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                  <text>Reprinted from Journal of Neuropsychiatry, Vol. I, No.

1,

Sept-Oct. 1959.

Personality Factors in Behavioral Response to
Electroshock Therapy
ROBERT L. KAHN,

PH.D., and MAX FINK, M.D.

In previous studies”,7 we found that patients who were most likely to improve from
electroshock treatment exhibited persistent
and relatively marked degrees of altered
brain function, as measured by the electroencephalogram and the amobarbital test for
brain disease.10 We reported, furthermore,7
that patients who improved with electroshock treatment had developed a language
pattern similar to- that previously described
by Weinstein and Kahn}3 in their studies of
neurological patients with cerebral dysfunction. Weinstein and Kahn described a language pattern which they called “language
of denial” and demonstrated the relationship
of this language pattern to the premorbid
personality of the patient.
On the basis of these observations, we assumed that the patients most likely to beneﬁt from electroshock treatment would be
those who most closely approximated the
“explicit verbal denial” personality.11
To test this hypothesis, we studied 63 consecutive patients referred for electroshock
therapy. The selection of patients for treatment was made by the psychiatric staff, independent of the judgment of the authors.
Thepatients ranged in age from 20 to 66,
with a mean of 47, and included 21 men and
42 women. Prior to and during treatment
each patient was evaluated according to the
following methods:
1. Structured Family Interviews: Personality was evaluated in interviews with members of the patient’s family. At the opening of the interview, the relative was asked
to describe, in his own words, the patient’s
usual interests and attitudes. The relatives
were encouraged to talk about any aspect
they wished, and the interviewer followed
the trend of their talk, rather than proceedFrom the Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks, New York.
Aided by grant M-927 of the National Institute of
Mental Health, National Institutes of Health, United
States Public Health Service.
Presented at a meeting of Electroshock Research
Association, Chicago, 1957.

ing in a serial fashion. The interviewer
asked questions, however, to obtain information in 15 speciﬁc areas which have been
described as characteristic of the “explicit
verbal denial” personality. The number and;
type of questions required'with each relative
varied according to the degree of spontaneous production and the informant’s capacity to comprehend and communicate. The informant was encouraged to give concrete:
examples of all statements.
The patients were evaluated as to the pres
ence and extent of the following character
istics: whether they (1) stressed verbal
symbols such as resolutions, homilies, cliches-and rationalization; (2) were prestige and;
security conscious, and did not enjoy the in;
trinsic beneﬁts of health, work, leisure
money and property; (3) regarded illnéSs:
as an imperfection or disgrace, keeping it an; ,
secret from family and neighbors, and were
reluctant to seek medical care; (4) tended)
to “shake off” their own troubles and to be)
regarded as practical persons who advise,
others; (5) possessed much drive and coma
pulsive energy and felt guilty or uneasy if
not occupied; (6) were conscientious, with a
high sense of duty and responsibility; (7)
were sensitive to criticism, regarding it as
an attack on their integrity; (8) were proud
and tended to avoid help from others; (9)
were reserved rather than openly affectionate or emotional; (10) emphasized being correct; (11) lacked imaginativeness and creativity; (12) were not considered by their
relatives as dependent; (13) did not discuss
sex openly; (14) did not have temper outbursts; and (15) were not “ludic”—a term
taken from Piaget8 and used by Weinstein”
and Kahn12 to denote comic, tragic or melodramatic behavior.
After the interview, each item was rated
on a scale of O, 1 or 2. A score of O was
given if the aspect was noted to a minimal
degree; a score of 1 indicated that the characteristic was moderately present; while a
score of 2 indicated the deﬁnite and marked

,»

.

,

'

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presence of the pattern. The scores for each
item were added and, the resultant score
termed the “denial personality score.”
2. Clinical Evaluation: Each patient was
interviewed prior to treatment and at weekly
intervals during and following the course of
treatment. The clinical evaluation was determined by the patient’s behavior in the
few weeks following the end of the course of
treatment, and was based on the evaluation
of the patient’s therapist, the therapist’s supervising psychiatrist and the supervising
psychiatrist in charge of the electroshock
treatment unit. Patients were classed into
three groups: much improved, moderately
improved, or unimproved, following the criteria outlined previouslyf‘
3. Language Study: In addition to. the

clinical interviews, each patient was examined with a standardized series of questions
directed at determining his attitude toward
his illness. Two of the questions asked were
“What is your main trouble?” and “If you
had one wish, what would you wish for?”
The patients were tested before and during
treatment, and the verbatim responses were
analyzed for changes in language, according
to the method previously described.7
Treatment for all patients consisted of
grand mal electroshock, using a Reiter elec—
trostimulator or a Medcraft alternating-current instrument, on a schedule of three treatments per week.
Of the 63 patients, we were able to- interview the relatives of 47; and the present
study refers to this group. The denial personality scores ranged from 0 to 25, with a
median of 11. For statistical comparison
the patients were divided into two groups.
Patients with scores ranging from 11 to 25
were considered the “high denial” group,
while those with scores from 0 to 10 were
classed as low in denial tendencies.
Personality Score and Clinical Response:
Patients with high denial personality scores
in these family interviews were most likely
to be rated as much improved, and only one
case was considered unimproved (Table I).
In patients with low scores, however, the
clinical response rating occurred on a chance
basis, with 30% of the patients being regarded as unimproved.
')
.«

TABLE I
Relation of Denial Personality Scores to
Clinical Response to Electroshoclc
Denial

Much

Personality Improved
Score
11 - 25
0 - 25

14

Total

Moderately
Improved Unimproved

Total

7

9
9

1
7

24
23

21

18

8

47

The difference in the denial scores between
the much and moderately improved patients,
when compared to the unimproved patients,
is statistically signiﬁcant (at 1% level of
conﬁdence by Mann-Whitney U Test). Although the much improved patients have a
higher mean score than the moderately improved group, this difference is not signiﬁcant.

Qualitative Observations: Although there
is a relationship between high personality
scores and the clinical rating, 30 per cent of
the patients with low denial scores were also
evaluated as showing a marked improvement.
While the group of seven patients is a small
one, certain common characteristics can be
described. Although these subjects lack the
competitive drive, prestige and security
needs of the high denial subjects, they show
a similar lack of creative or imaginative capacity or ability to think critically of their
own or others’ feelings. They relate to the
environment primarily by nonverbal forms
of communication. They are described by
their families as laughing or crying excessively and as showing anger by muteness—
“going into a shell,” “walking out of the
room in a huff”——or by violent tempers with
table-pounding, throwing objects or direct
physical assault.
Personality Score and Changes in Language: By means of the technique of language analysis described in a previous
study,7 the changes in language in clinical
interviews ~were compared with the denial
personality scores. Nine patterns of language change, such as explicit denial of illness or symptoms, displacement, qualiﬁcation, etc., have been described as characteristically occurring after electroshock. As in
the previous study, each patient was classiﬁed according to the dichotomy of whether

�.

