one area'of the body, amytal brought out
errors which were not apparent even with simultaneous tests and it deﬁned
more clearly the extent of the sensory disturbance.
Patients with diffuse cerebral dysfunction who previously made no
errors on simultaneous tactile tests, showed repeated errors of extinction
and displacement on both sides of the body after small doses of amytal.
Patients who showed extinction or displacement prior to the amytal per—
formed differently after the drug was given. Errors became apparent in
body parts which prior to the amytal were reported correctly. Furthermore,
the phenomena of exosomesthesia (displacement to extrapersonal space),
allesthesia (displacement to the opposite side) and partial displacement

.

244

5’)

«L

I

�Fishman—Intracranial Pressure

245

(incomplete ipsilateral displacement) were also evident. In all patients with
organic mental syndrome the duration of the perceptual errors was frequently longer than the Overt signs of drug action. The perceptual changes
lasted longer than in normal subjects after similar doses and were more
consistent.
In lesions of the spinal cord, the sensory defects became more apparent;
extinction could be elicited over a larger area and the level of sensory defect
became more distinct. In two instances, however, a previously determined
sensory level could not be elicited after the amytal.
In tests of other sensory functions, nystagmus on direct forward gaze
was abolished during the period of drug action, and the concomitant visual
disturbances (blurring and oscillopsia) also disappeared. Similarly, patients
with tinnitus reported an abolition or diminution of this symptom after the
injection of small doses of amytal.
Summary: Intravenous amytal was shown to alter the perception of
simultaneous tactile stimuli in all subjects. There was an alteration in general perceptual function as well as the localized perceptual functions. Existing sensory dysfunction was exaggerated with the production of defects
not previously apparent. These alterations in perception were similar to
those following prolonged anesthesia or electroshock therapy. Intravenous
barbiturate may be a useful adjunct in eliciting or exaggerating neural
dysfunction, where routine examination yields equivocal results.

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                    <text>Reprinted from The Journal of the American Medical Association
April 12, 1958, Vol. 166
Copyright 1958, by American Medical Association

COMPARATIVE STUDY OF CI] LORPROMAZINE AND INSULIN
COMA IN THERAPY OF PSYCHOSIS
Max Fink, M.D., Robert Shaw, M.D., George E. Gross, M.D.
and

Frederick S. Coleman, M.D., Glen Oaks, N. Y.
With the advent of “newer” drugs for the treatment of psychiatric illnesses and the concomitant
awareness that the effectiveness of insulin coma
therapy was limited, a control drug therapy—insulin
coma study was undertaken. Preliminary trials with
various medicaments available in 1954 demonstrated
chlorpromazine to be potent and relatively safe.
Concurrent reports had noted its value in schizophrenic illnesses, and it was therefore selected as
the experimental agent.
The study was designed to assess the therapeutic
efﬁcacy and indications for intensive chlorproma:
zine therapy, compared to classic insulin coma
therapy, an in open-ward, voluntarily hospitalized
psychiatric population.
Subjects and Method
All patients referred for insulin coma therapy
during the period Sept. 1, 1955, to Dec. 31, 1956,
were observed. Supervising psychiatrists made the
recommendation for insulin coma therapy independent of the research group. Their criteria for
referral were those implicitly held by the hospital
administration and were not altered for this study,
Randomly selected patients were placed on chlorpromazine therapy instead of insulin coma therapy.
This selection was made by the psychiatrist in
charge of the insulin therapy unit without prior
notice of the referring therapist or the supervising
psychiatrist. Sixty patients were referred for insulin
coma therapy during the study period, and half
of these received chlorpromazine.
Insulin Coma.—The standard technique of Sakel
for insulin coma was used. All patients received 50
comas, each of a duration of at least one hour, at
the physiological level of Babinski reﬂex, absent
lid reflex, or deeper. Recovery was induced by
gavage and occasionally by intravenous administration of glucose. Treatments were given ﬁve times
weekly for a period of three to four months.
Chlorpromazine.—To establish an equivalent
group, chlorpromazine was given for at least three
months. Dosages were determined by the research
team and were rapidly increased until well-deﬁned
physiological effects were observed. These included
rigidity, drooling and ﬁxed facies, seizures, or severe dermatitis. In most instances this was achieved
below 1,400 mg. daily, although dosages were increased to 3,600 mg. in one patient. In each instance, the drug dosage was slowly reduced until
From the Department of Experimental Psychiatry, Hillside Hospital.

The effectiveness of chlorpromazine was
compared with that of insulin coma in 60 patients referred for insulin coma therapy. One-

half the group, selected on a random basis,
received chlorpromazine by mouth for at
least three months in doses adjusted so as to
fall just short of toxicity in the individual patient,- this dosage varied from 300 mg. to
2,000 mg. daily, with a median of 800 mg.
The insulin coma was induced by a standard
technique 50 times in each patient. Although
many minor differences were noted in comparing the effects of these two methods of
treatment, the ultimate results at the time of
discharge were essentially the same for the
two groups of patients. Neither treatment affected the basic schizophrenic process, but
chlorpromazine had the advantage of being
safer, easier to administer, and better suited
to long-term management.

a maintenance dose, just under that producing
toxicity, was obtained. This varied from 300 mg.
to 2,000 mg. daily with a median of 800 mg.
To determine the comparability of the subjects
in the random sampling procedures used in this
study, the groups were compared as to their psychi—
atric diagnoses and ages. Table 1 shows a comparison of the groups as to diagnoses and demonstrates
an equal distribution of subjects in each category.
In the analysis of the age distribution, the median
age for patients subjected to insulin coma was 24
years, with a range of 17 to 38; the median age
for patients receiving chlorpromazine was 28, with
a range of 19 to 42. Here, too, the distribution
shows no signiﬁcant difference.
For both treatment groups, behavioral observations were made by the research staff at weekly
intervals. After completion of the treatment period,
reports of the patients’ behavior were obtained
from the therapist and supervising psychiatrist. The
“improvement” rating was determined by the medical director at the patient’s discharge conference
and was based on the fourfold scale of recovered,
much improved, improved, and unimproved. Neither the authors nor the supervisor of the insulin
therapy unit participated in these evaluations.

�THERAPY OF PSYCHOSIS—FINK ET AL.

Vol. 166, No. 15

Observations
Clinical Observations—The following clinical effects were noted in patients who received chlorpromazine and in those subjected to insulin coma
therapy.
Chlorpromazine: Chlorpromazine induced motor
retardation in all subjects. Overactive, destructive
behavior rapidly disappeared, and patients became
more tractable, less negativistic, and less violent.
The nurses’ and therapists’ records noted patients
as “less easily excited and frightened,” “cooperating
TABLE l.—P.s-ychiatric

Psychoneuxosis .......................
Schizophrenia, paranoid
.....
Schizophrenia, catatonic ............
Schizophrenia, mixed .................
Schizophrenia, hebephrenic ..........
Manic-depressive psychosis ...........

Diagnoses

Insulin Coma

Chlorpromazine

1

2
10
7

10
7

8
3
1

6
2
3

better in ward activities,” and “less restless and less
panic-ridden.” One-third of the patients were more
sociable and less seclusive and were noted to care
for themselves in a more presentable fashion. In

instances where severe motor symptoms supervened, however, the patients were less able to care
for themselves; they became sloppy and failed to
dress themselves. Such periods were usually short
and could be signiﬁcantly modiﬁed either by a
reduction in drug dosage or by anti-Parkinsonism
drugs.
Affective changes during chlorpromazine treatment were varied. Four patients became increasingly agitated, tense, and tremulous and either
refused to continue on the drug regimen or were
induced to do so only with difﬁculty. Such an
affective “storm” appeared early in the treatment
and persisted. In four other patients, depressive
symptoms were relieved with an increase in affective lability and responsivity. Depressive ideation
increased, associated with complaints of insomnia
and anorexia in two patients. The medication was
continued, however, with an eventual alleviation.
In most patients, mood changes were small.
Ideation was dramatically altered during the period of chlorpromazine therapy in 12 patients. Eight
had a loss or a signiﬁcant diminution of their
psychotic ideation. In ﬁve, hallucinatory and referential experiences were no longer reported even on
inquiry, and, in three others, delusional ideas were
less prominent. In one patient, phobias were relieved and the patient could once again participate
in ward activities. In another, hypochondriasis was
sufﬁciently modiﬁed to permit a more meaningful
relationship between therapist and patient. In one
patient, paranoid ideation became more prominent.
This was associated with increasing anxiety and
panic during drug administration and resulted in
discontinuation of the drug regimen.

1847

Insulin Coma: The clinical observations in this
group were similar to those reported by others.‘
Alteration in behavior was prominent in all patients
once repeated comas were induced. Overactive,
hostile behavior rapidly diminished and was replaced by alternating periods of somnolence, irritability, and withdrawal. In most patients, nausea,
abdominal distress, belching, sweating, and lassi—
tude were common sequelae each afternoon and
assumed prominence in the recorded reports. These
symptoms often interfered with the patients’ ability
to care for themselves, and they became unkempt
in their dress.
Changes in ideation appeared slowly during the
course of therapy. In eight patients, paranoid and
delusional thoughts became less prominent, dis—
appearing in these on direct inquiry. Suicidal and
outWardly directed destructive thoughts were modiﬁed in three patients, only to recur in each at the
end of the treatment period.
Mood changes were small. Increasing agitation,
tension, and panic were reported in three patients,
leading in two to a refusal of further therapy. In
one depressed patient, relief of depressive symptoms was noted early in the treatment and was
sustained.
In the usual practice of the treatment unit, con—
current electroconvulsive therapy was instituted
when behavioral control by insulin coma alone was
limited. In six patients, such combined treatment
was instituted primarily because of a continuation
of overactive or delusional ideation. There was, in
four instances, a well deﬁned alteration in behavior,
but this was unsustained. None of these patients
was rated as improved on discharge.
Discharge Evaluation—All patients were dis—
charged from the hospital within four months of
the end of treatment. Table 2 lists the hospital discharge evaluations for patients treated with chlorpromazine and insulin coma.
Ratings in Patients Treated with
Chlorpromazine and Insulin Coma

TABLE 2.-—Discharge

Treatment

........................
........................

Recovered, no.
Much improved, no. ..................
Improved, no.
Iinimproved, no. .....................

Chlorpromazine

Insulin Comaﬁ

2

0

4
17

5
15

7

10

Included in the group of patients treated with
chlorpromazine who were rated as unimproved were
four who received inadequate course of therapy
(less than one month) because of complications of
the therapy. Of the 10 patients treated with insulin
coma who were rated as unimproved, four had inadequate courses of therapy, two because of complications (seizures and prolonged coma), one be—
cause she became more disturbed, and one because
of administrative transfer to another facility.

�‘

THERAPY OF PSYCHOSIS—FINK ET AL.

1848

It

apparent that there is no difference in the
clinical evaluation at the time of discharge between
the group receiving insulin coma and that receiving
chlorpromazine. To determine whether this sample
was biased because of its small number, we compared these discharge ratings with a similar group
treated in this hospital in 1950 and previously
reported.2 In table 3, the discharge ratings for both
is

TABLE 3.-—Discharge

Ratings Compared for 1950 and 1956

.............................
.......................
Improved, % ......... ....................
Unimproved, % ...........................
Recovered, %
Much improved, %

_

Present Group
(30 Subjects)

1950 Group
(48 Subjects)

0

14

17

19
42

50
33

‘25

years are compared. The percentage improvement
rates for each category are not signiﬁcantly different.
Toxicity and Complications—Patients receiving
chlorpromazine and those subjected to insulin coma
therapy were compared as to toxic reactions and
complications, with the following effects noted.
Chlorpromazine: Inherent in the design of this
study were high doses of chlorpromazine, pushed
to a level producing symptoms of toxicity. In this
context, all patients developed signiﬁcant drug
effects. Rigidity of extremities, accompanied by a
decrease in facial expression, drooling, and festination, was frequently observed. In three instances,
rigidity appeared as drug dosage was reduced.
Most patients became drowsy, retarded, and less
active in ward activities. In four patients increased
tension, agitation, restlessness, and excitement
supervened, leading to a discontinuation of the
drug regimen in two.
Seizures occurred spontaneously in three patients. Pretreatment electroencephalograms had
manifested no dysrhythmia, and no history of seizures had been elicited. In each, the drug medication was reduced, and seizures did not develop at
the lower dosages.
Dermatitis was a frequent complication. All patients developed a transient erythema to mild solar
radiation. Severe intractable skin reactions occurred
in three patients, with resultant discontinuation of
drug therapy in two. In the third, promazine hydrochloride therapy was substituted for chlorpromazine, with a relief of the dermatitis. The behavioral
effect of the promazine was indistinguishable in
this patient from that noted in patients receiving
chlorpromazine.
In this group, no patient developed clinical jaundice. This complication has been variously reported
as occurring in less than 0.5% of subjects treated.
In the preliminary studies at Hillside Hospital, 3
patients of a group of 20 developed transient clinical jaundice.

J.A.M.A., April 12, 1958

Electroencephalograms were obtained in 20 of
the patients who received chlorpromazine. With
increasing doses, the modulation of the record became more irregular in each. A moderate amount
of low-voltage 4-7 cps delta and theta activity was
induced, and this activity was exaggerated by
hyperventilation. There was a suggestive relationship between the degree of the induced slow-wave
activity and the drug dosage.
Insulin Coma: The complications of insulin coma
therapy in this series were not unusual. Insulin
resistance was noted only once and was eventually
overcome by the method of alternating dosages.
Prolonged reactions occurred in three patients. In
each, neurological examination and electroencepha—
lography demonstrated signs of persistent central
nervous system dysfunction for at least 10 days.
Aphasia, hemiparesis, and paresthesias were frequent in ﬁve patients and transient in eight others.
Seizures occurred in ﬁve patients and were recurrent in three. Frequent secondary reactions, nausea,
vomiting, abdominal distress, sweating, pallor, lassitude, and generalized weakness occurred in all
patients with varying frequencies.
The complications of both forms of treatment are
listed in table 4. Certain effects, such as dermatitis
and hypotension, secondary reactions, and prolonged coma are individual for each therapy, and
seizures, agitation, and refusal of therapy were
noted with both regimens. The frequencies of these
are not signiﬁcantly different.
Effects on Psychotherapeutic Relationship—Pa—
tients were referred for insulin coma therapy after
a period of verbal relationship therapy. Such referral implies a failure of interpersonal communication.
TABLE

4.-C0mplicati0ns of Treatment with Chlorpromazine
and Insulin Coma
Treatment

_______./\—————5

Agitation and panic ..................
Dermatitis, severe .....................

...............................
Refusal of further therapy ..........
Hypotension ..........................
Secondary reaction, frequent ........
Prolonged coma (&gt;6 hr.) ............
Insulin resistance .....................
Seizures

Chlorpronmzine

Insulin Coma

4

3

3

3
2

5
2

2

6
3
. . .

1

Chlorpromazine: During the period of effective
drug action, 15 of the patients treated with chlorpromazine were described by the therapist in
response to an inquiry as “more accessible,”
“speaking more freely,” and “more amenable to
psychotherapy.” The behavioral changes could be
classiﬁed in two groups: subjects in whom tension
and preoccupation with somatic symptoms became
much less, and those in whom hallucinatory or delusional preoccupations ended. Such changes in

�I

Vol. 166, No, 15

THERAPY OF PSYCHOSIS—FINK ET AL.

in—
described
as
an
we1e
frequuitly
'.*‘-1;welationship
stww‘arease in “contact In 13 subjects, psychotherapy
either was still‘not feasible” or had become less
feasible because of increasing uncontrolled tension,
anxiety, or preoccupation with the side-effects of
wthe drug regimen.

Insulin Coma: Similar observations were made
in the patients treated with insulin. Of the 30 patients, 7 were noted to be less tense and less anxious
during therapeutic sessions. The theiapists noted
that the patient “verbalized more freelv” and was
more aware of his environment.” Four patients
were speciﬁcally treated with a “modiﬁed anaclitic”
approach. In each instance, this relationship was
unsustained during treatment and the therapists
resorted to more conventional tactics. In the remaining patients (19), while supportive, educational, and environmental manipulating techniques
were applied, the therapists were no more successful than prior to insulin therapy. In 11 patients,
the physiological effects of the treatments (secondary reactions, sweating, nausea, vomiting, and
weight gain) were reported as interfering with
psychotherapeutic attempts.
Comment
Clinical Considerations—In these patients, nei—
ther chlorpromazine in high therapeutic doses nor
insulin coma speciﬁcally modiﬁed the psychotic
had
of
88%
these
Since
a diagpatients
process.
nosis of schizophrenic illnesses, we concluded that
neither treatment has a speciﬁcity in altering the
schizophrenic process. When given in adequate
dosage, however, both treatments are potent methods for the alteration of behavior. In the discharge
evaluations, the treatments are similar. In only
20% of the patients were induced behavioral patterns persistent, with the rating “much improved”
or “recovered.” For the others, the induced behavioral changes were transient or minimal.
Since these therapies fail to induce a recovery
from the psychotic process, consideration should
be given to their ameliorative, palliative, and supportive aspects. Symptomatic relief was frequent
but generally limited to the treatment period. Patients were made uncomfortable by both therapies,
however, and the complications and toxic effects
have already been noted.
In assessing the role of concomitant psychotherapy, there is little advantage in either therapy.
Both methods were said to enhance relationship
therapy, although the therapists’ evaluations favored chlorpromazine therapy. Excluding those
who deveIOped increased agitation, patients were
more comfortable, more alert, and physically better
able to discuss their feelings and experiences while
on chlorpromazine treatment. It is clear that“interpretive” psychotherapy is not enhanced, rather,

1849

supportive, educative, reorienting, and directive
types of therapy are. When there is a modiﬁcation
of agitated, hallucinatory, depressed, manic, or aggressive behavior, both the therapist and the patient
are more comfortable and better able to discuss the
reality aspects of the life situation.
Therefore, in this context, the ease of administration and the possibility of continued maintenance of chlorpromazine in an outpatient setting
assume decisive signiﬁcance. To maintain such
therapy after discharge and continue thereby the
relationship established in the hospital setting may
be an important element in sustaining the behavioral changes induced by hospitalization.
Other Studies.—While many reports of the treatment of psychosis by chlorpromazine have appeared, we are aware of only one similar comparative study. Boardman, Lomas, and Markowe,3 after
a review of the problem, reported a study of 100
patients randomly divided into two groups of 50
and treated with either insulin coma or chlorpromazine. The chlorpromazine dosage was lower than
that used in the present series (average 300 mg),
but the drug period (three months) was the same.
Their observations are directly comparable to this
study. They reported no difference either in discharge evaluations or in symptom assessments for
either treatment group.
The patients treated with chlorpromazine, however, remained in the hospital an average of 6.2
weeks less than the subjects treated with insulin.
This was a signiﬁcant difference between the
groups. They concluded, “There is inconclusive
evidence that chlorpromazine has advantages over
insulin in the treatment of schizophrenia [but]
insulin has disadvantages in the form of greater
danger and more unpleasantness for the patients
and greater strain on the nurses. Chlorpromazine
is the ﬁrst treatment of choice in schizophrenia, but
this conclusion is based on the immediate results
of treatment and has not yet been conﬁrmed by an
adequate follow-up study.”
Boardman and his co-workers emphasize the
problem of evaluating the therapeutic efficacy of
insulin coma. They note a number of reports that
raise doubts as to the efficacy of insulin coma
therapy in schizophrenia. Bourne,4 in an extensive
review of the merits of insulin therapy in schizophrenia, concluded, “There is no proof of any
speciﬁc therapeutic effect, and the long term prognosis is in no way influenced.”
The recent observations of insulin treatment of
5
schizophrenia by Ackner, Harris, and Oldham are
relevant. In a carefully controlled study, young
schizophrenic patients were randomly treated either
by insulin or by barbiturate coma in the same
ward and under similar conditions. Evaluations of
results were made by psychiatrists without knowl-

�1850

THERAPY OF PSYCHOSIS—FINK ET AL.

edge of which treatment the patients received. The
authors noted a similar outcome, whether the loss
of consciousness was induced by a barbitufate or
by insulin, and concluded that insulin was not a
speciﬁc therapeutic agent in the outcome.
In the follow-up studies done in this hospital,2
the therapeutic results of insulin coma therapy were
disappointing. Patients referred for insulin coma
had the longest period of hospitalization (6.5
months, as against 6.04 with'psychotherapy and
4.95 with electroshock), the poorest discharge‘ rating (33% recovered and much improved as against
63% with psychotherapy and 67% with electro—
shock), and, within four years, a 50% rehospitalization rate (compared to 33% with psychotherapy
and 29% with electroshock). While these observa—
tions reflect the idea that the more severely ill
patients are referred for insulin coma, they also
support the belief that insulin coma is not a specific
treatment for the patients referred.
From these reports we would conclude that,
despite considerable study and the passage of many
years, insulin coma therapy has not been shown to
induce persistent behavioral changes more frequently than other nonspecific, less dangerous, and
less expensive therapies. To the list of alternate
therapies of limited value in the management of
psychosis we may now add Chlorpromazine, not—
ing, however, its advantage of lesser risk and ease
of administration.
Dosage of Chlorpromazine.—F0r the purpose of
assuring an adequate level of Chlorpromazine dosage for evaluation, the amount of medicament
given was increased in all subjects to t0xic levels.
This level was too high for its behavioral effects,
as evidenced by the reduction in all responsive
cases to maintenance levels of 300 to 2,000 mg.
It is our impression that Chlorpromazine affects
the function of the central nervous system (as
evidenced by changes in modulation and per cent
time delta in the electroencephalogram and the
systemic phenomena of rigidity and lassitude)
and results in a nonspeciﬁc alteration in behavior.6A
Such behavioral change is varied and is dependent
on a variety of factors, of which the personality
organization and the expectancy of the milieu are
signiﬁcant. In this context, the induction of a state
of altered cerebral function is a necessary prerequisite to behavioral change. The only assurance
of achieving a therapeutic level, therefore, is the
appearance of toxicity and a lowering of dosage
from that level to a maintenance dose. The effects
of rigidity, drowsiness, and lassitude, therefore, are
necessary concomitants of the therapy and should
be induced in all patients in whom a therapeutic
effect is desired. In instances where an affective
“storm” supervenes, continuation of therapy at

].A.M.A., April 12, 1958

higher levels, with concomitant administration of
trihexyphenidyl hydrochloride (Artane) and benztropine (Cogentin) methanesulfonate should be
considered. Such an attitude in therapy is comparable to the application of digitalis in cardiology
and to the present concept of the mode of action of
electroshock therapy.6
Summary

In a.study of patients referred for insulin coma
therapy in an open-ward, voluntary psychiatric hospital, patients received randomly either insulin
coma therapy or intensive Chlorpromazine therapy.
Chlorpromazine was found to be as effective in
modifying psychotic behavior as insulin coma therapy. There was no difference in the improvement
rating on discharge, incidence of complications, or
effects on the psychotherapeutic relationship for
either therapy.
In comparison to insulin coma, Chlorpromazine
is safer, easier to administer, and lends itself to
long—term management. Patients receiving chlorpromazine therapy are more comfortable than those
receiving insulin coma. No evidence has been
educed that either therapy has altered the basic
schizophrenic process, nor is there any evidence
that there is greater specificity of either form of
therapy for schizophrenic illnesses.
75—59

263rd St. (Dr. Fink).

This study was supported by the Board of Directors"
search Fund of the Society of the Hillside Hospital.

Re—

The chlorpromazine used in this study was supplied as
Thorazine by Smith, Kline &amp; French Laboratories, Philadelphia.
The promazine hydrochloride used in this study was supplied as Sparine by Wyeth, lnc., Philadelphia.
References

and Hoch, P. H.: Shock Treatments,
Psychosurgery, and Other Somatic Treatments in Psychiatry,
ed. 2, New York, Grune and Stratton, lnc., 1952.
2. Rachlin, H. L., and others: Follow-up Study of 317
Patients Discharged from Hillside Hospital in 1950, J. Hillside Hosp. 5:17-40 (Jan) 1956.
3. Boardman, R. H.; Lomas, J.; and Markowe, M.: Insulin
and Chlorpromazine in Schizophrenia: Comparative Study
in Previously Untreated Cases, Lancet 2:487—494 (Sept. 8)
1. Kalinowsky, L. B.,

1956.
4. Bourne, H.: Insulin Myth, Lancet 2:964—968 (Nov. 7)

1953.

5. Ackner, B.; Harris, A.; and Oldham, A. J.: Insulin

Treatment of Schizophrenia: Controlled Study, Lancet 2:
607-611 (March 23) 1957.
6. Fink, M., and Kahn, R. L.: Relation of EEG Delta Activity to Behavioral Response in Electroshock: Quantitative
Serial Studies, A. M. A. Arch. Neurol. 81 Psychiat. 78:516—
525 (Nov.) 1957.
6A. Fink, M.: Uniﬁed Theory of Action of Physiodynamic
Therapies, J. Hillside Hosp. 6:197-206 (Oct.) 1957.

�Printed in U.

S. A.

�Cjéz,,4./rv./¢

COMPARATIVE STUDY OF CHIDRPROMAZINE AND INSULIN
COIvIA IN THE THERAPY 0}”? PSYCHOSIS *-

Max

ColemanAM.D.
Fink M.D., Robert Shaw M.D., George E. Gross M.D., and Frederick S.

* From the Department of Experimental Psychiatry, Hillside Hospital,
Glen Oaks, N.Y.

Supported by the Board of Directors' Research Fund of the Society of the

Hillside Hospital.

7-22-57: IV

�Comparative Study of Chlorpromazine and Insulin
Coma

in the Therapy of Peychosis

for the treatment of psychiatric
illnesses, and the concomitant awareness that the effectiveness of insulin
With the advent of "newer" drugs

limited, a control drug therapy-insulin coma study was undertaken. Preliminary trials with various medications available in l95h demonstrated chlorpromazine to be potent and relatively safe. Concurrent reports

coma

therapy

had noted

was

its value

in schizophrenic illnesses,

and

it was therefore

selected

as the experimental agent.

study was designed to assess the therapeutic efficacy and indications
for intensive chlorpromazine therapy compared to classical insulin coma
therapy in an openaward, voluntary hospitalized psychiatric population.
The

Subjects and Method
All patients referred for insulin

coma

therapy during the period

September 1, 1955 to December 31, 1956 were observed. Supervising psychiatrists
made

the recommendation for insulin

group. Their

criteria for referral

coma

therapy independent of the research

were those

implicitly held by the

beepital administration, and were not altered for this study. Randomly
selected patients were placed on chlorpromazine therapy instead of insulin

psychiatrist in charge of the insulin
therapy unit, without prior notice of the referring therapist or the super-

coma.

This selection was made by the

vising psychiatrist. Sixty patients were referred for insulin
during the study period, and half received chlorpromazine.

coma

therapy

�.2...

a) Insulin

Coma: The

patients received

standard technique of Sakel was used. All

50 comes, each

of a duration of

at least

one hour

at the

physiologic level of Babinski reflex, absent lid reflex, or deeper. Recovery
was induced by gavage and occasionally by intravenous glucose. Treatments
were given five times weekly,
b)

Chlorpromazine:

was given
team and

To

for a period of

B-h months.

establish an equivalent group, chlorpromaziner

for at least three months. Dosages were determined by the research
were rapidly increased until well defined physiologic effects were

observed. These included rigidity, drooling and fixed facies, seizures or
severe dermatitis. In most instances this was achieved below lhOO mgm daily

patient. In each instance,
slowly reduced until a maintenance dose, just under

although dosages were increased to 3600

the drug dosage

toxicity,

was

was obtained.

a median of 800

mgm

in

This varied from 300

one

mgm

to

2000

mgm

daily with

mgm.

To determine

the comparability of the subjects resulting from the

in this study, the groups were compared
as to their psychiatric diagnoses and ages. Table I compares both groups
as to diagnoses, and demonstrates an equal distribution of subjects in

random sampling procedures used

each category.

‘M%

c:

such-on

.m

&amp;

Chlorpromazine supplied as "Thorazine" through courtesy of Smith, Kline
3 French, Inc.

�.3TABLE

I

PSYCHIATRIC DIAGNOSES

Insulin
Psychoneuresis

Coma

Chlorpromazine

1

2

10

10

Schizophrenia, Catatonic

7

7

Schizophrenia, Mixed

8

6

Schizophrenia, Hebephrenic

3

2

HaniooDepressive Psychosis

l

3

Schizophrenia, Paranoid

In the analysis of the age distribution, the
patients

was

21;

for the insulin

with a range of 17 to 38 ; while the chlorpromazine patients

had a median age of 28 and a range of 19-122.
shows no

median age

Here, too, the

distribution

significant. difference.

For both treatment groups, behavioral observations were made by the

research staff

at

weekly

intervals . Following completion of the treatment

period, reports of the patients' behavior were obtained from the therapist
and supervising

psychiatrist.

Medical Director

The "improvement"

at the patient's Discharge

four~fold scale of recovered,

rating

was determ‘ned by the

Conference and was based on the

much improved, improved and unimproved.

None

of the authors, nor the supervisor of the insulin therapy unit, participated

in these evaluations.

�Observatigns

1. Clinical Observations

all subjects. Overactive, destructive behavior rapidly disappeared,
patients

in

ghlgrpromazine: Chlorpromazine induced motor retardation

a)

became more

tractable, less negativistic

and

less violent.

and
The

therapists' records note patients as "less easily excited and
frightened," "cooperates better in ward activities," and "less restless and
less panic ridden." One-third of the patients were more sociable and less

nurses'

and

seclusive,

and were noted

fashion. In instances
patients

were

to dress.
modified

to care for themselves in a

more presentable

where severe motor symptoms supervened, however, the

less able to care for themselves;

Such periods were

usually short,

became sloppy and

significantly

and could be

either by a reduction in drug dosage or by anti-Parkinson drugs.

Affective changes during chlorpromazine were varied.
became

failed

increasingly agitated, tense

continue

on

and tremulous and

patients

either refused to

the drug regimen or were induced only with difficulty.

affective "storm" appeared early in the treatment
other patients, depressive

affective lability

and

symptoms were

medication was

persisted. In four

relieved, with

an

increase in

patients. The
continued, however, with an eventual alleviation. In most

mood changes were

Ideation

and

Such an

reaponsivity. Depressive ideation increased, assoc-

iated with complaints of insomnia

patients,

Fbur

was

and anorexia,

in

two

small.

dramatically altered during the period of chlorpromazine

therapy in twelve patients. Eight had a loss or a significant diminution of

their psychotic ideation. In five, hallucinatory

and

referential experiences

�.5.
inquiry

were no longer reported even on

once

in three others, delusional

patient, phobias were relieved and the
again participate in ward activities. In another,

ideas were less prominent. In

patient could

and

One

hypochondriasis was sufficiently modified to permit a more meaningful

relatedness of therapist
became more prominent.

and

patient. In

one

patient, paranoid ideation

This was associated with increasing anxiety and

panic during drug administration, and resulted in discontinuation of the
drug regimen.
b)

Insulin

similar to those reported
prominent in

all patients

clinical observations in this group'were
others (1). Alteration in behavior was

The

Coma:

by

once repeated comes were induced.

hostile behavior rapidly diminished,
of somnolence,

irritability and

and was replaced by

Overactive,

alternating periods

withdrawal. In most patients, nausea,

distress, belching, sweating and lassitude were common sequellae
each afternoon, and assumed prominence in the recorded reports. These
abdominal

symptoms often

interfered with the patient's ability to care for themselves,

and ﬂiey became unkempt

in their dress.

in ideation appeared slowly during the course of therapy. In
eight patients, paranoid and delusional thoughts became less prominent,
disappearing in these on direct inquiry. Suicidal and outwardly directed
destructive thoughts were modified in three patients, only to recur in each
Changes

at the

end of the treatment

Mood

period.

changes were small. Increasing

agitation, tension and panic were

reported in three patients, leading in two to a refusal of further therapy.
In one depressed patient,

relief of depressive

symptoms were noted

early in

�-6the treatment, and was sustained.
In the usual practice of the treatment unit, concurrent electroconvulsive
therapy

was

instituted

when

behavioral control by insulin

limited. In six patients, such

combined treatment was

coma alone was

instituted primarily

because of a continuation of overactive or delusional ideation.

There was,

in four instances, a well defined alteration in behavior, but this
sustained.

None

was un-

of these patients was rated as improved on discharge.

2. Discharge Evaluation
All patients were discharged from the hospital within four months

of the

end of treatment.

Table

for both the chlorpromazine

and

II lists the hospital discharge evaluations
insulin

coma

TABLE

treated patients.

I};

DISCHARGE RATINGS

Chlorpromazine

Insulin

1. Recovered

2

O

2.

much Improved

h

5

3.

Improved

17

15

h.

Uhimproved

7

10

Coma

Included in the unimproved group of chlorpromazine patients are four
who

received inadequate course of therapy (less than one month) because of

complications of the therapy.

four

Of

the ten unimproved insulin

had inadequate courses of therapy

(seizures, prolonged

-

coma

patients,

two because of complications

coma), one because she became more

fourth by administrative transfer to another facility.

disturbed,

and the

�-7.

It is

apparent that there

is

no

difference in the clinical evaluation

at the time of discharge between the insulin coma
treated groups. To determine whether this sample

and the chlorpromazine

its

was biased because of

small number, we compared these discharge ratings with a similar group treated

in this hospital in

1950 and previously reported

(2). In Table

III,

the

discharge ratings for both years are compared.
TABLE

Present Group

1950 Group

(30 subjects)

(h8 subjects)

0

1h%

17%

19%

Improved

50%

h2%

Ikrhmproved

33%

25%

Recovered
Much

The

III

Improved

percent improvement rates for each category are not significantly different.
3. Toxicitx and Complications
a) ghlorpromazine: Inherent in the design of this study were high

doses of chlorpromazine, pushed to symptoms of

toxicity. In this context, all

patients developed significant drug effects. Rigidity of extremities,

accom—

in facial eXpression, drooling and festination was
frequently observed. In three instances, rigidity appeared as drug dosage
was reduced. Host patients became drowsy, retarded, and less active in ward
panied by a decrease

activities. In four patients increased tension, agitation, restlessness
and excitement supervened, leading

in two.

to a discontinuation of the drug regimen

�-8Seizures occurred spontaneously in three patients. Pre-treatment
electroencephalograms had manifested no dysrhythmia and no history of

elicited. In
seizures did not develop at the

seizures

each, the drug medication was reduced, and

had been

lower dosages.

Dermatitis was a frequent complication. All patients developed a

transient erythema ato mild solar radiation. Severe intractable skin reactions
occurred in three patients, with resultant discontinuation of drug therapy
in two. In dze third, promazine* therapy was substituted for chlorpromazine,
with a
was

relief of the dermatitis.

The

indistinguishable in this patient

behavioral effects of the promazine
from

that noted for the chlorpromazine

group.

In

this

group, no patient developed

clinical jaundice. This complication

has been variously reported as occurring in less than

%%

of subjects treated **.

Electroencephalograms were obtained in twenty of the chlorpromazine

patients. With increasing doses, the modulation of the record
irregular in each.
activity

A

became more

moderate amount of low voltage h-7 cps delta and theta

was induced, and

this activity was exaggerated by hyperventilation.

There was a suggestive relationship between the degree of the induced slow
wave

activity
b)

series

were

and

the drug dosage;

Insulin

Coma: The

complications of insulin

not unusual. Insulin resistance

eventually overcome

by

the

method of

coma

therapy in this

was noted only once, and was

alternating dosages. Prolonged reactions

* Supplied as "Sparine" through courtesy of Uyeth

&amp;

Co.

as In the preliminary studies at Hillside Hospital, three patients of a group
of twenty developed transient clinical jaundice.

�-9occurred in three patients. In each, neurologic examination and electroencephalography demonstrated signs of persistent central nervous system

dysfunction for

paresthesias

at least ten days. Transient aphasia, hemiparesis,

were frequent

transient in eight others.
were recurrent in three. Frequent

in five patients,

Seizures occurred in five patients, and

and

secondary reactions, nausea, vomiting, abdominal

lassitude

and

and generalized weakness occurred

distress, sweating, pallor,

in all patients in varying

frequencies.
The

complications of both forms of treatment are

listed in

Table IV.

Certain effects, as dermatitis and hypotension, secondary reactions and prolonged coma are individual for each therapy, and seizures, agitation and

refusal of therapy were noted in both regimens.

The

frequencies of these are

not significantly different.
TABLE IV
COMPLICATIONS

Chlorpromazine

Insulin

Agitation and Panic

h

3

Dermatitis, severe

3

-

Seizures

3

5

Refusal of further therapy

2

2

Hypotension

2

—

Secondary reaction, frequent

-

5

Prolonged

Coma ( +

Insulin Resistance

6 hours)

3

l

Coma

�.10.-

h. Effects

on the Psychotherapeutic Relationship

In.this setting, patients are referred for insulin coma therapy
after a period of verbal relationship therapy. Such referral implies a
failure of interpersonal communication.
During the period of effective drug action,

treated patients were described

by the

fifteen of the

chlorpromazine—

therapist in re6ponse to an inquiry

as "more accessible," "Spoke more freely" and were "more amenable to psychotherapy."

subjects in

The

behavioral changes could be classified into two groups:

whom

tension and preoccupation with somatic

symptoms became much

hallucinatory or delusional preoccupations ended.
Such changes in relationship'were frequently described as an increase in
"contact." In thirteen subjects, psychotherapy was either still "not feasible"

less,

and those

in

whom

less feasible because of increasing, uncontrolled tension,
anxiety or preoccupation with the side effects of the drug regimen.
Similar observations were made in the insulin treated patients. Of the
thirty patients, seven were noted to be less tense and less anxious during

or had

become

therapeutic sessions.
more

freely"

The

therapists noted that the patient "verbalized

and "was mere aware of

his environment." Four patients

were

specifically treated with a "modified anaclitic" approach. In each instance,
this relationship was unsustained during treatment and the therapists resorted
to

more conventional

ive, educational
therapists

tactics. In the

remaining patients (19), while support-

and environmental manipulating techniques were

were no more successful than

applied, the

prior to insulin therapy. In eleven

patients, the physiologic effects of the treatments (secondary reactions,
sweating, nausea, vomiting and'weight gain) were reported as interfering with
psychotherapeutic attempts.

�-11Discussion

1. Clinical Considerations
In these patients neither chlorpromazine in high therapeutic doses
nor insulin

specifically modified the psychotic process. Since 88% of
these patients were diagnosed as suffering from schizophrenic illnesses, we
concluded thatiieither treatment has a specificity in altering the schizocoma

phrenic process.

shen given in adequate dosage, however, both treatments are

potent methods for u1e alteration of behavior.
the treatments are similar.

ioral patterns persistent

In only

and

others, the induced behavioral
Since these therapies

20%

rated as

of the patients were induced behav-

much improved

or recovered. For the

transient or minimal.

Chang 5 were

fail to

In the discharge evaluations,

induce a recovery from the psychotic

process, then consideration should be given to their ameliorative, palliative
and supportive aSpects.

Symptomatic

to the treatment period.

Patients

relief

was

frequent, but generally limited

were made uncomfortable by both

therapies,

however, and the complications and toxic effects have already been noted.

In assessing the role of concomitant psychotherapy, there is
advantage of

either therapy.

Both methods were

said to

enhance

little

relationship

therapy although the therapists' evaluations favored chlorpromazine therapy.
Excluding those who developed increased

agitation, patients were more comfortable, more alert and physically better able to discuss their feelings and
experiences while on chlorpromazine, than on insulin coma. It is clear that
"interpretive" psychotherapy is not enhanced, but rather supportive, educative,

re-orienting and directive types of therapy.

When

there is a modification

of agitated, hallucinatory, depressed, manic or aggressive behavior, than
both the

therapist

and

the patient arernore comfortable

and able

to discuss

�-12the

reality aspects of the life situation.

Therefore, in this context, the ease of administration and the possibility of continued maintenance of chlorpromazine in an outpatient setting
assumes decisive

significance.

To

maintain such therapy

after discharge

continue thereby the relationship established in the hospital setting
an important element in sustaining the behavioral changes induced by

and

may be

hospital-

ization.
2. Other Studies
While many

appeared,

we

reports of the treatment of psychosis by chlorpromazine have

are aware of only one similar comparative study. Boardman,

Lomas and Harkowe

one hundred

(3), after a review of the problem, report their study of

patients randomly divided into

two groups of

SO

and

treated either

insulin coma or chlcrpromazine. The chlorpromazine dosage was lower than
that in this series (average 300 mgm) but the drug period (3 months) was the

by

Their observations are directly comparable to

same.
no

difference in the discharge evaluations, nor in

this study.

They reported

assessments for

symptom

either treatment group.
The chlorprcmazine

treated patients,

box-raver, remained

in the hoslaital

less than the insulin treated subjects. This was a
significant difference between the groups. They concluded that: "There is
inconclusive evidence that chlorpromazine has advantages over insulin in the
an average of 6.2 weeks

treatment of schizophrenia," but "that insulin has disadvantages in the form
of greater danger and more unpleasantness
on

the nurses. Chlorpromazine is the

phrenia, but this conClusion
and has

is

for the patients

first

and

greater strain

treatment of choice in schizo-

based on the immediate

results of treatment

not yet been confirmed by an adequate follow-up study."

�«n13-

his co-workers emphasize the problem of evaluating the

Boardman and

therapeutic efficacy of insulin

coma.

They note a number of

raise doubts as to the efficacy of insulin

coma

reports that

therapy in schizophrenia.

(h), in an extensive review of the merits of insulin therapy in

Boume

is no proof of any Specific therapeutic
the long term prognosis is in no way influenced."

schizophrenia concluded that "there

effect,
he

and

recent observations of insulin treatment of schizophrenia by

Harris and

Oldham ( S)

Aclmer,

are relevant. In a carefully controlled study, young

schizophrenic patients were randomly treated either by insulin or by barbit-

urate

coma

results

in the

same ward and under

were made by

patients received.

similar conditions. Phraluations of

psychiatrists without

The

knowledge of which medication the

authors noted a similar

outcome whether the

loss

of consciousness was induced by a barbiturate or by

insulin, and concluded
that insulin was not a specific therapeutic agent in the outcome.
In the fol] oar-up studies in this hospital (2), the therapeutic results

for insulin

coma

therapy were disappointing. In that report, patients

ferred for insulin

coma had

re—

the longest period of hospitalization (6.50 months

for electroshock), poorest discharge rating
(3325 recovered. and much improved, 1?. 63:5 for psychotherapy and 67% for electroshock), and within four years, a 5015 re-hospitalization rate (compared to 33%
for psychotheram and 29% for electroshock). while these observations reflect

1g

6.0).:

for psychotherapy and

14.95

the observation that the more severely
coma,

it also

ill

patients are referred. for insulin

supports the belief that insulin

coma

is not

a specific treatment

for the patients referred.
From

these reports

and the passage of many

we would conclude

years, insulin

that, deepite considerable study

coma

therapy has not been

shown

to

�.mpersistent behavioral changes more frequently than other non~specific,
less dangerous and less expensive therapies. To the list of alternate
induce

therapies of limited value in the
chlorpromazine, noting, however,

management of psychosis we may now add

its

advantage of

lesser risk

and ease of

adninis tration .
3. Dosage of Chlorpromazine

for

For the purpose of assuring an adequate level of chlorpromazine

evaluation, the medication
This level was too high

duction in

was

increased in

all subjects to toxic levels.

fox-its behavioral effects, as evidenced by the re-

all responsive cases to

maintenance levels of 300 to 2000

mgm.

our impression that chlorpromazine affects the function of the
central nervous system (as evidenced by changes in.modulation and percent
time delta in the electroencephalogram and systemic phenomena of rigidity

It is

results in a non-Specific alteration in behavior. Such
behavioral change is varied and is dependent upon a.variety of factors, of
which the personality organization and the expectancy of the milieu are sigand

lassitude)

and

nificant. In this context, the induction of a state of altered cerebral
function is a necessary prerequisite to behavioral change.

The

only assurance

of achieving a therapeutic level, therefore, is the appearance of toxicity,
and a lowering of dosage from that level to a maintenance dose. The effects
of rigidity, drowsiness and lassitude, therefore, are necessary concomitants
of the therapy and should be induced in all patients in whom a therapeutic

effect is desired. In instances uhere an affective "storm" supervenes, continuation of the drug at higher levels, with concomitant artane and cogentin,
should be considered. Such an attitude in therapy is comparable to the application of digitalis in cardiology, and to the present concept of the
action of electroshock therapy (6).

mode

of

�.15Conclusions

1.

In a study of patients referred for insulin

open ward, voluntary

insulin

coma

psychiatric hospital, patients

coma

therapy in an

randomly received

either

therapy or intensive chlorpromazine therapy.

2. Chlorpromazine was as effective in modifying psychotic behavior as

insulin

coma

therapy.

There was no

difference in the

improvement

rating

on

discharge, incidence of complications or effects on the psychoﬂaerapeutic

relationship for either therapy.
3. In comparison to insulin
administer, and lends

itself to

coma, dilorpromazine

long term management.

is safer, easier to
Patients receiving

chlorprcmazine therapy arernore comfortable than those receiving

insulin

coma.

that either therapy has altered the
basic schizophrenic process; nor is there any evidence that there is greater
specificity of either form of therapy for schizophrenic illnesses.
b.

No

evidence has been educed

�REFERENCES

l.

