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                    <text>Seventy Years an Experimentalist in Neurology and
Psychiatry

Max Fink, M.D.

Professor of Psychiatry and Neurology Emeritus,
State University of New York at Stony Brook.
First Publication in Archives: May 28, 2017
Updated April 18, 2021
11 Buttonfield Lane
South Hadley, MA 01075
Tel.

631.637.1730

fink.max@gmail.com
maxfink55@gmail.com
max.fink@stonybrook.edu
max.fink@stonybrookmedicine.edu
max.fink@sunysb.edu
max.fink@optimum.net
Metrics: April 18, 2021
Pages: 100
Words: 38,107

The ultimate court of appeal is observation and experiment, and not authority.
Thomas H. Huxley

1

�Introduction
Inducing seizures to relieve severe behavior disorders-- electroshock, ECT -is a much prejudiced treatment that is undergoing a renaissance after eight decades
of experience. Usage is increased to varying degrees worldwide. But raucous
attacks by public critics and psychologists claiming treatments cause brain damage
and memory losses are ever common. But assured safety and remarkable efficacy,
even guides to specificity in illnesses, brings the intervention within a successful
medical tent. Introduced for the relief of the imagined Kraepelinian diagnosis of
schizophrenia, recent decades has defined catatonia (and its varieties of mutisms,
manias, motor rigidities) and melancholia (depressive psychoses) as more specific
systemic disorders that are rapidly and effectively relieved.
How was the treatment discovered? And why was it rejected by the
professions? Why the public stigma in the face of efficacy and specificity? How has
the practice and the science of the treatment evolved?

The author, well on his way for full training in conventional neurology and
psychiatry is asked to oversee the seizure therapies in hospitalized severely
psychiatric ill. He takes on the task of improving the science and increasing public
and professional acceptance are highlighted in this personal story of an
experimentalist physician.

These pages cite my education as a physician with qualifications in
neurology, psychiatry and psychoanalysis. From the beginning, I studied patients,
their physiology and symptoms, and applied different interventions, often in a
Random Controlled Trial. When I entered the profession, research studies in man
was an accepted practice. In recent decades, bars to such studies have been
increasingly applied, leading to focus on studies in animals and other surrogates.
Over my professional career my interests focused on the treatment of induced
seizures (electroshock, ECT), the effects of substances that altered brain functions
(psychopharmacology, EEG), and the systemic behavior syndromes of catatonia and
melancholia. The records of my studies are archived at the Stony Brook University
Library. 1

2

�Contents
Introduction for Readers
Book One: Inducing Seizures as Treatments

2

Ending Insulin Coma
Optimizing ECT Procedures
The EEG as Index of Efficacy
Modifying seizures: Muscle relaxants and sedatives
Are subconvulsive treatments effective?
Are chemical induced seizures as effective as electrical?
Is Isoflurane anesthesia a replacement?
Acetylcholine and Anticholinergic Drugs
Neuropsychological Tests and EEG Slowing

9

11
13
15
16
17
17
18

The differences Electrode Placements make, Again
Multiple ECT. MMECT
ECT in Systemic Medical Illnesses
Optimizing Treatments
ECT in Schizophrenia
Clozapine and ECT
Seizures and Brain Fluphenazine
CORE Study: ECT in Depressed Inpatients
Persisting Stigma: Memory Loss and ECT

19
20
21
23
24
25
26
26
28

Creation of Induced Seizures as Therapy
Immediate Rejection by the Profession
First APA Task Force onECT
Out-Patient ECT Commission
Stigma persists: Public Joins Attack
Church of Scientology and Malpractice Legal Suits
Media Attacks: Madness with Jonathan Miller
Active Defense: A Beautiful Mind

30
31
34
34
35
36
36
38

Book Two: After ECT Research Hiatus, Renewed Studies

Book Three: Electroshock in the Public Eye

3

�Book Four: The Enigma: How do Seizures Affect Behavior?
Seizures as systemic reflexes
Neurophysiologic adaptive theory
Cholinergic theory
Neuroendocrine hypothesis
Conferring in the search for mechanism

40
41
42
43
46

The Teaching Case
Catatonia as a type of Schizophrenia?
But Catatonia is not Schizophrenia
In contrast, Catatonia is Treatable
Is NMS a Form of Catatonia?
The Drive to Official Definition
Sedative Verification Test
Many Faces of Catatonia
Delirious mania
Toxic serotonin syndrome
Pervasive Refusal Syndrome
Toxic encephalitis: NMDAR Receptor
Self-injurious behavior in Autism
DSM Classification Debates
Catatonia Textbook, ACTA Supplement

50
51
52
53
54
56
56
57
57
59
59
60
62
62
64

What is next?
Dexamethasons Suppression Test
Melancholia Textbook, History

66
66
67

EEG Introduced to Hillside Hospital
EEG in Psychopharmacology
Grey Walter Analyzer
Digital Computer analysis of EEG
IBM 1800 analysis system
Lessons learned: Putative Drugs Classified
Association-Dissociation Controversy
Pharmaco-EEG Paradigm

69
71
71
71
73
74
76
78

Book Five: The Road to Catatonia

Book Six: Melancholia: Medical Model of Diagnosis

Book Seven: Studies in Electroencephalography

4

�Book Eight: A Medical experimentalist is Created
Medical School Experiences 1942-1945
Neurosyphilis and CSF
Osteomyelitis, Barbiturates
Interneship
Penicillin in Empyema
Residency
Percutaneous Carotid Angiography
Face-Hand Test

79
79
80

Early Life
Family Affairs
Dalliance with Psychoanalysis
Military Career, Ship's Surgeon
Perigrinations
Books Published, Edited

85
87
87
89
93
93

Book Nine: Biography

Appendices

81
82
83

94

5

�Book One: Inducing Seizures as Treatments
My academic arc in electroconvulsive therapy began unexpectedly on
January 2, 1952 as I enrolled for the fifth year of residency training in neurology and
psychiatry at a hospital reputed to use classic psychoanalytic principles to treat
hospitalized severely ill. I arrived on a clear winter day with another new recruit, to
meet the Directors of this 170-bed multi-building Hillside Hospital caring for
voluntary psychiatric in-patients, for up to a year, mainly at public cost.
That morning I was assigned to the electroshock and insulin coma treatment
services. In my previous years, I had no experience with either treatment.

I received my M.D. degree from New York University School of Medicine on
June 12, 1945, followed by nine-month interneship and 20 months service in the US
Army Medical Corps. During the succeeding four years I studied in neurology and
psychiatry residencies, attended a school of psychoanalysis, and sought a final year
in psychoanalytic psychotherapy at an inpatient hospital in the Long Island
farmland, with accredited training psychoanalysts on its faculty.

I accompanied the Associate Medical director to a 2-story building that
housed the electroconvulsive (ECT) treatment unit. One by one, five patients lying
on a wheeled stretcher under sheet restraints were brought into a treatment room,
a rubber bite-bloc placed between their teeth, two stimulating electrodes applied at
the temples, protected by two aides, a seizure induced with currents delivered from
a Medcraft alternating or a Reiter polyrhythm current device with the energy set
according to estimates of what was needed to induce a full grand mal seizure.

As the electric currents were applied, the neck and back arched, the body
became rigid, followed by rhythmic muscle movements and breath holding. The
patient became cyanotic with light blue lips. After a minute, the muscles relaxed,
deep breathing followed, cyanosis waned, and color returned as the patient was
moved to a recovery room, cared for by aides for 15 to 20 minutes until able to get
off the stretcher and walk to the ward for shower, dressing and breakfast. Durations
of the elicited seizures varied in length from 30 seconds to a few minutes,
occasionally requiring termination by intravenous injections of amobarbital.

Observing a full grand mal seizure in each patient jarred me. The previous
week and for years before I had been taught by my neurologist teachers that
seizures were dangerous to patients and must be stamped out. Every teacher had
emphasized the need to fully inhibit seizures to avoid tooth, limb, and spine
fractures, tongue-biting, confusion, injury from falls, and death. Much was made of
the newly developed anticonvulsant phenytoin (Dilantin).

6

�And now, we were deliberately inducing grand mal seizures! This antithesis
has plagued my professional life and the lives of neurologists who, to this day, are
unable to accept the evidence that benefits in behavior accrue to repeated induced
seizures in severely depressed, manic, catatonic, delirious, and psychotic patients.
As I learned how to treat patients safely I realized the remarkable benefits of
inducing seizures, and such treatments became an interest for the remainder of my
professional life.
After introduction to ECT that first morning, we crossed the hall to the
insulin coma treatment unit, a well-lit air-conditioned suite with a large nursing
staff. Filled with cries, coughs, grunts, and groans of patients in various stages of
stupor, coma, drowsiness and confusion, and some suffering a seizure.

They had come to the treatment unit in loose-fitting pajamas at 6 in the
morning and had been injected subcutaneously or intravenously with measured
doses of insulin. For the next three to five hours they were repeatedly tested for
vigilance and response to commands as they lost consciousness; their tendon and
pupillary reflexes disappeared, breathing became stertorous, and intense sweating
soaked the bedsheets. After a measured hour, the stupors were ended by 10%
glucose solution administered either by nasogastric tube or by intravenous injection.
The change from unconsciousness to consciousness and to talking with the aides
occurred rapidly, within 10 to 30 minutes. On awakening, each patient was taken to
shower, dress, and within an hour was eating breakfast. Most were famished and
ate everything put before them.
Insulin coma treatments, like the ECT sessions at the time, were unsafe.
Fractures of teeth and limbs occurred and confusion persisted for hours after
treatment. During 1/5 of the ICT treatments, at least one unscheduled seizure
emergency occurred each morning. For the patients who had shown little change in
behavior during the course of insulin comas, seizures were induced electrically in
the midst of the coma. This combination of ECT and coma was common for the
severely psychotic patients, an implicit recognition that the seizure was the
therapeutic feature of the coma treatments.

Occasionally, consciousness did not return despite repeated doses of glucose.
Stupor persisted with sweating, fever, elevated blood pressure, and rapid heart
rates. We had no understanding of why a state of persistent coma occasionally
occurred nor how to relieve it. Many experimental means were tried. Relief from
the stupor occurred slowly over days of intensive nursing care. Two patients died in
stuporous coma during the six years that I managed the service.

By early afternoon, the ICT and ECT treated patients were in individual and
group treatment sessions, participating in occupational activities, playing musical
instruments and games, and meeting with relatives. I frequently tested their skills
in chess and checkers, finding the skills of many better than my own despite their
morning seizure or coma. It was remarkable to see a patient in coma, unresponsive
7

�to verbal, sensory, or painful stimulation and an hour later chatting with staff,
drawing, and playing games. Older patients, though, were more often confused and
fatigued, spending a good part of their post-treatment day in their rooms or their
beds.

For the next three months, I supervised both the ECT and ICT services, with
ECT three times weekly and ICT every morning. My afternoons were spent in
individual therapy sessions with patients, meeting families, attending staff
conferences about individual patients and classes with attending physicians.

By mid-year I had learned that ECT effectively reduced suicide thoughts,
relieved negativism, aggression, depressed and manic moods. Of the hospital
populations, the patients treated with electroshock improved the most. They
became more cooperative and responsive, no longer expressing morbid thoughts
and threats of self-harm, sleeping and eating better, and interacting more normally
with their families, other patients, and staff. The outcomes with insulin coma were
less well defined, and the risks much greater, but yet, greater percentages of
patients so treated were rated improved than after psychotherapy.

ECT treated patients typically improved rapidly; many returned home, with
few transferred to the local Creedmoor State Hospital for lack of improvement. By
contrast, few insulin coma treated patients returned home after a year's residence;
most continued in chronic care. A 5-year follow-up study of 314 patients admitted
to the hospital in 1950 reported a mean hospital duration for ECT-treated patients
of 5.0 months, for psychotherapy-treated patients 6 months, and for ICT-treat
patients 6.5 months. With ECT, 76% were rated as recovered or much improved
compared to 53% for psychotherapy and 33% with ICT. Admittedly, the selection of
treatments and the diagnostic labels were not random but dictated by the opinions
and beliefs of the Attending physicians and by the preference for trials of
psychotherapy before assignment for ECT or ICT. 2
The teachers used social and symptom guidelines for diagnosis and
treatment. The younger, more literate, and better educated patients with phobias,
obsessions, compulsive rituals, and anxiety states were assigned a diagnosis of
psychoneurosis and valued as participants in psychotherapy; the more aggressive,
over-active, and psychotic patients were labeled schizophrenic, with ICT or ECT the
recommended treatments; while the elderly, poorly educated patients, often
immigrants, were seen as depressed and referred for ECT.

8

�Ending Insulin Coma Therapy
The introduction of Largactil (chlorpromazine) to Hillside Hospital in the fall
of 1954 set in motion the demise of insulin coma therapy. Developed in France as a
sedative, to reduce excitement and psychosis of the psychiatric ill, it first underwent
safety and efficacy trials at various New York State hospitals. At an open meeting
organized at Creedmoor State Hospital in Queens in 1954, I heard one researcher
after another -- Herman Denber, Nathan S. Kline, Sidney Malitz, Sidney Merlis,
Anthony Sainz, and John Whittier -- report reduced excitement, aggression, and
mania, lesser disorders in thought, fewer injuries to patients and staff members,
fewer fires set, fewer mattresses trashed, and fewer windows broken with
chlorpromazine use. At the end of the sessions representatives of the Smith, Kline
and French pharmaceutical company offered 25mg samples for clinical trials and I
enrolled.
As the dosing and risks of chlorpromazine were poorly known, the Hillside
hospital administration decided that referrals for this experimental treatment were
best prescribed and supervised by the ECT/ICT physicians. For the first trials we
selected the most disturbed and least cooperative patients in one study unit.
Patients became more responsive, less aggressive, less manic, and more cooperative.
Soon, nurses from other units asked to enroll their patients. Initial reluctant staff
attitudes changed quickly and our enthusiasm for chlorpromazine added to the
voices encouraging its use from France and Canada.
But soon one patient and then another developed jaundice. Other study
centers reported similar toxicities. Our patients were examined for systemic liver
disease, but no explanation for the jaundice was found. Our initial enthusiasm for
chlorpromazine trials was inhibited, but the strength of the benefits encouraged
continued trials. Within a year, such toxic reports became less frequent (there had
been a contaminant in the initial batch, it turned out) and soon motor rigidity,
tremors, and then tardive dyskinesia (delayed abnormal rhythmic movements of
mouth, tongue and facial muscles) dominated discussions of its risks.

These motor signs were the fore-runners of the Parkinsonism and tardive
dyskinesia that are hallmarks of chronic chlorpromazine use. Similar motor effects
were soon reported for successor neuroleptic drugs and motor inhibition became a
marker of these agents. Decades later, the "atypical neuroleptics" were developed
and promoted for their lesser motor effects with disregard for their lesser clinical
efficacy. The NIMH-sponsored large clinical trial known as CATIE (Clinical
Antipsychotic Trials of Intervention Effectiveness) undertaken in the 1990s
randomly assigned ambulatory out-patients either to the atypical neuroleptics
olanzapine, quetiapine, risperidone, ziprasidone or to the typical neuroleptic
perphenazine. The atypicals did not match the beneficial effects or costeffectiveness of perphenazine.
9

�The EEG profile of chlorpromazine showed dose-related changes of reduced
beta fast frequencies, increased theta slow frequencies, and occasional bursts of
slow waves and spike activity. These rhythms heralded the seizures that became an
acknowledged risk of the drug’s use.

We had begun with 50mg doses but rapidly increased single dosing to 200mg
and daily dosing to 1800mg. We learned that 1200 mg daily was effective and well
tolerated in 80% of our subjects. These experiences led us to undertake two
random controlled trials, one compared chlorpromazine to insulin coma and
another comparing the effects of chlorpromazine, imipramine, and placebo in
patients with a broad range of behaviors.

The Random Controlled Trial: A compelling motive for the comparison of
chlorpromazine and insulin coma was the risks posed by the high doses of insulin.
Seizures occurred in more than 10% of the sessions, and delayed spontaneous
(“tardive”) seizures often occurred late in the day or night, requiring additional
intravenous or gavage dosing with glucose. For patients whose psychosis was
responding slowly, electrically induced seizures were added at the height of the
comas to augment the changes in behavior.

A prolonged coma was a much feared risk, the patient not becoming alert and
oriented for many hours despite extensive dosing with intravenous and gavaged
glucose. Many explanations were considered and many interventions tested, but we
did not find an effective treatment or method of prevention. We depended on
intensive nursing care, repeated dosing with glucose, and monitoring until recovery.
Two deaths in prolonged coma occurred in the five years that I supervised ICT, a 2%
mortality rate.

Sixty patients referred for ICT were randomized to receive either 50 insulin
coma treatments or oral chlorpromazine (0.3 to 2.0 Gm/day; median 0.8 Gm/day)
with both treatments given for a minimum of three months. Chlorpromazine
treatment was as effective as insulin coma but with greater ease of use, greater
patient comfort, lesser risks, and lesser expense— clearly favoring chlorpromazine
as a replacement for ICT. More than half of each sample improved sufficiently to
return to their homes. 3

These findings led to the closing of the Hillside Hospital's insulin coma unit in
1958, followed swiftly by the closing of other units throughout the nation. Within a
decade the treatment had disappeared from American hospitals. A few units
continued to treat patients with ICT as exemplified by the report that the 1994
Nobelist John Nash had received ICT in 1961 at Trenton State Hospital. 4

The treatment also persisted for decades in Russia and China, and was
brought to Israel by Russian emigres. My review in 2003 of what was known about
insulin coma treatment, the lesser efficacy of ICT in treating psychosis and its
10

�increased efficacy with augmented electrical seizures led me to conclude that the
spontaneous random seizures were the basis for ICT’s reported efficacy in relieving
psychosis. ICT, to the extent it had therapeutic value, was best considered a less
efficient and more riskful form of induced seizure therapy. 5

Optimizing ECT Procedures
The EEG as Index of Seizure Efficacy
Since seizures were the core process in both ECT and ICT how can one
record and understand the brain events that were central to the treatments? The
answer seemed to lie in electroencephalography, but such was not available at the
hospital.
In 1771 the Bolognese physician Luigi Galvani had demonstrated that an
electric stimulus caused a living frog muscle to twitch and contract. He observed
electric currents from living muscles by the movements of a magnetized
“galvanometer” needle. His experiments connected the newly discovered
phenomena of electricity to living tissues. Similar reports by Giovanni Aldini and
Benjamin Franklin strengthened the conviction of electricity in living tissues. 6

A century later, in 1875, the physiologist Richard Caton recorded electric
oscillations from the exposed brain of a living animal, securing the connection
between brain functions and electricity. But these currents were too small to be
recorded through the skull and could only be demonstrated in an exposed brain.
Then, in 1929 Hans Berger, a Jewish hospital psychiatrist in Jena Germany adapted
the device that was developed to record the electrical activity of the heart to record
electric oscillations from electrodes on the intact human scalp. Rhythms varied with
changes in vigilance, sleep, body physiology, and the effects of systemic drugs. In his
third report Berger described changes in the EEG under the influence of cocaine,
scopolamine, morphine, chloroform, and sleep. The electrical changes associated
with insulin-induced hypoglycemia (as in insulin coma therapy) and the chemical
and electrical induction of seizures were next charted, as these treatments were
increasingly applied in the severe mentally ill.
Hillside Hospital lacked an EEG laboratory. I sought training in recording and
interpreting the EEG at the Mount Sinai Hospital in New York City supported by a
fellowship of the National Foundation for Infantile Paralysis. 7 By the end of 1953
an EEG technician had been trained, a laboratory established, and developed a
protocol for the study of the changes in EEG associated with ECT. An application to
the National Institute of Mental Health funded a five-year study under Grant
MH-927 "Altered Brain Function Following Electroshock" in the summer of 1954. The
support established a team of researchers to study the treatments. For the next
11

�decade, the physicians, psychologists, and technical staff were centered in a
Department of Experimental Psychiatry. 8

The EEG brain rhythms in alert normal adults are filled with 8-to-12 Hz
(alpha) frequencies with amplitudes of 40 to 80 microvolts (µv). Patterns vary
with age, during day and night, and are altered by drugs and disease. After head
injury and intracranial bleedings, the rhythms slow with increasing amounts of
theta (4.5 -7 Hz) and delta (2-4 Hz) frequencies and the amplitudes increase from 50
µv often to 150 and 200 µv. As brain pathology improves, normal EEG rhythms
return.
During my EEG education I was shown records with high voltage slow waves
with “spikes” appearing in one-to-three second bursts with longer runs of lower
voltage slow waves as evidence of an epileptic seizure. We found similar records on
inter-treatment days during the course of ECT. The pre-treatment records of our
psychiatric ill did not differ from those of healthy individuals, with older patients
showing slower rhythms than did the younger. In the minutes and first hours
immediately after a seizure, EEG voltages increase, frequencies slow, and burst
patterns appear. In ensuing days, the changes after each treatment persist for
longer periods. After 4 to 10 treatments, slow waves persist throughout the day,
then for many days and in some patients for weeks thereafter.
It was technically unfeasible to record the actual seizure as our instruments
became "blocked" by the electrical stimulus. 9 But we could examine the
“interseizure” record, the changes in the resting EEG record on days between
treatments.

Brain electrical rhythms slowed and amplitudes increased during the ECT
course. After treatment ends, more rhythmic, regularized alpha frequencies return.
The changes induced induced by electricity and by the chemicals Metrazol or
flurothyl are not distinguishable, arguing that the EEG records during treatment are
related to the seizure and not to the seizure-inducing agent.
We concluded that progressive slowing of inter-seizure frequencies was
necessary for beneficial behavior effects. The patients whose inter-treatment
rhythms changed very little did not recover from their illness. 10

Although it was customary to describe the rhythms in non-quantitative
descriptive terms, I sought more reliable indices, measuring the frequencies and
amplitudes by height and width of each wave, using calipers and ruler, one wave
after another, in 10-second epochs , up to 60 seconds for each sample, with an
average of 600 waves measured at baseline and 350 to 450 waves at the end of a
course of treatment. By comparing numbers of treatments and degree of slowing
for each patient, slowing occurred earlier and to a greater degree in patients
exhibiting symptom relief than in the patients whose behavior changed slowly or
failed to improve. EEG frequency slowing and amplitude increases became markers
12

�of the brain changes that underlie behavioral improvement. The rate and amount of
change varied with electrical dosing and the number and frequency of treatments.
We concluded that EEG change was necessary for the clinical changes to take place
and marked the physiological changes that are the basis for the treatment response.
This lesson became the critical observation of the ECT process and became the core
of my studies to optimize and understand the convulsive therapy process.
That the changes in EEG rhythms with ECT were similar to those in epilepsy
and after head trauma was often used to justify an anti-ECT prejudice voiced by the
public, by patients, and by psychiatrists and psychologists encouraging beliefs that
seizures “damaged the brain.” We thought otherwise, concluding that the EEG
changes induced by the seizures were necessary markers for the clinical benefits -without persistent EEG slowing, recovery of illness did not occur.

The patients referred to hospital for ECT are very ill, unable to function at
home or at work, sad and unhappy, expressing thoughts of suicide, strange ideation,
and occasionally with aggressive manic behaviors. 11 Almost all have been treated
by a cascade of medicines, psychotherapies, vacations, diets, and much else before
the patient was exposed to electroshock, widely conceived as hazardous and life
threatening. The patients met today’s diagnostic criteria for major depression,
bipolar disorder, and schizophrenia. The quickest resolutions of illness occurred in
the severely depressed, suicidal, catatonic, manic, melancholic, and delirious
patients. The least benefits, were in the withdrawn, apathetic, poorly motivated,
thought-disordered patients who today meet the criteria in the standard diagnostic
system for schizophrenia or bipolar disorder. 12

Modifying Seizures: Muscle Relaxants and Sedatives

Electroshock treatments were “unmodified” -- without sedation or muscle
paralysis, allowing the full grand mal seizure to develop in each treatment. For
anxious patients, amobarbital was injected to sedate and relax. We also interrupted
the longer seizures by injections of amobarbital.
The body movements, EEG seizure patterns, and changes in physiology are
similar for each treatment. Indeed, the “seizure” has the same form and is readily
recognizable in all mammals. It is an inherent pattern that occurs both
spontaneously and when stimulated by electricity, by chemicals, and by disease.
What is the function of such a universal response? In natural environments a
seizure puts the subject at undue risk of predators and one would expect that after
generations the behavior would be extinguished by natural selection. But the
biology persists. Does the seizure serve a useful purpose? What is it? 13

Fractures of teeth, vertebrae, and long bones were unfortunately common.
Many forms of physical restraint and chemical inhibition were tested. Curare,
extracted from South American plants, prevented both the tonic (increased
muscular tone, stiffening of the body muscles) and the clonic movements (rhythmic
13

�movements of the stiffened musces) of the seizure. 14 But curare was unstable. In
some patients curare effectively blocked the motor movements and in others, the
effects were small and a full seizure occurred. A dose on one occasion might
effectively modify the seizure, but in the next, the same dose would fail to relax the
patient. On occasion, paralysis persisted after the seizure and it was necessary to
ventilate oxygen through a mask until natural breathing returned. We discontinued
curare use and depended on sheet restraints alone to prevent fractures.
Spine x-rays were taken in 50 patients before unmodified seizures and
repeated in the week after the last treatment. In seventeen patients a compression
fracture of lumbar vertebrae 4 or 5 or both was recorded. Surprisingly, these
fractures elicited little complaint from the affected patients. Such compression
fractures were accepted as a cost of the treatments.

In the spring of 1953 a new synthetic muscle relaxant suxamethonium
chloride (succinylcholine) was introduced. Limb paralysis occurred within 30 to 60
seconds of intravenous injection, dissipating within a few minutes of its application,
making it an ideal agent for ECT. In our first experience we had not pre-sedated the
patient, succinylcholine was injected, and when muscular twitchings (fasciculations)
and a weakened knee jerk were seen, the seizure was induced. Tonic arching and
clonic movements were much weakened. Spontaneous breathing returned quickly
and the patient was moved to the recovery room. We injected our second patient,
induced a seizure, and then we heard cries of “I cannot breathe, I cannot breathe”
coming from the recovery room. Oxygen was administered by mask only to have
the same experience with the next patient.
Thereafter, we induced amnesia in every patient with amobarbital or
thiopental before the succinylcholine injection. As more physicians studied this
method of muscle relaxation, “modified ECT” was broadly accepted -- sedation by
barbiturate, oxygenation by mask, injection of succinylcholine, and seizure induced
when motor fasciculations and diminished ankle or knee jerk were recognized.
Although my initial experience was in a hospital setting, most treatments were
administered in office settings, such as in my office in Great Neck, where I treated
patients in the early evening hours assisted by a nurse.

“Modified ECT” raised questions. What was the role of the preliminary
sedative -- to induce sleep, reduce anxiety, or block memory of the procedure?
After the 1960s and 1970s, as “anesthesia” became the province of organized
anesthesiologists, psychiatrists administering a sedative and the muscle relaxant
were no longer tolerated, effectively ending ECT in independent psychiatrists' office
settings.
New sedation agents were studied. Benzodiazepines raised seizure
thresholds, reducing treatment efficacy and outcomes. Methohexital offered short
duration of action, safety and efficacy. New anesthetic agents – propofol, etomidate,
14

�ketamine, isoflurane –were tested. Propofol raised seizure thresholds, and the
enthusiasm among some practitioners for minimal energies to induce seizures led to
ineffective treatments and poor outcomes. Etomidate became fashionable for a time
but the sedation was slow in onset and injection sites often became inflamed. Intramuscular ketamine usefully sedated excited delirious patients. An intramuscular
injection in a patient restrained in bed would quickly sedate so that the patient
could be moved to the treatment room and succinylcholine safely administered.
By the 1980s “modified ECT” had become the universal standard, but not
universal practice. In some countries, as in India, the expense of the additional
chemicals and the belief in the need for an anesthesiologist led either to the
inhibition of treatments or continued use of “unmodified” treatments. 15

Are Subconvulsive Treatments Effective?

Were the benefits of electroshock and insulin coma inherent in the changes
in physiology associated with seizures and coma or responses in the patient’s panic
and fear? What was the role of electricity and the seizure? To address these
questions, we induced sleep using amobarbital, muscle weakness by
succinylcholine, and controlled the dosage of electricity at levels that did not induce
a grand mal seizure. These methods reliably elicited “subconvulsive” non-seizure
“sham treatments.”
Of 24 patients in whom seizures were induced, 17 responded clinically and
were discharged from the hospital; of 27 patients treated with subconvulsive sham
currents, only 4 responded. Nineteen of the non-responders went on to convulsive
treatments and 16 became responders. The EEG recordings of the subconvulsive
treatments failed to show characteristic slowing. We confirmed that subconvulsive
treatments were clinically ineffective and supported our belief that the therapeutic
benefit was inherent in the seizure and not in the passage of electricity alone. 16
These findings ran parallel to those of a well-designed study conducted by George
Ulett in St. Louis that also confirmed the seizure as essential to the treatment’s
benefit.

The results of our study were published in my 1979 textbook Convulsive
Therapy. That year the British psychologist Timothy Crow challenged the profession
to prove the need for the seizure. His challenge elicited multiple UK government
supported studies presented in an all-UK conference in September 1979 in
Leicester, and in a published appraisal edited by Robert L. Palmer. No study
supported efficacy of non-convulsive treatments, reconfirming the critical role of
the induced seizure. 17

15

�Are Chemical-induced Seizures as Effective as Electrical?

In 1959 flurothyl (Indoklon), a new seizure-inducing chemical agent was
proposed as a replacement for electrical induction. Hexaflurodiethyl ether, a
volatile congener of the inhalant anesthetic diethylether, is both anesthetic and
seizure-inducing. After a few inhalations the subject loses consciousness; additional
breaths elicit a full grand mal seizure, usually within a few minutes.
Four research teams – Joyce and Iver Small at University of Indiana, Albert
Kurland at the Maryland Psychiatric Center, Björn Laurell in Sweden, and I and my
associates at Hillside Hospital compared the effects of flurothyl and electrically
induced seizures. Seizures were readily induced, with similar motor, seizure and
interseizure EEG patterns. Both were clinically effective. Flurothyl seizures were of
longer duration. Laurell reported lesser retrograde amnesia with flurothyl. In our
study, 15 patients received unmodified flurothyl seizures and 12 unmodified ECT.
The clinical benefits, behavior patterns, fracture rates, and degrees of EEG slowing
were the same.

For lack of an identifiable advantage over electricity, the induction of
seizures by flurothyl fell by the wayside. The drug’s high cost and persisting ethereal
aroma in the treatment room were deterrents. The smell was unpleasant, objected
to by both patients and staff members. Further, the ease with which a seizure was
induced frightened the professional staff as the treatment room soon was suffused
with an ethereal aroma. Installing an in-wall exhaust air conditioner reduced the
smell and mitigated the fears, but could not eliminate them. No advantage for
flurothyl seizures was seen and we abandoned the method.18
Decades later, the pre-occupation with memory loss led to widespread
reduction in treatment efficacy because many practitioners shifted to unilateral
electrode placement, ultra-brief currents, and minimal dosing. Increasing reports of
treatment failures sent me to re-assess the experience with flurothyl as a potential
non-electricity seizure induction method. In the first quarter of the 21st Century,
when repeated hospital site procedures for renal dialysis and chemotherapies and
radiation for cancers are widely accepted, anesthesia sessions using flurothyl could
well achieve the therapeutic advantages of induced seizures without the fright
associated with electricity and the words “electric shock.” The review showed that
flurothyl-induced seizures were clinically effective, that the effects on cognition and
memory were less, encouraging a reassessment of flurothyl seizures. 19 Alas, I failed
to entice any clinician to undertake such reassessment.

16

�Is Isoflurane anesthesia therapy a replacement for ECT?
In the 1980s, Gerhard Langer and his colleague Greta Koinig in Vienna
induced repeated sessions of isoflurane anesthesia in depressed patients believing
such anesthesia sessions could replace ECT-induced seizures. Isoflurane is an
inhalant anesthetic that quickly induces stupor, inhibition of EEG rhythms, and a
flat-line EEG. Their report that six sessions on alternate days relieved severe
depressive illness and was an effective replacement for ECT prompted my visit to
the clinic in Vienna in 1983. I observed the feasibility of inducing isoelectric (“flatline”) EEG periods with the anesthetic and decided to replicate this experience.

With the collaboration of Stony Brook anesthesiologists, isoflurane
anesthesia sessions were undertaken in six patients who had been readmitted with
recurrences of severe depression after earlier courses of ECT. In 21 of 26 anesthesia
sessions, an isoelectric “flat-line” EEG lasting between 5 and 12 minutes was
recorded. We did not observe reductions in depression rating scale scores, nor
persistent changes on memory tests, nor characteristic changes in the inter-session
EEG. After these failures, the patients were treated with conventional ECT with
clinical recovery in five of the six. Isoflurane EEG suppression was deemed not an
effective alternative for the seizures of ECT. 20 Periodically, this technology prompts
interest and is re-evaluated. The studies have been poorly controlled and the
reports convey authors’ enthusiasm without evidence of persisting behavioral or
physiologic effects.
Role of Acetylcholine: Anticholinergic Drugs and EEG and Behavior
In the 1950s little was known of the physiology of the slow rhythms in EEG
after induced seizures other than that their presence was necessary for clinical
benefit. As the significance of EEG slow-wave activity was recognized, the chemistry
of seizures was studied. George Ulett and LaVerne Johnson in St. Louis reported that
anticholinergic atropine and atropine-like drugs blocked both post-seizure EEG
slowing and the anticipated behavioral recovery after ECT. Herman Denber
reported that injections of the chemical diethazine, another anticholinergic agent,
reduced EEG slow wave activity after ECT. We replicated the finding for diethazine
and also found that the antiparkinson agent procyclidine and various experimental
anticholinergic drugs known as the JB-series also reduced post-ECT slow wave
activity.
When anti-cholinergic drugs were introduced late in the course of ECT, when
mood and thought disorders were relieved, the EEG reversal was accompanied by
behavioral worsening – patients no longer expressed denial language and
increasingly complained of the recurrence of their symptoms. A day later, when
EEG slow-wave activity had again returned, symptom relief was again expressed.
We concluded that EEG slowing is a consequence of increased brain cholinergic
17

�activity. Puzzling over the brain effects of repeated seizures led me to consider a
cholinergic hypothesis for the recovery with ECT.

Free acetylcholine and acetylcholinesterases were elevated in the
cerebrospinal fluid (CSF) of epileptic patients. CSF acetylcholine levels increased
during ECT. In cats subjected to graduated head trauma, the amount of free
acetylcholine and cholinesterases in the CSF increased with the severity of the
trauma.

I imagined that induced seizures, like cerebral trauma and epileptic seizures,
altered cerebral permeability, increased free acetylcholine and cholinesterase levels
in the brain, slowed EEG frequencies and increased amplitudes and rhythmic bursts.
I pictured these biochemical changes as the basis for the behavioral effects we were
seeing with ECT. 21
Study interest in acetylcholine waned as interest in brain neurotransmitters
shifted to epinephrine, and then to dopamine and serotonin, as pharmacologists,
excited by their ability to measure these neurotransmitters in animal brains tracked
the effects of each of the new psychoactive moieties, that were then enthusiastically
welcomed by clinicians and the public. At this juncture, half a century later, I find
little interest in acetylcholine in clinical psychiatry or epilepsy.

Neuropsychological Tests and EEG Slowing

Immediately after a seizure, the patient awakens in confusion, poorly
oriented as to location, date, or month, and often unable to recall the names of the
attendant personnel. Commonly, the recovery is complete within an hour. The
duration and severity of a patient’s errors vary with the number and frequency of
seizures, the sedative and electricity doses, but most important is patient age -elderly patients are confused longer. With recovery to mental health, orientation
normalizes and patients return to home, school and work. We tested the responses
on the Face-Hand Test and found normal responses in the weeks after the last
treatment.

With increasing numbers of treatments, denial test scores and the changes
with amobarbital paralleled scores on EEG measures, as earlier research had
suggested. Persistence in denial was more often scored in older patients, in the less
well-educated, and in immigrants with English as their second language. Scores on
the Rorschach test were loosely correlated with the treatment outcomes but the
specificity and predictability of the Rorschach criteria was low. Social attitude was
tested by the 10-item California F-Scale, a measure of prejudice and
authoritarianism that became of considerable interest in the wake of the NaziFascist eras. The patients with high authoritarianism scores were more likely to
show benefits from ECT. 22
18

�Book Two: After an ECT Research Hiatus, Renewed studies
During a four-year sojourn at the Missouri Institute of Psychiatry an ECT
facility was not open to me -- psychopharmacology and quantitative EEG were the
focus of our studies. Soon after I returned to New York in 1966 to direct studies of
opioid abuse at Metropolitan Hospital, I received a letter from Richard Abrams, an
Army medical officer scheduled to join the college medical residency program the
following July, asking if I would meet him at a December conference of the ARNMD
in New York City. He had compared the clinical benefits and changes on memory of
ECT using non-dominant unilateral or bilateral electrode placements at a military
hospital. He had administered seizures three times or five times weekly for 20
treatments in 10 subjects and reported no difference in efficacy nor in cognitive
effects between treatments of the two electrode placements. He wanted to continue
such studies and asked for my support and collaboration. I was still interested in
understanding the mechanism of electroshock and agreed to support his studies.

New York Medical College’s Department of Psychiatry lacked an ECT
treatment unit at any of its clinical sites. The department chairman, Alfred
Freedman, referred me to Lothar Kalinowsky, a member of the teaching faculty, who
was treating his ECT patients at Gracie Square Hospital (GSH), a private hospital
facility on East 76th Street in Manhattan. Kalinowsky was an early student of ECT,
having witnessed its first applications in Rome in 1938 when he was studying with
Ugo Cerletti and Luigi Bini, the developers of electroconvulsive therapy. He had
published a leading textbook on the somatic therapies in 1946. He agreed to be a
consultant to our work, arranged for GSH Medical Board approval of the study and
for the collaboration by the clinicians who treated their patients in the hospital.
Abrams and I asked: What is the optimal placement of electrodes in inducing
seizures? We randomized patients to seizures induced either with non-dominant
unilateral or with bitemporal electrode placements, measuring clinical, cognitive,
and EEG changes at weekly intervals. And, could the treatment course be shortened
by applying multiple treatments in one sitting? Recognizing that most patients
recovered from a melancholic depression after 6 to 10 seizures, Paul Blachly, an
Oregon physician, had reported that multiple seizures in one session were as
effective as the same number of seizures spaced over many days.

The Differences Electrode Placement Makes, Again 23

We tested 76 patients with a mean age of 63.4 years, 43 treated with bilateral
and 33 with unilateral placements. By diagnosis, 60 patients were endogenous
depressed and 16 reactive (neurotic) depressed. At the time, unilateral placement
was considered less efficient in generating seizures and indeed some patients in the
sample required additional seizures during their treatment course.
19

�We found bilateral ECT to be clinically more effective than unilateral ECT,
with better and earlier outcomes regardless of age, number of treatments, or
coincident medications. The memory tests during the treatment course changed
less in the unilateral treated patients than the bilateral, varying with the task
selected. On auditory tasks, the patients receiving bilateral treatments showed
greater decrements than those receiving unilateral treatments; on a visual task,
however, performance was unimpaired by either treatment. 24

EEG frequency slowing was greater after bilateral placement than after
unilateral. An asymmetry was also observed in EEG slowing, accentuated on the
right side with right unilateral electrode placement, and on the left side in
bitemporal-treated patients. Although we did not understand the significance of
either the degree of slowing nor the sidedness, these findings confirmed that the
degree of EEG slowing was related to clinical outcome. The lesser EEG changes and
asymmetry of unilateral ECT were signs of lesser physiologic changes--and lesser
benefit compared to bilateral ECT. 25

Can Multiple ECT Treatments Per Session (MMECT) Shorten the
Treatment Course?

In 38 patients we applied either 4 or 6 seizures within a single anesthesia
session. Different placements – bitemporal, non-dominant unilateral, or anterior
frontal -- were tested. Only one patient achieved clinical remission after one session
through bilateral electrodes, though we thought the benefits were accelerated in
several others. The degree of EEG slowing was not enhanced, however, and the
asymmetries were the same as we found in our single treatments. Post-ictal sleep
among the MMECT patients was prolonged with greater disorientation and clouding
of consciousness especially among the older patients. Neither we nor the
experienced clinicians whose patients we treated were convinced that multiple
treatments in a single session were an effective modification.
We confirmed Richard Abrams’ experience that unilateral electrode
placement could elicit effective relief with lesser effects on cognition, but at a price
of lesser efficacy. Seizures induced through unilateral electrode placement, even
with the maximal energies of alternating higher energy currents, were less effective
than those developed through bilateral placements. The physicians at GSH,
experienced practitioners with extensive clinical practices, were not surprised by
our results. Many, including Renato Almansi, David Impastato, Lothar Kalinowsky,
and William Karliner, were emigres from Europe who previously had each tested
different electrode placements, electric currents, and dosing schedules and had
concluded, based on their clinical experience, that unilateral placements were
inefficient, requiring more seizures for relief and entailing higher early relapse
rates.
20

�ECT in Systemic Medical Illnesses.
In 1972 I accepted an appointment at the Stony Brook Medical School to
teach psychopharmacology and develop an ECT Service at University Hospital. As
the responsible clinician in the choice of treatments in an academic general hospital
I explored ECT in patients with systemic medical disorders and psychiatric
symptoms. We successfully treated mentally retarded adolescents, pregnant
women, patients with brain tumors, brain aneurysms, cardiac pacemakers,
malignant catatonia, anemia, Parkinsonism, delirium, and pseudodementia.

ECT in Adolescents. ECT for children and adolescents was broadly
interdicted by child psychiatrists as a matter of faith. They believed that ECT
permanently damaged the developing brain. They did not ask for ECT consultations
nor would they consider prescribing psychoactive drugs until the 1990s. Gabrielle
Carlson, the Stony Brook Director of Child Psychiatry, would not allow her residents,
many of whom had been trained in ECT while on the adult service, to consider ECT
in any of their patients. The adult service, however, admitted adolescent patients
over age 13. We successfully relieved adolescent patients in delirious mania,
suicidal depression, malignant catatonia, and psychosis induced by LSD and
cannabis. Young patients tolerated the treatments easily and the relief of psychosis
was rapid with almost all returning home and to school.

Mentally retarded patients are not protected from disorders in mood or
psychosis by their condition, but when they suffer such illnesses, ECT is interdicted
by beliefs that inducing seizures would further damage their brains. As our
experience with adolescents became known, MR patients were referred for
treatment and we described positive outcomes with remarkable improvements in
their quality of life. A 14-yr-old mentally retarded boy with persistent self-injurious
behavior (SIB), unresponsive to social and medication treatments was referred for
treatment. He was admitted wearing helmet, glove, and camisole restraints to keep
him from injuring his head, monitored by full-time aides for continuing protection.
With parental consent a trial of ECT was begun. Within two weeks the restraints
were no longer needed and he was allowed the freedom of the hospital unit. Over
the next half year, continuation ECT sustained him in his community residence
without the recurrence of his self-injurious repetitive behaviors. Decades later, Dirk
Dhossche, a graduate of the Stony Brook University residency training programs
and a participant in the catatonia studies, and Lee Wachtel, Director of the
Neurobehavioral Unit of the Kennedy Krieger Institute of Johns Hopkins University,
would identify SIB as a form of catatonia in autism, relieved by ECT. 26
ECT in Pregnancy. Many clinicians feared ECT during pregnancy,
anticipating damage to the fetus by the electric currents and by the mother’s
seizure, inducing miscarriage. But as fetal malformations were increasingly
21

�associated with psychoactive drug use during the first two trimesters of pregnancy,
ECT was increasingly ventured. We simultaneously monitored the maternal and the
fetal heart rates during each treatment. As the seizure in the mother unfolded, we
could hear the rapid increase in her heart rate from 70 bpm to the 110s while that of
the fetus ran at its own steady rapid rate of 110 to 130 bpm. The fetal heart rate did
not increase during the seizure, showing only a small transient increase during the
post-seizure recovery. After more than a dozen such monitored seizures, we no
longer requested fetal monitoring and routinely accepted pregnant psychotic
patients for ECT. We learned how to treat patients in each pregnancy trimester and
optimally position a large pregnancy for proper oxygenation and anesthesia. The
benefits of ECT were not limited by pregnancy and is now an accepted treatment.
Pseudodementia. Confused elderly patients with poor memory, poor
orientation, and poor self-care are considered demented and commonly labeled to
be suffering Alzheimer’s disease. In some patients, however, the behavior is not the
result of a structural brain defect but the consequence of a melancholic depressive
illness labelled "pseudodementia." Both the mood disorder and the dementia signs
disappear with effective antidepressant treatments. All patients admitted to my
psychiatric ward suffering “dementia” were carefully evaluated and many treated
for melancholia.

This lesson was brought home to me by a 58-yr-old depressed, often mute,
staring, and posturing woman who had been diagnosed as suffering from
Alzheimer’s disease at two prior hospital centers. For eight years she had been
continuously cared for in her home by her husband and daughters. When Helen was
admitted to University Hospital with acute pneumonia, she was confused,
disoriented, and depressed. A trial of antidepressant medications offered
temporary relief but a full course of ECT resolved her dementia. She returned home
to care for herself and her family. She relapsed, however, and monthly continuation
ECT sustained her for years. Each relapse was marked by mutism, staring and
repetitive picking at pictures and wall signs. When these symptoms were
recognized as signs of catatonia, treatment with lorazepam extended the periods of
her relief and only occasionally was ECT required. She lived for another decade,
caring for her home and family, and taking part in community affairs. 27

As we could not distinguish pseudodementia from a structural dementia by
our examinations, we offered medications, especially the older tricyclic
antidepressants, finding good relief in about a quarter of the trials. An 85-year-old
man with a 2-year progression of dementia requiring continuous nursing care was
admitted for evaluation. Among the test findings he exhibited a positive
dexamethasone suppression test consistent with melancholic depression. ECT was
offered and accepted. Within three weeks he became oriented and able to care for
himself. Continuation treatment with imipramine sustained his benefit and on one
clinic visit he appeared well-dressed, accompanied by a well-dressed mature
woman, declaring that they were to be married that week.
22

�Sadly, in the ensuing years since I left active service the prejudice against ECT
is so strong that my recommendation among consultations for senile dementia were
frequently rejected. The risks of ECT and of tricyclic antidepressants are small
compared to the potential gain to a more normal mature independent life.
Delirium. Many psychiatric consultations in a general hospital are to
evaluate delirium, the common confusional and disoriented syndrome associated
with systemic diseases, trauma, anesthesia, and surgery. After successfully relieving
patients in delirious mania with ECT, we successfully treated deliria in post-surgical
patients, those with abnormal systemic hormonal and fluid balances, and in alcohol
withdrawal. We often found signs of catatonia in delirious patients, justifying the
recommendations for ECT or high doses of benzodiazepines.
Systemic medical risks. Many authors ascribe undue risks for ECT in
patients with systemic illnesses. Brain lesions, tumors, and vascular abnormalities
are considered “absolute contraindications” for ECT on the fear that the seizure
would increase cerebrospinal fluid (CSF) pressures leading to cerebellar herniation
and death. But the CSF pressures do not rise during our modified treatments. We
reported safe treatment in a patient with a growing meningioma and in another
patient with a large arteriovenous malformation. 28 Treatment of mentally ill
patients in atrial fibrillation found conversion to normal sinus rhythm to occur and
led us to recommend ECT with anticoagulation treatment as safe. 29

Optimizing Treatments.

Anesthetics. After the hiatus from the ECT studies at Hillside Hospital in the
1950s, we again evaluated ways to optimize our treatments. The sedation and
amnesia associated with the anesthetics etomidate, propofol, and ketamine, which
were similar to that of methohexital, sometimes proved valuable. We again found a
special use for ketamine in delirious patients – an intramuscular injection sedated a
very disturbed patient within a few minutes, allowing us to move the patient from
the ward room to the treatment room, and successful treatments followed without
need for additional anesthesia. The induced seizures were more robust and their
durations longer with ketamine.
Neither etomidate nor propofol offered better amnesia than methohexital.
Propofol raised seizure thresholds and shortened the duration of seizures. In
elderly patients its use elicited seizures of poor quality. The rise in threshold
associated with propofol is useful, however, in treating adolescents since their
seizures are often prolonged even at minimal electrical dosing.

Seizure durations. We studied the varying durations of monitored seizures
by EEG, heart rate, and motor movements. In such recordings EEG durations were
generally greater than 40 seconds, and arbitrarily considered “prolonged” when
23

�greater than 180 seconds. We often used intravenous diazepam to end seizures that
ran over 150 seconds. Measured durations of EEG were longer than that of the
motor seizure and both were commonly longer than the duration of the heart rate
increase. We augmented seizure duration by injections of theophylline and caffeine.
Although both agents lengthened seizure durations, such use had no observable
benefit in treatment outcome and we discarded their use.
How best to select energy to induce an optimal seizure? Concern for the
cognitive side effects led to popular use of ever lower energies, just sufficient to
elicit a motor seizure, often measured as 10 to 30 seconds. Were these seizures
“adequate” for clinical benefit? We evaluated our recordings and identified a
pattern of a slow build-up of amplitudes, onset of slow wave bursts mixed with
spike activity, sudden ending in an electrically silent period. Seizures less than 40
seconds did not show these characteristics. For a number of years, clinicians were
confused about seizure duration and efficacy. Some considered a series of short
seizures, with added durations greater than 25 seconds “adequate” but such short
seizures were clearly ineffective. Adequate seizures are best defined when greater
than 40 seconds in duration with the full elicited EEG pattern.

ECT in schizophrenia.

The role of ECT in treating schizophrenia is confusing. Early I used the
guidelines for diagnosis that labeled patients who were persistently psychotic, with
language and speech abnormalities, episodic excitement and aggressive behavior as
meeting the Kraepelinian criteria for schizophrenia that were adopted in the official
American Psychiatric Association DSM classifications. We had no test to identify or
verify such diagnoses so the treated patients were highly varied in their syndromes.
The report of the 1978 APA Task Force on ECT offered little guidance, citing
promising reports from clinicians with wide experience and the failure of organized
clinical trials. I was invited to write several reviews on the role of ECT in
schizophrenia, each time offering ambivalent opinions in the report. 30 No
consensus could be reached because the diagnosis of schizophrenia was itself
ambiguous, not distinguishing among long-term, chronic hospitalized patients and
short-term acutely ill in ambulatory settings.

The types of schizophrenia identified as paranoid, disorganized, undefined,
and residual (each best viewed as variations of “hebephrenia”) were unresponsive
to ECT. The single form of schizophrenia that was responsive was the catatonic. But
as described later, this form was erroneously identified as schizophrenia, and is best
appreciated as a uniquely identifiable, verifiable and treatable disorder.
The presence of mood disorder in conjunction with schizophrenia confuses
the matter. A melancholic psychotic illness is difficult to distinguish from
schizophrenia and the insecurity is commonly arbitrated with the label of “schizoaffective” illness. Except for neurosyphilis, some hormone and vitamin deficiencies,
24

�catatonia and melancholia, all other psychiatric diagnoses are “in the eye of the
beholder” and are not test verifiable. By contrast, the diagnoses of systemic medical
illnesses have come to depend more and more on verification tests. The “medical
model of diagnosis” is rejected in psychiatry – indeed the DSM classifications,
including the DSM-5 of 2013 specify that no tests are known and none are
applicable and that the diagnoses are best made by the association of symptoms
recorded in interviews, illness course, and family associations. In studies of
catatonia and melancholia, my associates and I, however, have argued that the
search for verification tests is essential to the development of a psychiatric
science. 31

Clozapine and ECT. A patient’s slow responses to chlorpromazine or
fluphenazine is often augmented by concurrent ECT. When clozapine was first
tested for the relief of psychosis, it was associated with an acute blood dyscrasia and
withdrawn from the formulary. At the behest of clinicians who believed they saw
unique beneficial properties in its use, however, prescription of clozapine was
reinstated, but limited to patients who had failed at least two prior medication trials
and whose serum clozapine levels could be tested weekly. We did not see a
particular clinical benefit for clozapine alone in our patients. When we augmented
clozapine treatment with ECT, the augmentation was occasionally useful.
Such combined treatments was encouraged , however, by the EEG of
clozapine. With clinical doses the EEG pattern becomes filled with bursts of slow
waves, and the risk of overt seizures at high dosages. Such physiologic effects
justified a clinical trial. We treated psychotic patients with clozapine and then,
when the results were poor, augmented the treatment with ECT. We thought the
synergy of the two treatments might be clinically useful and considered a proper
clinical trial.

The faculty at Hillside Hospital had supported clozapine use in therapyresistant psychotic patients. Many patients, however, were poor clozapine
responders and they constituted a large population in their clinic. After I resumed
an affiliation with Hillside Hospital in 1997 for the CORE studies I raised the
question of augmenting clozapine with ECT. I obtained financial support from
NIMH for a random-assignment study of ECT in clozapine-treatment failures. Half
the patients who had not responded to at least eight weeks of serum-level
monitored clozapine treatment continued with ECT augmentation and half
continued clozapine alone. A 40% reduction in PANSS positive symptom scores
without change in negative symptoms was recorded in about half the patients.
What was missing in this study was treatment by ECT alone after withdrawal of
clozapine. Intensive statistical manipulation of the ratings found minimal statistical
advantages. 32

25

�Brain concentrations of fluphenazine. Was the increase in response of
patients whose neuroleptic treatment was augmented by ECT seizures due to
elevated brain concentrations of the neuroleptic agent? Studies by Tom Bolwig of
Copenhagen had reported an increase in permeability of the blood-brain barrier
after induced seizures in rats and in humans. We measured the brain
concentrations of fluphenazine in rats treated with electroconvulsive shock but
were unable to record a difference. 33

The CORE Study of ECT in Depressed Inpatients.
In 1992 the psychologist Harold Sackeim of Columbia University applied for
NIMH support for a multi-site study of continuation medications – placebo,
nortriptyline, and the combination nortriptyline and lithium -- after ECT (using
unilateral electrode placements) among unipolar major depressed patients. The
NIMH consultants reviewing the application asked why he did not consider
continuation ECT instead of placebo, since high relapse rates with no continuation
medication were well documented. He demurred insisting on the placebo treatment
arm. The reviewers, however, were unwilling to support such a study of
continuation medications alone. The chairman Jonathan O. Cole argued for support,
however, agreed to by the members provided a parallel study could be developed
comparing continuation ECT with continuation medication of combined lithium and
nortriptyline.
With Cole’s encouragement I enticed Charles Kellner (Medical University,
Charleston SC), Teresa Rummans (Mayo Clinic, Rochester MN) and John Rush
(University of Texas, Dallas TX) to collaborate in a multisite collaborative study with
the criteria for selection of patients, outcome evaluations, and combined
medications identical to the Columbia University Consortium study. The single
distinction was the CORE use of bilateral electrode placements at a minimum of 1.5
times the measured seizure threshold while the Columbia group used unilateral
electrode placements with dosing set at 1.5 to 2.5 times the measured seizure
threshold in their treatments.
Patients meeting the clinical criteria for unipolar depressed patients were to
be identified by an interview with a trained social worker using questions from a
standard behavior rating scale. Initially, patients labeled bipolar depressed were
excluded from the study, although many were treated with the same protocol after
rejection from the study. The outcomes of the two subtypes did not differ, so we
designed a second study treating both unipolar and bipolar depressed patients
randomly assigned to bitemporal, bifrontal, and right unilateral placements. Both
CORE studies were funded in 1997 by NIMH. 34
In Columbia’s CUC study the six-month relapse rates were much as
anticipated: 80% for placebo, 62% for nortriptyline alone, and 36% for the
26

�combined lithium and nortriptyline. In the CORE study, the relapse rate for lithiumnortriptyline was 39%. With Continuation-ECT 32% relapsed, 22% dropped out of
the study, and 46% continued in 6-month remission. We were disappointed with
these ECT results and realized that the C-ECT treatment schedule had been
arbitrarily set, less effective than what clinicians reported as necessary in
ambulatory treatment schedules.
When patients relapsed and we were able to induce seizures on clinical
criteria alone, almost all patients sustained their remission with ECT as needed, like
the treatment of diabetes or heart failure. To sustain an ECT benefit we needed to
be flexible and introduce treatments when symptoms recurred. This lesson had
been learned by practitioners in the early decades of ECT practice; and summarized
in the review by the 1996 ACT ECT Task Force. (We foolishly erred in the CORE
study based on our desire to be comparable to the CUC study.) 35

Much was learned, however. Seizures induced with unilateral electrode
placements (RUL) are inherently inefficient. The lesser immediate (and transient)
memory-loss effects associated with a unilateral electrode are a poor justification
for outcome inefficiencies and the increase in the number of seizures and anesthesia
sessions. The benefits of bifrontal ECT are slightly inferior to bitemporal ECT but
can be justified by their ease of application.
ECT is as effective in patients with bipolar depression as in unipolar. The
common belief that ECT is less effective in bipolar depressed patients is false, a
consequence I believe of the pharmaceutical industry’s marketing drive to establish
a place for inefficient “mood stabilizers” and anticonvulsants separate from the
prescription of lithium and antidepressants in psychiatric disorders, and the
unwillingness of research leaders to recognize ECT as effective and safe.
ECT rapidly reduces suicide preoccupations in melancholic and delusional
depressive illnesses. In the more severely ill, those with high ratings on suicide
assessment (item 3) in the HAMD24 rating scale, the suicidal self assessments were
reduced 60% with six treatments within two weeks, justifying ECT as the primary
treatment in patients who require special protections for suicide risk.

Delusions in depressed patients identify a population of ECT-responsive
patients. In the 1970s, Alexander Glassman and his colleagues at Columbia
University reported that delusional depression did not respond to blood-level,
monitored imipramine treatment. They did respond to ECT, however. While the
overall ECT remission rate for the major depressed in the CORE study was 84%, the
rate among the psychotic depressed patients was much higher, at 95%. The
common policy of first treating psychotic depressed patients with medications,
especially the use of less effective serotonin targeted antidepressants, with or
without atypical antipsychotic drugs, cannot be justified. Like the use of RUL
treatments, the insistence that psychotic depressed patients be subjected to one or
two medication trials before ECT is questionable in its efficacy and its ethics.
27

�The Persisting Stigma: Memory Loss and ECT
The argument that memory loss is a critical risk in all induced seizure
treatments persists, however, encouraged by the constant singing of a “memory
loss” mantra by psychologists and by some in the laity. At this writing, more than
half a century after the initial studies, the use of unilateral electrode placement
persists despite compelling evidence of its lesser efficacy in the studies sponsored in
the UK in the 1960s and the more extensive NIMH-supported studies by the
Columbia University Consortium (CUC) and the 4-hospital Consortium for ECT
(CORE) that clearly showed that seizures induced through unilateral electrodes
were clinically less effective, lowered recovery rates by 40% and increased the
mean number of treatment sessions from 7 to 10.5. 36 Physicians are applying
unilateral electrode placements knowingly offering patients lesser effective
treatments that increase risks of treatment failure and higher relapse rates.

What is the impact of ECT on memory? Patients who come to this treatment
are severely ill, often with long periods of poor self-care, poor sleep, weight loss, and
preoccupation with the self, the body’s discomforts, and little attention to work or
family. They are then advised that they will need anesthesia, and electricity will
course through their heads. They are warned, verified by the consent that they (and
often members of their family) are asked to read and sign that explicitly states that
they may lose memory, become confused and disoriented. They are then given a
chemical intravenously that puts them to sleep, electrodes are pasted on the head,
and a grand mal seizure is induced.
Every seizure disrupts the brain’s physiology and chemistry. Awakening is
slow, with confusion and disorientation persisting for some minutes in all subjects,
much longer in the elderly and brain compromised. Most patients since the 1960s
have first been treated with brain toxins – every “psychoactive” pill, whether
antidepressant, anxiolytic, or neuroleptic or whether the alcohols, marijuanas,
opioids or sedatives that are publicly attractive -- induces persistent changes in the
brain’s electrophysiology that is measurable by the EEG. Responses to questions in
the first hours after a treatment are slow, deliberate, and confused. And, it is
fashionable nowadays, and surely by the psychologists and nurses who test for
memory effects, to fire questions, one after another before treatment and again as
soon as the patient’s eyes are open.
Where are you?
What is my name? What is your name?
Where do you live?
How much is 23 times 11?
What is today’s date?

28

�And on, and on.

When tests are repeated after many hours, the answers are slow but now
correct. But after a series of treatments the errors may persist for days, especially in
the elderly and in the chronically ill who have been the most brain-altered by an
extensive potpourri of medicines.
When specific neuropsychological tests are presented before treatment and
again a week, a month, and 6 months after the last treatment, the recovery of
cognitive functions is progressive so that in time the recovered patient functions as
well, often better than during the illness. In batteries of more than 20 tests,
psychologists have generally found that the normal functions have returned with
only personal memories still offering errors. Of course, psychologists have
prominently carried the “memory loss, memory loss” mantra against ECT by
attention to these singular test data, not relating their test measures to the clinical
changes and benefits in the patients.

I have repeated psychological testing in all my ECT studies, at Hillside
(twice), New York Medical College, and Stony Brook. I am often surprised by the
quick return of functions with recovery after the illness. In the elderly I am not
surprised by the patients who, in the hours after a treatment, speak poorly,
recognize a relative hesitantly, and soil themselves. For the many who recover,
these deficits disappear, and they return to pre-illness activities. Patients and family
members are satisfied; so much so, that they insist on ECT when the illness recurs.

Slow recovery is common in the repair of any illness. Think of the pains and
discomforts in the long rehabilitations after a fracture, after major surgery, after
acute trauma. The recovery after electroshock is the same slow and repair quality of
major surgery. Shouting “memory loss, memory loss” is the same as shouting
“painful walking, painful walking” after hip surgery.

What is to be made of the anti-ECT positions of psychologists, psychiatrists
and psychotherapists? The slander that infected ECT from the immediate post
World War II period persists and frightens practitioners so that they do not realize
that by offering inadequate treatments they are encouraging ongoing negative
attitudes. The enthusiasm of the ECT practitioners for non-seizure treatments and
the scalp tickling of the “brain stimulation” movements (encouraged by payments by
sponsoring industrial companies) thrives on the falsehood that these treatments “do
not affect memory."
My personal experience lead me to conclude that memory effects are
transient and no more limiting than the pains and blood loss after surgery. The most
realistic and best documented reviews of the cognitive data are to be found in
Richard Abrams’ textbook. 37

29

�Book Three: Electroshock in the Public Eye
Creation of Induced Seizures as Therapy
Was the mark of Cain that prejudices the use of inducing seizures to relieve
emotional illnesses deserved? The carnage of the First World War released
inhuman attitudes and tolerance, even enthusiasm, for attacks on human bodies in
the name of treating the severe psychiatric ill. Prolonged sleep for days on end was
accompanied by pneumonia and death; comas and seizures induced by insulin led to
prolonged coma and death; lobotomy, especially the ice-pick variety, was associated
with seizures, hemiplegia, and death. Skills in neurosurgery encouraged open brain
surgery and electrode placement and stimulation by deep brain stimulation, leaving
many with permanent brain lesions. Although electroshock had none of these risks,
it was lumped together since the practitioners of one were called upon for all.
The first inductions of seizures by chemicals did not go well. Ladislas
Meduna, at a state hospital in Budapest, induced seizures by injecting the irritant
camphor-in-oil into patient muscles. Few injections resulted in a seizure, all were
painful and irritated the tissues. He next tested the intravenous chemical
pentylenetetrazol (Metrazol), which, although more efficient, failed often enough
that patients became extremely anxious, frightened, and refused further treatment
after experiencing panic induced by a partial seizure. Despite panic and pain, the
occasional fracture, the immediate confusion, the relief occasioned by many of the
first patients encouraged its continued use. In his review of his experience, Meduna
reported half his patients improved sufficiently to leave the hospital. 38

In May 1938 two Roman physicians, Luigi Bini and Ugo Cerletti, devised a
more assured and less frightening method using electricity that quickly replaced
chemical inductions and has since become the principal method of inducing seizures
worldwide. Although the inductions were still frightening to both patients and
clinicians, they aroused little public concern. They were better accepted within
medical practice, and less feared than insulin-induced comas, prolonged sleep, or
leucotomy.

The names “electroshock” and “shock therapy” added to public concerns but
did not stop the practice. That the treatment relieved the suicidal depressed, the
hopelessly psychotic, and the uncontrollable manic encouraged widespread use in
the world’s sanitaria and physicians’ offices. This success occurred at the time when
the leaders of psychiatry were enthusiastically following the flag of psychoanalysis,
promising cures for the psychiatric ill after months and years of “talk therapy”
catering to the walking wounded. Psychiatric leaders committed themselves to the
psychology of the mind, separate from the functions of the body and the brain.
Every report of relief of an emotional disorder by fits and the repeated highlight of
another Freudian therapy had failed or required a new therapist stimulated
defensive attacks by psychiatry’s leaders that electroshock did not help the patient
30

�“understand or resolve his conflicts.” The benefits of inducing seizures were
considered transient and, furthermore, damaging to the brain and antithetic to
psychoanalysis since seizures extinguished personal memories.
ECT Immediately Rejected By the Profession

Immediately after the end of World War II, American psychiatric leaders
formed a select political society, the Group for the Advancement of Psychiatry, that
issued its first broadside on “Shock Therapy” on September 15, 1947. The handbill
complained that electroshock’s widespread use in office practices offered only
temporary relief. The benefit was considered inferior to the psychoanalytic
understanding of life’s experiences and the resolution of conflicts that were the
basis for a patient’s distress. I had studied psychodynamic theory at New York’s
William Alanson White Institute and had undertaken a personal analysis for five
years. I saw no challenge to a “biological explanation” of a patient’s history and
symptoms and the reality that “somatic” treatments relieved my patients. No matter
how I presented my experiences of rapid relief induced by repeated seizures, I was
met by disbelief. In the 1970s romanticizing Freud became fashionable for
Hollywood and Broadway, accompanied by images of Frankenstein’s monster, the
electrified man, as the frightening alternative.
Public reports of an excessive use of ECT in children in Massachusetts in
1970 sharpened the attacks. State legislators frantically proposed laws to prohibit
ECT. Milton Greenblatt, the director of the state’s mental health program, argued
that legislative restrictions would interfere with accepted medical practice and
negotiated the tabling of the proposed legislative bills until the actual experiences
could be studied. He commissioned a survey of ECT in Massachusetts to be
conducted by Fred H. Frankel, Professor of Psychiatry at Boston’s Beth Israel
Hospital and an expert in hypnosis treatments.

The 1973 review of practices in Massachusetts did find hospitals where ECT
use was excessive, seizure inductions haphazard, and medical care facilities
inadequate. Greenblatt issued medical guidelines to standardize ECT practice. His
report and the regulations satisfied both legislature leaders and the practitioners,
markedly improving clinical practice, becoming a national model for treatment
facilities. The resolution encouraged a broader acceptance of the treatment and a
reference source for establishing treatment facilities.
First American Psychiatric Association ECT Task Force (1975)

Early in my career in psychiatry, at annual meetings of the American
Psychiatric Association (APA) I joined the Section on Brain Function &amp; Behavior
where ongoing arguments on how to optimize ECT were active. Discussions on ECT
were also featured as clinicians assembled annually at the Electroshock Research
Association, Society of Biological Psychiatry, and similar associations dedicated to
lobotomy, insulin coma, and carbon dioxide therapy. When Milton Greenblatt
31

�deflected the drive of the Massachusetts legislature in 1970 to interdict the use of
ECT, he organized the survey of ECT and also asked me to edit a special number of
his journal Seminars in Psychiatry on the scientific status of ECT. 39

Legislative restrictions against the use of ECT and lobotomy with specific
interdiction in persons under age 18 surfaced again in 1972, this time in California.
In response, psychiatrists led by Dr. Gary Aden applied for court relief from
legislative interference in accepted medical practice. The court agreed that the
legislative restrictions of medical practice were unacceptable. The legislature
responded by using the state’s power to monitor health and safety to limit the
number and frequency of treatments, restrict guidelines for consent, require
extensive reporting of treatments, and prohibit its use in persons under the age of
18. The regulations forced many patients in need of treatment to go out of state as
California physicians abandoned the treatment. These regulations are still in effect
in 2021 and severely limit ECT use, especially in adolescents. The same restrictions
were adopted in Texas in 1993 and in other states to a lesser degree.

Requests for professional support by California psychiatrists led the
American Psychiatric Association to establish a Task Force on ECT in 1975, and
appointed Fred Frankel of Boston as its chairman. I was an appointed member. The
report published in May 1978 described whom to treat, how to assure safe
procedures and effective treatments, and discussed concerns about cognition and
memory and how to minimize these effects.
A query about ECT practices had been sent to 20% of the Association’s
membership. Responses were received from 75% of those canvassed. Was ECT an
appropriate treatment for any of 11 different psychiatric diagnoses? The responses
showed widespread confusion as to whom to treat. ECT was considered useful for
patients with major depression (86%), less so for manic excitement (42%), and
marginally for schizophrenia (25%). About 22% of the responding practitioners
had used or recommended ECT in the prior 6 months. Featured in this confusion
was the inadequacy of the official psychiatric classification schemes, their use
providing poor descriptions and inadequate diagnoses and not assuring optimized
treatment plans.

The Task Force members were experienced in clinical care and most
procedural questions were readily resolved. A thorny issue was endorsement of
treatments using unilateral electrode placement. At a committee vote, I and another
clinician member could not recommend the use of unilateral placement, arguing
that its inefficacy necessarily led to increased numbers of seizures with attendant
anesthesia risks, lengthened hospital stays, higher costs, and potential for increased
morbidity. The reported lesser effect on cognition was transient, not justifying the
inefficacy of the treatments and prolongation of illness.

32

�When the Task Force report was submitted to the APA Board of Trustees for
publication under its imprimatur, the policy leaders insisted nevertheless that the
unilateral form of treatment be endorsed (along with the bilateral), to support the
practices and beliefs of some members.
How best to assure consent? Patients referred for ECT are severely ill,
depressed, psychotic, delirious, and suicidal, often mute and negativistic, raising
questions as to their competency to understand the risks and benefits of proposed
treatments and to consent freely. Can a patient so ill as to be referred for seizure
therapy properly evaluate the risks of memory losses described by psychologists
and in the public press? Medical practice treats patients by voluntary consent, the
patient appearing at the physician’s office and choosing whether to follow the
physician’s prescriptions. Can the same rules apply for electroshock?

The Task Force members recommended a lengthy printed description of the
procedure with detailed risks to be read by and to each patient, to be signed
voluntarily, and properly witnessed. The form would name the treating personnel,
and specify the maximum number of treatments under the consent.

I was conflicted in this discussion. My father was a general medical
practitioner; I had seen his interactions with patients and their families, and how
they respected him and readily accepted his recommendations, including his
insistence for an independent second opinion in complex diagnoses. I experienced
the same deference when I took over his practice during his holidays and again
when I opened a community office in Great Neck for consultations in neurology and
psychiatry. In the Task Force discussions, I was one of two physicians who, at first,
did not see the need for a written “contract”, but agreed before submission to the
APA.
ECT was viewed as a surgical procedure (since it uses anesthesia) with a
potential for harm that must be specifically consented to by the patient. Patient
autonomy would be respected by describing the anticipated benefits and risks
before treatment and treating only those who voluntarily agreed. Further
protection was to be achieved by a family member also reading the descriptions,
discussing the procedures and risks, and witnessing the patient’s signature.

Exceptions to voluntary consent were recommended for those with mental
deficiency or dementia. These were considered to be the family and community
responsibility. State-mandated procedures for judicial authorization for treatment
on an incompetent patient’s behalf were supported by the task force.

The recommendation of a signed, voluntary consent for treatment was the
main benefit of the Task Force Report. The text was considered an “official” action
of a national association and served as a guide for the opening of new ECT treatment
centers throughout the nation in the post-1978 years. I was often invited to visit
33

�and organize new treatment units based on the Task Force Report. The
recommended procedures were sufficiently conservative to be widely adopted.

The Task Force report was distributed at the May 1978 APA annual meeting
in Miami with each task force member presenting an aspect of the report to a large
audience. I was the spokesperson for the technical recommendations. The report
was generally accepted and praised. The concept of a written consent was argued
but accepted. The note accepting treatments through unilateral placements,
however, met strong protests from practitioners, notably New York’s Lothar
Kalinowsky. Much of his criticism was directed at me as the spokesperson. The
practitioners, themselves extremely well experienced with bilateral and unilateral
electrode placements, argued that treatments through unilateral electrode
placements were so inefficient as to put patients at risk of prolonged illness and
suicide, poor outcomes, longer courses of treatments, and higher relapse rates.
Out-Patient ECT: Association for Convulsive Therapy Commission
Post-World War II, ECT patients had been increasingly treated as outpatients
in doctor’s offices, both for their treatment courses and continuation treatments.
But as ECT in the 1980s demanded collaboration of a qualified anesthesiologist,
ECT became a hospital-based procedure. The prescription of a fixed number of
treatments, usually 6 to 10, became commonplace. Such courses had been sufficient
with the high energy, bilateral placement seizure inductions favored by the early
office practitioners and those treating patients at Gracie Square Hospital. When
patients showed signs of relapse, ambulatory continuation treatments were readily
undertaken. During the 1970s, with repeated public and professional attacks on
ECT, physicians often negotiated a fixed number of treatments for a course. The idea
that the length and frequency of an ECT course could be prescribed in advance, even
agreed to in the patient-signed consent, was widely accepted as recommended by
the ECT Task Force of the American Psychiatric Association in its 1978 report. The
treatment image became one of a specifically effective treatment, much like a
prescribed antibiotic for an infection. But ECT treatment for depression or mania or
even catatonia is more like that of insulin for diabetes: an acute fixed schedule is
prescribed and is immediately effective but open-ended continuation dosing is
necessary for sustained relief.
When ECT was re-introduced in the 1980s, many clinicians thought that
psychoactive medications would sustain ECT relief. After a course of ECT patients
were prescribed psychoactive medications, often in unique combinations of
polypharmacy, and while success was common, relapse became an increasing
burden.

In 1987, Thomas Aronson and colleagues from the Stony Brook out-patient
treatment facility reported greater than 50% relapse rates within 6 months for my
ECT-treated delusional depressed patients regardless of continued medications. I
34

�was chagrined and saw the need for continuation ECT. Our ECT Service treated
patients three days a week, so we set aside one day (and later two) for out-patient
treatments. We no longer asked patients to consent to a fixed number of treatments
but asked their consent for continued observation and treatment “as needed”
beginning as in-patients and continuing in our ECT out-patient clinic for six or more
months.

How best to prescribe and manage continuation treatments was widely
discussed in the journal Convulsive Therapy and at meetings of the Association for
Convulsive Therapy (ACT). That Association established a Task Force that surveyed
usage, evaluated risks, and recommended guidelines, publishing their conclusions in
1996. I chaired the group and published a report that became a guide for
continuation treatments. 40

The Stigma Persists: The Public Joins the Attack

The popularity of psychotherapy and psychotropic drugs in the 1960s led to
a sharp decline in ECT use. But as medication treatments increasingly failed and
families asked what else could be done, ECT use resurfaced. The shadow of
lobotomy and patient and psychologists' complaints of memory loss encouraged
persistent attacks against ECT, and as these became more strident, my public
support for the procedure brought me much public criticism. Burton Roueche’s
exaggerated description of a government economist’s memory loss in the 1974 New
Yorker article “All About Eve” brought Marilyn Rice to public attention. She
instituted a malpractice suit against the psychiatrist who administered the
treatments complaining that she had not been warned that her memory would be
affected and that she would be unable to work. 41 She went on to develop and lead
the public action group Committee for Truth in Psychiatry that launched further
attacks on ECT. She frequently appeared at public forums to challenge ECT use,
proclaiming her persisting loss of memories. (The Court supported the physician
defendant.)
After Marilyn Rice died in 1992 the Committee for Truth in Psychiatry was
led by Linda Andre, who made the same claims after her treatment course following
a suicide attempt by drug overdose. She was a vivacious, well-spoken, and
attractively dressed woman who attended public meetings and paid particular
attention to meetings in which I presented my work. She challenged speakers and
attended the 1992 international ECT meeting in Graz, Austria to voice her
opposition to the treatment. The international audience was surprised by her
personal attacks. She attended my public lectures and protested my presentations
at annual Continuing Medical Education psychiatry training sessions in various
cities. On one occasion, when the floor was opened to questions, she attacked me as
dishonest and paid to lie about the effects of ECT. She walked up to the podium
offering me a tray containing a pig’s head surrounded by dollar bills.
35

�Church of Scientology and Malpractice Legal Suits
In the 1960s, the national political and social movement of Scientology led by
the futurist Ron Hubbard opportunistically attacked psychiatry with special
attention to the prescription of psychotropic drugs in children and adolescents and
the brain effects of ECT and lobotomy. The members and their children
demonstrated with shouts and anti-ECT posters in the halls and at entrances to
American Psychiatric Association meetings and other sessions at which ECT was
discussed. On occasions when its members arranged for complaints to be aired on
TV talk shows, I was asked to defend the treatment but refused to take part. The
hosts delighted in challenging professionals on their incomes and on the damage
that had been done to the patients who complained bitterly about memory losses.
Yet, many patients spoke well, encouraged by the host whose mission was to
support the “poor” patient and to castigate physicians for damaging patient’s brains.
The Church of Scientology also encouraged and financed malpractice suits
against practitioners, asserting that patients had lost memories of long periods of
their lives, particularly the most personal family memories. I appeared as a witness
for the defense on numerous occasions with Peter Breggin, John Friedberg, and
Harold Sackeim as expert witnesses for the plaintiffs.

The cases were weak and my defense of the practitioners was successful in
every instance except that of Peggy Salters in South Carolina in 2005. She had been
given ECT as an outpatient with 13 treatments in 19 days. The physician deemed the
patient suicidal, but failed to offer her hospital protection. She complained that her
memory was so damaged that she could no longer work. While I did not believe that
the patient had suffered compensible damage, the physicians had not followed
standard practice in protecting the suicidal patient nor in justifying almost daily
treatments. I deem the judgment for the patient correct.
Media Attacks: BBC-PBS Madness with Jonathan Miller.
In 1990 I received a call from a London TV production company asking if I
would help with the presentation of convulsive therapy in a planned 5-hour
BBC/PBS documentary on the history of treatments of the mentally ill to be titled
Museums of Madness. The producer, Jonathan Miller, had impressive qualifications
as a Cambridge University graduate in neurology and the son of a psychiatrist. He
had acted in the original cast of the successful Broadway play Beyond the Fringe
(1960-64), directed performances in theatre and opera, and written and directed a
popular 13-hour BBC production The Body in Question (1979). While playing on
Broadway he attended Saturday morning Grand Rounds in Neurology at the
Neurological Institute with H. Houston Merritt.
36

�I met with Miller and Grace Kitto of Brook Productions and agreed to their
filming of my patients and the treatment procedures at University Hospital. I
arranged that they return again three weeks after the first filming to record the
patient’s progress and that I see the frames of my patients before they were aired.

For filming on May 17, 1990 I selected patients with different diagnoses who
were early in their course of treatment. SK, an 18-year old delusional psychotic man
who had been in repeated treatments for more than two years; EF, a 60-year old
psychotic depressed woman who was posturing, repetitive in speech, and unable to
care for herself; ET, a melancholic depressed woman with a history of mania and
excitement; and JF, an elderly man who had been depressed, lost much weight, and
careless in his self-care. Appropriate consent for filming was obtained for each
patient. The filming of interviews and treatments went smoothly.
The team returned three weeks later for follow-up filming. Patient SK was
better oriented, EF answered questions without repetitive speech or acts, ET smiled
and was friendly and better oriented, while JF assured us that while he could not
recall why he was being treated, he felt well and was ready to go home. Asked about
memory, he thought that his memory was as good as it ever was. The treatments
were not painful at all, he said, and surely less uncomfortable than seeing the
dentist.
On October 15, 1990 on my way back from meetings in Berlin, I visited the
Brook Production Studios in London to review the print. The presentation of the
patients and the treatment were very well done and I was pleased. My concept of
neuroendocrine dysfunction as the basis for the disorders that are relieved by
seizures was well presented.

Many months later, when the series was aired in the U.S., Miller’s voice-over
set a very different tone:
‘The administration of an electric shock through the skull is a comparatively
crude assault on the brain.
‘. . . as machines were invented to whirl, swirl, shock, rock, and douche the
patient back to sanity, the sick brain was treated to a series of traumatic assaults
presumably in the hope that its distorted parts would be jolted into place.
‘. . . the treatments resulted in violent convulsions with serious bruising . . .
fractures of limbs and spine . . . and other atrocious consequences.
‘. . . despite its understandably sinister reputation, ECT, Metrazole and
insulin have much more in common with the whirling chairs and rotating cradles
which they superseded, in that they were addressed to the brain as if it were a
single undifferentiated organ.”

37

�Miller’s failure to find a positive thread in the histories presented by the
patients left many viewers with a bad taste, and the series was not presented again.
In a recent biography of Miller, the author Kate Bassett makes much of Miller’s
conflicts with his father, a leading forensic psychiatrist, as the basis for his negative
attitude to medicine. Whether this relationship contributed to his views of
psychiatry or not, he was among many creative writers who saw psychotherapy and
psychoanalysis favorably, indulged by themselves, friends and family members,
seeing electroshock treatments as hazardous, ineffective, and not acceptable in their
social class.
An Active Defense: A Beautiful Mind: The Nobelist John Nash and Insulin Coma.

A call from the biographer Sylvia Nasar in 2001 asking whether I had
experience with insulin coma therapy made me aware of the life history of John
Nash, the 1994 Nobelist in Economics. A brilliant mathematician, Nash had
successfully completed his doctorate at Princeton University, publishing a thesis on
game theory that was reputed to revolutionize economics. While teaching at MIT in
May 1959 he became delusional, overactive, impulsive, and fearful, meeting criteria
for delirious mania. He was treated in Boston’s McLean Hospital by psychotherapy
and chlorpromazine. Aware that his statements led to his incarceration he hid his
beliefs and was discharged to the community. He left his teaching position and
returned to Princeton.

The paranoid psychosis persisted and he fled to Europe and sought to give up
his American citizenship. Returning to Princeton in 1971 floridly delusional, he was
admitted to Trenton State Hospital. His Princeton colleagues implored the Medical
Director that Nash was a potential Nobelist and warranted the most effective
treatment. Insulin coma treatment, although discarded elsewhere, was still in use.
It was the most heavily staffed service, and in response to his colleagues’ pleas, Nash
was assigned for treatment in that unit. He responded by relief of his overt
delusions but the director suggested the follow-up treatment be ECT. Nash’s wife
and colleagues refused that “brain-damaging treatment” and he was continued on
medication with chlorpromazine. Nash did not recover and did not return to
productive work; he remained cared for by his wife and attended lectures at
Princeton.
Nasar’s biography A Beautiful Mind was to be the basis of a Hollywood film
and she wanted advice on the actual experience of the treatments that Nash had
been given. I described my experience at Hillside Hospital, noted that seizures
occurred in more than 10% of the coma sessions. The film highlighted the seizure,
and I was pleased by the portrayal of the illness and the treatment in the film.

I reviewed my experience with insulin coma and concluded again that the
central therapeutic events were the incidental seizures, not the coma or an effect of
insulin, or any other aspect of the treatment. Like injections with camphor and
38

�Metrazol, insulin coma was best viewed as an inefficient form of induced seizure
therapy. As the originator of ICT, Manfred Sakel insisted that the comas selectively
destroyed sick brain cells leaving only healthy cells. He argued that the seizures
were incidental, irrelevant side-effects. But experienced clinicians welcomed the
seizures and often added ECT during coma sessions for the poorly responsive. I
realized that the efficacy of insulin coma therapy lay in the occasional grand mal
seizure, that ICT is best seen as an imperfect form of induced seizure therapy. 42

39

�Book Four: The Enigma: How Do Seizures Alter Behavior?
Seizures are Inherent Reflexes
Grand mal seizures are patterned reflexes seen in our species, indeed in all
mammals. Seizures that occur spontaneously constitute the debilitating disease of
epilepsy. Ladislas Meduna’s 1934 discovery that inducing seizures in the
psychiatric ill relieved both abnormal thoughts and the peculiar and repetitive
motor behaviors of schizophrenia was a remarkable and still unheralded discovery
in the history of medicine. By 1938 electric currents had been shown to
immediately induce a seizure with minimal pain and less risk than Meduna’s
chemical methods, and the electrical induction of seizures -- electroshock -- quickly
became a widely accepted treatment of the psychiatric ill.

The induction of a bilateral grand mal brain seizure is the central therapeutic
event. A patterned EEG of a minimum duration of 30-40 seconds is the principal
marker of an adequate treatment. An increase in hypothalamic-pituitary hormones
in the blood and cerebrospinal fluid is another marker. No characteristic of the
induction stimulus itself, whether chemical or electrical, is essential for clinical
benefits. Attempts to treat patients by subconvulsive electric or magnetic currents
or by non-seizure inducing anesthesia (isoflurane) dosing have been unsuccessful in
eliciting behavioral benefits.
Although many patients report immediate changes in mood, motor activity,
and thought, repeated seizures over many days or weeks are typically necessary for
lasting clinical benefits. Attempts to sustain the clinical benefits by psychotropic
drugs are occasionally successful, but for persistent benefits repeated seizures are
best.
How do seizures alter behaviors? We do not know. My thinking on this
question has evolved over the years. Early in my career and with the hubris of the
novice I combined physiological and psychological features in “a unified theory of
the action of physiodynamic theories.” That construct was re-labeled the
neurophysiologic-adaptive view a few years later. I argued that the changes in
behavior, toward greater denial of illness, was facilitated by altered brain
physiology. 43

My studies with anticholinergic compounds showed me that drugs that
inhibit brain acetylcholine reversed the mood benefits of ECT. The elevated levels of
brain acetylcholine associated with recovery in mood and thought seemed sufficient
to justify what in 1962 I described as a cholinergic theory. I argued that seizures
increased the brain levels of acetylcholine and cholinesterases, and that these
changes altered neuroendocrine functions, mainly of the hypothalamic-pituitaryadrenal and hypothalamic-pituitary-thyroid axes. This hypothesis was consistent
40

�with the ongoing enthusiasm for changes in the brain transmitters that were
thought the basis for the changes in behavior associated with psychotropic drugs.

As chemist’s skills improved and concentrations of endocrine hormones in
the blood could be measured, my interest focused on vegetative signs in psychiatric
illnesses. Attention to the TSH hormone response to TRH and abnormal thyroid
physiology was quickly followed by interest in adrenal hormones and the
dexamethasone suppression test in depressive illness. Not only were thyroid and
cortisol abnormalities markers in the psychiatric ill, the abnormalities normalized
with effective treatments. I sought to confirm these reports in our patients treated
with ECT at the Northport Veterans Administration hospital in Eastern Long Island.
When Jan-Otto Ottosson also saw merit in a neuroendocrine image of ECT, we
formulated a neuroendocrine theory that we published in 1980.44 After forty years,
I believe this theory remains the most viable explanation for the efficacy of induced
seizures in patients ill with melancholia. While this theory may not be applicable to
the benefits in other psychiatric illnesses, it is a pointer that warrants greater study.
The Theories

The behavior changes induced in the psychiatric ill by the bizarre technology
of repeatedly inducing grand mal seizures is puzzling and has encouraged a plethora
of theories, some based on brain and body physiology and chemistry, and some on
magical thinking. My ruminations and their origins have evolved with my
experience.
Neurophysiologic-adaptive theory. At Bellevue Hospital in the 1940s my
teachers were much interested in anosognosia, the failure of awareness or the active
denial of a deficit in motor functions (as in post-stroke) or denial of sensory loss (as
in denial of blindness), as I described in Chapter 1. Special attention was paid to
how humans perceived multiple stimulations as when two pinpricks or finger
strokes were simultaneously applied to different body parts.

Even in patients with brain functions compromised by trauma, age, infection
or tumor, a single sensory stimulus may be readily perceived but the perception of
two simultaneous stimuli varies with the subject’s alertness and vigilance. The
errors are evidence of compromised brain functions, of the syndrome loosely
described as the “organic mental syndrome.” After head injury, stroke, brain tumor,
aging, infection or repeated seizures, only one stimulus is reported (extinction), or
the second stimulus is perceived at another body site (displacement), or pointed into
space before them (exosomesthesia). Under the influence of injected amobarbital,
perception errors and the expression of denial language increase. These reports
became the basis for the Face-Hand Test.
During the course of electroshock, errors increased with numbers of
treatments. The greater the degree of EEG change, the greater the perceptual
errors. Among the scientists at Bellevue, Edwin Weinstein, Louis Linn, and Robert
41

�Kahn proposed “denial” as the mechanism for the relief afforded depressed patients
by electroshock. They catalogued a “language of denial” making it possible to score
the number of denial terms in an interview transcript. When amobarbital was
injected at a fixed concentration and a specified rate, the number of expressed
denial terms increased, especially in brain compromised patients.

I studied the expression of denial during ECT by weekly amobarbital and EEG
tests and recording patient responses. As EEG slow wave activity increased with
more seizures, so did expressions of denial in those patients who showed the
greatest relief of depressed mood., I adopted this explanation of the changes in
behavior during ECT as an increase in denial. Depressed patients commonly
complained of insomnia, anorexia, fatigue, weakness, and loss of interest in daily
activities. After treatment, the complaints are relieved and when asked what is
wrong, they deny their earlier complaints. Since the connection between denial and
improvement had been proposed by my teachers, and as EEG and sedation tests
verified their proposition, I adopted denial as an explanation. 45 I did not seek
greater understanding of physiology until years later.
Such an explanation was applicable in the patients with melancholic and
psychotic depression, but was not relevant for the response of those in delirious
states, catatonia, mania, or psychosis. These states are marked by disorientation
and confusion, mutism and negatism, hyperactivity and disorders in thought that
needed broader explanations than the simplistic denial of symptoms. Their
responses required another explanation.

Cholinergic theory. My interest in the effects of psychoactive drugs on the
EEG led me to study the effect of drugs on the ECT process. A colleague, Herman
Denber, interested me in studying the behavioral effects of diethazine, an
experimental anticholinergic drug that blocked acetylcholine stimulation. The
chemical was a new moiety created in industry with the hope that it might have
clinically favorable psychoactive properties. He was unable to identify a clinical
benefit, reporting that patients became more disorganized and irritable. I tested
diethazine to our improving ECT patients, those with signs of denial and recovery
from a depressive state and with high degrees of EEG slowing. The slow waves were
blocked and the records became filled with low voltage fast rhythms. Patients
became irritable, anxious, agitated and again depressed, a reversion to their pretreatment states. We inferred that the relief of depressed mood with ECT was
related to increased levels of acetylcholine in the brain.
George Ulett and his colleagues at Washington University had administered
atropine, a potent anticholinergic drug, during the ECT treatment course and
reported that it blocked EEG slow waves and elicited pre-treatment behaviors in the
patients. Similar reversal of mood was also reported after injections of the
experimental anticholinergic JB-329 (Ditran) and its congeners, supporting the
connection between brain cholinergic levels and mood.
42

�Much interest was shown in acetylcholine in neuroscience research in the
1950s. Free acetylcholine and acetylcholinesterases were elevated in the
cerebrospinal fluid (CSF) of epileptic patients. CSF acetylcholine levels increased
during ECT. In cats subjected to graduated head trauma, the amount of free
acetylcholine and cholinesterases in the CSF increased with the severity of the
trauma. Again, hubris allowed me to picture the physiologic consequences of
induced seizures as similar to those of head trauma. 46

I imagined that induced seizures, like cerebral trauma and epileptic seizures,
altered cerebral permeability increasing free acetylcholine and cholinesterase levels
in the brain, slow EEG frequencies and increase amplitudes and rhythmic bursts. I
pictured these biochemical changes as the basis for the behavioral effects we were
seeing with ECT.
My focus on acetylcholine as the critical agent in treatment followed the
happenstance finding that anticholinergic agents reversed the seizure-induced EEG
and behavioral changes. But study interest in acetylcholine waned as interest in
brain neurotransmitters shifted to epinephrine, and then to dopamine and
serotonin, as pharmacologists, excited by their ability to measure these
neurotransmitters in animal brains tracked the effects of each of the new
psychoactive moieties, that were then enthusiastically welcomed by clinicians and
the public. At this juncture, half a century later, I find little interest in acetylcholine
in clinical psychiatry or epilepsy.

The Neuroendocrine Hypothesis. When I was asked in 1977 to supervise an
acute treatment unit and its ECT facility at the Veterans Administration hospital in
Northport, much academic interest was being shown in brain peptide hormones in
the psychiatric ill, particularly those of the thyroid, adrenal, and pituitary glands.
The Nobel Prize for Medicine that year was awarded for the demonstration of
peptide hormones in the brain and for the radioimmune assay that measured their
presence.

Hormone changes in our patients became measurable by thyroid and adrenal
function tests. These glands are instrumental in maintaining the daily wakefulness
cycle, the response to fear and stress, and monitoring sleep and other bodily
functions. The TRH stimulation test, the release of TSH to an intravenous bolus of
TRH, was blunted in a quarter of the severely depressed patients. After a course of
ECT, we did not find the changes in TRH levels that we had hoped would help us
decide whether the treatment course was successful.

Cortisol derived from the adrenal gland was a useful marker. Serum cortisol
levels were unusually elevated in institutionalized depressed patients, an
observation in the 1970s that led an Australian psychiatric team under Brian Davies
and Bernard Carroll to study cortisol functions in their patients. They developed the
dexamethasone suppression test (DST) as a measure of adrenal function. Their
reports are filled with extensive observations of hormone functions and psychiatric
43

�illness but the note that particularly stimulated my interest was their experience
with ECT in melancholia.

In five melancholic patients the cortisol measures were deemed abnormal
(elevated and not suppressed by the steroid dexamethasone) before treatment.
After ECT the clinical features of melancholia remitted and the cortisol measures
normalized. Then two of the patients relapsed, again exhibiting signs of melancholia
with abnormal cortisol functions. Second courses of ECT resolved the clinical
illness, again normalizing the cortisol measures. Carroll described an additional
seven patients in whom treatments had not resolved the depressive illness nor
normalized the DST. The test, it seemed, was a marker of illness severity and of
treatment response.

At the Northport hospital a research fellow Yiannis Papakostas confirmed the
relationship between severity of depression, abnormal DST, and the response to
ECT that Carroll had described. The test was difficult to perform and the end-point
criteria needed more careful study, but the changes in the neuroendocrine tests
with improvement in melancholia led to more detailed studies of the response to
ECT.
Seizures, both in epileptic fits and in those induced in ECT, released the
pituitary adrenocorticotrophic hormones (ACTH) and prolactin into the CSF and
blood. By 1978 attention was directed to the association of the contributions to
behavior of the products of the hypothalamus, pituitary and adrenal glands, (HPA
axis) in melancholic depression and the response to ECT. At the 1978 New Orleans
NIMH Conference on ECT, I described my experience with the DST, supporting
Bernard Carroll’s experience. At the same conference Jan-Otto Ottosson
independently supported the same endocrine findings. Melancholic psychotic
patients have abnormalities in functions of the HPA endocrines, and these return to
normal after recovery.
I described a “neuroendocrine” hypothesis for ECT in Convulsive Therapy:
Theory and Practice and cited what was known of the process:

“A theory of convulsive therapy must account for the significance of the
seizure but disregard the mode of induction, the direct actions of currents, and
the distinctions caused by various electrode placements. It must consider the
difference in response among patients with diverse psychopathologies and the
time, measured in days, needed for a favorable outcome. Biochemical
explanations must relate to changes in the brain rather than in the blood, urine
or other tissues. Psychological, personality, and linguistic considerations may
affect the behavioral response and should be considered, but these are probably
not central to the antidepressant efficacy of induced convulsions.”

