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                  <text>Reprinted from the A. M. A. Archives of Neurology (“7 Psychiatry
November 1957, Vol. 78, pp. 516—525
Copyright 1957, by American Medical Association

Relation of Electroencephalographic Delta Activity to
Behavioral Response in Electroshoek
Quantitative Serial Studies
MAX FINK, M.D.,

and

ROBERT

L KAHN, Ph.D., Glen Oaks, N.

Recent theories of'electroshock therapy 1'3
have emphasized the role of neurophysiologic
changes as. the basis for the therapeutic ac—
tion of electroshock. Consistent with these
theories, we have observed a relation between
changes in certain measures of brain function and behavioral response. We have noted
that evaluations of clinical improvement fol—
lowing electroshock are related to changes in
orientation and confabulation after intra—
venous amobarbital,4 learning and recall,5
and syntactical aspects of language.6
In view of these observations, it could be
expected that electroencephalographic studies
would show a similar relationship. Numerous
observers have reported consistent changes in
the electroencephalogram after electrically
induced convulsions. There is diffuse slowing with increased voltage and dysrhythmic
activity?"12 Fast activity decreases, both in
voltage and in percent time}3 and in patients
who are intensively treated there is a slowing
of persistent alpha frequencies.14 The degree,
duration, and extent of delta activity are
directly related to the frequency and number
of grand mal convulsions?"14 Such activity
is usually symmetric and appears maximal
in anterior leads, and the electroencephalog—
Received for publication June 18, 1957.
From the Department of Experimental Psychia—
try, Hillside Hospital.
Presented at a meeting of the Eastern Associa—
tion of Electroencephalographers, Washington,
D. C., September, 1955.
Aided, in part, by Grant M—927, National Institute of Mental Health, National Institutes of
Health, U. S. Public Health Service; and the
Dalian Foundation for Medical Research, New
York.

Y.

raphic effects usually disappear in the four
to eight weeks following the last treatmentfgi9
In contrast to the consistency of these
observations, studies of the relationship between the electroencephalographic and the
clinical changes show conﬂicting results.
Chusid and Pacella,15 after an extensive
review of the literature, concluded that the
number of treatments rather than the degree
of induced delta activity, was the primary
factor related to a favorable therapeutic re—
sponse. On the other hand, Hoagland et
al.16 reported a relation between changes in
the percent time fast activity (more than 13
cps) and independent clinical ratings of be—
havioral change._ Roth2 similarly reported
a relationship between changes in the clinical
state and alterations in the delta response
induced by intravenous thiopental sodium.
The divergent observations reﬂect variations in methodology. The present study is
an attempt to apply quantitative methods of
analysis of serial electroencephalographic
records to this problem. The purpose of this
study is to determine (1) the relation of
changes in electroencephalographic delta
activity to the behavioral response in electro—
shock, and (2) if a relationship does exist,
the signiﬁcance it may have for an under-standing of the electroshock process.

Subjects and Method
1. In the initial series, 24- consecutive patients referred for electroshock were studied. Electro—
encephalograms were obtained prior to treatment
and at weekly intervals during and after treatment,
using an eight—channel Medcraft electroencephalograph and needle electrodes. Recording was bi—
polar, and hyperventilation activation was utilized

516

,.

“(34.x

�EEG DELTA ACTIVITY AND BEHAVIORAL RESPONSE
during each recording. During the treatment pe—
riod, records were taken on the day following a
treatment, generally 25 to 31 hours later.
Grand mal electroshock therapy was administered
by staff psychiatrists, using a Reiter C-47 electrostimulator. Treatment schedules were three times
a week, and the number of treatments varied from
9 to 33. As patients showed a clinical response,
the psychiatrist tended to give fewer and more
widely spaced treatments. There were 15 women
and 9 men in the series, and the ages ranged from
24 to 68, with a median of 47 years.
Evaluation of EEG Records—A total of 160
records were obtained on these subjects. Following the suggestion of Strauss,17 the delta index was
determined for three lead combinations (frontal—
parietal, anterior temporal-vertex, and parietal-ear
lobe) for 60 seconds of recording for each lead.
The delta index is deﬁned as the percent time
occupied by waves of 7 cps or slower.
The run of each selected lead combination was
scanned, and 180 cm. (60 seconds) of recording that
was artifact-free was noted. An additive map
measure was run along the base of all waves of
7 cps or slower, determining the number of centi—
meters occupied by such slow activity. The ratio
of this ﬁgure to 180 was the delta index of that
combination.

’

After these measurements were made, the rec—
ord was scanned for the slowest frequency clearly

The total record was also scanned
for burst activity. The duration of burst activity,
the regularity (modulation) of the waves in the
burst, and average voltage were noted.
In the ﬁnal estimates of degree of delta activity,
the average delta index for the three lead corn—
binations, the highest delta index in any one lead,
the slowest frequency, highest delta voltage, and
duration of longest period of burst activity were
listed for each record. The 160 records were ar—
ranged in sequence for each index and the per—
centile rank determined. The ranks were added
and the records then arranged in rank order ac.—
cording to this score. On the basis that the higher
score reﬂected a greater degree of delta activity,
the upper third of the records was classiﬁed as
“high—degree delta”; the middle third, as “moderate-degree delta,” and the lowest third, as “lowdegree delta.” An example of each is shown in
Figures 1, 2, and 3, respectively.
High—degree delta records were characterized
by an average delta index of at least 18%, a delta
index of 21% or more in one of the three measured leads, a slowest frequency of less than 3%
cps, a highest delta voltage of more than 100pv,
and a burst duration of at least two and a half
slow waves.

LF-LO

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seconds.

Low-degree delta records were characterized by
an average delta index of less than 2%, a highest
delta index in one lead of 3% or less, frequencies
no slower than 5% cps, voltages of less than 60pv,
and burst duration of less than one—half second.

W
“WW
W
W

identiﬁed at least twice in these selected lead
combinations, and for the highest voltage of these

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24 HOURS AFTER EST

Fig. 1.—Low-degree delta activity.

Fink—Kuhn

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A. M. A.

ARCHIVES OF NEUROLOGY AND PSYCHIATRY

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Fig. 2.—Moderate-degree delta activity.

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Fig. 3.—High-degree delta activity.

