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                  <text>9Q

J. Hillside Heapital,
1957

6: 197-206,

A UNIFIED THEORY OF THE ACTION OF

PHYSIODYNAMICTHERAPIES1
MAX FINK,

MD.2

The proper role of the physiodynamic therapies (convulsive,
insulin coma and lobotomy) in psychiatry remains poorly deﬁned.
In part, this results from the lack of an adequate formulation of
their mode of action. In the past six years increasing evidence for a
neuropllysiologic-adaptive view of electroconvulsive therapy has
been presented (41, 32, 38, I). This view ascribes the therapeutic
process in electroshock to a persistent alteration in cerebral function
which provides the milieu for a change in adaptation of the subject
to his environment. The type of adaptation evoked is dependent
upon the personality of the subject, the environmental situation,
and the duration of the induced alteration in cerebral function.
Concurrently, an awareness of a similar mode of action in insulin
coma (31) and lobotomy (40) has developed.
During the past four years we have studied the relation between
alteration in various indices of brain function and the behavioral
response of psychiatric patients to therapy. The neurophysiologicadaptive view of electroshock has been supported and ampliﬁed (11,
12, 13, 19, 21); evidence for a similar view of insulin coma has been
presented (22); and recently the concept has been extended to the
newer “tranquilizers" (9). These studies provide the basis for a
generalization concerning the efﬁcacy of these therapies. It is our
purpose in this report to examine the experimental evidence to
determine whether or not the mode of action of each of these thera—
1From the Department of Experimental Psychiatry, Hillside Hospital, Glen

Oaks, N. Y.

Read at the. 2nd International Congress of Psychiatry, Zurich, September

6, 1957.

Aided by Grant M-927 of the National Institute of Mental Health, National
Institutes of Health, U. S. Public Health Service; and the Board of Directors’
Research Fund of the Society of the Hillside Hospital.
2 Director, Department of Experimental Psychiatry, Hillside Hospital.
197

12-»

�198

MAX FINK

pies may result from their ability to induce sustained alteration in
cerebral function; and the corollary question, whether measurable
alteration in cerebral function is a necessary condition for the efﬁ—
cacy of these therapies, or a “complication" or "untoward effect."
The indices of brain function used in these studies have varied.
These include memory scales (2G), visual (20) and tactile (10) perceptual tasks, and changes in language patterns of orientation both
clinically (19) and after intravenous amobarbital (21). In electroencephalographic studies of this problem, changes in the delta index,
both in routine records (ll, 12) and after activation by intravenous
thiopentone (32, 33), and in the beta index (16) have been applied
Successfully. For this review, two indices will be stressed: changes in
the delta index of the unactivated EEG, and clinical neurologic
signs. These indices have been selected because of their successful
application in the analysis of the electroshock process, and because
data is available for each of the therapeutic modalities.
OBSERVATIONS

(a) Electroshock

4.1
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The following notes summarize our experimental studies of the
role of 'changes in EEG delta activity in the response of subjects to
electroshock (11, 13). In these studies, electroencephalograms were
obtained before treatment, and at weekly intervals on a day after a
treatment in consecutive electroshock referrals. Grand mal treatments were administered three times a week, for twelve to twenty
treatments. The EEG records were quantitatively analyzed for the
amount of induced delta activity, and classiﬁed into categories of
“high,” “moderate” and “low” degrees of delta activity. At the end
of treatment, the patients were independently rated for their shortterm clinical response into the categories of “much improved,"
“moderately improved” and “unimproved."
In the initial series of patients, a signiﬁcant relationship between
the early induction of high degrees of delta activity, and clinical
ratings of “much improved” was observed. Eighty per cent of the
records in the much improved group were high degree delta by the
fourth to sixth treatment; and the percentage was sustained at 90
per cent in the third’ and fourth weeks. In contrast, none of the unimproved patients developed high degree delta records in the ﬁrst
three weeks, and only 20 per cent of the records in the fourth week
were so classiﬁed.
In a subsequent predictive study, the EEG records during the

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�THEORY OF PHYSIODYNAMIC THERAPIES

199

second and third weeks of treatment were analyzed. Of the patients
who had high degree delta records on both occasions, 67 per cent
were rated as much improved, while of the patients without such
records, 70 per cent were in the unimproved and moderately improved categories.
Roth (82, 33), studying the EEG delta activity evoked by intravenous thiopentone after electroshock, has related both the stability
and the rate of remission of patients with endogenous depressions
to the peak value of the induced slow activity. He concluded that
patients not attaining a speciﬁed delta activity level "have not acquired an adequate physiological basis for recovery,” and recommended measurement of delta activity levels after thiopentone as a
guide to the clinical management of patients.
Further information is obtained from convulsive-subconvulsive
control studies. While convulsive electroshock induces degrees of
delta activity that vary from low to high, subconvulsive therapy
rarely alters EEG patterns or induces low degrees of delta activity
(13). In their comparative study of different convulsive and subconvulsive techniques, Ulett, Smith and Gleser (38) demonstrated a
signiﬁcantly greater recovery rate for the convulsive than the subconvulsive group.
In a similar study (13) recently completed here, twenty-seven
patients received a course of subconvulsive therapy. Electroencephalograms, taken at weekly intervals, demonstrated minimal
changes—none of the records were scored as middle or high delta
activity. Of the twenty-seven patients, no change in behavior was
noted in twenty-three, and of these, nineteen were referred for a
second course of treatment. Grand mal electroshock induced a high
degree of delta activity in fourteen. All patients in this group
showed signiﬁcant changes in behavior, while of the ﬁve who did
not show the delta response, only two showed a behavioral change.

Tranquilizing Drugs
When the newer drug therapies are studied from the viewpoint
of their electroencephalographic and clinical neurologic effects, a
meaningful classiﬁcation emerges. Furthermore, a relationship between the degree and type of induced change in cerebral function
and therapeutic efﬁcacy may be noted. The ability of these agents
to induce such signs of central nervous system dysfunction as motor
rigidity, depression, excitement and seizures are well known. Less
well documented, however, are the clearly deﬁnable electroencephalographic patterns. Based on observations made in chronic admin(b)

�MAX FIN K

200

istration of drugs in adult psychiatric patients, the EEG changes
may be classiﬁed according to predominant changes in the frequency
spectrum. There are three broad types:
Increased slow wave activity with hypersynchrony
(“bursts")—“delta shift"
II._ Desynchronization with voltage and frequency
irregularity and irregular theta activity—“desynchronization”
III. Increased high voltage fast activity—“beta shift.”
Of the group of drugs inducing a delta shift, the phenothiazine
derivatives chlorpromazine, promazine, and perphenazine are clear
examples. Each drug induces seizures in nonepileptics or exaggerates
seizures in epileptic patients (7, 8, 15, 29, 37). Each drug induces
clinical parkinsonian neurologic patterns when given in adequate
dosage. In our laboratories, we have induced parkinsonism in all
patients receiving chlorpromazine (l4) and have observed seizures
in 10 per cent of a group of psychotic patients without previous
ltistnl'y of seizures. Induced delta activity, including burst activity,
\ms nlm-ned in more than half the patients in this series.
Rrxrxpiue also ernkes delta activity when given in large doses
(3- \t liitth tlnugt‘ levels. it exaggerates seizures in epileptics and
"I'lihrs wzmtes in animals (35). .-\t the usual clinical dosages, howr.:-:, ”supine imluu's desynrhronization of frequencies with a
t; w-lrtxh‘ mitease in theta activity (28), without seizure induction
in: mm definite motor rigidities. In a series of patients treated here
("T'H. parkiuwuism was induced in all patients. EEG
Changes were
limited to desynchronization only, without delta burst activity.
The primary response of two other drugs, mepazine and benacty.
.
Ime. is the induction of EEG desynchronization. Mepazine, a phen()t‘ttLt/mt‘ derivative. induces desynchronization with small amounts;
it n\n\ \ \ l‘h'lt'h .‘n‘H\'n\ has nx‘u t\\\‘ll 'li‘it‘l‘ﬁk‘n. nor have
.-'
m: Immd reports either of seizures or parkinsonism in the clinical
literature. Benactyzine, a potent anticholinergic compound, induces
a blocking of alpha, ﬂattening of the record and occasional theta
activity (5, 17). Neither seizures nor parkinsonism have been described for this agent.
Meprobamate is the clearest example of the group of drugs inducing a beta shift in the EEG (3). This agent further differs from
the phenothiazines and reserpine in not producing parkinsonism
and not only are clinical seizures not induced, but deﬁnite antiepileptic activity has been described (30). Habituation is readily
1.