And I described the hypothesis thus:
44

�“Hypothalamic dysfunction is a core process in endogenous depressive
psychosis. Convulsive therapy alters hypothalamic activity both by direct
stimulation of hypothalamic cells and by increasing the functional
neurotransmitter activity in the brain, thereby releasing substances, probably
peptide hormones, that alter the vegetative functions of the body and the
endocrine glands. Specific substances are released that modify mood and the
behaviors associated with mood disturbances. The biochemical events that
precede and accompany the seizure are the trigger for increased neurohumoral
activity. In ECT, the direct stimulation of electric currents augment but are not
necessary for the effects on hypothalamic functions.”
The mechanism was envisioned for patients with psychotic depression in
whom the efficacy of ECT was well grounded, inducing remission in more than 90%
of the cases. In the same chapter I discussed the evidence for ECT’s effect on mania,
catatonia, and schizophrenia. While the treatments were successful in mania and
catatonia, we lacked studies of endocrine changes to support a connection similar to
that with melancholia. In schizophrenia the efficacy of ECT was insecure, being
successful in acute illnesses and in catatonia, but ineffective in the more common
chronic ill with the hebephrenic forms of the illness.

In the 1980s I attempted a study of peptides in the cerebrospinal fluid during
ECT. Of nine patients with psychotic depression referred for ECT with mean scores
on the Hamilton Depression Rating Scale greater than 25, eight were nonsuppressors on the DST. I collected their lumbar CSF before ECT and then after
treatments number 6, 10, 12 and 14. The samples were collected within one day
after a treatment, and in five patients additional treatments were deemed necessary.
The frozen samples were shipped to Charles Nemeroff and Garth Bissette at Duke
University and to Huda Akil at the University of Michigan for analyses for the
peptides of the corticotrophin-releasing factor, somatostatin, and beta-endorphin.
The samples showed significant falls in levels of corticotrophin releasing factor and
ß-endorphin but a non-significant rise in somatostatin. 47
The findings were not encouraging to the neuroendocrine hypothesis. While
the hypothesis could be erroneous, our actual procedures did not meet the more
optimal criteria that would be used today. We made arbitrary choices in our
treatment mode. We used unilateral electrode placement with EEG monitoring of
seizure duration, selected sampling in mid-course of treatment, with varying
resolution of the illness and the DST, and were only able to test for a limited number
of peptides. The study demonstrated the complexity of studies of the ECT
mechanism. While I was interested in proceeding further, I lacked facilities for
chemistry. Instead, I was in a position to pay more attention to the clinical questions
of the ECT process that became the CORE studies undertaken between 1993 and
2005.

45

�Conferring in the Search for the Mechanism
Believing that it must be possible to understand the relief of certain
psychiatric illnesses by inducing seizures, I have participated and encouraged
discussions of possible mechanisms throughout my working life. Surely the
extensive experience that inducing seizures improves the behaviors and the lives of
many severe mentally ill must be a challenge in present day biology. What follows is
a chronological account of moments in this endeavor.

1972. The first encouragement came in convincing a committee at the NIMH
to support a symposium on ECT mechanism. The committee asked two leading
neurobiologists, Seymour Kety and James McGaugh, to join me in organizing a 1972
meeting in San Juan, Puerto Rico, titled Psychobiology of Convulsive Therapy.
Attention was focused at the meeting on the neurophysiology of seizures, the role of
changes in cognition, and the neurochemistry of catecholamines. 48
The panelists dedemed persistent changes in EEG recordings essential to the
behavior changes in the therapy. In the absence of persistent EEG changes, only
weak and transient behavior effects occurred.
Changes in memory were not essential to the behavior benefits. The
complaints of loss of recent memories were side-effects of the electricity, the
anesthetics, and the seizure. The changes were not central to the effects of seizures
on mood and thought.

Much interest was shown in newly discovered brain neurotransmitters that
“explained” the effects of psychoactive drugs on brain functions and behavior.
Changes in the neurotransmitters were considered an explanation of the behavioral
effects of repeated induced seizures as well. Seymour Kety cautioned, however,
that

“. . . there is no dearth of demonstrable biochemical changes which are
associated with electroconvulsive shock. Indeed, the difficulty lies not in
demonstrating such changes, but in differentiating between those which are
more fundamental and those that are clearly secondary, and also in attempting
to discern which of the changes may be related to the important antidepressive
or amnestic effects and which are quite irrelevant to these.”

In the 49 years since that meeting, the ECT literature has been filled with
correlations of brain and systemic increases of many biochemical and behavior
measures. But no study has offered a consistent association between
neurotransmitter functions and changes in mood and thought, either for induced
seizures or for any of the many psychoactive pills.

46

�1978. Continuing interest in ECT encouraged NIMH leaders to organize a
larger conference in February 1978 in New Orleans on “Efficacy and Impact” with a
larger panel of clinicians and scientists. In the six years since the San Juan
Conference interests had broadened to the safety of regressive ECT (intensive daily
treatments that were applied in chronic psychotic patients), the efficacy of different
electrode placements, changes in electric currents from alternating to brief pulse
currents, the clinical usefulness in patients with mania and schizophrenia, and the
relation to endocrine measures. At this conference I became aware that Jan-Otto
Ottosson had also been stimulated to examine the changes in neuroendocrine
measures, and we joined in publishing the neuroendocrine hypothesis for the
mechanism of induced seizures in Psychiatry Research in 1980. I was so impressed
with the relation of neuroendocrine changes to behavior that in writing my 1979
textbook Convulsive Therapy: Theory and Practice, I credited the neuroendocrine
explanation for ECT as the most viable.
1985. The hostility and controversies about ECT encouraged the NIMH to
hold a public Consensus Conference in October 1985. Although the panelists
included experienced practitioners, greater attention was paid to the critical
opinions and biases of lay and professional critics. The discussions were raucous
and were accompanied by shouting and hostility. The published reviews added
little to either the clinical or the mechanism interests, reflecting the continuing
rejection of and prejudice against the treatment in the public and the professions.

1986. Motivated by the circus of the Consensus Conference, Sidney Malitz
and Harold Sackeim organized a conference at the New York Academy of Sciences
in 1986. The presentations covered the broad issues of clinical efficacy varying with
diagnosis, results of biochemical, neurophysiologic, neuroendocrinologic, and
psychologic changes during the course of treatments, and mechanisms of action.
Jan-Otto Ottosson detailed the essential characteristics of an effective seizure and
treatment course; Bernard Lerer and Baruch Shapira looked at the impact of
seizures on neurotransmitters; and Robert Post and his NIH colleagues discussed
the anticonvulsant effects of seizures. They saw the anticonvulsant effects in mania
in the therapeutic stream, endorsing anticonvulsant medicines to treat manic
behaviors. Harold Sackeim and colleagues reported a rise in seizure thresholds
during the course of ECT treatments, arguing that the benefits of induced seizures
were in the anticonvulsant effects. Pierre Flor-Henry focused attention on the
theoretic lateralized changes in the non-dominant hemisphere as the basis for the
behavior change with seizures. These proposed mechanisms were no more exciting
than the presentations a decade earlier in the San Juan conference, and they
stimulated little further study.
1989. Still hoping that invited discussions might encourage study, and as
Editor of the journal Convulsive Therapy, I asked Harold Sackeim to invite authors
with an interest in the mechanism to write reviews for a special number of volume
5. An impediment to formulating a single hypothesis is the efficacy of induced
seizures across the broad spectrum of psychiatric disorders. Surely, no single
47

�mechanism can explain the diverse effects in melancholia, mania, catatonia,
delirium, and Parkinsonism. The same hurdles were described by Pesach
Lichtenberg and Bernard Lerer and by Sukdeb Mukherjee in discussing the relief of
mania. In a reprise of the debates on the merits of unilateral electrode placements,
Richard Abrams challenged the reported advantage for treatments induced in the
right hemisphere rather than the left, raising the importance of the details in any
induced seizure study seeking to understand mechanism. Charles Nemeroff and I, in
the midst of our collaborative studies of peptides in CSF, asked whether we
anticipated higher or lower levels of peptides as the basis for melancholic
depression and relief by ECT. We favored the image of lower levels of peptides
active in maintaining normal mood and suggested that the seizures might release an
active peptide that we named antidepressin. Our optimism in picturing an additional
peptide was generated by the increasing number of substances that were being
publicly characterized as altering mood, alertness, and cognition in the psychiatric
ill. But, nothing has come of it, another nagging consequence of my not having
developed skills in biochemistry.

1992. In editing a second edition of his textbook Abrams repeated the
diversity argument that the efficacy of induced seizures over many illnesses made
theorizing not particularly useful until a better understanding of psychiatric illness
emerged. He saw our understanding as similar to that of the peoples in the 18th
Century picturing burning as a process involving the imaginary substance
phlogiston. He concluded that we await the intervention of a modern Anton
Lavoisier, the French scientist who discovered oxygen, 20% of the air we breathe
and the basis for burning substances by their combination.

1998. The continuing challenge of mechanism led Charles Kellner, the
succeeding editor of Convulsive Therapy, to ask Bernard Lerer to invite opinions on
what was learned about the neurobiology of seizures. Lerer again complained of the
difficulty of seeking a single mechanism for a procedure with such a broad effect
among many disorders. Reviews by John Mann and Ron Duman were no more
useful. Nor was an explanation based on the anticonvulsant actions of seizures.
Studies of the brain neurotrophic factor, neuropeptides, TRH and related peptides,
and neuropeptide Y each fell to the criticism by Kety that the broad effects of
seizures on many brain chemicals made it unlikely that changes in any single
measure would be relevant to the mechanism. At best, any single measure would be
a marker of the breadth of the changes induced in brain biology.
2014. The present editor of the Journal of ECT, Vaughn McCall organized
another review of mechanisms. He asked Pascal Sienaert to organize the reports
that were published in June 2014. Each survey considered the main measurable
consequences of seizures – changes in the EEG and psychological tests,
neurotransmitters, neuroendocrines, and immune and cardiovascular systems. I
chose to remind readers that the central event was the seizure and not in any aspect
of electricity, by noting the equivalent efficacy and consequences of flurothyl
induced seizures to those induced electrically.
48

�Roger Haskett of the University of Pittsburgh discussed the neuroendocrine
hypothesis. Haskett had studied cortisol in melancholia and ECT in collaboration
with Bernard Carroll when both were at the University of Michigan in the 1980s.

In retrospect, the discovery of the changes in human behavior by repeated
inductions of seizures is a remarkable page in the history of medicine. As I read the
invited articles on mechanism submitted to JECT in 2014, I do not see a better
explanation than that of the impact of seizures on the hypothalamic-pituitaryadrenal and hypothalamic-pituitary-thyroid systems.

49

�Book Five: The Road to Catatonia
During my days in medical school and residency training I assume I observed
catatonic patients. Indeed I recall walking through hospital wards, dressed in the
short white coat of the student, with two 500 mg vials of Amytal sodium in one
pocket, a metal autoclave box containing a sterile syringe and needles, a tourniquet
and bottled water in the other, to sedate the excited and the manic and to relax and
obtain the cooperation of the negativistic and the mute. But during the decades of
clinical practice as a research physician in New York and St. Louis hospitals, I cannot
recall recognizing catatonia as a distinct syndrome. In my research positions, I had
little front-line responsibility to examine and treat the acutely ill.
It was during my visit to the Bakirköy Hospital in Istanbul in 1965 that I saw
nude women, standing in rigid Christ-like postures in hospital windows and rows of
posturing men as we went through the wards. Catatonia is a systemic disorder of
acute onset with mutism, posturing, rigidity, and stupor, and at other times as
intense excitement and delirium. Patients remained ill for months and years filling
long-stay hospital wards. Now, we have the technical means and the skill to
recognize and treat these patients successfully and rapidly. Turan Itil, my research
colleague at the MIP in St Louis, and I were visiting the Istanbul Bakirköy hospital to
supervise a study of a new neuroleptic, butaperazine. Our arrival was welcomed by
a patient band, colorfully dressed in 19th Century Turkish pantaloons and
multicolored shirts, beating drums and cymbals, and playing the baglama string
instruments -- an image of a mental hospital before the psychopharmacology era.
My enduring interest in catatonia was aroused in 1980, when I became
responsible for supervising the care of acutely ill patients and teaching students on
the in-patient unit at University Hospital at Stony Brook. My experience with a fully
restrained delirious woman and the resolution of her illness excited my interest..

The Teaching Case

On a morning in the Fall of 1987 I was teaching an expert class in ECT when a
patient from the medical service was referred for evaluation. A class of five
graduate physicians saw a restless, delirious and febrile 25-year-old woman in fourlimb restraints, nasogastric and urinary catheters and intravenous fluids running.
When alert, she was negativistic, posturing, rhythmically thrashing, alternating
mute and screaming. She was suffering the systemic disease of lupus
erythematosus, an acute autoimmune disease, being treated with intravenous
methylprednisone for the lupus and sedated with haloperidol and lorazepam. An
EEG had shown seizure-like activity and phenytoin was prescribed to block
spontaneous seizures. She was in an acute manic and catatonic delirium.

50

�Was she a candidate for ECT? The physicians, influenced by the severity of
her systemic illness, the restraints, parenteral feeding, and manifest weight loss,
thought not, that the treatment was likely to do her more harm. They demurred
even after I described the rapid relief with ECT in three patients with the same
psychiatric complications of lupus that had earlier been reported by Samuel Guze at
Washington University. Contrary to the class opinion, the severity of her excited
illness supported treatment with ECT since the treatment was remarkably safe even
in the most systemically ill patients.

With consent of her family and her physicians, a course of ECT was begun on
hospital day 28. Within 10 days and 7 treatments the delirium was relieved,
restraints were lifted and cooperation improved. But family and physician fears and
prejudices against continuing ECT forced me to stop her treatment, a decision that I
strongly objected. She regressed rapidly, again required restraints, and her family
now pleaded for further treatment. A second ECT series from days 68 to 90
resolved her catatonic illness. By day 100 she was discharged with medical relief of
lupus and without signs of catatonia or delirium, to remain well and report the care
of her family at one-year examination.
The severity and life-threatening nature of her illness, the rapid resolution
with ECT, and my realization of her behaviors as “catatonia” intrigued me. Gregory
Fricchione, then chief of Stony Brook’s Consultation and Liaison Service and very
experienced with catatonia, having developed lorazepam treatment while studying
at Boston’s Massachusetts General Hospital, had referred her for ECT after failed
treatment with high doses of lorazepam. For the next few years we studied
catatonia together. I became fascinated with the remarkable change from a
delirious and moribund woman to a recovering mother with relief of a syndrome
that I had hardly studied. I became interested in the story – how catatonia was
discovered and described in Germany in 1874, how another German psychiatrist
incorporated catatonia in his concept of schizophrenia that prevented much
progress in its study.
Catatonia as a Type of Schizophrenia

In 1874 Karl Kahlbaum, the director of a private sanitarium in Görlitz,
Germany, clustered peculiar motor behaviors of some of his patients into a single
syndrome of “Die Katatonie.” In a rich text of 26 clinical vignettes, he clustered
mutism, immobility, negativism, posturing, staring, grimacing, stereotypy,
mannerisms, and several other motor signs as a single syndrome. The underlying
illnesses that brought the patients for hospital care varied, with 12 patients severely
depressed, nine suffering from seizure disorders, three with neurosyphilis, and two
with tuberculosis. In a poignant final chapter of his book, Kahlbaum sadly notes that
he could offer no useful treatment except to hope for spontaneous remission, which
actually did occur in some cases. Death was all too common. 49
51

�By 1899 Emil Kraepelin, the German psychopathologist, teacher, and author
of numerous textbooks, having recognized the same signs, published dramatic
photographs of posturing and grimacing patients. He observed his chronic mentally
ill patients for many years and characterized two principal syndromes. The patients
with delusions, language difficulties, and hallucinations that began during
adolescence and progressed to dementia were suffering from dementia praecox.
Those with depressed moods alternating with mania suffered from manic-depressive
illness. Catatonia was seen in both groups. In later editions of his textbooks,
Kraepelin described catatonia as a marker of dementia praecox.
This association of catatonia with dementia praecox was accepted by the
Swiss psychiatrist Eugen Bleuler who renamed the illness as schizophrenia. His
approach was based on the beliefs of psychoanalysis, seeing catatonic symptoms as
accessory manifestations of Freudian complexes, thereby marginalizing their
importance in the diagnosis of schizophrenia for generations of psychiatrists,
sidestepping the analysis of psychiatric nosology and obscuring efforts to
conceptualize catatonia.

When official classifications of psychiatric disorders by the American
Psychiatric Association emerged in the 1950s, schizophrenia, catatonic type was the
singular recognition for catatonia. This characterization dominated the psychiatric
classifications during all of the 20th Century. It was this association that I was
taught.
But Catatonia Is Not Schizophrenia

Awareness that catatonia was not limited to patients with schizophrenia
came slowly. By 1973, after examining the records of 2500 hospitalized patients
with extended follow-up at the University of Iowa, James Morrison reported that
10% met criteria for catatonia at their index admissions. Re-examination of the
records of those patients at a later date found 40% had, at some point, recovered
completely after treatment with sedative hypnotics or ECT. Morrison argued that
these recovered patients could not be examples of schizophrenia, a disorder for
which treatments, at best, reduced the severity of symptoms but did not relieve the
illness.

A year later Richard Abrams and Michael Alan Taylor, two students from my
classes at New York Medical College, identified 55 patients with one or more
catatonia signs admitted to two wards at New York City’s Metropolitan Hospital
over a 14-month observation period. Only four patients among these satisfied the
research diagnostic criteria for schizophrenia, while more than two-thirds met the
criteria for affective disorders, usually mania. They reported the salutary effects of
treatments and a factor analysis of the data identified two factors, one associated
with mania and good outcome with treatment.
52

�That same year, Alan Gelenberg in Boston described eight patients who
became toxic and febrile with severe Parkinsonian motor signs after receiving high
potency neuroleptic drugs. He cited the cases as instances of “the catatonic
syndrome.”

In 1980, Stanley Caroff in Philadelphia, after describing 60 reported cases of
neurotoxic responses to neuroleptic drugs, labeled an acute onset lethal catatonia
syndrome with fever, autonomic instability, altered consciousness, stupor, and the
rigidity and posturing signs of catatonia as the “neuroleptic malignant syndrome”
(NMS), a label that was widely adopted. He ascribed the syndrome to excessive
dopamine blockade and prescribed dopamine agonists such as bromocriptine. In
time we learned that these treatments were ineffective, and they were replaced by
lorazepam and ECT, the effective catatonia treatments today.
In Contrast to Schizophrenia, Catatonia is Treatable.

In 1930 William Bleckwenn, an American physician in Wisconsin, reported
that catatonia could be relieved by injections of 2.0 or more grams of amobarbital
(Amytal). Mute, staring, stuporous and posturing patients responded to injections
by speaking, answering questions, and self-feeding. These changes were reported
and also shown in a black-and-white film that was instrumental in launching the
practice I was taught.

A second effective treatment of catatonia, inducing grand mal seizures, came
de novo into the world on January 2, 1934 when Ladislas Meduna, a Hungarian
neuropsychiatrist, injected camphor-in-oil into the buttocks of chronic psychiatric ill
at the Lipótmezó sanitarium in Budapest. By happenstance, the majority of his
patients exhibited the negativism, mutism, and motor abnormalities -- now
considered signs of catatonia -- that were then considered signs of schizophrenia.
His method of induction was inefficient, however, eliciting a seizure in only one
third of the subjects. Behaviors changed little but the few that did improve
sufficiently impressed him to continue.
Later that year he used a better method of intravenous injections of
pentylenetetrazol (Metrazol), which elicited fuller and more reliable seizures. The
changes in behavior were so remarkable that he reported his cases in 1935 and
again a year later at a meeting in Switzerland that canvassed experiences in new
treatments of psychosis from 22 countries, setting the stage for worldwide interest
in seizures as therapy. Three years later he published his experience with 110
patients, reporting relief in more than half, especially among those acutely ill with
catatonia.

A year after that, the Italian physicians Ugo Cerletti and Luigi Bini
demonstrated the same relief-inducing seizures using electricity rather than
chemical injections. These treatments were remarkably successful in relieving
53

�catatonia, so much so, that once clinicians caught on, it was possible for a
neurologist in 1981 to ask decades later, “Where have all the catatonics gone?”
Is NMS a Form of Catatonia?

Recognition of the neuroleptic malignant syndrome came slowly into
professional awareness. The occasional sudden death of a psychotic patient treated
with chlorpromazine or other potent neuroleptic drugs raised little intellectual
interest until the Caroff report appeared. After reading his description we at Stony
Brook recognized three patients treated with neuroleptics who met his criteria for
NMS. Repetitive motor movements, mutism, posturing, and negativism marked
each story. We discontinued neuroleptic medications and, following Caroff’s guide,
prescribed bromocriptine. One patient responded slowly, but two did not. ECT
brought quick relief. Although my curiosity about catatonia was not aroused until
we treated the woman in delirious mania described earlier, we did find other cases
of NMS. 50

At the height of the summer of 1976, a 23-year old agitated and aggressive
psychotic man under my care at the Central Islip Psychiatric Center was refusing
food and fluids and required restraint and sedation. Intramuscular haloperidol was
administered. The ward was incredibly hot, he became dehydrated, febrile, suffered
a seizure, became stuporous, and died within 12 hours. Neither physical nor
psychological post-mortem reviews suggested a compelling reason. In retrospect,
his acute death was an unrecognized example of NMS, the toxic syndrome
associated with haloperidol that was waiting to be discovered.

Another example of NMS was the death of Libby Zion, an 18-year-old college
student being treated for depressed mood with phenelzine. In the summer of 1984
she was admitted to New York Hospital febrile, agitated, and disoriented with
abnormal motor movements. Meperidine was administered, her agitation worsened
and parenteral haloperidol was added. Now in stupor, her temperature quickly rose
to 107oF and she died. Her family sued the hospital for malpractice and in 1993 I
was asked to review the records as an expert witness in the hospital’s defense. The
many initial diagnoses did not consider NMS, but by the time of the legal case her
experience was recognized as an example of neuroleptic-induced malignant
catatonia.

As NMS became increasingly recognized, various treatments were tested. By
1983 Gregory Fricchione described four cases in which high doses of lorazepam and
withdrawal of the neuroleptic relieved the syndrome. Case reports of lethal
catatonia secondary to neuroleptic use followed quickly, each affirming the
connection and citing relief with cessation of neuroleptic use and treatment with
benzodiazepines and ECT. The significant connection between malignant catatonia
and prior experience of catatonia was made by Denise White of South Africa who
described five patients in whom the catatonia signs preceded the administration of a
neuroleptic. In a second report a year later catatonia was presented as a precursor
54

�to the malignant state, raising the question as to whether the neuroleptic malignant
syndrome, malignant catatonia, and the non-malignant forms of catatonia were
manifestations of the same psychopathology.

The acceptance of NMS as a form of catatonia was slow, inhibited by the
different treatments offered. Stanley Caroff and his colleagues believed that NMS
resulted from the neuroleptic inhibition of dopamine activity and focused treatment
with dopamine agonists bromocriptine and amantadine. Because the fever, muscle
rigidity, and weakness simulated malignant hyperthermia, they augmented
treatment with the muscle relaxant dantrolene. Despite poor responses and
continuing deaths, many authors applied this prescription. An international debate
ensued, carried on for more than two decades, whether NMS was best considered an
abnormality of dopamine metabolism and treated with dopamine agonists or
malignant catatonia and treated with benzodiazepines and ECT. The debate argued
at meetings of psychiatric societies and in the literature with Stanley Caroff, Gregory
Fricchione, Steven Mann, Patricia Rosebush, Theresa Rummans, Michael Taylor,
Gabor Ungvari, Denise White, and myself as the protagonists. The debates
strengthened my interest in catatonia, as I viewed NMS as a form of malignant
catatonia.

Essential to the different views was the failure to recognize the signs of
catatonia. For many observers the essence of NMS was the fever, autonomic
instability, and muscle rigidity, encouraging belief in an overlap with malignant
hyperthermia. Interest in catatonia was minimal, blocked by the prevailing belief
that catatonia was schizophrenia, despite the reality that few NMS patients met the
criteria for the thought disorder, impaired speech, delusions, and hallucinations that
characterized schizophrenia. Further, treatments of NMS-classified patients with
barbiturates and benzodiazepines were considered to risk tolerance development
and dependence, beliefs that were substantiated by the FDA’s restricted prescribing
rules. Dosing was limited to a few milligrams of lorazepam, inadequate for the relief
of catatonia. Few hospitals had ECT treatment units so clinicians could not
prescribe this treatment--but all could prescribe dopamine agonists and dantrolene.

Then, in 1990, Michael Taylor presented a detailed argument distinguishing
catatonia from schizophrenia in a historical and clinical review of its 100-year
history. He described both retarded and excited forms of catatonia and detailed
effective treatments with barbiturates, benzodiazepines, and ECT. He connected the
motor signs to the pathophysiology of the frontal lobes, presenting catatonia as an
entity of many causes and many forms, thus challenging its consideration solely as a
form of schizophrenia. 51
Simultaneously, the neurologist Daniel Rogers from the Burden Neurological
Hospital in Bristol, England presented a similar challenge. Of the100 chronic
schizophrenic ill he had examined, many exhibited catatonia and Parkinsonism.
Their presentations, though, were similar to those that had occurred during the
1918 encephalitis epidemic, indicating that catatonia was not confined to
55

�schizophrenia. He described a systematic examination and a rating scale to identify
catatonia, defining catatonia within neurology practice. 52
Both Taylor and Rogers questioned the Kraepelinian dictum that catatonia
was a form of schizophrenia. Their doubts were consistent with my own that
catatonia was not a marker of schizophrenia. That led me to argue for an
independent status for catatonia in the illness classifications.
The Drive to Official Definition.

Was catatonia a singular identifiable disorder with common characteristics
and homogeneous pathophysiology, or a galaxy of psychiatric aberrations with
different pathologies? The 1980 DSM-III identified catatonia by the presence of at
least one of the five signs of stupor, negativism, rigidity, excitement, or posturing. My
Stony Brook colleagues culled the more detailed descriptions of catatonia signs by
Kahlbaum, Kraepelin, Taylor, Rogers, Rosebush, and Lohr and Wisniewski to
develop a 23-item list of identifiable signs scored on a 3-point scale and described a
systematic examination that could be used to derive a diagnosis.

Using that rating scale in 1994-95 we examined every patient admitted to
our ward for catatonia signs. In potential catatonia cases, prescribed neuroleptics
were quickly withdrawn, the effect of a single dose of intravenous lorazepam or
diazepam was tested, and the patients treated with high doses of diazepam or
lorazepam or with ECT. We next surveyed all patients admitted to the Psychiatric
Service and the Psychiatric Emergency Room of University Hospital during a 6month period using our rating scale. Of 215 patients examined, 9% had two or more
signs of catatonia.
In the next year, of 470 patients examined we admitted 28 patients with four
or more signs of catatonia to the in-patient service of University Hospital. Of these,
15 were affectively ill, 4 psychotic, 3 with NMS, and 6 with various systemic medical
illnesses.
A review of the University Hospital records for the 5-year period beginning
in 1985 with discharge diagnoses of schizophrenia, catatonic type (DSM 295.2)
identified 43 charts. Of these, seven patients were also charted or discharged as
affective disorder, five as organic affective disorder, and seven as schizophrenia.
Eleven had been treated with ECT, with full relief in eight, confirming again the
remarkable efficacy of seizures to relieve catatonia.
The Sedative Verification Test

Could the relief of catatonia’s signs with intravenous lorazepam confirm the
diagnosis? Since William Bleckwenn had rapidly resolved catatonia with injections
of amobarbital, intravenous amobarbital had been widely used to gain speech for
the mute, encourage feeding and toiletting in the negativistic, quiet the aggressive,
56

�and arouse the stuporous. In 1983 Gregory Fricchione recommended that
amobarbital be replaced by lorazepam and that the reduction of catatonia signs be
considered a verifying test for catatonia. As verification of catatonia in patients with
2 or more catatonia signs for 24 hours or longer, we adopted the criterion of a 50%
reduction in the catatonia rating scale score, if it occurred within 10 minutes of the
intravenous administrations of 1 to 2 mg lorazepam. The prescription of 3 mg/day
of lorazepam, increased rapidly by 3 mg increments to 30 mg/day became our
treatment protocol. Of 28 patients identified with catatonia signs, 23 recovered
with lorazepam dosing alone, 5 did not. Of the four who consented to ECT, three
recovered with 2 to 3 treatments, while one required 11 treatments. This
experience was published in 1996 and the protocol became our standard diagnostic
and treatment procedure; within a few years these methods were widely adopted
and central to the recommendations of the textbook of catatonia that Taylor and I
published in 2003. 53
The Many Faces of Catatonia.

Beginning with our recognition of NMS, Michael Taylor and I soon accepted
other syndromes such as delirious mania, toxic serotonin syndrome, pervasive
refusal syndrome, NDMAR encephalitis, Self-Injurious Behaviors in adolescents, and
several other labeled syndromes that exhibited multiple signs of catatonia that were
relieved by known treatments. We thought that the syndromes must have a
common pathophysiology since the signs were overlapping and the same
treatments were effective.

Delirious mania. Catatonia is recognized in a sedated form of stupor,
mutism, posturing, and negativism. It also is recognized in an excited, manic state.
Catatonia is more often recognized among manic patients than among those with
depressive moods or psychosis. Among the patients admitted to our psychiatric
facility so excited and overactive as to require physical restraint, we increasingly
recognized the signs of catatonia. Some vacillated between aggressive screaming
and posturing mutely, with peculiar repetitive movements. Others were febrile,
hypertensive and tachycardic. Some were delirious, all were confused and poorly
oriented. Many had been treated with haloperidol or other high potency
neuroleptics precipitating the malignant febrile form of illness. Some had seized
and anticonvulsants had been prescribed.

Many patients required four-limb restraints or were maintained in a padded
isolation room. We withheld neuroleptics, prescribed high doses of parenteral
benzodiazepines, and were often able to minimize the excitement. But the severity
of the fever often forced more immediate treatment with ECT. Daily ECT found
relief of excitement, delirium, and fever had occurred by the third day in almost
every case.

57

�Taking patients who are suffering a malignant systemic illness and subjecting
them to the risks of anesthesia and induced seizures is counter-intuitive. But the
fatality rate of febrile catatonia and the life-saving quality of daily ECT was
demonstrated in 1952 by Otto Arnold and H. Stepan. They had treated 18 patients
in their first clinic in 1947/48 with delayed treatments and 16 in their second
1949/50 with prompt treatments. Of the 18, 15 died and 3 survived; of the 16, 13
survived and 3 died, The lesson of daily or multiple seizures was learned, and I
applied their experience on numerous occasions .

The Stony Brook hospital unit consists of rooms around a circular core. From
the entrance to the ward it is possible to see the doors to 3 to 5 rooms. I often came
to the ward by 7 am, seeing a chair outside a room, with an aide watching the
patient inside. These were the patients under 1:1 observation and care, often the
most delirious and excited, or late adolescents with self-injurious behaviors. A 29year-old HIV infected man had become severely depressed, suicidal, and delirious,
refusing his HIV medications. In the ER, he was injected with haloperidol, became
agitated and febrile. On the ward he was in 4-limb restraints, 1:1 observation, and
parenteral fluids. After increased dosing with lorazepam with little response, we
induced his first seizure. That afternoon he was out of restraints, only to relapse
slowly. His temperature elevated and treatments were repeated on each of the next
two days, with complete relief, cooperation and full self-care.
A 20-year-old college student was admitted in delirious excitement. After 4
daily ECT sessions he was discharged to continue out-patient ECT for a total of 10
treatments. He completed his college courses. A 25-year-old musician in delirious
mania was relieved by 5 daily ECT sessions, fully recovered by a full course of 12
treatments. Four years later, he was re-admitted after returning from an overseas
working trip during which he had become exhausted. Again, daily ECT relieved the
syndrome and he remained well.
In a review of the hospital records I found 9 additional patients with
delirium, mania, and signs of catatonia who had responded well to ECT. These
experiences encouraged additional treatment of non-manic delirious patients and
led me to recommend that ECT was an effective treatment for delirium, regardless
of cause.

An interesting misconception developed in the 1980s as the label “bipolar
disorder” was popularized as a diagnosis after its delineation in DSM-IV. Depressed
patients with a single manic episode in their history were labeled as suffering from
bipolar disorder, neglecting possible catatonic features. The treatments for bipolar
disorder span the breadth of the pharmacy, applying atypical antipsychotics, mood
stabilizers, lithium, anticonvulsants, anxiolytics, sedatives, and antidepressants in
complex combinations with notoriously poor outcomes. As excited patients are
forcefully restrained, treated with haloperidol and other potent neuroleptics, they
rapidly develop seizures, fever, become mute, refuse fluids and food, become
dehydrated and die, sometimes with fever and inanition or by improper tube
58

�feeding. Recognizing catatonia in severely manic and delirious patients and offering
catatonia treatments is an unheralded aspect of the understanding of mania.
But delirious mania is still not recognized in the revised nomenclature of
DSM-5 published in 2013. In his critique What Psychiatry Left Out of DSM-5, the
historian Edward Shorter identifies delirious mania as just one of many illnesses
that are not recognized. 54 Michael Taylor makes the same observation in his
personal history as researcher and clinician titled Hippocrates Cried. 55

Toxic serotonin syndrome. A 59-year-old married woman was admitted to
University Hospital with a long history of treatment for mood disorder. Her most
recent prescription had been the sedative trazodone at bedtime. She developed
urinary incontinence and the serotonergic agent nortriptyline was prescribed.
Within five hours after a single 25 mg dose, she became fearful, tremulous, sweating,
tachycardic, hypertensive, incontinent of urine with explosive diarrhea. Four days
later, she exhibited seizure-like movements of her extremities and lost
consciousness. At the psychiatric emergency room she was mute, rigid, tremulous,
tachycardic, sweating, and hypertensive. The examination was consistent with NMS
and lorazepam [1mg q6h] was prescribed, relieving the motor and vegetative signs
within two days. She remained depressed and retarded, however, and responded
well to ECT with lorazepam as continuation treatment. She had not been exposed
to neuroleptic agents as her husband, a high school biology teacher insisted,
showing his daily record of her symptoms and all administered medications. Toxic
serotonin syndrome (TSS) is an acute change in mental status with systemic signs
following the addition or increase in dose of a known serotonergic agent to an
established psychoactive medication regimen. No effective treatment is known
other than withdrawal of the precipitating medications and supportive care. The
overlap in signs of toxic serotonin syndrome with NMS, and the successful response
to catatonia treatments, argues that toxic serotonin syndrome is best considered
and treated as a form of malignant catatonia.
Pervasive refusal syndrome. A syndrome described in the UK in 1991 meets
our criteria for catatonia and represents another face of the syndrome. Four British
girls between the ages of 9 and 14 suffered “a profound and pervasive refusal to eat,
drink, walk, talk or care of themselves in any way over a period of several months.”
They required nasogastric tube feeding and spent such prolonged periods in bed
that they “occasionally requiring manipulations of the joints under general
anesthetic to prevent contractures.” After extended hospital care and family and
individual psychotherapies they eventually recovered.
A report of an 8-year old girl who stopped eating and drinking after a viral
infection and who was hospitalized for more than a year before being returned to
her family in partial remission was brought to my attention by Donald Klein; did she
meet our criteria for catatonia, he wondered. We agreed and asked the report’s
authors whether not testing and treating for catatonia was unethical. The authors
59

�offered a complex rejoinder without explaining the failure to apply proper tests.

A decade later I was consulted by the Irish child psychiatrist Fiona
McNicholas about an 11-year old prepubertal girl who developed symptoms of
asthma, abdominal pain, and insomnia. She refused to attend school or to eat or
drink, became withdrawn and mute, and required nasogastric feeding and hospital
care. After many months, a video of her behavior was sent to me. Mutism,
negativism, and posturing confirmed catatonia. Lorazepam testing and treatment
was recommended. The parents refused medication treatments but participated in
family therapy. At first the girl took part but in time she refused. After 18 months of
hospital care, as the date for her scheduled return home was imminent, she began to
speak, eat and care for herself. Over the next six years she completed her schooling
and went on to University.
These cases are labeled “pervasive refusal syndrome.” Less than 30
additional cases are cited in the literature, with a 3:1 ratio of girls to boys. Each
reported case required prolonged hospital care. Similar cases are labeled “elective”
or “selective mutism.” The patients meet criteria for catatonia but it remains
difficult for many physicians to consider catatonia except in the shadow of
schizophrenia. The tragedy in each case is the availability of effective treatments
and the clinicians’ refusal to offer a proper diagnosis and effective care.

Recent descriptions of a “Resignation Syndrome” among Syrian refugees in
Sweden and a “Nodding Syndrome” among children in the wars in Uganda find
behaviors of withdrawal, mutism, loss of self-care, failure to feed that clearly mimic
catatonia mutisms. Both these syndromes should be considered forms of catatonia.
Such recognition would offer effective relief and bring these syndromes under the
catatonia umbrella.

Anti-N-Methyl-D-Aspartate Receptor Encephalitis. A 2008 case report in
the New England Journal of Medicine describes a 26-year-old woman admitted for
headache, behavioral changes, abnormal movements, and mutism of seven weeks’
duration. After extensive laboratory examinations a serum anti-NMDAR
encephalitis test was reported positive, supporting the presence of an autoimmune
disease. Throughout her illness she had been somnolent, mute, and negativistic,
with repetitive movements of her arms and mouth, but these were not recognized
nor treated as catatonia. An ovarian teratoma was found, surgically removed under
anesthesia, and the encephalitis syndrome resolved within a day. Was the removal
of the tumor or was the anesthesia the therapeutic agent? The rapidity of the
resolution and her course favor the probability that catatonia was relieved by the
anesthesia.

Another report described a 16-year-old boy with protracted stupor,
psychomotor retardation, mutism, posturing, stereotypical movement, refusal to eat
and drink, and episodic agitation. A positive blood test supported an anti-NMDAR
diagnosis. The presence of catatonia was not recognized and no consideration given
60

�to its treatments. Instead, haloperidol and other antipsychotic agents were
prescribed worsening the symptoms. After seven months of nursing care the illness
abated. The experience was trumpeted as a clinical lesson in the American Journal
of Psychiatry despite the failure to recognize catatonia or to consider its treatment.
The signs of catatonia were commonly described in a 2008 report of 100
cases of encephalitis with positive NMDAR serum tests, but neither catatonia nor its
treatments were discussed. Case reports now dot the literature with most patients
being female and with resolution after resection of ovarian teratomas when found.
But the syndrome is also reported in males.

Limbic encephalitis is an acute autoimmune neurological disorder first
described in the 1960s as a ‘paraneoplastic condition’ – self-poisoning systemic
changes induced by tumors. More than 80 different autoimmune disorders are
described in the medical literature. The pathophysiology is poorly understood and
the treatments are empiric and of limited efficacy.

The diagnosis of anti-NMDAR encephalitis depends on a positive serum or
cerebrospinal fluid antibody test. The recommended treatments are tumor resection
when found and non-specific immunotherapy (corticosteroids, intravenous
immunoglobulin or plasma exchange) or immunotherapy medications
(cyclophosphamide or rituximab). These treatments have not been demonstrated
to be effective and are associated with prolonged illness. My appreciation is that
these patients have a systemic illness of acute onset, with a positive chemical test,
with a high incidence of tumor, and frequently expressed as catatonia. These
characteristics assure the syndrome's definition within the medical model.
Treatments for catatonia, when applied, have successfully relieved the illness.
A heightened enthusiasm for this diagnosis is reflected in an editorial in the
British Journal of Psychiatry in April 2012 calling for laboratory tests for antiNMDAR encephalitis in “all individuals with a first presentation of psychosis, or
people with psychosis and features of autonomic disturbance, movement disorder,
disorientation, seizures, hyponatraemia or rapid deterioration . . . with the
possibility of antibody-mediated encephalitis in mind.” The recommendation
continues: “This assessment should include, as a minimum, a neurological and
cognitive examination and early serum testing for antibodies against the NMDA
receptor and voltage-gated potassium channel. All patients testing positive for
these serum antibodies should be referred to neurological centres with expertise in
managing these cases.”

The enthusiasm for this diagnosis is also illustrated by the rapidly increasing
case-report literature. The initial references to anti-NMDAR encephalitis cited in
Medline are in 2007. By July 2014, the number had increased to 230 citations. and
by February 2021 increased to 1588 with 83 with catatonia, and 19 with the
catatonia treated with ECT.
61

�As with patients with pervasive refusal syndrome, recognizing catatonia in
anti-NMDAR encephalitis offers effective treatment. It is reasonable to consider
catatonia in the differential diagnosis and offer its tests and effective treatments but
this is still too seldom done.

Self-injurious behaviors in mental retardation and autism. Patients
identified in the past as suffering from mental retardation are now often discussed
as examples of autism or autism spectrum disorders. Many exhibit persistent
repetitive movements, often screaming and hitting themselves. Such self-injurious
behaviors cause much damage. Restraints, antipsychotic medications, and
deconditioning procedures are poorly effective. Courses of ECT, however, markedly
reduce the repetitive behaviors and many young patients have been returned to
home and community. They do require continuation ECT, however. A benefit of the
success of these treatments has encouraged broader acceptance of ECT among child
and adolescent psychiatrists.

Other repetitive behaviors in children and adolescents are recognized as
obsessive compulsive disorder (OCD) and Gilles de la Tourette syndrome (GTS).
These are commonplace among adolescents labeled as suffering autism or autism
spectrum disorders. A 2014 report describes an 18-year-old man with a 8-year
history of progressively severe GTS that responded rapidly to ECT. The scientific
literature is speckled with incidental relief of GTS and OCD with ECT that
encourages a more inclusive application of catatonia criteria to these syndromes
with the application of catatonia treatments.
The DSM Classification Debates: Where Should Catatonia be Classified?

The initial classification of psychiatric disorders published by the American
Psychiatric Association in 1952 was revised in 1968 and again in 1980. In each
version catatonia was singularly recognized as schizophrenia, catatonic type (295.2),
making catatonia signs markers of this broad class of psychosis and neglecting
evidence of catatonia among other disorders. The catatonia-is-schizophrenia
equation led physicians to prescribe neuroleptic drugs whenever catatonia signs
were recognized. Such treatments were not only unhelpful, but they often
precipitated a malignant neurotoxic state, worsening the illness, and causing death.
Only when the clinician distinguished the signs of catatonia were the patients
appropriately treated with barbiturates, benzodiazepines, and ECT. Taylor and I
argued that it was necessary to divorce Kraepelin’s marriage of catatonia to
schizophrenia and to recognize catatonia as a distinct, independent syndrome
warranting a home of its own.56
The 1994 revision (DSM-IV) retained the five types of schizophrenia and
added the independent class of “catatonia secondary to a general medical condition”
(293.89). I was pleased that an independent syndrome was recognized and hoped
that such a designation would increase its recognition and encourage the
62

�prescription of effective treatments. Indeed, over the next two decades, recognition
of catatonia increased and reports of malignant catatonia declined.

Another DSM revision was planned in 2008 with catatonia assigned for
consideration in the Psychosis Work Group. By this time an extensive literature
supporting catatonia as an independent entity had developed and a consortium of
catatonia scholars that I led asked that the catatonia type of schizophrenia (295.2)
be deleted and that catatonia be designated by a single code as a distinct, definable,
and treatable syndrome. The publication of DSM-5 in May 2013 deleted the class of
schizophrenia, catatonic type (295.2); continued the class of catatonia secondary to
a systemic medical condition (293.89); offered a class of “unspecified catatonia”
(781.89); and included a “catatonia specifier,” coded as xxx.x5, for ten principal
disorders including depression, bipolar disorder, and schizophrenia types. (A
specifier is a label added to a primary diagnosis to indicate a subtype of the primary
diagnosis. It avoids a decision about which aspect of the behavior, the psychosis or
the catatonia, is the verifiable diagnosis.)

The divorce of catatonia from schizophrenia has led many psychiatrists to an
earlier prescription of effective treatments, lowering rates of chronic illness and
death. Many variants of catatonia with unique effective treatments are now
recognized. Once considered rare, catatonia is now reported in about 10% of the
populations admitted to psychiatric hospital units, assuring earlier recognition and
more effective treatments.

During these recent DSM deliberations the initial debates occurred between
classical scholars represented by Gabor Ungvari and the catatonia scholars
beginning with the work of Michael Taylor and Richard Abrams in 1970s. Ungvari
supported the Kraepelin image of catatonia as the abnormal motor signs found
among patients with chronic psychosis. He had treated hospitalized long-term
Chinese ill in Hong Kong with lorazepam and saw little benefit, but he had not tested
the benefits of ECT. Modern scholars, however, are recognizing catatonia in acute
treatment hospitals, finding many cases that meet the Kahlbaum criteria for
catatonia. When Kraepelin identified catatonia in his chronically ill patients, he
assumed that he was describing the same syndrome. The experience of the DSM-I to
DSM-III classifiers was with similar chronic hospitalized ill since their office
practices of psychotherapy did not accept catatonic patients – those with mutism,
negativism, and posturing, for example. By the time of DSM-IV’s publication in
1994, however, some scholars had identified the catatonia described by Kahlbaum.
Their experiences led to the addition of the special class of “catatonia secondary to a
medical condition.”
The connection of the catatonia scholars to the Psychosis Work Group was
through Stephan Heckers, the chairman of Psychiatry at Vanderbilt University. That
he accepted our picture of catatonia as an independent treatable syndrome is seen
in his retrospective review published at the beginning of 2015. After examining 339
hospital charts, two or more signs of catatonia were recorded in 300 patients with
63

�232 validated by positive relief with lorazepam treatment or ECT. The mean
lorazepam dose was 6 mg/day with 84% responding. ECT was applied in 20% with
42 of 45 (93%) responding.
Publication of a Catatonia Textbook and an ACTA Supplement

Taylor and I decided to summarize our experience with catatonia and
published Catatonia: A Clinician’s Guide to Diagnosis and Treatment, a 256-page text
in 2003. At the same time we presented our experience in a review in the American
Journal of Psychiatry.
We are clinicians, not laboratory scientists. We identify illnesses, use
verifying tests, and explore effective treatments. We recognize that inducing
seizures is a most remarkable and unique discovery in medicine, one that has been
unfairly stigmatized by the professions of psychiatry, neurology, and psychology, as
well as by the public. The science is poorly taught in medical schools and
psychiatric residencies, many of which have no facility for its use, thereby denying
relief to many of the mentally ill who they serve.

Since that publication we have explored catatonia further. A decade later it
seemed timely to bring our knowledge up-to-date and I published a review as a
supplement to the Acta Psychiatrica Scandinavica. It is a biography of the syndrome,
how it was developed, its early exploration, the incorporation in schizophrenia, and
its rediscovery as a definable distinct entity. The essay reviews the arguments
about its classification, and the new forms that are recognized.
It also discusses an interesting association with animal tonic immobility, a
defense described in prey animals. Many catatonia signs – stupor, mutism,
posturing, repetitive behaviors – are characterisic of animals when they find a
predator in their neighborhood, and I suggest that catatonia is a relic of human
biologic history. Subsequently, I have argued that catatonia is an atavism, a relic of
the past when Homo sapiens was both predator and prey, with the defenses of flight,
fight, and dissimulation that are retained today.
How is catatonia best recognized and what is its place in the medical world?
We soon came to see it as a behavior syndrome, severe and occasionally fatal but
treatable, so much so that its resolution left no residual marks. Edward Shorter and
I discussed these many aspects of the syndrome and in the fall of 2016 resolved to
write its history. We organized our thoughts and decided that we could best assess
the syndrome as an atavism, a relic of the primitive stages of animal development
when fears encouraged defenses of freeze, flight, or fight. We formulated these
thoughts in an essay asking "Does persisting fear sustain catatonia?" in the Acta
Psychiatrica Scandinavica in 2017. 57
A proposal for a volume by Shorter and myself was accepted by the Oxford
University Press, and in July 2, 2018 the first copies of A Madness of Fear: A History
64

�of Catatonia with the deep blue cover image of Caravaggio's Medusa were published.
The text describes the 150 year story of a systemic medical syndrome, the
successful application of the Hunterian model of the identification of a systemic
illness. It joins neurosyphilis and melancholia as among the few behavior disorders
that is identifiable, verifiable and successfully treatable.

65

�Book Six: Melancholia and the Medical Model of Diagnosis
After publishing our text on Catatonia in 2003, MickeyTaylor and our wives
Ellen and Martha met for a celebratory lunch in Chicago.
"Well, what is next?"

We agreed that Melancholia was a discussable syndrome -- multiple forms
were widely recognized, each responsive to the tricyclic imipramine and to ECT,
and a verification test in the dexamethasone suppression test had been described.
Melancholia syndrome met our criteria for a medical diagnostic syndrome, parallel
to our image of the catatonia syndrome, and we both had successfully treated
melancholic patients. 58

Like catatonia, melancholia is not recognized as a clinical entity in any of the
American Psychiatric Association Diagnostic and Statitical Manuals, although it is
widely described in the clinical literature. Melancholia is accepted as a descriptor or
modifier for DSM diagnoses, not as a distinct identifiable entity, not accorded a
specific code. As a consequence its study is not well defined, not recognized in the
citation indices, and is poorly studied; it is buried in the Major Depressive Disorder
and Bipolar Disorder categories. The parallel with the catatonia story is uncanny. 59

During my Hillside Hospital experience, the treatment of severely depressed
patients, suicidal, anorexic, insomniac, mute and stuporous, with ECT was
remarkably effective. Often, inducing seizures daily resulted in complete relief in 24 days, with suicide risk, appetite, insomnia and withdrawal fully relieved. In our
RCT study of chlorpromazine and imipramine, we identified a population of
psychotic depressed patients that responded to both agents. 60

In my days in Missouri, we often identified melancholic patients but their
diagnosis and treatment was of no particular interest. In our studies of ECT at Gracie
Square, the clinicians recommended psychotic depressed, postpartum and partum
depressed for treatment without our particular attention to their identification.

The Dexamethasone Suppression Test: By the 1960s, chemists had
reported serum cortisol measures to be elevated in melancholic patients. By 1972,
the Australians Davies, Carroll and Mobray reported that a straighforward test, the
Dexamethasone Suppression Test (DST) was a marker of severe psychotic
depressive illness. Diurnal serum cortisol levels were elevated, and administration
of the steroid dexamethasone failed to suppress the elevated levels. One report by
Bernhard Carroll intrigued me. Five severely ill melancholic patients with abnormal
DST responded clinically to courses of ECT; their DST normalized. Two relapsed,
again with abnormal DST tests; re-treatment with ECT resulted in clinical
improvement, again with normalization of the DST. 61 Was the DST a marker of
melancholia and predictor of the response to ECT?
66

�I had been asked to supervise a psychiatric unit at the Long Island Northport
VA in 1972. I organized clinical trials of a potential psdychotropic drug flutroline,
which we found clinically ineffective. In 1968, the Fellow supervising treatments
Yiannis Papakostas, accepted the tasks of developing the chemical tests for cortisol
and TSH testing patients before and during the course of ECT.62 Of 20 unipolar
melancholic patients, 16 exhibited abnormal DST. Of the 14 treated with ECT, all
test normalized with recovery. These findings stimulated interest in cortisol as a
test of a specific form of depressive illness.

Over the next few years, numerous reports associating the DST and
depressive disorders, some finding a close association with severe depression and
psychosis, others finding poor relations. The APA TAsk Force on Laboratory tests
concluded that the test was not useful in identifying major depressive illness. 63 As I
and Bernard Carroll noted, a laboratory test with high specificity for melancholic
depression was applied to a broad class of "major depressive illness" that included
neurotic and characterological depressions, those unhappy with their social status
and lives. The patients with positive DST tests were the severely ill, often suicidal,
unresponsive to psychological therapies, but responsive to the more effective
antidepressant tricyclic medications and ECT. Never the less, the DST was rejected
as a test of a specific form of depressive illness; each variation of the DSM (-III, IV, 5) discarded all laboratory tests for the diagnosis of any of its hundreds of described
conditions.
Earlier I described my development of the CORE collaborative studies of
depressed patients treated with bitemporal ECT with continuation treatments
either lithium and nortriptyline or ECT. The study was an excellent opportunity to
test the DST and severe depressive illness, but the NIMH committee and managers
reviewing the study budget, rejected funding for the DST, justified by the APA Task
Force report. Never the less, we examined the rating scales of our depressed
patients for evidence of the loss of pleasure in all, or almost all, activities or lack of
reactivity to usually pleasant stimuli at baseline. Of 489 patients in the CORE study,
311 (63.6%) met criteria for melancholic features. The overall remission rate was
68.1%, with higher rates (78.7%) for those who did not meet the melancholia
specifier criteria and 62.1% of (or more) of six cited vegetative signs of
melancholia. The specifier is added on the basis those with melancholia specifier
(42). We concluded that the approximation of "melancholia" in our patients was a
poor substitute for the DST.64
After our meeting in Chicago, a flurry of letters, interim reports, literature
searches, led to our publication in the Spring 2006 by Cambridge University Press
of our melancholia textbook. 65 We described the century-old experience, defined
the syndrome by psychopathology and laboratory tests, treatments by medication
and ECT, and argued for its recognition as a distinct entity in psychiatric
classifications. The book was well presented but was priced very high, the
advertising minimal, and the distribution disappointing.
67

�Increasing interest in melancholia led to an international conference in
Copenhagen of authors who had studied melancholia, also in 2006.66 By the
conference end, melancholia was defined as an identifiable mental illness, the DST
was agreed as a defining test, and ECT as a definitive treatment. The argument for a
unique identity among behavior illnesses was again made. Discussions with
members of the DSM-5 panel for depressive illnesses were strongly made, but again
ignored in DSM-5 in 2013.
Disappointed with our failure to convince clinicians about the unique
qualities of melancholia, both Taylor, in his book Hippocrates Cried 67, and I, joining
with Edward Shorter, described the story in Endocrine Psychiatr that we published
in 2010.68

At this editing in March 2021, melancholia iremains buried among the
diverse illnesses coded as major depression and bipolar depression. Like catatonia,
the illness needs efforts to identify its biology, to bring it out of its burial, much as
was successfully done for catatonia.

68

�Book Seven: Studies in Electroencephalography (EEG)
EEG Introduced to Hillside Hospital 1953
Electrical rhythms from the intact human scalp were first described in 1929
by Hans Berger, a German psychiatrist. Within two years, in his third report, he
described the changes associated with morphine, scopolamine, and other
psychoactive drugs. Spontaneous seizures and the rhythms of the inter-seizure EEG
in epilepsy were next described. Would EEG recordings distinguish effective from
ineffective treatments in the induced seizures of ECT? Could the EEG identify a
successful course of treatment? Were the seizures induced by pentylenetetrazol the
same as those induced by electricity or by insulin?
While I had seen electroencephalograms of patients as a medical student and
a resident at Bellevue Hospital, I had no technical experience with the procedure.
Reports of recordings during epileptic seizures induced by Metrazol, the chemical
used by Meduna to induce seizures in schizophrenic patients, had dotted the
literature since 1938 followed by similar descriptions for insulin coma and for ECT.
During each procedure EEG frequencies slowed, amplitudes increased, and sharp,
spike-like waves appeared. Missed and partial seizures induced little or no change
in the EEG. Greater slowing of frequencies and increases in the duration and
amplitudes of slow waves and spike activity marked more intense seizures. The
altered rhythms persisted for weeks and, in a few patients, for months after the
treatment course ended.

I sought training in recording and interpreting the EEG. As my residency at
Hillside was to be completed in December 1952, I applied for a fellowship at the
Mount Sinai Hospital in New York City beginning January 1953. (By this time, too,
after five and half years of postgraduate medical training I opened a private-practice
community office in neurology and psychiatry, which I did in the summer of 1953 in
Great Neck, Long Island. )
With Hans Strauss and Mortimer Ostow I learned how to apply scalp
electrodes, maintain the EEG recorders, and interpret the records. The Medical
Director Joseph S.A. Miller, established an EEG Service with a Grass
electroencephalograph purchased with a $5,000 grant from the Dazian Foundation
obtained by Dr. Israel Strauss, the Founder of the Hospital. By the end of 1953 I had
appointed and trained an EEG technician and developed a protocol for the study of
the changes in EEG associated with ECT. An application to NIMH funded a five-year
study under Grant MH-927 "Altered Brain Function Following Electroshock" in the
summer of 1954.
Hans Berger had recorded rhythmic frequencies of 4 to 16 Hz. The more
common 8-12 Hz waves were labeled alpha waves, the faster (&gt;13 Hz) as beta, and
the slower labeled as theta (4.0-7.5 Hz) and delta (&lt;4.0 Hz) waves.
69

�At first the changes were measured from baseline crossing to baseline
crossing by a ruler to estimate mean frequencies. The peak amplitudes were
measured for each wave using calipers. In our first study of the changes after
induced seizures, the technician Hannah Mosquera and I measured the height and
width of each wave in 10-second epochs for 60 to 120 seconds in artifact-free
samples for each weekly recording. We scored the records as low, medium and high
degree changes. As the recordings were done weekly, we had six to eight records
for each subject. Progressive slowing of frequencies and increased amplitudes
marked treatment courses. In later records, bursts of slow waves with sharp spike
activity were seen. The best clinical recoveries occurred in patients with high
degrees of slowing and amplitude increases and we concluded that the EEG changes
were necessary for the recovery of the patients.

EEG recording became the center of my research interest, studying changes
during the hospital course of patients treated with ECT and ICT. We were unable to
record the actual seizure as our instruments were "blocked" by the electrical
stimulus. But we could examine the interseizure record. Treatments were given on
Mondays, Wednesdays, and Fridays with EEG recordings done on a regular schedule
for each patient on Tuesdays or Thursdays. These records showed varying degrees
of progressive slowing with increasing numbers of treatments.
The grand mal seizure was the central feature for changes in behavior and
the beneficial behavior effects. With increasing numbers of seizures the EEG
rhythms slowed and the amplitudes increased. The patients whose inter-treatment
rhythms changed very little did not recover from their illness. Those with greater
degrees of slowing had the better clinical evaluations. The development of slow
rhythms and higher amplitudes were markers associated with recovery.

Necessary, but not sufficient. Some patients with these rhythms did not show
beneficial behavior changes. At the time, we were treating a wide range of illnesses.
Many would meet criteria for major depression, bipolar disorder, and schizophrenia
in modern classifications. The schizophrenic patients, except those with the
catatonic form of the illness, showed the least benefit with treatment. The
specificity of seizure effects depended on psychopathology. Diagnosis became a
critical process by which patients with high likelihood of benefit could be selected
for treatment.
For the next four decades I reported on the EEG effects of ECT and ICT; then
the changes accompanying many new psychoactive drugs introduced after 1954. I
developed methods to quantify EEG changes using digital computer methods;
classified psychoactive drugs by their EEG characteristics; and developed and
defended the contentious concept of the "Association of EEG and behavior with
psychoactive drugs in man." 69

70

�EEG in Psychopharmacology
By 1954, the first clinical tests of chlorpromazine found it to be very effective
in reducing aggression, excitement, and paranoid thoughts. The EEG profile of
chlorpromazine differed from amobarbital and ECT. Imipramine (Tofranil, IMI), our
next new agent, was also distinguishable from chlorpromazine. Were these
differences related to their differing behavior effects? And how were the changes
related to behavior changes?
While the changes in EEG during ECT were easily seen and readily measured
by ruler and calipers, the changes accompanying the chemical agents were more
subtle, the changes much smaller. We looked for a more sensitive quantitative
measuring instrument and EEG quantification became an interest.

The Grey Walter Frequency Analyzer. During World War II the English
physiologist Grey Walter at the Burden Neurological Institute developed an
electronic frequency analyzer to measure the degree of EEG slowing to assess the
severity of head trauma. A single channel record, electronically filtered to minimize
movement artefacts, was sent through a bank of 24 electronic filters, each tuned to
respond to individual energies from 3 Hz to 33 Hz. The premise of its military
medical use was that increases in slow-waves were signs of brain dysfunction
following trauma.
In 1957, George Ulett at Washington University described his use of a Grey
Walter device to measure the effects of atropine and scopolamine on the postseizure EEG. He quantified the changes in brain electrical energy as mm pen
deflections within each frequency band and reported that both anticholinergic
chemicals reduced the percentage time and the magnitude of high amplitude EEG
slow waves induced by seizures.

I visited Ulett in St Louis and was impressed that the device did measure the
drug-induced EEG changes. I received funding from NIMH and Ulett built a device
for my studies at Hillside. We obtained the instrument in the autumn of 1959 and
used it in various studies, most prominently in the CPZ-IMI-PLO random assignment
study. While CPZ enhanced the amplitudes and slowed the frequencies, imipramine
increased the percent time of fast frequencies, distinguishing the brain effects of
each agent.
EEG Analysis by Digital Computer. In 1960, at the dedication of the Brain
Research Institute at UCLA, scientists from the Massachusetts Institute of
Technology presented the analysis of a short EEG segment using digital computer
programs. Ten seconds of analog electrical activity were digitized and then
measured by two statistical programs labeled power spectral density and period
analysis.
71

�The Walter analyzer was inherently unstable and sensitive to room
temperature. It required daily calibration. I was impressed that digital computer
analyses would be within the future for the analysis of psychoactive drug effects.
Central to my move to St. Louis was my request for funding to explore digital
computer analysis methods for medication studies. In early 1963 I approached the
computer center at Washington University to establish a laboratory for EEG analysis
at the Missouri Institute of Psychiatry. Donald M. Shapiro, a doctoral candidate in
digital computer processing, agreed to develop the computer programs. In the
autumn of 1964 an IBM 1710 digital computer system with a central processor
based on the IBM 1620 was installed at the MIP.

Over the next few years Shapiro developed signal processing programs to
record EEG on digital tape, filter electrical noise, digitize the analog measurements,
file the numeric values in the computer memory, and keypunch the data on Hollerith
cards for statistical analysis. After examining different analysis programs, we
concluded that the baseline cross and power spectral analysis gave us the best
measures of medication effects. Some years later, we compared the relative merits
of these analysis methods, concluding that the methods offered useful analogous
measurements.

IBM-1800 Analysis System: In 1966 I moved to New York Medical College to
study opioids and their antagonists, hashish, and marijuana, and to renew my
studies of ECT. Donald Shapiro joined me, and in 1967, with NIMH funding we
leased an IBM-1800 computer system that he programmed to quantify taperecorded EEG records. The programs for both power spectral density (Fourier) and
period baseline cross analyses were developed and applied. This system was
complex and while more stable than the Grey Walter frequency analyzer, also
required constant maintenance. Yet, we were enabled to quantify the EEG changes,
identify drug-related patterns, predict their clinical uses, suggest effective dosage
ranges, and relate the EEG changes to behavior. We also measured the time course
of single dose effects and related them to drug and metabolite plasma levels.
Following the introduction of chlorpromazine, then its congeners, and then
different agents related to imipramine, came a flood of putative psychoactive drugs
from industry laboratories. Psychopharmacologists were busy testing their effects
on physiology and behavior in animal species. How to find new chemical entities
with defined behavioral effects in man became researchable and fundable
questions. Testing drugs in mice and rats identified animal toxicity. Phase-1 human
toxicity trials in volunteers guided clinical use and safety. But what measures could
be markers for antipsychotic, antidepressant, or anxiolytic potential? While a broad
science of animal pharmacology catalogued the physiologic and behavioral effects of
known psychoactive agents, did such studies predict the effects of new agents in
man and in patients with different behaviors?
72

�Pharmacologists developed simple motor tests in animals responding to
known chemicals, and then brought to human trial those agents that matched the
pre-clinical response profiles of known drugs. Scientists at each pharmaceutical
company tested their chemicals in rabbits, mice, rats, cats, guinea pigs, and
occasionally in monkeys and chimpanzees. But their predictions did poorly when
tested in the clinic. Although proposed agents matched known active agents in the
pre-clinical animal trials, many failed in the clinic. Human trials became necessary
to identify the association between the tests in animals and in man. Clinicians in the
NIMH supported ECDEU program studied different physiology measures as markers
for the effects in patients.
In the Hillside CPZ-IMI-PLO trial, we had distinguished the EEG, physiologic,
psychologic and behavioral effects of the active agents, seeing each as profiles of the
classes of antipsychotic and antidepressant agents. We tested amobarbital and
amphetamine, then the new compounds megimide and fenfluramine. The novel
anticholinergic diethazine very rapidly desynchronized the slow waves developed
during ECT. Study of this compound and other experimental anticholinegic drugs
led to our hypothesis of a cholinergic basis for the clinical effects of induced
seizures.

Soon, the flood of psychoactive agents that were being prescribed in diverse
patterns to our hospitalized psychiatric patients elicited complex baseline EEG
patterns. The effects of each agent persisted for days and weeks, absorbed in body
tissues and slowly leached out and metabolized in time. Each exposure altered the
brain patterns in complex, difficult to define, ways. We could no longer find “a clean
head” in which to measure a new agent’s EEG effect. We sought to test agents in
prisoners, and came into conflict with changing concepts of ethics in human
research. Prisoners were not “free agents” and, although we were careful to assure
that their participation had only a monetary award and no change in their civil
penalty, we were discouraged from such use. In New York we studied new drugs in
healthy male volunteers, paying for their hourly participation, and found such trials
useful to identify the central effects of new entities.

The digital computer system offered quantitative measures of frequency and
amplitude changes with each agent. We developed EEG criteria for antipsychotic,
antidepressant, stimulant, and sedative drugs using the effects of chlorpromazine,
imipramine, amobarbital, and amphetamine as guides. We also identified patterns
for hallucinogens (LSD, mescaline), deliriants (atropine, scopolamine, diethazine),
opioids (heroin, methadone, levomethadyl), their antagonists (naloxone,
cyclazocine), marijuana, hashish and Δ-9-tetrahydrocannabinol, and a miscellany of
agents with reported behavioral effects including phenytoin, aspirin,
diphenhydramine, and novel peptides.
Numerous world laboratories studied the EEG effects of psychoactive agents
and with the leadership of the German scientists an International Pharmaco-EEG
Society (IPEG) was formed and met every two years. The behavioral and
73

�physiologic effects were defined in patient and volunteer trials. Many consulted
with industry pharmacologists and offered identifications of clinical activity that
was inconsistent with the predictions of drug effects in animal studies. While the
human studies were more reliable and predictive of the clinical activity of the
compounds, these were expensive, time consuming, and difficult to fund and carry
out. The association of EEG and human behavior was discussed at the 1966 meeting
of the CINP, in a symposium on "Anticholinergic Drugs and Brain Functions in
Animals and Man." The dissociation between predictions of behavior effects in
animals and man was not resolved. 70
As new entities were created in industry laboratories increased emphasis on
the absence of side effects resulted in compounds sent to the clinic with decreasing
efficacy. These were identified as selective serotonin and norepinephrine reuptake
inhibitors and the atypical antipsychotics. At clinical dosing and in volunteer trials,
the impact on EEG were hardly measurable. We were unable to identify patterns
the we had established for different behavioraltering agents. Our methodology was
criticized as failed, and discarded. But over the past three decades, the benefits of
these new agents were increasingly not distinguishable from placebo comparators.
Not understanding the role of brain change measurable by EEG in man has resulted
in a worldwide flood of ineffective medications.
Psychopharmacology Lessons Learned by Pharmaco-EEG
Over the three decades of activity, we profiled agents that were clinically
active and some marketed, measured the relative potency and dosage ranges of
sedative and stimulant drugs to guide clinical use, examined the psychoactive
properties of agents in the search for a new useful chemical core, and agents that
showed little promise that were abandoned. In some instances the EEG profile was
instrumental in predicting effective clinical uses and dosage ranges and targeting
marketing applications.

Doxepin (Sinequan). Based on its chemistry and its effects in animal tests
Pfizer pharmacologists recommended this tetracyclic compound for clinical trials as
an anxiolytic. After a year in clinical trials with a lack of an observable benefit in
anxious patients, investigators met at the company’s offices in Groton, CT to review
the experience. A pall hung over the discussions until three investigators, Turan Itil,
Herman Denber and I offered understanding from our EEG studies. We had failed to
find the patterns of anxiolytic drugs, but did see changes similar to those of the
antidepressant imipramine. We recommended doxepin be tested in depressed
patients. Guided by our findings, doxepin was was quickly reported effective in
depressed patients. It was successfully marketed as an antidepressant.
Mianserin (Tolvon, GB-94) was developed by the Dutch company Organon
and recommended for a use in treating migraine. The research director, Theodor
(Jack) Vossenaar, sent the compound for EEG assessment to Turan Itil in St. Louis
74

�who reported its EEG profile to be most similar to that of amitriptyline. Because the
pharmacologists considered the finding inconsistent with their experience as a
serotonin and histamine antagonist, Vossenaar asked me to replicate the EEG study.
I quickly confirmed Itil’s finding and the subsequent clinical testing and marketing
in Europe and Asia as an antidepressant was medically and economically successful.
I became invested in the EEG-mianserin story and presented the findings in many
venues.

Mirtazapine, 6-azamianserin. chemically related to mianserin, is a racemic
mixture. In preclinical chemical and animal studies, the dextro-enantiomer was
reported to be active and the laevo-enantiomer inactive. We examined the EEG
profiles of both enantiomers and found no difference between them in the
magnitude of the EEG changes with a pattern most similar to that of mianserin.
Clinical trials for each enantiomer found both to be clinically effective although
neither differed from placebo at the tested doses. The racemic mixture was
successfully marketed as the antidepressant Remeron in the1990’s.

Flutroline. Pharmacologic studies in dogs reported that a single 1-mg dose of
flutroline inhibited the vomiting induced by apomorphine for as long as one week.
Extrapolated to man, pharmacologists enthused that flutroline would be an ideal
antipsychotic, requiring a single oral dose each week, pictured as the “Saturday
night pill.” In our clinical trials in actively psychotic patients we failed to elicit an
antipsychotic effect, even at multiple and higher dosing schedules than initially
recommended. EEG measures in our volunteers also failed to show a measurable
change. The preclinical prediction of small doses being effective for days or weeks
was untenable and studies of the drug ended.
Aspirin, Anticonvulsants, Antihistamines. We looked at commonly
marketed agents with reputed behavioral effects seeking potential alternative
clinical uses in their EEG profiles. Acetylsalicylic acid (Aspirin) was reported to be
soporific at its common dosing of two tablets each at .0325 Gm. We tested single
doses of 0.65, 1.95 and 3.6 Gm in healthy adult men. The two higher doses elicited
quantitative EEG, symptom effects, and cognitive functions characteristic of
soporifics. Doses of 0.65 Gm were similar in direction and pattern but failed tests of
significance.

We sought to measure the basis for reports of changes in mood with the
anticonvulsant phenytoin, finding the EEG patterns to mimic those of antidepressant
drugs. The dosages for clinical benefit were high, so high as to risk toxicity.

In an enthusiasm for peptides following the identification of euphoriant
effects of beta-endorphin, we examined the effects of the peptides ACTH4-10 and desTyr-gamma-endorphin. We could not elicit systematic EEG changes at the dosages
and the parenteral routes that we were advised to use based on pre-clinical trials.
75

�The sedative effects of antihistaminic agents were well documented.
Diphenhydramine and terfenadine elicited soporific, not antidepressant or
anxiolytic patterns, and were not tested further.

Opioids and Cannabis. The same principles of EEG study of new agents
were applied to opioids and their antagonists, and hashish, marijuana and THC-∆-9.
We defined the EEG and behavior profiles of the compounds and measured the
speed with which the antagonists blocked the effects of heroin and levomethadyl. In
studies of marijuana and hashish the behavior and EEG effects were consistent with
THC-∆-9 content.
The Association/Dissociation EEG and Behavior Controversy.

Industry searches for new agents with potential for human benefit are
commonly based on similarities in chemical structure and observations in animal
trials. Early in our EEG studies, beginning with chlorpromazine and imipramine, our
descriptions of the effects in patients and normal volunteers differed from the
reports of EEG studies in animals. At meetings of EEG and biological psychiatry
societies, both Turan Itil and I were often criticized for reporting effects on
behaviors and EEG that differed from those reported in the animal trials that had
preceded our human studies. Changes in the resting alert EEG in patients and
healthy volunteers had elicited drug specific changes in frequency and amplitudes
that we related to their clinical effects.
During the course of ECT, EEG frequencies slowed and amplitudes increased.
During the ECT course some agents increased and others inhibited slowing, some
increased fast frequencies, and some altered amplitudes. The post-ECT EEG became
a sensitive index of brain function that varied in response to the chemistry of the
tested medication. These studies had been done at Hillside Hospital in the 1950s.

Diethazine had been a new agent with well-defined anticholinergic
properties that we administered to our patients during an ECT course. In postseizure recordings with slowed EEG frequencies and increased amplitudes,
intravenous diethazine sharply and quickly reduced amplitudes and increased the
mean frequencies. The patients became agitated, depressed, and reported their preECT symptoms. We inferred that seizures liberated free acetylcholine in brain and
CSF and increased concentration of brain cholinesterases. These observations led
me to suggest a cholinergic explanation of the ECT mechanism.
Replications of the same effect with Ditran and experimental anticholinergic
drugs of the JB series assured us of this pharmacology. When we measured the EEG
effects of imipramine in our patients, in volunteers and in ECT patients, we found
the same changes as we had seen with the anticholinergic agents. We inferred that
imipramine blocked free brain acetylcholine, a finding that was inconsistent with its
inferred pharmacology.
76

�At a Montreal conference in 1969, my suggestion of imipramine’s
anticholinergic activity was criticized since such effects had not been observed in
animals. The pharmacologists insisted that imipramine lacked such effects. In time
the anticholinergic effects of imipramine were increasingly recognized. The
anticholinergic properties were even flouted as riskful by marketeers seeking to
replace imipramine with newer agents.

The next year, at the World Congress of Psychiatry also in Montreal, nine
investigators from Europe and the United States, described their experiences with
new psychoactive agents on the EEG and behavior. EEG changes characterized the
qualities of psychoactive drugs – the defined changes predicted the behavior effects,
and their absence identified clinically ineffective agents or ineffective dosing.
Itil, I, and an increasing number of electroencephalographers studied druginduced changes in human volunteers. As we described drug-related patterns that
were clinically confirmed, greater interest in human screening of new clinical
entities developed world-wide. The study program that began at Hillside Hospital,
flourished at my laboratories in St Louis and New York.

Many industrial pharmacologic laboratories established animal testing
centers using implanted electrodes in diverse animal species. When
pharmacologists assayed the EEG effects of putative and established agents in rats,
mice, rabbits, cats and dogs, results differed from parallel findings in human studies.
The principal argument was made by Abraham Wikler who tested morphine,
atropine, n-allylnormorphine and mescaline in dogs in slings. The animal EEG
recordings showed sleep patterns; yet, their legs and eyes were moving rapidly. He
concluded that there was a dissociation between the induced behaviors and the EEG
effects. His inference was supported by pharmacologists studying other animal
species. At an international conference of the CINP in Washington DC in 1968, the
issue of pharmacologic “association” or “dissociation” was debated and resolved by
acknowledgement that the systemic and brain pharmacology of animals are not
identical to that of man. Indeed, an agent showing similar effects in an animal
species and in man is a happenstance that cannot be predicted in advance.
Preclinical studies in mice, rats, cats and dogs studies do not reliably predict drug
effects in humans.
We had our own experience with the differences between the behavioral
effects of drugs in animals and in man in St. Louis in the mid-1960s. Sam Gershon
had trained in Australia and studied lithium in the treatment of mania. On the
advice of Jonathan O. Cole, I invited him to join the MIP staff as pharmacologist. He
brought an interest in the actions of acetylcholine, studying the anticholinergic drug
Ditran and the cholinomimetic agent tetrahydroaminoacridine (THA). He
developed animal testing facilities and appointed a team of collaborating
pharmacologists and technicians.
77

�His animal of interest was the beagle dog. One occasion, when Gershon was
away from the Institute, the administrator asked me to approve the purchase of six
setter dogs as replacements for unavailable beagles from the animal breeder. The
price for the setters would be the same. Not knowing of any difference between the
species, thinking “a dog is a dog,” I approved the purchase.
A few weeks later, Gershon complained that his anticholinergic drug
experiments with setters failed to elicit the behaviors that were readily elicited in
beagles. That the pharmacologic sensitivities varied among dog types as well as
among animal species supported my argument that human trials were essential to
understanding psychoactive drug effects.
The Pharmaco-EEG Paradigm

Whether the EEG and behavior of psychoactive drugs are “associated” and
predictable in man as we maintained or were “dissociated” as pharmacologists
asserted, clarified the pharmaco-EEG paradigm in clinical studies. Today’s search
for new psychoactive agents is rooted in the happenstance that chlorpromazine was
a powerful sedative agent especially in paranoid, aggressive, hostile, and manic
patients. Similarly, the antidepressant relief accorded by imipramine encouraged its
trials in melancholic psychotic patients. These experiences invigorated a massive
industrial investment, mainly in animal studies, with lesser expenditures in the
clinics.
Much energy is being spent to find the effects of the agents on the brain’s
neurohumoral and neuroendocrine chemistry. Psychoactive substances alter
behavior to the extent that they change brain chemistry. The pharmaco-EEG
paradigm offers quantitative measures of these chemical changes that relate to their
behavior effects. We are able to predict the behaviors of psychosis, depression, or
anxiety, elicit a delirium or reduce a manic episode, from the EEG changes. Failure
to alter the EEG means that the agent has little effect on behavior, that it is
behaviorally inert, and best marketed as a placebo.
Human studies are expensive and the science of pharmaco-EEG failed its
promise and is no longer supported either in research laboratories or in individual
patient care in clinics. Sadly, the same questions are now being asked in human
studies using the present-day fashionable brain imaging methods with emphasis on
concepts of connectivity and the size of brain nuclei. It is difficult to see such
measures that are momentary images and not continuous as having more promise
than that of pharmaco-EEG, which readily permits continuing assessments over
time. Sadly, pharmaco-EEG in managing individual patients and in predicting the
effects of chemical agents and physical treatments is a discarded science. 71

78

�Book Eight: A Medical Experimentalist is Created
Medical School Experiences 1942-1945
My letter of admission to New York University College of Medicine arrived on
December 6, 1941, the day before the Japanese attack on Pearl Harbor and the entry
of the nation into war. That Sunday I was accompanying my father on a house call,
listening to radio news, when the attack was announced. My parents had actively
encouraged the emigration of friends and classmates from Vienna, acting as surety
for their transitions to America. They had avidly followed the news of the war in
Europe and were particularly agitated by the Nazi murders of Jews.

I began a three-year intensive medical school training program at New York
City’s Bellevue Hospital in June 1942. We were sent to Fort Dix in New Jersey for a
week’s military orientation and returned to classes as soldiers dressed as Privates
First Class in the U.S. Army. The war had called many experienced faculty members
to military duty offering students unusual opportunities for hands-on medical
experiences and responsibility for medical and surgical procedures far beyond our
knowledge and experience.

I vaguely remember the anatomy and chemistry lessons of the first year. The
cadaver was an elderly, skinny woman. My teammates were Felix Wroblewski, who
later did medical research at the Rockefeller Institute and Luther Cloud, an officer in
an insurance firm. Neuroanatomy was taught by Wendell Krieg, who asked each
student to make paper mache crossection models of the human brain. These models
were supplemented by brain slices preserved in formaldehyde in crocks that
allowed us to map the brain’s nuclei.

Neurosyphilis and Cerebrospinal Fluid: Clinical teaching began in the
second year and in an assignment to the syphilis clinics I was taught by Bernhard
Dattner, a 1938 émigré from Vienna. He had studied under Julius Wagner-Jauregg,
the 1927 Nobel Prize winner in Medicine for his report that malaria-induced fevers
relieved one third of patients of active neurosyphilis. While at Vienna's Allgemeines
Krankenhaus, the number of white cells and levels of protein in the cerebrospinal
fluid (CSF) were highest in the actively ill, making CSF examination indices of the
severity of the illness and guides to treatment.

Withdrawal of cerebrospinal fluid by lumbar punctures between Lumbar- 3
and Lumbar-4 vertebrae are often followed by headache. To reduce this incidence
Dattner obtained the CSF from the 4th ventricle by an occipital puncture to the
cisterna magna. For the next month I monitored the progress of the patients by CSF
measures obtained by ventricular taps. I assumed that it was a customary
procedure, despite the risk of penetrating ("pithing") the brain stem. The procedure
is now considered too riskful to be considered even by experienced neurologists.
79

�Neurosyphilis is a late development in the life course of syphilitic disease,
appearing years after the original infection. The symptoms develop slowly, making
difficult an accurate diagnosis with its devastating consequences in personal life and
the risks of the toxic treatments of mercury and arsenic. A principal sign of the
disease is pupillary irregularity and failure to narrow with a light stimulus (the
Argyll-Robertson pupil). When mental and neurologic symptoms appear, this sign is
present in less than 60% of known ill. Dattner argued that white cell counts and the
concentration of protein in the CSF offered better and more reliable criteria of the
severity and activity of the disease. The presence of cells, elevated protein and
positive colloidal gold reaction tests were the guide to fever treatments. The CSF
changes normalized in the patients who responded to the fever therapies.
While syphilitic patients were treated with arsenical preparations, the more
actively ill were also subjected to malarial or “sweat box” fevers. Patients remained
seated for hours in a box heated by lightbulbs with only their heads exposed. The
treatments were severely debilitating and assuring hydration and monitoring body
temperatures was one of my responsibilities. Follow-up studies did show
improvements in serological and CSF tests and some relief in psychiatric symptoms.
I was astonished by what patients were willing to suffer on the promise of cure.

During my schooling in 1943, Bellevue Hospital’s R-S buildings were filled
with more than 200 patients with syphilitic disorders. Six years later in 1949 when
I returned as a resident in neurology, 2/3 the beds no longer served these disorders,
the remarkable impact of penicillin therapy.
In later years, when I applied novel treatments for psychiatric ill, I sought
similar test guides to treatment outcomes – as in the Face-Hand Test, the
amobarbital denial test, and the high levels of slow wave and spike activity in the
interseizure EEG as measures of progress in ECT. Later I was fascinated by the
dexamethasone suppression tests in melancholia and the lorazepam response test
in catatonia.

Personally Experiencing Psychoactive Drug Effects. Student training in
pharmacology included individual experiences with medications administered to
and by fellow students – morphine, scopolamine, atropine, vasodilators, nitrous
oxide, amobarbital, and amphetamine are those that I recall. Doses were
pharmacologically active and our observations were recorded. Blood samples were
taken and nasogastric tubes passed. The hilarity induced by nitrous oxide inhalation
and the pleasant feelings associated with barbiturates made some of us look
forward to these classes. For others, the unpleasant experiences with scopolamine
and morphine drove them from the laboratory. 72

Osteomyelitis. Among children, infections of fractured bones required
intensive care. Débridement (surgically removing dead and infected tissues) was
followed by repeated flushing with warm saline and dressings to keep the wounds
clean to encourage healing. Plaster casts restrained the movement of limbs. In my
80

�junior year during the rotation in pediatric surgery I debrided children’s wounds.
An ongoing research study applied live maggots to the open wound to clear the pus
and dead tissues. I cleansed bone fragments and tissue debris, washed wounds with
sterile saline solutions, created a plaster protective shell to immobilize the limb, and
applied live maggots for days at a time. Maggots digested pus and wound debris,
allowing surgical repair of the skin and bone. This usage disappeared with the
introduction of antibiotics but references now appear from time to time citing
maggot therapy in resistant infections.
Barbiturates. During a rotation on the active psychiatric service at Bellevue
Psychiatric Hospital in my senior year I was taught to use amobarbital (Amytal
Sodium) to control agitated and aggressive behaviors. It also relieved catatonic
refusal of food, mutism, and posturing. I do not recall the use in stuporous catatonic
patients, a use that became a central interest four decades later.

InterneshipTraining 1945-6

My first Random Controlled Trial; Penicillin in Empyema
My medical internship continued the same ‘hands-on’ experiences. During a
rotation on the pulmonary medicine service, patients with pleural cavity infections
(empyema) filled the beds. Every other day I introduced a large 18-guage trocar
between the ribs into the pleural space, removed pus, and washed out the pleural
space with warm saline. An ongoing experiment washed the pleural space with
either sulfadiazine or an experimental substance “x” with patients randomly
assigned by the odd or even final number of their chart record. Supplies of “x” were
locked in a safe in the hospital director’s office. Withdrawn samples were carefully
recorded according to the patient's chart number. Within a few weeks the
superiority of substance “x” became apparent, even to a neophyte physician – thick
pleural fluid thinned rapidly from yellow putrescent pus to pink serous to clear
fluid; fever curves flattened, pain and apathy disappeared, and appetite and activity
improved, all within 10 days of administration.

A young febrile Hispanic woman with empyema was admitted with her
nursing infant. The random medication assignment was for sulfadiazine Assuring
myself of the ethics of the switch for a nursing mother, I administered “compound
x” and did so daily. When the empyema rapidly cleared, the Attending physician Dr.
Eli Rubin was puzzled. Checking the records he noted the switch and in anger,
marched me to the Medical Director’s office and ordered my suspension from the
internship. I had broken two rules, direct orders of an Attending physician and the
research protocol. Cooler heads prevailed a few days later and I was re-instated but
the lesson of adherence to research assignment was learned. (Compound “x” was
penicillin.)
81

�Work schedules were exhausting, with 48 hours on call frequent, with
learning from an Attending physicians who supervised each patient’s care was
payment for the exhausting hours. The neurologist Nathan Savitsky visited his
patients at 7:30 each morning, inviting any interne to join. He was a dynamic and
knowledgeable teacher, citing the literature much as Google or Wikipedia provide
today. I joined him often and soon I was called to attend the autopsies of patients
we had examined together. The logic of the symptoms and course of illness and the
demonstrated neuropathology was impressive.

Residency Training: 1948-1952

New Science of Percutaneous Carotid Angiography
As the new hire at Montefiore Hospital’s residency in July 1948, I was first
assigned to the neurosurgery rotation. As a student assistant during brain surgery
with Dr. Leo Davidoff, the hours standing as a masked assistant in one place without
voice or movement were enervating, and I escaped to the clinic as quickly as I could.
The technology of percutaneous carotid angiography had just been perfected and
the neurosurgical residents taught me how to insert the needle into the carotid
artery by touch, rapidly inject radio-opaque dye, and call for three x-ray images at 2second intervals. I became skilled in identifying the signs of meningioma,
glioblastoma, subdural hematoma, arterial aneurysm, and arterial blockage.
In pneumoencephalography air is injected into the cerebrospinal canal and
ventricles through a needle puncture between lumbar vertebrae 4 and 5. The air
fills the ventricles outlining the spaces showing any abnormal images. I became
skilled in obtaining cerebrospinal fluid and used the technique in later studies. The
films showed tumors, bleedings, and encephalopathies, directing neurosurgical
intervention when appropriate. 73

Montefiore Hospital was a museum of chronic neurological disorders under
study for decades. The film library included examples of classic syndromes of
abnormal motor movements and seizures that I viewed to properly label peculiar
repetitive movements. I have no recollection of experience with psychiatric
patients.

In July 1949 I continued training at Bellevue Hospital, first as resident in
neurology and then in psychiatry. Percutaneous carotid angiography had not been
introduced to the hospital so I brought this new technique to the Neurology Service.
After obtaining permission from Prof E. D. Friedman to develop such tests, a fellow
resident Joseph Stein and I built a film holder for multiple images and collaborated
with radiologists to organize a service. The first films of a subdural hematoma
showed the blood vessels, displaced by a dark mass, clearly outlining the lesion and
its effects, encouraging surgical relief. Over the next year, we did 102 procedures,
82

�reporting a high diagnostic success rate and a 5% morbidity rate. Studies of the CSF
showed no persistent abnormalities as a result of these tests.
After one such procedure, a young man lay in bed, alert, relaxed, staring into
space. Asked what he was seeing and pointing to objects in the room, he pleasantly
confabulated responses of imaginary objects. He had developed an acute syndrome
of visual neglect and denial of blindness known as the Anton Syndrome. After a few
days of nursing care his condition resolved. My teachers interpreted the
phenomenon as an interaction between the physical changes induced by the
injection and the psychological “defense mechanism of denial” based on
psychoanalytic philosophy. It was a lesson in applied psychodynamic philosophy to
psychopathology.

Other clinical experiences were as intriguing. The popular folk singer Lead
Belly -- Huddie Ledbetter -- was admitted with advanced amyotrophic lateral
sclerosis. No effective treatment was known but my teachers thought the disease
resulted from neurotoxicity caused by the passage of toxins through the bloodbrain-barrier to progressively destroy neurons. Animal studies had shown that the
transmission of proteins through the barrier could be inhibited by infusions of large
molecule dyes such a trypan red. Lacking any effective treatment, daily infusions of
1% trypan red in saline were administered. Lead Belly was a very black man and
after a week of perfusions, his sclera, palms, and soles of his feet became brilliant
red. He died in December 1949.
Double Simultaneous Stimulation: The Face-Hand Test

Two teachers, Morris B. Bender and Edwin A. Weinstein encouraged my
interest in clinical research during my neurology residency at Bellevue Hospital.
While in the Naval medical service Bender, a clinician trained with the neurologists
Israel Wechsler and Israel Strauss at Mt Sinai Hospital, became interested in the
phenomenon of visual extinction on double simultaneous stimulation in a sailor with
a parieto-occipital shrapnel wound. The interaction of simultaneous administered
stimuli delineated sensory lesions better than single stimulation. Following
professorial tradition he called me and my colleague Martin A. Green to his office,
handing each a stack of 3x5 inch blank white cards, telling us to survey the
responses of patients to simultaneous tactile stimulations of the face and hands –
first in our patients on the Neurology wards, and then on the Psychiatry wards.
When we had a hundred such records he asked that we find 100 normal children,
then he sent us to Letchworth Village in Thiells, Rockland County to examine an
equal number of mental retardates.

Applying pin pricks or finger touches simultaneously to both cheeks or hands
were correctly perceived by normal adults. But in patients with diverse brain
dysfunction and diminished vigilance, as after head trauma, structural brain damage
with bleeding, tumor, or stroke, one stimulus was reported and the other was not,
even though the sensation of each single stimulus was readily perceived (extinction).
83

�At times the patients mislocated one of the stimuli on their body (displacement) and
occasionally insisting that the stimulus was applied to space in front of them
(exosomesthesia). These phenomena were not explicable by classical neuroanatomy.
The phenomena had been conspicuous in soldiers with severe head injuries and we
reported the same phenomena in patients with abnormal brain syndromes,
publishing reports on the Face-Hand Test (FHT) as a measure of gross brain
dysfunction, the organic mental syndrome.
Similar test abnormalities were demonstrated in normal children under the
age of 6, and in patients with mental retardation with low mental age scores on
Stanford Binet tests. The positive FHT was a rapid estimate of mental age,
normalizing at age 6. Impaired brain functions in the elderly were demonstrated in
those with impaired orientation and memory.

Intravenous injections of amobarbital increased omissions and
displacements. Sensory errors increased during the course of electroshock therapy
(when slow waves in the EEG became prominent after 3 to 9 seizures) when brain
functions were altered.

In later experiments carefully measured sensory stimuli demonstrated
extinction as sensitive to the stimulus strength as well as the state of vigilance. For a
time the FHT was widely recommended as a “soft neurological sign” of brain
abnormality but seems no longer to be so used.

84

�Book Nine: Personal Biography
I was born in Vienna on January 16, 1923, the same year that my father Julius
Fink graduated from the University of Vienna Medical School. He had special
training in the new science of radiology and took an externship in medicine and
radiology at the Bergen County Hospital in New Jersey.

My mother Broniaslawa Lowenthal (Bronia, Bronka) had been a medical
student at the University of Vienna. She was much courted and married Julius on
March 12, 1922, in her third year of training. I was born within a year. My mother
cared for me in Vienna while my father worked in New Jersey. My mother and I
sailed from Bremen on the SS George Washington on October 17, 1924 arriving in
New York on October 24, shepherded under the watchful eye of her younger brother
Adolf Lowenthal, who had been sent by the family from New York.
A Greek scholar Lazaros Triarhou published a report on the faculty and
students at the Wagner-Jauregg clinic in Vienna when W-J received the Nobel Prize
in 1927. A class picture shows the faculty and cites 6 women graduates who went
on to careers in neurology and psychiatry. He portrays two graduates, Alexandra
Adler and Edith Klemperer, who were consultants during my residency days at
Bellevue and my work at Hillside. Thinking of their education, I realized that they
were students in Vienna in early 1920s, likely classmates of my mother Bronia, who
left her education because of pregnancy. She tried to return to medicine in 1950,
was not accepted, and graduated the Columbia University School of Social Work in
1953.
In the picture, Josef Gerstmann, Bernhard Dattner, and Paul Schilder appear,
scholars who taught at Bellevue New York University during my schooling. Dattner
was particularly instrumental in developing my interest in tests and diagnosis.

In our family setting, I always “knew” that I would become a physician.
Admission to medical school in the U.S. was limited by the publicly acknowledged
quotas for Jews, and to successfully gain admission one needed to be “in the top of
the class.” My elementary and high school classes were at PS 77 and James Monroe
High School in the Bronx, a few streets from my father’s office at 1201 Elder Avenue.
My high school teachers, sympathetic to my goal and recognizing the problems in
college and medical school admission, encouraged me to be a leader of the Arista
Club, to publish articles in the German-language magazine Plaudermäulchen, and to
be the Manager of the football team, gaining my athletic “M” at graduation.
I graduated from high school in January 1939 at age 16 and enrolled at the
New York University College campus at University Heights of the Bronx for its
Feb/Sep program. In 1942, at age 19, I began medical school at NYU School of
Medicine. The demands of WW II collapsed our training period to 3 years, and I
graduated on June 12, 1945 at age 22, the youngest member of my class.
85

�My medical experience began in my father’s office, developing x-ray films,
clinical tests of blood and urine, and answering the telephone when he was out of
his office. He was a general medical practitioner in a free-standing office equipped
for clinical laboratory tests of blood and urine, x-ray, fluoroscopy, and
electrocardiography. He trudged to house-calls at all hours of day or night, in all
weathers. He was a model for my brother and me, both selecting medical careers.
My schooling emphasized an experimental, “hands-on” approach beginning
in college where teachers answered questions by suggesting experiments. When I
entered my junior college class, I volunteered for the project to count the numbers
of mitoses in the neural ependymal layer of the 48-72 hour developing chick, to
answer the question how the diurnal light-dark cycle impacted the growth rate.
Other students had measured the mitoses in the 24 to 48 hour and 72 to 96 hour
cycles. (As I recall, the light cycle did not affect the rates of mitoses.)

During medical schooling I lived at home in the Bronx, about an hour’s
subway trip. Although school began at 0900, the Army rules insisted that we be
present for roll call each morning at 0730. Such was not easy during the winter and
I soon was reprimanded for lateness and ordered to guard duty as punishment.
Students had some holiday time and on June 6, 1944 – D-Day - I and fellow
classmates were camping on Big Burnt Island in Lake George to hear the shouts and
waving paddles announcing the invasion as classmates canoed back from Lake
George Village.

