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                  <text>Relation of Amobarbital Test to Clinical
Improvement in Electroshock

Robert L. Kahn, Ph.D.,

Max

Fink, M.D.

Glen Oaks, N.Y.
and
Edwin A.

Weinstein, M.D.

Bethesda,

Md.

Submitted for publication February 23, 1956.

Hillside Hospital (Drs.

Kahn and

of Research (Dr. Weinstein).

Fink). Walter

Reed Army

Institute

supported in part by the Medical Research and
of the Surgeon General, Department of the
Office
Development Board,
and grant M-927 from the
DA-h9-OO7-MD-376;
No.
under
Contract
Army,
of
the
Mental
National
Health
Institutes of
of
National Institute
Health
Public
Service.
U.S.
Health,
This

investigation

was

�\

theories about the mode of action of electroshock
therapy have been offered, the relationship among neurophysiological
and psychological factors remains poorly understood (1,2). Although
While many

changes in brain function

may be

demonstrated

on

electrical recording,

such evidence of impaired function has not been correlated with the
degree of psychiatric improvement. Similarly, although memory defects

learning ability are common manifestations following the
administration of electrically induced convulsions, their severity is
not an index of therapeutic outcome. It would appear that the results
of ordinary clinical and laboratory procedures and psychological tests
do not furnish adequate criteria for a correlation of the alterations
of behavior with the changes in brain function.
In previous studies (3) it has been suggested that the therapeutic action of electroshock therapy was related to the production
of a milieu of brain dysfunction in which denial of illness (anosognosia) might occur. A concept of anosognosia was advanced which
included not only denial of hemiplegia and blindness but denial of
many other aspects of illness and problems of living. It was indicated that anosognosia was not explicable as a focal deficit but was,
rather, a manifestation of a reorganization of perceptual symbolic
function in which the patient represented his problems in an altered
language pattern. In the verbal sphere these language patterns
included explicit denial, disorientation for place and time, reduplication (reduplicative paramnesia), paraphasia, and confabulation.
The patient's feelings about his illness and incapacities could also
be manifested in nonverbal aspects of behavior, such as selective
and impaired

�-2withdrawal, inattention, and muteness (akinetic mutism), altered
sexual behavior, and euphoric, manic states. The particular form
of symbolic adaptation that was used was
of the premorbid personality.

closely related to features

These changes in behavior were found commonly with

infiltrating

neoplasms, with acute vascular

lesions, particularly when associated
with subarachnoid bleeding, and following lacerating brain injury.
electroencephalographic records showed diffuse slow-wave rhythms,
and it appeared that the lesions affected the diffuse projection
systems rather than any specific discrete projection area. Similar
forms of behavior may appear after the operation of prefrontal
lobotomy and, in more transitory form, after the administration of
electroshock convulsions. When the degree of brain damage was
insufficient to permit the elicitation of explicit denial and disorientation on ordinary clinical examination, these phenomena might
be observed when the patient was interviewed after the intravenous
administration of amobarbital (Amytal) sodium. This observation
furnished the basis for the "Amytal test" for brain damage, in which
the persistence of certain patterns of denial and disorientation are
considered as evidence of impaired function (h,5,6,7).
It was reported that in some patients receiving electroshock
treatment for intractable pain, the amobarbital test, which was
previously negative, became positive after a number of convulsions.
Others received as many as 18 shocks without change in the results
The

of the amobarbital

test. It

was

noted that in patients

who

gained

�-3-

relief

from

their complaints

of pain, the amobarbital

positive, whereas in those patients

tests

became

continued to complain of
pain the amobarbital tests remained negative. The purpose of the
present paper is to determine the relationship between the clinical
response to electroshock treatment and the results of the amobarbital test in patients hospitalized for psychiatric illness.
who

METHOD

patient was given a series of amobarbital tests. In this
test, the patient is asked a standard group of questions pertaining
to orientation and the awareness of illness. The drug is then
administered intravenously in a 0.5% solution at a rate of 0.05 gm.
Each

cc.) per minute until nystagmus, slurred speech, drowsiness, and
errors in counting backward are noted. The same questions are then
repeated. The following changes, when persistent,are called
"positive" and are deemed indicative of cerebral dysfunction.
1. Complete denial of illness2. Denial of major aspects of illness, such as attributing
entry into hospital to a trivial or past illness.
(1

hospital, either its proper name or in terms
of some euphemism, such as "rest home".
h. Displacement of the location of the hospital, such as to
another city3.

Misnaming the

5.

Confabulated journey.
Reduplication of the hospital, such as the patient's stating that he is in another hospital of the same or similar

6.

�name.
7.

Disorientation for time of day with confusion of day and

night.
8.

Gross
him a

9.
The

misidentification of the examiner, such as calling
"lawyer" or an "entertainer".

Disorientation for year.
patient was given his first test prior to treatment and

was

retested at weekly intervals. All patients in the series had negative amobarbital tests prior to the ﬂﬁtiation of therapy. Treat—
ments were administered three times a week, so that the patients
were generally tested after every third treatment. A test was given
two days after a treatment and was continued at weekly intervals

after

the termination of therapy

until the result

had become nega-

tive.
Electroencephalographic records and standard tests of memory
and learning ability were also given, but will not be considered
in detail in this paper.
POPULATION

patients at Hillside HOSpital receiving electroshock with the Reiter Electrostimulator were studied. The patients
were not selected by us but were taken on the basis of consecutive
referrals by the clinical staff. Some patients were necessarily
excluded because their treatment was terminated or interrupted before
they were adequately studied. Another patient was omitted because
he had manifestations of brain disease and a positive amobarbital
Twenty—four

�-5-

test prior to electroconvulsive therapy.