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�THEORY OF PHYSIODYNAMIC THERAPIES

f

201

achieved, and withdrawal phenomena of agitation and seizures have
been observed (42). In these actions, meprobamate is more like
barbiturates than like the other new tranquilizers.
If we determine the clinical efficacy of these agents, we note a
parallel between the induced EEG effects and their potency in
altering behavior. The drugs that most readily induce a delta shift
in EEG frequencies—the phenothiazine compounds—are those with
the greatest clinical efﬁcacy in the therapy of psychoses. The compounds with lesser activity in this direction are less efﬁcacious clinically.

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Insulin Coma Therapy
The effects of insulin coma therapy on the nervous system are
well documented. During each coma, EEG delta activity is induced,
which usually persists for minutes to a few hours after gavage. Not
infrequently, in approximately one third of patients receiving deep
coma therapy in this hospital, seizures, aphasia or prolonged coma
results. After such events, EEG changes of delta activity persist for
days, and in cases of prolonged coma, for weeks and months (43).
The relation between prolonged coma, altered brain function
and behavioral response has been discussed at length. Revitch (31)
reported eight cases of prolonged coma and concluded that improvement may be attributed to the induction of organic brain damage,
similar to lobotomy. Yaeger, Simon, Margolis and Burch (43), describing twelve cases of prolonged insulin coma, noted a correlation
between length of coma, degree of organic confusion, remission of
mental symptoms and degree of EEG abnormality. Shagass and
Rowsell (34), emphasizing EEG data, and Kwalwasser and Caplan
(27) presented individual cases to support the same conclusion.
We reported a similar relationship between prolonged coma and
behavioral response in a case study (22). A 34-year-old schizophrenic
patient with paranoid ideation developed a left hemiplegia during
insulin coma therapy. With the onset of neurologic signs of hemiparesis, hemianopsia, hemisensory syndrome and spatial inattention,
there was a marked change in speech and behavior. He became lucid,
loquacious and denied his illness. His former paranoid-withdrawal
type pattern was replaced by a friendly cooperative attitude. These
changes were accompanied by delta changes in the EEG, as well as
language changes after amobarbital indicative of altered brain
function. The neurologic symptoms resolved, but the behavioral
changes persisted so that he was discharged two months later as
“much improved."

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MAX FINK

(d) Lobotomy
to study lobotomy
While we have not had the opportunity
of
of view of this summary, the reports
the
point
from
EEG
patients
a similar relationship.
numerous observers clearly documentin all subjects postoperatively
of
changes of delta activity are present
Walter et al. (40) in a study
(6) and persist for varying periods.
EEG
persistence of abnormal
150 patients, found an 80 per cent
be?
relation
noted
a
also
authors
activity after three years. These
of
postextent
and
and the degree
tween clinical improvement
operative slow wave activity.
“complication," being variPostoperative seizures are a frequent
(25).
in up to 20 per cent of subjects
ously reported as occurring
of brain
extent
the
between
Furthermore, there is a relationship
Circumscribed surgical
tissue cut and the therapeutic outcome.
improvement rate lower than
lesions, regardless of locus, have an
are frequently inadequate
unilateral lobectomy; and these latter
bilateral procedure (36).
and are “improved” upon by a

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DISCUSSION

are essayed from the
When the various physiodynamic therapies
mode
in brain function, a common
point of view of an alteration
which
therapies represent devices
of action becomes apparent. These
function, with resultant change
induce appreciable changes in brain
and lobotomy induce measurable
in behavior. Convulsive therapy
directly; insulin coma primarily
diffuse changes in brain function
the phenothiazine and reserpine
when complications ensue; and
when given in adequate dosage.
groups of tranquilizers
function affect behavior is
How persistent changes in cerebral“reversed" or “obliterated."
is not
not clear. Psychotic behavior
the central nervous system milieu,
in
Rather, with an alteration
of behavior including perception,
there is an alteration in all aspects
attitude. The speciﬁc adaptive
mood, affect, memory, judgment and
each subject and is dependent on numerous
response is variable for
Premorbid personality (18),
historical and environmental factors.
and the duration of
environmental situation and expectations (13),
have recently been discussed as
the alteration in brain function (12)
under these conditions.
determinants of the behavioral response evaluated by the psychiaThe induced changes in behavior are
the degree of “improvement."
trist, administrator or family as to based
the
upon such factors as
These ratings are value judgments,
tolerance
behavioral response, the environmental
type of induced
.

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203

and the observer's expectations. In this context, the physiodynamic
therapies do not induce “improvement"——-rather they induce behavioral change which is secondarily evaluated as improvement.
The alteration of cerebral function is therefore not a “complication" or an "untoward effect" but the desired goal of these forms of
therapy. Of the many “organic" therapies introduced during the
past thirty years, none apparently has been a speciﬁc agent for the
therapy of psychoses (in the sense that penicillin is speciﬁc for neurosyphilis and nicotinic acid for pellagra dementia), but rather devices
with greater or lesser degrees of applicability and efﬁcacy in altering
behavior by altering the cerebral milieu.
In this context, the various physiodynamic therapies are not speciﬁc for a type of psychosis. The early enthusiasm that reserpine or
chlorpromazine was speciﬁc for schizophrenia, or hypotheses that
ascribe signiﬁcance to an antagonism between these drugs and “psychosis" or "schizophrenia" are not tenable. Similar enthusiasm
claiming a speciﬁcity of insulin coma for schizophrenia is also untenable, and support for this view is presented in a recent chlorpromazine-insulin coma control‘study (l4).
EEG analysis of these therapies permits a more explicit deﬁnition of the induced alteration in brain function. Changes in cerebral
function reﬂected by a shift in the spectrum of EEG frequencies
toward the slower range, with a concomitant increase in voltage and
a periodicity described as “bursts" or “hypersynchrony” provide the
change in milieu that is more effective in altering behavior. The
signiﬁcance of the delta shift has been clearly demonstrated in
electroshock therapy; and can be inferred from the available data
in lobotomy, insulin coma, and the tranquilizers.
That a delta shift has some speciﬁcity is seen in the analyses of
the drug effects. Those drugs that induce the delta shift—the phenothiazines and reserpine—have been consistently reported as effective
modiﬁers of psychotic behavior. Changes in brain function reﬂected
by EEG desynchronization only, or a shift in frequency spectrum to
the faster range, have a limited efﬁcacy in altering psychotic behavior.3 The signiﬁcance of a delta shift is further seen in the
limited efﬁcacy of subconvulsive electroshock when compared to
convulsive electroshock in the management of psychoses.
Another aspect of the alteration in brain function which may be
deﬁned is the change in seizure threshold. With the delta shift in
3 These observations suggest the application of EEG screening of new chemotherapeutic compounds for therapeutic efﬁcacy according to their ability to
induce delta burst activity with a minimum of side effects.

�MAX FINK

204

the EEG, an increase in clinical seizures would be anticipated. This
is indeed true. Seizures have been described following electroshock
(4, 24); they are prominent after lobotomy (40) and a common “complication” during and occasionally following insulin coma therapy
(23). With the tranquilizers, the parallel of clinical efficacy and
seizure induction is most striking. Phenothiazine compounds induce
seizures commonly; reserpine rarely; benactyzine not at all; and
meprobamate is a potent anticonvulsant! The lowering of seizure
threshold parallels the extent of the EEG delta shift induced by
these compounds. Similar analyses can be made for the potentiation
of sedative action and induction of parkinsonism—both potent indices of an alteration in cerebral function.
The neurologic basis for the delta shift and increase in seizure’
frequency is unclear. Whether this represents a persistent change in
function of some speciﬁc brain stem nuclear system, as the centrencephalic, thalamic or hypothalamic, is conjectural. From the wide
range of agents that can induce a delta shift, with or without hypersynchrony, it appears more likely that the EEG changes reflect an
alteration in the diffuse biochemical activity of the nervous system
rather than in a focal activity of speciﬁc cellular masses.
SUMMARY
1.