Kalinousky, L.B. and Hoch, P.H.: Shock Treatments, Psychosurgery, and.
other Somatic Treatments in Psychiatry, Grune and Stratton,
13.15. 3 1952.

Rachlin, H.L., Goldman, (3.5., Gurvitz, $1., Lurie, A. and Rachlin, L.:
Follow-up Study of 317 Patients Discharged from Hillside
Hospital in 1950, J. Hillside Hosp. §_: 174.0, 195 6.
3.

Insulin and Chlorpromazine
Comparative Study in Previously Untreated
Cases, Lancet, Sept. 8, 1956, pp. 1:87—1:91.

Boardman, R.H., Lamas,

J.

in Schizophrenia -

and liarkma‘e, M.:
A

Boume, H.: The Insulin Myth, Lancet, Nov. 7, 1953, pp. 961;~968.
Ackner, B. , Harris, A. and Oldham, A.J.: Insulin Treatment of
Schizophrenia - A Controller} Study, Lancet, March 23, 1957,
pp. 607-6110

Fink,

1-1.

and Kahn, R.L.: Relation of ETTG Delta
Response in Electroshock: Quantitative

Arch. Neurol. and Psychiat. (in

Activity to Behavioral
Serial Studies, AJ'LA.

press).

�January 31, 1957

Subject:

Drs.

From:
To:

- Insulin Control

Chlorpromazine
Max

Study:

Interim Report

Fink, Robert Shaw, George Gross and Fred Coleman

Dr. Joseph S. A. Miller, Dr. Simon Kwalwasser and the
Research Committee of Medical Board
Following

insulin
During

is

a summary of the observations

in the control chlorpromazine-

study, instituted September 1, 1955 and completed January 1, 1957.

coma

this period,

59

patients

were

referred for insulin

coma

Half

therapy.

of the group was placed, by random sampling, on chlorpromazine * therapy

in-

stead of insulin coma. Four patients received both insulin and chlorpromazine
therapy.

of the patients

of therapy of

less than

who

received chlorpromazine, seven received courses

one month.

patients, three had an

of the 29 insulin

inadequate course of therapy.

I.

During the period l95h—1955, preliminary

PROHLEH:

azime resulted in the awareness
and

safe. In view of the unusually poor

trials of

that the drug

showing of

was

the insulin

chlorpromp

both potent
coma

populat-

ion in the 1950 Fbllowaup Study (1), and the appearance of numerous articles

in the psychiatric literature

recommending chlorpromazine as a therapy

schizophrenia, a comparative study of chlorpromazine
taken.

The

a)

- insulin

for

coma was

under-

following questions were postulated:

What

b) What

is the clinical effect of adequate doses of chlorpromazine?
is its therapeutic efficacy'when compared to insulin coma

therapy?
0)

‘Ehat are the

indications (and contraindications) for the use of

chlorpromazine and/or insulin coma?

* Chlorpromazine supplied as "Thorazine" through the courtesy of Smith, Kline
and French

00., Philadelphia.

Rachlin, H,L., Goldman, G.S., Gurvitz, M., Lurie, A., and Rachlin, L.:
Follow—up Study of 317 Patients Discharged from Hillside Hospital in 1950,
J. Hillside HOSp., _5_: 17-ho, 1956.
(1)

�«2.

II.

All patients referred for insulin

SUBJECTS:

coma

therapy during the

period September 1, 1955 and December 31, 1956 were observed.
Supervising psychiatrists

made the recommendation

independent of the research group. Their
by the

hospital administration,

patients
made by

coma

therapy

criteria were those implicitly held

and were not

were placed on chlorpromazine

for insulin

altered for this study. Selected

therapy.

selection

The

was random and

the supervising psychiatrist of the physical therapy unit, without

prior notice of the referring therapist.

III.

a.) Insulin nga;

EETEQQ:

standard technic of Sakel was used.

The

All patients received 50 comes, each of a duration of one
hour or longer

at the physiologic level

flex or deeper. Recovery
ous glucose.

of Babinski reflex or absent

was induced by gavage and

lid re-

occasionally by intraven-

Treatments were given five times weekly, for a period of 3-h

months.

b.) Chlorpromazin

: To

establish a complementary therapeutic

group, chlorpromazine was given for

at least three

months.

Dosages were determined by the research team and were rapidly increased

clear-cut physiologic effects

ifest rigidity, drooling,
ere dermatitis.

were observed. These included

and fixed

clinically

mans

facies; or toxicity, as seizures or sev-

In each instance, the drug dosage was slowly reduced

a maintenance dose,

until

just under toxicity,

was obtained.

until

This was maintained

for the duration of the observation period.
Laboratory
blood counts,

tests

were

carried out at irregular intervals

liver function tests, glucose tolerance tests

and included

and electroenceph-

alogramS.

In both experimental groups, behavioral observations were

made at'weekLy

intervals. Following completion of the treatment period, reports of the ther-

�4-3-

apist and supervising psychiatrist were obtained. The rating of "improvement"
Conwas that established by the Medical Director at the patient's Discharge
ference.
IV:

RESULTS:

Chlorpromazine

A.

l.

until signs

creased rapidly

of

was achieved

in daily dosages

to 3600

in

mgm.

2000 mgm.

one

patient.

of chlorpromazine was in-

The dosage

QEEEEE.22.22EQEEEEEEEEEEF

rigidity appeared. In most instances this
below lhOO mgm. although dosages were increased
The maintenance dose

varied from

300 mgm.

to

daily.

2. Clinical effects of chlorpromazine:
motor retardation in

all subjects.

Chlorpromazine induced a

Overactive, destructive behavior rapidly

disappeared, and the patients were more tractable, less negativistic and less
violent. The nurses' and therapists' records relate that patients are "less

easily excited and frightened," "cooperates better in
"less restless

and

less panic-ridden."

ward

activities,"

and

One-third of the patients were more

sociable and less seclusive, and were noted to care for themselves in a more
presentable fashion. In the instances where severe parkinsonism supervened,
however, the patients were less able to care for themselves; became sloppy and

failed to dress.
by

Such periods were

short or could

be

significantly modified

anti-parkinson drugsn
Affective changes during chlorpromazine were varied.

In four instances,

the patients became increasingly agitated, tense, tremnlous and either refused
to continue on the drug regimen or were induced only with difficulty. Such an

persisted.
In four other instances, depressive symptoms were significantly relieved,
with an increase in affective lability and responsivity. In two patients, deaffective "storm" appeared early in the therapy

and

�.u.
pressive ideation increased and was associated with complaints of insomnia.
The medication was continued, however, with an eventual alleviation. In most

patients,

mood changes were

small.

Ideation was dramatically altered during the period of-chlorpromazine
therapy in twelve of the patients. Eight patients had a loss or a significant
diminution of psychotic ideation. In five, the hallucinatory and referential
xperiences were no longer reported even on inquiry; and in three others,
delusional ideation was less prominent. In one patient, phobias were relieved

to a degree that the patient could participate in ward activities. In another,
hypochondriasis was sufficiently modified to permit of a more meaningful

latedness of therapist

and

re—

patient.

In one patient, paranoid ideation became more prominent. This was

associated with increasing anxiety and panic during drug administration, with
resultant discontinuation of the drug regimen.
3. Effects en the psychotherapeutic relationship; Patients are
referred for insulin coma therapy after a period of verbal relationship therapy. Such referral implies a failure of interpersonal communication.
During the period of effectiwadrug

activity, ten of the patients

were

described by the therapist in reSponse to an enquiry as "more accessible,"
"spoke more freely" and were "more amenable to psychotherapy." The responses
could be classified into two groups: the subjects whose tension and pre—

occupation with somatic

symptoms became much

less and those in

whom

halluc-

inatory or delusional preoccupations ended. In each instance, the therapist
described the change in relationship as an increase in "contact". In twelve
subjects, psychotherapy was either still "not feasible" or "less so because
of increasing, uncontrolled tension."

�-5.
In no instance did the problem of drug addiction or drug dependence
play a role, nor was there an appreciation that drug therapy altered the

therapeutic relationship adversely.
h. §g§igg§
twenty four have

left the hospital.

thirty patients in this series,

or the

93 "improvement":

Table

I lists

the number of patients

evaluated by the Discharge Conference, according to the four-fold classification in use in the hospital. For comparison, the discharge ratings of the

insulin

coma

therapy patients, following the
TABLE

same

criteria,

have been included.

I

DISCHARGE RATINGS

Chlogpromazine

Insulin

l.

Recovered

1

O

2.

Much Improved

3

1

3.

Improved

15

10

h.

Unimproved

S

8

Coma

Included in the unimproved group of chlorpromazine patients are four
who

received inadequate courses of therapy (less than one month) because of

complications of the therapy.

or the eight unimproved insulin

coma

patients,

four had inadequate courses of therapy - two because of complications (seiz-

ures, prolonged coma), one because she was a severe
the fourth by administrative transfer to the V. A.
5. Toxicity g£_chlorpromazine:

management problem; and

Inherent in the design of

were the high doses of chlorpromazine, pushed

to

symptoms of

this study

toxicity. In

this context, all patients developed significant drug effects. In all, rigidity of extremities appeared; frequently accompanied by a decrease in facial
expression, drooling and festination. In a number of patients the pafkinsona.

�~6—

ian features appeared as the drug dosage was reduced.
symptoms were

became drowsy,

relieved

when

retarded,

the drug

and

was

discontinued.

less active in

ward

In.each patient the
Almost

all patients

activities. In four pat-

ients, increased tension, agitation, restlessness and excitement supervened,
to a degree that led to a discontinuation of the drug regimen.
Seizures occurred in three patients. Ineaach, the drug medication was
reduced, and seizures did not develop

at the

lower dosages.

Dermatitis was a frequent complication. Severe, intractable skin reaction occurred in three patients, with resultant discontinuation of drug
therapy in two. In the third, promazine * therapy was substituted for chloru
promazine, with a relief of the dermatitis. The behavioral effect of the
promazine was indistinguishable

in this patient from the chlorpromazine group.

All patients developed a skin photosensitivity so that

on exposure

to sun,

transient erythema developed.
Refusal of further medication because of drug effects occurred in two

patients. Both developed severe tension and agitation. In two other instances, agitation resulted in the therapist insisting upon a change in treatment regimen.

Table

II lists the complications of both treatments. Certain effects

are individual to the type of therapy, as dermatitis for chlorpromazine; and
prolonged coma, severe secondary reactions and nausea and vomiting in insulin
coma.

0there, as seizures, fainting spells,

and increased

are seen in both.
*-

Surplied as "Sparine" by the courtesy of Hyeth and Co.

states of agitation

�'77“

II

TABLE

COMPLICATIONS

Insulin

_Chlorpromazine

Coma

“

Agitation

h

and Panic

2

-

Dermatitis, severe

3

Seizures

3

3

Refusal of further therapy

2

2

Hypotension

2

-

Secondary reaction, frequent

-

5

-

3

~

1

Prolonged

Coma (+

6 hours)

Insulin Resistance

In this chlorpromazine series, no patients developed clinical jaundice.
This complication has been variously reported as occurring in

less than

%%

of

the subjects treated.* Liver function and blood element studies were done

in this group of patients.

Changes were small, and

at the recommendation of

the medical consultant, the studies were discontinued.
Electroencephalograms were obtained

patients.
and

On

in fifteen of the chlorpromazine

adequate doses, a moderate amount of low voltage

theta activity

was induced.

This

activity

h—7

cps.delta

was exaggerated by hypervent-

ilation.

There was a suggestive relationship between the degree of the induced

slow wave

activity

and the drug dosage.

6. Adjuvants tg_Chlorpromazine:

With the development of

rigidity,

festination, and drooling, patients received cogentin or artane medication.
Both drugs relieved the symptoms, and in a few instances, to a significant
* In the

initial studies at Hillside

twenty developed

Hospital, three patients of a group of

transient clinical jaundice.

�-8degree. Concomitant with the

relief of the rigidity a feeling of euphoria

and wellabeing was occasionally noted.

In one of the patients

who

developed

effect.
therapy, anti-

an affective "storm" the administration of artane had a salutary

In patients

who developed

seizures during insulin

coma

convulsant medication (dilantin, phenobarbital) has been routinely employed.
Such agents were
on lowered

not used with chlorpromazine as the seizures did not recur

dosages.

Insulin

B.

Coma

Theragz

clinical effects, complications, the treatment results of insulin
ccma therapy have been exhaustively reported. In this series, twenty-nine
patients began insulin coma therapy. Of these, nineteen have completed their
period of hOSpitalization and ten are either completing their treatment perThe

iod or are awaiting discharge.
The

over-all ratings of

"improvement" are

listed in Table I.

When comp

pared with the Hillside HOSpital Follow-up Study of 1955, the percent improve—
ment

in each category is not significantly different, although the trend is

less optimistically than the 1950 group.
In Table III the percentages are listed for each evaluation category of this
to rate the present series

somewhat

group compared to the 1950 populatidn.
TABLE

INSULIN

III

COMA THERAPY

Present Group

E

1. Recovered

0%

2.

Much

h%

19%

3.

Improved

52%

h2%

h.

Unimproved

hh%

25%

Such a

Improved

difference in trend,

if

sustained,

1h%

may

reflect a variety of

factors, including changes in criteria of "improvement;" prior administration

�.9...

tranquillizing agents exerting a selectivity on the population
admitted to the hOSpital; and changes in staff criteria for referral for in»
of the newer

Sulin

coma

therapy.

complication rate in this insulin group is comparable to published
studies. No unusual complications, and no deaths were observed.
The role of psychotherapy in patients undergoing insulin coma therapy
The

is complex. In this group, four patients were treated with a "modified anaclitic" approach and an effort at establishing a working psychotherapeutic
relationship was made. In the remaining patients, no unusual efforts at psychotherapy were made, with the consensus

that a supportive, educative, enviru

onmental-manipulative, reassuring type of therapy was achieved, to varying
degrees. Therapists reported (in 7 instances) that patients were less tense

less anxious during sessions while in coma therapy. In eight patients
the physiologic effects of the treatment (secondary reactions, sweating, nausea,
vomiting, weight gain) interfered with relationship therapy to a significant
and

degree.
C.

Therapeutic Results in Relation to Final Diagnosis
Table IV lists the final diagnostic categories for the patients in

each group.

All diagnoses were represented in each series with an equivalent

distribution.
TABLE

IV

EBYCHIATRIC DIAGNOSES

Insulin

Coma

Chlorpromazine

Psychoneurosis

l

2

Schizophrenia, Paranoid

0\

we

U1

O\

U1

\n

\»

to

+4

DD

Schizophrenia, Catatonic
Schizophrenia, Mixed
Schizophrenia, Hebephrenic
Manic Depressive Psychosis

�~10—

No

diagnostic group had a significantly better treatment response than

any

other with either form of therapy.

V.

DISCUSSION:

A.

Comparison of Chlorpromazine and

Insulin

Coma

Therapies:

Neither chlorpromazine in high therapeutic doses, nor insulin
are Specific treatments for schizophrenia.

The discharge evaluations

both treatments are not significantly different. There

is,

coma,

for

however, a def-

inite tendency for more patients in the chlorpromazine group to be rated in
the better classifications than in the insulin coma group. The trend assumes
significance

when

both the type of sampling and the qualitative aspects of

the treatments are taken into account.
the

The random sampling

is exemplified by

resultant matching of diagnoses.
Since these treatments have not resulted in a recovery from the psychotic

process, then their ameliorative, palliative and supportive aSpects must be
considered.

The

insulin

coma

patients are usually uncomfortable throughout

their treatment period. Nausea, vomiting, secondary reactions,
are

Prolonged coma

common.

loss of

is

a

and drowsiness

realistic threat; as well as the threat to

life.

The chlorprcmazine

patients also suffered considerable disagreeable side

effects. Parkinsonism, drowsiness,

and skin

reactions are significant,

must be considered as concomitant management problems.

and

Seizures and jaundice

are the most severe reactions, and to date, have not been permanent.

It is

possible to modify the significance of these side effects to a considerable
extent by anti-parkinson and anti-convulsant medication.
There

is no question, furthermore, as to the ease with which chlorprom-

azine can be administered, in contrast to insulin coma.
A

significant element in the use of these agents in the therapy of schiz-

�.11...

ophrenia is concomitant psychotherapy. Such relationship therapy
by both

It was

therapies.

apparent in the therapist's evaluations, however,

that the chlorpromazine regimen was
apy.

Patients, excluding those

comfortable,

alert

iences while

on

and

was enhanced

more conducive to concomitant verbal

who developed

ther-

increased agitation, were more

physically able to discuss their feelings and exper-

chlorpromazine, than insulin coma.

In another respect, the ease of administration of chlorpromazine

advantage. Patients

who respond

to drug therapy can

is of

be maintained on such

therapy for as long as needed, even on an outpatient basis, while the "course"
of insulin coma

is limited.

Are these treatments equivalent?

Can one be

substituted for the other?

While these questions cannot be answered by the data

the negative can be denied.
groups are not

The

in a positive assertidn,

results of these treatments in equivalent

different with regard to the discharge evaluation.

The changes

in behavior noted and the symptoms alleviated are not significantly different.
In this series, three patients had adequate courses of both regimens. Two
have been discharged"improved," and the third is still in the hospital. There
has been no

significant differences in their reSponse to either

form of therapy.

Comparison With Other Studies:

B.

While many studies of chlorpromazine in schizophrenia have appeared,
only one report of a controlled study

is available.

gt_al_ (2)
after an excellent review of the problem, report their results in one hundred

patients,
coma

randomly divided

into

two groups

of

SO

and

Boardman,

treated either

by

insulin

or chlorpromazine. Their chlorpromazine dosage was lower than in this

series (average

300 mgm) but the drug period ( 3 months ) was the same.

Their

observations are directly comparable to this series. They noted that the over(2)

et a1: Insulin and Chlorpremazine in Schizophrenia —
Study
of Previously Untreated Cases, Lancet g5 h87-h9l,
Comparative
(September) 1956.
Boardman, R.H.

A

�all clinical results were slightly more

favorable in the chlorpromazine group

than in the insulin group judging both by interview status and by a rating

scale of

difference was not of high statistical signif-

The

symptom change.

state, however, that the chlorpromazine patients remained in
the hospital an average of 6.2 weeks less; and that this difference was statistically significant. They concluded that: "There is inconclusive evidence

icance.

They did

that chlorpromazine has advantages over insulin in the treatment of schizophrenia," but "that insulin has disadvantages in the form of greater danger and
more unpleasantness for the patients and greater strain on the nurses.
Chlorpromazine is the first treatment of -choice in schizophrenia, but this
conclusion is based

on

the immediate results of treatment

and has not

yet been

confirmed by an adequate follow-up study."

In Boardman‘s review, due cognizance

therapeutic efficacy of insulin

come.

He

is

given to the problem of the

notes the number of'dissident re-

ports that raise doubts as to the role of insulin
In this regard,

for insulin

it is

therapy in schizophrenia.

important to note the results of the Hillside Follow-up

in which patients referred for

coma,

coma

such therapy had the

period of hOSpitalization, poorest discharge ratings, and a

ization rate (compared to

33%

for psychotherapy

and 29%

50%

longest

rehosPital-

for the electroshock

therapy groups).
Two

other control studies of chlorpromazine in psychoses are relevant

to this report.
"blind" study
ment

at

Feldman gjgggp (5)
Topeka

reporting the observations in a controlled,

State HOSpital noted a significant degree of improve-

for chlorpromazine. They&lt;eoncluded that "thorazine

was found

to be

useful in converting acutely disturbed psychotics into tractable, accessible
patients

who could

(S) Feldman, P.E.

then participate more actively in the hOSpital rehabili-

et al:

A

Controlled, Blind Study of Effects of Thorazine
Clinic, a9; 25-h7, 1956.

on Psychotic Behavior, Bull. Men.

�.13...

tatidn program." Tenenblatt

and Spagno

(6), describing the St. Elizabeth's

Hospital eXperience, in another control study, noted significant behavioral

effects in psychotic illnesses other than involutional psychoses.
Effect of Study

D.
An

on

Staff:

inherent factor in a control study of any therapeutic modality is

the effect that the knowledge of random selection of patients or the use of
placebos has on the therapist in his choice of therapy.

sulin

coma

referrals were to

be given

Knowledge

that in-

either chlorpromazine or insulin

coma

created a feeling of insecurity and impotence in the therapist. Their control
of the therapeutic situation was

in a decrease in the
drug

effects,

and

number of

felt

as severely constricted.

This resulted

referrals, an exaggeration of the physiologic

in the patients expressing doubts as to the therapeutic

efficacy of the drug despite significant changes in

ward behavior.

On

numer-

therapists called to enquire which therapy their patient,
referral for ICT had not yet been made, would get. Prior prejudice

ous occasions,
‘whose

suitability of either therapy resulted in the therapist's expressing disappointment at the modality used. In two instances, such preabout the

judices led to early discontinuation of chlorpromazine therapy,

when the

pat~

ient experienced eanLy signs of drug effects.
E. Dosage of Chlorpromazine:
For the purposes of assuring an adequate level of chlorpromazine for

evaluation, the medication was "pushed" in
level
in

was too high

all

all

subjects to toxicity. This

for its behavioral effects, as evidenced

responsive cases to maintenance levels of

by the reductidn

hOO-lOOO mgm.

The

effects

of parkinsonism, drowsiness and lassitude are prdbably necessary concomitants
(6)

Tenenblatt, 3.8. and Spagno, A.: A Controlled Study of Chlorpromazine
Therapy in Chronic Psychotic Patients, Quart. Rev. Peych. &amp; Neurol.,

�1":114-

of the therapy; and should be induced

effect is desired. In instances where

in all patients in
an

whom

a therapeutic

affective "storm" supervenes, con-

inuation of the drug at higher levels, with concomitant artane or cogentin,
should be considered.
VI.

CONCLUSIONS:

In a control study of patients referred for insulin

coma

therapy,

chlorprcmazine therapy was found to be as effective in modifying psychotic

behavior patterns as insulin
charge ratings to be

coma

therapy.

is

There

better for the chlorpromazine

a tendency for the

group than

dis-

for the insulin

coma group.

In comparison to insulin

coma

to administer, more controllable in

therapy, chlorpromazine is safer, easier

its effects,

and has fewer side

effects.

that either therapy has altered the basic
schizophrenic process; nor is there any evidence that there is greater specificity for either form of therapy for schizophrenic illnesses.
No

evidence has been educed

�February 3, 1958.

that at
a

bucuti

1..

t

:1

1251

:

or EEG Dona Maturity to Bohuioml
Quaint-Adv. 801-111 Studiu, “Hg, .
kaponn in metro-hock:
a:
Arch.
chhnt. 18; 516-525. 1957.

Fink,

H. and Kuhn,

my

a.L.s

3818321511

.

Mime

ﬂux-spin,
Units.“ Theory of the Action of
1957.
197-306.
g. Hillside 3032. 9:
ILL: Significance of Individual Variability in ma human to
moctmlhock, g. Bullio- Raga. Q: 229-21“), 1957.

link,

91.: A

3.

m,

h.

Join,

5.

Kuhn, 3.1.. and

$.

him, 8.1...

J.

«In An

abacus.” Study of Went-.1031

£111.16. Hog. 9,: 207.215, 1957.

link,

In

blink,

PchhiaMc Interview,

Figural Artur Induced
mm
(1957).
g:

Perception of
m5. Puma)...

mum,

Altered Bruin

1n

361

H. and Pink, 15.: Social

Salaam of

Factorl 1n

216-228, 1957.

7.

3. and Pink, Ha Role or Stimulus Intensity 1n Pomcpuan
tom,
'
Simultaneous Gunman: Electrical Stimuli, 1. munch Hog).
9" 2181.250; 195?.

at

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mama“

8.

Karin, 8. (With Tameka, 8. and Friedman, 8.): Pomeptim
Stw o: Ambit-lanai, mg, hard, I: inching.. 1Q: 1&amp;7-176,
19 7.

9.

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knack,

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322‘

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(with‘marb, m):

Test in Schilophrcnic 0111mm,

6354-6132,

1957.

htum of Orientation in Childm in

303.1de Instant. for 8mm Bonnier Daemon, her. J.

Mama

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n. (with Battarnby, v.3. and Radar, 14.3.): Tnchia’wteopic
hunk,
“minimum of Contour 1n ﬂuent: with Brain mange, J, Cog.
algal. gm 61° ﬂ. 3’ 220.227, 1957.
Pollack, K. (with Battersw, $1.3. and War, 11.3.): Visual Deficit
After Brain Damage in Man as Hammad with Rupidlyakpoud chromatic
Stimn, mr. BIS-“2.9;. £2} 7’ 1‘68, 19570
0

13.

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attracting Complex Exception in the Institutionaliud Aged, ,1.

Gomntolu

l2“: ’1, “374‘38’ 19570

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mm

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Flbmuy 3, 1958.

Imagination! in Pro”:

1.

3., Mfo, J.
humor,
with mantra-hook

2.

Pink,

3.

Pink, IL, Shut, R... Grass, 0. and Colo-Inn, F.3d

and Kuhn,

Yuma“, J,

3.1.: chhomompenuc Techniques
Hang. (in press).

was

8.. [$11, 3.1.. tad anon, 14.1.:
ﬂuctuahook Prone-l, m, luv.

“perinatal

M.

mama).
J.
r
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and Insulin

Cm in the

Studio: of the

(in press).

Omani» Study of
Therapy of Psychosis,

*

h.

Pink,

5.

ma, LL.

11.:

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Laura}. Gnu

Gun.

In

macaw.

a

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in press).

W.

and Pink, 24.: humanity Factors
(in
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in Buhuioral

mu).

name

to

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many:
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2.

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cut-m

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3.,

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no scanty,

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Enluation of Clinical Bolivian}.

physiologie Alp-ct... Presented

at LBJ...

at Motropoutan

Band

Change: Neuro-

ma tabla, Chicugo, by 1957.

Exporiunm
Gm, LL:
of Biological

Pm“.

Juno 1957.

Studio: of the msctmahock
Psychiatry, Atlantic City,

H. and Kuhn, R.L.I mum of amt-wean: Role of Alteration in
Brain Function in Bah-dot. Pnsented at. Int. Congas: of Pnychntry,
Zurich, Sept. 1957.

h.

ﬁnk,

S.

I!” xﬁn, 3.14. ”d “an, 3.! “ICC“ Qt 01:!qu “tend 3w
m’Function
on Pomaption. Pruemad at the 17 Int. Congrats of Psycholog,
Ema-1c, August 1957.

'

6.

Fink, II. and him, 3.1“: Random Pattoml in Induced Stat» of Aland
Road at w. New Ion Divisional Hating, A.P.A. 1m. 1957.
Brain

7.

Pink, Mu

8.

on m ma sumnwm tar hoary of
Le Enact. or
M,Pmaou
of Conwlaivo Thu-um. Read It. Mom “Inﬂation of manna

mum.
of m quancy Shirt for Plychintz-y.
Simian“SOQCW‘
HoY: 30'. 1957-

”Mum

EEG

13101313511).

anecphalographm, Nov

9.
10.

Road at.

M30, 4.:

1621:, Doc. 1957.

Bahamian). chug” Plyohomum in Evaluation of Clinical Round
Tabla, Chicago, Hay 1957.

lingnhuc “pom. Fromm at A.P.A.,

in hymn-Le Interview.
NationA.P.A..
Nov. 1957.

MIC, J.: Lu Obj-«tin Study of
had at um How Iork Divisions). Mating,

in Buhuioral Euponu to
metre-hock Thonpy. haunted at meta-omen}: Research “mention,

[11:21,

3.1.. and Pink, 11.: Pomonality Factor!

Chicago,
Ram,

New

1957.

LL. and link,

Aland Brain

Mu

Pompticn or

Function.

Road

We! Figures Arte:-InInduood
Ierk, August 1957.

at Ann. Plyehol. Luau”

Karin, H. (with runabout, S. and Friedman, 84): Pomption Expouunu in a
Study of Allah-Amen. End at Suction on lourolog I: Plychintry of Ed.
of Kodiak)! and LY. Roux-01. Socioty, NJ. Jm. 1957.

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1h. lbrin, H.

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00%. 1957.

16. Pamak, H. (with Galena), W. and Dam, 14.): Pain mucus in
Schumann 02:11am. Haunted at Mr. Orthapaychntrio mac.
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Phraoption in Brain mm:- Patten“. Flaunt-d baton Int. Congrats
or ngcha1., aux: 1957. (Brunloll).
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v.3. and Bondar, 14.3.): Visual M1611: After

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,ﬁ,

.

1

Confinia Neurologica

9/

NEURQPHYSWLUEY [ABQRMURY
HILLSIDE HOSPITAL
GLEN OAKS' N' Y-

Borderland of Neurology -— Grenzgebiete der Neurologie
Les conﬁns de la Neurologie
Edidit: E. A. SPIEGEL

Basel

S. KARG ER
Separatum Vol. 12, Fasc. 4 (1952)

:

3

.

New York
Printed in Switzerland

From the Department of Neurology and Psychiatry, New York University College
of Medicine and the Neurological Service of the Third Division, Bellevue Hospital,
New York City

A Clinical Evaluation of Carotid Angiography
by MAX FINK and JOSEPH M. STEIN

._.I
I

‘

f

.3
I

Since carotid angiography has become a routine procedure in
the management of intracranial conditions, an evaluation of its use
is necessary. Both the indications and hazards of the procedure
must be considered in recommending it for diagnostic purposes. It
seemed valuable, therefore, to review the angiograms done on the
neurological service of a general hospital. During the past 20
months, 117 percutaneous diodrast angiograms were completed by
members of the resident house staff. The majority were done di-

rectly by the authors.
A variety of neurological conditions including suspected brain
tumors, vascular anomalies, subdural hematomas, vascular diseases and diffuse degenerative diseases were selected by the attending staff as suitable candidates for angiography. In each case, a
percutaneous carotid angiogram was performed according to the
usual descriptions (1). Either local inﬁltration by novocaine or
general anesthesia by pentothal or surital was used. A CournandGrino needle was inserted into the carotid artery at the level of
the thyroid cartilage. In most instances the common carotid artery
was cannulated; in a few instances the internal carotid alone.
Ten to twelve cc. of 35 % diodrast solution were used in each
injection. A simple manual multiple cassette holder was used. This
permitted three consecutive lateral ﬁlms and a single anteroposterior (A—P) view.
In each case the A—P and lateral ﬁlms were immediately
developed, and, if indicated, the injection was repeated. If no
pathology was noted on these ﬁlms, the procedure was repeated
on the other side whenever advisable. Bilateral procedures were
carried out in 26 subjects.

�182

Max Fink and Joseph

M.

Stein

Results
Diagnoses of various conditions were made prior to angiography.
Of these, “brain tumor suspects” made up the largest group;
suspected vascular anomalies and subdural hematoma were the
next largest groups (see Table I). The interpretation of the ﬁlms
was based on descriptions by Moniz (2 a), Lima (2b), and Green
and Arana (l b) .
Brain Tumor Suspects
Of 55 patients in whom intracranial masses were suspected,
angiographic diagnoses of brain tumor were made in thirty. Of
these, 25 were conﬁrmed by subsequent surgery or air studies. Conﬁrmation was not obtained in three patients because further studies
were contraindicated by patient’s age or family’s refusal to give
permission. In two cases the angiograms were interpreted incorrectly and these cases are described.
Case I: D.H. a 48 year old woman was admitted to Bellevue Psychiatric Hospital because of headaches and progressive confusion. The examination revealed
early papilledema, left central facial palsy, skull tenderness on the right and memory
deﬁcits. An electroencephalogram showed a right cerebral focus.
Bilateral carotid angiography under general anesthesia revealed deﬁnite elevation (displacement) of the parietal branches of the right middle cerebral artery.
Subsequent to this procedure the spinal ﬂuid syndrome was noted to be positive
for active syphilis. Anti-luetic treatment was instituted and the patient improved

rapidly.
Five weeks later, the right carotid angiogram was repeated.
These ﬁlms showed the parietal vessels to have a normal conﬁguration.
Case II: 0. 0., a 64 year old male was admitted because of recent onset of
grand mal seizures and left-sided weakness. Examination revealed a mild left
hemiparesis, most marked in the lower extremity. There was a positive Babinski
response and increased reﬂexes. The cerebrospinal ﬂuid syndrome was normal.
A right carotid angiogram under local anesthesia was performed and demonstrated good ﬁlling of the anterior and middle cerebral arteries. There was straightening and depression of the pericallosal artery on the lateral views; and increased
vascularity near the termination of the anterior cerebral artery on the A—P ﬁlm.
These changes were interpreted as evidence of a parasagittal tumor mass displacing
blood vessels.
A pneumoencephalogram was done and this did not demonstrate the mass. The
patient improved without treatment and was discharged. He was readmitted a few
weeks later with evidence of an acute brain stem syndrome. In View of the course
of the illness and multiplicity of lesions, it was believed that the patient’s symptoms
were due to degenerative changes, and not a neoplasm. No further studies were
undertaken.

In this group of suspected brain tumors

22 angiograms did

not
show any pathology. Eleven of these were conﬁrmed by air studies
or autopsy. In two patients, however, satisfactory angiograms
failed to demonstrate lesions later demonstrated by other studies.

�A Clinical Evaluation of Carotid Angiography

183

III:

F. M., a 57 year old man was admitted to the hospital because of
left hemiparesis, bladder and bowel incontinence, and grand mal seizures of 4 weeks
duration. On examination, there were severe personality changes, and a spastic left
hemiparesis with pathological reﬂexes. Cerebrospinal ﬂuid syndrome was normal.
A right carotid angiogram under pentothal anesthesia was done. Two sets of
lateral ﬁlms and one A—P view were taken. The ﬁlms showed no evidence of cerebral tumor.
One week later a ventriculogram demonstrated a large right fronto-temporal
mass. The presence of a malignant glioma was conﬁrmed by surgery.
Case IV: J. S., a 49 year old man developed left sided seizures and aphasia
during hospital treatment for furunculosis. On neurological examination there was
evidence of a lesion in the right hemisphere. On skull x-ray the pineal shadow was
shifted to the left.
An arteriogram on the right side under general anesthesia was done and no
pathology demonstrated. A pneumoencephalogram, however, revealed a deformity
of the right frontal born.
The patient expired one month after angiography and at postmortem, multiple
cerebral abscesses were demonstrated bilaterally.
Case

Other erroneous angiographic diagnoses were made in patients
who proved to have vascular thromboses. In two patients with
signs of a brain tumor, the angiograms revealed an avascular area
in the parieto-temporal region with displacement of middle cerebral
vessels. Surgical exploration revealed edematous necrotic brain
tissue, without evidence of tumor. Each case came to autopsy, and
TABLE

I

ANGIO GRAPHIC DIAGNOSES
Group

No. of

Patients

Intracranial Mass
Vascular Anomaly
and Aneurysms
Suhdural Hematoma
Occlusive Vascular Disease
Other (f)

55

_

Pos.

30

Pos.
Neg.
Not
Diagnosis Diagnosis Incorrect
Neg. Diagnostic (3) Conﬁrmed Conﬁrmed Diagnosis

22

3

25

1

2

21
17

9
9 (d)

ll

11

7

13

2

4
10

8

—
—

l

ll

4

(b)

1

(c)

9
6 (e)

7

—

1

——

5

——

——

Notes:
(a) Technically unsatisfactory ﬁlms.
(b) Two cases conﬁrmed by surgery but 7 other patients'with anomalies demonstrated on arteriograms were not subjected to further studies.
(c) The 11 patients with negative arteriograms were not subjected to further study.
((1) Includes seven diagnoses of subdural hematoma, one of intracerebral hematoma
and one of brain tumor.
(e) F ailurc of the anterior or middle cerebral, or internal carotid artery to ﬁll on
at least two consecutive injections, while the remainder of the circulation
ﬁlled well.

(f) Includes three “follow-up” angiograms, seven patients with diﬁuse degenerative disease and three patients with lesions of the skull.

�184

Max Fink and Joseph

M.

Stein

in both, thrombosis of a branch of the middle cerebral artery was
found. The angiograms could not be differentiated from those seen
in cases of tumors in the same region.
Vascular Anomalies: Twenty-one patients suspected of intracranial vascular anomalies or aneurysms were subjected to angiography. The angiograms were bilateral in only three of these, and
unilateral in the other nine. One set of ﬁlms were not satisfactory
and were not repeated.
Seventeen of these patients had manifested spontaneous subarachnoid hemorrhages. In nine cases an anomaly was clearly
outlined on the arteriogram. Five of these were aneurysms at the
base, and four, vascular malformations of the hemisphere. No anomaly was demonstrated in eleven cases.
Conﬁrmation of ﬁndings by other methods of study was most
difﬁcult to obtain in this group. In the nine cases where the anomaly was demonstrated, further conﬁrmation was achieved in two
cases. In one, an angiomatous malformation was amputated at
operation. In the other, an aneurysm of the anterior communicating artery was dissected at post mortem. Air encephalograms were
normal in two patients, despite the angiographic evidence of a large
angioma of the cerebrum. The speciﬁcity of angiography in the
diagnosis of vascular malformations is demonstrated by such cases.
Of the eleven patients with negative angiographic ﬁndings,
two were subjected to air studies. These ﬁlms were normal. The
other nine patients were discharged without further study.
Subdural Hematoma: The diagnosis of subdural hematoma was
made angiographically in seven of seventeen patients suspected of
traumatic intracranial hematomas. The characteristic separation
of the vascular patterns from the internal table of the skull as seen
on the A—P projection was the basis for these diagnoses. In each
of these cases the diagnosis was conﬁrmed by trephination.
Furthermore, in the eight patients in whom a diagnostic vascular
pattern was not seen, diagnosis of no blood in the subdural space
was made. These diagnoses were all conﬁrmed by pneumoencephalography.
In two patients angiography demonstrated an intracerebral
mass, rather than a subdural process. In one case, this diagnosis
made it possible for the surgeon to approach the lesion by a well
localized and deﬁnitive procedure. The diagnosis was conﬁrmed in
the second at autopsy.
Vascular Disease: Angiographic studies were done in 11 patients
in whom occlusive vascular disease was believed to be the basis

�A Clinical Evaluation of Carotid Angiography

185

for their neurological ﬁndings. Failure of a portion of the vascular
distribution to ﬁll on two consecutive injections was observed in
seven of these cases, and normal vascular patterns were seen in
the other four. In the ﬁrst group incomplete ﬁlling of the middle
cerebral artery was seen in four cases; of the anterior cerebral
artery in one case; and of the internal carotid artery in two cases.
The vessels which appeared involved on the ﬁlms were in each
instance the same vessels as indicated by the patient’s clinical
syndrome.
In four of these patients pneumoencephalography demonstrated
areas of atrophy in the involved region of the brain. In one case,
post mortem studies conﬁrmed the angiographic ﬁndings. No conﬁrmation was obtained in the other six cases.
Miscellaneous Group: Of the 13 angiograms in the group, seven
were done in patients with diffuse cerebral disease of a degenerative
type. These ﬁlms were not characteristic but in each case air
studies demonstrated an enlarged ventricular system without
shift or deformity. In three patients with lesions of the skull angiography failed to demonstrate any cerebral involvement. Pneumoencephalograms were done in only two of these patients and
were normal.
Complications: In an evaluation of the indications for a diagnostic procedure the incidence and severity of complications must be
considered. In this series of 117 angiographic studies, 36 patients
suffered a total of 43 complications. There were ﬁve cases with
severe and permanent complications. In all other instances the
complications were mild and transient. Of the transient complications, 22 hematomas of the neck were recorded. This was recorded
only when the hematoma was large. In one case, in a child, the
hematoma was large enough to cause tracheal shift and respiratory
difﬁculties. It was necessary to intubate the patient and maintain
the airway during the evening of the procedure. Transient hemiparesis or transient increase in an existing hemiparesis was seen
in 7 cases, and a grand mal seizure was observed in 2 patients. In
each instance the phenomena disappeared within 48 hours. In 4
cases urticaria, chills and vomiting followed angiography, and
seemed to represent an allergic response to the diodrast. In one
patient, in whom a vascular anomaly was demonstrated, fresh
blood was manifest in the spinal ﬂuid the morning after the procedure.
Of the severe complications, death occurred within 24 hours of
angiography in two patients (cases V, VI). In three other patients

�186

Max Fink and Joseph M. Stein

severe complications were directly related to angiography. In a
young child an osteomyelitis of the transverse process of the ﬁfth
cervical vertebra resulted after a difﬁcult cannulization (case VII).
A permanent mixed aphasia (case VIII) and an intensiﬁcation of
a pre-existing hemiparesis (case IX) were also observed.
Case V: G. B. male, 62. Craniotomy, three months before arteriography, had
demonstrated a right middle fossa spongioblastoma polare which was spreading
along the sphenoid ridge and had crossed the midline. The patient completed a
course of x-ray therapy and was alert and ambulant. A vertebral angiogram was

suggested to evaluate the intracranial mass. The patient was sedated with demerol,
scopolomine and luminal. Three injections of 11 cc. each of 35% diodrast, were
made. The record states that: “while attempt was made to enter right common
carotid, patient became cyanotic, respirations shallow, and pulsations of the artery,
which were strong, became weak.” The patient expired within 20 hours after
developing hematemesis, melena, and two grand mal seizures. No autopsy was
obtained.
Case VI: R. W., a 40 year old male, was admitted because of sudden onset of
headache and stiff neck. The spinal ﬂuid was grossly bloody and the diagnosis of a
spontaneous subarachnoid hemorrhage made. Patient developed pneumonia and
ran a septic course. This responded to antibiotic therapy and patient seemed well
one month after admission when he developed a second episode of subarachnoid
bleeding. One week later, while patient was comatose, a right carotid angiogram
was done. The ﬁlms were not diagnostic and patient expired within 18 hours of
the procedure.
An aneurysm of the anterior communicating artery with hemorrhage extending
into the lateral ventricles was seen at post mortem.
Case VII: N. B., a 5 year old girl, was admitted because of petit mal seizures
for two months. Examination demonstrated left homonymous hemianopsia and an
electroencephalographic focus of abnormal activity on the right parieto-occipital
region.
A right percutaneous carotid angiogram was done under general anesthesia,
with difﬁculty, and a normal vascular pattern demonstrated. Patient had a large
hematoma of the neck with tracheal shift, necessitating intubation that night.
Patient recovered rapidly, but complained of pains in the neck and kept the head
ﬁxed with chin turned to the left. Repeated x-ray examinations eventually disclosed an area of rariﬁcation in the transverse process of the ﬁfth cervical vertebra.
This responded to immobilization and chemotherapy. When seen six months later,
the child had recovered completely.
Case VIII: M. C., a 30 year old male, was admitted to the neurological service
because of left sided headaches of a few years duration and three episodes of loss
of consciousness during the previous six months. On examination there was diminution in perception of tactile stimuli in the right hand. This defect was exaggerated
by double simultaneous stimulation. Electroencephalography demonstrated a
persistent focus in the left parietal region. The pneumoencephalogram was normal.
A left percutaneous carotid angiogram was done. Four injections of diodrast
were made. After the last injection a complete hemiplegia, hemisensory syndrome
and hemianopsia was observed on the right. The patient was totally aphasic but
responsive. During the ensuing weeks the weakness and sensory changes cleared,
so that when seen one year after the episode, only minimal sensory changes in the

�A Clinical Evaluation of Carotid Angiography

187

right upper extremity were observable. The aphasia, however, after some initial
resolution, persisted. The patient expressed himself with difﬁculty and made
many errors, could not carry out complicated commands, and made errors in
imitating mouth and hand movements.
The angiographic ﬁlms were interpreted as within normal limits except that
the vessels of the middle cerebral group were few in number and widely separated.
Case IX: E. B., a 64 year old man, was admitted because of headache and
“nervousness” of some months duration; and repeated episodes of loss of consciousness without convulsive movements for one month. On examination there
were mental changes, hyperreﬂexia and a positive Babinski on the left, but no

manifest weakness or sensory changes.
A right percutaneous angiogram was done with local anesthesia using four
injections of diodrast. Immediately after the last injection the patient lapsed into
a torpid state, his eye movements became dissociated, and the left upper and lower
extremities were ﬂaccid. During the ensuing days, the torper diminished until the
patient could respond verbally to command, but the hemiplegia became spastic. It
persisted until the patient was transferred to another hospital one month later.
The angiograms were interpreted as normal. A pneumoencephalogram revealed
bilaterally dilated ventricles Without shift or distortion.

A number of factors such as sensitivity to the contrast medium

the amount of drug and rapidity of injection (3b), and existing hypertension (3 c), have been suggested as causes for complications. In the present series, these factors are not outstanding in
the patients who developed complications when these are compared to the uncomplicated cases.
Either conjunctival or intradermal diodrast sensitivity tests
were carried out in every subject. In one case, the onset of wheezing, sweating, and palpitation after the intradermal test caused us
to cancel the studies. In all other subjects, including the patients
with complications, the sensitivity tests were negative. This was
notably true in the four patients who developed “allergic-like”
reactions of urticaria, chills, and vomiting, following the angiography, but who failed to react to the test dose.
There is no apparent relation in the data between complications
(excluding hematoma of the neck) and the number of injections of
diodrast (see Table 2).
(3 a),

TABLE II
No. of Injections
No. of patients with complications
No. of patients without complications
*

1
1

3

more than
2
0
9

3
6

4

5

6

6

2

1

6
0

27

22

13

8

3

Total"
16
85

Excluding 16 uncomplicated cases in whom total dosage was not recorded.

