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                  <text>CHANGES IN VERBAL TRANSACTIONS WITH
INDUCED ALTERED BRAIN FUNCTION

JOSEPH JAFFE, M.D., MAX FINK, MD.

Reprinted from Tm: JOURNAL or

AND

ROBERT L. KAHN, PHJ).

NERVOUS AND MENTAL DISEASE
130, No. 3, March 1960

Volume
Printed in U.S.A.

�Reprinted from THE

JOURNAL OF NERVOUS AND MENTAL DISEASE
Volume 130, No. 3, March 1960

Printed in U.S.A.

CHANGES IN VERBAL TRANSACTIONS WITH
INDUCED ALTERED BRAIN FUNCTION
JOSEPH JAFFE, M.D.,1 MAX FINK, MD.

Repeated interviews with patients under—
going convulsive therapy reveal progressive
changes in the interpersonal relationship,
which are referable to verbal and non-verbal transactions. While non-verbal aspects
of communication are difﬁcult to quantify,
techniques are available for the measure—
ment of verbal behavior. Using such lin—
guistic methods, we have observed systematic alterations in language patterns during
convulsive therapy, which were related to
independent evaluations of behavioral
change and to improvement. The description
of these language patterns has provided a
useful quantitative method for understand—
ing interpersonal changes which occur during therapy.
In a syntactic—content analysis of recorded interviews during convulsive therapy
(6), such changes as denial (negation),
qualiﬁcation (subjunctive and .adverbial
modiﬁers), displacement (person and tense),
and cryptic and clichéd remarks were
scored. An increased incidence of these
changes in the patients’ speech was related
both to the degree of induced altered brain
function and to the evaluation of therapeutic response.
It has been clinically observed that when
the language of the patient is affected by
neurologic dysfunction, modiﬁcation of the
interviewer’s speech patterns occur. In the
syntactic-content analyses, in which a structured interview was used, the examiner’s
participation was restricted to statements in
the questionnaire. This two-person inter—
1Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks, Long Island, New York.
This study was aided by grants 56-151, Foundations’ Fund for Research in Psychiatry, and M-927
of the National Institute of Mental Health, U. S.
Public Health Service. The technical assistance of
Mrs. Jean Kolodny and Mrs. Ann Horowitz is
gratefully acknowledged.
235

AND

ROBERT L. KAHN, PHD.

view group (or dyad) therefore assumed
special characteristics. Interactive effects
were minimized. The constraint of the questionnaire interrupted the reciprocal modiﬁcation of the examiner’s speech. In such a
dyad, scoring of the patient’s responses
alone constituted an adequate description
of changes in the verbal transactions of the
two-person communication system.
Judgements as to mental status are usually arrived at in less structured conversa—
tions between doctor and patient. It was
suggested that measurable changes in language patterns would occur even in con~
ventional clinical interviews, and furthermore that such changes would be related to
those observed in structured interviews.
The methods of dyadic analysis were developed (3—5) to permit a quantitative
description of verbal transactions in unstructured interviews (diagnostic, psycho—
therapeutic). In this analysis, the speech of
doctor and patient is considered as one continuous behavior, and the measurements
are performed on consecutive units, irrespective of speaker. The verbal ﬂow of the
interview is thus considered as a single out—
put, irrespective of speaker. The justiﬁcation for this maneuver rests ultimately on
the correlation of dyadic speech patterns
with those obtained by other methods, and
is an aim of the present study.
These scoring measures of unstructured
interviews have been applied to weekly interviews with patients undergoing convul—
sive therapy. It is the purpose of this report
to 1) determine the pattern of change in
dyadic language measures with convulsive
therapy; 2) study the relation of these
measures to the degree of induced altered
cerebral function; and 3) relate the dyadic
scores to syntactic language measures ob-