qr nothe showed three or more explicit language changes. Patients with high denial
personality scores showed a greater number
of language changes than those with low
denial personality scores (Table II). The
coefﬁcient of correlation between the personality scores and the number of language
changes is +.71, signiﬁcant at better than
the 1% level of conﬁdence.
TABLE II
Relation of Denial Personality Scores to
Clinical Language Changes Daring Treatment
Denial
Personality Scores
11 - 25 (20)
0 - 10 (20)

N 0. Language Changes
0

—

2

3

or more

.................................. 8
.................................. 17

12

Total ........................................ 25

15

3

Illustrative Cases
Case 1. High Denial Personality Score: A 61-yearold housewife was admitted to the hospital with a
15—month history of insomnia, abdominal. pain and
fear of cancer. On admission she was depressed,
retarded and seclusive, evincing little interest in

her surroundings and wandering aimlessly about
the ward.
The patient was described by her husband as a
conscientious, dependable, responsible person with
much integrity. She had no hobbies or outside interests, and was unable to relax; as a consequence,
she busied herself with chores at home. She was
“mortally afraid” of doctors, minimized her illnesses and concealed ailments even from her husband. Very restrained, she showed no affection or
emotion, never discussed sex and rarely lost her
temper. She had “a long memory for little things
if she felt that she was wronged,” a “streak of stubbornness,” and would “just as soon hold another
person responsible for her mistakes.” She was proud
and would “rather go- without food” than borrow
or take money from others.
According to the denial criteria, her score was 20.
After 20 electroshock treatments, she became euphoric, took an interest in her personal appearance and participated in hospital activities. Her doctor called her a “model” patient who, “while reluctant to discuss her personal feelings, asserted
that she had no difﬁculties at home, had a wonderful husband who was very good to her, considered herself lucky and eagerly anticipated her discharge.” She was discharged with a rating of

“much improved.”
Case 2. Low Dental Personality Score: A 41year-old housewife was admitted to the hospital
with a two-year history of depression following the
birth of her fourth child. She cried frequently, lost
interest in social activities, found it increasingly
difﬁcult to take care of her baby and had suicidal

thoughts. On admission it was noted that the patient paid little attention to her personal appearance, cried readily, showed psychomotor retardation and was circumstantial in speech.
The patient was described by her husband as a
“negative personality” with whom it was not easy
to get along because she was opinionated and argumentative. He regarded her as “completely impractical, with no common sense.” She was a poor
housekeeper, constantly demanding help from other
people, although not the kind of person who would
put herself out for others. An excessively talkative
person, she liked to engage in long, intellectual, pretentious conversations. When angry, however, she
Would become either completely mute or “very
nasty, implying you just don’t know any better.”
Although considered a “cold” person, she was able
to talk freely about sex. She frequently complained of physical ailments and went to physicians
readily. She was “naive” and “unrealistic,” believing, for example, that she had a ﬂair for writing
although others considered her amateurish.
Her personality score was rated as 4.
The patient received 18 electroshock treatments,
which were terminated at her own insistence because she was too frightened to take any more. At
the time of her discharge her doctor noted her as
“quite depressed,” but felt it was doubtful that she
could beneﬁt from further treatment at the hospital.
She was discharged with the recommendation for
continued psychotherapy.

Discussion
The structured family interview was designed to test the Specific hypothesis derived from earlier observations that patients
with the “explicit verbal denial” personality
are most likely, with electroshock therapy,
to show both the language and behavioral
changes which are rated as much improved
by the examiner. The data support this hypothesis and are also consistent with the
theory of the mode of action of electroshock
therapy advanced by Weinstein, Linn and
Kahn in 1952.9 They suggest tha “. . . the
therapeutic eﬂicacy of electroconvulsive therapy . . . derives from the production of a.
state of brain function in which the mechanism of denial is facilitated in characterologically disposed individuals.”
The degree of explicit verbal denial is,
however, only one personality aspect affecting the behavioral response to treatment. On
the basis of the present data and methods of
analysis, a broader View of’ personality patterns in relation to improvement with EST
is now possible. Those patients who are
rated as clinically improved are character-

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ized as: (a) nonempathic—unable to think
critically or sensitively about the needs, feelings or communications of others; (b) nonintrospective—unable to think critically
about their own feelings or needs, or to
achieve insight even with the collaboration
of others in the psychotherapeutic relationship; (0) relying heavily on nonverbal communication—even when they are talkative
there is little referential communication, the
words being clichéd, stereotyped or representative of feelings and emotions rather than
transmitters of information; and (d) highly
conventional—without imaginative or creative capacity, and with few resources to deal
with stressful or new situations.
With this pattern as the common background, two classes of patients who respond
to treatment can be deﬁned: the driving, conscientious, independent, successful, emotionally controlled person who can be characterized as the “explicit verbal denial” personality type; and the chronically inadequate, affectively labile and ludic, dependent person, coming from an impoverished
sociocultural background. While both types
are rated as improved in their short-term
response to electroshock, preliminary followup observations indicate that the “explicit
verbal denial” personality type is more likely
to sustain the clinical response, while the
ludic group is likely to relapse quickly.
Consistent with our previous studies we
have found that altered brain function is a
necessary condition for behavioral change
with electroshock therapy. The kinds of behavioral change shown with altered brain
function, however, vary markedly in different patients. Some show mood changes and
denial or displacement of symptoms, and are
rated as improved. Others develop paranoid
agitated states, become withdrawn or show
additional somatic or memory complaints,
and are rated as unimproved. In this study
we have stressed the personality factors in
those cases whose behavioral response was
rated as improved. We have not considered the patients who were rated as only
moderately improved or unimproved. If the
basic hypothesis is correct, we should also
ﬁnd a relationship between personality and
the behavioral response in patients who are
rated as unimproved. Present information
4.:

in this regard is minimal, as this problem
has not been approached with a speciﬁc hy-“
pothesis.
These observations raise questions concerning the relation of personality to type
of mental illness and choice of therapy. Clinical observations support the concept of a
characteristic premorbid personality. Abraham1 noted that states of depression occur
in obsessional persons. Arnot2 described depressed patients as being overconscientious
and perfectionistic. Hamilton and Mann,5
reporting various aspects of the personality
in involutional depression, included such features as “followed a rigid pattern of behavior . . . displayed a lack of imagination . . .
narrow range of interest . . . thorough, conscientious, meticulous devotion to duty . . .
lack of feeling for point of view of others
. . . hard, uncompromising drivers . . . oversensitive . . reserved.” Cohen et al.,3 in
an intensive study of manic-depressive psychosis, reported their patients as being
highly prestige conscious; little concerned
with problems of interpersonal relatedness;
stereotyped; conventional; having little capacity for communicative interchange; and
unaware of other persons’ feelings toward
them or of their feelings toward others. They
emphasized the patients’ inability to communicate verbally and suggested that the therapeutic relationship should be in nonverbal
terms rather than emphasizing the intellectual content of the exchange,
These studies of the personality background of depression show a pattern that
is most similar to those personality aspects
which have been described as the “explicit
verbal denial” personality. The factor of
personality could thus explain the fact that
depression is the condition that responds
best to electroshock treatment. The same
personality factors which make a person
susceptible to a depressive reaction are those
which make him responsive to nonverbal
forms of therapy. These factors enable him
to respond, under the conditions of altered
brain function, with those language and
other behavioral changes which are evaluated as improved. Thus, the same stereotypy, conventionality, perfectionism and
prestige consciousness which produce a cat-

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respOnse in the individual faced
astrophic
7
With the loss, of a partner, job, business or
u'loiv‘ed one permit the development of denial,
minimization and displacement under the
conditions of altered brain function and are
deemed “improved” by the family and the
therapist.

