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                  <text>ABSENCE OF A PARENT AS A
SPECIFIC FACTOR DETERMINING
CHOICE OF NEUROSIS

Preliminary Study
SIDNEY TARACHOW,

MD.1 and MAXIMILIAN FINK, MD.2
New York, N. 'Y.

Psychoanalytic experience has made important contributions to
the problem of the differential etiology of various neuroses, psychoses, and character disturbances. This has been accomplished
chieﬂy by the identiﬁcation of the decisive areas of conﬂict in the
patient. Among the factors involved are the nature of the instincts
in the conﬂict, the time of the decisive conﬂict, the intensity of the
frustrations or traumata, the availability of substitute gratiﬁcations, and the characteristics of the historical situation (Fenichel,
1).

It

is difﬁcult to evaluate the speciﬁcity of any one of these

factors in the choice of a particular neurosis. Recent investigations
tend to show that while a particular neurosis may apparently be
an expression of conﬂict at a certain level of development, nevertheless experiences at some earlier or previous level may produce
tendencies which provoke, potentiate or distort conﬂicts of a subsequent period of development.
With increasing psychoanalytic knowledge, the task of isolating
concrete factors inﬂuencing speciﬁc choice of neurosis becomes
ever more difﬁcult. It becomes even more difﬁcult if one attempts
to assess the intangible factor of ego strength of an individual in
his struggle to control and express his various instincts or his
attempts to fashion defenses or character traits. Nevertheless, it
1Attending Psychiatrist, Hillside Hospital, Glen Oaks, N.
2 Fellow in Psychiatry, Hillside Hospital, Glen Oaks, N. Y.
67

Y.

�68

TARACHOW—FINK

should be possible to ﬁnd a way of approaching mental operations
in a systematic way which would lead in the direction of solving
the problem of speciﬁcity of choice of neurosis.
In seeking a systematic way to solve this problem, it occurred
to us that perhaps certain elements in the external historical
situation might lend themselves more easily to the preliminary
steps of such a search. If a certain external historical situation were
isolated and studied, perhaps it could be correlated with certain
invariable psychic consequences. Freud (2) made such an observation when he noted that men who have weak or absent fathers
tend to develop homosexual trends.
The external historical factor we selected was the presence or
absence of both parents during the important developmental years
of the child. We decided to investigate the relation of this external
factor to the success or failure of the resolution of ambivalent
feelings, the ability to fuse the instincts of love and hate. For reasons to be noted we selected hysteria and obsessive-compulsive
neurosis as the clinical expressions of the success or failure of the
fusion.
We then set up the following hypothetical basis for this study
and made a tentative prediction of the data to be discovered. A
child brought up by both parents will solve the problem of resolu—
tion of ambivalent feelings more satisfactorily than a child who
has lost one parent for any signiﬁcant period of time. A child
facing only one parent does not have both his love and his hatred
equally and freely available to be directed to the parent. If he
loves the single parent the hate will tend to be repressed, and vice
versa. A child with both parents, on the other hand, has two
objects against whom both sides of the ambivalence can be directed in turn. He can hate one and love the other, or the opposite.
Two objects give the child much more liberty than one. This
freedom would not hinder resolution of ambivalence, but rather
facilitate it. He would have all his feelings relatively more available to him in comparison to the child with one parent. When the
time arrives for the necessary fusion of feelings for more mature
relationships the child who had had both parents is in a better
position. Both sides of the ambivalence having been available, the
fusion is more complete and normal. The other child, having
relatively only one side of the ambivalence available, never succeeds

�CHOICE OF NEUROSIS

69

in fusing his ambivalent feelings and remains with a burden of
one-sidedly more repressed and defused instinctual feeling.
According to our hypothesis the child who had two parents and
had succeeded in fusing his feelings would tend to develop hysteria, if he developed a neurosis. The other child would tend to
develop obsessive compulsive neurosis. This follows from the
familiar psychoanalytic formulations of defused ambivalence in
the compulsive neurosis and the fused genital level of feeling in
hysteria. This hypothesis was tested by consulting the case material from Hillside Hospital. We searched for clearly deﬁned
cases of each category and studied the incidence of absence, death
or loss of one parent for any reason whatever. Only clear-cut cases
were used. All mixed and intermediate syndromes were eliminated,
as were phobias and anxiety states.
Sixty-one records have so far been found suitable: of these,
twenty-seven were patients with conversion hysteria and thirty-four
with compulsive-obsessive neurosis. Separation from a
parent was deﬁned as the absence of a parent for periods exceeding one
year
before the child’s ﬁfteenth year of age. Note was made of the time
of the separation, the reason, the duration, and the
age of onset
of the neurotic symptoms.
Of the twenty-seven patients with conversion hysteria, three
(11%) were subjected to periods of separation. In each the separation
occurred between the ages of ﬁve and nine; in two by death and
in one by emigration. In the latter the period of separation was
of six years’ duration.
Of the thirty-four patients with obsessive-compulsive neurosis,
ﬁfteen (44%) suffered extended periods of separation. Nine occurred
between the ages of ﬁve and nine, four before the age of ﬁve, and
one each at thirteen and ﬁfteen. Separation was caused by death in
nine subjects, hospitalization in three, and emigration in three. In the
latter the separation lasted from one to three years, during the
child’s age of three to seven years. In four subjects there were
double separations. In one subject there was hospitalization of a
parent for a year, return home as an invalid for two years and
then death. In three other subjects there was death of one
parent
and illness of the other at another time in the child’s life. In all
instances the parental loss occurred before the clinical onset of
neurotic symptoms.