Similar analyses of the factors of anesthesia and the number of
carotid punctures at one session (unilateral or bilateral angio-

�188

Max Fink and Joseph

M.

Stein

graphy), reveal no signiﬁcant correlation between these factors,
taken singly, and the incidence of complications.
Arterial hypertension was not a contraindication in the selection
of patients for angiography. Ten hypertensives (all with diastolic
pressures of 100 mm. Hg. or more, and systolic pressures of more
than 160 mm. Hg.) were subjected to angiography, and in none of
these were there any complications. Of the patients with severe or
transient complications (other than hematoma of the neck) none
had hypertension.
Discussion
Recent reviews have emphasized the diagnostic reliability of
carotid angiography in vascular anomalies (4), suspected brain
tumors (lb, 5), traumatic cerebral states (6), and occlusive vascular
diseases (7). Our observations conﬁrm the recommendations of the
authors in the ﬁrst three groups.
Prior to angiography’, the diagnosis of vascular anomaly could
not be conﬁrmed except by surgical exposure or autopsy. Since air
studies are not reliable in demonstrating vascular anomalies or
is
choice
of
in establishing
the
procedure
angiography
aneurysms,
such diagnoses. In 43 % of the patients in this series in whom such
a lesion was suspected, the anomaly 'was satisfactorily demonstrated by angiography. In an unpublished series of similar cases
studied by one of us (Fink) at Monteﬁore Hospital, ﬁve aneurysms
were demonstrated in 14: suspects.
Similar results are recorded by other authors (4), and numerous
recommendations have been made to increase these results. Routine vertebral injection, combined with bilateral carotid punctures,
will demonstrate anomalies in the posterior portion of the Circle of
Willis (14). Oblique A—P views at 45 degrees have been recommended to demonstrate small aneurysms of the carotid (4 (1). With
these modiﬁcations in the procedure, it is to be expected that the
incidence of positive identiﬁcation of anomalies will increase.
The role of angiography in the management of spontaneous
subarachnoid hemorrhage is not clear. Recent reviews emphasize
the importance of demonstrating the lesion where surgical intervention is indicated (4b, e). The effect of angiography during the
acute phase of bleeding has not been clariﬁed. Many authors have
recommended angiography only after the bleeding has ceased.
Others, such as Wechsler and Cross (7 b), suggest early use of angiography during active bleeding. This principle of waiting until
bleeding ceased was adhered to in the cases in this series, and no
statement of the effect of angiography on bleeding can be made.

�A Clinical Evaluation of Carotid Angiography

I89

Angiography is the diagnostic procedure of choice when a supratentorial brain tumor is suspected. It is recommended for lesions
located in the anterior two-thirds of the cerebrum. Occipital lobe,
posterior fossa and some midbrain tumors are not consistently
demonstrable by this technique. Angiography is recommended in
subjects with papilledema, since this procedure, unlike air studies,
does not make immediate surgical intervention necessary (5, 7).
Furthermore, numerous reports emphasize the differences in the
patterns made by gliomas, meningiomas, intracerebral hematomas
and vascular tumors (1, 2, 3c, 5). Such clues are helpful to the
surgeon in planning the operative procedure. In a few of our cases,
multiple foci of a metastatic tumor were demonstrable on the ﬁlms,
clarifying the management of the case. Such discriminations are
usually not possible by other diagnostic techniques.
The diagnostic reliability of angiography in cases of brain tumor
is high. In this series, 25 of 29 conﬁrmed brain tumors were outlined
by angiography. In a series of 96 brain tumor suspects, 39 of 42
veriﬁed neoplasms were demonstrated (5 a). In the series from
Monteﬁore Hospital angiography revealed the neoplasm in 45 of
52 conﬁrmed cases. Similar satisfactory correlations are seen in
the negative angiograms of these three series. This diagnostic
reliability of 88 % compares favorably with encephalography. The
value of air studies in brain tumor diagnoses has been frequently
reported. In one such study by Grant (8), ventriculography demonstrated the lesion in 130 of 150 cases—an incidence of 87%; while
pneumoencephalography in 69 cases, revealed the tumor in 81%.
Further indications for angiography are in cases of traumatic
intracranial hemorrhage. Numerous reviews emphasize the displacement of the anterior cerebral artery and separation of the
ﬁne vessels from the calvarium on the A——P ﬁlm as diagnostic of
subdural hematoma (6). Furthermore, angiography differentiates
intracerebral and subdural lesions, altering the surgical approach
(6 a). This was clearly demonstrated in two of our patients in whom
subdural hematoma was suspected, but in whom the angiogram
demonstrated an intracerebral mass.
In cases of cerebral vascular accident angiography appears less
helpful. Failure of a vessel to ﬁll may be due to a variety of reasons
including slowing of the circulation, vascular spasm, and anomalies
of the system. These factors have been emphasized (7b). Angiography, however, is not contraindicated in vascular disease. It provides a useful means in differentiating a thrombosis from an intracerebral clot, or from a tumor, in cases where the diagnosis is unclear.

�190

Max Fink and Joseph M. Stein

While the indications for angiography are many, they cannot
be evaluated without a discussion of the risks involved. The complications of the procedure are of three types: (a) transient local
phenomena; (b) transient cerebral vascular phenomena; (e) permanent severe deﬁcits. In the ﬁrst group of transient phenomena
are burning pains in the head during injection, hematoma of
the neck, and allergic reactions. Hematoma of the neck is a potentially dangerous complication (see our Case VII) but in a recent
review no sequellae were observed (9). Allergic reactions are infrequent and usually mild. It was noted in this series that the routine intracutaneous or conjunctival testing for sensitivity was not
found satisfactory in predicting these complications.
Transient hemiparesis, aphasia, seizures and elevated blood
this
In
(10).
have
been
following
angiography
reported
pressure
series these complications were observed in nine cases—an incidence
of 8%. A similar incidence was observed in the Monteﬁore Hospital
series. That these phenomena are probably due to temporary
vascular insufﬁciency (spasm?) is evidenced by the clinical pattern
of neurological ﬁndings and their duration. Of seven patients with
hemiparesis, the deﬁcits had disappeared within three hours in
three patients, while in three others it was gone in 24 hours. In one
of the subjects angiography was repeated in the other side six days
later, without complication. In the seventh patient, arteriography
had demonstrated an aneurysm of the internal carotid artery on
the left and the common carotid artery was ligated on that side.
One month later, angiography was repeated on the right side and
following the ﬁrst injection of diodrast, the patient developed a right
hemiplegia. This disappeared during the ensuing 72 hours.
Vascular syndromes of the anterior and middle cerebral arteries
have been observed. In one patient a lower limb monoplegia
developed after two injections of diodrast. A third injection on the
same side was done within 15 minutes of the appearance of the
defect. The arterial views obtained showed good ﬁlling of all
branches. The monoplegia disappeared within 12 hours. These
complications were not observed in patients with hypertension.
Deterioration of a patient’s condition or death following angiography has been reported in a number of instances. Bull (5d)
summarizes the mortality rate of the procedure as 3 per 1000,
which he states compares favorably to ventriculography. More
recently, Dunsmore, Scoville and Whitcomb (10b) report three
fatalities in 147 cases, and Olsson (11) reports three cases of “deterioration of patient’s condition” in a series of 360 angiograms.

�A Clinical Evaluation of Carotid Angiography

.

191

There were two fatalities in our present series, and one patient had
a severe aggravation of a pre-existing hemiparesis. Each of these
patients, like those of Dunsmore, Scoville and Whitcomb and
Olsson, were severely ill before the procedure.
In contrast to this are the large series of Curtis (5b), Wickbom
(1 c), Torkﬂdsen (Sc), Lindgren (la), and Green and Arana (1b)
wherein no deaths were related to the procedure. It is possible that
with widespread use of angiography, subjects with more advanced
cerebral lesions are selected for these studies and the risks thereby
increased.
A number of reports by Olsson and associates (3b, 11, 12)
emphasize the summation of the toxic effects of large doses of
diodrast given over a short period of time. They indicated the
nature of the toxicity as an increased permeability of the blood
vessels and a change in hemodynamics. Furthermore, the relation
between concentration of diodrast and toxicity was demonstrated
by Cross (13) when he introduced diodrast for angiography. His
observation that seizures follow the use of 50% and 70% diodrast
has been conﬁrmed by numerous investigators.
Despite the use of 35% diodrast and low total dosages of diodrast, in this series, complications ensued. There was no signiﬁcant relation between dosage and complications. Other factors
must be operative and some hint has been given in the observation
on circulation time (41') and the effect of other injurious agents
summating with diodrast (3).
Conclusion

Angiography is preeminent in the management of cases of intracranial disease suspected of vascular anomalies, supratentorial
tumors, and traumatic hematomas. It is a satisfactory non-surgical
method of demonstrating a vascular anomaly, malformation or
aneurysm. In the diagnosis of supratentorial masses it will outline
90% satisfactorily. In addition to establishing the presence of a
tumor, arteriography is superior to other diagnostic technics in
yielding evidence as to the type of mass and its locus. In cases with
papﬂledema, surgery is not made immediately mandatory by the
procedure. It is not a satisfactory method in demonstrating obscure
and diffuse lesions of the ventricular system, or tumors of the
posterior fossa or occipital lobe.
In cases of traumatic intracranial lesions, angiography is a
satisfactory method in outlining subdural hematomas, and differentiating such lesions from intracerebral hematoma or tumor.

�192

Angiography is

Max Fink and Joseph M. Stein

thromboses
cerebrovascular
in
not clearly helpful

and hemorrhages.
would
and
not
transient,
the
for
most
part,
Complications are,
are
The
complications
in
cases.
most
the
limit
procedure
seem to
bilatnumber
or
anesthesia,
not directly related to hypertension,
factors
a
Other
play
diodrast.
of
erality of injections, or amount
is necessary.
further
and
role
study
more important
Summary
reviewed
were
carotid
angiograms
A series of 117 percutaneous
in
involved
angiography.
risks
and
for
indications
the
to evaluate
studied
including supraconditions
were
intracranial
of
A variety
and
hematoma
traumatic
anomalies,
vascular
tentorial tumors,
of
intraevidence
with
disease.
patients
Fifty-ﬁve
cerebrovascular
cranial tumors were subjected to angiography, and a positive
in
conﬁrmed
were
These
diagnoses
diagnosis was made in thirty.
ﬁlms
misinterpreted.
the
were
subjects
In
two
only
of
the
cases.
83%
in
in
conﬁrmed
50%;
were
the
diagnoses
Of the negative ﬁlms,
demonlater
lesion
show
fail
a
to
did
the angiograms
only two cases
intracranial
with
suspected
21
Of
patients
strable by air studies.
of
In
two
outlined
angiography.
by
vascular anomalies, nine were
air
manifest
on
not
revealed
anomaly
an
these, the angiograms
traumatic
of
suspected
of
seventeen patients
studies. In a group
in
made
seven
was
diagnosis
positive
intracranial hematoma, a
in
cases,
eight
ﬁndings
the
well
negative
as
as
These
diagnoses
cases.
all
conwere
in
two
demonstrated
cases,
intracerebral
tumors
and
lesions
cerebrovascular
of
In
studies.
cases
ﬁrmed by subsequent
complications
Transient
value.
of
diagnostic
not
angiography was
consisted
and
of
the
one-third
patients,
in
of angiography were seen
In
urticaria.
and
seizures,
of hematoma of the neck, hemiparesis,
These
and
severe
permanent.
ﬁve patients (4 %) complications were
discussed.
factors
the
and
described
cases are
cerebral
of
angiorisks
limited
the
conclude
that
authors
The
of
the
in
usefulness
management
its
from
detract
do
not
graphy
intracranial vascular malformations, suspected supratentorial
tumors and traumatic lesions.
Zusammenfassung
117 durch perkutane Injektion in die Arteria carotis gewonnene
und
Indikationen
der
Gesichtspunkte
Angiogramme werden vom
Gefﬁﬁanomalien,
Tumoren,
Gefahren besprochen. Supratentoriale
der
GehirngefﬁBe
und
Erkrankungen
Haematome
traumatische

�A Clinical Evaluation of Carotid Angiography

193

werden besprochen. 55 Patienten mit Zeichen von intrakraniellen
Tumoren wurden mit Angiographie studiert; in 30 wurde eine
positive Diagnose gestellt. In 83% der Falle wurde die Diagnose
bestatigt. In 2 Fallen wurden die Filme falsch gedeutet. In 50%
der negativen Filme wurden die Diagnosen bestatigt. Nur in
2 Fallen vermochte das Angiogramm nicht eine durch Luftfiillung
demonstrierbare Lasion zu zeigen. In einer Gruppe von 21 Patienten mit vermuteten intrakraniellen GefaBanomalien wurde in
9 Fallen die GefaBstﬁrung demonstriert. In 2 dieser Falle zeigte
Angiographie die Anomalie, wahrend Luftfiillung ein negatives
Resultat ergab. In einer Gruppe von 17 Patienten mit Verdacht
auf traumatisches intrakranielles Haematom wurde eine positive
Diagnose in 7 Fallen gestellt. Diese Diagnosen, wie auch die negativen Befunde in 8 Fallen, und intracerebrale Tumoren, die in
2 Fallen demonstriert wurden, konnten durch weitere Studien bestatigt werden. In Fallen von Gehirnlasionen, die durch GeféiBprozesse bedingt waren, hatte Angiographie keinen diagnostischen
Wert. In 1/3 der Falle kam es zu voriibergehenden Komplikationen
(Haematoma des Halses, Halbseitenlahmung, Kréimpfe, Urticaria).
Bei 5 Patienten (4%) waren die Komplikationen schwer und
dauernd. Diese Falle und ihre Besonderheiten werden besprochen.
Die Autoren gelangen zu der SchluBfolgerung, daB die begrenzten
Risiken der cerebralen Angiographie von der Anwendung dieses
wertvollen Verfahrens in F ﬁllen von GefaBanomalien, supratentoriellen Tumoren und traumatischen Lasionen nicht abhalten sollen.
Résumé
Les auteurs passent en revue une série de 117 angiographies
carotidiennes percutanées, dans le but d’évaluer les indications et
les risques qu’elles comportent. La série d’aﬁ'ections intracraniennes étudiée comprend des tumeurs supratentoriales, des anomalies
vasculaires, des hématomes traumatiques et des affections vasculaires du cerveau. Cinquante-cinq patients présentant une symptomatologie de tumeur intracranienne furent soumis a l’angiographie et un diagnostic positif put étre fait dans trente cas. Ces
diagnostics se conﬁrmérent dans 83% des cas. Chez deux patients
seulement, les radiographies furent mal interprétées. Parmi les
angiographies négatives, 1e diagnostic clinique fut conﬁrmé dans
50% des cas; dans deux cas seulement les angiogrammes ne montrérent pas de lésion qui, plus tard, put étre mise en évidence par
injections d’air. Parmi 21 patients suspects d’anomalie vasculaire

�194

Max Fink and Joseph

M.

Stein

intracram'enne, 9 purent étre révélés par l’angiographie. Dans deux
cas, les angiogrammes révélérent une anomalie que les ventriculogrammes n’avaient pas rendu manifeste. Dans un groupe de 17
patients suspects d’hématome traumatique intracranien, un diagnostic positif fut conﬁrmé dans 7 cas. Ces diagnostics, de meme que
les résultats négatifs de 8 autres cas, et les tumeurs intracérébrales
démontrées dans 2 cas, furent tous c0nﬁrmés par des études ultérieures. Dans les cas de lésions cérébrales d’origine vasculaire,
l’angiographie est restée sans valeur diagnostique. Des compli—
cations passagéres de l’angiographie furent observées dans un tiers
des cas et consistérent en hématomes de la région du cou, hémipareses, crampes, et urticaire. Chez 5 malades (4%), des complications durables et plus graves apparurent. Ces cas sont étudiés
en détail et les facteurs on cause discutés.
Les auteurs concluent que les risques limités de l’angiographie
cérébrale ne sauraient faire renoncer a une méthode aussi utile
pour le diagnostic des malformations vasculaires intracraniennes,
des tumeurs supratentoriales et des lésions traumatiques.
REFERENCE S
1. a) Lindgren,

E.: Br. J. Radiol. 20, 326, 1947. — b) Green, J. B., and Arana, R.:

Am. J. Roent. and Rad. Ther. 59, 617, 1948. — c) Wickbom, 1.: Acta Radio]. Suppl.
72, 1, 1948. — 2. a) Moniz, E.: “L’Angiographie Cérébrale”, Masson &amp; Cie, Paris,
1934. — b) Lima A.: “Cerebral Angiography”. Oxford Univ. Press, London, 1950. 3. a) Olsson, 0.: Acta Radiol. 35, 65, 1951.
b) Broman, T., Forssman, B., and
Olsson, 0.: Acta Radiol. 34, 135, 1950. — c) Torkildsen, A.: Acta Psych. and Neur.
Suppl. 55, 1, 1949. — 4. a) Lowman, R. M., and Duﬁ, S. D.: Amer. J. Roent. and
Rad. Ther. 53, 341, 1945. — h) Poppen, J. L.: Radio]. 53, 347, 1949. — c) Wickbom, I.: Acta Radiol. 34, 387, 1950. — d) Lo'fstedt, S.: Acta Radiol. 34, 339, 1950.
e) Wechsler, I. 5., Gross, S. W., and Cohen, I.: J. Neur. Neurosurg. and Psych. 14,
25, 1951. — f) Raney, R., Raney, A. A., and Sanchez-Perez, J. M.: J. Neurosurg. 6,
222, 1949. — 5. a) Culbreth, G. E, Walker, A. E., and Curry, R. W.: J. Neurosurg.
7, 127, 1950. — b) Curtis, J. B.: Brit. J. Surg. 38, 295, 1951. — 0) List, C. F.: Radio].
55, 327, 1950. ~ d) Bull, J. W. D.: Postgrad. Med. Jour. 26, 157, 1950. — e) Fabritius, H. F., Frovig, A. G., and Kristiansen, K.: Arch. Neurol. and Psychiat. 61,
352, 1949. — 6. a) Wickbom, I.: Acta Radiol. 32, 249, 1949. — b) Kristiansen, K.:
Surgery 24, 755, 1948. — c) Webster, J. E., Dawson, R., and Gurdjian, E. S.:
J. Neurosurg. 8, 368, 1951. ~ d) Raney, R. B., and Haney, A. A.: Calif. Med. 73,
342, 1950. — 7. a) Govons, S. R., and Grant, F. C.: Arch. Neurol. and Psychiat.
55, 600, 1946. — b) Wechsler, I. S., and Gross, S. W.: J. A. M. A. 136, 517, 1948. —
c) Lusignan, F. W., and Gross, G. 0.: Calif. Med. 73, 240, 1950. — d) Alorris, A. A.,
and Fulcher 0. H.: Surg. Clin. North Amer. 30, 1783, 1950. — 8. Grant, F. C.: Arch.
Neurol. and Psychiat. 27, 1310, 1932. — 9. Berdal, P., and Emblem, L.: Acta
Psych. and Neurol. 26, 1, 1951. — 10. a) Chusid, J. G., Robinson, F., and MargulesLavergne, M. P.: J. Neurosurg. 6, 466, 1949. b) Dunsmore, B., Scoville, W. B.,
——

-—

——

�A Clinical Evaluation of Carotid Angiography

195

and Whitcomb, B.: J. Neurosurg. 8, 110, 1951. — 11. Olsson, 0.: J. Neural. Neurosurg. and Psychiat. 12, 312, 1949. — 12. Broman, T., and Olsson, 0.: Acta Radiol.
30, 326, 1948. — 13. Cross, S. W.: Arch. Neurol. and Psychiat. 46, 704, 1941. —
14. Sugar, 0., Holden, L. B., and Powell, C. B.: Amer. J. Roent. and Rad. Ther.
61, 166, 1949.

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�#.

never. poroonnlity ohoncoo, and o opootlo loft honiporoo1o with
pathological roam: . embrupinll nun snare-o was nor»). .

were

right oorottd onciogron.undor pontothnl onoothnoin on: dono.
outs of lotorll £11.. and on. to? via! Into taken. in: films
A

two

thouod no ovidonoo or lorehrol tumor.
can rock Into: a vantrtoulogrln dolonotrotod a large right
con“
trontooto-porol IISI. Ibo protons. of a malignant slioln

ill

tin-0d by ournory.

:

Goo. IV; 3.3.é°:bzzkzoor old man developed

loft stood toizuroo

Iphlliu during/$rottlont for turunonlooil. on anurolucicll
ennuinltion chore woo ovidonoo at n lotion in tho risho honiophoro.
en Ikull x—ro: tho piuill outdo! In: shirtod to tho 102%.
An ortorioaru on on right nu
scum). mom-1a m

and

done ond no pathology dononotratod.

ma

A

pnounoonoophnlosrln, houovor,

revollod a dofornity of the right frontal horn.
in: patient uzpirod on: lonth otter oust-graph: and ot pout.

norm, mum} emu-u 0”qu mm anon-mm autumn.
9th.: erroneous onaiocrlphio d1oanoIOI our. and. in patient.
who provod #0 have vooonlor throubosoo. In tlo potionto with Iisnl
the oncxosru-o rovoolod on oraoaulnr are: in tho
poricto-tonporol vision with dioplooonont o: Iiaolo oorohrll voooolo.
Surgical exploration rovoolod odouotono necrotic brain tilooo,
without ovidonoo of tolor. loch oooe oono to antopoy and in both
or

I brain only».

man:- or . branch or. on. man «mm mm m rm. o:m

angiogruno onulo not be dittoronttotod from thou. noon in on...
tnnoro 1n the Inn: raglan.
Vaoogggg.tnoup11oog ﬂuonty~ono patient: Iuopootod or intro»
'

ornniol vaooulor Inouolioo or Quintin-o not. oubjootod to lnslo~
stools. 1h» Insaosrunl wort billtdrtl in only throo or thooo. and

���7.

mt N contact“.

um“.
m nu

In this aorta of 117 WWMB
36 ”tum- “from a to“: at is «unusual.
and peanut «mutation. In an mm
can with
the «mutation
and
at in
Of the a»: mo
«Quantum. 22

m

«W

mm
m an mum.
man:
mm.
mm
MmmuMuHthmm-uw. ammo. in
am. mutumnmwummmmm'
manta: mun It as mm to tntubtn m yum:
mmmmmmmmmumpmmm;
mun mom mm: man a «um
mummuwmu.
mnmmnmmomm
a nun“. :3 Wk mm. m
within
.

an

ou-

pm mm

#8

W. talcum-Wont... cummmuurmmwowhy. all no.“ to rcpt-aunt an mung mpm h m atom-Mt.
Inmautmh

umummmmmmmrua
Hummutumnmauammmm
W.a: m mm causation. loath um um Mr.
in in ”man (mu 7. n). In tum ash-r

W

or

1“

mm.
Inamcuul‘uumum otmmvmupmuat th:mn mm mm mm m s difficult W31“ (mo
m). W: m spa-nu (em um m mmmuu-n
a: Mum mm“ («m I!) m an. «W.
mum: sum emanation we «may “um 80
an

A

m
mm.
panamamumnmmmmmmmmmuu
a

Wow. than. 11mm Mm
m twink“ I mm mm. tau ”Omnimtm

ma. all... 63.

elm

was... an muons

am and Mt.

A

completed a

13W and as
most“ to «3.1qu

war» a: may

mm mam

was

���10.

at 1a.; or

np1nud¢c

on.

mth.

aunne1ausntgt u1thout convulu1vo unvunnne: for

«nan-11:11:,»

and a pou1t1vt lub1nlk1 on

than mm mm
tbs 10:1.ths

no

I

sensory «Itasca

am», Winn

lua1tcut weaknass a:

‘

1 31331 percutancona In31u3zun was inns u1th 10011 tainthna1n
nn1n3 {our 1njoot1ons of diodralt. &gt;xllad1a$oly Ittcr tho last
1nJ¢¢t1an thy pat1ont lapsed 1319 a 102911 3:11., M1: cyuruovanantt
3101.0 d1llo¢18ttd, and tan loft layer and In!!! tatul1t1o§ I09.

N

mum
nonpanﬂ

anon.

am

the

tmu Mum mm m

Vtrhully to «allnnd. but tum han1pl¢31t booinpit10at 00114
tplnt1c. It porn1ltad ant11 tn. put1on1 its trunnruraod to ancillt
anap1¥I1 can nanth 11102.

tn31usrnll I110 tatcrprttod an annual. A pnaulalnoaphnlo~
3run.rovualtd b1latcrnlxy 61.301 vuntr1c10u u1thout nh1tt er
1%.

.d1lvort1an.1 walker
(31) the

at stator: that’s:

Ions111v1ty tn the eonsrust Indtwn,

amt a; m me many at 1111009103 (33),

and

mum

tar «aupl1ant1onl
In in. prusuat 19:10., till. {natori It. nut ant-taun1n3 1n tn.
pat1enta uh. 107110301 «unpliont1aa- when tunic tr. 01.31301 10 tin
hwptrtonn1un (38), havu bola a133Ot$ed as OIIIOI

_

unoonpl1enta1’onacs.

l1thsr eonsaapt1v11 at 1ntaadnrlal aiadrnst gonn1t1v1ty tent:
turn cnrr1od out 13,0?!93 luhaoot. In out cute, in: cane: at
«humus, means, an: myzuum mu- the
m: am»
an to ouncol tan I9I11II.

3111th mm
1B1:

In

111

1mm:
1n51ud1n3 an.

athgr turnouts,

amuuum, m Im1t1uty to». m mun.

Ill notably

true

1n

tbs {tar pat1outs

who dtvu1opod “n11.331c~

rsaot1ons of urtiolr1t, oh111n,“ van1t1n3, tolleu1a3 tho
In31osraphy. but who £11101 to rule: to tbs tent 4916.
Shaw. 1: an apparent rolae1an 1n tho ant: bntanon «anp11out1ons
11km”

�13..

(luntudias hunttuun If

In.

it. acct)

and

tin

ms

it 13:00t10an

1 2 3

mania: or 1n1¢otzunn

t 5 6 Iﬂﬂ"th‘ﬂ‘6

lo. .1 patiouta 11th cu-pzioctiaun'l e 6 6 I 1;
lo. at pt... without «uncanny 3 9 1m :38

'

it

Ebﬁazﬁ
'

o

16

'3

as

*Ixnluata; 16 Inna-plsnusad «Isa: 13.1huu tutu: data.» uua ngt

rocordnd.

o: m t’utoru or nae-than and m'
author I: carotid punstaraa at on. Ion-1:: (unilaturtl or bilaterll
Iagiacrlph!) rtvttl as significant entrolltton botluon thtao riotorl.

3mm mm»

t3. inolaunno at calvlaltxaau.
Arm-1n max-«mun m in a eonmuuan in m.
poxootxon or patzants tar Ingtosrlphy. ihn.hw)hrtoanzvoa (:11 with
diastnlia prisaurio at zoa-n. It. or'nnvi. and urtialto ar0§turtu at
more than lﬁaun. In.) It». subjueted to nasitgrOphy, and in nan. at
Shut. the. that. lay tonplioaticna. .0: thn paticnta with Icvorc up
titan singly.

and

--

‘tsnnszont oclplzsaﬁiaan («chit than hGIRQﬂlﬂ ot‘tho unak) aunt and
V

hrpdrﬂlnlzan.
unseat mortal: hart alphlatlid tan diagnottta rtlzuhalat:
it alrutid lasincruah: 1n vascular nan-alto: (k), auapoetod brutu
talnru (lb. 5), tram-I310 aurchmt1~utdbn (6). tan ooaluntvu vascular
axsaaaon (7). our ebucrvataons coatirn.thn rocounnadatzana at tho

ham 1:. um run m

m.in.

_

diagnnst- a: van¢u1nr nan-n17
could nut he ountlmuld Cincpt iv insulin} Impaiurt at luttpuy.
Itnte sir trudiyi are nut vuiiuilo 1n dlnanntrntins vautnlur annualaos
a!”IEIIrIIIITMInﬂtﬂcrlrhr“tﬁmiﬁlﬁpiiﬂtiuri"ttwin%00w%nwiiitblllhins

Iran? to ausiouruphw.

�13.

sign ailsnnsts.

Xn-haﬁ

at

th@“p&amp;t10nﬁs

in this surint-An shun.nnth

,

n luntan was unspoctea, tho yam-p1: was natzutaggarilr“dauauntmatad
um
«am:
or
miagrap‘hy; man ‘mnu‘blishad

w

am»

um“

lbnte£tta0lnbsp£bai, five anenrwnnn wore dn-waatritoa-an la anapoota.
ﬁtnilar ”caulk: are rooardea by tthar ﬁlth!!! {¥), can anagrams

mmemuona

have.

hem

nae ta inn-cue than

Wis.

Routine

mtehml injectim, scanned with bilateral 6:th panama. will
«laminate maladies 1n the posterior portion at the 611-010 at
‘ﬂillin (1!). Oblique A.P views tt #5 403:... have been ruoanuoadnd
to damonltratc until aneurysms er tn. aaratid (#d). with thtne
noditicatiana 1n~the prooed&amp;re, 1t 13 to—bq§gxpeoted that the
incidence at positive 1d¢ntﬂiut1m at
will
the rule of angiogrnphy 1n the management or apontansaua

am”

mm.

Iuharaahnoid hannrrhnes 13 not alear. Recent review: emphlstxo in.
1n»9rt&amp;a¢e of alnnnltrtting tha Xenian nhmrs turaiaal intervaattun
1! indiettnd (ﬁt. a.) !hc affect of Iaszonxlphw 03:13:
twat.

it.

53:10 a: blending his act beta a1nr::1¢d. lung nuthnra tutu roan-acalid
:a;1¢lxnphy only :ttor tho blending has 09:306. 0th.». such an

(m. mm «:1: m u mama-v man
m
nun mm. m. mun um... um um mu m
tn in
5::o0t
in

mum: and
adhorul

at

4

or

the cases

thin 3095's, and no ntutqnnnt of tho

Inciozraphw an binoding can be undo.
Aagiogrnyh: in tho diagnoctio panoodnro o: «halt. visa a

Quaratoatawiil human tumor :1 auspoetod. it 1: rcounnandnd tar Ionian:
lecaﬁol in :3. Iatortcr tlu~thsrds a: tht_¢¢rolvun. ana$p1tt1 1th..
posterior toast and nuns unabrszu innnru a». uni conntttnntly

Mutable by

this

Hath pip111@dama,

team”.

11mm“! in lawn”
WW
ant
unltki

ztntc than venucdnro,

lit ntuditc. anon

��1‘.
In snot: or cnrcbgll vuucniqr;acutdant,Inciﬂlllvi¥~tnrﬂﬁrl,1003

helpful. .rlilurv 0:,a rental to

£111 any Do

an:

t. u.vurtety t:

mamas 310m»:ntm1umut1m. .mmm min. in!
”mm at m sum. mm mum mm boon ”but!“ (75).
1;- aot ,imwmwludzu
Mimi!»
mum man. It
proud” \- mam. mu 1i: arm-gamut” o. twain tron m
tntrusarnhmtl 010%, or f!!! a tunes, in OIIOI Ihnre tho I1tsnonll-as
mucus

W.

unelcwr.

'

ﬂhile the indications tar angiography are many, that cannot be
evaluated uithuut ; aincuauian at thy risk: involved. ‘iha emm911a1~
,tiuau or the praceanre are a: turccthpoat.(n) trunnient latul
phcnunanlg (b) trannient cerebral vascular phenlnnnlg (o) pcmlanant

2mm «£1411».

,

xn the

vburaias Dﬂlnl 1n the

:1“:ng at trmniont mama m m

It‘d during

1nJooeton, hauttuul in.tho noak, and
ullorzie venetiann.. numatann.1n the acek in a potentially dangcraus
samplicntien (see aur.Caso VII) but in a ragent review no Inqucllas

varc,aha§rve¢=(9). »Allor¢10 notation: «we larreqaant and usually
llld. .1: in: nat¢¢ in thin action that ﬁns manila. intvaautlanouu
or csngunntivua talking tar sensitivity It: not fauna untitraotorw $n

prudiottus ﬁnale-clnpliotticnl.

lblnninat,hun1paanszs. aphlltl. :eiunros nna citritod blaod
pruuunre haw: hath reported fallouina unstogrtphv (16). In that
series than. qunmlieationn n!!! OttarVQdfin nine canal »~ an incidenae
of 35. {A similar tantdanao uni-nhucrvud In tho lbntcrluao Ibnpaell
30:103. lint.th030

Philll'n!.!rﬁ pribttly in: to tunporary vaaaulnr

innutriuionﬂr (I’lﬂlﬂ) 1: I71lnnn¢d by the cliniunl pattorn at
nourolngzctl findings and thair‘dnrutzun.. at asv¢u 3:310:90 with

�it. M101”

15.

m

an tin-00
unwanted 01ml: than.
0m:- it no so” in an laws. In m
panama, mu m
of the amsun autograph: m "mm in a. 0M um 01: an
um, 01MB «manna. In tho 0mm: mum, Woo-0m

banana-«10,

and

tm

mammmuumamummuamnmm
left me the
0min
1mm that
m

m»: later,
in»

first

0m

may m

0100.

an

mm m mind”that run
an tho

0100 and

mum

M01090! 0 right M4-

13:00:10! 0: 01941-0“. tho

MWMmth-Wﬂm.
Vacant OW
M
0mm mm.»

9103“.

of that mun-101-

hue

been observed.

02:0:

m 13300151”:

in: do» within

15

010010

plant 0 1000: am manna 007010904
0:? “can”.
third Quintin 0: m "I! 0140

In an.

A

mm 0: tin 09m“ 3: m «rent.

an.

m
mumnmnwsmnmgumma.
within
Wu.
omnuum m0 not
unwind:

61mm

m.

19

in ”#103150 01th W103.
6menoun-1mm.»
a: 0 ”um '0 condition or men nun-1a; wemyhymummmmammumm. mud)
,

them-.1319“: ormpmuamxm. mam
Mm
:um «mare; “may to «unanimity. um many.

and mu.» (1») mart «no 1080110100
mm.and80011110
0: “data-imam u:
clown (11)
than

1n

mu

mm.

anus,

1."

”that“ ”mum” in a «£100 a! 36° won-000. no" mo in
«hung: in an:- pmmt 005-100. an: m patient and 0 «m. nunvation 0f

than at

0.

pvt-mung

Mum.

111 b01020

W10.

80071110 and

tin pmodm‘e.

in contrast

00

this

In! 0! than 90810330,

111:.

mum at 910003. 1:090 0010:“:

m the 10:30 has.“ of M1: (53);

,

�(5e), Won (14), m
um he), muten
w
deaths ﬂare related ta
precadure.‘
(1b) thawein no

16.
and

mm

It 13

tum

passablc
adrlannd

that with vidnupread use a: angzoeraphr, Iubﬁeatu titl.naro
cerebrul lesions tru selccted far these stud1eu and tha rink: ﬁharlhv
1n¢rcanod.
A

what 9: mm:

by 01:36::

am

manta: (BB. 11,

12)

alphantxs tho-launntxon at tho taxis atteatn o: 31:30 limit a: diodmalt
given ovar a abort 99:10! a: ﬁans. '1hor tailgatic in. nature at the
toxicity Is an inoréégea permanbility at tho blood 1.33:1! and u
chanxe 1n hennaynlaieh. Furthlxﬂﬂliy aha rolatian between canoentrt~
ma taunt; m, mean-am I» am: (13) when no
am or
introauegd dladraxt far Instagruphy. a1: abtathtiun that seizures
£0116! thc use at 595 and 70% éiearaut has been ovatimnné by unmitiul

amt

invautizatarb.
auspite thc use at 351 diodrast and law total Gasman: er
diodraat, in this series, eumplications ensued. share I81 no nisni~
tioaat rnlntiaa between.dosasc 1nd canaliettionn. ethar raetars
'

not he ”mum

and same

elrculntian tint (#t)

and

mung ma «team:
V

'

H

31.3

‘71...

i

mummy

mt. has

been given

in the

“amnion

an

tau affect of other 1nJurious ﬂaunts

(a).

eri

8h. moment a: em: or man.
cranial aiaenaa :uupoeted or raueular animalios. an;znt¢atar1t1
talcum. and traumatic hu-Itunns. IS 1: n natintcetory non*lurzie¢1
ntthad at dtnunutrntina I Visuallr annuals; nnltoznation or ‘nourrnn.

1.

1::

in: dilsnoail of Iupratuntorill.llnlts it will takiinc 9Q!
tttinruntarlly. In,udﬂ1t1¢u to catnblzlhinz thn pzoqanao at a kunnr.
:rtorauarapny 1! unparacr ta 0th.: asnannstto tookaios 1n yialazna
calling. I: to it. typo ot’lnul lad 1t. local. In Cl!!! with
In

�17.

a not and. Wkly “at”: by tn
mm
ohacuro
13

mined-II».

It alt a Inttlthstaww'litind'13.!UIlaatulﬂmaa
or ﬂu.
and mm. mum of tho nah-unlu- min, or
mimic: fun w ”0199.15”. I»...
1. a
in «us of
tantrum mam,
m Mm»
«turns»: arm "ﬂunk: mm

proucdnri.

m:

mm
mm.
a intricarutrll hilatlll
tiastlt-Ilah
MW m emu mum «now am»
mu.

at taunt.

10.113» tram

1:

1.

eon-punts” mg. “I? tho mt pm, Wink. and would not
in no“ mu. he savanna.» m
no. tn was ﬂu
not
"mm u human-1m math-nu, min or
tutor:
uncanny d: tunings. a sum: of «mu.
r010, and
"My 1. mum.
pm a mu

W

mm

m

W
«mud Woman part-mt
Mm
m rm an: m mm "an“

mm:

mm”no: a:
A

117

hum. mam o:

ta

risk: of Ingiography.
no author. «mum: that the 1mm

taliﬁttionl

and

mt:

ot

at

the

mum” do

«mu m autumn: an the meant or mean:
alumna”, mum mmtarial brain Wm ms! was
not

13th

1.1;-

10am.

'

u ,____

__

_#».47.L_...;M._.z _,_..._.,___L__,

.__u “A, .

�RUIIARY

eeriee a: 117 pereuteneoue oerotid ensiosreee were
revieeed to eveiuete the indidetione for end rieke involved in
engiosrephy. Petieute with e veriety or intredreniei conditione
were etudied including eupretentoriel tenure, veeeuier endeoliee.
A

treaeetio heeetaee

end eerebroveeduler dieeeee.

titty-rive petiente

with evidence at intreoreniel tenure
were eueJeeted to engiogrephy, end e poeitive diesnoeie eee eede
in thirty. fheee diesnoeee were auntie-ed in 83$ or the eeeee.
’

In duly tee eabjedte were the tiiee eieinterpreted. or the
aegetive tilee. the diegnoeee were dentineed in 50!; in only tee
men an the ensiosreee teii to aim e leeion um- deeenetrehie
b7

eir etudiee.

or 21 petiente eith euepeeted intreereniel veeduler endedliee,
nine were outlined by ensiosrephy. In tee of theee, the engiosreee
reveeled en end-e11 not eeniteet on eir etudiee. In e group at
eeveuteen petiente euepeeted o: treneetie intreoreniei heeeteee,
e poeitive diesnoeie wee eede in seven eeeee. Theee diesnoeee
ee well ee the necetive findinse in eight ceeee, end intreeerehrei
theere deeonetreted in ten ceeee, eere e11 contimeed by euheeeuent

etudiee.
In oeeee at cerebroveeduier leeione ensiogrephy wee not at
diecnoetio veiue.
Treneient ddeplieetione of engiogrephy were eeen in one—third
of the petieute, end edueieted or heeetaee or the neck, heeipereeie.
eeieuree, end erticerie. In five petiente (I!) eoepiicetiene eere
eevere end peeeenent. Sheee oeeee ere deeerihed end the restore
diecueeed.
Ehe

‘Vl

eethere deecrihe the ueetulneee or engiosrephy in

�“Hermann“ been»:

intact-mill condition: .
they canal“. that tho united risk: of cerebral miomphy
69 not data“ from it: ”0mm”. in the summon: a: mammal
vacant alternations. unopened «panama-1.1 man and

human hum.

the variety or

��mm
rams.

LG. and mummy, L: mum...»
my...
warms,anion-mph:
ma cox-chm than”. mu.lgu_gnl.mz¢hiat.
omml
Q}, 359“"368: ‘9’11: 39”intmmiu
(1) new. I. : mummy in polt~trmtio
2w¢2583 “tam; 19‘9.
910‘
ES.
4““
WWI.
m
at
in the
(1»)
lumbar, 19W.
intmmid 3.: 9mm}. maximum? 755468, W001:
(o)

5.
6.

WI! New

'

.

_

mm.
3!;

3.8.: m dammit er
mum. B. m
3.!"
mm,
by
intact-unis!
tutu-mic
humane axiom”. J. Imam- .

(6)

Q5, 363~376o

N17. 1951-

LB. and um. ‘.l.8 Eh. contribution at «roam 1950.
mm.
angina-mm in “tannin. «mam. : m $2-3m, catcher,
of
(3) mm. 3.3. and mm. 1.6.: Wriemphic visualisation
600-618,
251.
lesions. mh.!m1.ggzehiu.
ammuni19‘6“3.;
(b) mm. 1.3. and mm, mm carom}. Marion-why in191.8.
nub-mountain Mum. g.i.l.i.. 1.36: 517-581, M...
(a) mzm. 1.1:. am mm. 6.6.: mum-min autograph: in the
tmmnt at «1'0an maul” accident: . can: .M. , m
(4)

7.

,_

V

(a)

LA. and mm, 9.3.: carotid minmtw; It: ".1130
sum.
in pun-.11
t 121th conditim. M£11mgorth “or.
,

8.

m,
the
mmmolwruzohint. 31;

: thrionlmaphy m mmmmw. mu- um.
be.
1.31m: .
localization had tram: or 111%”:er
1310-13“. June, 1932.

m,

P. and

Pmuunum «mud miouaphy:
m,
"farm”
ine“
iota blob. laurel”
I»:

complications in th-

and pun-ms.

‘10 .

11.

b

with special

11:

been

to the larynx.

16;; 1-6, Juan-r1. 1951.

1. sad mum-amen, 1.2.: umimt
3.6., trauma,with.
cyan.
union-why. Lima“.
unbnl
32-191. in unpainted
19‘9466
“ll, number.
g;
of
(b) mm, 3.. 36mm. VJ. and unseen, 3.: cmuaum
1951.
110418,
angina-why. g4, mum. , g;
ham,
India a:
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                <text>&lt;span&gt;Max Fink, MD, Professor of Psychiatry and Neurology Emeritus, Stony Brook University, was interviewed by Lorraine Botti on March 18, 2018. The location was Special Collections in the Melville Library at Stony Brook University, where his archive is housed. In the interview, Dr. Fink discusses: the circumstances which brought him to Stony Brook University in 1972 including his appointment by Dr. Stanley Yolles; his administration of electroconvulsive therapy (ECT) services; the Second World War and Sigmund Freud; psychoanalysis vs. ECT then and now, and its effect on suicide; and catatonia verification and treatment.&lt;/span&gt;&lt;span&gt; &lt;/span&gt;</text>
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                <text>Stony Brook Medicine's YouTube Channel published this video in 2019: &lt;a title="https://www.youtube.com/watch?v=_dxp3N12uAY" href="https://www.youtube.com/watch?v=_dxp3N12uAY"&gt;https://www.youtube.com/watch?v=_dxp3N12uAY&lt;/a&gt;</text>
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                    <text>Reprinted from the A. M. A. Archives of Neurology and Psychiatry
August 1954, Vol. 72, pp. 233-255
Copyright, 1954, by American Medical Association

PATTERNS OF PERCEPTUAL ORGANIZATION WITH
SIMULTANEOUS STIMULI
MORRIS B. BENDER, M.D.

MARTIN A. GREEN, M.D.
AND

MAX FINK, M.D.
NEW YORK

TUDIES of function of the nervous system by any one method will show

patterns. This is a general law which applies to motor, perceptual, and psychic
functions. Patterns of functions are present in the normal as well as in the abnormal state. For example, normal subjects show variations in the ability to discriminate two closely applied points in different regions of the body. Thus, the pattern
for two—point discrimination is one in which the ﬁnest differentiation is at the
tongue or ﬁnger tips, while other parts of the body, such as the back or the thigh,
require a greater distance between two points before discrimination of “twoness”
2
be
made.1
Pearson
the pattern for the normal sense of vibration
to
According
can
is one in which the threshold is low at the clavicle and high over the sacrum. In
vision discrimination of targets under daylight illumination is best in the central,
and poorest in the peripheral, portion of the perimetric ﬁeld. And so it is with all
other modalities. Each sensation has a pattern in space as well as in time. Each
of these patterns is obtained by adopting procedures in which a single stimulus
ﬁgure is used in testing the subject.
In measuring sensation, we know that there are many factors which inﬂuence
the perceptual response. Intensity and duration of stimulus, the stimulus ﬁgure,
the locus in the sensory ﬁeld, the attention and intellectual capacity of the subject
are but a few of the determinants. Recently we have stressed symmetry as having
a bearing on perception.3 Still another factor is age.4 For instance, there are some
perceptual examinations which could not be carried out in children because the
ability to respond to these tests depends partly on the ability to concentrate on a
particular problem and to cooperate over a matter of many minutes. These are two
properties which most very young children do not possess. Moreover, we have
found that reactions in the old are not the same as those in the younger subjects.
Another condition which inﬂuences the perceptual response is the number of
stimuli employed at one time. Two stimuli when applied simultaneously may yield
responses which are different from those to stimuli applied in succession. Simultaneous touch of the face and hand may be perceived only on the face, whereas
when each of these parts is successively touched with an interval of one or more
Post—Doctorate Fellow, United States Public Health Service (Dr. Green).
Paper read at the Fifth International Neurological Congress, Lisbon, Sept. 7—12, 1953.
This work was aided, in part, by a fellowship grant from the National Foundation for
Infantile Paralysis and the Neurologic Research Fund of the Mount Sinai Hospital.
From the Department of Neurology of the Mount Sinai Hospital, and the Department of
Neurology and Psychiatry, New York University College of Medicine.