I came of age in America during the war years of the 1940s and 1950s, and
for seven decades I have been a treating clinician and researcher, caring for
neurologic and psychiatric ill. For many decades, the mentally ill had been
warehoused in large sanitaria far from city centers, at least until the seizure
therapies, electroshock and insulin coma, were introduced in the 1930s slowing the
growth of mental hospital populations from the peak in 1955 at 560,000 patient
beds to 170,000 in 2014 in the United States. The efficacy and the mystery of these
treatments, inducing grand mal seizures, became my lifelong challenge. The
treatment methods, however, were highly controversial in the public and within the
profession. For my interest I was often berated and have thought that a less hostile
life might have been preferred.
The 1950s and 1960s brought new psychoactive medicines that changed
brain chemistry and physiology, with resultant improvements in behavior,
encouraging a massive deinstitutionalization, pushing tens of thousands of the
severe psychiatric ill to leave U.S. hospitals and live at home, or on the streets, in
jails, in flophouses, or in and out of community hospitals. Identifying the benefits
and developing treatment protocols for these new medicines became a professional
challenge. As the effects of the new agents were measurable in the electrical
86

�readings of the scalp recorded electroencephalogram (EEG) patterns, and the
digital computer revolution offered means to quantify these effects, the new science
of pharmaco-EEG occupied 35 years of my research life.
My interest in the effects of psychoactive medications on the human brain
included active studies of the opioids and cannabis that were interdicted by
governments as addicting and life-threatening. In my later years I actively led an
effort to rescue the disorder of catatonia from its entombment within the poorly
understood concept of schizophrenia and show it as an independent, identifiable,
verifiable, and fully treatable syndrome. Bringing it out of its closet encouraged
worldwide recognition and improved diagnosis and effective care. Catatonia is
unique among the behavior disorders in having two effective treatments and a
useful verification test, which makes each recognition of the syndrome life-saving.

The arc of my professional career runs from a childhood in the Bronx,
medical school in New York City, a decade organizing Hillside Hospital’s research
facilities, a brief stint to establish a Psychiatric Research Institute in Missouri, back
to New York for a continuing academic career in different hospitals, then spending
35 years teaching psychiatry at the State University of Stony Brook. After meeting
requirements for professional certification in neurology, psychiatry, and
psychoanalysis, I spent my years as an experimentalist researcher and teacher.

Family Affairs.

I married Martha Pearl Gross, a graduate of Barnard College on September
11, 1949. We had met when I returned from a trip as the ship's surgeon on the
Grace Line's Santa Monica in March 1948. Martha was dockside awaiting her
parents who had been passengers on the cruise to Barranquilla and Cartagena. Her
father was ill with amyotrophic lateral sclerosis, and as the ship's surgeon I was
called for his care. After I called on her parents at their home in Great Neck, we
dated and married after her graduation in June. I continued my training at Bellevue
and in May 1951 our son Jonathan was born. We had an apartment at 404 East 54
Street in NYC. When I continued my training at Hillside, we moved to Martha's
parents' home in Great Neck, about 10 minutes from Hillside. Our son, Jonathan was
born on May 2, 1951, our daughter Rachel September 29, 1956, and our daughter
Linda June 3, 1958.. In early 1953 we bought a home in Russell Gardens at 11
Wensley Drive.
Dalliance with Psychoanalysis: School and Personal Analysis

My interest in psychoanalysis developed during my classes in Texas in 1946.
The enthusiasm for Freudian psychodynamic theory and practice rapidly infected
American psychiatric teaching and practice. Beliefs that Freudian images
explained the behaviors of the psychiatric ill and also offered effective treatment,
personal understanding, and clinical relief flashed through clinical psychology,
psychiatry, and popular culture in the theatre, film, and education. As a military
87

�veteran, I was entitled to educational training supported by the GI Bill and like many
peers, I decided to attend an analytic training program. The New York
Psychoanalytic Institute and Columbia University programs required full-time
attendance and clinic care of psychiatric patients but the William Alanson White
Institute organized its classes during evenings and week-ends. I enrolled for their
psychoanalytic course for physicians not for any faith in their beliefs but to continue
my neurology training.
I began a personal analysis with a WAW graduate Dr. Joseph Miller, meeting
for one hour three times a week for the next five years. The WAW did not see merit
in the “Freudian couch” approach so the discussion was face-to-face. A
psychological assessment by Dr. Ralph Crowley directed the early discussions.
School classes were small with Clara Thompson, Ralph Crowley, Frieda FrommReichman, and Janet and David Rioch among my teachers. David Rioch offered
elective classes in neurophysiology and brain function that were held on Saturdays
in Washington, D.C. We read the writings of Sigmund Freud, Karen Horney, Erich
Fromm, and Harry Stack Sullivan, emphasizing the social aspects of interpersonal
interactions rather than the classical studies of the unconscious and psychological
defenses. I completed the school’s requirements for a Certificate for Physicians in
1953.

During my residency at Hillside, my supervisor was Sidney Tarachow, a
teaching psychoanalyst from the Columbia University School of Psychoanalysis. He
enquired whether the presence of one or two parents during childhood influenced
the expression of a psychoneurosis. Did the absence of one parent by death,
separation or divorce early in childhood encourage the expression of an obsessivecompulsive neurosis while the childhood presence of two parents was associated
with a hysterical neurosis? It was a testable question. I examined the hospital
records for those diagnosed with a psychoneurosis, abstracted the family history
and evaluated the patient's main symptoms. We identified patients with dominating
obsessive or hysterical symptoms and found 50 records with sufficient data for
study. We did not find a difference in family histories to support the hypothesis. 74

Another study also failed to support the psychodynamic suggestion that
homosexuality was a root of paranoia. I was assigned the care of a 26-year-old
Jewish married man with severe panic episodes. The faculty diagnosis varied
between a neurosis with homosexual panic and paranoid schizophrenia. Supporting
the diagnosis of schizophrenia were his fantasies of aggression and the paranoid
imagery on his Rorschach Test responses. I presented his story to an audience of
psychoanalytic teachers. The discussion was robust in interpretations but
inconclusive as to diagnosis and treatment options. The proceedings were
published. Re-reading this report after 60 years showed the many changes in our
diagnostic styles, the rejection of homosexuality as a disease, the present tolerance
of American society of homosexuality as a life-style, and the awareness that our
later experience with medications would offer patients effective treatment with
imipramine.
88

�Neither the teachings of Freudian scholars at Hillside Hospital nor the social
psychological principles of the Sullivanian scholars at the William Alanson White
Institute impressed me as useful therapies. Nor did I have the patience to indulge
hour after hour, month after month, listening to a patient’s anxieties, social
difficulties, moods and fantasies. In time, my interests shifted and by 1958 I decided
to close my private office and devote my life to a medical research career.
Military career and travels as ship’s surgeon
My active military service as medical officer began in April 1946. After two
weeks of field training I was assigned to a regimental field station in Camp
Campbell, Kentucky, managing morning sick-call and incidental accidents and
injuries. That winter I received orders to attend the Army School of Military
Neuropsychiatry at Fort Sam Houston in Texas for a 4-month intensive program in
neurological and psychiatric examinations, management of traumatic injuries and
combat stress reactions, psychodynamic principles, and lectures on ECT, insulin
coma, and lobotomy. Many instructors were imbued with the fervor of
psychoanalysis, promising cures for the most severe mental disorders. We were
enthralled and so enthused that many of us sought psychoanalytic training when we
returned to civilian life.
After completing basic military training I was assigned to Kentucky’s Fort
Knox Station Hospital as Chief of Psychiatry. Three wards of 30 patients each
included a range of severely ill psychotic patients, some undergoing insulin coma
and some ECT. The nurses and technicians were competent and experienced, more
so than I, and my responsibilities of supervision were light. The nearest medical
school was in Louisville, about an hour away. I attended weekly Grand Rounds in
Neurology with Ephraim Roseman and took a course in the Rorschach test
procedures with Arthur Benton.

The war against Japan ended with the atomic bomb in August 1945, saving
the lives of many thousands of American soldiers as well as of many Japanese. By
1946 President Truman, faced with the costs of a very large active military service,
ordered the summary discharge of thousands of soldiers on duty. As a member of
an Officer's Board to decide on the qualifications for soldiers desiring to remain in
the post-war career Army and as the panel psychiatrist I used interpretations of the
Rorschach Test in the recommendation for discharge or retention. My comments
had little influence on the Boards’ decisions, as only the longest serving and meritawarded soldiers were recommended for retention. At the end of November 1947
my service was suddenly ended after 20 months active duty.
I had enrolled for residency training in neuropsychiatry at the Montefiore
Hospital with H. Houston Merritt for July 1948. The tantalizing question became
whether to advance my medical training experience to January or to spend the six89

�month gift of freedom elsewhere. After the continuing years of schooling and
military service the glamour and challenge of a position as ship’s surgeon led me to
Grace Line’s Hudson River Pier 57. A position was open on the S.S. Santa Maria, a
C-2 freighter with 52 passengers, leaving five days later to the west coast of South
America, with stops at ports in Columbia, Peru, and Chile. The duties of the ship’s
surgeon were "sick call" sessions twice a day, writing health status reports of
passengers and crew on entry to ports, examination of food storage areas and
freezers for vermin, and accompanying port health inspectors as they surveyed the
ship in each port.

It was possible to visit port cities during one to two days of loading and
unloading cargo. I visited the local mental hospital in Lima where Honorio Delgado,
a leader in psychoanalysis, cared for the severe mentally ill. He encouraged patient
art. Although the hospital was more like a prison with stone palettes, iron rings in
the walls to attach restraints, patient drawings and paintings adorned the walls of
the wards. These paintings were fore-runners of the enthusiasms for “Outsider Art”
in the 1970s.

After two 5-week voyages to Valparaiso, I signed on the Santa Monica for a 3week cruise to Cartajena and Barranquilla on the north coast of Colombia. My final
trip was on the American Export Lines Marine Perch, a large C-4 passenger ship that
served as troop carrier during the war and as refugee ship after the war. We
traveled to Palermo (Sicily), Naples (Italy), and Valleta (Malta). The ship had a large
medical complement and the work was easy.
In Naples, I hired a taxi for a 28-hour trip to tour Rome visiting the Roman
ruins during the night. When we landed in Malta, I visited the port and soon I had a
following of young boys and girls, pointing to my white uniform and especially my
white shoes. When I enquired as the cause of the hilarity at a silver shop managed
by a Jewish owner he pointed to the almost universal black clothes of women and
men, honoring the dead. “I must be rich, very rich, to wear white shoes.”
Peregrinations
In 1962, I was invited to direct a new research institute, the Missouri
Institute of Psychiatry on the grounds of the St. Louis State Hospital, with an
academic affiliation as Research Professor at Washington University School of
Medicine. We found a home in the Lake Forest suburb, and our children were soon
registered in the community schools. When our youngest child, Linda was schooled
daily, Martha enrolled at Washington University for an M.A. in Education, which led
to her lifelong elementary school teaching career.

We adjusted to a new community even though warnings of religious
intolerance appeared early. When we were looking for a home, I asked George Ulett,
90

�the head of the State mental health services who invited me, where he lived. “In
Ladue,” continuing with the advice, “You would not be happy there.” I did not catch
the warning but we soon experienced the strong smells of anti-semitism and
nativism that pervaded the St. Louis communities, the state, and even the hospital
government during our stay. My appointment to the MIP was announced as
“Austrian Heads Institute.”

Two years later the Missouri State legislature failed to renew the biennium
funding for the Institute, and I and the other scientists fled. I found a position at the
New York Medical College to lead the opioid detoxification center at New York City’s
Metropolitan Hospital beginning in July 1966. Martha and I found a home in Great
Neck and enrolled our children in community schools. Martha began teaching
students at the elementary school in Port Washington and then in Great Neck
schools.
I set up my computer center to analyze EEG at the Psychiatry Department
offices on East 102nd Street, developed an ECT study at Gracie Square Hospital, and
obtained a Federal contract to study the systemic effects of hashish in users in
Athens, Greece. I had exceptional students in Richard Abrams, Michael Taylor, and
Robert Levine and was fortunate in the collaboration of Rhea Dornbush, Jan
Volavka, Jiri Roubicek, and Donald Shapiro.

In July 1969 Herman Denber, the director of psychiatric research at
Manhattan State Hospital, invited me to join him on a single-engine Cessna 172
flight that he piloted over the Hudson Valley and the New York harbor. It was a day
of brilliant sunshine and I decided to learn to pilot a small plane. A flying school was
still active at LaGuardia Airport and I began my flying lessons on July 4, 1969. I
soloed Nov 13, 1969. For the next few years I leased airplanes at Long Island’s
Republic and Westchester airports. I piloted Jonathan’s move to Colby College in
Maine and flew to professional meetings. A transcontinental trip in May 1970 from
Westchester Airport, through Tulsa, then the next day on the southern route to San
Diego and San Francisco with Herman Denber to attend the APA meetings.
Interested in leasing a summer home in the Adirondacks in May 1972 Martha and
our daughters flew to Lake Placid. My last flights as pilot were in June 1973.
In 1972 a new medical school was established 40 miles East of Great Neck at
Stony Brook, Long Island. Chairman of Psychiatry Stanley Yolles invited me to join
his faculty to lead research in psychopharmacology and ECT. I gladly accepted to
avoid the hassles of travel to New York City and the social and political hostilities of
the addiction community and the city leaders. For the first few years I taught
students and residents at the Central Islip Psychiatric Center and the Veteran’s
Hospital in Northport. With the opening of University Hospital in 1980 I organized
my teaching, EEG, and ECT studies at that facility.
Martha and I bought a home in Nissequogue on the Stony Brook harbor in
1980. By that time our children had each graduated with doctoral degrees in the
91

�sciences and had begun their academic careers. Jonathan’s degree from Stanford
University led to a post-doc in volcanology and an academic career at Arizona State
University in Tempe. Rachel graduated in marine biology from Cornell and Duke
Universities and then taught at Mt Holyoke College in Massachusetts. Linda
received her undergraduate degree from Amherst College, among the first women
after the college became co-ed, and her doctorate in entomology at University of
Florida in Gainesville. She began a teaching career at Sweet Briar College in Virginia.
Each married at our Nissequogue home and soon the family grew with four
grandchildren.
My research work was well supported by NIMH and private foundations and
I led a consortium to study continuation treatments after successful ECT in
depressed patients. (The CORE studies.) For various administrative reasons I was
unable to carry out my portion of the NIMH funded collaborative study at Stony
Brook and I moved the project to Hillside Hospital, a return for me after 35 years.
For the next decade I supervised this study, developed others, and continued
teaching.

In 2005, at the age of 82, I left the study group at Hillside and retired to my
home to pursue writing. Since 1999 I have wrtitten articles and books with Michael
Taylor, Jan-Otto Ottosson, Edward Shorter, and multiple colleagues on convulsive
therapy, catatonia, ethics, and melancholia. I also continued to lecture and attend
national and international meetings until 2019.

Martha died suddenly on March 31, 2016. I remained at my Long Island
home spending my time writing. By 2018, I established a second home in South
Hadley, Massachusetts with my daughter Rachel. In June 2019 I sold my Long Island
home and moved to Rachel's home in South Hadley, Massachusetts.

92

�Books Authored by Max Fink
Electroencephalography in Human Psychopharmacology. EEG Journal, Supplement
23,
1964. NY: Elsevier.
Convulsive Therapy: Theory and Practice. NY Raven Press, 1979.

ELECTROSHOCK: Restoring the Mind. Oxford U Press, New York, 157 pp., 1999.
Electroshock: Healing Mental Illness. NY: Oxford U Press. 2002.

Ehics in Electroconvulsive Therapy. NY: Routledge. 2004. (Ottosson J-O, Fink M.)
Catatonia: A Clinician's Guide to Diagnosis and Treatment. Cambridge UK:
Cambridge U Press, 2003 (Fink M, Taylor MA.)

Rediscovering Catatonia: The Biography of a Treatable Syndrome. Acta psychiatr
Scand. 127: Supplement 441;1-50, 2013.
The Madness of Fear: A History of Catatonia. NY: Oxford University Press, 2018.
(Shorter E, Fink M.)

Melancholia:The Diagnosis, Pathophysiology, and Treatment of Depressive Illness.
Cambridge UK: Cambridge University Press, 2006. (Taylor MA, Fink M,)
Endocrine Psychiatry: Solving the Riddle of Melancholia. NY: Oxford U Press.
(Shorter E, Fink M.), 2010.
Edited Books:

Fink M. (Ed.) Convulsive Therapy. Seminars in Psychiatry. Grune &amp; Stratton, 1972.

Fink M, Kety S, McGaugh J, Williams T. (Eds): Psychobiology of Convulsive Therapy.
Washington, DC, V.H. Winston and Sons 1974.

Bradley P, Fink M. (Eds): Anticholinergic Drugs and Brain Functions in Animals and
Man, P. Bradley and M. Fink (eds.), Progress in Brain Research, Vol. 28,
Elsevier, 1968.

Dornbush RL, Freedman AM, Fink M., Chronic Cannabis Use.. Annals N.Y.
Academy of Sciences, 282: 430 pp., 1976.

Stefanis C, Dornbush RL, Fink M. Hashish: A Study of Long-Term Use (eds.).
New York, Raven Press, 181 pp, 1977.

93

�1

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8

Archives: When the historians Edward Shorter and David Healy visited my home
in 2006 to examine my files and books for their history of the shock
therapies, they were impressed by the extent of the files and asked what I
planned to do with them.1 They encouraged their being publicly archived.
The Stony Brook University Library archivist Kristen Nyitray examined and
agreed to archive the collection. These files are established as the Max Fink
Archives in the Special Collections at the Main Library of Stony Brook
University. I also deposited my library; these books are indexed in the
University files and in WorldCat.
Contact: Kristen J. Nyitray, Head, Special Collections and University
Archives, University Archivist, Associate Librarian, Stony Brook
University.
&lt; kristen.nyitray@stonybrook.edu&gt;
t: 631.632.7119 / f: 631.632.1829
Rachlin HL, Goldman GS, Gurvitz M, Lurie A, Rachlin L. Follow-up study of 317
patients discharged from Hillside Hospital in 1950. J Hillside Hosp 1956;
5:17-40.

Fink M Shaw R, Gross G, Coleman FS. Comparative study of chlorpromazine and
insulin coma in the therapy of psychosis. J. Amer. Med. Ass., 1958; 166: 18461850
Sylvia Nasar's biography A Beautiful Mind was filmed; I was the consultant to the
producers in the making of the film. Discussed in Book Three.

Fink M. A Beautiful Mind and insulin coma: social constraints on psychiatric
diagnosis and treatment. Harvard Review of Psychiatry 11: 284-290, 2003.

Fink M, Bolwig T. Electrotherapy of melancholia: The pioneering contributions of
Benjamin Franklin and Giovanni Aldini. J ECT 2009; 25:15-18.

Beginning January 1953 with Hans Strauss and Mortimer Ostow I learned how to
apply scalp electrodes, maintain the EEG recorders, and interpret the
records. The Medical Director Joseph S. A. Miller, purchased a Grass
electroencephalograph with a $5,000 grant from the Dazian Foundation
obtained by Dr. Israel Strauss, the Founder of the Hospital.

In the 10 years of its existence, Ira Belmont, Martin A. Green, John C. Kramer, Max
Pollack, Eric Karp, Donald F. Klein, Abraham Kaplan, Arthur Willner, Karl
Andermann, Joseph Jaffe, Hyman Korin, George Krauthamer, Nathaniel Siegel,
Henry J. Lefkowits, Harold Esecover, and Barre Alan, collaborated in the
studies. Arnold G. Blumberg of the Medical Department was an active
collaborator..
94

�9

By 1977 in USA, Paul Blachly created an ECT stimulating device using brief pulse
stimuli that recorded the EEG of the seizure. His device, labeled MECTA, has
been widely adopted. The technology became world standard.

10
11

12

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Fink M, Kahn RL, Green M. Experimental studies of the electroshock process. Dis.
Nerv. Syst., 19: 113-118, 1958.

In the last two decades, ECT has been denigrated as a "neurostimulation." Since
neurostimulation devices are applied in neurotic depressed and character
disordered subjects, increased outpatient usage has changed the character of
modern treatment to encompass low energy, short seizure, RUL placement
treatments that fail to influence severely ill, but act mainly as placebo
psychotherapiess similar to the weakened SSRI, SNRI antidepressants and
atypical neuroleptics that dominate outpatient care since the 1990s.
Fink M, Taylor MA, Shorter E, Vaidya NA. The failure of the schizophrenia concept
and the argument for its replacement by hebephrenia: applying the medical
model for disease recognition. Acta Psychiatr Scand 2010; 122: 173-183.
The question is the basis for the neuroendocrine hypothesis of ECT, that the
seizure pattern is based on systematic changes sensed by pathology in the
organism that can be redressed, much as a sneeze or a cough clears physical
passages.
Bennett, A.E. The introduction of curare into clinical medicine.Present and
potential usefulness. Am Sci 46; 34:434-431.

While on a lecture tour in 5 cities in India in 1991, the first question at each site
was my attitude to the use of unmodified ECT, inducing seizures without
sedation and motor relaxation. When I expressed my experience, recalling
the benefits of my first experiences at Hillside in 1952, I opined "unmodified
ECT is better than no ECT." The audience applauded. The argument persisted
for many years as the cost of the agents and the fee of the anesthesiologist
surpassed the reimbursements for the ECT procedure.
When the anti-psychiatry cries of psychologists became strident again in 2020s,
with claims that ECT had not been properly tested in an RCT with sham ECT.
The sham-ECT study data was republished in 2001 in JECT.
Palmer RL. Electroconvulsive Therapy: An Appraisal. NY: Oxford U Press, 1981

Fink M, Kahn RL, Karp E, Pollack MA, Green MA, Alan B, Lefkowitz HJ. Inhalantinduced convulsions. Arch. Gen. Psychiat., 4: 259-266,1961.
95

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25

26
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29

Cooper K, Fink M. The chemical induction of seizures in psychiatric therapy:
Were flurothyl (Indoklon) and pentylenetetrazol (Metrazol) abandoned
prematurely? J Clinical Psychopharmacology. 2014; 34(5):602-7.

Fink M, Greenberg LB, Gage J, Vikun S. Isoflurane anesthesia therapy: A
replacement for ECT in depressive disorders? Convulsive Ther 1987; 3: 269277.
Fink M. Cholinergic aspects of convulsive therapy. J. Nerv. Ment. Dis., 1966; 142:
475-484.

The results are widely published by Robert Kahn, Max Pollack, and Ira Belmont.
The results are summarized in Convulsive Therapy: Theory and Practice, NY:
Raven Press, 1979.

We received four-year funding from NIMH for the project. After we introduced
the study to the GSH practitioners, many agreed to cooperate and to let us
treat their patients according to our protocols. They endorsed their patients’
cooperation for EEG and psychological tests. Aside from Richard Abrams and
myself, our study collaborators were Jan Volavka, Jiri Roubicek, Rhea
Dornbush, and Stanley Feldstein from the Biological Psychiatry Research
division of the New York Medical College.
This is my second study reporting the greater efficacy of seizures induced by
bilateral electrode placements. The CORE study replicated again.

Fink M, Abrams R, Volavka J, Roubicek J, Dornbush R. Lateralized EEG changes
after unilateral and bilateral electroconvulsive therapy. Dis. Nerv. Syst., 31
(11) Suppl.: 28-33, 1970.

Wachtel LE, Dhossche DM. Self-injury in autism as an alternative sign of catatonia:
implications for convulsive therapy. Med Hypotheses 2010; 75(1):111-4.
Bright-Long L, Fink M. Reversible dementia and affective disorder: The Rip van
Winkle Syndrome. Convulsive Ther 1993; 9: 209-16.
Greenberg LB, Mofson R, Fink M. Prospective electroconvulsive therapy in
delusional depressed patient with a frontal meningioma. Br J Psychiatry
1988; 153: 105-107.
Petrides G, Fink M. Atrial fibrillation, anticoagulation, and electroconvulsive
therapy. Convulsive Ther. 1996; 12: 91-98

96

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31

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33

34
35
36

Fink M. Is EST a useful therapy of schizophrenia? In J.P. Brady and H.K.H. Brodie
(eds.): Controversy in Psychiatry. Philadelphia, W.B. Saunders Co., 183-193,
1978.
Fink M. EST and other somatic therapies of schizophrenia. In L. Bellak (ed.):
Disorders of the Schizophrenic Syndrome. Basic Books, New York, 353-363,
1979.
Fink M., Sackeim HA. Convulsive therapy for schizophrenia? Schizophrenia Bull.
1996; 221: 27-39
Fink M, Taylor M.A. The medical evidence-based model to identify psychiatric
syndromes: Return to a classical paradigm. Acta Psychiatr Scand 2008; 87:
81-84 .

I did not believe that ECT augmentation of clozapine in clozapine non-responders
was effective. When George Petrides, with the encouragement of John Kane
to publish a "positive" report, I withdrew my association. Augmentation by
ECT of fluphenazine and chlorpromazine treatment in psychosis are better
documented.
Greenberg LB, Zervas I, Suckow RF, Cooper T, Jandorf L, Fink M. Rat brain
concentration of fluphenazine during a course of electroconvulsive shock.
Convulsive Ther 1990; 6: 273-9.
I moved the study site to Hillside Hospital with George Petrides as Principal
Investigator.

Fink M. What was learned: Studies by the Consortium for Research in ECT (CORE)
1997-2011. Acta Psychiatrica Scand. 129: 417-426, 2014.
Fink M, Taylor MA. Electroconvulsive therapy: Evidence and challenges. JAMA
2007; 298: 330-332 .
R. Electroconvulsive Therapy. Edition IV. NY: Oxford University Press,
2002.

37Abrams
38
39
40

Meduna L: Die Konvulsionstherapie der Schizophrenie. Halle Germany, Karl
Marhold, 1937.

Fink M. (Ed.): Convulsive Therapy (ed.). Seminars in Psychiatry 4: 1. Grune &amp;
Stratton, Inc., New York, 70 pp.

Fink M, Abrams R, Bailine S, Jaffe R. Ambulatory electroconvulsive therapy. Ta
force report of the association for convulsive therapy. Convulsive Ther. 1996;
12: 42-55.
97

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42
43
44
45
46
47

Fink M. Complaints of loss of personal memory after electroconvulsive therapy:
Evidence of a somatoform disorder. Psychosomatics 2007; 48:290=293.
Fink M. A Beautiful Mind and insulin coma: social constraints on psychiatric
diagnosis and treatment. Harvard Review of Psychiatry 2003; 11: 284-290.
Fink M. A unified theory of the action of physiodynamic therapies. J. Hillside
Hosp.,1957; 6: 197-206.

Fink M, Ottosson J-O. A theory of convulsive therapy in endogenous depression:
Significance of hypothalamic functions. Psychiatry Research 2: 49-61, 1980.

Fink M. The mode of action of convulsive therapy: the neurophysiologic-adaptive
view. J. Neuropsychiat., 3: 231-233.1962.
Fink M. Cholinergic aspects of convulsive therapy. J. Nerv. Ment. Dis., 1966; 142:
475-484.

Nemeroff C, Bissette G, Akil H, Fink M. Neuropeptide concentrations in the cerebrospinal
fluid of depressed patients treated with electroconvulsive therapy. Corticotrophinreleasing factor, beta endorphin and somatostatin. Br J Psychiatry 1991; 158: 59-63.

48
49
50
51
52
53

Fink M, Kety S, McGaugh J, Williams T. (Eds): Psychobiology of Convulsive
Therapy. Washington, DC, V.H. Winston and Sons

Kahlbaum KL. Die Katatonie oder das Spannungsirresein: eine klinische Form
psychischer Krankheit. Berlin: Verlag August Hirshwald, 1874.

Greenberg LB, Gujavarty K. The neuroleptic malignant syndrome: Review and
report of three cases. Comprehens Psychiatry 1985; 26:63–70.

Taylor MA. Catatonia: A review of a behavioral neurologic syndrome.
Neuropsychiatry, Neuropsychology Behavioral Neurology. 1990; 3(1):48-72.
Rogers D. Motor disorder in psychiatry. Chichester UK: John Wiley &amp; Sons, 1992.
Bush G, Fink M, Petrides G, Dowling F, Francis A. Catatonia: I: rating scale and
standardized examination. Acta psychiatr. Scand 1996; 93 (2): 129-36.

Bush G, Fink M, Petrides G, Dowling F, Francis A. Catatonia: II. Treatment with
lorazepam and electroconvulsive therapy . Acta Psychiatr. Scand 1996; 93 (
2):137-43.
54

Shorter E. What Psychiatry Left Out of DSM-5. NY: Taylor &amp; Francis, 2015.
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65

Taylor MA. Hippocrates Cried: The Decline of American Psychiatry. NY: Oxford U
Press, 2013.

Taylor M, Fink M. Fink Catatonia in psychiatric classification: A home of its own.
Am J Psychiatry 2003; 160: 1233-1241.
Fink M, Shorter E. Does persisting fear sustain catatonia? Acta Psychiatr Scand
2017; Nov; 136(5):441-444.

Our experience together had been at New York Medical College during his
residency training and when he and his colleague Richard Abrams joined the
Stony Brook University faculty.

Clinicians versed in ECT see the rapid response of catatonia and melancholia, in
their varied forms, to repeated induced seizures. The DSM commissioners, all
five teams from 1952 to 2013, lacked members with experience in ECT.
Many were known opinion leaders and paid consultants to industry, with
ambulatory office practices and little experience with the severely ill, so had
no experience with the many forms of catatonia and melancholia. Further, in
the decades from 1980 to 2013, they were paid well as industry consultants
to support the new agents, the SSRI, SNRI, and atypical neuroleptics, and
reject the tricyclic antidepressants (imipramine, amitriptyline) and the
typical neuroleptics (chlorpromazine, fluphenazine) as toxic.
Fink M, Klein DF, Kramer J. Clinical efficacy of Chlorpromazine-Procyclidine
combination, Imipramine and placebo in depressive disorders.
Psychopharmacolgia (Berl.), 7: 27- 36.

Davies BJ, Carroll BJ, Mowbray RM: Depressive Illness: Some Research Studies.
Springfield, IL: C. C Thomas, 1972.

Papakostas Y, Fink M, Lee J, Irwin P, Johnson L. Neuroendocrine measures in
psychiatric patients: Course and Outcome with ECT. Psychiatry Res 1981;4:
55-64.
Glassman A. APA Task Force on Laboratory Tests in Psychiatry: The
Dexamethasone Suppression Test in Psychiatry. Am J Psychiatry
1987;144:1253-1262

Fink M, Rush J, Knapp R, et al. DSM melancholic features are unreliable predictors
of ECT response: A CORE Publication. JECT 2007; 23(3): 139-146.
Taylor MA, Fink M. Melancholia: The Diagnosis, Pathophysiology, and Treatment of
Depressive Illness. NY: Cambridge University Press, 2006.
99

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Bolwig T, Shorter E. Melancholia: Beyond DSM, Beyond Neurotransmitters. Acta
Psychiatrica Scandinavica Supplement 433; 115:1-183, 2007.
Participants included, in addition to the Editors, Gordon Parker, Michael
Taylor, William Coryell, Athanasios Koukopoulos, Donald Klein, Bernard
Carroll, Jules Angst, Walter Brown, Max Fink.
Taylor M. Hippocrates Cried. The Decline of American Psychiatry. NY: Oxford
University Press, 2013.

Shorter E, Fink M. Endocrine Psychiatry: Solving the Riddle of Melancholia. NY:
Oxford University Press, 2010.

Bradley P, Fink M. (Eds): Anticholinergic Drugs and Brain Functions in Animals and
Man. Progress in Brain Research, Vol. 28, Elsevier, 1968.
Fink M. EEG classification of psychoactive compounds in man: review and theory
of behavioral associations. Psychopharmacology: A Review of Progress, 19571967: D. Efron, J. Cole, J. Levine and J.B. Wittenborn (eds.): U.S. Govt. Printing
Office, Washington, DC, pp. 497-507.

Fink M. Remembering: the forgotten neuroscience of pharmaco-EEG. Acta
Psychiatr Scand 2010; 121: 161-73.

In my schooling, self-administration of trial medication was accepted as part of
my educational experience. By 1980s, a change had occurred among
students. When teaching psychopharmacology I offered self-exposures to
various psychoactive medications,many of which I had experienced. The
students refused, and I was admonished by the Dean that such teaching was
not acceptable.
As the death of President Kennedy was announced over the hospital radio, I was
in the r-ray suite, inserting a needle in a patient's spinal canal for a PEG.

Dr. Tarachow presented these findings at a meeting of the American
Psychoanalytic Association in New York in 1953. I was denied admission to
the meeting as I had not graduated from an accredited psychoanalytic
institute.

100

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                    <text>MAX FINK, M.D.
11 Buttonfield Lane
South Hadley, MA 01075 Cell: 631.637.1730
fink.max@gmail.com
maxfink55@gmail.com
PRESENT APPOINTMENT
Professor of Psychiatry and Neurology, Stony Brook University 1972-1997
Professor Emeritus
1997CERTIFICATIONS
Diplomate, National Board of Medical Examiners

1946

Diplomate, American Board of Psychiatry and Neurology
Certified in Neurology
Certified in Psychiatry

1952
1954

William Alanson White Institute of Psychoanalysis
Certificate in Psychoanalysis for Physicians
License, Practice of Medicine and Surgery
New York
Missouri

1953

1946
1962

EDUCATION
University College, University Heights Campus
New York University, B.A. cum laude, Honors in Biology

1939-1942

New York University College of Medicine, M.D.

1942-1945

William Alan White Institute for Psychoanalysis
Certificate in psychoanalysis for physicians

1948-1953

Morrisania City Hospital, Rotating Internship

July 1945-April 1946

Montefiore Hospital, Residency in Neuropsychiatry

July 1948-June 1949

Bellevue Psychiatric Hospital, Residencies in Neurology
and Psychiatry

July 1949-December 1951

Hillside Hospital, Resident in Psychiatry

January 1952-December 1952

Mount Sinai and Hillside Hospitals, Fellow in
Neuropsychiatry; National Foundation for Infantile Paralysis
(also January 1951-December 1951)

January 1953-December 1953

�ACADEMIC and RESEARCH AWARDS
C. Charles Burlingame Award, Lecture, Institute for Living, CT 2019
Thomas William Salmon Award and Medal, New York
Academy of Medicine

2011

Honorary Member, Associazione Italiana per la Terapia
Elettroconvulsivante (AITEC)

2006

Honorary Member, European Forum for Electroconvulsive
Therapy (EFFECT)

2006

Honorary Fellow, International Pharmaco-EEG Society (IPEG) 2000
Fellow, Association for Convulsive Therapy

2000

Arrigo Prize for Lifetime Achievement in Neurophysiology,
University of Pavia

1998

Lifetime Achievement Award, Society of Biological Psychiatry 1996
Lifetime Achievement Award, Psychiatric Times and CME, Inc. 1995
Gold Medal Award of the Society of Biological Psychiatry

1988

Laszlo Meduna Prize of the Hungarian National Institute for
Nervous and Mental Diseases

1986

Taylor Manor Hospital Psychiatric Award

1983

Anna Moniker Foundation Prize for Contributions to the
Study of Endogenous Depression

1979

Samuel W. Hamilton Award, American Psychopathological
Association

1974

Alpha Omega Alpha, New York University

1973

A.E. Bennett Psychiatric Research Award, Society of
Biological Psychiatry

1958

Electroshock Research Association Award

1956

Elected Phi Beta Kappa and Alpha Pi
Christopher Coates Biology Prize
Phi Lambda Upsilon Chemistry Prize, New York University

1939-1942

2

�TEACHING AWARDS
“Teacher of the Year,” Department of Psychiatry
Stony Brook University

1992, 1993, 1996

MEMBERSHIPS
Distinguished Life Fellow
American Psychiatric Association (APA)
Secretary, Chairman, section on Brain Function and Behavior
Member, Task Force on Electroconvulsive Therapy
Nassau Neuropsychiatric Society
Suffolk County District Branch

1957, 1958, 1962
1975-1978, 1988-1990
1954-1962 (President, 1959)
1973-

Fellow
New York Academy of Medicine
American College of Neuropsychopharmacology (ACNP)
Association for Convulsive Therapy
International -Pharmaco-EEG (IPEG)
Vice President
Councillor
Honorary Fellow

1981-1984
1986-1990
2000

Senior Member
Society of Biological Psychiatry

1960

Member
American Psychopathological Association
Secretary
Vice President
President-Elect
President

1968-1971
1971-1972
1972-1973
1973-1974

Association for Convulsive Therapy
Chairman, Task Force on Ambulatory ECT

1995

Collegium Internationale Neuro-Psychopharmacologicum
(CINP)

1960

Deutsche EEG Gesellschaft

1962

International Brain Research Organization (IBRO)

1964

International Society for Psychoneuroendocrinology

1964

Instituto de Psiquatria y Psicologia de Montevideo

1964

World Federation of Societies of Biological Psychiatry
Chairman, Task Force on ECT

2002-2005

3

�EDITORIAL APPOINTMENTS
Founding Editor, Convulsive Therapy, 1984-1994
Editorial Board, 1995Contributing Editor
Comprehensive Psychiatry (1972-2000)
Currents Developments in Psychopharmacology
Directions in Psychopharmacology
Journal of Clinical Psychiatry (1980-1999)
Neuropsychiatry, Neuropsychology &amp; Behavioral Neurology (1988-2003)
Neuropsychology (Associate Editor, Pharmaco-EEG, 1983-1997)
Pharmacopsychiatry
Psychiatric Journal, University of Ottawa (1980-1992)
Clinical Pharmacology &amp; Therapeutics (1977-1981)
Psychopharmacologia (1975-1978)
Sleep &amp;Wakefulness (1978-1981)
PRIOR APPOINTMENTS
Academic
Assistant in Neurology, New York University

1952-1954

Research Professor of Psychiatry, Washington University

1962-1966

Professor of Psychiatry, University of Missouri

1963-1966

Visiting Professor
University of Istanbul
National Institute of Neurology of Mexico
University of California at Irvine
Organon Special Visiting Lectureship, Netherlands

1968, 1969
1969
1976
1988

Honorary Member, Societe Royale de Medecine Mentale
de Belgique

1969

Professor of Psychiatry, Albert Einstein College of Medicine

1998-2005

4

�Hospital
Staff Neurologist, Long Island Jewish Hospital
Associate Attending Neurologist, North Shore Hospital

1954-1959
1954-1962

Supervising Psychiatrist; Director of Research
Director, Department of Experimental Psychiatry
Hillside Hospital, Glen Oaks, NY

1954-1962

Director, Missouri Institute of Psychiatry, St. Louis, MO

1962-1966

Director, Division of Biological Psychiatry, NY
Medical College

1966-1973

Attending Psychiatrist
Metropolitan Medical Center
Flower &amp; Fifth Avenue Hospitals
Bird S. Coler Hospital
University Hospital, Stony Brook University

1965-1973
1966-1973
1966-1973
1980-1997

Consulting Psychiatrist
Grasslands Hospital
Central Islip Psychiatric Center
V.A. Hospital, Northport, NY

1971-1973
1974-1979
1972-1981

Director, Division of Clinical Sciences
Long Island Research Institute

1976-1983

Attending Psychiatrist, Department of Psychiatry
Long Island Jewish Hillside Hospital

1981-2005

CONSULTANT
Committee on Clinical Drug Evaluation
Psychopharmacology Service Center, NIMH

1962-1965

Division of Mental Diseases of the State of Missouri

1962-1966

VA-NIMH-SAODAP Collaborative Studies in Opiate
Dependence

1972-1974

Bureau of Drugs, Food &amp; Drug Administration

1970-1973

American Psychiatric Association Task Force on ECT

1975-1978

V.A. Merit Review Board on Behavioral Sciences

1977-1980

German BGA Commission of Pharmaco-EEG

1980-1981

NIMH Committee on Collaborative ECT Project

1980-1982

5

�National Academy of Sciences, National Research Council
Committee on Toxicology: Committee on Anticholinergic
Drugs Panel

1981-1982

U.S. Army Workshop on the Feasibility of Using
Incapacitating Agents Against Terrorists

1986

American Psychiatric Association Task Force on
Electroconvulsive Therapy

1988-1990

MILITARY SERVICE
Captain, U.S. Army Medical Corps.
School of Military Neuropsychiatry, Fort Sam Houston
Chief, NP Clinical Service, Fort Knox Station Hospital

1946-1947

PRIVATE PRACTICE
Ship Surgeon
Grace Line
American Export Line

1947-1948
1948

Neurology and Psychiatry
275 Middle Neck Road, Great Neck, NY

1954-1958

6

�PUBLICATIONS

1950
1. Subdural hematoma developing during hospitalization. Amer. J. Psychiat.,107: 381-383 (with M. Green).
2a. Patterns in perception of simultaneous tests of face and hand. Trans. Amer. Neurol. Ass., 75: 250
(with M.B. Bender and M. Green). (abstract).

1951
2b. …ibid., Arch. Neurol. Psychiat. (Chic.), 66: 355-362.
1952
3. The face-hand test as a diagnostic sign of organic mental syndrome. Neurology (Minneap.), 2: 46-58
(with M.B. Bender and M. Green).
4. Tactile perceptual tests in the differential diagnosis of psychiatric disorders. J. Hillside Hosp., 1: 21-31
(with M.B. Bender).
5. A clinical evaluation of carotid angiography. Contin Neurol. (Basel), 12: 181-195 (with J.M. Stein).
6a. Exosomesthesia, or displacement of cutaneous sensation into extra-personal space. Trans. Amer. Neurol.
Ass., 77: 260-262 (with M.F. Shapiro and M.B. Bender). (abstract).
6b. …ibid., Arch. Neurol. Psychiat. (Chic.), 68: 481-490.
7a. Order of dominance in cutaneous perception. Trans. Amer. Neurol. Ass., 77: 238-240 (with M.B. Bender
and M. Green). (abstract).
7b. Patterns of perceptual organization with simultaneous stimuli. Arch. Neurol. Psychiat. (Chic.), 72: 233255 (with M.B. Bender and M. Green), 1954.

1953
8. Perception of simultaneous tactile stimuli in normal children. Neurology (Minneap.), 3: 27-34
(with M. B. Bender).
9. Perception of simultaneous tactile stimuli by mentally defective subjects. J. Nerv. Ment. Dis., 117: 43-49
(with M.B. Bender and M. Green).
10. Spinal fluid findings following cerebral angiography. Neurology (Minneap.), 3: 137 (with J.M. Stein).
11. A statistical study of a psychoanalytic hypothesis: absence of a parent as a specific factor determining
choice of neurosis. J. Hillside Hosp., 2: 67-71 (with S. Tarachow).

7

�12. Effects of intravenous barbiturate on perception. Trans. Amer. Neurol. Ass., 78: 244-245
(with M.B. Bender, P. Bergman, and M. Nathanson). (abstract).
13. Homosexuality with panic and paranoid states case report. J. Hillside Hosp., 2: 164-190.

1954
14. Standardization of the face-hand test. Neurology (Minneap.), 4: 211-217 (with M. Green).

1955
15. The “Amytal test” in patients with mental illness. J. Hillside Hosp., 4: 3-13 (with R.L. Kahn and
E.A. Weinstein).
16. Delusional reduplication of parts of body after insulin coma therapy. J. Hillside Hosp., 4: 134-147
(with R.L. Kahn and D. Graubert).

1956
17. Relation of Amobarbital test to clinical improvement in electroshock. Arch. Neurol. Psychiat. (Chic.),
76: 23-29 (with R.L. Kahn and E.A. Weinstein).
18. Evaluation of high dose reserpine therapy for the relief of anxiety. J. Hillside Hosp., 5: 67-77
(with M. Wachspress, A.G. Blumberg, and J.S.A. Miller).
19. Relation of Changes in Memory and Learning to Improvement in Electroshock. Confin. Neurol. (Basel),
16: 88-96 (with H. Korin and S. Kwalwasser).
20. Denial of blindness following cerebral angiography. J. Hillside Hosp., 5: 238-245.
21a. Quantitative studies of slow wave activity following electroshock. Electroenceph. Clin. Neurophysiol.,
8: 158 with R.L. Kahn). (abstract).
21b. Relation of EEG delta activity to behavioral response in electroshock: quantitative serial studies. Arch.
Neurol. Psychiat. (Chic.), 78: 516-525, 1957 (with R.L. Kahn).

1957
22a. EEG and clinical response to Megimide. Electroenceph. Clin. Neurophysiol., 9: 180
(with M. Green). (abstract).
22b. Clinical and electroencephalographic effects of Megimide in patients without cerebral disease.
Neurology (Minneap), 8: 682-685 (with M. Green).
23. A unified theory of the action of physiodynamic therapies. J. Hillside Hosp., 6: 197-206.
24. Perception of embedded figures after induced altered brain function. American Psychologist, 12: 361
(with R.L. Kahn).
25. Social factors in selection of therapy in a voluntary mental hospital. J. Hillside Hosp., 6: 216-228
(with R.L. Kahn and M. Pollack).
8

�26. Role of stimulus intensity in perception of simultaneous cutaneous electrical stimuli. J. Hillside Hosp.,
6: 241-250 (with H. Korin).
Added 2/25/17 Soviet Medical Advances: Importance of making literature available to American scientists.
New York Times Letters, 15 Nov 1957, pg 26.

1958
27. Changes in language during electroshock therapy. In P.H. Hoch and J. Zubin (eds.), Psychopathology of
Communication. Grune and Stratton, New York, 1958: 126-139 (with R.L. Kahn).
28. Lateral gaze nystagmus as an index of the sedation threshold. Electroenceph. Clin. Neurophysiol., 10:
162-163.
29a. Effects of Diethazine on EEG and significance for theory of convulsive therapy. Electroenceph. Clin.
Neurophysiol. 10: 207-208. (abstract).
29b. Effect of anticholinergic agent, Diethazine, on EEG and behavior: significance for theory of convulsive
therapy. Arch. Neurol. Psychiat. (Chic.), 80: 380-387.
29c. ..ibid., In J.H. Masserman (ed.), Biological Psychiatry. Grune and Stratton, New York, 1959, 1: 184-194.
30. Experimental studies of the electroshock process. Dis. Nerv. Syst., 19: 113-118 (with R.L. Kahn and
M. Green).
31. Comparative study of Chlorpromazine and insulin coma in the therapy of psychosis. J. Amer. Med. Ass.,
166: 1846-1850 (with R. Shaw, G. Gross, and F.S. Coleman).
32. Electroencephalographic correlates of the electroshock process. Dis. Nerv.Syst., 19: 227 (with M. Green).
(abstract).
33a. Experimental studies of convulsive and drug therapies in psychiatry: theoretical implications.
Arch. Neurol. Psychiat. (Chic.), 80: 733-734 (with R.L. Kahn and M.A. Green). (abstract).
33b. Alteration of brain function in therapy. In N.S. Kline (ed.), Psychopharmacology Frontiers.
Little, Brown &amp; Co., Boston, 1959: 325-332.
34a. Effect of anticholinergic compounds on post-convulsive electroencephalogram and behavior.
Electroenceph. Clin. Neurophysiol.,10: 776. (abstract).
34b. Effect of anticholinergic compounds on post-convulsive electroencephalogram and behavior of
psychiatric patients. Electroenceph. Clin. Neurophysiol., 1960, 12: 359-369.

1959
35. Effects of diffuse altered brain function on perception. In Proc. XV Int. Congr. Psychol. North Holland,
Amsterdam: 238-239 (with R.L. Kahn and H. Korin). (abstract).
36. Psychological factors affecting individual differences in behavioral response to convulsive therapy.
J. Nerv. Ment. Dis., 128: 243-248 (with R.L. Kahn and M. Pollack).

9

�37a. Significance of EEG pattern changes in psychopharmacology. Electroenceph. Clin. Neurophysiol., 11:
398. (abstract) .
37b. EEG and behavioral effects of psychopharmacologic agents. In P. B. Bradley, P. Deniker, and
C. Radouco-Thomas (eds.), Neuro-Psychopharmacology. Elsevier, Amsterdam, 1959, 1: 441-446.
38a. Electroencephalographic and behavioral effects of Tofranil. Canad. Psychiat. Assoc. J., 4 Suppl.: 166171.
38b. …ibid., Electroenceph. Clin. Neurophysiol., 1960, 12: 243-244. (abstract).
39. Relation of tests of altered brain function to behavioral change following induced convulsions.
In L. van Bogaert and J. Radermecker (eds.), First International Congress of Neurological Sciences.
Pergamon Press, London, 1959, 3: 613-619 (with R.L. Kahn and H. Korin).
40. The Role of set in the perception of simultaneous tactile stimuli. Amer. J. Psychol., 72: 384-392
(with H. Korin).
41. Personality factors in behavioral responses to electroshock therapy. J. Neuropsychiat., 1: 45-49
(with R.L. Kahn).
42. Sociopsychologic aspects of psychiatric treatment in a voluntary mental hospital: duration of
hospitalization, discharge ratings and diagnosis. Arch. Gen. Psychiat., 1: 565-574 (with R.L. Kahn and
M. Pollack).

1960
43. Efficacy of divided and single dose schedules in insulin coma therapy. Amer. J. Psychiat., 116: 839-840
(with A.G. Blumberg and P. Laderman).
44. Changes in verbal transactions with induced altered brain function. J. Nerv. Ment. Dis., 130: 235-239
(with J. Jaffe and R.L. Kahn).
45. Drug induced changes in interview patterns: linguistic and neurophysiologic indices. In G.J. Sarwer-Foner
(ed.), The Dynamics of Psychiatric Drug Therapy. C.C. Thomas, Springfield, IL, 1960: 29-44
(with J. Jaffe and R.L. Kahn).
46. Social attitude California F Scale and convulsive therapy. J. Nerv. Ment. Dis., 130: 187-192
(with R.L. Kahn and M. Pollack).
47. Figure-ground discrimination after induced altered brain function. Arch. Neurol. (Chic.), 2: 547-551
(with R.L. Kahn and M. Pollack).
48. Prognostic value of Rorschach criteria in clinical response to convulsive therapy. J. Neuropsychiat., 1:
242-245 (with R.L. Kahn).

1961
49. Modification of psychotherapeutic transactions by altered brain function. Amer. J. Psychother., 15: 46-55
(with J. Jaffe, H. Esecover, R.L. Kahn).
10

�50. Neuropsychologic response patterns of some psychotropic drugs. In E. Rothlin (ed.), Neuropsychopharmacology. Elsevier, Amsterdam, 1961, 2: 381-384 (with M. Pollack, E. Karp, G. Krauthamer, and
D.F. Klein).
51. …ibid., Problems of antagonists to psychotropic drugs, 30-32.
52. Inhalant-induced convulsions. Arch. Gen. Psychiat., 4: 259-266 (with R.L. Kahn, E. Karp, M. Pollack,
M.A. Green, B. Alan, H.J. Lefkowits).
53. Behavioral patterns in convulsive therapy. Arch. Gen. Psychiat., 5: 30-36 (with R.L. Kahn).
54. Sociopsychological characteristics of patients who refuse convulsive therapy. J. Nerv. Ment. Dis., 132:
l53-l57 (with M. Pollack).
55. EEG techniques in study of psychotropic drugs. Acta of the Internationat. Meeting on the Techniques for
the Study of Psychotropic Drugs, Bologna, 1960. Societa Tipografica Modenese, Modena, 1961: 3pp.
56. Withdrawal symptoms following discontinuation of Imipramine therapy. Amer. J. Psychiat., 118: 549-550
(with J.C. Kramer and D.F. Klein).
57. Experimental psychiatric research at Hillside: review and prospect. J. Hillside Hosp., 10: 159-169.
58. Prediction of individual patient response to convulsive therapy. VA Cooperative Chemotherapy Studies in
Psychiatry, 6: 317-324.
59. Social aspects of psychiatric treatment in three hospitals: methodological problems. VA Cooperative
Studies in Psychiatry, 6: 202-206 (with M. Pollack, N. Siegel, and R.L. Kahn).
59b. Sociopsychological aspects of psychiatric treatment in three voluntary hospitals. A.M.A. Arch. Gen.
Psychiat., 14: 20-25 (with R.L. Kahn and N. Siegel).
60. Quantitative electroencephalography and human psychopharmacology: I. Frequency spectra and drug
action. Med. Exp. (Basel), 5: 364-369.

1962
61. The critical flicker frequency and EEG alpha: a reliability study. Electroenceph. Clin. Neurophysiol., 14:
60-63 (with E. Karp and M. Pollack).
62. The mode of action of convulsive therapy: the neurophysiologic-adaptive view. J. Neuropsychiat., 3:
231-233.
63. Disordered perception of simultaneous stimulation of face and hand: a review and theory. In J. Wortis
(ed.), Biological Psychiatry. Plenum Press, Inc., New York, 1962, 4: 362-369 (with M. Pollack).
64. Tachistoscopic perception after induced altered brain function: influence of mental set. J. Nerv. Ment.
Dis., 134: 422-430 (with M. Pollack, R.L. Kahn, and E. Karp).
65. Motivation for psychotherapy. Comprehens. Psychiat., 3: 170-173 (with N. Siegel).
66. Psychiatric reaction patterns to Imipramine (Tofranil). Amer. J. Psychiat., 119: 432-438
11

�(with D.F. Klein).
67. Behavioral reaction patterns with Phenothiazines. Arch. Gen. Psychiat., 7: 449-459 (with D.F. Klein).
68. The disposition of applications for psychotherapy in an out-patient clinic. Social-Casework, 43: 545-547
(with N. Siegel).
69. Social class, diagnosis, and treatment in three psychiatric hospitals. Social-Problems, 10: 191-196
(with N. Siegel, R.L. Kahn, and M. Pollack).
70. Imipramine as an adjunct to Phenothiazine therapy. Comprehens. Psychiat., 3: 377-380 (with J.C. Kramer
and D.F. Klein).

1963
71. EEG and human psychopharmacology. Abstracts of Proceedings of Symposium at Third World Congress
of Psychiatry, Montreal, 1961). Electroenceph. Clin. Neurophysiol., 15: 133-137.
72. Multiple item factors as change measures in psychopharmacology. Psychopharmacologia (Berl.), 4: 4352 (with D.F. Klein).
73. Quantitative electroencephalography in human psychopharmacology II: drug patterns. In G. Glaser (ed.),
EEG and Behavior. Basic Books, Inc., New York, 177-197.
74. Effects of Imipramine and Chlorpromazine on perceptual analytic ability, perceptual responsivity and
memory as revealed in Rorschach responses. J. Nerv. Ment. Dis., 137: 42-50 (with I. Belmont, M. Pollack,
and A. Willner).

1964
75. A selected bibliography of electroencephalography in human psychopharmacology, 1951-1962.
Electroenceph. Clin. Neurophysiol., Suppl. 23, 68 pp.
76. Comparative study of period analysis and frequency analysis of the electroencephalogram.
Electroenceph. Clin. Neurophysiol., 17: 454-455. (with N. Burch). (abstract).
77. Comparative studies of Chlorpromazine and Imipramine I: drug discrimination patterns. In P.B. Bradley,
F. Flugel, and P.H. Hoch (eds.), Neuro-Psychopharmacology. Elsevier, Amsterdam, 3: 370-372
(with M. Pollack, D.F. Klein, A.G. Blumberg, I. Belmont, E. Karp, J.C. Kramer, and A. Willner).
78. Comparative studies of Chlorpromazine and Imipramine II: psychological performance profiles.
In P.B. Bradley, F. Flugel, and P.H. Hoch (eds.), Neuro-Psychopharmacology. Elsevier, Amsterdam, 3: 373376 (with M. Pollack, E. Karp, I. Belmont and A. Willner).
79. Digital computer analysis of EEG using an IBM 1710 system. Electroenceph. Clin. Neurophysiol., 17:
712 (with D. Shapiro, D. Bridger and T. Itil). (abstract).

1965
80. Clinical efficacy of Chlorpromazine-Procyclidine combination, Imipramine and placebo in depressive
disorders. Psychopharmacolgia (Berl.), 7: 27-36 (with D.F. Klein and J. Kramer).

12

�81. Imipramine-induced behavioral disorganization in schizophrenic patients: physiological and psychological
correlates. In J. Wortis (ed.), Biological Psychiatry. Plenum Press, Inc., New York, 7: 53-6l (with M. Pollack,
D.F. Klein, A. Willner, and A.G. Blumberg).
82a. EEG analyses by digital computer, I: development of IBM 1710 System. Electroenceph. Clin.
Neurophysiol., 18: 520 (with T. Itil, D. Shapiro, and D. Bridger). (abstract).
82b. EEG analyses by digital computer, II: relation of pentothal induced changes to resting pattern.
Electroenceph. Clin. Neurophysiol., 18: 520-21 (with T. Itil). (abstract).
83. Quantitative EEG and human psychopharmacology, III: changes on acute and chronic administration of
Chlorpromazine, Imipramine and placebo saline. In W. P. Wilson: Applications of Electroencephalography in
Psychiatry. Duke University Press, Durham, North Carolina, 226-240.
84. Clinical neurophysiology. In D. Bente and P. Bradley (eds.), Neuro-Psychopharmacology, Elsevier,
Amsterdam, 4: 64-69.

1966
85. Klinische Untersuchungen und quantitative EEG-daten bei experimentellen Psychosen. ArzneimittelForsch., 16: 237-240 (with T. Itil).
86. Die Anwendung von Digital-Computer Methoden in der Psychopharmakologie. Arzneimittel-Forsch., 16:
297-299 (with T. Itil and D. Shapiro).
87. Trifluperidol in the treatment of psychosis. observations suggestive of anticholinergic activity at higher
dosages. J. New Drugs, 6: 174-181 (with A. Don, M. Stallings, T. Itil and J.M. Holden).
88. Cholinergic mechanisms in mental illness: anticholinergic hallucinogens. In J. Wortis (ed.), Recent
Advances in Biological Psychiatry, Plenum Press, Inc., N.Y., 8: 115-119.
89. …ibid., Drug induced or spontaneous psychopathological changes and the relationship to quantitative
electroencephalography, 8: 303 (with T. Itil and A. Keskiner). (abstract).
90. …ibid., Classification of psychosis by quantitative EEG measures, 8: 305-312 (with T. Itil and D. Clyde).
91. Cholinergic aspects of convulsive therapy. J. Nerv. Ment. Dis., 142: 475-484.
92. The question of dissociation of EEG and behavior with anticholinergic agents. Electroenceph. Clin.
Neurophsiol., 21: 41 (with T. Itil). (abstract).
93. Prolonged adverse reactions to LSD in psychotic subjects. Arch. Gen. Psychiat., 142: 450-454
(with J. Simeon, W. Haque, and T. Itil)
94. Behavior and quantitative EEG changes induced by hallucinogenic drugs. Proc. XVIII Int. Cong. Psychol.,
(Moscow) I: 224 (with T. Itil). (abstract).
95. Anticholinergic drug induced delirium experimental modification, quantitative EEG and behavioral
correlations. J. Nerv. Ment. Dis., 143: 492-507 (with T. Itil).
96. Therapeutic studies in therapy resistant schizophrenic patients. Comprehens. Psychiat., 7: 488-493
13

�(with T. Itil and A. Keskiner).

14

�1967
97. Clinical trial of Navane Thiothixene in schizophrenia. Curr. Ther. Res., 9: 10-16. (with J. Simeon,
A. Keskiner, D. Ponce, T. Itil).
98. Clinical laboratory test standards in new drug trials. J. Clin. Pharmacol. and New Drugs, 7: 1-8.
(with J. M. Holden, T. Itil, J. Simeon).
99. Organic treatment of schizophrenia. In Textbook of Psychiatry, A.M. Freedman and H. Kaplan (eds.).
Williams and Wilkins, Baltimore, pp. 661-664 (with T. Itil).
100a. …ibid., Computers and psychiatry, Chapter 5.2, pp. 232-238.
100b. …ibid., Human Behavior: Biological, Psychological, and Sociological, A.M. Freedman and H. Kaplan
(eds.), Atheneum, 1972, 450-460.
101a. Quantitative analysis of the electroencephalogram by digital computer methods. III. Applications to
psychopharmacology. VII IBM Medical Symposium, Poughkeepsie, IBM Press, pp. 263-290.
101b . …ibid., Computers and Electronic Devices in Psychiatry, N.S. Kline and E. Laska (eds.), Grune and
Stratton, 109-123, 1968 (with D.M. Shapiro, C. Hickman and T. Itil).
102. Through a mirror darkly. Review of Psychopathology of Perception. P.H. Hoch and J. Zubin (eds.),
N.Y., Grune and Stratton. Contemp. Psychol., 11: 536-538.
103. Altered sensitivity to centrally active drugs following lobotomy. In. J. Wortis (ed.), Biological
Psychiatry, Plenum Press, Inc. N.Y., 9: 157-170 (with T. Itil, J. Holden, A. Keskiner).
104. Effect of Sulthiame in schizophrenic patients. Proc. First Init. Cong. Acad. Psychosom. Med., E. Dunlop
(ed.) pp. 185-194, Amsterdam, Excerpta Med. Fdn. (with T. Itil, A. Keskiner).
105. Digital computer analysis of the human EEG in psychiatric research. Comprehens. Psychiat., 8: 521-538
(with T. Itil and D. Shapiro).
106a. EEG and behavioral aspects of the interaction of anticholinergic hallucinogens with centrally active
compounds. Anticholinergic Drugs and Brain Functions in Animals and Man, P. Bradley and M. Fink (eds.),
Elsevier, Amsterdam, pp. 149-168 (with T. Itil).
106b. Anticholinergic hallucinogens and their interaction with centrally active drugs.
Neuropsychopharmacology, H.Brill (ed.), Excerpta Medica, Amsterdam, pp. 381 (with T. Itil).
107. Anticholinergic drugs and brain function in animals and man. Neuro-psychopharmacology, H. Brill
(ed.), Excerpta Medica, Elsevier, Amsterdam, pp. 374-390.

108. Treatment of chronic psychotic patients with combined medications. Neuropsychopharmacology,
H. Brill (ed.), Excerpta Medica, Amsterdam, pp. 1016-1020 (with T. Itil, J. Holden, D. Shapiro, A. Keskiner).
109. EEG Patterns with combined drug treatments in psychotic patients. Turk J. Electroenceph. Clin.
Neurophysiol, 1: 1-9 (with T. Itil, G. Ulett).

15

�110. Anticholinergic Drugs and Brain Functions in Animals and Man, P. Bradley and M. Fink (eds.),
Progress in Brain Research, Vol. 28, Elsevier, Amsterdam, pp. 375, 1968.
111. Brain, behavior and anticholinergic drugs. Anticholinergic Drugs, and Brain Functions in Animals and
Man, P. Bradley and M. Fink (eds.), Elsevier, Amsterdam, pp. xii-xvi.
112. Quantitative EEG: A new dimension in psychopharmacology. Proceedings IV World Congress
Psychiat., Excerpta Med. Fdn., Amsterdam, pp. 338-339.
113a. The differentiation of tranquillizers by quantitative EEG. Electroenceph. Clin. Neurophysiol. 24 (with
T. Itil, D. Shapiro, C. Hickman, and N. Kiremitci). (abstract).
113b. Quantitative EEG Studies of Chlordiazepoxide, Chlorpromazine and Imipramine in volunteer and
schizophrenic subjects. Psychopharmacology of the Normal Human, W. Evans and N.S. Kline (eds.),
C.C. Thomas, Springfield, Chapter 9, pp. 219-238, 1969 (with T. Itil, D. Shapiro, N. Kiremitci, C. Hickman).
114. On-line computer classification of electronencephalographic sleep stages. Psychophysiology 4: 366
(with T. Itil, D. Shapiro, C. Hickman, N. Kiremitci and J.M.C. Holden). (abstract).
115. Cyclazocine and Methadone in narcotic addition. J.A.M.A., 202: 191-194 (with A.M. Freedman,
R. Sharoff and A. Zaks).
116a. Social class and prognosis of schizophrenia. Turk. Noro-Psikiyatri Arsivi, 4: 1-12. (with N. Freilich,
T. Itil).
116b. …ibid., The influence of family structure and attitudes on the course and prognosis of schizophrenia, 5:
1-10, 1968 (with N. Freilich, T. Itil, J. M. Holden).

1968
117. Neurophysiological Response Strategies in the Classification of Mental Illness in The Role of
Methodology of Classification in Psychiatry and Psychopathology, Katz, M.M., Cole, J.O., and Barton,
W.E. (eds.), Washington, DC Govt. Printing Office, pp. 535-540.
118. Long acting Phenothiazine (Fluphenazine Decanoate) in the treatment of psychosis. Arch. Gen.
Psychiat., 18: 477-481 (with A. Keskiner, J. Simeon, and T.M. Itil).
119. Clinical Studies of Cyclazocine in the Treatment of Narcotic Addiction. Amer. J. Psychiat., 124: 14991504 (with A.M. Freedman, R. Sharoff, and A. Zaks).
120. Naloxone in heroin dependence. Clin. Pharm. Therap., 9: 568-577 (with A. Zaks, R. Sharoff, A. Mora,
A. Bruner, S. Levit, A.M. Freedman).
121. Basic concepts and use of Cyclazocine in the treatment of narcotic addiction. Brit. J. Addict., 63: 59-69
(with A.M. Freedman).
122. Differentiation of psychotropic drugs by quantitative EEG analysis. Agressologie, 9: 267-280, 1968
(with T. Itil, D. Shapiro).
123. Thioridazine and Chlordiazepoxide, alone or combined, in the treatment of chronic schizophrenia.
Comp. Psychiat., 9: 633-643 (with J. Holden, T. Itil, A. Keskiner).

16

�124. EEG classification of psychoactive compounds in man: review and theory of behavioral associations.
Psychopharmacology: A Review of Progress, 1957-1967: D. Efron, J. Cole, J. Levine and J.B. Wittenborn
(eds.): U.S. Govt. Printing Office, Washington, DC, pp. 497-507.

1969
127. The human electroencephalogram: index of clinical activity of new psychoactive agents. Mod. Prob.
Pharmacopsychiat., 2: 106-110.
128. EEG and human psychopharmacology. Ann. Rev. Pharmacol., 9: 241-258.
129. Psychoactive drugs and the alert human EEG. Pakistan Medical Review 3: 29-40.
130. Digital computer classifications of EEG sleep states. Electroenceph. Clin. Neurophysiol. 27: 76-83
(with T. Itil, D.M. Shapiro, D. Kassebaum).
131. Intravenous Diacetylmorphine (Heroin) in studies of opiate dependence. Dis. Nerv. Syst. Suppl., 30: 8992 (with A. Zaks, A. Bruner, A. Freedman).
132. High dose Chlordiazepoxide therapy of anxiety. Curr. Therap. Res., 11: 9-14 (with M. Taylor, M. Spero,
J. Simeon).
133. Liquid Butaperazine response in the treatment of chronic psychosis in a mental health clinic. Curr.
Therap. Res. 11: 57-63 (with G. Clare, J. Simeon, ).
134. High dose Tybamate therapy of heroin dependence. J. Clin. Pharmacol. New Drugs. 9: 232-238
(with F. Veress, V. Major, A. Freedman).
135. Narcotic antagonists and substitutes in opiate dependence. The Present Status of Psychotropic Drugs.
A. Cerletti and F.J. Bove (eds.), Excerpta Med. Fdn., Amsterdam, 428-431 (with A. Freedman, A. Zaks,
R. Sharoff, R. Resnick).
136. Clinical and EEG studies of Doxepin: an interim report. Psychosomatics, 10: 14-17 (with J. Simeon,
M. Spero).
137. High and very high dose Fluphenazine in the treatment of chronic psychosis. In The Present Status of
Psychotropic Drugs, A. Cerletti and F. J. Bove (eds.), Excerpta Med. Fdn., Amsterdam, 495-497
(with N. Polvan, V. Yagcioglu, T. Itil).
138a. EEG Patterns as an index of clinical activity of psychoactive drugs. Electroenceph. Clin. Neurophysiol.,
27: 710 (with D.M. Shapiro). (abstract).
138b. Drugs, EEG and behavior. Drugs and the Brain, P. Black (Ed.), Baltimore, Johns Hopkins Press,
Chapter X, pp. 149-160.
139. Electroencephalograms, mental state and psychoactive drugs. Pharmacol. for Physicians.
W.B. Saunders, Philadelphia, 3 (5): 1-5.
140. Electroencephalographic effects of Trifluperidol. Dis. Nerv. Syst., 30: 524-540 (with T. Itil).
141. EEG Patterns of Cyclazocine, a narcotic antagonist. In Neurophysiological and Behavioral Aspects of
Psychotropic Drugs, A. Karczmar and W.P. Koella (eds.), C.C. Thomas, Philadelphia, Chapter 4, pp. 62-71
17

�(with T. Itil, A. Zaks, A.M. Freedman).
142. Neuropharmacological analysis of agonistic actions of cyclazocine in rabbits. Biol. Psychiat., 1: 217-330
(with R.P. White, W.G. Drew).
143. Anxiety precipitated by lactate. New Eng. J. Med., 281:1429 (with M.A. Taylor and J. Volavka). (letter).

1970
144. Antagonists in the treatment of opiate dependence. In Modern Trends in Drug Dependence and
Alcoholism, R.V. Phillipson, (ed.), Butterworth, London, pp. 49-59 (with A.M. Freedman).
145. Clinical antidepressant activity of Cyclazocine: a narcotic antagonist. Clin. Pharmacol. Therap., 11: 4148 (with J. Simeon, T. Itil, and A.M. Freedman).
146. A Cyclazocine typology in opiate dependence. Amer. J. Psychiat., 126: 1256-1260 (with R. Resnick,
A.M. Freedman).
147. d-Cycloserine therapy of psychosis by symptom provocation. Comprehens. Psychiat. 11: 80-88
(with J. Simeon, T. Itil, D. Ponce).
148. A comparison of Doxepin and Chloridiazepoxide in the therapy of anxiety. Curr. Therap. Resch., 4: 201211 (with J. Simeon, M. Spero, O. Nikolovski).
149. Depot Fluphenazine facilitation of treatment of psychosis. In Changing Patterns in Psychiatric Care, T.
Rothman (ed.), Crown, N.Y., 176-185 (with J. Simeon, A. Keskiner, T.M. Itil).
150. Narcotic antagonists in opiate dependence. Science, 169: 1005-1006.
151a. Blockade with Methadone, Cyclazocine and Naloxone. Int. J. Addictions, 5: 507-515
(with A.M. Freedman, A. Zaks, R. Resnick).
151b. …ibid., In Einstein, S. Methadone Maintenance, New York, M. Dekker, 161-170, 1971.
152a. Treatment of heroin dependence with opiate antagonists. In Masserman, J. (ed.), Current Psychiatric
Therapies, Grune and Stratton, N.Y., 161-170 (with A. Zaks, R. Resnick and A.M. Freedman).
152b. …ibid., In R.M. Suinn and R.G. Weigl (eds.): Innovative Medical Psychiatric Therapies. Baltimore,
University Park Press, 51-60, 1976.
153. Electrographic effects of Diacetylmorphine Heroin and Naloxone in man. Neuropharm., 9: 587-593
(with J. Vo1avka, A. Zaks, J. Roubicek).
154. Technology in psychiatric research. In S. Merlis (Ed.): Non-Scientific Constraints in Medical Research,
Raven Press, New York, pp. 91-96.
155a. Lateralized EEG changes after induced convulsions. Electroenceph. Clin. Neurophysiol., 29: 324
(with J. Roubicek, J. Volavka, R. Abrams). (abstract).
155b. Lateralized EEG changes after unilateral and bilateral electroconvulsive therapy. Dis. Nerv. Syst., 31
(11) Suppl.: 28-33 (with R. Abrams, J. Volavka, J. Roubicek, R. Dornbush).

18

�1971
156. Depot Fluphenazine in the treatment of psychosis in a community mental health clinic. Dis. Nerv. Syst.,
31 (9) Suppl.: 28-3l (with L. Bucci, M. Fuchs, J. Simeon).
157. Long-acting depot Phenothiazines in emergency and maintenance therapy of psychosis. In The Role of
Drugs in Community Psychiatry, C. Shagass (ed.), Karger, Basel. Mod. Probl. Pharmacopsychiat., 6: 78-82.
158. Memory changes after unilateral and bilateral convulsive therapy. Brit. J. Psychiat., 119: 75-78
(with R. Dornbush, R. Abrams).
159. Naloxone treatment of opiate dependence. JAMA, 215: 2108-2110 (with A. Zaks, T. Jones,
A.M. Freedman).
160. Opiate antagonists in the treatment of Heroin dependence in man. In Narcotic Drugs, Biochemical
Pharmacology, Clouet, D. (ed.), Plenum Publ. Co., New York, pp. 468-477 (with A. Zaks, R. Resnick, and
A. M. Freedman).
161. …ibid., Electrophysiological Studies of Opiates and Antagonists in Man, pp. 452-467 (with A. Zaks,
J. Volavka. J. Roubicek).
162a. A rational therapy of opiate dependence: narcotic antagonists. Amer. J. Nursing, 71: 1359-1363
(with A.M. Freedman, A. Zaks, R. Resnick).
162b. …ibid., In The Nurse in Community Mental Health, E. P. Lewis and M. H. Browning (eds.), New York,
Amer. J. Nursing Co., 283-293, 1972.
162c. …ibid., J. Psychedelic Drugs, 4: 157-161.
163. Narcotic antagonists in the treatment of opiate dependence. Int. Z. Klin. Pharm. Therap. u. Tox., 4: 455458 (with A. Zaks, R. Resnick, A.M. Freedman).
164. Toward a rational theory of behavior. Career Directions in Psychiatry; 1: 22-29.
165. Computer Aided Interactive Psychiatric Diagnosis Programs. New York, Biodata, Inc., 75 pp.
(with D. M. Shapiro, S. Feldstein).
166a. Marijuana, memory and perception. Amer. J. Psychiat. 128: 194-198 (with R. Dornbush,
A.M. Freedman).
166b. …ibid., In E.L. Abel (ed.): Marijuana, Memory and Perception. New York, MSS Information Corp.,
23-26, 1973.
167. Marijuana, EEG and behavior. In Marijuana: Chemistry, Pharmacology, and Patterns of Social Use.
A. Singer and S. Yolles (eds.), Ann. N.Y. Acad. Sci., 191: 206-215 (with J. Volavka, R. Dornbush,
S. Feldstein, G. Clare, A. Zaks, A. Freedman).
168. Cyclazocine therapy of opiate dependence: a progress report. Comprehens. Psychiat., 12: 491-502 (with
R. Resnick, A.M. Freedman).
169a. EEG profile analysis for psychopharmacology: a progress report. Electroenceph. Clin. Neurophysiol.
31: 105 (with D.M. Shapiro). (abstract).
19

�169b. Discussion, quantitative EEG. Clin. Electroenceph., 2: 116 (letter).
170. Evidence for a characteristic EEG frequency response to Thiopental. Electroenceph. Clin. Neurophysiol.
31: 149-153 (with J. Schwartz, S. Feldstein, D.M. Shapiro, and T. Itil).
171. EEG profiles of Fenfluramine, Amobarbital and Dextroamphetsmine in normal volunteers.
Psychopharmacologia Berl. 22: 369-383 (with D.M. Shapiro and T.M. Itil).
172. Drugs and cerebral function, W.C. Smith (ed.), Book review, Electroenceph. Clin. Neurophysiol., 31:
195.
173. Duration of methadone induced cross-tolerance to heroin. Br. J. Addict., 66: 205-208 (with A. Zaks,
A.M. Freedman).
174. An author seduced? Book review, Seduction, A Conceptual Model in the Drug Dependencies and Other
Contagious Social Ills, P. Blachly. Contemp. Psychol., 16: 721.

1972
175. Convulsive Therapy (ed.). Seminars in Psychiatry 4: 1. Grune &amp; Stratton, Inc., New York, 70 pp.
176. The therapeutic process in induced convulsions ECT. Seminars in Psychiatry, 4: 39-46.
177. Answers to questions about ECT. Seminars in Psychiatry, 4: 33-38 (with R. Abrams).
178. CNS Effects of convulsive therapy: significance for a theory of depressive psychosis. In J. Zubin and F.
Freyhan (eds.): Disorders of Mood, John Hopkins, Baltimore, pp. 93-112.

20

�179a. EEG and clinical change after bilateral and unilateral electroconvulsive Therapy. Electroenceph. Clin.
Neurophysiol., 32: 631-639 (with J. Volavka, S. Feldstein, R. Abrams).
179b. …ibid., 32: 251-252. (abstract).
180. Clinical experiences with multiple electroconvulsive treatments. Comprehens. Psychiat., 13: 115-121
(with R. Abrams).
181. Unilateral and bilateral ECT: effects on depression, memory and the electroencephalogram. Arch. Gen.
Psychiat. 27: 88-94 (with R. Abrams, R.L. Dornbush, S. Feldstein, J. Volavka, J. Roubicek).
182a. A rational therapy of opiate dependence: narcotic antagonists. In C.J.D. Zarafonetis (ed.),
Drug Abuse: Proceedings of the International Conference, Lea &amp; Febiger, Philadelphia, 171-176.
182b. …ibid., Discussion, 177-188.
183. Clinical status of the narcotic antagonists in opiate dependence. In H. Kosterlitz, H.O.J. Collier, and J.
Villareal (eds.): Agonist and Antagonist Actions of Narcotic Analgesic Drugs, London, MacMillan, pp. 266276 (with A. Freedman, R. Resnick, and A. Zaks).
184. Opiate dependence: treatment and prophylaxis. In H.M. van Praag (ed.): Biochemical and
Pharmacologic Aspects of Dependence and Reports on Marijuana Research, Amsterdam, Ervin F. Bohn, pp.
85-99.
185. …ibid., Cannabis psychosis,194-204 (with A.M. Freedman).
186. Selective drug therapies in clinical psychiatry: neuroleptic, anxiolytic, and antimanic Agents. In Treating
Mental Illness: Aspects of Modern Therapy, A. M. Freedman and H. Kaplan, (eds.), New York, Atheneum,
pp. 287-309 (with R. Abrams).
187. Levomethadyl in maintenance treatment of opiate dependence. JAMA, 220: 811-813 (with A. Zaks,
A.M. Freedman).
188. Treatment and prevention of opiate dependence with narcotic antagonists. Contemp. Drug Probl. 1: 245262.
189. EEG effects of drug of dependence. In S.J. Mule and H. Brill (eds.). Clinical and Biological Aspects of
Drug Dependence, Cleveland, Ohio, Chemical Rubber Co., 379-387.
190. EEG indices of CNS bioavailability of psychoactive drugs. Electroenceph. Clin. Neurophysiol., 33: 246247 (with D. M. Shapiro). (abstract).
191. Clinical evaluation of GP-41299: an antianxiety agent of the Doxepin type. Arzneimittel-Forschung, 22:
1903-1905 (with P. Gaztanaga, R. Abrams, J. Simeon, T. Jones).
192. Heroin maintenance. JAMA, 221: 602. (letter).
193. Heroin maintenance. Contemp. Drug. Probl., 1: 875-877.
194. Effects of delta-nine-tetrahydrocannabinol on EEG, heart rate, and mood. Electroenceph. Clin.
Neurophysiol. 33: 453 (with J. Volavka, R. Dornbush , S. Feldstein). (abstract).

21

�195. 21-day administration of marijuana in male volunteers. In M. F. Lewis (ed.): Current Research in
Marijuana, pp. 115-128, New York, Academic Press (with R.L. Dornbush, G. Clare, A. Zaks, P. Crown,
J. Volavka).

1973
196. Quantitative EEG classification of psychoactive drugs in Man. In U.J. Jovanovic (ed.), The Nature of
Sleep, Stuttgart, G. Fisher, pp. 76-78.
197. Methadone relatives and substitutes. J.A.M.A., 223: 80. (letter).
198. The electroencephalogram in clinical psychiatry. In J. Mendels (ed.): Biological Psychiatry,
J. B. Lippincott, N.Y. pp. 33l-344.
199. EEG seizure patterns during multiple unilateral and bilateral ECT. Comprehens. Psychiat., 14: 25-28
(with R. Abrams, J. Volavka).
200. Prediction of clinical response to ECT. Brit. J. Psychiatry, 122: 457-461 (with R. Abrams, S. Feldstein).
201. Heroin maintenance, panel discussion. Contemp. Drug. Probl., 2: 165-200.
202. Drugs, EEG, and behaviour: EEG profiles and bioavailability measures for clinical
psychopharmacology. Electroenceph. clin. Neurophysiol., 34: 754. (abstract).
203. EEG, heart rate and mood change “high” after cannabis. Psychopharmacologia, 32:11-25
(with J. Volavka, P. Crown, R. Dornbush, S. Feldstein).
204. Psychological differentiation and the response of opiate addicts to pharmacological treatment. Brit. J.
Addic., 68: 151-157 (with S. Feldstein, P. Chester).
205. Narcotic antagonists. In National Commission on Marijuana and Drug Abuse, Drug Use in America:
Probtem in Perspective, Washington, DC, U.S. Government Printing Office, Appendix, IV: 143-157.
206. Levomethadyl Acetate: prolonged duration of opioid effects, including cross-tolerance to heroin, in man.
J.A.M.A., 226: 316-318 (with R. Levine, A. Zaks, A., A.M. Freedman).
207. Levomethadyl (LAAM): a long-acting substitute for methadone in maintenance therapy of opiate
dependence. In J. Masserman (ed.), Current Psychiatric Therapies, XIII:151-155. New York, Grune &amp;
Stratton.
208. How shocking is shock therapy? Editorial, Biological Psychiatry, 7: 79-80.
209. Drug models in schizophrenia. In J. O. Cole, A. M. Freedman, and A. J. Friedhoff (eds.),
Psychopathology and Psychopharmacology, Baltimore, Johns Hopkins Press, 1973, pp. 108-111.
210. Effects of cannabis on human EEG and heart rate: evidence of tolerance development on chronic use.
In T.A. Ban, et al. (eds.), Psychopharmacology, Sexual Disorders, and Drug Abuse. Prague, Avicenum, pp.
703-704.
211. Questions in Cyclazocine therapy of opiate dependence. In S. Fisher and A. M. Freedman (eds.), Opiate
Addiction: Origins and Treatment. Washington, DC, V. H. Winston and Sons, pp. 203-210.

22

�1974
212. Psychobiology of Convulsive Therapy. Washington, DC, V.H. Winston and Sons (with S. Kety,
J. McGaugh, and T. Williams (eds.), 312 pp.
213. …ibid., Induced seizures and human behavior, pp. 1-18.
214. …ibid., Clinical progress in convulsive therapy, pp. 271-278.
215. EEG applications in psychopharmacology. In M. Gordon (ed.), Psychopharmacological Agents Vol. III).
Academic Press, New York, pp. 159-174.
216. Simultaneous tactile perception in patients with conversion sensory deficits. J. Mt. Sinai Hosp., 41:141143 (with M.A. Green).
217. High dose Cyclazocine therapy of opiate dependence. Amer. J. Psychiat. 131: 595-597 (with R. Resnick,
A.M. Freedman).
218. Psychoactive drugs, brain function, and human behavior. Proc. World Congress Psychiatry, Amsterdam,
Excerpta Medica, pp. 747-750.
219a. Brain function, verbal behavior, and psychotherapy. Comprehensive Psychiatry, 15: 257-266.
219b. …ibid., In R. Spitzer and D.F. Klein (eds.): Evaluation of Psychological Therapies. Baltimore, Johns
Hopkins Press, 1976, pp. 74-88.
220. Induced seizures. Book review: Neurochemistry of Cerebral Electroshock, W.B. Essman. Science, 184:
789.
221. Book review: International Rev. Neurobiology, Vol. 15. Electroenceph. Clin. Neurophysiol. 36: 557-558,
1974.
222. Short-term effects of heroin on Man. Arch. Gen. Psychiat. 30: 677-684 (with J. Volavka, R. Levine,
S. Feldstein).
223. EEG and task performance after heroin in post-addicts. Electroenceph. Clin. Neurophysiol. 37: 195-196
(with J. Volavka, R. Levine, M. Komlosi). (abstract).
224. EEG profiles and bioavailability measures of psychoactive drugs. In T. Itil (ed.): Psychotropic Drugs
and the Human EEG. Modern Problems in Pharmacopsychiatry, Basel, S. Karger, pp. 76-98.
225. Polypeptide influences on attention, memory, and anxiety in man. Pharmacol. Biochem. and Behavior,
2: 663-668 (with L. Miller, A. Kastin, C.A. Sandman, W.T. Van Veer).
226. Psychiatric diagnosis: phenotypic or pathophysiologic? Editorial. Biological Psychiatry 9: 227-229.
227. Cerebral electrometry in phase I assessment of psychoactive drugs. In W.B. Essman and L.Valzelli
(eds.): Current Developments in Psychopharmacology, New York, Spectrum Publn., pp. 301-316.

23

�228. Electrophysiologic measures for phase I psychopharmacology in man. In G. McMahon (ed.): Principles
and Techniques of Human Research and Therapeutics, vol. VIII: Psychopharmacological Agents, Mt. Kisco,
N.Y., Futura Publishing, pp. 19-30.
229. Marijuana, hashish, and Tetrahydrocannabinol-delta-9: effects on EEG, heart rate, and Mood. J. Psycho.
Res.10: 159 (with J. Volavka, P. Crown, R. Dornbush). (abstract).

1975
230. Narcotic antagonist therapy of opiate dependence. In R.W. Richter (ed.): Medical Aspects of Drug
Abuse, New York: Harper and Row, pp. 160-166.
231. Public hysteria and medical practice. Letter. JAMA 232: 1126, 1975 (with L. Koran, M.G. Miller).
232. New strategies of psychotropic drug evaluation. In T. Vossenaar (ed.): Proceedings of a Symposium on
Depressive Illness. Amsterdam. Excerpta Medica, pp. 44-54.
233. Clinical evaluation of narcotic antagonism in man. In S. Ehrenpreis and M. Neidle (eds.): Methods in
Narcotics Research. New York, M. Dekker, pp. 337-346.
234. Book review: Psychotropic Drugs and the Human EEG (eds.T.M. Itil, S. Karger), Basel, 1974.
Comprehensive Psychiatry 16: 499-500.
235. Fenmetozole DH-524: Euphoriant classified by cerebral electrometry Curr. Therap. Res. 18: 590-596
(with P. Irwin).
236. Prediction of clinical activity of drugs in man. In Sudilovsky A., Gershon, S. and Beer, B. (eds.)
Predictiveness in Psychopharmacology: Preclinical and Clinical Correlations. New York, Raven Press,
pp. 65-87.
237. …ibid., EEG classification of a novel anorexigenic: PRF-36-CL, comparison with placebo,
Dextroamphetamine, and Fenfluramine, 89-103 (with P. Irwin, and P. Sibony).
238. Cerebral electrometry: quantitative EEG applied to human psychopharmacology. In H. Kunkel and
G. Dolce (eds.): CEAN - Computerized EEG Analysis. Stuttgart, G. Fischer, 271-288.
239. The effects of extreme high dosage Fluphenazine on resistant schizophrenics in two different countries.
In T.M. Itil (ed.): Transcultural Neuropsychopharmacology. Istanbul, Bozak Press, 95-100 (with T. Itil,
N.O. Polvan).

1976
240. Chronic hashish use and mental disorder. Am. J. Psychiat. 133: 225-227 (with C. Stefanis, A. Liakos,
J. Boulougouris, A.M. Freedman).
241a. Quantitative EEG studies of marijuana, delta-nine-Tetrahydrocannabinol, and hashish in man.
In M.C. Braude and S. Szara (eds.): The Pharmacology of Marijuana. New York, Raven Press, 383-391
(with J. Volavka, C.P. Panayioutopolis, and C. Stefanis).
241b. …ibid., Electroenceph. Clin. Neurophysiol. 42: 430, 1977. (abstract).

24

�242. Controlled clinical and quantitative EEG Studies of Triflubazam (ORF-8063) in patients with anxiety.
Curr. Therap. Res. 19: 307-315 (with T. Itil, S. Akpinar, N. Polvan, M. Huque, and K. Sungerbey).
243. Antipsychiatrists and ECT. (letter). Brit. Med. J. 1: 280, Jan 31, 1976.
244. Concentration of 5-Hydroxyindoleacetic Acid, Homovanillic Acid, and Tryptophan in the cerebrospinal
fluid of depressed patients before and after ECT. Biol. Psychiat. 11: 85-90 (with R. Abrams, W.B. Essman,
M.A. Taylor).
245. Book review: LSD: A Total Study, S. Sankar. Westbury, New York, PJD Publications, 1975. Amer. J.
Psychiat 133: 593-594.
246. Book review: Safeguarding Psychiatric Privacy, E.M. Laska and R. Blank (eds.), New York, John Wiley
&amp; Sons, 1975, Amer. J. Psychiat. 133: 726-727.
247. Pharmacokinetic analysis of quantitative EEG data. In Rationality of Drug Development. Amsterdam,
Excerpta Medica #383, 177-180 (with P. Irwin and M. Gastpar).
248. Relation of EEG to blood levels of psychoactive drugs. In L. Gottschalk and S. Merlis (eds.):
Pharmacokinetics, Blood Levels, and Clinical Response. New York, Spectrum Publications, 243-250
(with P. Irwin).
249. Blood levels and EEG effects of Diazepam and Bromazepam. Clin. Pharm. Therap. 20: 184-191
(with P. Irwin, R. Weinfeld, M. Schwartz, A. Conney).
250a. EEG and Blood Level Correlations for Psychoactive Drugs. In M. Matejcek and G.K. Schenk (eds.):
Quantitative Analyses of EEG. Konstanz, Switzerland, AEG Telefunken, 119-126 (with P. Irwin).
250b. Electroencephalographic measures for pharmacodynamic analysis of psychoactive drugs in Man.
In P. Deniker, C. Radouco-Thomas, and A. Villeneuve (eds.): Neuropsychopharmacology. Oxford, England,
Pergamon Press, 1203-1207, 1978.

251. An empirical comparison of three EEG digital conversion techniques. In M. Matejcek and G.K. Schenk
(eds.): Quantitative Analysis of EEG. Konstanz, Switzerland, AEG Telefunken, 379-394 (with P. Irwin).
252. Chronic Cannabis Use. Edited by R.L. Dornbush, A.M. Freedman and M. Fink, Annals N.Y. Academy of
Sciences, 282: 430 pp.
253. Effects of acute and chronic inhalation of hashish, marijuana, and THC-delta-9 on brain electrical
activity in man: evidence for tissue tolerance. In R. Dornbush, A. Freedman and M. Fink (eds.): Chronic
Cannabis Use. Annals N.Y. Academy of Sciences 282: 387-398.
254. Summary. Chronic cannabis use. Annals N. Y. Academy of Sciences 282: 427-430.
255a. EEG and task performance after ACTH 4-10 in man. Neuropsychobiology 2: 293-290
(with W. Sannita, P. Irwin).
255b. EEG and behavioral effects of ACTH 4-10 in normal volunteers. Electroenceph. Clin. Neurophysiol.
50: 2-3, 1980 (with W. Sannita, P. Irwin). (abstract).

25

�1977
256. CNS sequellae of EST: risks of therapy and their prophylaxis. In C. Shagass, S. Gershon and
A. Friedhoff (eds.): Psychopathology and Brain Dysfunction. New York, Raven Press, 223-239.
257. EST: a special case in pharmacotherapy. In W.E. Fann, I. Karacen, A.D. Pokorny and R.C. Williams
(eds.): Phenomenology and Treatment of Depression. New York, Spectrum Publications, 285-294.
258. The treatment of narcotic poisoning. In H.F. Conn (ed.): Current Therapy, 1977. Philadelphia,
W.B. Saunders, 894-895 (with A. Zaks).
259. Hypothalamic peptides and brain function. In E. Usdin, D. Hamburg, and J. Barchas (eds.)
Neuroregulators and Psychiatric Disorders. New York, Oxford Press, 296-298.
260. Hashish: A Study of Long-Term Use. C. Stefanis, R. Dornbush, and M. Fink (eds.). New York,
Raven Press, 181 pp.
261. …ibid., Medical studies in long-term hashish users. II. Clinical electroencephalography and
echoencephalography, 59-62 (with C.P. Panayiotopoulos, J. Volavka, C. Stefanis).
262. …ibid., Acute EEG effects of cannabis preparations in long-term users, 79-90 (with J. Volavka,
C.P. Panayiotopoulos).
263. …ibid., Study of long-term hashish users in Greece: Summary and Discussion,151-158.
264. Book review: Marihuana Chemistry, Biochemistry, and Cellular Effects. G.C. Nahas, W.D.M. Paton,
and J.E. Idanpaan-Heikkila (eds.). New York, Springer-Verlag, 1976. Quart. Rev. Biol. 52: 236.
265. Quantitative EEG analysis and psychopharmacology. In Remond, A. (ed.): EEG Informatics.
A Didactic Review of Methods and Applications of EEG Data Processing. Amsterdam, Elsevier, 301-308.
266. EEG, blood level, and behavioral effects of the antidepressant Mianserin (Org GB 94).
Psychopharmacologia 54: 249-254 (with P. Irwin, M. Gastpar, and H. de Ridder).
267. Myths of “shock therapy.” Amer. J. Psychiat. 134: 991-996.

1978
268. Comments on report by P. Simon. In P. Deniker, C. Radouco-Thomas, and A. Villeneuve (eds.):
Neuropsychopharmacology. Oxford England, Pergamon Press, 215-217.
269. Psychoactive drugs and the waking EEG. In M.A. Lipton, A. DiMascio, and K.F. Killam (eds.):
Psychopharmacology: A Generation of Progress. New York, Raven Press, 691-698.
270. EEG response strategies in psychiatric diagnosis. In Spitzer, R. and D.F. Klein (eds.): Critical Issues in
Psychiatric Diagnosis. New York, Raven Press, 253-263.
271. EEG study of Mianserin (GB-94) in depressed patients. Brit. J. Clin. Pharmacol. 5 Supplement (1): 43S49S (with P. Irwin).

26

�272. Sieben jahre klinische erfahrung mit opiat-antagonisten bei Opiatabhangigkeit. In W.F. Biniek (ed.):
Drogenabhangigkeit. Darmstadt, Wissenschaftliche Buchgesellschaft, 422-431.
273. Efficacy and safety of induced seizures (EST) in man. Comprehens. Psychiat. 19: 1-18.
274. ECT in metropolitan New York hospitals: A survey of practice 1975-1976. Amer. J. Psychiat. 135: 479482 (with G.M. Asnis, S. Saferstein).
275. Is EST a useful therapy of schizophrenia? In J.P. Brady and H.K.H. Brodie (eds.): Controversy in
Psychiatry. Philadelphia, W.B. Saunders Co., 183-193.
276. Electroshock therapy: myths and realities. Hosp. Pract. 13: 77-82.
277. EEG and psychopharmacology. In Cobb, W.A. and van Duijn, H. (eds.): Contemporary Clinical
Neurophysiology Suppl. 34, Electroenceph. Clin. Neurophysiol. 45: 41-56.
278. Book review: Neuropeptide Influences in the Brain and Behavior. Adv. Biochem. Pharmacol. 17:
L.H. Miller, C.A. Sandman and A.J. Kastin (eds.), New York, Raven Press, 298 pp, 1977. Quart. Rev. Biol.
53: 195.
279. Book review: Psychopharmacology. A Biochemical and Behavioral Approach. L.S. Seiden and
L.A. Dykstra (eds.), New York, Van Nostrand Co., 451 pp., 1977. Quart. Rev. Biol. 53: 196.
280. Book review: Psychotherapeutic Drugs. Part 1: Principles. Part 2: Applications. E. Usdin and
I.S. Forrest (eds.), New York, Marcel Dekker, 698+699 pp., 1976. Quart. Rev. Biol. 53: 210-211.
281. Book review: Hemi-Inattention and Hemisphere Specialization. E.A. Weinstein and R.P. Friedland
(eds.), New York, Raven Press, 156 pp., 1977. Quart. Rev. Biol. 53: 211.