The number of

treatments

varied from 9 to 33. Patients who showed clinical improvement
tended to receive fewer treatments. Some of this variability could
also be ascribed to differences in the inclination of the resident
psychiatrists to use this form of treatment. One patient decided
for himself that he had had enough treatment and eloped. Diagnostically, the patients consisted of lh with depressive reactions, 9 with
schizophrenia, and l with manic reaction. There were 15 women and
9 men,

and the ages ranged from 2h to 68, with a median of h?

years.

Evaluation of Response to Electroshock Therapy: All patients
were observed for at least eight weeks after completion of treatment. Determination of the patient's response to electroshock was
made on the basis of the resident psychiatrist's impression, staff
opinion, the nurses' notes, and the clinical evaluation of one of
us (M. F.), who supervised the treatments but was not aware of the
amobarbital test results. On this basis the patients were divided

into three groups.
cases in this group were regarded
as showing recovery or marked improvement. These patients no longer
showed the symptoms which brought them into the hospital: their
doctors felt they were better, and the nurses noted them as being
able to sleep without medication, eating better, getting along with
the other patients, and participating in hospital activities.
A.

Markedly Improved:

The 11

Moderately Improved: The six patients in this group showed
some improvement but continued to manifest indﬂations of mental
B.

�-5-

illness.

patients typically showed symptomatic relief; ELEL’
acute depressive features might be gone, but the dramatic change, so
evident in the first group, was not apparent. Each patient continThese

noticeable disturbance, such as obsessional thinking,
paranoid ideas, or somatic preoccupation.
ued to show some
C.

seven

Minimally Improved or Unimproved:

patients in

whom

change was not

showed only equivocal or

In

this group

was

clearly noticeable or

transient improvement.

placed

who

Some showed

fluctu-

ations in behavior, at times appearing somewhat improved. But the
change was not sustained, so that by the end of treatment they
appeared much as they did before.
We are aware of the difficulties in evaluating improvement.
Others may have differed in the estimates of changes in these
patients. In any case, by using this threefold classification, the
differences between the first and the third group will be distinct.
OBSERVATIONS

Distribution of Positive Reactions: The number of amobarbital tests given to each patient during the course of electroshock
A.

to 13, depending on how long treatment was maintained.
In Table l the data are shown for the number of tests given during
treatment and the number and percentage positive for all the patients

ranged from

3

in each group. The markedly improved patients showed many more
positive reactions than the unimproved group, with the moderately
improved patients between these groups. Every markedly improved
patient had at least one positive amobarbital reaction during

�-7the other hand, one of the moderately improved
patients and five of the unimproved patients never showed a positive
result. A comparison of the results in each group, using the x2
test, is statistically significant at better than the 1% level of

treatment.

0n

confidence.
B.

Positive Reactions at

Each Stage of Treatment:

In the

Figure the groups are compared for the percentage of patients in
each group who had positive results at each stage of treatment.
Almost half the markedly improved patients had positive reac-

tions after only three treatments, and all had positive reactions
after seven to nine treatments. In the unimproved cases, on the
other hand, the number of positive reactions was small and there
was no consistent increase during the course of treatment. Again,
the moderately improved group tends to fall between the other two.
Fig:

Percentage of positive amobarbital test
reactions occurring in each group at
different stages of treatment.

patients received more than 15 treatments, the
data are not presented beyond this point because the number in each
Although some

group became too small for purposes of comparison. Four of the
unimproved patients received more than 20 treatments, with consis-

tently negative amobarbital test results. One of the moderately
improved patients received over 30 treatments, with only an
occasionally positive reaction.

�-8-

variations in
the persistence of positive reactions from week to week. With at
least two consecutive positives as the criterion of persistence,
0.

Duration of Positive Reactions:

There were

nine of the markedly improved, two of the moderately improved, and
only one of the unimproved group showed persistent positives. After
the termination of treatment all patients but one had negative
amobarbital reactions nine days after the last convulsion. The
remaining patient developed a negative test during the second week

after treatment.
Factor of Age: Since the patients in the markedly improved
group tended to be older persons suffering from depressive reactions,
it is conceivable that the difference in amobarbital test results
D.

related solely to age and only coincidentally to clinical
improvement. Underlying this is the assumption that the older
person is more likely to show signs of altered brain function when
given electroshock. In Table 2 the mean age for each group is shown.
It is apparent that the first two groups were older than the

may

be

patients. Yet, while the mean age of the moderately
patients is slightly higher than that of the markedly
group, these patients still had significantly fewer positive

unimproved
improved
improved

reactions.
the number of positive reactions during treatment is
for each group when the analysis is limited to patients more

In Table
shown

3

years of age. In this Table the relationship of positive
reactions in the different groups remains unchanged from that when
than

hO

�-9the groups are considered as a whole.
OTHER

ASPECTS OF BEHAVIOR

Apart from explicit denial of illness and disorientation, there
were changes in behavior that occurred both under the influence of
the drug and clinically during the course of treatment in signifi—

cantly progressive fashion in those patients who improved. These
aspects may be divided into verbal and nonverbal communication.
A.
Changes in Verbal Language: These changes consisted of
denial expressed in evasion, in negative expressions, and in the
use of a syntactical pattern involving the third and second persons.

patients gave such answers as "It's
hard to say", or "I forgot", or "I don't know; I've been waiting
for the doctors to tell me." The change in syntactical pattern is

When

asked about

illustrated

their

symptoms,

"It's

they call a depression",
or "I'm afraid somebody will get hurt", or answering the question
"What is your main trouble?" with "What is your main trouble?"
by such remarks as

what

patients would talk of a relative who was sick.
In patients who improved there was a notable development of such
patterns in a nondrug interview. One such patient, for example when
asked prior to the start of treatment what his main trouble was,
said, "I’m depressed." After two treatments he answered the question with "I don't get along well with my mother-in-law." After
five treatments he said, "I don't get what you mean"; after eight,
"I get sick; that's all I know." After 10 treatments he said, "Right
now, it's that I don’t see my wife," and after 11 treatments he said,
Sometimes

�-10"In what way do you mean?" and "I

don't

know how

to explain

it."

termination of treatment, his main trouble was given as "I
want to get home", followed by an account of how "good" his wife
At the

was.

the other hand, the increased use
of these language patterns did not occur. They were not present in
In the unimproved group,

some and were

on

minimally or inconsistently noted in others.