�2

seconds, the same subject perceives each stimulus. The simultaneous application
of more than two stimuli may yield other types of perceptual reactions. Cohn5
applied three stimuli all at once and obtained results which were different from
those elicited with conventional single stimuli in the same areas. In 1893 Krohn 6
investigated the effects of simultaneous touch stimulation of multiple (seven)
regions of the skin in normal subjects. Parts of the trunk, extremities, forehead,
and, at times, the chin were touched simultaneously by tambours. With these tests
the subjects made errors in localization of the applied stimuli. However, no distinct
pattern was sought. In analyzing Krohn’s material, we found a suggestion of a
pattern in that there were less errors over the back than over the front. This study
was interesting but not very illuminating.
The technique of double simultaneous stimulation had been known since the
7
of
1882
time
Hippocrates. In
Oppenheim mentioned the method in his textbook.
Since this description there had been few intensive studies of the method until
1943, when one of us began a series of investigations. During the past decade we
have examined several thousands of subjects with this technique. As we gathered
our data, it was noted that in tests involving asymmetrically placed stimuli certain
regions of the body yielded correct .responses, while others yielded consistently
incorrect responses. On numerous simultaneous stimulations of the face and hand
a distinct pattern of response has been observed in which errors in identifying and
localizing the stimuli on the hand became apparent. Conversely, there were very
few errors in perception of the stimuli on the face. In this test situation the face
was “dominant” to the hand. Face dominance has been found in normal adults,
but it is particularly evident in patients with disease of the brain, in very aged
persons, and in normal children, 3 to 6 years of age. This pattern of response,
namely, face dominance, has been found so consistently that it prompted us to
study body combinations other than that of the face and hand. The object of this
investigation was to determine the order of dominance when various combinations
of two parts of the body were tested in this manner. A preliminary note on this
study was reported at the 76th Annual Meeting of the American Neurological
Association, in June, 1951.8
METHOD AND SUBJECT MATERIAL

The method of testing was the same as that described for the face-hand test in previous
communications.9 The subject was requested to close his eyes, and two parts of the body were
simultaneously touched or stroked. He was asked what he felt and to localize the stimuli. If
only one stimulus was reported, the subject was then asked if another was felt.
The subjects used in these studies consisted of patients and normal adults and children.
Series I: Patients who showed mental changes or an organic mental syndrome* as a result
of disease of the brain, such as arteriosclerotic encephalopathy, senile psychosis, severe cerebral
trauma, Alzheimer’s disease, toxic encephalopathy, or brain tumor. In general, patients with
severe mental changes who made many errors on simultaneous stimulation tests were chosen
for a special study group. Patients with aphasia, hemiparesis, or a hemisensory defect were
included in another group. Series II: Normal children and adults. The normal children were
taken from a day—care center and an orphanage. The normal adults were patients on the wards
of the general hospital, those attending hospital clinics, and Army inductees. None of the normal

The mental changes which make up the organic mental syndrome consist of a combination
of at least three or more of the following manifestations: impairment in orientation, memory,
calculation, or general information; rigidity and concreteness in mental performance, and marked
ﬂuctuations and inability to perform when there is more than one aspect to a situation.
*

�3

children or normal adults had manifest disease of the nervous system. They had not been
previously examined by the method of double simultaneous stimulation. We also examined a
group of older people. These were presumably normal, although cerebral arteriosclerosis could
not be entirely excluded in people between the ages of 65 and 90 years. Series III: Patients
with schizophrenia or manic depressive conditions. These patients were adults in the wards
of the Bellevue Psychiatric Hospital and Manhattan State Hospital. No attempt was made to
study the speciﬁc types of schizophrenia. Most of them were of the paranoid, mixed, or simple
schizophrenic varieties.
Inasmuch as previous investigations have shown that patients with severe mental changes
due to disease of the brain and normal young children made frequent errors in tests of simultaneous stimulation, it was natural that we should make the most extensive studies on these
two groups.10 Also, since normal adults make few errors after the ﬁrst two to three trials on
double simultaneous stimulation, it was not possible to detect a pattern in these subjects.
From these three series of cases we studied several groups in detail. Group A, which was
studied in the greatest detail, consisted of 20 patients with organic mental syndrome (10 males
and 10 females). These subjects were tested with the method of double simultaneous stimulation
of different parts of the body and in multiple combinations. The following parts of the body
were examined: face, shoulder, hand, back, breast, penis, pubic region in females, buttock,
thigh, and foot. Patients were tested while they were completely nude and, for the most part,
while they were standing. The speciﬁc areas stimulated for certain parts of the body were as
follows: the dorsum of the hand; the dorsum of the foot; the anterior aspect of the thigh;
just below the scapula on the back; close to the midline on the buttock; the nipple and areolar
area of the breast; the lower quadrant of the abdomen; the tip of the penis or the mons veneris.
Of these body parts there were 45 possible double combinations. It should be noted that the
combinations were of regions distributed along the longitudinal axis of the body. Each patient
was tested in all 45 combinations in. a random but similar order. Twelve tests were done for
each combination. These consisted of ﬁve tests of the two body parts in a homolateral relation,
ﬁve tests of the two body parts in a heterologous relation, and two tests in a homologous
relation, one for each of the body parts. There were 240 tests in every combination for the
total group. Each patient received 540 tests.
The other group, Group B, which we studied in great detail, using thousands of trial tests,
consisted of 40 normal children between 3 and 6 years of age. In 20 of these children (12 boys
and 8 girls), all body combinations of two were tested except those involving the genital zone.
In the other 20 children (12 boys and 8 girls), the genital region combinations were tested as
well as some of the other body combinations. The testing was carried out in the same manner
as described for patients with disease of the brain except that only half as many tests in each
combination were done. The genital zone was usually touched directly, with the child partially
nude. The remaining unexposed body parts were usually tested through the clothing.
To supplement these studies, we also examined a group of 692 normal adults, 605 schizophrenic adults, and 664 patients with organic mental syndrome. However, these subjects were
not tested as intensively as those of the above two groups. Different body combinations were
tested in different subjects. Only one of the following body combinations was tested in any
one subject for 10 trials or more; face—hand, face-breast, face—penis, face-back, face-foot, face—
shoulder, shoulder—hand, breast—hand, penis—hand, thigh-hand, foot-hand, thigh-foot, breast-foot,
breast-thigh, buttock—foot, penis-foot, shoulder—foot, and shoulder-breast. The two parts of the
body were ﬁrst touched in two heterologous relations and then in the two homolateral relations.
Particular attention was directed to the ﬁrst response. If an error was made in any one test,
that particular test was repeated until the patient was correct, or for at least ﬁve times if the
error persisted. At least 10 trials were done on each patient. Stimulation of the unexposed
parts of the body, except for the penis, was done through clothing. The penis was touched
directly.
The pattern of dominance has also been studied incidental to other investigations on perception in groups such as Group C, comprised of patients with focal brain disease manifested by
hemiplegia or aphasia 11; Group D, patients with long—standing or congenital blindness; Group E,
patients who had congenital or long—standing deafness; Group F, normal adults recovering from general anesthesia or while under the effect of intravenous amobarbital (Amytal)
sodium 12; Group G, psychiatric patients receiving electroconvulsive therapy; Group H, mentally

�4
defective adults,13 and Group I, very aged or senile adults.4 It must be emphasized, however,
that we did not test all the possible combinations of body parts in every one of these groups
except in Groups A and B. The emphasis was mainly on determining the relationship of the
face and the hand to the rest of the body areas. The results obtained in these incidental studies
showed that the pattern of dominance was similar to the one obtained in this study of patients
with severe mental changes due to disease of the brain.
RESULTS

The responses on double simultaneous testing of any two parts of the body
fell into several groups. Using the face—hand combination as an example, the subject may report the following responses, as recorded in Table 1.
Responses in which there was extinction or displacement“? of the stimulus over
one area in any combination were tabulated as a single type of response. For
example, in the face-hand combination responses in which the face stimulus was
correctly perceived but in which extinction or displacement of the hand stimulus
TABLE

1.—Pattem of Responses to Double Simultaneous Farce-Hand Tests

Combination of

Body Parts
Simultaneous touch
of face and hand

‘

Possible Response
(a) Face-hand

Classiﬁcation
Correct

(b) Face only

Extinction

Face

Extinction

Hand

Displacement

Face

(c)

Hand only

(d) Face-face

Dominance
None

(e)

Hand-hand

Displacement

Hand

(f)

Face-other part
of body

Displacement

Face

(9) Hand-other

part

Displacement

Hand

(h) Face-and a
in space

part

Exosomesthesia

Face

Exosomesthesia

Hand

of body

(i)

Hand-and a part
in space

occurred were tabulated together under “face” responses. Each of the responses
indicates dominance of the face over the hand. Hence, the reason for grouping
them under “face dominance.” Face dominance responses were much more fre—
quent than any of the hand dominance responses.
The responses for all the body combinations were tabulated in a similar manner. For the patients with organic mental syndrome and for the normal children
tested in all body combinations, the “dominant” responses for one part of the body
as compared with those of the other part of the body in each combination were
analyzed by the t test. The initial responses of the normal and schizophrenic adults
and of the other patients with organic brain disease tested in a single combination
were analyzed by the method of chi-square. There were a small number of responses
The failure of the subject to report one of two simultaneously applied stimuli has been
called “the phenomenon of sensory extinction,” or “extinction.” The part of the body where
the stimulus is perceived is said to be “dominant” to the part of the body where the simultaneous
stimulus is not perceived. When the subject reports two sensations but mislocalizes one of
them, the “displacement” of a percept is said to have occurred. Displacements are usually in the
direction of the dominant stimulus and may be partial or complete. Occasionally, one or both
stimuli are displaced into the extrapersonal space. This has been termed “exosomesthesia.”14
1'

�5
TABLE 2.—Res[&gt;onses of

Twenty Patients with Organic Mental Syndrome to Simultaneous Tests
of Different Body Combinations
Dominant

Dominant

Responses

Other
Total
Errors* Face Part

Face Combinations
Face-genitals ..................
FACE-abdomen i ..............
FACE-buttock .................
FACE-breast ..................
FACE-foot ....................
FACE-back ....................
FACE-shoulder ................
FACE-thigh ...................
FACE-hand ....................

68
109
79
122
89
105
154

37
78
60
104
66
95
127
85
145

104
149

31
31
19
18
23
10
27
19
4

Responses

Genitals Combinations
Genitals-face ...................
GENITALS-abdomen ..........
GENITALS-buttock ...........
GENITALS-breast .............
GENITALS-foot ...............
GEN ITALS-back ..............
GENITALS-shoulder ..........
GEN ITALS-thigh ..............
GEN ITALS-hand ..............

Total
Errors

Geni- Other

68
121

78
106
138
98
90
124
143

Dominant

Hand Combinations
Hand-FACE ..................
Hand-GENITALS ............

Total
Errors

Hand-ABDOMEN .............
Hand-BUTTOCK .............

Hand-BREAST ...............
Hand-FOOT ...................
Hand-BACK ..................
Hand-SHOULDER ...........
Hand-THIGH ................

149
143
152
132
163
136
97
127
142

____/Lﬁ
Other

Hand

Part

4

145
132
131
109
134
117
69
107
114

11
21

23
29
19
28
20
28

H%

Buttock Combinations
Buttock-FACE ................
Buttock-GENITALS ...........
Buttock-abdomen .............
Buttock-breast ................

..................
BUTTOCK—back ...............
BUTTOCK-shoulder ...........
Buttock-thigh .................
BUTTOCK-hand

Buttock—foot

...............

79
78
99
94
118
104
93
105
132

Other

19
12
38
55
43
79
65
45
109

60
66
61
39

Part

75

25
28
60
23

Abdomen Combinations
Abdomen-FACE ...............
Abdomen-GENITALS .........
Abdomen-buttock .............
Abdomen-breast ...............
Abdomen-foot .................
Abdomen-back .................
Abdomen-shoulder .............
Abdomen-thigh ................
ABDOMEN—hand

..............

109
121
99
111
104
97
90
115
152

r

Foot-FACE ....................
Foot-GENITALS ..............
Foot-abdomen .................
Foot-buttock ..................
Foot-breast ....................
Foot-back .....................
Foot-shoulder .................
Foot-thigh .....................
FOOT-hand ....................

89
138
104
118
100
105
96
125
136

23
23
58
75
41
49
51
77
117

66
115
46
43
59
56
45
48
19

Breast Combinations
Breast-FACE ..................
Breast-GENITALS ............
Breast-abdomen ...............
Breast-buttock ................
Breast-foot ....................
BREASToback .................

Breast-shoulder ................
Breast-thigh ...................
BREAST-hand .................

122
106
111
94
100
77
121
85
163

Shoulder Combinations
Shoulder-FACE ................
Shoulder-GENITALS ..........
Shoulder-abdomen .............
Shoulder-BUTTOCK ...........
Shoulder-breast ................
Shoulder-foot..................
Shoulder-back .................
Shoulder-thigh .................
SHOULDER-hand .............

154
90
90
93
121
96
131
93
127

der

Part

27
20
32
28
69
45
53
58
107

127
70
58
65
52
51
78
35
20

Responses
'

'

_ﬁ

18
22
56
39
59
55
52
48
134

104
84
55
55
41
22
69
37
29

Responses

Back Combinations
BaCk-FACE ....................
Back-GENITALS ..............
Back-abdomen .................
Back-BUTTOCK...............
Back-BREAST .................

Back-foot ......................
Back-shoulder .................
BACK-thigh ...................
BACK-hand ....................

Total
Errors
105
98
97
104
77
105
131
127
97

r—A—ﬁ
Other
Back

Part

10
15
53
25
22
56
78
86
69

95
83
44
79
55
49
53
41
28

Dominant

Responses

Responses

Total
Errors

21

Dominant

Dominant

f—A—‘l
Shoul- Other

131

Total
Other
Errors Breast Part

Responses

Foot Combinations

29
61
55
46
44
58
76

78
92
38
56
58
53
32
39

31

Dominant

Dominant
r———A‘—ﬁ
Other
Total
Errors Foot Part

37
29
12
22
23
15
20
30
11

,__JL_____
Total Ade- Other
Errors men Part

Responses

Buttock

31
92
66
84
115
83
70
94
132

Responses

Dominant

Total
Errors

Part

Dominant

Responses

'—

tals

Thigh Combinations
Thigh-FACE ...................
Thigh-GENITALS .............
Thigh-abdomen ................
Thigh-buttock .................
Thigh-breast ...................
Thigh-foot .....................
Thigh-BACK ...................

Thigh-shoulder ................
THIGH-hand ..................

Total
Errors
104
124
115
105
85
125
127
93
142

r-_A_—ﬁ
Other
Thigh Part
19
30
39
60
37
48
41
35
114

85
94
76
45
48
77
86
58
28

Two hundred tests done in each combination were analyzed statistically. The remaining 40 tests in each
combination were of homologous body parts and did not lend themselves to this type of analysis.
i Capital letters indicate dominant part as evidenced by a t test value of 5% or less.
*

‘

�6

which were difﬁcult to interpret, and there were a few that showed characteristic
perseveration in behavior. These responses were not included in the statistical
analysis.
Extinction and displacement occurred in all of the body combinations tested
in all groups. The incidence of these phenomena varied with the method of testing.
On testing body parts in a heterologous but bilateral relation, extinction and displacement occurred with approximately equal frequency. With tests involving
ipsilateral body parts, the majority of errors consisted of extinction.
1. Patients with Organic Mental Syndrome—In Group A 20 patients were
tested in all the combinations of the body; there were 27 combinations in which
the difference in the frequency of extinction and that of displacement in the two
body parts tested was statistically signiﬁcant, as evidenced by a t test value of
5% or less (Table 2). This difference occurred in combinations of the face and
TABLE

3.—Response on the Initial Trial in Patients with. Organic Mental Syndrome Tested
in a Single Body Combination
Responses Indicating
Dominance of
Body Part

Combination of
Body Part

,——-——A———ﬁ
B
A
FACE *
FACE
FACE
FACE
FACE
SHOULDER
BREAST
PENIS
FOOT

THIGH

FOOT
BUTTOCK
PENIS
Shoulder
Shoulder
*

Hand
Breast

Penis
Back

Foot

Hand
Hand
Hand
Hand
Hand
Thigh

Foot
Foot
Foot

Breast

N o. of

r—A

gﬁ

Other
Responses
..

Subjects

Correct

156

15
17

136
44

8
7

21

1

0

17
21
17
37
23

2

4

O

0

1

2

5

2

2

0
2
0

71

30
30
30

9

32
51

12
7

31

6
10

49
23
60
35
40
23
13

8

19
5
8
1

3

B
5

6

30

7

15
25
21

O

30
12
5

Capital letters indicate dominant part as evidenced by a chi-square value of

4

12
8

4

1

1

9

1

5

0

5%

1

or less.

other parts, the genital region (penis in males and pubic region in females) and
other parts, or the hand and other parts. In combinations involving the face
or the genital region, errors in perception were infrequent. Therefore the face
and the genital region may be termed as dominant to all other parts of the body.
In combinations involving the hand, the opposite phenomenon occurred; errors
in perception were more frequent in the hand. The hand may be classified as the
least dominant area of the body. Thus, in face-hand tests the results may be
expressed either as degree of face dominance or that of hand errors. There were
four additional combinations in which dominance was manifested. The buttock was
dominant to the back and shoulder, the breast was dominant to the back, and the
back was dominant to the thigh. The remaining 18 combinations showed no domi—
nance between the two body parts tested, as evidenced by t values greater than 5%
(Table 2). These 18 combinations were retested in a different group of 20 patients.
The method was similar to that described previously except that the order of
testing was more randomized. When the statistical probabilities of the two series
of tests were combined, all of these combinations again failed to manifest dominance.

�7

An analysis of the responses of the group of 664 patients with organic mental
syndrome tested in single rather than multiple body combinations showed a similar
pattern (Table 3). There were no instances in which dominance in this group was
different from that of the preceeding group. However, some combinations manifested
dominance which was not shown in the ﬁrst group. Thus, the face was dominant
to the genital region; the foot was dominant to the thigh, and the buttock was
dominant to the foot.
In summary, the foregoing results show that double simultaneous stimulation
tests of parts of the body exhibit a deﬁnite relationship of one part to another.
This is manifested by varying degrees of dominance, which may be considered as
a gradient of sensation. At the top of the gradient is the face, the most dominant
part of the body. The genital region is slightly less dominant than the face but is
dominant over all other parts of the body and is thereby the next body area in the
order of dominance. At the other end of the gradient is the hand, the least dominant
part of the body. The remaining areas of the body fall in the gradient between the
‘

loo—
I’ACE

PERCENTAGE

0r
ooutNAN'r
RESPONSES

GENITAL
R [6| 0 N
ABDOMEN
BUTTOCK
BREAST

6°
5°

FOOT
BACK

SHOULDER

TH IGH

4°

HAND

30
20
no

0
BODY PART

FIG. I. ORDER OF DOMINANCE IN PATIENTS WITH ORGANIC BRAIN DISEASE

face and genital region and the hand. These parts include the shoulder, foot. thigh,
and the areas on the trunk. W'hen tested in combination with each other, these
body parts failed, for the most part, to yield differences in dominance among one
another. There was a tendency, however, for the buttock, abdomen, breast, and
foot to be dominant to the back, shoulder, and thigh. The order of dominance of
all body areas may be illustrated by comparing the total number of dominant
responses for each area in the group of 20 patients tested in multiple combinations

(Fig.

l).

N ownal C lzildrew—It has been shown that normal children make errors in
simultaneous cutaneous sensory tests just as do patients with an organic mental
Syndrome. There was one striking difference, however, between the two groups.
2.

Children tended to learn the correct response as the tests were repeated over a
period of days, whereas patients with an organic mental syndrome showed but
temporary learning tendencies. They soon forgot what they learned and again
made the errors.
When various combinations of two parts of the body were tested in the young
children, an order of dominance became apparent, just as in the patients with an

�8

organic mental syndrome. The order of dominance in normal children resembled,
to a considerable extent, that found in patients with diffuse brain disease. The face
was the most dominant and the hand the least dominant area (Fig. 2). The genital
region was not so dominant as in patients with organic disease of the brain, since
it failed to show dominance to the shoulder, back, and breast, although it was
dominant to all other areas. In tests involving the genital region many children
snickered, laughed, or showed other signs of special awareness of the sexual organs.
Some refused to be touched there and became uncooperative. Because of this atti—
tude, it was necessary to obtain the parents’ permission for the test.
The order of dominance for the rest of the body areas in these children also
showed little difference from that noted in patients with disease of the brain
(Table 4). In only one of these combinations was dominance different from that
demonstrated in patients with an organic mental syndrome. In children the foot
was dominant to the buttock. The same combination tested in the group of patients
with an organic mental syndrome showed the buttock dominant to the foot.
IOO

so

PERCENTAGE

0‘
DOMINANT

RESPONSES

°°
,0

FACE

GENITAL
REGION
SHOULDER

roor

co

aurrocx BREAST

so

BACK

THIGH

4°

ABDOMEN

HAND

30
20
l0

0
BODY PART

FIG.

2. ORDER OF DOMINANCE

IN NORMAL CHILDREN

3-6

YEARS OF AGE

Normal Adults.—Several groups of normal adults were studied. In previous
communications the responses of simultaneous touching of the face and hand were
reported. The results showed a high face dominance. Examination of other body
combinations showed a tendency to similar pattern, as recorded in the foregoing
paragraphs (Table 5). However, the data obtained in combinations other than the
face-hand were not very reliable, because the number of experiments were too few
in number. It should be noted that the normal adult very readily grasps the idea
of “twoness,” or the concept that two stimuli are being used. Consequently, his
chances of yielding a single response on repeated tests are small, especially if he
once correctly reports the perception of the stimuli. Thus, it would be most difﬁcult
for us to get a large number of statistically significant data for other body areas.
In order to obtain reliable data it would be necessary to test a very large
number of normal adults by statistical methods. For the time being, most of our
emphasis was placed on testing patients with organic brain disease, young children,
and very old adults. Judging from our data, it may be presumed that the complete
order of dominance observed in patients with organic disease would also be present
in the normal subject if a greater number of subjects were tested.
3.

�a

m
9

TABLE

4.—Responses of Normal Children Three to Six Years of Age to Simultaneous Tests
of Different Body Combinations
Dominant

Dominant

Responses

Face Combinations
FACE-genitals i ...............
FACE-shoulder ................
FACE-buttock .................
FACE-foot ....................
FACE-breast ..................
FACE-back ....................
FACE-thigh ...................
FACE-abdomen ...............
FACE-hand ....................

Total
Errors*
57
79
52
77

74
74

47
66
71

Responses

,._—A_ﬁ
Other
Face

Part

38
65
35
65
65
55
38

19
14
17

51

64

Genitals Combinations
Genitals-FACE ................
Genitals-shoulder ..............
GENITALS-buttock ...........
GENITALS-foot ...............
Genitals-breast ................
Genitals-back ..................
GENITALS-thigh..............
GENITALS-abdomen ..........
GENITALS-hand ..............

12
9
19
9
15
7

Total
Errors

r—Aﬁ
Other
tals Part
Geni-

57
56
65
87
74
62
81

19
28
45
78
46
39
65
65
79

81

88

Dominant

Hand Combinations
Hand-FACE ...................
Hand-GENITALS .............
H and-SHOULDER ............

Hand-BUTTOCK ..............
Hand-FOOT ...................
Hand-BREAST ................
Hand-BACK ...................

.................

Hand—THIGH
Hand-ABDOMEN ..............

71

7

88
66
72
72
79
85
76
86

9

7
5

9
17
15
27
15

Other

Part

Shoulder Combinations
Shoulder-FACE ................
Shoulder-genitals ..............
Shoulder buttock ..............
Shoulder-foot ..................
SHOULDER-breast ............
SHOULDER-back .............
SHOULDER-thigh .............

64
79
59
67
63
62
70
49

SHOULDER—abdomen. .. . . . . .
SHOULDER-hand .............

71

Total
Errors
79
56
67
63
77
84
59

Buttock Combinations

Buttock-FACE ................
Buttock-GENITALS ...........
Buttock-shoulder..............
Buttock-FOOT ................

Buttock-breast ................

BUTTOCK-back ...............

Buttock-thigh .................

BUTTOCK-abdomen ..........
BUTTOCK-hand ...............

52
65
67
66
59
76
66
56
72

Part

17
20
42
21
30
49
31
40
67

35
45
25
45
29
27
35
16
5

74

66

Foot Combinations

Foot-FACE ....................
Foot-GENITALS ..............
Foot-shoulder .................
FOOT-buttock .................
Foot-breast ....................
Foot-back .....................
FOOT-thigh ...................

FOOT-abdomen ...............
FOOT-hand ....................

Total
Errors

12

9

32
45
32
31
47
40
63

Breast-FACE ..................
Breast-GENITALS ............
Breast-SHOULDER ...........

Breast-buttock ................
Breast-foot ....................
BREAST-back .................

Breast-thigh. . ................

BREAST-abdomen ............
BREAST-hand .................

74
74
77
59
61
64
50
64
79

9
28
21
29
29
42
26
47
62

65
46
56
30
32
22
24
17
17

Dominant

.

Back Combinations
Back-FACE ....................
Back-GENITALS ..............
Back-SHOULDER .............
Back-BUTTOCK ...............

Back-foot ......................

Back-BREAST .................
BACK-thigh ...................
Back-abdomen .................
BACK-hand ....................

Thigh Combinations
Thigh-FACE ...................
Thigh-GENITALS .............
Thigh-SHOULDER ............
Thigh-buttock .................
Thigh-FOOT ...................
Thigh-breast ...................
Thigh-BACK ...................
THIGH-abdomen ..............
THIGH-hand ..................
*

47
81
59
66
65
50
77
66
76

r—A—ﬁ
Other
Thigh Part
9
16

20
35
18
24
28
42
49

38
65
39
31
47
26
49
24
27

Part
65
78
31
21
29
35
18
17
9

Total
Errors
74
62
84
76
66
64
77
61
85

r-

Responses

Back
19
23
29
27
35
22
49
27
70

Other

Part
55
39
55
49
31

42
28
34
15

Dominant

Responses

Total
Errors

Other

Dominant

F—‘A—ﬁ
Other
Breast Part

65
28
42
32
21
29
20
26
7

Foot-

77
87
63
66
61
66
65
57
72

Responses

Breast Combinations

14
28
25
31
56
55

Responses

Dominant

Total
Errors

Part

Dominant

__Jk_ﬁ
Other

tock

der

39
48
59

Responses

f—But-

9

Shoul- Other

Dominant

Total
Errors

28
23
16
16

Responses

r-“—"'"—-—\
Hand

9

Dominant

Responses

Total
Errors

38
28
20

Responses

Abdomen Combinations
Abdomen-FACE ...............
Abdomen-GENITALS .........
Abdomen-SHOULDER ........
Abdomen-BUTTOCK ..........
Abdomen-FOOT ...............
Abdomen-BREAST ............

Abdomen—back

.................
Abdomen-THIGH .............
ABDOMEN-hand
..............

r———*—ﬁ
Total
Ade- Other
Errors
men Part
66
81
74
56

57
64
61
66
86

15
16
26
16
17
17
34
24
71

51

65
48
40
40
47
27
42
15

One_hundred tests done in each combination were analyzed statistically. The remaining 20 tests in each
combination were of homologous body parts and did not lend themselves to this type of analysis.
1 Capital letters indicate dominant
part as evidenced by a t test value of 5% or less.

�10

In testing normal subjects it was noted that they responded by mentioning the
face as being the area touched and only when questioned further did they mention
the hand. In other words, there was a preference for the face in the response.
In another series of simultaneous tests of 20 normal adults the following method
was used. Twenty normal adults were informed that they were to be touched on
two regions of the body and that they were to report only one of the two places
stimulated. The eyes were closed during these tests. Ten tests were done in 8 body
combinations in a random fashion (tests involving contralateral and homolateral
used
in working out the order of
in
similar
that
of
the
to
a
manner
body)
parts
TABLE 5,—Response on the

Initial Trial in N ormal Adults Tested in a Single Body Combination
Responses Indicating
Dominance of
Body Part

Combination of

Part
r———&amp;———-—m
Body

A

FACE *
FACE
Face
Face
Face
Face
BREAST
Shoulder
Penis
Thigh

Foot

Thigh

Breast

Shoulder
Breast

*

No.

of:

B

Subjects

Correct

Hand

160
94
17
30
31
30
76
30
30
30
54
30
30
32
18

77
58

Breast]
Shoulder
Penis
Back

Foot

Hand
Hand
Hand
Hand
Hand

Foot
Foot

Breast
Thigh

9
25
22
26
40
24
17
17

44
16
23
19
9

78

29
6
4
6

5

0
0
2

0
2
2
0
0

3
2
2
7
2

6
7
2

1

3

9

6
7
6

o

1

2

4
3

of. 5%

0

or less.

6.—Simnltaneons Touch Stimulations of Various Body Combinations

Body Combination
Face-hand ...............................................
Face-thigh ...............................................
Face-shoulder ............................................

Face-foot ................................................
Shoulder-hand ...........................................
Hand-thigh ..............................................
Thigh-foot ...............................................
Hand-foot ...............................................

There were

. .

0

4
31
2
11
.

Other
Responses

5
2
2
1
1

Capital letters indicate dominant part as evidenced by a chi-square value
TABLE

*

,———J\—-q
A
B

200

*

r—«Choices
Given—ﬂ
Hand 40
Face 160
Face
Face
Face
Shoulder
Hand
Thigh
Hand

175
142
167
158
141
103
114

Thigh
Shoulder

Foot

Hand
Thigh

Foot
Foot

25
58
33
42
59
97
86

tests for each combination.

dominance in Groups A and B. There were 200 tests in each combination. The
6.
in
Table
recorded
results
The
not
are
investigated.
genital regions were
From an analysis of Table 6 it is obvious that the face is the part of the body
which is chosen oftenest when it and other parts of the body are touched simul—
taneously. These ﬁndings support the results obtained by other methods. However,
this method of selection, when the subject knows that two parts of the body are
being touched, did not reveal the expected hand inferiority. This ﬁnding does
not necessarily detract from observations obtained by the methods described above,
where the subject was to report what he perceived after he was touched in two
places without warning.
After this series of tests each of these 20 subjects was asked to indicate which
part of the body they were the most and the least aware of during testing. The
results are tabulated in Table 7.

�11

Of signiﬁcance in both sets of these experiments is the fact that the face shows
a high dominance. However, it must be stressed again that the last two methods
do not reﬂect the low order of hand dominance.
4. Adults with Schizophrenia—When these patients made errors, the errors
were similar to those obtained in normal adults under the age of 65. Each patient
showed signiﬁcant dominance of the face to the hand as well as to the foot, the
breast to the hand and foot, and the penis to the hand and foot (Table 8).
The relationship of all the body areas has not been worked out so completely
in these subjects as in the preceding groups. The difﬁculty in demonstrating the

a“
TABLE 7.——Responses of

Twenty Patients as to Areas of Greatest and Least Dominance

Body Part Most Aware of

Face ..................................
Face and foot ........................
Face and thigh .......................
Hand ..................................

Foot

No. of

Body Part Least Aware of
Subjects
Thigh ..................................
10

Subjects
16
1

1

1

..................................

TABLE

No. of

1

Foot

..................................
Hand ..................................
Shoulder and thigh
...................
Foot and shoulder ....................
Not asked ..............................

1

1

8,—Response on the Initial Trial in Schizophrenic Adults Tested in a Single
Body Combination
Combination of
Body

Part

,——————J%
A
B
FACE *
Face
Face
Face
FACE
Face
Shoulder
BREAST
PENIS
Thigh

Foot

Thigh
BREAST
PENIS
Shoulder

*

4
3
1

Hand
Breast

Penis
Back

Foot

Shoulder
Hand
Hand
Hand
Hand
Hand

Foot
Foot
Foot

Breast

No. of

Subjects

Correct

72

24
52
23
29
25

81

30
42
37

13
31
77
43

2

19
29

2O

3!)
31

15

30
30
30
28

15
9
17
15

9

Responses Indicating
Dominance of
Body Part
f————N———ﬁ
A

B

Other
Responses

46

2
11
2
4

4
2
2

14
3
7
12
8
8
44
19
11
8
4
19
8
3

0
3
3

0
0

1

3

3
9

1

1

6

2

10

1

1

1

2

3

8

2

1

Capital letters indicate dominant part as evidenced by a chi-square value of 5% or less.

complete pattern in schizophrenic patients was the same as that encountered in
normal adults. They showed fewer perceptual errors on simultaneous tests than
did either patients with organic brain disease or children. These errors occurred
only during the intial trials, so that one subject could be tested for only one body
combinationi~
There were a number of patients with schizophrenia who presented bizarre
responses. The
touch stimuli were occasionally misidentiﬁed and were reported as “a burning”
or “a ﬂy
crawling.” At times the number of percepts were multiplied. Instead of perceiving the two
applied stimuli, they reported three or more percepts in a variety of body parts. Similarly,
a
single stimulus was reported as two or more percepts, the locus of the original stimulus being
occasionally omitted. Such patients usually persisted in the bizarre responses on repeated testing
on subsequent days. Several of the paranoid patients refused to close their
eyes but permitted
examination provided they could see.
I}:

�12

Senile Adults.—Studies of body combination tests in senile adults 65 to 96
of
the
disease
in
with
found
those
of
similar
results
showed
to
patients
age
years
brain and in very young children.‘ The most dominant region was the face and the
least dominant the hand. In plotting the errors on face-hand tests in normal subjects of all ages, we found that children under the age of 6 years and adults over
the age of 65 show the greatest incidence.
6. Supplementary Studies of Blind or Deaf Subjects.——While we were conducting the foregoing experiments, we, naturally, tried to ﬁnd an explanation for
face dominance. One of the thoughts we entertained was that normal subjects
developed the concept of the face being foremost in importance. It might be assumed
that the earliest sensory image a subject experiences would be the sight of the
mother during infancy. Therefore, the earliest memory of a person and his selfidentiﬁcation would be the visual image of a face. Moreover, young children who
are asked to draw the picture of a man draw the face ﬁrst and foremost, paying
less attention to other parts of the body. Goodenough 15 made similar observations
on the drawings of mentally retarded persons and patients with disease of the
brain. Since visual memory and imagery of a face would seem to be important in
one’s sensory experience, it was thought that the congenitally blind might not
respond as the normal subject does when he is tested with cutaneous stimulations.
With this in mind, a series of congenitally blind children and another series of
adults with an organic mental syndrome and long-standing acquired blindness were
tested with double simultaneous stimulation of the face and hand. Results showed
that there was no difference in the pattern of response between the blind and the
normal subjects.
A. Blind Subjects: I. Children. Forty-two normal children (3 to 14 years of
age) with congenital blindness were tested in face-hand and hand-foot combinations. Ten tests (heterologous and homolateral parts of the body) were done for
each combination in a random order.
The results obtained were as follows:
1. Of all children 6 years of age or younger who were congenitally blind, 79%
showed persistent errors after 10 trials of testing.
2. In the face-hand combination tests the following responses were obtained:
5.

Face Only

Face-Face

Hand Only

Hand-Hand

202

34

2

1

3. In the foot—hand combination tests the responses were as follows:
Foot-Foot and Partial
Displacement of
Hand-Hand
Hand Stimulus Hand Only
Foot Only
51

26

26

9

4. The pattern of all errors throughout the testing was the same as

that for

normal children without blindness.
II. Adults. Ten adults with an organic mental syndrome and blindness acquired
after childhood were tested with multiple face—hand tests. All showed persistent
errors. The analysis of all the errors are as follows:
Face Only
100

Face-Face
7

Hand Only

Hand-Hand

1

1

From this analysis it is obvious that preservation of vision in infancy is not

essential for face dominance.

�13

B. Deaf Subjects: We also thought of other causes for face dominance, namely,
that the touch applied to the face was not only felt but reinforced by the sound
stimulus produced by the touch on the face, which is so near the ear. To establish

or exclude this possibility, we studied a series of deaf people.
Thirty-two adults with deafness acquired in early infancy or childhood were
tested with multiple face—hand tests. These subjects were otherwise normal. They
had no evidence of disease of the brain. The results are indicated in Table 9.
Again we found face dominance. Hearing did not seem to be a factor in face

dominance.

COMMENT

From the foregoing studies it is obvious that we have been investigating perceptual functions from the standpoint of patterns. For many years Lashley§ has
been stressing the fact that the data obtained on neurologic examination should
always be analyzed with reference to pattern of activity. We did this in the compilation of our own results. By clinical observation we learned that when the
cutaneous sensory ﬁeld is examined under conditions of simultaneous stimulation
a distinct pattern is discerned. The pattern is most apparent in testing two non—
TABLE

9.—Incidence of Errors for Deaf Subjects, Initial and Subsequent Trials
Total No. of

Initial

Trial—*ﬁ—ﬁ

Subjects

Correct

Face Only

Face-Face

32

Hand Only

9

19

2

2

r—-———~—Initial and Subsequent Trials———ﬂ
Face Only
86

Face-Face

Hand Only

Hand-Hand

1

4

0

symmetric regions, far removed from each other and situated along the longitudinal
axis of the body. The resultant interaction between these two sensory stimuli yields
a characteristic pattern. In studying the data, it was learned that the face is the
most dominant region of the organism. The genital zone is next in the order of
dominance, while other parts of the body follow in a gradient, with the hand mani—
festing the least dominance. Thus, the most conspicuous gradient is between the face
and the hand. The pattern of response we obtained by testing with the method of
double simultaneous stimulation has been found consistently on numerous occasions, under a variety of conditions, and in many groups of subjects.
In considering our results, we naturally ask what the organizing principle of
this perceptual pattern might be, or with which neurophysiologic or psychophysio—
logic data it may be correlated. Why is the face the most dominant and the hand
the least dominant? Why does the genital region show a high dominance? What
determines such an order of dominance? Is it acquired by learning; is it inherent,
or is it a product of each? If it is inherent, what role does the body image play?
Anatomic or Neuro-“Electrical” Studies—In considering the anatomic substrate, we ﬁnd no apparent correlation of ﬁndings elicited on electrical studies of
the cerebral cortex with areas of the body which show dominance by our method
of stimulation. Some aspects of tactile sensory interaction have been discussed by
§

References 16 through 18.

�14
1" in their
and
Bard
Marshall, Woolsey,
mappings of the cerebral cortex of the
cat and monkey by the method of evoked action potentials. The map of the “sensory
cortex” as determined by electrical stimulation or evoked action potentials does
not serve to explain the order of dominance. It might be supposed that the degree
of dominance found in a part of the body would be proportioned to the area in the
cerebral cortex in which this part of the body is electrically represented. However,
this is not the case. The face and the hand, the most and the least dominant areas.
respectively, in our system of testing, have approximately equal representation in
the homunculus of the human cortex as determined by the method of electric
stimulation of the cerebrum.20
It is not certain whether electrical studies on neuron action will give us the
answer, for, as Lashley has repeatedly pointed out, most studies are made on
surgically isolated or anesthetized animals, and these are far from being in a
physiologic state. Our own clinical studies show patterning of sensory interaction
in the physiologic state of man, whether there is or is no disease of the brain. This
is a physiologic fact. The meaning of this fact, however, is not as yet clear. This
patterning of sensory interaction does not occur in any one region of the cortex.
It is the result of integration of perceptual function, which takes place in the entire
brain at the cortical, thalamic, and even lower levels of the nervous system. There
is no doubt that sensory interaction occurs, but that this interaction is patterned
and how it is patterned is still a mystery.
Psychophysiologic S‘tudies.—Our own psychophysiologic data also fail to shed
any light on our problem. Studies of thresholds of cutaneous sensations, types and
nature of stimuli, and attention of subject and sensorimotor responses did not offer
clues to a solution. Critchley,21 in his interesting article on tactile functions in the
blind. suggested that face dominance may be due to the sensitivity of the skin. It
does not seem to be a matter of thresholds,” for we have been working with crude
supraliminal stimulations. The stimuli we employed consisted for the most part
of ﬁrm taps or scratching and slapping of the face and hand, or repetitive or moving
stimulations, such as rubbing. Moreover, the tactile thresholds. as obtained in
different regions of the cutaneous sensory ﬁeld by use of the method of von Frey,23
using von Frey’s hairs (Table 10), or with a stimulus such as pinprick (Table ll),
show no strict correspondence to the “dominance” values obtained by the method
of simultaneous tactile or pinprick stimulations. The use of stronger or more
noxious stimuli, such a pinpricks, will reveal a lower incidence of errors, but the
pattern of dominance will be the same.
Nor is there any correlation between the acuity of the sense of two—point discrimination and the order of dominance. It will be recalled that the ability to
discriminate two points at the ﬁnger tips or at the hand is much greater than that
at many other parts of the body, excluding the lips and tongue; yet the hand shows
the lowest order of dominance. This lack of correspondence is contrary to the
hypothesis proposed by Denny-Brown, Meyer. and Horenstein, who studied
patients with lesions of the parietal lobe.“ In our studies of normal subjects and
of patients with disease of the brain, including that of the parietal lobe, we ﬁnd
no correlation between incidence of errors as elicited by the method of double
simultaneous stimulation and the two-point discriminative potentialities of a given
cutaneous area.

�15

Still another factor to consider is that of attention. Critchley,“ in a series of
papers, claims that it is a lack of attention which causes the imperception of one
of the two simultaneous stimuli in patients with lesions of the parietal lobe. As
expected, this type of sensory defect is apparent only on the side opposite the
cerebral lesion. It is especially pronounced in the hand and least manifest in the
face, thus reﬂecting a pattern with an order of dominance similar to the one
illustrated in normal children and in subjects with diffuse disease of the brain. If
this pattern in the parietal lobe lesion is interpreted as due to a lack of attenTABLE

10.—5timulus Threshold for Pressure, in Grams per Square Millimeter, After von Frey

Cornea ................................... 0.3
Conjunctiva ............................. 2.0
Tongue ................................... 2.0

...................................... 2.0
2.5
.......................................
Finger tip ................................ 3.0
Eyelid (edge) ............................. 3.0
Infraorbital area ........................ 3.0
Forehead ................................. 3.0
Hollow of palm .......................... 7
Dorsum of ﬁngers ........................ 5.0
Upper arm, ﬂexor surface ................ 7
Thigh, inner side .......................... 7
Forearm, ﬂexor surface .................. 8
Nipple .................................... 8
Anterior edge of deltoid ................. 9
Anterior edge of axilla .................. 11
Xyphoid process ......................... 11
Mucosa of. check .......................... 12
Nose
Lip

12
15
16
16
16
16
17
26
26
26
27
27
27
28

Prepuce ...................................
Spinous processes ........................
Medial edge of scapula
...................
Deltoid muscle ............................
Upper arm, extensor surface ..............
Abdomen ..................................
Oriﬁce of urethra
.........................
Thigh, outer side .........................
Areola of breast ..........................
Undersurface of breast ...................
Sole, noncalloused part ...................
Tibia ...................................... 28
Forearm, extensor surface ................ 33
Inguinal area ............................. 48
Glans penis ............................... 111
Sole, calloused part ....................... 250

11.—Stimulus Threshold for Pain, in Grams per Square Millimeter, After van Frey

TABLE

Cornea ....................................
Conjunctiva ..............................

.....................................
Abdomen ................... ...............
Forearm
Flexor surface ........................
Extensor surface
.
E yelid

0.2
2
10
15

.

Upper arm

...................

Flexor surface ........................
Outer condyle of humerus ................

.....................................
.......................................

Cheek

Calf

Hand, dorsum ............................
Foot, dorsum ............................
Calf .......................................

20
30
30
30
30
30

Upper thigh
Outer surface ------------------------ 30
Inner surface ......................... 30
Extensor surface ..................... 40
50
FOOL dorsum
............................
.
1v
Edild’ dorsum
100

llbla

""""""""""""""

......................................
Internal malleolus .......................
Hand, palm ..............................
Sole, callouscd portion ...................
Finger tip ................................

00
110
130
200
300

tion, it must be that the inattention is only on one side of the body, and particularly
in the hand. In other words, the term inattention becomes synonymous with defective perception produced by the parietal lobe lesion.
Nevertheless, attention tends to modify perceptual responses. According to
William James, “when the things to be attended are small sensations and when the
effort is to be exact in noting them it is found that attention to one interferes a
good deal with the perception of the other.”46 But does this explain the pattern in
dominance or in errors in perception as illustrated in Figures 1 and 2? It might
be claimed that man pays most attention to the face because he is most interested
H

References 25 through 28.