1979
282a. Convulsive Therapy: Theory and Practice. New York, Raven Press, 308 pp.
282b. Convulsive Therapy: Theory and Practice. Published in Japanese translation, Tokyo, Seiwa Shoten, 394
pp., 1980.
283. Mania and electroseizure therapy (EST). In Shopsin, B. (ed.): Manic Illness. New York, Raven Press,
219-228.
284. A history of convulsive therapy. Psych. Jrl. Univ. Ottawa Fac. Med. 4: 105 - 110.
285. Efficacy of ECT. Lancet 2: 1303 -1304. (letter).
286. EST and other somatic therapies of schizophrenia. In L. Bellak (ed.): Disorders of the Schizophrenic
Syndrome. Basic Books, New York, 353-363.
287. CNS effects of the antihistamines, Diphenhydramine and Terfenadine RMI-9918. Pharmakopsych.
Neuro-Psychopharmakologie 12: 35, 44 (with P. Irwin).
288a. Phenytoin: EEG effects and plasma levels in volunteers. Therap. Drug Monitoring 1: 93-104
(with P. Irwin, W. Sannita, Y. Papakostas, M.A. Green).

27

�288b. EEG study of phenytoin in normal volunteers at non-toxic doses. Electroenceph. Clin. Neurophysiol.
49: 83 (abstract).
289a. EEG profile studies of clozapine in volunteers and psychiatric patients.
Pharmakopsych. Neuro-Psychopharmakologie 12: 184-190 (with P. Irwin and P. Weinhold).
289b. EEG effects of clozapine: Association or dissociation of EEG and behavior? NeuroPsychopharmacology. Oxford, Pergamon, 363-369. (abstract).
290. Anxiety, anxiolytics and the human EEG. In w. Fann, I. Karacen, A. Pokorny, and R.L. Williams, (eds.):
Phenomenology and Treatment of Anxiety. New York, Spectrum Publications, 237-250.
291. Neurobiology Group Report, Dahlem Conference. In K.S. Fu and T. Pavlidis (eds.): Biomedical Pattern
Recognition and Image Processing. Life Sciences Research Report 15. Verlag Chemie, Basel, 364-394
(with D.B. Cooper, M. Abeles, G. Bodenstein, et al.).
292. Normal prolactin responses in tardive dyskinesia. Psychopharmacology 66: 247-250 (with G.M. Asnis,
E.J. Sachar, G. Langer, F.S. Halpern).
293. Book review: Contemporary Research in Behavioral Pharmacology. D.E. Blackman and D.J. Sanger
(eds.), New York, Plenum Press, 506 pp., 1978. Quart. Rev. Biol. 54:118-119.
294. Book review: The Endorphins. Adv. Biochem. Pharmacol. 18. E. Costa and M. Trabucchi (eds.),
New York, Raven Press, 379 pp., 1978. Quart. Rev. Biol. 54: 119.
295. Book review: Rational Anti-epileptic Drugs Therapy. P.J.M. Guelen and E. van der Kleijn. Amsterdam,
Elsevier/North Holland. Trends in Neurosciences 2: 492-494.
296. Book review: Psychotropic Drugs: A Guide for the Practitioner. H.M. van Praag, New York,
Brunner/Maxel, 1978. Comprehens. Psychiat. 20 :494-495.

1980
297a. A neuroendocrine theory of convulsive therapy. Point of view. Trends in Neurosciences 3: 25-27.
297b. …ibid. Nervenheilkunde 1: 26-29, 1982.
297c. Convulsive therapy and depression: A neurohumoral and neuroendocrine theory. In Saletu, B. (ed.):
Neuro-Psychopharmacology. Oxford, Pergamon, 41-44. (abstract).
297d. A theory of convulsive therapy in endogenous depression: Significance of hypothalamic functions.
Psychiatry Research 2: 49-61 (with J.O. Ottosson),
298. Convulsive therapy and endogenous depression. Pharmakopsychiat. 13: 49-54.
299. Neuroendocrinology and ECT: A review of recent developments. Comprehens. Psychiat. 21: 450-459.
300. ECT, mood and hormones. In D. de Wied and P. A. van Keup (eds.): Hormones and the Brain.
MTP Press, Lancaster, England, 253-262.
301. Convulsive and drug therapies of depression. Ann. Rev. Med. 32: 405-412.

28

�302a. Neuroendocrine measures in psychiatric patients: Course and outcome with ECT. Psychiatry Research
4: 55-64 (with Y. Papakostas, J. Lee, P. Irwin, L. Johnson).
302b. Dexamethasone suppression test and outcome with ECT. In C. Perris, G. Struwe, and B. Jansson (eds.):
Biological Psychiatry 1981. 1075-1078, 1981.
303. Random thoughts about ECT. (editorial). Am. J. Psychiat. 138: 484-485.

1981
304. Toward a rational theory of behavior. Career Directions 7: 2-12.
305. An objective classification of psychoactive drugs. Prog. Neuro-Psychopharm. 4: 495-502.
306. EEG and behavioral profile of flutroline (CP-36,584), a novel antipsychotic drug. Psychopharmacology
72: 67-71 (with Peter Irwin).
307. EEG and behavioral effects of pirenzepine in normal volunteers. Scand. Jrl. Gastroenterol. 15
Supplement 66: 39-46 (with Peter Irwin).
308. Classification of psychotropic drugs: Quantitative EEG analysis in man. In van Praag, H.M., Lader,
M.H., Rafaelson, O.J. and Sachar, E.J. (eds.): Handbook of Biological Psychiatry. Volume VI. Marcel
Dekker, New York, 309-326.
309. The significance of quantitative pharmaco-electroencephalography in establishing dose-time relations
and its impact on clinical pharmacology: Critical review and perspectives. Psychopharm. Bull. 17:94.
(abstract).
310a. Lateral cerebral differences in psychotropic drug effects. Psychopharm. Bull.17:98. (abstract).
(with Peter Irwin).
310b. Do psychoactive drugs affect the EEG from the cerebral hemispheres differently? In C. Perris,
D. Kemali and L. Vacca (eds.): Electroneurophysiology and Psychopathology. S. Karger, Basel, Adv. Biol.
Psychiat 6: 121-125 (with P. Irwin).
311a. Critical flicker-fusion frequency, EEG, and psychoactive drugs. Psychopharm. Bull. 17: 103. (abstract).
(with P. Irwin).
311b. EEG, CFF and behavior. Pharmakopsychiatria 15: 36-38, 1982 (with P. Irwin).
312. A single measure of EEG spectral differences with heuristic value in assessing drug effect.
Electroenceph. Clin. Neurophysiol. 51: 32P (abstract). (with P. Irwin).
313. CNS effects of clonidine in normal volunteers. Psychopharm. Bulletin. 17: 16-17 (with P. Irwin).
314. Pharmaco-EEG and bioequivalence: A practical methodology for psychoactive drugs. Psychopharm.
Bulletin 17: 120-121.
315. Pharmacoelectroencephalographic study of brotizolam, a novel hypnotic. Clin. Pharm. Therap. 30: 336342 (with P. Irwin).

29

�316. EEG and behavioral effects of aspirin in asymptomatic volunteers. In C. Perris, G. Struwe, and
B. Jansson (eds.): Biological Psychiatry 1981, Elsevier, Amsterdam, 227-229 (with P. Irwin)
317. Clinical trials with des-Tyr-gamma-Endorphin GK-78. In C. Perris, G. Struwe, and B. Jansson (eds.):
Biological Psychiatry 1981, Elsevier, Amsterdam, 398-401 (with Y. Papakostas, J. Lee, T. Meehan,
L. Johnson).
318. Book review: The Psychosurgery Debate. E. S. Valenstein (ed.). W.H. Freeman &amp; Co., San Francisco,
1980. Amer. J. Psychiat. 138: 408-409.
319a. Book review: Divergent Views in Psychiatry. M. Dongier and E. D. Wittkower (eds.). Harper &amp; Row,
Hagerstown, MD, 1981. Am. J. Psychiat. 138: 1641.
319b. Divergent views of divergent views: Dr. Fink replies. (letter). Am. J. Psychiat. 139: 1219-1220, 1982.
320. Book review: Neural Peptides and Neuronal Communication. E. Costa and M. Trabucchi (eds.).
Raven Press, New York, 1980. Quart. Rev. Biol. 56: 98.
321. Book review: Differential Psychopharmacology of Anxiolytics and Sedatives. J. R. Boissier (ed.).
S. Karger, Basel, 1979. J. Nerv. Ment. Dis. 169: 469-470.
322. Book review: The Psychodynamic Approach to Drug Therapy. M. Ostow (ed.). Van Nostrand, Reinhold,
New York, 1980. Science Books and Films 16: 209.
323. Book review: Law and Ethics in the Practice of Psychiatry. C.K. Hofling (ed.). Brunner/Mazel, 1981.
Science Books and Films 17: 64-65.

1982
324. Mianserin. In H. Lehmann (ed.): Non-MAOI and Non-Tricyclic Antidepressants. S. Karger, Basel. Mod.
Probl. Pharmacopsychiat. 18: 70-101 (with R. Pinder).
325. Quantitative pharmaco-EEG to establish dose-time relations in clinical pharmacology.
In W.M. Herrmann (ed.): Electroencephalography in Drug Research. Gustav Fischer, Stuttgart, 17-22.
326a. Guidelines for pharmaco-EEG studies in man. Pharmacopsychiat. 15:107-108 (with G. Stille, W.M.
Herrmann, D. Bente, T.M. Itil, W.P. Koella, S. Kubicki, H. Kunkel, J. Kugler, M. Matejcek.
and Petsche, H.).
326b. …ibid., Empfehlungen für pharmakoelektroenzephalographische Untersuchungen am Menschen. EEGEMG 13: 1-2.
327. Anticholinergic drugs and the EEG. In Committee on Toxicology, National Academy of Sciences.
Possible Long-Term Health Effects of Short-Term Exposure to Chemical Agents: I: Anticholinesterases and
Anticholinergics. National Academy Press, Washington, DC, June 1-8.
328. Neurophysiologic methods to establish antidepressant activity. Neurophysiologische Methoden zum
Nachweis antidepressiver Wirkung. Arzneimittelforschung 32: 857-859.
329. CNS effects of acetylsalicylic acid Aspirin (with P. Irwin). Clin. Pharm. Therap. 32: 362-365.

30

�330a. Pharmaco-EEG study of 6-azamianserin ORG-3770: Dissociation of EEG and pharmacologic
predictors of antidepressant activity (with P. Irwin). Psychopharmacology 78: 44-48.
330b. …ibid., Psychopharm. Bull. 19: 96, 1983.
331. Blood levels and quantitative EEG response to CNS-active drugs: Retrospective observations.
Electroenceph. Clin. Neurophysiol. Suppl. 36: 447-452 (with P. Irwin).
332. Predictors of outcome in convulsive therapy. Psychopharm. Bull. 18: 50-57.
333. Convulsive therapy: A risk-benefit analysis. Psychopharm. Bull. 18: 110-116.
334. Placebo-controlled studies of ECT. Br. J. Psychiat. 141: 213-214. (letter).
335. Neuroendocrine aspects of convulsive therapy. In R. Abrams and W. Essman (eds.): Electroconvulsive
Therapy: Biological Foundations and Clinical Applications. Spectrum Publications, New York, 187-198.
336a. Monitoring the duration of ECT seizures: ‘Cuff’ and EEG methods compared (with L. Johnson).
Arch Gen. Psychiat. 39:1189-1191.
336b. EEG monitoring of ECT preferred to cuff method. Reply. Am. J. Psychiat. 140: 1649, 1983.
336c. ECT Seizure Monitoring. Arch. Gen. Psychiat.: 106-107, 1984 (with L. Johnson). (letter).
337. The enigma of convulsive therapy: An effective, safe and controversial treatment. In J.O. Cavenar and
H.K.H. Brodie (eds.): Critical Problems in Psychiatry. J. B. Lippincott, Philadelphia, 203-219.
338. ECT in the elderly. In C. Eisdorfer and W.E. Fann (eds.): Treatment of Psychopathology in the Aging.
Springer Publishing Co., New York, Chapter 7, 97-111.
339. ECT in anxiety: An appraisal. Am. J. Psychother. 36: 371-378.
340. The present status of electroconvulsive therapy. Directions in Psychiatry. Hatherleigh Co. Ltd.,
New York, 35:1-8.
341. Book reviews: ECT in Great Britain. J. Pippard and L. Ellam: Electroconvulsive Treatment in Great
Britain, 1980. Gaskell, London, 162 pp., 1981; and R. L. Palmer (ed.): Electroconvulsive Therapy: An
Appraisal. Oxford, New York 316 pp., 1981. Am. J. Psychiat. 139:958-959.
342. Book review: Drug Development Research. H. Lal and S. Fielding (eds.). A.R. Liss, New York. Quart.
Rev. Biol. 57: 234.

1983
343. Guidelines for electroconvulsive therapy in the elderly. In T. Crook and G. D. Cohen (eds.): Physicians’
Guide to the Diagnosis and Treatment of Depression in the Elderly. Mark Powley Associates, New York, VI:
55-60.
344. Missed seizures and the bilateral-unilateral electroconvulsive therapy controversy. Am. J. Psychiat. 140:
198-199. (editorial).
345. Bias against ECT: again. Contemp. Psychol. 28: 246-247. (letter).
31

�346. Antidepressant effects of electroconvulsive therapy. Br. Med. J. 286:1744 1745. (letter).
347. Electroshock and Berkeley: II. Biol. Psychiat. 18: 610-613. (editorial).
348. ECT and depression: What have we learned? In F.J Ayd, I.J. Taylor, and B.T. Taylor (eds.):
Affective Disorders Reassessed: 1983. Ayd Medical Communications, Baltimore, pp. 56-72.
349. Pharmacoelectroencephalography. Neuropsychobiol. 9: 45-46. (editorial). (with D. Bente and
H. Kunkel).
350. Book review: The Unfathomed Mind: A Handbook of Unusual Mental Phenomena. W.R. Corliss.
Glen Arm, MD, 754 pp., 1981. Science Books and Films 18: 242.
351. Book review: Neurobiology. G. M. Shepherd. Oxford University Press, NY, 611 pp., 1983. Science
Books and Films 19: 83.
352. Book reviews: Advances in Biochemical Pharmacology. Vol. 31. Typical and Atypical Antidepressants:
Molecular Mechanisms. Vol. 32: Clinical Practice. E. Costa and G. Racagni (eds.). Raven Press, N.Y. 391
pp. and 400 pp., 1982. Non-Tricyclic and Non-Monoamine Oxidase Inhibitors. H.E. Lehmann (ed.).
S. Karger, Basel, 1982. Quart Rev. Biol. 58: 300-301.

1984
353. Theories of the antidepressant efficacy of convulsive therapy ECT. In R.M. Post and J.C. Ballenger
(eds.): Neurobiology of Manic Depressive Illness. Williams &amp; Wilkins, Baltimore, 721-730.
354. Theories of convulsive therapy: A neuroendocrine hypothesis. In B. Lerer, R.Weiner, and R.H. Belmaker
(eds.): ECT: Basic Mechanisms. John Libbey &amp;. Co., London, pp. 115-123.
355a. Convulsive therapy: Fifty years of controversy. Clin. Neuropharmacol. 7. Supplement 1: 8-9 (abstract).
355b. Meduna and the origins of convulsive therapy. Am. J. Psychiat. 141: 1034-1041.
356. Neuroendocrine aspects of the relief of melancholia by induced seizures ECT. In E. Usdin, M. Asberg,
L. Bertilsson, and F. Sjoqvist (eds.): Frontiers in Biochemical and Pharmacological Research in Depression.
Adv. Biochem. Psychopharm. 39: 345-357.
357. Pharmaco-EEG effects of antihypertensive agents. Clin. Neuropharmacol. 7 Supplement 1: 119
(abstract).
358. Familiarization session and the placebo control in EEG studies of drug effects. Neuropsychobiology. 10:
173-177 (with P. Irwin).
359. ECT: For whom is it justified? J. Clin. Psychopharmacol. 4: 303-304 (editorial).
360. The present status of unilateral ECT: Some recommendations. Jrl. Affective Dis. 7: 245-247 (editorial).
(with R. Abrams).
361. Book review: L.B. Kalinowsky, H. Hippius, and H.E. Klein. Biological Treatments in Psychiatry.
Grune &amp; Stratton, New York, 424 pp., 1982. Compr. Psychiatr. 25: 126-127.

32

�362. Book reviews: Vaillant, G. E. The Natural History of Alcoholism. Harvard Univ. Press, Cambridge, MA,
359 pp., 1983; B. Tabakoff, P.B. Sutker, and C.L. Randall (eds.): Medical and Social Aspects of Alcohol
Abuse. Plenum Press, New York, 403 pp., 1983; R.G. Smart, F.B. Glaser, Y. Israel, H. Kalant, R.E. Popham,
and W. Schmidt (eds.): Research Advances in Alcohol and Drug Problems vol. 7, Plenum Press, New York,
472 pp., 1983. Quart. Rev. Biol. 59: 369-370.
363. Book review: P. Carlton. A Primer of Behavioral Pharmacology. W. H. Freeman &amp; Co., 301 pp., 1983.
Quart. Rev. Biol. 59: 511-512.

1985
364. Pharmaco-electroencephalography: A note on its history. Neuropsychobiology. 1984; 12: 173-178.
365. Convulsive Therapy. Convulsive Ther. 1985; 1: 1-3. (editorial).
366. Reducing memory loss in electroconvulsive therapy. Convulsive Ther. 1985; 1: 77-80. (editorial).
367. A ‘gratuitous’ conclusion on ECT. Am J Psychiatry 1985; 142: 1129. (letter).
368. Anesthesia in electroconvulsive therapy. Convulsive Ther. 1985; 1: 155-157. (editorial).
369. Convulsive therapy: Fifty years of progress. Convulsive Ther. 1985; 1: 204- 216.
370. The ethics of placebo. In L. White, B. Tursky, G.E. Schwartz (eds.): Placebo: Theory, Research and
Mechanisms. Guilford Press, New York, 1985; 423-430.
371. Anesthesia in ECT. J Clin Psychopharmacol. 1985; 5: 312. (letter).
372. MAOI, anesthesia, and ECT. J Clin Psychopharmacol 1985; 5: 313. (with K. Freese).
373. National Institutes of Health Consensus Conference on ECT. Convulsive Ther. 1985; 1: 231-233.
(editorial).
374. Pharmaco-EEG as a method to assess bioequivalence of CNS active substances in man. Integrative
Psychiatry 1985; 3 Supplement: 12S-19S.
375. Summary. Integrative Psychiatry 1985; 3 (Supplement): 92s-93s (with L. Hollister).
376. Book review. E.A. Turner. Surgery of the Mind. Carmen Press, Birmingham UK, 238 pp., 1982.
In Am J Psychiatry 1985; 142: 374-375.
377. Book review. M. Fraser. ECT: A Clinical Guide. John Wiley, New York, 134 pp., 1982. In Convulsive
Ther 1985; 1: 66-67.
378. Book review. N.S. Endler. Holiday of Darkness: A Psychologist’s Personal Journey Out of Depression.
Wiley-Interscience, New York, 169 pp., 1982. In Convulsive Ther. 1985; 1: 140-142.

33

�379. Book reviews: L. Kalinowsky, H. Hippius, H.E. Klein. Biological Treatments in Psychiatry. Grune &amp;
Stratton, New York, 424 pp., 1982; R. Abrams, W.B. Essman (eds.): Electroconvulsive Therapy: Biological
Foundations and Clinical Applications. Spectrum Publications, New York, 270 pp., 1982. In Convulsive
Ther. 1985; 1: 222-223.
380. Book review: S.E. Luria. A Slot Machine, A Broken Test Tube. Harper &amp; Row, New York, 230 pp.,
1984. In Am J Psychiatry 1985; 142: 1210-1211.
381. Book review: G.G. Nahas. Marijuana in Science and Medicine. Raven Press, New York, 312 pp., 1984.
In Quart Rev Biol. 1985; 60: 551-552.
382. Book review: R.G. Smart et al. (eds.): Research Advances in Alcohol and Drug Problems. Vol 8. Plenum
Press, New York, 333 pp. In Quart Rev Bioi 1985; 60: 552.
385a. Historical Article: Autobiography of L. J. Meduna. Convuls Ther. 1985; 1(1): 43-57.

1986
383. Neuroendocrine predictors of ECT outcome: DST and prolactin. Annals New York Academy Sci 1986;
462: 30-36.
384. Convulsive therapy today: A decade of increased understanding and acceptance. Psychiatry Letter 1986;
4: 7-12.
385b. Autobiography of L.J. Meduna. Ideggyogyaszati szemle 1986; 39: 225-34. (article in Hungarian).
386. Electroconvulsive therapy today. Currents 1986; 5: 5-12. (interview).
387. Convulsive therapy and epilepsy research. In M.R. Trimble and E.H. Reynolds (eds.): What is Epilepsy?
The Clinical and Scientific Basis of Epilepsy. Churchill Livingstone, Edinburgh, 1986, 217-228.
388. Serial dexamethasone suppression tests in ECT. Clin Neuropharm 1986; 9: Suppl. 4: 444-446
(with K. Gujavarty K, L. Greenberg). (abstract).
389. Multi-lead EEG dynamic mapping during ECT. Clin Neuropharm 1986; 9: Suppl. 4: 536-537
(with M. Fink, L. Greenberg, K. Gujavarty). (abstract).
390. Convulsive therapy: How it evolved. Psychopharm Bull 1986; 22: 357-459.
391. A new evaluation of convulsive therapy: The Ontario report. Convulsive Ther 1986; 2: 73-76 (editorial).
392. Training in ECT. Convulsive Ther 1986; 2: 227-230. (editorial).
393. Book review: J. Winson. Brain and Psyche: The Biology of the Unconscious. New York, Doubleday,
1985, 300 pp. In Science Books and Films 1986; 21: 157.
394. Book review: D.C. Horwell (ed.): Drugs in the Central Nervous System Disorders. New York, Marcel
Dekker Inc. 1985, 354 pp. In Quart Rev Biol 1986; 61: 146.

34

�1987
395. Serial dexamethasone suppression tests and clinical outcome in ECT. Convulsive Ther 1987; 3: 111-120
(with L. Greenberg, K. Gujavarty).
396. Electroconvulsive therapy and neuroleptic medication in the treatment of therapy resistant positivesymptom psychosis. Convulsive Ther 1987; 3: 185-195 (with K. Gujavarty, L. Greenberg).
397. Isoflurane anesthesia therapy: A replacement for ECT in depressive disorders? Convulsive Ther 1987; 3:
269-277 (with L.B. Greenberg, J. Gage, S. Vikun).
398. Update on ECT. Psychiatric Annals 1987; 17: 47-53 (interview).
399. Convulsive therapy in affective disorders: A decade of understanding and acceptance. In H. Meltzer
(ed.): Psychopharmacology: A Third Generation of Progress. Raven Press, New York, 1987, Chap 108:
1071-1076.
400. ECT: A last resort treatment for resistant depression? In J. Zohar, R. Belmaker (eds.): Treating Resistant
Depression. PMA Publishing Co, New York, Chap 9: 163-173.
401. Convulsive therapy. In G Adelman (ed.): Encyclopedia of Neuroscience. Birkhuser, Boston, 1987, 277278.
402. Neuroendocrine aspects of convulsive therapy: Review of recent developments. In C.B. Nemeroff,
P.T Loosen (eds.): Handbook of Clinical Psychoneuroendocrinology. Guilford Press, New York, 1987,
Chapter 11: 255-265.
403. New technology in convulsive therapy: A challenge in training. Am J Psychiatry 1987; 144: 1195-1196
(editorial).
404. Neuropsychiatry and behavioral neurology. Convulsive Ther 1987; 3: 91-92 (editorial).
405. Is ECT usage decreasing? Convulsive Ther 1987; 3: 171-173. (editorial).
406. Maintenance ECT and affective disorders. Convulsive Ther 1987; 3: 249-250 (editorial).
407. Contraindications to electroconvulsive therapy. Anesth Analg 1987; 66: 918 (letter).
408. A case of resistant schizophrenia. Br J Psychiatry 1987; 150: 562-563 (letter).
409. Book review: A.V. Valdman (ed.): Drug Dependence and Emotional Behavior: Neurophysiological and
Neurochemical Approaches. Plenum Publ Co., New York, 1986. In Quart Rev Biol 1987; 62: 120-121.
410. Book review: W. Kalow, H.W. Goedde, D.P. Agarwal (eds.): Ethnic Differences in Reaction to Drugs
and Xenobiotics. AR Liss, New York, 583 pp., 1986. In Quart Rev Biol 1987; 62: 124.
411. Book review: M.H. Van Woert, E. Chung (eds.): Cooperative Approaches to Research and Development
of Orphan Drugs. AR Liss, New York, 204 pp., 1985. In Quart Rev Biol 1987; 62: 124-125.

35

�412. Book review: E.S. Valenstein. Great and Desperate Cures. Basic Books, New York, 338 pp., 1986.
In Convulsive Ther 1987; 3: 79-81.
413. Book review: M. Brause, A.M. Zimmerman (eds.): Genetic and Perinatal Effects of Abused Substances.
Academic Press, New York, 211pp., 1987. In Quart Rev Biol 1987; 62: 469.

1988
414. Prospective electroconvulsive therapy in delusional depressed patient with a frontal meningioma.
Br J Psychiatry 1988; 153: 105-107 (with L.B. Greenberg, R. Mofson).
415. Convulsive therapy for affective disorders. In A. Georgeotas and R. Cancro (eds.): Depression and
Mania. Elsevier, North Holland and New York, 1988; 29: 452-460.
416. Convulsive therapy: A manual of practice. Review of Psychiatry VII. 1988; 21: 482-497. APA Press,
Washington DC.
417. The present status of electroconvulsive therapy: An update. F. Flach (ed.): Directions in Psychiatry
1988; 1-8. Hatherleigh Co., New York.
418. Forward. Electroconvulsive Therapy, Richard Abrams, 1st ed., Oxford University Press, New York,
1988; vii-x.
419. Forward. Electroconvulsive Therapy: The Myths and the Realities. N.S. Endler, E. Persad, Hans Huber,
Toronto; 1988; ix-xi.
420. Fifty years of electro-convulsive therapy. Convulsive Ther 1988; 4: 2-4 (editorial).
421. ECT for Parkinson disease? Convulsive Ther 1988; 4: 189-191 (editorial).
422. How does ECT work? Psychopharmacol Bull 1988; 24: 385-386 (with W. Potter).
423. Neuroendocrine hypothesis of antidepressant action of ECT. Psychopharmacol Bull 1988; 24: 400-402.
424. Use of ECT in the United States. Am J Psychiatry 1988; 145: l33-134. (letter).
425. ECT instrumentation. Biol Psychiatry 1988; 24: 360-361. (letter).
426. The diagnosis and treatment of depression in the old. JAMA 1988; 260: 1405. (letter).
427. ECT: The continuing controversy. Consensus in Psychiatry 1988; 1: 1.
428. Brain imaging and pharmaco-EEG. Consensus in Psychiatry 1988; 1: 1-2.
429. Book review: Kurt Eissler: Freud as an Expert Witness. IUP Press, Madison CT, 1986. In Convulsive
Ther 1988; 4: 250-251.

36

�430. Book reviews: M.A. Taylor, F.S. Sierles, R. Abrams. General Hospital Psychiatry. Free Press, New
York, 1985; A. Stoudemire, B.S. Fogel (eds.): Principles of Medical Psychiatry. Grune &amp; Stratton, Orlando
FL, 1987; A.J. Frances, R.H. Hales (eds.): Review of Psychiatry VII, American Psychiatric Press, Washington
DC, 1988. In Convulsive Ther 1988; 4: 175-177.
431. Book review: I. Rosenfield. The Invention of Memory: A New View of the Brain. Basic Books,
New York, 1987. In Science Books &amp; Films 1988; 24: 77-78.
432. Book reviews: B. Aperia. A Psychoendocrinological Study of Electroconvulsive Therapy in Major
Depressive Disorder. Thesis. Department of Psychiatry, Karolinska Institute, St Gyran’s Hospital, Stockholm,
Sweden, 1985. P. Silfverskiyld. Depression and Mania: Clinical and Neurophysiological Aspects and Effects
of ECT. Thesis. Department of Psychiatry, University of Lund, Lund, Sweden, 1987. In Convulsive Ther
1988; 4: 177-179.
433. Book review: Current Approaches: ECT. J. Malkien, S. Brandon. Duphar Laboratories, UK, 1988.
In Convulsive Ther 1988; 4: 335-336.
434. Book review: R.E. Hales, S.C. Yudofsky (eds.): Textbook of Neuropsychiatry. APA Press, Washington
DC, 1987. In Neuropsychiatry, Neuropsychol Behav Neurology 1987; 1: 153-155.
435. Book review: P.H. Wender. The Hyperactive Child, Adolescent and Adult: Attention Deficit Disorder
Through the Lifespan. Oxford University Press, New York, 162 pp., 1987. In Science Books &amp; Films, 1988;
23: 244.
436. Videotape Review: Healthcare Information Network, Princeton NJ. Electroconvulsive Therapy: A New
Age, A New Understanding. Series: Mind and Body. Distributed by MECTA Corporation, Portland OR, 1987.
In Convulsive Ther 1988; 4: 180.

1989
437. Convulsive therapy: A reappraisal. In J.G. Howells (ed.): Modern perspectives in the Psychiatry of
Affective Disorders. Brunner/Mazel Inc., New York, 1989; 22: 393-410.
438. Electroconvulsive therapy: The forgotten option in the treatment of therapy resistant depression.
In I. Extein (ed.): Treatment of Tricyclic Resistant Depression. APA Press, Washington DC, 1989, 135-150.
439. A comparison of etomidate and methohexital anesthesia for electroconvulsive therapy. Annals Clin
Psychiatry 1989; 1: 39-42 (with L.B. Greenberg, R. Boccio).
440. A neuroendocrine view of ECT. Convulsive Ther 1989; 5: 296-304 (with C.B. Nemeroff).
441. Convulsive therapy and kindling. In M. Trimble and T. Bolwig (eds.): The Clinical Relevance of
Kindling. John Wiley &amp; Sons, Chichester. 1989; 13: 195- 208.
442. Electroconvulsive therapy: A review. Organorama 1989; 26: 24-25.
443. Update on “Shock” therapy. Health &amp; Medical Horizons. Macmillan Co., New York, 1989; 197-198
(commentary).
444. Recommendations for EEG and evoked-potential mapping. Neuropsychobiology 1989; 22: 170-176.
International Pharmaco-EEG Group; (with W. Herrmann et al.).
37

�445. Reversible and irreversible dementia. Convulsive Ther 1989; 5: 123-125 (editorial).
446. ECT in Parkinson disease. The Psychiatric Times 1989; 63: 6-7. (commentary).
447. Maintenance ECT is a continuing saga. The Psychiatric Times 1989; 64: 13-14. (commentary).
448. Reversible dementia and ECT. The Psychiatric Times 1989; 65: 23-24. (commentary).
449. Primo Levi need not have died. The New York Times. January 5, 1989. A20. (letter).
450. The efficacy of electroconvulsive therapy in therapy-resistant psychotic patients. J Clin.
Psychopharmacol 1989; 9: 231-232. (letter).
451. Max Hamilton. Biol Psychiatry 1989; 26: 218-219. (homage).
452. Maintenance ECT. In response. Jefferson Jrl Psychiatry 1989; 7: 71-72 (letter).
453. Videotape review: J. David. Four Lives: A Portrait of Manic Depression. Fanlight Productions, 1988.
Hosp &amp; Commun Psychiatry 1989; 40: 347-348.
454. Book review: Lader M., Lang R., Wilson G.D. Patterns of Improvement in Depressed In-Patients.
Oxford University Press, Oxford UK, 1987, 118 pp. In J Nerv Ment Dis 1989; 177: 498-499.

1990
455. How does convulsive therapy work? Neuropsychopharmacology 1990; 3: 73-82.
456. Response to commentaries on “How does convulsive therapy work?” Neuropsychopharmacology 1990;
3: 97-100.
457. Electroconvulsive therapy and cyclophosphamide in combination for severe neuropsychiatric lupus with
catatonia. Am J Medicine 1990; 88: 443-444 (with G.L. Fricchione, L.D. Kaufman, B.L. Gruber).
458. Rat brain concentration of fluphenazine during a course of electroconvulsive shock. Convulsive Ther
1990; 6: 273-9 (with I. Zervas, L.B. Greenberg, R.F. Suckow, T. Cooper, L. Jandorf).
459. Electroconvulsive therapy in the elderly. Psychiatric Annals 1990; 20: 99-101. (with L.B. Greenberg).
(review).
460. Electroconvulsive therapy. Current Opinion in Psychiatry 1990; 3: 58-61. (review).
461. Electroconvulsive therapy of anxiety disorders. In R. Noyes, M. Roth, G.D. Burrows (eds.): Handbook of
Anxiety IV: The Treatment of Anxiety. Elsevier Science Publishers BV, Amsterdam, Chap 25: 511-518, 1990.
462. A trial of ECT is essential before a diagnosis of refractory depression is made. In J.D. Amsterdam (ed.):
Refractory Depression. Adv Neuropsychiatry Psychopharmacology 1990; 2: 87-92. Raven Press, New York.
463. Is catatonia a primary indication for ECT? Convulsive Ther 1990; 6: 1-4. (editorial).

38

�464. The 1990 APA task force report: A quiet revolution. Convulsive Ther 1990; 6: 75-78. (editorial).
465. ECT in modern literature. Convulsive Ther. 1990; 6: 191-193. (editorial).
466. Electrode placement: A clinician’s guide. Convulsive Ther. 1990; 6: 263-265. (editorial).
467. Clozapine and electroconvulsive therapy. Arch Gen Psychiatry 1990; 47: 290-291. (letter).
468. Continuation ECT today. Harvard Medical School Mental Health Letter. (forum). 1990; 6: 8.
469. Guidelines for the long-term use of convulsive therapy. JAMA 1990; 264: 1174. Questions and answers.
470. Book review: L.G. Kiloh, J.S. Smith, G.F. Johnson. Physical Treatments in Psychiatry. Blackwell
Scientific, Melbourne, 1988. In Am J Psychiatry 1990; 147: 1239-1240.
471. …ibid., In Convulsive Ther. 1990; 6: 60-62.
472. Book review: M.R. Trimble, E.H. Reynolds (eds.): Epilepsy, Behaviour and Cognitive Function.
John Wiley &amp; Sons, Chichester UK, 1988. In Am J Psychiatry 1990; 147: 665-666.
473. Energy parameters of ECT devices need reassessment. Psychiatric Times 1990; 7: 23, 26. (commentary).
474. Catatonia and ECT. Psychiatric Times 1990; 7: 32-33. (commentary).

1991
475. Neuropeptide concentrations in the cerebrospinal fluid of depressed patients treated with
electroconvulsive therapy. Corticotrophin-releasing factor, betaendorphin and somatostatin. Br J Psychiatry
1991; 158: 59-63 with C.B. Nemeroff, G. Bissette G, H. Akil).
476. Catatonia: A separate category for DSM-IV? Integrative Psychiatry 1991; 7: 210 (with M.A. Taylor).
477. Impact of the anti-psychiatry movement on the revival of ECT in the U.S. Psychiatric Clinics N.A. 1991;
14: 793-801.
478. Electroconvulsive therapy, 1989-1990. Current Opinion Psychiatry 1991; 4: 73-77 (with I. Zervas).
479. The revival of ECT in America. Bolletino di Psichiatria Biologica. 1991: 6: 25-29.
480. What is an adequate treatment in convulsive therapy? Acta Psychiatr Scand 1991; 84: 424-427.
481. Electroconvulsive therapy. Review of APA Task Force report. Wn Jrl Med 1991; 155, 515. (review).
482. Present use of ECT. Integrative Psychiatry 1991; 7: 69-70. (letter).
483. Pharmacotherapy and ECT. Convulsive Ther 1991; 7: 77-80. (editorial).
484. A scientific society for ECT. Convulsive Ther 1991; 7: 155-156. (editorial).
39

�485. ECT for refractory Parkinson’s Disease. Convulsive Ther 1991; 7: 222-223 (with I. Zervas). (letter).
486. A historical review of electroconvulsive therapy. Jefferson Jrl Psychiatry 1991; 9: 97-99. (letter).
487. Steroid induced catatonia. Br J Psychiatry 1991; 159: 445. (letter).
488. ECT in long-term follow up of BPD. Biol Psychiatry 1991; 30: 1172. (letter).

1992
489. Soziale und politische Aspekte der Elektrokonvulsionstherapie in den USA: Lektionen fur die deutsche
Psychiatrie. Social and political aspects of ECT in the U.S.: Lessons for German psychiatry). Biologische
Psychiatrie. Springer Verlag, Heidelberg, 1992, 88-90.
490. The use of ECT in geriatric patients. In G.S. Alexopoulos (ed.): Clinics Geriatric Medicine 1992; 8: 349354, W.B. Saunders: Philadelphia (with L.B. Greenberg).
491. Electroconvulsive therapy. In E.S. Paykel (ed.): Handbook of Affective Disorders. 2nd ed. ChurchillLivingstone, London, 1992; 22: 359-368. (review).
492. Induced seizures ECT and memory. In D Barcia Salorio (ed.): Trastornos de la Memoria. Editorial
MCR, Madrid. 1992; 5.1: 383-396.
493. Pharmaco-Electroencephalography: A science ignored. Pharmacopsychiatry 1992; 24: 183-184.
(editorial).
494. Qualification for ECT. Convulsive Ther 1992; 8: 1-4 (with R. Abrams). (editorial).
495. ECT and public mental health services. Convulsive Ther 1992; 8: 87-91. (editorial).
496. Catatonia and DSM-IV. Convulsive Ther 1992; 8: 159-162. (editorial).
497. Book review: Electroconvulsive therapy. Psychiatric Clinics N.A. 1992; 14: 693,1020.
In Convulsive Ther 1992; 8:54-55.
498. Book review: ECT awaits its Lavoisier. R. Abrams. Electroconvulsive Therapy, 2nd ed. Oxford
University Press, New York, 340 pp., 1992. In Convulsive Ther 1992; 8:213-216.
499. Book review: B.N. Gangadhar (ed.). Proceedings of the National Workshop on ECT. NIMHANS,
Bangalore, India, 264 pp., 1992. J Krzyzowski. Leczenie Elektrowstrzasami. Z.D. Poligraficzny, Warsaw,
Poland, 215 pp., 1991. In Convulsive Ther 1992; 8: 216-217.
500. Failure to use ECT in a case of catatonia. Am J Psychiatry 1992; 149: 145. (letter).
501. The treatment of catatonia: Benzodiazepines or ECT? P.J. Rosebush, A.M. Hildebrand, M.F. Mazurek
(letter). Dr. Fink replies. Am J Psychiatry 1992; 149: 1279-1280. (letter).
502. ECT response in catatonia. Am J Psychiatry 1992; 149: 581-582 (with A. Francis). (letter).

40

�503. Why not ECT for catatonia? Biol Psychiatry 1992; 31: 536-537. (letter).
504. ECT and delirium in Parkinson’s Disease. Jrl Neuropsychiatry &amp; Clin Neuroscience 1992; 4: 231
(with I. Zervas). (letter).
505. Follow-up: Letter on review of APA Task Force report by Peter Breggin. Readings: A Journal of
Reviews and Commentary. American Orthopsychiatry Association). 1992; 7:22-23 (with L. Eisenberg).
(letter).
506. Role of Dopamine in mood disorders. Comprehens Psychiatry 1992; 33: 417-417 (with L. Fochtmann).
(letter).
507. ECT and delirium in Parkinson's Disease. Am J Psychiatry 1992; 149: 1758 (with I. Zervas). (letter).
508. Missed neuroleptic malignant syndrome. BMJ 1992; 304: 1246. (letter).
509. Catatonia: incidence and treatment in a university hospital. Convulsive Ther 1992; 8: 60-61
(with I. Zervas, J. Pataki J). (abstract).

1993
510. Blood pressure, memory, and electroconvulsive therapy. Convulsive Ther 1993; 9: 14-22
(with I. Zervas, A. Calev, L. Jandorf).
511a. Caffeine pre-treatment enhances clinical efficacy and reduces cognitive effects of ECT. Convulsive
Ther 1993; 9:95-100 (with A. Calev, G. Petrides, A. Francis, L. Fochtmann).
511b. Effect of ECT with caffeine pre-treatment on efficacy for depression and memory deficits. Biol
Psychiatry 1993; 33:84A (with A. Calev).
512. Who should get ECT? In C.E. Coffey (ed.): The Clinical Science of Electroconvulsive Therapy. 1993; 1:
3-16. APA Press, Washington, DC.
513. Catatonia: A treatable disorder, occasionally recognized. Directions in Psychiatry. 1993; 13(3): 1-8
(with G. Bush, A. Francis).
514. Die Geschichte der EKT in den USA in den letzten Jahrzehnten. (Recent history of electroconvulsive
therapy in the U.S.) Nervenarzt. 1993; 64: 689-95.
515. Subjective symptoms in depression and during the course of electroconvulsive therapy. Neuropsychiatry,
Neuropsychol Behav Neurol. 1993; 6: 187-92 (with N. Tubi, A. Calev, D. Niga1, B. Shapira, H.L. Pass,
L. Jandorf, B. Lerer).
516. Post-ECT delirium. Convulsive Ther 1993; 9: 326-330. (review).
517. Reversible dementia and affective disorder: The Rip van Winkle Syndrome. Convulsive Ther 1993; 9:
209-16 (with L. Bright-Long). (case report).
518. Combining drugs and electroconvulsive therapy: Safe and/or effective? J. Clin. Psychopharmacology
1993; 13 2): 85-86. (commentary).
41

�519. Prolonged seizures. Convulsive Ther 1993; 9: 87-89. (commentary).
520. ECT in children and adolescents. Convulsive Ther 1993; 9: 15S-7. (commentary).
521a. The next challenge: The mode of action of ECT. Convulsive Ther 1993; 9: 192-7. (annotation).
521b. The mode of action of ECT. Psychopharmacol. Bull. 1994; 30: 309-12, 1994.
522. ECT and drugs: Concurrent administration. Convulsive Ther 1993; 9: 237-40. (with C.H. Kellner).
(commentary)
523. Commentary on J.B. Welch: Topographic brain mapping: Applications and pitfalls. Integrative
Psychiatry 1993; 9: 67-8.
524. EEG and behavior: Association or dissociation in man? Integrative Psychiatry 1993; 9: 108-123.
(hypothesis).
525. Catatonia and psychotic delusional depression, distinct syndromes in DSM-IV. Am. J. Psychiatry 1993;
150: 1130-1. (letter).
526. Using MEDLINE to solve clinical problems. JAMA 1993; 270: 2053 (letter).
527. Book review: “Round up a new set of suspects...” Review of M.K. O’Connor, T.A. Rummans (eds):
Updating ECT. Psychiatric Annals, 1993; 23:1-47. In Convulsive Ther 1993; 9: 141-2.
528. Book review: Psychiatry: The next phase. Review of M. Taylor: The Neuropsychiatric Guide to Modern
Everyday Psychiatry. The Free Press, New York, 530 pp., 1993. In Convulsive Ther. 1993; 9: 143-5.
529a. Question the Experts: Blood levels of nortriptyline. J Clin Psychopharmacology 1993; 13: 296.
529b. Reply to “Question the Experts.” J Clin. Psychopharmacology 1993; 13: 359.
530. Book review: Psychiatry’s frog or prince? Electroconvulsive Therapy. Richard Abrams, Oxford
University Press, 1992. In BJP Review of Books 6:18-19, July, 1993.
531. Book review: Electroconvulsive Therapy. Richard Abrams, Oxford University Press, 1992, 2nd ed.
In Am. J. Psychiatry 1993; 150:1747-8.
532. Book review: Neuropsychological Perspectives on Emotion. F.N. Watts. Hillsdale, NJ: Lawrence
Erlbaum. In Science Books &amp; Films 1993; 29:261.
533. Book review: Motor Disorders in Psychiatry. D. Rogers, Wiley &amp; Sons, Chichester UK, 1992.
In Neuropsychiatry, Neuropsychol Behav Neurol 1993; 6: 267-8.
534a. Catatonia: A rating scale and prospective study utilizing lorazepam and ECT. Amer Col
Neuropsychopharmacology Abstracts, pg 88, December 1993 (with G. Bush, A. Francis, G. Petrides,
F. Dowling).
534b. What is catatonia? The Harvard Mental Health Letter 1995; 11: 8 (with G. Bush, G. Petrides).
(commentary).
42

�1994

535a. Continuation ECT for relapse prevention in depression. Convulsive Ther 1994; 10: 77 (with G. Petrides,
D. Dhossche). (abstract).
535b. A prospective study of continuation ECT. Biol. Psychiatry 1994; 35: 652-3 (with G. Petrides ,
D. Dhossche, A. Francis). (abstract).
535c. Continuation ECT: Relapse prevention in affective disorders. Convulsive Ther 1994; 10: 189-94
(with G. Petrides G., D. Dhossche, A. Francis).
536. Indications for the use of ECT. Psychopharmacol. Bull. 1994; 30: 269-80.
537a. Combining electroconvulsive therapy and drugs: A review of safety and efficacy. CNS Drugs 1994; 1:
370-376. (review).
537b. ECT and psychoactive drugs combined. ASCP Progress Notes Newsletter 1994; (52): 3. (review).
538. Optimizing ECT. L’Encephale 1994; 20: 297-302. (review).
539a. ECT in adolescents. The Harvard Mental Health Letter 1994; 10: 8. (commentary).
539b. ECT in adolescents. Psychiatric Times 1994; 12: 18-19,1995. (commentary).
540a. Catatonia in DSM-IV. Biological Psychiatry 1994; 36: 431-3. (commentary).
540b. DSM-IV and catatonia. Psychiatric Times 1994; 11: 35. (commentary).
541. Public perceptions of ECT. Jefferson Jrl. Psychiatry 1994; 12: 83-86. (letter).
542. Administrative problems limiting electroconvulsive therapy. Br. J. Psychiatry 1994; 164: 850-1. (letter).
543. Diazepam or lorazepam for prolonged seizures? Convulsive Ther 1994; 10: 236. (letter).
544. Convalescence and ECT. Convulsive Ther. 1994; 10: 301-3. (letter).
545. Book review: The Clinical Science of Electroconvulsive Therapy. C.E. Coffey (ed.), American
Psychiatric Press, Washington DC, 259 pp., 1993. In The Psychiatric Times, Feb. 1994, pg. 25.
546. Book review: Drugs and Disease. J. L. Harris. Twenty-First Century Books, New York, 1993.
In Science Books 1994; 30: 82.
547. Book review: Cannabis, Politically Incorrect. Marihuana, The Forbidden Medicine. L. Grinspoon,
J.B. Bakalar. Yale University Press, New Haven, CT, 1993. In Am. J. Psychiatry 1994; 151: 1091.
548. The half-age stimulation strategy for bilateral ECT. Biol. Psychiatry 1994; 35: 653 (with G. Petrides).
(abstract).
549. Alternative stimulation strategies for bilateral ECT. Convulsive Ther 1994; 10: 77 (with G. Petrides).

43

�(abstract).

1995
550. Convulsive therapy in delusional disorders. Psychiatric Clinics North America 1995; 18 (2): 393-406.
(review).
551. ECT and non-memory cognition: A review. Br. J. Clin Psychology 1995; 34: 505-15 (with A. Calev,
E.A. Gaudino, N.K. Squires, I.M. Zervas).
552. Recognizing NMS as a type of catatonia. Neuropsychiatry Neuropsychol Behav Neurol. 1995; 8: 75-6.
(commentary).
553. Treat NMS as catatonia. Psychiatric Times 1995; 12 (3): 34. (commentary).
554. ECT in mania: A rediscovered use. Psychiatric Times 1995; 12 (6): 16.
555. ECT and schizophrenia. Psychiatric Times 1995; 12 (10): 30.
556. Milton Greenblatt: a remembrance. Convulsive Ther 1995; 11: 151-3 (with F. Frankel).
557. Convalescence and ECT: Comment on Letter by Dr. Brackin. Convulsive Ther 1995; 11: 220-21.
(letter).
558. ECT and young minds. Lancet 1995; 345: 519. (letter).
559. NMS and catatonia: Reply to Raja and Miti. Neuropsychiatry Neuropsychol Behav Neurol 1995; 8: 2301. (letter).
560. “An ethical dilemma ....” Psychiatric Bulletin 1995; 19: 650-1 (with D.F. Klein). (letter).
561. ECT and pre-pubertal children. J Am Acad Child Adolesc Psychiatry 1995; 34: 1256-7
(with G.A. Carlson). (letter).
562. Book review: F.E. Bloom, O.J. Kupfer (eds.): Psychopharmacology: The Fourth Generation of
Progress. New York, Raven Press, 1995, 2002 pp. In Neuropsychiatry, Neuropsychol. &amp; Behav Neurol. (84):
303-4.
563. Book review: Asaad, Ghazi: Understanding mental disorders due to medical conditions or substance
abuse: What every therapist should know. Brunner Maazel, NY, 1995. In Science Books &amp; Films 31 (5): 1345. (book review).
564. Book review: J. Morrison: DSM-IV Made Easy: The Clinician’s Guide to Diagnosis. Guilford Press, NY,
1995. In Science Books &amp; Films 31 (8): 233.

1996
565. Atrial fibrillation, anticoagulation, and electroconvulsive therapy. Convulsive Ther. 1996; 12: 91-98
(with G. Petrides).

44

�566. Ambulatory electroconvulsive therapy. Task force report of the association for convulsive therapy.
Convulsive Ther. 1996; 12: 42-55 (with R. Abrams, S. Bailine, R. Jaffe).
567. Convulsive therapy for schizophrenia? Schizophrenia Bull. 1996; 221: 27-39 (with H.A. Sackeim).
568. Catatonia: I: rating scale and standardized examination (with G. Bush, G. Petrides, F. Dowling,
A. Francis). Acta psychiatr. Scand 1996; 93 (2): 129-36.
569. Catatonia: II. Treatment with lorazepam and electroconvulsive therapy (with G. Bush, G. Petrides,
F. Dowling, A. Francis). Acta Psychiatr. Scand 1996; 93 (2):137-43.
570. Catatonia. In T.A. Widiger, A.J. Frances, H.A. Pincus et al. (eds.): DSM-JV Sourcebook, 1996; vol
2:181-192.
571. The “half-age” stimulation strategy for ECT dosing. Convulsive Ther 1996; 12: 138-146
(with G. Petrides).
572. Toxic serotonin syndrome or neuroleptic malignant syndrome? Pharmacopsychiatry 1996; 29: 159-161.
(case report).
573. A second quiet revolution: Ambulatory ECT. Convulsive Ther 1996; 12: 1-2 (with C.H. Kellner).
(editorial).
574. Seizure adequacy: Does EEG hold the key? Convulsive Ther. 1996; 12: 203-206 (with C.H. Kellner).
(editorial).
575. Neuroleptic malignant syndrome and catatonia: One entity or two? Biol Psychiatry 1996; 39: 1-4.
(editorial).
576. Ambulatory ECT and managed care. The Psychiatric Times 1996; 13: 42.
577. Response to “Neuroleptic malignant-like syndrome due to cyclobenzaprine?” J Clin Psychopharmacol.
1996; 16: 97-9. (letter).
578. “Abnormal EEG effects of Clozapine.” J Neuropsych Clin Neuroscience 1996; 8: 114-115. (letter).
579. Algorithm accuracy. Comment on the International Psychopharmacology Algorithm Project. Psychiatric
Times 1996; 13(8): 5. (letter).
580. Treating the syndrome before the complications. Am J Psychiatry 1996; 153: 1371 (with A. Francis).
(letter).
581. Choosing a dosing strategy for electrical stimulation in ECT. J Clin Psychiatry 1996; 57: 487.
(with G. Petrides). (letter).
582. ‘Catatonic schizophrenia’ is not ‘schizophrenia.’ Schizophrenia Res 1996; 18: 118. (abstract).
583. Book review: C. P. Freeman (ed.): The ECT Handbook. Royal College of Psychiatrists, London, 153 pp.,
1995. In Convulsive Ther 1996; 12: 127-130.

45

�584. Book review: Bergsholm P.: Electroconvulsive Therapy: Issues related to narcosis, physiology,
radiological anatomy, electrode placement, and endocrinology. Forde/Bergen, University of Bergen, 1995. In
Convulsive Ther 1996; 12: 131-132.

1997
585. Catatonia. In M. Trimble, J. Cummings (eds.): Contemporary Behavioural Neurology. 1997; Chapter 16;
pages 289-309. Butterworth/Heinemann, Oxford, UK.
586a. Prejudice against ECT: Competition with psychological philosophies as a contribution to its stigma.
Convulsive Ther 1997; 13: 253-265.
586b. Response to Zigmond M. Lebensohn. Convulsive Ther 1997; 13: 268.
586c. Electroshock and psychoanalysis: schism in American psychiatry. Convulsive Ther 1997; 13: 51-52.
587. Recognition and treatment of the catatonic syndrome. Jrl Intensive Care Med. 1997; 12: 135-147
(with G. Fricchione, G. Bush G, M. Fozdar, A. Francis). (review).
588. Neuroleptic malignant syndrome: Identification and treatment. Essential Psychopharmacology. 1997; 2:
209-16. (review and commentary).
589. Energy dosing in ECT: Threshold stimulation or formula? Convulsive Ther. 1997; 13: 4-6. (debate with
Richard Weiner).
590. Clinical common sense versus theoretical correctness. Reply to Harold A. Sackeim. Convulsive Ther.
1997; 13: 41-43 (with G. Petrides).
591. The decision to use ECT: For Whom? When? In A.J. Rush (ed.): Mood Disorders: Systematic
Medication Management. Modern Probl. Pharmacopsychiatry. 1997; 25: 203-214. Karger, Basel,
Switzerland.
592. Electroconvulsive therapy in affective disorders: Efficacy and mode of action. In A. Honig, H.M. van
Praag (eds.): Depression: Neurobiological, Psychopathological and Therapeutic Advances. 1997; Chapter 23,
pages 397-412. John Wiley &amp; Sons, Ltd. Sussex, England.
593. What is the role of ECT in the treatment of mania? The Harvard Mental Health Letter 1997; 18: 8.
594. Cognitive screening instruments in neuropsychiatry: A report of the committee on research of the
American Neuropsychiatric Association. J Neuropsychiatry Clin Neurosci. 1997; 9:189-97 (with P.F. Malloy,
J.L. Cummings, C.E. Coffey, J. Duffy, E.C. Lauterbach, M. Lovel, D. Royall, S. Salloway).
595. Lethal catatonia, neuroleptic malignant syndrome, and catatonia: A spectrum of disorders. Reply. J Clin
Psychopharmacol. 1997; 17: 237. (letter).
596. The importance of a differentiated psychopathology of catatonia. Acta Psychiatr. Scand. 1997; 95: 358-9
(with G. Petrides, G. Bush, A. Francis). (letter).
597. ECT Update. Psychiatric Times. 1997; 14: 39-41. (review and lesson).

46

�598. Catatonia and NMS: Recognition and treatment. The Psychiatric Times. 1997; 14: 42-49. (review and
lesson).
599. A.E. Bennett and curare. Convulsive Ther 1997; 13: 92. (commentary).
600. Book review: Squire L. A History of Neuroscience in Autobiography. Washington DC, Society for
Neuroscience. vol 1, 1996. In Science Books &amp; Films 1997; 33: 137.
601. Book review: New histories of psychiatry: Somatic and dynamic views contrasted. Shorter E. A History
of Psychiatry. From the Era of the Asylum to the Age of Prozac. John Wiley &amp; Sons, N.Y. 1997; Stone MH.
Healing the Mind. A History of Psychiatry from Antiquity to the Present. W.W. Norton &amp; Co., N.Y. 1997.
In Convulsive Ther 1997; 13: 280-1.

1998
602. Electroconvulsive therapy and managed care. Am Jrl Managed Care. 1998; 4: 107-112 (with S. Bailine).
603. ECT and managed care. Journal Watch: Psychiatry. 1998; 4: 76 (73).
604. ECT in older patients: Benefits and risks. Psychiatric Times 1998; 15(2): 68-71. (lesson).
605. ECT certification. J ECT 1998; 14: 1-4 (with C.H. Kellner). (editorial).
606. ECT and clozapine in schizophrenia. J ECT 1998; 14: 223-6. (editorial).
607. ECT in mania: An ignored and effective treatment option. Jrl Bipolar Disorders 1998; 2: 19-21.
(review).
608. Electroconvulsive therapy. In C.E. Coffey and R. Brumback (eds.): Textbook of Pediatric
Neuropsychiatry, 1998; Chapter 54: 1389-1408. American Psychiatric Press, Washington, DC
(with C.E. Coffey).
609. EEG monitoring in ECT: A guide to treatment efficacy. Psychiatric Times 1998; 15 (5): 70-2
(with R. Abrams).
610. Misguided consent for ECT. Austral NZ Jrl Psychiatry. 1998; 31: 209. (letter).
611. Theophylline and ECT. J ECT 1998; 14: 286-9 (with H.A. Sackeim). (letter).
612. Delirium following cessation of alcohol consumption. Am J Psychiatry 1998; 155: 1638.
613. Pharmaco-electroencephalography: A debate in psychopharmacology. In T. Ban, D. Healy, E. Shorter
(eds.): The Rise of Psychopharmacology and the Story of the CINP, 1998; 151-6. Animula Publishing House,
Budapest.
614. The case for formal certification in ECT. J ECT 1998; 14: 132. (abstract).
615. To titrate or not to titrate: A debate with a twist. J ECT 1998; 14: 133-4. (abstract).
616. Concurrent use of ECT and atypical antipsychotic medications. J ECT 1998; 14: 139-40
(with G. Petrides, A. Abaza, A. Francis). (abstract).

47

�617. Book review: Principles of Neuropsychopharmacology. R.S. Feldman, J.S. Meyer, L.F. Quenzer.
Sinauer: Sunderland, MA, 1997. In Quart Rev Biol 1998; 73: 122.
618. Video Review: Brainstorm: The Hidden Epidemic of Depression. Filmakers Library, New York, 1998;
53 min. video. In Science Books &amp; Films 1998; 34: 150.

1999
619a. ELECTROSHOCK: Restoring the Mind. Oxford University Press, New York, 157 pp. Re-issued in
paperback as Electroshock: Healing Mental Illness, 2002.
619b. Eletrochoque. Restaurando a Mente. Portugese translation by Dra. Andrea Favano. Sao Paulo Brazil:
Editora Roca Ltda, 2003.
620. www.electroshock.org. (website, July 1999).
621a. Electroconvulsive therapy and mental retardation. J ECT 1999; 15: 140-9 (with M. Thuppal).
621b. Electroconvulsive therapy and mental retardation. J ECT 1998; 14: 142 (with M. Thuppal). (abstract).
622. Delirious mania. Bipolar Disorders 1999; 1: 54-60.
623. ECT in delirious states. J ECT 1999; 15: 175-77. (editorial).
624. Convulsive therapy. In G. Adelman, B.H. Smith (eds.): Elsevier’s Encyclopedia of Neuroscience.
Elsevier Science. B.V., New York and Amsterdam, 466-468, 1999.
625. Convulsive Therapy. In H. Freeman (ed.): A Century of Psychiatry, Mosby-Wolfe, London, 1999; I:
96-99; II: 229-32.
626. Ladislas J. Meduna. Images in psychiatry. Am J Psychiatry 1999; 156: 1807.
627. Intractable seizures, status epilepticus, and ECT. J ECT 1999; 15: 282-4 (with C. Kellner,
H.A. Sackeim). (letter).
628. Pediatric ECT. Psychiatric Times 1999; 169: 63-5 (with C. Foley).
629. Neuroleptic malignant syndrome: Recognition and treatment. Psychiatric Times 1999; 16 (8): 6.
(commentary).
630. Book review: J.L. Beyer, Weiner R.D., Glenn M.D.: Electroconvulsive Therapy: A Programmed Text.
American Psychiatric Press, Inc., Washington DC, 1998, Am J. Psychiatry 1999; 156: 333.

48

�2000
631. Electroshock revisited. Amer Scientist 2000; 88 (2): 162-167.
632. Catatonia. In C. Andrade (ed.): Advances in Psychiatry. New Delhi, Oxford University Press. Chapter 2,
pp. 26-44, 2000 (with G. Petrides).
633. A clinician-researcher and ECDEU: 1959-1980. In T. Ban, D. Healy, E. Shorter (eds.): The Triumph of
Psychopharmacology and the Story of the CINP. Budapest, Animula, 2000, 82-96, 2000.
634. Can delirium relieve psychosis? Comprehens Psychiatry 2000; 41: 450-453 (with C. Malur, A. Francis).
635. ECT has proved effective in treating depression. Nature 2000; 405: 826. (letter).
636. The interaction of delirium and seizures. In P.T. Trzepacz (ed.) Seminars in Clinical Neuropsychiatry
2000; 52: 31-35.
637. Educational resources for electro-convulsive therapy. Arch Indian Psychiatry 2000; 6: 6-9.
638a. ECT in the management of delirium, NMS, and catatonia. Essential Psychopharmacology 2000; 3: 116.
638b. ECT in the management of delirium, NMS, and catatonia. Directions in Psychiatry 2000; 220: 367-376.
(lesson).
639. Herman C.B. Denber. Neuropsychopharmacology 2000; 23:474-475. (obituary).
640. Undiagnosed Stupor: A treatable syndrome of catatonia? ASCP Progress Notes 2000; 10: 1,4,7.
641. Fixed high dose right unilateral ECT. (commentary). Evidence-Based Mental Health 2000; 3: 114-115.
642. Controversies in the diagnosis and treatment of manic-depressive illness. World Jrl Biological
Psychiatry 2000; 1: 219. (letter).
643. NMS best treated as catatonia. Psychiatric Times 2000; 17 (11): 28-29. (commentary).
644. Book review: The Science of Happiness: Unlocking the Mysteries of Mood. Stephen Braun. NY, Wiley,
2000. In Science Books &amp; Films, 2000:36 (5): 212.
645. A neuroendocrine view of convulsive therapy. Neuropsychopharmacology 2000; 23: S91. (abstract).

49

�2001
646. Convulsive therapy after 65 years. J Affective Dis. 2001; 63: 1-15.
647. ECT remission rates in psychotic versus non-psychotic depressed patients: A report from CORE.
J ECT 2001; 17: 244-253 (with G. Petrides, M.M. Husain, R. Knapp, A.J. Rush, M. Mueller, T.A. Rummans,
K.M. O’Connor, K.G. Rasmussen, H.J. Bernstein, M. Biggs, S.H. Bailine, C.H. Kellner).
648. The influence of age on the response of patients with major depression to electroconvulsive therapy. Am
J Geriatr Psychiatry 2001; 9: 382-390 (with K.M. O’Connor, R. Knapp, M.M. Husain, T.A. Rummans, G.
Petrides, G. Smith, M. Mueller, K. Snyder, H. Bernstein, A.J. Rush, C. Kellner).
649. ECT has much to offer our patients: It should not be ignored. World Jrl Biological Psychiatry 2001; 2: 18.
650. Electroconvulsive therapy in medication-resistant depression. In Jay Amsterdam, Mady Hornig-Rohan,
and Andrew Nierenberg (eds.): Treatment resistant mood disorders. 2001; 11: 223-238. Cambridge
University Press, Cambridge UK.
651. Convulsive therapy in the 21st Century. In M.G. Gelder, J.J. Lopez-Ibor and N.C. Andreasen (eds.): New
Oxford Textbook of Psychiatry, Oxford University Press, London. Chap 6.2.9.1; pp. 1342-1352.
652. The many varieties of catatonia. European Arch Psychiatry Clin Neurosci 2001; 251: Suppl 1: 8-13
(with M.A. Taylor).
653. Catatonia: Syndrome or schizophrenia subtype? Recognition and treatment. J Neural Transmission 2001;
108: 637-644.
654. The broad clinical activity of ECT should not be ignored. J ECT 2001; 17: 233-235. (editorial).
655. New research improves ECT outcomes. Psychiatric Times 2001; 18: 21. (review).
656. Electrode placement and electroconvulsive therapy: A search for the chimera. Arch Gen Psychiatry.
2001; 58: 607-608. (with S. Bailine, G. Petrides). (letter).
657. Modal ECT is effective: Response to Letter by Sackeim et al. J ECT 2001; 17: 222-225. (letter).
658. Treating neuroleptic malignant syndrome as catatonia. J Clin Psychopharmacol. 2001; 21: 120-121.
(letter).
659. Treating manic stupor. Indian J Psychiatry 2001; 433: 286-287. (letter).
660 Treating bipolar affective disorder. BMJ 2001; 322: 365. (letter).
661. Book review: A Century of Psychiatry. Hugh Freeman. London, Mosby-Wolfe Medical
Communications. In Neuropsychiatry, Neuropsychology Behavioral Neurology 2001; 14: 77.

2002
662. The efficacy of ECT and “Treatment Resistance.” J ECT 2002; 18: 1-2.

50

�663. Move On! Commentary on R. Abrams: stimulus titration and EC T dosing. J ECT 2002; 18: 11-12.
664. Catatonia and ECT. Reconsidering Meduna’s hypothesis of a biological antagonism between dementia
praecox and epilepsy. World Jrl Biol Psychiatry 2002; 3: 105-108.
665. The 21st century clinical evaluation of psychoactive drugs. In T. Ban, D. Healy, E. Shorter (eds.):
From Psychopharmacology to Neuropsychopharmacology in the 1980s and the Story of CINP as told in
Autobiography. Budapest: Animula Publishing, 2002; 21-26.
666. ECT: an effective, but ignored, treatment of psychosis. In B. Green (ed.): Focus on Antipsychotics.
London: Librapharm/Petroc Press, 2002, 3: 10-17.
667. Equivalency of rTMS and ECT unproven. Biol Psychiatry 2002; 52: 1032-1033 (with C.H. Kellner,
M. Husain, G. Petrides, T. Rummans). (letter).
668. Electrotherapeutics. J ECT 2002; 18: 114-115.
669. Catatonia and NMS. (Grand Rounds Response) Psychiatric Bull. 2002; 26: 393. (with M.A. Taylor).
(letter).
670. ECT in neurological disorders. Psychiatric Times 2002; 19 (9): 28-29.
671. Catatonia in adolescents and children. Psychiatric Times 2002; 19 (9): 28-29.
672. Book review: American Psychiatric Association. The Practice of Electroconvulsive
Therapy: Recommendations for Treatment, Training and Privileging. 2nd ed. Psychiatric Services.
2002; 53: 1040-1041.
673. Book review: Rage Against Electroshock. Kneeland TW, Warren CAB. Pushbutton Psychiatry.
Westport CT: Praeger, 2002. J ECT 2002; 18: 112-113.
674. Book review. Electricity in Medicine: Ugo Cerletti’s Contribution. Electric Bodies: Episodes in the
History of Medical Electricity. Paola Bertucci, Giuliano Pancaldi (eds.). Bologna, Italy: Universita di
Bologna, 2001. J ECT 2002; 18:165-166.

2003
675a. Catatonia. A Clinician’s Guide to Diagnosis and Treatment. Cambridge UK: Cambridge University
Press (with M.A. Taylor).
675b. Catatonia. Guía clinica para el diagnóstico y el tratamiento. Translated into Spanish by
Beatriz M. Ruiz and Miguel B. Arroyo. Barcelona: Masson, 2005.
675c. …ibid., Translated into Japanese by Kazumasa Suzuki. Tokyo: Seiwa Shoten, 2007.
676. Catatonia in psychiatric classification: A home of its own. Am J Psychiatry 2003; 160: 1233-1241
(with M.A. Taylor).
677. A Beautiful Mind and insulin coma: social constraints on psychiatric diagnosis and treatment. Harvard
Review of Psychiatry 2003; 11: 284-290.

51

�678. A Gilles de la Tourette form of catatonia: Response to ECT. J ECT 2003; 19(2): 115-117.
(with H. Trivedi, A. Mendelowitz).
679. ECT Update: Recognizing and treating psychotic depression. J Clin Psychiatry 2003; 64: 232-234.
680. Therapy-Resistant Depression: When to consider ECT. Algorithm seeks respect for neglected therapy.
Current Psychiatry 2003; 2: 49-54.
681. Commentary on “Successful use of ECT as the sole modality of treatment in a case of motility
psychosis”: The classification of catatonia. J ECT 191: 48- 49, March 2003 (with M.A. Taylor).
682. Electroshock 2003. Masterminds Indian Psychiatric Society (Jan) 2003, 3-4.
683. Letter from India: Conflicts in the use of ECT. Psychiatric Times 2003 (Mar); 20: 10.
684. Book review. A classic text updated. Abrams R: Electroconvulsive Therapy, New York: Oxford
University Press. J ECT 2003; 19:123-124. ibid. Psychiatric Times 2003 (Jun); 20: 25.
685. Book review. D. Healy. The Creation of Psychopharmacology. Cambridge MA: Harvard University
Press, 2002. Psychiatric Times 2003; 220: 29.
686. Book review. G. Parker, D. Straton, K. Wilhelm, P. Mitchell; M-P. Austin, K. Eyers, D. Hadzi-Pavlovic.
Dealing with Depression: A Commonsense Guide to Mood Disorders. New South Wales: Crows Nest, 2002.
Am J Psychiatry 2003; 160:1365-1366.
687. Book review: K. Hugdahl, R.J. Davidson. The Asymmetrical Brain. Cambridge MA: MIT Press, 2003.
Science Books &amp; Films 2003; 9: 160.

2004
688a. Ethics of Electroconvulsive Therapy. New York: Brunner-Routledge (with J.O. Ottosson).
688b. …ibid., Translated into Japanese by Mitsuru Nakamura. Tokyo: Seiwa Shoten, 2006.
689. Pharmaco-Electroencephalography: A Selective History of the Study of Brain Responses to
Psychoactive Drugs. In History of CINP, vol IV. Edited by T. Ban, E. Shorter, D. Healy. pp. 661-672.
690. Speed of Response and Remission in Major Depressive Disorder with Acute ECT: A Consortium for
Research in ECT (CORE) Report (with M.M. Husain, A.J. Rush, R. Knapp, G. Petrides, T. Rummans,
M.M. Biggs, K.M. O’Connor, K. Rasmussen, M. Litle, W. Zhao, H.J. Bernstein, G. Smith, M. Mueller, S.M.
McClintock, S.H. Bailine, C.H. Kellner). J Clin Psychiatry 2004; 65: 485-491.
691. Efficacy of ECT in catatonia. In S.Caroff, S.Mann, A. Francis, G Fricchione (eds.): Catatonia. From
Psychopathology to Neurobiology. Washington DC: American Psychiatric Press. 13: 151-160
(with G. Petrides, C. Malur).
692. Induced seizures as psychiatric therapy: Ladislas Meduna’s contributions in modern neuroscience. J ECT
2004; 20: 133-136. (commentary).
693. Response to T.E. Schlaepfer: Learning from the history of neuroscience: Dogma and patient interests. J
52

�ECT 2004; 20: 138.
694. Melancholy or Malarky? In Spitzer R.L., First M.B., Gibbon M., Williams J.B.W. (eds.): Treatment
companion to the DSM-IV-TR casebook. Washington DC: American Psychiatric Publishing, 2004; 112-119.
695. Response to critique: classification of catatonia. Am J Psychiatry 2004; 161: 1136 (with M.A. Taylor).
(letter).
696. Response. Catatonia in psychiatric classification. Am J Psychiatry 2004; 161: 2328.
697. Non-convulsive status epilepticus and electroconvulsive therapy. J ECT 2004; 20: 131-2. (letter).
698. Treat TSS and NMS as malignant catatonia. BMJ (rapid responses) 2004; 329: 1333-1335.
699. Convulsive therapy electroshock (ECT). In G. Adelman, B.H.Smith (eds.): Encyclopedia of
Neuroscience, 3rd ed. Amsterdam: Elsevier B.V., 2004.
700. Insulin coma therapy (ICT). Encyclopedia of Neuroscience. In G. Adelman, B.H. Smith (eds.):
Encyclopedia of Neuroscience, 3rd edition. Amsterdam: Elsevier B.V., 2004.
701. About Meduna’s pioneer activity. Neuropsychopharmacol Hung 2004; 6: 39. (letter).
702. ECT: Serendipity or logical outcome? Psychiatric Times 2004; 211: 21-22.
703. A new appreciation of ECT. Psychiatric Times 2004; 214: 32-35.
704. ECT at 70: What have we learned? Psychiatric Times 2004; 21(8): 13-14.
705. Book review. The Mount Everest Challenge. Lisanby S.H. (ed.): Brain Stimulation in Psychiatry.
Washington DC: American Psychiatric Publishing Inc. Am J Psychiatry. 2004 (161): 2149-2150.
706. Book review. Schroeder B.E.: Ecstasy. Philadelphia: Chelsea House, 2003. Science Books and Films
2004 (May-June); 127.

2005
707. Catatonia. Guia clinica para el diagnóstico y el tratamiento. (Spanish translation). Barcelona: Masson
Elsevier.
708. Psychobiology of Electroshock. In J. Licinio (ed.): Biology of Depression. Weinheim, Germany: WileyVCH, 2004. Chap 7: 211-221.
709. Relief of expressed suicidal intent by ECT: A Consortium for Research in ECT Study. Am J Psychiatry
2005;162: 977-982 (with C.H. Kellner, R. Knapp, G. Petrides, M.M. Husain, T. Rummans, M. Mueller,
H. Bernstein, K. Rasmussen, K. O’Connor, G. Smith, A.J. Rush, M. Biggs, S. McClintock, S.H. Bailine,
C. Malur).
710. Should the dexamethasone suppression test be resurrected? Acta Psychiatrica Scandinavica 2005; 112:

53

�245-9. (commentary).
711. Is the practice of ECT ethical? World Jrl Biological Psychiatry 2005; 6 (Supplement 2): 38-43.
712. The “treatment resistant” label in bipolar disorder is a misnomer. Psychiatric Annals 2005; 35: 965-8.
(review).
713. Predicting the response to ECT. J ECT 2005; 21(3): 137-8. (editorial). (with V. McCall).
714. William Karliner: practitioner, experimentalist, and teacher. Obituary. J ECT 2005; 21: 201-2.
715. Suicide risk reduced. Psychiatric Times 2005; 222: 94-95.
716. The bean-counters view of ECT. Psychiatric Times 22; 10: 54.
717. Continuation ECT Today: What we know and what we need to know. Psychiatric Times 2005; 2214: 7677.
718. Use of pharmacologic coma for adult status epilepticus. Epilepsy &amp; Behavior. 2005; 6: 292 (letter).
(with D. Anschel).
719. Cheap shot at ECT. Lancet 2005; 365: 937 (with C. Kellner, V. McCall). (letter).
720. Book review. Kelleher, C.A.: Brain Trust. New York: Paraview Pocket Books, 2004. Science Books and
Films 2005; 41:105.
721. Book reviews. Scull A. Madhouse: A Tragic Tale of Megalomania and Modern Medicine. New Haven:
Yale University Press, 2005; J. El-Hai. The Lobotomist: A Maverick Medical Genius and his Tragic Quest to
Rid the World of Mental Illness. New York: Wiley, 2005. J ECT 2005; 21: 191-3.
722. Book review. A. Scull: Madhouse: A Tragic Tale of Megalomania and Modern Medicine. New Haven:
Yale University Press, 2005. Science Books and Films 2005; 41: 251.

2006
723. Melancholia: The Diagnosis, Pathophysiology, and Treatment of Depressive Disorders. Cambridge UK:
Cambridge University Press, 2006 (with M.A. Taylor).
724. Catatonia in autistic spectrum disorders: A medical treatment algorithm. In D. Dhosshe, L. Wing,
M. Ohta, K-J Neumarker (eds.): Catatonia in Autism Spectrum Disorders. Amsterdam: Elsevier/Academic
Press. Int Rev Neurobiology 2006; 72:233-244 (with M.A. Taylor, N. Ghaziuddin).
725. Patterns of Psychotropic Medication Use Among Severely Depressed Patients Referred for
Electroconvulsive Therapy: Data from the Consortium for Research on ECT. J ECT 2006; 22: 116-123
(with K.G. Rasmussen, M. Mueller, C.H. Kellner, R.G. Knapp, G. Petrides, T.A. Rummans, M.M. Husain,
K. O’Connor, J.L. Black, S. Sampson).

54

�726. Continuation ECT versus pharmacotherapy for relapse prevention in major depression: a multi-site study
from CORE. Archives General Psychiatry. 2006; 63: 1337-44 (with C.H. Kellner, R.G. Knapp, G. Petrides,
T.A. Rummans, M.M. Husain, K. Rasmussen, M. Mueller, H.J. Bernstein, K. O’Connor, G. Smith, M. Biggs,
S.H. Bailine, C. Malur, E. Yim E, S. Sampson, M Fink).
727. The case against evidence-based principles in psychiatry. Medical Hypotheses 2006; 67: 401-410.
(with R.L. Levine).
728. Catatonia: Subtype or syndrome in DSM? Am J Psychiatry 2006; 163 (11): 1875-6, (with M.A. Taylor).
(commentary).
729. Challenges to British ECT clinical practice. J ECT 2006; 22: 30-32. (commentary).
730. ECT in therapy-resistant mania: Does it have a place? Bipolar Disorders 2006; 8: 307-9. (commentary).
731. The DST riddle. Psychiatric Times 2006; 23 (2): 25-26.
732. Should the diagnosis of melancholia be revived? Psychiatric Times 2006; 23 (6): 78-80.
733. The Camelford hysteria: A lesson for ECT? Psychiatric Times 2006; 23 (11): 69-72.
734. Interseizure EEG slowing after ECT is not NCSE. Pharmacopsychiatry 2006; 39: 119. (letter).
735. Neuroleptic malignant syndrome is malignant catatonia, warranting treatments efficacious for catatonia.
Prog NeuroPsychopharmacol Biol Psychiatry 2006; 30:1182-1183. (with M.A. Taylor). (letter).
736. Book review: G.S. Ungvari. Catatonia: An anthology of classical contributions. Hong Kong: Scientific
Communications Int. Ltd. 2006. J ECT 2006; 22: 277-8.
737. AV Review: Healthy Brains. Chip Taylor Communications. Science Books &amp; Films 2006; 42: 138.
(review).

2007
738. Resurrecting melancholia. Acta psychiatrica scandinavica 2007; Supplement 433: 14-20
(with M.A. Taylor).
739. Melancholia: Restoration in psychiatric classification recommended. Acta Psychiatr Scand. 2007; 115:
89-92 (with T.G. Bolwig, G. Parker, E. Shorter). (conference summary).
740. DSM melancholic features are unreliable predictors of ECT response: A CORE publication. J ECT.
2007; 23: 139-146 (with A.J. Rush, R. Knapp, K. Rasmussen, M. Mueller, T. Rummans, K. O’Connor,
M. Husain, M. Biggs, S. Bailine, C.H. Kellner, and CORE group.)

55

�741. Antidepressant Treatment Failure Does Not Predict Lower Remission Rates with ECT for Major
Depressive Disorder. A Report from the Consortium for Research in ECT. J Clin Psychiatry 2007; 68: 17011706 (with K.G. Rasmussen, M. Mueller, R.G. Knapp, M.M. Husain, T.A. Rummans, S.M. Sampson, M.K.
O’Connor, G. Petrides, C.H. Kellner).
742. Electroconvulsive therapy: Evidence and challenges. JAMA 2007; 298: 330-332 (with M.A. Taylor).
743. Complaints of the loss of personal memories after electroconvulsive therapy: Evidence of a somatoform
disorder? Psychosomatics 2007; 48: 290-293.
744. Data management and design issues in an unmasked randomized trial of electroconvulsive therapy for
relapse prevention of severe depression. J ECT 2007; 23: 244-250 (with K.G. Rasmussen, R.G. Knapp,
M.M. Biggs, G.E. Smith, T.A. Rummans, G. Petrides, M.M. Husain, M.K. O’Connor, C.H. Kellner).
745. Belling the cat: ECT practice standards in the United States. J ECT 2007; 23: 3-5 (with C.H. Kellner).
(commentary).
746. What we learn about continuation treatments from the collaborative ECT studies. J ECT 2007; 23: 215218 (commentary).
747. Ambulatory electroconvulsive therapy. J ECT 2007; 23: 130. (history).
748. Antidepressant medications and other treatments of depressive disorders: A CINP Task Force report
based on a review of evidence. International Journal of Neuropsychopharmacology 2007; 10: S1-S207. (with
N. Sartorius, T.C. Baghai, D.S. Baldwin, B. Barrett, D. Brand, W. Fleischhacker, G. Goodwin, H. Grunze, M.
Knapp, B.E. Leonard, J. Lieberman, Y. Nakane, R.M. Pinder, A.F. Schatzberg, J. Svestka, P. Baumann, K.
Ghalib, J.C. Markowitz, F. Padberg, T. Furukawa, K.N. Fountoulakis, P. Jensen, S. Kanba, A. RiecherRossler).
749. Improving electroconvulsive therapy practice. Psychiatric Times 2007; 24 (4): 10-11.
750. Electroshock works. Why? Psychiatric Times 2007; 24 (6): 59-60.
751. Major studies on ECT for depression: What have we learned? Psychiatric Times 2007; 24 (12): 26-28.
752. Catatonia or no catatonia: Still beyond lorazepam/amobarbital. Letter and Reply. Am J Psychiatry 2007;
164: 525 (with M.A. Taylor).
753. The renaissance of ECT. Forward for Electroconvulsietherapie: Aanbevelingen voor de praktijk.
P. Sienaert, J. De Fruyt, M. Dierick (eds.). Ghent: Academic Press, 2007: xv-xviii.
754. …ibid., Book review: Dukakis K, Tye L. SHOCK: The Healing Power of Electroconvulsive Therapy.
New York: Penguin Group, 2006. J ECT 2007; 23: 131-133. Commentary: Ambulatory electroconvulsive
therapy (p.130).

2008
755. Restoring melancholia in the classification of mood disorders. Jrl Affective Disorders 2008; 105: 1-14
(with M.A. Taylor).
756. The medical evidence-based model to identify psychiatric syndromes: Return to a classical paradigm.
Acta Psychiatr Scand 2008; 87: 81-84 (with M.A. Taylor).
56

�757. Karoly Schaffer and his school: The birth of biological psychiatry in Hungary, 1890-1940. Eur
Psychiatry 2008; 23(6):449-456. (with B. Baran, I. Bitter, G. Gazdag, E. Shorter).
758. Change in seizure threshold during ECT: A CORE study. J ECT 2008; 24: 114-116 (with G. Petrides,
C.H. Kellner, M. Mueller, R. Knapp, M.M. Husain, K. Rasmussen, T.A. Rummans, K. O’Connor).
759. Outcome of ECT by race in the CORE multi-site study. J ECT 2008; 24: 117-121 (with M. Williams, T.
Rummans, S. Sampson, R. Knapp, M. Mueller, M. Husain, K. Rasmussen, K. O’Connor, G. Smith, G.
Petrides, C.H. Kellner).
760a. The efficacy of acute ECT in atypical depression. J Clin Psychiatry 2008; 69: 406-411 (with
M.M. Husain, S.M. McClintock, A.J. Rush, R.G. Knapp, T.A. Rummans, K. Rasmussen, C. Claassen,
G. Petrides, M.M. Biggs, M. Mueller, S. Sampson, S.H. Bailine, C.H. Kellner).
760b. ECT not proven for atypical depression. Response to Letter C.M. Swartz. J Clin Psychiatry 2008; 69:
1662-3. (with M.M. Husain, S.M. McClintock, A.J. Rush, R.G. Knapp, T.A. Rummans, K. Rasmussen, C.
Claassen, G. Petrides, M.M. Biggs, M. Mueller, S. Sampson, S.H. Bailine, C.H. Kellner, S.H. Lisanby).
761. Conceptual issues in DSM-V development (commentary). Am J Psychiatry 2008; 165: 799.
(with M.A. Taylor).
762. Continuation treatments for melancholic depression. Commentary to M. Webber: electroconvulsive
therapy, BMJ 2008; 337: 2998 (rapid response).
763. Catatonia in autism is treatable. Psychiatric Times 2008; 25: 17, 20.
764. Why evidence-based medicine cannot be applied to psychiatry. Psychiatric Times 2008; 25: 10-12.

2009
765. Electroconvulsive Therapy: A Guide for Professionals &amp; Their Patients. New York: Oxford University
Press, 2009.
766. Serendipity and science: A double anniversary of a treatment and a journal. J ECT 2009; 25: 1-2.
767. Laszlo Meduna’s pilot studies with camphor induction of seizures: The first 11 patients. J ECT 2009; 25:
3-11 (with G. Gazdag, I. Bitter, G.S. Ungvari, B. Baran).
768. Electrotherapy of melancholia: The pioneering contributions of Benjamin Franklin and Giovanni Aldini.
J ECT 2009; 25:15-18 (with T. Bolwig).
769. Induced therapy in man. In Encyclopedia of Neuroscience. 2009: 5: 117-123. Edited by Larry Squire,
Floyd Bloom, Fred Gage, Nick Spitzer. Oxford: Academic Press.
770. Electroconvulsive Therapy. In New Oxford Textbook of Psychiatry. Edited by M.G. Gelder, J.J. LopezIbor, and N.C. Andreasen. New York: Oxford University Press, 2009, vol II;6.2.10.1: 1251-1259.
771. Catatonia: A syndrome appears, disappears, and is rediscovered. Can J Psychiatry 2009; 54: 23-31.
772. Catatonia: Forgotten but not gone. Arch Gen Psychiatry 2009; 66: 1173-77 (with M.A. Taylor).

57

�773. Catatonia in 100 words. Br J Psychiatry 2009; 194: 325 (with M.A. Taylor).
774. Melancholia in 100 words. Br J Psychiatry 2009; 194: 463 (with M.A. Taylor).
775. The electroshock riddle: effective but rejected. Br J Psychiatry 2009; 195: 390.
776. Biological markers for melancholic depression are effective. Comment on the WFSBP Task Force
Report. World Journal of Biological Psychiatry 2009 (103):252-3 (with M.A. Taylor).
777. Seizure threshold in a large sample: Implications for stimulus dosing strategies in bitemporal ECT.
A report from CORE (with G. Petrides, R.J. Braga, M. Mueller, R. Knapp, T. Rummans, M. Husain,
K. Rasmuussen, S. Bailine, C. Malur, K. O’Connor, C.H. Kellner). J ECT 2009; 25: 232-237.
778. Electroconvulsive therapy in the treatment of intractable status epilepticus. Epilepsy &amp; Behavior 2009;
16:189-90. (letter). (with C.H. Kellner).
http://dx.doi.org/10.1016/j.yebeh.2009.06.022
779. DSM-V: Applying the medical model. Psychiatric Times. 2009, June 9: 26 (6):
http://www.psychiatrictimes.com/display/article/10168/1420772.

2010
780. Endocrine Psychiatry: Solving the Riddle of Melancholia (with E. Shorter). Oxford University Press.
781. Remembering: the forgotten neuroscience of pharmaco-EEG. Acta Psychiatr Scand 2010; 121: 161-73.
782. Catatonia is not schizophrenia: Kraepelin’s error and the need to recognize catatonia as an independent
syndrome in medical nomenclature. Schizophrenia Bulletin 2009; doi: 10.1093/schbul/sbp059; 2010; 36: 31420. (with E. Shorter, M.A. Taylor).
783. The failure of the schizophrenia concept and the argument for its replacement by hebephrenia: applying
the medical model for disease recognition (with M.A. Taylor, E. Shorter, N.A. Vaidya). Acta Psychiatr Scand
2010; 122: 173-183.
784. Phenomenology is not enough. J. McCarthy letter (response). Acta Psychiatr Scand. 2011; 123: 82-83.
(with M.A. Taylor, E. Shorter, N.A. Vaidya).
785. The intimate relationship between catatonia and convulsive therapy. J ECT 2010; 26: 243-245.
(commentary).
786. Catatonia in Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition. A. Francis ,
F. Appiani, A. Bertelsen, T.G. Bolwig, P. Braunig, S.N. Caroff, B.T. Carroll, A.E. Cavanna, D. Cohen,
Cottencin O, M.J. Cuesta, J. Daniels, D. Dhossche, G.L. Fricchione, G. Gazdag, N. Ghaziuddin, D. Healy,
D.F. Klein, S. Krüger, J.W.Y. Lee, S.C. Mann, M. Mazurek, W.V. McCall, W.W. McDaniel, G. Northoff,
V. Peralta, Petrides G, P. Rosebush, T.A. Rummans, E. Shorter, K. Suzuki, P. Thomas, G. Vaiva,
L. Wachtel). J ECT 2010; 26: 246-248. (letter).
787. Whither melancholia? The case for its classification as a distinct mood disorder (with G. Parker,
E. Shorter, M.A. Taylor, H. Akiskal, G. Berrios, T. Bolwig, W.A. Brown, B. Carroll, D. Healy, D.F. Klein,
A. Koukopolous, R. Michels, J. Paris, R.T. Rubin, R. Spitzer, C. Swartz). Am J Psychiatry 2010; 167: 745-47.
(letter).

58

�788. Laszlo Meduna’s immigration to the United States in 1939: Correspondence with Victor Gonda (G.
Gazdag, M. Fink, G. Ungvari, E. Shorter). J ECT 2010; 26: 79-81.
789. The human side of Laszlo Meduna. J ECT 26: 77-78. (commentary).
790. ECT is equally effective in unipolar and bipolar depression (with S. Bailine, R. Knapp, G. Petrides,
M. Husain, K. Rasmussen, S. Sampson, M. Mueller, S. McClintock, K.G. Tobias, C.H. Kellner). Acta
Psychiatr Scand 2010; 121: 431-436.
791. Bifrontal, bitemporal, and right unilateral electrode placement in ECT: A randomized trial (with
C.H. Kellner, R. Knapp, M. Husain, K. Rasmussen, S. Sampson, M. Cullum, S. McClintock, K. Tobias,
C. Martino, M. Mueller, S. Bailine, G. Petrides). Br. J. Psychiatry 2010; 196: 226-234.
792. A randomized controlled trial comparing the memory effects of continuation ECT versus continuation
pharmacotherapy: Results from the CORE study (with G.E. Smith, K.G. Rasmussen, M. Cullum,
M.D. Felmlee, G. Petrides, T.A. Rummans, M. Husain, M. Mueller, H. Bernstein, R. Knapp, M.K. O’Connor,
S. Sampson, S.H. Bailine, C.H. Kellner). J Clin Psychiatry 2010; 71: 185-193.
793. The end of the asylum era in Central-Eastern Europe. History of Psychiatry 2010; 21: 501-504.
(with G. Gazdag, B. Baran, Z. Rihmer).
794. ECT (Electroconvulsive Therapy) as first line treatment for psychotic depression. Letter reply to
B.S. Meyers, A.J. Flynt, A.J. Rothschild et al.: The Study of Pharmacotherapy of Psychotic Depression
STOP-PD. Arch Gen Psychiatry 2009; 66:838-47. (with C.H. Kellner, K. Tobias, G. Petrides). Arch Gen
Psychiatry, 9 Feb 2010. (letter).
795. F.D. Zepf et al.: A 16-year-old boy with severe gamma-butyrolactone (GBL) withdrawal delirium.
Pharmacopsychiatry 2010; 43: 157-8. (letter).
796. The perplexing history of electroconvulsive therapy in three books. Psychiatric Times 2010; (Oct) 27: 31
(with C.H. Kellner). (book review).
797. Book Review. Hysteria: The Biography. Andrew Scull. New York: Oxford University Press, 2009.
SB&amp;F April 2010.
798. Obituary: Sidney Merlis, 1925-2010. Neuropsychopharmacology 2010:35: 2648.

2011
799. Catatonia from its Creation to DSM5: Considerations for ICD. Indian Jrl Psychiatry. 2011; 53: 214-217.
800. Melancholia is a distinct identifiable mood disorder that warrants a separate category in DSM5. In: C.R.
Soldatos and D.G. Dikeos (Ed): Psychiatry and the Neurosciences: International Perspectives. Bologna Italy:
Editografica, 2011: 5-13.
801. ECT resurrected: Its successes and promises after 75 years. Can J Psychiatry 2011; 56:3-4
(Commentary).
802. Presidential Perspective: Defining clinical diagnoses by the medical model. In: Cottler L (Ed): Mental
Health in Public Health: The Next 100 Years, NY: Oxford University Press, 2011: 278-281.

59

�803. Anti-NMDA receptor encephalitis vs. pediatric catatonia. [Comment on Case Report "Anti NMDA
receptor encephalitis" Am J Psychiatry 2011;168: 245-51]. Am J Psychiatry 2011; 168: 749. [Dhossche D,
Fink M, Shorter E, Wachtel LE] (Letter)
804. Transcranial magnetic stimulation is not a replacement for electroconvulsive therapy in depressive mood
disorders. J ECT 2011; 27: 3-4. (Commentary)
805. Stimulus dosing in electroconvulsive therapy. J ECT 2011; 27:268. [Petrides G, Braga RJ, Fink M,
Mueller M, Knapp RG, Husain M, Rummans T, Bailine SH, O'Connor K, Malur C, Kellner CH.]. (Letter)
806. ECT for melancholia. New York City Voices 2011; 18: 16. (Letter)
807. A response to Not “Au Revoir” but "Merci Beaucoup. J ECT 2011; 27:339. [Bailine S, Petrides G,
Kellner C, Fink M, Bolwig T, Freeman C, Greenberg R, Kramer B, Fox H, Francis A, O'Connor K, Ray L,
Satin A, Guerra F, Hermann C, Kayne E, Sevi S, Braga R.] (Letter)
808a. Obituary: Alfred M. Freedman. Psychiatric Times, June 2011, pg 24.
808b. Obituary: Alfred M. Freedman. Neuropsychopharmacology 2011, 36:2784.
809. Book Review: Nash Boutros, Silvana Galderisi, Oliver Pogarell, Silvana Riggio: Standard
Electroencephalography in Clinical Psychiatry: A practical handbook. Chichester UK: Wiley-Blackwell,
2011. Acta psychiatr scand 2011; 124: 239-40.
810. Book Review. Will I Ever Be the Same Again? Transforming the Face of ECT (Shock Therapy). J ECT
2011; 27:262-3 [Kellner CH, Fink M.]
811. Book Review. Hobson, J.Allan. Dream Life: An Experimental Memoir. Science Books &amp; Films 2011;
47(4):186.

2012
812. Hidden in plain sight: Catatonia in pediatrics. Acta psychiatr scand. 2012: 125:11-12. [Commentary]
813. Oral History of Neuropsychopharmacology: The First Fifty Years: Neurophyiology. Thomas Ban and
Max Fink, Editors. Brentwood TN: ACNP. Volume 2: 319 pp.
814. Book Review: Bor, Daniel The Ravenous Brain: How the New Science of Consciousness Explains our
Insatiable Search for Meaning. Science Books &amp; Films 2012; 48(9): 243-4.
815. The responsible role for ECT in suicide prevention and treatment. In: A. Shrivastava, M. Kimball, D.
Lester (Editors): Suicide from a Global Perspective: Risk Assessment and Management. Chap 14: pg 119126.

2013
816. Rediscovering Catatonia: The Biography of a Treatable Syndrome. Acta psychiatr Scand. 2013; 127:
Supplement 441;1-50. [Fink M.]
817. Clinical practice to change with divorce of catatonia and schizophrenia. J Clin Pychopharmacology
2013; 33(3): 287-88. [Fink M.]