In some

patients there were actually fewer such language
patterns under the effects of the drug than there had been in the
of the unimproved

preamobarbital interview.
B.

Changes in Nonverbal Behavior:

reactions occurred
frequently in the markedly

Euphoric

in both clinical and drug interviews most
improved group, less often in the moderately improved group, and
least often in the group which were considered unimproved. In the

patient classed as manic, euphoric behavior

present
in his clinical behavior and was not changed by amobarbital.
Changes in sexual behavior appeared during the amobarbital
interviews of four of the markedly improved patients but in only
one patient in each of the other categories. This took the form of
trying to hug or caress the examiner, making remarks with sexual
content, or engaging in masturbatory activity. A patient in the
unimproved group showed this behavior both during pre-drug interviews and under the influence of amobarbital.
unimproved

Withdrawal or
markedly improved

"selective inattention"

was

was shown by

patients, particularly during the

9

of the

ll

drug phase of the

�amobarbital interview. This behavior consisted of failure to answer
the questions about illness and hospitalization or responding in
dysarthric and cryptic fashion. This reaction under the drug occur—
red only once in each of the other groups. It was of interest that
two

patients in the unimproved category who appeared withdrawn before

the test became more responsive under the influence of the drug.
COMMENT

results of the amobarbital tests in these patients indicate
that there is a relation between clinical improvement and the production of brain damage or an altered state of brain function as
determined by this particular method of examination. In patients
The

who

improve, the amobarbital

test

becomes

consistently positive

early in the course of treatment. In moderately improved or unimproved patients there are fewer positive reactions and their frequency does not increase with more treatments. With other methods
of evaluating brain function such close correlation was not present,

all patients

abnormalities in the electroencephalographic
record and impaired learning was found as frequently in patients
who improved as in those who do not. The significance of this
relationship may be more clearly appreciated by a consideration of
the changes in symbolic function that occur in states of altered
brain function.
It has been useful in studying the behavior of patients with
alterations in brain function to distinguish between defects in the
as

showed

formation of symbol patterns and changes of language patterns which

�-12-

interaction in the environment. In
the first category may be included many types of memory defects,
dyscalculia, topographical disorientation, and aphasia. A patient
with such a memory defect cannot select elements of experience,
classify them into significant units, and arrange them into a temporal pattern. These defects are observed with diffuse cortical
lesions and probably occur universally after shock treatments in
transient fashion. They are, however, related very remotely, if at
all, to therapeutic outcome. Alterations in the mode of interaction
in the environment are exemplified in the various patterns of disorientation and denial and in the amnesias that are noted with
lesions of the diffuse projection systems, in chronic barbiturate
intoxication, and following electroshock convulsions. Here there
is no defect in memory, awareness, or perception as such, but the
patient selects or rejects certain aspects of the environment for
the expression of his own motivations. In disorientation for place,
for example, the misnaming and mislocating of the hospital serve as
symbolic representations of the patient's feelings about his incapindicate

abilities

shift in the

a

and problems

be well and go home.

mode of

as the manifestation of his need to
not that the patient is unaware of his

-- often

It is

is in an absolute sense. He
of the hospital and expresses "aware-

problems and does not know where he
commonly "remembers"

ness" of his
unawareness

the name

difficulties in other contexts of language. The
is, rather, of the far greater degree to which he is

expressing his

own

motivations in his perception of the temporal,

�-13-

aspects of the environment.
In considering what constitutes therapeutic improvement, it is
evident that the evaluation that is commonly made by a hospital

spatial, personal,

and somatic

the particular types of symbolic
adaptation and defensive operations that are used. If the patient
denies that he has any problems or that he is troubled by them, or
if he cannot recall any, he is rated as improved. Such patients
characteristically appear affable and uncomplaining, their manner
reinforced by cliches and banalities, themselves adaptive forms of

staff

large part

depends in

on

that general
memory impairment does not persist after electroshock but that there
is a selective "forgetting" of traumatic material in the patient's
life. This does not mean that he has developed a better understand—
ing of his interpersonal relationships or has acquired "insight“.
The observation is also significant in explaining why, although
electroshock may have a short-term beneficial effect, evaluation of
long-term results shows little difference between treated and untreated cases. Also, the fact that therapeutic improvement did not
result in patients with negative amobarbital tests suggests that
methods of administering electroshock by minimally affecting brain
function, such as a unilateral seizure, will not prove generally
efficacious. From the immediately practical standpoint, the amobarbital test given after the third or fourth treatment may be of
language.

Many

studies (8,9,10,11,12) have

shown

prognostic value.
The

amobarbital

test is

not in

itself

a

direct index of brain

�-114-

in that it measures some particular modality of dysfunction
or brings out a specific defect. Rather, under the conditions in
which it is given, one deduces impaired neural function by reason
of the change in the organization or pattern of language in which
the patient expresses himself. A positive result requires not only
damage

certain degree and type of impairment of brain function exist
but that the patient employ verbal denial and disorientation as
adaptive mechanisms. It would be expected that among patients with
equivalent degrees of brain damage the highest incidence of positive
that

a

amobarbital tests would occur among those who characteristically use
denial as an adaptive mechanism in stress.
In relating these findings to the mode of action of electroshock and other somatic therapies, several considerations seem of
importance. There is a combination of an added stress and a change
in brain function. The milieu of brain function determines the

pattern or organization of the adaptive behavior which can be most
clearly formulated in terms of language. These include not only
verbal patterns of denial and disorientation, elicited with the aid
of the drug, but changes in syntactical patterns indicative of an
altered relationship of the self in the environment. There were
also indications that in the improved patients there were more

all

types of symbolic adaptation, nonverbal as well as
verbal. Thus, a patient who appeared withdrawn both in the predrug
and in the drug interview had a poorer prognosis than the patient
The
who became withdrawn only under the effects of the drug.
changes in