�16

in this part of the body. Such reasoning may explain face dominance, but it does
not account for the frequent errors made in the hand stimulus. The latter ﬁnding
would imply that man pays the least attention to the hand, less than to any other
part of the body. Now, it is hardly likely that one pays less attention to one’s hands
than to one’s back. Yet, according to our data, the back dominates over the hand,
implying that man is more interested in his back than in his hand. This is contradictory, and it becomes obvious that attention does not account for the order of
dominance as depicted in Figures 1 and 2. A defect in attention may crystallize
but not determine the pattern of perception as elicited by the method of double

simultaneous stimulation. Further evidence against the attention theory are the
recent experiments by Hooker.29 He found an order of dominance in sensation,
using double simultaneous touch stimulations, in the human fetus. Eventhough
the response to stimuli in his experiments involves an order lower than that implied
in our results, there was a distinct pattern under his conditions of testing in which
attention was not a factor. When there was simultaneous cutaneous stimulation of
the face and hand, the dominant motor response was that typical of the face.
An important principle to consider in the study of patterns of
response to
sensory stimuli is that every sensation has a motor component. Thus, when we
request the subject to report what is felt when the face and hand are touched
simultaneously, there must be an efferent, or a motor, element. The patient replies
verbally and tends to point to the spots touched. In a series of face—hand combination tests or in combinations involving the face and another body
part, it was
shown that the face is the ﬁrst to be indicated, whether it is pointed to with the
hand or announced verbally (Table 6). Since the hand is used in the pointing, it
would be the last of the two (face and hand) perceived regions to which the sub—
ject would point. On the contrary, the face would be the ﬁrst to be indicated. This,
however, is not always the case, for when both stimuli are perceived, the hand is
sometimes the ﬁrst to be indicated. This is particularly evident in combinations
which do not include the face. When both hands are stimulated, the incidence of
errors is very low and the subject often uses either hand to point to the other.
Learned and Inherent Perceptual Organization—Perceptual organization or
sensory correlation may proceed along two lines: (1) learning or individual acquisition of perceptions and (2) inherited or genetically determined perceptual
patterns. Acquired perceptions are organized in the course of experience by the
postulated mechanisms of pattern identiﬁcation, by a selective process, by sym—
bolization, and by conceptual organization. As Nissen states, “Symbolization helps
in perceptual organization also in connecting percepts with concepts to speciﬁc
30
responses.”
1. Learning Factor: There are
many who believe that all perceptions and perceptual patterns are acquired. Most perceptual reactions are learned during the
maturation period or infancy. In our own studies of perceptual patterns under
conditions of double simultaneous stimulation, we believe that awareness of the
part of the body, such as the genital region, is an example of learning. Infants or
children learn of and become aware of their genitals. Initially, when the pattern was
demonstrated in adults with disease of the brain, the high dominance manifested
in the genital region was not too surprising. The interpretation was that, due to its
special sexual connotation acquired by learning, there is more “awareness” of

�17

stimuli applied in this area. The question then arose as to what the pattern would
be in very young children. If sexual “awareness” was not yet operative, that is,
if the child had not yet learned of the social signiﬁcance of the genital
organs, one
might assume that there might be less dominance of the genital zone than in adults.
However, in our studies we found that young children were indeed “sensitive”
about their genitals. Most of the children under 6 years of age, even the very
youngest, who were just about able to cooperate in the perceptual tests, were
reluctant to expose this area or showed some form of embarrassment or curiosity
when their genitals were touched. Some refused to have more than a few tests done
at one time. Evidently this increased “awareness” is learned prior to 3 years of age.
Since we found a high dominance for the genital area in children, it might be
inferred that this high dominance is related to a sexual awareness which was
probably learned in the ﬁrst two to three years of life.
Schilderﬂ pointed this out in his discussion of the principles concerning the
libidinous structure of “the body image.” # He stated:
The attitude toward the different parts of the body can be determined by the interest the
persons around us give to our body. We elaborate our body image according to the experiences
we obtain through the actions and attitudes of others. The actions of others may provoke
sensations when they touch and handle us. But they may inﬂuence us also by words and actions
which direct our attention to particular parts of their body and our own body. . . . Early
infantile experiences are of special importance in this connection but we never cease gathering
experiences and exploring our own body.31

These principles of symbolization in perceptual .organization apply to genital as
well as to other regions of the body. From the psychoanalytic, or Freudian, point
of view the face and the mouth participate in the oral stage of body image, or, more
correctly, of body schema development. The same school emphasizes that the genital
region plays a great role in the development of the organism. Therefore, it should
not be surprising to ﬁnd the face and genital regions almost on the same level of
dominance as determined by double simultaneous stimulation.
References 31 and 32.
# Smythies,33 in a philosophical paper, criticized the confusion and the loose use of the
term “body image.” Thus, (a) there is “the body image” which describes “a visual, mental,
or memory image of a human body, one’s own or someone else’s.” Body images are experienced.
(b) Body schema should be used only in its original sense. It is part of the subconscious mind,
and thus its presence is inferred, and not experienced. The experiments of Stratton are a good
example of almost a pure disorder of the body schema. (c) Body concept is a conceptual
constellation and depends largely upon the proper function of the relevant memory mechanisms.
Anosognosia is an example of disorder of the body concept. (d) “The perceived body,” or
another name for it, “postural model of the body,” a term to be applied to the somatic sensory
ﬁeld—directly experienced inside central consciousness. An example of this is the experience
of having a phantom limb or autotopagnosia. The perceived body is identiﬁable with the “body
image in the brain.” (e) Actual physical body is a physical object and not the same as the perceived body. What one perceives as to body parts does not always correspond to the actual position of the physical body and vice versa. An example of this is found in the patient’s experiences
in mescaline intoxication, where the perceived body is not the same as the physical body. Also
the postures assumed in some of the dyskinesias are not always perceived. (f) Body image
in the brain of the physical body (theory of psychoneural identity). The homunculus
as
determined by electrical stimulation or destruction of brain tissues is an example.
While we agree with Smythies criticisms, it is sometimes extremely difﬁcult to use his
classiﬁcation of “experiences and description of the human body.” Nevertheless, in our subsequent discussions we shall try to use his terms wherever possible.
ﬂ

�18

Even though Schilder * proposed these theories, there are no clear—cut experi—
ments to show that the face is sensitized the most, and, for that matter, that the
hand is sensitized the least, in the maturation of the normal infant or child. As a
matter of fact, in the same book Schilder emphasized the importance of other
structures in the construction of the “body image.” In considering “sexual sensitization” of body parts in adults, one must compare such erogenous zones as the
breast and buttock with the genital region. Yet analysis of our data reveals no undue
dominance of the breast and buttock over nonerogenous regions, such as the foot
or abdomen. Perhaps there would be no incongruity in dominance of erogenous
zones if we interpreted our data from the standpoint of age, sex, personality, and
social background of the subject. Under such conditions we might have found
different gradients in each group and concluded that sensitizations of the body parts
by learning are, after all, important, but not necessarily the principal factor in
determination of the pattern.
In this connection the question of the development of the “body image” arises.
How does the “body image” develop? Schilder admits that we have no reliable
information as to how this development takes place. He said that there is “reason
to believe that there is an inner development, maturation, . . . and there are inner
factors, which are given in the organism and comparatively independent of experience which determines this development.” He also believed that “the process of
maturation gets its ﬁnal shape through individual experience.” Thus, there is a
factor of maturation which forms the basic structure of the body image, whereas
experience and learning inﬂuence the trends of the development. Maturation and
learning are essential features of all types of development, whether it is body image,
body schema, body concept, perceived body, or perception itself. These conclusions
are partly supported by the experiments of Gesell.34
If this sort of reasoning, namely, development of the body image in infancy,
accounts for face—genital dominance, what explains the inferiority of the hand, as
determined by this series of tests? When the hand is considered in the spectrum
of the “body image,” there seems to be no prominent reason for its inferior position.
According to Schilder, the hand is an important structure in the formation of the
“body image.” The “body image” is continuously inﬂuenced by the almost constant
optic image of its hands. One sees his own hands more frequently than any other
part of his own body. In fact, perceptually and from the motor standpoint the hand
is one of the most important structures in the “perceived body.” Katz 35 says that
the hand makes the most vivid impression. Despite this, it is curious that the hand
is least dominant when it is tested simultaneously with another body part.
2. Inherent Factor: Thus far we have discussed the factor of learning in
perception as the basis for the pattern we obtained on double simultaneous stimu—
lation. It is possible that “learning” during infancy might explain part of, but not
the entire, pattern of sensory organization under conditions of double simultaneous
stimulation. However, our results show that the factor Of “learning” did not enter
in our own tests. An analysis of the responses obtained on the ﬁrst trial in many
children showed that the face was most dominant and the hand was least dominant.
In this situation there was no opportunity for learning; yet this pattern was found
on the initial tests in most subjects. The same consistent initial response was obtained
*

References

31

and 32.

�19

in tests of combinations of other body regions, such as the hand and the thigh, etc.
These ﬁndings strongly suggest that the patterns we obtained are not the result
of a learning process during testing but may be due to inherent
sensory organization.
This theory is supported by the preliminary studies of Hooker.29 Working with
human fetuses, he found that double tactile simultaneous stimulation of the face
and hand resulted only in the face reactions. When the hand and foot were tested,
there was only the hand response. Thus, there was an order of dominance in which
the face dominated over the hand and the hand over the foot. Although the pattern
Hooker obtained in the fetus is not exactly the same as the one we obtained under
our conditions of double simultaneous stimulation in young children, the fact
remains that a pattern has been observed before the organism had an opportunity
to learn. Carmichael,36 after reviewing the available experimental data, concludes
that there is only little evidence that learning modiﬁes fetal behavior. If it is assumed
that the pattern is determined inherently, one should consider the role the body
image plays in organization of perception or in the order of perceptual dominance.
3. Organization of Perception in the Perceived Body, Body Image, and
Body
Concept: (a) Perceived body. In a discussion of the inherent properties of perception we must consider the role of the “perceived body.” There is a theory that mid—
line structures of the body dominate over the lateral or peripheral
parts. In his
monograph on the body image, Schilder emphasized the dominance of the midline
structures. This theory considers the long axis of the body as being the dominant
over other regions. Part of the same theory is that proximal parts of a limb dominate
over distal regions. In our own experiments it is true that the face and the genital
region, both midline or axial regions, are the most dominant parts of the perceived
body. However, this axial theory does not account for the gradients as depicted in
the graph we plotted from our data. There are some midline or axial structures
which show no signiﬁcant dominance over the lateral parts. Thus, the foot, a lateral
area, is dominant or equal to the thigh, which is a proximal area, and to the buttock,
which is an axial structure. Moreover, there is a differentiation of dominance along
the longitudinal axis of the body itself. Thus, the face or the genital region is
dominant over the abdomen, buttock, or midback.
A second hypothesis is the one proposed by Cohn.37 This is similar to the ﬁrst.
Cohn proposed that the pattern of dominance, as elicited by the method of double
simultaneous stimulation, is inherently organized on the basis of rostral dominance,
i. e., the theory that the face is the most dominant
part of the organism, while the
remaining body areas show a descending gradient along the longitudinal axis. The

rostral parts are dominant over the more caudal areas. This theory is consistent
with the extensive observations on the development of the vertebrate nervous
system, in which a rostral—caudal gradient is demonstrated in phylogenesis.38 This
gradient is manifest in the progressive differentiation of the rostrum until, in
Mammalia, the cerebrum is fully differentiated. The gradient is also manifest in
biochemical and physiologic reactions at each phylogenetic level. Similar gradients
have been demonstrated for the musculoskeletal and gastrointestinal systems. A
rostrocaudal order of sensory development has also been shown to exist in onto—
genesis in studies of the fetus with single stimulations.39 More recently, Hooker 29
found such an order in human fetuses when the face and hand, or hand and foot,
were touched simultaneously. Our own data support this theory of rostrality only
in part, inasmuch as there is face dominance. However, other facts tend to contra-

�20

dict the theory of rostrality. There is no continuous downward gradient between
the rostral and the caudal region. Even though the face is most dominant, there are
caudal body parts which are dominant over some of the more rostral regions. For
example, the foot is dominant to the hand and the thigh. Most signiﬁcant is the
dominance of the genital region to all more rostral areas except the face. From
the foregoing data one must conclude that the concept of rostrocaudal order of
be
the
fetal
There
the
is
not
beyond
applicable
stage.
organization
may
sensory
factor of learning and maturity in the postnatal stage. More studies of double
simultaneous stimulation in different parts of the body of the human fetus, particularly the genital region, may shed more light. Similar studies in the ﬁrst year
of life will help us in understanding the development and organization of perception in man.40
(1)) Body image and body concept. Another theory can be evolved in considering the relation of the body to its inner self or that of the ego to its outer world.
This concept implies that the ego has a center and a periphery region, just as the
perceived body has an inside and an outside. We observe ourselves (inside) as we
observe others (outside). When one thinks of himself, what Schilder called
autoscopy,32 there is an image of one’s own face. This is a good example of what
is meant by body image. Children in making drawings of a man indicate the face,
while other parts of the body are less often illustrated.15 Even congenitally blind
children, in whom the hands and ﬁngers are of especial importance, model the head
41 and the
region of the mouth as being the most conspicuous”?
too
large
as being
In expressing the concept of the ego in terms of body parts, the face is visualized
is
face
the most
The
other
than
structure.
the
to
more
foreground
comes
any
or
distinguishing part of the organism itself. The face represents the most central or
inner portion of the ego. In narcissism the self-interest in one’s body is directed
chieﬂy to the face. Claparéde,42 in his studies on localization of the self, concluded
that the ego is conceived as being in the head. More speciﬁcally, he believed the
center of the ego is situated between the eyes. As for the genital region, there are
of
the
this
would
who
body
the
identify
area
psychoanalysts,
particularly
many,
with the inner part of the ego.
The part of the body which has to do with reproduction is probably just as
“deeply in” or central in the organism’s concept of the body as is the head, with
its face, mouth, eyes, etc. In considering the genital region, it is not always easy
to determine whether the importance attached to this part of the body is due to
inherent or to acquired factors. There is a great deal of literature on this subject,
but it is still difﬁcult to ascertain what role the inherent factor plays as opposed
to the learning factor.
Applying the theory of centrality, i. e., that the face-genital regions are innermost in the ego and in the body concept, we are faced with the problem of ﬁtting
the hand into this theory. In contrast to the concept of the face or genitals being
central, the hand is mostly on the periphery. The hand is the medium with which
we or our ego makes contact with the peripheral or outside world. The hand is on
the periphery of our ego structure and, with the aid of vision, is the most important
tool for exploration of the outer world. One might argue that the foot, although a
distal structure, also makes contact with the outer world. However, in this task the
1'

von Stockert,

F.: Quoted by Critchley.21

�21

hand, in most instances, is used more than the foot. Moreover, the impression gained
is that the foot is more inward—it seems more protected and hidden by shoes. In
summary, it would appear that from the standpoint of body concept organization
within the ego, the face and the genitals are the most inwardly situated, while the
hand is least centrally or most peripherally situated in the conceptual organization
of body parts within the ego. Now if we correlate the latter hypothetical pattern
with the pattern we found in our perceptual tests, we create some sort of congruity
between the two, namely, (a) face dominance as obtained on perceptual tests with
face as the most inner portion of the ego, and ([9) hand inferiority with hand as
the most peripheral portion of the ego. From this it might be inferred that the ego
may play a role in the determination of the perceptual pattern. We realize that this
is a highly theoretical explanation. Obviously, the concept of the hand being the
most distal, and the face the most central, portion in the organization of perception
in body image needs testing. We also realize that our results may be colored by an
obscure artifact, although we have checked our data by a variety of methods and
conditions of testing.
If this concept is at all valid, it should be applicable to functions other than
those of cutaneous senses. Thus, the concept of “central” portions dominating over
the periphery may be found in studies of vision. Observations drawn from patients
with mental changes consequent to diffuse brain disease show domination of central
over peripheral vision. Goldsteini and others have found that in these patients
constricted ﬁelds of vision are not uncommon. When such a patient is instructed
to ﬁx at a central target and report whether he sees another target simultaneously
in the periphery of the ﬁeld, the response is that the central target is observed and
not the one in the periphery.45
In studies of visual responses of these patients to rapid exposures of images
with groups of ﬁgures, it was noted that they reported what they saw in the central
portion of the ﬁeld only, often not observing the peripheral ﬁgures. Similar results
were obtained in tachistoscopic examinations of mentally defective persons. In all
these cases the results were uniform, namely, the perception of the central, but
not of the peripheral, ﬁgures. Thus, when the cutaneous sensory ﬁeld is compared
with the visuosensory ﬁeld, the face seems to correspond to the macular region,
and the hand, to the most peripheral part of the ﬁeld of vision. On further com—
parison, it might be inferred that central vision is identiﬁable with the ego in the
same manner as is the face. The optic image we have of ourselves or of others is
situated in the central portion of the ﬁeld of vision. Our ego is projected in the
central regions of the perceptual ﬁeld. In considering these patterns for perceptual
function, we touched on the topic of conceptual functions. When the subject of
the ego is discussed, a pattern for thinking becomes obvious. It is well known that
most of our thoughts are pointed directly or indirectly toward ourselves, and we
think least of what is most peripheral to or away from the ego. This subject has
been amply discussed by William James in his “Principles of Psychology.” The
object of mentioning the parallel was to point out the principle that similar patterns
exist in all types of perceptual functions, as well as in conceptual and motor
functions.
:1:

References 43 and 44.

�22
SUMMARY

Tests of simultaneous tactile stimulation involving many different body combinations were applied to patients with an organic mental syndrome, normal children, normal adults, and schizophrenic adults. By the use of these simultaneous
touch stimuli, a pattern in cutaneous perception was demonstrated in which the
face, as well as the genital region, was the most perceptive or dominant body area,
whereas the hand showed the least dominance. The remainder of the body regions
fell between these two extremes in the form of a mild gradient. No one theory
adequately explains the organization of this pattern. Learning and maturation are
probably factors, but it appears to be mostly inherent. The pattern is found in the
normal subject but is accentuated in the presence of disease of the brain.
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Tests of Face and Hand, A. M. A. Arch. Neurol. &amp; Psychiat. 66:355—362, 1951.
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Hemiplegia, Arch. Neurol. &amp; Psychiat. 62:717-724, 1949.
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Anesthesia, J. Neurol., Neurosurg. &amp; Psychiat. 14:316-321, 1951.
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Stimuli by Mentally Defective Subjects, J. Nerv. &amp; Ment. Dis. 117:43-49, 1953.
14. Shapiro, M. F.; Fink, M., and Bender, M. B.: Exosomesthesia or Displacement of
Cutaneous Sensation into Extrapersonal Space, A. M. A. Arch. Neurol. &amp; Psychiat. 68:481-490,
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0.:

1952.

Goodenough, F. L.: Measurement of Intelligence by Drawings, Yonkers-on-Hudson,
N. Y., World Book Company, 1926.
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1942.

Lashley, K. 8.: Functional Interpretation of Anatomic Patterns, A. Res. Nerv. &amp; Ment.
Dis., Proc. (1950) 30:529—547, 1952.
18. Lashley, K. 5.: Serial Ordering of Action, in Cerebral Mechanisms in Behavior, edited
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19. Marshall, W. H.; Woolsey, C. N., and Bard, P.: Observations on Cortical Somatic
Sensory Mechanisms of Cat and Monkey, J. Neurophysiol. 4:1-24, 1941.
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�23
20. Penﬁeld, W., and Rasmussen,

T.: The Cerebral Cortex of Man: A Clinical Study of

Localization of Function, New York, The Macmillan Company, 1950.
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22. Berlin, L. ; Goodell, H., and Wolff, H. G.: Relation of Pain Threshold and Pain Intensity
to the Phenomenon of Extinction, Tr. Am. Neurol. A., pp. 229-231, 1953.
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siichs. Gesellsch. Wissensch., Leipzig, Math.—phys. C1. 47:185-196 and 283-296, 1894.
24. Denny-Brown, D.; Meyer, J. S., and Horenstein, S.: The Signiﬁcance of Perceptual
Rivalry Resulting from Parietal Lesion, Brain 75:433-471, 1952.
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26. Critchley,

M.: The Parietal Lobes, London, Edward Arnold &amp; C0., 1953.
M.; Russell, W. R., and Zangwill, 0.: Discussion on the Parietal Lobe

Syndromes, Proc. Roy. Soc. Med. 44:337-346, 1951.
27. Critchley, M.: Problem of Awareness or Non-Awareness of Hemianopic Field Defects,
Tr. Ophth. Soc. U. Kingdom (1949) 69:95-109, 1950.
28. Critchley, M.: Phenomenon of Tactile Inattention with Special Reference to Parietal
Lesions, Brain 72:538-561, 1949.
29. Hooker, D.; Early Human Fetal Behavior with a Preliminary Note on Double Simultaneous Fetal Stimulation, A. Res. Nerv. &amp; Ment. Dis., Proc., to be published.
30. Nissen, H. W.: Phylogenetic Comparison, in Handbook of Experimental Psychology,
edited by S. S. Stevens, New York, John Wiley &amp; Sons, Inc., 1951.
31. Schilder, P.: The Image and the Appearance of the Human Body, Psyche Monograph
No. 4, London, George Routledge &amp; Sons, Ltd., and Kegan Paul, Trench, Trubner &amp; C0., Ltd.,
1935.

32. Schilder,

P.: Mind Perception and Thought

in Their Constructive Aspects, New York,

Columbia University Press, 1942.
33. Smythies, J. R.: Experience and Description of the Human Body, Brain 76:132-145, 1953.
34. Gesell, A.: Maturation and Infant Behavior Pattern, Psychol. Rev. 36:307-319, 1929.
35. Katz, D.; Gestalt Psychology, translated by R. Tyson, New York, The Ronald Press
C0., 1950.
36. Carmichael,

L.: Ontogenetic Development, in Handbook of Experimental Psychology,

edited by S. S. Stevens, New York, John Wiley &amp; Sons, Inc., 1951.
37. Cohn, R.: On Certain Aspects of Sensory Organization of the Human Brain: A Study
in Rostral Dominance as Determined by Ipsilateral Simultaneous Stimulation, J. Nerv. &amp; Ment.
Dis. 113:471, 1951.
38. Child, C. M.: Origin and Development of the Nervous System, Chicago, University of
Chicago Press, 1921.
39. Hooker, D.; Prenatal Origin of Behavior, Porter Lectures, Series 18, Lawrence-Kansas
City, University of Kansas Press, 1952.
40. Carmichael, L.: Onset and Early Development of Behavior, in Carmichael, L., Editor:
Manual of Child Psychology, New York, John Wiley &amp; Sons, Inc., 1946.
41. Bakwin, R.: The Blind Child, J. Pediat. 35:120-128, 1949.
42. Claparede, E.: Note la localisation du moi, Arch. Psychol. 19:172, 1924.
43. Goldstein, K.: Constriction of Visual Fields, Arch. Neurol. &amp; Psychiat. 50:486-487, 1943.
44. Goldstein, K.: Mental Changes Due to Frontal Lobe Damage, J. Psychol. 17:187-208,
1944.

45. Bender, M. B., and Teuber, H.

L.: Ring Scotoma and Tubular Fields: Their Signiﬁ-

cance in Cases of Head Injury, Arch. Neurol. &amp; Psychiat. 56:300-326, 1946.
46. James, W.: The Principles of Psychology, New York, Henry Holt &amp; C0., 1890; reprinted
by Dover Publications, 1950.
Printed and Published in the United States of America

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Several series of noraal adults, norsal children. patients with
organic aental eyndroee and patients with schisophrenia.were tested‘
i
for the1r ability to perceivesiaultaneoue tactile stiauli.
Iith his eyes closed. the subject was touched sisultaneonelyx
on two different areas of his body and ashed to report what he perceived
and to localise the percepts. the responses to this aethod of testing
,

in all subjects fell into two general groups. The subject either
reported both stisuli correctly or reported only one correctly and
either did not perceive the second stiaulus (extinction) or sislocalised

it

(displaceaent). If the right face—left hand were tested, for
'esasple. the subject sight report the face stiaulus correctly and

either not perceive the stisulus on the hand or aislocalise the hand
stianlns to the left cheek and so report that he felt a single stisulus
on each

side of the face.

*1sentyy

patients with organic sental syndroae

and 20 noraal

children 3-d years of age were tested in all possible coabinations
of two between the aajor body areas. lach subject received 540 tests
in a randos order.. Testing was done with the subject cospletely nude.
When the incidence of errors in the different body areas was
analysed by statistical sethods, a significant and similar relationship
between these areas was found in both groups of subjects. lrrors were
least fequent in the face and genital sons. These were designated as
the scat dominant regions. lrrors were aost frequent in the hand when
it was tested with any other body part. when all the body parts were
thus coapared, a gradientias established with the following order of
dosinance: the face and genital region. followed by abdoeen. breast,
buttock, foot. back. shoulder and thigh. Bosinance was least apparent
“in the hand.

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.to ho so ishsrsnt psttsrn or organisation. It is prosont in nor-31
children 3~8 yosrs of sgs sad in nor-slisdults. Tbs psttsrn is
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                    <text>Reprinted from—JOURNAL or THE HILLSIDE
Vol. I, No. 1, January, 1952

HOSPITAL

_

TACTILE PERCEPTUAL TESTS IN THE
DIFFERENTIAL DIAGNOSIS OF
PSYCHIATRIC DISORDERSl
MD.2 and MAX FINK, M.D.3
New York, N. Y.

MORRIS B. BENDER,

Visual perceptual performance tests like the Rorschach, Thermatic Apperception and Bender Visual Gestalt tests are widely used
in the evaluation of psychiatric disorders. Recently, a simple test
of tactile perception—the face-hand test—has been described (2).
By this test, characteristic performances of normal adults (2) and
patients with diffuse cerebral dysfunction (3) have been differentiated.
The face-hand test is an application of the technique of multiple simultaneous stimulation (1) . The examiner lightly touches,
simultaneously, the cheek and the hand of the subject. The latter
is then asked to describe and localize the stimuli. Normal adults
readily name and localize the two stimuli within the initial few
trials of the test. Once correct, they are thereafter correct on all
similar tactile stimulation tests. In contrast to normal subjects,
patients with psychoses due to disease of the brain are not able
to perceive or correctly localize one of the two simultaneously
applied 'stimuli, even after many trials of the face-hand test. They
consistently make errors in the stimuli to the hand (and con.versely, they rarely make errors in the perception Of the stimuli
to the face). This type of response has been observed in 90 per
v

'

From the Department of Neurology and Psychiatry, New York University
College of Medicine, Bellevue Psychiatric Hospital and the Hillside Hospital.
This work aided. in part, by grant #MH 139 from the U. S. Public Health
Service, National Institutes of Health.
2Director of Neurologic Service, Hillside Hospital, Glen Oaks, N. Y.
3 Aided by a Fellowship from the National Foundation for Infantile Paralysis.
1

,

21

�22

BENDER — FINK

cent of the patients with diffuse brain dysfunction, and has been
described as a sign of the organic mental syndrome (3) .
These simple tactile perceptual tests have now been applied
to patients with hysteria, schizophrenia and psychic depression.
The responses of these patients to repeated trials of the face-hand
test will be described.
SUBJECTS

The subjects were patients from the wards of Bellevue

Psy-

chiatric HOSpital. These patients had one of the following conditions: schizophrenia, psychoneuroses, psychic depressions or organic psychoses. The patients with schizophrenia manifested the
various clinical varieties of the disorder. The patients with psychoneuroses were those hospitalized for severe anxiety, reactive depression, or behavioral outbursts necessitating inpatient observation.
The patients with depression in this group were predominantly
young adults in whom the psychiatrist obtained a history of recent
stress precipitating admission to the hospital. In addition, patients
with diagnoses of “character disorder” or “behavioral disorder,”
and without evidence of psychosis, were included in this group.
Patients with depressions were studied in two groups. The
young adults with “reactive depressions” were included in the
group of patients with psychoneuroses. The second group were
the older adults, in whom the diagnosis of involutional psychosis
was made. In some instances, these patients presented evidence
of impairment of memory, concentration, calculation, and orientation. The diagnostic differentiation of their disorder from psychoses
due to disease of the brain was difﬁcult. The diagnoses were usually
made after extended periods of observation and with the aid of
psychometric studies.
The patients classiﬁed as having organic psychoses manifested
the usual memory disturbances, disorientation, emotional lability
and confusion characteristic of the “organic mental syndrome” (3) .
The etiology in these cases varied between central nervous system
syphilis, posttraumatic states, senility, presenile dementia and
alcoholism.

�TACTILE PERCEPTUAL TESTS

23

METHOD

During a routine examination, the face-hand test is applied.
The patient is asked to close his eyes. In the sitting position, with
his hands lying naturally in his lap, the patient’s cheek, and
dorsum of the hand on the side opposite to the cheek, are simultaneously touched by the examiner’s ﬁngers. The patient is then
asked “What did you feel?” The normal adult usually points to the
cheek and states: “You touched me here" or “I felt something
here,” making no mention of the stimulus to the hand.
The patient is again asked to close his eyes, and the stimulation repeated. This time the opposite cheek and hand are touched.
He is asked whether he had felt anything. The usual response is a
correct localization and identiﬁcation of both stimuli. If only one
stimulus is reported, it is the stimulus to the cheek. At this time,
the examiner asks: “Did you feel another touch anywhere else?”
The normal subject usually points to the hand stimulated and
admits: “I felt something there—I thought you may have brushed
against it.”
On the third and fourth trials of the face-hand test, the cheek
and hand of the same side of the body are stimulated—ﬁrst on one
side and then on the other. Finally, both cheeks and then both
hands are stimulated. This sequence of six tests is repeated. Subsequent to these trials, other parts of the body are tested in a
similar fashion, such as cheek and foot, or breast and hand.
Cutaneous stimuli other than a light touch have been used such
as multiple light touches (rubbing), single pinpricks, multiple
pinpricks, and less frequently, temperature tubes (hot-cold) and
tuning forks (c128). With these cutaneous stimuli the obserVations
are qualitatively the same as with touch stimulations, although the
frequency of errors is much less (2).
In each case where defects were apparent on face-hand tests,
standard tests of single stimulation by touch and pinprick were
applied. Only a few subjects, those with evidence of focal cerebral
damage, myelopathy or peripheral neuropathy, made errors on
these single stimulation tests. Their reactions were not considered
in these results.

'

'

�24

BENDER — FINK
RESULTS

The usual responses of the normal adults to the face-hand test

were: (a) perception of one stimulus only—usually the one to the
cheek, and only rarely the one to the hand; (b) perception of the
two stimuli, correctly localized; and (c) perception of two stimuli,
but one mislocalized. This mislocalization was almost always a
mislocalization of the hand percept, which was displaced to the
homolateral cheek. Such "displacements" were rare in the normal,
but frequent in subjects with disease of the brain.
Normal adults manifested incorrect type (a) and (c) responses
on the initial few trials only. As reported previously, 50 per cent
of the normal adults made errors on the initial trial of the facehand test; 22 per cent on the second trial; and errors became less
and less frequent until by the tenth trial, less than 1/2 per cent
still made errors (2). It is apparent that normal adults can readily
discriminate two tactile stimuli and accurately localize these within
the ﬁrst few trials of the test. Also, once the normal adult was
correct on one trial, he was found to be correct on all subsequent
trials regardless of the body part tested or the rapidity with which
the tests were applied.
Adults with Psychoneuroses: Most of the subjects with psychoneuroses responded in a fashion similar to normal adults on both
the initial and on multiple trials of the face-hand test. Subjects
with manifest anxiety, after identifying the cheek stimulus on the
initial trial, perseverated in this response. Through many trials
they persisted in naming only the cheek stimulus, even insisting
that there was no other stimulus. This type of report was maintained until the examiner emphasized that there were two stimuli.
As soon as the subjects realized that there were two stimuli they
were correct both in naming and localizing subsequent simultaneous stimuli, as well as single stimuli interspersed at random.
During the time that errors were apparent on multiple trials of
the face-hand test, these anxious patients never displaced a
stimulus, i.e., recognized that there had been two stimuli, but
mislocalized one to another body part. It was as if they were in
a mental set of “oneness," and this set persisted until broken by

�TACTILE PERCEPTUAL TESTS

25

the examiner. When they got into a mental set of "twoness," they
were correct on all subsequent trials, perceiving and correctly
localizing the two stimuli.
In a majority of patients with hysteria, including those with
hysterical amnesia, the face-hand tests showed normal responses.
In a few the responses were abnormal. Thus there were some who
reported the sensation on one side of the body correctly, but denied
all stimuli on the side which showed a hysterical type of sensory
defect. There were some patients who showed "allocheiria.”4 They
mislocalized a stimulus from one side of the body to a homologous
part on the opposite side. This mislocalization or displacement
occurred from the side with hysterical defective sensation to the
side with normal sensation.
Adults with Schizophrenia: Most patients with schizophrenia
were able to discriminate the stimulus applied to the face and
hand correctly on the ﬁrst few trials just as normal adults could.
However, there were a number of patients in this group who
presented bizarre responses. The touch stimuli were occasionally
misidentiﬁed and were reported as “a burning” or “a ﬂy crawling.”
Frequently, the number of percepts were multiplied. Instead of
perceiving the two applied stimuli they reported three, four or
even six percepts in a variety of body parts. Similarly, a single
stimulus was reported as two, three or four percepts, occasionally
omitting the locus of the original stimulus. Such patients usually
persisted in the bizarre behavior on repeated testing on subsequent
days. In two instances, there were bizarre responses even when the
test was applied with the eyes open. A number of the paranoid
patients refused to close their eyes and permitted examination
provided they could see. Obviously, under this condition, they
were correct on all trials of the face-hand test.
Patients with schizophrenia, admitted to Bellevue Hospital for
frontal lobe “topectomy” operations, were able to perceive and
4The term allocheiria should be distinguished from allesthesia. According to

Ernest jones, the British psychoanalyst, the crossed sensory displacement manifested by patients with hysteria is to be called allocheiria, while that shown by
patients with disease of the nervous system is to be called allesthesia. Based on
our experience the distinction between the two is made largely on the total
clinical picture. In one there is the long history and symptoms typical of
hysteria, while in the other the history and neurologic signs show patterns
characteristic of organic disease (4).

�26

BENDER — FINK

localize the two simultaneous stimuli during the initial period of
testing. During the ﬁrst two weeks after topectomy operations,
however, the patients manifested the “organic” type of response
to the face-hand test. As will be described later, this pattern consisted of omissions and mislocalizations of stimuli on repeated
testing. As the patients recovered from the operation, the errors
on repeated trials of the face-hand test decreased. Ultimately, they
correctly reported the simultaneous cutaneous stimuli and reacted
in a manner no different from the nonoperated schizophrenic
patients or normal subjects.
Patients with Psychic Depression: Patients with “reactive depression" were co—operative and usually correct on the initial as
well as on subsequent trials of the face-hand test. Their responses
were most like the normal pattern. Of the patients with severe
involutional melancholia, some were frequently unco-operative.
They were suspicious of the request to keep their eyes closed and
if they permitted stimulation, would report only one of the stimuli.
The stimulus they reported was the one to the face. They omitted
the one to the hand. Like the patients with manifest anxiety, they
frequently persisted in giving one response through many trials—
until the idea of “twoness” was apparent to them. Thereafter, they
were usually correct in their responses (Case I).
Patients with a manic excitement correctly identiﬁed the two
stimuli on the initial trial of the face-hand test. On subsequent
trials they were frequently unco-operative, commenting that the
test was too easy, or silly; when co-operative they were usually
correct on subsequent trials.
Organic Mental Syndrome: The reactions of the patients with
organic mental syndromes to multiple trials of the face-hand test
are different from those observed in normal subjects or patients
with neurosis or schizophrenia. Ninety per cent of all patients with
organic mental syndrome repeatedly fail to report one of the two
stimuli, or when reporting two, mislocalize one of them. Again the
perceived stimulus is the one applied to the face. The Stimulus to
the hand is usually not perceived or it is mislocalized. This type
of response is consistent and highly predictable.
A patterned response is also apparent in tests of body areas
other than the face and hand. An “order of dominance” in tests

�TACTILE PERCEPTUAL TESTS

27

of other body areas could be established in these patients. In this
order the face is the most dominant with penis, trunk, breast,
foot, thigh and hand less dominant, in descending order. When
tactile stimuli are simultaneously applied to any two body areas,
the errors in localization will occur in the part of lesser dominance.
For example, if stimuli are applied simultaneously to the cheek
and penis, the patient will report the cheek stimulus alone; but if
the stimuli are applied to the penis and the hand, then the stimulus
to the penis will be reported.
These omissions and mislocalizations of percepts persist for
many trials and on many days of testing. The inability of the
patient with an organic psychosis to discriminate two cutaneous
stimuli is so consistent, that it is considered a sign of the organic
mental syndrome (3) (Case 2).
Eﬂect of Electro-Convulsive Therapy: In patients with schizophrenia or psychic depressions, electro—convulsive therapy induces
a similar “organic" type of reaction to the face-hand test. During
the period of confusion immediately following the treatment, the
patients consistently report only the cheek stimulus or mislocalize
the hand stimulus to the check. This is transient during the ﬁrst
few treatments, but near the end of a course of therapy these reactions persist for longer and longer periods, until they are apparent hours or even days after the treatment. Patients who had
a course of electro-convulsive therapy and were readmitted to the
hospital after a lapse of months failed to show this “organic” re-

action.

CASE REPORTS

The following case reports are selected as illustrating the types

of responses observed.
Case I: S. S., a forty-year-old woman, was admitted to the neurological service complaining of backaches in recurrent episodes of
eight years. During the past year she noted difﬁculties in recollection and in her ability to calculate. She had been a bookkeeper
and now found herself unable to calculate accurately or rapidly
enough to continue work. On occasions she had misplaced valuable
family possessions only to ﬁnd pawn tickets in their place.

�28

BENDER — FINK

During interviews under sodium amytal she cried readily and
related many recent family difﬁculties, including the suspension
of her husband’s license as an auctioneer and her son's classiﬁcation in IA by Selective Service. Her difﬁculties apparently began
with these events.
Medical and neurological examinations were negative except
for some varying areas of hypesthesia and hyperesthesia. Psychiatric
examination revealed marked psychomotor retardation. There were
deﬁcits in memory and calculation. She was able to relate details
of her history and of world events, but was unable to relate details about her work or family affairs. These latter details were
readily apparent, however, in interviews under the inﬂuence of
sodium amytal. On simple calculation tests she made few errors,
though she was slow in response. On more complex tests commensurate with her occupation as a bookkeeper, she made numerous errors and showed many hesitations. Many answers were
reported questioningly. The admission clinical diagnosis was “organic disease of the brain.” This was based on such symptoms as
psychomotor retardation, memory deﬁcits and difﬁculties in calculation.
Face-Hand Test: On the initial face-hand testing the patient
persisted in giving the cheek response only for eight trials, but
thereafter, was consistently correct for twenty trials. There were no
displacements of percepts. On subsequent days she was correct on
the initial and all subsequent tests. These ﬁndings suggested that
the symptoms were not due to disease of the brain.
Course in Hospital: To exclude organic disease the patient
was subjected to a series of tests. Neurological examinations,
electroencephalography and pneumoencephalography revealed no
evidence of organic brain disease. A psychological survey revealed
an average intellectual capacity (IQ 106) without any evidence
of organic deterioration. The personality survey revealed severe
anxiety and depression, with some bodily preoccupations. The
ﬁnal diagnosis was depression and the patient was discharged
for further care in the psychiatric clinic.
Comment: This case illustrates the problem in the differentiation of psychic depressions and organic psychoses. As a rule we
found that the preservation of the ability to discriminate and

�TACTILE PERCEPTUAL TESTS

29

localize double tactile stimuli speaks against organic disease. Only
10 per cent of patients with organic mental syndrome showed
normal response to the face-hand tests. The converse was not true.
There were no instances in which a normal person made persistent
errors on face-hand tests. If errors are made, it usually turns out
that the patient has disease of the brain, no matter how bizarre
the mental picture may be. This is illustrated by the next case.
Case 2: H. B., an elderly white male appearing about sixty years
of age, was admitted by the police who found him wandering
about the streets. He was unable to give his name or home address. He did not answer questions, though he spontaneously requested water and food. A few days after admission he began to
speak freely, gave his name as “The Messiah” and his home as the
hospital. He was facetious, quick in speech and coherent. A complete delusional system relating to God, the patient’s previous
sojourn in heaven, his mission on earth, etc., was related. No
other anamnestic data were available.
Under further observation he showed the Ganser syndrome.
For all questions of orientation, general information and calculation, he answered relevantly but was only approximately correct. He
was almost but not quite right. He did not answer any questions
of personal history except for the distant past and then he related
a disjointed, rambling, confabulatory story. To many observers it
seemed as if the patient had a “hysterical” type of psychosis.
During examination on admission the patient appeared chronically ill. The blood pressure was 180/100 and urine contained
four plus sugar. There were hemorrhages and exudates in the
ocular fundi. Neurological studies showed absent ankle jerks, diminution of vibration sense in toes and ankles, with normal position,
touch and pinprick perception. Other defects were apparent on
special sensory studies.
Face-Hand Test: On the face-hand test this patient presented
an “organic" pattern. In the initial testing, he repeatedly reported
only one of the two stimuli—that of the face. After many trials
and a number of trials with eyes open, he began to report the
two stimuli but now mislocalized the hand percept to the cheek.
In testing on consecutive days, similar mislocalizations and omiso
sions were apparent, both on the face-hand test and on similar

�BENDER — FINK

30

tactile tests of other body parts. An abstract of the record, which
evinces the “organic” pattern on double simultaneous stimulation
testing with light touch stimuli is presented here.

Stimulation
Right cheek, left hand
Left cheek, right hand
Right cheek, right hand
Left cheek, left hand
Right and left cheeks
Right and left hands
Right cheek, left hand
Left cheek, right hand
Left cheek, left hand
Right cheek, right hand

Response
Right cheek
Left cheek
Right cheek
Left cheek
Correct
Correct
Right and left cheeks
Right and left cheeks
2 percepts left cheek
Right cheek
»

Further neurological studies revealed a diffusely abnormal
electroencephalogram; a symmetrically, diffusely dilated ventricular
system on pneumoencephalography; and evidences of organic deterioration on the psychological tests.
Course in the Hospital: Under observation the patient showed
a gradual and persistent improvement. After six weeks in the hospital he recalled some facts whichled to his entering Bellevue. He
remembered his address and social security number. As he improved clinically errors on the face-hand tests became infrequent.
When the errors were sparse, intravenous administration of three
grains of sodium amytal produced once again the persistent omission and mislocalization of percepts characteristic of the organic
mental syndrome.
Comment: Here is a patient who was thought to be hysterical
but the face-hand test contradicted this impression. The persistence
of errors on multiple trials of the face-hand test made us think
of an organic disorder. The subsequent special Studies conﬁrmed
this suspicion.

CONCLUSION

‘

As with visual perceptual tests, such as the Rorschach, this
simple tactile test- the face-hand test—has been found to be useful

�TACTILE PERCEPTUAL TESTS

31

in evaluating psychiatric patients. Anxiety, paranoid attitudes,
autistic thinking and misinterpretation of environmental stimuli
are manifest on face-hand tests. Characteristic behavior patterns
are seen in some schizophrenic and hysteric patients. In the evaluation of patients with mental changes due to dysfunction of the
brain the face-hand test is of diagnostic signiﬁcance. The inability
of these subjects to discriminate the two simultaneous stimuli on
repeated trials and the characteristic errors of omission or mislocalization of the hand stimulus are unique. Such errors are not
observed in normal, schizophrenic, hysteric or depressed adults.
REFERENCES

(l) Bender, Morris B.: “The Advantages of the Method of Simultaneous Stimulation in the Neurological Examination." Med. Clin. North America,

32: 755-758, 1948.
(2) Bender, Morris B., Fink, Max and Green, M.: “Patterns in Perception in
Simultaneous Tests of Face and Hand." Trans. Am. Neurol. Assoc, 75:
250-252, 1950; and Arch. Neurol. da- Psychiat., 66: 355-362, 1951.
(3) Fink, Max, Green, M. and Bender, Morris B.: “The Face-Hand Test as a
Diagnostic Sign of Organic Mental Syndrome.” Neurology, 2, 1952.
(4) Jones, Ernest: “The Pathology of Dyscheiria." Rev. Neurol. 62' Psychiat., 7:
499, 599, 1909.