518

Vol. 78, N07J., 1957

�EEG DELTA ACTIVITY AND BEHAVIORAL RESPONSE

I

Moderate-degree delta records were between these
two groups, with an average delta index between
2% and 18%, a highest delta index in one lead of
3% to 20%, a slowest frequency of 4-5 cps, high—
est amplitude of between 60yv and 90,uv, and burst
duration of one-half to two seconds.
2. In a second series, of 54 consecutive, unselected electroshock patients, electroencephalo—
graphic records were obtained prior to treatment.
during the second and third weeks of treatment,
and two weeks after treatment.
These records were analyzed using measures
identical with those in the initial series. Using
the original cut-off points, these records were
classiﬁed as high-, moderate—, and low—degree—delta
records, and the initial observations were tested in
a predictive study of therapeutic response.
Evaluation of Clinical Response—All patients
were observed for at least eight weeks after termination of therapy. The patient’s response to
electroshock was determined on the basis of the
resident psychiatrist’s impression, the staff opinion,
the nurse’s notes, and the clinical evaluation of the
supervisor in charge of electroshock. The patients
were divided into three groups—much improved,
moderately improved, and unimproved—according
to the following criteria:
A. Much Improved: The 11 cases in this group
were regarded as showing recovery or marked
improvement. These patients no longer presented
the symptoms which brought them into the hospital; their doctors felt they were better, and the
nurses’ notes conﬁrmed such aspects as being able
to sleep without medication, better appetite, and
improved capacity to get along with others and
participate in hospital activities.
B. Moderately Improved: The six patients in
this group showed some improvement but continued
to manifest symptoms of mental illness. These
patients typically showed symptomatic relief; i. e.,
acute depressive features might be gone, but the
dramatic change, so evident in the ﬁrst group,
was not apparent. Each patient continued to show
some noticeable disturbance, such as obsessional
thinking, paranoid ideas, or somatic preoccupation.
C. Minimally or Unimproved: In this
group
were placed seven patients in whom change was
not clearly noticeable, who showed equivocal or
transient changes, or who became worse. They
showed ﬂuctuations in behavior, at times appearing
less ill. The changes were not sustained, however,
so that by the end of treatment they appeared
much as before.

activity and clinical ratings demonstrated a
signiﬁcant relationship between the early ap—
pearance of high—degree delta activity and the
“much-improved” clinical ratings. Of the
records in patients who were rated as much
improved, 80% were classiﬁed as high—de—
gree delta in the second week, 91% in the
third week, and 88% in the fourth week of
treatment. Of the records in patients who
were rated as unimproved, none showed
high—degree delta in the second or third
weeks of treatment, and only 20% were
classiﬁed as high—degree delta in the fourth
week. The data are expressed in Table 1
and graphically in Figure 4.
TABLE

1.—Electroencephalographic Percentage of
High-Degree Delta Records

Degree of EEG Delta Activity and
Clinical Ratings.——The initial analyses of the
relation between the degree of induced delta
F ink—Kahn
1.

MUCH IMPRO
+——Moo. IMPRO\

50_ .---- UNIMPROVEI

TIME

A ‘13
A.

4‘“
PERCENT

o: C?

-.__~_

,.

m &lt;.3
AVERAGE

...__.—_____.-._,

c3
MEAN

WAVES

I50} .—- MUCH
+——Moo.

IMPROVI
IMPROVI

---~ unmpnovso
DELTA

Treatment
Period

Much improved (11)

OF

1-8

4—6

7—9

10—12

25

80

91

88

Moderately improved (6)

0

16

50

40

Unimproved (7)

0

O

0

20

IOOAv

AMP(LITU)DE

u- c.’

HIGHEST

Indices and Clinical Ratings.——An
analysis of the relation between each of the
ﬁve indices used in the ﬁnal estimate of the
degree of delta activity and the clinical ratings also show signiﬁcant correlations. In
Figure 5A to E, each index is related to the
number of convulsive treatments and the
eventual therapeutic evaluation. The curves
2. Delta

OOACTIVITY

90.
80-

DELTA

MUCH IMPROVED

.—— M00.

(III

IMPROVE-10(6)

._-— UNIMPROVEDU)
‘

70'
60‘

DEGREE

504
HIGH

40‘

20I

0‘

o.
O

/

'\.

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3O~

PERCENTAGE

Results

DELTA

/

I-3

/

/

'

/
4-6

__/'
7-9

NUMBER OF TREATMENTS

MEAN

L

Fig. 5.—A-E, rt
each index of delt:

'

\\
/'

/
IO'IZ

Fig. 4.—.Re1ation of clinical ratings to development of high—degree delta activity.
519

for the highest—am
5C) and the slow
are most similar tc
of delta activity (
The other three
clearly differentia
group from the p2
520

�/\

A. M. A. ARCHIVES OF NEUROLOGY AND PSYCHIATRY
f3
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each index of delta activity.

33.

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NUMBER OF TREATMENTS

E

for the highest—amplitudedelta activity (Fig.
5C) and the slowest frequency (Fig. 5D)
are most similar to the curves for the degree
of delta activity (Fig. 4).
The other three indices (Fig. 5A, B, C)

clearly differentiate the much improved
group from the patients with the other two
520

ratings, but fail clearly to distinguish the
moderate and unimproved groups. With in—
creasing treatment, however, the separation
of classes becomes clearer.
Each index of delta activity, therefore,
demonstrates a relation to the eventual short—
term clinical rating which is much like that
Val. 78, Nov., 1957

�EEG DELTA ACTIVITY AND BEHAVIORAL RESPONSE
TABLE
I

i/

"

.