�-15-

patient

who showed

altered sexual behavior under the effects of the

drug had also exhibited

this behavior during the clinical question-

ing as well and did not improve with treatment, whereas the four
patients manifesting sexual behavior only under effects of the drug
did improve. It is likely that the faculty of changing symbolic

patterns regardless of content is

a

factor in therapeutic improve-

ment.
SUMMARY

patients referred consecutively for electroshock
treatment were given amobarbital (Amytal) tests before and at
regular intervals during and following the course of treatment.
There was a close relationship between the short-term response
Twenty-four

to treatment and the results of the amobarbital

tests.

The much

patients showed early, persistent, and increasingly positive reactions during the course of treatment. Unimproved patients
showed no positive reactions, or showed them infrequently and inconsistently. An intermediate group, who showed moderate clinical
improvement, showed more positive reactions than the unimproved
group but fell far short of the much improved group in the incidence
of positive reactions.
Changes in language and nonverbal forms of behavior related to
denial were most consistent and pronounced in the improved group,
improved

interviews not employing drugs.
These observations indicate that clinical improvement in elec—
troshock requires the creation of conditions of altered brain function in which new patterns of symbolic adaptation can be maintained.
even in

�TABLE 1

Distribution of Positive Amobarbital Tests
During Treatment

No. of

Tests

Given During

Markedly improved

Moderately improved
Unimproved

(7)

(11)
(6)

No.

%

Treatment

Positive

Positive

50

38

76

39

15

38

hS

6

13

�TABLE 2

Relationship of Clinical Improvement
To Age

Mean

Agez Yr.

Markedly improved

Moderately improved
Unimproved

(7)

(11)
(6)

h7.6h
50.00
35.29

�TABLE 3

Distribution of Positive Amobarbital Tests
in Patients More Than ho Years of Age

No. of

Tests

Given During

Markedly improved
Moderately improved
Unimproved

(3)

(10)
(5)

No.

%

Treatment

Positive

Positive

h6

35

76

3h

15

hS

17

�REFERENCES

1.

Gordon, H.L.:

Fifty

Shock Therapy Theories, Mil. Surgeon,

192: 397, 19h8.
Kalinowsky, L.B., and Koch, P.H.: Shock Treatment, Psychosurgery and Other Somatic Treatment in Psychiatry, Ed. 2, New York,
Grune &amp; Stratton, Inc., 1952.
2.

Weinstein, E.A. and Kahn, R.L.: Denial of Illness: Symbolic
and Physiological Aspects, Springfield, I11., Charles C. Thomas,
3.

Publisher, 1955.
Weinstein, E.A., Kahn, R.L., Sugarman, L.A. and Linn, L.:
Diagnostic Use of Amobarbital Sodium in Organic Brain Disease, Am.
h.

J.

Psychiat., 112: 889-89u, 1953.
Weinstein, E.A., Kahn, R.L. and Malitz, 5.: Serial Administration of "Amytal Test" for Brain Disease: Its Diagnostic and
Prognostic Value, A.M.A. Arch. Neurol. &amp; Psychiat., 11: 217-226,
S.

195k.

Weinstein, E.A. and Malitz, 3.: Changes in Symbolic Ex—
pression with Amobarbital Sodium ("Amytal Sodium"), Am. J. Psychiat.,
6.

lll=

198-206, 195h.
7.

Kahn,

R.L., Fink,

M.

and Weinstein, E.A.:

The "Amytal

Test"

in Patients with Mental Illness, J. Hillside Hosp., Q: 3-13, 1955.
8. Carter, J.T.: Type of Personal Life Memories Forgotten
Following Electra-Convulsive Therapy, Am. Psychologist, g: 330, 1953.
9. Janis, I.L.: Psychologic Effects of Electric Convulsive
Treatments: I. Post-Treatment Amnesias, J. Nerv. &amp; Ment. Dis., 111:
359, 1950.

�-210.

Korngold, M.:

An

Investigation of

Some

Psychological

Effects of Electric Shock Treatment, Am. Psychol., g: 381-382, 1953.
11. Teicher, A.: The Effect of Electroconvulsive Therapy on
the Visual Reactions of Schizophrenic Patients,

Am.

Pszchol.,

hhS, 1953.

12.

Person,

Alexander, L.:
Am.

J. Psychiat.,

Effect of Electroshock
109: 696-698, 1953.

on a "Normal"

Q:

�Reprinted from the A. M. A. Archives of Neurology and Psychiatry
July 1956, Vol. 76, pp. 23—29
Copyright 1956, by American, Medical Association

lee/whorl

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to
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C/inica/

E/ectrodhocé
jm/orouement in
ROBERT L. KAHN. Ph.D.
MAX FlNK. M.D.. Glen Oaks. N. Y.

and
EDWIN A. WEINSTEIN. M.D.. Bethesda. Md.
lllllllllll|l||[|[|IllllllllllIlllllllllllllll|IIIlIllIlllllllIlllIll|||l||llIll||l|lllllllllllllllllllIlllllllllllllllllllllllllllllllllllIllllllllllllllllllU

While many theories about the mode of
action of electroshock therapy have been
offered, the relationship among neurophy—
siological and psychological factors remains
poorly understood.* Although changes in
brain function may be demonstrated on electrical recording, such evidence of impaired
function has not been correlated with the
degree of psychiatric improvement. Similarly, although memory defects and impaired
learning ability are common manifestations
following the administration of electrically
induced convulsions, their severity is not an
index of therapeutic outcome. It would apclinical
of
results
the
that
ordinary
pear
and laboratory procedures and psychological tests do not furnish adequate criteria
for a correlation of the alterations of be—
havior with the changes in brain function.
3
it has been suggested
studies
In previous
that the therapeutic action of electroshock
therapy was related to the production of a
milieu of brain dysfunction in which denial
of illness (anosognosia) might occur. A
concept of anosognosia was advanced which
included not only denial of hemiplegia and
Submitted for publication Feb. 23, 1956.