Summary and Conclusions
To summarize, we believe that our results
show that aspects of personality can be differentiated, which are signiﬁcantly related
to the response to treatment. The basic personality pattern of the patients Who respond
best to electroshock treatment can be characterized as (a) nonempathic, (b) nonintrospective, (c) communicating nonverbally
and ((1) highly conventional and stereotyped, with little imaginative or creative capacity. Within the context of this common
care, there are two main subdivisions of improved patients. One group is comparable
with the “explicit verbal denial” personality,
showing such features as drive, conscientiousness, independence and emotional control. The other group consists of persons
apt to be chronically inadequate and dependent, coming from deprived sociocultural
backgrounds, who are affectively labile and
ludic. The same personality factors which
contribute to a depressive reaction contribute to a behavioral change, under the conditions of altered brain function following
electroshock therapy, which is evaluated as
improvement.

.
.
.

REFERENCES
Abraham, K.: Selected Papers on Psychoanalysis. (The Hogarth Press Ltd., London, 1949.)
Arnot, R.: The Predepressed Personality. Arch.
Neural. (G Psychiat, 76:617-618 (1956).
Cohen, M. B., et al.: An Intensive Study of
Twelve Cases of Manic—Depressive Psychosis.
Psychiatry, 17 :103-137 (1954).
Fink, M., and Kahn, R. L.: Relation of EEG
Delta Activity to Behavioral Response in Electroshock. Arch. Neural. c6 Psychiat, 78:516-525,
1957.

10.

11.

12.

13.

Hamilton, D. M., and Mann, W. A.: The Hospital Treatment of Involutional Psychoses, in
Hoch, P., and Zubin, J. (eds.), Depression, pp.
199-209 (Grune d2 Strattan, New York, 1954).
Kahn, R. L., Fink, M., and Weinstein, E. A.: Relation of Amobarbital Test to Clinical Improvement in Electroshock. Arch. Neural. c6 Psychiat.,
76:23-29 (1956).
Kahn, R. L., and Fink, M.: Changes in Language During Electroshock Therapy, in Hoch,
P., and Zubin, J. (eds), Psychopathology of
Communication, pp. 126.
Piaget, J .: Play, Dreams and Imitation in Childhood (W. W. N ortau, New York, 1951).
Weinstein, E. A., Linn, L., and Kahn, R. L.:
Psychosis During Electroshock Therapy: Its
Relation to the Theory of Shock Therapy. Am.
J. Psychiat, 109:22-26 (1952).
Weinstein, E. A., et al.: Diagnostic Use of Amo—
barbital Sodium (“Amytal Sodium”) in Organic
Brain Disease. Am. J. Psychiat, 112:889-894
(1953).
Weinstein, E. A., and Kahn, R. L.: Personality
Factors in Denial of Illness. Arch. Neurol. (Q
Psychiat, 69:355-367 (1953).
Weinstein, E. A., Kahn, R. L., and Sugarman,
L. A.: Ludic Behavior in Patients with Brain
Disease. J. Hillside H08p., 3:98-106 (1954).
Weinstein, E. A., and Kahn, R. L.: Denial of
Illness: Symbolic and Physiological Aspects.
(Charles 0'. Thomas, Springﬁeld, Ill., 1955.)

'

��March 1957

£471.“.

Personality Factors in Behavioral

Response

to ElectroShock Therapy

Robert L. Kahn, Ph. D. and.Max Fink,

From
New

WW.

M.

D.

the Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks,
York.

Aided by

M—92? of the National Institute of Mental Health, National
of Health, United States Public Health Service.

grant

Institutes

Presented to the Electroshock Research Association, Chicago,

l.

,

l,

,

,

gnu-H‘SVAmh-ﬁy,

May

1957.

�INTRODUCTION

The

behavioral response of patients receiving electroshock therapy

variable.
noted

In previous studies of the factors related to

that patients

who showed

is

this variability

early, persistent and relatively

we

marked degrees

of altered brain function, as meaSured by the electroencephalogram and the

amobarbital

test for brain disease (10),

were most

response which was rated as improved (h) (6) (7).

likely to
The

show a

clinical

present study is an

investigation of the role of personality in the behavioral response.

explicit hypothesis concerning this relationship has been derived

An

from previous

studies of the patterns of behavioral

change occurring with EST.

In an analysis of language changes

after electroshock (7),

patients

patterns as explicit denial of illness;

who develop such language

we

reported that

personal, Spatial and temporal displacement of symptoms; and qualification,
evasion and minimization are rated as improved. These language patterns are

similar to those previously described

by Weinstein and Kahn (13)

studies of neurological patients with cerebral dysfunction.

in their

They characteru

ized this behavior as the "language of denial" and demonstrated a relationship
to personality. In particular they described the characteristics of the "ex-

plicit verbal denial" personality (11).
the hypothesis was advanced

On

the basis of these Observations,

that those patients

this "explicit verbal denial" personality type
the behavioral changes
The purpose

after EST

who most

closely approximated

would be more

likely to

Show

which are rated as improved.

of the present study, therefore,

was

to determine:

1) whether personality characteristics related to the behavioral
reSponse to electroshock therapy can be differentiated; and
2) whether patients with greater "denial" tendencies are more likeLy

to

show

proved.

behavioral changes

after electroshock therapy

which are

rated as

imp

�~2~
POPULATION

Sixty-three consecutive patients referred for electroshock therapy were
studied. The selection of patients for treatment was made by the psychiatric

staff,

independent of the judgment of the authors. The patients ranged in age

from 20 to 66 with a mean of h7, and included 21 men and h2 women.
METHOD

Prior to treatment each patient

was evaluated according

to the following

methods:

1. Structured Family Interviews: Personality was evaluated in interviews with members of the patient's family. At the opening of the interview,
the relative was asked to describe, in his

interests

and

attitudes..

The

relatives

patient's usual
encouraged to talk about any

own

were

words, the

aSpect they wished, and the interviewer followed the trend of

rather than proceeding in a serial fashion.

The

their talk,

interviewer asked questions,

however, to obtain information in 15 Specific areas which have been described

as characteristic of the "explicit verbal denial" personality.
and type of questions required with each

The number

relative varied according to the de-

gree of spontaneous production and the informant's capacity to comprehend and
communicate. The informant was encouraged to give concrete examples of

all

statements.
The

basic items included the presence

features: 1) stress verbal

symbols such as

rationalization; 2) are prestige

and

and

extent of each of the following

resolutions, homilies, cliches

security conscious,

intrinsic benefits of health, work, leisure,

money and

it a

and

and do not enjoy the

property; 3) regard

secret from family

and

neighbors,-and are reluctant to seek medical care; h) "shake off" their

own

illness as

an imperfection or

disgrace, keeping

�-3troubles and are considered practical persons

who

advise others; 5) have

drive and compulsive energy, and are guilty or uneasy

if not

much

occupied; 6) are

conscientious with a high sense of duty and responsibility; 7) are sensitive

it

to criticism, regarding

as an attack on

their integrity;

8) are proud and

avoid help from others; 9) are reserved rather than openly affectionate or
emotional; 10) emphasize being correct; 11) are not imaginative or creative;
12) are not seen as dependent by

their relatives;

13) do not discuss sex

openly; 1h) do not have temper outbursts; 15) and are not ludic (25)

After the interview, each item was rated
score of

O

was given

if

on a

scale of

O, 1

or 2.