The neurophysiologic and clinical neurologic aspects of con-

vulsive therapy, “tranquilizers,” insulin coma and lobotomy, are
reviewed.
2. The efﬁcacy of each therapy in the treatment of psychoses is
related to the ability to induce a persistent change in cerebral function, of which a delta shift in the EEG spectrum and an increase in
incidence of seizures are two indices.
3. Alteration in cerebral function is an essential prerequisite of
behavioral change with each of these therapies. Such alteration is
neither a “complication,” nor an “untoward effect," but is the sine
qua non of the mode of action of these therapies.
4. No evidence has been educed in these studies that the physiodynamic therapies are speciﬁc agents for the relief of psychoses; nor
do they affect a speciﬁc segment of the nervous system; nor do they
induce speciﬁc behavioral'changes.
5. The therapeutic process of convulsive therapy, insulin coma,
lobotomy and tranquilizers may be ascribed to the induction of a

persistent alteration in cerebral function which provides the milieu
for a change in adaptation of the subject to his environment.

r.—-r,y.,.",,,,

�THEORY OF PHYSIODYNAMIC THERAPIES

205

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(1)

(2 V

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High-Dose

1956.
C. L.; Margolis, L. H. 8: Simon, A.: The EEG Changes
111:590(4°) Walter, R. D.; Yaeger,
and Bilateral Frontal Lobotomy. Am. J. Psychiat.,

in Unilateral

594, 1955.
and Physiologi8c Kahn, R. L.: Denial of Illness: Symbolic
(41) Weinstein, E. A.
1955.
cal Aspects. Springﬁeld, Ill.: C. C. Thomas.
Communication.
(42) Wilder, A.: Personal
L. H. 8: Burch, N. R.: Electroencephalo(43) Yaeger, C. L.; Simon, A.; Margolis,
Ment. Dis., 118:

Coma. ]. New. 6'
graphic Studies in Posthypoglycemic

435-441, 1953.

.

39W"

_

.

w

.

if

�A

Unified Theory of the Action of Physiodynamic Therapies

Max

Fink, M.D.

From

the Department of Experimental Psychiatry, Hillside Respital, Glen Oaks,

Read

at the

2nd

International Congress of Psychiatry, Zurich, September 6,

N.Y.

1957.

of the National Institute of Mental Health, National Institutes
of Health, U.S. Public acalth Service; and the Board of Directors' Research Fund of
the Society of the Hillside Bbspital.
Aided by

10-7-57

grant

M-927

�Iv:

unified

A

The

10/5/57

Theory of the Action of Physiodynamic Therapies

proper role of the physiodynamic therapies (electroshock, insulin

coma and lobotomy)

in psychiatry remains poorly defined. In part, this results

from the lack of an adequate formulation of

their

mode

of action. In the past

six years increasing evidence for a neurophysiologic-adaptive

view of

electro-

(hl, 32, 38, 1). This view ascribes the there“

shock therapy has been presented

peutic process in electroshock to a persistent alteration in cerebral function
which provides the milieu

environment.

The

for a

change

in adaptation of the subject to his

type of adaptation evoked is dependent upon the personality

of the subject, the environmental

situation,

and the duration of the induced

alteration in cerebral function. Concurrently,
of action in insulin coma (31) and lobotomy
During the past four years

we

(MO)

of psychiatric patients to therapy.

The

a

similar

view of

insulin

relation between

and the behavioral response

neurophysiologic-adaptive view of

electroshock has been supported and amplified (9, 10,

for

mode

has developed.

have studied the

alteration in various indices of brain function

similar

an awareness of a

coma has been

ll,

20, 21); evidence

presented (19); and recently the

concept has been extended to the newer "tranquillizers" (12).

These

studies

provide the basis for a generalization concerning the efficacy of these therapies.

It is

our purpose in

this report to

examine the experimental evidence

whether or not the mode of action of each of these therapies may

to determine

result

their ability to induce sustained alteration in cerebral function;

from

and the coroln

lary question, whether measurable alteration in cerebral function is a necessary

�-

-

2

condition for the efficacy of these therapies, or a "complication" or "untoward

effect."
The

include

indices of brain function used in these studies have varied.

memory

scales (26), visual (22)

and

tactile

changes in language patterns of orientation both

intravenous ambbarbital (20).
changes in the

clinically (21)

and

after

In electroencephalographic studies of this problem,

by intravenous thiopentone (32, 33), and

successfully. For this review,

have been

(13) perceptual tasks, and

delta index, both in routine records (9,

delta index of the unactivated

These

and

after activation

in the beta index (16) have been applied

two indices
EEG,

10) and

will

be

stressed: changes in the

clinical neurologic signs.

These indices

selected because of their successful application in the analysis of

the electroshock process, and because data is available for each of the therapeutic
modalities .

�OBSERVATIONS:

(a) Electroshock:
The

role of changes in

following notes summarize our experimental studies of the

EEG

delta activity in the response of subjects to electro-

In these studies, electroencephalograms were obtained before

shock (9, 11).

treatment, and at weekly intervals
electroshock referrals.
week,

for

after a treatment in consecutive

Grand mal treatments were administered

treatments.

12-20

on a day

The EEG

three times a

records were quantitatively analyzed for

the amount of induced delta activity, and classified into categories of "high",
"moderate" and "low" degrees of delta

patients

were independently

the categories of
In the

At the end of treatment, the

activity.

rated for their short term clinical response into

"much improved”, "moderately improved" and "unimproved".

initial series

of

patients, a significant relationship between

the early induction of high degrees of delta activity, and clinical ratings of
"much improved" was observed.

Eighty percent of the records in the

much improved

group were high degree delta by the h-6 treatment; and the percentage was sus-

tained at

90%

In contrast, none of the unimproved

in the third and fourth weeks.

patients developed high degree delta records in the
20%

third

weeks of treatment were analyzed.

delta records

on both occasions, 67% were

patients without such records,
categories.

70%

and only

classified.

of the records in the fourth week were so

In a subsequent predictive study, the
and

first three weeks,

EEG

Of

records during the second

the patients

rated as

who

had high degree

much improved,

while of the

were in the unimproved and moderately improved

�*“1

h

Both (32, 33) studying the

EEG

-

delta activity

thiopentone after electroshock has related both the

evoked by intravenous

stability and the rate of

remission of patients with endogenous depressions to the peak value of the induced slow

activity.

activity level,

He

......

"

concluded

that patients not attaining a specified delta

have not acquired an adequate physiological basis for

recovery," and recommended measurement of delta activity levels after thiopentone

clinical

as a guide to the

management of

patients.

Further information is obtained from convulsive-subconvulsive control

studies.

While convulsive electroshock induces degrees of

vary from low to high, subconvulsive therapy rarely alters
duces low degrees of delta

delta activity that
EEG

patterns or in-

activity (11). In their comparative study of different

convulsive and subconvulsive techniques, Ulett, Smith and Gleser (38)

demon-

strated a significantly greater recovery rate for the convulsive than the subconvulsive group.
In a similar study (11) recently completed here, twenty-seven patients

received a course of subconvulsive therapy.
weekly

Electroencephalograms, taken at

intervals, demonstrated minimal changes

as middle or high

delta activity.

Of

- none of the records were scored

the 27 patients, no change in behavior

was

noted in 23, and of these, 19 were referred for a second course of treatment.
Grand mal electroshock induced a high degree of

delta activity in fourteen.

All patients in this group showed significant changes in behavior, while of
the five

who

did not

show

the delta response, only two showed a behavioral change.

(b) Tranquillizing Drugs:
When

the newer drug therapies are studied from the viewpoint of

�-5their electroencephalographic

and

clinical neurologic effects, a meaningful

classification emerges. Furthermore, a relationship between the degree

and

type of induced change in cerebral function and therapeutic efficacy may be

noted.

The

ability of these agents to induce such signs of central nervous

system dysfunction as motor

rigidity, depression, excitement

and

seizures are

well known. Less well documented, however, are the clearly definable electro—
encephalographic patterns.

Based on observations made

of drugs in adult psychiatric patients, the

EEG

in chronic administration

changes may be

according to predominant changes in the frequency spectrum.

classified

There are three

broad types:

I.

Increased slow

wave

activity with hypersynchrony

("bursts") - "delta shift"

II.

Desynchronization with voltage and frequency irregularity
and

III.
Of

irregular theta activity - "desynchronization"

shift."