�236

JAFFE, FINK AND KAHN

tained concurrently in structured inter-

repetitive the interaction. For these studies,
both the mean and standard deviation of
views.
the TTR distribution of each interview sam—
SUBJECTS AND METHOD
ple was obtained.
For the syntactic speech analyses the paTwenty-seven consecutive referrals for
convulsive therapy in a voluntary mental tient was seen by another examiner during
hospital were studied. On a random basis, the same intervals. This interview consisted
ten patients were assigned to a control group of a standardized questionnaire composed
and the remaining seventeen constituted the of speciﬁc items concerning the major comexperimental group. Both groups were com— plaint, reasons for coming to the hospital,
parable for age and education; the convul- and temporal and spatial orientation (9).
sive group had a mean age of 47 and 11.7 The verbatim responses were analyzed for
mean years of education, while the mean the presence of syntactic language changes
age of the subconvulsive group was 47.8, previously described as occurring with inwith a mean of 10.5 years of education. The duced cerebral dysfunction (6).
Prior to, and at weekly intervals during
investigators had no part in the treatment
process, and did not know which cases treatment, an electroencephalogram was reserved as controls until data collection was corded in each patient. These records were
measured for the per cent time of induced
completed.
The experimental (convulsive) group was slow wave activity (1).
In the dyadic TTR analyses, experimengiven grand mal electro-convulsive therapy
three times weekly, under pentothal pre- tal (convulsive) and control (subconvulmedication for a minimum of 12 treatments. sive) groups were compared. In relating
The control subjects were treated in identi— dyadic TTR changes to induced slow wave
cal fashion except that they received sub- activity and to syntactic language analyses,
convulsive electrostimulation while under the mode of treatment was disregarded, all
pentothal premedication.
patients being considered as a single group.
All patients were interviewed prior to
RESULTS
treatment, and in the week of the 12th
1. Dyadic TTR: A consistent change was
treatment. An unstructured clinical diagnostic interview technique was used centered observed in the TTR patterns of the experiabout the patient’s symptoms and life prob- mental group. Scores for consecutive 25
lems. The patient was encouraged to talk word units of interaction in 500 word samfreely, with occasional guiding interventions ples were plotted before and during the
by the interviewer. Long silences resulted treatment course (end of the fourth week).
in increased interviewer activity. All inter- Figure 1 shows a graph of the TTR patviews were tape—recorded.
terns for one patient. Next to each graph is
For the formal dyadic analyses (3, 5), the frequency distribution of the 20 consecu—
the ﬁrst 500 words of each interview were tive scores shown. The change in the distranscribed in temporal sequence without tribution for this case was a decrease in the
regard to the speaker. This sample of dyadic mean and an increase in the standard deviaspeech was divided into consecutive 25 word tion of the dyadic TTR. This pattern of
units. The type-token ratio (TTR) was cal- change was characteristic of the expericulated for each unit. The type—token ratio mental group.
is the number of different words (types)
Table 1 shows changes in the group mean
divided by the total number of words (to- T TR score during treatment. Although there
kens). Thus, the lower the TTR the more was a decrease in both groups, the change

�237

LANGUAGE CHANGES WITH BRAIN DYSFUNCTION

was signiﬁcant (p &lt; .01) only in the convulsive group and not in the control (sub—
convulsive) group.
Table 2 shows the changes in standard
deviation of the group TTR scores during
treatment. There was a signiﬁcant increase
in standard deviation (p &lt; .01) in the
convulsive group. In the control (subcon—
vulsivc) group the standard deviation was
decreased during treatment. The change,
however, did not reach statistical signiﬁ—
cance.
2. Relation of Dyadic TTR to EEG
changes: The changes in dyadic TTR scores
were related to changes in brain function
as reﬂected in measurements of the amount
of slow wave activity on the electroencephalogram. For this purpose, the per cent time
delta activity in the EEG record obtained
in the same week as the interview was used.
While almost all members of the experimental group developed prominent amounts
of EEG delta activity during treatment,
none of the control group demonstrated
such changes. Using the method of rank
order correlation, the change in standard,
deviation of the dyadic TTR correlated
+65 with the per cent time of delta activity

TABLE 1
Change in Mean TTR with Electroshock

Subconvulsive
Convulsive

.92

j
.xv-rp/w.

p.
l—

.76

.

/.

-

-

with Electroshoclc

Subconvulsive
Convulsive

,5
3

83
°

.5660

,0
.92

El

e4

...76
.68

.60

.

.68

D—URING
TREATMENT

/

f

.76

T”

text).

.92

Lo

55

5“
83
m

Ea

/\T

I

.56/6068

.76

TTR

FIG. 1.

.84

ﬂ—I

6

0

10
17

During Difference
treatment treatment

8.6

8.1

76

9.2

—0.5

+1.6*

*Signiﬁcant at 0.01 level, using Wilcoxon’s
method of paired replicates.
TABLE 3
Relation of Syntactic and Dyadic TTR
Language ZWeasnres

Dyadic Analysis:
Syntactic Analysis

N

Change in

Mean

Fewer
than
two changes
Two or more
changes

Change in

Standard

Dev1at10n

15

—0.8

—0.1

12

—3.0**

+1.4*

&lt; .01). The greater increase in variability in the language measure was thus associated With the greater degrees of altered
brain function. Changes in the mean T TR,
however, were not signiﬁcantly related to
the changes in brain function (r = +19).
3. Relation of Dyadic TTR to Syntactic
Language Changes: A comparison of dyadic
TTR scores with syntactic aspects of the
patient’s speech obtained in independent
structured interviews was made. The patients were divided into those who showed
two or more syntactic language changes,
and those who showed fewer than two such
changes, regardless of the type of treatment (Table 3). For the patients showing
(19

0

N

Group

Pre—

Signiﬁcant at 0.02 level.
** Signiﬁcant at 0.01 level.

0’)

.

—0.8
—2.4*

TABLE 2
Change in Standard Deviation of TTR

25 WORD UNITS)

E2

80.3
79.2

*

————“‘7
/'

17

81.1
81.6

Signiﬁcant at 0.02 level, using Wilcoxon’s
method of paired replicates.