60

�818. Electroconvulsive therapy (ECT) for children, adolescents and adults with developmental disability and
severe mental illness: A call for action. Am J Psychiatry 2013 [Wachtel L. Dhossche D. Fink M, Jaffe R,
Kellner CH, Weeks H, Shorter E.] (Editorial).
819. Are depression's causes biological? The New York Times, September 16, 2013; pg A22. Letter. [with
Edward Shorter].
820. Introduction. Electroconvulsive Therapy: A Guide for Professionals and their Patients. Korean Edition;
translated by Sangsoo Lee. Seoul S. Korea: Hana Medical Publishing Co., 233 pp. [Fink M.]
821. The Diagnostic and Statistical Manual of Mental Disorders, Fifth edition, divorces catatonia from
schizophrenia. J Clin Psychopharmacology. 2013; 33(3):1-2.

2014
822. The mechanism of action of ECT. In: N. Ghaziuddin and G. Walter (Eds.): Electroconvulsive Therapy
in Children and Adolescents 2014. New York: Oxford University Press. Chap 2, pp 18-28. [Fink M.]
823. The role of ECT in suicide prevention. J ECT:30: 5-9. [Fink M, Kellner CH, McCall V.]
824. What was learned: Studies by the Consortium for Research in ECT (CORE) 1997-2011. Acta
Psychiatrica Scand. 129: 417-426. [Fink M.]
825. Thirty years of publication and continuing. [Editorial] J ECT 30: 1-2 [McCall WV, Kellner CH, Fink M.]
826. Celebrating 80 years of inducing brain seizures as psychiatric treatment. JECT 2014; 30:90. [Fink M.]
827. Revive flurothyl inhalation treatment in psychiatry? Psychiatric Times March 19, 2014 [Fink M,
Shorter E]
828. The seizure, not electricity, is essential in convulsive therapy: The flurothyl experience. J ECT 2014;
30:91-93. [Fink M.]
829. The chemical induction of seizures in psychiatric therapy: Were flurothyl (Indoklon) and
pentylenetetrazol (Metrazol) abandoned prematurely? J Clinical Psychopharmacology. 2014; 34(5):602-7.
[Cooper K, Fink M.]
830. Convulsive and non-convulsive treatments in psychiatry. In: S. Bloch, S. Green, J Holmes (Eds.):
Psychiatry: Past, Present and Prospect. New York: Oxford University Press, 2014.
831. Obituary. Turan M. Itil. Neuropsychopharmacology 2014; 39:3133-3134

2015
832. Electroconvulsive therapy versus pharmacotherapy for bipolar depression. Am J Psychiatry 2015; 172(3)
295-6. [Kellner CH, Fink M.]
833. Reply. [Comment on Wachtel L: Recognition of neuroleptic malignant syndrome and delirious mania as
malignant catatoniain an autistic man with prompt relief with ECT.] Acta Psychiatr Scand. 132:320

61

�834. Seeing the King’s frenzy as catatonia. Acta psychiatr scand 132(6): 500-501.
835. Book Review. Le Bihan, Denis. Looking Inside the Brain: The Power of Neuroimaging. Princeton U
Press. AAAS Science Books &amp; Films.

2016
836. Catatonia is a systemic medical disorder. Acta psychiatr scand. 2016; 133(1): 250-1. [Fink M,
Fricchione G, Rummans T, Shorter E.]
837. Bearing Witness: Personal and poetic descriptions of seizure therapy. J ECT 2016; 32(1): 13-16.
[Fink M.]
838. Optimizing ECT technique in treating catatonia. J ECT 2016; 32(3):149-150. [Fink M, Kellner CH,
McCall V.]
839. Barbara Fish: In Memoriam. Neuropsychopharmacology 2016; 41(13): 3118.
840. Hyperthermia for Major Depressive Disorder? JAMA Psychiatry. 2016 Oct 1; 73(10): 1096. 2016.1627.
[Fink M, Shorter E.]

2017
841. Katatonie: Často Sevyskytující Klinický Syndrom Rozpoznatelný a Léčitelný. Catatonia: A Common
Systemic Clinical Syndrome, Recognizable and Treatable. Čes a slov Psychiat 2017; 113(2): 84–93.
842. Does persisting fear sustain catatonia? Acta Psychiatr Scand 2017; Nov; 136(5):441-444. [Fink M,
Shorter E.]
843. To define melancholia, follow the path of catatonia. Bipolar Dis 2017;19(5);401-

2.

844. Electroconvulsive therapy for self-injurious behavior in autism spectrum disorders: Recognizing
catatonia is key. Current Opinion. 2017 Dec 18 [Epub ahead of print]. [Wachtel LW, Shorter E, Fink M]
845. Book Review. Electroshock as Means for Social Control. Sadowsky, J. Electroconvulsive Therapy in
America: The Anatomy of a Medical Controversy. JECT 2017; 33:144-5.
846. ECT for catatonia and melancholia: No need for ambivalence. Psychiatric Times 2017; Sep: 16-17F.
(Kellner CH, Fink M).

2018
847. ECT for Self Injurious Behavior in Autism: A New Indication. Psychiatric Times. 56 (2): 6-9. [Wachtel
LE, Kellner CH, Fink M.]
848. Book Review: Electroconvulsive Therapy: Revival in German speaking Countries. JECT 34:70-71.
849. The Madness of Fear: A History of Catatonia. NY: Oxford University Press. [E. Shorter, M. Fink]
850. Electroconvulsive therapy for self-injurious behavior in autism spectrum disorders: Recognizing
catatonia is key. Current Opinion. 2018; 31(2):116-122 [Wachtel LW, Shorter E, Fink M]
62

�851. Induced seizure therapy (ECT): Effective and safe, but stigmatized. Scientific American Psychiatry. DOI
10.2310/7800.13068 08/17
852. A useful example of pharmaco-electroencephalogram science. J Clin Psychopharmacology 38(6): 552554. (Invited Commentary).

2019
853. Electroshock Therapy and Catatonia: A Productive Synergism. JECT 2019; 35(4):219-221.
854. Catatonia: A Recognizable and Treatable Systemic Syndrome. In: Oxford Textbook of
Neuropsychiatry, Chap 36; 437-445. NY: Oxford University Press, 2019
855. Book review: Semple, David. Pragmatic Guidance for EEG Interpretation. 2nd edition. Amazon Digital
Services LLC, JECT 35(4):e60-61.2020

2020
856. Expanding the catatonia tent: Recognizing electroconvulsive therapy responsive syndromes. JECT:
2020 Oct 27. doi: 10.1097/YCT.0000000000000729
857. A protocol for a prospective descriptive prevalence study of catatonia in an acute mental health unit in
urban South Africa. BMJ Open. Zingela, Z, Cronje J, Fink M, Van Wyk, S. BMJ Open 2020;10:e040176.

doi: 10.1136/bmjopen-2020-040176
2021
858. Random Controlled Trial of Sham ECT Therapy: A Historical Note. JECT 2021 Mar 4. doi:
10.1097/YCT.0000000000000759. Online ahead of print. PMID: 33661180
.

63

�64

�Internet, Web-Based Articles
1998
W.01 Is catatonia a subtype of schizophrenia?
http://www.mhsource.com/whatsnew/mfin-cataton.html
W.02 EEG monitoring in ECT: A guide to treatment efficacy.
http://www.mhsource.com/pt/p980570.html with Richard Abrams
1999
W.03 Pediatric ECT: An update.
http://www.mhsource.com/pt/p990963.html with Carmel Foley
W.04 Electroshock. An effective treatment for mental illness.
http://www.electroshock.org
W.05a The use of ECT in bipolar disorder (Consumer)
http://www.mhsource.com/bipolar/ect2.html
W.05b The use of ECT in bipolar disorder (Professional)
http://www.mhsource.com/bipolar/ect1.html
2000
W.06 Pediatric ECT . A Review, June 2000.
http://www.electroshock.org/archives/adolescent_ECT_review.htm
W.07 NMS is best treated as catatonia.
http://www.electroshock.org/archives/NMS-catatonia_review.htm
W.08 ECT 2000.
http://www.longislandpsych.org/arch/ECT/ECTframe.html
W.09 ECT 2000.
http://www. mdvista.com/library/journal/psychiatry/electroconvulsive_therapy_2000.htm
2001
W.10 ECT is effective in bipolar disorder.
http://www.BMJ.com/cgi/content/full/321/7272/1302
W.11 Treating bipolar affective disorder.
http://www.bmj.com/cgi/content/full/322/7282/365/a&gt;
W.12 Neuroleptic malignant syndrome and malignant catatonia: Effective treatment,
http://www. mdvista.com/
2002
W.13 Insulin coma therapy.
65

�http://www.pbs.org/wgbh/amex/nash/filmmore/ps_ict.html
2005
W.14 The social sources of psychopharmacology.
http://media.snow.utoronto.ca:8080/ramgen/extra4/BE2005/BE2005-April29-5.rm
2009
W.15 ECT in treating status epilepticus.
http://dx.doi.org/10.1016/j.yebeh.2009.06.022
2011
W.16 The race to Patent bio-Tests for Schizophrenia and Depression.
http://www.psychiatrictimes.com/schizophrenia/content/article/10168/1994367

Updated April 15, 2019

66

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‘

Table I

30 Discharge Ratings of Improvement:
Ratings of imw
provement at the three hOSpitals varied in format and detail» The
discharge rating at Menninger Hospital was tripartite with a sep~
arate evaluation for social, characterological and syndrome changes.
Hillside Hospital and Massachusetts Mental Health Center had global
ratings making it difficult to assess the contribution of each factor
of the Menninger system (Table II)o For this study the Menninger
syndrome rating was compared to the global ratings of the other

institutions,

Table

B.

II

Inter—hospital Comparison
1»

The

Sociopsychological Variables

distribution of the variables of social class, age,

education and California F Scale score
is presented in Table III.

Table

III

among the

three institutions

.

a) Social Class: The anticipated difference in social
class composition of the three institutions was observed, At
Menninger Hospital the population was predominantly upper class;
At Hillside Hospital, middle class; and at Massachusetts Mental
Health Center, predominantly lower class.
b) Age:

There were no differences in age distribution

in the institutional populationso

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                    <text>Reprinted from the A. M. A. Archives of Neurology and Psychiatry
October 1952, Vol. 68, pp. 481-490
Copyright, 1952, by American Medical Association

EXOSOMESTHESIA OR DISPLACEMENT OF CUTANEOUS SENSATION
INTO EXTRAPERSONAL SPACE
MORTIMER F. SHAPIRO, M.D.
MAX FINK, MD.
AND

MORRIS B. BENDER, M.D.
NEW YORK

phenomena that may be apparent during examination of patients with
AMONG
disease of the sensory pathways is mislocalization of a sensory stimulus. 'It
has long been known that a person with a sensory defect, as seen in the common
varieties of cerebral hemiplegia, may inaccurately localize stimuli applied on the
paretic side.
Such point mislocalizations are apparent in examinations using a single stimulus
and have been described in detail by Head.1 These mislocalizations can be accentu—
ated by the use of double simultaneous stimulation techniques.2 In addition, when
these techniques of examination are employed, other varieties of mislocalization,
such as displacement,3 become apparent. Displacement is the patterned mislocalization of one of two stimuli simultaneously applied to diﬁ’erent body areas. The
direction of displacement is in a deﬁnite pattern, which is dependent upon the parts
of the body stimulated.
Characteristic of mislocalization so far reported has been the fact that their extent
was within the limits of the patient’s body. In the course of studies. of cutaneous
perception, we observed a new form of displacement in which the patient consistently
and in a predictable fashion mislocalized stimuli into extrapersonal space. This type
of displacement we have termed “exosomesthesia.” 4
Exosomesthesia is not a commonly observed phenomenon. More than 400
patients with brain disease were examined at Psychiatric Pavilion of Bellevue
Aided by a Fellowship from the National Foundation for Infantile Paralysis (Dr. Fink).
This investigation was supported in part by research grant #MH-139 from the United States
Public Health Service, National Institutes of Health.
From the Department of Neurology and Psychiatry, New York University College of
Medicine, and the Neurological Service of the Mount Sinai Hospital and Bellevue Hospital
Center.
1. Head, H.: Studies in Neurology, London, Oxford University Press, 1920, Vol. 2.
2. Bender, M. B.; Shapiro, M. F., and Schappell, A. W.: Extinction Phenomenon in
Hemiplegia, Arch. Neurol. &amp; Psychiat. 62:717-724 (Dec.) 1949. Bender, M. B.: The Advantages
of the Method of Simultaneous Stimulation in the Neurological Examination, M. Clin. North
America 32:755—758 (May) 1948.
3. Bender, M. B.: The Phenomenon of Sensory Displacement, A. M. A. Arch. Neurol. &amp;
Psychiat. 65:607—621 (May) 1951.
4. The term was derived by Dr. Judah A. Joﬁe (Hinsie, L. E., and Shatzky, J.: Psychiatric
Dictionary, New York, Oxford University Press, 1940) from the Greek 3w, out of ; mind,
body, and al’dﬁww, perception by the senses.

�2

Hospital Center by routine and specialized sensory tests. Exosomesthesia was
observed in only 15 cases, an incidence of about 3%.5 The following case reports
illustrate the phenomenon and demonstrate some of the conditions under which it
was observed.
CASE REPORTS
CASE 1.—H. M., a

man aged 64, was admitted to the Psychiatric Pavilion of Bellevue Hospital with a history of progressive mental changes of six years’ duration. The ﬁrst four years
of illness were marked by slowly progressive impairment of memory, concentration, and other
intellectual functions and by increasing apathy to his environment. In the last two years there
was rapid exacerbation of this condition, resulting in the loss of his job as a store manager.
During this period his speech became increasingly garbled and stammering. He vacillated
between irritability and complete apathy. He was occasionally incontinent, ceased bathing, had
difficulty in dressing, and was sometimes so forgetful and confused as to wander into the street
without his trousers.

Routine Neurologic Examination—In walking, the trunk was tilted to the right, and there
was a tendency to drag the right lower extremity. However, there was no signiﬁcant motor
weakness, reﬂex change, or tonus abnormality. Coordination tests were well performed. The
cranial nerve functions were intact. Vibration sense was correctly perceived only in the
clavicles and the head, while position sense was lost in the ﬁngers, wrists, toes, and ankles
bilaterally. Temperature differences were poorly perceived except in the face area. His responses
to touch and pinprick stimulation will be described later. A mild degree of “mixed aphasia” was
present. This speech difficulty was evident only by special testing or when the patient was
fatigued by prolonged examination. There was a ﬂuctuating dyspraxia of moderate severity.
Occasionally he had difficulty in dressing, being unable to handle buttons and sleeves. However, he could perform such functions as feeding himself, combing his hair, and other routine
daily tasks. He was usually unable to mimic the more complicated patterns of the hand—praxis
tests.

An electroencephalogram showed bilateral diffuse abnormality, with decrease in amplitude
and intermittent suppression of activity over the parietal regions. A pneumoencephalogram dis—
closed bilaterally dilated ventricles and moderate “cortical atrophy,” particularly in the left
temporal lobe.
PsychiatricStatus—Although the patient was oriented for place and situation, he made
errors as to date and time of day. There were defects in recent memory, concentration,
calculation, and ability to assume the abstract attitude. He usually sat placidly staring into
space or wandered aimlessly about the ward. He did not mix with other patients. When
approached by members of the staff, he was friendly and passively cooperative. Testing procedures were approached with cheerful indifference. When, however, he was pushed into test
situations greater than his capacity, he reacted with increasing irritability and tension, eventually
culminating in a “catastrophic reaction.” At such times he would become red in the face, shout
that he knew the answers but did not want to continue, and suddenly begin to weep.
Body Schema—He was able to distinguish the right side of his body from the left, but was
unable to make this distinction on the examiner’s body. He had no difficulty either in locating
midline structures of his body, such as the nose, mouth, chin, umbilicus, and penis, or in pointing
to his eyes. With eyes open he readily found both ears; but when his eyes were closed he groped
about his face for several seconds before locating them. He could point to his thighs, knees,
ankles, and toes but could not point to any speciﬁc toe other than the big toe.
He frequently had difﬁculty in locating portions of his upper extremities. If asked to point to
his shoulders, he correctly located one shoulder but then groped behind his neck looking for
the other. This defect was even more noticeable in trying to ﬁnd the “other” elbow and wrist,
and greatest in trying to ﬁnd the “other” hand. His search for the “other” hand or wrist was
bizarre. He would look under the pillow or rummage under the mattress, becoming tense and
'

Fink, M.; Green, M., and Bender, M. B.: The Face-Hand Test as a Diagnostic Sign
of Organic Mental Syndrome, Neurology 2:46—58 (Jan-Feb.) 1952.
5.

�3

insisting it was lost. It should be emphasized that, despite the great difﬁculty in locating
parts
of his body, the patient was able to name the body parts,
except the ﬁngers and toes. This was
true whether the part pointed to was on the patient’s or on the examiner’s body.
Sensory Stanton—(w) Single Stimulation: He had difﬁculty in differentiating between the
sharp and the dull end of a pin. This defect was present throughout the body, although he made
signiﬁcantly fewer errors in the face and hands. Touch stimulation was poorly perceived.
Usually he could not state whether or not he had been touched. Again, there seemed to be
relatively better preservation of this modality in the hands and face.
Except under special conditions of examination of the hands, to be described later, the
patient was able to locate the site of a pinprick by pointing. However, if the pin was repetitively
and rapidly applied to one region, or if the prick was steadily maintained at that
one place, he
could not locate the point of stimulation. He would make frantic, random
searching movements
over his body, and not infrequently around the bedclothes, grimacing as though in pain and
exclaiming that he was trying to- remove the pin. If asked where he was being pricked, he disregarded the question and continued to try to remove the stimulus. This phenomenon occurred
on stimulation of any portion of the body but was most apparent when the hand
was tested.
(17) Double Simultaneous Stimulation: The
phenomena of extinction and displacement were
frequently observed in tests of different body areas by simultaneous tactile stimulation. On
stimulation of the face and hand, stimuli to the hand were not perceived
or were mislocalized
to the cheek. In tests of homologous body areas (as hand-hand) extinction of one
percept was
common. The side on which the stimulus was not perceived ﬂuctuated, so that at one moment
only a right—sided stimulus was perceived and a few moments later only a left-sided stimulus

was perceived.
Exosomesthesia.——Whenever his palm was in contact with a portion of his body
or any other
object, and the dorsum of that hand was pricked with a pin, the patient consistently mislocalized
the stimulus. This mislocalization was to whatever object the palmar surface of the
hand was
touching. For example, if the patient’s hand was resting on his thigh and the dorsum of the hand
was pricked, he insisted that the thigh had been touched, and not the hand. This mislocalization
—exosomesthesia—occurred to the thigh, abdomen, leg, or face and was present with stimuli
to either hand. It was observed even when the patient was urged to look at the hand
during
the application of the pin. Exosomesthesia could not be elicited, however, by stimulation of the
palm or palmar surface of the ﬁngers when the dorsum of the hand was resting on
a portion of
the body. Furthermore, localization of stimuli to the dorsum of the hand
was correct if the hand
was held in space.
Mislocalization also occurred to objects external to his body. If his palm
was resting on a
table or on his bed, and the dorsum of the hand was pricked with a pin, he would
point to these
objects and state that the pin had been applied “there.” When questioned, he stated that the
hand had been touched but continued to point to the bed or table.
Frequently, however, he
insisted that it was the bed or table that had been touched, and not his hand. If asked
how he
could feel the bed being pricked with a pin, he would become
tense, avoid the question, and
insist, “You touched the bed, not me.”
Displacement into extrapersonal space was not eliminated by simultaneous stimulation,
even
when extinction of one of the percepts occurred. For example, if pins
were simultaneously
applied to the dorsa of the hands while the palms were resting on a table, he would
report
feeling only one pinprick, that on the left (or right, as dominance ﬂuctuated) and point to the
place where the left hand had been resting, saying. “You touched the bed there.”
This phenomenon of displacement into extrapersonal space occurred daily during
a period
of more than two months.

Comment—In this patient a requisite to displacement into space was that the
palm of the hand be in contact with an external object. In other words, there were
two cutaneous stimuli simultaneously in operation, namely, the pinprick on the
dorsum of the hand and the pressure of the object in contact with the
palm or
ﬁngers. A single stimulus, such as pricking the dorsum of a hand held in
space, did

not elicit the displacement.

�4

Exosomesthesia was elicited only on stimulating the hands. This occurred even
though single pinprick was perceived more sharply in the hands than in any other
area except the face.
Although this patient showed inability to locate correctly parts of his own and
the examiner’s body, it does not necessarily mean that exosomesthesia is determined
by this particular type of disorder in body scheme. The following case illustrates
the phenomenon of exosomesthesia in the presence of the patient’s ability to locate
body parts.
CASE 2.-—E.

K., a woman aged 52, was admitted to the neurologic service of the Mount
Sinai Hospital in August, 1950, with a history of grand mal seizures. She had been in good
health until 1947, when there appeared sporadic, momentary sensations of “blacking out.” About
two years before admission she began to suffer monthly grand mal seizures. There was no aura.
Routine examination on admission showed that her status was within normal limits except
for anosmia in the right nostril. There was no organic mental syndrome. X—ray studies revealed
evidence of a subfrontal neoplasm. On August 12 a craniotomy was done, and after amputation
of a portion of the right frontal lobe, a large bilateral subfrontal meningioma was excised.
Her postoperative course was stormy. For two weeks she was semistuporous. She responded
only to massive, painful stimulation, and these responses were limited to vague, ineffective
attempts to push away the stimulus. In this period she lapsed several times into coma and
showed Cheyne—Stokes respiration. The Babinski response was obtained bilaterally. Her pupils
did not react to light.
From about Aug. 23, 1950, the patient improved slowly and steadily. She began to respond
verbally, and contact could be maintained for short periods. Vision, which had apparently been
absent, began to return, although right homonymous hemianopsia remained for some time. A
marked organic mental syndrome characterized by confusion, disorientation, and anosognosia,
was present.
Routine Neurologic Examination—Neurologic examination in September, 1950, disclosed
right homonymous hemianopsia, severe impairment of visual acuity with bilateral secondary
optic nerve atrophy, nystagmus in all directions of gaze, a bilateral Babinski sign, and a mild
degree of aphasia. Position sense, vibration sense, and temperature perception were unimpaired.
There were diﬂiculties in perception of touch and pinprick stimuli, as described below.
Psychiatric Statue—The patient was usually friendly and cooperative. However, she was
frequently irritable and would not permit examination. She was disoriented as to time and
occasionally to situation, but not to place. There were defects in retention and recall, covered
by confabulation. She was euphoric and displayed little self-restraint or concern in social
situations. Usually she would lie with her body fully exposed. Not infrequently she ,soiled
herself or wet the bed. Anosognosia was prominent.
Body Schema—On command, the patient was able to identify and locate correctly parts of
her own and the examiner’s body, such as the ears, eyes, feet, and parts of the upper extremities.
She exhibited some confusion about the right and the left side of the body.
Sensory Status.—(a) Single Stimulation: The patient perceived single pinprick stimuli
well, although she made occasional nonpatterned errors in localization. These errors were more
frequent on the left side.
(b) Double Simultaneous Stimulation: On simultaneous application of pinprick to the two
sides of the body, except the hands, extinction on the left or displacement on the left toward the
level of the right-sided stimulus was the usual response. Homolateral simultaneous stimulation
on the right side of the-body showed no extinction, but stimulation on the left side elicited
frequent extinction and displacement.
Exosomesthesia.——Displacement into extrapersonal space occurred when the left hand was
pricked at the same time that either the right hand or the right cheek was stimulated. The
phenomenon could also be elicited when the left hand and any other area of the left side of the
body were simultaneously stimulated.
Under these conditions the patient mislocalized the stimulus to the left hand into space
near that hand, or to the object on which the hand was lying. For example, if pinpricks were

�5

simultaneously applied to the right cheek and the left hand, the patient indicated she had been
pricked on the right cheek and the arm of the chair on which her left hand had been resting.
As a rule she answered by pointing. If asked to verbalize, she would say, “The right cheek and
about here,” (pointing to the chair arm or into space near her left hand). If asked directly.
“Was your hand touched?” she would avoid the question, responding only, “Here,” pointing
at the same time to the left chair arm or into space. It is to be noted that, except under the
special condition of simultaneous stimulation, the patient was always able to point to or to name
her left hand on demand.
If pricked simultaneously on the dorsa of the left and right hands, she correctly localized
only the stimulus on the right, both by pointing and by stating, “My right hand.” The stimulus
on the left, however, was localized only by pointing to the chair arm and saying, “Here.”
If asked whether the chair arm and not her left hand, had been touched, she answered, “No,
here,” pointing to the chair arm.
When pinpricks were applied to the left hand and, at the same time, to another area on the
left side of the body, a similar displacement into space was evident. Usually the stimulus to
the left hand was mislocalized onto whatever structure the hand was resting or else into
contiguous space. The other stimulus on the left side was usually correctly localized, though
this stimulus, too, was occasionally displaced into space. When this double displacement occurred,
the patient would state that she felt two stimuli and would point into space to the left of the
arm, stating, “Here and here.”
These mislocalizations were repeatedly observed during a period of a month and were not
always limited to the left side. They were occasionally observed to occur on the right side.
At these times localization on the left was always correct, as indicated by pointing and by
verbalization.

C 0mment.——Exosomesthesia was elicited in this patient only under the condition
of multiple simultaneous stimulation. It could not be elicited by single—stimulation

methods. Also signiﬁcant is the fact that exosomesthesia was apparent even though
there was no gross disorder in body scheme on routine testing. Furthermore, it is
evident that her errors in localization were not simply inability to point to or
identify parts of her body by name, as ordinarily she experienced no difﬁculty in
doing this on command.
Both patients mislocalized percepts to parts of the body, to objects, or into
space contiguous with the area stimulated. Occasionally, we have also observed
displacement of a stimulus to the person of the examiner. Usually such percepts
are mislocalized to a homologous portion of the examiner’s body; e. g., a stimulus
applied to the patient’s hand is reported by him as though it had been applied to
the examiner’s hand. Rarely, the mislocalization is to any part of the examiner’s
body. This type of displacement is illustrated in the following case.
CASE 3.—R. M., a

man aged 52, was admitted to the Psychiatric Pavilion of Bellevue
Hospital with the complaint that he had become confused and depressed. For about a year he
had been disoriented and confused as to date and his relationship to people and had wandered
about the city aimlessly. He had been admitted to the Farm Colony about a half-year before
and had worked as a barber until the week before his admission to the hospital.
Routine N euro'logic Examination—Neurologic examination showed normal gait and station.
Coordination tests were well performed. The reﬂexes were active bilaterally, with normal
plantar and abdominal responses. Cranial nerve functions were normal. The sensory status
showed changes, but only with special methods of testing. A pneumoencephalogram demonstrated
moderately dilated ventricles, without shift or deformity, and some dilated cerebral sulci.
Psychiatric StaWs.——-A severe organic mental syndrome was evident. In the ward he sat
quietly for hours by his bedside, taking little interest in his surroundings. When approached
by members of the staff, he appeared perplexed but was affable. During the testing procedures
he was cooperative unless confronted by a test situation in which the examiner demanded tasks

�6

,

beyond his ability. At such times he showed a “catastrophic” reaction, became excited, and
discontinued his efforts in the examination.
He was disoriented for time, place, and situation. However, he was able to ﬁnd his‘way about
the ward, locating his bed, the nurses’ desk, the doctor’s ofﬁce, and the lavatory. Severe difﬁculties in intellectual function were observed. He was unable to give an adequate history.
He could not recall the examiner’s name or the events of several hours before but did not
confabulate. Calculation and symbol-identiﬁcation tests were poorly performed.
Severe aphasic difﬁculties were evident. He was unable to name common objects, clothing,
or most parts of the body. He could not comprehend written commands, nor could he write,
but he was able 'to follow simple verbal commands.
Mild dyspraxia was demonstrated in his attempts to imitate ﬁnger and mouth movements.
However, he was able to dress, feed, and otherwise care for himself.
Body Image.——He had difﬁculty both in naming body parts and in locating them by pointing.
The defects were severest in the ﬁngers, wrists, and elbows, and occasionally the feet. There
was difﬁculty in right-left orientation.
Sensory Statute—(a) Single Stimulation: Routine sensory studies of touch, pinprick, and
vibration stimuli showed no consistent impairment. These stimuli were usually correctly
localized and described. Occasionally a single stimulus to the hand or forearm was displaced
to a contiguous object or to space about the upper extremity.
(b) Double Simultaneous Stimulation: On double simultaneous [touch] stimulation the
patient displayed extinction and displacement of tactile stimuli. This was most evident in trials of
the face-hand test 6 but was seen in tests of other body parts as well. For example, on simultaneous stimulation of the cheek and the opposite hand, he would either report only the stimulus
to the cheek (extinction of the hand stimulus) or report a stimulus to each cheek (displacement
of the hand stimulus). The pattern of sensory dominance was that usually seen in diffuse
cerebral disease, the face being most dominant, the hand least.5 There was no lateral dominance.
,Exosoimestheyiat—Displacement into extrapersonal space was occasionally observed on single
stimulation. This displacement was from the hand, forearm, or elbow to space contiguous to
the part touched. Exosomesthesia was, however, markedly exaggerated when double simultaneous stimulation was employed. Again, the areas from which the phenomenon was most
frequently'observed were the hands, forearms, and elbows. For example, when stimuli were
applied to the dorsa of the hands as they were lying on the patient’s lap, he pointed to space
in front of his knees. If asked to state where he had been touched, he would say, “The hands,”
but would continue to point to the space in front of his knees. Exosomesthesia was rarely
noted when other body parts, such as the cheeks or shoulders, were simultaneously stimulated.
Occasionally it was found that on tests with double simultaneous stimulation the patient
mislocalized a stimulus from his body to the homologous region of the examiner’s body. For
instance, when the hands were simultaneously touched, he would grasp the examiner’s hands
and affirm he had been touched “there.” Despite the examiner’s insistence that the stimulus
had been to the patient’s hands, the patient would persist in pointing to the examiner’s hands.
When asked to name the parts touched, he would say “There, there.” The same phenomenon
was occasionally observed on simultaneous stimulation of the two elbows or cheeks. It was
signiﬁcant that this mislocalization to the examiner’s body occurred even when the patient was
urged to look at the stimulations.
It was observed that emotional tension, increase in the rate of testing or undue prolongation
of the examination increased the incidence of exosomesthesia. For example, to initial application
of pinprick to the right hand and the left cheek, the patient reported only the face percept,
omitting the hand stimulus. Later, he localized the two stimuli to the cheeks. As the examination
progressed and the physician speeded up the testing, the patient became tenser. He then localized
the face percept correctly but insisted that the hand stimulation was into space in front of the
hand. Finally, both stimuli were displaced into space or to the examiner’s body.
These phenomena were observed daily over a period of 2% months.

Bender, M. B.; Fink, M., and Green, M.: Patterns in Perception on Simultaneous Tests
of Face and Hand, Tr. Am. Neurol. A. 75:250-252 (June) 1950; Patterns in Perception On
Simultaneous Tests of Face and Hand, A. M. A. Arch. Neurol. &amp; Psychiat. 66:35-5-262
6.

(Sept)

1951.

'
-

-

�7

Comment—While single stimulation occasionally produced exosomesthesia in
this patient, the phenomenon was more pronounced under conditions of double
simultaneous stimulation. This patient also mislocalized stimuli to the examiner’s
body. Emotional tension, prolonged examination, or increase in the rate of testing.
exaggerated the phenomenon of exosomesthesia.
GENERAL COM MENT

On consideration of these cases, it is immediately apparent that exosomesthesia
is associated with a severe organic mental syndrome. Therefore, it might be argued
that exosomesthesia is merely a manifestation of the patient’s mental confusion;
that the patient simply points into space because he is confused. However, we have
examined many severely confused patients and found exosomesthesia only rarely.
Moreover, exosomesthesia is a patterned phenomenon, demonstrable in each patient
under deﬁned conditions, predictable as to the area from which it will occur and the
extrapersonal spatial region to which the sensation will be projected. For example,
in Case 1 exosomesthesia could be elicited only from the hand, and only when the
dorsum was stimulated at the same time that the palm or ﬁngers were in contact
with another object. Displacement under these circumstances was usually not
haphazard. As a rule it occurred to the object touching the palm or ﬁngers. In
Case 2 exosomesthesia could be elicited only by double simultaneous stimulation.
It was seen most clearly in the hand and could be elicited only unilaterally at any oneexamination. Again, the displacement was not haphazard; the stimulus as a rule
was localized to extrapersonal space contiguous to the area actually stimulated. In
Case 3 the phenomenon was observed again under conditions of double simultaneous
stimulation, and the displacements were either to space contiguous to the stimulated
area or to homologous areas of the examiner’s body. It is signiﬁcant that these
displacements could be elicited even when the patient was urged to look at the
application of the stimuli. Moreover, even when the examiner pointed out the error
in localization and emphasized the implausibility of the response, the patient characteristically insisted on the correctness of the mislocalization.
Factors Inﬂuencing Exosomesthesia.—Many factors inﬂuence the appearance
of exosomesthesia. Except in children under special conditions, it has been observed
exclusively in patients with severe mental changes resulting from disease of the
brain. It is inﬂuenced by the type of stimulus used and the rate of stimulation, as
well as by the element of simultaneity of stimuli. Moreover, the emotional state of
the patient has a signiﬁcant effect on the phenomenon, as does the part of the body
stimulated. In some cases exosomesthesia has been made apparent by administration
of small doses of amobarbital sodium. These factors will be discussed.
(a) Bilateral Cerebral Disease: The symptom background in everycase of
exosomesthesia is an organic mental syndrome secondary to bilateral cerebral
disease. We have not been able to demonstrate exosomesthesia in an adult unless
there were severe mental changes. But, as previously noted, it is a rare phenomenon,
and only a few patients with severe organic mental syndrome show it. In 400
patients with organic cerebral disease, of varying severity, exosomesthesia was
observed in approximately 3%.5 Even in these patients it was not manifest in every
examination, and its frequency was readily altered by changes in the conditions of
testing. It is therefore evident that severe bilateral cerebral disease in itself is
not sufﬁcient to produce exosomesthesia.

�8

Effect of Simultaneous Stimuli: That simultaneous stimulation may elicit
sensory phenomena not apparent on single stimulation has previously been demonstrated.2 For example, a hemisensory syndrome in a hemiplegic patient may not be
discernible except under conditions of double simultaneous stimulation. Thus, single
stimulation may be well perceived and localized by the patient, but the addition of
a second stimulus simultaneously applied may so affect integration that the phenomena of extinction, obscuration, and displacement become apparent.
Similarly, simultaneous stimulation elicited exosomesthesia when it was absent
on single-stimulus examination, or exaggerated it when it was occasionally manifest
on routine stimulation. In Cases 1 and 2 simultaneous stimulation was a necessary
condition for eliciting the phenomenon. It could not be demonstrated by single
stimulation. In Case 3 exosomesthesia could occasionally be elicited on single stimulation, but with simultaneous stimulation the phenomenon was demonstrated with
much greater frequency.
(6) Type of Stimulus Most Effective: Of the various stimuli used in these
examinations, such as single touch, single pinprick, repetitive touch, and repetitive
pinprick, it was noted that repetitive touch stimuli were most effective in eliciting
nexosomesthesia. This was especially true on double simultaneous stimulation.
(d) Effect of the Patient’s Emotional State: Exosomesthesia was exaggerated
by alterations in the test situation which made performances more difﬁcult. Increasing the rate of stimulation or unduly prolonging the examination increased the displacements to extrapersonal space. If the examiner was deliberately critical of the
patient’s errors, the phenomenon also appeared with greater frequency. These
factors increased the emotional tension of the patient and if carried further produced
a “catastrophic” reaction.
(e) Effect of Drugs: It has previously been demonstrated that difﬁculties in
perception may be exaggerated by barbiturate intoxicants.5 Amobarbital sodium
was administered intravenously in doses of 3 to 7 grains (0.2 to 0.45 gm.) to
patients with diffuse cerebral disease. Prior to administration of the drug, these
patients manifested the phenomena of extinction and displacement of percepts on
simultaneous tests, but not exosomesthesia. While under the inﬂuence of the barbiturate;'three patients showed exosomesthesia, in addition to extinction and displacement. In two other patients, in whom exosomesthesia had been elicited only
after a protracted testing period, the administration of amobarbital sodium elicited
exosomesthesia at the onset of testing and exaggerated the phenomena of extinction
and displacement.
Relation of Exosomest‘hesia to Extinction, Obscumtvian, and Displacement—In
our experience, whenever exosomesthesia has been observed, the phenomena of
extinction, obscuration, and displacement are also present. Exosomesthesia, however, is a rare phenomenon, whereas extinction, obscuration, and displacement are
commonly observed. Moreover, whereas extinction, obscuration, and displacement
are frequently seen in adult patients with mild cerebral dysfunction,5 displacement
into extrapersonal space is present only in cases of severe mental changes due to
disease of the brain. It may therefore be concluded that exosomesthesia in adults
represents a severer type of cerebral dysfunction than other simultaneous stimulation
phenomena.
(13)

�9

Relation of Exosomesthle'sia to- Body I wage—It might be said that exosomesthesia is a pathologic extension of the body image. The normal person is continually
of
cites
the
Head
of
examples
For
this
boundaries
example,
the
image.
extending
the woman with a feather in her hat who “feels” when the feather is touched, and
the surgeon who handles his probe as though it were an extension of his ﬁngers.1
In the normal person, however, these extensions of the body image are ﬂuid,
immediately reversible, and clearly recognized by the subject as artiﬁcial. The
surgeon, for example, is able at any moment to redeﬁne correctly his body image.
He “knows” that the probe is not his ﬁnger. In the group of patients described
above, however, the extension of the body image seems to operate in a pathologic,
rigid form. Under certain conditions these patients lose the ability to maintain a
realistic deﬁnition of the limits of their body. They behave as though portions of the
contiguous external world are concretely incorporated into the inner image of their
body’s extent.
Although we may consider exosomestheisa as a specialized body-image disturbin
identiﬁcation
difﬁculties
show
do
who
be
not
that
noted
should
it
patients
ance,
and location of body parts still may show mislocalization into extrapersonal space.
On the other hand, patients with an inability to identify or locate their body parts
on command do not necessarily manifest exosomesthesia.
In similar fashion, there is no necessary relationship between exosomesthesia and
of
manifested
who
dis-placement
A
difﬁculties.
3)
(Case
patient
position-sense
sensation into extrapersonal space did not make errors in routine tests of position
made
by
observations
with
is
consistent
previously
This
in
extremities.
the
sense
Head1 that localization of single stimuli is not functionally related to sense of
position of the extremities.
Role of the Hand—Although displacement into extrapersonal space has been
elicited from various areas of the body, it has been observed to occur most frequently
from the hand. Moreover, in no case has it been elicited from another area and been
absent from the hand.
This predilection for the hand is consistent with the manner in which other
the
when
As
functioning
reﬂected.
rule,
of
a
the
are
nervous
system
dysfunctions
of one side of the body is impaired through cerebral disease, the disorder is most
manifest in the hand. Thus, in the usual hemiplegia resulting from a capsular lesion
the paresis, body-image disturbance, and sensory loss are most prominent in the
hand and ﬁngers.
of
the
cerebral
diffuse
disease,
with
phenomena
in
others
and
these
In
patients,
extinction, obscuration, and displacement are also best elicited when the hand is
tested. Furthermore, studies of the order of sensory dominance of various areas
of the body demonstrate that the hand is in the lowest rank. This is true of the
dominance order of patients with cerebral disease,5 and also of normal subjects,
both adults and children.6
Similarly, when allesthesia is observed, it is seen most clearly in the hand. Ben7
described a case in which the clinical course was reﬂected in a
Nathanson
and
der
Bender, M. B., and Nathanson, M.: Patterns in Allesthesia and Their Relation to Disorder of Body Scheme and Other Sensory Phenomena, Arch. Neurol. &amp; Psychiat. 64:501-515
7.

(Oct)

1950.

�10

waxing and waning allesthesia. As this patient improved, the areas from which the
phenomenon could be elicited diminished, until ﬁnally allesthesia was demonstrable
only in the hand.
In autotopagnosia the hands are more profoundly affected than other regions.
Finger agnosia, possibly the earliest sign of body-image disturbance, is frequently
seen in the absence of other gross disturbances of the body schema. Furthermore,
phantom limb, anosognosia, causalgia, and synesthesia are phenomena in which the
role of the hand is especially prominent.
Just as these pathologic phenomena are manifest in tests of other body parts, but
are most clearly demonstrable in the hand, so, too, exosomesthesia, though occasion—
ally demonstrable elsewhere, is most apparent in examination of the functions of the
hand.
Exosomesthesia in the Normal Child.—-It has been observed that sensory phenomena which occur in patients with cerebral dysfunction may be found in the nor—
mal young child.6 Similarly, exosomesthesia, which we have never found in adults
except when there is severe cerebral disease, can be readily observed in children
up to the age of 4 years. In examination of a large series of normal children it was
noted that the initial responses of children to double simultaneous stimulation frequently included exosomesthesia, although the commoner responses were extinction
and displacement. Exosomesthesia was rare, however, after the initial few trials.
The frequency with which exosomesthesia may be seen in children up to the age
of 4 years suggests that it may represent, in the child, a “normal” developmental
stage in the organization of perception. Its appearance in adults with severe brain
disease may possibly be, as with other pathologic phenomena, a regression in function to a previous level of sensory integration.
SUMMARY

The patterned mislocalization of tactile stimuli into extrapersonal space is
described and termed exosomesthesia.
Exosomesthesia is observed in patients with severe organic mental syndromes.
It is apparent only rarely on single tactile stimulation and is more readily elicited by
the technique of double simultaneous stimulation. It is exaggerated by fatigue,
rapid testing, and increased emotional tension. Barbiturate intoxication also may
elicit or exaggerate the phenomenon.
Exosomesthesia is most apparent in stimulation of the hand but has been observed
in tests of other body parts. While it may be considered a pathologic extension of
the body image, it is not dependent upon concomitant body-image disturbances.
Although exosomesthesia has been observed chieﬂy in patients with severe mental changes, it is not a manifestation of confusion, but is a patterned, predictable
phenomenon. It may be a regression, in patients with cerebral dysfunction, to a
previously “normal” stage in sensory development, as suggested by the fact that it is
readily observed in simultaneous tactile tests of young children.
,

Printed and Published in the United States of America

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                <text>Reprinted from the A.M.A. Archives of Neurology and Psychiatry, October 1952, Vol. 68, pp. 481-490</text>
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                    <text>Reprinted from the
ISRAEL STRAUSS COMMEMORATIVE VOLUME

Journal of the Hillside Hospital
Volume V, Numbers 3 - 4

October, 1956

�DENIAL OF BLINDNESS FOLLOWING
CEREBRAL ANGIOGRAPHY
MAX FINK, M.D.1

In the ﬁfty-eight years since the original report of Anton (1),
there has been controversy in the literature as to whether denial of
blindness is the result of a speciﬁc focal cerebral lesion or of a
generalized disturbance of brain function without speciﬁc localizing signiﬁcance.2 In reviewing the cases of denial of blindness, the
majority of reports describe the patients as “confabulating,” “disoriented,” or “showing a Korsakoff psychosis.” Such descriptions
lend support to the concept that denial occurs in a milieu of altered cerebral function. Studies of denial of hemiplegia, usually
described under the term “anosognosia,” bring out identical arguments as to the signiﬁcance of the phenomenon for localized dysfunction. Indeed, in many reports of denial of blindness, note is
made of simultaneous denial of hemiplegia or of other defects.
The literature of denial of illness, as well as clinical and experimental evidence to support their concepts, has been recently summarized by Weinstein and Kahn (23). They conclude that various
forms of denial are a unitary phenomenon without cerebral localizing value, and that denial is an adaptation to a defect in the milieu
of diffusely altered cerebral function. In this regard, most of the
defects denied are of rapid onset, are not limited to one defect, are
accompanied by confabulation, amnesia, changes in mood and
absence of anxiety. The degree of altered cerebral function which
provides the milieu for such adaptation is usually severe. Thus,
their reports, as well as those of other authors cited (see footnote 2),
Director, Research Service, Hillside Hospital, Glen Oaks, N. Y.
2The reviews of Critchley (6) and Weinstein and Kahn (23) present the two
aspects of this problem. For speciﬁc reports ascribing the phenomena to focal
cerebral disease see Barkman (2), Gerstmann (10), von Hagen and Ives (21, 22),
Ives and Nielsen (l2), and Paul (16). Reports ascribing the phenomena to diffuse
cerebral disturbances include Lunn (13), Redlich and Bonvicini (l7), Redlich and
Dorsey (18), and Sandifer (19).
238
1

�DENIAL OF BLINDNESS

239

describe the phenomena of explicit denial of blindness and of hemiplegia as occurring in patients with brain tumors, subarachnoid
hemorrhages and vascular disease.
The following case history is presented as exemplifying various
aspects of the syndrome of denial. The data support the thesis that
the phenomenon is an adaptive response to a defect under the
conditions of altered cerebral function, rather than the result of
focal cerebral pathology. A patient, under observation for enlargement of the sella turcica presumably the result of pituitary adenomatous growth, was subjected to cerebral Iodopyracet (Diodrast)
angiography. Before the procedure he was alert and oriented, but
immediately following the second series of injections of Iodopyracet,
he developed left hemiplegia, which gradually resolved. In the ensuing hours, blindness developed and was denied by the patient.
The syndrome persisted for 48 hours, and then resolved. When the
patient was seen in a follow-up visit eight months later there was
an amnesia for the period of denial.
Case Report:3 E. S., a 58-year-old right-handed male, was admitted for diagnostic study to the Monteﬁore Hospital with a sixmonths history of headaches and blurring of vision. Four months
previously he had an episode of ptosis of the right lid associated
with dilatation of the right pupil, which had persisted for a few
weeks. Headaches became increasingly severe, and X—ray examination of the skull prior to admission demonstrated an enlarged sella
turc1ca.
He related his own history; appeared neither acutely nor chroni—
cally ill; was alert, well oriented, and cooperative, with good
memory and calculating ability. He was jovial, made friends readily,
and was well liked. He denied previous severe illnesses, or persistent
somatic complaints. He was fastidious about his personal belongings
and was reluctant to intrude. The general examination was normal
except for palpable enlargement of the right lobe of the thyroid
gland. Neurological examination was normal except for the cranial
nerve examination. His pupils were dilated, the right larger than
the left. The reaction to light was sluggish on the right, and the
pupils reacted well to near vision. The fundi showed well-outlined

papillae with clear margins, deﬁnite temporal pallor, and normal
vascularization. Visual acuity was 15/20 on the right, and 15/40
on the left. Visual ﬁelds to 1/2000 white test object demonstrated a
relative bitemporal hemianopsia without macular sparing.
The lumbar puncture and routine blood and urine studies were
normal. Skull X-ray revealed enlargement of the sella turcica; atrophy of the anterior and posterior clinoids; and calciﬁcations along
3

Patient studied through the courtesy of Dr. Nathan Savitsky at the Monte-

ﬁore Hospital.

�240

MAX FINK

the lateral border of the sella. Pneumoencephalography demonstrated encroachment of the cisterna chiasmatis and pontis by a
mass originating from the sella. An electroencephalogram showed
a slight degree of electrical abnormality on the left side, mainly
inferior and posterior. Alpha frequencies and amplitude were
symmetric.
For further clariﬁcation of the pathologic process, carotid angiography was recommended. Under local anesthesia, the right common carotid artery was exposed, and forty cc. of 35% Iodopyracet
(Diodrast) was administered. Since the serial angiograms thus made
were unsatisfactory, another injection of 15 cc. Iodopyracet was
made. Immediately following this injection, the patient developed
a complete left hemiparesis, including the face. He was restless,
confused and irritable. He appeared drowsy; failed to obey commands and was irrelevant in speech. Vasodilators were administered,
and the hemiparesis showed some improvement.
That evening he was restless, directing his gaze most often to
the right. When spoken to from his left side, he would turn his
head to the right or backward, before ﬁnally localizing the voice
correctly. He answered questions relevantly. Visual acuity was reduced to light perception, and pupillary reactions were present,
though sluggish. He was unable to localize the position of a light
nor identify ﬁngers or objects; yet he denied his inability to see,
confabulating seemingly appropriate responses. He was oriented for
place but only approximately for time and date. Despite a large
neck bandage, he denied the recent cutdown. A lumbar puncture
was performed. The initial pressure was 140 mm. CSF, ﬁnal pressure
of 60mm. after the removal of 8 cc. of clear, colorless ﬂuid which
had no cells and a protein content of 43 mg%.
Twelve hours later, now oriented in space and time on gross
questioning, he was still unable correctly to localize light or perceive objects. There was a residual left hemiparesis. He denied both
his weakness and his blindness. When walking about the room he
stumbled over objects and bumped into the wall and the bed. He
correctly identiﬁed the various examiners by their voices, and
named a coin, key, pencil and comb by touch. There was no sensory
loss on single stimulation; gait was hesitant; and the reﬂexes were
increased on the left with bilateral Babinski responses and absent
abdominal reﬂexes.
Thirty-six hours later the hemiparesis had cleared except for a
residual left Babinski response. He perceived light and localized
it well in‘space, but image formation for reading or ﬁne identiﬁcation was impaired. Despite the partial nature of his vision, he still
failed to recognize his impairment, confabulating many responses.
An electroencephalogram at this time showed a change from the
original record. There was bilateral asymmetry with high per cent
time delta activity and a slowed, poorly organized alpha rhythm,
mostly on the right.
Forty-six hours later his vision had returned so that he was able

�DENIAL OF BLINDNESS

241

to read. He was oriented, alert, affable and friendly. He maintained
that he had been able to read and to see throughout the previous
two days. He had an amnesia for the surgery, the hemiparesis and
the blindness. During the ensuing weeks, visual acuity returned to
normal; with visual ﬁelds manifesting minimal bitemporal hemianopic defect. An electroencephalogram one week later showed
posterior voltages to be less depressed; per cent time delta activity
had decreased; and there was desynchronization of the record on
delta
the
of
accentuation
focal
abnormality
There
was
opening.
eye
in the right frontal leads. Three weeks later the electroencephalo—
inwith
abnormalities
of
the
resolution
increased
showed
gram
creased and bilaterally equal per cent time alpha; decreased per
cent time delta and resolution of the electrical asymmetry of the
hemispheres.
On examination eight months after this episode and after a
course of radiation therapy for pituitary adenoma, this patient was
alert, oriented and cooperative; with only occasional complaints of
headache. The neurological examination was completely negative
with normal visual acuity and a slight (10°) bitemporal hemianopic
defect with 1/1000 white test objects. He denied any experience of
blindness or weakness but did recall the neck dissection that preceded the angiography. When told of the experience, he jokingly
denied the weakness and the blindness by saying that I was mistaking him for another patient.

Discussion: Two aspects of this case report warrant ampliﬁcation: the signiﬁcance of the denial phenomenon and the cause of
complications following cerebral angiography. The various aspects
of denial of illness described by Weinstein and Kahn are well exempliﬁed here. The acute onset of hemiplegia and blindness was
followed by a period of restlessness, disorientation, and altered consciousness. Within a few hours, these gross symptoms were replaced
by a calm, disinterested, smiling attitude in which the multiple
defects of left-sided weakness and blindness were denied. He confabulated, was disoriented for time and date, and later was amnestic for this period. An electroencephalogram demonstrated bilateral diffuse slow wave activity of high voltage. Furthermore,
despite the visual loss, the phenomenon of spatial inattention4 was
observed. This complex of symptoms and signs is generally noted in
diffuse cerebral disorders. While much effort has gone into localizing these defects, it is difficult to conceive a single focal lesion
affecting the visual tracts bilaterally, the right hemisphere in an
Various terms have been applied to the unawareness of one half of the body
and the body space, such as imperception for one half of body (Schilder, 20),
hemi-depersonalization (Ehrenwald, 7) and autosomatagnosia (Gerstmann, 10).
See also Critchley (6, pp. 237-241), and Brain (4).
4

�242

MAX FINK

area productive of hemiplegia and the frontal areas assumed to be
productive of apathy, denial, and loss of anxiety. While the possibility of a focal lesion as the basis for this syndrome cannot be
ruled out, it is more tenable to conclude that diffuse cerebral dys~
function was present. This conclusion is supported by the electroencephalogram, and also by experimental evidence noted below,
demonstrating the effect of intra-arterial Iodopyracet as inducing
severe vasospasm followed by generalized cerebral edema and increased permeability of the blood-brain barrier.
The signiﬁcance of the phenomenon of denial is to be seen in
its defensive nature. While undergoing a test procedure, the patient suddenly suffers a catastrophic disability. His initial response
of severe anxiety, manifested by restlessness, startle reaction, and
irritability, is soon replaced by explicit denial. This primitive, “psychotic” defense is normally present only in childhood. But under
the special conditions of cerebral dysfunction, with disturbances in
spatial and temporal orientation and perception, denial of reality
becomes tenable. It is maintained so long as the disability and the
milieu of cerebral dysfunction persist. In this patient, as soon as
visual perception was sufficient for reading, confabulation and
explicit denial were no longer actively maintained for ongoing
events. In the special situation of interviews with the staff during
the period of visual and motor loss, the patient manifested no concern and confabulated responses readily. When visual acuity returned and his hemiparesis cleared, he maintained the same
is
imthis
it
In
attitude.
unconcerned
regard
affable,
friendly,
of
denial
in
factor
the
explicit
characterological
to
note
portant
illness. To the extent that the information is now available, this
patient manifested a considerable number of the features described
by Weinstein and Kahn (24).
Special note should be made of the phenomenon of spatial inattention. The patient’s original visual complaint of blurred vision
was accompanied by a minimal bitemporal hemianopia, apparent
only on testing with 1/2000 white test objects. During the period
of visual loss he was unable to locate a light and confabulated responses. One week later the bitemporal hemianopia was present to
3/2000 white test object, but in addition there was an irregular left
homonymous upper temporal ﬁeld defect to 5/2000 white. Evidence
of a left homonymous ﬁeld defect persisted in examinations for
three weeks, after which only residual bitemporal defects were persistently reported. Left spatial inattention was prominent in the
ﬁrst 48 hours of this syndrome only, at the time when visual im-

�DENIAL OF BLINDNESS

243

pairment was maximal, and when hemiparesis was present. When
the hemiparesis receded, visual function returned, and orientation
was intact, then spatial inattention disappeared. Thus, spatial inattention was an aspect of the total disturbance in function, possibly motivated by the left-sided defects, and was probably not
dependent on a speciﬁc visual ﬁeld defect.
The syndrome of blindness and its denial following cerebral
angiography is unique. Focal lesions producing transient hemiplegia, hemisensory defects, seizures, aphasia, and various cranial
nerve syndromes have been described. In a series of 117 percutaneous carotid angiograms, Fink and Stein (9) noted an 8 per cent
morbidity of such transient phenomena. Other series variously report such complications from 3 to 15 per cent of the cases.5 These
ﬁgures do not include the few patients in whom the complications
as hemiplegia, aphasia or exaggeration of their basic disease are
permanent; or who succumb. In these studies of the complications
of angiography, emphasis is placed on the relation of the concentration of the contrast medium, the rate and quantity of contrast
substance injected and the time within which the injections are
repeated. In experimental studies Olsson (14), Broman and Olsson
(5) and Bloor et al. (3) demonstrated summation of toxic effects
when the contrast substance was rapidly injected into animal arteries; and noted increased vascular permeability, cerebral edema
and petechial hemorrhages not limited to the side of the injection.
While it is possible that the complications of angiography are the
result of thrombus formation at the needle site and focal embolization, it is more likely that diffuse toxic cerebral vascular changes
are induced as seen experimentally. The diffuse character of the
defects and the transient nature of the phenomena in this patient
are readily understood in this context.
Summary and Conclusions: In the course of carotid angiography
in a patient with evidence of a pituitary adenoma, an acute transient episode of blindness and hemiplegia developed. Following a
short period of restlessness and confusion, the patient became
calm, denied his blindness and weakness, confabulated responses to
questions, was disoriented, and manifested spatial inattention.
The diffuse nature of the cerebral dysfunction underlying this
syndrome is emphasized by noting the distribution of the presumed
lesions, the bilateral, diffuse slowing of the electroencephalogram,
5For reviews of the complications of cerebral angiography, see Engeset

Fink and Stein (9), Green and Arana (ll),

(8),
Perese et a1. (15) and Wickbom (25).

�244

MAX FINK

and the diffuse nature of the toxic sequellae of intra-carotid Iodopyracet (Diodrast).
The defensive-adaptive signiﬁcance of the syndrome of denial
of blindness and hemiplegia is discussed, with emphasis on the
development of this attitude under the special conditions of altered
frames of temporal and spatial reference provided by altered
cerebral function.
REFERENCES
(1)

Anton, G.: Uber Herderkrankungen des Gehirnes welche von Patienten
selbst nicht wahrgenommen werden. Wien. Klin. Wchnschr., 11:227-229,
1898.

(2)

Barkman, A.: De l’anosognosie dans l’hemiplegie cerebrale. Acta Med.

Scand., 62:235-254, 1925.
(3) Bloor, B. M.: Wrenn, F. R.; Margolis, 6.: Experimental Evaluation of
Certain Contrast Media Used for Cerebral Angiography. ]. Neurosurg.,
8:585—594, 1951.

Brain, W.: Perception and Imperception. ]. Ment. Sci, 1022221-232, 1956.
Broman, T. and Olsson, 0.: Tolerance of Cerebral Blood Vessels to a Contrast Medium of the Diodrast Group. Acta Radiol., 30:326-342. 1948.
(6) Critchley, M.: The Parietal Labes. London: E. Arnold 8: Co., 1953 (see
Chap. VIII, pp. 225-255; IX, pp. 258-263).
(7) Ehrenwald, H.: Verandertes Erleben des Korperbildes mit konsekutiver
Wahnbildung bei linksseitiger Hemiplegie. Mtschr. Psychiat. (2» Neural,
(4)
(5)

75:89-97, 1930.
(8) Engeset, A.: Cerebral Angiography with Perabrodil. Acta Radial, Suppl,
56, 1944.
(9) Fink, M. and Stein, J. M.: A Clinical Evaluation of Carotid Angiography.
Conﬁm'a Neural, 12:181-195, 1952.
(10) Gerstmann, J.: Problem of Imperception of Disease and of Impaired Body
Territories with Organic Lesions. Arch. Neural. (5' Psychiat, 48:890-913.
1942.

J. R. and Arana, R.: Cerebral Angiography: A Clinical Evaluation
Based on 107 Cases. Am. ]. Raentgenol., 59:617-650, 1948.
Ives, E. R. and Nielsen, J. M.: Disturbances of Body Scheme. Bull. L. A.
Neural. Soc., 22120-125, 1937.
Lunn, V.: Uber mangelnde Wahrnehmung der eigenen Blindheit. Acta

(11) Green,
(12)
(13)

Psychiat. é} Neural, 16:191-242. 1941.
(14) Olsson, 0.: Cerebral Angiography: Tolerance for Contrast Media of Diodrast Type. J. Neural, Neurosurg. é, Psychiat., 12:312-316, 1949.
(15) Perese, D. M.: Kite, W. C.; Bedell, A. J.; Campbell, 12.: Complications Following Cerebral Angiography. A.M.A. Arch. Neurol. é} Psychiat., 712105-115,
1954.

(16) Potzl,

0.: Uber Storungen der Selbstwahrnehmung bei linksseitiger Hemi-

plegie. Ztschr. ges. Neural. (9 Psychiat., 93:117-168, 1924.
(17) Redlich, E. and Bonvicini, G.: Uber das Fehlen der Wahrnehmung der
eigenen Blindheit bei Hirnkrankheiten. Jahrb. f. Psychiat., 29:14.23, 1908.
(18) Redlich, F. C. and Dorsey, J. F.: Denial of Blindness by Patients with
Cerebral Disease. Arch. Neural. {‘7 Psychiat., 53:407-417, 1945.
(19) Sandifer, P. H.: Anosognosia and Disorders of Body Scheme. Brain, 69:122137, 1946.

(20)

Schilder, P.: Localization of the Body Image. Assoc. Res. New.
Dis., 13:466-484. 1932.

{9'-

Ment.

�DENIAL OF BLINDNESS

245

(21) von Hagen, K. and Ives, E. R.: Anosognosia, Imperception of Hemiplegia.
Bull. L. A. Neural. Soc., 2:95-103, 1937.
(22) von Hagen, K. and Ives, E. R.: Two Autopsied Cases of Anosognosia. Bull.
L. A. Neural. Soc., 4:41-44, 1939.
(23) Weinstein, E. A. and Kahn, R. L.: Denial of Illness. Springﬁeld, 111.:
Charles C. Thomas, 1955.
(24) Weinstein, E. A. and Kahn, R. L.: Personality Factors in Denial of Illness.
A.M.A. Arch. Neurol. (5» Psychiat., 69:355-367, 1953.
(25) Wickbom, I.: Angiography of the Carotid Artery. Acta Radiol., Suppl.,

72,1948.

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                    <text>9Q

J. Hillside Heapital,
1957

6: 197-206,

A UNIFIED THEORY OF THE ACTION OF

PHYSIODYNAMICTHERAPIES1
MAX FINK,

MD.2

The proper role of the physiodynamic therapies (convulsive,
insulin coma and lobotomy) in psychiatry remains poorly deﬁned.
In part, this results from the lack of an adequate formulation of
their mode of action. In the past six years increasing evidence for a
neuropllysiologic-adaptive view of electroconvulsive therapy has
been presented (41, 32, 38, I). This view ascribes the therapeutic
process in electroshock to a persistent alteration in cerebral function
which provides the milieu for a change in adaptation of the subject
to his environment. The type of adaptation evoked is dependent
upon the personality of the subject, the environmental situation,
and the duration of the induced alteration in cerebral function.
Concurrently, an awareness of a similar mode of action in insulin
coma (31) and lobotomy (40) has developed.
During the past four years we have studied the relation between
alteration in various indices of brain function and the behavioral
response of psychiatric patients to therapy. The neurophysiologicadaptive view of electroshock has been supported and ampliﬁed (11,
12, 13, 19, 21); evidence for a similar view of insulin coma has been
presented (22); and recently the concept has been extended to the
newer “tranquilizers" (9). These studies provide the basis for a
generalization concerning the efﬁcacy of these therapies. It is our
purpose in this report to examine the experimental evidence to
determine whether or not the mode of action of each of these thera—
1From the Department of Experimental Psychiatry, Hillside Hospital, Glen

Oaks, N. Y.

Read at the. 2nd International Congress of Psychiatry, Zurich, September

6, 1957.

Aided by Grant M-927 of the National Institute of Mental Health, National
Institutes of Health, U. S. Public Health Service; and the Board of Directors’
Research Fund of the Society of the Hillside Hospital.
2 Director, Department of Experimental Psychiatry, Hillside Hospital.
197

12-»

�198

MAX FINK

pies may result from their ability to induce sustained alteration in
cerebral function; and the corollary question, whether measurable
alteration in cerebral function is a necessary condition for the efﬁ—
cacy of these therapies, or a “complication" or "untoward effect."
The indices of brain function used in these studies have varied.
These include memory scales (2G), visual (20) and tactile (10) perceptual tasks, and changes in language patterns of orientation both
clinically (19) and after intravenous amobarbital (21). In electroencephalographic studies of this problem, changes in the delta index,
both in routine records (ll, 12) and after activation by intravenous
thiopentone (32, 33), and in the beta index (16) have been applied
Successfully. For this review, two indices will be stressed: changes in
the delta index of the unactivated EEG, and clinical neurologic
signs. These indices have been selected because of their successful
application in the analysis of the electroshock process, and because
data is available for each of the therapeutic modalities.
OBSERVATIONS

(a) Electroshock

4.1
"1M

The following notes summarize our experimental studies of the
role of 'changes in EEG delta activity in the response of subjects to
electroshock (11, 13). In these studies, electroencephalograms were
obtained before treatment, and at weekly intervals on a day after a
treatment in consecutive electroshock referrals. Grand mal treatments were administered three times a week, for twelve to twenty
treatments. The EEG records were quantitatively analyzed for the
amount of induced delta activity, and classiﬁed into categories of
“high,” “moderate” and “low” degrees of delta activity. At the end
of treatment, the patients were independently rated for their shortterm clinical response into the categories of “much improved,"
“moderately improved” and “unimproved."
In the initial series of patients, a signiﬁcant relationship between
the early induction of high degrees of delta activity, and clinical
ratings of “much improved” was observed. Eighty per cent of the
records in the much improved group were high degree delta by the
fourth to sixth treatment; and the percentage was sustained at 90
per cent in the third’ and fourth weeks. In contrast, none of the unimproved patients developed high degree delta records in the ﬁrst
three weeks, and only 20 per cent of the records in the fourth week
were so classiﬁed.
In a subsequent predictive study, the EEG records during the

a

wan-pow

�THEORY OF PHYSIODYNAMIC THERAPIES

199

second and third weeks of treatment were analyzed. Of the patients
who had high degree delta records on both occasions, 67 per cent
were rated as much improved, while of the patients without such
records, 70 per cent were in the unimproved and moderately improved categories.
Roth (82, 33), studying the EEG delta activity evoked by intravenous thiopentone after electroshock, has related both the stability
and the rate of remission of patients with endogenous depressions
to the peak value of the induced slow activity. He concluded that
patients not attaining a speciﬁed delta activity level "have not acquired an adequate physiological basis for recovery,” and recommended measurement of delta activity levels after thiopentone as a
guide to the clinical management of patients.
Further information is obtained from convulsive-subconvulsive
control studies. While convulsive electroshock induces degrees of
delta activity that vary from low to high, subconvulsive therapy
rarely alters EEG patterns or induces low degrees of delta activity
(13). In their comparative study of different convulsive and subconvulsive techniques, Ulett, Smith and Gleser (38) demonstrated a
signiﬁcantly greater recovery rate for the convulsive than the subconvulsive group.
In a similar study (13) recently completed here, twenty-seven
patients received a course of subconvulsive therapy. Electroencephalograms, taken at weekly intervals, demonstrated minimal
changes—none of the records were scored as middle or high delta
activity. Of the twenty-seven patients, no change in behavior was
noted in twenty-three, and of these, nineteen were referred for a
second course of treatment. Grand mal electroshock induced a high
degree of delta activity in fourteen. All patients in this group
showed signiﬁcant changes in behavior, while of the ﬁve who did
not show the delta response, only two showed a behavioral change.

Tranquilizing Drugs
When the newer drug therapies are studied from the viewpoint
of their electroencephalographic and clinical neurologic effects, a
meaningful classiﬁcation emerges. Furthermore, a relationship between the degree and type of induced change in cerebral function
and therapeutic efﬁcacy may be noted. The ability of these agents
to induce such signs of central nervous system dysfunction as motor
rigidity, depression, excitement and seizures are well known. Less
well documented, however, are the clearly deﬁnable electroencephalographic patterns. Based on observations made in chronic admin(b)

�MAX FIN K

200

istration of drugs in adult psychiatric patients, the EEG changes
may be classiﬁed according to predominant changes in the frequency
spectrum. There are three broad types:
Increased slow wave activity with hypersynchrony
(“bursts")—“delta shift"
II._ Desynchronization with voltage and frequency
irregularity and irregular theta activity—“desynchronization”
III. Increased high voltage fast activity—“beta shift.”
Of the group of drugs inducing a delta shift, the phenothiazine
derivatives chlorpromazine, promazine, and perphenazine are clear
examples. Each drug induces seizures in nonepileptics or exaggerates
seizures in epileptic patients (7, 8, 15, 29, 37). Each drug induces
clinical parkinsonian neurologic patterns when given in adequate
dosage. In our laboratories, we have induced parkinsonism in all
patients receiving chlorpromazine (l4) and have observed seizures
in 10 per cent of a group of psychotic patients without previous
ltistnl'y of seizures. Induced delta activity, including burst activity,
\ms nlm-ned in more than half the patients in this series.
Rrxrxpiue also ernkes delta activity when given in large doses
(3- \t liitth tlnugt‘ levels. it exaggerates seizures in epileptics and
"I'lihrs wzmtes in animals (35). .-\t the usual clinical dosages, howr.:-:, ”supine imluu's desynrhronization of frequencies with a
t; w-lrtxh‘ mitease in theta activity (28), without seizure induction
in: mm definite motor rigidities. In a series of patients treated here
("T'H. parkiuwuism was induced in all patients. EEG
Changes were
limited to desynchronization only, without delta burst activity.
The primary response of two other drugs, mepazine and benacty.
.
Ime. is the induction of EEG desynchronization. Mepazine, a phen()t‘ttLt/mt‘ derivative. induces desynchronization with small amounts;
it n\n\ \ \ l‘h'lt'h .‘n‘H\'n\ has nx‘u t\\\‘ll 'li‘it‘l‘ﬁk‘n. nor have
.-'
m: Immd reports either of seizures or parkinsonism in the clinical
literature. Benactyzine, a potent anticholinergic compound, induces
a blocking of alpha, ﬂattening of the record and occasional theta
activity (5, 17). Neither seizures nor parkinsonism have been described for this agent.
Meprobamate is the clearest example of the group of drugs inducing a beta shift in the EEG (3). This agent further differs from
the phenothiazines and reserpine in not producing parkinsonism
and not only are clinical seizures not induced, but deﬁnite antiepileptic activity has been described (30). Habituation is readily
1.

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a

w

�THEORY OF PHYSIODYNAMIC THERAPIES

f

201

achieved, and withdrawal phenomena of agitation and seizures have
been observed (42). In these actions, meprobamate is more like
barbiturates than like the other new tranquilizers.
If we determine the clinical efficacy of these agents, we note a
parallel between the induced EEG effects and their potency in
altering behavior. The drugs that most readily induce a delta shift
in EEG frequencies—the phenothiazine compounds—are those with
the greatest clinical efﬁcacy in the therapy of psychoses. The compounds with lesser activity in this direction are less efﬁcacious clinically.

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Insulin Coma Therapy
The effects of insulin coma therapy on the nervous system are
well documented. During each coma, EEG delta activity is induced,
which usually persists for minutes to a few hours after gavage. Not
infrequently, in approximately one third of patients receiving deep
coma therapy in this hospital, seizures, aphasia or prolonged coma
results. After such events, EEG changes of delta activity persist for
days, and in cases of prolonged coma, for weeks and months (43).
The relation between prolonged coma, altered brain function
and behavioral response has been discussed at length. Revitch (31)
reported eight cases of prolonged coma and concluded that improvement may be attributed to the induction of organic brain damage,
similar to lobotomy. Yaeger, Simon, Margolis and Burch (43), describing twelve cases of prolonged insulin coma, noted a correlation
between length of coma, degree of organic confusion, remission of
mental symptoms and degree of EEG abnormality. Shagass and
Rowsell (34), emphasizing EEG data, and Kwalwasser and Caplan
(27) presented individual cases to support the same conclusion.
We reported a similar relationship between prolonged coma and
behavioral response in a case study (22). A 34-year-old schizophrenic
patient with paranoid ideation developed a left hemiplegia during
insulin coma therapy. With the onset of neurologic signs of hemiparesis, hemianopsia, hemisensory syndrome and spatial inattention,
there was a marked change in speech and behavior. He became lucid,
loquacious and denied his illness. His former paranoid-withdrawal
type pattern was replaced by a friendly cooperative attitude. These
changes were accompanied by delta changes in the EEG, as well as
language changes after amobarbital indicative of altered brain
function. The neurologic symptoms resolved, but the behavioral
changes persisted so that he was discharged two months later as
“much improved."

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�202

MAX FINK

(d) Lobotomy
to study lobotomy
While we have not had the opportunity
of
of view of this summary, the reports
the
point
from
EEG
patients
a similar relationship.
numerous observers clearly documentin all subjects postoperatively
of
changes of delta activity are present
Walter et al. (40) in a study
(6) and persist for varying periods.
EEG
persistence of abnormal
150 patients, found an 80 per cent
be?
relation
noted
a
also
authors
activity after three years. These
of
postextent
and
and the degree
tween clinical improvement
operative slow wave activity.
“complication," being variPostoperative seizures are a frequent
(25).
in up to 20 per cent of subjects
ously reported as occurring
of brain
extent
the
between
Furthermore, there is a relationship
Circumscribed surgical
tissue cut and the therapeutic outcome.
improvement rate lower than
lesions, regardless of locus, have an
are frequently inadequate
unilateral lobectomy; and these latter
bilateral procedure (36).
and are “improved” upon by a

and

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DISCUSSION

are essayed from the
When the various physiodynamic therapies
mode
in brain function, a common
point of view of an alteration
which
therapies represent devices
of action becomes apparent. These
function, with resultant change
induce appreciable changes in brain
and lobotomy induce measurable
in behavior. Convulsive therapy
directly; insulin coma primarily
diffuse changes in brain function
the phenothiazine and reserpine
when complications ensue; and
when given in adequate dosage.
groups of tranquilizers
function affect behavior is
How persistent changes in cerebral“reversed" or “obliterated."
is not
not clear. Psychotic behavior
the central nervous system milieu,
in
Rather, with an alteration
of behavior including perception,
there is an alteration in all aspects
attitude. The speciﬁc adaptive
mood, affect, memory, judgment and
each subject and is dependent on numerous
response is variable for
Premorbid personality (18),
historical and environmental factors.
and the duration of
environmental situation and expectations (13),
have recently been discussed as
the alteration in brain function (12)
under these conditions.
determinants of the behavioral response evaluated by the psychiaThe induced changes in behavior are
the degree of “improvement."
trist, administrator or family as to based
the
upon such factors as
These ratings are value judgments,
tolerance
behavioral response, the environmental
type of induced
.

JUN-laws

�THEORY OF PHYSIODYNAMIC THERAPIES

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203

and the observer's expectations. In this context, the physiodynamic
therapies do not induce “improvement"——-rather they induce behavioral change which is secondarily evaluated as improvement.
The alteration of cerebral function is therefore not a “complication" or an "untoward effect" but the desired goal of these forms of
therapy. Of the many “organic" therapies introduced during the
past thirty years, none apparently has been a speciﬁc agent for the
therapy of psychoses (in the sense that penicillin is speciﬁc for neurosyphilis and nicotinic acid for pellagra dementia), but rather devices
with greater or lesser degrees of applicability and efﬁcacy in altering
behavior by altering the cerebral milieu.
In this context, the various physiodynamic therapies are not speciﬁc for a type of psychosis. The early enthusiasm that reserpine or
chlorpromazine was speciﬁc for schizophrenia, or hypotheses that
ascribe signiﬁcance to an antagonism between these drugs and “psychosis" or "schizophrenia" are not tenable. Similar enthusiasm
claiming a speciﬁcity of insulin coma for schizophrenia is also untenable, and support for this view is presented in a recent chlorpromazine-insulin coma control‘study (l4).
EEG analysis of these therapies permits a more explicit deﬁnition of the induced alteration in brain function. Changes in cerebral
function reﬂected by a shift in the spectrum of EEG frequencies
toward the slower range, with a concomitant increase in voltage and
a periodicity described as “bursts" or “hypersynchrony” provide the
change in milieu that is more effective in altering behavior. The
signiﬁcance of the delta shift has been clearly demonstrated in
electroshock therapy; and can be inferred from the available data
in lobotomy, insulin coma, and the tranquilizers.
That a delta shift has some speciﬁcity is seen in the analyses of
the drug effects. Those drugs that induce the delta shift—the phenothiazines and reserpine—have been consistently reported as effective
modiﬁers of psychotic behavior. Changes in brain function reﬂected
by EEG desynchronization only, or a shift in frequency spectrum to
the faster range, have a limited efﬁcacy in altering psychotic behavior.3 The signiﬁcance of a delta shift is further seen in the
limited efﬁcacy of subconvulsive electroshock when compared to
convulsive electroshock in the management of psychoses.
Another aspect of the alteration in brain function which may be
deﬁned is the change in seizure threshold. With the delta shift in
3 These observations suggest the application of EEG screening of new chemotherapeutic compounds for therapeutic efﬁcacy according to their ability to
induce delta burst activity with a minimum of side effects.

�MAX FINK

204

the EEG, an increase in clinical seizures would be anticipated. This
is indeed true. Seizures have been described following electroshock
(4, 24); they are prominent after lobotomy (40) and a common “complication” during and occasionally following insulin coma therapy
(23). With the tranquilizers, the parallel of clinical efficacy and
seizure induction is most striking. Phenothiazine compounds induce
seizures commonly; reserpine rarely; benactyzine not at all; and
meprobamate is a potent anticonvulsant! The lowering of seizure
threshold parallels the extent of the EEG delta shift induced by
these compounds. Similar analyses can be made for the potentiation
of sedative action and induction of parkinsonism—both potent indices of an alteration in cerebral function.
The neurologic basis for the delta shift and increase in seizure’
frequency is unclear. Whether this represents a persistent change in
function of some speciﬁc brain stem nuclear system, as the centrencephalic, thalamic or hypothalamic, is conjectural. From the wide
range of agents that can induce a delta shift, with or without hypersynchrony, it appears more likely that the EEG changes reflect an
alteration in the diffuse biochemical activity of the nervous system
rather than in a focal activity of speciﬁc cellular masses.
SUMMARY
1.

The neurophysiologic and clinical neurologic aspects of con-

vulsive therapy, “tranquilizers,” insulin coma and lobotomy, are
reviewed.
2. The efﬁcacy of each therapy in the treatment of psychoses is
related to the ability to induce a persistent change in cerebral function, of which a delta shift in the EEG spectrum and an increase in
incidence of seizures are two indices.
3. Alteration in cerebral function is an essential prerequisite of
behavioral change with each of these therapies. Such alteration is
neither a “complication,” nor an “untoward effect," but is the sine
qua non of the mode of action of these therapies.
4. No evidence has been educed in these studies that the physiodynamic therapies are speciﬁc agents for the relief of psychoses; nor
do they affect a speciﬁc segment of the nervous system; nor do they
induce speciﬁc behavioral'changes.
5. The therapeutic process of convulsive therapy, insulin coma,
lobotomy and tranquilizers may be ascribed to the induction of a

persistent alteration in cerebral function which provides the milieu
for a change in adaptation of the subject to his environment.

r.—-r,y.,.",,,,

�THEORY OF PHYSIODYNAMIC THERAPIES

205

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.

39W"

_

.

w

.

if

�A

Unified Theory of the Action of Physiodynamic Therapies

Max

Fink, M.D.

From

the Department of Experimental Psychiatry, Hillside Respital, Glen Oaks,

Read

at the

2nd

International Congress of Psychiatry, Zurich, September 6,

N.Y.

1957.

of the National Institute of Mental Health, National Institutes
of Health, U.S. Public acalth Service; and the Board of Directors' Research Fund of
the Society of the Hillside Bbspital.
Aided by

10-7-57

grant

M-927

�Iv:

unified

A

The

10/5/57

Theory of the Action of Physiodynamic Therapies

proper role of the physiodynamic therapies (electroshock, insulin

coma and lobotomy)

in psychiatry remains poorly defined. In part, this results

from the lack of an adequate formulation of

their

mode

of action. In the past

six years increasing evidence for a neurophysiologic-adaptive

view of

electro-

(hl, 32, 38, 1). This view ascribes the there“

shock therapy has been presented

peutic process in electroshock to a persistent alteration in cerebral function
which provides the milieu

environment.

The

for a

change

in adaptation of the subject to his

type of adaptation evoked is dependent upon the personality

of the subject, the environmental

situation,

and the duration of the induced

alteration in cerebral function. Concurrently,
of action in insulin coma (31) and lobotomy
During the past four years

we

(MO)

of psychiatric patients to therapy.

The

a

similar

view of

insulin

relation between

and the behavioral response

neurophysiologic-adaptive view of

electroshock has been supported and amplified (9, 10,

for

mode

has developed.

have studied the

alteration in various indices of brain function

similar

an awareness of a

coma has been

ll,

20, 21); evidence

presented (19); and recently the

concept has been extended to the newer "tranquillizers" (12).

These

studies

provide the basis for a generalization concerning the efficacy of these therapies.

It is

our purpose in

this report to

examine the experimental evidence

whether or not the mode of action of each of these therapies may

to determine

result

their ability to induce sustained alteration in cerebral function;

from

and the coroln

lary question, whether measurable alteration in cerebral function is a necessary

�-

-

2

condition for the efficacy of these therapies, or a "complication" or "untoward

effect."
The

include

indices of brain function used in these studies have varied.

memory

scales (26), visual (22)

and

tactile

changes in language patterns of orientation both

intravenous ambbarbital (20).
changes in the

clinically (21)

and

after

In electroencephalographic studies of this problem,

by intravenous thiopentone (32, 33), and

successfully. For this review,

have been

(13) perceptual tasks, and

delta index, both in routine records (9,

delta index of the unactivated

These

and

after activation

in the beta index (16) have been applied

two indices
EEG,

10) and

will

be

stressed: changes in the

clinical neurologic signs.

These indices

selected because of their successful application in the analysis of

the electroshock process, and because data is available for each of the therapeutic
modalities .

�OBSERVATIONS:

(a) Electroshock:
The

role of changes in

following notes summarize our experimental studies of the

EEG

delta activity in the response of subjects to electro-

In these studies, electroencephalograms were obtained before

shock (9, 11).

treatment, and at weekly intervals
electroshock referrals.
week,

for

after a treatment in consecutive

Grand mal treatments were administered

treatments.

12-20

on a day

The EEG

three times a

records were quantitatively analyzed for

the amount of induced delta activity, and classified into categories of "high",
"moderate" and "low" degrees of delta

patients

were independently

the categories of
In the

At the end of treatment, the

activity.

rated for their short term clinical response into

"much improved”, "moderately improved" and "unimproved".

initial series

of

patients, a significant relationship between

the early induction of high degrees of delta activity, and clinical ratings of
"much improved" was observed.

Eighty percent of the records in the

much improved

group were high degree delta by the h-6 treatment; and the percentage was sus-

tained at

90%

In contrast, none of the unimproved

in the third and fourth weeks.

patients developed high degree delta records in the
20%

third

weeks of treatment were analyzed.

delta records

on both occasions, 67% were

patients without such records,
categories.

70%

and only

classified.

of the records in the fourth week were so

In a subsequent predictive study, the
and

first three weeks,

EEG

Of

records during the second

the patients

rated as

who

had high degree

much improved,

while of the

were in the unimproved and moderately improved

�*“1

h

Both (32, 33) studying the

EEG

-

delta activity

thiopentone after electroshock has related both the

evoked by intravenous

stability and the rate of

remission of patients with endogenous depressions to the peak value of the induced slow

activity.

activity level,

He

......

"

concluded

that patients not attaining a specified delta

have not acquired an adequate physiological basis for

recovery," and recommended measurement of delta activity levels after thiopentone

clinical

as a guide to the

management of

patients.

Further information is obtained from convulsive-subconvulsive control

studies.

While convulsive electroshock induces degrees of

vary from low to high, subconvulsive therapy rarely alters
duces low degrees of delta

delta activity that
EEG

patterns or in-

activity (11). In their comparative study of different

convulsive and subconvulsive techniques, Ulett, Smith and Gleser (38)

demon-

strated a significantly greater recovery rate for the convulsive than the subconvulsive group.
In a similar study (11) recently completed here, twenty-seven patients

received a course of subconvulsive therapy.
weekly

Electroencephalograms, taken at

intervals, demonstrated minimal changes

as middle or high

delta activity.

Of

- none of the records were scored

the 27 patients, no change in behavior

was

noted in 23, and of these, 19 were referred for a second course of treatment.
Grand mal electroshock induced a high degree of

delta activity in fourteen.

All patients in this group showed significant changes in behavior, while of
the five

who

did not

show

the delta response, only two showed a behavioral change.

(b) Tranquillizing Drugs:
When

the newer drug therapies are studied from the viewpoint of

�-5their electroencephalographic

and

clinical neurologic effects, a meaningful

classification emerges. Furthermore, a relationship between the degree

and

type of induced change in cerebral function and therapeutic efficacy may be

noted.

The

ability of these agents to induce such signs of central nervous

system dysfunction as motor

rigidity, depression, excitement

and

seizures are

well known. Less well documented, however, are the clearly definable electro—
encephalographic patterns.

Based on observations made

of drugs in adult psychiatric patients, the

EEG

in chronic administration

changes may be

according to predominant changes in the frequency spectrum.

classified

There are three

broad types:

I.

Increased slow

wave

activity with hypersynchrony

("bursts") - "delta shift"

II.

Desynchronization with voltage and frequency irregularity
and

III.
Of

irregular theta activity - "desynchronization"

shift."

Increased high voltage fast activity - "beta
the group of drugs inducing a delta

derivatives chlorpromazine, promazine,
Each drug induces

shift, the phenothiazine

and perphenazine are

clear examples.

seizures in non-epileptics or exaggerates seizures in

epileptic patients (7, 8,
neurologic patterns

15, 29, 37).

when given

Each drug induces

in adequate dosage.

clinical parkinsonian

In our laboratories,

have induced parkinsonism

in all patients receiving chlorpromazine

have observed seizures in

10%

(1%)

and

of a group of psychotic patients without previous

history of seizures. Induced delta activity, including burst activity,
observed in more than

we

half the patients in this series.

was

�-5Reserpine also evokes delta
At high dosage

levels,

it

activity

when given

in large doses (2).

exaggerates seizures in epileptics and induces

seizures in animals (35). At the usual clinical dosages, however, reserpine
induces desynchronization of frequencies with a moderate increase in theta

activity (28), without seizure induction but with definite motor rigidities.
In a series of patients treated here (39), parkinsonism was induced in

patients.

EEG

all

changes were limited to desynchronization only, without delta

burst activity.
The primary

the induction of

EEG

response of two other drugs, mepazine and benactyzine, is
desynchronization. Mepazine, a phenothiazine derivative,

induces desynchronization with small amounts of theta

activity has not been described, nor
or parkinsonism in the

have we found

activity (7). Delta

reports either of seizures

clinical literature. Benactyzine, a potent anticholin-

ergic compound, induces a blocking of alpha, flattening of the record and
17). Neither seizures nor parkinsonism have

occasional theta activity (5,
been described for

this agent.

Meprobamate

beta shift in the
and

EEG

is the clearest

example of the group of drugs inducing a

(3). This agent further differs

reserpine in not producing parkinsonism

from the phenothiazines

and not only are

clinical seizures

not induced, hut definite anti-epileptic activity has been described (30).
Habituation is readily achieved, and withdrawal phenomena of agitation and
seizures have been observed (h2).

barbiturates than like the other

If we

determine the

In these actions, meprobamate
new

is

more

like

tranquillizers.

clinical efficacy of these agents,

we

note a parallel

�-7between the induced
drugs

EEG

effects

and

their potency in altering behavior.

that most readily induce a delta shift in

thiazine

compounds - are those with the

therapy of psychoses.

The compounds

EEG

frequencies - the

The

pheno—

greatest clinical efficacy in the

with lesser activity in this direction

are less efficacious clinically.
(c) Insulin

Coma

The

well documented.

Therapy:

effects of insulin

During each coma,

persists for minutes to a

few hours

EEG

coma

delta activity is induced,

after gavage.

imately one third of patients receiving deep

seizures, aphasia or prolonged

coma

therapy on the nervous system are

coma

which usually

infrequently, in

Not

approx—

therapy in this hospital,

results. After such events,

of delta activity persist for days, and in cases of prolonged

changes

EEG

coma,

for

weeks

and months (h3).

relation between prolonged

The

coma,

altered brain function

ioral response has been discussed at length. Revitch
of prolonged coma and concluded

tion of organic brain

damage,

that

(31) reported

improvement may be

insulin

eight cases

attributed to the

similar to lobotomy. Yaeger,

Burch (#3), describing twelve cases of prolonged

and behaVo

induc—

Simon, Margolis and

coma, noted a

correlation

between length of coma, degree of organic confusion, remission of mental symptoms
and degree of

EEG

abnormality. Shagass and Rowsell (3h), emphasizing

and Kwalwasser and Caplan (27) presented

EEG

individual cases to support the

data,
same

conclusion.
We

reported a similar relationship between prolonged

response in a case study (19).

A

3h

coma and

behavioral

year old schizophrenic patient with paranoid

�-8ideation developed a left hemiplegia during insulin

coma

therapy. With the onset

spatial

of neurologic signs of hemiparesis, hemianopsia, hemisensory syndrome and

inattention, there

was

a marked change in speech and behavior.

loquacious and denied his illness.
was

by

He

ludic,

became

His former paranoid—withdrawal type

pattern

replaced by a friendly cooperative attitude. These changes were accompanied

delta changes in the

as well as language changes

EEG,

dicative of altered brain function.

The

neurologic

after amobarbital

symptoms

in—

resolved, but the

behavioral changes persisted so that he was discharged two months later as

"much

improved."
(d) Lobotomy:
While we have not had the opportunity
from the point of view of
document a

this

summary,

similar relationship.

all subjects postoperatively
(#0) in a study of 150

after three years.

EEG

(6) and

to study

patients

lobotomy

the reports of numerous observers clearly

changes of delta

activity are present in

persist for varying periods. Walter et al.,

patients, found

an 80%

persistence of abnormal

These authors also noted a

EEG

relation between clinical

ment and the degree and extent of postoperative slow wave

activity
improve—

activity.

Postoperative seizures are a frequent "complication," being variously
reported as occurring up to

relationship

between the

20%

of subjects (25). Furthermore, there

extent of brain tissue cut

and the

is

therapeutic

Circumscribed surgical lesions, regardless of locus, have an improvement
lower than

unilateral lobectomy;

are "improved" upon by a

and these

a
outcome.

rate

latter are frequently inadequate

bilateral procedure (36).

and

�DISCUSSION:
When

view of an
These

the various physiodynamic therapies are assayed from the point of

alteration in brain function, a

therapies represent devices

of action becomes apparent.

common mode

which induce appreciable changes in

brain

function, with resultant change in behavior. Electroshock and lobotomy induce
measurable diffuse changes in brain function
when

directly; insulin

coma

primarily

complications ensue; and the phenothiazine and reserpine groups of

quillizers

when given

How

tran—

in adequate dosage.

persistent changes in cerebral function affect behavior is not

clear. Psychotic dehavior is not "reversed" or "obliterated". Rather, with
an

alteration in the central nervous system milieu, there is

all aspects of behavior including perception,
and

attitude.

is dependent

The

affect,

alteration in

memory, Judgment

specific adaptive response is variable for each subject

on numerous

historical

and environmental

sonality (18), environmental situation
of the

mood,

an

alteration in brain function

factors.

and expectations

(10) have

(ll),

and

Pre-morbid perand the duration

recently been discussed as

determinants of the behavioral response under these conditions.
The induced changes

in behavior are evaluated

by the

administrator or family as to the degree of "improvement."

psychiatrist,

These

ratings are

value judgments, based upon such factors as the type of induced behavioral

response, the environmental tolerance and the observer's expectations. In this
context, the physiodynamic therapies do not induce "improvement" - rather they
induce behavioral change which

is secondarily evaluated as

improvement.

alteration of cerebral function is therefore not a "complication" or

The

an "untoward

�-10..
effect" but the desired goal of these forms of therapy.
therapies introduced during the past thirty years,

Of

the

many

"organic"

none apparently, has been a

specific agent for the therapy of psychoses (in the sense that penicillin is
specific for neurosyphilis and nicotinic acid for pellagra dementia), but rather
devices with greater or lesser degrees of applicability and efficacy in altering
behavior by altering the cerebral milieu.
In

this context, the various physiodynamic therapies are not specific

for a type of psychosis.
was

The

early enthusiasm that reserpine or chlorpromazine

specific for schizophrenia, or hypotheses that ascribe significane to

an

antagonism between these drugs and "psychosis" or "schizophrenia" are not tenable.

Similar enthusiasm claiming a specificity of insulin

coma

for schizophrenia is

also untenable, and support for this view is presented in a recent chlorpromazine—

insulin

coma
EEG

control study (1h).
analysis of these therapies permits a

the induced alteration in brain function.
by a

shift in the spectrum of

EEG

Changes

more

explicit definition of

in cerebral function reflected

frequencies toward the slower range, with a

concomitant increase in voltage and a periodicity described as "bursts" or
"hypersynchrony" provide the change in milieu

behavior.

The

that is

more

effective in altering

significance of the delta shift has been clearly demonstrated in

electroshock therapy; and can be inferred from the available data in lobotomy,

insulin

coma, and the

That a delta
drug

effects.

reserpine

tranquillizers.
shift has

Those drugs

- have been

some

specificity is seen in the analyses of the

that induce the delta shift

- the phenothiazines and

consistently reported as effective modifiers of psychotic

�- 11 -

of psychotic behavior. Changes in brain function reflected by

EEG

desynchroniza-

tion only, or a shift in frequency spectrum to the faster range, have a limited
efficacy in altering psychotic behavior.

*

The

significance of a delta shift

is further seen in the limited efficacy of subconvulsive electroshock

when com-

pared to convulsive electroshock in the management of psychoses.
Another aspect of the

is the

change

alteration in brain function

in seizure threshold.

delta shift in the

With the

in clinical seizures would be anticipated.

which may be defined

This

been described following electroshock (h, 2h),

EEG,

an increase

is indeed true. Seizures have
are prominent after lobotomy

(ho) and a common ”complication" during and occasionally following

insulin

coma

therapy (23). With the tranquillizers, the parallel of clinical efficacy and
seizure induction is most striking.
commonly;

reserpine rarely; benactyzine not at all;

anticonvulsant!
EEG

Phenothiazine compounds induce seizures

The lowering of

delta shift induced

and meprobamate

is a potent

seizure threshold parallels the extent of the

by these compounds.

Similar analyses can be

made

for

the potentiation of sedative action and induction of parkinsonism - both potent
indices of an alteration in cerebral function.
The

quency
some

neurologic basis for the delta shift and increase in seizure

is unclear.

Whether

fre—

this represents a persistent change in function of

specific brain stem nuclear system, as the centrencephalic, thalamic or

hypothalamic, is conjectural.

From

the wide range of agents that can induce a

screening of new chemo—
therapeutic compounds for therapeutic efficacy according to their ability
to induce delta burst activity with a minimum of side effects.

* These

observations suggest the application of

EEG

�-

12

-

delta shift, with or without hypersynchrony,
EEG

changes

it

appears more likely that the

reflect an alteration in the diffuse biochemical activity of the

nervous system rather than in a focal

activity of specific cellular masses.

�- 13 SUMMARY:

1.
shock,

The

neurophysiologic and clinical neurologic aspects of electro-

"tranquillizers, insulin
H

2.

The

coma and lobotomy,

efficacy of each therapy in the treatment of psychoses is

related to the ability to induce a persistent
of which a delta shift in the
seizures are
3.

two

EEG

change in

cerebral function,

spectrum and an increase in incidence of

indices.

Alteration in cerebral function is

behavioral change with each of these therapies.
a "complication," nor an "untoward
mode of

are reviewed.

an

essential prerequisite of

Such

alteration is neither

effect," but is the sine 92a

action of these therapies.
h.

No

evidence has been educed in these studies

that the physiodynamic

therapies are specific agents for the relief of psychoses; nor
specific

non of the

segment of the nervous system; nor do they induce

do they

affect a

specific behavioral

changes.
5.
and

The

therapeutic process of electroshock, insulin

tranquillizers

may be

in cerebral function

coma, lobotomy

ascribed to the induction of a persistent alteration

which provides the milieu

the subject to his environment.

for a change in adaptation of

�L.A., Pace, J.W., Hernoff, M.K. and Bowditch, S.C.
(1956): Neurophysiologic Effects of Electrically Induced
Convulsions, A.M.A. Arch. Neurol. &amp; Psychiat. 15: 371-378.