Increased high voltage fast activity - "beta
the group of drugs inducing a delta

derivatives chlorpromazine, promazine,
Each drug induces

shift, the phenothiazine

and perphenazine are

clear examples.

seizures in non-epileptics or exaggerates seizures in

epileptic patients (7, 8,
neurologic patterns

15, 29, 37).

when given

Each drug induces

in adequate dosage.

clinical parkinsonian

In our laboratories,

have induced parkinsonism

in all patients receiving chlorpromazine

have observed seizures in

10%

(1%)

and

of a group of psychotic patients without previous

history of seizures. Induced delta activity, including burst activity,
observed in more than

we

half the patients in this series.

was

�-5Reserpine also evokes delta
At high dosage

levels,

it

activity

when given

in large doses (2).

exaggerates seizures in epileptics and induces

seizures in animals (35). At the usual clinical dosages, however, reserpine
induces desynchronization of frequencies with a moderate increase in theta

activity (28), without seizure induction but with definite motor rigidities.
In a series of patients treated here (39), parkinsonism was induced in

patients.

EEG

all

changes were limited to desynchronization only, without delta

burst activity.
The primary

the induction of

EEG

response of two other drugs, mepazine and benactyzine, is
desynchronization. Mepazine, a phenothiazine derivative,

induces desynchronization with small amounts of theta

activity has not been described, nor
or parkinsonism in the

have we found

activity (7). Delta

reports either of seizures

clinical literature. Benactyzine, a potent anticholin-

ergic compound, induces a blocking of alpha, flattening of the record and
17). Neither seizures nor parkinsonism have

occasional theta activity (5,
been described for

this agent.

Meprobamate

beta shift in the
and

EEG

is the clearest

example of the group of drugs inducing a

(3). This agent further differs

reserpine in not producing parkinsonism

from the phenothiazines

and not only are

clinical seizures

not induced, hut definite anti-epileptic activity has been described (30).
Habituation is readily achieved, and withdrawal phenomena of agitation and
seizures have been observed (h2).

barbiturates than like the other

If we

determine the

In these actions, meprobamate
new

is

more

like

tranquillizers.

clinical efficacy of these agents,

we

note a parallel

�-7between the induced
drugs

EEG

effects

and

their potency in altering behavior.

that most readily induce a delta shift in

thiazine

compounds - are those with the

therapy of psychoses.

The compounds

EEG

frequencies - the

The

pheno—

greatest clinical efficacy in the

with lesser activity in this direction

are less efficacious clinically.
(c) Insulin

Coma

The

well documented.

Therapy:

effects of insulin

During each coma,

persists for minutes to a

few hours

EEG

coma

delta activity is induced,

after gavage.

imately one third of patients receiving deep

seizures, aphasia or prolonged

coma

therapy on the nervous system are

coma

which usually

infrequently, in

Not

approx—

therapy in this hospital,

results. After such events,

of delta activity persist for days, and in cases of prolonged

changes

EEG

coma,

for

weeks

and months (h3).

relation between prolonged

The

coma,

altered brain function

ioral response has been discussed at length. Revitch
of prolonged coma and concluded

tion of organic brain

damage,

that

(31) reported

improvement may be

insulin

eight cases

attributed to the

similar to lobotomy. Yaeger,

Burch (#3), describing twelve cases of prolonged

and behaVo

induc—

Simon, Margolis and

coma, noted a

correlation

between length of coma, degree of organic confusion, remission of mental symptoms
and degree of

EEG

abnormality. Shagass and Rowsell (3h), emphasizing

and Kwalwasser and Caplan (27) presented

EEG

individual cases to support the

data,
same

conclusion.
We

reported a similar relationship between prolonged

response in a case study (19).

A

3h

coma and

behavioral

year old schizophrenic patient with paranoid

�-8ideation developed a left hemiplegia during insulin

coma

therapy. With the onset

spatial

of neurologic signs of hemiparesis, hemianopsia, hemisensory syndrome and

inattention, there

was

a marked change in speech and behavior.

loquacious and denied his illness.
was

by

He

ludic,

became

His former paranoid—withdrawal type

pattern

replaced by a friendly cooperative attitude. These changes were accompanied

delta changes in the

as well as language changes

EEG,

dicative of altered brain function.

The

neurologic

after amobarbital

symptoms

in—

resolved, but the

behavioral changes persisted so that he was discharged two months later as

"much

improved."
(d) Lobotomy:
While we have not had the opportunity
from the point of view of
document a

this

summary,

similar relationship.

all subjects postoperatively
(#0) in a study of 150

after three years.

EEG

(6) and

to study

patients

lobotomy

the reports of numerous observers clearly

changes of delta

activity are present in

persist for varying periods. Walter et al.,

patients, found

an 80%

persistence of abnormal

These authors also noted a

EEG

relation between clinical

ment and the degree and extent of postoperative slow wave

activity
improve—

activity.

Postoperative seizures are a frequent "complication," being variously
reported as occurring up to

relationship

between the

20%

of subjects (25). Furthermore, there

extent of brain tissue cut

and the

is

therapeutic

Circumscribed surgical lesions, regardless of locus, have an improvement
lower than

unilateral lobectomy;

are "improved" upon by a

and these

a
outcome.

rate

latter are frequently inadequate

bilateral procedure (36).

and

�DISCUSSION:
When

view of an
These

the various physiodynamic therapies are assayed from the point of

alteration in brain function, a

therapies represent devices

of action becomes apparent.

common mode

which induce appreciable changes in

brain

function, with resultant change in behavior. Electroshock and lobotomy induce
measurable diffuse changes in brain function
when

directly; insulin

coma

primarily

complications ensue; and the phenothiazine and reserpine groups of

quillizers

when given

How

tran—

in adequate dosage.

persistent changes in cerebral function affect behavior is not

clear. Psychotic dehavior is not "reversed" or "obliterated". Rather, with
an

alteration in the central nervous system milieu, there is

all aspects of behavior including perception,
and

attitude.

is dependent

The

affect,

alteration in

memory, Judgment

specific adaptive response is variable for each subject

on numerous

historical

and environmental

sonality (18), environmental situation
of the

mood,

an

alteration in brain function

factors.

and expectations

(10) have

(ll),

and

Pre-morbid perand the duration

recently been discussed as

determinants of the behavioral response under these conditions.
The induced changes

in behavior are evaluated

by the

administrator or family as to the degree of "improvement."

psychiatrist,

These

ratings are

value judgments, based upon such factors as the type of induced behavioral

response, the environmental tolerance and the observer's expectations. In this
context, the physiodynamic therapies do not induce "improvement" - rather they
induce behavioral change which

is secondarily evaluated as

improvement.

alteration of cerebral function is therefore not a "complication" or

The

an "untoward

�-10..
effect" but the desired goal of these forms of therapy.
therapies introduced during the past thirty years,

Of

the

many

"organic"

none apparently, has been a

specific agent for the therapy of psychoses (in the sense that penicillin is
specific for neurosyphilis and nicotinic acid for pellagra dementia), but rather
devices with greater or lesser degrees of applicability and efficacy in altering
behavior by altering the cerebral milieu.
In

this context, the various physiodynamic therapies are not specific

for a type of psychosis.
was

The

early enthusiasm that reserpine or chlorpromazine

specific for schizophrenia, or hypotheses that ascribe significane to

an

antagonism between these drugs and "psychosis" or "schizophrenia" are not tenable.

Similar enthusiasm claiming a specificity of insulin

coma

for schizophrenia is

also untenable, and support for this view is presented in a recent chlorpromazine—

insulin

coma
EEG

control study (1h).
analysis of these therapies permits a

the induced alteration in brain function.
by a

shift in the spectrum of

EEG

Changes

more

explicit definition of

in cerebral function reflected

frequencies toward the slower range, with a

concomitant increase in voltage and a periodicity described as "bursts" or
"hypersynchrony" provide the change in milieu

behavior.

The

that is

more

effective in altering

significance of the delta shift has been clearly demonstrated in

electroshock therapy; and can be inferred from the available data in lobotomy,

insulin

coma, and the

That a delta
drug

effects.

reserpine

tranquillizers.
shift has

Those drugs

- have been

some

specificity is seen in the analyses of the

that induce the delta shift

- the phenothiazines and

consistently reported as effective modifiers of psychotic

�- 11 -

of psychotic behavior. Changes in brain function reflected by

EEG

desynchroniza-

tion only, or a shift in frequency spectrum to the faster range, have a limited
efficacy in altering psychotic behavior.