A

the aspect was noted to a minimal degree; a score of

1

indicated that the characteristic was moderately present; while a score of

2

indicated the definite

and marked presence of the

each item were added and the resultant score

pattern.

The

scores for

is termed the "denial personal-

ity score".
2. Clinical Evaluation: Each patient was interviewed prior to and at
weekly intervals during and following the course of treatment. The

evaluation

was determined by

clinical

the patient's behavior in the few weeks follow-

ing the end of the course of treatment and was based

on

the evaluation of the

patient's therapist, the therapist's supervising psychiatrist and the supervising psychiatrist in charge of the electroshock treatment unit. Patients
were classed

into three groups:

proved, following the

much improved, moderately improved,

or unimp

criteria outlined previously (6).

3. lgnguagg §t_gy: In addition to the clinical interviews, each patient
was examined

toward his

with a standardized series of questions determining his attitude

illness.

Two

of the questions asked were,

"What

is your

main

trouble?" and ”If you had one wish, what would you wish for?" The patients
were

tested before

and during treatment and the verbatim reSponses were

anal-

ized for changes in language according to the method previously described (7).

�V

«hRESULTS

The

relatives of

scores ranged from

h?

patients

were interviewed.

to 25, with a

O

O

denial personality

statistical

comparison

Patients with scores ranging

from

25 were consiRered the "high denial" group, while those with scores from

to
to

For

median of 11.

the patients were divided into two groups.
11

The

10 were classed as low

in denial tendencies.
Patients with high denial

1. Personality score and clinical reSponse:

personality scores in these family interviews were most likely to

be

as much improved, and only one case was considered unimproved (Table

patients with
a chance

30%

I). In

clinical reSponse rating occurred

low scores, however, the

basis, with

rated
on

of the patients being regarded as unimproved.

I

TAJLE

Relation of Denial Personality Scores to Clinical Response to Electroshock
Moderately

Much

Unimproved

Total

9

1

2h

9

7

23

18

8

h?

Improved

Improved

Personality Score

-

25

1h

0 ~ 10

7

11

Total

.

21
The

proved

difference in the cenial scores between the

patients,

significant.

%

when compared

to the

unimproved

much and moderately im-

patients is statistically

Although the much improves patients have a higher mean score

than the moderately improved group, this Jifference is not significant.
2. Qualitative observations:

Although there

is a relationship between

high denial personality scores she the clinical rating,
low

denial scores

* Significant at
‘1

30%

of patients with

were also evaluated as showing a marked improvement. 'Hhile
1%

.0 '
level of coniidence

by HannAWhitney

U

Test.

�-5the group of seven patients
be described.
and

security

is

a small one,

certain

common

characteristics

can

Although these Subjects lack the competitive drive, prestige
ne ds of the high

denial subjects, they

show a

similar lack of

creative or imaginative capacity or ability to think critically of their own
or other's feelings» They relate to the environment primarily by non-verbal
forms of communication. They are described by

their families as laughing or

crying excessively; and as showing anger by muteness, "go into a shell," "walk
out of the room in a huff," or bv violent tempers with table-pounding, throwing

objects or direct physical assault.

patients are "ludic," - a term used

These

by Heinstein and Kahn (12) to denote comic,

tragic, or melodramatic behavior.*

3.

Personality score and changes in language: Applying the technic of
language analysis described in a previous study (7), the changes in language
in clinical interviews

were compared with

the denial personality scores.

patterns of language change, such as explicit denial of illness or

Nine

symptoms,

displacement, qualification, 323' have been described as characteristically
occurring after electroshock.

As

in the previous study, each patient

was

classified according to the dichotomy of whether or not he showed three or
more explicit language changes. Patients with high denial personality scores
showed a

greater

ality scores
ality scores

number of language changes, than those with low

(Table

II).

The

denial persen-

coefficient of correlation between the person-

and the number of language Chan es

is

+

.71, significant at better

than the 15 level of confidence.

* This terizwas taken from Piaget
behavior of young children (8).

who

pplied

it

to the play

and

imitative

�-6-

II

TABLE

Relation of Denial Personality Dcores to Clinical Language Changes During
Treatment
Number Language Changes

-

0

2

3

or more

Personality Scores
11-25

(20)

8

12

0-10

(20)

17

3

Total

25

15

h. Illustrative Cases:
Case 1.
A

month

High Denial

Personality Score:

élayear-old houswife

was

history of insomnia, abdominal nain

admitted to the hospital with a 15
and

fear of cancer.

she was depressed, retarded, and seclusive, evincing

On

admission

little interest

in her

surroundin s, and uaneering aimlessly about the ward.
The

patient was described

responsible person with
and was unable to
home.

She was

much

relax.

by her husband as a conscientious, dependable,

integrity.

She had no

As a conseguence, she

hobbies, outside interests,

busiee herself with chores

at

"mortallv afraid" of doctors, minimized her illnesses and con-

cealed ailments, even from her husband. Very restrained, she onenly showed
no

affection or emotion, never 6iscusse€ sex

had "a long memory

for

little

"streak of stubborness,"
sible for her mistakes."
than borrow or take

things

and would

if

she

and

felt that

According to the denial

She

she was wronged," a

"just as soon hold another person

She was proud ane would

money from

rarely lost her temper.

"rather

go

reSponu

without food"

others.

criteria, hrr score was

20.

After 20 electroshock treatments, she became euphoric, took an interest
in her personal appearance and participated in hospital

activities.

Her doctor

�-7called her a

"model"

patient

feelings, asserted that
band who was very good

her discharge."

who, "while

reluctant to discuss her personal

difficulties at home, had a wonderful husto her, considered herself lucky and eagerly anticipated
she had no

She was discharged with a

Case 2.

Low

"much improved."

Denial Personality Score:

hl-year-old housewife

A

rating of

was

admitted to the hOSpital with a two

year history of depression following the birth of her fourth child. She cried

frequently, lost interest in social activities, found it increasingly difficult
to take care of her baby and had suicidal thoughts. On admission the patient
was

showed

attention to her personal appearance, cried readily,
psychomotor retardation and was circumstantial in speech.

The
whom
He

little

noted to pay

patient

it was

was described by

her husband as a "negative personality" with

not easy to get along because she was opinionated and argumentative.

regarded her as "completely impractical, with no

common

sense."

She was a

poor housekeeper, constantly demanding help from other people, although not

the kind of person

who would

ative person, she liked to
sations.