”

Average delta

2.—Interc0rrelati0ns of Individual I ndices and Degree of Delta Activity
-

-

Average

63%qu

Longest
Dﬁﬁiéi‘é“

350831153

+0.72

+0.67

+0.80

+0.72

+0.68

+0.84

—0.78

—0.47

-—0.90

Delta

One Lead

FkZVJSEEy

Aﬁié’ﬁiie

-

+0.98

—0.79

_

Degree

Highest delta in one lead

+0.98

_

—0.67

Lowest frequency
Highest amplitude

—0.79

—0.67

__

+0.72

+0.72

—0.78

--

+0.57

+0.88

Longest duration bursts

+0.67

+0.68

—0.47

+0.57

__

+0.63

Degree of delta activity

+0.80

+0.84

—0.90

+0.88

+0.63

--

demonstrated for the combined index of de—
gree of delta activity.
The intercorrelations of each of these in—
dices are shown in Table 2. All correlations
are signiﬁcant at better than the 1% level of
conﬁdence, although the highest correlations
with the degree of delta activity are noted
for the frequency and amplitude measures.
The lowest correlations are noted for the
duration} of burst activity. These observa—
tions indiCater that in future studies or in
clinical application frequency response and
amplitude changes may serve as criteria for
the degree of induced delta activity.
3. EEG Delta Activity as Index of Clinical
Outcome—Following these observations, a
study was undertaken to determine whether
the degree of delta response was predictive
of the short—term therapeutic outcome. On
the basis of the observation that the much
improved patients had developed high—degree
delta activity early and had sustained such
activity, electroencephalograms were obtained during the second and third weeks of
treatment 011 54 consecutive electroshock
patients.
The records were scored as to whether
high—degreedelta activity was achieved dur—
ing both, one, or neither of the four—six and
seven-nine treatment periods, and the data
TABLE

were

Both high

(18)

12 (67%)

One high

(16)

4 (25%)

None high (20)

6 (30%)

*

(Table 3).
Of the patients who manifested high—degree
delta activity during the second and third
weeks of treatment, 67% were rated as much
improved, while only 30% of patients with-

.

1

out high—degree delta activity were so rated.
Thus, the early induction and persistence of
high-degree delta activity are seen to be re—
lated to the short—term clinical evaluation.

Comment
The present study demonstrates a con—
sistent relationship between the degree and
duration of induced electroencephalographic
delta activity and clinical evaluation of behavioral change. While it is conceivable that
the difference between our results and
previous reports may be due to a variation
in population, it is more likely that methodo—
logical aspects are important factors. Serial
records were obtained during the course of
therapy, so that the sequence of electro
encephalographic change was evident. The
records were obtained at a constant time in—
terval following a treatment. Finally, quantitative analyses of the records were made
instead of relying on clinical impressions.
Of other investigators of this problem, both

Moderately Improved

2 (11%)

8

(50%)

4 (25%)

7

(35%)

7

T

ship between ind
havioral
respor
therefore, perm
changes in the o
attendant alterat
the physiologic
process.* A simil.
by Roth 23 on the
*The

Unimproved

4 (22%)

ac’tivity.18’21’22

we.

biochemical

received limited stu

on acetylcholine-chi
tion in blood—brain
and protein equilibri
without deﬁnitive C(

(35%)

Signiﬁcant at the 2% level of conﬁdence.

Fink—Kuhn

the induced neu1
behavioral respoi
these observation
of action of elect
1. Relation ofi
Behavior.—Beha
accompaniment
function. Chang
tude, judgment,
and insight atten
tion, from what
extensively docu
literature.
In this study, e
consistently to alt
in a fashion whic
with states of altc
studies of Davis
Strauss,19 Ostow
have afﬁrmed the
activity as an in&lt;
tion. Symmetric,
has been interpre
tion of midline
centrencephalic s
also indicative oi
of consciousness
being directly rel:
tude, and freqi

related to the clinical evaluations.

Clinical Rating

Much Improved

21

further elaboratii

3.—Patients with High-Delta Activity During Second and Third Weeks of
Treatment*

EEG Delta

Roth 2 and Hoa
out systematic E
to demonstrate
variables and be]
Two aspects oi

521

522

�A. M. A.

ARCHIVES OF NEUROLOGY AND PSYCHIATRY

Roth 2 and Hoagland et al.,16 who carried
out systematic EEG analyses, were also able
to demonstrate a relationship between EEG
variables and behavioral changes.
Two aspects of these observations warrant
further elaboration: the relation and role of
the induced neurophysiologic change to the
behavioral response, and the signiﬁcance of
these observations for a theory of the mode
of action of electroshock therapy.
1. Relation of Neurophysiologic Change to
Behavior.—Behavioral change is a consistent
accompaniment of alteration in cerebral
function. Changes in mood, language, atti—
tude, judgment, thought process, perception,
and insight attend changes in cerebral function, from whatever cause, and-- have been
extensively documented in the neurologic
literature.
In this study, electroshock has been shown
consistently to alter the electroencephalogram'
in a fashion which we have come to associate
with states of altered cerebral function. The
studies of Davis and Davis,18 Ostow and
Strauss,19 Ostow and Ostow,2‘0 and Jung 21
have afﬁrmed the signiﬁcance of diffuse delta
activity as an index of altered brain func—
tion. Symmetric, dysrhythmic delta activity
has been interpreted as evidence of dysfunc—
tion of midline hypothalamic centers—the
centrencephalic system?9 Such activity is
also indicative of an alteration in the state
of consciousness, more marked alteration
being directly related to the duration, ampli—
tude, and frequency of the slow—wave
activity.18'21’22

The demonstrated relation—

ship between induced delta activity and beafter electroshock,
havioral
response
the
conclusion that
therefore, permits
in
the
centrencephalic system with
changes
attendant alteration in consciousness are
the physiologic basis of the electroshock
process."&lt; A similar conclusion was presented
by Roth 23 on the basis of his studies of the
*The biochemical substrate of this process has
received limited study. Emphasis, has been placed
on acetylcho-line-cholinesterase change,”25 altera—
tion in blood-brain barrier,8 and changes in ionic
and protein equilibria 26"” by different investigators,
without deﬁnitive conclusions.
522