*

The

significance of a delta shift

is further seen in the limited efficacy of subconvulsive electroshock

when com-

pared to convulsive electroshock in the management of psychoses.
Another aspect of the

is the

change

alteration in brain function

in seizure threshold.

delta shift in the

With the

in clinical seizures would be anticipated.

which may be defined

This

been described following electroshock (h, 2h),

EEG,

an increase

is indeed true. Seizures have
are prominent after lobotomy

(ho) and a common ”complication" during and occasionally following

insulin

coma

therapy (23). With the tranquillizers, the parallel of clinical efficacy and
seizure induction is most striking.
commonly;

reserpine rarely; benactyzine not at all;

anticonvulsant!
EEG

Phenothiazine compounds induce seizures

The lowering of

delta shift induced

and meprobamate

is a potent

seizure threshold parallels the extent of the

by these compounds.

Similar analyses can be

made

for

the potentiation of sedative action and induction of parkinsonism - both potent
indices of an alteration in cerebral function.
The

quency
some

neurologic basis for the delta shift and increase in seizure

is unclear.

Whether

fre—

this represents a persistent change in function of

specific brain stem nuclear system, as the centrencephalic, thalamic or

hypothalamic, is conjectural.

From

the wide range of agents that can induce a

screening of new chemo—
therapeutic compounds for therapeutic efficacy according to their ability
to induce delta burst activity with a minimum of side effects.

* These

observations suggest the application of

EEG

�-

12

-

delta shift, with or without hypersynchrony,
EEG

changes

it

appears more likely that the

reflect an alteration in the diffuse biochemical activity of the

nervous system rather than in a focal

activity of specific cellular masses.

�- 13 SUMMARY:

1.
shock,

The

neurophysiologic and clinical neurologic aspects of electro-

"tranquillizers, insulin
H

2.

The

coma and lobotomy,

efficacy of each therapy in the treatment of psychoses is

related to the ability to induce a persistent
of which a delta shift in the
seizures are
3.

two

EEG

change in

cerebral function,

spectrum and an increase in incidence of

indices.

Alteration in cerebral function is

behavioral change with each of these therapies.
a "complication," nor an "untoward
mode of

are reviewed.

an

essential prerequisite of

Such

alteration is neither

effect," but is the sine 92a

action of these therapies.
h.

No

evidence has been educed in these studies

that the physiodynamic

therapies are specific agents for the relief of psychoses; nor
specific

non of the

segment of the nervous system; nor do they induce

do they

affect a

specific behavioral

changes.
5.
and

The

therapeutic process of electroshock, insulin

tranquillizers

may be

in cerebral function

coma, lobotomy

ascribed to the induction of a persistent alteration

which provides the milieu

the subject to his environment.

for a change in adaptation of

�L.A., Pace, J.W., Hernoff, M.K. and Bowditch, S.C.
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Aird, R.B.,

Strait,

Jeri, R. (1956): The Effect of Reserpine on the
and
Basal Electroencephalogram, EEG. Clin. Neurophysiol.
Scalp

Arellano, A.P. and
g:

150

(abet).

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I.J.

Spontaneous Seizures and Related Electroencephalographic Findings Following Shock Therapy, J. Nerv.
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Blumenthal,

(1955):

Coady, A. and Jewesbury, E.C.O. (1956):

A

Clinical Trial of

Benactyzine Hydrochloride ("Suavital") as a Physical
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Cohn, R. (l9h5):
&amp;

EEG

Psychiat.

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Effect of Chlorpromazine on the Electroencephalogram
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185—190.

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Fink,

M.

Fink,

M.

Quantitative Studies of Slow Wave
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Delta Activity to
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M.

(1957): Therapy of Schizophrenia: Role of Alteration of
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�- 15 REFERENCES

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14.

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A.M.A. Arch. Neurol. &amp; Psychiat. 12: 705—711.

35-

Sigg, E.B. and Schneider, J.A. (1957): Mechanisms Involved in the
Interaction of Various Central Stimulants and Reserpine,
EEG. Clin. Neurophysiol.
2: h19-h26.

36.

Simon, A., Margolis, L.H., Adams, J.E. and Bowman, K.M. (1951):
Unilateral and Bilateral Ldbotomy: A Controlled Evaluation.

M.

A.M.A. Arch. Neurol.

&amp;

Psychiat.

gg; ugh—503.

�- 17 REFERENCES

Chlorpromazine: Use to Activate Electroencephalographic Seizure Patterns, EEG Clin. Neurophysiol.
2: #27-hh0.

37-

Stewart, L.F. (1957):

38.

Ulett, G.A., Smith,

K.

Convulsive and

Control Group,

6.0. (1956): Evaluation of
Subconvulsive Shock Therapies Utilizing a

and Glesser,
Am.

J. Psychiat.

112: 795-802.

Wachspress, M., Blumberg, A.G., Fink, M. and Miller, J.S.A. (L956):
Evaluation of High—Dose Reserpine Therapy for Relief of
Anxiety, J. Hillside Hosg. 2: 67-77.
#0.

Walter, R.D., Yaeger, C.L., Margolis, L.H. and Simon, A. (1955):
The EEG Changes in Unilateral and Bilateral Frontal Lobotomy,
111: 590-59h.
Am. J. Psychiat.

hi.

Symbolic
Weinstein, E.A. and Kahn, R.L. (1955): Denial of Illness:
Thomas.
C.C.
and Physiological Aspects. Springfield, 111.:

he.

Wikler, A.:

Personal Communication.

(1953):
Yaeger, C.L., Simon, A., ﬁargolis, L.H. and Burch, N.R.:
Electroencephalographic Studies in Posthypoglycemic Coma,
J. Nerv. &amp; Ment. Dis. 118: h35—hhl.

�A

Unified Theory of the Action of Physiodynamic Therapies

Max

Fink,

M.D.

From

the Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks,

Read

at the

2nd

International Congress of Psychiatry, Zurich, September 6,

N.Y.

1957.

Institute of Mental Health, National Institutes
of Health, U.S. Public Health Service; and the Board of Directors' Research Fund of
the Society of the Hillside Hospital.

Aided by grant M-927 of the National

10-7-57

�Iv:
A

The

10/5/57

Unified Theory of the Action of Physiodynamic Therapies

proper role of the physiodynamic therapies (electroshock, insulin

coma and lobotomy)

in psychiatry remains poorly defined. In part, this results

from the lack of an adequate formulation of

their

of action. In the past

mode

six years increasing evidence for a neurophysiologic-adaptive
shock therapy has been presented (hl, 32, 38, 1).

view of

electro-

This view ascribes the thera-

peutic precess in electroshock to a persistent alteration in cerebral function
which provides the milieu

environment.

The type

for a

change

in adaptation of the subject to his

of adaptation evoked is dependent upon the personality

of the subject, the environmental situation, and the duration of the induced

alteration in cerebral function. Concurrently,
of action in insulin

mode

coma (31) and lobotomy (ho) has developed.

During the past four years

we

have studied the

alteration in various indices of brain function
of psychiatric patients to therapy.

The

view of

insulin

relation between

and the behavioral response

neurophysiologic-adaptive view of

electrhshock has been supported and amplified (9, 10,

for a similar

similar

an awareness of a

coma has been

ll,

20, 21); evidence

presented (19); and recently the

concept has been extended to the newer "tranquillizers" (12).

These studies

provide the basis for a generalization concerning the efficacy of these therapies.

It is

our purpose in

this report to

examine the exPerimental evidence

whether or not the mode of action of each of these therapies may

to determine

result

their ability to induce sustained alteration in cerebral function;

from

and the corol-

lary question, whether measurable alteration in cerebral function is a necessary

�-2condition for the efficacy of these therapies, or a "complication" or "untoward

effect."
The

include

indices of brain function used in these studies have varied. These

memory

scales (26), visual (22)

and

tactile

changes in language patterns of orientation both

(13) perceptual tasks, and

clinically (21)

changes in the delta index, both in routine records (9, 10) and
by intravenous thiopentone (32, 33), and

successfully. For this review,
have been selected because of

after

In electroencephalographic studies of this problem,

intravenous amobarbital (20).

delta index of the unactivated

and

in the beta index (16) have been applied

two indices
EEG,

and

after activation

will

be

stressed: changes in the

clinical neurologic signs.