Hillside Hospital (Drs. Kahn and Fink).
Walter Reed Army Institute of Research (Dr.
Weinstein).
This investigation was supported in part by the

Medical Research and Development Board, Ofﬁce
of the Surgeon General, Department of the Army,
under Contract No. DA—49—007—MD—376; and grant
M-927 from the National Institute of Mental
Health of the National Institutes of Healthy U. S.
Public Health Service.
*

References 1-2.

blindness but denial of many other aspects
of illness and problems of living. It was
indicated that anosognosia was not explicable as a focal deﬁcit but was, rather, a
manifestation of a reorganization of perceptual symbolic function in which the patient
represented his problems in an altered lan—
guage pattern. In the verbal sphere these
language patterns included explicit denial,
disorientation for place and time, reduplica—
tion (reduplicative paramnesia), paraphasia,
and confabulation. The patient’s feelings
about his illness and incapacities could also
be manifested in nonverbal aspects of behavior, such as selective withdrawal, inat—
tention, and muteness (akinetic mutism).
altered sexual behavior, and euphoric, manic
states. The particular form of symbolic
adaptation that was used was closely related
to features of the premorbid personality.
These changes in behavior were found
commonly with inﬁltrating neoplasms, with
acute vascular lesions, particularly when
associated with subarachnoid bleeding, and
following lacerating brain injury. The elec—
troencephalographic records showed diffuse
slow—wave rhythms, and it appeared that
the lesions affected the diffuse projection
systems rather than any speciﬁc discrete
projection area. Similar forms of behavior
may appear after the operation of prefrontal
lobotomy and, in more transitory form, after
the administration of electroshock convul—
sions. When the degree of brain damage
was insufﬁcient to permit the elicitation of
explicit denial and disorientation on ordi—
nary clinical examination, these phenomena
might be observed when the patient was in—
terviewed after the intravenous administra—
tion of amobarbital (Amytal) sodium. This

�observation furnished the basis for the
“Amytal test” for brain damage, in which
the persistence of certain patterns of denial
and disorientation are considered as evi—
dence of impaired function.T
It was reported that in some patients
receiving electroshock treatment for intractable pain, the amobarbital test, which was
previously negative, became positive after
a number of convulsions. Others received
as many as 18 shocks without change in the
results of the amobarbital test. It was noted
that in patients who gained relief from
their complaints of pain, the amobarbital
tests became positive, whereas in those pa—
tients who continued to complain of pain
the amobarbital tests remained negative. The
purpose of the present paper is to determine
the relationship between the clinical response to electroshock treatment and the
results of the amobarbital test in patients
hospitalized for psychiatric illness.

Method
Each patient was given a series of amobarbital
tests. In this test, the patient is asked a standard
group of questions pertaining to orientation and
the awareness of illness. The drug is then administered intravenously in a 0.5% solution at a
rate of 0.05 gm. (1 cc.) per minute until nystagmus, slurred speech, drowsiness, and errors in
counting backward are noted. The same questions
are then repeated. The following changes, when
persistent, are called “positive” and are deemed
indicative of cerebral dysfunction.
1. Complete denial of illness
2. Denial of major aspects of illness, such as
attributing entry into hospital to a trivial or
past illness
3. Misnaming the hospital, either its proper name
or in terms of some euphemism, such as “rest
home”
4. Displacement of the location of the hospital.
such as to another city
5-"

6.

7.

8.
9.
1'

Confabulated journey
Reduplication of the hospital, such as the
patient’s stating that he is in another hospital
of the same or similar name
Disorientation for time of day with confusion
of day and night
Gross misidentiﬁcation of the examiner, such
as calling him a “lawyer” or an “entertainer”
Disorientation for year

References 4-7.

The patient was given his ﬁrst test prior to
treatment and was retested at weekly intervals.
All patients in the series had negative amobarbital
tests prior to the initiation of therapy. Treatments
were administered three times a week, so that the
patients were generally tested after every third
treatment. A test was given two days after a
treatment and was continued at weekly in—
tervals after the termination of therapy until the
result had become negative.
Electroencephalographic records and standard
tests of memory and learning ability were also
given, but will not be considered in detail in this
paper.

Population
T wenty-four patients at Hillside Hospital receiving electroshock with the Reiter Electrostimulator were studied. The patients were not selected
by us but were taken on the basis of consecutive
referrals by the clinical staff. Some patients were
necessarily excluded because their treatment was
terminated or interrupted before they were ade—
quately studied. Another patient was omitted because he had manifestations of brain disease and
a positive amobarbital test prior to electroconvulsive
therapy. The number of treatments varied from 9
to 33. Patients who showed clinical improvement
tended to receive fewer treatments. Some of this
variability could also be ascribed to differences in
the inclination of the resident psychiatrists to use
this form of treatment. One patient decided for
himself that he had had enough treatment and
eloped.
Diagnostically, the patients consisted
of 14 with depressive reactions, 9 with schizophrenia, and l with a manic reaction. There were
15 women and 9 men, and the ages ranged from
24 to 68, with a median of 47 years.
Evaluation of Response to Electroshock Therapy.
——All patients were observed for at least eight
weeks after completion of treatment. Determina—
tion of the patient’s response to electroshock was
made on the basis of the resident psychiatrist’s im—
pression, staff opinion, the nurses’ notes, and the
clinical evaluation of one of us (M. F.), who
supervised the treatments but was not aware of
the amobarbital test results. On this basis the
patients were divided into three groups.
A. Markedly Improved: The 11 cases in this
group were regarded as showing recovery or
marked improvement. These patients no longer
showed the symptoms which brought them into
the hospital; their doctors felt they were better,
and the nurses noted them as being able to sleep
Without medication, eating better, getting along
with the other patients, and participating in hospital activities.
B. Moderately Improved: The six patients in
this group showed some improvement but con~