effect of thiopental on electroencephalo—
graphic delta activity.
Another example of the relation of the
electroencephalographic delta activity to be—
havior is seen in reports of epileptic patients.
Landolt 28,29 describes a young epileptic who
was ordinarily pleasant, friendly, and cooperative for his clinic visits. At these times,
records were consistently dsyrhythmic. On
one occasion he was surly, irritable, and
withdrawn, and his EEG was without delta
activity. On the subsequent visit, the EEG
was again dysrhythmic, and a behavioral
“improvement” was noted. Similar observations have been reported by Brockman .et
£11.30 and Fabing.31
In a previous study4 we had applied the
amobarbital test for brain disease 32 in a
serial fashion to this group of patients and
reported a relationship between changes in
this index of cerebral function and be—
havioral change. Were other tests of cerebral
function to be applied in a similar fashion, it
is anticipated that these, too, would demon—
strate consistent changes during treatment
and a relation to behavioral response, within
the limits of the sensitivity of the test to reﬂect changes in cerebral function. In this
context, electroshock may be said to be a
method of inducing a state of altered brain
function for extended periods, in order to
achieve changes in behavior.
From this point of view, the development
of a signiﬁcant degree of electroencephalo—
graphic delta activity may be a readily determined guide in the rational management
of electroshock therapy. In these studies we
have examined various delta indices and/or
the intercorrelations and have noted that the
amplitude and the frequency of the induced
slow waves are the best guide to the degree
of delta'activity. In patients in whom the
behavioral response to electroshock is inconsistent with the therapeutic expectation, examination of the electroencephalogram may
provide a criterion for clariﬁcation. If the
induced slow—wave activity is faster than 4
cps and lower than 100,u.v in anterior
temporal—ear lobe or anterior temporal—
frontal lead combinations, then there is
Vol. 78, Nata; 1957

�EEG DELTA ACTIVITY AND BEHAVIORAL RESPONSE

presumptive evidence of inadequate electro—
shock therapy. When frequencies less than
3% cps and voltages higher than lOOuv are
maintained for a number of weeks, the assumption may be made that an adequate
degree of altered brain function had been
induced and that other factors (environ—
mental, personality, pathophysiologic) were
operating to preclude a favorable behavioral
response to electroshock. A similar applica—
tion can be made for amobarbital tests 4 or
syntactic language after intravenous amobarbital.6
2. Theory of Electroshock Action—These
studies of the electroshock process have
demonstrated that alteration in brain func—
tion is induced early and is sustained in
patients in whom the greatest degree of
behavioral change is noted. We have em—
phasized high—degree EEG delta activity and
positive amobarbital tests as indices of
altered cerebral function, with the knowledge
that other indices of altered brain function,
applied in the same serial fashion, may also
show signiﬁcant alterations and a relation
to behavioral change.
We have been impressed that the ratings
of improvement are value judgments of the
behavioral response. All patients in whom
cerebral changes are induced by electroshock
manifest changes in behavior. The range of
behavioral patterns induced under these conditions is wide. Only certain patterns are
evaluated as improved, however, while
others are regarded as “unimproved.” “Improvement” is a special case of behavioral
response, being a subjective evaluation on
the part of the observer that the patient is
“better.” Electroshock does not induce “improvement”; it induces a milieu of cerebral
activity in which behavior is different than
before electroshock. To the extent that the
induced behavior in depressed patients is
perceived as less complaining, depressed,
agitated, or anxious, or in schizophrenic
patients as less delusional, hallucinatory, or
excited, the patient is evaluated as “im—
proved.” When behavior, however, is per—
ceived as anxious, agitated, paranoid,
complaining, or withdrawn, it is evaluated
Fink—Kahn

as “unimproved.” The particular type of
behavioral pattern induced by electroshock
is dependent on a number of factors, such as
personality.33
Another aspect of the rating of improvement is the environmental response to
the induced behavior. The modiﬁcation of
mutism, withdrawal, and negativism to excitement, overactivity, and irritability may
be considered a positive movement by the
therapist but a disorganization by the ward
physician or family. The goals of the
therapist and the family, and their expectations and tolerances, are signiﬁcant factors
in the behavioral response of the patient to
therapy, and, also, in the ratings of improve—
ment.
These same factors are signiﬁcant in the
duration of the electroshock effect. The in—
duced change in cerebral function persists
for only two to eight weeks following even
intensive courses of therapy. In many cases,
the behavioral response is limited to this
period of altered brain physiology. When in—
duced changes in behavior are not adaptive
in the milieu of the patient, the behavior
reverts to pretreatment patterns. In other
instances, the induced behavior is adaptive
to the environment, and, we assume, sus—
tained thereafter not by the initial change
in brain function but by the newly developed
interaction of ‘the subject with environment.
That this is indeed true is seen by the fre—
quent successful adaptation of the patient
to the hospital milieu after electroshock, only
to have a recurrence of symptoms when dis—
charge planning is discussed or discharge
is consummated. Altered brain function
provides the physiologic milieu in which
there is an altered interaction with the en—
vironment—the doctor, family, or society.
These observations lead to the conclusion
that electroshock therapy is a nonspeciﬁc
induction of persistent states of altered
cerebral function. Such altered cerebral
function provides the physiologic milieu for
an alteration of the organism’s adaptive
interpersonal behavior. Changes are in—
duced in perception, language, mood, recall,
and judgment which constitute a mode of
523

interaction with
of behavior indu
is dependent up
subject, the envii
action occurs, an
of altered cerebrz
A similar View
was initially exp
and Kahn,1 who
tionship of neu:
behavioral respor
electroshock pr0(
the observations
Aird et al.3
The neurophys
tion of electrosh(
deﬁnition of the
of further elabor:
a hypothesis also
standing of ther
coma therapy, 1(
agents.

j

Summary

Serial electroe:
weekly intervals
referred for elect
analyzed for the
A signiﬁcant
tween the degrec
delta activity an(
behavioral chang
ﬁrmed in a predi
54 patients.
Differences bi
those obtained It
terms of differen
A neurophysi
tion of the electrt
It is concluded t]
speciﬁc inductio:
altered cerebral
physiologic miliei
tive interpersona
Improvement
as a special case c
these conditions.
by an observer
factors, including

1

r'

524

�A. M. A.

ARCHIVES OF NEUROLOGY AND PSYCHIATRY

interaction with the environment. The type
of behavior induced under these conditions
is dependent upon the personality of the
subject, the environment in which the inter—
action occurs, and the duration of the state
of altered cerebral function.
A similar view of the electroshock process
was initially expressed by Weinstein, Linn,
and Kahn,1 who emphasized the interrela—
tionship of neurophysiologic changes and
behavioral response. This description of the
electroshock process is also consistent with
the observations of Ulett et al.,34 Roth,2 and

Aird et al.3

The neurophysiologic—adaptive interpreta—
tion of electroshock provides an operational
deﬁnition of the process, which has promise
of further elaboration and observation. Such
a hypothesis also has application to an under—
standing of therapeutic process in insulin
coma therapy, lobotomy, and tranquilizing
agents.