These indices

their successful application in the analysis of

the electroshock process, and because data is available for each of the therapeutic
modalities .

�OBSERVATIONS:

(a) Electroshock:
The

role of changes in

ll).

shock (9,

following notes summarize our experimental studies of the

EEG

delta activity in the response of subjects to electro-

In these studies, electroencephalograms were obtained before

treatment, and at weekly intervals on a day after a treatment in consecutive
electroshock referrals.
week,

Grand mal treatments were administered

for 12-20 treatments.

The EEG

three times a

records were quantitatively analyzed for

the amount of induced delta activity, and classified into categories of "high",
"moderate" and "low" degrees of delta

patients

were independently

the categories of
In the

activity.

At the end of treatment, the

rated for their short term clinical reaponse into

"much improved", "moderately improved" and "unimproved”.

initial series

of patients, a significant relationship between

the early induction of high degrees of delta activity, and clinical ratings of
Eighty percent of the records in the

"much improved" was observed.

much improved

group were high degree delta by the h-6 treatment; and the percentage was sus-

tained at

90%

in the third and fourth weeks. In contrast, none of the unimproved

patients developed high degree delta records in the
20%

three weeks,

and only

of the records in the fourth week were so classified.
In a subsequent predictive study, the

and

first

third weeks of treatment

delta records

were analyzed.

on both occasions, 67% were

patients without such records,
categories.

70%

EEG

records during the second

0f the patients

rated as

who had

much improved,

high degree

while of the

were in the unimproved and moderately improved

�Roth (32, 33) studying the

EEG

h

.
delta activity

thiopentone after electroshock has related both the

evoked by intravenous

stability and the rate of

remission of patients with endogenous depressions to the peak value of the induced slow

activity.

activity level,

"

He

......

concluded

that patients not attaining a specified delta

have not acquired an adequate physiological basis for

recovery," and recommended measurement of delta activity levels after thiopentone
as a guide to the clinical management of patients.
Further information is obtained from convulsive-subconvulsive control

studies.

While convulsive electroshock induces degrees of

vary from low to high, subconvulsive therapy rarely alters
duces low degrees of delta

delta activity that
EEG

patterns or in-

activity (11). In their comparative study of different

convulsive and subconvulsive techniques, Ulett, Smith and Glaser (38)

demon-

strated a significantly greater recovery rate for the convulsive than the subconvulsive group.
In a similar study (11) recently completed here, twenty-seven patients

received a course of subconvulsive therapy.
weekly

Electroencephalograms, taken at

intervals, demonstrated minimal changes

~

none of the records were scored

as middle or high delta activity. 0f the 27 patients, no change in behavior

was

noted in 23, and of these, 19 were referred for a second course of treatment.
Grand mal electroshock induced a high degree of

delta activity in fourteen.

All patients in this group showed significant changes in behavior, while of
the five

who

did not

show

the delta response, only two showed a behavioral change.

(b) Tranguillizing Drugs:
When

the newer drug therapies are studied from the viewpoint of

�-5.
their electroencephalographic

and

clinical neurologic effects, a meaningful

classification emerges. Furthermore, a relationship between the degree

and

type of induced change in cerebral function and therapeutic efficacy may be

noted.

The

ability of these agents to induce such signs of central nervous

system dysfunction as motor

rigidity, depression, excitement

and

seizures are

well known. Less well documented, however, are the clearly definable electroencephalographic patterns.

Based on observations made

of drugs in adult psychiatric patients, the

EEG

in chronic administration

changes may be

according to predominant changes in the frequency spectrum.

classified

There are three

broad types:

I.

Increased slow

wave

activity with hypersynchrony

("bursts") - "delta shift"

II.

Desynchronization with voltage and frequency
and

III.

irregular theta activity

—

"desynchronization"

shift."

Increased high voltage fast activity - "beta

Of the group of drugs inducing a

derivatives chlorpromazine, promazine,
Each drug induces

irregularity

delta shift, the phenothiazine

and perphenazine are

clear examples.

seizures in non—epileptice or exaggerates seizures in

epileptic patients (7, 8, 15, 29, 37).
neurologic patterns

when given

have induced parkinsonism in
have observed seizures in

10%

Each drug induces

in adequate dosage.

clinical parkinsonian

In our laboratories,

all patients receiving chlorpromazine (1k)

and

of a group of psychotic patients without previous

history of seizures. Induced delta activity, including burst activity,
observed in more than

we

half the patients in this series.

was

�-

6 -

Reserpine also evokes delta activity
At high dosage

levels,

it exaggerates

when given

in large doses (2).

seizures in epileptics and induces

seizures in animals (35). At the usual clinical dosages, however, reserpine
induces desynchronization of frequencies with a moderate increase in theta

activity (28), without seizure induction but with definite motor rigidities.
In a series of patients treated here (39), parkinsonism was induced in

patients.

EEG

changes were limited to desynchronization only, without

all
delta

burst activity.
The primary

the induction of

EEG

response of two other drugs, mepazine and benactyzine,

is

desynchronization. Mepnzine, a phenothiazine derivative,

induces desynchronization with small amounts of theta

activity has not been described, nor
or parkinsonism in the

have we found

activity (7). Delta

reports either of seizures

clinical literature. Benactyzine, a potent anticholin—

ergic compound, induces a blocking of alpha, flattening of the record and
1?). Neither seizures nor parkinsonism have

occasional theta activity (5,
been described for

this agent.

Meprobamate

beta
and

shift in the

EEG

is the clearest

example of the group of drugs inducing a

(3). This agent further differs from the phenothiazines

reserpine in not producing parkinsonism

and not only are

clinical seizures

not induced, but definite anti—epileptic activity has been described (30).
Habituation

is readily achieved,

seizures have been observed (ha).

barbiturates than like the other

If

we

determine the

and withdrawal phenomena of

agitation

In these actions, meprobamate
new

is

and

more

like

tranquillizers.

clinical efficacy of these agents,

we

note a parallel

�- 7 between the induced
drugs

that

thiazine

most

EEG

effects

their potency in altering behavior.

and

readily induce a delta shift in

frequencies - the pheno-

the greatest clinical efficacy in the

compounds - are those with

therapy of psychoses.

EEG

The

The compounds

with lesser activity in this direction

are less efficacious clinically.
(c) Insulin

Coma

The

well documented.

Therapy:

effects of insulin

During each coma,

persists for minutes to a

EEG

coma

delta activity is induced,

after gavage.

few hours

imately one third of patients receiving deep

seizures, aphasia or prolonged

coma

therapy on the nervous system are

coma

which

usually

infrequently, in approx-

Not

therapy in this hospital,

results. After such events,

changes

EEG

of delta activity persist for days, and in cases of prolonged coma, for weeks
and months (h3).

relation between prolonged

The

coma,

altered brain function

ioral response has been discussed at length. Revitch
of prolonged

coma and concluded

tion of organic brain

damage,

that

(31) reported

improvement may be

insulin

eight cases

attributed to the induc-

similar to lobotomy. Yaeger,

Burch (h3), describing twelve cases of prolonged

and behav-

Simon, Margolis and

correlation

coma, noted a

between length of coma, degree of organic confusion, remission of mental symptoms
and degree of

EEG

abnormality. Shagass and Rowsell (3h), emphasizing

and Kwalwasser and Caplan (27) presented

EEG

individual cases to support the

data,
same

conclusion.
we

reported a similar relationship between prolonged

response in a case study (19).

A

3h

coma and

behavioral

year old schizophrenic patient with paranoid

�- 8 -

ideation developed a left hemiplegia during insulin

coma

therapy. With the onset

of neurologic signs of hemiparesis, hemianopsia, hemisensory syndrome and spatial

inattention, there

was

a marked change in speech and behavior.

loquacious and denied his illness.
was

by

became

He

ludic,

His former paranoidowithdrawal type pattern

replaced by a friendly cooperative attitude. These changes were accompanied

delta changes in the

as well as language changes

EEG,

dicative of altered brain function.

The

behavioral changes persisted so that he

neurologic
was

after amobarbital in-

symptoms

resolved, but the

discharged two months

later

as "much

improved."
(d) Lobotomy:
While we have not had the opportunity
from the point of view of
document a

this

summary,

similar relationship.

all subjects postoperatively
(to) in a study of

after three years.