Aird, R.B.,

Strait,

Jeri, R. (1956): The Effect of Reserpine on the
and
Basal Electroencephalogram, EEG. Clin. Neurophysiol.
Scalp

Arellano, A.P. and
g:

150

(abet).

Berger, F.M. (1957): The Chemistry and Mode of Action of Tranquillizing Drugs, Ann. N.Y. Acad. Sci. é]: 685-699.

I.J.

Spontaneous Seizures and Related Electroencephalographic Findings Following Shock Therapy, J. Nerv.
Ment. Dis. 122: 581~588.

Blumenthal,

(1955):

Coady, A. and Jewesbury, E.C.O. (1956):

A

Clinical Trial of

Benactyzine Hydrochloride ("Suavital") as a Physical
Relaxant, Brit. Med. Journ. Mar. 3, pp. ABS-#87.

Cohn, R. (l9h5):
&amp;

EEG

Psychiat.

Study of Prefrontal Lobotomy, Arch. Neurol.

5;:

351—357.

Denber, H.C.B. (1957): Discussion, Symposium on the Psychopharmacologic
Approach to Schizophrenia, Second Int'l Congress of Psychiatry,

Zurich.

Fabisch,

Effect of Chlorpromazine on the Electroencephalogram
of Epileptic Patients, J. Neurol. Neurosurg;_&amp; Psychiat. 29:
W.

(1957):

185—190.

10.

Fink,

M.

Fink,

M.

Quantitative Studies of Slow Wave
Activity Following Electroshock, EEG Clin. Neurophysiol.
§: 158 (abst).
and Kahn, R.L. (1956):

Delta Activity to
Quantitative Serial
Psychiat. (in press).

and Kahn, R.L. (1957): Relation of
Behavioral Response in Electroshock:

Studies,

ll.

.

A.M.A. Arch. Neurol.

&amp;

EEG

Fink, M., Kahn, R.L. and Green, M.A.: Experimental Studies of the
Electroshock Process, J. Nerv. Ment. Dis. (in press).
Fink,

M.

(1957): Therapy of Schizophrenia: Role of Alteration of
Brain Function in Behavior, Presented 2nd Int. Congress of

Psychiatry, Zurich.

�- 15 REFERENCES

13.

Fink, M., Green, M.A. and Bender, M.B. (1952). The Face-Hand Test as
a Diagnostic Sign of Organic Mental Syndrome, Neurology' 2:
h6—58.

14.

Fink, M., Shaw, R., Gross, G. and Coleman, F.S.: Comparative Study
of Chlorpromazine and Insulin Coma in the Therapy of
Psychosis, J. Amer. Med. Assoc. (in press).

15.

Hankoff, L.D., Kaye, E., Engelhardt, D.M. and Freedman, N. (1957):
Convulsions Complicating Ataractic Therapy, Their Incidence
and Theoretical Implications, N.Y. State J. Med. 51: 2967-2972.

l6.

Hoagland, H., Malamnd, w., Kaufman, 1.0. and Pincus, G. (l9h6):
Changes in Electroencephalogram and in Excretion of 17
Ketosteroids Accompanying Electro-shock Therapy of Agitated
—

Depression, Psychom.

Med. Q:

2h6~251.

17.

Jacobson, E. (1955): Suavitil, et Nyt Stof Med Specifik Virkning
pa Centralnervesystemet, Ugeskrift for Laeger, 117: 1147—1151.

18.

Khhn, R.L. and

19.

Kahn, R.L., Graubert, D. and Fink,

20.

Kahn, R.L., Fink,

Fink, M.: Personality Factors in Behavioral Response
to Electroshock Therapy, Conf. Neurol. (in press).
(1955):

of Parts of the Body After Insulin
Hospital. '3: 13h-1h8.

Coma

Delusional Reduplication
Therapy,

J. Hillside

and Weinstein, E.A. (1956): Relation of Amobarbital
Clinical Improvement in Electroshock, A.M.A. Arch. Neurol.
M.

Test to
Psychiat.

&amp;

21.

M.

1g: 23-29.

(1957): Changes in Languages During Electroshock
Therapy, in Psychopathology of Communication, Grune &amp; Stratton,

Kahn, R.L. and Fink,

M.

(in press).

(1957): Perception of Embedded Figures After
Induced Altered Brain Function, Am. Psychol. 12: 361 (abst.).

22.

Kahn, R.L. and Fink,

23.

Kalinowsky, L.B. and Koch, P. (1952): Shock Treatment, Psychosurgery
and Other Somatic Treatments in Psychiatry, New York: Grune
&amp;

2h.

Karliner,

M.

Stratton.

W.

(1956):

J. Hillside

Epileptic States Following Electroshock Therapy,
HOSp.

2:

258—263.

�- 16 REFERENCES

25.

Klotz,

Incidence of Seizures, with

(1955):

M.

Prefrontal

Findings, in
Psychiat. 1E:

EEG

Lobotomy, A.M.A. Arch. Neurol

&amp;

Ink—1&amp;8.

26.

and Kwalwasser, S. (1956): Relation of Changes
in Memory and Learning to Improvement in Electroshock,

Korin, H., Fink,

M.

Conf. Neurol.

16:

88-96.

27.

Kwalwasser, S. and Caplan, M. (1952): A Case of Prolonged Insulin
Coma: Treatment, J. Hillside Hosp. 1: Ins-155.

28.

Liberson,

W.

EEG

T. (1956):

Effect of "Tranquillizing"

Clin. Neurophysiol.

Drugs on EEG,

8: 523.

(1957): The Occurrence of Epileptic
Fits in Leucotomized Patients Receiving Chlorpromazine Therapy,
J. Neurol., Neurosurg., &amp; Psychiat. 29: 105-107.

29.

Liddell,

30.

Perlstein,

D.w. and

Retterstol,

M.A. (1956):

Disorders, J.

Revitch, E. (l95h):

Clinical

N.

Miltown, Its Use in Convulsive and Related
Assoc. 161: thO.

Am. med.

Observations

on Organic

Improvement Following

Psychiat. Quart. 28:

79-92.

Brain

Protracted

Damage and
Insulin Coma,

(1951): Changes in the EEG Under Barbiturate Anesthesia
Produced by Electro Convulsive Treatment and Their Significance
for the Theory of ECT Action, EEG Clin. Neurophysiol. g: 261-280.

32.

Roth,

33-

Roth, M., Kay, D.W.K., Shaw, J. and Green, J. (1957): Prognosis and
Pentothal Induced Electroencephalographic Changes in ElectroConvulsive Treatment, EEG. Clin. Neurophysiol. 2: 225-238.

3h.

Shagass, C. and Rowsell, P.W. (195k): Serial Electroencephalographic
and Clinical Studies in a Case of Prolonged Insulin Coma,
A.M.A. Arch. Neurol. &amp; Psychiat. 12: 705—711.

35-

Sigg, E.B. and Schneider, J.A. (1957): Mechanisms Involved in the
Interaction of Various Central Stimulants and Reserpine,
EEG. Clin. Neurophysiol.
2: h19-h26.

36.

Simon, A., Margolis, L.H., Adams, J.E. and Bowman, K.M. (1951):
Unilateral and Bilateral Ldbotomy: A Controlled Evaluation.

M.

A.M.A. Arch. Neurol.

&amp;

Psychiat.

gg; ugh—503.

�- 17 REFERENCES

Chlorpromazine: Use to Activate Electroencephalographic Seizure Patterns, EEG Clin. Neurophysiol.
2: #27-hh0.

37-

Stewart, L.F. (1957):

38.

Ulett, G.A., Smith,

K.

Convulsive and

Control Group,

6.0. (1956): Evaluation of
Subconvulsive Shock Therapies Utilizing a

and Glesser,
Am.

J. Psychiat.

112: 795-802.

Wachspress, M., Blumberg, A.G., Fink, M. and Miller, J.S.A. (L956):
Evaluation of High—Dose Reserpine Therapy for Relief of
Anxiety, J. Hillside Hosg. 2: 67-77.
#0.

Walter, R.D., Yaeger, C.L., Margolis, L.H. and Simon, A. (1955):
The EEG Changes in Unilateral and Bilateral Frontal Lobotomy,
111: 590-59h.
Am. J. Psychiat.

hi.

Symbolic
Weinstein, E.A. and Kahn, R.L. (1955): Denial of Illness:
Thomas.
C.C.
and Physiological Aspects. Springfield, 111.:

he.

Wikler, A.:

Personal Communication.

(1953):
Yaeger, C.L., Simon, A., ﬁargolis, L.H. and Burch, N.R.:
Electroencephalographic Studies in Posthypoglycemic Coma,
J. Nerv. &amp; Ment. Dis. 118: h35—hhl.

�A

Unified Theory of the Action of Physiodynamic Therapies

Max

Fink,

M.D.

From

the Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks,

Read

at the

2nd

International Congress of Psychiatry, Zurich, September 6,

N.Y.

1957.

Institute of Mental Health, National Institutes
of Health, U.S. Public Health Service; and the Board of Directors' Research Fund of
the Society of the Hillside Hospital.

Aided by grant M-927 of the National

10-7-57

�Iv:
A

The

10/5/57

Unified Theory of the Action of Physiodynamic Therapies

proper role of the physiodynamic therapies (electroshock, insulin

coma and lobotomy)

in psychiatry remains poorly defined. In part, this results

from the lack of an adequate formulation of

their

of action. In the past

mode

six years increasing evidence for a neurophysiologic-adaptive
shock therapy has been presented (hl, 32, 38, 1).

view of

electro-

This view ascribes the thera-

peutic precess in electroshock to a persistent alteration in cerebral function
which provides the milieu

environment.

The type

for a

change

in adaptation of the subject to his

of adaptation evoked is dependent upon the personality

of the subject, the environmental situation, and the duration of the induced

alteration in cerebral function. Concurrently,
of action in insulin

mode

coma (31) and lobotomy (ho) has developed.

During the past four years

we

have studied the

alteration in various indices of brain function
of psychiatric patients to therapy.

The

view of

insulin

relation between

and the behavioral response

neurophysiologic-adaptive view of

electrhshock has been supported and amplified (9, 10,

for a similar

similar

an awareness of a

coma has been

ll,

20, 21); evidence

presented (19); and recently the

concept has been extended to the newer "tranquillizers" (12).

These studies

provide the basis for a generalization concerning the efficacy of these therapies.

It is

our purpose in

this report to

examine the exPerimental evidence

whether or not the mode of action of each of these therapies may

to determine

result

their ability to induce sustained alteration in cerebral function;

from

and the corol-

lary question, whether measurable alteration in cerebral function is a necessary

�-2condition for the efficacy of these therapies, or a "complication" or "untoward

effect."
The

include

indices of brain function used in these studies have varied. These

memory

scales (26), visual (22)

and

tactile

changes in language patterns of orientation both

(13) perceptual tasks, and

clinically (21)

changes in the delta index, both in routine records (9, 10) and
by intravenous thiopentone (32, 33), and

successfully. For this review,
have been selected because of

after

In electroencephalographic studies of this problem,

intravenous amobarbital (20).

delta index of the unactivated

and

in the beta index (16) have been applied

two indices
EEG,

and

after activation

will

be

stressed: changes in the

clinical neurologic signs.

These indices

their successful application in the analysis of

the electroshock process, and because data is available for each of the therapeutic
modalities .

�OBSERVATIONS:

(a) Electroshock:
The

role of changes in

ll).

shock (9,

following notes summarize our experimental studies of the

EEG

delta activity in the response of subjects to electro-

In these studies, electroencephalograms were obtained before

treatment, and at weekly intervals on a day after a treatment in consecutive
electroshock referrals.
week,

Grand mal treatments were administered

for 12-20 treatments.

The EEG

three times a

records were quantitatively analyzed for

the amount of induced delta activity, and classified into categories of "high",
"moderate" and "low" degrees of delta

patients

were independently

the categories of
In the

activity.

At the end of treatment, the

rated for their short term clinical reaponse into

"much improved", "moderately improved" and "unimproved”.

initial series

of patients, a significant relationship between

the early induction of high degrees of delta activity, and clinical ratings of
Eighty percent of the records in the

"much improved" was observed.

much improved

group were high degree delta by the h-6 treatment; and the percentage was sus-

tained at

90%

in the third and fourth weeks. In contrast, none of the unimproved

patients developed high degree delta records in the
20%

three weeks,

and only

of the records in the fourth week were so classified.
In a subsequent predictive study, the

and

first

third weeks of treatment

delta records

were analyzed.

on both occasions, 67% were

patients without such records,
categories.

70%

EEG

records during the second

0f the patients

rated as

who had

much improved,

high degree

while of the

were in the unimproved and moderately improved

�Roth (32, 33) studying the

EEG

h

.
delta activity

thiopentone after electroshock has related both the

evoked by intravenous

stability and the rate of

remission of patients with endogenous depressions to the peak value of the induced slow

activity.

activity level,

"

He

......

concluded

that patients not attaining a specified delta

have not acquired an adequate physiological basis for

recovery," and recommended measurement of delta activity levels after thiopentone
as a guide to the clinical management of patients.
Further information is obtained from convulsive-subconvulsive control

studies.

While convulsive electroshock induces degrees of

vary from low to high, subconvulsive therapy rarely alters
duces low degrees of delta

delta activity that
EEG

patterns or in-

activity (11). In their comparative study of different

convulsive and subconvulsive techniques, Ulett, Smith and Glaser (38)

demon-

strated a significantly greater recovery rate for the convulsive than the subconvulsive group.
In a similar study (11) recently completed here, twenty-seven patients

received a course of subconvulsive therapy.
weekly

Electroencephalograms, taken at

intervals, demonstrated minimal changes

~

none of the records were scored

as middle or high delta activity. 0f the 27 patients, no change in behavior

was

noted in 23, and of these, 19 were referred for a second course of treatment.
Grand mal electroshock induced a high degree of

delta activity in fourteen.

All patients in this group showed significant changes in behavior, while of
the five

who

did not

show

the delta response, only two showed a behavioral change.

(b) Tranguillizing Drugs:
When

the newer drug therapies are studied from the viewpoint of

�-5.
their electroencephalographic

and

clinical neurologic effects, a meaningful

classification emerges. Furthermore, a relationship between the degree

and

type of induced change in cerebral function and therapeutic efficacy may be

noted.

The

ability of these agents to induce such signs of central nervous

system dysfunction as motor

rigidity, depression, excitement

and

seizures are

well known. Less well documented, however, are the clearly definable electroencephalographic patterns.

Based on observations made

of drugs in adult psychiatric patients, the

EEG

in chronic administration

changes may be

according to predominant changes in the frequency spectrum.

classified

There are three

broad types:

I.

Increased slow

wave

activity with hypersynchrony

("bursts") - "delta shift"

II.

Desynchronization with voltage and frequency
and

III.

irregular theta activity

—

"desynchronization"

shift."

Increased high voltage fast activity - "beta

Of the group of drugs inducing a

derivatives chlorpromazine, promazine,
Each drug induces

irregularity

delta shift, the phenothiazine

and perphenazine are

clear examples.

seizures in non—epileptice or exaggerates seizures in

epileptic patients (7, 8, 15, 29, 37).
neurologic patterns

when given

have induced parkinsonism in
have observed seizures in

10%

Each drug induces

in adequate dosage.

clinical parkinsonian

In our laboratories,

all patients receiving chlorpromazine (1k)

and

of a group of psychotic patients without previous

history of seizures. Induced delta activity, including burst activity,
observed in more than

we

half the patients in this series.

was

�-

6 -

Reserpine also evokes delta activity
At high dosage

levels,

it exaggerates

when given

in large doses (2).

seizures in epileptics and induces

seizures in animals (35). At the usual clinical dosages, however, reserpine
induces desynchronization of frequencies with a moderate increase in theta

activity (28), without seizure induction but with definite motor rigidities.
In a series of patients treated here (39), parkinsonism was induced in

patients.

EEG

changes were limited to desynchronization only, without

all
delta

burst activity.
The primary

the induction of

EEG

response of two other drugs, mepazine and benactyzine,

is

desynchronization. Mepnzine, a phenothiazine derivative,

induces desynchronization with small amounts of theta

activity has not been described, nor
or parkinsonism in the

have we found

activity (7). Delta

reports either of seizures

clinical literature. Benactyzine, a potent anticholin—

ergic compound, induces a blocking of alpha, flattening of the record and
1?). Neither seizures nor parkinsonism have

occasional theta activity (5,
been described for

this agent.

Meprobamate

beta
and

shift in the

EEG

is the clearest

example of the group of drugs inducing a

(3). This agent further differs from the phenothiazines

reserpine in not producing parkinsonism

and not only are

clinical seizures

not induced, but definite anti—epileptic activity has been described (30).
Habituation

is readily achieved,

seizures have been observed (ha).

barbiturates than like the other

If

we

determine the

and withdrawal phenomena of

agitation

In these actions, meprobamate
new

is

and

more

like

tranquillizers.

clinical efficacy of these agents,

we

note a parallel

�- 7 between the induced
drugs

that

thiazine

most

EEG

effects

their potency in altering behavior.

and

readily induce a delta shift in

frequencies - the pheno-

the greatest clinical efficacy in the

compounds - are those with

therapy of psychoses.

EEG

The

The compounds

with lesser activity in this direction

are less efficacious clinically.
(c) Insulin

Coma

The

well documented.

Therapy:

effects of insulin

During each coma,

persists for minutes to a

EEG

coma

delta activity is induced,

after gavage.

few hours

imately one third of patients receiving deep

seizures, aphasia or prolonged

coma

therapy on the nervous system are

coma

which

usually

infrequently, in approx-

Not

therapy in this hospital,

results. After such events,

changes

EEG

of delta activity persist for days, and in cases of prolonged coma, for weeks
and months (h3).

relation between prolonged

The

coma,

altered brain function

ioral response has been discussed at length. Revitch
of prolonged

coma and concluded

tion of organic brain

damage,

that

(31) reported

improvement may be

insulin

eight cases

attributed to the induc-

similar to lobotomy. Yaeger,

Burch (h3), describing twelve cases of prolonged

and behav-

Simon, Margolis and

correlation

coma, noted a

between length of coma, degree of organic confusion, remission of mental symptoms
and degree of

EEG

abnormality. Shagass and Rowsell (3h), emphasizing

and Kwalwasser and Caplan (27) presented

EEG

individual cases to support the

data,
same

conclusion.
we

reported a similar relationship between prolonged

response in a case study (19).

A

3h

coma and

behavioral

year old schizophrenic patient with paranoid

�- 8 -

ideation developed a left hemiplegia during insulin

coma

therapy. With the onset

of neurologic signs of hemiparesis, hemianopsia, hemisensory syndrome and spatial

inattention, there

was

a marked change in speech and behavior.

loquacious and denied his illness.
was

by

became

He

ludic,

His former paranoidowithdrawal type pattern

replaced by a friendly cooperative attitude. These changes were accompanied

delta changes in the

as well as language changes

EEG,

dicative of altered brain function.

The

behavioral changes persisted so that he

neurologic
was

after amobarbital in-

symptoms

resolved, but the

discharged two months

later

as "much

improved."
(d) Lobotomy:
While we have not had the opportunity
from the point of view of
document a

this

summary,

similar relationship.

all subjects postoperatively
(to) in a study of

after three years.

150

EEG

to study lobotomy patients

the reports of numerous observers clearly

changes of

delta activity are present in

persist for varying periods. Walter et al.,
patients, found an 80% persistence of abnormal EEG activity
(6) and

These authors

ment and the degree and

also noted a relation between clinical improve-

extent of postoperative slow

wave

activity.

Postoperative seizures are a frequent "complication," being variously
reported as occurring up to

20%

of subjects (25). Furthermore, there is a

relationship between the extent of brain tissue cut

and the

therapeutic

Circumscribed surgical lesions, regardless of locus, have an improvement
lower than

unilateral lobectomy;

are "improved" upon by a

and these

outcome.

rate

latter are frequently inadequate

bilateral procedure (36).

and

�DISCUSSION:
When

view of an

the various physiodynamic therapies are essayed from the point of

alteration in brain function, a

therapies represent devices

These

of action becomes apparent.

common mode

brain

which induce appreciable changes in

function, with resultant change in behavior. Electroshock and lobotomy induce
measurable diffuse changes in brain function
when

when given

How

clear.

is

primarily
tran—

in adequate dosage.

persistent changes in cerebral function affect behavior is not

Psychotic dehavior is not "reversed" or "obliterated". Rather, with

alteration in the central nervous system milieu, there is

all aspects of behavior including perception,
and

coma

complications ensue; and the phenothiazine and reserpine groups of

quillizers

an

directly; insulin

attitude.

The

mood,

affect,

an

alteration in

memory, Judgment

specific adaptive response is variable for each subject

dependent on numerous

historical

and environmental

sonality (18), environmental situation

factors.

and

Pre-morbid per-

and expectations (11), and the duration

of the alteration in brain fUnction (10) have recently been discussed as
determinants of the behavioral response under these conditions.
The induced changes

in behavior are evaluated

by the

psychiatrist,

administrator or family as to the degree of "improvement." These ratings are
value judgments, based upon such factors as the type of induced behavioral

response, the environmental tolerance and the observer's expectations.

context, the physiodynamic therapies
induce behavioral change which

do not induce "improvement" -

is secondarily evaluated as

In this

rather they

improvement.

alteration of cerebral function is therefore not a "complication" or

The

an "untoward

�- lo -

effect" but the desired goal of these forms of therapy.
therapies introduced during the past thirty years,

Of

the

many

"organic"

none apparently, has been a

specific agent for the therapy of psychoses (in the sense that penicillin is
specific for neurosyphilis and nicotinic acid for pellagra dementia), but rather
devices with greater or lesser degrees of applicability and efficacy in altering
behavior by altering the cerebral milieu.

this context, the various physiodynamic therapies are not specific

In

for a type of psychosis.
was

The

early enthusiasm that reserpine or chlorpromazine

Specific for schizOphrenia, or hypotheses that ascribe significane to an

antagonism between these drugs and "psychosis" or "schizophrenia" are not tenable.

Similar enthusiasm claiming a specificity of insulin

also untenable,
insulin

coma
EEG

and support

control study

for this

view

coma

for schizophrenia is

is presented in a recent chlorpromazine-

(1’4).

analysis of these therapies permits a

more

explicit definition of

the induced alteration in brain function. Changes in cerebral function reflected
by a

shift in the spectrum of

EEG

frequencies toward the slower range, with a

concomitant increase in voltage and a periodicity described as "bursts" or
"hypersynchrony" provide the change in milieu

behavior.

The

that is

more

effective in altering

significance of the delta shift has been clearly demonstrated in

electroshock therapy; and can be inferred from the available data in lobotomy,

insulin

coma, and the

That a delta
drug

effects.

tranquillizers.
shift has

Those drugs

some

Specificity is seen in the analyses of the

that induce the delta shift - the phenothiazines

and

reserpine - have been consistently reported as effective modifiers of psychotic

�-11...
of psychotic behavior. Changes in brain function reflected by

tion only, or a shift in frequency

Spectrum

efficacy in altering psychotic behavior.

is further

to the faster range, have a limited

*

The

significance of a delta shift

seen in the limited efficacy of subconvulsive electroshock when

Another aspect of the

alteration in brain function

in seizure threshold.

change

With the

which may be defined

delta shift in the

in clinical seizures would be anticipated. This is indeed true.
been described following electroshock (h, 2%), are prominent

(to) and a

common

comp

‘

pared to convulsive electroshock in the management of psychoses.

is the

desynchroniza—

EEG

EEG,

an increase

Seizures have

after

lobotomy

"complication" during and occasionally following insulin

coma

therapy (23). With the tranquillizers, the parallel of clinical efficacy and
seizure induction is most striking.

reserpine rarely; benactyzine not at all;

commonly;

anticonvulsant!
EEG

Phenothiazine compounds induce seizures

The lowering

delta shift induced

and meprobamate

is a potent

of seizure threshold parallels the extent of the

by these compounds.

Similar analyses can be

made

for

the potentiation of sedative action and induction of parkinsonism - both potent

indices of

an

The

quency
some

alteration in cerebral function.
neurologic basis for the delta shift and increase in seizure fre-

is unclear.

Whether

this represents a persistent change in function of

specific brain stem nuclear system, as the centrencephalic, thalamic or

hypothalamic,

is conjectural.

From

the wide range of agents that can induce a

* These observations suggest the application of EEG screening of new chemo~
therapeutic compounds for therapeutic efficacy according to their ability

to induce delta burst activity with a

minimum

of side effects.

�- 13 SUMMARY:

1.
shock,

The

neurophysiologic and clinical neurologic aspects of electro-

"tranquillizers," insulin
2.

The

coma and lobotomy,

are reviewed.

efficacy of each therapy in the treatment of psychoses is

related to the ability to induce a persistent change in cerebral function,
of which a delta

shift in the

seizures are

indices.

3.

two

EEG

spectrum and an increase in incidence of

Alteration in cerebral function is

behavioral change with each of these therapies.
a "complication," nor an "untoward
mode

an

essential prerequisite of

Such

alteration is neither

effect," but is the gigs 333

299 of the

of action of these therapies.
M.

No

evidence has been educed in these studies

that the physiodynamic

therapies are Specific agents for the relief of psychoses; nor
specific

do they

affect a

segment of the nervous system; nor do they induce Specific behavioral

changes.
5.
and

The

therapeutic process of electroshock, insulin

tranquillizers

may be

in cerebral function

coma, lobotomy

ascribed to the induction of a persistent alteration

which provides the milieu

the subject to his environment.

for a

change in adaptation of

�-

1a -

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17

-

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Personal Communication.

�-

12 _

delta shift, with or without hypersynchrony,
EEG

changes

it

appears more

likely that the

reflect an alteration in the diffuse biochemical activity of the

nervous system rather than in a focal

activity of specific cellular masses.

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�QFURTHER OBSERVATIONS MADE SINCE THE ARTICLE

"Electro-cncephalo-

graphic Evidence of Bersonality Changes by Ataraxic Drugs in
Mentally Disturbed Patients." WAS WRITTEN.
l) A number of mistakes due to faulty or non-standardized technique in the assessment of alpha
a) Duration of the recording:

It

was found

that

some

activity for the first

stability

patients

had

were made.

little

alpha
five to ten minutes of the
who

recording deve10ped a more stable alpha activity,

later

it is

on.

therefore suggested that samples of alpha activity should be taken at least ten minutes after the
beginning of the E.E.G. recording.
b) Period of the day:
Slight differences of habitual alpha activity were
observed in one and the same patient according to the
time of the day when the E.E.G. recording was taken.

applies also to the period of the last meal.
It is therefore suggested that the E.E.G. tracings

The same

should be taken at the same time of the day and at the
same intervals after the last mealhad been taken.
c) Waiting of the patient before the E.E.G. recording.

It

observed that if patients had to wait for long
periods in the waiting room before his E.E.G. recordwas

ings were taken the alpha activity was poorer than on
d) Noises.
The

effect of any noises, particularly of any talk,

during the E.E.G. recording changed thexalpha E.E.G.

pattern imedia-telyss
It seems therefore that the total absence of any noise
is necessary to produce a valid E.E.G. recording for
the assessment of alpha
0)

A

stability.

Special alpha run, allowing the simultaneous trac-'

ing of temporal and parietal occipital alpha was found
to be useful.

�2) The alpha

stabilizing effect of Largactil

and

Serpasil.

a) Single administration:

intravenous and intramuscular administration
of a single large dose of Largactil (100 mg.) or Serpasil (5 mg.) often had little or no effect on the
1.

The

alpha

stability.

ii.

The

period of

administration of the
3

days to

2

same

drugs, over a

weeks, did produce an alpha

stabilization.
b)

Age

groups:

effect of these two drugs, in sufficient
quantities, was observed in all children whose habitual alpha activity was poor.
ii. In adults there were some exceptions to the rule,
particularly elderly people suffering from depression.
0) Quantitl:
The effect of alpha stabilization, even after a long
period of administration, was sometimes only observed
when large quantities of the drugs were given.
It is therefore suggested that in case of a negative
E.E.G. effect the test should be repeated after in1.

The

creasing the dosage of the drug.
d) Temporal Alpha:

It is

observed that in sons cases the alpha stabilization occurred equally in the temporal and parietal
occipital regions. Most often however, the alpha

stabilization

was more marked

in the temporal regions,

infrequently the alpha stabilization occurred
in the temporal regions only.

and not

e)

An

experiment was conducted on 30 schizophrenic pmients,

10

patients received Serpasil 3 grs. daily, 10 patients
received a new drug to be tested and 10 patients received a placebo. E.E.G. tracings were taken before the
'administration of the drugs and on one occasion after
the course of drugs was started. Psychological tests
were made to assess the clinical improvement.

�It

that the patients who had received Serpasil
showed a statistically significant improvement of their
alpha-stability. The ten patients who had received the new
drug that was to be tested showed a significant diminution
was found

of alpha-stability in the temporal regions. The patients
who received the placebo showed a random distribution of improvement or deterioration of their temporal alpha rhythm.
The

correlation between

improvement of

alpha-stability int.-

the temporal region and clinical improvement was about +0.45
only, in all 30 cases, whether this was due to the effect of
drugs or not.
The Doctor who was

conducting the experiment, the

statistician

of the Mental Hygiene Department and our own observations in
our E.E.G. Department showed that many relevant factors during
the psychological testing (in which unfortunately "socialis-

ation“

was

not a part) suggesting improvement were not controle'

led.

f) It is

that alpha-stability
may be correlated with relaxation and alpha-blocking with tension, though this is certainly not the full story, probably
a reasonable hypothesis to assume

only an approximation. About 80% of true melancholics, who are
certainly not relaxed, have an exceptionally high alpha index.
Ostow's suggestion thatwalpha activity generally respons to a

preparation for constructive thinking and the disappearance of
the alpha activity when the constructive process was put into
action, probably, is nearer to the truth. The more correct
hypothesis would seem to be that relaxed patients generally
ruminate less than tense subjects.
3) Further references bearing on the subject of alpha stabilization:
a) "By hypnotic suggestion to relax, Ford and Yeager reported
the induction of "good" alpha patterns in several patients with
anxiety states, whose previous E.E.G.'s showed little or no
alpha-rhythm.' Relaxation suggestions were not followed by EE.G.
changes in subjects whose E.E.G.'s

rhythm."

naturally

showed "good"

�-

4 _

Ford, W.L. and Yeager, C.L. "changes in the electroencephalogram in subjects under hypnosis. "Dis.nerv.
systo 1948, 9, 190—192.

H

a) There are several references in the literature to
the fact that short courses of electro-shock-treatment
tend to increase the E.E.G. alpha activity.

4)

W:

quoting a reference of Ellingson a mistake occurred
in my article which should be corrected.

When

Should read

-

preposition by Saul and Davis that passive indiv—
iduals tend to have regular persistent alpha rhythms of
high index has been often cited in the literature and
“The

appears to have been accepted as fact. Sisson and E11ingson reviewed the evidence upon which that preposition
was based and found it unconvincing.”

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                    <text>Reprinted from ”Electroencephalography and Clinical NeurOphysiology Iournal"
Vol. 10, No. 1, February 1958.
LATERAL GAZE NYSTAGMUS AS AN INDEX OF THE SEDATION THRESHOLD

1

MAx FINK, M.D.

With the technical assistance of
HANNAH MOSQUERA

Department 0] Experimental Psychiatry, Hillside Hospital, Glen Oaks, N.Y.
(Received for publication: October 17, 1957)
On reading the report of Thorpe and Barker
(1957) in the recent issue of the Archives, we were
moved to assess our own experiences with the sedation
threshold, and to report a clinical guide to the “inflection point” that we have found useful.

Following the initial description of the technique
by Shagass (1954), we modified our tests which included the administration of the amobarbital test for
brain dysfunction (Weinstein et al. 1953) to obtain
a measurement of the sedation threshold as well. Our
technique was identical to that of Shagass, with
the addition of the measurement of nystagmus on
lateral gaze which the latter test required. The change
in beta amplitude in the EEG was measured visually
in consecutive samples of record, using the additive
ruler described by Shagass.
In the initial group of patients, two observers were
unable to identify the onset of slurred speech with consistency. Disagreement led to administration of
amounts of amobarbital greater than was required,
with the frequent induction of sleep. As we were also
obtaining a record of the induction of nystagmus on
lateral gaze, we became aware that this index was
reliably agreed upon by the two observers, and a correlation with the sedation threshold was sought.
We, therefore, omitted the instructions regarding
counting and substituted the following instructions.
Subjects were told that at periodic intervals they
would be requested to open their eyes and to look
first to one side and then to the other at pre-arranged

tion period. The administration of barbiturates con—
tinued until nystagmus was observed, and then an
additional 2 cc. were given.

RESULTS
To date, we have 91 measurements. The following
table notes the difference between the number of milli-

grams of amobarbital per kilogram body weight for
the EEG measure (the sedation threshold) and for the
onset of nystagmus. Differences greater than one
unit did not occur in this series. The two measurements are seen to be reliably related by a unit of 0.5
or less in more than 90 per cent of the observations.

M
TABLE I
Frequency Distribution of Difference in
Amount of Amobarbital
Necessary to Induce EEG Change and Nystagmus
(mg. amobarbital/kg. body weight)

No. Tests (91)

1

47

12

+0.5

+1.0

27

4

Test-Retest Reliability:
During these studies we have also had the opportunity to repeat the sedation threshold measurement
three to five times in the same patient at weekly
intervals. These measurements were done in randomly
selected patients receiving subconvulsive doses of elec-

TABLE II
Absolute Range of ST. Values

Range

0

0.5

1.0

1.5

2.0

No. Subjects (16)

0

2

6

2

4

fixation points.

This was repeated twice in each
direction, usually within ten seconds, while the observer noted the development of sustained regular
nystagmus on lateral gaze. Such observation was
repeated after each injection of 1 cc. of amobarbital
solution, between the 25th and 40th sec. of the injecSupported by the Board of Directors’ Research Fund of
the Society of the Hillside Hospital.
1

2

tric current under barbiturate premedication as part
of a study of convulsive-subconvulsive electroshock.
The behavioral changes in this group were small
14 of the 16 were referred for grand mal electroshock
within 4 weeks after the subconvulsive treatment
-——

period.
The range of sedation threshold measurements
under these conditions is noted in table II.

[162]

�LATERAL GAZE NYSTAGMUS OF THE SEDATION THRESHOLD
Being unable to ascribe greater validity to one reading
than to any other, we determined the mean sedation
threshold for each subject, and the range of variability
about the mean. In table III we have listed the subjects in each range of variability about the individual
mean value.
Thus, the intra-patient inter-test variability for this
test in this series is considerable. The test reliability
of nystagmus as an index of the electroencephalographic change is well within the retest variability
of the test in these subjects.

163

lographique mesuré chez ces malades et dont la validité a été démontrée. Il est recommandé d’utiliser
cette méthode en remplacement de celle qui est basée
sur l’apparence de troubles dysarthriques.

ZUSAMMENFASSUNG
Das Auftreten von Nystagmus mit lateralem Blick
ist ein klinisches Mass fiir die Sedationsschwelle,
welche gut mit dem gemessenen EEG-Index iibereinstimmt und dessen Verlasslichkeit nachgewiesen
werden konnte. Gebrauch dieser Methode wird daher

TABLE

III

Range of ST. Values from the Mean
Range
No. Subjects (16)

0.1——

0.6——

0

0.5

1.0

0

6

4

CONCLUSION
The appearance of nystagmus on lateral gaze is
a clinical guide to the sedation threshold, with a
variability from the measured EEG index well within
the test-retest reliability of the test itself. It is recommended as a substitute, therefore, for the onset of
slurred speech. Further studies of the retest reliability of the sedation threshold are necessary.

RESUME

L’apparition d’un nystagmus dans le regard latéral est une mesure clinique de la sedation qui montre une bonne correlation avec l’index electroencepha-

1.1—

1.6—
2.0

&gt;2.0

4

1

1

1.5

empfohlen als Ersatz fiir diejenige basiert auf dem
Auftreten von verwischter Sprache.

REFERENCES
The sedation threshold. A method for
estimating tension in psychiatric patients. EEG
Clin. Neurophysiol, 1954, 6: 221-233.
THORPE, J. G. and BARKER, J. C. Objectivity of the
sedation threshold. A.M.A. Arch. Neurol. Psychiat, 1957, 78: 194-196.
WEINSTEIN, E. A., KAHN, R. L., SUGARMAN, L. and
LINN, L. The diagnostic use of amobarbital sodium
(“Amytal Sodium”) in brain disease. Amer. J.
Psychiat, 1953, 109: 889-895.

SHAGASS, C.

threshold.
sedation
the
of
index
M.
Lateral
as
an
FINK,
nystagmus
Reference:
gaze
physiol, 1958, 10: 162-163.

EEG Olin. Neuro-

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�PUBLICATION OFFICE
AMERICAN MEDICAL ASSOCIATION
535 NORTH DEARBORN STREET
CHICAGO IO. ILLINOIS
AUSTIN SMITH, EDITOR,
A. M A. SCIENTIFIC PUBLICATIONS

A. M. A.
ArChives Of
NEUROLOGY and PSYCHIATRY

GILBERT s. COOPER, MANAGING EDITOR
A. M. A. SPECIALTY JOURNALS

SECTION ON PSYCHIATRY

DR.

EDITORIAL BOARD

RCY R. GRINKER $R., M.D.
CHIEF EDITOR. CHICAGO

STANLEY COBB, M.D.. BOSTON
GEORGE E. GARDNER, M.D.. BOSTON

““353?st

JOHN WHITEHORN, M.D., BALTIMORE

Institute for Psychosomatic and Psychiatric Research
29th Street and Ellis Avenue, Chicago 16

September 20, 1957

Max

Fink,

M.D.

Department of Experimental Psychiatry
Hillside HOSpital
75-59 263rd Street
Glen Oaks, New York

Dear Doctor Fink:

it will

not be possible to publish
and we like to
backlog,
large
have a wide selection of papers on many subjects and feel that we have
published already all that seems important on the sedation threshold
test as devised by Shagass..

I
the
in
your paper

am very sorry, but
ARCHIVES. We have a

Regretfully yours,
Roy R. Grin

er,

M.D.

Editor~in-Chief for Psychiatry

RRszm

enclosure

�3.er
Dr.

Mort 3. Sam,
General

Putnamtu
Boa: (7&amp;3
{’4’
BOWEN,

ah. 1957.

Hospital,

Mt

Du:- Dr. Scarab:

In vnading : recent. article on the ”mmuvity of the Station
Threshold" in the Archives or Barclay and Paychntx-y, we were mud to
parallel «panama with we test, as well as our 301an
to the problm. I would appreciate your enumeration of this short
clinical not» for the Section of 61mm. uni laboratory Notes of the

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�3-8200
EXT. 380

TEL. LAFAYETTE

ROBERT s. SCHWAB. M.D.
MASSACHUSETTS GENERAL HOSPITAL

BOSTON 14

September 27, 1957
Dr. Max Fink
75-59 263rd

Street

Hillside Hospital
Glen Oaks,

New

York

_

C.N. #61

Dear Dr. Fink:

received and I would like to conditionally accept
for Clinical Notes in the EEG Journal as it stands subject to the approval

Your manuscript has been

it

of the Bditor—in—Chief, Herbert Jasper.

MW

Yours very
RSS:mc

sincerely,

Robert S. Schwab, M.D.

�1g

33

‘12,

McGILL UNIVERSITY
MONTREAL

Department of
Electrophysiology

Allan Memorial Institute,
1025 Pine Avenue'West,
Montreal.

September 30 1957
Dr.Max Fink,

Hillside Hospital,

75-59 263rd Street,

Glen Oaks,
New

York.

Dear Max,

to see

you

for your note on the nystagmus. It was nice
at Zurich, and I hope that we shall be able to meet

Thank you

again soon.

My

best regards.
Sincerely,

Cw
CS/ef

%
,

C. Shagass, M.D.

�12/3/58
Discussion:

Dr. Shagass
Dr.

H.

Fink -

Hillside HOSpital

Dr. Thompson, Members and Guests:

It is

always a pleasure to read another chapter in the
unfolding saga of sedative tolerance tests as they have been
developed by Dr. Shagass.‘ This study,

like its predecessors,

relates neurophysiologic indices to behavioral measures
this area of psychiatry, reflects a welcome application
science to clinical problems.

a

and in

of basic

appropriate to examine this report in the perspective
of recent concepts in experimental psychiatry. During the 1930's,
when electroencephalography was a new science considerable effort

It

seems

in relating EEG patterns to "personality types" or
”diagnoses,” without success. With more refined instrumentation,
there have been sporadic re-assessments without noticeable success.
In the sedation threshold, however, Dr. Shagass, did succeed
in achieving such a relationship. In these earlier studies, he

was expended

related the amount of barbiturate necessary, under standard conditions
of rate of administration and concentration, to induce a specific
EEG voltage and frequency change, to the personality profiles of
the Handsley-Eysenchian school. It is important to note that the
relationship was not between any fixed aspect or index of the EEG
and behavior but between a measure of reactivity or responsivity of

clinical behavior.
We may carry this description a bit-further.
The electroencephalogram is a reflection of central or brain neurochenistry,
and the reactivity of the electroencephalogram to any chemical
stress, a measure of the reactivity, or reSponsivity, or buﬁbring
the

EEG

and

�of the biochemical enzymatic systems ﬂat make up the nervOus

system.

It is

in this organisnic biochemistry that much activity is
now directed in experimental psychiatry. The wide variety of
phrenotrOpic agents, the new and more potent hallucinogens,
and the expanding technics of enzyme and steroid chemistry are
providing experimental psychiatry with research tools of
consideraﬂe adaptability. One application of these technics

highlighted yesterday by Dr. Gottlieb and his co-workers
at the Lafayette Clinic,who reported their ihitial observations
on the significant relationships between schizophrenic behavior

was

and the

reactivity

of insulin.

These

of the glucose-enzyme systems to the

authors carefully noted that there

stress

was no

relationship between the initial levels of their biochemical
measures and behavior.
Dr. Shagass'

earlier studies

of the sedation threshold -

end-point - are clearly within this tradition.
His report today is also in this general tradition, but instead
of a neurophysiologic index of clear definition has utilized a
clinical index ~ lack of a verbal motor response to a verbal
command - as the end-point. In the report today, he has related
the amount of pentothal necessary to induce this state of lack
of response (which is defined as "sleep") with the affective
state of the individual at the time of the experiment. He has
observed that the more fearful,disturbed, tense, angry and
worried a subject is, the more barbiturate is necessary to induce
using an

EEG

�-3-

quieter, more indifferent, inactive and retarded
patient is, the less barbiturate is necessary for sleep. He

sleep.
a

Ehe

titration

is thus achieving a biochemical titratinn, and is, in essence,
measuring the subject's responsivity or reactivity to barbiturate.
By repeating the studies seriatim, he is able to report shifts
in this state of reactivity.
In his desire to extend the sedation threshold technic to
situations in which the EEG was not available, and provide for greater

clinical applicability, some of the precision of the earlier
studies has been forfeited. It is not unexpected, considering
the lack of precise definition of behavior as well as the endpoint of titration, that the reactivity-clinical relationships
I have noted two puzzling relationships.
Increasing sleep thresholds are associated, on the one hand, with
excitement, worry, restlessness and anger; but also, with clinical
improvement in a course of convulsive therapy. Also, in one

are somewhat cloudy.

patient,

transient

induced psychosis
sharp drop in threshold, while in the same
a

LSD

is associated with
patient, fear of

a

treatment, restlessness and increased tension are associated with
rising thresholds. I would snapect that these apparent discrepancies
arise frOm the non-Specific nature of behavioral reaponse to neuro—
physiologic change and to the poverty of our descriptive language
for behavioral change. I would wonder what shape the curves
would take if the change in sleep threshold were plotted against
other indices of brain function as predominant EEG frequency
pattern or degree of synchronization; or such psychologig indices
of brain function as the perception of embedded figures or OFF;
or such behavioral indices as dyadic or

syntactic linguistic

�-hanalyses. Alternatively, more precise,— operational measures
of the behaviorll subsumed under "anger," restlessness,¥ "worry”
may proiido, again, the relationships indicated earlier by the
sedation threshold studies.
Lest these comments be misconstrued, let me say, in closing,
that Dr. Shagass is to be warmly congratulated in these studies

basis for the developing neurOphysiologicadaptive hypothesis of behavior. His demonstrations of central
neurophysiologic reactivity in the sedation threshold are in the
best exPerimental traditions. We are eagerly looking forward to
further experimental neurophysiologic studies from his new

which are providing a firm

laboratories in Iowa.

�12/3/58
Discussion:

Dr. Shagass
Dr. H. rink

—

Hillside Hospital

Dr. Thompson, Henbers and Guests:

It is

always a pleasure to read another chapter in the
unfolding saga of sedative tolerance tests as they have been
developed by Dr. Shagass. This study, like its predecessors,

relates neurophysiologic indices to behavioral measures and in
/‘this area of psychiatry, reflects a welcone application or basic
science to clinical problems.
It seaas appropriate to examine this report in the perspective
—

of recent concepts in experimental psychiatry. During the 1930's,

electroencephalography was a new science considerable effort
was expended in relating EEG patterns to ”personality types" or
"diagnoses," without success. With more refined instrumentation,
there have been sporadic re-assessnents without noticeable success.
In the sedation threshold, however, Dr. Shagass, did succeed
in achieving such a relationship. In these earlier studies, he
related the amount of barbiturate necessary, under standard conditions
or rate of administration-and concentration, to induce a specific
EEG voltage and frequency change, to the personality profiles of
the Handsley-Eysenchian school. It is important to note that the
relationship was not between any fixed aspect or index of the EEG

when

and behavior but between a measure of

reactivity or resphnsivity of

clinical behavior.
The e1ectro~
We may carry this description a bit further.
encephalogran is a reflection of central or brain neurochenistry,
and the reactivity of the electroencephalogram to any chemical
stress, a measure or the reactivity, or responsivity, or buﬂhring

the

EEG

and

�«2e-

of the_biochenica1 ensynatic systems ﬁat make up the nervous
system.
It is in this organisnic biochemistry that much activity is
now directed in experimental psychiatry. The wide variety or
phrenotropic agents, the new and more potent hallucinogens,
and the expanding

technics of enzyme and steroid chemistry are
providing experimental psychiatry with research tools of
consideraﬂs adaptability. One application or these technics
was highlighted yesterday by Dr. Gottlieb and his co-workers
at the Lafayette Clinic,vho reported their initial observations
the significant refationships between schizophrenic behavior
and the reactivity of the glucose-enzyme systems to the stress
of insulin. These authors carefully noted that there was no
on

relationship between the initial levels of their biochemical

measures and behavior.

earlier studies of the sedation threshold using an EEG endspoint ~ are clearly within this tradition.
Bis report today is also in this general tradition, but instead
or a neurophysiologic index of clear definition has utilized a
clinical index - lack of a verbal notor response to a verbal
Dr. Shagass'

- as the endnpoint.' In the report today, he has related
the amount of pentothal necessary to induce this state of lack
of response (which is defined as asleep“) with the affective
state or the individual at the tins of the experiment. He has
command

observed that the more feartn1,distnrbed, tense, angry and
worried a subject is, the more barbiturate is necessary to induce

�-3sleep. the quieter, gore indifferent, inactive and retarded
a patient is, the last barbiturate is necessary for sleep. He
titration
is/thna achieving a biochemicat titration, and is, in essence,
measuring the subject's responsivity or reactivity to barbiturate.
By repeating the studies seriatin, he is able to report shifts
in this state of reactivity.
In his desire to extend the sedation threshold technic to
situations in which the EEG was not available, and provide for greater
clinical applicability, eons of the precision of the earlier

studies has been forfeited. It is not unexpected, considering
the lack of precise definition of behavior as well as the endpoint of titration, that the reactivity-clinical relationships
are somewhat cloudy. I have noted two ﬁnssling relationships.
Increasing sleep thresholds are associated, on the one hand, with

excitenent, worry, restlessness

also, with clinical
improvement in a course of convulsive therapy. also, in one
patient, a transient LSD induced psychosis is associated with a
sharp drop in threshold, while in the sane patient, tear of
treatment, restlessness and increased tension are associated with
rising thresholds. I would suspect that these apparent discrepancies
and anger; but

arise from the nonnspecific nature of behavioral response to neuro~
physiologic changa and to the poverty of our descriptive language
for behavioral change. I would wonder what shape the curves
would take if the change in sleep threshold were plotted against
other indices of brain function as predominant EEG frequency
pattern or degree of synchronisation; or such-psychologtg indices
of brain function as the perception of embedded figures or 61?;
or such behavioral indicee as dyadic or syntactic linguistic

�l-h‘

analyses. Alternatively, more precise,~ oﬁerstionsl measures
of the behavioral subsumed under ”anger,“ restlessness,1 “worry"
hey provide, again, the relationships indiohted esrlier by the
sedation threshold studies.
Lest these comments he misconstrued, let me say, in closing,
that Dr. Shegsss is to be warmly congratulated in those studies
which are providing o firm basis for the developing neurophysiologica
adsptive hypothesis of behavior. his demonstrations of central
neurophysiologio reactivity in the sedation threshold are in the
best experimental traditions. we are eagerly looking forward to
further experimental neurophysiologic studies from his new
laboratories in Iowa.

�qt-

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we

moved

reading the report of Thorpe and
'

in the

to assess our

own

W5
/Q1(LLAAjr

Barke%ajm
issue of the Archives,

we

were

experiences with the sedation threshold, and to

(2

report anether clinical guide to the "inﬂection point" that

useful.

'

‘

’“

n

U

Following the

initial description

the adninistration of the amobarbital

W

/

)1

"#

WWW
Our

’

'

/

'

“‘

'*

have found,

we

,,
I

_

/

"

ﬁr

of the technique by Shagass

we modified

ﬂat:

is: iiﬁ—

our seaside which included

test for brain

dysfunction

(-Weéna-teim,

to obtain a measurement of the sedation threshold as well.

technique was identical to that of Shagass, with the addition of the

measurement of nystagmus on
775:

lateral

q

change

gaze which the

latter test required.
7h4¢4ww¢16f
EEG was done- visually
‘

‘

in beta amplitude in the

in consecutive samples of record, using the additive ruler described by
Shagass.

In the

initial

group of

patients,

two observers were unable to

the onset of slurred speech with consistency.

identify

Disagreement led to administration

of amounts of amobarbital greater than was required, with the frequent induction

�-2l?!‘

sleep.

gaze,

As we were

also

We,

ML.

Wis-of
:_ reliably

that this index was

we became aware

observers, and

w/umd 9/
obtaining

/“45“¢’7""

nystagmus on

?/

lateral

agreed upon by the slur-e

W..a.correla.tion withthe sedation thresholdwv W/{Z‘

therefore, omitted the instructions. regarding counting

stituted the following instructions. Subjects
intervals they would
one side and then

be requested

to

were

their

open

and sub-

told that at periodic

eyes and to look

first

to the other at pre-arranged fixation points. This

to

was

repeated twice in each direction, usually within ten seconds, while the
observer noted the development of Sustained regular nystagmus
gaze. Such observation was repeated

after

The

injection of

lateral

1 cc of

amo—

N,

~:
‘

. “42"

barbital solution,

each

on

between the 25 and ho seconds of

the injection period.

administration of barbiturates continued until nystagmus was observed,

and.
MW
’00
(Lou

and then

?WU°:

——————-—_

To

more were given.

date,

we

have 91 measurements.

,,

difference between the

number of

thes926an threshold

and

W

W

.

MW)

not!“ the

:

milligramkl

(/19 m7...

of ambbarbitaljfo/r

Maﬁa,”

for the Onset of nystagmus, reﬂects-enemi-

Differences greater than one unit did not occur in this series.

The two measurements

7,2 79/1;

following table 4

The

arenreliably related by a unit of 0.5 or lessxw

Wamﬂm~

Z...

‘

'

�-3I

TABLE

Frequency Distribution of Difference in Amount of Amobarbital
Necessary to Induce

EEG

Change and Nystagmus

(mg Amobarbital/Kilogram Body Weight)

No. Tests

.100

.005

0

+0.5

+1.0

l

12

h?

27

h

\

?//

;

Test-Retest Reliability:
During these studies

all»

we

'

havenhad the opportunity to repeat the

sedation threshold measurement three to five times in the

intervals.-

weekly

These measurements were done

patient at

same

in randomly selected patients

receiving subconvulsive doses of electrnc current under barbiturate premedicationqi
as part of a study of convulsive-subconvulsive electroshock.
changes

in this group

were small

- fourteen of the sixteen

The

were

behavioral

referred for

/z~n/¢‘¢A{4”~*¢¢ég«~0 '
grand mal electroshock within four weeksye7/ngr
.

‘

(fl/$4,224.

The

range of sedation threshold meaSurement?under these conditions

noted in Table

II.

TABLE

II

Absolute Range of S.T. Values'
Range
My,

Subjects

(/4)

0

0.5

1.0

1.5

2.0

o

2

6

2

h

&gt;2.S
2

ff’a./§L»«#
is

�-hBeing unable to ascribe greater

é

validity

.

the

we determined
we

have

mean

sedation threshold for each subject,

subjects in
the-m
mdmadud
MM.
value.
the

listed

WE:

W
W

one reading than ﬁes any

each range of

M basis

variability

’

mean

III

TABLE

Range

Range

/o. ﬁubjects (/5)

other,

of S.T. Values from the

e

0.10.5

0.61.0

o

6

h

1.6-

101'-

1.5
’

“N‘r‘m-wrv .,.m

52.0

2.0

7

h
J

Mi."-

Mean

1

1
,

.

.,

K.,.ﬁm’WhﬁW-am~w-.w:122-w

7 Wat, {is mus-patient;inter-test variability for this test in this series
is considerable.

test reliability of

The

electroencephalograpmzhc change

is well within the retest variability of

test in these subjects.

Qéz:
the

adapted the appearance of nystagmus on

m

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My 4 Wﬁffeéé: fr!»

WI mat?»

lateral

WRﬁ—WW

the sedation threshold,

a;

nystagmus as an index of the

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�THE LONG ISLAND JEWISH HOSPITAL
270-05 76th AVENUE
Department of
MEDICINE

0

NEW HYDE

PARK, LONG ISLAND, N.

Y.

-

TELEPHONE:

Fleldstone 3-6700

�Suptonbar 21, 1961

ntrtin H. rats, Ph.n.
Reiuurch Piyuholosint

Paychophurnnaoloxy surviuc Cantu:

o: nautnl Bonita
lation:1 Institutg
Md.

Buthnldn 1h,
Dcar
_

ﬂirtin,

tour lattqr regarding 1 r0110! o: it: Iodaiitn
thrcihold attack a oynpsthcsia chord, and I an caconr:god
to share my Vitus with rat, Buvavcr, tin probla: in acuu
plax tad perhaps no as: not anido tan. tin. in Huntington
fur a dutuiled diacunuion.
Hy

interest in tho sedation thronhaid van

cooulionnd

onrlicr intarout in tho at. 0: intravoaonn snibirhitll
an a fast tar brain dynrunation. Hoinltciu and Ichni
Donitl at Illa-an c c. ThOIIl, 19 S) In tn. court. of
ofcoiﬁucﬁoci 05:310.,
we curriod out many out13¢tau at tho
8.2. .36 can. to it. eontlalion taut sh. inst was phyliylogically and itchnically Hound. Finding dylgrthriu I difficult
ondnpoiut, I lubntitnicd nyutccnuu; but in raulity, thin
can b: dilponlod wish, ninco tn. acnlurod and-puini in
to. EEO
tbs
3.3995:
by ny

aarpud nhoui drunrthrin,
corroct ll tar an int: hlvo (out, but thin dittiauliy intr.not
inlnrunuBStblo, uni boar: no aigaitiaing rolgtion to the
valet at $8. tout.

the critic:

who have

The quantiann

It

inane trot

II it. tlli stunt. in in: can. individual .v-rtiuo?
2. In thuro a charteturiltio tcapanao which
boar: a oiguir10§nt1y high corroliticn
with n bchnvioral Vlriibli - ntnnly, sh.
oililifiottion by psychiatriltl a! tangent:
iuia uolclogic (racy-9

1.

�0-2-

3. Thirdlr, your quclhiou, “it true, it (8.1.)
ahvioualy can b. very alarm! in trtttnaut
ﬁrodiotion nhndicl'.
1. Out Inn uxp.richou indiohtUI that : high intrh~
individual variabiliir; a limited ran 0 at vuluon tar thc halt
(tvclvc point. from 1-6 in half than. and an oqnivocnl EEG
0nd»point in 10-20! a: test: lit?! to nuko tha rnlihbla duturu
ainntion if tho 8.!. difficult.’ that. vurinblcn soon inhurout
in th. taut danish, and Ira not, in :1 opinion, I luck or
know-haw by uh. ohlurvcrl.
2. no. Hy nogahiva unuwar to thin question is partly
hhoad on (1); Ind partly on tho uuucl dittioaltios at nonology.
in somewhat limplowmiadod to uspuat a high corrolntion
It
betwocn a 'uinplt’ phyiinloxic rotativity naulurc had a
“90:91.3” hypnthctie clhatrnat with '0 Inch inhtront unhigui»
3

hy Ind

variability.

in: 3.2. may hat bu rnlutcd in
diagnosis; aha the 3.T. h. unoful in truttacnt prediction?
I think it uh: ha, ~~ not for hhc losicul raglan: anuuily
IiVOI, but blcinll of the value of tha tout an I .anctivity”
nth-urn. In the pulh tow ybnrn variouu indict: huvo blln
nhaua to huar IOll rolatiou to trontnont or to diacnnlis ~hnd ouch inﬂux it halt huh-ulna under tho hgru or a 'ruautivio
inﬂux”. HO utatod hhht pationth vhe chowod two or nor.
tr
laughing «hangs. utter intrtvonoun uncharhitnl war. nor.
likely to thaw curly EEO ehnnsun httnr uloetrouhock, had to
3.

Evan ihough

aha: gruntor dncrucn or hohnviortl church and iuprovonnnt
of Cenaunieatign, 126 - 139, 1958). Goldntn
pantothnl burnt. tr. 010'
’3'; a o
thin
in uppchrsaoo in achiIOphronic nnhjocta, and ht! unod
tout protnouticclly. Siuilhr mittencutl hart bath midi, in
£36 Ctt‘uli
nor. quantitttivo Itudinu, by Itil (Erlungun)
(Milan), why havu rclntod thn changod EEO putt-run to corehrnl ltrophy on pucnnaoneophulozrtphy. In hnothcr type of
studios, tho bland prolhnro rcupan-au to nocholyl and to
harshnlin have bath roptahcdly Incgnutod an a dilﬂnﬂltic
had prognontic 136.3. A cannon bhaiu in thcnc Ithdiou in
that u link of reactivity or a alow ranchivihy in zanornlly
taunted vith schiloyhruni: 0» brain atrophy ~~ a poor
proxnoutic high to: the artillhlo thsrtpiol; whil. high
rtnotivity in aquutnd with écprcauivc syndronon ~~10w: [and
tauntivprognostic sign with awnilhblh thnrapitu. Than,
invoked
indux
or
but
hi
an
high
any
your
prtgnoling
a:
it:
ruaahivity will bchr A high wurrulation with hshhvioral
chaugu, had a varinhlo In. with inprOthont rutinzs. (3.0

�.3our views of beteviorel change and inpreveuent ratings, Arch.
Gen. Feloniet. g; 259, end 5; 30, 1961)
Thus, there is much merit in Shannen 8.1. -- not, in
.my View as e diegnoetic index (for age is much more relieble
and easier to ascertain), but ea one guide to neurophyeielegic
reeetivity -- e eubaect that needs {nether study as e preg-

noetic and as]: noeelogicel teal!
I trust this in reeponeive to your inquiry. I would
16-1? ?)
like to disease it acre fully in doWashington (October
the 8.1.,
in
end wenld recommend that if yen
get interested
on
veriene reactivity
that you consider 3 eeriee or aeetinge
ueeeuree in plyehietry .. the neehelyl test, the 8.2. end
the coldnen ee exemplee at the more explicit.
My

regerde.
sincerely yours,

Hrcdte

ex

n ,

“.5.

�I1

I. I.

I

$5 I

[3

EE

P1

(3

55 F’

I'T'l\

I.

FOR PSYCHIATRIC TREATMENT. TRAINING AND RESEARCH

75-59 263RD
A. MILLER, M. D.
,
,
Medical
Director

JOSEPH S.

SIMON KWALWASSER,

FIELDSTONE

LEON LOWENSTEIN

8-7800

Department Of Experimental Psychiatry

M. D.

Assoc. Medical Director
MAURICE

STREET. GLEN OAKS. NEw YORK

BACHRACH

Honorary Chairman
Board of Directors
ROY .FOSTER
Chairman
Board Of DWWOH
ALVIN E. COLEMAN

Administrator

President

September 12, 1957.

Dr. Roy Grinker,

Editor, Section of Psychiatry,

A.M.A. Archives Neurology &amp; Psychiatry,
29th Street &amp; Ellis Avenue,

Chicago, 16,

Illinois.

Dear Br. Grinker:

In reading the report of

issue of the Archives,
the sedation threshold,

Thorpe and Barker

in the latest (August)

to assess our own experiences with
and to report another clinical guide to the

we were moved

"inflection point" that we have found useful.

During the past two years we have included a measurement of the
sedation threshold in our tests of brain function. we initially followed
the technique described by Shagass (EEG Clin. Neurophysiol. é: 221-233,
l95h). Measurement of the beta amplitude reaponse is done visually in
several samples of record using the additive ruler described by Shagass.

initial group of patients, two observers were unable to
onset of slurred Speech with any consistency. 'We, therefore,
the
identify
omitted
this step, and continued drug administration until
gradually
drowsiness was clearly manifest, combined by a statement by the technician
that an increase in beta amplitude in the record had occurred at least 1%
In the

minutes before.

that occasionally amounts of amoreach
an inflection point were administered. We,
barbital inadequate to
therefore, began to note'the onset of nystagmus on lateral gaze as a guide
to the sedation threshold.
This technique had the drawback

Subjects were told that at periodic intervals they would be requested
to open their eyes and to look first to one side and then to the other at
pre-arranged fixation points. This was repeated twice in each direction,
usually within ten seconds, while the observer noted the development of
sustained regular nystagmus on lateral gaze. The administration of barbiturates continued until nystagmus was observed, and then 2 cc more were given.
The EEG records were then measured for the inflection point by the visual
method.

AN AFFILIATE OF FEDERATION OF JEWISH PHILANTHROPIES OF NEW YORK

�Dr. Roy Grinker (Contd)

-2—

To date, we have 91 such.measurements. In the following table, the
difference between the point of onset of nystagmns (nystagmus index) and
the inflection point of beta amplitude change (EEG index) is reported.

Difference .100
1

EEG

Index s-Nystagmns Index

.005

0

+05

+1.0

12

h?

27

h

Differences greater than 1.0 unit did not occur. It is apparent that the
nystagmus end point for the sedation threshold is reliably related to the
EEG end point by a unit of % in more than 90% of the trials. Since the
error of the sedation threshold under test - retest conditions is between
0.5 and 1.0 units, this nystagmus index is a satisfactory guide to the
sedation threshold, as defined by Shagass.
W
In our continuing studies of the sedation threshold, we have,
therefore, ceased measurement of slurred speech or drowsiness, but have
relied on the onset of nystagmns as the clinical guide to this index.

I trust that this data

may be

helpful to other investigators.
Sincerely'yours,
v

,4

a’V‘wﬂwc

has:

MF:JB

_

Fink, mm.

�</text>
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                <text>Lateral gaze nystagmus as an index of the sedation threshold. Electroencephalogr Clin Neurophysiol. 1958 Feb;10(1):162-3.</text>
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                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
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                <text>12 items. 1: [Preprint]. 2: Reprint from Electroencephalography and Clinical Neurophysiology Journal Vol.10, No.1, February 1958. 3: Letter to Dr. Roy Grinker form Fink. 4: Letter from Grinker to Fink. 5: Letter to Dr. Robert S. Schwab from Fink. 6: Letter to Fink from Schwab. 7: Letter to Fink from C[harlie] Shagass. 8: [preprint] to Dr. Thompson, members and guests discussing Dr. Shagass (2 copies). 9: Handwritten notes. 10: Draft with edits. 11:Letter to Martin M. Katz from Fink. 12: Letter to Roy Grinker from Fink. </text>
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                    <text>��COPY

Clinical Release
PRODUCT

Combination of 'Thorazine' and Diparcol (SKF #1026-A)

Diparcol alone

'Thorazine'

mg/cag.

ca .

FORMULAS

50.0 mg.

H01

2.0

Magnesium.Stearate
Lactose

200.0

-__-

----

mg.
mg.

300.0 mg.

is.
Restricted Medical Utility Studies - Dr.

Herman Denber

TOXICITY

Acute Intravenous Toxicity The intravenous acute toxicity of a combination of
SKF #1026—A ('Diparcol') and 'Thorazine' in the ratio of 5:1 was determined.
Intravenous LD50'S in male mice (CFl) were determined for SKF #1026-A, 'Thorazine'
and a combination of SKF #1026-A and ‘Thorazine' in the ratio of 5:1. The mice
were observed for a 2h hour period, at which time all surviving mice appeared
—

normal.

Combination

significantly

more

toxic than

SKF #1026-A

(T.R.

=

1.2)

'Thorazine' ngt_significantly'more toxic than combination.

(T.R.

'Thorazine' significantly more toxic than

- 1.36)

SKF

#1026-A (T.R.

=

1.13)

acute intravenous toxicity in mice of a combination of 'Thorazine' and
‘Diparcol', in the ratio of 1 part of 'Thorazine' to 5 parts of 'Diparcol',
did not differ significantly from that of 'Thorazine' alone. Such a comparison
is valid since the slopes of the toxicity curves are parallel. The combination
is significantly more toxic than 'Diparcol' alone, but the comparison is subject
to criticism.that the slopes of the toxicity curves are not parallel.

The

December 9, 1955

�DIPARCOL

In answer to your request an attempt has been made to find data comparing the
anticonvulsant activity of Diparcol (Diethazine, SKF #1026) with.that of other
phenothiazine derivatives: Phenergan (SKF 1&amp;98), 'Thorazine‘ (SKF 2601),

Promazine (SKF 3h06), 'Compazine' (SKF h657), SKF 5277 and SKF 5116. No such
studies have been done in our laboratory. The only SKF lab report on Diparcol
gives its toxicity as LDSO * 31.2 mg/Kg I.V. as compared with 22.9 mg/Kg I.V.

for 'Thorazine'.

Balestrieri

(1955) compared Diethazine, Phenergan, Parsidol and chlorpromazine
with respect to their protective action against electroshock and Metrazol
seizures in rabbits. Phenergan and chlorpromazine showed no anticonvulsant

action against electroshock seizures; Diethazine, 5 mg/Kg I.V. protected
2/5 animals and at 10 mg/Kg I.V. 3/5 animals. Parsidol protected 2/5 animals
at both doses. These results confirm SKF data obtained using maximal electroshock seizures in mice which showed no anticonvulsant activity for SKF lh98,
2601, h657 or 5116. SKF 3h06 did protect mice against seizures; the ED§Q was
155 mg/Kg p.o. SKF 5277 also demonstrated anticonvulsant activity with an
oral ED50 of 71.0 mg/Kg.
,

Balestrieri

snowed chlorpromazine to be
Metrazol seizures. Phenergan was inactive

inactive in protecting
at 5 mg/Kg I.V.
rabbits against
but a 10 mg/kg I.V. protected h/5 animals. Diethazine protected h/5 animals
at 5 mg/Kg and 5/5 at 10 mg/kg. ParSidol protected 5/5 animals at both doses.
’No similar SKF data are available.
The experiments of

Anticonvulsant action and molecular structure of phenothiazine
derivatives. .krch. Int. Pharmacodynam. 103:1-11, 1955

Balestrieri,

HLM:pz

hc

A.

�COPY-

PHARMACOLOGY REPORT

November 8, 1956

10-(2'-Diethy1aminoethyl)-Phenothiazine
Hydrochloride 0R (Diparcol)

SKF No. 1026-A

Compound:

Code No. Lot No. 99

Structure:

)W
ii

/”
'\\
K\//h\§v/\
EV

1

9H2
l

c H2.N-( 02H37~2

mignzim.R.T.Cmma'
Tested for:

Dose Range

-

.HCl

Mmda

Studies in mice after intravenous administration (11/10/55)

Observations

Dose
rug/kg

side effects

2.5

No

5.0

2/2 slight depression, loss of pinnal reflex
2/2 ataxia, sl. depression, loss of pinnal reflex, 'Thorazine'
walk.
2/2 ataxia, marked depression, dyspnea, 'Thorazine' walk,
loss of pinnal reflex.

10.0

15.0

6/6 clonic convulsions, apnea, prostration, ataxia after recovery, hypotonicity, 3/6 dead
2/2 clonic convulsions, apnea, prostration, ataxia after re-

20.0

25.0

.

cover

h

otonicit

Note-—all animals recovered from.prostration within 60 minutes..
Summary:

exhibited 'Thorazine'-like side effects after intravenous
administration in mice. Slightly higher doses were required to produce
depression than with 'Thorazine' and the depression produced was of
shorter duration.

SKF #1026—A

'Thorazine'-like

Activity:
Charge:

Biological screening

GW/IB/m/mh

�LILLY LABORATORY FOR CLINICAL RESEARCH
INDIANAPOLIS GENERAL HOSPITAL

INDIANAPOLIS

7, U.

S.A.

December 29, 1955

Max

Fink,

MOD.

Hillside Hospital
75-59 263rd Street

Glen Cake,

New

York

Dear Dr. Fink:

In answer to your recent request, Storey et a1. (Antibiotic
Med. &amp; Clin. Therapy, 2c258, September, I§§STI though
they do not report electroencephalogram findings, do
discuss the behavioral effects of cycloserine. There
have been no publications, to my knowledge, reporting
EEG findings in patients receiving 'Seromycin' (Cycloserine,

Lilly).

Veterans Administration hospitals have been doing
EEG tracings but their reports have not yet been published.
They will probably present their data at the Veterans
Administration Conference on the Chemotherapy of Tuberculosis
to be held in St. Louis in February.
do
be
not
we
of
further
please
may
assistance,
any
If
hesitate to w rite us.
The

Very

truly yours,

f th, M.D.
ri
Clinical esearch Division

R.
mlw

18760EIGHTIETH ANNIVERSARY-1956

�TELEPHONE: LEHIBH

Form 90a-Adm.

4-1300

State of New York
Department of Mental Hygiene
MANHATTAN STATE HOSPITAL

JOHN H. TRAVIS, M. D.
DIRECTOR

IN

Ward’s Island, New York City 35, N. Y.

ANSWERING REFER To

______.______._____

Dr. Max Fink

June 20, 1957

Hillside Hospital
75-59 263rd Street

Glen Oaks, N. Y.
Dear Max:

your findings on
I should like very much to include
Chloram
on
I
that
writing
the
final
in
paper
the 'Diparcol'
me
send
Could
of
you
Treatment
Depression.
promazine-Diethazine
diethazine
I.V.
of
the
effects
in
general,
note
indicating,
a brief
on the EEG? Were there any concomitant psychological effects?
of
"personal
reference
under
the
of
note
I will
course,
this,
communication."
Many

thanks.
Sincerely yours,

[/7
HD:SS

Herman C. B. Denber, M. D.

Director of Psychiatric Research

�4;:-

x}

June a?) 1957.

Dr.

Hem 6.

B. Ember,

Dimmr of Payehiatma Bsmmh,
Mahatma; State ammm,
”55W"! 1818M, ”at.
f:

,

Dear Hm

Itwaaaplmto
Atlantic city. I am aomr that

mm
we

We

withyouandymwﬁein
mum
could not. get. smother for "mucus“

much.
Johanna
and
cmvisit.
I
social
enjoyed
bht
very
Mb:
5.3
who:
moth
with
a wry Might. boy, But this yw' almdy
may:
Mahala,
Ina
1mm. A9 fer our “parlance with
your suggestion in
1 obtained some intmous manual from SKI. In the last 1w
‘mths we hm given it. to six ”news intmmly. Evin subject and
tt. {um
at" electroshock therapy and the trim of the
I.
of
much. In sank instance high
height. of m:
mo
1n
In: an
the
premix
"mag
abatmmphdogm
u’mrity
tam.
the
but situation, in which I and an we qmamm
3 and than remand
after the
parlour M the Watt-attests cf the d
50
2
of
the
The
rate
was
mm.
dosage
drug
gvmat
smnmum.
and
than
abuut
for
thirty
”cording
a
at.
of
the
air.
rate
mast
how
the
to
for
eight
Manama unplug
:pprmntnly mm hour.

mm. mm

mm,

W

93.03th

m
m mm

W» 6!me

We:

m.
mum

WW m
W
m

ma

Way m

hiring the ministmtion, each patient Moped, batman the
coma um fourth cc. m epdseda of waging. mare m
macaw
in breathing which an trunnion. This was the mat untoward attach a:

m

m

alaotromcophnlosnphia ohms pared gradually but was mt.
M:
the:
tho
of
minutes
n
injection.
within
tan 150 ace
mm
apparent.
to
thin tin mm
veto mead rm a may a!
than
mansions
70
rum
rmmyms
toammcf

in
mm»

Wt.-

mmumm.
tamper-u
MWalimdzm;wnwegemmWofﬁmSma
cent. tin 691th, however, mad about the sum. Mb 3:: «that peanut!
far one to an hours and in :1]. WWW 1n the maples “loan about four to
time: hours liter the Gilt: activity at at the pro-injection m1. In an.
“outpatient:mdauutiﬂtymmotthaomrofhto66330.3“
caploﬁon of the Winn
in value” of he to 70 UN. mm
the delta activity am: ”My ma in pomnt tiny and in voltage u:
that. m an: amount! mam- him he Waits. nun appeand stupor-impound
ﬁlm

�Dr»

new

at

Bar

mr,

#2

a clearly defined 25 cpl. nativity...
Tlmm
records
the
the
was an ”alerting?
following.
report
Warmly
animated by an incmaad methane” ai‘ we patient and a
crust. “ibis
greater difficulty in having the patient maintain his eyes gazed, ma
tbs change in hm patients from: a
"Home for this alerting phenm
effect to a mgative am)... The changes in language after
positive
were the reverse of the changes in language which we have axperlmcod
131ml
1n the past after tho amatmtion a! mama-him. Since we use the identical
w scone the changes in 11am in an Mammal fashion. In
maimaim,
three Mamas the questions prior to the
of Dime}. wen
11-.
and
therefore
to ovum.“ the changes in Imam.
negative
Waible
&amp; “manure"
In one manna tha max-d changed
in
to
an
1mm.
mama
clung» of the kind tkmt we see: with mbarbim. This dinmponcy
I. cannot explain.

m

m

m1

m

1mm

W10

rm

manna;

am eontinning this study and I would 11m to pmmt the behavioral
and electroeneephalog‘aphia effects My in the £111 to the Eastern EEG
Association. Thaw observations are, of eourse, migratory and I am not 8m 8 UT
the next batch or patients may not shot-7 us some other patterns. To tho
ﬂat
extent. that. this inmatigation has confirmed the observations of Leann”, I
an moat yieased.
Ha

I

have no objection to war reporting some of this itﬂ'omtian in
outline. If
is of any help ta you, I will be pleased to see the paragraph:
as yen intend to report, them and give you my reaction as to how they reflect.

it

our axpoziemaa,

Sincerely yours,Kn: Fink,

Dani-haunt at
MFtJB

mammal Pnyuhiatry.

H.130

�“,f
‘i? ziirect
i
v

.

i

of Diethazine on

EEG

’5‘
0+3

qt

I

for

and Significance

Theory of

Convulsive Therapy

Mauougﬂwk.ﬂdb
Previous studies of the role of

EEG

changes

in convulsive therapy
delta activity for

have demonstrated the significance of the induced

the behavioral re3ponse. Investigations concerning the biochemical

substrate of

delta in electroShock and convulsions

EEG

have indicated

significance for the cholinesterase - acetylcholine system.

reports
on

by

Ulett concerning the effects of atropine and

Recent

00’
scogﬁlﬂhine

the delta response-efﬁhe-EEE-showed a reversal of the-induced

patterns. Boncurrent

iswmvaﬁ.
reports by
r and

of diethazine on normal

EEG

and

that following

Lechner on the

EEQ

effects

trauma provided the

stimulus for the study of the effects of this drug in electroshock.

Subjects:
Twenty

voluntary

psychiatric patient in an openyward/psychiatric hospital

have been tested to date.

d

"

£5?
During
recording,

at various

maturing

(Biparcol)

is administred intravenously at

per minuteI

Maw
“'5’57- £155;
xi

treatmen .

rmi

94°"

"

the rate of 25 milligrams

‘1 250 milligrams,

{My

diethazime

70.,qu

*

�Observations :

a)

by
the
of
All
dryness
cmgling,
respond
subjects
Behavioral“
mouth and

thickness of speech. Feelings of weakness of extremities

illusory sensations are

and

There

common.

is

an increase

in rest-

lessness and difficulty in maintaining eyes closed. In patients
who have had

sufficient electroshock to manifest syntactic

and

orientation language changes indicative of altered cerebral function,

is

there
‘

b)

EEGSq

a

reversal of language patterns.
.

In all subjects there

is

desynchronization of frequencies

\

and decrease

in voltage. Alpha rhythms are less prominent.

!

low
Occasionally,
\

-—-a

c" In

voltage

“ILA

577’

frequencies appear.

\

voltages-a25of
delta
with
degrees
varying
activity,
patients

in

decrease‘, frequencies decrease and burst activity disappears. Irregular
alpha and beta frequencies of low voltage become
c)

The EEE and

persist

clinical effects consist for

gradually disappear.

one

mmminent.
to three hours, and

�Discussion:
The pharmacologic

effects of diethazine are described as "anti-

cholinergic" and "atropine-like," and in patients with altered brain

function

may be
h

described as "allert‘

electroshock induced

m

(Ulett).

EEG

delta is

P

The

action of diethazine an
0

.

scopﬂl ine
similar to atropine and eeelpalemine

(Zinc

ﬂoss observations era‘similar

to those in subjects

with head injury (Jeéhker and Lechner).
Conclusion:

‘1'“
Based on this data, as well as the cerebr¢{:§pinal ﬂuid cholin-

esterase studies of Bornstein) and

Tower and McEachern,

.

fuedJLb£1
diethazine hes-e ready

that: (l)

'

'

it

is

.:
enter the central

axrhnL;
and
trauma
induced
electroshock
by
by
delta
system3(2)
a
.

concluded
nervous

4'

may

similar
A

have

biochemical substrate;(3) electroshock may be looked upon as a controlled

6F Alana;
method tc.indnge ce ebral dysfunction for
The

its

induced behavioral

significance of these observations for

EEG

studies of head

trauma and the mode of action of gin-ilpconvulsiVe therapy

discussed.

effects.

will

be

�//—

£3th at Diethuine on 3%: and Significance for Theory at
Germanium

mm

Previous studies of the rule of
have

demtrnted

EEG

changes

in convulsive thenpy

the eigmfieam or the induced delta activity for

the behwioral response. Imeatigetions containing the

substrate of

EEG

1:10ch

delte 1n electroshock and convulsions have inﬂated

significance for the eholinestemae - mtwlchonne system.

reports

Ulatt concerning the «treats a! atropine and

by

anthedalta
patterns,

response

otheEEGshemdamml

of

napalm

theinducedm

Goncurrent reports by Jemkner and Lochner an the

ofﬂiethum «1110;14:11me

Recent.

effects

mtrmmmmmmm

atimelua for the study of the effects or this drug in electmahock.
Subagetet
Twenty

voluntary

psychiatric patimte in en upward/psychiatric hospital

have been tested

to date. Electroencephalogm have been obtained

mutant.

During the recording,

at. various

ﬁnes during

(limit)

is administer! intmemualy

per

me

until

at. the

250 Milligrams have been

rate of

Metered.

diethume

25 milligrams

a

an

�¢2~

mumations:
a.)

Behavioral

-

51].

subjects respand by coming, dryness (J the

math and thickness of speech. Feelings of weakness of extremities
and

mm.

illusory sensations are

Mamas

is

news in mt.

an

difficulty in maintaining eyes closed. In pgtients

3nd

who have had

There

Mficient ehctmhwk to manifest syntactic

and

onentation language changes indicative of altamd cerebral function,
them in a reversal of language pattern»
b)

EEG

~

In all subjects than

in Voltage.

and decrease

Damionﬂly,

10w

is «synchronization

Alpha

W

of Inqueneies

are less prominent.

tnqmncies appear.

voltnga

In pstinnta with varying dogma of delta activity, voltaga is

deemed, tmquemiea

in

“cram am}

burst wtivity disappears; Irregular

alpha and but: fmqmnoioa of law voltage become more
a) Tho

W

and

liy

clinical eﬂwta

diuppnr.

.

pox-stat

mm

gamut.

for om to than hours, and

�A!

mammalian
The phnmaeolog'ic

effects of diethuine are described as ”anti-

cholinergia“ and “atmpimlﬂm,” and in patients with altered brain

function

may be

doacribod an ”martini." The action of

electroshock induced

(Butt).

EEG

delta is 3min:- to atropine

Also, than. observations

with hast!

11131211

(«bunker and

m

diothum

8nd

n

W
napalm

51:11” to than in subdue“

Mr).

091191113th

Band on this data, us

all

0

as the carom spinal ﬂuid wanna

«tea-am swarms of Bernstein and

Tower and IicEnchem,

it is minded

that: (1) diothuine has a randy ability to enter the central nervous
system (2) delta induud by electroshock and by trauma my have similar

Mommioal substrate (3) electroshock my be loolwd upon as a controlled
m’chod

to induce cerebral dysfunction for

Ema

tm

its

induced behavim'al effects.

hand
for'EEG
of
atxﬁias
of
these
obsamtiona
significant:

and the mode of

discussed.

act-.1031

of electmcomluvo therapy will. be

�MM

or

blow

swam

m

and
Gmmlaim Therapy
on

m m,

for

1119on

of

24.13.

me changes in wmulsive therapy
have
the signifiam of the induced delta actdxiw for
the
biochemm
umoarning
the
Invasﬁgatlans
tome.
have
EEG
and
indicated
electroshock
emulsions
of
delta
in
mutate
nignﬁmm tor the ahonmuem - mmdcholine system mm.
Pruvioua studies

Wand
1:6de

at the rails

of.

otatropdmandaoopolmo
Wbymttcommmgmeﬂw
EEG
induced
showed
EEG
or
cloctrashook
a moral
in
an
pattom.
am:
Comm-rent reparts by Janka»: and Lechner an the: extent: of
on mm]. EEG and that. following tram provided this stimulus far the
study of the effects at this drug in electroshock.

mm

Salaam”
treatment
various
during
ht
stages
patina“
puma-lo
in an open—ward voluntary psychiatric hospital have been tested to
(Dimmol) is manicured
date. "During EEG recording,
int-.mwaly at the rate of 25 milligrams- por minute, for a total
at 2%
Twenty

diam

W0
Mmtionu

'

:

a)

%:

b)

m
m

All subjects respond by coughing, dryness of the
thickness of mach. Feelings of weakness of emu-mitten
mm
and illusory marathons are cam. more is an immune 1h restless.
mas and mamty 1n maintaimng eyes clued. In patients who
have had sufficient. electroshock to manila“ syntactic and orientation
language changes indicative of album earabral function, there is a
reversal of language patterns.

more 13a doaynchrmiuuon of rmmdes
down» in voltage. Alpha rhythms are less lament.
Occasionally, 1m? voltage theta frequencies appear.
In

all subjects

In patients with varying demos of delta activity, voltageand
burnt
increase
frequencies
activity disappears. Irregular
decmo,
alpha and beta Imumcies of low voltage become prominent.
c) The EEG and clinical effects persist for one to three hours, and
gradually disappear.

Fm

Department of
men Oaks, ELY.
than

1.1-6.5?

-

EAEEG

mmm

Psychiatry, Hillside Hospital,

�‘5

of
downbeat
aﬂoat:
dawn»
m
Wohgie
u
”antiwhonmtgie" and 'ttropine‘uka," and in patina“ With slated
brain imam any be 6030de as ”wrung.” the mum at
on ahctroshack induced EEG delta is amm to atropine
610mm
um! £39me (010%). mm ebmmﬁom an aim similar to
ﬁrm in aubjccta with bud injury (Janina: and helmet).
The

cmcluaiam
Mac! on this duh, as «11 as this cerebmspinal fluid
cholimatamso studios of Ben-MW, and Tower and Wuhan,
is wmludod that: (1) damn» mam entm the «antral
nervous system; (2) delta nativity inducod kw alwtrodmck and
and
by tram may ham: 3 similar
(3)
mutate:
mm be lookad upon an o. watt-0119c! ”that! of naming «mural
to: its behaviaral affaa‘w.

it

mmwu

m
Wanna
The

«:1ng
the
or action of convulsive: therapy will

trauma and

node

of

thew

than mamtiom for m ”adieu or had
be

animated.

�v

-r:‘V?\'(‘r.uv'

w--w—ILW|&gt;L‘»V‘V'~B—w"y:mm w—r-mw-vwn»vww.,u—A » v —.-.r. -- .vr.

w—y

~

w

—

"av/\—

&lt;7

r

,rw-I'IWK

.

aw

u

'mwl'

-

-

-

"a.“

AM'HV'Wwv _,,,

A

was

�wan-my

r'm

��Form 90-Adm.

éhhft$nk jﬂuh

ﬁsgrlﬁatrit gustitute
722 WEST 188'"! STREET.
LAWRENCE B. KDLI, M. D.

nlnlm'run

NEW YORK

December 4, 1957

Dr. Max Fink
Dept. of Experimental PSychiatry
Hillside Hospital
75—59 263rd Street
Glen Oaks, New York
Dear Max:

feelings about Saturday night are reciprocal.
Weihoroughly enjoyed the gracious company of you and
Martha. With the intuitive perceptiveness of the female, Yetta informed me of a forthcoming event in your
family, and we Wish you the best of everything.
I indeed look forward to the reprints on your Work
which you described in your letter and our discussing
them together. The next edition of the Kalinowsky and
Hoch will be expanded to include tranquilizers, and I
would also appreciate any reprints of yours in this area.
I have enclosed my own reprint on the clinical
effects of Win-2299 and the basic paper by Luduena
and Lands. As you will note, the compound is a peripheral anticholinergic and produces a "disorientative"
reaction in cats by central action. Its psychotomimetic
action in man appears basically to be an acute toxic
reaction type. I would imagine that its central mech~
anism of action is similar to that of atropine (which
also produces acute confusional states in high doses).
Win—2299 is effective at much lower dosages than atro—
pine. Possibly both atropine and Win—2299 both produce
central effects by an anticholinergic action but, as
far as I know, this modus operandi has not been pinned
down crucially as far as the C.N.S. is concerned.
I would not expect all anticholinergic agents to be
psychotomimetic, of course. Win-2299 is a tertiary
amine. Monodral is a closely related drug, differing
only by quaternization of the terminal nitrogen in
Win—2299. It is Win~4369 in the paper of Luduena and
Lands (p.283), i.e. the methobromide form. According
to Winthrop-Sterling, it is a peripheral anticholinergic
in man in doses of 5-40 mg. per day. Central or psychic
actions are not mentioned in their account. Presumably,
quaternization reduces central activity by reducing
permeability.
Our

�Dr.

Max

Fink (cont'd)

’

-2—

I imagine that other agents in the Win series with
central effects in cats might also be active as psychotomimetics in man. I am not familiar with the formula
of diparcol and if you have it available would appreciate
learning where to look it up. The drug is not covered
by Goodman and Gilman. I would appreciate return of the
Luduena and Lands paper when it has served your needs.
We

gave the Win—2299

the
orally,
The

compound being
drug was supplied as the

supplied in tablet form.
racemic mixture, the asymmetric carbon atom being terminal in the aliphatic chain. Sterling—Winthrop may
have it for intravenous use and I suggest that you write
M. L. Tainter, M.D., Director, Sterling-Winthrop Research Institute, Rensselaer, N.Y. about it. Our oral
supply was used up in the study.
As you know, all psychotomimetics not only create
new symptoms in mental patients but also intensify or
revive pre-existent symptoms.
Best of luck.

Cordially,

”2a
Harry
Pennes,
H.

HHP/ys

Encl.

M.D.

�PA

if

..
_

*

(on

1M5?

I

Effect of Diethazine

on EEG and

we

Significance for Theory of Convulsh

M

Therapy

MD
Mow
In a previous report to-this society we noted the relationship between
the degree of induced delta activity during the course of therapy and the
behavioral reSponse to electroshock. Those patients, in

delta activity were induced early,

and were

degrees of behavioral change, as well as a

significantly greater percentage

W
gm

vial

£64414a

Law In.

Box}

EH:

acetylcholine

and

in

whom

only low degrees

were induced (Fink and Kahn, 1957).

activity

1,

(ii;

'1.)

high degrees of

sustained, manifested the greatest

of improvement and recovery than those patients
of delta

whom

,hML-wQA‘O‘
. a, W"
,
‘Jawc‘z
MM
L

Mkﬁl‘g‘f‘” ’M‘Af‘z‘ mv’efrff
"
in!“
(.4

Mﬁanges infree”
'

a variety é‘fu‘reports,

cholinesterase in the Spinal fluids of patients (Sachs,
9.

Ward) and animals (Bdrnstein, Tower and McEachern) following head

Wig;
.

.

I

the observations that
by trauma

M

o

(Bfrnstein,

ﬂue/4%

In

1956

.c‘

E

agents liq—alter the

EEG

patterns induced

Ward, Jenkner-Lechner) and by electroshock

(

“knew“at?mp

(Ulett)pu_l

Ulett reported that atropine g’scbpolaminerwhea-aéiénéstered—

/

W,

blocked the appearance of the delta

wea»...have
come to associate with
- _,-.,..«-'V'F-r -v~ WWW ahaaul,” "‘4“qu

w.

traumalawﬂ

electroshock therapy.

A!” 791’]
am’LlLJ/g/J
M ’L “‘2‘“ 4“““4/ié’MWrrW ”“an“
j?”

activity

{lama/Wye?

v»

�-ebeervetions~ Previously, ward (193) following the suggestion of Bornsteiny
(19h6) had noted

that atropine altered both the

EEG

patterns

and the

neurologic signs induced in.man by head trauma. aﬁereT-tee, the side
ZZ,AQA7V

~effects were marked. In 1955: Jenkner and Lechner reported that

EEG

behavioral effects similar to atropine were achieved by diethazine

istered in patients with head trauma.‘

They

and

admin—

also reported the effect‘of

diethazine in normal subjects.

It is

the purpose of this report to describe the effects of intravenous

diethazine on the

EEG

of patients during electroshock therapy; and to

relate their these findings to the present neurophysiologic-adaptive
hypothesis of the ndde of~action of convulsive therapy.
w

‘ﬂwmwmﬂmwwwﬂ_ﬂ____.imm

3"

Diethazine is a soluble phenothiazine

compound

with phamacologic

properties similar to atropine. In experimental animals,
(19h?) have noted

that diethazine blocks vagal slowing of the heart‘)

M

suppresses the bradycardia, bronchospasm, salivation, and fasciculation
and

seizures induced

by

acetylcholine,

DFP

‘‘‘‘‘ ‘wywwﬂﬁmgimww‘ﬁzoxsum-“:- w'

”mm—«MA..-

and pilocaxxﬁxg and induces

dry mouth, mydriasis and hypotension.

L/——'

/

Heymans EE.E£

a“: nevus-aw» 4.: '2‘ YW',‘47"’~"5‘W1‘-05 Emma-gwhz

-

.—

'

.~_4~:_MD~J

�93"

”w

W

Subjects: Twenty-two

psychiatric

42‘

patients,” various

stages of electro-

shock treatment in an open-ward, voluntary psychiatric hOSpital have been

studied.
the

laboratory. Following a routine

EEG

administered intravenously at the rate of
of

2630

to 250

mgm,

the

i
Tl’br.‘

EEG

25 mgm

per minute, for a

total

effects. Prior to the

historical interview and a structured

questionnaire period were tape-recorded.
EEG

recording, diethazine was

depending upon the behavioral

drug administration, an unstructured

both

EEG

gubjects were tested in

Following drug administration,

recording‘ and recorded interview periods were continued until
record again manifested.the pre-injection patterns on visual

inspection.
Mm New.

‘&gt;IIVW~..

Qbservations:

in Le

,,

(a) Clinical: AH su jects manifesm Spontaneous coughing mutual-i33-

@

followed by a dryness of the mouth and a thickness of speech.
ﬂgrtrf

They

note‘,

'
3'37

a feeling of lassitude and weakness of the extremities? soon followed by

increased restlessness and difficulty in maintaining eyelid closure.
phenomena were

PSymW/clearly

between 15 and 30 minutes

.

manifested in

after

some

subjects. In the rest period

drug administration, six subjects spontan-

..,. _‘ ...

_

A

�4,.
eously voiced feelings of unreality, visual and haptic illusions, and

delusional thoughts about their illness, the setting of the test procedures or our

identity.

Such

patterns

were

transient

and had disappeared

In

by the termination of the experiment,-asaallyhiééﬁﬁurdﬁnnxrdnmzns.

three subjects, increasing agitation
.

and panic led to a cessaﬁon of

the recording. éHere7-tccy—restétation_a£—pme—énjenﬁﬁnnrdnﬁuuﬁuuaauua
I

'li'
g“,

,

I!

i

.

ﬁilliwuwﬁ

(b) In previous studies,

the intimate relationship

we had noted

between changes in syntactic language patterns with

alteration in cerebral

function induced by electroshock. In subjects tested prior to electroshock,
diethazine induced changes in syntactic pattern of an "alerting" variety.
I

-

gal

[5%
In subjects with elta activity‘ with clinical syntactic patterns indicative

of an

alteration in cerebral function, diethazine induced a transient dis-

appearance or minimzation of Such language

in language
(c)

was concurrent with changes

EEG

Patterns: In

all

patterns.

The

period of changes

in electroencephalogram.

records, there is a decrease in voltage and

desynchronization of frequencies. There

is

a decrease in prominence of

prevailing rhythms. In patients without delta activity (pre-electrodhock)’

�-s5‘ 4/

this deéhronization

and voltage decrease

is

occasionally accompanied

by the appearance of small amounts of low voltage
These

are demonstrated in Slides 1,

not appear to be altered.

The

and 2.

The

5’7

'5' cps activity.

basic alpha rate does

build-up in voltages and appearance of

thm

slower frequencies with hyperventilation is blocked.

In patients with varying degrees of induced high voltage

activity

voltage”, both

random and

4

This change

It

and

3

dub

is a decrease in

burst delta activity disappears; and irregular,
/

low voltage alpha and beta frequencies become prominent.

are noted in Slides

delta

These changes

LL.

5W

in

is

manifest in

appears during drug administration, and

all

electroshock subjects.

persists for

awe. [WM
ﬁlwwx
13%
2/1.
ﬂoncurren WithAelectroencephalographic
hours

vtwv
‘

”fly
to three
age

MM»

Wrens-em

ﬁith the

8&amp;3 17TH 770 n

moustita—tion—

of the pre-injectionEl'I} patterns, the pre-injection behavioral and
language patterns again appeared.

�DISCUSSION:

report of Jenkner and Lechner of the
t”t.¥£~£ dikd/“4lz‘ijzz7'
effects of diethazine in"normal" subjects. 'Wa.alsa—nnta_tha§21iethazine
These observations confirm the

alters records-snd-ﬁith electroshock induced delta activity in‘a fashion
similar to atropine

and scopolamine, as described by

Ulett,

A Mada»
W
was.
.