Summary and Conclusions
Serial electroencephalograms obtained at
weekly intervals in 24 consecutive patients
referred for electroshock were quantitatively
analyzed for the degree of delta activity.
A signiﬁcant relationship was found be—
tween the degree and duration of induced
delta activity and the clinical evaluation of
behavioral change. The results were conﬁrmed in a predictive study in an additional
54 patients.
Differences between these results and
those obtained by others are explained in
terms of differences in methodology.
A neurophysiologic-adaptive interpreta—
tion of the electroshock process is presented.
It is concluded that electroshock is the non—
speciﬁc induction of persistent states of
altered cerebral function, providing the
physiologic milieu in which changes in adaptive interpersonal behavior occur.
Improvement after electroshock is seen
as a special case of behavioral response under
these conditions. The rating is an evaluation
by an observer depending on numerous
factors, including the type of adaptation, the
524

and

expectation of the observer
(therapist, family, or administrator), and
the setting in which the behavior occurs.

goal

Mrs. Helen Donovan, Miss Gayle Wankel, and
Mrs. Hannah Mosquera gave technical assistance
in this study.
Hillside Hospital.

REFERENCES

l. Weinstein, E. A.; Linn, L., and Kahn, R. L.:
Psychosis During Electroshock Therapy: Its Relation to the Theory of Shock Therapy, Am. J.
Psychiat. 109 :22-26, 1952.
2. Roth, M.: Changes in the EEG Under Bar—
biturate Anaesthesia Produced by Electro—Coxnvulsive Treatment and Their Signiﬁcance for the
Theory of ECT Action, Electroencephalog. &amp;
Clin. Neurophysiol 3 :2612-80, 1951.
_
3. Aird, R. B.; Strait, L. A.; Pace, A]
W.;
Hrenoff, M K. and Bowditch, S C.: Neurophysiologic Effects of Electrically Induced Con—
vulsions, A. M. A. Arch Neurol. &amp;
Psychiatl- 75:
3371—3781956.
4. Kahn, R.L

; Fink, M., and Weinstein,,E. A.:
Relation of Amobarbital Test to Clinical Improve—
ment in Electroshock, A. M. A. Arch. Neurol. &amp;
Psychiat. 76 :23—29, 1956.
5. Korin, H.; Fink, M, and Kwalwasser, 5.:
Relation of Changes in Memory and Learning to
Improvement in Electroshock, Conﬁnia neurol. 16:
88-96,1956.
6. Kahn, R. L., and Fink, M.: Changes in
Language During Electroshock Therapy, in Psychopathology of Communications, edited by P. H.
Hoch and I. Zubin, New York, Grune &amp; Stratton,
Inc., 1956.
7. Fink, M., and Kahn, R. L.: Quantitative
Studies of Slow Wave Activity Following Electro—
shock, Electroencephalbgi&amp;-Clin. Neurophysiol. 8:

(abstract),

158

1956.

Pacella, B. L.; Barrera, E. S., and Kalinowsky, L.: Variations in the'Electroencephalogram
Associated with Electric Shock Therapy in Pa—
tients with Mental Disorders, Arch. Neurol. &amp;
Psychiat. 47:367-384, 1942.
9. Proctor, L. D., and Goodwin, J. E.: Clinical
and Electrophysiological Observations Following
Electroshock, Am. J. Psychiat. 101:797-800, 1945.
10. Bagchi, B. K.; Howell, R. W., and Schmale,
H. T.: The Electroencephalographic and Clinical
Effects of Electrically Induced Convulsions in the
Treatment of Mental Disorders, Am. J. Psychiat.
8.

102 :49-61, 1945.

Levy, N. A.; Serota, H. M., and Grinker,
R.: Disturbances in Brain Function Following

11.

R.

Convulsive Shock Therapy, Arch. Neurol. &amp;
Psychiat. 47 :1009-1027, 1942.
12. Mosovich, A., and Katzenelbogen, S.: Elec—
troshock Therapy, Clinical and ElectroencephaloVol. 78, N00,, 1957

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ogrephie shudiee mld
report-ad
inﬂamed

relationship.

Nmaerous observers have

eminent changes in the electmeneephelogm utter eleetzically

Mime.

rhyﬁMc

em 1 similar

utivity

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(7 ~ 12). Feet

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both in voltage and in

in patients we are intensively trauma, there is e

naming of persistent alpha frequmcies (1h).

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degree,

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effects usually disappear

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in anterior leads, and the
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relationship between the elmtmmephelogrephie and the dilated
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the literature, £9011ch that the amber er treatments rather then the degree
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oddod and

the

the ﬂoor!!! than Imnged in rank order awarding to this score. a:

that the higher score refloctod a. grotto; agree of delta activity,
the upper third of the mom were classified as “high dogma
the middle mm 58 "mm. degree delta“ and the lowest third as ﬁlm dogmo‘
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13)

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at delta response was Mauve of the short bum theramutic cum.

m the baéis of thﬁ observation that the much improved panama had dweloped
high dtgrae delta #ctivity unﬁt-1y and had. sustained such activity, chew
mamalogms ware obtained tinting; the second and third weak: of mutant in

pltiants.
The records- were Scored as ta whether high degree dolta actiut‘y was
acldwed timing; both, on: or with: of the h—é and 7.9 treatmnt pariah,
the data was muted to the clinical evaluatimm (Table III).
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eonsecutiva electroshock

and

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delta activity has

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manna centers {mtmmphmc systoml (19) .

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Such

activity is also indicatim of an alteratim in the cuts of consciousness,
with more marked alteration being directly related to this duration, mum.

activity (If, 21, 22). me dmstmted roala‘bianchip between induced delta activity and behavioral response after electric

and tmquency of the slow wave

hint- conclucion that. changes

shock, themfom , permits the

cephnlic

3513mm

with attondant. alteration in conscimmnesa

basis of the electroshock pmccas.
m the basic cf his stwiea of the
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the

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was again ﬁgsrhyth-

obaomtionaﬁ ﬁre?”