When

put herself out for others.

engage

An

excessively talk-

in long, intellectual, pretentious converu

angry, however, she would become either completely mute, or

"very nasty, implying you just don‘t
"cold" person, she was able to

know any

better." Although considered a

talk freely about sex.

She

frequently complained

of physical ailments and went to physicians readily. She was "naive" and "un-

realistic," believing, for

example,

that she had a flair for writing although

others considered her amateurish.

rated as h.

Her

personality score

The

patient received eighteen electroshock treatments, which were term»

inated at her

was

frightened to take any more,,
At the time of her discharge her doctor noted her as "quite depressed," but felt

that

ital.

it was

own

insistence because she

was too

doubtful that she could benefit from further treatment at the hosp-

She was discharged with

the recommendation for continued psychotherapy.

�-8-

.

DISCUSSION

The

structured family interview

was designed

to test the specific

hypo—

thesis derived from earlier observations that patients with the "explicit
verbal denial" personality are most likely to
havioral

Changes

the examiner.

show

both the language and be-

to electroshock therapy which are rated as

The

data supports this hypothesis

and

much improved by

is also consistent with

the theory of the mode of action of electroshock therapy advanced by'Weinstein,

that "....the therapeutic efficacy of
electroconvulsive therapy....derives from the production of a state of brain

Linn and Kahn in 1952 (9).

They suggest

function in which the mechanism of denial

is facilitated in characterologically

disposed individuals."
The degree of

explicit verbal denial is, however, only

aspect affecting the behavioral reaponse to treatment.

one

personality

the basis of the

On

present data and methods of analysis a broader view of personality patterns
in relation to improvement with

rated as clinically
empathic

-

~

improved are

unable to think

EST

is

now

possible.

Those

own

who

are

characterized by such features as: 1) non-

critically or sensitively

about the needs,

ings, or communications of others; 2) non-intrOSpective

critically about their

patients

-

—

feel-

unable to think

feelings or needs; unable to achieve insight even

with the collaboration of others in the psychotherapeutic relationship; 3) rely
heavily on nondverbal Communication

little referential

--

even.when they are

communication, the words being cliched, stereotyped, or

.representative of feelings

and emotions

action and h) highly conventional .. ..

rather than transmitters of informp

withoutimaginative or creativecapacity,

y'and,with few resources to deal with stressful or
With

talkative there is

this pattern as the

common

new

situations.

background, two classes of patients who

"‘respond to treatment can.be-defined: a) the driving,.conscientious, independent,

�.9can be

successful, emotionally-controlled person who

plicit verbal denial" personality type;

b) the chronically inadequate,
coming from an impoverished

ively labile and ludic, dependent person,
cultural background.

characterized as the "ex-

'While both types are

rated as

improved

affectsocio-

in their short

term reSponse to electroshock, preliminary follow-up observations indicate

that the "explicit verbal denial" personality type is more likely to sustain
the clinical reSponse, while the ludic group is likely to relapse quickly.
Consistent with our previous studies

we

have found that altered brain

function is a necessary condition for behavioral change'with electroshock
therapy.

The

kinds of behavioral change

shown with

however, vary marcedly in

different patients.

denial or diSplacement of

symptoms and

paranoid agitated states,

become withdrawn,

altered brain function,

Some show mood

changes and

are rated as improved. Others develop
or

show

ory complaints, and are rated as unimproved. In

additional somatic or

memp

this study we have stressed

the personality factors in those cases whose behavioral reSponse was rated as
improved. We have not considered the patients who were rated as only moder-

ately improved or unimproved. If the basic hypothesis is correct, we should
also find a relationship between personality and the behavioral response in
patients who are rated as unimproved. Present information in this regard is
minimal, as
These

this problem has not been approached with a specific hypothesis.
observations raise questions concerning the relation of personality

to type of mental illness

and choice of therapy.

Clinical observations support

the concept of a characteristic predepressed personality. Abraham (1) noted
of depression occurred in obsessional persons. Arnot (2) describes
that

states

depressions as being overly Conscientious and perfectionistic. Hamilton and
Mann (5), reporting various aSpects of the personality in involutional depress-

ion, include such features as "followed a rigid pattern of behavior....dis~
played a lack of imagination...narrou range of interestS..thorough, conscientious,

�.10..
meticulous devotion to duty...1ack of feeling for point of view of
others...
hard, uncompromising drivers...oversensitive...reserved." Cohen, §t_§l'(3)

in an intensive study of manic-depressive psychosis, reported their patients
as being highly prestige-conscious; little concerned with problems of interpersonal relatedness; stereotyped; conventional; having
communicative interchange; and unaware of

self or of his feelings toward others.
to
be

little

capacity for

other persons' feelings toward him-

They emphasized the

patients' inability

that the therapeutic relationship should
in non-verbal terms rather than emphasizing the intellectual contents of
communicate

verbally

and Suggested

the exchange.

studies of the personality background of depression Show a pattern
that is most similar to those personality aspects whidh have been described
These

as the "explicit verbal denial" personality. The factor of personality could
thus explain the fact that depression is the condition which responds best
to electroshock treatment. The same personality factors which make a
person
susceptible to a depressive reaction are those which make him responsive to
non-verbal forms of therapy.

These

factors enable

him

to reSpond, under the

conditions of altered brain function, with those language and other behavioral
changes which are evaluated as improved. Thus, the same stereotypy, convention-

ality, perfectionism,

and

prestige-consciousness, which produce a catastrophic
response in the individual faced by the loss of a partner, job, business, or

loved one permit the development of denial, minimization and displacement
under the conditions of altered brain function and are deemed "improved" by

the family and the therapist.

�.11SUMMARY AND CONCLUSIONS

1.

Personality factors in

63

consecutive patients referred for e1ectro~

shock therapy were studied by means of a structured family interview.

2.
which are

3.
be

The

results

show

that aspects of personality can be differentiated

significantly related to the reaponse to treatment.
The

basic personality pattern of the patients

who respond

characterized as a) non-empathic, b) non-introspective, c)

non-verbally, and d) highly conventional and stereotyped, with

best can

communicate

little imagin-

ative or creative capacity.
h.

‘Within the context of

of improved

personality,

patients.

One

showing such

and emotional

control.

ically inadequate
grounds, uho are

this

group

is

core, there are two main subdivisions
comparable to the "explicit verbal denial"

common

features as drive, conscientiousness, independence

The oﬂaer group

and dependent, coming

consists of persons apt to be chron—
from deprived Socio-cultural back-

effectively labile and ludic.

5. The relationship between these personality patterns and descriptions
of the personality of depressed perSOns

is noted.

The same

personality factors

which contribute to a depressive reaction, contribute to a behavioral change
under the conditions of
which

altered brain function following electroshock therapy

is evaluated as improvement.

�.12..
FERENCES

1. Abraham, K.: Selected Papers on Psychoanalysis. London:
Press Ltd., 19h9.
Arnot, R.:

The

chiat.,

3. Cohen,

h. Fink,

Predepressed Personality,

Zé: 617—618, 1956.

A.M.A. Arch.

The Hogarth

Neurol.

&amp;

Psy-

B., Baker, G., Cohen, R. A., FrommpReichmann, F. and Ueigert,
An Intensive Study of Twelve Cases of Manic-Depressive
Psychosis, Psychiat., 11: 103-137, l95h.
H.