�tinued to manifest indications of mental illness.
These patients typically showed symptomatic relief; i.e., acute depressive features might be gone,
but the dramatic change, so evident in the ﬁrst
group, was not apparent. Each patient continued
to show some noticeable disturbance, such as ob—
sessional thinking, paranoid ideas, or somatic
preoccupation.
C. Minimally Improved or Unimproved: In this
group was placed seven patients in whom change
was not clearly noticeable or who showed only
equivocal or transient improvement. Some showed
ﬂuctuations in behavior, at times appearing some—
what improved. But the change was not sustained,
so that by the end of treatment they appeared
much as they did before.
\Ve are aware of the difﬁculties in evaluating
improvement. Others may have differed in the
estimates of changes in these patients. In any
case, by using this threefold classiﬁcation, the
differences between the ﬁrst and the third group
will be distinct.

TABLE

Markedly improved (11)-__
Moderately improved (6)-Unimproved (7)____________

Treatment
50
39
45

Amobarbital

No.
%
Positive Positive
38

15.93
6

.4,

76
38
13

treatments, and all had positive reactions
after seven to nine treatments. In the unim-proved cases, on the other hand, the number
of positive reactions was small and there
was no consistent increase during the course
of treatment. Again, the moderately improved group tends to fall between the
other two.
IOO

90
80

Observations

._

MUCH IMPROVEDUI)

----

UNIMPROVEDU)

.\/

'-—MOD.IMPROVED(6)

70
AMYTAL

A. Distribution of Positive Reactions.—

group, with the moderately improved pa—
tients between these groups. Every
markedly improved patient had at least
one positive amobarbital reaction during
treatment. On the other hand, one of the
moderately improved patients and ﬁve
of the unimproved patients never showed
a positive result. A comparison of the
results in each group, using the X2 test,
is statistically signiﬁcant at better than the
1% level of conﬁdence.
B. Positive Reactions at Each Stage of
Treatment—In the Figure the groups are
compared for the percentage of patients in
each group who had positive results at each
stage of treatment.
Almost half the markedly improved pa—
tients had positive reactions after only three

Tests During Treatment
No. of Tests
Given During

REACTIONS

The number of amobarbital tests given to
each patient during the course of electroshock range-d from 3 to 13, depending on
how long treatment was maintained. In
Table 1 the data are shown for the number
of tests given during treatment and the
number and percentage positive for all the
patients in each group. The markedly im—
proved patients showed many more positive reactions than the unimproved

of Positive

l.——Distribution

60
50

POSITIVE

4O
3O

20
PERCENTAGE

5
4-6
NUM BER

7-9

lO-IZ

I3-I5

0F TREATMENTS

Percentage of positive amobarbital test reactions
occurring in each group at different stages of treat—

ment.

Although some patients received more
than 15 treatments, the data are not pre—
sented beyond this point because the number
in each group became too small for purposes
of comparison. Four of the unimproved pa—
tients received more than 20 treatments,
with consistently negative amobarbital test
results. One of the moderately improved
patients received over 30 treatments, with
only an occasionally positive reaction.
C. Duration of Positive Reactions.—
There were variations in the persistence of
positive reactiOns from week to week. With
at least two consecutive positives as the
criterion of persistence, nine of the mark—
edly improved, two of the moderately im—
proved, and only one of the unimproved
group showed persistent positives. After

�the termination of treatment all patients but
one had negative amobarbital reactions nine
days after the last convulsion. The remaining patient developed a negative test during
the second week after treatment.
D. Factor of Age—Since the patients
in the markedly improved group tended
to be older persons suffering from depres—
sive reactions, it is conceivable that the
difference in amobarbital test results may
be related solely to age and only coincidentally to clinical improvement. Underlying
this is the assumption that the older person
is more likely to show signs of altered brain
function when given electroshock. In Table
2 the mean age for each group is shown.
TABLE 2.——Relationship of Clinical Improvemen

To Age

Markedly improved (11)_______-____-___-___________
Moderately improved (6) ___________________________
Unimproved (7) ____________________________________

Mean
Age, Yr.
47.64

gggg

it is apparent that the ﬁrst two groups
were older than the unimproved patients.
Yet, while the mean age of the moderately
improved patients is slightly higher than
that of the markedly improved group, these
patients still had signiﬁcantly fewer positive
reactions.
In Table 3 the number of positive re—
actions during treatment is shown for each
is
limited to pa—
when
the
analysis
group
tients more than 40 years of age. In this
Table the relationship of positive reactions
in the different groups remains unchanged
from that when the groups are considered
as a whole.

Other Aspects of Behavior
Apart from explicit denial of illness and
disorientation, there were changes in be—
havior that occurred both under the in-ﬂuence of the drug and clinically during the
course of treatment in signiﬁcantly progres—
sive fashion in those patients who improved.
These aspects may be divided into verbal
and nonverbal communication.