(31).

applied the

Maximal test 101» brain

h
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serial fashian to this group of patients, and
reporwd
a mlatiomhip between changes in this index
fwtion and
behavioral changci. Herc Other tests of ccmbml {metion to be applied in a
disease (32) an a

31:13::

331131

fashion,

11'.

is anticipated that thou, tab,

would demonstrate

bicchmcal substrate of this process has received 11mm: cm
placed 011 acctyldlommholineatemse changes (2 ) (25),
W818 has1nbean
blooMrain
barrier (3) and chasm in ionic and pmtoin
nautical
(£6)
(2{)
diffcmnt
by
aquilibria
investigators, witho 1t definitive: con-

it The

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relation Iof clactmcnceﬁulograpmc delta to

(28) (29) describes a young synaptic: who was

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be pwmamm patterns. In cther instances, the induced behavior is
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in brain function, but by the newly dmleed interaction at M2
subject with envirmmnt. Theft. miss is indeed true is sea: by the fremwnt
suscaasm adamuon at the patient to we hospital milieu after electroshock.

initial

only

change

to We a marten-ea of

symptoms when discharge planning

is

discussed or

is mummied. Altered brag». function provides the Manage
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diIcharge

doctor, famﬁly er society.
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obm’cim

lead to the canclusion that electroahack tirxerapy

ﬂﬁmum

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Wyenﬁfic induction of persistent states of altered
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upon

are induced

m

constitute

31 new

behavior

the personality of the 813123“,

the environment in which the interaction occurs, and the duration of the

stat.

cf altered cerebral function.
A

similar

View

of the electroahock pmeesa ﬁas initiélly expressed by

rm and Kuhn

Heimtein,

Minibar:

(1),

who

mﬁmaized the interrelationship of

changes and behavioral msponse. This doseription of ma

shock pmoess is also consistent with the observatians of Ulett
Roth (2) and Aird
(3).

533

new
electro-

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gig}.

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meioloMptim

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interpretation of electmmock pmviaiea
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wax-mum.

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a.

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standing of therapeutic procesa in

quillizing agents.

.

also has

appliuticn to

1mm coma therapy, lobobono'

an man».
ané

tran-

�«is.
J

‘
,

‘

1. Serial aloutmmoyhnlogmma

Waive

W

ohm!“

at many intervals in

patients Mama! for electroshock were quantitatively
for the degree of delta activity.
’

2.

215

W

aimifioant relationahip was found between the degree and aux-aﬂoat
of induced delta activity and clinical ”elation of behavioral change. The
results wen: confirmed in a meditative study in an additional 51: patients.
A

3. Diffemnooa between them results

and mono obtain-d by

others are

explained in toms of differences in m'modolow.

h.

A

mmphyeiologic

use is presented. It is
duction

-

adaptive interpretation: of the elootmshock pro»

concluded

that electroshock is the non-Specific in-

pomatantvatatea of altereri cerebral function, providing the
ogic 31113:; in inch changes in adaptive interpersonal batman: occur.
oi".

3. laymen)“.
maponz—ze

afar abotroshoch is

under those conditions.

"

The

seen

u

at 81300131

case of

#133191“

botanical

rating in an evolution by an observer

(lemming on numerous faahora, including the type of adaptation. the goal and

expectation of the observer (therapist, family or sminiatrator),
ting in which the behavior mm.

and

the set-

�4-43.6-

Acknﬂedgemnt :
We

wish to

Ranks]. and

m.

31pm: our asppreciation to Mrs. Hahn Ewan, Miss Gayle
Hannah
fer their mammal assistance in this study.

Wm

�~17».-

1. Weimtein, E.A., Ling
max-spy:

Psychiat.,

z.

MW

13., and Kuhn, R. .2 Psychosis During

Its Rahtion ta the
Log: 22.26, 1952.

"zeory

of

Elan-maxed:

J.

Shank Thempy, Am.
‘

'

Bui‘biturato Anesthesia Produced by
Changes in the
m:m, wmm:
Electra-convulsive Wmt and Their Significamo for the Theory
EEG

»

act Action, Em. (315.11. Neurophys" 33 261-280, 1951.
3. Aim, R.B., Strait, LA" Pace, Jﬁ'q Hemoff, 14.x. ind Witch, 5.0.:
of

ﬁe‘grophysialmc Effec'ta of Electrically Induced Gomulsions, Adidmam. a: Paychiat” 15.: 371-678, 1956.

Arch.

a;

3.5.: Relation a: mom-banal Test
to Clinical Imgmemnt in mctmmack, AJLA. Arch. Neurol.

Kahn, 3.1,... Pink, 5:. and Heinatein,

2;;

chum... 163 23.29, 1956.

S.

Hg Fink,

aR'Z'Efrim,

M.

to
Legging
19
1o

6.

Kahn, 3.1.. and Fink

Wt

and

Fur--

8.: Relation of Changes in Mmery and
Nasser,
in Electmahmk, Cont. Mauro]...
ya:

rm; Changes in

8M6,

Language During Electmshoek Therapy,

in “PSy‘chopathangy of Cmmication," Trumaaticns Amr. Psychopaﬂml. Lame” 1955, Gram: Stmttan, Raw York.
7. an», m. ané Hahn, Ram Quantimm Studies of Slaw wave Activity Faun£2

Elactmshock,

8.

1236.. 63.111.

Haumpkys" Q:

1538

(Ethan), 1956.

13.1." Barrera, 31.8. ant-3 Kalinowslgr, 2...: Variations in the Elect»
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Bagchi, B. K., Howell, R. W., and Schmale, H.T.:

"The

electroencephalographic

clinical effects of elecmental
disorders."Am. J. Psychiat.
of
treatment
trically induced convulsions in the
and

102: A9-61, 19A5.

Barrera, S. E., and Pacella,

B.

L.:

findings associated.with electric Shock
therapy in patients with mental disorders."

"EEG

J. Physiol. 133.: 206,71951.
Goldfarb, W., Laughlin, J. M., and Kiene,

American

H.

E.:."Prolonged.insulin shock."

Am.

J. Psychiat. 101: 827, l9h5.

Ashby, M.C., and Kinble, L.L.:"Pharmaoologic study of schizophrenia and depression. IV. Insodium
the
amytal response of the electfluence of electric convulsive therapy on
10h:
l9h8.
Am.
686-696,
J. Psychiat.
roencephalogram."