E. V.:
M.

and Kahn, R. L.:

Quantitative Studies of Slow wave Activity
EEG Clin. Neurophysiol., Q; 158, 1956.

Following Electroshock,

Hamilton, D. M. and Mann, W. A.: The Hospital Treatment of Involutional
Psychosos, in Depression (Hoch, P. and Zubin, J., eds.), New York:
Grune &amp; Stratton, 199-209, 1952.

L., Fink, M. and weinstein, E. A.: Relation of Amobarbital
Test to Clinical Improvement in Electroshock, A.M.A. Arch. Neurol.

Kahn, R.

7.

Language During Electroshock
Communication
(Hock, P. and Zubin,
Psychopathology of

Kahn, R. L. and Fink, M.:

Therapy, in

Changes

in

Eds.) in press.

Piaget, J.: Play,

Norton, 19 51.

Dreams and

Imitation in Childhood.

New

J.,

York: N. W.

9. Weinstein, E. A., Linn, L. and Kahn, R. L.: Psychosis During Electroshock
Therapy: Its Relation to the Theory of Shock Therapy, Am. J. Pey-

chiat.,

193; 22-26, 1952.

10. ‘Weinstein, E. A., Kahn, R. L., Sugarman, L. A. and Linn, L.: Diagnostic
Use of Amobarbital Sodium ("Amytal Sodium") in Organic Brain Disease, Am. J. Psychiat., 11g} 889-89h, 1953.
11.

E. A. and Kahn, R. L.:
Arch. Neurol. &amp;
A.M.A.
ness,

neinstein,

Personality Factors in Denizl of
Psychiat., éﬁ: 355-367, 1953.

Ill-

12. Ueinstein, E. A., Kahn, R. L. and Sugarman, L. A.: Ludic Behavior in
Patients with Brain Disease, J. Hillside Hosp., 2; 98-106, l95h.
13. Ueinstein, E. A. and Kahn, R. L.:

Denial of

siological Aspects. Springfield,

Ill.:

Illness: Symbolic and Phy-

Charles C. Thomas, 1955.

�--.f\

._

Personality Factors in Behavioral Response to Electroshock
Therapy

Robert L. Kahn, Ph.D. and

From

Max

Fink,

M.D.

the Department of Experimental Psychiatry, Hillside

Hospital, Glen Oaks, L.I., N.Y.
Aided by grant M-927 of the National Institute of Mental
Health, National Institutes of Health, United States Public
Health Service.
Presented to the Electroshock Research Association, Chicago,
May

5/59

195”.

�INTRODUCTION

.The behavioral response of patients receiving electro—
shock therapy is variable. In previous studies of the

factors related to this variability we noted that patients
who showed early, persistent and relatively marked degrees
of altered brain function, as measured by the electroencephalogram and the amobarbital
most

likely to

show a

test for brain disease (10),

clinical response

were

rated as
investigation

which was

present study is an
of the role of personality in the behavioral response.
An eXplicit hypothesis concerning this relationship has
been derived from previous studies of the patterns of
behavioral change occurring with EST. In an analysis of
language changes after electroshock (7), we reported that

improved (h) (6) (7).

The

develop such language patterns as explicit
denial of illness; personal, spatial and temporal displacement
of symptoms; and qualification, evasion and minimization
are rated as improved. These language patterns are similar
to those previously described by Weinstein and Kahn (13)
in their studies of neurological patients with cerebral
dysfunction. They characterized this behavior as the

patients

who

"language of denial" and demonstrated a relationship to
personality. In particular they described the characteristics
of the "explicit verbal denial" personality (11). On the

basis of these observations, the hypothesis

was advanced

that

�-2-

closely approximated this "explicit
verbal denial" personality type would be more likely to
those patients
show

who most

the behavioral changes after

EST

which are rated as

improved.

purpose of the present study, therefore, was to
determine:
The

-

1) whether personality characteristics related to the
behavioral response to electroshock therapy can be differ-

entiated;

and

2) whether

patients with greater "denial" tendencies

are more likely to show behavioral changes after electroshock
therapy which are rated as improved.
EQPULATION:

Sixty-three consecutive patients referred for electroshock therapy were studied. The selection of patients for
treatment was made by the psychiatric staff, independent
of the judgment of the authors. The patients ranged in age
from 20 to 66 with a mean of h7, and included 21 men and h2
women.
METHOD

Prior to treatment each patient

was

evaluated according

to the following methods:

Structured Family Interviews: Personality was
evaluated in interviews with members of the patient's
family. At the opening of the interview, the relative was
1.

�-3asked to describe, in his

interests

and

attitudes.

own

words, the

The

relatives

patient's usual
were encouraged

to

aspect they wished, and the interviewer
followed the trend of their talk, rather than proceeding
in a serial fashion. The interviewer asked questions,
however, to obtain information in 15 specific areas which
have been described as characteristic of the "eXplicit
verbal denial" personality. The number and type of questions
required with each relative varied according to the degree
of spontaneous production and the informant's capacity to

talk about

any

comprehend and communicate.

The

informant was encouraged to

give concrete examples of all statements.
The basic items included the presence and extent of
1) stress verbal symbols
each of the following features:

resolutions, homilies, cliches and rationalization;
2) are prestige and security conscious, and do not enjoy the
intrinsic benefits of health, work, leisure, money and
such as

regard illness as an imperfection or disgrace,
keeping it a secret from family and neighbors, and are
reluctant to seek medical care; h) "shake off" their own
troubles and are considered practical persons who advise
5) have much drive and compulsive energy,.and are
others;
guilty or uneasy if not occupied; 6) are conscientious

property;

3)

with a high sense of duty and responsibility; 7) are
sensitive to criticism, regarding it as an attack on their

�-u-

integrity; 8) are

proud and avoid help from others;

9) are

reserved rather than openly.af£ectionate or emotuonal;
10) emphasize being

correct; 11) are not imaginative or

creative; 12) are not seen as dependent

by

their relatives;

not discuss sex openly; 1h) do not have temper
outbursts; 15) and are not ludic (25).
After the interview, each item was rated on a scale of
0, 1 or 2. A score of O was given if the aspect was noted

13)

do

to a minimal degree; a score of 1 indicated that the characteristic was moderately present; while a score of 2 indicated
the definite and marked presence of the pattern. The scores

for each item were added and the resultant scoretns termed
the "denial personality score".
2. Clinical Evaluation: Each patient was interviewed
prior to and at weekly intervals during and following the
course of treatment. The clinical evaluation was determined
by the

patient's behavior in the

few weeks following the end

of the course of treatment and was based on the evaluation
of the patient's therapist, the therapist’s supervising
psychiatrist and the supervising psychiatrist in charge of
the electroshock treatment unit.

into three groups:

much improved,

unimproved, following the

Patients

were

classed

moderately improved, or

criteria outlined previously (6).

Study; In addition to the clinical inter~
views, each patient was examined with a standardized series
3. Language

�-5of questions determining his attitude toward his illness.
Two of the questions asked were, "What is your main trouble?"