150

EEG

to study lobotomy patients

the reports of numerous observers clearly

changes of

delta activity are present in

persist for varying periods. Walter et al.,
patients, found an 80% persistence of abnormal EEG activity
(6) and

These authors

ment and the degree and

also noted a relation between clinical improve-

extent of postoperative slow

wave

activity.

Postoperative seizures are a frequent "complication," being variously
reported as occurring up to

20%

of subjects (25). Furthermore, there is a

relationship between the extent of brain tissue cut

and the

therapeutic

Circumscribed surgical lesions, regardless of locus, have an improvement
lower than

unilateral lobectomy;

are "improved" upon by a

and these

outcome.

rate

latter are frequently inadequate

bilateral procedure (36).

and

�DISCUSSION:
When

view of an

the various physiodynamic therapies are essayed from the point of

alteration in brain function, a

therapies represent devices

These

of action becomes apparent.

common mode

brain

which induce appreciable changes in

function, with resultant change in behavior. Electroshock and lobotomy induce
measurable diffuse changes in brain function
when

when given

How

clear.

is

primarily
tran—

in adequate dosage.

persistent changes in cerebral function affect behavior is not

Psychotic dehavior is not "reversed" or "obliterated". Rather, with

alteration in the central nervous system milieu, there is

all aspects of behavior including perception,
and

coma

complications ensue; and the phenothiazine and reserpine groups of

quillizers

an

directly; insulin

attitude.

The

mood,

affect,

an

alteration in

memory, Judgment

specific adaptive response is variable for each subject

dependent on numerous

historical

and environmental

sonality (18), environmental situation

factors.

and

Pre-morbid per-

and expectations (11), and the duration

of the alteration in brain fUnction (10) have recently been discussed as
determinants of the behavioral response under these conditions.
The induced changes

in behavior are evaluated

by the

psychiatrist,

administrator or family as to the degree of "improvement." These ratings are
value judgments, based upon such factors as the type of induced behavioral

response, the environmental tolerance and the observer's expectations.

context, the physiodynamic therapies
induce behavioral change which

do not induce "improvement" -

is secondarily evaluated as

In this

rather they

improvement.

alteration of cerebral function is therefore not a "complication" or

The

an "untoward

�- lo -

effect" but the desired goal of these forms of therapy.
therapies introduced during the past thirty years,

Of

the

many

"organic"

none apparently, has been a

specific agent for the therapy of psychoses (in the sense that penicillin is
specific for neurosyphilis and nicotinic acid for pellagra dementia), but rather
devices with greater or lesser degrees of applicability and efficacy in altering
behavior by altering the cerebral milieu.

this context, the various physiodynamic therapies are not specific

In

for a type of psychosis.
was

The

early enthusiasm that reserpine or chlorpromazine

Specific for schizOphrenia, or hypotheses that ascribe significane to an

antagonism between these drugs and "psychosis" or "schizophrenia" are not tenable.

Similar enthusiasm claiming a specificity of insulin

also untenable,
insulin

coma
EEG

and support

control study

for this

view

coma

for schizophrenia is

is presented in a recent chlorpromazine-

(1’4).

analysis of these therapies permits a

more

explicit definition of

the induced alteration in brain function. Changes in cerebral function reflected
by a

shift in the spectrum of

EEG

frequencies toward the slower range, with a

concomitant increase in voltage and a periodicity described as "bursts" or
"hypersynchrony" provide the change in milieu

behavior.

The

that is

more

effective in altering

significance of the delta shift has been clearly demonstrated in

electroshock therapy; and can be inferred from the available data in lobotomy,

insulin

coma, and the

That a delta
drug

effects.

tranquillizers.
shift has

Those drugs

some

Specificity is seen in the analyses of the

that induce the delta shift - the phenothiazines

and

reserpine - have been consistently reported as effective modifiers of psychotic

�-11...
of psychotic behavior. Changes in brain function reflected by

tion only, or a shift in frequency

Spectrum

efficacy in altering psychotic behavior.

is further

to the faster range, have a limited

*

The

significance of a delta shift

seen in the limited efficacy of subconvulsive electroshock when

Another aspect of the

alteration in brain function

in seizure threshold.

change

With the

which may be defined

delta shift in the

in clinical seizures would be anticipated. This is indeed true.
been described following electroshock (h, 2%), are prominent

(to) and a

common

comp

‘

pared to convulsive electroshock in the management of psychoses.

is the

desynchroniza—

EEG

EEG,

an increase

Seizures have

after

lobotomy

"complication" during and occasionally following insulin

coma

therapy (23). With the tranquillizers, the parallel of clinical efficacy and
seizure induction is most striking.

reserpine rarely; benactyzine not at all;

commonly;

anticonvulsant!
EEG

Phenothiazine compounds induce seizures

The lowering

delta shift induced

and meprobamate

is a potent

of seizure threshold parallels the extent of the

by these compounds.

Similar analyses can be

made

for

the potentiation of sedative action and induction of parkinsonism - both potent

indices of

an

The

quency
some

alteration in cerebral function.
neurologic basis for the delta shift and increase in seizure fre-

is unclear.

Whether

this represents a persistent change in function of

specific brain stem nuclear system, as the centrencephalic, thalamic or

hypothalamic,

is conjectural.

From

the wide range of agents that can induce a

* These observations suggest the application of EEG screening of new chemo~
therapeutic compounds for therapeutic efficacy according to their ability

to induce delta burst activity with a

minimum

of side effects.

�- 13 SUMMARY:

1.
shock,

The

neurophysiologic and clinical neurologic aspects of electro-

"tranquillizers," insulin
2.

The

coma and lobotomy,

are reviewed.

efficacy of each therapy in the treatment of psychoses is

related to the ability to induce a persistent change in cerebral function,
of which a delta

shift in the

seizures are

indices.

3.

two

EEG

spectrum and an increase in incidence of

Alteration in cerebral function is

behavioral change with each of these therapies.
a "complication," nor an "untoward
mode

an

essential prerequisite of

Such

alteration is neither

effect," but is the gigs 333

299 of the

of action of these therapies.
M.

No

evidence has been educed in these studies

that the physiodynamic

therapies are Specific agents for the relief of psychoses; nor
specific

do they

affect a

segment of the nervous system; nor do they induce Specific behavioral

changes.
5.
and

The

therapeutic process of electroshock, insulin

tranquillizers

may be

in cerebral function

coma, lobotomy

ascribed to the induction of a persistent alteration

which provides the milieu

the subject to his environment.

for a

change in adaptation of

�-

1a -

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Strait, L.A.,
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�-

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Am. Med. Assoc. 161: thO.

M.A. (1956):

Disorders, J.

Clinical

Observations on Organic Brain

Improvement Following
Pszghiat. Quart. g§z 79—92.

Roth,

M.

Drugs on EEG,

Protracted

Damage and
Insulin Coma,

(1951): Changes in the EEG Under Barbiturate Anesthesia
Produced by Electra Convulsive Treatment and Their Significance
for the Theory of ECT Action, EEG Clin. Neurophysiol. g: 261-280.

33-

Roth, M., Kay, D.W.K., Shaw, J. and Green, J. (1957): Prognosis and
Pentethal Induced Electroencephalographic Changes in ElectroConvulsive Treatment, EEG. Clin. Neurophysiol. ‘2: 225-238.

3h.

Shagass, C. and Rowsell, PM. (195M: Serial Electroencephalographic
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A.M.A. Arch. Neurol. &amp; Psychiat. lg: 705~711.

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Sigg, E.B. and Schneider, J.A. (1957): mechanisms Involved in the
Interaction of Various Central Stimulants and Reserpine,
EEG. Clin. Neurophysiol.
‘2: h19-h26.

36.

Simon, A., Margolis, L.H., Adams, J.E. and Bowman, K.M. (1951):
Unilateral and Bilateral Lobotomy: A Controlled Evaluation.

�-

17

-

REFERENCES

Chlorpromaiine: Use to Activate Electro~
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2: h27-hh0.

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Stewart, L.F. (1957):

38.

Ulett, G.A., Smith,

39-

Wachspress, M., Blumberg, A.G., Fink,

#0.