Gottlieb, J.b.,

of curare in metrazol
convulsant théerapy with
electroencephalographic observations." Psychiatric Quart. 15: 537—5h3, 19h1.
Hoagland, H., Rubin, M.A., and Cameron, D.E.: ” The electroencephalograms of
schizophrenics during insulin
120:
559-570, 1937.
Am.
J. Physiol.
hypoglycemia and recovery."

Harris,

M.M., and

B. L.and Horwitz,‘w.A.:"Hse

Pacella,

7

‘

Wigton, R., and Jardon, F.:"Electroencephalographic studies on pat—

J.,

Hughes,

Arch. Neurol.&amp; Psychiat. us:
_

7h8—7h9,

ients receiving electro-shock treatment."

l9hl.

Kennard, M.A., and Nims,

L.F.: "Significance of changes in the electroenceph-

J. Psychiat.

l9h8.

105:

Ao—AS,

alogram whichresult from.shock therapy." "'Am.“

Knott, J.R., and Gottlieb, J.S.: "Changes in the electroencephalogram following
insulin shock therapy." Arch. Neurol. and P532

chiat.

50: 535-537, l9h3

a.

Lennox, M.A., Ruch, T. C., and Guterman, B.:

"The

effect of benzedrine

and

Other chemical agents upon the
postconvulsive (Electric Shock) EEG."Feraration Proc. 5:62, l9h6.
Levy, N.A., Serota, H.M., and Grinker, R.R.:

‘Arch. Neurol.

&amp;

Psychiat.

D7:

Disturbances in brain function
following convulsive shock therapy."
"

1009-1027, 19h2.

Neel, B. H., Dswan, J. G., Myers, C. R., Proctor, L. D., and Goodwin, J- E.:
"Parallel psychological, psychiatric and physiolog—
ical findings in schizophrenic patients under insulin shock treatment." Am. J.

Mo

_

Psychiatr.

98: h22—h29,

l9hl.

Moriarty, J.D., and Siemens, J. 0.: "Electroencephalographic study &amp;of electric
shock therapy." Arch. Neurol. Psychiat.
57:712-718, l9h7.
Nbsovich, A., and Katzenelogen,

Dist.

107: 517-530, l9h8.

8.: "Electroshock therapy, clinical and &amp;electroencephalographic studies. J. Nerv. lent.

V

�-2Pacella,

B.

L., Barrena, S.

W., and Kalinowsky,

L.:

"

Variations in the electro-

encephalogram assbciated with
electric shock therapy of patients with mental disorders. Arch. Neurol. &amp; Psychiatric.
h? 367-38h, (March) 19u2.

Proctor, L.D., and Goodwin, J. E.:
using raw 60 cycle

alternating

Egychiat. 99:525-530, 19h3.

and

Comparative electroencephalographic ob-

serVations following electroshock therapy

unidirectional fluctuating current.

J.
“““‘
Am.

observaProctor, L.D. and Goodwin, J.E.: Clinical and electro-physiological
Am.
J. Psychiat.
tions following electroshock.

101: 797—809, 19h51

Rosen, S. R., Secunda, L., and Finley, K.H.:

conservative approach to the
use of shock therapy in mental
The

illness. Psydhiatric Quart. 17: 617-6u1, 19h3.

Sutherland, G. F.:
experience with electric
consideration of
shock treatment in mental diSeases, withspecial regard to various psychosomatic
phenomena and to certain electrotechnical factors." Am. J. Psychiat. 99:

Sulzbach, W., Tillotson, K.

J.,
" A

Gullemin, V.,

and
Jr.,some

519-52h, 19h3.

Taylor, R. M., and Pacella, B. L.:
.

J. Nerv.

_&gt;

&amp; 1VLent.

significance of abnormal electroencephalograms prior to electroconvulsive therapy.

The

Dis. 107: 220, l9h8.

Lowinger, L., and Huddleson, J. H.: The correlation of pre-electro—
shock electroencephalogram and
therapeutic result in schizophrenia. .Am. J. Psychiat. 102: 299, l9h5.

Turner,

Neil,
l9h7.

W.

J.,

A. A.,

Brinegar,

W.

0.:

"Electroencephalographic studies following electric
Arch. Neurol. &amp; Psychiat. 57: 719,

shock therapy.

�286.lﬂ§elation
EEG
Number
Delta
of
Manuscript
re:
Activity ..." by Fink and Kahn
Dear Doctor Fink:
I am very pleased to inform you that your paper
has been accepted by the Editorial Board for publica-

NEUROLOGY AND PSYCHIATRY.

tion in the
of
issue
in
an
early
article
It is planned to use your
A.M.A. ARCHIVES OF

the

ARCHIVES.

Yours very truly,
ROY R. GRINKER, M.D.

Editor-in-Chief for Psychiatry
P.S. It is necessary for publication that you forward an additional copy of your paper directly to Mr. G.S.Cooper, Managing
Editor, A.M.A. Specialty Journals, 535 North Dearborn St.,
Thank you.
Chicago 10, Illinois, as soon as possible.

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Relation of Electroencephalographic BeltavActiviiy to Behavioral Response in
.
Electroshock, Quantitative Serial Studies. EAX FENK Ali RDbnﬁT L. AAHN. AMA-Archives
of. e rology &amp; Pegcniatry 78: 516-525, November, 1957
-

I

In a study of the neurophysioloch correlates of convulsive more”, serial
electroencephalogram were obtained at weekly intervals in an consecutive patients
referred for electrodzock. no records were quantitatively analysed for the
degree of delta activity by

moments of the

per cent. tine delta, latest frequency and highest amplitude delta in the record, and daemon of burst activity.

signiﬁcant relationship was found batsmen the degree and duration of
induced delta activity and clinical evaluation of behavioral change. The results were conﬁned in a predictive study in m additional 9; patients.
A

Differences between these results and those obtained by others are ex’
plained in tonne of differences in methodology.
A

presented.

It

-

adaptive interpretation or convulsive the repy is
is concluded that convulsive therapy is the nonspeciﬁc induction

neurophysiologic

of persistent states of altered cerebral function, providing the physiologic
milieu in which changes in sdaptive intezpersonel behavior occur.
Ilprosrenen’c steer electrooonvulsive therapy

.

is

seen es

:1

special. case

of behavioral response under these conditions. the rating is an evalmtion by
an observer depending on annex-one teeters, including the type of adaptation,
the goal and expectetim of the observer (therapist, family or adainistrstor),
and the

setting in

which the behavior

occurs.