1%,.

is apparent, therefore, thatngﬁ readily affects the central nervous
and.é53 duration

system,

ofiactivity is most useful for experimental purposes.

The-previeusiy—eitnd studies by numerous Observers of nervous system

effects of head trauma point to

an intimate

relationship between the degree

of neurologic dysfunction, the degree of

EEG

alterationjgand the level of

free acetylcholine in the spinal fluid.

The

effect of atropine both

the Echand

ill

on

concomitantly on behavior in subjects with head trauma lends

further support to the significance of ﬁgs: acetylcholine as the biochemical
basis for the observed

EEG

patterns.

In these studies of diethazine

electroshock, the intimate relationship between

EEG

patterns

and

and behavior

�-7have been reported.

We

note the parallel to the observations in head

\

trauma.

On

the basﬁs of these observations, as well as studies of Spinal

fluid

Woholinesterase levels; (Tower
we would

and HoEachern, Fink and Goldenberg)‘

suggest that the biochemical substrate of the electroshock process.

is isimilar to that of head
controlled

trauma.9

method of inducing

ectroshock
hLauri.

may be looked upon

cerebral dysfunction for

its

as a

behavioral

effects.
Previous studies have demonstrated

that alteration in cerebral function

provides the physiologic basis for the behavioral changes in electroshock
(Fink and Kahn, 1957).

Such

alteration in cerebral function provides the

milieu for a change in the organism's adaptation to his environment.
aSpects of behavior, as perception, language,

mood,

recall,

memory,

All

affect,

undergo change, and provide the basis for the

therapist's evaluation

of improvement. The studies of diethazine amplify

this neurophysiologic

9.39.9.

adaptive hypothesis of electroshock by suggesting the type of biochemical

substrate that underlies both the physiologic

and the behavioral changes.

�Mm=
0

Diethazine, a pftent anti-cholinergic compound,

u

was

experimentally

introduced intravenously in psychiatric subjects,;ﬁ various stages of
convulsive therapy.
Electroencephalograms manifested a desynchmnization of frequenciesfue («C

decrease in voltage
records without prior delta activity.

Records with

delta activity

showed

similar changes with disappearance of delta burst activity.
Concomitant with the electrographic

patterns indicative of

It is

concluded

a

effects, behavioral

reversal of the electroshock effect

enters the central nervous

System upon intravenous

(b) The biodemical basis for

that of head trauma;
(c)

therapy

The
may

EEG

compound

that readily

adninistration.

changes in electroshock

is similar

and

biochemical basis of the

lie in

were observed.

that:

(a) Diethazine is a Bitent anti-cholinergic

to

and language

mode

of action of convulsive

the acetylcholine-cholinesterase system.

a,

�@

Research and Development Division

SMITH, KLINE

&amp;

FRENCH LABORATORIES

PHILADELPHIA

-

I

ESTABLISHED I84|

December 11, 1956

Max

Fink, M.D.

Director of Research
Hillside Hospital
75—59

263rd

Glen Oaks,

Street

New York

Dear Doctor Fink:

associate, Mr. C. W, French, has referred your letter of November 12
requesting a supply of diethazine to me for reply. It has taken me a
little While to uncover-sufficient supplies for the short clinical trial
you want to conduct since our interest in diethazine alone and in come
bination with 'Thorazine' isn't too great at this time.
My

not have this compound available in 500 mg. capsules as you requested. It is only available in 250 mg. tablets. A supply of this
strength has been sent to you together with a supply of the intravenous

we do

material so that you

is all the literature we
this will be of some help.

Enclosed
hope

the

may Observe

EEG

effects

on 10

have available on

Sincerely yours,
.\

to

15

patients.

diethazine. I

,

J”,
Meagan?
Ms
(,7

.

John F. Buckley
a Research
Associate

/

’

'

Medical Department

JFB:hc

Enclosures

P.S. Will you kindly sign the enclosed FDA card and return
so that we may keep our files up-to-date.

it

to us

�</text>
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                <text>13 items. 1: Handwritten notes. 2: Clinical Release. 3: Diparcol. 4: Pharmacology Report. 5: Letter to Fink from R. S. Griffith. 6: Letter to Fink from Herman C. B. Denber. 7: Letter to Denber from Fink. 8: Draft with edits. 9: Two drafts. 10: Handwritten notes. 11: Letter to Fink from Harry H. Pennes. 12: Draft with edits. 13: Letter to Fink from John F. Buckley</text>
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�Effect of Anti-Cholinergic Agent, Diethazine,
Significance for Theory of

Max

From the Department of Experimental
L015, NJ.

Fink,

on

EEG

and Behavior:

lesive Therapy

14.1).

Psychiatry, Hillside Hospital,

Glen Oaks,

in part, by grant M-927 of the National Institute of Mental Health,
National Institutes of Health, U.S. Public Health Service.

Aided,

(in part) at the meeting of the Eastern Association of Electroencephalographers, N.Y., December 1957,‘
4.7444417
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�3.3-58

Effect of Anti-Cholinergic Agent, Diethazine,

on EEG and Behavior:

Significance for Theory of Convulsive Therapy
Recent investigations of convulsive therapy have emphasized

EEG

delta

activity as the neurophysiologic basis for the induced behavioral change
(1,2,3,h,5). Little study, however, has been given to the biochemical
effects of this therapy, except in the course of investigations of head

injuries.
In investigations of head trauma significance has been ascribed to

in the acetylcholine-cholinesterase systems both for the behavioral
and the electroencephalographic effects. An increase in free acetylcholine
(6) and an alteration of the ratio of cholinesterases (7) in the spinal
fluid have been positively correlated with the degree of EEG abnormality
changes

and degree of heurologic
improvement

deficit.

in clinical status

The EEG

patterns were "blocked," and

was reported following

atropine (7,8). In convulsive therapy, atropine
observed to block the appearance of delta

some

the administration of

and scopolamine were

activity, (9) although the

systemic effects of the large doses of these agents were marked.
Recent reports (10) noted

that

EEG

and behavioral

effects similar to

atropine {were achieved in patients with head trauma by intravenous diethazine a phenothiazine

compound

systemic effects.

with anticholinergic properties

- with

minimal

In our continuing studies of the role of delta activity

in electroshock (3), the effect of diethazine was studied. It is the purpose
of this report to describe the effects of diethasine on EEG patterns and on
behavior of patients during electreconvulsive therapy; and to relate these
observations to the present neurophysiologic-adaptive hypothesis of the mode
of action of convulsive therapy.

�SUBJECTS AND METHODS:

Forty psychiatric patients,

at various stages of electroshock

therapy in an open-ward, voluntary psychiatric hospital have been studied.

All observations have been
Following a routine

at the rate of

EEG

made

in acute experiments in the

laboratory.

recording, diethazine was administered intravenously

25 ngm per minute,

upon the behavioral

EEG

effect.

for a total of

Dosage

varied

from

to 250 mgn, depending
2.8 to h.0 mgm per kilogram
175

body weight.

Diethazine

is

a soluble phenothiazine

compound

with pharmacologic

properties similar to atropine. In experimental animals, diethazine blocks
the bradycardia, bronchospasm, salivation, fasciculation and seizures
induced by acetylcholine, di-isopropyl fluorophosphate and pilocarpine.

suppresses salivation, and induces mydriasis and hypotensicn
EEG

It

(ll).

Anilxses:
Recording was continuous

for the duration of the observation period,

except during interview periods. Needle electrodes, and an
Moderaft instrument were used. All records were analyzed

delta activity (3); the per cent time
the relative amount of fast activity.
measured in anterior temporaldvertex,

and
The

and

8 channel

for the degree of

principal alpha frequency; and
alpha and delta activity were

parietal-ear ldbe lead coMbinations.

Behavior measures:

Prior to drug administration an unstructured psychiatric historical
interview and a structured questionnaire period (12) were tape recorded.
Following drug administration, periods of recorded interview were alternated

�~3-

with

EEG

recording periods,

until the me

had again manifested the pre-

injection pattern on visual inspectioné
Two estimates of behavioral effects were used: clinical descriptions
subject, interviewer and technician - of the changes
occurring during the drug period, and language analyses of the recorded interviews. Changes in language were evaluated by a syntactic analysis (12)
and an analysis of the variability in verbal interaction in the dyad (13,1h).*
by

the participants

~

Both measures have been shown to be sensitive to
induced by changes

in the central nervous system.

* Detailed analyses of these observations
DPS.

J. Jaffe

alterations in behavior

and

Re

In Kahn.

will be reported separately by

�OEERVATIONS:

(a) Clinical:
Within two to five minutes of the

start of the injection,

subjects manifested spontaneous coughing follow ed by a dryness of the
of speech.

and a thickness

They reported a

feeling of lassitude,

mouth

and a

heaviness and weakness of extremities which was soon succeeded by increased

difﬁculty in maintaining eyelid closure.
Reports of visual and haptic illusory sensations, feelings of unreality
distance, and delusional thoughts about their illness, the setting of

restlessness
and

and

test procedures or

identity were voiced Spontaneously in eighteen
subjects in the period between 15 and 60 minutes after drug adninistration.
the

our

In three instances, increasing agitation and panic led to a cessation of the
In two subjects withdrawal and negativism was the prominent

recording.

behavioral response. Such patterns of behavior were transient and had
disappeared in
(b)

EEG

1%

-

h hours

in all subjects.

Patterns:

Alteration in the

EEG

patterns

was concurrent with

the behavioral

effects. In all records, changes occurred during drug administration and were
sustained, with gradual diminution and restitution of the pre-injection
patterns, in

one

to five hours.

The

initial

response was a decrease in

voltage and desynchronization of all frequencies. There
prominence of prevailing rhythms.

was a decrease

in

In patients without delta activity

(pm-electroshock), desynchronization and voltage decrease

was occasionally

activity, symmetric and prominent in frontal
and anterior temporal leads (Figure l, 2). The alpha frequency was not altered.

accompanied by low voltage 5-? cps

�~5The

build-up in voltage and appearance of slower frequencies with hyper-

ventilation was blocked.
In patients with varying degrees of high voltage delta activity there
was a prominent decrease

in voltage

and desynchronization

of the record.

burst delta activity diminished or disappeared, and irregular
voltage alpha and beta frequencies became prominent (Fig. 3, h). The

Both random and
low

hyperventilation response was no longer apparent.
(c) Language Patterns:

In previous studies, an intimate relationship between changes

in syntactic language patterns and the behavioral response in electroshock
had been reported (12). With alteration in brain function, increased use
of third person, veroal denial, qualification, displacement and cliches
became prominent.

These

effects could be enhanced by the administration

of intravenous amobarbital (1h).
In the subjects in the present study, syntactic analyses demonstrated
a reversal of the patterns noted

in electroshock.

Use

of third person,

qualification and displacement decreased. Explicit verbal denial was modiﬁed
and replaced by minimization and displacement, or by a reiteration of
complaints of

illness. In dyadic analyses, the verbal interaction was

characterized by a greater diversity of vocabulary

and

less variability in

the diversity scores for 25 word units.

qualitative nature of these changes in the language patterns
is opposite to that of amobarbital and electroshock. The duration of language
changes was concurrent with the changes in the electroencephalogram.
The

�DISCUSSION:

These observations confirm the report of Jenkner and Lechner of

the effects of diethazine in "nonmal" subjects (10). Diethazine also alters
electroshock induced delta activity in a fashion similar to atropine and
sncpolamine, as described by Ulett and Johnson (9), with minimal unpleasant
symptoms.
EEG

The

effects of intravenous diethazine are immediate, both

and behavior, and thus provides a

cholinergic" properties.

Two

on the

useful experimental agent with "anti-

aSpects of these experimental observations

warrant discussion: the role of acetylcholine-choldnesterase in the electroconvulsive therapy progress, and the significance of die thazine "alerting"

for concepts of hallucinogenic activity.
1. Biochemical Basis of the Convulsive Therapy‘l’rocess:
While there has been considerable study of the psychologic
neurophysiologic aspects of convulsive therapy,
biochemical processes

is available.

The

little

and

infomation concerning

studies of biochemical changes

following head trauma and spontaneous seizures provide some analogic data.
Bernstein (6), in a classical experimental study of head trauma in cats,

that within a few minutes after trauma, free acetylcholine
appeared in the Spinal fluid and persisted for periods up to 148 hours. He
further demonstrated a positive relation between the severity of head trauma

demonstrates

and the

quantity of free acetylcholine, degree of electroencephalographic

the severity of the behavioral changes. The electroencephalographic records initially showed short periods cf high voltage fast activity,

alteration

and

transient period of flattening of electrical activity, followed by prolonged
periods of high amplitude sharp waves in the delta frequencies. Concomitantly,

a

�-7alteration in consciousness, changes in reflexes
seizures

EEG

change.

Tower and HbEachern (7) confirmed

studies in

man.

In

post-traumatic

highest concentrationSOf free acetylcholine

were most prominent with

and greatest degree of

and

112 neurologic

these observations in clinical

patients, free acetylcholine was found

in the cerebrospinal fluid only in patients following head trauma and recent
grand mal seizures; and the level of free acetylcholine varied directly with
the degree of cerebral damage.

In addition, these authors assayed the cholin-

esterase activity of the spinal fluid, (7, 16). In patients following head
trauma, they noted a sharp rise in non-specific cholinesterase (benzqylcholine-

in.the specific cholinesterase (meoholyl-splitting)
activity of the spinal fluid. No such inversion was noted in fluids containing
splitting)

and a drop

free acetylcholine following spontaneous seizures. Electroencephalograms
were taken

at varying intervals following

correlation of the extent of

EEG

trauma, and demonstrated a

direct

abnormality and the appearance of free

acetylcholine in the spinal fluid.
Tower and MhEachern

also reported observations in six patients

In patients after 3-7 induced convulsions,
they noted free acetylcholine in the spinal fluid in two, and an increase in
non-Specific cholinesterase with reversal of the cholinesterase ratio in five
receiving electroconvulsive therapy.

of the six. They concluded that the spinal fluid changes in electroshock are
more

like those of craniocerebral trauma than those found in epilepsy. *

patient of the six who failed to show either free acetylcholine or a reversal of the cholinesterase ratio, they noted: “It is
interesting that this patient was the only one of the six to show no

* Regarding the one

response to treatment."

�-8recently, Sachs (17) confirmed the reports of free acetylcholine in
the spinal fluid after head trauma and after electroshock.
In his studies, Bornstein (6) administered 0.5-1.0 lug/kg atropine

Mcre

effects, and a
modiﬁcation of the behavioral and neurologic signs. Atropine also
blocked the EEG and clinical signs induced by intracisternal acetylcholine.
and demonstrated a

reversal or a blocking of the

Ward (8) applied these observations

with varying degrees of head trauma.

atropine induced both clinical

EEG

to the treatment of

Subcutaneous doses of 0.1 mg/kg of

improvement and

reversal of

These observations were recently confirmed by Sachs
Hughes

(19).

Based on

subjects

human

these observations, Ulett

(l7),

EEG

effects.

Rugs (16) and

and Johnson (9) noted the

effect of atropine and scopolamine in blocking the Em changes of electroshock tharapy, without noting the effect on clinical behavior. Concurrently,
Jenkner and Lechner (10) reported effects similar to those of Ward, in
studies of diethazine in cases of head injury.
Another group of investigations complete the available data. Studies

of anticholinesterases, as

DFP

(di-isopropyl fluorophosphate) and

(tetraetlwl-pyrophosphate), which block the enzymatic

TEPP

breakdcvm of

acetyl-

choline, demonstrate the development of high amplitude rapid frequency
mac patterns similar to status epilepticus as well as lesser degrees of
abnormality as noted in post-tramnatic states (20, 21, 22, 23). In these

studies, atropine blocked both the electroencephalographic

and the

clinical

toxic effects.
Thus, both from experimental and
trauma we may assume

clinical studies of craniccerebral

that (a) the acetylcholine activity of the spinal

�-9-

fluid increases; (b) pseudo-cholinesterase activity increases with a
reversal of the ratio of cholinesterases; (c)
slowing

agents
From

parallel these biochemical alterations;

may

EEG

tamer-synchrony and

and (d)

anticholinergic

block both the electroencephalographic and the clinical effects.

it is probable that the biochemical basis

the data available

convulsive therapy

is similar to that of craniocerebral trauma.

of
Convulsive

therapy results in free aoetylcholine in the spinal fluid (7, l7) and a

reversal of cholinesterase ratios (7, 16).

The electroencephalographic

effects of repeated induced convulsions is the developnent of high voltage,
activity, occasionally with spike activity (3, 2h, 25),
which is similar to that observed in severe head trauma (26, 27). In
symmetric slow wave

previous studies

we have

reported the relationship between the degree of

activity and behavioral reaponse (3). The studies
reported here and that of Ulett and Johnson (9) demonstrate a reversal
of the EEG and the behavioral effects of convulsive therapy by antiinduced slow wave

cholinergic

In each characteristic, convulsive therapy is thus

compounds.

similar to cerebral trauma. While the acetylcholine-cholinesterase system

is highlighted
(17).

These

studies, other enzyme systems may also be altered
studies also suggest that convulsive therapy provides an
by these

excellent experimental

method

for studies of craniocerebral trauma.

Studies of the brain stem activating system by Jasper and DroogleverFortuyn (28) and Lindsley

gt a},

(29) had

laid the foundation for the

prevailing conclusion that symetric EEG slow wave activity has

its

origin

in mesencephalic structures, and that these structures intimately affect
the states of "alerting" and "drowsiness." More recently, Rinaldi and

�-10-

site of action of atropine and cholinergic
to this mesodiencephalic activating system. It is also probable that

Himwich

drugs

(30, 31) have related the

these structures

may be

selectively affected by the convulsive therapy

process, and that both the clinical and electrographic effects

may be

intimately related to changes in this systan.
2. Diethazine "Alerting"
The

and Hallucinogenic

Activity:

behavioral effects of diethazine provide information regarding

another aspect of the convulsive therapy processxs. In patients without

prior convulsive therapy, illusory

phenomena and

feelings of unreality were

observed. These were similar to the hallucinogenic effects of
and mescaline (33). Again analogic data about the

of these agents

may

provide

some

no change,

(31;)

clinical and EG effects

noted that the

intermittent or continuous

increase in alpha frequency.

(32)

information about convulsive therapy.

In studies of mescaline, Wikler

either

LSD

low voltage

EEG

danonstrated

fast activity or

Denber and Merlis (35) noted a

similar

acceleration of alpha frequency, decrease in per cent tine alpha including

its

disappearance, and non-specific random beta

activity. Delta activity

did not occur. In patients with delta activity induced by electroshock,
Merlis and Hunter (38) noted that intravenous mesoaline markedly diminished
the amplitude and per cent time delta activity with an increase in per
cent time alpha activity.
The

effects of

LSD

on EEG are

similar. Gastaut at g. (36) noted

an acceleration of alpha frequency of 0.5 to

of beta rhythms.

Rinkel

gt 9;...

14.0

(37) confirmed

cps with an aocentuation

this observation and noted,

�-11-

in addition, a reduced reaponsivity to hyperventilation.*
In summarizing his studies Wikler (3h) concluded that

"

. . .

regardless of the drug administered, shifts in the pattern of electroencephalogram in the direction of desynchnonization occurred in association
with anxiety, hallucinations, fantasies, illusions or tremors, and in the

direction of synchronization with euphoria, relaxation or drowsiness."
This generalization provides a meaningful construct
may be

assessed. Agents that

in which these agents

evoke EEG desynchronization tend

to

be

are clear examples. Agents that
synchronize frequencies, such as barbiturate and meprobamate in the beta
delta
frequency range, and chlorpromazine, promazine and

hallucinogenic,

and mesoaline and

LSD

Wainthe

frequency range (39) tend to be sedatives, euphoriants and relaxants.
'Ihe observations on diethazine reported here are consistent with

this hypothesis. In patients without delta activity, the EEG demonstrated
desynchronization of frequencies, and this was associated with clinical
illusory

phenomena.

In patients with delta activity desynchronieation

occurred, and alerting and reversal of the speech patterns induced by
electroshock were observed.
Electroconvulsive therapy
We

*-

have previously noted a

may

also be understood in this framework.

direct relationship between clinical evaluations

Studies are now in progress of the effects of LSD, Win-2299, benactyzine
and other anticholinergic compounds on post-convul sive EEG delta activity.
Initial experiments m. ah intravenous ISD (50-100 gamma) demonstrated
marked diminution in per cent time and amplitude of delta activity.

�of improvement and the degree of

conditions, sedation

Under these

EEG

slowing induced by electroshock (3).

and euphoria are most prominent and

hallucinatory activity diminished. In patients in
not induced, behavioral change

is limited

whom

hypersynchrony

and 'improvement' does

is

not occur

(in) .
Previously

that the

we have concluded

therapies is based

on the

mode

of action of convulsive

induction of a state of altered cerebral function,

in which changes in adaptive interpersonal behavior occur,
preted as 'improvement' (3, h, 39).

The

inter-

present studies amplify two

aspects of. this neurophysiologc-adaptive hypothesis.

substrate of the behavioral change

and are

is reflected

by an

The

biochemical

alteration in the

acetylcholine-cholinesterase relationships of the central nervous system.

It is also

probable that

EEG

basis of the milieu change
euphoria and

mpersynchrony provides the neurophysiologic

which

is evaluated as

is clinically manifest as sedation

and

'imprcvement.‘

The neuropklysiologi.C-adaptive

hypothesis of convulsive therapy

has provided a meaningful basis for studies of other physiodynamic

therapies (39) . In this study,

it has

been possible to amplify our

understanding of neurophysiologic aspects of hallucinogens as well.

�SUMMARY:

effect of an anticholinergic agent, diethazine, on the
behavior and language patterns was observed in to psychiatric patients,
1.

EEG,

The

at various stages in the course of electrooonvulsive treatment.
(a) Behavior: Increased restlessness and agitation, haptic and
visual illusory sensations, and delusional thoughts about their illness
or examiner's identity were observed.
(b) Egg; Alteration in
There was a decrease

in voltage

EEG was

concurrent with behavioral changes.

and desynchronization of

In patients with delta activity, the per cent time

all frequencies.

and voltage of

delta

activity decreased.
(c) Language: Syntactic patterns described for convulsive
therapy were reversed.

Use

of third person, qualification and displacement

decreased. In dyadic analyses, there was a decrease in the coefficient
of variation.

2. These observations are discussed in the

framework

of the

neuro—

physiologic-adaptive hypothesis of the action of convulsive therapy; and

it is

concluded

that:

(a) the biochemical basis for convulsive therapy

is

similar to

that of craniocerebral trauma;
(b) changes in acetylcholine-cholinesterase metabolism are
intimately related to the behavioral effects;
(c)

EEG

desynchronization

may be

and

a physiologic concomitant

of hallucinogenic activity; and EEG-hypersynchrony associated with euphoria
and sedation.

�.m.

W

1.

Weinstein, E. and Kahn, R.L.: Denial of Illness, 0.0. Thomas,
Springfield, I110, 1955.

2.

Roth, M., Kay, D.W.K., Shaw, J. and Green, J.: Prognosis and
Peutdzhal Induced Electroencephalographic Changes in

Electroconvuleive Treatment,

EEG

225‘237’ 1957.

Clin. Neurophxsiol. 2:

and Kahn, R.L.: Relation of Electroenecephalographic
Delta Activity to Behavioral Response in Electromock, A.M.A.
Arch. Neurol. and Psychiat. 1Q: 516-525.. 1957.

3.

Fink,

h.

Fink, 24., Green, M.A. and Kahn, R.L.: Experimental Studies of the
Electroehock Pracess, Dis, Nerv. SE . (in press).

5.

Ulett, G.A., Smith,

6.

Bornstein, M.: Presence and Action of Acetylcholine in Experimental
Brain Trauma, J. Newcphzsiol. 2: 3113-366, 191:6.

7.

Tower, 13.3. and McEachern, D.: Acetylcholine and Neuronal
Canad. J. Research, 3.1: 105-131, 191:9.

8.

Ward, A.: Atropine

9.

Ulett,

M.

K. and

Glaser, G.C.: Evaluation of Convulsive

and Subconvulsive Shock Therapies Utilizing a Control Group,
Am. Jo Pszghia‘b. gala-3 795’802, 1956c

in the Treatment of Closed

Neurosurg., 1:

398—102, 1950.

G.A. and Johnson, M.W.:

Head

Effect of Atropine

Injury,

Activity,
,1.

and Scopelamlne

Electroencephalographic Changes Induced by Beetroconvulsive
Therapy, EEG Olin. Neurophlsiol. 2: 217-2224, 1957.

Upon

10 .

Jenkner, F.L. and Lechner, H.: The Effect of Diparcol on the Electroencephalogram in the Normal Subject and in Those with Cerebral
Trauma, EEG Olin. Neuromzsio . _7_: 303-305, 1955.

11.

Heyman,

Sur la
0., Estable, J.J. and de Bonneveaux, 8.0.:
de la menothiazinyl-Etlnrldiethylandne (2987 R.P.) ,
Pharmac

12.

in Language During Electroshock
in {exchomthologg of Communication, pp. 126-139,
Stratton’ NoYo 9 o

Kahn, R.L. and Fink, 11.: Changes

Therapy,
Gr‘me

13.

. 12: 123-138, 1919.

Pharmacologie
Arch. Int.

Jaﬁ‘e,

8C

Objective Study of Comuuﬁcation in Psychiatric
Interviews, J. Hillside Hospital, é: 207-215, 1957.

J.:

An

�.15..

Jaffe, J.: Language of the Dyed: A Method of Interaction Analyses
in Psychiatric Interviews, mchiatgy, (in press).
15.
16.

Weinstein, E.A., Kehn, R.L., Sugarman, L.A. and Linn, 1...: Diagnostic
Use of Amobarbital Sodium in Organic Brain Disease, Am.J.
mchia . 1-}.2.‘ 889-8911, 1953.
Tower, D.B. and McEechern, D.: The Content and Characterization of
Cholinesterases in Human Cerebrospinal Fluids, Canad, J .
Research, 21: 132-115, 19349.

17.

Sachs, E.: Acetylcholine and Serotonin in the Spinal Fluid,
Neurosurg., 11*: 22-27, 1957.

18.

Rugs, D.: The Use of Cholinergic Blocking Agents

Cranio-Cerebral Injuries, J. Neurosurg.,

,1.

in the Treatment of

I_l._1_:

77-83, 19514.

Injury, J. Neural.
of Acetylcholine in Head
1957.
chia . g9; p.70,

19.

Hughes, B.: The Role
Neurosur . and

20.

Freedman, A.M., Bales, P.D., Willis, A. and Himwich, H.E.:
Experimental Production of Electrical Major Convulsive

Patterns,

21.

Am.

J. @8101” ﬁg:

117-1214, 19149.

GrOb, Do, Harvey, A.M., Iangworthy, 00R. and Lilienthal, Jolie 3
The Adminis tration of Di-Isopropyl Fluorophosphate (DFP)
257.266, 19,47.
Man, B11110 Jo H0215. Hogan,

to

a:

22.

McCauley, A. and Hinmich, H.: Effects of
Di-Isopropyl Fluorophosphate (DFP) on mectroencephalogram

Hampson,

J., Essig, C.F.,

EEG

23.

01in.

3:

141448,

Neuropﬂsio .
Activity,
angocmlinesterase
19 .
Himwich, H.E., Essig, C.F., Hampson, J.L., Bales, P.D. and Friedman,
A.M.: Effect of Trimethadione (Tridone) and Other Drugs on
Convulsions Caused by Di-Isopropyl Fluorophosphate (DFP),
J. Psychiat., 106: 816-820, 1950.

Am.

2h.

Callaway, E.: Slow Wave Phenomena in Intensive Electroshock, Egg.
Clin. Neurophysiol., g: 157-162, 1950.

25.

Green,

26.

Jasper, H.H. , Kershman, J. and Elvidge, A.: Electroencephalographic
Studies of Injury to the Head, Arch. Neural“: Psychiat” 1A:

Significance of Individual Variability in EEG Reaponse to
Electroshock, J. Hillside Hosp” _6_: 229-2ho, 1957.
M. :

328~3h8’ 19,400

�~16~

W

Ostow, M. and Greenstein, L.: Dia
Gmne 8: Stratton, N.I.,

ostic
$35.

Electro-

27.

Strauss, H.,

28.

Jasper, H.H. and Droaglever-Fortuyn, J .: Experimental Studies on the
Functional Anatonw of Petit Mal Epilepsy, Res. Publ. A. Nerv.

Mt.

Dis.

2-6-3

272-298’ 19117.

Lindsley, 1)., ‘Schreiner, L.H., Knowles, W.B. and Magoun, H.W.:
Behavioral and EG Changes Following Chronic Brain Stem
Lesion in the Cat, EEG Olin. Neuropmsiolu 2: 1:83-1:98, 1950.
Rinaldi, F. and Him-rich, H.H.: Alerting Responses and Actions of
Atropine and Cholinergic Drugs, A.M.A. Arch. Neural. and

29.

-

PﬁzChiate, 123 387-395) 19530

31.

Himwich, H. and Rinaldi, F.I:'The Effect of Drugs on Reticular System,
in Brain Mechanism and Dru Action, 15-4411, C.C. Thomas,
Springfie d, 19 7.

32.

Stall,

W.: Lysergsaure

Phantaetikum aus der
Arch. Neurol. PsEhiat. , §_Q:

diethylamid, ein
-Schweiz

Mutterkomgruppe,
1-h7, 19m.

'

Neural. Psychiat., 1-315,

33.

Beringer, K.: Der 'Meskalinrausch
Springer, Berlin, 1927.

3h.

Wikler, A.: Clinical and Electrencephalographic Studies on the Effects
of Mescaline, N-allylnarmorphine and Morphine in Man, J. Nerv.
Wilt. 1318., 120: 157-175, 19%.
i

Monog.

on Mescaline I: Action in Schizo~
Psychiat. Quart., g2: 1.21-1.29, 1955.

3.: Studies

35.

Denber, H. and Merlis,

36.

Gastaut, H., Ferrer, S. and Castello, 0.: Action de la diethylamide
de l'acide d-lysergique (LSD 25) sur lee fonctions psychiques
at l'electroencephelograxme, Conf. Neuro1., 12: 102-120, 1953.

37-

Rinkel, H., DeShon, H.J., Hyde, R.W. and Solomon, H.C.: Experimental
Schizophrenia-Like Symptoms, Am. J. Psychiat., 108: 572-578, 1953.

38.

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in Schizophrenics, Psychiat. Quart. , g2: 1:30-4:32, 1955.

39.

Fink, M.:

ha.

Fink,

phrenic Patients,

A

Unified Theory of the Action of Physiotbmamic Therapies,

J. Hillside

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{3:

197—206, 1957.

and Green, M.A.: Electroencephalographic Correlates of the
Electroshock Process (in proparation).

M.

‘

��~24...

1m

1955.

mm:- and WM )mpwm that EEG and human-n

oﬂam swim to

abopinn were achieved by

mm mama in

paﬁenta with head trauma. Fran thaw report in

mute“.

the ayatemic attacks of

We at
(

am-

theme and

diam nppamd mam.

intamt in the

nativity 1n enmeshed:

r613 of 6311;:

), an immigauon a: the «that of dint-hum,

in patients manning eomlain therapy

wmsuport

to describe the oft-hats

bazwiw sf pitienta

mm

in

was

both

m

EEG

and behavior,

mama. It in the puma

«mm mthexmmdm

aux-lag olwhmﬂmek’ therapy; and to

unto the”

obsomtiom to the meant neurapbyaioloac adaptive hypothesis a! the
mode

of widow: of convulaive

them.

Wamwthodg:

mum pitta cuts, at. “nuns sagas or electroshock ﬂmmpy
in an awn-mad, volmtu'y psychiatric haepital have been studiad. All

mum hm ham
EEG

and.

Mot-ding, diafhuine

25 mm per minute,

in the me laboratory.

3‘an a mum

m amateur! intravenously at. the

for a total of

175

to

.200 mm, depending upon

rate of
the

�uh

Wm: «that.
Ins/k8 1»

wording to

m ram, (SW mm mm 2.8

b0 Int/ks.

mum is a column Wino W: with

am to “reprint. “perineum
the
Wen. bmnehm, Wmtim, rummum
lawman

«mm by mﬁylmolm,

«1»:meth

15W “Maiden,

M

and

«1

and

‘

A

mum: in»

(DFP and

plum-pins.

new Wis 1nd momma

(Raymu-

19189):

All records were unlisted
the por
car

animals,

22::

We

mi: time and

fast nativity.

far the: dams of dolta aébiviw

principal 31pm “ﬂuency;

Drug

errata

were

emailed

ﬁnd the

relative meant

as synchronising (I) or

Warning (n) «@0ng to the mam mama by um» (
In In

W,
mm,

tapers].

both

and

81m

parietal

and

)3

(

).

mu nativity was mum in natal-ion»

m m m mum.

War Wm:
Prim to drug

twain-rattan an mmzmmd psychiatric historical

�.3;-

intern“ and a structmd

Wm

1?ng drug achinistmtian, pat-1363
altamted with
ma

EEG

mm.

period 1mm tape

31’

taps

new 13me m

”cording parieda, until the

again. manifested

EEG 1236

Macaw pattern 0213131231 inspection.
M Minutes or behaviorai

by the

m“.
a

offsets

warn

and:

311111331

Maithmjoct, 1mm:- and Mam

naming

and

,

aux-mg drag

W
6:13.616

period, and

in language

were

«-

awriptions

at the

was:

1mm annlynn of tha awarded inten-

named

by a syntactic

minis of the amtﬂeient of variability

mm (x. a r)

(63113).“

M~3W1;
(t)

W:
W

mm of the start of the injection,
the math
subaaeta mitigated apaxtmeoua 0011M follow by mm
hm to five

a.

and a

thinness of speech.

11337111333

m6 weakness

mammalian

6

and

31‘

They

I.

feeling of hasitude, and 3

was: mien us

difficulty in

W136 mlynoa

worked

of trace

31‘

soon mceedud by

33mm cyclic: «gleam.

obmtim will

appear separately.

{mama

�Marts

of visual and baptis illusory

mantiann, rulings a!

witty and diam», and aslunisml thsugats about their ﬁlms”,
the setting of the tact.

prams

can

can identity

wax-s

winsd apmtan»

1

annular

mm in the mat period batman

in

after «hag satinistrntim. In thus
panic lad
and

ts a

suhaostn.

W

m disappomd in

W!

sitscta. In all retards,
wars

in

éanon

W

by!!!

;of

.. h

Such

pattsms sf

bum in all

Wm; and mutation sf tha wan-injection

pattanm in ms to five hours.

Wings. and

instants, vathdrwal

shaman mam-Nd during, drug administration and

Mama, with gradual

1

1%

and

m pattsms m smut with tbs behavioral

Alteration in the

‘

one

smut Miami-a1 response.

behavior slam transient and

mm

W8, harassing agitatian

newsman of the mar-ding. In

negativisn was tbs

15 amt 30

pmailing

its initial mouse

of all

W.

ancias.

was

a dwram in

Thar-a was

a

63mm

In patients without dalta activity

shatmsbock) , dasymhmnixaﬁm and voltage ésmasa was messiamlly

�”mania by low voltage

5-?

frontal and anterior tampon:
intimacy was not altered.

Ops

nativity,

um.

The

(Figum 1, 2). The basic alpha

build-m: in voltage and

aim: immanent: with mementmmn
In patients with ﬂying
there was a

mm.

Writ; and prominent in

W

ma

mm.

am: at

of high valtugo data «cavity

Want deem” 1n mum; and «mm-am of tin

Both random and

1w mltaéu alpha

and

burst

beta

mm nativity

Imemiaa

diaappearad and irregular,

banana pronnenb (Fig. 3.

h);

‘

(a)

’

Pammz

'

In previous «main, an intimate

in

We

language mun-nu

hid been mported

(

mtimmxn batman amass

maths Won].

). with diorama: in

13min

weapon” in electmahack

function, increased as?

a! third person, verbal denial. qmlifimtian, displaoomi;

am] 311011”

Name lax-Wat. Those «mm mum ha mhanced by the adamant-.1011

ef intrmmua mobarbiml

(

).

In the subjects in the man’s study, syntactic
a reversal of the pattoma noted in ehctrmhock.

Use

mm WM
of

mm

mm,

��us»

”mama aspects of wmldm threw, 1.1m» infomuw cumming
Mechanical

We”: is «mum. Mac of biochemical mama 1'0an

head

trim and spontaneous mums

(

), in a

that

am a

W

provide

am analogs data. Romain

expat-1mm “My of had

tmm in «ta,

ammo: after tmm, than appoarod

few

free mtylaholino which permit“! far periods up ta

1n

1:8

dunmatmted

the spinal ﬂuid,

hours. Bernstein

Wr max-um positive mint-1m batman the annuity of

1&amp;0 hand

trams and ma quantity of fun autylehaum, degree of alasbmmephalagnphic

W

Warn]. changea.

and tha newt-My of tho

martin initially

abound shcrt.

The

pounds a: tug: voltage

electroenmpmlomphic

fut nativity.

and a

trmaimt period of ﬂattering at alwtriml nativity followed by pmlonged
wands of hm amplitude ahup man in the delta {mmnciam Gmﬂtmtly,

altemﬁm in consciousness, ohms“ in reﬂexes.

and

pout-tramtie mama

mm most prominent with highest mueammtion of true acetylcholim and

mum

W

Tmr

and

m

stadium

the

of mm «hinge;

mm

in man. In

(

)

mammal bu obsomtim in 31mm

Wham patients, true mtyldmlim m

ﬂuid

pm

in 31.1mm following head trauma and

town!

mm

in

�g9...

gum m1 Minna: tad that the

M761

011‘

true acetylchonm varied

W.

dimctly with the degree of mmbéal

In addition,

We authors

swam the «hummus. nativity of the spinal fluid. In Quanta
taﬂwing head

mm,

my

(Whhoﬁmaplitung)

110th a

I

and

m rise in

drop

in the spooiﬂc «immanent-use (matchb-

splitting) activity or the spinal ﬂuid.

Whining

man-Speeific cholineatoraae

no such

rm mtylohaline following apontamous seizures.

those subdue“, electroencephalogram were taken
ing mama, and damonatrﬁted a direct

new in ﬂuid:

inversion me:

In most at

at “wing intervals ram.-

emulation of tha extant of

EEG

«morality md the amaranca 9f free acetyloholine in the spinal fluid.
In their reporta,

Tm and ﬁshermen;

report

«on

via:

aeivixg electrocanvuniw thumpy. swaying the patients
convulsions, they reported rm
and an

imam

aateraaa

rad-.19

Micheline in

patients ro-

after

34-?

Sadness!

the spinal fluid in

m,

in non-specific ohelineatamo with reversal of the abounin five

91‘

the six patients. They concluded

that {m apinal
I

6W3

flute!
than

are

in electroshock and

than row in opium}

more

like those of nraﬂnworebml trauma

many, Sachs ( ) cuiﬂmd tbs
a? the. six who max in show gum fm
“It. 13
Mare

patient
WW
at
cholimatem mun, they note:
an
mum).
at
a.

Em one

this patient was the only

one

of the

31::

to

mm

interesting that
tmtmant.”

show no response to

��‘

YEP?

(«mun/1

the ensyutie

, mien bleak

pyraphoaphate).

13:9an

91'

tmtyloholim, demonstrate the

cf high amplitude rapid frequemy

mm

Malawi.

similar to status epileptmug

u “11 as lessor demos of abmmality noted in postutramtio status
(

,

,

). In those swam, ntmpina blocked both the algatm

mauphalmsphic and clinical

talc “feats.

m, both in maximum and clinical studies of cmmbnl
we

my

mum that (a)

the

mtylehulim nativity of the spinal fluid

increases, (b) pundwhounestamae nativity
231'

the: ratea of

mung";

ad

chommﬂseu;

(6) that

(6) me change:

with a mama].

13.111101

than bioehoﬂcal

mtigholimgm «wounds my block both the shown-

whalomphic mad the clinica stints.
proth

memes

From

the data available it.

that the Mechanical basis of the eonvulsive therapy process in

am to that of nth amowmbml

trauma.

infrae mtylcholine inthe spimlﬂnid£
imatamae mum

(

).

g.

Gmlaivc Manny results

)m amenal of chol-v

m alanimcaphuomphic affects of

”pasted manned convulaims is tha amazement of high voltago,
slaw

is

ma activity, mmimlly with spike

activity

(

-.

,

mimic
),

�awe»

mid'xiemtosmmhoadhrAWC ,
studies-we have reported the relationship

hem the degree of WW ﬁt»!

me utivity and behavioral respme (i).

thbe

a

moml of the

61W
my
‘

The

studies method here.

new

«feet: at cumin“

the Marion).

In each ehmeterietie, emuisive

Wheemimmbni tnm.imhthemmm1im~
system is Weave by those studies, other animals mm

am be altered

provides In

and

cm.

therapy by antichoiinergie

Wrapyisthul

EEG

L Inpmim

g

).

(

Theta

«mam suggest that

mum mm

«comet experimental maxed fer studios of emioeembni

ensue
Baum mains of the brain stem activating system by Jasper and

mmmrem

(

fer the wailing

nomination

its erigln

1n the

mtraymm at
and

mm (

) and

Waleyw. (

”macaw

that

“matures,

Morning? and

,

) have

ehoiinergic drugs to this

”mute

) bed

“We!

thmfom,

that.

the» structures are

Here

may, Rama.

ream: the hits of nation
masodiWMg4.,mnung

”M

prohehie,

we nativity hm

ma aim

and that.

than

stmehm’ec

may be

we the feundntion

at umpim m6

We

It is 3130

selectively affected!

�hr;

the

Wire therapy pm”, and that. both the clinical and electrou

angina streets my be intimately muted to

shanghai

in thin

mm.

�m

um

*13-

«mu of

mm mm

wax-nation

”mmmammammym.mw
patients without may

Wu

and ﬁndings

WW thorny or mm mm, 111nm
at

many um

mmmmWemmotm(

W.

Thane were

).uaennm(

mum

human“

mm£2dcmm1omammwmmmm
“Imumu-WwWWMWm about mm.
them.

Inatndiunfum,mkhr( )wmmmma
Mata-um am no

m, mumm

an-

em 1a

values

:mmntywmmmamtm.‘mma&amp;mn(

)

Wammmmotmrmm,mmmnmtm
aw inﬁnding its diam, and

We

w W.
mmwmmammmm.

Belt: «mum did

random

bots nativity.

wunJ

)nm
11130003.th dfm1Wﬁ0aSWhuﬂmuihmteaMﬂm

wmum.m1otn( ) WWnpm'hmmd,
in

mm, 3 mm aspen-131w to mus-mam».

),

�.31...

In punish with 601k

mdﬁutaW

W

«adv

by

dwhromok, mm.-

)ammtmmmmmmmwmmm

mummmmmmumuuw uthanimminpmm
ammuwy

EWWWIMI‘( )mnaludedthat“...
mammmmm,m1nmepmmdmam

memmumw
”9061an
m,

ddsmhrmtutimommd

in

m,
W Winona nth 9W3, similar: W."
MmMnWanmehmmw
mmmwmtwwmummmwn
with

hallucination...

a!

in the

manna. mums

or

m:

or

mdmm,MaMMmﬁmm.Wthh
mm” Wamﬁummuwuwmuumum
rang“,

and

Wine, lira-um dem in the an: mean an

manymmmmmm.
Jthe

mm

on

ammm

mm hire am also amine-at

War. In 3W without we: mum the m Wham
mmmumqums, andthismmociaud umamm

with

this

illusory Momma In gamma with

ma mama dammit-am

mmwamwmmoxmwpmmmmw

�~65-

WW

(

)

mm

Wwwmamhmmmmrw.

MmemmaWnuumummmmﬁm

«Wmmamormummwamm(

)a

mm, mm upland: are mt Wat. In puma“
mmammwummmwmumm ma

Radar

than

and

‘mmat‘dmwtm.

WmWWﬂWtWMﬁwﬁmdﬂm
«mnwmmasrmmwmioaatamanumm
Man, in mm W. in mm” inmm We: cam,

MWWM'W'C ,

,

)Jhemmtm

wmmwwummmmwmm.

Thu

mmmmmofﬂwbmmmwh,orwha

mm by,

an aluminum

in the mwlahelmmehonmsm

mum” at the mm: muons man.

It in also probable that.

mmmmmmummmmimmmmamwm

momwaammnwmummmmmmummm
u ’Wﬂt’
.,

�WWW at

cm“ thirty

form
mWanu
blathuamdnitmmlmuﬁhtonwxym
ﬂmmdodynnue

thanpﬁu(

mammamotmmmsunn.

�Effect of Anticholinergic Agent, Diethazine, on EEG

and Behavior
Signiﬁcance for Theory of Convulsive Therapy

MAX FINK. M.D..
GLEN OAKS. N. Y.

�Reprinted from the A. Ill. A. Archives of Neurology 6“ Psychiatry
September 1958, Vol. 80, pp. 380—387
Copyright 1958, by American ﬂiedical Association

Effect of Antieholinergic Agent, Diethazine, on EEG
and Behavior
Signiﬁcance for Theory of Convalsive Therapy
MAX FINK, M.D., Glen

Oaks, N.

Y.

Recent investigations of convulsive therapy have emphasized EEG delta activity as
the neurophysiologic basis for the induced
behavioral Changel"5 Little study, however,
has been given to the biochemical effects of
this therapy, except in the course of investi—
gations of head injuries.
In investigations of head trauma signiﬁ—
cance has been ascribed to» changes in the
acetylcholine—cholinesterase systems both for
the behavioral and for the electroencephalo—
graphic effects. An increase in free acetyl‘6
choline and an alteration of the ratio of
cholinesterases 7 in the spinal ﬂuid have been
positively correlated with the degree of EEG
abnormality and degree of neurologic deﬁ—
cit. The EEG patterns were “blocked,” and
some improvement in clinical status was
reported following the administration. of
atropine.“8 In convulsive therapy, atropine
and scopolamine were observed to block the
appearance of delta activity,9 although the
systemic effects of the large doses of these
agents were marked.
Recent reports 10 noted that EEG and
behavioral effects similar to atropine were
achieved in patients with head trauma by
intravenous diethazine—a phenothiazine
compound with anticholinergic properties—
Submitted for publication March 24, 1958.
From the Department of Experimental Psy—
chiatry, Hillside Hospital.
Aided, in part, by Grant M-927 of the National
Institute of Mental Health, National Institutes of
Health, U. S. Public Health Service.
Read (in part) at the meeting of the Eastern
Association of Electroencephalographers, New
York, December, 1957. Awarded A. E. Bennett
Psychiatric Research Award of the Society of
Biologic Psychiatry, May, 1958.
380

with minimal systemic effects. In our con—
tinuing studies of the role of delta activity
in electroshock,3 the effect of diethazine: was
studied. It is the purpose of this report to
describe the effects of diethazine on EEG
patterns and on behavior of patients during
electroconvulsive therapy, and to relate these
observations to the present neurophysiologic—
adaptive hypothesis of the mode of action of
convulsive therapy.

Subjects and Methods
Forty psychiatric patients, at various stages of

electroshock therapy in an open-ward, voluntary
psychiatric hospital were studied. All observations
were made in acute experiments in the EEG lab—
oratory. After a routine EEG recording, diemhazine
was administered intravenously at the rate of 25
mg. per minute, for a total of 175 to 250 mg,
depending upon the behavioral effect. The dosage
varied from 2.8 to 4.0 mg. per kilogram of body
weight.
Diethazine is a soluble phenothiazine compound
with pharmacologic properties similar to those of
atropine. In experimental animals, diethazine
blocks the bradycardia, bronchospasm, salivation,
fasciculatio-n, and seizures induced by acetylcholine,
ﬂuorophosphate, and pilocarpine. It suppresses
salivation and induces mydr‘iasis and hypotension.11
EEG Analyses.~—Recording was continuous for
the duration of the observation period, except dur—
ing interview periods. Needle electrodes, and an
eight—channel Medcraft instrument were used. All
records. were analyzed for the degree of delta
activity,3 the per cent time and principal alpha
frequency, and the relative amount of fast activity.
The alpha and delta activities. were measured in
anterior temporal—vertex, parietal-ear lobe, and
frontal-occipital lead combinations.
Behavior Mensures—Prior to drug administra—
tion an unstructured psychiatric historical interview and a structured questionnaire period” were
tape-recorded. Following drug administration,

�EFFECT OF ANTICHOLINERGIC AGENT ON EEG
periods of recorded interview were alternated with
EEG recording periods, until the EEG had again
manifested the preinjection pattern on. visual inspection.

Two estimates of behavioral effects were used:
clinical descriptions by the participants—subject,
interviewer, and technician—of the changes oc—
curring during the drug period, and language
analyses of the recorded interviews. Changes in
1“
evaluated
by a syntactic analysis
language were
and an analysis of the variability in verbal interaction in the dyad?"14 * Both measures have been
shown to be sensitive to alterations in behavior induced by changes in the central nervous system.

W
W
W
W
WW
W
WW
AFTER I50 mg.

PRE-DRUG

LF-LO

RF.“
LAT‘LF
RAT-RF

LF-RF
LPT-LO

0-0
RPT-RO

WWW-MN

WWW“

MWVVUWVV’WMWM

50va___
SEC.
l

Observations
(a) C1inicwl.—Within two to ﬁve minutes
of the start of the injection, subjects mani—

fested spontaneous coughing followed by a
dryness of the mouth and a thickness of
speech. They reported a feeling of lassi—
tude and a heaviness and weakness of the
extremities, soon succeeded by increased
restlessness and difﬁculty in maintaining eye—
lid closure.
Reports of visual and haptic illusory sen—
sations, feelings of unreality and distance,
and delusional thoughts about their illness,
the setting of the test procedures, or our
identity were voiced spontaneously by 18
subjects in the period between 15 and 60
minutes after drug administration. In three
instances increasing agitation and panic led
Detailed analyses of these observations will be
reported separately by Dr. J. Jaffe and Dr. R. L.
Kahn.
*

AFTER 225 mg.

PRE-DRUGI

0-0

W

{Wyn-—
SEC.

=0?

IGQI HH

1

Fig. 1.—Effect of intravenous diethazine prior
to electroshock in a man aged 27.
Fin/e

#1125

NH

Fig. 2.——Effect of intravenous diethazine prior to
electroshock in a woman aged 57.

to a cessation of the recording. In two
subjects withdrawal and negativism were
the prominent behavioral response. Such
patterns of behavior were transient and had
disappeared in one and one~half to four
hours in all subjects.
(I?) EEG Potterns.——Alteration in. the
EEG patterns was concurrent with the be—
havioral effects. In all records, changes oc—
curred during drug administration and were
sustained, with gradual diminution and resti—
tution of the preinjection patterns, in one to
ﬁve hours. The initial response was a decrease in voltage and desynchronization of
all frequencies. There was a decrease in
prominence of prevailing rhythms. In patients without delta activity (preelectro—
shock), desynchronization and voltage
decrease were occasionally accompanied by
low—voltage 5—7 cps activity, symmetric and
prominent in frontal and anterior temporal
leads (Figs. 1 and 2). The alpha frequency
was not altered. The build—up in voltage and
appearance of slower frequencies with
hyperventilation were blocked.
In patients with varying degrees of high—
voltage delta activity, desynchronization of
the records became prominent, with a sig—
niﬁcant decrease both in voltage and in per
cent time of slow wave activity. From an
average per cent time delta of 45% in
frontal—occipital leads, there was a reduction to a mean of 20%. Both random and
burst delta activity diminished or disap‘
381

�A. M. A. ARCHIVES OF NEUROLOGY AND PSYCHIATRY
PRE-DRUG

AFTER 250 mg.

W
W
”W W
W
W
W
WW
W
W
WW
WW
W

LAT-LF/W
RAT

WWWW‘

WWWW

RPM/MW

LF-

+5HRS.

+|.HR

WVJMWWVV'

LPT'LQ’W’W‘VWW
0

°

”WNW

RPT—RW

WMw/V

*1249

SOpv [TEE—C

HH

Fig. 3.—Effect of intravenous diethazine on delta activity after electroshock.

peared, and irregular low—voltage alpha and
beta frequencies became prominent (Figs.
3 and 4). The hyperventilation
response
was no longer apparent.
(c) Language Patterns.——In previous
studies, an intimate relationship between
changes in syntactic language patterns and
the behavioral response in electroshock had
been reported.” With alteration in brain
function, increased use of the third person,
verbal denial, qualiﬁcation, displacement,
and cliches became prominent. These: ef—
fects could be enhanced by the administra—
tion of intravenous amobarbital.15
In the subjects in the present study,
syntactic analyses demonstrated a reversal
of the patterns noted in electroshock. Use
of the third person, qualiﬁcation, and dis—
placement decreased. Explicit verbal denial
was modiﬁed and replaced by minimization
and displacement, or by a reiteration of

complaints of illness. In dyadic analyses,
the verbal interaction was characterized by
a greater diversity of vocabulary and less
variability in the diversity scores for 25
word units.
The qualitative nature of these changes
in the language patterns is opposite that of
amobarbuital and electroshock. The duration
of language changes was concurrent with
the changes in the electroencephalogram.

Comment
These observations conﬁrm the report of
Jenkner and Lechner of the effects of di—
ethazine in “normal” subjects.10 Diethazine
also alters electroshock—induced delta activity in a fashion similar to atropine and
scopolamine, as described by Ulett and Johnson,9 with minimal unpleasant symptoms.
The effects of intravenous diethazine are
immediate, both on the EEG and on

W
W
“MW
MN
“$wa
W
W
WM
W
W
W
W
“”wa
PRE-DRUG

+

200 mg.

+25

min.

+

70min.

LF-LO

Rm

MWWW

st

UT'LWMW ”NM-«MW
WVMW“

LF-RF

LPT~LO

°'°

WWW

WWW/“M

5°}‘VL._.
ISEC.

WWW/WWW

#l637

HH

Fig. 4.—Effect of intravenous diethazine on delta activity after electroshock.
382

Vol. 80,

Sept, 1958

�EFFECT OF ANTICHOLINERGIC AGENT ON EEG
behavior, and thus provide a useful experi—
mental agent With “anticholinergic” proper—
ties. Two aspects of these experimental
observations warrant discussion: the role
of acetylcholine-cholinest‘erase- in the electroconvulsive therapy process, and the signiﬁ—
cance of diethazine “alerting” for concepts
of hallucinogenic activity.
1. Biochemical Basis of the Convulsive
Therapy Process.——While there has been
considerable study of the psychologic and
neurophysiologic aspects of convulsive therbiochemi—
information
little
concerning
apy,
cal processes is available. The studies of
biochemical changes following head trauma
and spontaneous seizures provide some analogic data. Bornstein,‘6 in a classical experi—
mental study of head trauma in cats,
demonstrated that within a few minutes after
trauma free acetylcholine appeared in the
spinal ﬂuid and persisted for periods up to
48 hours. He further demonstrated a posi—
tive relation between the severity of head
trauma and the quantity of free acetylcholine, the degree of electroencephalo—
graphic alteration, and the severity of the
behavioral changes. The electroencephalographic records initially showed short peri—
ods of high—voltage fast activity, and a
transient period of ﬂattening of electrical
activity, followed by prolonged periods of
high—amplitude sharp waves in the delta
frequencies. Concomitantly, alteration in
consciousness, changes in reﬂexes, and post—
traumatic seizures were most prominent with
highest concentrations of free acetylcholine
and greatest degree of EEG change.
7
Tower and McEachern conﬁrmed these
observations in clinical studies in man. In
112 neurologic patients, free acetylcholine
was found in the cerebrospinal ﬂuid only
in patients following head trauma and re—
cent grand mal seizures, and the level of
free acetylcholine varied directly with the
degree of cerebral damage. In addition, these
authors assayed the cholinesterase activity of
the spinal ﬂuid.7’1‘6 In patients following
head trauma, they noted a sharp rise in.
nonspeciﬁc cholinesterase (benzoylcholine—
Fink

splitting) and a drop in the speciﬁc cholin—
esterase (methacholine—splitting) activity of
the spinal ﬂuid. No such inversion was
noted in ﬂuids containing free acetylcholine
following spontaneous seizures. Electroen—
cephalograms were taken at varying inter—
vals following trauma and demonstrated a
direct correlation of the extent of EEG
abnormality with the appearance of free
acetylcholine in the spinal ﬂuid.
Tower and McEachern also reported ob—
servations in six patients receiving electro—
convulsive therapy. In patients after three
to seven induced convulsions, they noted free
acetylcholine in the spinal ﬂuid in two pa—
tients and an increase in nonspeciﬁc cholinesterase with reversal of the cholinesterase
ratio in ﬁve of the six. They concluded
that the spinal ﬂuid changes in electroshock
are more like those of craniocerebral trauma
than those found in epilepsyj' More re17
Sachs
conﬁrmed the reports of
cently,
free acetylcholine in the spinal ﬂuid after
head trauma and after electroshock.
In his studies, Bornstein6 administered
0.5—1.0 mg/kg. of atropine and demonstrated a reversal or a blocking of the EEG
effects and a modiﬁcation of the behavioral
and neurologic signs. Atropine also blocked
the EEG and clinical signs induced by intra—
cisternal acetylcholine.
Ward8 applied these observations to the
treatment of human subjects with varying
degrees of head trauma. Subcutaneous doses
of 0.1 mg/kg. of atropine induced both
clinical improvement and reversal of EEG
effects. These observations were recently
conﬁrmed by Sachs,17 Ruge,18 and Hughes}9
On the basis of these observations, Ulett
and Johnson 9 noted the effect of atropine
and scopolamine in blocking the EEG
changes of electroshock therapy. Con—
10
currently, ]enkner and Lechner reported
'

Regarding the one patient of the six who
failed to show either free acetylcholine or a re—
versal of the cholinesterase ratio, they noted: “It
is interesting that this patient was the only one
of the six to show no response to treatment.”
1‘

383

�A. M. A. ARCHIVES OF NEUROLOGY AND PSYCHIATRY

effects similar to those of Ward, in studies provides an excellent experimental method
for studies of craniocerebral trauma.
of diethazine in cases of head injury.
Studies of the brain—stem—activating sys—
Another group of investigations complete
the available data. Studies of anticholines— tem by Jasper and Droogleever-Fortuyn 28
terases, such as fluorophosphate, and tetra— and Lindsley et al.2‘9 had laid the founda—
ethylpyrophosphate (TEPP), which block tion for the prevailing conclusion that sym—
the enzymatic breakdown of acetylcholine, metric EEG slow—wave activity has its
demonstrate the development of high-ampli— origin in mesencephalic structures, and that
tude rapid—frequency EEG patterns similar these structures intimately affect the states
to those of status epilepticus, as well as of “alerting” and “drowsiness.” More reslighter degrees of abnormality, as noted in cently, Rinaldi and Hivaich 30"” have re—
post—traumatic states.”23 In these studies, lated the site of action. of atropine and
atropine blocked both the electroencephalo— cholinergic drugs to this mesodiencephalic
activating system. It is also probable that
graphic and the clinicaltoxic effects.
these
be
structures
may
selectively affected
clinical
and
both
from
experimental
Thus,
studies of craniocerebral trauma we may by the convulsive therapy process, and that
both
ef—
clinical
the
and
the
of
electrographic
the
that
acetylcholine activity
(a)
assume
the spinal ﬂuid increases, ([9) pseudo- fects may be intimately related to changes in
cholinesterase activity increases, with a re— this system.
2. Diethazine “Alerting” and Hallucinoversal of the ratio of cholinesterases, (c)
EEG hypersynchrony and slowing parallel gem'c Activity—The behavioral effects of
these biochemical alterations, and (d) anti— diethazine provide information. regarding
cholinergic agents may block both the elec— another aspect of the convulsive therapy
troencephalographic and the clinical effects. process. In patients Without prior convul—
From the data available, it is probable that sive therapy, illusory phenomena and feelthe biochemical basis of convulsive therapy ings of unreality were observed. These
is similar to that of craniocerebral trauma. were similar to the hallucinogenic effects of
Convulsive therapy results in free acetylcho— lysergic acid diethylamide (LSD32) and
line in the spinal ﬂuid 7'17 and a reversal of mescalinef“3 Again, analogic data about the
clinical
and EEG effects of these agents
cholinesterase ratios.”6 The electroencepha—
information
provide
about
some
con—
may
induced
effects
of
con—
repeated
lographic
vulsive
therapy.
is
the development of high—voltage,
vulsions
34 noted
In
studies
of
Wikler
mescaline,
symmetric, slow—wave activity, occasionally
that
the
EEG
demonstrated
no change, or
is
which
similar
to
with spike: activity,3"24’25
intermittent
continuous
low—voltage
fast
or
trauma..2627
that observed in severe head
increase
in
activity,
or
alpha
frequency.
In previous studies we have reported the
Denber and Merlis 3'5 noted a similar accel—
relationship between the degree of induced eration of
decrease in per
alpha
frequency,
slow—wave activity and behavioral response.3
cent time alpha, including its disappearance,
The studies reported here and, the work of and
random
beta
nonspeciﬁc
activity. Delta
9
Ulett and Johnson demonstrate a reversal activity did not
occur. In patients with
of the EEG and the behavioral effects of delta activity induced
by electroshock, Mer—
convulsive therapy by anticholiner‘gic com— lis and Hunter 38 noted that intravenous
pounds. In. each characteristic, convulsive mescaline markedly diminished the ampli—
therapy is thus similar to- cerebral trauma. tude and per cent time delta activity with
While the acetylcholine—cholinesterase sys— an increase in per cent time alpha. activity.
tem is highlighted by these studies, other
The effects of LSD on EEG are similar.
enzyme systems may also be altered.17 These Gastaut et al.3‘6 noted an acceleration of
studies also suggest that convulsive therapy alpha frequency of 0.5 to 4.0 cps, with an
384

Vol. 80,

Sept, 1958

�EFFECT OF ANTICHOLINERGIC AGENT ON EEG

accentuation of beta rhythms. Rinkel et
al.3‘7 conﬁrmed this observation and noted,
in addition, a reduced responsivity to hyper—

ventilation:
In summarizing his studies, Wikler 34
concluded that “regardless of the . . drug
administered, shifts on. the pattern of elec—
troencephalogram in the direction of de—
.

synchronization occurred in association with
anxiety, hallucinations, fantasies, illusions
or tremors, and in the direction of synchronization with euphoria, relaxation or
drowsiness.” This generalization. provides a
meaningful construct in, which these agents
may be assessed. Agents that evoke EEG
desynchronization tend to be hallucinogenic,
and mescaline and LSD are clear examples.
Agents that synchronize frequencies, such
as barbiturate and meprobamate in the beta
frequency range, and chlorpromazine, pro—
mazine, and perphenazine in the delta fre—
39
tend to be sedatives,
quency range
euphoriants, and relaxants.
The observations on diethazine reported
here are consistent with this hypothesis. In
patients without delta activity, the EEG
demonstrated desynchronization of f requen—
cies, and this was associated with clinical
illusory phenomena. In patients with delta
activity desynchronization occurred, and
alerting and reversal of the speech patterns
induced by electroshock were observed.
Electroconvulsive therapy may also be
understood in this framework. We have
previously noted a direct relationship be—
tween Clinical evaluations of improvement
and the degree of EEG slowing induced by
electroshock.3 Under these conditions, seda—
tion and euphoria are most prominent, and
hallucinatory activity diminished. In, pa—
tients in whom hypersynchrony is not in—
of

iStudies are now in progress on the effects
LSD,

Win—2299

(2~diethylarminoethy1-cyclo—

pentylhydroxy—Z-thienylacetate), benactyzine, and
other anticholinergic compounds on postconvulsive
EEG delta activity. Initial experiments with these
compounds have demonstrated marked diminution
in per cent time and amplitude of delta activity
associated with behavioral changes similar to those
seen with diethazine.
Fin/a

duced, behavioral change is limited, and
“improvement” does not occur.4
Previously we have concluded that the
mode of action of convulsive therapies is
based on the induction of a state: of altered
cerebral function, in which changes in adap—
tive interpersonal behavior occur, and are
interpreted as “improvement.” 3'4'39 The
present studies amplify two aspects of this
neurophysiologic-adaptive hypothesis. The
biochemical substrate of the behavioral
change is reﬂected by an alteration in the
acetylcholine—cholinesterase relationships of
the central nervous system. It is also prob—
able that EEG hypersynchrony provides the
neur‘ophysiologic basis of the milieu change,
which is clinically manifest as sedation and
euphoria and is evaluated as “improvement.”
The neurophysiologic-adaptive hypothesis
of convulsive therapy has provided a meaningful basis for studies of other physiody—
namic therapies.39 In this study, it has. been
possible to amplify our understanding of
neurophysiologic aspects of hallucinogens as
well.

Summary and Conclusions
The: effect of an anticholinergic agent,

diethazine, on the EEG, behavior, and lan—
guage patterns was observed in 40 psychiat—
ric patients, at various stages in the course
of electroconvulsive treatment.
(0) Behavior: Increased restlessness and
agitation, haptic and visual illusory sensa—
tions, and delusional thoughts about their
illness or the examiner’s identity were ob—
served.
(b) EEG: Alteration in EEG were con—
current with behavioral changes. There
were a decrease in voltage and desynchroni—
zation of all frequencies. In patients with
delta activity, the per cent time and voltage
of delta activity decreased.
(c) Language: Syntactic patterns de—
scribed for convulsive therapy were re—
versed. Use of third person, qualiﬁcation,
and displacement decreased. In dyadic
analyses there was a decrease in the coefﬁ—
cient of variation.
385

�A. M. A. ARCHIVES OF NEUROLOGY AND PSYCHIATRY

These observations are discusSed in the
framework of the neurophysiologic—adap—
tive hypothesis of the action of convulsive
therapy, and it is concluded that (at) the
biochemical basis for convulsive therapy is
similar to that of craniocerebral trauma;
(1)) changes in acetylcholine-—cholinesterase
metabolism are intimately related to the be—
havioral effects, and (c) EEG desynchroni—
zation may be a physiologic concomitant of
hallucinogenic activity, and EEG hyper—
synchrony, associated with euphoria and
sedation.
Mrs. Hannah Mosquera gave technical assistance
in the EEG recordings, and Dr. Joseph Jaffe and
Dr. Robert L. Kahn made the analyses of the tape
recordings.

Diethazine was made available through the
courtesy of Smith, Kline &amp; French Laboratories,
Philadelphia.
Hillside Hospital,

75—59

263d St.

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Springer—Verlag, 1927.
34. Wikler, A.: Clinical and Electroencephalographic Studies on the Effects of Mescaline, N—
Allylnormorphine and Morphine in Man, J. Nerv.
&amp; Ment. Dis. 120:157—175, 1954.
35. D‘enber, H., and Merlis, S.: Studies on Mescaline: I. Action in Schizophrenic Patients, Psychiat. Quart. 29:421-429, 1955.
36. Gastaut, H.; Ferrer, S., and Castells, C.:
Action de la diéthylamide de l’acide d—lysergique
(LSD 25) sur les fonctions psychiques et
l’électroencéplhalogramme, Conﬁnia neurol. 13:102—
120, 1953.
37. Rinkel,

M.; DeShon, H. J.; Hyde, R. W.,
and Solomon, H. C.: Experimental Schizophrenialike Symptoms, Am. J. Psychiat. 108:572—578, 1953.
38. Merlis, S., and Hunter, W.: Studies on
Merscaline: II. Electro—Encephalogram in Schizophr‘enics, Psychiat. Quart. 29:430—432, 1955.
39. Fink, M.: A Uniﬁed Theory of the Action
of Physiodynamic Therapies, J. Hillside Hosp. 6:
197—206, 1957.

Primed and Published in the United States of America

387

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��Effect of Anticholinergic

Compounds on

Post Convulsive

EEG

and Behavior

In 1956 Ulett and Johnson (1) reported to this society that large doses of
atropine or scopolamine blocked the appearance of the high voltage delta

activity usually induced by convulsive therapy. They also noted that the
dose of atropine necessary to affect the EEG-was such as to be associated
with unpleasant systemic effects.

The

reports

describing diethazine as an anticholinergic

by Jenkner and Lechner (2)

compound

with potent neurologic

but minimal systemic effects led us to undertake studies similar to those
of Ulett and Jehnson; and these observations, in turn led to an investigation
of other similar agents.

clinical

and

EEG

It is

correlations

the purpose of this report to describe the

on the intravenous

administration of various

hallucinogens and anticholinergic agents in psychiatric patients

it various

stages of convulsive therapy; and to relate these observations to the
recently expressed neurophysiologic-adaptive hypothesis of the mode of
action of convulsive therapy and of hallucinogens.
Subject and Mathod:
Our

subjects were consecutive referrals for convulsive therapy in an

open ward voluntary

psychiatric hospital. Patients have

various stages of therapy, with observations being

in the
17

EEG

laboratory. Following a standard

leads using needle electrodes, the

intravenously

at

a

made

been studied

in acute experiments

8 channel EEG

compound under

at

recording from

study was administered

set rate per minute, until clinical behavioral or

�electrographic changes
diethazine,

were observed.

Win 2299*, LSD-25,

benactyzine,

Diethazine was administered at 25
mgm;'Win-2299 and benactyzine

at

10 gamma per minute

per minute for 1.2-3.6

mgm.

at 0.5

for 50-150

studied

The compounds
JB—318*

and JB-336.*

per minute, for a

mgm

gamma;

have been

total

per minute for 2-5

of 175-250

mgm; LSD-25

and JB~318 and JB-336

at 0.h

mgm

mgm.

Observations:
the administration of diethazine, in 15 patients prior to convulsive
therapy, there was a decrease in voltage and a desynchronization of all
On

frequencies. Prevailing rhythmic patterns
some

instances, symmetric

prominent in the
was not
hy

frontal

altered, but the

became

low voltage 6-? cps

and

less prominent. In

activity appeared, most

anterior temporal leads.
in voltage

build—up

The

alpha frequency

and slower frequencies induced

hyperventilation was blocked (Fig. 1, 2).
In 17 patients during convulsive therapy, with varying degrees of

induced high voltage

delta activity, there

was a

significant decrease both

in voltage and in per cent time of slow wave activity. From an average per
cent time delta of h5% in the fronto-occipital leads, there was a reduction
to a

mean

of

20%.

Both random and

burst delta activity diminished

voltage alpha and beta frequencies became prominent.
response was no longer apparent.

hyperventilation

electrographic effects persisted for

is 2-diethy1aminoethyl cyclopentyl (2-thienyl) ggycolateg
is n-ethyl-B-piperidylbenzilateg JB-336 is memethyl-3-piperidy1benzilate.

”'Win-2299
JB-313

These

The

and low

�one

to five hours (Fig. 3, h).
Concurrent with these

Patients

changes.

EEG

became more

effects,

we observed

irritable

and

distinctive behavioral

restless and complained of

sensations of unreality with dysesthesias of the extremities. Visual

illusory

phenomena and

delusional thoughts about their illness, the

setting of the test procedure or the examiner's identity were described.
Their language patterns were characteristically altered in a fashion
opposite to that previously described for amobarbital (3), so that verbal
denial, minimization, cliches, third person mode and past tense became less
prominent.
The

These changes were concurrent with maximum electrographic change.

behavioral observations with diethazine led to a review of the

effects of hallucinogens on EEG activity. In 1955 Denber and Merlis (h) had
reported that mescaline altered EEG delta activity induced by electroshock,
in a fashion similar to diethazine. They described a marked reduction in
amplitude and per cent time of high voltage symmetric slow wave bursts with
an increase

in alpha per cent time

and

in

low

voltage,

random leW'wave

activity.
Reports by fennes (5)

that

an experimental compound, Win-2299 manifested

both potent anticholinergic activity and induced hallucinations in

to our study of this

compound.

The

effects

were

(Fig. 5).

led

similar to that observed

in the diethazine group. In patients pre-convulsive therapy,
desynchronization and decrease in voltages of

man

all frequencies

EEG

were induced

In eleven patients with high voltage delta activity there was a

decrease in amplitude and per cent time of slow wave activity with an
increase in alpha and beta frequencies.

activity dropped from

50%

to

23%

The mean

per cent time delta

in these subjects. Associated with these

�-helectrographic effects
and

hallucinatory

and

clinical patterns of restlessness, excitement,
illusory activity (Fig. 6). As the hallucinogenic
were

activity of LSD-25 was well established, these studies were next repeated
with this compound. Here, too, the behavioral and electroencephalogrgphic
effects,
was a

administration,

on intravenous

were

similar to diethazine. There

difference in the time constant in that the behavioral effects

occurred

1%

to

2

after

hours

drug administration, but the electrographic

changes were concurrent with the behavioral change. While there was

desynchronization with
Mean

LSD,

less

the delta activity was significantly repressed.

fell

per cent time delta activity

in five subjects

from h7% to 16%

(Fie- 7, 8, 9).
Recalling reports that benactyzine, a potent anticholinergic compound,
induced

EEG

desynchronization

next administered this

we

compound

intravenously in eleven subjects, and again observed similar clinical and

electrographic patterns. Both in the well modulated alpha record

and

in

the record with high voltage delta activity, desynchronization was prompt.
Delta activity decreased from a

subjects (Fig. 10, ll).’

clinical restlessness
same

per cent time of

electrographic patterns

39%

to

17%

we

in

8

were accompanied by

and excitement. While we did not observe

hallucinatory activity,
in the

These

mean

illusory or

did note that the language patterns were altered

fashion as with the other agents tested.

Lately, following reports by

Abood

(6) that various piperidylbenzilates

had potent anticholinergic properties and induced

activity,

we

patterns

were

tested

two

of these,

clinical hallucinogenic

JB~318 and JB-336.

identical to those of

Win-2299 and

The

electrographic

in each instance in which

desynchronization was observed, clinical restlessness and hallucinatory

�~5-

activity
for l to

(Fig. 12, 13).

was noted
3

The

hallucinatory activity persisted

hours, and during this period, electrcgraphic alteration was

prominent.
Thus, six compounds have been shown to have similar electrographic
and behavioral

effects.

Each has

definitive anticholinergic activity.

Each induces hallucinogenic or

excitatory activity; and these behavioral

changes are accompanied by

desynchronizaticn.

compounds have a
vamine

EEG

Furthermore, these

similar chemical structure (Fig. 1h).

The

tertiary

in a substituted diethylaminethanol is prominent, corroborating

the recent reports by Denber (7) on the hallucinogenic activity of tertiary
amines, and amplifying his studies by the common concurrent electrographic

patterns.
These observations amplify our understanding of the convulsive

therapy process.

In earlier studies

high voltage slow wave

activity

we

indicated that the development of

was the neurophysiologic

correlate of

behavioral change in convulsive therapy, and a necessary, though not

sufficient, condition for clinical
years, studies

improvement

(8). During the past ten

by Bernstein, Tower and MeEachern, ward, Sachs, Bugs and

others have noted similarities in the biochemical changes in convulsive
therapy to craniocerebral trauma (9). They reported an elevation of free

acetylcholine and pseudonholinesterase in the spinal fluid during
convulsive therapy.

In addition, topical administration of acetylcholine

induces high voltage bursts uni spike

activity. Ulett and

Johnson

emphasized the blocking of these cholinergic effects by the anticholinergic

activity of atropine

and scopolamine.

The obsumvaticns on

this report

on

�~6-

diethazine, Win-2299,

benactyzine and the piperidylbenzilates

ISDbZS,

support their observations.

Each of these compounds has potent

anticholinergic

clinical behavioral and language effects areqpposite to
those described for convulsive therapy. we may thus amplify the earlier
conclusion that the neurophysiolegic basis for behavioral change in

activity

and the

convulsive therapy
by noting

is

that this

the development of high.voltage slow wave

EEG

change

activity

reflects an alteration in the acetylcholine-

cholinesterase relations of the nervous system, probably in the direction
of increased cholinergic activity.
These observations lend themselves

to application in studies of

craniocerebral trauma. .ward's (10) reports of the efficacy of high doses
of atropine in altering the clinical manifestations of head trauma also
indicated that effective doses brought with

It would
more

them severe systemic

be advisable to repeat these studies,

neurologically specific anticholinergic

utilizing such

effects.

more

compounds as used

potent,

in these

experiments.

Finally, these observations, and our earlier reports
significance of

EEG

on the

delta activity in convulsive therapy, support the

his report on mescaline,
morphine with the comment that: "... regardless

observation of Wikler (11)
n-allylnormorphine and

who concluded

of the drug administered, shifts in the pattern of the electroencephalogram

in the direction of desynchronization occurred in association with
anxiety, hallucinations, fantasies, illusions or tremors, and in the
direction of synchronization with euphoria, relaxation or drowsiness."
This conclusion, supported by our observations, permit a more meaningful

�.7-

._

generalization of the recently expressed neurophysiologicuadaptive twpothesis
of the mode of action of somatic therapies in psychiatry. We may infer that
agents that synchronize

EEG

in the beta frequency range

frequencies, like barbiturate and

and chlorpromazine, promazine and perphenazine

in the delta frequency range, tend to
while agents that evoke

hallucinogenic, as

EEG

meprobamate

be

sedative, euphoriant

and

relaxant;

desynchronization tend to be excitant and

was noted

for diethaaine,

mescaline, and the piperidylbenzilates.

LSD-25, Win-2299, benactyzine,

�~8~

In summary,
and

the effects of various hallucinogenic

we have observed

anticholinergic

compounds on

the electroencephalogram and behavior

in psychiatric patients at various stages of convulsive therapy.
Behaviorally, these compounds induced increased restlessness, haptic
and

visual illusory sensations

and delusional thoughts about the

illness or the examiner's identity.

The

subject's

syntactic language patterns

described for convulsive therapy and barbiturate were reversed. Concurrent
with these changes were a decrease in voltage and a desynchronization of

all

freQuencies in the

In patients with high voltage delta

EEG.

activity,

the per cent time and voltage of the delta activity were markedly decreased.
These observations have been discussed
common

in the

framework of the

biochemical structure and anticholinergic properties of these agents

with the conclusion that:
(a)

The

biochemical basis for convulsive therapy and for&gt;high

alteration in the acetylcholinecholinesterase relation of the nervous system, probably in the direction

voltage

EEG

delta activity

may be an

of increased cholinergic activity.
(b)
of the

mode

The

recently expressed neurophysiologic-adaptive hypothesis

of action of somatic therapies in psychiatry

is amplified

to encompass the action of hallucinogens.

It is
cholinergic
more

recommended
compounds

that further studies of the effects of anti-

in creniocerebral trauma to

neurologically specific

Win-2299.

compounds

be undertaken,

utilizing

as diethazine, benactyzine and

�REFERENCES

1.

.2.

Ulett,

Effect of Atropine and Scopolamine
Electroencephalographic Changes Induced by ElectroOlin. Neuro aio . 2; 217-22h, 1957.
convulsive Therapy,
G.A. and Jehnson,1MJﬂ.:

Upon

Jenkner, F.L. and Lechner, H.:
wig;
19

3.

5.
,6.

Effect of Diparcol

on the

.

in

Kahn, R.L. and Fink, M.: Changes

Therapy, In
Grune

,h.

The

Electroencephalogram in the Normal subject and in Those
Cerebral Trauma, EEG Olin. ' NeuropQXSiol. I; 303-305,

&amp;

EEZOhOEEthOlOEY

Stratton,

Denber, H. and marlis,

N.Y. 19 8.

8.: Studies

Language During Eleotroshook

of Communication, pp. 126-139,
on Nescaline

I: Action in

Schizophrenic Patients. Eﬁychiat. Quart., g2; h21-h29, 1955.

Pennes, H. and Koch, P.: Paychotomimetics, Clinical and Theoretical
Considerations, Amer. J. Psychiat. _1_1_;: 887-892, 1957.
Abood, L.G.,

Catfield,

A.M. and

Biel, J.:

A New

Group of

Psychotomimetic Agents, Proc. Soc. Exp. Biol. Mad. 21:

h83‘h861 1958 o

7.

Denber, H.C.B.: Drug-Induced States Resembling Naturally Occurring
Paychosee, in ggzchotrogic DEEES: eds. Garattini, S. and

.8.

-

, l9 7.
Fink, M. and Kahn, R.L.: Relation of EEG Delta Activity to
Behavioral Response in Electroehock: Quantitative Serial
Studies, A.M.A, Arch. Neurol. &amp; Psychiat. 1Q} 516-525, 1957.

Ghetti, V., Elaevier,

9.

Fink, M.: Effect of Anti-Cholinergio Agent, Diethazine, on EEG
and Behavior: Significance for Theory of Convulsive Therapy,
A.M.A. Arch. Neurol. a Psychiat. §Qr W88, 1958.

10.

Ward, A.: Atropine

in the ”heatinent of Closed
398.).‘02’ 1950.
7:
Neurosurg.,

Head

Injury,

,1.

Clinical and Electaoencephalographic Studies on the
Effects of Mescaline, Nealkylnormorphine and Morphine in

‘Wikler, A.:

Man,

J. Nerv. Ment.

1318., 120: 157.175, 195h.

�Effect of Anti-Cholinergic Agent, Diethazine,

on

EEG

and Behavior:

Signiﬁcance for Theory of Omleive merepy

Max

From

LOI.’

Fink,

14.1).

the Department of Experimental Psychiatry, Hillside Hospital,
NOYI

Glen Oaks,

in part, by grant M-927 of the National Institute of Mental Health,
National Institutes of Health, U.S. Public Health Service.

Aided,
Read

(in part) at the meeting of the Eastern Association of Electroenceplmlo-

graphers, N.Y., December 1957.

SBP: 3-58

�3-3-58

Effect of Anti-Cholinergic Agent, Diethazine,
Significance for

Theory

on EEG-and Behavior:

oi Convulsive Therapy

Recent investigations of convulsive therapy have emphasized

EEG

delta

activity as the neuroprxyaaoiogic basis for: the induced behavioral change
(l,2,3,h,5). Little study, however, has been given to the biochemical
effects of this therapy, except in the course of investigations of head
injuries.
In investigations of head trauma significance has been ascribed to

in the acetylcholine-cholinesterase systems both for the behavioral
and the electroencephalographic effects. An increase in free acetylcholine
(6) and an alteration of the ratio of cholinesterases (7) in the spinal
fluid have been positively correlated with the degree of EEG abnormality
changes

and degree of neurologic
improvement

deficit.

in clinical status

The EEG

patterns were "blocked," and

was reported following

some

the administration of

atropine (7,8). In convulsive therapy, atropine and scopolamine were
observed to block the appearance of delta activity, (9) although the

effects of the large doses of these agents were marked.
Recent reports (10) noted that EEG and behavioral effects similar to

systemic

atropine were achieved in patients with head trauma by intravenous diethazine a phenothiazine compound with anticholinergic properties - with minimal
systemic effects.

In our continuing studies of the role of delta activity

in electroshock (3), the effect of diethazine was studied. It is the purpose
of this report to describe the effects of diethazine on EEG patterns and on
behavior of patients during electroconvulsive therapy; and to relate these
observations to the present neurophysiologic-adaptive hypothesis of thexnode
of action of convulsive therapy.

�SUBJECTS AND METHODS:

Forty psychiatric patients,

at various stages of electroshock

therapy in an open-ward, voluntary psychiatric hospital have been studied.
All observations have been made in acute experiments in the EEG laboratory.
Following a routine

recording, diethazine was administered intravenously

per minute, for a total of 175 to 250 mgm, depending
the behavioral effect. Dosage varied from 2.8 to h.0 mgm per kilogram

at the rate of
upon

EEG

25

mgm

body weight.

Diethazine

is

a soluble phenothiazine compound with pharmacologic

properties similar to atropine. In experimental animals, diethazine blocks
the bradycardia, bronchospasm, salivatim, fasciculation and seizures
induced by acetylcholine, di-isopropyl fluorophosphate and pilocarpine.

It

suppresses salivation, and induces nwdriasis and hypotension (11).

me

An

ses:
Recording was continuous

for the duration of the observation period,

except during interview periods. Needle electrodes, and an
Medcraft instnnnent were used. All records were analyzed

delta activity (3) 5 the per cent time
the relative amount of fast activity.
measured in anterior temporal-vertex,

and
The

and

8 channel

for the degree of

principal alpha frequency; and
alpha and delta activity were

parietal-ear lobe lead combinations.

Behavior Measures:

Prior to drug administration an unstructured psychiatric historical
interview and a structured questionnaire period (12) were tape recorded.
Following drug administration, periods of recorded interview were alternated

�+3-

with

EEG

recording periods,

injection pattern

on

until the

EEG

had again manifested the pres

visual inspection;

No estimates sf behavioral effects were used: clinical descriptions
by the participants - subject, interviewer and technician - of the changes
occurring during the drug period, and language analyses of the recorded interevaluated by a syntactic analysis (12)
views, Guanges in language were
.*
and an analysis of the variability in Verbal interaction in the dyad (13.11:)
Both measures have been shown
induced by changes in the

to

be

sensitive to alterations in behavior

central nervous system.

* Detailed analyses of these observations
Drs. J. Jaffe and R. L. Kahn.

will be reported separately by

I

�OBSERVATIONS:

(a) Clinical:
Within two to five minutes of the

start of the injection,

subjects manifested spontaneous coughing followed by a dryness of the
anzl a

thickness of speech.

They reported a

feeling of lassitude,

mouth

and a

heaviness and weakness of extremities which was soon succeeded by increased

difﬁculty in mintan eyelid closure.
Reports of visual and haptic illusory sensations, feelings of unreality
distance, and delusional thoughts about their illness, the setting of

restlessness
and

and

test procedures or

identity were voiced Spontaneously in eighteen
subjects in the period between 15 and 60 minutes after drug aduinistration.
the

our

In three instances, increasing agitation and panic led to a cessation of the
recording. In two subjects withdrawal and negativism was the prominent
behavioral response. Such patterns of behavior were transient and had
disappeared in
(b)

EEG

1%

-

14

all subjects.

hours in

Patterns:

Alteration in the

EEG

patterns

was concurrent with

the behavioral

effects. In all records, changes occurred during drug administration and were
sustained, with gradual diminution and restitution of the pre-injection
patterns, in

one

to five hours.

The

voltage and desynchronization of

initial

response was a decrease in

all frequencies.

praninence of prevailing rhytlms.

There was a decrease in

In patients without delta activity

(pm-electroshock), desynchronization and voltage decrease

was occasionally

activity, symmetric and prominent in frontal
and anterior temporal leads (Figure l, 2). The alpha frequency was not altered.

accompanied by low voltage

5—7

cps

�~5The

build-up in voltage and appearance of slower frequencies with hyper-

ventilation was blocked.
In patients with varying degrees of high voltage delta activity there
was a prominent decrease

in voltage

and desynchronization

of the record.

burst delta activity diminished or disappeared, and irregular
voltage alpha and beta frequencies became prominent (Fig. 3, h). The

Both random and
low

hyperventilation response was no longer apparent.
(c) Language Patterns:

In previous studies, an intimate relationship betwaen changes

in syntactic language patterns and the behavioral response in electroshock
had been reported (12). With alteration in brain function, increased use
of third person, verbal denial, qualification, displacement and cliches
became prominent. These effects could be enhanced by the admirﬁstration
of intravenous anobarbital (1h) .
In the subjects in the present study, syntactic analyses demonstrated
a reversal of the patterns noted in electroshock. Use of third person,
qualification and displacement decreased. Explicit verbal denial was modified
and replaced by minimization and displacement, or by a

complaints of

illness. In

dyadic analyses, the verbal

characterized by a greater diversity of vocabulary

and

reiteration of
interaction was
less variability in

the diversity scores for 25 word units.

qualitative nature of these changes in the language patterns
is opposite to that of amobarbital and electroshock. The duration of language
changes was concurrent with the changes in the electroencephalogram.
The

�DISCUSSION:

report of Jenkner and Lechner of
the effects of diethazine in "normal" subjects (10). Diethazine also alters
electroshock induced delta activity in a fashion similar to atropine and
These observations confirm.the

s cpolamine, as described by Ulett and Johnson (9), with minimal unpleasant
symptoms.
EEG

The

effects of intravenous diethszine are immediate, both

and behavior, and thus provides a

on the

useful experimental agent with "anti-

aspects of these experimental observations
warrant discussion: the role of acetylcholine-cholinesterase in the electrocholinergic" properties.

The

convulsive therapy progress, and the significance of diethasine "alerting"

for concepts of hallucinogenic activity.
1. Biochemical Basis of the Convulsive Therapy Process:
While there has been considerable study of the psychologic
neurophysiologic aSpects of convulsive therapy,
biochemical processes

is available.

The

little

and

information concerning

studies of biochemical changes

following head trauma and spontaneous seizures provide

some

analogic data.

Bernstein (6), in a classical experimental study of head trauma in cats,
demonstratadthat within a few minutes
appeared in the Spinal

fluid

and

after

trauma,

free acetylcholine

persisted for periods up to

h8 hours.

He

further demonstrated a positive relation between the severity of head trauma
and the

quantity of free acetylcholine, degree of electroencephalographic

alteration

and

graphic records

the severity of the behavioral changes.

initially showed short periods

The electroencephalo-

of high voltage

fast activity,

transient period of flattening of electrical activity, followed by prolonged
periods of high amplitude sharp waves in the delta frequencies. Concomitantly,

a

�.7 -

alteration in consciousness, changes in reflexes

and

post-traumatic

seizures were most prominent with highest concentrationsof free acetylcholine
and

greatest degree of

EEG

change.

Tower and HbEachern (7) confirmed

studies in

man.

In

112 neurologic

these observations in clinical

patients, free acetylcholine was found

in the cerebrospinal fluid only in patients following head trauma
grand mal seizures; and the level of free acetylcholine varied

the degree of cerebral damage.

and

recent

directly with

In addition, these authors assayed the cholin-

esterase activity of the spinal fluid, (7, 16). In patients following head
trauma, they noted a sharp

splitting)

and a drop

rise in non-specific cholinesterase (benzoylcholine-

in the specific cholinesterase (mecholyl-splitting)

activity of the spinal fluid.

No

such inversion was noted

in fluids containing

free acetylcholine following spontaneous seizures. Electroencephalograms
were taken

at varying intervals following

correlation of the extent of

EEG

trauma, and demonstrated a

direct

abnormality and the appearance of free

acetylcholine in the spinal fluid.
Tower and MbEachern

also reported observations in six patients

receiving electroconvulsive therapy.

In patients

after 3-7

induced convulsions,

they noted free acetylcholine in the spinal fluid in two, and an increase in

non-specific cholinesterase with reversal of the cholinesterase ratio in five
of the six. They concluded that the spinal fluid changes in electroshock are
more

like those of craniocerebral trauma than those found in epilepsy. *

patient of the six who failed to show either free acetylcholine or a reversal of the cholinesterase ratio, they noted: "It is
interesting that this patient was the only one of the six to Show no
response to treatment."

* Regarding the one

�-8recently, Sachs (17) confirmed the reports of free acetylcholine in
the spinal fluid after head trauma and after electroshock.
In his studies, Bernstein (6) administered 0.5-1.0 mg/kg atropine

More

and demonstrated a

reversal or a blocking of the

EEG

effects, and a

modification of the behavioral and neurologic signs. Atropine also
blocked the

EEG

and

clinical signs induced by intracisternal acetylcholine.

Ward (8) applied these observations

with varying degrees of head trauma.

atropine induced both clinical

to the treatment of

subjects

human

Subcutaneous doses of 0.1 mg/kg of

improvement and

reversal of

EEG

effects.

recently confirmed by Sachs (1?), Huge (18) and
these observations, Ulett and Johnson (9) noted the

These observations were
Hughes

(19).

Based on

in blocking the Em changes of electroshock therapy, without noting the effect on clinical behavior. Concurrently,
Jenkner and Lechner (10) reported effects similar to those of Ward, in

effect of atropine

and scopolamine

studies of diethazine in cases of head injury.
Another group of investigations complete the available

of anticholinesterases, as

DFP

data. Studies

(di-isopropyl fluorophosphate) and

(tetraethyl-pyrophosphate), which block the enzymatic

TEPP

breakdown of

acetyl-

choline, demonstrate the development of high amplitude rapid frequency
EEG patterns similar to status epilepticus as well as lesser degrees of
abnormality as noted in post-traumatic states (20, 21, 22, 23). In these
studies, atropine blocked both the electroencephalographic and the clinical

toxic effects.
Thus, both from experimental and
trauma we may assume

clinical studies of craniocerebral

that (a) the acetylcholine activity of the Spinal

�-9-

fluid increases; (b) pseudo-cholinesterase activity increases with a
reversal of the ratio of cholinesterases; (c) EEG hypersynchrony and
slowing

agents
From

parallel these biochemical alterations;

may

and (d)

anticholinergic

block both the electroencephalographic and the clinical effects.

the data available

convulsive therapy

it is probable that the biochemical basis

is similar to that of craniocerebral trauma.

of
Convulsive

therapy results in free acetylcholine in the spinal fluid (7, 17) and a

reversal of cholinesterase ratios (7, 16).

The electroencephalographic

effects of repeated induced convulsions is the development of high voltage,
symmetric Slow wave activity, occasionally with spike activity (3, 2h, 25),
which

is similar to that

previous studies

we have

observed in severe head trauma (26, 27). In

reported the relationship between the degree of

activity and behavioral response (3). The studies
reported here and that of Ulett and Johnson (9) demonstrate a reversal
of the EEG and the behavioral effects of convulsive therapy by anti-

induced slow wave

cholinergic

compounds.

In each characteristic, convulsive therapy

is thus

similar to cerebral trauma. While the acetyloholine-cholinesterase system

studies, other enzyme systems may also be altered
studies also suggest that convulsive therapy provides an

is highlighted
(17).

These

by these

excellent experimental

method

for studies of craniocerebral trauma.

Studies of the brain stem activating system by Jasper and DroogleverFortuyn (28) and Lindsley

gt|§l.

(29) had

laid the foundation for the

activity has its origin
in mesencephalic structures, and that these structures intimately affect
the states of "alerting" and "drowsiness." More recently, Rinaldi and
prevailing conclusion that symmetric

EEG

slow'nave

�-mrelated the site of action of atropine and cholinergic
drugs to this mesodiencephalic activating system. It is also probable that

Himwich (30, 31) have

these structures

may be

selectively affected by the convulsive therapy

process, and that both the clinical and electrographic effects

may be

intimately related to changes in this system.
2. Diethazine "Alerting
The

and Hallucinggenic

Activity:

behavioral effects of diethazine provide information regarding

another aSpect of the convulsive therapy processt.

prior convulsive therapy, illusory

phenomena and

In patients without

feelings of unreality were

observed. These were similar to the hallucinogenic effects of
and mescaline (33). Again analogic data about the

of these agents

may

provide

some

no change,

(31;)

noted that the

intermittent or continuous

increase in alpha frequency.

(32)

and EG

effects

information abmt convulsive therapy.