PRE-TREATMENT

1.0

10

treaItirient tiggfﬁiltegnt Difference

*

DYADIC TTR PATTERN
(CONSECUTIVE

N

Group

.84

.92

LIO

Plot of TTR patterns for one patient (see

�238

JAFFE, FINK AND KAHN

two or more syntactic changes, both dyadic
indices showed a signiﬁcant change during
treatment. There were no signiﬁcant altera—
tions in TTR indices for the group showing
fewer than two syntactic changes.
DISCUSSION

These observations indicate a signiﬁcant
difference in dyadic transactions in the experimental (convulsive) and control (subconvulsive) groups—a difference which is
referable to a consistent change in the subjects receiving convulsive therapy. The ﬁnd:
ings are consistent with those reported by
Weinstein and Kahn (9) in their studies of
patients with altered brain function. They
observed increased use of the second and
third person, non-aphasic misnaming, cli—
chés, stereotyped expressions, condensations
and neologisms. These language patterns
were termed the “language of denial” and
were regarded as symbolic adaptations.
Kahn and Fink (6) noted similar language
changes in patients with brain function al—
tered by convulsive therapy. The present
observations indicate that verbal transactions during altered brain function are not
only more stereotyped qualitatively, as in
the use of clichés, but are also more stereotyped quantitatively as in the increased
repetition of words. Thus, analyses of the
more formal aspects of speech parallel
analyses of content.
Alteration in brain function was also related to changes in the dyadic indices. The
low, but signiﬁcant correlation between the
dyadic scores and EEG delta activity suggests that the two-person communication
system as a whole may reﬂect neurophysio—
logical alteration in one of its participants.
The low correlation is consistent with previous observations that the dyadic TTR pattern is sensitive to factors other than al—
tered brain function (5).
Other studies of the dyadic TTR and syntactic language measures during drug administration (2) are consistent with the
present ﬁndings. Administration of agents

which produce EEG hypersynchrony similar to that of convulsive therapy was associated with changes in both language measures in the direction of increased stereotypy
and repetitiveness. Agents which produced
EEG desynchronization, however, were associated with decreased repetitiveness and
a decreased number of syntactic alterations.
These observations, though limited to acute
drug interviews, indicate that similar
changes in language patterns can be antici—
pated in subjects following the chronic administration of psychotropic compounds. We
anticipate that alteration in patterns of lan—
guage may provide cues for the evaluation
of behavioral change in drug therapies as
well as in convulsive therapy.
It is of signiﬁcance that changes in dyadic
speech are measurable when the neurophysiological status of only one of the participants is altered. This observation is consistent with concepts of verbal behavior as
a two-person phenomenon, inseparable from
its interpersonal context (7, 8, 10). The
method and ﬁndings also demonstrate that
neurophysiologic effects can be investigated
in unstructured interviews and that the results may be related directly to those obtained under more structured experimental
conditions. Thus, the measurement of formal aspects of language in clinical interviews may be viewed as another tool of
neurophysiologic investigation.
CONCLUSION

Formal language measures in unstruc—
tured clinical interviews were undertaken
in the course of a study of convulsive and
subconvulsive therapies in a hospitalized
psychiatric population.
Dyadic TTR (Type—Token-Ratio) measures showed a signiﬁcant decrease in the
mean and an increase in the standard deviation in the subjects receiving convulsive
therapy, but no differences in those receiv—
ing subconvulsive therapy. The degree of
change in dyadic indices was related both
to the degree of induced delta activity on

�LANGUAGE CHANGES WITH BRAIN DYSFUNCTION

the electroencephalogram, and to changes
in syntactic language patterns obtained in
independent structured interviews.
Theoretic implications for the understanding of language changes during altered
brain function were discussed.
1.

REFERENCES
FINK, M. AND KAHN, R. L. Relation of EEG
delta activity to behavioral response in electroshock. AMA. Arch. Neurol. &amp; Psychiat.,
78: 516—525, 1957.

J. AND KAI-IN, R. L. Drug induced changes in interview patterns: Linguistic and neurophysiologic indices. In The Dynamics of Psychiatric Drug Therapy, SarwerFoner, G., ed. C. C Thomas, Springﬁeld, Ill.

2. FINK, M., JAFFE,

3.

In press.
JAFFE, J. An objective study of communication
in psychiatric interviews. J. Hillside Hosp.,
6: 207—215,1957.

239

J. Dyadic analysis of two psychoanalytic
interviews. Presented in Symposium on Psycholinguistic Analysis of the Psychiatric Interview, Divisional Meeting of A.P.A., New
York City, November 28, 1959.
JAFFE, J. Language of the dyad. Psychiatry, 21:

4. JAFFE,

.

249—258, 1958.

.

.

KAHN, R. L.

AND

FINK, M. Changes in language

during electroshock. In Psychopathology of
Communication, Hoch, P. and Zubin, J ., eds.,
Grune &amp; Stratton, New York, 1958.
SAPIR, E. Language: An Introduction to the
Study of Speech. Harcourt-Brace, New York,
1949.

.SKINNER, B. F. Verbal Behavior. Appleton—
Century-Crofts, New York, 1957.
. WEINSTEIN, E. A. AND KAHN, R. L. Denial of
10.

Illness: Symbolic and Physiological Aspects.
C. C Thomas, Springﬁeld, Ill., 1955.
ZIPF, G. K. Human Behavior and the Principle
of Least Eﬁort. Addison-Wesley, Cambridge,
Mass, 1949.

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