�70

TARACHOW—FINK

These data point in the same direction as the hypothesis suggested, namely, that loss of a parent tends to increase the difﬁculties
of solving the problem of ambivalence.3 So many other factors
enter into the situation that we would limit ourselves to the conclusion that these ﬁndings warrant further study of the suggested
correlation.
Other studies of parental deprivation have taken a somewhat
different direction. Oltman et al. (5) studied the difference in rate
of parental deprivation, comparing various psychoses with neuroses. They found that the incidence of loss of a parent did not
vary in schizophrenia and manic-depressive psychosis from their
control group, while psychoneuroses were higher. Their control
group was State Hospital personnel, with 32 per cent deprivation.
Psychoses showed 34 per cent and the neurotic subjects 49 per
cent. The psychoneurotic group was not diagnostically further
differentiated. Madow and Hardy (4), in a study of clinic population in the Army, found parental deprivation by death in 36 per
cent of the neurotics. They used as a control, life insurance statistical tables which indicated an 11 to 15 per cent incidence of
parent loss before the age of sixteen. A third study (3) of a student
health clinic population in a State University indicated that 31
loss
of
neurotic
the
cent
through
subjects
reported
parent
per
death, while only 131/2 per cent of the controls (normal students)
did. None of these workers were searching for the factors we are,
and there is no breakdown into the various neurotic categories.
These observations cannot be used comparatively with our speciﬁc
point in mind. In general the data from the literature indicate
that the incidence of parent loss is greater in neurotic subjects
than in psychotic and control groups, although the various control
groups show a lack of uniformity. Our own subjects taken as
a group (this excludes many mixed neuroses, phobics and anxiety
states) show an average incidence of parent loss of 30 per cent.
The incidence in the obsessional neurotic is higher than in the
cited controls, while in hysteria it coincides with the lower percentages of the controls.
Apart from the subtleties of the psychodynamic processes which
this study overlooks there are also gross difﬁculties in evaluating
3Chi square was calculated as 6.32 which is signiﬁcant at the .01-.02 level.
The chi square was corrected for continuity by Yates’ method.

�CHOICE OF NEUROSIS

71

the statistics. First of all, the sampling is small. This will be
remedied as the study continues. No other study differentiated
among the neuroses, and diagnostic criteria probably vary from
one institution to another.
This study can be reﬁned and develoPed in a number of directions. The dynamics with reference to the separation could be
explored. The presence or absence of parental surrogates should
be looked into. Other factors of separation such as deafness or
blindness or parent’s going out to work must all be considered.
SUMMARY

A hypothesis was formulated stating that unresolved ambivalence (instinct defusion) may be related to the absence of one
parent during the critical formative years. It was tentatively predicted that obsessive-compulsive neurosis (illustrative of instinct
defusion) would therefore show a high rate of parental deprivation and that hysteria (illustrative of instinct fusion) would show
a low rate. The actual data were: thirty-four cases of obsessive-compulsive neurosis showed 44 per cent of parental loss: twenty-seven
cases of hysteria showed 11 per cent parental loss. We consider this
at least a provocative difference. Even though many intrapsychic
factors enter into the problem of unresolved ambivalence, these
data warrant further study along these and related lines.
REFERENCES

(l) Fenichel, 0.: The Psychoanalytic Theory of Neurosis. New York: W. W.
Norton 8: Co., 1945.
:2(2) Freud, S.: Three Contributions to the Theory of Sex. In The Basic Writings of Sigmund Freud. New York: Modern Library, 1938.
(3) Ingham, H. V.: A Statistical Study of Family Relationships in
Psychoneurosis. Am. J. Psychiat., 106:91-98, 1949.
(4) Madow, L. and Hardy, S. E.: Incidence and Analysis of the Broken
Family
in the Background of Neurosis. Am. J. 0rthopsychiat., 17:521-528. 1947.
(5) Oltman, J. E., McGarry, J. J., and Friedman, 8.: Parental Deprivation and
the “Broken Home” in Dementia Praecox and Other Mental Disorders, Am. J. Psychiat., 1082685-694, 1952.

�Reprinted from
JOURNAL OF THE HILLSIDE HOSPITAL
Volume II, Number 2

April, 1953

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