"If you had one wish, what would you wish for?" The
patients were tested before and during treatment and the
verbatim responses were analyzed for changes in language
and

according to the method previously described (7).

�-6RESULTS

relatives of

interviewed. The
denial personality scores ranged from O to 25, with a median
of 11. For statistical comparison the patients were divided
into two groups. Patients with scores ranging from 11 to 25
were considered the "high denial" group, while those with
scores from O to 10 were classed as low in denial tendencies.
1. Personality score and clinical response: Patients
with high denial personality scores in these family interviews
The

likely to

were most

patients

h?

rated as

be

were

only one
case was considered unimproved (Table I). In patients with
low scores, however, the clinical response rating occurred
on a chance basis, with 30% of the patients being regarded as
much improved, and

unimproved.
TABLE

I

Relation of Denial Personality to Clinical Response
to Electroshock

Much

Moderately

25

1h

9

1

2h

to 10
Total

7

9

7

23

21

18

8

h?

Improved

Improved

Total

Unimproved

Personality Score
11
0

to

The

difference in the denial scores between the

and moderately improved

unimproved
*

patients,

when compared

much

to the

patients is statistically significant.* Although

Significant at

1%

level of confidence

by Mann-Whitney

U

Test.

�-7the much improved patients have a higher mean score than
the moderately improved group, this difference is not

significant.
Qualitative observations: Although there is a
relationship between high denial personality scores and the
clinical rating, 30% of patients with low denial scores were
also evaluated as showing a marked improvement. While the
2.

group of seven

patients is

characteristics

a small one,

can be described.

certain

common

Although these subjects

lack the competitive drive, prestige and security needs of
the high denial subjects, they show a similar lack of
creative or imaginative capacity or ability to think critically
of their own or other's feelings. They relate to the environment

primarily

by non-verbal forms of communication.

They

are described by their families as laughing or crying
excessively; and as showing anger by muteness, "go into a
shell," "walk out of the room in a huff," or by violent
tempers with table—pounding, throwing objects or direct

physical assault.

These

patients are "ludic," -

by Weinstein and Kahn (12)

a term used

to denote comic, tragic, or

melodramatic behavior.*
3.

Personality score

and changes in language:

Applying

the technic of language analysis described in a previous study
(7), the changes in language in clinical interviews were

the denial personality scores. Nine patterns
of language change, such as explicit denial of illness or

compared with

* This

and

term was taken from Piaget

imitative behavior of

young

applied it to the play
children (8).

who

�-8displacement, qualification, 323. have been
described as characterically occurring after electroshock.
As in the previous study, each patient was classified
according to the dichotomy of whether or not he showed three
or more explicit language changes. Patients with high denial
symptoms,

personality scores

showed a

greater number of language changes,

personality scores (Table II).
The coefficient of correlation between the personality scores
and the number of language changes is + .71, significant at
better than the 1% level of confidence.
than those with low denial

TABLE

II

Relation of Denial Personality Scores to Clinical
Language Changes During Treatment

Number Language Changes
0 - 2

Personality Scores
11-25
0-10

(20)
(20)

'

Total
h.

Illustrative

3

or more

8

12

1?

3

25

15

Cases:

gigh Denial Personality Score;
A 61-year-old housewife was admitted to the
hospital with a 15 month history of insomnia, abdominal pain
and fear of cancer. On admission she was depressed, retarded,
and seclusive, evincing little interest in her surroundings,
Case 1.

aimlessly about the ward.
The patient was described by her husband as a
conscientious, dependable, responsible person with

and wandering

much

�-9-

integrity.

hobbies, outside interests, and was
a consequence, she busied herself with

She had no

unable to relax. As
chores at home. She was “mortally afraid" of doctors,
minimized her illnesses and concealed ailments, even from
her husband.

Very

restrained,

she openly showed no

affection

rarely lost her temper. She
had "a long memory for little things if she felt that she was
wronged," a "streak of stubborness," and would "just as soon hold
or emotion, never discussed sex and

another person reaponsible for her mistakes." She was proud and
would "rather go without food" than borrow or take money from

others.
According to the denial

criteria,

her score was 20.

electroshock treatments, she became euphoric,
took an interest in her personal appearance and participated in
hospital activities. Her doctor called her a "model" patient
who, "while reluctant to discuss her personal feelings, asserted
After

that she

20

had no

difficulties at

home, had a

wonderful husband

very good to her, considered herself lucky and eagerly
anticipated her discharge." She was discharged with a rating

who was

of "much improved."

Denial Personality Score:
A hl-year—old housewife was admitted to the hospital
with a two year history of depression following the birth of
her fourth child. She cried frequently, lost interest in social
aetivities, found it increasingly difficult to take care of her
Case 2.

Low

suicidal thoughts. On admission the patient was
noted to pay little attention to her personal appearance, cried
baby and had

�readily,

showed psychomotor

retardation

and was

circumstantial

in speech.

patient was described by her husband as a "negative
personality" with whom it was not easy to get along because
The

she was

opinionated and argumentative.

He

regarded her as

"completely impractical, with no common sense." She was a
poor housekeeper, constantly demanding help from other people,
although not the kind of person who would put herself out for

others.

excessively talkative person, she liked to engage
in long, intellectual, pretentious conversations. When angry,
An

either completely mute, or "very
Just don't know any better." Although

however, she would become

nasty, implying you

considered a "cold" person, she was able to talk freely about
sex. She frequently complained of physical ailments and went
to physicians readily. She was "naive" and "unrealistic,"
believing, for example, that she had a flair for writing although
others considered her amateurish.

personality score was rated as h.
The patient received eighteen electroshock treatments,
which were terminated at her own insistence because she was
Her

too frightened to take any more. At the time of her discharge
her doctor noted her as "quite depressed," but felt that it

doubtful that she could benefit from further treatment at
the hospital. She was discharged with the recommendation for

was

continued psychotherapy.

�-11-

Elialﬁilgli

structured family interview was designed to test
the specific hypothesis derived from earlier observations
that patients with the "explicit verbal denial" personality
The

are most likely to show both the language and behavioral
changeswﬁﬂxelectroshock therapy which are rated as much

data supports this hypothesis
and is also consistent with the theory of the mode of action
of electroshock therapy advanced by Weinstein, Linn and Kahn
in 1952 (9). They suggest that "....the therapeutic efficacy
of electroconvulsive therapy....derives from the production
of a state of brain function in which the mechanism of denial
improved by the examiner.