�In a-study of the neurophysiologic correlates of convulsive therapy,

serial electroencephalograms were obtained at weekly intervals in

2h

conseCutive patients referred for electroshock. The records were quantita-

tively analyzed for the degree of delta activity

by measurements of the

per cent time delta, lowest frequency and highest amplitude delta in the
record, and duration or burst activity.

significant relationship was found between the degree and duration
of induced delta activity and clinical evaluation of behavioral change.
A

The

results were confirmed in

a

predictive study in

an

additional

Sh

patients.
Differences between these results and those obtained by others are
explained in terms of differences in methodology.
A

therapy

‘

neurophysiologic - adaptive interprdation of the-ele- convulsive

is presented. It is

concluded

thataai-lil-convulsive therapy is

the nonspecific induction of persistent states of altered cerebral function,
providing the physiologic milieu in which changes in adaptive interpersonal
behavior occur.
Improvement

after eledtrégggzﬁﬂiz’gfezwzz a special case of behavioral

response under these conditions.

The

rating is

factors, including the type of adaptation, the goal
expectation of the observer (therapist, family or administrator), and

depending on numerous
and

an evaluation by an observer

the setting in which the behavior occurs.

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��EEG DELTA ACTIVITY AND BEHAVIORAL RESPONSE
graphic Studies, J. Nerv.

&amp;

Ment. Dis.

107 :517—530.

1948.

13. Kennard, M. A., and Willner, M. D.: Signiﬁcance of Changes in Electroencephalogram
Which Result from Shock Therapy, Am. J.
Psychiat. 105:40—45, 1948.
14. Callaway, E.: Slow Wave Phenomena in
Intensive Electroshock, Electroencephalog. &amp; Clin.
Neurophysiol. 2 :157-162, 1950.
15. Chusid, J. G., and Pacella, B. L.: The Electroencephalogram in the Electric Shock Therapies,
J. Nerv. &amp; Ment. Dis. 116:95-107, 1952.
16. Hoagland, H.; Malamud, W.; Kaufman,
I. C., and Pincus, G.: Changes in Electroencephalogram and in the Excretion of 17—Ketosteroids
Accompanying Electroshock Therapy of Agitated
Depression, Psychosom. Med. 8:246-251, 1946.
17. Strauss, H.: Clinical and Electroencephalo—
graphic Studies: Correlations of Mental, Electro—
encephalographic and Anatomic Changes in Cases
with Organic Brain Disease, Am. J. Psychiat. 101:
.

42-50, 1944.

18. Davis, H., and Davis, P. A.: The Electrical
Activity of the Brain: Its Relation to Physiological
States of Impaired Consciousness, A. Res. Nerv.
&amp; Ment. Dis, Proc. (1938) 19:50-80, 1939.
19. Ostow, M., and Strauss, H.: The Signiﬁcance
of Bilateral Abnormality in the Electroencephalogram, J. Mt. Sinai Hosp. 20:173-193, 1953.
20. Ostow, M., and Ostow, M.: Bilaterally
Synchronous Paroxysmal Slow Activity in the
Electroencephalograms of Non-Epileptics, J. Nerv.
&amp; Ment. Dis. 103 :346-358, 1946.
21. Jung, R.: Correlations of Bioelectrical and
Autonomic Phenomena with Alterations of Con—
sciousness and Arousal in Man, in Brain Mecha—
nisms and Consciousness, edited by J. F.
Delafresnaye, Springﬁeld, 111., Charles C Thomas,
Publisher, 1954, pp. 310-344.
22. Strauss, H.; Ostow, M., and Greenstein, L.:
Diagnostic Electroencephalography, New York,
Grune &amp; Stratton, Inc., 1952.

Fink—Kuhn

23. Roth, M.: A Theory of ECT Action and

Its Bearing on the Biological Signiﬁcance of

Epilepsy, J. Ment. Sc. 98 244—59, 1952.
24. Bornstein, M. B.: Presence and Action of
Acetylcholine in Experimental Brain Trauma, J.
Neurophysiol. 9:349—366, 1946.
25. Tower,‘ D., and McEachern, D.: The Content and Characterization of Cholinesterases in
Human Cerebrospinal Fluids, Canad. J. Research,
Sect. E. 27:132-145, 1949.
26. Spiegel—Adolf, M.; Wilcox, P. H., and
Spiegel, E. A.: Cerebrospinal Fluid Changes in
Electroshock Treatment in Psychosis, Am. J.

Psychiat.

104:697—706,

1948.

and Spiegel-Adolf, M.:
Physiological and Physiochemical Mechanisms in
Electroshock Treatment, Conﬁnia neurol. 13:38—63,
27.

Spiegel,

E.

A.,

1953.

28. Landolt, H.: Das EEG bei epileptischen
Psychosen und schizophrenen Schiiben, Personal
communication to the authors.
29. Landolt, H.: Uber Verstimmungen, Dam—
merzustande und schizophrene Zustandsbilder bei
Epilepsie, Schvveiz. Arch. Neurol. u. Psychiat.
76 1313—321, 1955.

30. Brockman, R. J.; Brockman, J. C.: Jacobsohn, U.; Gleser, G. C., and Ulett, G. A.: Changes
in Convulsive Threshold as Related to Type of

Treatment, Conﬁnia neurol. 16:97—104, 1956.
31. Fabing, H.: Personal communication to the
authors, 1956.
32. Weinstein, E. A.; Kahn, R. L.; Sugarman,
L. A., and Linn, L.: The Diagnostic Use of Amobarbital Sodium (“Amytal Sodium”) in Brain
Disease, Am. J. Psychiat. 109:889—894, 1953.
33. Kahn, R. L., and Fink, M.: Personality
Factors in Behavioral Response to Electroshock
Therapy, Conﬁnia neurol, to be published.
34. Ulett, G. A.; Smith, K., and Gleser, G. C.:
Evaluation of Convulsive and Subconvulsive Shock
Therapies Utilizing a Control Group, Am. J.
Psychiat. 112:795-802, 1956.

Printed and Published in the United States of America

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