Walter, R.D., Yeager, C.L., Margolis, L.H. and Simon, A. (1955):
The EEG Changes in Unilateral and Bilateral Frontal Lobotomy,
111: 590-59h.
Am. J. Psychiat.

kl.

Weinstein, E.A. and Kenn, R.L. (1955): Denial of Illness: Symbolic
and Physiological Aspects. Springfield, 111.: C.C. Thomas.

#2.

Wikler, A.:

R3.

Yaeger, C.L., Simon, A., Margolis, L.H. and Burch, N.R.: (1953):
Electroencephalographic Studies in Posthypoglycemic Coma,
J. Nerv. &amp; Ment. Dis. 118: h35~hhl.

Glesser, 6.0. (1956): Evaluation of
Convulsive and Subconvulsive Shock Therapies Utilizing a
Control Group, Am. J. Psychiat. 112: 795-802.
K. and

Miller, J.S.A. (L956):
Reserpine Therapy for Relief of
M.

and

Evaluation of High-Dose
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Personal Communication.

�-

12 _

delta shift, with or without hypersynchrony,
EEG

changes

it

appears more

likely that the

reflect an alteration in the diffuse biochemical activity of the

nervous system rather than in a focal

activity of specific cellular masses.

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�QFURTHER OBSERVATIONS MADE SINCE THE ARTICLE

"Electro-cncephalo-

graphic Evidence of Bersonality Changes by Ataraxic Drugs in
Mentally Disturbed Patients." WAS WRITTEN.
l) A number of mistakes due to faulty or non-standardized technique in the assessment of alpha
a) Duration of the recording:

It

was found

that

some

activity for the first

stability

patients

had

were made.

little

alpha
five to ten minutes of the
who

recording deve10ped a more stable alpha activity,

later

it is

on.

therefore suggested that samples of alpha activity should be taken at least ten minutes after the
beginning of the E.E.G. recording.
b) Period of the day:
Slight differences of habitual alpha activity were
observed in one and the same patient according to the
time of the day when the E.E.G. recording was taken.

applies also to the period of the last meal.
It is therefore suggested that the E.E.G. tracings

The same

should be taken at the same time of the day and at the
same intervals after the last mealhad been taken.
c) Waiting of the patient before the E.E.G. recording.

It

observed that if patients had to wait for long
periods in the waiting room before his E.E.G. recordwas

ings were taken the alpha activity was poorer than on
d) Noises.
The

effect of any noises, particularly of any talk,

during the E.E.G. recording changed thexalpha E.E.G.

pattern imedia-telyss
It seems therefore that the total absence of any noise
is necessary to produce a valid E.E.G. recording for
the assessment of alpha
0)

A

stability.

Special alpha run, allowing the simultaneous trac-'

ing of temporal and parietal occipital alpha was found
to be useful.

�2) The alpha

stabilizing effect of Largactil

and

Serpasil.

a) Single administration:

intravenous and intramuscular administration
of a single large dose of Largactil (100 mg.) or Serpasil (5 mg.) often had little or no effect on the
1.

The

alpha

stability.

ii.

The

period of

administration of the
3

days to

2

same

drugs, over a

weeks, did produce an alpha

stabilization.
b)

Age

groups:

effect of these two drugs, in sufficient
quantities, was observed in all children whose habitual alpha activity was poor.
ii. In adults there were some exceptions to the rule,
particularly elderly people suffering from depression.
0) Quantitl:
The effect of alpha stabilization, even after a long
period of administration, was sometimes only observed
when large quantities of the drugs were given.
It is therefore suggested that in case of a negative
E.E.G. effect the test should be repeated after in1.

The

creasing the dosage of the drug.
d) Temporal Alpha:

It is

observed that in sons cases the alpha stabilization occurred equally in the temporal and parietal
occipital regions. Most often however, the alpha

stabilization

was more marked

in the temporal regions,

infrequently the alpha stabilization occurred
in the temporal regions only.

and not

e)

An

experiment was conducted on 30 schizophrenic pmients,

10

patients received Serpasil 3 grs. daily, 10 patients
received a new drug to be tested and 10 patients received a placebo. E.E.G. tracings were taken before the
'administration of the drugs and on one occasion after
the course of drugs was started. Psychological tests
were made to assess the clinical improvement.

�It

that the patients who had received Serpasil
showed a statistically significant improvement of their
alpha-stability. The ten patients who had received the new
drug that was to be tested showed a significant diminution
was found

of alpha-stability in the temporal regions. The patients
who received the placebo showed a random distribution of improvement or deterioration of their temporal alpha rhythm.
The

correlation between

improvement of

alpha-stability int.-

the temporal region and clinical improvement was about +0.45
only, in all 30 cases, whether this was due to the effect of
drugs or not.
The Doctor who was

conducting the experiment, the

statistician

of the Mental Hygiene Department and our own observations in
our E.E.G. Department showed that many relevant factors during
the psychological testing (in which unfortunately "socialis-

ation“

was

not a part) suggesting improvement were not controle'

led.

f) It is

that alpha-stability
may be correlated with relaxation and alpha-blocking with tension, though this is certainly not the full story, probably
a reasonable hypothesis to assume

only an approximation. About 80% of true melancholics, who are
certainly not relaxed, have an exceptionally high alpha index.
Ostow's suggestion thatwalpha activity generally respons to a

preparation for constructive thinking and the disappearance of
the alpha activity when the constructive process was put into
action, probably, is nearer to the truth. The more correct
hypothesis would seem to be that relaxed patients generally
ruminate less than tense subjects.
3) Further references bearing on the subject of alpha stabilization:
a) "By hypnotic suggestion to relax, Ford and Yeager reported
the induction of "good" alpha patterns in several patients with
anxiety states, whose previous E.E.G.'s showed little or no
alpha-rhythm.' Relaxation suggestions were not followed by EE.G.
changes in subjects whose E.E.G.'s

rhythm."

naturally

showed "good"

�-

4 _

Ford, W.L. and Yeager, C.L. "changes in the electroencephalogram in subjects under hypnosis. "Dis.nerv.
systo 1948, 9, 190—192.

H

a) There are several references in the literature to
the fact that short courses of electro-shock-treatment
tend to increase the E.E.G. alpha activity.

4)

W:

quoting a reference of Ellingson a mistake occurred
in my article which should be corrected.

When

Should read

-

preposition by Saul and Davis that passive indiv—
iduals tend to have regular persistent alpha rhythms of
high index has been often cited in the literature and
“The

appears to have been accepted as fact. Sisson and E11ingson reviewed the evidence upon which that preposition
was based and found it unconvincing.”

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              <text>Text</text>
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          <name>Identifier</name>
          <description>An unambiguous reference to the resource within a given context</description>
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              <text>mfp-02-01-001-23-028</text>
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          <name>Date</name>
          <description>A point or period of time associated with an event in the lifecycle of the resource</description>
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              <text>1957</text>
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        <element elementId="39">
          <name>Creator</name>
          <description>An entity primarily responsible for making the resource</description>
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              <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
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          <name>Subject</name>
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              <text>Published Works -- Articles and Reviews</text>
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          <name>Relation</name>
          <description>A related resource</description>
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              <text>The Max Fink Collection</text>
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          <name>Description</name>
          <description>An account of the resource</description>
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              <text>5 items. 1: Xerox copy.  2: Two presentation copies. 3: Handwritten manuscript.4: Draft copy. 5: Chart.</text>
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          <name>Rights</name>
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            <elementText elementTextId="2512">
              <text>&lt;a title="IN COPYRIGHT - EDUCATIONAL USE PERMITTED" href="http://rightsstatements.org/vocab/InC-EDU/1.0/" target="_blank"&gt;IN COPYRIGHT - EDUCATIONAL USE PERMITTED&lt;/a&gt;</text>
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          <name>Source</name>
          <description>A related resource from which the described resource is derived</description>
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              <text>Special Collections and University Archives, University Libraries. Stony Brook University Libraries (State University of New York).</text>
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          </elementTextContainer>
        </element>
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          <name>Language</name>
          <description>A language of the resource</description>
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          <name>Format</name>
          <description>The file format, physical medium, or dimensions of the resource</description>
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              <text>application/pdf</text>
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          <name>Publisher</name>
          <description>An entity responsible for making the resource available</description>
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          <name>Contributor</name>
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      <name>Published</name>
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