The

is facilitated in characterologically disposed individuals."
degree of eXplicit verbal denial is, however,
only one personality aspect affecting the behavioral response
to treatment. 0n the basis of the present data and methods
The

of analysis a broader view of personality patterns in relation
to improvement with EST is now possible. These patients who
are rated as clinically improved are characterized by such
features as: l) non-empathic - - unable to think critically
or sensitively about the needs, feelings, or communications
of others; 2) non-introspective ~ - unable to think critically
about their own feelings or needs; unable to achieve insight
even with the collaboration of others in the psychotherapeutic

rely heavily on non-verbal communication they are talkative there is little referential

relationship;
even when

3)

-

�-12communication, the words being cliched, stereotyped, or

representative of feelings and emotions rather than transmitters of information and h) highly conventional - - without
imaginative or creative capacity, and with few resources to
deal with stressful or
With

new

situations.

this pattern as the

common

background, two classes

patients who respond to treatment can be defined: a) the
driving, conscientious, independent, successful, emotionallycontrolled person who can be characterized as the "explicit
verbal denial" personality type; b) the chronically
inadequate, effectively labile and ludic, dependent person,
coming from an impoverished sociocultural background. While
both types are rated as improved in their short term response
to electroshock, preliminary follow-up observations indicate
that the "explicit verbal denial" personality type is more
likely to sustain the clinical response, while the ludic group
is likely to relapse quickly.
of

Consistent with our previous studies we have found that
altered brain function is a necessary condition for behavioral
change with electroshock therapy. The kinds of behavioral change
slacwn with altered brain function, however, vary markedly in
different patients. Some show mood changes and denial or
displacement of symptoms and are rated as improved. Others
develop paranoid

agitated states,

withdrawn, or show
additional somatic or memory complaints, and are rated as
unimproved. In this study we have stressed the personality
become

�-13-

factors in those cases
as improved.

We

whose

behavioral response

have not considered the

patients

was

rated

who were

rated as only moderately improved or unimproved. If the
basic hypothesis is correct, we should also find a relation~
ship between personality and the behavioral reSponse in
patients who are rated as unimproved. Present information in

this regard is

minimal, as

this

problem has not been approached

with a specific hypothesis.

observations raise questions concerning the relation
of personality to type of mental illness and choice of therapy.
Clinical observations support the concept of a characteristic
These

predepressed personality. Abraham (I) noted that states of
depression occurred in obsessional persons. Arnot (2)
describes depressions as being overly conscientious and perfectionistic. Hamilton and Mann (5), reporting various aspects
of the personality in involutional depression, include such

features as "followed a rigid pattern of behavior.... diaplayed
a lack of imagination... narrow range of interests.. thorough,
conscientious, meticulous devotion to duty...lack of feeling
for point of view of others...hard, uncompromising drivers...

intensive
study of manic-depressive psychosis, reported their patients

oversensitive...reserved."

Cohen, sﬂngg (3) in an

as being highly prestige-conscious;
problems of

little

concerned with

interpersonal relatedness; stereotyped; conventional;

little

capacity for communicative interchange; and
unaware of other persons’ feelings toward himself or of his

having

�~1h-

feelings toward others;

They emphasized the

inability to

verbally

communicate

therapeutic relationship should

be

patients'

that the
in non-verbal terms rather

and suggested

than emphasizing the intellectual contents of the exchange.
These studies of the personality background of depression
show a pattern that is most similar to those personality

"explicit verbal
personality. The factor of personality could thus
the fact that depression is the condition which responds
electroshock treatment. The same personality factors
which make a person susceptible to a depressive reaction are
aspects
denial"
explain
best to

which have been described as the

those which make him responsive to non-verbal forms of therapy.
These factors enable him to respond, under the conditions of
altered brain function, with those language and other behavioral
changes which are evaluated as improved. Thus, the same

stereotypy, conventionality, perfectionism, and prestigeconsciousness, which produce a catastrOphic response in the
individual faced by the loss of a partner, job, business, or
loved one permit the development of denial, minimization and
displacement under the conditions of altered brain function
and are deemed "improved" by the family and the therapist.

�-15SQMMARY AND CONCLUSIONS

1. Personality factors in 63 consecutive patients
referred for electroshock therapy were studied by means of
a structured family interview.
2. The results show that aspects of personality can be
differentiated which are significantly related to the reSponse
.

to treatment.

basic personality pattern of the patients who
respond best can be characterized as a) non-empathic,
b) non-introspective, c) communicate non-verbally, and
d) highly conventional and stereotyped, with little imaginative
or creative capacity.
h. Within the context of this common core, there are
two main subdivisions of improved patients. One group is
comparable to the Wkplicit verbal denial" personality, showing
such features as drive, conscientiousness, independence and
emotional control. The other group consists of persons apt to
3.

The

chronically inadequate and dependent, coming from deprived
sociocultural backgrounds, who are effectively labile and Indie.
5. The relationship between these personality patterns and
descriptions of the personality of depressed persons is noted.
The same personality factors which contribute to a depressive
reaction, contribute to a behavioral change under the conditions
of altered brain function following electroshock therapy which
is evaluated as improvement.
be

�116REFERENCES

1.

Abraham, K.: SelecteguPaﬁers on
The Hogarth Press Ltd.,‘l9h9.

2.

Arnot, R.: The Predepressed Personality, A.M.A. Arch. Neurol.
and Psychiat., 1g: 617f618, 1956.
Cohen, M.B., Baker, 6., Cohen, R.A., Fromm-Reichmann, F.
and Weigert, E.V.: Antintensive Study of Twelve Cases
Psychosis, Psychiat., 11: 103-137,
1ofsﬁanic-Depressive
9

3.

Psychoanalysis. London:

5

o

R.L.: Quantitative Studies of Slow Wave
Activity Following Elastroshock, EEG Clin. Neurophysiol.,
g: 158, 1956.

Fink,

M.

Hamilton,

and Kahn,

The_Hospita1 Treatment of

D.M. and Mann, W.A.:

Involutional Ps choseg, in Depression (Hash,

J.,
6.

933.5,

New

Stratton,

FT and

Zubin,

199-209, 1952.

and Weinstein, E.A.: Relation of
Amobarbital Test to Clinical Improvement in Electroshock,

Kahn, R.L., Fink,
A.M.A. Arch.

7.

York: Grune E
M.

Neurol.

&amp;

Egychiat., lé‘ 23-29, 1956.

Kahn, R.L. and Fink, M.: Changes in Language During Electro—
shock Therapy, in Psychopathology of Communication (Hoch,
Zubin, J., eds.) New York: Grune &amp; Stratton, 1958,
P.6and
12 ~139.
ﬁ

J.: Play)
York: W.W.

Piaget,
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Norton,

l9Sl.

Imitation in Childhood.

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Weinstein, E.A., Linn, L. and Kahn, R.L.: Psychosis During
Electroshock Therapy: Its Relation to the Theory of
Shock Therapy,

10.

Dreams and

Am.

J. Psychiat., 109: 22-26, 1952.

Weinstein, E.A., Kahn, R.L., Sugarman, L.A. and Linn, L.:
Diagnostic Use of Amobarbitai Sodium ("Amytal Sodium")
Am.
inSOrganic Brain Disease, ""‘ J. Psychiat., 112: 889-89h,
19 3.

11;

Weinstein, E.A. and Kahn, R.L.:’Personality Factors in
Denial of Illness, A.M.A. ArCh. Neurol. &amp; Psychiat., £2:
355-367, 1953.

12:

Weinstein, E.A., Kahn, R.L. and Sugarman, L.A.* Ludic
Behavior in Patients with Brain Disease, J. Hillside Hosp.
2: 98-106, 195h.
Weinstein, E.A. and Kahn, R.L.: Denial of Illness: Symbolic
and Physiological Aspects. Springfiél’, 111.: Charles
i

13.

UT

Thomas, 1955.

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