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            <description>An unambiguous reference to the resource within a given context</description>
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              <elementText elementTextId="2286">
                <text>mfp-02-01-001-4-006</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2287">
                <text>1952</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="39">
            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2288">
                <text>Bender, Morris B.; &lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
              </elementText>
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                <text>Published Works -- Articles and Reviews</text>
              </elementText>
            </elementTextContainer>
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          <element elementId="46">
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            <description>A related resource</description>
            <elementTextContainer>
              <elementText elementTextId="2290">
                <text>The Max Fink Collection</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="41">
            <name>Description</name>
            <description>An account of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2291">
                <text>[Preprint] and reprint. Reprint from Journal of the Hillside Hospital Vol. I, No. 1, January, 1952</text>
              </elementText>
            </elementTextContainer>
          </element>
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            <name>Rights</name>
            <description>Information about rights held in and over the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2292">
                <text>&lt;a title="IN COPYRIGHT - EDUCATIONAL USE PERMITTED" href="http://rightsstatements.org/vocab/InC-EDU/1.0/" target="_blank"&gt;IN COPYRIGHT - EDUCATIONAL USE PERMITTED&lt;/a&gt;</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="48">
            <name>Source</name>
            <description>A related resource from which the described resource is derived</description>
            <elementTextContainer>
              <elementText elementTextId="2293">
                <text>Special Collections and University Archives, University Libraries. Stony Brook University Libraries (State University of New York).</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="44">
            <name>Language</name>
            <description>A language of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="74431">
                <text>en-US</text>
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            <elementTextContainer>
              <elementText elementTextId="87553">
                <text/>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="37">
            <name>Contributor</name>
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                    <text>Reprinted from
TRANSACTIONS OF THE
AMERICAN NEUROLOGICAL ASSOCIATION

1950

PATTERNS IN PERCEPTION ON SIMULTANEOUS TESTS OF
FACE AND HAND
MORRIS B. BENDER
MAX FINK
AND

MARTIN GREEN
NEW YORK

In previous studies we found that the method of double simultaneous
stimulation showed defects in sensation (extinction) which were not apparent on routine single stimulation. In testing two different regions of the
body and various combinations it was found that extinction was apt to
occur most often in the hand and least in the face. Conversely, “dominance”
was greatest in the face and least in the hand. In the present communication we wish to report the results obtained on simultaneous stimulation of
the face and the hand (the face-hand test) in groups of subjects with the
following conditions: 1) aphasia without hemiparesis or hemisensory syndrome; 2) aphasia with severe mental changes; 3) organic mental syn—
drome; 4) schizophrenia; 5) no disease of the brain (normal adults) and
6) normal children between the ages of four to ten years. Patients in groups
2 and 3 showed severe memory defects, confusion, poor orientation, difﬁculties in calculation and other symptoms characteristic of diffuse disease
of the brain.
Method: The subject was instructed to close his eyes. When this was
done his face (cheek) and contralateral hand (any part of the hand or
ﬁngers) were touched Simultaneously. Care was taken to make the two
stimulations of equal intensity. As soon as the stimuli were applied the
subject was asked to report what he felt, and following this, where he felt
the sensation. Identical tests were carried out with light rubbing and pin

prick stimulations.
Results: Under these conditions the subject gave either of the following
responses on the ﬁrst examination: a) a touch on the face only (face
dominance), implying no Sensation in the hand (extinction) ; b) a touch on
both sides of the face (there being “displacement” from the hand to the
ipsilateral face) ; or c) a touch on the face and contralateral hand. In the
(a) response the subject was asked whether he felt still another stimulus.
The reply was either in the negative, or there was uncertainty or vague
approximation. This question suggested to the subject that there were two
stimulations so that on subsequent tests he was expectant of more than
one stimulus.
In the (b) type of response the subject mislocalized or displaced the
sensation evoked in the hand toward the ipsilateral face. Since the mislocalization was towards the face it appeared as if the face determined the direc250

�251

Perception

in
al.——Patterns
Bender, et

of
type
a
this
was
that
therefore,
said,
be
might
It
than
tion of the displacement.
common
less
was
displacement,
or
(b),
Response
dominance.
face
the
patients
in
often
most
seen
was
(b)
Response
extinction.
or
(a)
testing.
response
repeated
despite
persisted
and
with the organic mental syndrome,
comment.
special
needs
no
and
normal
expected
the
was
face
The (c) response
ipsilateral
the
when
noted
werealso
Extinction and displacement
including
tested,
subjects
the
all
In
tested.
sides
and hand were simultaneously
left
and
right
the
between
difference
no
was
there
aphasia,
with
those
-

'

of the body.

the
in
shown
is
various
groups
the
in
obtained
results
Analysis of the

following table:

Hand

;/,’//

Group

Face Response
Extinction or
Displacement

Number of
Subjects

2

‘4

22
20

5

53

'

3

20

.

0

14

24

,

19

‘

0

6

20

'

Response

_

9
12

15
12

1

Face and Head
Response

‘

2
6
28
0

'

‘

-

0
0
0

.

j

.

l

l

of
is
dominance
there
whenever
that
obvious
is
it;
foregoing
the
From.
the
hand
in
Dominance
face.
the
in
is
it
apparent
another
over
sensation
the
in
one
"uniformly
almost
found
was
dominance
Face
once.
notedonly
did
was
patients
These
2
and
3)..
(groups
changes
mentalwithsevere
in.

_

subjects
few
a
In
repeated'testing.
after
hand
even
the
not report sensation in
were
or
stimuli,
two
were
there
told
the
were
patients
after
even
stances,
percept
one
only
reported
they
stimuli,
of
the
of
asked to watch the application
sides
both
of
stimulation
simultaneous
cases
Inthese
one.
displaced
these
that
or
objection
the
excluding
thus
correctly,
the face was reported
once.
things
at
_.
two
perceive
do
or
able
to
not
were
those
in
and
patients
with
aphasia
subjects
in
dominance
face
of
The'incidence,
in
..
patients
1 and 4) was less. In contrastto
with schizophrenia (groups
correctly
sensations
both
1
4
reported
and
in
those
groups
2» and 3,
the
hrst
groups
done
not
had
soon
if
they
trials,
fourth
third
or
second,
the
domiface
on
of.
incidence
the
5)
adults
(group
normal
of
the
In
group
the
trial.
on
found
only
it
was
though
even
signiﬁcant,
still
but
least,
dominance
nance was
face
of
incidence
the.
children
normal
of
series
In
trial.
a
dominance
ﬁrst
face
children
3.
In
2
and
young
in
groups
as
the
same
almost
was
examination.
ﬁrst
the
after
trials
several
tested
was present even
hand
were
the
than
other
body
of
the
When theface and parts
The
apparent.
still
was
dominance
face
3,
2
and
in" groups
calf,
simultaneously
thigh,
penis,
(breast),
trunk
shoulder,
face,
was
dominance
order of
hand.
and
foot, arm
.

.

_

�252

Weights
(IL—Discrimination
of
Bender, et
CONCLUSION

In a wide variety of subjects the phenomena of extinction and displace-

consistent
A
demonstrated.
stimulation
simultaneous
were
ment on double
dominant
most
face
the
which
in
was
established
of
pattern perception was
and
abnormal
the
in
both
noted
These
ﬁndings were
and the hand the least.
the normal subjects. In the abnormal subjects with severe mental changes,
be
that
consistent
they
may
extinction
were so
face dominance and hand
used as a sign of diffuse disease of the brain, but only when found to persist
after repeated examinations.
The pattern of dominance, as well as the phenomenon of extinction,
be
to
brain
diffuse
disease,
with
in
appear
patients
which are so prominent
exaggerations of the patterns found in the normal subjects, especially
children.

�um

II mama! 0'
MES 0! I‘M!

w

3mm
my-

A!

Harris 3. Bender, ILD.
Pink, IL».

m

and

lax-tin anon, LB.

of
lumbar
ﬁpi‘fﬁnﬁ
'75;
Buivenity cones. of Mieinc,
555

Sinai

City.
tort
lelpiul, In

m lupin

'

101E
law
c
ﬁy Edi-y,1 and that Haunt
3.11m.

from
the
mum;
grant
a
”starch
by
part)
(in
This work was aided
a.
by
grant
and
part)
(in
service
Public
With
of
math,
Institutes
Inc
York
.
city.
in
Cmbral
of
In
council
his:
Coordinating
the
I‘m

�1.'
Previously it was shown thst exsnihstioh of the cutaneous
uodelitiec by the method or double siuultsneous etisnlstion
elicited defects in perception which were not sppsrent on single
“extinctiont”
”obscuration,”
The
ss
defects,
desctihed
etihhlstion.
"displacement” and "eliesthesis'.were observed in groups of
or
the centrsi nervous
disesse
diffuse
with
localixed
or
patients
systen (1) (a) (3). In esch group the defects in cutaneous per»
most
were
stimulation
double
sismitsneous
obtsined
on
ception
of
the
rhe
fece.
hand
the
sud
object
in
the
lesst
in
appsrent
or
the
was
responses
determine
to
patterns
investigation
present
in nonnsi subjects, sduits and children,to simultaneous stisu1s~
Yarns
"fece~hs.nd”
observe~
head
and
teat
the
face
of
the
tion
tions in this nonnsl group were then cospsred to sole extent with
the responses of pstients with orgshic mental syndrases, sphssis
sud cchisophrenis.
IAEIR£égc

the ”non-s1“ subjects were children and sdulte.

These

there.

subjects were persons attending hcspitsl clinics, in
was no evidence or disesce or the brsin; and school children, start
of
disorder
manifest
who:
no
was
there
sud
in
students,
personnel
been
had
Hone
of
then
previously
system;
the central nervous
exslined by the nethod or double sisultsneous stimulation. the
to
according
sge:
three
into
groups
classified
were
subjects
12
“adults”
end
6
over
end
years.
7
to
3
children or to
it years,
For comparison with the noml goup we studied patients on
'There
were three
Bellevue
wards
of
Psychiatric
the
iospitsl.
the
sod
lo
attempt
sphssis.
psychoses
~
organic
schizophrenia,
group:
whom

�2.
.uno and. to separately study each or the clinionl typo: of
schisophronil. ﬂoat of tho puticntu ours or the paranoza, mixed
or iinplc vurietiel of Iohixophrenin. the patient: uith organic
montnl changes showed doreota 1n nonorw, orient¢t1on and

onloulution, a: wall In other signs and symptom: oharuoteriltio
or dxtruoo dileIIO of tho brain. Tho clinical diagnoael in loot
of,those onuou was Althoincr'n dilt&amp;§c, urtorionolcrotio onoop~
haloputhy, severe oorobrll ordain, brain tumor or toxic ano¢p~
who
with
thou
mm
uphuu.
lubjootl
mommy.
ohnrnotcriltio difficultiob in columnioation. Theta who had a
oonoolitant hmnipnroail or I huuiscnlory aorta? noticeable on
single Itilnlation war. not inorudod in thin Curios.

m

'3th

maroon:

2h: subject val instruotcd to‘olouo tho cyan. When thia
1p3111tcéll
(chock)
and
tho
oontrav
done
or
either
tho-root
it:
our.
hand
ninnltnnooully
on.
(any
hand
digit.)
at
or
part
lateral
touohcd or stroked with tho examiner‘s ringorl. the subject:
whoa
two
sonsntionn;
only one percept
one
or
either
reported
no: reported tho subject was naked 1: than. at: 3:111 unothor,
and 1: no, to indiooto its loontion and quality.
Following the initial trial, in each subject, tho opposite
chuck Ind hand aura stimulatod 1n the 1.80 nunnor. Those tout:
poquepoatod and tho result: reoordod, until tho subject: oon~
who
those
In
both
auhjootl
otinnli
correctly.
nistontly roportod
toiled to localize tho two Itinuli oorruotly otter at: or eight
word
an
touted
t1oo~ttoc,'hand~
body
the
of
0th.:
part:
triala,
room-hand
tho
with
uumung
ma, “mama, penis-hand, em,

tout.

�otinuleé
eerie! ot.stndies pin prick
tions sere used in s sinilsr fsshion.w In both series, cere use
taken to apply the stimuli at the me time and with the em
thst'snhdects
who‘nede consistentt
was
spherent
intensity. It
he
would
correct as soon es the stinuli were
errors in reporting
rsther
thsn sinnltsneoutly, even if the
spplied consecutively
tine leg betseen stinuli was that or one or two nonente. It was
slso necesssry to use neive norssl subjects, since sthects
previously tested did not show the.petterns noted below.

In e second sepsrste

8

ones;

lhe responses obtained on the tnce~hsnd test fell into four
groups: (s) s touch on the face and the hsnd, indicstins the
correct end expected perception; (h) e touch on the fees only,
in
the head; (c) I touch on both sides or
implying no eensstion
the tees: and (d) s touch on the bend only, implying none on the
race. ﬂhen only one stimulus III reported the subject use ssked
if there uss any other sensstion. the oocesionsl reply sue that
there use snother percept, and the sthsct correctly pointed to
the second locus. lhny hdhaects, however, reported thst they hsd
not perceived snother stimulus, neuslly sdding the state-cut: ”In
use not paying sttention - do it seein' or, ”I'm not sure - Isvhe
of
here"
end
somewhere
the
the
was
direction
in
over
pointing
it
side of the body or the poorly felt stimulus. In some instances,
second
while correctly locslising the
percept, they Iinnteered
the ststenent: "It use not es strong es the other one,“ or "It
doesn't seen as sharp.”
Before we proceed with the results we rust define the
connnnicstions
other
the failure or the
need.
In
special terns

�#.

luhjoet to report ohm or two ninnltnnmaunly applied stimuli ha:
of
been called “tbs phhnhnenon
gunnery extinction“ hr ”extinction“
1n
utid
wharu
stinmlu;
tho
poreeived
or
body
the
(1). the part
Ill
uxnultanuhulh
to he "danihnnt” ta the part of thh body where thn
Itinnlun nun net perceived, or parceivcd faintly. the latter
aensatieh
was terncd ”obnouration.'
or
a
the
diminution in
quality
whah tho uuhject ruparted tun nonnatiehn, hut ninloenlilod one or
thun, the "ditplhccncnt' a: a peroapt in .315 to hire oeeurrea (2).
ndsplaccnentu Ir. ununlxy 1n the direction or tht daninnnt
’ntinnxup and as: he puttinl hr eqnpxgte. rhe‘dilplaccucnts nttcd
man»
chock
the
side.
of
hand.to
th1§.ner1gp
tn.
were
:ran.the
in
Rarely did the displscahehts cedar to the hack or thauldor.
tram
the
nthhdpoint
{hm
snalyuod
result;
\Ih1t1h1‘2r1hxs
uqrt
of initial and nuhluqnont
thee¢hnnd test with touch

trilla.

en

Ithhlltion

tn. initill trial

or the

Inhjcetn, taco
deninnnec uuu appurant 1h :11 use granny. 'lhrc_thnn half or such
and
none in thc
race
the
in
the
schnation
udulta
rcported
nonntl
hand. lhrno Cubdoetn ninlaehlisod tho lentation 1n the hand to
thn £160. In thn green: of hon-n1 children 90! under the use of
hand
the
percept
hiuloealizcd
thee
the
or
hereopt
:1: reported only
tha
{teeddhinhnoe
in
a:
also
1:
seen
face.
the
Ibis
pattern
to
children tram 7~12 years of age hat.th a 10:30: extent.
hand
the
adults‘reportod
or the ham-ll suhjaotl, five
indtidl
or
example
dinplaeenont
In
thn
an
trial.
only
Ittnulus
noted.
hand
was
tram race to
by
hand
extinction
or
by
daninanee
face
or
Ill pattern
the
more
apparent
was
tune
even
th
hind
percopt
of.the
dinplncclant
1n nornnl

�in thn patients aznninad. Xt uun.noat evident in patients with
arggnic gantal chanset, 935 or when did not repert bath stimuli
corrnctly. In callinntion. or uchixqphrunio lub:ectn and patinntu
with aphnail runponneu lililnr to thnse of thc annual adult were

observed on tum intill trial.
land doninnnoe was accllionllii seen in the patient and
vital: in tn. net-:1 Iahjpat. In «use. of hand dominance the
race'
not
the
reported
the
but
percent; It was seen
manual
I

in the initial trial

on

m
five different net-11 Malta

..

In

the”

instano§3. tun nubaoct ropnrtod both.ttanu11 carrectiy oh
nubaoauunt tinting. In the patidntt with organic mental changes
hand dauinnnee III In inconntant rtupanto and rcpeated touting the
sale day or on unbloquant dawn danonntrated thy amt! usual
poruiutunt pattern or
dominanco.

""

'

rm

1

stilulttion
,Rolponso on initini
roueh

19ml Adult
lam]. «mm,
low emu.

Totalicorrcot Pace

Only luaowraae land Only

160

77

15

3

5

3-6

564

m

23

18

a

7.12

76

33

27

9

2

7:

26

n5

1

2

syndrome 120

9

9n

n

3

o

o

Schisoyhranin

(“malt-niried)

mute luau:

trill

.

i

Apmu

Submgguont

I

23

Erialla or the

12

83

11

narnti adult.

uh» nude

errata

initial trial, #3 were correct on the uecond and 12 on the
third triul. In a to! sub: '“Vfﬂiaur. five at Ii: trill! var.

the

nucOIsary berare the tun stimuli Into corructly localised.

than.

on

�6.‘
ta be annual, althuugh complete psychologiaal
(tennion
during
that
noted
VII
anxiety
It
the
with
to'ploaae)
interfered
desire
strong
callinltton,er.n
annual
:11
aubaeetl,
In
rncognition
the
of
ntiauli.v
torruct
early
aubjoets ware Inlunnd
tent. wcro.not dune.

the
IIB
correct
once
those
rosponae
with
anxiety,
including
abtn1npd (oven

all

ﬁtter

an
was
iith
elicited
error.)
it
trials
number
warn
or
if
n¢cncd
a
an
tritll
It

many

aubnequont_teut1ns.:
”aét“
axmnlnntion,
the
at
the
into
neoenuary_ror tn. anbaect'ta set
evon
cccurutoly,
trtcr
the
ha
ntinnli
riported
the
once
in
tad
set,
of
any WI;
”9,10.an
in
that
was
apparent
child
annual
wanna
th:
it
In testing
inst canon Inn: tail: war. nocolsnry.h¢£ore the correct rotpanse
was «enlistently elicited. Alta, tan child at. not tlltya
dayu.
many
over
tasting
lopeutcd
tubaugunnt
touting.
an
correct
of
Ibis
tuna
daninlncc,
in:
shin
tbs
patterns
hauever, olicittd
natod in 36 of tho 56 childrtn tottqd, ‘In a number of instances
than
and
reportcd
tho
stimuli
appz1¢nttan
can
o;
Intchcd
en. child
was
thy
But
repeated
an
test
noon
corroetly.
percept1onn
tbs
t;
stimulus.
on.
repertod
child
tho
«my
with tm «you acted.
min
or
“int”
the
tn»
in:
not
into
could
tho
get
ehild
evident
that
It
oxtninntion, even with viaunl anal.
311
In
children.
in
not
wag
apparunt
vary
thin diffieulty
t6
the
76
give
the
failed
17
at
anly
(age:
7-12)
the older group
correct renponse utter th; inititl tau trials.
1.:
at the nae-hand
on
the reports obtained
repeated.
A:
relieved
connintent
s
pattern.
test: in mgr-:1 nubjecta also
tubsocti.
on tbs initial trial, face daninnncc was trivalent in all
or
or‘
obsmatien
(a)
extinction
by
It was: unite,” uthor
"

tr:

m

�8.
or
the
autumn
te
displacement
fees, or
er
me
atmii
”.in aevertl insteneea the displacement we. in a direction tantra
(1)) by

O3

'

em taco.
In contrast to normal adults, patient; with organic mental
change: were unuhie te regert the two stimuli earreetly even
utter many triele. When_the yetient reported the pereept in ane

teet eorreetly, he frequently failed on tubuequent testing; It
was tine Ipperent that touting en subsequent‘daye etiii elicited
in
and
er
stimuli.
extinction
dieeinemt
m: u ntrang
who
made
seldom
unmet:
to
tn error
apparently
subject:
centreet
on subsequent tritiu, day: after the initial examination. the
responses obteined in this group demanetrated the pattern: at tee.
teetfﬂ
deninnnee in meet or the
niepiaeenent of the hind percept
to the tune was frequent. In tame instances dieplneement or
extinctien was preeent deepite the {get that the putiont watched
the applitutiea of the etinnii to the fete and hand. Extinetien
was very taxman en hencieterni or heterologoun teeting while
~

ﬁne
apparent
dilpieoenent

neatly

on heterolegeun

teats.

514;
the
and
nyhneie patient:
the uehisephrenie
reports
gayb
which were «1:111: te normal adulte. After the first tie trial:

the pertentnge of errer in hand sensation was slightly higher
than in the normal greup. reraietent bistrre reepoaeee were
elicited from a number or the schizophrenic Inbdeetl. lheee
reperte ineluﬁed multiple responses to mingle or daubie stimuli,
pereietent displacement: to one area from any other body area,
ineonsittent
verve
end 'mimrreveruls or localiutien.
day:
As
normal
the
to
free
with
an
day
examinetien_and
eating
consecutive
an
the
aphasia
subject
Iehixephrenie
touting
or
idnlt,

M

�days roiled to elicit extinction phenonehe once the
been eccorltely reported before.

test

hen

‘

comparison of the reeponeee or each or theoe groove to
nultiple teeting in chain in fig. 1.
A

ﬁrﬁ
54’”

Pin Phick Btiuuietioh: It in known thet the type or
etinuiue epplied influence: the result: in perception. To
denonetrete the importance or thie rector einiier groups of
subject: were tested ueing two pin prick ineteed or two touch
etilnletione. With pin prick etinnieticn ct tece end hencﬂfece
dominance wee egein uehiteet in all the groupe. however, the
incidence of error in perception of the pin prick in the head
III lower than with e touch etinnloe. Ihe reeulte are recorded
in IhhﬂcIIt
Elna! II

:1

'

aﬁzaiiﬁfmﬁ’ﬁm
lttei
tor-ll

Adult

correct Pace only Feccqrece Hind an}:

68

51

15

2

c

ﬂannel child, 3~6 yearn #5
lorlml Child,7~12 your! 39
50
Schizophrenin

16

26

2

1

25

1h

0

0

36

13

9

1

arsenic lentei syndrome #7

9

33

3

2

Repeated testing with two pine in the nccnﬁi adult subject:
elicited the correct reeponeee in the initiel three trieie. Fever

at the chiloren ﬁgiﬁcd to report the teat eccuroteiy after the
initiel trials. ~It we: poeeibie ih_e hunter or instance: to
alternate touch and pin prick etieuietiohe, end demonstrate extinction
to touch, but correct localization to pin prick. loreover, with

�m.
abre intehae pih prick atianlatieh, extinction and diaplaeeaant
were lean frequently ebaerved.
vzheae phendaena, haaely extinction and diaplaeeaent were
eveh.nbre apparent in the patiehta with erzahie mental ayadreaea.
Bdaplaeeaeht or touch ltd-311 eauld be alternated with oerreet
Idealiaatibn of pin brick atzaulatiah. A ddubihatxon or touch tb
the fade had pin prick te the hand evinced the edubinetibn at
displacement and obaenratioh, an the patient reported “a teach
an the fade, and a dull the en the other aide {or the face).'
Pin prick to the eheak and teach to the hand raaulted 1n extinction
hand
the
pareept; be, oeeaaiehally, the rephrt or a pin prick
of
both an the cheek and hand.
rhe aehizephrenie aubaeete were able to loealiae the pin
prick accurately after the initial ten trials, an had the aerial

mule: .

Blﬂaﬂbazﬂl:
mains the nethbd er dabble ainnltaneoua

atinulatibn in
teuta or the face and the hand a eenaiateht pattern bf reapeneea
baa been observed in a variety hr aubaeota. the atinnlua to the
m.’ 1: non readily perbeived than the one 1:: the me. «never,
the pareept in the race influences the due in the hand,
frequently canning the displacement of aehaatibh. 1h1a pattern a:
reapbhaee haa been repeatedly deaehatrated in bath the annual and
abnormal eubJeeta, and 1a aahireet 1h extinetibn, obaeuratibn and
diablaeeaant. Extinction 1: abet and diaplaeeaeht :- leaet
frequent. In eatinetien, the race pereept 1a correetly reperted aa
te quality and leans, but the hand attanlua 1a not perceived at all;
In all hf the rereading teat: or patient or abrnaz aubJeeta§*uhether
By

�11;

'

tha reaponaaa were aaeurate tr not, it uaa notod that tbs
stiuuius
yointad
to the face
tirat.
aubjaet almost invariably
pattoived
and
1a
ourrectly
hand
perecpt
tha
Octaaianally
iooaliaed, but anamnea a qualitative differonce, always of
diaiﬁntion. In displaeunant tha percent in the hand 1: 113*
such
an
the
or
rage,
tho
it
direttitn
the
face, or
localiscd tn
to tan ahauldor er nuak. In aunt instance: if tha taco cud tho
hand at the lama aid: are stimulated, tho lubaeet occasionally
1a
thaae
phnnancna
of
1n
lane
the
taco.
raporta tut paroapta
ah:
or
these
un1eh
one
with
the
rrtquancy
haphaaard. nail.
varia«
druga,
be
attention,
observed
affected
by
may
erraeta 1:
tion in atilnli, ate., it: pattern 1: eonaiatent.
Thea. raaponaaa to tha face-hand teat arc undifiad by nan:
(b)
attenttan.
factor]
arc
ﬂame
influnnning
of
tbs
fa)
factora.
or
atinnlna,
(a)
type
of
stimuli,
(0)
simultanaity
d:
subject,
aga
(o) atrensth a: stilnlua, (t) locua of atilnlation and (3) internal
with
tha
fragment,
Etna;
alter
fatter! lax
atate or organiaa.
aﬁpeur
do
change
net
but
and
that
displaccnaut
which Ixtinetien
tbs pattern or face dalinanso.
1a
in
factor
of
tha
teat
a.na:or
Iuardnaaa
the aubaact'a
80th
attention
extinntiun.
a:
thy
phannncnon
of
tho appearance
’)(
awarenaai€£)1n.a
and priviona axpnrionoa tun bring stimuli to
two
to
were
informed
who
Itinnli
that
unra
adulta
atria: or twanty
Baoauaa
proviaua
of
applied
abouad
extinction
parcepta.
be
non.
tan
abet-nary
rcaerd
ta
uaa
intluensa.a response it
experience
in.ha1ve
ﬂatbed
aw
this
aubjccta.
tha.f1ndinga on initial trial
At
the
Ian»
wan
aintniacd.
experience
or
previoua
en. tactar
number
the
”alert"
for
he
the
on
tine tbs aubjcct was not apt to
'

�of stimuli he an: ta reeeive. cannequently ene night nay thet
the reason the subject perceived only one Itinulul or perceived
ene and diupleeed the
the
other
at
he
atinnluu
in
that
peﬁfypt
4
was not peying ettentlen. this aritieinn may be valid but the

Iiznifieant fact

it

9

//¢w

»

%

that the error III always aide in the hand
and net in_the‘teee. I: it were mere inattention one utula expect
50! or the single response: ta dauble einultaneeue stimulation
ta be in the hand end 50% in.the flee. But this type or ehance
enter was not ebterved. it the single reepenaes ta double
lilultaneeul Iti-nluticn 95% were at the fete percent and 5% at
the hand pereept. Iain pettern of race daninnnee or hand extinction
examinetionl.
further
during
subsequent
eitublilhed
Ill
lereovee,
when dinplneenent II. seen in normal aubJeetn, it was to the
race and not ta the hand.
ihin pattern at face daninnnee to deuble tinultnneaul
stimulation was fauna to be exnggereted in nan-.1 young children,
when
83$ deuanetrated either 33nd.extinetion or displeoenent
at
er the hand pereept to the face an the initial triel. loreover,
this high percentage of face duuinnet reiponnet peruisted on
eubuequent trielE. In the elder children ulna tece delineate
we: consistently demonstrable. It It: noted that the younger the
ahild, the more distinct In: thie puttern of race daninnnee.
awn extinetion night he Ittributed to an mummy to
perceive two ltﬂluli at once. Ehiu particulir detect has been
noted in patient: with severe until change? (“Zlf'ﬁﬁevm in
patient: with severe lentel changed or in young children itinuli
epplied to both cheek: or both hands or.eny other two hanglegonn
body even: were correctly reported as tee uenentione. Ihere it:
_

�neither extinetion nor displacement. aaldstein'eKohuervatien,
therafere, cannot be used an an explnnetion for hand extinetion.
what
matter
daninanne
in
noted
apparent
flee
that
at
It is
types or etimnlltion was used. Simulteheoun pin prick stimulation:
revealed the pattern of face daninenee, elthaugh with e leaner
frequency than touch etinhiltiona. ether duteneeua utinuletion
such :1 two tuning forks, hot and cold telperature tuhel, rtpetitive
rubbing and repetitive pin prick Itianletian were Ipplied and
neniteet
regardless of the cuteneeun utilnletiun
race daninence is
ﬂied.

inphrtmee of the ainulteneity or the ”man. has nlrudy
been alluded to. In eubJeetn in when extinctidn In: persistent,
consecutive epplieetion or the stimuli invariably resulted in
the permeption or two stimuli. In actual Idultn consecutive
the
nun-L1
the
on
the
even
of
two
trial,
we
ma.
etiluletion
extihetioa.
never resulted in
-euuni
thin
thy
nerd
ntinuli
intensity.
at
these
ethdien
In
aux-aux,
the
for
in
inn-pom:
the
in
pattern
mum
eliciting
”I.
stimuli here teemingly mare readily perceived than equal etiuuli.
After the first few trials the etheet was able to perdeive the
two stimuli, even it one we: pnintul and the other not. In
and
diaextinction
mental
hhuevee,
with
chnhses,
organic
patient:
quality,
the
wide
dinorepency in
pleeenent were manifest despite a
of the stimuli. aw Altering the etrength a! the Itinhli, it ran
hand
the
at
the
tram
extinction
response
pdlaihle to alternate
th
teak)
the'
ta
diepleaenent
were
hand
the
stieuli
percept (if
.gheek (if the head stimuli were utrang). The sneeze than extinhtien
ulst
the
the
at
by
quality
elidited
altering
run
displacement
to
The

'

‘

�13.

touch
the
to
,Ievertheleac,
frna
prick.
pin
that
ia
atiunli,
a
at.
a,ua
oe'aaa
the part: of the body being aianltanecnaly atianlated are
have
patterna.
theae
I!
etudying
consideration
in
another
already alluded to the fact that extinction ie anat cannon in
the hand and leaat in the face. In teating other body areaa the
incidence of extinction and diaplaceaent ia leaa than in teating
and
ahcnlder
thigh nay
hand.
and
the
testing
the face
Ithat is,
not elicit extinction or cbacnraticn,where the faceehand teat will.
Alec, in patients with leaicnn or the brain or apinal cord,
the pattern or relationahip cf the body parts tc aiaultaneoua
atinnlaticn.nay be altered in a characteriatic haniaenaery or
”level leaicn' ayndreae. Aa fer the aignificance cf the pattern
be
can
the
leaning
before
prayer
further atndiea are neceaaary
would
be
time
purely
thin
deducticn.aade
Any
at
interpreted.
that
by
gained
atating
ia
nothing
For
inatance,
speculative.
dcainance
(7).
of
inpliea
order
aenccry
rcatral
a
daninance
face
Such hypetheaia ia ccntradicted by at leaat one tact, naaely the
‘chaervaticn that when the hand and fact are atimlated eimltanecualy
data
are
hand.
after'ncre
Perhapa
the
dcninatea
over
the fact
accumulated a aatiafactcry theory night he obtained.
,

QUIIIRI:
hand
haa
and
race
the
cf
teata
in
pattern in perception
method
cf
the
abnaraal
and
anh:ecta.hy
been elicited in actual
dcnble simultaneous atianlaticn of cutanacua uhdalitiea.
hand
the
of
percent
extinction
by
Face delinance, aaniteat
an
a
in
seen
the
hand
to
race,
the
or
percent
or dicplaceaent
the~
and
in
non-a1
the
adulte,
in
naniteatcd
normal phancaencn,
aeriea.
the
exasined
in
and
anhaaie
cchiacphrenia
with
patienta
A

�15.
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in
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in
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tuna-Mon.

�PATTERNS IN PERCEPTION

By:
‘I
0—m—

ON

SIMULTANEOUS TESTS OF FACE AND HAND

Morris B. Bender, M.D., Max Fink, M.D., and Martin Green,
In previous studies we found that the method of double

M.D.

simultaneous stimulation showed defects in sensation (extinction)
testing
In
which
routine
were not apparent on
single stimulation.
;
the
two
of
body and various combinations it was
different
regions
\,
found that extinction was apt to occur most often in the hand and
least in the face. Conversely, "dominance" was greatest in the face and
least in the hand. In the present commuhication we wish to report
simultaneous
on
obtained
the results
stimulation of the face and the
hand (the face-hand test) in groups of subjects with the following
conditions: 1) aphasia without hemiparesis or hemisensory syndrome;
2) aphasia with severe mental changes; 3) organic mental syndrome;

disease
5)
of the
no
4) schizophrenia;

,‘

brain (normal adults) and 6)
four
of
between
normal children
the ages
to ten years. 'Patients in
5
2
showed
and
severe memory defects, confusion, poor orientation,
groups
difficulties in calculation and other symptoms characteristic of
diffuse disease of the brain.
Method: The subject was instructed to close his eyes. When
this was done his face (cheek) and contralateral hand (any part of
the hand or fingers) were touched simultaneously. Care was taken to
make two stimulations of equal intensity. As soon as the stimuli
were applied the subject was asked tox°eport what he felt, and following
this, Where he felt the sensation. Identical tests were carried out
with light rubbing and pin prick stimulations.
Results: Under these conditions the subject gave either of the
following responses on the first-examination: a) a touch on the face
only (face dominance), implying no sensation in the hand (extinction);
.

$1.1mMuTﬁzA

kﬁWJqM 5.4.1:.

�2.

b) a touch on both sides of the face (there being "displacement"
from the hand to the ipsilateral face); 0r 0) a touch on the face
and contralateral hand. In the (a) response the subject was asked

whether he felt still another stimulus. The reply was either in
the negative, or there was uncertainty or vague approximation.
This question suggested to the subject that there were two

stimulations so that
than one stimulus.

on

subsequent tests he was expectant of more

In the (b) type of response the subject mislocalized or
displaced the sensation evoked in the hand toward the ipsilateral
face. Since the mislobalization was towards the face it appeared
as if the face determined the direction of the displacement. It

might be said, therefore, that this was a type of face dominance.
Response (b), or diaplacement, was less common than response (a)
or extinction. Response (b) was seen most often in the patients

with the organic mental syndrome, and persisted despite repeated
testing. The (c) responSe was the expected normal and needs no

special comment.
Extinction

and displacement were

also noted

the ipsilateral face and hand were simultaneously tested. In all the
subjects tested, including those with aphasia, there was no
difference between the right and left sides of the body.
Analysis of the results obtained in the various groups is
shown in the following table:
when

�3.
Group

of
Subjects

Number

1

15

2

12

3

Face Response

Extinction or

Face and Hand‘ Hand Response
Response

~

Displacement
9

6

O

12

O

O

22

20

2

O

4

20

14

6

O

5

55

24

28

6

20

l
l

From

-

p

.

19

o

it

is obvious that whenever there is
sensation over another it is apparent in the face.

the foregoing

dominance of one

p

Dominance in the hand was noted only once.

dominance
Face
was found

almOSt uniformly in the

subjects with.severe mental changes (groups
2 and 5.) These patients did not report sensation in the hand even
after repeated testing. In a few instances, even after the patients
were told there were two stimuli, or were asked towratch the application of the stimuli, they reported only one percept or displaced one.
In these cases simultaneous stimulation of both sides of the face
was reported correctly, thus excluding the objection that these
patients were not able to&lt;io or perceive two things at once.
The incidence of face dominance in subjects with aphasia and
those
in
with schizophrenia (groups 1 and 4) was less. In contrast
to patients in groups 2 and 5, those in groups 1 and 4 reported both
sensations correctly on the second, third or fourth trials, if they
had not done so on the first trial.‘ In the group of normal adults
(group 5) the incidence of face dominance was least, but still
'

significant,
a

even though

it

was found only on the

first trial.

series of normal children the incidence of face dominance

was

In

�In young children face
dominance was present even several trials after the first examina-

almost the same as in groups

2 and

5.

tion.
the face and parts of the body other than the hand
were tested simultaneously in groups 2 and 3, face dominance was‘
The
order of dominance was face, shoulder, grunk
apparent.
still
When

(breast), penis, thigh, calf, foot, arm and hand.
In
Conclusion:
a wide variety of subjects the phenomena of
extinction and displacement on double simultaneous stimulation were
demonstrated. A consistent pattern of perception was established
in which the face was most dominant and the hand the least. These
findings were noted in both the abnormal and the normal subjects.
-In the abnormal subjects withseVere mental changes, face dominance
and hand extinction were so consistent that they may be used as a
sign of diffuse disease of the brain, but only when found to persist
after repeated examinations.
The pattern of dominance, as well as the phenomenon of
extinction, which are so prominent in patients with diffuse brain
disease, appear to be exaggerations of the pattern found in the
normal subjects, especially children.
I

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                    <text>Patterns in Perception on Simultaneous
Tests of Face and Hand
_

N...”- —-.

MORRIS B. BENDER, M.D.
MAX

FINK, MD.
AND

MARTIN GREEN, M.D.
NEW YORK

Reprinted from the Archives of Neurology and Psychiatry
Septmnber 1951, Vol. 66, pp. 355-362
COPYRIGHT, 1951, .‘BY
AMERICAN MEDICAL ASSOCIATION
535 NORTH DEARBORN STREET
CHICAGO 10, ILL.

Printed and Published in the United States of America

�Reprinted from the A. M. A. Archives of Neurology and
Psychiatry
September 1951, Vol. 66, pp. 355-362
Copyright, 1951, by American. Medical Association

PATTERNS IN PERCEPTION ON SIMULTANEOUS
TESTS OF FACE AND HAND
MORRIS B. BENDER, M.D.
MAX

FINK, MD.
AND

MARTIN GREEN, M.D.
NEW YORK

it
PREVIOUSLY was shown that examination of the cutaneous modalities by
the method of double simultaneous stimulation
elicited defects in perception
which were not apparent on single stimulation.
The defects, described as “extinction,” “obscuration,” “displacement,” and “allesthesia,”
were observed in groups of
patients with localized or diffuse disease of the central
nervous system.1 In each
group the defects in cutaneous perception obtained on double simultaneous stimula—
tion were most apparent in the hand and least in
the face. The object of the present
investigation was to determine the patterns of
in normal subjects, adults
responses
and children to simultaneous stimulation of the face
and hand—the “face—hand”
test.2 The observations on this normal
were then compared to some extent
group
with the responses of patients with
organic mental syndromes, aphasia, and schizophrenia.
MATERIAL

The “normal” subjects were children and adults.
These subjects were persons attending
hospital clinics in whom there was no evidence of disease
of the brain, and school children, staff
personnel, and students, in whom there was no manifest disorder
of the central nervous system.
None of them had been examined previously
by the method of double simultaneous stimulation.
From the Department of Neurology and
Psychiatry, New York University College of
Medicine; Bellevue Hospital, and the Mount Sinai Hospital.
This work was aided (in part) by a research
grant from the National Institutes of Health,
United States Public Health Service, and (in
part) by a grant from the Coordinating Council
of Cerebral Palsy in New York City, Inc.
1. (a) Bender, M. B., and
F'urlow, L. T.: Phenomenon of Visual Extinction
in
Homonymous Fields and Psychologic Principles Involved, Arch.
Neurol. &amp; Psychiat. 53:29—33
(Jan) 1945. (b) Bender, M. B.: Extinction and Precipitation of Cutaneous
Sensations, ibid.
54:1—9 (July) 1945; (c) The
Phenomenon of Sensory Displacement, ibid.
65:607-621
1951.
(May)
(d) Bender, M. B.; Shapiro, M. F and Schappell, A. W.:
.,
Extinction
Phenomena
in Hemiplegia, ibid. 62:717-724 (Dec.) 1949.
(e) Bender, M. B. ; Wortis, S. B., and Cramer,
J.:
Organic Mental Syndrome with Phenomena of Extinction
and Allesthesia, ibid. 59:273-291
(March) 1948. (f) Bender, M. B.; Shapiro, M. F., and
Teuber, H. L.: Allesthesia and
Disturbance of Body Scheme, ibid. 62:222-231
(Aug) 1949. (g) Bender, M. B., and Nathanson,
M.: Patterns in Allesthesia and Their Relation
to Disorder of Body Scheme and Other
Sensory Phenomena, ibid. 64:501—515 (Oct) 1950.
2. Bender, M. B.; Fink, M., and
Green, M.: Patterns in Perception on Simultaneous Tests
of the Face and Hand, Tr. Am. Neurol. A.
75:250—252, 1950.

�2
The subjects were divided into three groups according to age: children of 3 to 6, and 7 to 12
yr., and “adults” over 12 yr. of age.
For comparison with the normal group, we studied patients in the wards of the Bellevue
Psychiatric Hospital. They were divided into three groups on the basis of their disease—
schizophrenia, organic psychoses, and aphasia. No attempt was made to study separately the
clinical types of schizophrenia. Most of the patients had the paranoid, mixed, or simple variety
of schizophrenia. The patients with organic mental changes showed defects in memory,
orientation, andcalculation, as well as other signs and symptoms. characteristic of diffuse
disease of the brain. The clinical diagnoses for most of thesegpatients was Alzheimer’s’ disease,
arteriosclerotic encephalopathy, severe cerebral trauma, brain tumor, or toxic encephalopathy.
The subjects with aphasia were those who showed characteristic difﬁculties in communication.
Those who had concomitant hemiparesis or ‘a hemisensory defect noticeable on single stimulation
were not included in this series.
MET HOD

The subject was instructed to close the eyes. When this was done, the face (cheek) and
either the ipsilateral or the contralateral hand (any part of the hand or digits) were simultaneously touched or stroked with the examiner’s ﬁngers. The subjects reported either one or two
sensations. When only one percept was reported, the subject was asked if there was still
another and, if so, to indicate its location and quality.
After the initial trial, in each subject, the opposite cheek and hand were stimulated in the
same manner. These tests were repeated and the results recorded, until the subjects consistently
reported both stimuli correctly. In those subjects who failed to localize the two stimuli
correctly ‘after six or eight trials, other parts of the body were tested in such combinations as
face-face, hand-hand, face-breast, or penis-hand, these stimulations alternating with the facehand test.
In a second, separate series of studies, pinprick stimuli were used in a similar fashion. In
both series, care was taken to app-1y the stimuli at the same time and with the same intensity.
It was apparent that subjects who made consistent errors in reporting would be correct as
soon as the stimuli were applied consecutively rather than simultaneously, even if the time lag
between stimuli was that of one or two moments. It was also necessary to use naive normal
subjects, since subjects previously tested did not show the patterns noted below.
RESULTS

The responses obtained on the face-hand test fell into four groups: (a) a touch
sensation on the face and the hand, indicating the correct and expected perception;
(b) a touch sensation on the face only, implying no sensation in the hand; (6) a
touch sensation on both sides of the face, and (d) a touch sensation on the hand
only, implying none on the face. When only one stimulus was reported, the subject
was asked if: there was any other sensation. The occasional reply was that there was
another percept, and the subject correctly pointed to the second locus. Many subjects, however, reported that they had not perceived another stimulus, usually
adding the statement: “I was not paying attention; do it again,” or, “I’m not sure;
maybe it was somewhere over here,” and pointing in the direction of the side of the
body of the poorly felt stimulus. In some instances, while correctly localizing the
second percept, they volunteered the statement: “It was not as strong as the other
one,” or “It doesn’t seem as sharp.”
Before we proceed with the results, we must deﬁne the special terms used. In
other communications the failure of the subject to report one of two simultaneously
applied stimuli has been called “the phenomenon of sensory extinction,” or “extinction.” 1”“ b The part of the body where the stimulus was perceived is said to be
“dominant” to the part of the body where the simultaneous stimulus was not per—
ceived, or perceived faintly. The latter diminution in the quality of a sensation was
'

�3.

termed “obscuration.” When the subject reported two sensations, but mislocalized
one of them, the “displacement” of a percept is said to have occurred.1c Displacements are usually in the direction of the dominant stimulus and may be partial or
complete. The displacements noted in this series were from the hand to the cheek
of the same side. Rarely did the displacements occur to the neck or shoulder.
Initial Trial—The results were analyzed from the standpoint of initial and
subsequent trials. On the initial trial of the face-hand test with touch stimulation
in normal subjects, face dominance was apparent in all age groups. More than half
of such normal adults reported the sensation in the face and none in the hand. Three
subjects mislocalized the sensation in the hand to the face. In the groups of normal
children, 90% under the age of 6 yr. reported only the face percept or mislocalized
the hand percept to the face. This pattern of face dominance is also seen in the
children from 7 to 12 yr. of age, but to a less extent.
Of the normal subjects, ﬁve adults reported the hand stimulation only on the
initial trial. N 0 example of displacement from face to hand was noted.
This pattern of face dominance by hand extinction or by displacement of the
hand percept to the face was even more apparent in the patients examined. It was
most evident in patients with organic mental changes, 93% of whom did not report
TABLE

l.—Response to Touch Stimulation on Initial Trial

Normal adult ...........................
Normal child, 3-6 yr .....................
Normal child, 7-12 yr ....................
Schizophrenia (unclassiﬁed) ............
Organic mental syndrome ...............
Aphasia .................................