A. Changes in Verbal Language—These
changes consisted of denial expressed in
evasion, in negative expressions, and in

the use of a syntactical pattern involving
the third and second persons. When asked
about their symptoms, patients gave such
answers as “It’s hard to say,” or “I forgot,”
or “I don’t know; I’ve been waiting for the
doctors to tell me.” The change in syntactical pattern is illustrated by such remarks
Amobarbital
Tests in Patients More Than 40 Years of Age

TABLE

3.——Distribution of Positive

No. of Tests
Given During

Markedly improved (10)--Moderately improved (5)-Unimproved (3) ____________
_

Treatment
46
34
17

N0.
%
Positive Positive
35

15

0

76
45
0

as “It’s what they call a depression,” or “I’m
afraid somebody will get hurt,” or answering
the question “What is your main trouble P"
with “What is your main trouble?” Sometimes patients would talk of a relative who
was sick.
In patients who improved there was a
notable development of such patterns in a
nondrug interview. One such patient, for
example, when asked prior to the start of
treatment what his main trouble was, said,
“I’m depressed.” After two treatments he
answered the question with “I don’t get
along well with my mother-in—law.” After
ﬁve treatments he said, “I don’t get what
you mean": after eight, “I get sick; that’s
all I know.” After 10 treatments he said,
“Right now, it’s that I don’t see my Wife,”
and after 11 treatments he said, “In what
way do you mean?” and “I don’t know
how to explain it.” At the termination of
treatment, his main trouble was given as
“I want to get home,” followed by an account of how “good” his wife was.
In the unimproved group, on the other
hand, the increased use of these language
patterns did not occur. They were not
present in some and were minimally or
inconsistently noted in others. In some of
the unimproved patients there were actually
fewer such language patterns under the

�i

L’

effects of the drug than there had been in
the preamobarbital interview.
B. Changes in Nonverbal Behavior.—
Euphoric reactions occurred in both

sistently positive early in the course of
treatment. In moderately improved or
unimproved patients there are fewer positive reactions and their frequency does
clinical and drug interviews most fre— not increase with more treatments. With
quently in the markedly improved other methods of evaluating brain func—
group, less often in the moderately im— tion such close correlation was not presproved group, and least often in the ent, as all patients showed abnormalities
group which were considered unim— in the e1ectroencephalographic record and
proved. In the unimproved patient impaired learning was found as fre—
classed as manic, euphoric behavior was quently in patients who improved as in
present in his clinical behavior and was those who do not. The signiﬁcance of
this relationship may be more clearly
not changed by amobarbital.
Changes in sexual behavior appeared appreciated by a consideration of the
during the amobarbital interviews of four changes in symbolic function that occur
of the markedly improved patients but in states of altered brain function.
in only one patient in each of the other
It has been useful in studying the becategories. This took the form of try— havior of patients with alterations in
ing to hug or caress the examiner. mak— brain function to distinguish between
ing remarks with sexual content, or en— defects in the formation of symbol pat—
gaging in masturbatory activity. A terns and changes of language patterns
patient in the unimproved group showed which indicate a shift in the mode of
this behavior both during pre—drug inter- interaction in the
environment. In the
views and under the inﬂuence of amobar— ﬁrst
be included many
category
may
bital.
types of memory defects, dyscalculia,
Withdrawal or “selective inattention” topographical disorientation, and aphasia.
was shown by 9‘ of the 11 markedly im; A patient with such a
defect
memory
proved patients. particularly during the cannot select elements of
experience,
drug phase of the amobarbital interview. classify them into
and
signiﬁcant
units,
This behavior consisted of failure to an—
them
into
a
temporal
arrange
pattern.
hos—
the
about
illness and
questions
swer
These defects are observed with diffuse
pitalization or responding in dysarthric cortical lesions and
uni—
probably
occur
and cryptic fashion. This reaction under
versally after shock treatments in tran—
the drug occurred only once in each of
sient fashion. They are, however, related
the other groups. It was of interest that
if at all, to therapeutic
remotely,
very
two patients in the unimproved category
in the mode of inAlterations
outcome.
who appeared withdrawn before the test
teraction in the environment

became more responsive under
ﬂuence of the drug.

the in-

Comment
The results of the amobarbital tests in
these patients indicate that there is a
relation between clinical improvement
and the production of brain damage or
an altered state of brain function as de—
termined by this particular method of
examination. In patients who improve,
the amobarbital test becomes con—

are exempliﬁed in the various patterns of disorientation and denial and in the amnesias
that are noted with lesions of the diffuse
projection systems, in chronic barbiturate
intoxication, and following electroshock
convulsions. Here there is no defect in
memory, awareness, or perception as
such, but the patient selects or rejects
certain aspects of the environment for
the expression of his own motivations.
ln disorientation for place, for example,
the misnaming and mislocating of the

�hospital serve as, symbolic representa—
tions of the patient’s feelings about his
incapabilities and problems—often as the
manifestation of his need to be well and
go home. It is not that the patient is
unaware of his problems and does not
know where he is in an absolute sense.
He commonly “remembers” the name of
the hospital and expresses “awareness”
of his difﬁculties in other contexts of
language. The unawareness is, rather, of
the far greater degree to which he is
expressing his own motivations in his
perception of the temporal. spatial, personal, and somatic aspects of the en—
Vironment.
In considering what constitutes thera—
peutic improvement, it is evident that
the evaluation that is commonly made
by a hospital staff depends in large part
on the particular types of symbolic
adaptation and defensive operations that
are used. If the patient denies that he
has any problems or that he is troubled
by them, or if he cannot recall any, he
is rated as improved. Such patients char—
acteristically appear affable and uncom—
plaining, their manner reinforced by
clichés and banalities, themselves adap—
tive forms of language. Many studies:
have shown that general memory impairment does not persist after electroshock
but that there is a selective “forgetting”
of traumatic material in the patient’s
life. This does not mean that he has
developed a better understanding of his
interpersonal relationships or has ac—
quired “insight.” The observation is also
signiﬁcant in explaining why, although

electroshock may have a short—term bene—
ﬁcial effect, evaluation of long—term results shows little difference between
treated and untreated cases. Also, the
fact that therapeutic improvement did
not result in patients with negative

amobarbital tests suggests that methods
of administering electroshock by minimally affecting brain function, Such as

i References

8-12.