Total
160
56
76
74
120
23

Correct
Responses
77
10
38
26
9

12

Face Only
75
28
27
45
94
11

Face-Face Hand Only
3
18
9

5
0

1

2

14

3

O

O

2

both stimuli correctly. In examinations of schizophrenic subjects and patients with
aphasia, responses similar to those of the normal adult were observed in the initial
trial.
Hand dominance was occasionally seen in the patient and rarely in the normal
subject. In cases of hand dominance the subject reported the hand, but not the face,
percept. It was seen in the initial trial in ﬁve normal adults. These subjects
reported both stimuli correctly on subsequent testing. In the patients with organic
mental changes hand dominance was an inconstant response, and repeated testing
the same day, or on subsequent days, demonstrated the more usual persistent
pattern of face dominance.
Subsequent Thain—Of the 83 normal adults who made errors on the initial
trial, 43 made correct responses on the second trial and 12 on the third trial. In a
few subjects, four, ﬁve, or six trials were necessary before the two stimuli were
correctly localized. These subjects were assumed to be normal, although complete
psychological tests were not made. It was noted that anxiety (tension during
examination or a strong desire to please) interfered with the early correct recog—
nition of the stimuli. In all normal subjects, including those with anxiety, once the
correct response was obtained (even after many trials with errors), it was elicited
on all subsequent testing. It seemed as though a number of trials was necessary for

�4

the subject to get into the “set” of the examination, and
that, once in the set, he
reported the stimuli accurately, even after the lapse of
many days.
In testing the normal young child, it was apparent that in most
cases many trials
were necessary before the correct response was consistently elicited. Also, the child
did not always give a correct response on subsequent
testing. Repeated testing over
many days, however, elicited the same patterns of face dominance. .This was noted
in 36 of the 56 children tested. In a number of instances
the child watched the
application of the stimuli and thus reported the perceptions correctly. But
as soon
as the test was repeated with the eyes closed, the child again
reported only one
stimulus. It was evident that the child could not
get into the “set” of the examination, even with visual cues.
This difﬁculty was not very apparent in all children. In the older
(ages
group
7 to 12 yr.) only 17 of the 76 failed to give the
correct response after the initial few
trials.

A\\A

A\4*A\
‘~

90

‘___-c\‘ ~ ‘c____ .¢—————-—._—_——__———-—c

89

Responses

70

60
Dominant

Face

50

Organic Mental Syndrome

c--c Children, age 5 to 6
o——o Schizophrenic Adult
Normal Adult

40

%
50
20
10

1

2

3

4

5

6

10

Responses to face~hand test on initial and subsequent trials.

The responses obtained on repeated trials of the face-hand
tests in normal sub—
jects also followed a consistent pattern. As on the initial trial, face dominance
was
prevalent in all subjects. It was manifest either by (a) extinction
or obscuration
of hand stimuli or (b) displacement of hand stimuli
to the face, or, in several
instances, in a direction toward the face.
In contrast to normal adults, patients with organic mental
changes were unable
to report the two stimuli correctly, even after
many trials. When the patient
reported the percept in one test correctly, he frequently failed on
subsequent testing. It was also apparent that testing on subsequent days still elicited
displacement
and extinction of stimuli. This is in strong contrast to the
responses of apparently
normal subjects, who seldom made an error on subsequent
trials, days after the
initial examination. The responses obtained in this
group demonstrated the patterns of face dominance in most of the tests. Displacement of the hand
percept to

�5

the face was frequent. In some instances displacement or extinction was
present
despite the fact that the patient watched the application of the stimuli to the face
and hand. Extinction was very common on homolateral or heterologous testing,
while displacement was apparent mostly on heterologous testing.
The schizophrenic and the aphasic patients gave reports which were similar to
those of normal adults. After the ﬁrst two trials percentage of error in hand sensation
was slightly higher than in the normal group. Persistent bizarre responses were
elicited from a number of the schizophrenic subjects. These
reports included mul—
tiple responses to single or double stimuli, persistent displacements to one area from
any other body area, and mirror reversals of localization. These were inconsistent
during an examination and from day to day. As with the normal adults, testing the
schizophrenic or aphasic subject on consecutive days failed to elicit extinction
phenomena once the test had accurately been reported before.
A comparison of the responses of each of these groups to multiple testing is
shown in the accompanying chart.
Pinprick Stimulation—It is known that the type of stimulus applied inﬂuences
the results in perception. To demonstrate the importance of this factor, similar
groups of subjects were tested using two pinprick stimuli instead of two touch

M
TABLE 2,—Respoinse

to Pinprick Stimulation an Initial Trial

Normal adult
...........................
Normal child, 3-6 yr
.....................
Normal child, 7-12 yr
....................
Schizophrenia
...........................
Organic mental syndrome
...............

Correct

Total

Responses

Face Only

68
45
39
50
49

51
16
25

15
26
14

36
9

'

13
33

Face-Face Hand Only
2

0

2

1

0
0
3

0
1

2

stimuli. With pinprick stimulation of the face and hand, face dominance
was again
manifest in all the groups. However, the incidence of error in perception of
the
pinprick in the hand was lower than that with a touch stimulus. The results are
recorded in Table 2.
Repeated testing with two pins in the'normal adult subjects elicited the correct
responses in the intial three trials. Fewer of the children failed to report the test
accurately after the initial trials. It was possible in a number of instances to alternate touch and pinprick stimulations and to demonstrate extinction to touch, but
correct localization to pinprick. Moreover, with more intense pinprick stimulation,
extinction and displacement were less frequently observed.
These phenomena, namely, extinction and displacement, were even more
apparent in the patients with organic mental syndromes. Displacement of touch stimu—
lation could be alternated with correct localization of pinprick stimulation. A
combination of touch to the face and pinprick to the hand evinced the combination
of displacement and obscuration, as the patient reported “a touch
on the face, and
a dull one on the other side (of the face).” Pinprick to the cheek and touch to the
hand resulted in extinction of the hand percept. or, occasionally, the
report of a
pinprick on both the cheek and the hand.
The schizophrenic subjects were able to localize the pinprick stimulus accurately
after the initial few trials, as had the normal adults.

�6
COMMENT

By using the method of double simultaneous stimulation in tests of the face and
the hand, a consistent pattern of responses has been observed in a variety of sub—
jects. The stimulus to the face is more readily perceived than the one to the hand.
Moreover, the face percept inﬂuences the hand percept, frequently causing the displacement of sensation. This pattern of responses has been repeatedly demonstrated
in both the normal and the abnormal subjects and is manifest in extinction, obscuration, and displacement. Extinction is most, and displacement is least, frequent. In
extinction, the face percept is correctly reported as to quality and locus, but the
hand stimulus is not perceived at all. In all the foregoing tests of patient or normal
subjects, whether the responses were accurate or not, it was noted that the subject

almost invariably pointed to the faceixsti‘mulus ﬁrst. Occasionally the hand percept
was perceived and correctly localized, but assumed a qualitative difference, always
of diminution. In displacement the stimulus to the hand was mislocalized to the
face, or in the direction of the face, e. g., to the shoulder or neck. In some instances
if the face and the hand of the same side were stimulated, the subject occasionally
reported two sensations in the face. None of these phenomena was haphazard.
While the frequency with which any one of these effects was observed might be
affected by attention, drugs, or variation in stimuli, its pattern was consistent.
These responses to the face-hand test are modiﬁed by many factors. Some of the
inﬂuencing factors are (a) attention, (b) age of subject, (c) simultaneity of stimuli,
(d) type of stimulus, (e) strength of stimulus, (f) locus of stimulation, and (9)
internal state of organism. These factors may alter the frequency with which extinc—
tion and displacement appear, but they do not change the pattern of face dominance.
The subject’s awareness of the test is a major factor in the appearance of the
phenomenon of extinction. Both attention and previous experience can bring stimuli
to awareness. In a series of 20 adults who were informed that two stimuli were to
be applied, none showed extinction of percepts. Because previous experience can
inﬂuence a response, it was necessary to record the ﬁndings on initial trial in naive
subjects. By this method the factor of previous experience was minimized. At the
same time, the subject was not apt to be on the “alert” for the number of stimuli he
was to receive. Consequently, one might say that the reason the subject perceived
only one stimulus, or perceived one stimulus and displaced the percept of the other,
is that he was not paying attentio‘n.3 This criticism may be valid, but the signiﬁcant
fact is that the error was always made in the hand and not in the face. If it were
mere inattention, one would expect 50% of the single responses to double simultaneous stimulation to be in the hand and 50% in the face. But this type of chance
error was not observed. Of the single responses to double simultaneous stimulation,
95% were of the face percept and 5% of the hand percept. This pattern of face
dominance or hand extinction was further established during subsequent examinations. Moreover, when displacement was seen in normal subjects, it was to the face
and not to the hand.
This pattern of face dominance to double simultaneous stimulation was found
to be exaggerated in normal young children, of whom 83% demonstrated either
hand extinction or displacement of the hand percept to the face on the initial trial.
Critchley, M.: The Phenomenon of Tactile Inattention with Special Reference to
Parietal Lesions, Brain 72:538—561, 1949.
3.

�7

Moreover, this high percentage of responses of face dominance persisted on sub—
sequent trials. In the older children, also, face dominance was consistently demon—
strable. It was noted that the younger the child, the more distinct was this
pattern
of face dominance.
Hand extinction might be attributed to an inability to perceive two stimuli at
once. This particular defect has been noted in patients with severe mental changes
by Goldstein.4 However, in patients with severe mental changes or in
chil—
young
dren stimuli applied to both cheeks, or both hands, or
any other two homologous
body areas were correctly reported as two sensations. There was neither extinction
nor displacement. Goldstein’s observation, therefore, cannot be used as an explana—
tion of hand extinction.
It is noted that face dominance was apparent no matter what type of stimula—
tion was used. Simultaneous pinprick stimulations revealed the
pattern of face
dominance, although with a lower frequency than touch stimulations. Other
cutaneous stimulation, such as application of two tuning forks or hot and cold tubes,
repetitive rubbing, and repetitive pinprick stimulation, was used, and face dominance
was manifest regardless of the cutaneous stimulation employed.
The importance of the simultaneity of the stimuli has already been alluded to.
In subjects in whom extinction was persistent, consecutive application of the stimuli
invariably resulted in the perception of two stimuli. In normal adults consecutive
stimulatiOn of the face and the hand, even on the initial trial,
never resulted in
extinction.
In these studies the stimuli were of equal intensity. This factor
was important
in eliciting the pattern in the normal subject, for
unequal stimuli were seemingly
more readily perceived than equal stimuli. After the ﬁrst few trials the subject was
able to perceive the two stimuli, even if one was painful and the other
not. In
patients with organic mental changes, however, extinction and displacement were
manifest despite a wide discrepancy in the quality of the stimuli. By
altering the
strength of the stimuli, it was possible to alter the response from extinction of the
hand percept (if the hand stimulus was weak) to displacement to the cheek
(if the
hand stimulus was strong). The change from extinction to displacement
was also
elicited by altering the quality of the stimuli, that is, from touch
to'pinprick. Nevertheless, the pattern of face dominance was always apparent.
The parts of the body being simultaneously stimulated is another consideration
in studying these patterns. We have already alluded to the fact that extinction is
commonest in the hand and least in the face. In testing other body areas, the incidence of extinction and displacement is less than in testing the face and the hand.
That is, testing shoulder and thigh may not elicit extinction or obscuration, whereas
the face-hand test may. Also, in patients with lesions of the brain or spinal
cord,
the pattern of relation of the body parts to simultaneous stimulation
may be altered
in a characteristic hemisensory or “level-lesion” syndrome. Further studies
are
necessary before the signiﬁcance of the pattern can be interpreted. Any deduction
made at this time would be purely speculative. For instance, nothing is gained
by
stating that face dominance implies a rostral order of sensory dominance.5 Such a
4. Goldstein, K.:: The Mental Changes Due to Frontal Lobe
Damage, J. Psychol.

17:187, 1944.
5. Cohn, R., and Raines, G. N.: On Certain Aspects of the
Sensory Organization of the
Human Brain: A Study in Rostral Dominance ‘as Determined by Ipsilateral Simultaneous
Stimulation, Tr. Am. Neurol. A. 74:162-168, 1949.

�8

hypothesis is contradicted by at least one fact, namely, the observation that when
the hand and foot are stimulated simultaneously the foot dominates over the hand.
Perhaps after more data are accumulated a satisfactory theory may be obtained.
SUMMARY
_. “awn—a,

elicited in normal and abnormal subjects by the method of double simultaneous
stimulation of cutaneous modalities.
Face dominance, manifest by extinction of the hand percept or by dlsplacement
0f the handmpercept to the face, is seen as a normal phenomenon, manifested1n the
normal adults andin the patients with schizophrenia and aphasia examined in the
series. It is exaggerated in young children and in patients with diffuse disease of
the brain, in whom extinction and displacement are persistent after multiple trials.
This pattern of face dominance is manifest regardless of the cutaneous modality
tested, there being a change only in the frequency of extinction with change in type
of stimulus.
j

Printed and Published in the United States of America

/ f

/

r:

L/nAJ/C’ .....

.

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                <text>Patterns in perception on simultaneous tests of face and hand. AMA Arch Neurol Psychiatry. 1951 Sep; 66(3): 355-62.</text>
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                <text>Bender, Morris B.; &lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;; Green, Martin</text>
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                <text>Reprinted from the Archives of Neurology and Psychiatry September 1951, vol. 66, pp. 355-362.</text>
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                    <text>EFFICACY OF DIVIDED AND SINGLE DOSE SCHEDULES
IN INSULIN COMA THERAPY
ARNOLD G. BLUMBERG, M.D., PETER LADERMAN, M.D.,
AND MAX FINK, M.D.1

[Reprinted from THE

AMERICAN JOURNAL

or

Vol. 116, No. 9, March, 1960]

PSYCHIATRY,

�1960

]

CLINICAL NOTES

839

EFFICACY OF DIVIDED AND SINGLE DOSE SCHEDULES
IN INSULIN COMA THERAPY
ARNOLD G. BLUMBERG, M.D., PETER LADEBMAN, M.D.,
AND MAX FINK, M.D.1

While many technics for the administration of insulin in insulin coma therapy
have been advocated(3), recent reports(4)
have assessed multiple divided doses as
more effective and safer than other methods. Previous studies indicated that the
production of coma was directly related to
the level of hypoglycemia and its duration
(1) and that deep coma for sustained periods was essential to the treatment result
in insulin therapy(2, 3). It seemed reasonable to test the suggestion of increase-d
efﬁcacy for a modiﬁed insulin administration by comparing the length and depth of
coma and the blood sugar levels in patients
treated both by single and divided insulin
dose methods. If the divided dose schedule
were more effective, it would be expected
that the induced coma would be equal or
greater in depth and duration; that the
time for onset would be equal or shorter;
and the blood sugar levels lower for divided
dosage than single administration.

the dose was increased in 10 unit incre—
ments. At the time when coma was produced, a single dose equivalent to the 3
doses was given on the succeeding day.
For each treatment, coma depth and the
time of onset was determined. Coma was
deﬁned as the loss of consciousness (failure
to respond meaningfully to verbal signals),
associated with the appearance of the Babinski reﬂex, and the loss of the lid reﬂex.
An adequate coma treatment was deﬁned
as the persistence of this depth of coma, or
deeper (loss of pupillary or corneal reﬂexes) for at least one hour.
At half-hour intervals true blood sugar
levels were serially determined by the
Somogyi method. The resulting blood sugar
curves and their level at the time of onset
of coma, were compared for each subject
with the blood sugar curve and coma data
obtained on a single administration of an
equivalent dose.

METHOD

The blood sugar levels at various intervals after the administration of divided
doses of insulin compared with a single
dose of insulin in one patient is presented
in Figure 1. This pattern has been reproduced in each of the patients studied. For
each, the blood sugar curve drops rapidly
in the ﬁrst hour without respect to the initial dose, and ﬂattens at progressively
lower levels as the total dosage of insulin
increases. Coma characteristically is reported in subjects in whom the blood sugar
curve is below 21 mg.% for an extended
period of time(1).
The time of onset of coma and the blood
sugar level at coma in each of the patients
is presented in Table 1. In ﬁve of the 6

Consecutive patients referred for insulin
coma therapy were given daily increasing
amounts of insulin in 3 divided doses until
a coma level was achieved. The same total
dosage was then given in one injection.
Six patients were studied in this manner.
Each patient was started on the following
insulin dose schedule : ﬁrst day—10 units;
second day—10 units and 2 doses of 5 units
each at intervals of one half hour; third
day—3 doses of 10 units at half hour intervals ; and fourth day—20 units followed by
2 doses of 10 units. On each successive day
From the Departments of Internal Medicine and
Experimental Psychiatry, Hillside Hospital, Glen Oaks,
L. 1., N. Y.
1

[Reprinted from THE

OBSERVATIONS

AMERICAN JOURNAL OF PSYCHIATRY,

Vol. 116, No. 9, March, 1960]

�'

'n'

9

Ir"

:

840

CLINICAL NOTES

[

March

I

%

TRUE BLOOD SUGAR LEVELS FOLLOWING ADMINISTRATION OF INSULIN
IN DIVIDED AND SINGLE DOSE SCHEDULES

9

9°

~7‘

9;

8°

3
O

\\
.- _

\\
I \

7o \.\

as

INSULIN DOSAGE IN UNITS

20.20.20...
—---— 10.70.70...
.......... 90.90.90“.
———-—

...q’

\
\\
'\

———-

AT auo MINJNYEuRVALS
“
"
“

I20,I20.I20u."

—'-— 360u.

IN

"
"

"

SINGLE DOSE

E
K
&lt;1

0D

U)

D

oo
_J

with divided doses in 4 of the 6 cases. It
was identical in one and lower with the
divided dose in one.
As there was no evidence in these studies
that the divided dose method was more
effective in the production of insulin coma
than the single dose method, the divided
dose technic was discontinued.

m

CONCLUSIONS

MI

3
a:
[—

O

60

90

IZO
I50
TIME IN MINUTES AFTER ADMINISTRATION

30

IBO

ZIO

OF INITIAL DOSE

240

cases, there was no difference in the time
required to induce coma by either the
single or the divided dose methods. In one
subject (Sc) coma was observed in 132’)
hours with a single dose as compared with
3 hours with divided doses.
TABLE

1

ONSET OF COMA AND BLOOD SUGAR WITH
DIVIDED AND SINGLE DOSAGE SCHEDULES

PT

D

G

H
c
So
V

Time for Coma Blood Sugar Value
(minutes)
(mg. %)
Insulin Divided Single Divided Single
U nit:
Dore
Dore
Dose
Dose

330
360
270
390
360
210

210
210
210
180
210
135

190

210
210
90
210
150

4
14

15
12
12
8

0
4
15
7
8
20

The average blood sugar at the time of
coma was lower with the single doses than

The coma produced with the divided insulin doses did not occur earlier and was
not deeper than that produced by the single
dose. The increased effort in divided dose
schedules is justiﬁed neither by increased
safety nor by increased depth or duration
of the induced hypoglycemia.
There was no, evidence that the initial
dose of insulin sensitized the subject so
that subsequent doses produced a greater
hypoglycemic effect. The total hypoglycemic effect of divided doses appears to be less,
if anything, than the effect of a single dose.
BIBLIOGRAPHY
1. Blumberg, A. G., Cohen, L., Croghan, J.,

and Kelsey, D.: J. Hillside Hospital,

5:

41,

1956.
2. Fink, M.: J. Hillside Hospital, 6: 197,
1957.
3. Kalinowsky, L., and Hoch, P.: Shock

Treatments, Psychosurgery and Other Treatments in Psychiatry. New York: Crune &amp;
Stratton, 1952.
4. Laqueur, H. P., and LaBurt, H. A.:
Proc. Annual Meeting, American Psychiatric
Association, Phila., 1959.

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                <text>Blumberg, Arnold G.; Laderman, Peter; &lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
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              <elementText elementTextId="2752">
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                  <elementText elementTextId="100650">
                    <text>W“
m
mate” om'
n“,
0"

a:

“e,

x

I!

‘e

swam mature:

M Md."

'ene

etmluletlon or the tune and the head.w1th
cuteneeue etilull e ceneleteht pattern or reepanee hee been oheerved
1a which errore in perception ere Ib’. frequent an the head then on
the reae. In thle ﬂeet eltuetlon the reee 1e eeld to he dullnent
over the head. the pettern or teoe dullnenhe cen he found in nah-e1
end eohleophrenle ednlte hue 1e verticalerlr evident in petleute
with oreehle eentel eyndruee end in children 3 to 6 yeere or eye.
rhe pattern wee eo eoneplouohe thet 1t pranpted as to etuay different
etilulue ooehauetlohe in order to detehelhe whether eoneletent
petterue occur for body part: other then the reee end head.
The eehhod at heeelns 1n hhe preeent etudr wee elesler to
theh deeorlhed prevtouely. The euhjeet wee requeeted to alone hle
eyee end twh perte at the had: were teuohed eteulteneauely. he wee
eehed whet he felt end to loanltee the eel-ﬁll.
Teenty heeleute with arsenlo wentel eyndehee due to altruee
Meet» at the brain formed the sun group or etheote . The following
pert: or the body were etudledz tece, ehoulder. head. heck. hreeet,
ehdalen. aenltel eeglou. buttock, thigh end toot. All #5 peeelble
ouehlnetlone between these body perks were heeted e9 the: eeeh or
the ereee wee teeted 1n ouehtnetlon with every other eree. fen heehe
or eeoh cuehlnetloh were done in every petlent in e tench-leed cheer.
!heee included teetlnz the body ereee 1n hath hetereloeoue end
haeoleterel reletlohehlpe. Flee hundred and tart: teat: or elehlteneune
0n elwulteneoue

etheuletlon were done

on each

patient.

eeoond group of 178* euhgeote eoneletlhs at 660 nereel edulte,
58! echleopheenlo edulte end she patiente with arsenic hence: eyhdrnee
A

�studied. the etheote in theee groove eere teeted with
eiualteheoue etinnli out not in en hen: oomhinetione ee eee done in

were eleo

the previoue group. Only 13 or the t5 poeeihle bod: continetione
were studied end different groove of petiente were need for each

continetion.

it leeet lo teete were done on every patient.

Pertiouler

ettention eel directed to the initiel reeponee.
the reeponeee on eilnlteneoue teeting in ell euhjeote fell into
two senerel groupe. rhe etheot either reported both eti-oli
correctly or reported only one etieulue ooereotly end either did not
perceive the eeoond eti-ulue (extinotion) or'nielooelieed it

(diepleoeeent). rho totel number or errors in peroeption over one
pert or the body ee ooeoeteo to the other part of the body in eeoh
continetion eere euelyeed by etetietioel lethode.
In the tiret group or 20 petiente with orgenie heeiu dieeeee
teeted h: the aethod of multiple triele there were 27 oolhinetione
in ehioh the difference in the mocha: of extinction end dieoleoenent
in the two body perte teeted eee etetietioelly eicnirieent. this
occurred in ell continetione in ehioh one or the two perte nee the
reee, the genital tone (nele end tenele), or the head. In the
continetione involving the teoe or the cenitel none errore ih per»
oeption were more frequent in pert: or the body other then theee bod:
ereee. the (poo end the genital zone ney be eeid to he dolinent to
ell other ereee or the body. In combinetione involving the head
there eere uooeerrore in peroeption or the head etinnlue then in en:
other pelted part or the body. ‘rhe hand new be eeid to be the leeet
dolinlnt are. or the body. there were four additional combinationin which dominance wee Innifeeted. !he hottook wee doniuent over
the heok aha ehoulder. the breeet wee dolinent over the heck, end the
heck lee douinlht over the thigh.

�3.
4‘.“

in anniyuil of tho rcspensca or and accend group at pitiontn
with organic Iantal nvndrunn who HUI. touted in u tingle bady
ounbinatien with.» than in multiplt culbinltions ahowua a liliilr
pattern. inn». unto I few important axooptionn howrvor. who race
an: round to b. otvonsly dominant ever tha genital tout, the foot
duuinunt over the thigh And tho buttock duninant over tho fact.

..
_

they. relationuhipu wart not tpplront in in. group or patients tottod
by tn. Inthod of multiple trials.
Th. foregoing rcuuits that that an inns. or duubic uinuitanaaul
”manna in panama um auntie mm, swarm. the "rim
part: or the bear cxhibit a infinite volttianship to on. another:
ﬁhin 1i aunitoutcd hi Vlrvins accrue or dnlinnnoc which.lay ht can~
Iidorod a: gradient 0: nonnation. it the top of en. gridiont in
V

'

.
m «um Ian. in slightly 1.» doninnnt um the he.

the mu.
but in dalinnnt «var all other part: of tn. bad: and i: thnrgby tho
host bad: tron in tho order of dalinanoc. it tho 9th.! 0nd of tho
gradient is en. hand. In. runninins aria. at thu body tail bctuoon
tho no. Ind
um and an acne. mu. body pm. mud
in oeubinntion Iii: «ﬂab other failed. for tho most part, to yield
differtnoos in duninuaoc’cnous than other. Th0 combinstionl in which
daninanoc who Innitontod showed a tondcncy for the hulbek, than-0n.
brains, and taat to ho tho mare dominant part: uni tho hack. magniﬁer,
denim“ par:- within this ﬁrm.
rand cum to be the
In tun series or nanlni and nahisophrcnie adult: that. uvrc
only tun «albinationl in uhieh Eh. dirrorgnoo in the number at error:

men

in“

between the two

ptrti ati-ulatod it! statintioclly significant.

duninant over eh. bruit: and the brnant wax dominant ovar
tn. hind. In both instance: in. pitttrn or danintnoa in: ailiitr
to that Icon in patient: with organic anneal Iyndrnnn.

Th. rhea

III

�m mm or ammo. duomtmtod by suntan-m "Inns
in ﬂinch the no. Ind tho him! for! 2!!! at"... of I Mont

the body pain hu :1» been dam-tum 1n mucosa other
than than with eman- «mm. or the mean. when include nomx
01:11am 3 to 6
or m, nut-t1 adults with transient damnation
or the built: an. to imam“,
unamor
among

m

«lacuna-hook therapy, in!
under 7 your: . not all th-

:utnum

mu,

ma), «noun Mult- with mum use
ymine we: ombmuona have been

«an: Mu.

ﬂavour, at then ammun- um
have been smut! a pattern 1: atom: in mm the no. 13 the
most dominant m: and ﬂu hind the lone 60.1mm.
for n the»:
to
«at: u. mm or 4mm“ mun,
none in
It appear. to b. an inherent ”turn 9:
organization within the mm}. ”an“: man 1.. exaggerated in
tested in than

'

u
«than.

patient:

an:

u m

«an. or the pram.

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                  <elementText elementTextId="107153">
                    <text>Significance of Individual Variability in
EEG

Response

to Electroshock

Martin A. Green,

From

M. D.

the Department of ExPerimental Psychiatry, Hillside Hospital,

Glen Oaks, N.

10-11-57

"r
.50

�Significance of Individual Variability in
EEG

The assumption

Response

to Electroshock

is often tacitly

made

in studies of nervous system

function that the capacity for neurophysiological change is similar for animals
or humans in the groups under study. Differences in response are ascribed to

different parameters of the stimulus or to differences in the location and extent of lesions, either spontaneous or experimentally produced.
tion

may

Such an assump»

Perhaps another factor in the

not be warranted, however.

variability

of response under these conditions is an individual variability in neurophysio—

logical reactivity or responsiveness.

The

initial "base-line"

may

not be similar

in all individuals.
The

possibility of different inherent patterns of reactivity has

suggested by the studies of the alterations in the
have been impressed by the high degree of

EEG

been

during electroshock.

variability in

such

We

alterations both

in their quantitative and qualitative aspects. Although this variability has
been described by previous

investigators,

it

has not been stressed sufficiently;

nor have possible explanations been advanced or systematically investigated.

present report concerns a description of the changes in the EEG
Hillside Hospital
during electroshock in the/' material. The concept of neurophysiological
The

reactivity is presented

and studies

that

may

clarify this

problem are suggested.

�MATERIAL AND METHODS:

Eighty-nine patients
were

studied.

The

patients

who

received electroshock for psychiatric illness

Hillside Hospital and

were voluntary admissions to

the majority had not received electroshock previously.

The

diagnostic groups

and
schizophrenia.
psychosis
manic~depressive
included psychotic depression,
The

largest group

was

patients with depression.

Agesranged from 20

to

68 years,

with a median of #7 years.
Treatments were given three times weekly, each patient receiving at

least

12

treatments.

The Medcraft

instrument (alternating current) was used

61
for
current)
for 28 patients and the Reiter instrument (unidirectional

patients.

Electroencephalograms were taken prior to,

and two weeks following the course of treatment.
EEG

was abnormal were

to

36

weekly

Patients

specifically excluded from study.

2h
(from
day
non-treatment
a
an

at

whose

intervals during,
pre-treatment

Tracings were done on

hours following the previous treatment) with

eight channel Medcraft machine using needle electrodes.

Frontal, motor,

and
earlobe
vertex
temporal,
posterior
temporal,
anterior
parietal, occipital,

placements were employed with scalp

to scalp

and scalp

to earlobe combinations.

�RESULTS :

I. Delta Activity.
A.

Quantitative Differences:

delta activity

The

to the method described by Fink and

(8).

Kahn

The

was analyzed

according

duration of burst activity,

the lowest frequency, the average delta index in several leads, the highest
measured.
were
lead
one
in
time
delta
and
the
percent
highest
amplitude,

Re—

cords were classified as showing a low, middle or high degree of delta activity

(Fig. 1) according to

criteria previously described (8).

All patients developed delta activity during the course of
but differences in the amount of the slow activity and
were very apparent (Table

I).

Some

early in treatment whereas other
even

after

serial

12

EEG's.

not develop in

treatments.
As

treatments

of development

patients developed "high delta activity"

patients

showed only "low" or "middle" changes

latter patients

were followed

further with

treatment was continued, a high degree of delta activity did

some

of these patients

until

on

a daily basis.

This individual

variability in

treatments were given
change.

These

its rate

12

20 or more

They were
EEG

treatments, or until

resistant to neurophysiologic

response was independent of the type

of electroshock current employed, being present both with

unidirecticnal current applications.

alternating and with

�- h TABLE

Degree of Delta

I

Activity in Serial Electroencephalograms

during Electroshock
(2-n records were taken for each patient)
No.

Activity

EEG

No

change

delta activity

Low

Middle
High

B.
may be

ity.

-

EST 1

delta activity

delta activity

of Records in Each Treatment Period

u

L:..§

3

l

37

21

7

3

20

22

10

1

28

#5

25

1

16

amount
of
delta
the
activity
Although
total
Differences:
Qualitative

activ~
and
of
delta
voltage
to
frequency
records
as
differ
type,
similar,
One

prominent qualitative difference

during a course of 12 treatments.

is in the form of bursts which
as treatments are continued.

is the ratio of irregular delta

In some patients the

become more

The

show

burst activity

initial delta

change

frequent, slower and of higher voltage

irregular delta activity in such records is

less prominent and usually occurs at faster frequencies. In other patients

the reverse occurs.
form.

12

0

5

activity to bursts of slow activity. Nearly all records

much

-

10

Although burst

Delta activity appears chiefly in an irregular and scattered

activity is also present,

third group of patients the

amounts of

it is

not conspicuous.

irregular delta

and

In a

bursts are approx-

imately equal (Fig. 2).
These differences in the form

that the delta activity

assumes

is usually

constant during the course of treatment. At times, however, burst activity will

�.
become more prominent

-

5

than the irregular delta only during the

latter part

of

the course of treatment; or burst activity which appears prominent early in

treatment

may be overshadowed and

obscured in

later records

by a large amount

of continuous irregular delta activity.
The slow

activity is

maximal

electrodes and less pronounced at the

at the anterior temporal
more

frontal

and

posterior electrodes. Often

asymmetric, being of higher voltage, slower, and in greater amounts

anterior temporal
Only

and

frontal electrodes as

asymmetry occurs during treatment both with

is

at the left

to the right (Fig. 2).

compared

rarely is the reverse true, i.e. accentuation

it

on

the right side. This

alternating

and with

unidirectional

currents.
Another type of abnormality, though an infrequent one,

of rhythmic runs of delta activity which

(Fig. 2).

The

may

continue for

10

is the

to 20 seconds

regularity of the frequency and voltage of the slow

these runs is very striking.

appearance

waves in

These runs are usually infrequent, but may be

the most prominent alteration in the record.
In many records the amount of delta activity fluctuates during the

tracing. At times,

some

in other parts of the
This variation

II.

is

portions of a record

same

may

appear nearly normal, while

record the delta activity

may be

quite pronounced.

independent of the electrode combinations employed.

Spike or Spike-Wave Activity:
A

large number of records

or high voltage.

Most

show

single spike activity of low, moderate

often such spikes are slower and not as prominent as

�- 6 -

those present in patients with seizure disorders.
show spikenwave

A

small number of records

activity. This is usually at irregular,

mixed frequencies

and, again, does not resemble the regular rhythmic bursts commonly seen in

patients with seizure disorders (Fig. 2).

III.

Alpha Activity:
The

alpha activity

shows changes both

in

amount and frequency.

As

the amount of delta activity increases the amount of alpha activity usually

decreases. Changes in frequency occur but are not pronounced.

will

be slowed by 1-2 cps but

tracing. In a small

number

at times will remain the

same

The

frequency

as in the pre-ECT

of patients the amount and voltage of alpha activity

increases during treatment. This change persists during the post-treatment
period after the slow-wave activity subsides (Fig. 3).
IV.

Beta Activity:
The

fact that

activity in the

EEG

many

and the

induce
fast
barbiturates,
particularly
sedatives,

of
administration
the
in
controlling
difficulty

these drugs in this population studied makes
during the course of treatment.

are minimal.

activity.

The most

it difficult

to evaluate changes

In most instances changes in fast activity

frequent change,

when

present, is a decrease in the

�Discussion:

is that of the individual variability in the
As
EEG
described,
electroshock
therapy.
and
of
during
alteration
degree
type
and
of
rate
slow-wave
amount
of
its
the
activity
manifested
in: l)
this is
(amount
slow-wave
the
in
activity
differences
2)
development;
qualitative
The problem

being raised

of burst activity vs irregular delta activity, symmetry, fluctuating appearof
3)
slow
activity);
of
presence
rhythmic
slow
of
runs
ance
activity,
Spike or

spike-z-rave

activity;

and

LL)

changes in alpha and beta

Previous investigations (2, h, 5, 10,
have

ll,

activity.

12, 1h, 17, 18, 19, 20, 25)

stressed possible correlations with age , sex, frequency of treatment,

and
clinical change.
diagnosis,
employed,
of
current
psychiatric
type

Increasin" the frequency of treatment, for example, will increase the degree

of similar sex, age and
the
with
same
the
frequency
treatments
at
given
are
psychiatric diagnosis
same type of electroshock current, variability in the rate of development
of alteration in the

EEG.

However, when "ratients

their type anc‘. degree are still very prominent.
One explanation for this variability might be the distribution of the
electroshock current in the brain. Perhaps minor differences in the resistance

of changes in the

EEG

and

and
blooc‘
vessels
of
the
distribution
of the skull, in

their penneability or

taken
the
pathways
in
differences
create
of
tracts
nerve
in the arrangement
the
of
brain
portions
different
such
Unler
circmnstances,
the
current.
by
may

receive more or less current in

one

patient as

compared

to another.

variously
these
by
generated
of
the
electrical
activity
Differences in
type

affected areas might account for variability in the

EEG.

Available studies employing direct intracerebral measurements indicate

considerable diffusion of current throughout the brain (6, 9, 16, 21).

�However, a

concentration of current anteriorly and along: large neuronal

pathways, such as the corpus callosmn, has been demonstrated.

No

further

infon'ration is available as to amounts of current received. by more Specific

cerebral areas.
Due

to the high resistance of the skull only a small portion of the

applied. current actually reaches the brain.

The amount of

current entering

different portions of the brain is said to be determined by the resistance
of the skull overlying these areas; the anterior concentration of current
being; the result of the thinness of the temporal bone with its consequent
lower resistance as compared to other parts of the skull (9, 21).
Several considerations, however, indicate that individual differences

in these factors of resistance

and amount of

areas of the brain are of minor,
during-g

electroshock.

It is

if

current reaching,- different

any, importance in the

ELG

response

the occurrence of the generalized seizure

291'.

§_e_,

rather than the passage of electricity, which is the primary factor. During
a course of grand-mall therapy induced by non-electrical means such as
metrazol,

EEG

changes occur which are similar,

with electroshock (13, 1h). Diffuse slow-wave

in general, to those seen

activity, accentuated

of
The
amount
described.
are
activity
anteriorly,
slow—wave activity increases during treatment but shows individual variability
unrelated; to the n unber of treatments. Another observation is that electroand 81‘.de

or spike-wave

shock therapy nhich induces

petit-mal (7, 18) or focal (3) seizures rather

than grand-mal, does not produce the characteristic build-up of slow-wave

activity. In addition, there is no increase in the degree of delta activity
in our patients in whom grand-mal tae rapy is given with high suprathreshold
stimuli as compared to those in whom threaiold stimuli are used.

�-9-

.

Factors of current cannot be entirely dismissed, however. Even with
grand mal therapy, the type of current employed may influence the
we haVe

EEG

change.

confirmed a previous study (20) showing that the rate of increase

of delta activity

is

slower in therapy with unidirectional current than in

that with alternating current. Similarly, brief stimulus therapy is said to
produce smaller degrees of

alteration in the

EEG

as compared to alternating

current therapy (15).
The
EEG

other theory to

be

considered in explaining the variability in

re5ponsiveness, and the one which

is

probably more determinant, involves

inherent differences in neurophysiological reactivity.

By

this is

meant

both the quantitative and qualitative aspects of the inherent capacity of

the nervous system to respond to stimuli or injury. Not only the degree of

response, but also the type of response,
type and degree of

EEG

may have

these determinants.

The

abnormalities developed during electroshock therapy

appear to be the reflection of such inherent individual differences in

neurophysiological reactivity.

Several types of investigation
Methods

other than electroshock

may

known

serve to

to produce

test this hypothesis.
EEG

alterations could

be

applied prior to treatment. These might include lowering the blood sugar
by

parenteral insulin, intravenous administration of convulsants such as

metrazol or Hegimide, photic stimulation, or the intravenous administration
of drugs such as barbiturate.

In addition, perhaps the actual electroshock

seizure ﬂzreshold or the pattern 0: severity of the seizures
measure of nervous system responsiveness.

Data from such

could be correlated with the degree an? types of

shock.

In this manner

it might be

ELG

may be a

investigations

change during

electro-

possible to demonstrate different patterns

�410-

classify individuals accordingly.
not only help in understanding the variability in

reactivity

of neurophysiological
Such

studies

may

and

alterations during electroshock but would have wider application
to other problems in clinical electroencephalography and neurology. For
example, tie basis for the development of Spontaneous seizures secondary
the

EEG

to traumatic, vascular, or neoplastic lesions of the nervous system
known. Patients with lesions comparable in type, size and location
or

may

not develop seizures.

As

previously described,

spike or Spike-wave activity during electroshock.

difference in

not

may

subjects

some

show

This suggests an inherent

clinical seizures or

he capacity to develop

is

EEG

seizure

is
reflected in

the
whether
the
to
injury
nervous
system,
"injury"
following
activity
spontaneous or induced. Differences in this capacity may be

varying patterns of neurophysiological reactivity.

Differences in neurophysiological reactivity

in the pre-troatment
abnormal

(ll),

EEG.

Patients in

whom

"instabile" (22), or axons

may

also

be

manifested

the pre-treatment record is

a predominant alpha rhythm (S)

LEG
the
in
during electroshock.
the
alteration
to
said
develop
greatest
are
Other investigators have not confirmed these observations (2, 23). Actually,

such

correlations

depend on the method of

analysis of the pre-treatment

criteria used for "abnormality." Further investigation of this relationship is necessary.
Suggesting that neurophysiological reactivity is an inherent process
does not imply that a physiological basis does not exist or cannot be in-

record employed and the

vestigated. This

may

reside in the central nervous system

itself, consisting

of individual differences in neurochemical systems or in the permeability of

cells-or blood vessels; or

it

may be

outside the nervous system. Individual

�‘11-

differences in hormonal or other humeral substances produced during the

stress of electrosho

k may

serve to "sensitize" or "desensitize" the

cerebrum with regard to developing

ical activity. That such factors
following studies.

Trypan red

different

may be

amounts and types of

electr-

operative is suggested by the

injected intraperitoneally in cats before

a course of electroshock decreased the permeability of the blood~brain

barrier

and reduced the degree of

EEG

changes as compared to control

animals (1). Atropine and scopolamine adminstered during a course of

electnodiock in

man

blocked the development of the usual slowawave activity

(2h).
Electroshock therapy affords an excellent opportunity for the experimental investigation of the problem of an inherent neurophysiological

reactivity.
animals.

The

One

is able to

apply studies directly to man, rather than

stimulus to the central nervous system can be standardized

and the degree of neurophysiological change

changing different parameters.

controlled, within limits, by

Tests of 336 responsivity can be given before

such dianges are induced as well as during and

after treahnent.

Re-study of

patients is often possible then subsequent courses of treatment are necessary.

�.12..

marl:
l. Indiviéual

EEG
the
in
qualitative,
changes during a course of electroshock treatment in 89 patients are

éifferences, both quantitative

and

described.

2. These differences are pronounced

and

are not explainable by age, sex,

type of shock current, frequency of treatment, psychiatric diagnosis,

or clinical change.
3.

An

inherent capacity for neurophysiological change that has both quan-

titative

and

qualitative aSpects

may be

the primary determinant of these

differences.
h. Variation in skull resistance and in the amount of current reaching
the brain aspear to be minor factors.

5. Investigations that might serve to

described. Such studies

may

test

the hypothesis presented are

lead eventually to a classification of

individuals as to different patterns of neurophysiological reactivity
and

clarify other problems in clinical neurology

and electroencephalography.

�é 13 -

REFERENCES

l.

Aird, R.B.,

Strait,

(1956):

S.C.
and
Bowditch,
M.K.,
Hrenoff,
L.A., Pace, J.w.,

Current Pathway and Neurophysiological Effects of Electri-

J.

cally Induced Convulsions.

Nerv.

Ment.

&amp;

Dis., igg:

Bagchi, B.K., Howell, R.W. and Schmale, H.T. (l9h5):

alographic and

The

J. Pszchiat., lgg: h9-61.

Am.

R.
(1953):
and
S.
Feinstein,
Berg,
Impastato,
D.J.,
P.S.,

Bergman,

Electroencephalographic Changes Following
Focal Seizures, Conf. Neurol.hl§:

Electroshock,

EEG.

Chusid, J.G. and Pacella, B.L. (1952):

Electric

271-277.

Clin. Neurgghxs., g:

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Electrically Induced

Slow Wave Phenomena

Callaway, E. and Boucher, F. (1950):

157~162.

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Dis., llé‘

(1953):

shock on the Cortical and Intracerebral

shock Process,
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J. Nerv.

and Kahn, B.L.:

&amp;

Response in Electroshock:

Arch. Neurol.
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&amp;

The
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95—107.

Electroactivity of the

l3:

287-29h.

Experimental Studies of the Electro-

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Relation of

in

Effects of Electrou

Brain in Schizophrenic Patients, Conf. Neurol.,
M., Kabn, B.L. and Green, MLA.:

in Intensive

The Electroencephalogram

Delgado, J.M.R., Alexander, L. and Hamlin,

Fink,

Electroenceph-

Clinical Effects of Electrically Induced Convulsions

in the Treatment of Mental Disorders.

Fink,

505-512.

EEG

(in press).

Delta Activity to Behavioral

Quantitative Serial Studies, A.M.A.,

Pszphiat. (in press).
Current Path in Electric Convulsion Shock,

Psxchiat., §§: 102-109.

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LC. and Pincus,

Hoagland, IL, Malamud, w., Kaufman,

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in the Electroencephalogram and in the Excretion of

17

Changes

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Accompanying Electroshock Therapy of Agitated Depression, Psychosom.
Med. , 8:

11.

216-251.

Kennard, M.A. and Willner, MD (1908):

Electroencephalogram

M.

lg:
13.

Serial

(1955):

Results from Shock Therapy,

4AM

ho-hs.

P83111835” £02:

Igtz,

Which

Significance of Changes in the

Changes Due

to Electrotherapy, Dis. Nerv. $35.,

120-122.

Knott, G.R., Gottlieb,

J.S.,

Leet, Hull and Hadley, H.D.

Jr.,

(1943):

Changes in Electroencephalograph Following Metrazol Shock Therapy:
A

1h.

Quantitative Study, Arch. Neurol.

8c

Psychiat., 29: 529-53h.

Levy, N.A., Serota, mm and Grinker, R.R. (19142):

Disturbance in Brain

Function Following Convulsive Shock Therapy, Arch.Neurol.

PsEhiat.,

ﬂ:

Liberson, wur. (1951):

1009-1027.

Current Evaluation of Electric Convulsive Therapy,

Mento
ASS.
Nerv.
PUbl.
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D180,
0... nun-U.

Lorimer, F.M., Segal,

&amp;

M.M.

and

Stein, S.A.

2:

199-2310

(19149):

Path of Current

Distribution in Brain During Electroconvulsive Therapy,
EEG.

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Clin. Neurophysiol.,

3;:

318-3148.

Moriarity, J .D. and Siemens, J .0. (19M): Electroencephalographic Study
of Electric

Shock Therapy, Arch. Neurol.

&amp;

Psychiat., 21: 712-718.

�- 15 REFERENCES

18.

Pacella, B.L., Barrera,

S.W. and Kalinowsky, L.

(l9h2): Variations in

of
Shock
Therapy
with
Electric
Electrocephalogram.Associated
the

Patients with Mental Disorders, Arch. Neurol.

&amp;

Pszchiat., 51:

367—381l-

19.

Proctor,

J.E. (l9h5): Clinical and Electra-physiological

L.D. and Goodwin,

Observations Following Electroshock, Amer. J. Pszghiat., 39;:
707-800.

20.

Proctor,

L.D. and Goodwin,

J.E. (l9h3): Comparative Electroencephalographic

Observations Following Electroshock Therapy using

Alternating and Unidirectional Fluctuating Current,
22:
21.

Raw 60
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Cycle

J. Pszghiat.,

525-530.

Smith, J.w. and Wegener, C.F. (19hh):

On

Electric Convulsive Therapy with

Control???
Electrodes
of
Application
Parietal
to
a
Particular Regard

Neurol.,
et
Acta
Measurements,
Pszchiat.
Voltage
Intracerebral
by

lg:

529-5h9.

Sulzbach, W., Tillotson, K.J., Guillemin,

(l9h3):

A

Consideration of

Some

V.

Jr.

and Sutherland, G.F.

Experience with Electric Shock

Various
to
Regard
with
Special
Mental
Diseases,
Treatment in
Psychosomatic Phenomena and to Certain Electro~technical Factors,

23.

Taylor,

R.M. and

Pacella, B.L. (19h8):

The

Significance of Abnormal

Electroencephalograms Prior to Electroconvulsive Therapy,

J.

Nerv.

&amp;

Ment.

Dis., 291: 220-227.

�.

16

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REFERENCES

2h.

Ulett,

G.A. and Johnson, M.W. (1957):
Upon

Electroencephalographic Changes Induced by Electro-convulsive

Therapy,
25.

W911, A.A. and

EEG.

Olin. Negggghxsiol.,.2: 217-22h.

Brinegar, wgc. (19h7):

Following Electric
21:

Effect of Atropine and Scopolamine

719-729.

Electroencephalographic Studies

Shock Therapy, Arch. Naurol.

&amp;

Pszghiat.,

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                    <text>Standardization of the
Face-Hand Test
Martin

A. Green, M.D.

and Max Fin/z, M.D.

the face-hand test, has been introduced in previous studies and the responses of normal subjects and of patients with
psychiatric disorders described in detail?“ The test consists of applying touch
or pinprick stimuli simultaneously to the face and hand while the subject’s
eyes are closed. The subject is then asked to describe and to localize the
percepts. Two general types of responses occur. The two stimuli may be perceived and localized correctly, or the subject may perceive only one stimulus
and either not perceive the other (phenomenon of extinction) or mislocalize
the second stimulus (phenomenon of displacement).7 Most often the mis—
localization or displacement occurs to another part of the subject’s body, but
occasionally there is displacement into extrapersonal space or onto the examiner (exosomesthesia).R Displacement of stimuli across the midline of the
body (allesthesia) may also occur.”
Normal adults show errors in perception on the initial trials of the facehand test. Characteristically these errors consist of extinction of the stimulus
to the hand whereas the face stimulus is perceived correctly (phenomenon
of face dominance). As tests are repeated the errors disappear so that by the
tenth trial nearly all subjects correctly perceive both stimuli and then continue to be correct on subsequent trials. This type of response has been termed
a “negative face-hand test.” It occurs not only with normal adults but also in
patients with schizophrenia, depression, or severe anxiety.
In contrast, patients with an organic mental syndrome show extinction and
displacement after ten trials of testing or as long as testing is continued. Such
a response is termed a “positive face-hand test.” A “positive face-hand test”
is also manifested by normal children, normal aged
persons, and mental
defectives.
Because of the differential response of these several groups of subjects, the
face-hand test has become useful clinically in detecting the presence of organic
brain disease. During the course of our studies, however, it has been noted
that patients with an organic mental syndrome vary greatly in the type and
A SIMPLE PERCEPTUAL TEST,

From the department of neurology of the
Mount Sinai Hospital and the Hillside Hos—
pital, New York City.

This work was aided in part by fellowships
from the United States Public Health Serv—
ice (Dr. Green) and the National Foundation for Infantile Paralysis (Dr. Fink).

Reprinted from NEUROLOGY, Minneapolis, March 1954, Vol. 4, No. 3

211

�NEUROLOGY

21:2

frequency of perceptual errors. Also, subjects without organic brain disease
occasionally manifest a positive face—hand test. The questions which arise
from these observations are: 1) Is it possible to classify or standardize the
different types of errors occurring in subjects with a positive face-hand test?
2) Is there a correlation between the types of responses and different groups
of subjects? 3) Is there a type of response which can be said to occur only
in patients with severe disease of the brain? The present study is an attempt
to answer these questions.
IVIETHOD AND RESULTS

Previous records of the face-hand test were reviewed for almost 1,000 patients with organic mental syndrome, normal adults, and schizophrenic adults,
as well as lesser numbers of normal children, normal aged persons, and sub—
jects with mental deﬁciency, depression, and severe anxiety. Additional groups
of some of these subjects were also tested in a systematic manner with dif—
ferent types of stimuli. The criteria used to formulate a standardization of
the face—hand test were: 1) type of perceptual error; 2) frequency of various
errors with different stimuli (touch, rubbing or scratching, and pinprick);
3) effect on the frequency of errors when the subject observes the application
of stimuli (factor of attention). Fifteen to 30 trials of the test were usually
done for each subject.
TABLE

1

FEATURES OF POSITIVE FACE-HAND TESTS
(Persistent errors after 10th trial)
One—plus

Extinction
only with
touch stimuli.

Two-plus
Extinction
with touch,
rubbing, and
pinprick stimuli.
Occasional dis—
placement with
touch stimuli.

Three-plus
Extinction and
displacement
with touch, rubbing, and pinprick
stimuli.

F our—plus
Same as three-plus with at least
one of the following features:
a) exosomesthesia,
b) allesthesia,
C) frequent perseveration,
d) occurrence of errors while
subject watches the stimuli

being applied.

Based on these criteria, it was possible to divide patients showing a posi—
tive face-hand test into four groups. The characteristic responses for each
group are summarized in table 1. These responses with examples are described more fully in the following paragraphs.
One-plus face-hand test: Subjects in this group show errors only of extinction and not of displacement. These errors occur only with touch stimuli.
When pinprick is used, both stimuli are perceived correctly, although errors
will again appear when touch stimuli are reintroduced.

Case 1.—A 64 year old man with mild diabetes was admitted with a history of difficulty in walking for the previous year and a half. For at least the same period of time
he had been depressed, slept and ate poorly, and was impotent. The only neurologic ﬁnding was a slow, hesitant, shufﬂing gait. There was no evidence of peripheral vascular disease. The patient appeared depressed, showed psychomotor retardation, and cried readily.
The sensorium was intact. Spinal fluid, electroencephalogram, and roentgenograms of

�STANDARDIZATION OF FACE—HAND TEST

213

the spine were normal. The diagnosis was involutional psychosis, depressed type. The
gait difﬁculties were thought to be secondary to the depression.
This patient showed a one-plus response on the face-hand test. A sample of his

responses follows:

Stimulus
touch
touch
touch
touch
touch
touch
touch
touch
touch
touch
touch
pinprick
pinprick
pinprick
pinprick
touch
touch

Location

right cheek—left hand
left cheek—right hand
right cheek—right hand
left cheek—left hand
right cheek—left cheek
right hand—left hand
right cheek—left hand
left cheek—right hand
left cheek—left hand
right cheek-right hand
left cheek—left hand
right cheek—left hand
left cheek—right hand
right cheek—right hand
left cheek—left hand
right cheek—left hand
left cheek—right hand

Response
right cheek
left cheek
right cheek
left cheek
correct
correct
right cheek
correct
correct
right cheek
left cheek
correct
correct
correct
correct
correct
left cheek

Type of error
extinction
extinction
extinction
extinction
extinction
extinction
extinction

extinction

Comment: Although this type of response occurs in patients with cerebral
disease, it is not always characteristic for this group. It is also observed in
patients with depression, as this case illustrates, and may occur in anxiety
states, schizophrenia, and, occasionally, in normal adults.
T wo-plus face—hand test: In this group extinction occurs with pinprick
and rubbing stimuli as well as with touch stimuli. These errors may be just
as frequent with both types of stimuli or may be more conspicuous with touch
than with pinprick or rubbing. Displacement is not present, as a rule, but
may occur on an occasional trial.
Case 2.—A 72 year old man had a ﬁve week history of mental and behavioral changes.
These consisted of disorientation, confused behavior, and intermittent mutism. Examination showed an organic mental syndrome characterized by partial disorientation, defects in
recent memory, evasions and circumlocutions in answering questions, denial of illness, and
pain asymbolia. There were no other neurologic disabilities. The spinal ﬂuid, electroencephalogram, and skull roentgenograms were normal. A pneumoencephalogram showed
an increased amount of air over the cerebrum and increase in the size of the ventricles.
This patient’s responses on the face-hand test characterize the two-plus type of response. A sample of these responses follows:
Stimulus
Location
Response
Type of error
touch
left cheek—right hand
left cheek
extinction
touch
extinction
right cheek—left hand
right cheek
left cheek—left hand
touch
left cheek
extinction
touch
extinction
right cheek—right hand
right cheek
touch
correct
right cheek—left cheek
touch
correct
right hand—left hand
touch
extinction
right cheek
right cheek—left hand
left cheek—right hand
left cheek
extinction
pinprick

�214

NE UROLOGY

Stimulus

pinprick
pinprick
pinprick
pinprick

Location.

right cheek—left hand
left cheek—left hand
right cheek—right hand
left cheek—right hand

Response
correct
left cheek
right cheek
left cheek

Type of error
extinction
extinction
extinction

Comment: This response occurs most often in patients with cerebral dis—
ease, although occasionally patients with anxiety states, depression, or schizophrenia may also exhibit it. It is not seen in normal adults.
Three-plus face-hand test: This group is characterized by the occurrence
of displacement as well as extinction with both touch and pinprick stimuli.
The frequency of extinction and displacement may be equal or unequal and,
likewise, the number of errors with touch and pinprick will be variable.
Case 8.——A 57 year old chronic alcoholic was found in the street in a stuporous condition. His breath had an alcoholic odor and there was a laceration over his right forehead.
There were no focal neurologic signs. During the ﬁrst hospital day the patient gradually
became fully conscious. Speech was rambling and at times almost incoherent. He was
completely disoriented and had severe memory defects with confabulation. He expressed
paranoid ideas and was hostile and assaultive. There were no hallucinations. Spinal ﬂuid
and skull roentgenograms were normal. The diagnosis was acute and chronic alcoholism
with deterioration.
A sample of this patient’s
responses on the face-hand test, indicative of a three-plus
response, follows:

Stimulus
touch
touch
touch
touch
touch
touch
touch
pinprick
pinprick
pinprick
pinprick

Location
right cheek—left hand
left cheek—right hand
right cheek-right hand
left cheek—left hand
left cheek—right hand
right cheek-left hand
right hand—left hand
right cheek—left hand
left cheek—right hand
right cheek—right hand
left cheek—left hand

Response

right cheek-left cheek
right hand—left hand
right cheek
correct
left cheek
right cheek—left cheek
correct

right cheek—left cheek
left cheek—right cheek
right cheek
'

left cheek

Type of error
displacement
displacement
extinction
extinction
displacement

displacement
displacement
extinction
extinction

Four-plus face-hand test: This group shows the most severe perceptual
errors. In addition to frequent extinction and displacement, as seen in the
three—plus group, one or all of the following phenomena may be seen with
touch and pinprick stimuli: l) exosomesthesia; 2) allesthesia; 3) frequent
perseveration of responses; 4) occurrence of perceptual errors even while the
subject keeps his eyes open and sees the areas stimulated.
Case 4.—A 60 year old man had a three year history of disorientation, forgetfulness,
and loss of interest. On examination he showed a severe organic mental syndrome manifested by complete disorientation, marked memory defects, and inability to calculate. He
was alert and cooperative. There were no other neurologic signs. Spinal ﬂuid and skull
roentgenograms were normal. The electroencephalogram showed moderate, diffuse, bisynchronous slowing with slow alpha. A pneumoencephalogram disclosed abnormal increased amounts of air in the subarachnoid spaces overlying the cerebral cortex.
A sample of the patient’s responses, indicating a four-plus face-hand test, follows:

�STANDARDIZATION OF FACE-HAND TEST
Stimulus
touch
touch

Location

right cheek—left hand
left cheek—right hand

touch
touch
touch
touch
touch
pinprick
pinprick
pinprick
pinprick

right cheek—right hand
left cheek—left hand
right hand-left hand
right cheek—left hand
left cheek—right hand
right cheek—left hand
left cheek—right hand
right cheek—right hand
left cheek—left hand

pinprick
( eyes open )

right cheek—left hand

Response
right cheek
left cheek—
extrapersonal space
right cheek
right cheek
correct
right cheek—left cheek
left cheek—left hand
right cheek—left cheek
left cheek
right cheek
left cheek—
extrapersonal space

right cheek—

215
Type of error
extinction
exosomesthesia
extinction
perseveration

displacement
allesthesia
displacement
extinction
extinction
exosomesthesia
exosomesthesia

extrapersonal space

Comment: Three-plus and four-plus responses invariably indicate disease
of the brain. They are never found in normal adults or in patients with psychogenic disorders.
These responses have been occasionally seen, however, in normal children
under the age of six,4 aged persons without manifest disease of the brain,6
and mental defectives.10 The distribution of responses of children and aged
persons are related mainly to age. The youngest children and the oldest adults
show three-plus and four-plus responses. With changes in age away from
these extremes, one-plus and two-plus responses become more frequent. Of
the subjects with mental deﬁciency, those with the lowest mental age have
three-plus and four-plus responses, while one-plus and two-plus responses
predominate in subjects with higher mental ages.
Table 2 summarizes the distribution of the four different types of responses among the various groups of subjects. Only patients with an organic
mental syndrome show three-plus and four-plus responses. Such responses
may be considered diagnostic of an organic mental syndrome.
DISCUSSION

In answer to the questions raised at the outset of this paper, our results
indicate that four general types of positive face-hand tests occur and that
TABLE 2
PERCENTAGE FREQUENCY OF ONE-PLUS TO FOUR-PLUS POSITIVE FACE—HAND TEST
IN DIFFERENT GROUPS OF SUBJECTS ‘

.............
...................
Patients with anxiety states
.............
Organic mental syndrome
Normal adults (below 60 years of age)
Schizophrenic adults

Patients with psychogenic depression
(all age groups included)

.

.

.

.............

.

Negative
F-H test

Oneplus

10
99

7

nearly
all

occasional
occasional

70

22

all

nearly

l

Twoplus
25
0

Three-

plus
33
O

F ourplus
25
0

rare

never

never

rare

never

never

0

0

8

�216

NEUROLOGY

these types can be correlated with different groups of subjects (table 2).
Our attention was focused mainly on whether there was a type of response
which occurred only in patients with severe disease of the brain. All adult
subjects with a three-plus or four-plus response have organic brain disease.
Such responses are never seen in normal subjects or patients with psycho—
genic disorders, even though these groups may occasionally Show one-plus
or two-plus responses.
Patients with cerebral disease manifesting a four-plus response invariably
show the severest or most advanced form of mental changes. Otherwise there
is no good correlation between the type of positive face-hand test and the
severity of sensorial defects. Some patients with severe mental changes may
have only a two—plus response. In addition, 10 per cent of patients with an
organic mental syndrome have a negative face-hand test. It is realized that
the use of a one to four—plus nomenclature for the groups implies an increasof
because
used
This
nomenclature
of
cerebral
was
dysfunction.
degree
ing
convenience and such an implication is not intended.
This classiﬁcation of a positive face-hand test should be useful clinically.
In testing neurologic patients, the exact type of positive face—hand test should
be recorded, rather than the designation “the face-hand test was positive”
as has been done until now. Such a procedure will make it easier to judge
whether the type of positive face-hand test indicates deﬁnite cerebral disease
or whether it may be a manifestation of anxiety or depression. The use of
such a classiﬁcation will also make it easier to compare the response of patients at different times during their illness. In addition, it is valuable in clinical experimental work, for it has been applied in studies of the effects of drugs
on perception and the responses of patients to electroshock treatment. In
such studies alteration in perception can be measured by observing the duration and incidence of the variety of positive face-hand tests during the periods
of testing.
SUMMARY

A standardization of the face-hand test is presented. A positive face-hand
test is designated as one in which errors persist after the tenth trial. Four
classes of positive face-hand tests are recorded. A one-plus face-hand test
consists of extinction only with touch stimuli. A two-plus response is char-

acterized by extinction with pinprick and rubbing stimuli, as well as with
touch stimuli. A three—plus response consists of extinction and displacement
with touch, rubbing, and pinprick stimuli. A four-plus response has all the
characteristics of a three-plus response and in addition at least one of the
following features: a) exosomesthesia; b) allesthesia; c) perseveration of
observes
while
the
of
(1)
applicasubject
even
errors
occurrence
responses;
tion of the stimuli. Three-plus and four-plus responses invariably indicate
disease of the brain in subjects over the age of six years. One-plus and twoplus responses occur in patients with brain disease but are also manifested
disorders.
with
adults
and
of
normal
number
small
psychogenic
patients
a
by

�STANDARDIZATION OF FACE-HAND TEST

217

Patients with a four-plus response show the severest mental changes but the
converse is not true. There is no correlation between the severity of the mental
changes and the type of positive face-hand test manifested. Usefulness of this
classiﬁcation in the study of patients clinically and in experimental work is
suggested.
REFERENCES
1. BENDEn, M. B., FINK, M.,

and GREEN, M.:
Patterns in perception on simultaneous tests of
face and hand, Arch. Neurol. &amp; Psychiat. 66:
355, 1951.
[O
. BENDER, M. B., and FINK,
M.: Tactile per—
ceptual tests in the differential diagnosis of
psychiatric disorders, J. Hillside Hosp. 1:21,
1952.
. FINK, M., GREEN, M., and BENDER, M. B.: The
face-hand test as diagnostic sign of disease of
the brain, Neurology 2:46, 1952.
. FINK, M., and BENDER, M. B.:
Development
of perception of simultaneous tactile stimuli in
normal children, Neurology 3:27, 1953.
. IAFFE, J., and BENDER, M. B.: Perceptual patterns following general anesthesia, ]. Neurol.,
Neurosurg. 81 Psychiat. 14:316, 1951.
6. GREEN, M. A., and BENDER, M. B.: Cutaneous

perception in the aged, Arch. Neurol. 6: Psychiat. 69:577, 1953.
The phenomenon of sensory
. BENDER, M. B.:
displacement, Arch. Neurol. &amp; Psychiat. 65:
607, 1951.
. SHAPIRO, M. F., FINK, M., and BENDER, M. B.:
Exosomesthesia or displacement of cutaneous
sensation into extrapersonal space, Arch. Neurol. &amp; Psychiat. 68:481, 1952.
9. BENDER, M. B., and NATHANSON, M.: Patterns
in allesthesia and their relation to disorder of
body scheme and other sensory phenomena,
Arch. Neurol. &amp; Psychiat. 64:501, 1952.
10. FINK, M., GREEN, M. A., and BENDER, M. B.:
Perception of simultaneous stimuli by mentally
defective subjects, J. Nerv. &amp; Ment. Dis. 117:
43, 1953.

�EIWRDIZATION

OF

m FAGEwm MT

3y

“mm

I.

‘0 “NC“,

Do

und

In: rank. n. n.

ibis tort 1;:

e
status Publia Hoalth
dation of
n‘%

'

_ﬁ{

p
9'» 1 arson) and
survioo (Br.
thy Huttonnl
‘

&lt;"

'

’

'

”

Faun-

Infantila Paralysis (Dr. Pink).
Eran an. Dognvunont or Hourology at thn noun: stnui Hospital
and tho 311

lid.

Houpitnl.

�Introduetiunt
In priviaul studies a tinplo poro‘ptuﬁl taut, uh. rnoia
hnnd ﬁast. was intradnoed and tha rbnﬁonnon bf normal anbjtetn
1nd or pationta with ptyohittrio d1noranrl w¢r¢ dglcribod 1n
dbttil (lab). Tho tout aanniuta or applying tough or pinpriok
.ltinnli nimnltnnsounly to tha tact und.hund uhilo the aubjuot‘n
ayes hr. closed. it. lubjoot in than aambd to annariba and to
lootliso thn poraapta. Two gannrul type: or roaponsol Gaunt.
who ﬁve stimuli may bu poreoivod and localized oorruotly. 0r,
thn nubjoae may piranivo only on. atiuulus and cithor*nat porn
enivo the oﬁhtr (phnnennnan at astinotian) or maniacaliaa thn
sooand stimulus (phannmnnon or diuplacaannt) (7). ﬁaét ottcn
~ﬁh¢ mislaealiuntién or diaplaéqnnnt «can»! to anathnr pirt at
tho wubjoot’s body, but oooailunally thtrn 1n dilplaaahont into
oxtrtparuonnl apnea or onto thy axmnxncr‘(axoaamolthnaia) (8).
Diﬁplgotnoht at stimuli turns: the midlino or thn body ($110.»
thosln) nu: also onenr (9).
ﬂornnl adult: show 0r§oru 1n perception.au tbs initinl
‘

r

mu.- a:

I

tho tuna-hum

4

«at. cmctcrnuaaxy than error:

sonaiut or oxxznetion of thy thinning to ﬁn; hand than... tho
raga Itimnlna is perceived aorrcotly (phcnamonon at face again,nnuo). A: thn that: arc ropoatad thy error: d£luppoar so thnt
by th. tonth trial nearly :11 subjcctu norraetly paragQﬁa both
stimuli and than oontinnu to bq corruat on tubauqunnt trigll.
This typo or roaponno has bran tonmnd a “nagativo raco~hnnd
tout.“ It ooourn not only with manual adult: but also in pttzontn

�2.

‘vith :6h1uayhruniu, dtproaaion. or savor. anxiety.
Kn contrast to tho proo¢d1ng aubjaats, pa§1nnts w1th tn
uorganio mnntnl nyndrumn aha! qxt1not1on and displnecnant Artur
10¢ tr1a1: or toating ar-II long It touting 1- continued. Such
t npupcnlc~1n‘tpnmnd u ”posit1vu {nonwhind tout." A *poaitivu
ftoo~hnnd tout" 13 claw unnLroutod by normnl uh1ldrtn, normal

ugud,p¢auann. Ind:mantnl dofoat1vol.
Bananas of thy dirforont1a1 rnlpenao of thaao aoviral
swung! at luhjoetl, an. faoo~hnnd test has banana astral ul1n~
toally 1n dataating tho prosoneo or orggn1e brain d1aoAIo.
During the court: or our stud1al, hawovor.,1t ha: boan noted
&gt;that pntiants with 1n grannie nantql syndrann Vtrylgrontly 1n
the type and traquancy or porcoptuul Grrort. Also; nﬁbjactn

I

'

without organ1o brt1n é1aoalo occasionally mnn1t¢at a pauitivc
raccuhnnd test. 1h: quantionn ﬁnish arias from that. abnorvutionn
an: 1) .1: 11'. poneiblo to elmxﬁ or mandamus an. autumn
'typu: or orrafa aouurr1ng 1n'1gbjooti v1th I panit1v§ fteowhnnd
80:12:13) In ﬁbﬁro A oorrulnt1on botuuon thb typca or roqpannol
and dirrorun1_gr¢upa or aub:¢atn?; 3) in than. a typ. or ronponno
Ih1ah can bu ugid to ocaur gal: in pitiﬁntl v1th_nav¢ro 61301:et uh. bra1n? the proncnt Itﬁdy is an uttqipt to ‘nalur than.
questionapv

I.

04
1

d B!

‘

t

lb roviornﬁ our provleus record: gt

‘

1h! tuna-hand

103%

in nlmnat 1000 pat1onta with organic mnntnl syndroma, normal adults, and Inhiaoyhrohia adults. an wall an in longer numdam.

born of normal.ohildrun, normal 130d porlena, and ambient: with

�3.

m.nt:1ld¢rieigncy. dnprnaulon and lottrn anxiuty. Additional
stamp! of menu of than. uubjcotl taro 31-0 toatna in a lyutmm—
gtic mannar'viﬁh ﬁlrtoront typaa of stimuli. The aritoria
ulna to fonmultt. a Itandnrdixntion or the raaouhrnd tout wire;
1) typo of poraoptunl

2) frnQunney of various arrays
(touch, rubbing at nergtehing. and p1n~'

crrnr:

airroront stimuli
prick): 3) offset on thy troguoney or orroru vh¢n tho cubjoet
noes tha appliantion at tho I§1IM11 (taotcr or dttcntien).
Firtaon to thirty tritla at tho tait wuro naually done for
wiﬁh

Onah

cubjoet.

«

criterig,

it in:

possiblo to divida pa §
tianti sharing a positive ftoomhnha tqst into {our group:.
Th» oharaaterintie rouponnu: for etch gréup arc summarized
in Tabla I. 'ThoIoAroapann g with oxnmplo; art angeribad morn
fully in tho {allowing par‘grapha.
Based an.thnUO

Fuataruu a: Ponitzvo~nuac-aana’roatn

_(vors1£tont prrorn attdr 10t§ ﬁriil)

W

1
M."
Situation

Extinction

W

Wm»
1

am
plan

mt1not1on

with tough, und dinpltéo—
anly with
tauah stimuli rubbing. and 'mant with
P181314“
touch, rubbing
stimuli.
,tnd pinpriak
occasionul
stimuli
41: laocmant
Ii tauah

‘

u)oxolamauthsaiu

b)nllaathsai‘

‘

,

nttmuli.

a: thug...

with n:
loaat can or uh.
following {autumn

‘

o)trnquont porn¢v~
«ration
d)qc¢urr¢nen of

errors while

just watch»:

sub~

ithmuli buing
nppliod.

uh?

�h.
gnoePlgn.Fheoen§gd Tout:

Tho

subjects in thia group

that error: only at Ixtinatioh and not at displahanant. Thou.
errata oaour only with tauoh stimuli. Whon pinpriak is usod.
both utinnli up. poruoivoa aornootly, although arrhra will
agnhn appatr lhln touhh stimuli urn rhihtroduaod.
Gun. 1:

tad with

3

A

6h your aid huh with mild dinhotpl pus t6n1ﬁ*

xi your hiltary a! dittiaulty in walking. Fbr at

I... patina 0: than hm had boon dnprogacd, alnpe
.and ht. pearly. and It. impatanﬁ. 'Tho only unurologiaul finding
was t slow, halitant, nhurfllng shit. Thor» was nh ovidnnn:
10am: tho

ot‘poriphortl vuioulhr dis-coo. Eh. pationt‘nppoarud doproiaod,
'IhoVGd payahanotor rotnrdutian, tnd dried handily. The non»
aorium

in: intact. Spinal fluid, slactrocnhaphulogrtm,

ertys at

tho spin. ward normal;

who

tional psychoazu. dopranlod type.
hheught to he sccahdnry to

thi

diagnosis In: involuu

The

gait difficultiau tar.

dnpronhion.

_

this patient thalcd l anonpluaerIpanlﬁ
tout. A sample at his ruxponaaa follows:

on tho tau-«hand

‘

‘

Stimulus gggatiog
touch
right ohnak*lott hand

’

wypg

of

ﬁgugcns;
ﬁrrar
right shook: axeinotion
hoxtinntion
10ft shack

tough

loft chock-right

touah'

right ehaokwright hand right

South

10ft annex—loft hand

touch

right ohhak~lnrt ahock earnest»
aerroet
right handwlott hand
right ohsaknloft hand right dhaok

tauah
touch

and

hand

Int:

chagh
about»

uxtinotioh
cxtinotion

'

extinction

�5.

lart ahnak~r1ght hand
left «human 2mm

tauah
touch
touch

right

man

101“:

pinpriok

pinyrick
pinprl ck
pinprick
touoh&gt;

entrust
eon-cot.

riwt

aha-ehwrigﬁ hand

mud“: hand

right absoknlort-hand
lore dh¢ek»right hand
right nhotkwright hand
1am; ehcokdgft ma‘
right «haiknlgrt hund

wt ”chock-avian: hum

loft

.

~

chock
check

axnination
«attraction

aorrooh

correct
garnet“

«may

‘

aorroot

1st: abut:

.munctxm
ggggggﬁ; Althnugh thia typc or.rcnpanno aoaﬁra in patiwntl

teach

aorabrnl diuaano, 1t 1: not dlway: entruatcvistie for
this group. It is Also abhcrvué‘tn patiunts Iiﬁhéaprolaion,

wiﬁh

:

thlg anal illuitratas}
aehisoﬁhranin, and. ocassiénally,'1n nunnnl a¢ulta;
P; V,Eh.0+H Id ’rt In this graup axtinction ooeurt
Iiﬁh pinpriek nag rubbing stimuli a: lull én‘vith taudh #tim»
all. than; arrora mgy ha junﬁ an froqugnt with baﬁh.typta at
stimuli er may be met. conspiauouj\vith-tauah‘ﬁhnn with pinﬁ
prick or'rubbinga Biapluaunnnt 1; not yrbsnntg an a rule.
and may occur xn anxioty at§t¢t,

an

&amp;

7

L

,

but

may

auour on

Case

1!: '1

tn,aoedligna1 téinls
72

year o;d

man

had a 5

'

.

WIOK

history of

anneal and bahnxioral;ohangoae Eben. ganniatcd ar'éiaor10n~
tatian. confused bdhnviar. and intarldtéant muslin; On oxnmp
inntion thara Inn gn organic mnntql lyndran. charactarisod
by partial dinoriontation. 60:00:: in ruannt unwary, OthianI

�Z~g‘

s7”!

ind otteumloauhlann 1n annu¢r1ng quastians, daninl or 1113..“j
and pain uuynhoiit. Thar. var. no oﬁhor nunrolagioal dilw
mutton. mo spin-.1 mum. olootraonaaphuagm. and “all
xnrnys Ibru ndrmal. A pnauﬁooneaphalognmn unusua'un 1n¢ro.nad
«ﬂaunt of air ovor uh. aorobrum and inaroaaa in tha 3110 at
tha ventricles.
was: pat1¢nt§a raaﬁonloa'on tho tuco-hugd taut untran-

torls.

tho tvaapgul typa at ruaponao.

spannon

taller:

samplc of thnsc raw

A

\

a

‘

3352395;

Tg£;o;t

_“§au¢h

aggntgan
1.x: abnohuright hand

10ft «hack

axﬁinotian

tcudh

right ahaak~1at£ hnnd

right

thinstion

'

3tg55;un

left

r.t§ugna

tbuah V.
tough
touch
toudh

’

right
right
right
right

enaok~1a;m hand

‘”
'

unsurpright hana

din:k-1.ft-ahodk
hundnlurt hand
«hookvlhft hand

lgtt

ahnuk

Oxtlnntinn
right chnub extinction‘
about

«errant
eorruat

'

pinpriek

loft ghostwright hand

right chock wyxtinstian
1.1: chuck oxtinctian

pinpriok
ptnprick
pinpriok
pinprlok

right ahcokalort hand

oorreat

1.x: ehaakwlort ngna
right chant~r1ght hand

lart

'

oxtinutidn
oxtinctian
10ft chick cxtinotion
1¢ft ahhek~right hind
adamant: Thin ruaponaa eocuru mast urban 1n pntianta
with cornbrul 6119110 altheugh oncasianally ptt£¢ntl with
anxigty itibﬂlp dnprossion or duhinophronia naq'alto cxhibit
it. It in not soon in nounnl ndulta.
ahﬂak
right ehnok

�0‘:

75

gaggovgggg §33A~§g§§ ruAtt

IhAA

by thy ooaurrunco of diApLAeanAnt

bath touch

And

pinprick atzmuli.

group

wall

AA

who

And displaoumanm

1A

chArAatAriAAd

Axtinction with
frAquAnoy of extinction
AA

,

any bA’Aqual cr unsquAl And. likAAiAA, Aha
number 0: errors Aibh touch And pinpriak'will bu AArAAbIA.
6139

III:

strict in

the

holia odor
There

AArA

hoapital

ntuporoun oundition.

A

And thArA

AAA

thA pAtiAnt

rumbling And

caaplataly diacriuntod
gnnfahulation.

31A brAAth hAd an Alena

HA

3 lAAArAtion

gradually bAoAAA fully oonaaioun.
At tihnn Alnolt inoohArAnt. EA AAA.

And had AAVArA

salary

axprAAAAd pArAnoid idAAA

and

A3AAA1§1VA._ whArA
Aura

And

Akull X-rAJA

AArA

nanmAl.

Th. diAgnosil

Asamplq of thin pAtiAnt'a
A

tout. indiactivo or
giggyggg

saw.

A

ggaation

my“ dunk-daft hand

.

touch

loft

touch

right

touch

urt chum-hrs hAnd

Quota-wright ham.
'

mamm hum!

touch

right aha-kaloft

uhAARArxsht hAnd
hAnd

loft

hoatilo

III aunt.

fluid
and

taco-hand

fallow-t

right abuzz-

‘

with

EpiuAl

T§£§ogf

333223;;

'

lnft

AAA AAA

rAAponAAA on Ah.

thrAAapluA rauponsa,

touch

dAtAAtA

no hAllueihAtianA.

.Ahronie ALedholium with anteriorAhion.
”

found in

AAA

ovor his right torAhAAd.
no fooAl nnurologieAl signs. During uh. tirut

AAy

SpAAAh WA»

57 yoAr old chrenio Alcdhalio

A

chock

‘

diuplmmnt
.

hand;mm
1cm; hum!

displaemne

right about

anemone»:

came:
lcts aback

extination

right

diaplaeAaont

loft

ahAAk~
ohAAk

�touch

right hand-10ft

pinpriak
;

pinpriak

hand

comet

right ahaok~lort hnnd A)right

left

an:

1m; chﬁokumght hand
I

pinpriak
pinpviek
Fb

'

‘

'

right

chock-«right. hand

lcrt «hank-lnrt‘hnnd
Flu;

Hand

chaokn

diaplaoamant

«bank

cheat»

right ahnek
right ohm:

lﬁtt

;

aback

displaeﬁmnnt
.

oxemauon

axtinutien

‘oat

This greup shown tho aovcrast
poréoptual arrara. In addiiion to rr$quont «xtination lné
ainplaeomnnt, an noon in thn thrno~p1us group, on. or .11 at
ﬁba

folloiing

,

with touah and pinprlak
aﬁimnli: 1) uxunanalthnninx 2) allouthoditi 3) truqnnnt pur~
agvcratian at responlttt h) tho oocurrcnnn or paranptunl arrorn
ngn-uhzid ﬁnd aubjoat kaopu hxl'cytu opan and 109: tht Irilﬂ
ﬁbenamnnn may be mean

ﬂimuntud.
Gas:

60 ycnr old man hgd a

thrai your hiatary or
disoricntution, forgatrulnnla. ‘ndVIOIl of intaraut. an axum~
1n£ti¢u h. ahawqa a 3.1.». argania mantal nyndroun
manirnqttd
by cauploto disaritnt‘tian, marked,m¢mary actuati, and inabilo
ity to atliulato. H. In: alart and cooporteivo. whore wire
no other naurological algal. Spinal fluid gnd akull Xbrnya
XVI

‘uuro manual.

A

EEG-abound

anagruto, diffuse. biaynahranoul

alaning with 110! alpha. A pneumnonnephalogrum discloscd dbnormal increasod amount: of air in th» aubnrachnoid apnea:
overlying the anrobrti eortox.
A Iamplo of tho pationt'u
rnuponuua. indicating a four.
plus tacowhnnd tott, tollavla
’

f

�95

Stimulus.

tough
touah

Typa

.

mastic»:

'

right obnokuloft

hand

19ft chnekhright hand

‘

»

of

Emu

Rcaw‘
right aback

axtinctian

left

oxosomoathoslu

:-

chatk~

oxtruporuonnl
apa¢o

tough

right thehwright

touch

loft

touch
tnunh

right handplaft hand
right ahaak~lort hand

tench

loft aback-right

pinpriak

right aback-loft

ptnpriak
pinpriek
pinpriok

10ft chookbright hand

lart

right ahookaright

right

10ft ohuak~lort h:nd

1.1% chook-

axoaanosthnaiu

pinpriek

right chopkwleft

right

oxaaamaathclia

(ayes Open)
.

r.

.

.

adamant:

1

hand

chnokwlerﬁ hand

right «hank
right cheek
torrent
right aha¢k~

qxtinetion
poraevoration
aiaplaeanant

hand

10ft chock
10ft ehaak10ft hand

allouthaslt

hand

right

displtaunant

hand

hand

10ft

ohnak~

aback
ohock

.

dho¢k

«xeraporlonal
span.
shack»

nztrtparuannl

oxtinatien

txtinctian

:pton

rhrno—plun and rouﬁwplul vniponsos

invarisbly
inninatogdinoani of thoﬁbrain. inn: 1:. nnvur fauna in normal
ﬁdults or in patiants with plyahogonin diuordgru.
I

ﬁhnaa rbaponses have bash oocasionnlly noon, howuvor, 1n

nerull childrnn undsr the as. at at; (h);

agad potions withuut
(6) had manual dnroetivna (19).

manifoat disaaso or thﬁ brain
rho diltrdbution of tha ruapanseu a! the ohildron and ugod
poruanl are rolatnd ntinly ta ago. in. yaungnnt childrun and
tho oldnlt adult. show thruo~p1u1 ind rourwplub rulponqon.

�16.
Wiﬁh

thin.

«hangs: in age away tram

untruunu, ono~plun Ind

Iroqunht. or the tubjccbs
lith.nnntal dtfiei¢nny, than. with in. lowgat annual agthavo
ﬁbroeoplun':nd teurvpluj roupannaa whila ona~plus and two91ua rcapensoa prndaminutu in nubjnota with highnr’mnntal
twowplua rulponsaa baoama mare

_

I

aguu‘

II

aummurises thn

dintribution a: tbs four different
typaa at rulpnnyeu twang tbs variau: groups or aubjoetl. Gnly
Tabln

‘pgtlonts with In argania mmntal syndrana.nhow unreguplus and
rourbplua teaponaoa. Such roapunaes may be aansidorad ditgu
nbstio or an organic unntul ayndrumn.

mm ;;
Prwqusnay or 0n¢~P1uu

to

Faun-Elna Tﬁat in Dirforant Gwoupa
nogntlvu Gaga
Pku

Organic Hantal syndruua

adult: (below
your: a: as.)

Norunl

taut

60

99%

Schizophrtnia Adult.
Patimntu with anxiety

nnarly

Patients with plyahn~

-7o%

states

,

asarly

genie dnproasian
(all age grnupa inaludad)

W!

"'

19%

Tue?

Three Paar-

Plgg‘

Plus

7%

25%

33%

25%

15

o

o

a

dooaa~

:11

Paaittvo
at Subjects

Four~P1un

P§uu

P;ul

rarg new.» navor

ionglly
oooas- ray. navar‘ novor

all

tonsil:
22%

85

o

o

,

In unavor to the questions railed in tn» introduation,
our rounltu indicnto that four gonoral typos of paaitiva

�.11.
faooahand touts occur‘gnd that than. typo: «an bo carrolatod
with airfaront greupn at aubjoats (Tablc II). Our attention
Ill fauna-d mainly on thg question cf ﬁhathar there in: a

typ. or rouponse which oeaurrod only in pubinnts with savart
4180330 of chi bra1n._ All adult subjootn with u thrionplun

.

-

or rourwplua v.3ponno haw. orgtn1o brain dictate. Suéh rua
uponaou 1:3 nave: icon in manual subjgatu er patient: with
payahogan1l disardnrn, even though than. group. any oocunlonnlly
than onnnplun or twonplua traponnnn.

'

Patigntn with atrabral dinette manifesting a four-plus
nonpango

invaritbly that tho novonast or must udvunnod foam

of mantul abungal. Othorulao thaw. in nu good aorrolat1an
botwoon thy typo at pou1tivo tiéowhand tout 1nd tho soverreyv
9f thn unhaorial daroatn. 3am: putionta with aovnro monﬁal
ahnngps may'havo

anxy;

two«p1ua vouponso.

1n

additian,

105‘

or pationtu with an orgnnIo manealinyndromn.hnvh a magazivo
faaa~hand taut, It is rhalisod that tho use of I one to taut»
plun nonnnoiutur. £6» Eh. groups umplies an inoronﬁing dagruc
or aeropral'dyatunation. This namnnslntumo van used because
of aonvonicnaa and aunh an implicition in not intended.
Th1; olauitiaatlnn af 3 poauin rues-hand test should
be useful elinioglly. 'In téuﬁing nouiologioal patients, uh.
cxaat type or positive taco-hand tout Ihauld be renordpd.
rather thtn tha datlgnation ”the tao§~haad test was positivo'

until nan. Bach a proeoduro «111 makd 1t
Judgo whatnot tha typo or poaitivo runomhand ﬁont

as has buon don.

aasiar to

indicatcs dotinita oorabrnl discus. or whnthnr
manifcptntiou at tnzitty or dapruauian.

who

it may

be c

use or much a

'

�12.

alanairication will also make it easier to ounpuio tho roayenno
or patlontl at diffcrtnt tin»: during thuir illniaa. In ad»
dition, 1t. 1. “1mm. in cumin). “perm-am work, for it

has bean aypllod in studio: or thn urfpetn otdrugn on pircaption, and tho rutponlal at pat1¢nta t6 olootrouhook truatu
want. in aueh Itudioa altnrution in pottuptian can be mat»

.

stand by abaovwing tbs duration and tho incidnnao cf thn varioty at positive tano~hnnd tests during tho period: of teating.
Sulnagz:

'

stundardizttian of tha {tonohand tout in prntontod.
A positive faoouhnnd taut
it danorihod In on. in uhiéh orrart
portint .13.: tho_tunth trial. Pour clause: of positivo tuto—
A

hdnd

teats urn racerdod.

ann~p1ua fnoo~hand

A

tott aensiaﬁl

of oxtination only with touch stimuli. A tro~plun renponso
is charuatoriaod by axt1notion with p1npr1ck und rubbing atims

uli,
ﬂ

as

‘ill

an

Iith touch

stimuli.

thrna~p1us nonponno
tontlata or oxtinoticn and displaeumont 11th tough. rubbing,
tad pinpriak stimuli. A rourbplup runyonao ha.
til tho tharhl
aotariatica of a throu~p1ul response and invadditian at least
one at thn following ronturos: a) Oxasamntthoaia; b) ulleathnlinz
A

.

c) poraovonntion af roaponnasz d) ooourrenao or errors even
whilo tha subject 8063 tbs application at the stimuli. Throo~

plus and four-plus weaponnea invaritbly indicate dinette of
tbs bra1n in subject: evor tho ago of :11 yours. 0no~plua
and trauplun roapqnaea occur

in ptt1antn with brain disnaac
amall number of normal adult: and

but are 3139 maniteathd by a
ptt1ontn with paychogonia‘diaoranrt. Patients with a faur~plul

�I
“‘"’

13l-

tho ”want maul change; but ﬂan canny“
1.8 not Ema.
morn is no corraluion human t)» unrity
of the manta), uhmgu m4 tho
or punitive: rum-hind
z'oapcmao show

taut

tn.

awaited. m unfulnbu

or this

the study at panama clinically and in

it

indicatad.

_

cluuu‘iutim in

01$“:de

work

�I
-m...‘

‘

‘

hm

W

l:

BEXEER,

‘BENDER.

in

hhn

:nd GREEK, ﬂ.:
.é.:355. 1951.

K.B.: FINE,

«option on sinnlt

2.

.

3.3.;

on: tout: of fans and hsnu.

and FINK, Hg:

airfarontill

guﬁiglgﬁdo H032.

Patterns in par»

M.

Arab.

Tactile parcoptual taata

diagnouia or payohiutriu diuordnrl.

ital.

1952.

3. FIRE. 3.: GREEHA M. and BERDER, M.B.: The faoe~hnnd test.
nign of diieasa of the bruin. yourologz‘g:
:3 dig zontio

.7.

,

FIKK, H. and.BENU£R. K.B.x

.

simmltnnnout

1327p 1953*

J“FFE'

Duvnlopmnnt

tactilu stimuli in

5' ‘nd

333933*

unsathanin.
ggggral
,3

W
md-

7.
8'.

BENDER,

a

H.B.z

SHAPIRQ. HiF0‘

BEHDER,

M.B.:

Th9 phcncmanun

PM,

.

3

«hi .‘ghzslé,

.

'Wmcx. and

nonnnl childronw agggggggz

“'B-' Pofocptunl pace-an: follavinsj.
.3 urcgﬂc

a:

,GREBH.

at pdrcqptian or

.3

entanooun‘pcroaytion 1n uh.
£29.35“. 1953»

er Ionaory diuplucunynt.

@607.

E. and

1951-

Vii-159””.

“‘8‘; Exosmnthuin

or displacannnt or outnnoonu nonnation inté axtraporaondl
upuca‘ ﬁgg§.ﬂiggo;.&amp;Pnzah15§. é§§hﬂl,‘1952.
9. ‘nﬁann, 3.5. and Hamunnaen, u.: Pattorna 1n alloltbouia
tad thair rulation to disordnr of boay sebum. and other:
scnsery phnnamann. Arah.xourol.&amp;9azehiat. ég3501, 1952.
10.
ﬂ.B¢t y.".Pt19n or
I!" GREEN, MuAu ”4
51mm tanaaua stimuli b montully aorontiva subjects.
J-nOPV‘aatnm:3; m1 3. 1953.

m.

W.

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            <element elementId="50">
              <name>Title</name>
              <description>A name given to the resource</description>
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          </elementContainer>
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      <name>Text</name>
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                <text>Standardization of the face-hand test. Neurology. 1954 Mar; 4(3): 211-7.</text>
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                <text>Green, Martin A.; &lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
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                <text>[Preprint] and Reprint. Reprint from NEUROLOGY, Minneapolis, March 1954, Vol.4, No.3</text>
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