a unilateral seizure, will not prove gen—
erally efﬁcacious. From the immediately

practical standpoint, the amobarbital
test given after the third or fourth treat—
ment may be of prognostic value.
The amobarbital test is not in itself a
direct index of brain damage in that it
measures some particular modality of
dysfunction or brings out a speciﬁc defect. Rather, under the conditions in
which it is given, one deduces impaired
neural function by reason of the change
in the organization or pattern of language in which the patient expresses
himself. A positive result requires not
only that a certain degree and type of
impairment of brain function exist but
that the patient employ verbal denial and
disorientation as adaptive mechanisms.
It would be expected that among patients with equivalent degrees of brain
damage the highest incidence of positive
amobarbital tests would occur among
those who characteristically use denial
as an adaptive mechanism in stress.
In relating these ﬁndings to the mode

of action of electroshock and other somatic
therapies, several considerations seem of
importance. There is a combination of an
added stress and a change in brain function. The milieu of brain function determines the pattern or organization of the
adaptive behavior which can be most clearly
formulated in terms of language. These include not only verbal patterns of denial and
disorientation, elicited with the aid of the
drug, but changes in syntactical patterns indicative of an altered relationship of the
self in the environment. There were also
indications that in the improved patients
there were more changes in all types of
symbolic adaptation, nonverbal as well
as verbal. Thus, a patient who appeared
withdrawn both in the predrug and in
the drug interview had a poorer prog—
nosis than the patient who became withdrawn only under the effects of the drug.
The patient who showed altered sexual
behavior under the effects of the drug
had also exhibited this behavior during

�the clinical questioning as well and did not
improve with treatment, whereas the four
patients manifesting sexual behavior only
under effects of the drug did improve. It
is likely that the faculty of changing sym—
bolic patterns regardless of content is a factor in therapeutic improvement.

REFERENCES
Gordon, H. L.: Fifty Shock Therapy
ories, Mil. Surgeon 103 2397, 1948.
1.

The—

2.

Kalinowsky, L. B., and Hoch, P. H.: Shock
Treatment, Psychosurgery and Other Somatic
Treatment in Psychiatry, Ed. 2, New York, Grune
&amp; Stratton, Inc., 1952.

Weinstein, E. A., and Kahn, R. L.: Denial
of Illness: Symbolic and Physiological Aspects,
Springﬁeld, Ill, Charles C Thomas, Publisher,
3.

Summary
Twenty—four patients referred consecu—
tively for electroshock treatment were
given amobarbital (Amytal) tests before
and at regular intervals during and fol—
lowing the course of treatment.
There was a close relationship between
the short—term response to treatment
and the results of the amobarbital tests.
The much improved patients showed
early, persistent, and increasingly positive reactions during the course of treat—
ment. Unimproved patients showed no
positive reactions, or showed them in—
frequently and inconsistently. An inter—
mediate group, who showed moderate
clinical improvement, showed more posi—
tive reactions than the unimproved group
but fell far short of the much improved
group in the incidence of positive re—
actions.
Changes in language and nonverbal
forms of behavior related to denial were
most consistent and pronounced in the
improved group, even in interviews not
employing drugs.

These observations indicate that clinical
improvement in electroshock requires
the creation of conditions of altered brain
function in which new patterns of
symbolic adaptation can be maintained.

1955.

Weinstein, E. A.; Kahn, R. L.; Sugarman,
L. A., and Linn, L.: Diagnostic Use of Amobarbi—
tal Sodium in Organic Brain Disease, Am. J.
Psychiat. 112:889-894, 1953.
4.

Weinstein, E. A.; Kahn, R. L., and Malitz,
5.: Serial Administration of “Amytal Test” for
Brain Disease: Its Diagnostic and Prognostic
Value, A. M. A. Arch. Neurol. &amp; Psychiat. 71 1217—
5.

226, 1954.

\Neinstein, E. A., and Malitz, 8.: Changes
in Symbolic Expression with Amobarbital Sodium
(“Amytal Sodium”), Am. J. Psychiat. 111:198-206,
6.

1954.

Kahn, R. L.; Fink, M., and Weinstein, E. A.:
The “Amytal Test” in Patients with Mental Ill—
ness, J. Hillside Hosp. 4:3-13, 1955.
7.

Carter, J. T.: Type of Personal Life Memo«
ries Forgotten Following Electro—Convulsive
Therapy. Am. Psychologist 8 :330, 1953.
8.

Janis, I. L.: Psychologic Effects of Electric
Convulsive Treatments: I. Post—Treatment Am—
nesias, J. Nerv. &amp; Ment. Dis. 111:359, 1950.
9.

Korngold, M.: An Investigation of Some
Psychological Effects of Electric Shock Treat—
ment, Am. Psychol. 8:381—382, 1953.
10.

Teicher, A.: The Effect of Electroconvulsive
Therapy on the Visual Reactions of Schizophrenic
Patients, Am. Psychol. 8:445, 1953.
11.

Alexander, L.: Effect of Electroshock on a
“Normal” Person, Am. J. Psychiat. 109:696—698,
12.

1953.

Printed and Published in the United States of Amerira

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              <text>Kahn, Robert L.; &lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;; Weinstein, Edwin A.</text>
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            </elementText>
          </elementTextContainer>
        </element>
        <element elementId="37">
          <name>Contributor</name>
          <description>An entity responsible for making contributions to the resource</description>
          <elementTextContainer>
            <elementText elementTextId="94129">
              <text/>
            </elementText>
          </elementTextContainer>
        </element>
      </elementContainer>
    </elementSet>
  </elementSetContainer>
  <tagContainer>
    <tag tagId="5">
      <name>Published</name>
    </tag>
  </tagContainer>
</item>