In studies of mescaline, Wikler

either

clinical

LSD

low voltage

EEG

demonstrated

fast activity or

Denber and Merlis (35) noted a

similar

acceleration of alpha frequency, decrease in per cent time alpha including

its

disappearance, and non-specific random beta

activity. Delta activity

did not occur. In patients with delta activity induced by electroshock,
Merlis and Hunter (38) noted that in travenous mescaline markedly diminished
the amplitude and per cent time delta activity with an increase in per
cent time alpha activity.

similar. Gastaut gt g. (36) noted
an acceleration of alpha frequency of 0.5 to h.0 cps with an accentuatim
of beta rhythms. Rinkel 33 al. (37) confirmed this observation and noted,
The

effects of

151)

on EEG are

�4L1-

in addition, a reduced responsivity to hyperventil‘aﬁon.*
In smnmariaing his studies Wikler (3h) concluded that

"

. . .

regardless of the drug administered, shifts in the pattern of electroencephalogram in the direction of desynchnonization occurred in association
with anxiety, hallucinations, fantasies, illusions or tremors, and in the

direction of synchronization with euphoria, relaxation or drowsiness.“
This generalization provides a meaningful construct
may be

assessed. Agents that

hallucinogenic, and mascaline

in which these agents

evoke EEG desynchronization tend
and

1813

to

be

are clear examples. Agents that

synchronize frequencies, such as barbiturate and meprobamate

in the beta

frequency range, and chlorpromazine, promazine and pezﬁmaz‘mainthe delta
frequency range (39) tend to be sedatives, euphoriants and relaxants.
The

observations on diethazine reported here are consistent with

this hypothesis. In patients without delta activity, the EEG demonstrated
desynchronization of frequencies, and this was associated with clinical
illusory

phenomena.

In patients with delta activity desynchronisati.on

occurred, and alerting and reversal of the speech patterns induced by
electroshock were observed.
Electroconvulsive therapy
We

~31-

have previously noted a

Studies are

now

may

also be understood in this framework.

direct relationship between clinical evaluations

in progress of the effects of

LSD, Win-2299,

benactyzine

other anticholinergic compounds on post-convul sive EEG delta activity.
Initial experiments w- ah intravenous LSD (SO-100 gamma) demonstrated
marked dinﬁnution in per cent time and amplitude of delta activity.
and

�of improvement and the degree of
Under these

conditions, sedation

EEG

slowing induced by electroshock (3).

and euphoria are most prominent and

hallucinatory activity diminished. In patients in whom hypersynchrcny is
not induced, behayicral change is limited and 'imprcvement' does not occur
(hO)

.
Previously

we have concluded

therapies is based

on the

that the

mode

of action of conVulsive

induction of a state of altered cerebral function,

in which changes in adaptive interpersonal behavior occur, and are inter»
preted as 'hmprovement' (3, h, 39). The present studies amplify two
aspects of this neurcphysiologic—adaptive hypothesis. The biochemical
substrate of the behavioral change is reflected by an alteration in the
acetylchcline-cholinesterase relationships of the central.nervous system.

It is also

probable that

EEG

basis of the milieu change

hypersynchrony provides the neurophysiologic

which

is clinically manifest as sedation

and

euphoria and is evaluated as 'imprcvement.‘
The

neurophysiologic-adaptive hypothesis of convulsive therapy

has provided a meaningful basis for studies of other physiodynamic

therapies (39). In this study,

it has

been possible to amplify our

understanding of neurophysiologic aspects of hallucinogens as well.

�SUMMARY:

effect of an anticholinergic agent, diethazine, on the
behavior and language patterns was observed in to psychiatric patients,
1.

EEG,

The

at various stages in the course of’electroconvulsive treatment.
(a) Behavior: Increased restlessness and agitation, haptic and
visual illusory sensations, and delusional thoughts about their illness
or examiner's identity were observed.
(b)

pg: Alteration in

There was a decrease

EEG

was concurrent with behavioral changes.

in voltage and desynchronization of all frequencies.

In patients with delta activity, the per cent time

and voltage of

delta

activity decreased.
(c) Language: Syntactic patterns described for convulsive

of third person, qualification and displacement
decreased. In dyadic analyses, there was a decrease in the coefficient

therapy were reversed.

Use

of variatian.

2. These observations are discussed in the

framework

of the neuro-

physiologic-adaptive hypothesis of the action of convulsive therapy; and

it is

concluded

that:

(a) the biochemical basis for convulsive therapy

is

similar to

that of craniocerebral trauma;
(b) changes in acetylcholine-cholinesterase metabolism are
intimately related to the behavioral effects;
(c)

EEG

desynchronization

of hallucinogenic activity; and
and

sedatidn.

EEG

may be a

and

physiologic concomitant

hypersynchrony associated with euphoria

�.Ih~
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2.

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29.
30.

Lindsley, D., Schreiner, L.I-I., Knowles, W.B. and Magoun, H.W.:
Behavioral and EG Changes Following Chronic Brain Stem
Lesion in the Cat, EEG Olin. Neuroplgsiol” _2_: h83-h98, 1950.
of
Rinaldi, F. and Himwich, H.H.: Alerting Responses and Actions
and
Atropine and Cholinergic Drugs, A.M.A. Arch. Neurol.

ngchiatu 1;:

31.

'

'

Ment. Dis. gg: 272-298, 191.7.

387-395, 1953.

Himich, H. and Rinaldi, F.: The Effect of Drugs on Reticular System,
in Brain Mechanism and Dru Action, 15-1114, C.C. Thomas,

Springfield, 1937.

aus der

32.

dietmrlamid, ein Phantastikmn
Stoll, W.: Lysergsaure - Schweiz
Neurol.

33.

Beringer, K.: Der Meskalinrausch
Springer, Berlin, 1927.

35.

Wikler, A.: Clinical and Electrencephalograwic Studies on the Effects
of Mescaline, N—allylnormorphine and Morphine in Man, J. Nerv.
mnto D180, 120: 157-175, 19%.
Denber, H. and Merlis, 3.: Studies on Mescaline I: Action in Schizophrenic Patients, PsEhiat. Quart. , 2_9_: 1421-1429, 1955.
Gastaut, H. , Ferrer, S. and Castello, 0.: Action de la diethylamide
de l'acide d-lysergique (LSD 25) sur lee fonctions psychiques
at l'electroencephalogranme, Conf. Neum1., 3;: 102-120, 1953.

36.

Pslchiat. ,

Arch.

Mutterkomgruppe,
1-h7, 19m.

Monog.

§_Q:

Neural. Psychiat., 1-315,

37.

Rinkel, M., DeShon, H.J., Hyde, R.W. and Solomon, H.C.: Experimental
Schizophrenia-Like Symptoms, Am. J. Pszchiat" 108: 572-578, 1953.

38.

Merlis, S. and Hunter, W.: Studies on Mescaline II: Electroencephalogram
in schizophrenics, Psychiat. Quart., g2: 1.30-1.32, 1955.

39.

Fink, M.:

ho.

Fink,

A

Unified Theory of the Action of mysiodynamic Therapies,

J. Hillside

M.

Hosp. ,

é: 197-206, 1957.

and Green, M.A.: Electroencephalographic

Electroshock Process (in preparation).

Correlates of the

��j:

q-»-\’X

mm or mumma manganese»
w Panama“ m and Behavior
4"

tho abmﬁm at W
Fm;black-d
the

W

mek,

m

mathem-

diam!” induced

«synchronization of ma fmquamisa and

in ”mums. In ptﬁent! with dais: activity, voltage

ﬂowed,

nativity diuppeumd.

muﬁms,

m,

amt

mm

mm function.

ath
an
was

amt alpha

and beta

and

bdnvioral changes

Wynn in mm“

therapy. the behavioral

wager?
airﬂow}:

11:01:16.6

mm o! the language patterns indicative

psychotonmotio nativity nf

2299, um

mm

frame“: increased

WV Mutton and withdrawal, immaod asthma,

in maintaining eyelid closure,
of 1115”“

and

W
muuhdmrgic comm, amine.

tine of delta nativity
and burnt.

“W

that

«It: w’dﬂty .méucad by convulsiw mum,

studies mm max-tutu: with
a

and Jamie»:

419mm led 1» may of
Mme sum or cmlsive

for ml: of mu
W:
In
recordings
of

compounds 1::

tbs dons

matreutmt, each
MOW. m
amt induced memmauon at can record with momma in beta “unity,

mm, par-1103.06 mm
md 1n

fmuemy and per-cent time at

alpha.

m nativity, both the mug. and ppm
meat. was “at Imam" mm,

nativity. In ”cards with 01w
was of thin: activity

and ﬁlm alpha

Wan}.

Bombwnt of

mm: W58

APR 2

:5:

tummy immacd.

(many: new concurrent with than ehctmgnphic manages, use

both mm inhibited by

Pram the

mm,

mtmm

WW

mummsim.

Psychiatry, Hillside

Kama, Cam

Oaks,

LL,

NJ“.

�nﬁa‘

m alumna”

are

Mar ta thwa of Dunbar a}. 3;. tor Winn.

Wt Michalimmio prawn", and
signiﬁcanaa
structurally, each contain: 1 mm nitrogen linkage.
Each

of theme

compounds have

The

01’

than

ﬁanrapy

of

amatima far the theazy of ﬁlm made of nation at convulsiw
mama‘s. as will u tor the wommbmr and Wing

$.13

1:311qu 1:111 b0 discusud.

K

�new cat Antichollnergle Game at mmmm me and Bob-71w *

3mm the observations
2: 217, 1957)
by

cumin

ergie

(W.

ﬁle“ and Johnson
um. atropine and 309130le blocked the delta wtiuty induced
than”, dMlar studies were undemken with another madmanof

diet-henna. Prenloe’oroehock, dietbuine induced demahrmiution
tuuuaned.“ end a decrease/1n voltages. In peasants with delta. activity,

compound,

of ER;

voltage md pennant time of delta

emvity hemmed,

frequencies increased and burst activity diuppeared.

dam all” end beta

.

Concurrent behavioral

mum,

illusory
maid ideetion and withdrawal, increased
restlessness, difficulty in maintaining eyelid closure, and reversal of the
language patterns «scouted with altered eerebml function after canvulsive
changes included

therapy

(m
amt.

tholog 9; Gomniggtion,

_

The

Gram

a:

Sure/atom, pg. 126, 1958)

psychotoulmtle aunt}; of diethuim led to the study at

hear-ac and diethyhﬂde, Win 2299 and bemtysim in voluntary momma
patients at venous stages of convulsive ﬁrm-aw. These antichaunerglo compounds
were Metered intmenously in amounts! of 50-150 gm, 2 to S m and 1.5

m respectively,
dung“

mder continuous

and language mum-es

mutmtmt,

nah

compound

EEG

mm.

‘For

«ch

compound the behavioral

peremled those of diethuine. In ma meanings
induced EEG demchmieeuon with an increase in

beta activity and in the alpha fmqueney. In renews with slow wave activity,
both the voltage and pop-neat time of this activity decreased, pement time

feet rmuemlea manned, and the alpha frequency increased. Behavioral
ahmgea mm concurrent with these ehctrographlc changes, and both were inhibited
by intravenous uhlorpmmine.
A

it

Fm: the

61.1}.

m.

Amos Mia/SB

ﬂuent of Experimnbal Psychiatry, Hillside Hospital,
.1. NW York.

�«a.

3mm ahauntim for muslin. we boon reported by Dunbar. We

and

(W.

W want].
the

33:

m. 1955).

of postoonvulain Em and bah-uric: pattoma by these potent

“mallow «unwound: “was“ a naumphyuiologic but: for comma“ thorupy.
Purim 39mm acted that. the clinical ropoma to manned comm m
«peach;
m the dmlemﬁt af Wain hiya voltnga aim: we nativity

(W.

my than be

19,: 516..

mmiaud with

ma

1957).

An

1mm in ahalinorgic nativity

Wchrazv and clinical sedation and whom.

SWy. a decrease in choumrgia activity may bu associated with

EEG

«syncing-am

mum and 6111:1031 psychotmuc nativity.
as therapy or the mad. or whim of amulaiu ”exam and tho mou-

phyamlogic

«ﬂoat: of mﬁebalmergic

command-

will be dismantled.

�\\

"v

Mint:

of Ant-1011mm:

W311:

Minimums

on

Wm

E39 and

neopolmim blocked the dclta activity induced by convulsive therapy, studies

are Wart-ken with moflar mama“

0136th dinthuim
«cram in voltages.

induced

compound,

diothuine.

m.

«mm-m on of frequencioa and

In putianta with delta activity, volﬁge and pen-mt

m of delta nativity acct-cu», tramway immune and law“ activity
disappears.
Concurrent behavioral chanson: 11:01am

imam and withdrawal,

illusory sensations, paranoid

incmaod ”ﬂatleusnass, difficulty in maintaining

mud. of the ham patterns indicative of altered
The apparent. hallucinogenic activity m to any of

eyelid cio'sum, and

«mm. ﬂirtation.
various

Wu inoluang
The

of

hmetysim

LSD. Win 2299,

bohuvionl changes in the dam

dawns.

In m6 Hoarding

intizm at the record with

an

employed were

mutmhaant, «eh

mousse in

'58"

parallel to those

agent

indmd «manom-

an fmuemiu, max-cue in

alpha Inquency, and alpha voltaga tad para-mt
601%:

and masculine.

tins. In records mm

activity, both the valtagc md pox-«mt tins of delta. activity duel-sand,

�duh

4...,

par-43m tine

fut {maintains

Manama,

Behavioral (changes were
ugd both

wm inhibited

by

and.

alpha Inquancy increased.

emmnt with

than electramphie mung»,

intramm «human-um.

00de hm patent mticholimrgic properties a
wall as n
W tertiary W W... Wm“ or them absent»Each

at then

The

um 29:: thus timery
:5

of thg an“

a: nation or combs.”

therapy in payments,

all «a fur the mumphysialogy and pinmcology of hallumogana

61mm.

11.111

be

�Effect of Anticholinergic

*
Compounds an Post—Convulsive EEG and Behavior

Following the observations of Ulett and Johnson

(EEG

Clin. Neurophysiol.

2; 217, 1957) that atropine and scopolamine blocked the delta
by convulsive therapy, similar studies were undertaken with

ergic
of

compound,

EEG

activity induced

snail-l anticholin-

diethazine. Pre-electroShock, diethazine induced desynchronization

frequencies and a decrease in voltages. In patients with delta activity,

voltage and per-cent time of delta activity decreased, donﬁnant alpha and beta
frequencies increased and burst activity disappeared.

Concurrent behavioral

illusory sensations, paranoid ideation and withdrawal, increased
restlessness, difficulty in maintaining eyelid closure, and reversal of the
language patterns associated with altered cerebral function after convulsive
changes included

therapy.
The

apparent psychotomimetic activity of diethazine led to the study of

lysergicl;:dudiethylamide,

benactyzine in voluntary psychiatric

Win 2299 and

patients at various stages of convulsive therapy.
were administered intravenously
mgm

in

reSpectively, under continuous

These

anticholinergic

amounts of 50-150 gamma,
EEG

recording.

2

EEG

5 mgm and

1:5

For each compound the behavioral

changes and language measures paralleled those of diethazine.
pre—treatment, each compound induced

to

compounds

In

EEG

recordings

desynchronization with an increase in

in the alpha frequency. In records with slow wave activity,
both the voltage and per—cent time of this activity decreased, per~cent time
fast frequencies increased, and the alpha frequency increased. Behavioral
beta activity

and

changes were concurrent with these electrographic changes, and both were inhibited
by intravenous chlorpromazine.

%

From the Department

Glen Oaks,
AEEG:

L.I.

u/3/58

New

of Experimental Peychiatry, Hillside Hospital,
York.

'

.

H.“

as...

�a-2-n

Similar observations for mscaline have been reported by Denber,
Merlis and Hunter
. w» “inhuman“.

ﬁJ/A‘revious reportstzgoted that the clinical response to induced
convulsions

the development of extensive high voltage

was dependent upon

slow wave,activity.QAaH7k7~Aznh.aNauroi7v9SyChtat?"j§7"516?“t959}n The

reversal of postconvulsive
cholinergic

compounds suggcrests

and euphoria ’

WC

ﬁes

G

The

EEG

and behavior

“patterns

thatEEmersynchrony

by these potent
and

anti-

[clinical sedation

{increase in cholinergic acti@

desynchronization and clinical psvchotomimetic activity,ere
4:.
decrease in cholinergic activl$291

5M7

Wild

relation of these observations to studies of head trauma, and

to the neurophysiologic-adaptive hypothesis of the
convulsive therapy will be discussed.

mode of

action of

�Effect of Anti cholingeric

Compounds on Post Convulsive EEG

and Behavior

,

In 1956 Ulett and Johnsgon repcrted to this society that large doses
(jig

of atropine erscopolamine blocked the appearance of high voltage delta

,.
Its-their—smdyzhey noted
6?

activity usually induced by convulsive therapy.

that the dose! of atropine necessary to affect the

W"

'

with“

carried

m

unpleasant

W5 mic

”We effects.
‘

'

Jenkner and Lechner

M

compound.

It is

m

were these-sthet—else—

Following. £23 reports by

Modiethazine 4 a—peten-‘t
(Mf‘iam

facts

aw cw. anticholinergic compound with minimal systemic 9

those of Ulett and Johnson

EEG

W.

1'

Mi!

W

XMMA‘.‘
”ﬁr/félcm
studies
to
similar

W

Our observations with

led to an investigation of other anticholinergic

this.

the purpose of this report to describe the clinical and EG correlations

on intravenous
A

administration of

LSD-25, Win-2299, benactyzine and diethazine
.

n

Z;

in pSychiatric patients at various stages of convulsive therapy; and relate

and

these observations to thekneurophysiolog'c-adapative hypothesis of the

mode

of action of convulsive therapy and of hallucinogens.
Subject and Method:
Our

km

subjects ass consecutive referrals for convulsive therapy in an

open ward voluntary
I

psychiatric hospital. Patients

have been studied

at

�.2—

[ll observations mg: made in acute
is?
laborah'y. Following a standardﬁrecording from
experimnts in the
W
17 leads, the compound under study #8 administered intravenously at a W

various stages of therapy,
EEG

1-: rate per minute , until clinical behavioral or electrographic changes

m
I

observed.

The compounds

studied have been diethazine, Win-2299, LSD-25
p

and benactyzine .

Fig.

I-

Diethazine was administered

at

Win-2299 and benactyzine

mgm;

10 gamma

Chemistry structure
25 mgn. per minute,

at 0.5

per minute for 50-150

mgm

for a total of 175-250

per mimte for

2—; men;

and

)5atI

LSD

gamna.

Observations:

‘

low

If;

patients

(Q

Wm

'

there

decrease in voltage and a desynchronization of
rhythmic patterns became

less prominent. In

all frequencies. Prevailing

some

voltage 6-7 cps activity appeared, most prominent
temporal leads.

m

The alpha frequency was not

993 $9321;

Wm

was a

instances, symmetric

in

low

the frontal and anterior

a;

altered, and? the build-up an

by hyperventilation was blocked,

�-u-u— -- .— ---

—-.— --—---

Fig.

2’

\‘V

93

\.

W;

Diethazine

-

EEG

-

g

Pre-Cenvulsive Treatment

vi;

.........._.--

__

W
,

/7

“I

at!

3

InApatients during convulsive therapy, with varying degrees ofﬂhigh

,5

(V
significant decreaseA in voltage and in
We}? ‘1‘! a W
K%W W aways... Flusucu/ISlow
per-cent time of delta activity. Both random and burst delta activity

is

voltage delta activity, there

M

a

M

4

V

-

~

I

0’3

diminished and low voltage alpha and beta frequencies
The

hyperventilation respoxaewas
—

no

Fig.

Diethazine --—----

.-

EEG

-

Patients

’4, S

Convulsive Treatment

EEG

effects,

“wwwwww

for

irritable

Mdysesthesias
1:3»

and

patterns were

‘ ,m

to five hours.

I Me

dest-tive

restless

behavioral

and complained of

of the extremities.

W.

Visual

illusory

their illness, the setting of the test

W1
46M!

procedure; or the examiner's identity were

MAM
Myopposite

one

we observed

phenomena and delusional thoughts about

‘

/
#‘X

became more

sensations of unreality

prominent.

longer apparent.

@hctrographic effects persisted

changes.

been

.—

Concurrent with these

.

l4»

"—

'

Their language

L

w

to that previously described for amobarbital)

5

�-

80

W

thatkdehial, minimization, cliches, third person

were

of

4:mode and

less prominent. These behaVioral changes were pun-at. during the period

46W
W W
W
W
M

maximum EG- chani gs.

We:

led to

i. :qs's’

diethazine

of other-imam hallucinogens

Aru—

m

Denber and Merlis had

W

W
mmdhﬁmmndm
They

WAWWM

t-L

similar to diethazine.

«mt

ﬁche-high voltage symmetric slow wave

time and

in

w
”Mutant

low

voltage,

‘9”

WW
W
wand M ”ma,”led to

‘x

’ril'

‘

~

MWMJ

MIM‘M?
-

MAM“?
Fﬁfﬁw'
W
this compound.
study

ELIZA;

——

51/

bursts were-diminished

WW
activity.

random slow wave

//{/,{r_,,""

fa. etagrm

with an increase in alpha per/cent

”.WMM
@ports by Pennes and

anticholinergic

altered

mescaline

.

it: EEG changes“induced by electroshock in a fashion

The

past tense

M.

‘

x-Jyx'yﬂ

effects were similar to that: in the diethazine group. Inpatients pres

convulsive therapy,

4,.v‘.

I

EEG

.4

‘

'7

.“-'

’
'

,

I

desynchronizationéwas induced.

Fig.
Win 2299

-

6

Pm-Cpnvulsive Treatment

.I‘.\

In patients with high voltage

slow wave

activity induced

by convulsive therapy,

�.5.
P, .
\B
‘2‘
9
\C
.

there

was

of slow wave
adecrease in amplitude and per-cent time
"
OLE, &amp;

WA.

LC—

"1L”

.

”I

,

‘

r

'1‘.“

I

activity

'

with an increase in alpha and beta frequencies. AA‘ssociated with these

electrographic effects

were

clinical patterns of restlessness, excitement,

/

_.__

,

Win 2299

and

hallucinatory

and

- Post

Fig. 7
Convulsive Treatment

We
ﬁremeﬁkwawAﬂ

illusory activity.

.

I,

Th? studies yore7/"repeated with intravenous

-'

4

LSD

{if/(MW isWM inMcbwLW W MAL/”3‘

W.

l

/.I

(

V

W

A’M/[F

There

m

behavioral effects]

W

€265

a difference

In

the time constant bee—names In line/-

M

electrographio changes-.ﬂkhh 144.

’1» A—‘nﬁlvj 5—6796
mi
there me less desynchronization 2-bit the delta activity

WrepressedmMkw M “(p/7L
“79% M7 miﬂlméw} __
(5‘;

a

I/L-v

‘

I,

.

Wﬁ‘ﬁ’Wxﬁi Mose-Al}

Recalling the- reports that benactyzine induced
l
.

“Mﬂx I)?“

‘

EEG

W '3

desy‘nchmnization 5 we

/

adninistered the- ccmpound intravenously: and again! observed similar clinical
and

is

electrographic patterns. In the well modulated alpha record, desynchronization
prcmpt.

In the record with high voltage delta activity, desynchronization

�~6-

'

MWMKL
Wdelta
I790:

V13.

activity

3903+}

__

Fig.

11,’ 12

Bemctyzine

WWW

These pattems were accompanied by
While we did not observe

-

EEG

clinical restlessness and excitement.

illusory or hallucinatory activity,

mguagew m and

Mo

diethazine,

‘éu-e

”,ij
Cl

w

w IL:

cc te-theé-r EEG

M

M
M3
a:

W
desmchrmizWeWw,

thﬁcue

M

compounds

,

an,

Malt/71,)

aaﬂwf/‘04

WM
have In:
W11 chemical structure

W

Jaw/554m these

did note the

Am

to have similar electrographictand behavioral effects.

minced

I”)

we

Win-2299 and LSD.

Thus, four compounds
shown

M

awfﬁijfj

d‘u

a

M

M

“by;

have been

{m W’MM

0’};

Ag,“ écfmmnmé’

é;

444-“

my

1“.”

“In diethyl-anﬁno-ethyl organization.

'

7544..

(5y

--------m-- ---~Repeat
Fig

__________________

WM”;

WWWtK’L/océeuﬁﬂﬁnféawhhmva\

«a

�.

'

I

I

I

These observations

therapy process. In
high voltage slow

a;

i

Ii

.

site amplify

our understanding of the convulsive

earlier studies

wave

activity

was

.

we

indicated that the development of

the neurophysiologic correlate of

behavioral change in convulsive therapy, and a necessary, though not

sufficient, condition for clinical improvement. During the past ten years,
studies

by Bornstein, Tower and McEachern, Ward, Sachs, Bugs and
I“.—

of convulsive therapy

have noted similarities in the biochemical

to craniocerebral trauma.
acetylcholins

They reported thatqguring convu Sl

and pseudocholinesterase

others

erap free

are-eiouated in the Spinal fluid. In

addition, topical administration of acetyicholine induces high voltage burst
and Spike

activity. Ulstt and

cholinergic effects
‘

The

by the

Johnson emphasized

anticholinergic

the blocking of these

i::;::§§s;7:;ropine and

5v

.
.
observation in this
report on dietha21ne,‘Win-2299,

support their observations. Each of these

activity

and

the clinical behavioral

6

AldAbév‘

that the neurophvsiologic eerreiate

compounds has

and language

thfse described for convulsive therapy.

LSD-25 and

thus

scopolamine.

benactyzine

potent anticholinergic

effects are apposite to

we may/amplify

the

earlier conclusion

behavioral changes in convulsive therapy

�.5-

is

the development of high voltage slow wave activity, by

this

EEG

tag—ion that

reflects an alteration.in the acetylcholine-cholinesterase

change

"L”!

J‘
relation of the basin, probably in the direction of increased cholinergic

activity} [Tl'

These observations lend themselves to application

in studies of cranio-

h9,41;r17§

cerebral trauma. The-repeat—ef Ward ll“

e

clinical efficacy of high doses

of atropine in altering the clinical manifestations of head trauma/also noted

that effective doses brought with
be advisable

them severe

peripheral effects.

to repeat these studies, utilizing such

neurologically Specific anticholinergic

more

potent,

It would
more

compounds as Win-2299, diethazine

or benactyzine.

Finally, these observations,
of

EEG

(l95h)

and our

earlier reports

on the

significance

delta activity in convulsive therapy, support the observation of Wikler
who concluded

with the

comment

his report

that:

"....

on mascaline, n-allylnormorphine and morphine

regardless of the drug administered, shifts in

m

the pattern.ofnelectroencephalogram.in the direction of desynchronization
occurred in association with anxiety, hallucinations, fantasies, illusions or

�tremors, and in the direction of synchronization with euphoria, relaxation

M

or drowsiness." This conclusion, supported by these observations, permit
a more near meaningful generalization of the recently expressed neurophysiologic -

adaptive hypothesis of the
We

may

mode

of action of somatic therapies in psychiatry.

infer that agents that Synchronize

frequencies, like barbiturate

”ﬂ

.

and meprobamate

phenazine

EEG

in the

in the

be

r

ge and chlorpromazine , promazine and

deltm; tend to be sedativel,

while agents that evoke

EEG

euphoriant and relaxantl;

desynchmnization tend to be excitant and halluc-

inogenic, as was noted for diethazine,
In smmnary,

per-

we have observed

pf

161), Win- 2299,

benactyzine and meccaline.

the effects of various compounds as diethazine,

,x/

Win~2299, LSD, benactyzine and mescaline on the electroencephalogran and

behavior? in psychiatric patients at various stages of convulsive therapy.
Behaviorally, these compounds induced increased restlessness, haptic and

visual illusory sensations

and delusional thoughts about the

subject's illness

or the examiner' 5 identity. The syntactic language patterns described for
Wham/C
convulsive therapy were reversed. Concurrent with these changes were a
decrease in voltage and a desynchronization of

all frequencies in

the

EEG.

In patients with high voltage delta activity, the per-cent time and voltage

�.10..
of the delta activity were marhedly decreased.
These observations have been discussed

in the

framework of the common

biochemical structure - that of a substituted diethylanimoethanol

thééIanticholinergic properties with the conclusion that:
(a)

The

//

-

and

£74kfzitiég‘

biochemical basis for convulsive therapy;may be an

alteration in the acetylcholine-dholinesterase relation of the nyrvous
system, probably in the direction of increased cholinergic

(b)

The

(Z?
encompass the

activity.

recently expressed neurophysiologic adaptive hypothesis

of the mode of action of somatic therapies

action of hallucinogens;

studies of the effects of anticholinergic
trauma be undertaken,

utilizing

more

in psychiatry is amplified to

t is recommended that further
compounds

in craniocerebral

neurologically Specific

as diethazine, benactyzine and Winr2299.

lﬁfﬁg’

compounds

�Effect of Antichelinergic Hallucinogen:

on

Post Convaleive

EEG

_and Behavior *

tron the Department of Experimental Psychiatry, Hillside Hospital,
GlQn OIkB, L010, 3.1.

part, by grant H—927 and HI~2092 of the National Institute
of Hental Health, National Institutes of Health, 0.8. Public Health

Aided, in

Service.
Read

at the

v1: 1/59

~

American
EEG.

EEG

Society neeting, Atlantic City, June, 1958,

�Effect of Anticholinergic Hellocinogens

on

Poet Convnleive

EEG

and Behavior

In 1956

Ulett

and Johnson

(

)

reported that atropine and

ecopolanino blocked the appearance of the high voltage delta

activity usually induced

by convulsive

therapy.

They

that the dose of atropine necessary to affect the

also noted

EEG was

each as

to be associated with unpleasant systemic effects. Reports by
Jenkner
conponnd

us

90

this

J

Leehner

(r) describing diethaeine as

an

antioholinergic

bet minimal eyatenic effects led
vith potent neurologic

endertake studies similar to those of Ulett and Johnson using
compound ( )y and

these observations, in turn, led to an

investigation of other experiaental enticholinergic agents.

is the purpose of this report to describe clinical

and

It

electro~

encephalographic observations on the intravenous administration
of various anticholinergic agents in psychiatric patients at various

stages of convulsive therapy and to relate these obeervationa to
hypotheses concerning the node of action of convulsive therapy
and the physiology

o: hallucinogens

(

).

(

)

�-2SUBJECTS AND METHOD:

Our

subjects were consecutive referrals for convulsive therapy

in an open ward voluntary psychiatric hospital.
numbers of

While varying

subjects have been studied for each compound,

Ages ranged from 18

in 10k eXperinents have been assayed.

subjects

86

to

67

years, and diagnoses include schizophrenic reactions, manic-depressive
and

involutional depressive psychoses.
Patients have been studied at various stages of the treatment

process.

observations were

The

laboratory.

1

standard

8

made

channel

EEG

in acute experiments in the

EEG

recorder and needle electrodes

applied in 17 lead placements following Strauss 22.2;

(

)

were

In each experiment, the compound under study was edninistered

used.

intravenously at a set rate per minute, until clinical behavioral
or electrographic changes were observed. The compounds studied have
been

diethasine, Win-2299, benaetyaine,

Each

is

a potent

JB~318, JB-336, and

atropine.

anticholinergic agent in vitrc. Diethasine

(diethylaaineethyl~n~dibensoparathiasine), for example, induces
mydriesis and hypotension, suppresses salivatien and blocks the

�-5.
bradycardia, aalivation and soizuros cf acctylchcline and fluorophosphatc

).

(

Win-2299 (2-diotylaminoothy1 cycloponty1—2-thieny1~
1

(2-diethy1aninoathyl benzilato) are
similar to atropine pcgﬂLt
central offocts
synthetic anticholinorgic agents/but with

glycolatc)

and minimal

and benactyzino

:

peripheral effects

(

,

).

JBo318 and JB-336

(N~ethy1o3-piperidy1bensilate, H-nethyl~3-piperidy1bonsilato)
,

.

are two at a rccant series or synthetic anticholinergic 33:3:
coupounda of high
(

). Diathazino

total or
minute

central potency
was

2

to

5

hallucinogenic activity

adminiatcrod at 25 ngn. per minute for a

175—250 ngn; Win—2299

for

and high

ngn.3 and

anqbonactynine at 0.5 nan. par

JB—BIB)

ngnt per minute for 1.2 to h.o ngn.

JB-336, and atropine

at

O.h

�OBSERVATIOHS:

(a) Diethezine:

A:

previously reported

administration or diethezine in

15

), the

(

patients prior to convulsive
ron

therepy resulted in a decrease ib volteges and a deeychnnnization
or

all frequencies. Prevailing

rhythmic patterns became lees

In some inetences, symmetric low voltage 6-7 ope

prominent.

activity appeared, nest proninent in the frontal
temporal leads.

The

and

anterior

elphe frequency was not altered, but the

build-up in voltage and the slower frequencies induced by hyper-

ventilation vere blocked (fig. 1).
acetone-ounces-

In

25

petiente during convulsive therapy, with varying

degrees of induced high voltage delta activity

significant decrease both in voltage
slow wave

activity.

From an

and in

( )

there

was a

per cent time or

everage per cent tine delta or

hSI in the £ronte~occipita1 lends, there was 1 reduction to
e neen

per cent tine of 201. Both random and burnt delte

�-5-

activity diminished
became

proninent.

and low

increase in degree of slow

The

hyperventilation was

on

effects persisted for

voltage alpha and bets frequencies

longer apparent.

no

one

activity

wave

These

electrographic

to five hours (Fig. 2).

ﬁ-‘-¢’---‘
Fig.

2

--‘------Concurrent with these electrographic effects,

distinctive behavioral changes. Patients
and

restless

and conplained of

we

observed

irritable

became more

sensations of unreality and or

dysthesias of the extremities; Visual illusory phenomena and
delusional thoughts about their illness, the setting or the test
procedure or the examiner’s identity were reported.

syntactic language patterns
a
(

were

Their

.

characteristically altered in

fashion opposite to that previously described for snobarbital
), so that verbal denial, minimisation, cliches, third person

node and

past tense hsaanaﬂhax becane less prominent.

changes were concurrent with

maximum

These

electrographic change.

�«6»

(b) Win-2299: Reports by Pennee
compound, Win 229?, manifested both
and induced
compound.

excitetory etatee in
The

(

)

that

an eXperimental

potent anticholinergic actiity

nan

led to our study or this

observations were einilar to those observed with

diethazino. In five patients without slow

wave

activity,

deeynchronisation of frequencies and decrease in voltages of

all frequencies

were noted

in tour (Fig. 3).
nooﬁﬂﬂ‘vw

Pig.

3

”------In 11 patients with high voltage delta activity there was a
decrease in amplitude and per cent tine of slow wave activity
with an increaee in alpha and beta frequencieec The mean per

cent tine delta activity dropped from

50%

to

23%

(Fig. h).

Fiz.\h

-‘-‘---“
Associated with these electrographio effects were clinical

patterne of reatleaeneea
and

and

excitenent. Patients

became

fearful

tenee. Visual seneatione were reported and in three subjects,

delusional elaboraticne about their hospital experience were

�-7.

proninentdheee behavioral changee appeared during drug administrau

tion or within ten minutes,
'

levels, within

to

Reports that benactycine induced

(c) Benactzaine:

diethazine and

disappeared, at these dosage

tea three hours.

two

deeynchronization

and

(

its structural similarity both to

and

)

Win~2299

EEG

led to our testing of this coupoond.

Intravenous administration in 12 oubjecto elicited oiuilar

clinical

and electrographic

patterns.

Both

in the well modulated

alpha record and in the record with high voltage delta activity,

deeynchroniaation was prompt. Delta activity decreaeed from a
mean

per cent tire of

to 171 in

391

‘--“‘-C“--“
PigS. 5’

8

cuhjecte (Figs. 5, 6).

6

ﬁ“-~--‘---These

electrographic patterns were accompanied by clinical

reetleeeoeee, irritability
was more

difficult.

dittaanxt

The

thoughts econ with the
dosage

levels.

In

and

excitement. Artifact-free recording

illusory sensations

initial

compounds were

and

delusional

not noted at these

patients with manifest dieorientation

language changee associated with convulsive therapy

(

and

), however,

�‘8‘
there

wee en

alerting

and e

revereal or the language patterns.

(d) Piperiqzibenziletee:
Abood (

)

that various piperidylbenziletea both manifested

entioholinergic activity
subjects,
The

Following recent reports by

we

tested

and induced

two or

these,

hallucinations in psychiatric

JB-318 and JB—336 in 2b

subjects.

electrographio patterne were identicel to those other
deeynohronination was during

-

Onset of inaynshxlaxxntx

experimental oonponnde.

injection or within

15

ninntee and persisted for one to four

hours (Fig. 7, 8).

-“Q.*.‘..--‘U.Figs. 7,

8

-nﬂ-~ﬁ--.‘-‘--animation was observed,
In each instance in whioh deeynchrntxixx

clinical restlessness
activity
changes.

were

and

exoitenent, illusory and hallucinatory

noted, and were concurrent with the electrographio

In two inetanoee the behavioral changes were halted

by the subsequent

intravenous adninietration of chlorpronaaine.

�(e) Atrozine: Continuing our etudy or enticholinergic
compounds, we

edniuietered atropine intraveneuely in 12 subjects,

in dosages of 0.8 to h.0ngn.

Systemic

erreeta were prenineut

during the injection with increased respiratory rate, puller,

dial

dry akin and dry mouth, preeorttxxx cenpleinte and eerked teehy~

eerdie (Figs. 9, 10).
und.~¢...mnd.¢Figs. 9, 10

‘b.-’~.ﬁ-‘----Subjects beenne reetleee end feertul (as did the obeervergp) end

Seekxxxnptenxxunxnxpxenixentxlxxte

recording became difficult.

Within ten minutes these symptoms

subsided and the subjects became drowsy and relaxed.
In subjects without delta activity

in the

initial record, to

leeeitude

by decreased

slowing (Fig.

little

be followed during

change was seen

the period at

voltages, desychrenization

and

increased

9).
Fig.

9

In subject: with delte activity, there wee en

initial

decreeee in

voltage and per eent time or such activity during the period or

�~10...

reatlonancaa, following by an increaao during tho period of
quiotudc (Fig. 10).

--ﬁ---.-‘&amp;-ﬂw
Fig. 10

“.Q‘....‘.‘.‘

�-11DISGUSSIOH:
i

Various compound: with measurable anticholinorgic activity
have

that been

effects.

Thoco

shown

to have similar oloctrographic and bohovioralw

oxporinontal compounds oxhibiting the greater

facility in altoring cloctrcgraphic patterns
structure oach containing

a

have a cannon

tortiory nitrogen with

linkage to varying roota (Fig.

ll);

a diothyl

whilo atropine, rolativoly

inpotont in altering oloctrcgraphic patterns contains a quaternary nitrogen. Bohaviorolly each compound induces stimulating,

excitatcry

and

illusory

and

hallucinatory activity.

Electro-

graphically each induces dcaynchronication of frequencioa,

and

docroaac in voltages, most prominent in anhycta with delta activity
c

7

following thoropcntically induced convulsions.
(a) Convulsive theragy process:
Those

observations amplify our understanding of the

convulsive therapy process and at the induced

activity.

In

earlier studios

or high voltoho slow wave

ccrroloto or bohoviordl

we

slow wave

indicated that the development

activitr

chango

EEG

woo

tho nonraphyaiologic

in convulsive therapy, and a

�-12-

-

heceslary, though not sufficient, condition for clinical
improvement

(

). During the past ten years,

.1ncluding Bernstein,
have reported

numerous

Tower and HoEachern, Ward,

similarities in the biochednicsl

authors

Sachs, Rugs
changes or the

central nervous system in convulsive therapy to that seen in
craniocerebral trauma

(

).

They observed an

inorease in

cholnerzic activity as manifest by an elevation of tree
acetylcholine and pseudocholinestereses in the spinal fluid.
In addition, the direct increase in central nervous system

acetyloholine activity by topical administration or eoetyloholine
induced high voltage bursts and spike activity.

Ulett

and Johnson

(

enphesised the blocking of the behevioral and electrographic effects
by the

antioholinergic activity of strapine
The

observations in this report

on

end

scopolenine.

dietheziue, Win-2299,

benectysine and the piperidylbenziletes support their observations.
The

potent enticholinergic activity of such of these compounds (with

apparent predoninant locus of activity in the central nervous
system)

expliries the suggestion that the beechenical basis for the

induced slow wave activity of oonvulsivei therapy results from

�an

increased lova4tf control acetylcholine-cho1inesterase

activity. Support for

such a hypothesis

considerable degrees of slow

adniniotrotion of

DE?

wave

is also seen in the

activity observed after the

(di-ioopropylrlnorophoophote) - a potent

oholinootoraoo blocking agent.
Uhilo these observations demonstrate that anticholinorgic
compounds

or. affective in reducing

slow wovo

activity,.roporto

of othor compounds with similar effectihavo also appeared.
‘Anphotanino (Bonaodrino)

(

acid diothylonido

and diphenhydronino (Bonodryl)

(

)

), moocalino

), lyoorgic

(

(

have been reported as rodncing post-convulsive slow wave
These compounds

)

activity.

are primarily described as oymphthominotio and

ontihiatoninio in phornncologio activity, yet each has exoitotory
ond

stimulating effoﬁoto

on

bahnvior

(

,

,

,

).

The

relations or those observations to than. soon in this report
are possibly boat assessed in relation to synaptic activity.
In

t

study of tho effects or vorioua agonta on the

EEG

and

behavior of unanosthotizod cats with chronic inpltnted electrodes,

�-1hBradley and Elkee

(

)

postulated the exietence of two, or

pcesibly three, types of interacting chemoreaponeive receptors
within the central nervous system: cholinergic, non~cholinergie
eheeeptible to amphetamine, and nonecholinergic susceptible to
LSD

and

tryptaminie derivatives.

Marezei and Hart

(

)

exploring intercortical-(transcollosel) partwaye in the cat,
described the effects of various compounds
on

direct electrical stimulation.

They

on

the evoked potentials

postulated the presence

of two chenoreeeptive potentialities of the synapse - cholinergic
and

adrenergic

~

with Opposing stimulatory and inhibitory aetien.

In both constructs, the administration at antifcholinergie agents,
or at eympatheniaetic agenta, results in equivalent eynaptic

.electrieal effects.
LSD

Thus

adrenaiine, amphetamine, meecaline

inhibit the electrical activity recorded afcreee

and

a synapse.

in ddentieal effect is achieved with atropine.
In the light or these suggestions, the present experiments
permit a.mere specific hypothesis regarding the pharmacologic
baeie of the convulsive therapy preceee.

Repeated induced convulsions

leads to an increase in synaptic eheliaergie activity with an

�-15-

increase in the level at electrical activity of the central
nerveue system, which 1e recorded by surface electrodes es
augmented high voltage slow wave

activity. Adainietratien of

entieholinergic agents reduces the leveﬂef synaptic activity,
resulting in a decrease in tbe manifest cortical electrical

activity to pre-convulsive levels.

The

administration of

ayapathomimetic agente, however, also achieve: the seme

etiolate, not

by

altering the

by increasing the

aloe
EEG

uni“ chelinergic ectivity but

level of adrenergic activity.

activity,

wave

so preninent and so

or the poet-seizure state

electrical

(

The

manifest

persistent in the

) may

waking

thus be related to a

pereiatent alteration in synaptic transmission activity of large
numbers of

The

delicate

thin balance is seen in the ready reversibility with a!

Venture or

alerting

calls at the centre‘rerveee system.

(

), tine

agents neted hare.

(

) and

the wide variety or pharmacologie

Repeated induced convuleione nay thus be

described an a device to creete bioeheaieal changes in the brain

�.16.
for their resulting behavioral effects.

fornuletion is

Such a

consistent with the view that convulsive therapy is
therapeutic process

non~apecitic

).

(

initial suggestion

The

a

(

)

for the convulsive therapy process

may

that the pharmacologio basis

lie in

alteration in

an

acetylcholine-cholinaeteraeo relationships, can, thus
on

be focused

the alteration in the level of synaptic activity.
11:?

regard, the observation that diphonkydranine
anti~hystaninic agent, also reduces slow
convulciono
amount of

),

(

and

wave

Innzyknhni

In

this

primarily an

,

activity of induced

the observations by Sacha

(

)

that increased

cerotinin appear in the spinal fluid otter convulsion:

cuggeet that this image of synaptic activity in convulsive therapy

is oversimplified. Nevertheless, further animal studies or the
effects of various drugs

on

the poat~seizure electrical activity

are warranted.
(b) Neurophysiologz;pf hallucinogenic activitz:
These

observations of anticholinergic compounds

delta activity also nay

activity.

be

on EEG

related to concepts of hallucinogenic

Each of the compounds

studied induced excitatory

�-17behavior including illusory and hallucinatory phenomena.* Here,
-

too, synaptic models

nescaline,

may be

useful. Sympathomimetie agetts, as

amphetamine, and

LSD, and

entieholinergie agents es

those described here, are equally potent hellucinogene,

The

neurophermacologic basis for such behavior may be characterized
ee en

alteration in synaptic balance in the direction of increased

inhibition (decreeeed.trenenieeion) of stimuli.

clinical efficacy of convulsive therapy in

The

hallucinatory ectivity.ney the: lie in
biochemical level.
known

alteration at this

Equally eignifieent are the effects of other

cin
entiehellunuiogene, ee chlorpromezine end reserpine,

electrical activity.
in

an

modifying

men (

nedceline

), block the
(

),

and

Both compounds induce
EEG

EEG

on

hypersynohrony

deeynehronieing effects of LSC.end

in animal studies, block

behavioral and electrogrephic effects

(

,).

LSD

and mesoeline

The

nonospecific

nature of the neurophysiologic basis of orperimental hallucinatory

activity ia thus emphasized.
In the doses need, hellucinetory phenomene were not observed
for benectyeine. A report of such activity was reported at

higher doeege

(

).

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                    <text>�Reprinted from Biological Psychiatry
Grunt &amp; Stratton, Inn, 1959
Printed in (1.8.4.

CHAPTER 14

Effect of An Anticholinergic Agent, Diethazine, on EEG
and Behavior: Signiﬁcance for Theory of
Convulsive Therapy
By MAX FINK, M.D.

of
convulsive
have
therapy
emphasized EEG
RECENT
delta activity as the neurophysiologic basis for the induced behavioral
change.“5 In investigations of head trauma signiﬁcance has been ascribed
to changes in the acetylcholine-cholinesterase systems both for the behavioral
and the electroencephalographic effects. An increase in free acetylcholine6
and an alteration of the ratio of cholinesterases7 in the spinal ﬂuid have
been positively correlated with the degree of EEG abnormality and degree
of neurologic deﬁcit. The EEG patterns were “blocked,” and some improvement in clinical status was reported following the administration of atro8
pine.“ In convulsive therapy, atropine and scopolamine were observed
to block the appearance of delta activity,9 although the systemic effects of
the large doses of these agents were marked.
Recent reports10 noted that EEG and behavioral effects similar to those
produced by atropine were achieved in patients with head trauma by intravenous diethazine—a phenothiazine compound with anticholinergic properties—with minimal systemic effects. The effect of diethazine was studied in
the course of our continuing studies of the role of delta activity in electroshock.3 It is the purpose of this report to describe the effects of diethazine
on EEG patterns and on the behavior of patients during electroconvulsive
therapy, and to relate these observations to the present neurophysiologicadaptive hypothesis of the mode of action of convulsive therapy.
INVESTIGATIONS

From the Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks,
Long Island, N. Y. Aided, in part, by grant M-927 of the National Institute of
Mental Health, National Institutes of Health, U.S.P.H.S.
Co-recipient of the 1958 A. E. Bennett Foundation Award for research in biological
psychiatry. Reprinted by permission from the A. M. A. Arch. Neurol. &amp; Psychiat.

8: 38 (Sept) 1958.
I am indebted to Mrs. Hannah Mosquera for her technical assistance in the EEG
recordings, and to Drs. Joseph Jaﬂ'e and Robert L. Kahn for their analyses of the
tape recordings.
Diethazine was made available through the courtesy of Smith, Kline and French
Laboratories, Philadelphia, Pa.
184

�EFFECT OF AN ANTICHOLINERGIC AGENT

185

SUBJECTS AND METHODS

Forty psychiatric patients, at various stages of electroshock therapy in an openward, voluntary psychiatric hospital have been studied. All observations have been
made in acute experiments in the EEG laboratory. Following a routine EEG recording, diethazine* was administered intravenously at the rate of 25 mg. per minute,
for a total of 175 to 250 mg., depending upon the behavioral eﬁ'ect. Dosage varied
from 2.8 to 4.0 mg. per Kg. body weight.
EEG Analyses: Recording was continuous for the duration of the observation
period, except during interview periods. Needle electrodes and an 8 channel Medcraft
instrument were used. All records were analyzed for the degree of delta activity,3 the
of fast
relative
and
the
amount
time
and
frequency,
alpha
principal
cent
per
activity. The alpha and delta activity were measured in anterior temporal-vertex, and
parietal-ear lobe lead combinations.
Behavior Measures: Prior to drug administration an unstructured psychiatric historical interview and a structured questionnaire period12 were tape-recorded. Following drug administration, periods of recorded interview were alternated with EEG
recording periods, until the EEG had again manifested the preinjection pattern on
visual inspection.
Two estimates of behavioral effects were used: clinical descriptions by the particithe
drug
of
the
during
occurring
and
changes
interviewer
technician)
(subject,
pants
period, and analyses of the language of the recorded interviews. Changes in language
were evaluated by a syntactic analysis12 and an analysis of the variability in verbal
interaction in the dyad 1" “1' Both measures have been shown to be sensitive to alterations in behavior induced by changes in the central nervous system.
OBSERVATIONS

Clinical: Within two to ﬁve minutes after the start of the injection,
subjects manifested spontaneous coughing followed by dryness of the mouth
and thickness of speech. They reported feelings of lassitude and heaviness
and weakness of extremities, soon succeeded by increased restlessness and
difﬁculty in maintaing eyelid closure.
Reports of visual and haptic illusory sensations, feelings of unreality and
distance and delusional thoughts about their illness, the setting of the test
procedures or our identity were voiced spontaneously in 18 subjects in the
period between 15 and 60 minutes after drug administration. In three
instances, increasing agitation and panic led to a cessation of the recording.
In two subjects withdrawal and negativism were the prominent behavioral
had
and
transient
of
behavior
disappeared
Such
were
patterns
responses.
in one and one-half to four hours in all subjects.
*Diethazine is a soluble phenothiazine compound with pharmacologic properties
similar to those of atropine. In experimental animals, diethazine blocks the bradycardia, bronchospasm, salivation, fasciculation and seizures induced by acetylcholine,
di-isopropyl ﬂuorophosphate and pilocarpine. It suppresses salivation, and induces
mydriasis and hypotension.11
'j'Detailed analyses of these observations will be reported separately by Drs. J. J affe
and R. L. Kahn.

�186

BIOLOGICAL PSYCHIATRY

WWW

Wm mm
PRE-DRUG

LF-LO

RF-RO

0-0
RPT-RO

AFTER 225 mg.

WWW/«WNW

WWW
WW
50ﬂVl——
l

FIG. l.—-EHect

SEC.

of intravenous diethazine, pre-electroshock (male, age 27).

PRE-DRUG

0-0

1r I64l HH

AFTER I50 mg.

WW
5°)‘VL—
SEC.
I

FIG. 2.—Eﬁ'ect of

we

I725

HH

intravenous diethazine, pre-electroshock (female, age 57).

�187

EFFECT OF AN ANTICHOLINERGIC AGENT
PRE-DRUG

W
W
”W
W
W
W
W
W
W
W
W
W
W
WW
+

200 mg.

+ 25 min.

4-

70min.

“WWW-

50 )‘VI

I

SEC.

#l637

HH

3.—Eﬂect of intravenous diethazine after electroshock (note especially effect
on delta) .
FIG.

PRE-DRUG

+|HR

AFTER 250 mg.

W
W
W
W
W
W
W
W
W
W
WW
SGML...—
I

FIG. 4.——-Effect of

on delta) .

SEC.

+ 5 HRS.

WwL/M
*l249

HH

intravenous diethazine after electroshock (note especially effect

EEG Patterns: Alteration in the EEG patterns was concurrent with the
behavioral effects. In all records, changes occurred during drug administration and were sustained, with gradual diminution and restitution of the
preinjection patterns in one to ﬁve hours. The initial response was a decrease
in voltage and desynchronization of all frequencies. There was a decrease
in prominence of prevailing rhythms. In patients without delta activity (pre-

�188

BIOLOGICAL PSYCHIATRY

electroshock), desynchronization and voltage decrease were occasionally
accompanied by low voltage 5 to 7 cps activity, symmetric and prominent
in frontal and anterior temporal leads (FIGS. 1 and 2). The alpha frequency was not altered. The build-up in voltage and appearance Of slower
frequencies with hyperventilation were blocked.
In patients with varying degrees of high voltage delta activity there was
a prominent decrease in voltage and desynchronization of the record. Both
random and burst delta activity diminished or disappeared, and irregular
low voltage alpha and beta frequencies became prominent (FIGS. 3 and 4) .
The hyperventilation response was no longer apparent.
Language Patterns: In previous studies, an intimate relationship between
changes in syntactic language patterns and the behavioral response to electroshock had been reported.12 With alteration in brain function, increased
use Of third person, verbal denial, qualiﬁcation, displacement and clichés
became prominent. These effects could be enhanced by the administration
of intravenous amobarbital.“
In the subjects in the present study, syntactic analyses demonstrated a
reversal of the patterns noted in electroshock. Use of third person, qualiﬁcation and displacement decreased. Explicit verbal denial was modiﬁed and
replaced by minimization and displacement, or by a reiteration of complaints
of illness. In dyadic analyses, the verbal interaction was characterized by a
greater diversity Of vocabulary and less variability in the diversity scores for
25 word units.
The qualitative nature of these changes in the language patterns is Opposite
to that of amobarbital and electroshock. The duration of language changes
was concurrent with the changes in the electroencephalogram.
DISCUSSION

These Observations conﬁrm the report of Jenkner and Lechner of the
effects Of diethazine in “normal” subjects.10 Diethazine also alters electroshock-induced delta activity in a fashion similar to atropine and scopolamine,
as described by Ulett and Johnson,” with minimal unpleasant symptoms. The
effects of intravenous diethazine are immediate, both on the EEG and
behavior, and it is thus a useful experimental agent with “anticholinergic”
prOperties. Two aspects Of these experimental Observations warrant discussion: the role of acetylcholine-cholinesterase in the process of electroconvulsive therapy, and the signiﬁcance Of diethazine “alerting” for concepts
of hallucinogenic activity.
Biochemical Basis of the Convulsive Therapy Process: Bornstein,6 in a
classic experimental study of head trauma in cats, demonstrated that within
a few minutes after trauma free acetylcholine appeared in the spinal ﬂuid

�EFFECT OF AN ANTICHOLINERGIC AGENT

189

and persisted for periods up to 48 hours. He further demonstrated a positive
relation between the severity of head trauma and the quantity of free acetylcholine, degree of electroencephalographic alteration and the severity of
the behavioral changes. The electroencephalographic records initially
showed short periods of high voltage fast activity and a transient period
of ﬂattening of electrical activity, followed by prolonged periods of high
amplitude sharp waves in the delta frequencies. Concomitantly, alteration
in consciousness, changes in reﬂexes and post-traumatic seizures were most
prominent with highest concentrations of free acetylcholine and greatest
degree of EEG change.
Tower and McEachern7 conﬁrmed these observations in clinical studies.
In 112 neurologic patients, free acetylcholine was found in the cerebrospinal
ﬂuid only in patients following head trauma and recent grand mal seizures;
and the level of free acetylcholine varied directly with the degree of cerebral
damage. In addition, these authors assayed the cholinesterase activity of the
16
ﬂuid.“
spinal
They noted a sharp rise in nonspeciﬁc cholinesterase (benzoylcholine-splitting) and a drop in the speciﬁc cholinesterase (mecholylsplitting) activity of the spinal ﬂuid in patients following head trauma. No
such inversion was noted in ﬂuids containing free acetylcholine following
spontaneous seizures. Electroencephalograms were taken at varying intervals
following trauma, and demonstrated a direct correlation of the extent of
EEG abnormality and the appearance of free acetylcholine in the spinal ﬂuid.
Tower and McEachern also reported observations in six patients receiving electroconvulsive therapy. ’In patients after three to seven induced
convulsions, they noted free acetylcholine in the spinal ﬂuid in two, and an
increase in nonspeciﬁc cholinesterase with reversal of the cholinesterase
ratio in ﬁve of the six. They concluded that the spinal ﬂuid changes in
electroshock are more like those of craniocerebral trauma than those found
in epilepsy.* More recently, Sachs17 conﬁrmed the reports of free acetylcholine in the spinal ﬂuid after head trauma and after electroshock.
In his studies, Bornstein6 administered 0.5 to 1.0 mg./ Kg. atropine and
demonstrated a reversal or a blocking of the EEG effects, and a modiﬁcation
of the behavioral and neurologic signs. Atropine also blocked the EEG and
clinical signs induced by intracisternal acetylcholine.
Ward8 applied these observations to the treatment of human subjects
with varying degrees of head trauma. Subcutaneous doses of 0.1 mg./Kg.
of atropine induced both clinical improvement and reversal of EEG effects.
These observations were recently conﬁrmed by Sachs,17 Ruge,18 and
*Regarding the one patient of the six who failed to show either free acetylcholine
or a reversal of the cholinesterase ratio, they noted: “It is interesting that this patient
was the only one of the six to show no response to treatment.”

�190

BIOLOGICAL PSYCHIATRY

Hughes.19 Basing their study on these observations, Ulett and Johnson"
noted the effect of atropine and scopolamine in blocking the EEG changes
of electroshock therapy. Concurrently, Jenkner and Lechner10 reported
effects similar to those of Ward, in studies of diethazine in cases of head

injury.
Another group of investigations complete the available data. Studies of
anticholinesterases, such as DF P (di-isopropyl ﬂuorophosphate) and TEPP
(tetraethyl-pyrophosphate) , which block the enzymatic breakdown of acetylcholine, demonstrate the development of high amplitude rapid frequency
EEG patterns similar to status epilepticus as well as lesser degrees of abnormality as noted in post-traumatic states.”23 In these studies, atropine blocked
both the electroencephalographic and the clinical toxic effects.
Thus, both from experimental and clinical studies of craniocerebral
trauma we may assume that (a): the acetylcholine activity of the spinal
ﬂuid increases; (b) that pseudo-cholinesterase activity increases with a
reversal of the ratio of cholinesterases; (c) that EEG hypersynchrony and
slowing parallel these biochemical alterations; and (d) that anticholinergic
agents may block both the electroencephalographic and the clinical effects.
From the data available it is probable that the biochemical basis of convulsive
therapy is similar to that of craniocerebral trauma. Convulsive therapy
results in free acetylcholine in the spinal ﬂuid“ 17 and a reversal of cholinesterase ratios.“ 16 The electroencephalographic effects of repeated induced
convulsions is the development of high voltage, symmetric slow wave activity,
occasionally with spike activity,3' 24’ 25 which is similar to that observed in
severe head trauma.” 27 In previous studies we have reported the relationship between the degree of induced slow wave activity and behavioral
response.3 The studies reported here and that of Ulett and Johnson" demonstrate a reversal of the EEG and the behavioral effects of convulsive therapy
by anticholinergic compounds. In each characteristic, convulsive therapy is
thus similar to cerebral trauma. While the acetylcholine-cholinesterase system
is highlighted by these studies, other enzyme systems
may also be altered.17
These studies also suggest that convulsive therapy provides an excellent
experimental method for studies of craniocerebral trauma.
Studies of the brain stem-activating system by Jasper and DroogleverFortuyn28 and Lindsley et al.29 had laid the foundation for prevailing
conclusion that symmetric EEG slow wave activity has its origin in mesencephalic structures, and that these structures intimately affect the states of
“alerting” and “drowsiness.” More recently, Rinaldi and Himwich30’ 31
have related the site of action of atropine and cholinergic drugs to this
mesodiencephalic activating system. It is also probable that these structures
may be selectively affected by the process of convulsive therapy, and that

�EFFECT OF AN ANTICHOLINERGIC AGENT

191

both the clinical and electrographic effects may be intimately related to
changes in this system.
Diethazine “Alerting” and Hallucinogenic Activity: The behavioral effects
of diethazine provide information regarding another aspect of the convulsive
therapy process. In patients without prior convulsive therapy, illusory
phenomena and feelings of unreality were observed. These were similar to
the hallucinogenic effects of LSD32 and mescaline.33 Again, analogic data
about the clinical and EEG effects of these agents may provide some information about convulsive therapy.
In studies of mescaline, Wikler34 noted that the EEG demonstrated either
no change, intermittent or continuous low voltage fast activity or increase
in alpha frequency. Denber and Merlis35 noted a similar acceleration of
alpha frequency, decrease in per cent time alpha including its disappearance,
and nonspecific random beta activity. Delta activity did not occur. In patients
with delta activity induced by electroshock, Merlis and Hunter38 noted that
intravenous mescaline markedly diminished the amplitude and per cent
time delta activity with an increase in per cent time alpha activity.
The effects of LSD on the EEG are similar. Gastaut et a136 noted an
acceleration of alpha frequency of 0.5 to 4.0 cps with an accentuation of
beta rhythms. Rinkel et a1.37 conﬁrmed this observation and noted, in addition, a reduced responsiveness to hyperventilation.*
In summarizing his studies Wikler34 concluded that “ . . . regardless
of the drug administered, shifts in the pattern of electroencephalogram in
the direction of desynchronization occurred in association with anxiety,
hallucinations, fantasies, illusions or tremors, and in the direction of synchronization with euphoria, relaxation or drowsiness.” This generalization
provides a meaningful construct in which these agents may be assessed.
Agents that evoke EEG desynchronization tend to be hallucinogenic, and
mescaline and LSD are clear examples. Agents that synchronize frequencies,
such as barbiturate and meprobamate in the beta frequency range, and
chlorpromazine, promazine and perphenazine in the delta frequency
range89 tend to be sedatives, euphoriants and relaxants.
The observations on diethazine reported here are consistent with this
hypothesis. In patients without delta activity, the EEG demonstrated desynchronization of frequencies, and this was associated with clinical illusory
phenomena. In patients with delta activity desynchronization occurred, and
alerting and reversal of the Speech patterns induced by electroshock were
observed.

*Studies on the effects of LSD and such anticholinergic compounds as Win-2299,
benactyzine, and hallucinogenic piperidyl benzilates (JB-318, 336) demonstrated
marked diminution in per cent time and amplitudes of delta activity, associated with
behavioral changes similar to those seen with diethazine.“

�192

BIOLOGICAL PSYCHIATRY

Electroconvulsive therapy may also be understood in this framework.
We have previously noted a direct relationship between clinical evaluations
of improvement and the degree of EEG slowing induced by electroshock.3
Under these conditions, sedation and euphoria are most prominent and
hallucinatory activity diminished. In patients in whom hypersynchrony is
not induced, behavioral change is limited and ‘improvement’ does not
occur.‘1

Previously we concluded that the mode of action of convulsive therapies
is based on the induction of a state of altered cerebral function, in which
changes in adaptive interpersonal behavior occur, and are interpreted as
4’ 39
‘improvement’F"
The present studies amplify two aspects of this
neurophysiologic-adaptive hypothesis. The biochemical substrate of the
behavioral change is reﬂected by an alteration in the acetylcholine-cholinesterase relationships of the central nervous system. It is also probable that
EEG hypersynchrony provides the neurophysiologic basis of the milieu
change which is clinically manifest as sedation and euphoria and is evaluated
as ‘irnprovement.’
The neurophysiologic-adaptive hypothesis of convulsive therapy has
provided a meaningful basis for studies of other physiodynamic therapies.39
In this study, it has been possible to amplify our understanding of neurophysiologic aspects of hallucinogens as well.
SUMMARY

The effect of an anticholinergic agent, diethazine, on the EEG,
behavior and language patterns was observed in 40 psychiatric patients, at
various stages in the course of electroconvulsive treatment. Behavior: Increased restlessness and agitation, haptic and visual illusory sensations, and
delusional thoughts about their illness or examiner’s identity were observed.
EEG: Alteration in the EEG was concurrent with behavioral changes. There
was a decrease in voltage and desynchronization of all frequencies. In
patients with delta activity, the per cent time and voltage of delta activity
decreased. Language: Syntactic patterns described for convulsive therapy
were reversed. Use of third person, qualiﬁcation and displacement decreased.
In dyadic analyses, there was a decrease in the coefﬁcient of variation.
2. These observations are discussed in the framework of the neurophysiologic-adaptive hypothesis of the action of convulsive therapy; it is
concluded that: (a) the biochemical basis for convulsive therapy is similar
to that of craniocerebral trauma; (b) changes in acetylcholine-cholinesterase
metabolism are intimately related to the behavioral effects; and (c) EEG
desynchronization may be a physiologic concomitant of hallucinogenic
activity; and EEG hypersynchrony may be associated with euphoria and
1.

sedation.

�EFFECT OF AN ANTICHOLINERGIC AGENT

193

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Effect of Anticholinergic Compounds on Post-convulsive EEG and
.
Behavior, EEG and Clin. Neurophysiol. 10: 776 (Abst.) 1958.

#3....”

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                    <text>50
ALTERATION OF BRAIN FUNCTION
IN THERAPY
MAX FINK

following summary of observations made at a 200-bed voluntary, nonproﬁt, open-ward psychiatric hospital during the past
three years is presented as the basis for discussion. The major
interest of our Research Service is an investigation of the mode of action
of various somatic therapies, especially electroshock and drugs. The
disciplines represented in the research unit are clinical and psycho«
dynamic psychiatry, neuropsychology, and experimental and clinical
psychology. The following data summarize various studies that have
previously been reported only in part:
(I) High-dose reserpine for relief of anxiety: double-blind placebo
study.
(2) Chlorpromazine-insulin coma study.
(3) Electroencephalographic effects of various drugs.
(4) Electroshock process: concurrent psychiatric, psychologic, and neurophysiologic observations.
HE

OBSERVATIONS

Reserpine
In a placebo-controlled, double-blind study of oral and intramuscular
reserpine, consecutive patients referred for drug therapy were rated for
degree of manifest anxiety.1 The patients with high degrees of anxiety
received randomized three-week periods iof reserpine therapy, divided
into the following daily dosage periods: 10 mg. of reserpine (5 mg. oral,
5 mg. intramuscular), 5 mg. of reserpine (oral or intramuscular), or
Reprinted from Psychopharmacology Frontiers. Proceedings of the Psychopharmacology
Symposium of the Second International Congress of Psychiatry held in Zurich, Sw1tzerland on September 2-4, 1957. Published and copyrighted 1959 by Little, Brown and
Company, Boston 6, Massachusetts, USA.

�326

PSYCHQPHARMACOLOGY FRONTIERS

placebo. Drugs were administered daily. None of the observing therapists
knew which sequence was being followed or the dosages administered.
Relief of anxiety symptoms related to drug dosage was seen in 20 per
cent of the group. In 80 per cent no relief was noted, and of these, onethird exhibited severe depressive reactions which eventually responded
to electroshock therapy. The high doses of reserpine administered resulted in signiﬁcant clinical manifestations in every patient. The be~
havioral changes induced were directly related to the degree of concomitant physiologic disturbance.
It was the conclusion of this study that high-dosage reserpine therapy
has limited usefulness in the relief of anxiety symptoms. The dangers of
induced depressions were clearly manifest, and the uncomfortable nature of the side effects of drug administration has resulted in a limited
application of this drug in this environment.

Chlorpromazine-insulin coma
During a ﬁfteen-month period, all patients referred by the supervising
psychiatrists at this hospital for insulin coma therapy were divided by
random sampling into an experimental group and a control group.2
The control group received classical insulin coma treatment, following
the basic technique of Sakel. All patients received ﬁfty comas, each of a
duration of one hour or longer, at the physiologic level of Babinski
reﬂex or absent lid reﬂex or deeper. The experimental group received
chlorpromazine therapy in rapidly increasing dosages until toxicity had
been induced. When toxic signs of rigidity, drooling, ﬁxed facies, seizures,
dermatitis, or marked weakness appeared, the dosage was gradually reduced until a maintenance level was obtained. Patients were sustained
on this regime for a period of three to four months. In both groups, behavioral observations were made by investigators none of whom was the
for
referred
treatment, resulting
were
Sixty
patients
therapist.
patient’s
in two groups of 30 each.
The maintenance dosage of chlorpromazine was 300 to 2000 mg.
daily. Initial dosages ranged from 1400 to 3600 mg. daily.
Chlorpromazine induced motor retardation in all subjects. Overactive,
destructive behavior rapidly disappeared, and the patients were more
tractable, less negativistic, and less violent. One-third of the patients were
more sociable and less seclusive, and were noted to care for themselves in
a more presentable fashion. In the instances where severe parkinsonism
supervened, however, the patients were less able to care for themselves,
became sloppy, and failed to dress.
Affective changes during chlorpromazine were varied. Four patients
became increasingly agitated, tense, and tremulous, and either refused
to continue on the drug regime or were induced to do so only with

�MODE

or

ACTION

327

difﬁculty. Such an affective .storm appeared early in the therapy and
persisted.
..
In 4 other cases, depressive symptoms were signiﬁcantly relieved, with
an increase in affective lability and responsivity. In 2 patients, depressive
ideation increased and was associated with complaints of insomnia. The
medication was continued, however, with eventual alleviation. In most
patients mood changes were small.
Ideation was altered during the period of chlorpromazine therapy in 12
of the patients. Eight patients had a loss or a signiﬁcant diminution of
psychotic ideation. In 5, the hallucinatory and referential experiences
were no longer reported even on inquiry, and in 3 others, delusional
ideation was less prominent. In 1 patient, however, paranoid ideation
became more prominent. This was associated with increasing anxiety and
panic during drug administration, with resultant discontinuation of the
drug regime.
The clinical effects of insulin coma therapy have been exhaustively
reported, and the ﬁndings in this series are comparable to those previously published.
With regard to the evaluation of improvement, all 60 patients of this
study have been discharged from the hospital. Table I lists patients according to the four-fold classiﬁcation in use in the hospital at the discharge conference.
TABLE

I

DISCHARGE RATINGS

Chlorpromazine Insulin Coma
Recovered
Much improved
Improved
Unimproved

2

4

0
5

l7

l5

7

10

Inherent in the design of this study were high doses of chlorpromazine,
pushed until symptoms of toxicity appeared. In this context, therefore,
all patients developed signiﬁcant drug effects. In all, rigidity of extremities appeared, frequently accompanied by a decrease in facial expression, drooling, and festination. Untoward complications are listed
in Table II.
Electroencephalograms were obtained in 20 of the chlorpromazine
patients. On adequate doses, concomitant with a change in clinical
behavior a moderate amount of low-voltage 4 to 7 cps delta and theta
activity was observed. This activity was exaggerated by hyperventilation.
In the 3 patients in whom seizures were induced, the delta activity was
not signiﬁcantly different from the remainder of the group. There was a

�328

PSYCHOPHARMACOLOGY FRONTIERS

suggestive relationship between the degree of the induced slow-wave
activity and the drug dosage.
TABLE

II

COMPLICATIONS

Chlorpromazine

Agitation and panic
Dermatitis, severe
Seizures

Refusal of further therapy
Hypotension
Secondary reaction, frequent
Prolonged coma (more than 6 hours)
Insulin resistance
Regression of behavior

4
3
3
2

Insulin Coma
3

5
2

2
—
—

Dab—409ml

2

It was the conclusion of this study that neither Chlorpromazine in
high doses nor insulin coma is a speciﬁc treatment for schizophrenia. It

was noted that these treatments were devices to temporarily alter behavior that had been socially unacceptable. Since Chlorpromazine was
safer, easier to administer, and more controllable in its effect and had
fewer side effects, it was recommended that it replace insulin coma.

Role of electroencephalographic changes in behavioral change
As noted in the following section, a direct relation between changes
in electroencephalographic delta and behavioral changes in electroshock had been observed in these laboratories. For this reason, a survey
of the role of various newer drug agents was undertaken to determine
the potential relationship between behavioral change and electroencephalographic effects.
Chlorpromazine and promazine are effective agents for the induction
of changes in motor patterns of behavior. Concomitant electroencephalographic effects are the induction of delta activity, a desynchronization of
the record, and a decrease in the amount of fast activity. Both drugs also
induce seizure activity spontaneously in patients who have not had
seizures prior to the administration of the drugs, and in whom pre-treatment electroencephalograms have not demonstrated dysrhythmic activity.
Reserpine, while inducing a deﬁnite parkinsonian syndrome, does not
generally induce seizures. At therapeutic levels, the changes in the
electroencephalogram are limited to an increase in fast activity. We have
not observed delta activity in any patient receiving reserpine.
In patients receiving meprobamate, also, delta activity has not been
observed. Records consistently demonstrate high-voltage beta activity,
similar to barbiturate. Clinically, meprobamate has some effect in

�MODE OF ACTION

329

reducing seizure activity. When dosages are suddenly reduced, we have
observed spontaneous seizures in 2 subjects. This observation is similar
to that noted in animals.3
Electroshock evalution studies
In the course of an extensive evaluation of the electroshock process,
a direct relationship has been observed between the degree of induced
delta activity and the degree of behavioral change.4 We observed that
serial records taken during the course of electroshock therapy and
measured for quantitative changes in delta activity could serve as a guide
to the therapeutic outcome. Of 11 patients who were clinically rated
much improved, 10 had high-degree delta records in the third and
fourth weeks of treatment, whereas of 7 unimproved patients only 1
had such a record. In a subsequent series,5 these observations were extended in a predictive study. It was suggested by these initial observations that the much improved patients were those in whom high-degree
delta activity had been induced early in the course of treatment and
sustained. Records taken during the second and third weeks of treatment were assessed. The results in 54 consecutive patients are noted in
Table 111. Of the patients who developed high-degree delta activity
during the second and third weeks of treatment, 67 per cent were
rated much improved, whereas only 30 per cent of the patients without
such activity were so rated.
TABLE

III

PATIENTS WITH HIGH DELTA ACTIVITY IN EEG DURING
SECOND AND THIRD WEEKS OF TREATMENT

EEG Delta
Both high (18)
One high (16)
None high (20)

Much Improved
12

(67%)
4 (25%)
6 (30%)

Clinical Rating
Unimproved
Moderately Improved
4 (22%)
8
7

(50%)
(35%)

'

2 (11%)

4 (25%)
7 (35%)

Delta activity in the electroencephalogram reﬂects the state of brain
function, and is a guide to alterations in that state. To verify the relationship between delta activity and behavioral change, concomitant amobarbital tests for altered brain function6 were done in this series of
patients. It was observed that the amobarbital test results were parallel
to the electroencephalographic effects.7 Of patients in the initial series
who had been rated as much improved, all had positive amobarbital
test reactions after the seventh to ninth weeks of treatment and sustained
this response. Of the unimproved patients, however, 15 per cent had

�PSYCHOPHARMACOLOGY FRONTIERS

330

positive amobarbital responses in the third week and 28 per cent in
the fourth week, but these responses were not sustained.
A comparison of both electroencephalographic observations and the
amobarbital test data, as related to the eventual clinical ratings, is seen
in Table IV.5
TABLE IV
’

EEG

AND AMOBARBITAL TEST RESULTS DURING
SECOND AND THIRD WEEKS OF TREATMENT

Much Improved Moderately Improved Unimproved

Both positive amobarbital
and high EEG delta activity
Either positive amobarbital
or high EEG delta activity
Neither positive amobarbital
nor high EEG delta activity

Totals

It

25

10

3

8

12

5

0

3

11

33

25

19

apparent that the cluster of positive amobarbital tests, high EEG
delta activity, and the much improved clinical ratings is a signiﬁcant
one; equally signiﬁcant is the cluster of negative amobarbital tests, low
to moderate EEG delta activity, and a clinical rating of “unimproved.”
In the clinical observations in the electroshock study varied behavioral responses were observed. These included the absence of noticeable symptoms with the return of pre-morbid behavior; hypomania,
euphoria, and denial; paranoid states with ideas of reference and delusional formation; confusional states with varying degrees of memory
disturbance; increased somatic complaints and preoccupations; states of
increased panic, excitement, and agitation; and varying degrees of withdrawal and seclusiveness. Similar psychopathologic reactions were observed in schizophrenic patients undergoing either chlorpromazine or
insulin coma treatments, or patients with severe manifest anxiety undergoing reserpine therapy.
In the electroshock group, the degree of behavioral change was directly
related to the degree of alteration in neurophysiologic indices. This
direct relationship between neurophysiologic change and behavior was
even more clearly manifested in a group of patients treated with subconvulsive therapy. In another control study, 27 subjects received subconvulsive therapy instead of grand mal therapy. The electroencephalo—
grams demonstrated either no delta activity or a minimal amount of such
activity during the course of treatment. In no patient were moderate
or high-degree delta activity records observed. In the amobarbital tests,
only 3 patients had positive reactions during treatment, and'in each
instance this. occurred only once. Of the 27 subjects no change in sympis

�MODE OF ACTION

331'

toms or behavior was noted in 23. Nineteen were later referred for a
second course of treatment. Of these, grand mal electroshock induced
changes in brain function reﬂected by high-degree delta activity and /or
repeated positive amobarbital tests in 14. All 14 showed signiﬁcant
changes in behavior, whereas of the 5 patients in whom physiologic
indices showed only minor changes, only 2 showed a deﬁnite behavioral change.
It is important to note that there was no direct relationship between
the physiologic changes and a speciﬁc type of behavioral change. There
was, however, a direct relationship between the degree of induced
physiologic change in brain function and the degree of behavioral
change. In a further attempt to determine the relationship between the
type of behavioral change and other variables, we have carried out
studies on the role of personality in the behavorial response.8 The initial
study of the role of personality was devoted to a study of the relation
between the characterologic disposition of patients to show denial
mechanisms and the clinical results. The relatives of 47 patients were
interviewed and denial personality scores were assessed, following a
structured interview. Denial scores range from 0 to 25, with a median of
11. The scores were then divided into two
groups: scores from 11 to 25
were classed as high denial and those from 0 to 10 as low denial.
Of patients with high denial personality scores, 58 per cent were in the
much improved group and only 1 patient was in the unimproved
group.
The ratings of improvement for the patients with low denial personality
scores were random, about one-third appearing in each rating category.
These studies support the present neurophysiologic adaptive hypothesis of the mode of action of electroshock therapy. This hypothesis
notes that alteration in brain function is the central effect of electroshock therapy and is a prerequisite to behavioral change. It also notes
that under the conditions of the induced change in brain function,
altered patterns of adaptation are expressed. The type of adaptation
varies, apparently dependent upon the personality organization.
CONCLUSIONS

Largely on the basis of these observations, as well as of reports of
numerous other observers, the following conclusions regarding the role
of physiodynamic therapies in schizophrenia are suggested:
(1) None of the present therapeutic regimes, including insulin coma
therapy, electroshock therapy, and the newer drug therapies including
chlorpromazine, reserpine, meprobamate, and promazine, are speciﬁc for
schizophrenic illnesses. No evidence has been educed that any of these
therapies have altered the basic schizophrenic process.

�332

PSYCHOPHARMACOLOGY FRONTIERS

(2) Behavorial change in electroshock has been shown to be depend-

ent on an alteration in brain function, as evidenced by serial changes in
delta activity in the electroencephalogram. Under these conditions, the
pattern of behavioral alteration varies markedly, depending on the degree
of induced cerebral dysfunction, the personality of the subject, and the
environmental situation.
(3) The newer drug therapies have effects on brain function in direct
proportion "to their ability to alter behavior as determined by clinical
observation. The parallel between electroencephalographic change and
behavioral change leads to the proposition that the mode of action
of newer drug therapies may be similar to that of electroshock therapy;
viz., by altering brain function in a nonspeciﬁc manner, behavioral
changes are induced.9 To the extent that the behavioral alteration is of
a kind that is rated as improved by the environment, the drugs are considered satisfactory therapeutic agents. In this regard, it is important to
note that improvement ratings are but a special case of behavioral
change, dependent on the type of adaptation elicited, the expectation of
the therapist, administrator, and family, and the tolerance of the milieu.

REFERENCES

l. Wachspress, M., Blumberg, A. G., Fink, M., and Miller, J. S. A. Evaluation
of high-dose reserpine therapy for relief of anxiety. 1. Hillside Hosp, 5: 67,
1956.

Fink, M., Shaw, R., Gross, G. C., and Coleman, F. S. Comparative study of
chlorpromazine and insulin coma in therapy of psychosis. ]. A. M. A. In press.
3. Wikler, A. Personal communication.
4. Fink, M., and Kahn, R. L. Relation of EEG delta activity to behavioral redr
Arch.
A.
A.
Neural.
M.
studies.
serial
electroshock:
in
quantitative
sponse
Psychiat., 78: 516, 1957.
5. Fink, M., Kahn, R. L., and Green, M. A. Experimental studies of the electroshock process. Dis. Nerv. System, 19: 113, 1958.
6. Weinstein, E. A., Kahn, R. L., Sugarman, L. A., and Linn, L. Diagnostic use
of amobarbital sodium (“Amytal Sodium”) in organic brain disease. Am. ].
Psychiat., 112: 889, 1953.
7. Kahn, R. L., Fink, M., and Weinstein, E. A. Relation of amobarbital test to
clinical improvement in electroshock. A. M. A. Arch. Neurol. 69' Psychiat., 76:
2.

23, 1956.

Kahn, R. L., and Fink, M. Personality factors in behavioral response to electroshock therapy. Conﬁnia neural. In press.
9. Fink, M. A uniﬁed theory of the action of physiodynamic therapies. J. Hillside
8.

Hosp, 6:

197, 1957.

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                <text>Effect of anticholinergic compounds on post-convulsive electroencephalogram and behavior. Electroencephalogr Clin Neurophysiol.,10:776, 1958. (abstract).</text>
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                    <text>EFFECT OF ANTICHOLINERGIC COMPOUNDS (IN POST CONVULSIVE
ELECTROENCEPHALIIGRAM AND BEHAVIOR

0F PSYCHIATRIC PATIENTS
MAX FINK, M.D.
Department of Experimental Psychiatry, Hillside Hospital,
Glen Oaks, L.I., N.Y.

Reprinted from "Electrrrrrephalography and Clinical Neurophysiology Ioumal"
Vol. 12,

No.2, May 1960.

�EFFECT OF ANTICHOLINERGIC COMPOUNDS ON POST CONVULSIVE
ELECTROENCEPHALOGRAM AND BEHAVIOR
OF PSYCHIATRIC PATIENTS 1
MAX FINK, M.D.
Department of Experimental Psychiatry, Hillside Hospital,
Glen Oaks, L.I., N.Y.
(Received for publication: March 11, 1959)

Demonstrations of the significance of high
voltage EEG delta activity in the convulsive
therapy process (Roth et al. 1951, 1957; Fink
and Kahn 1957) and the report that this delta
activity was blocked by the administration of
atropine and scopolamine (Ulett and Johnson
1957) provided the basis for these studies. As
there were attendant unpleasant systemic effects with the administration of these agents,
reports describing diethazine as an antieholinergic compound with potent neurologic but
minimal systemic effects (J enkner and Lechner 1955; Lechner 1956) led us to undertake
studies similar to those of Ulett and Johnson
using this compound (Fink 1958). Observa—
tions with diethazine led to the investigation
of other experimental anticholinergic agents.
This report describes clinical and electroencephalographic observations incident to the
intravenous administration of various anticholinergic agents in psychiatric patients at
various stages of convulsive therapy and relates the observations to hypotheses concern—
ing the mode of action of convulsive therapy
and of hallucinogens.

Patients have been observed at various
stages of the treatment process. The observations were made in the EEG laboratory, using
a standard 8 channel EEG recorder and needle
electrodes applied in 17 lead placements following Strauss et al. (1952). In each trial,
the compound under study was administered
intravenously at a set rate per minute until

clinical behavior or electrographic changes
were observed.
The compounds studied have been dietha—
zine (Heymans et al. 1949), Win-2299 (Pennes and Hoch 1957), benactyzine (Jacobson
1955), JB-318 and JB-336 (Abood et all.
1958) and atropine. Diethazine was administered at 25 mg. per minute for a total of
175-250 mg. (2.5-5.0 mg/kg.) ; Win-2299 and
benactyzine at 0.5 mg. per minute for 2 to 5
mg. (0.02-0.15 mg/kg.) ; and JB-318, JB-336,
and atropine at 0.4 mg. per minute for 1.2
to 4.0 mg. (0.01-0.10 mg/kg.).

OBSERVATIONS

(a) Diethazine. The administration of
diethazine in 15 patients prior to convulsive
resulted in a decrease in EEG volttherapy
SUBJECTS AND METHOD
ages an-d a desynchronization of all freThe subjects were 90 psychiatric patients quencies. Prevailing rhythmic patterns bereferred for convulsive therapy. Ages ranged came less pronounced. In some instances, symfrom 18 to 67 years, and diagnoses included metric low voltage 6—7 c/sec. activity appeared
schizophrenic reactions and manic-depressive and was most apparent in frontal and anterior
and involutional-depressive psychoses. A va— temporal leads (Fink 1958).
ried number of subjects were studied for each
In 25 patients with varying degrees of
induced high voltage delta activity during
compound for a total of 107 observations.
convulsive therapy (Fink and Kahn 1957),
1Aided, in part, by grants M-927 and MY-2092 there was a significant decrease in voltage and
of the National Institute of Mental Health, National in per cent time of slow wave activity. From
Institutes of Health, US. Public Health Service.
45
of
in
frontothe
delta
cent
an
average
per
Atlantic
Read at the American EEG Society,
occipital leads, there was a reduction to a
City, June, 1958.
[359]

.

�MAX FINK

360

mean of 20 per cent. Both random and burst
delta activity diminished. Low voltage alpha
and beta frequencies became more prominent.
The usual increase in per cent time and in
voltage of slow wave activity with hyperventilation was no longer apparent. These
electrographic effects appeared during drug
administration and persisted for 1 to 5 hours
(Fink 1958).
Concurrent with these electrographic effects, we observed distinctive systemic and

complaints of abdominal griping. Such effects
were generally less prominent than the electrographic or behavioral.
Behaviorally, patients became irritable,
restless, tense and excited, and it was difficult
to maintain eyelid closure. They complained
of feelings of unreality and of tingling, weakness and heaviness of the extremities. Complaints that colors were pale or more intense,
halos about lights and changing shadows were
accompanied by delusional thoughts about

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+ 40 MINS.

AFTER 3.2 mg.

WM

+ 80

MINS.

wwwwvuwwmm

WWWM

wwwmmmw

LAT-LF

MAM-«Mm
RAT-RF

LF-RF

LPT-LO

0-0

RPT'RO

SouVLlsﬁ-

#2016

HH

Fig.1
Effect of i.v. Win-2299. Note desynchronization of frequencies after

behavioral changes. The initial systemic effects were episodes of coughing and complaints
of dryness of the mouth. Skin remained dry
and the heart rate increased by 5 to 10 per
cent. This increase was rarely noted by the
subject, and was not accompanied by precordial distress. There was no change in
pupillary size, and constriction in response to
light was prompt. There were occasional

3.2 mg. (Female, age 41).

their illness, the setting of the test procedure
or the examiner ’s identity.
(1)) Win-2299. The report by Pennes and
Hoch (1957) that Win-2299 induced illusory
and hallucinatory states in man, led to this
next study. On intravenous administration
of Win-2299, both electrographic and behavioral effects similar to diethazine were observed. In 5 patients without EEG slow wave

�ANTICHOLINERGIC COMPOUNDS AND POST CONVULSIVE EEG

activity, desynchronization of frequencies and
a decrease in voltages were noted in four
(fig. 1).
In 11 patients with high voltage delta
activity there was a decrease in amplitude and
per cent time of slow wave activity with an
increase in the per cent time of alpha and
beta frequencies. The mean delta activity
dropped from 50 to 23 per cent (fig. 2).
Associated with these electrographic effects were clinical patterns of restlessness and
excitement, and minimal systemic effects. PaPRE-DRUG

361

rate was unaffected except in patients who
became. overtly excited and fearful, in whom
tachycardia appeared during this excitement
period. Dryness of the mouth was reported
only on direct inquiry.
(c) Benactyzine. Reports that benactyzine induced EEG desynchronization (Coady
and Jewesbury 1956), its anticholinergic
nature, and the structural similarity to diethazine and to Win-2299 led to our testing of
this compound. Intravenous administration
in 12 subjects elicited similar clinical and
+ 40 MINS.

AFTER 2.0 mg.

+ 60

MINS.

LF-LO

W
WW
W”
W WW
W
WWWW
Wm
Wm
M
W
MW
RF- R0

Wm WM

RAT-RF

WWW

WNW

LPT-LO

0-0

RPT-RO

50ml

I

SEC.

#

1977

HH

Fig. 2
Effect of i.v. Win-2299 on post—convulsive delta activity. Record taken 24 hours after
convulsion #8. Note desynchronization of frequencies and persistence after 2.0 mg. (Female,
age 51).

tients became fearful and tense. Visual illusory sensations were reported and were
associated in these subjects with delusional
elaborations about their hospital experience.
Excitement was accompanied by ideas of reference, and in two subjects, intravenous chlorpromazine was administered to halt this process. These behavioral changes appeared during drug administration or within 10 min,
and disappeared within 2 to 3 hours.
Systemic effects were slight. There were
neither cough nor respiratory distress. Heart

electrographic patterns. Both in the well
modulated alpha record and in the record
with high voltage delta activity, desynchronization was prompt. Delta activity decreased
from a mean time of 39 to 16 per cent in 8
subjects (fig. 3, 4).
These electrographic patterns were again
accompanied by clinical restlessness, irritability and excitement. Artifact-free recording
was more difficult. The illusory sensations
and delusional thoughts seen with the initial
compounds were not noted at these dosage

�MAX FIN K

362

levels. Systemic effects were similar to Win2299.

activity and clinical somnolence, we administered this anticholinergic agent intravenously in 15 subjects, in dosages of 0.8 to 4.0 mg.
(.01-.10 mg/kg.). In 6 subjects without EEG
delta activity, there were no changes in EEG
pattern during drug administration nor for
10-20 min. thereafter. During a period of
lassitu-de, decreased voltages, minimal desynchronization, and an increase in per cent time
delta were noted.
In subjects with delta activity, there was

(d) Piperidylbenzilates. Following recent
reports by Abood et al. (1958) that various
piperidylbenzilates with measurable anticholinergic activity induced hallucinations in psychiatric subjects, we tested JB-318 and JB—
336 in 24 subjects. The electrographic patterns were identical with the other experimental anticholinergic compounds. Desynchronization of frequencies was noted during

W
W
W
W
WM W W W
WWW
WWW
WW
PRE-DRUG

LF-LO

+ 30

l0 MINS. AFTER

|.5

+ 50

MINS.

MINS.

mg.

RF-RO

LAT-LF

RAT-RF

LFTRF

..

LPT-LO

..

"A“...

WWW/w

WWW/WW
0'0

RPT-RO

WM
50ml—

WNWMNW‘AMAM.

I

Fig.

SEC.

WWW
# |922
HH

3

Efftct of i.v. benactyzine. Note persistent decrease in voltages and desynchronization after

1.5 mg. (Female, age 34).

the injection or within 15 min. and persisted
for one to 4 hours (fig. 5).
In each instance in which desynchronization was observed, clinical restlessness, excitement, illusory and hallucinatory activity were
noted, and were concurrent with the electrographic changes. In two instances the behavioral changes were halted by the intravenous
administration of chlorpromazine.
(e) Atropine. Considering the numerous
reports that atropine induced EEG slow wave

an apparent initial decrease in voltage and
per cent time of such activity during the first
10 min. after administration, followed by a
return to original values during the period
of quietude. In neither period were the
changes significant (fig. 6).
Systemic effects were prominent during
the injection with increased respiratory rate,
pallor, dry skin and dry mouth, precordial
complaints and an increase in heart rate up
to 100 per cent. Subjects became restless and

�ANTICHOLINERGIC COMPOUNDS AND POST CONVULSIVE EEG

recording became difficult. Within 10 min.
these symptoms subsided and the subjects
became drowsy and relaxed.

363

atropine under similar experimental condi-

tions.
These observations can be related to theories of the mode of action of convulsive
DISCUSSION
therapy; to concepts of the basis of experIn these studies, various experimental imentally induce-d hallucinations; and to recompounds with measurable anticholinergic ports of the effects of atropine on EEG patactivity have been observed to have similar terns.
electrographic and behavioral effects. Elec(a) Convulsive therapy process. Earlier
trographically, each agent induced a desyn- studies indicated that the development of high
PRE-DRUG
LF-LO

RF-RO
LAT-LF

W

+ l0

2 MINS.AFTER

MINS.

|.5 mg.

M

+50

MINS.

WW

Wm

«MW—MAW

.AWNV'VW

W
W
W
WM
W
W
W
WW
WW

RAT-RF

LF-RF

LPT-LO

Wm
MWM'W

0-0

WWW/v

RPT-RO

WW4{)0qu

#ZOIB

HH

Fig.4

Effect of i.v. benactyzine on post-convulsive delta activity. Record taken 24 hours after
convulsion # 7. Note desynchronization of frequencies after 1.5 mg. (Female, age 33).

chronization of frequencies and a decrease
in voltages, which was most prominent in subjects with delta activity following convulsive
therapy. Behaviorally, these electrographic
patterns were associated with stimulating,
excitatory, illusory and hallucinatory activity. To a lesser degree, minimal systemic
changes in heart rate, salivation and sweating
were noted. These latter systemic effects were
more prominent in patients given intravenous

voltage slow wave activity was a neurophysiologic correlate of behavioral change in convulsive therapy, and a necessary, though not
sufficient, condition for clinical improvement
(Fink and Kahn 1957). In summarizing the
observations of numerous authors on the relation of acetylcholine metabolism to trauma of
the central nervous system and to convulsions
(Fink 1958) it was suggested that a biochemical concomitant of the induced EEG slow

�MAX FINK

364

WWW
WWVWWWW
PRE-DRUG

LF-LO

AFTER 2.4 MG.IV

l0 MINUTES

AFTER

WWW

mm

WWW
WWW
W W
WWW
W
PR=|08

PR=96

.18

318- N-ETHYL, 3-PIPERIDYLBENZILATE

PR=84
SOuvL—_ # 2|50 HH
ISEC.

Fig. 5
Effect of JB-318 on post-convulsive delta activity. Record taken 24 hours

after convulsion #9. Note desynchronization of frequencies, decreased voltages after 2.4 mg. Cardiac rate shows 10 per cent increase. (Female, age
27). Similar records observed with

PRE- DRUG

JB—336.

AFTER 2.0 MG. IV

AFTER

30

MINUTES

LAT-LF

# 2|90HH

HR=78

HR=|50

Fig.

50va__
l

6

SEC.

Effect of small doses of i.v. atropine on post-convulsive delta activity. Record taken 24 hours
after convulsion #6. Note minimal effect on delta activity and associated increase in heart
2.0 mg., 025 mg/kg.)
rate, with persistence. (Male, age 18. Atropine

:

�ANTICHOLINERGIC COMPOUNDS AND POST CONVULSIVE EEG

wave activity was an increase-d level of acetylcholine-cholinesterase activity of the central
nervous system. The present observations of
alterations in the slow wave activity of convulsive therapy by these experimental anticholinergic compounds are consistent with this
suggestion.
That the problem is more complex is indicated by reports of compounds with other
biochemical activity also affecting slow wave
activity in a similar fashion. Amphetamine
(Lennox et al. 1951), Mescaline (Merlis and
Hunter 1955; Denber 1955), lysergic acid
diethylamide (Bente et al. 1957 a, b) and
diphenhydramine (Diaz—Guerrero ct al. 1956)
also reduce-d post-convulsive slow wave activity. In these reports, such a reduction was
accompanied by excitatory and stimulating
effects on behavior. These compounds, how—
ever, are primarily sympathomimetic and
antihistaminic in pharmacologic activity and
not anticholinergic.
The similar effects of these diverse biochemical agents on electrographic patterns
and on clinical behavior may be considered
within theoretic constructs of the relation of
synaptic activity to behavior as expressed by
Marazzi (1953, 1957), Bradley and Elkes
(1957), Evarts (1958 a, b), Sherwood (1958)
and Woolley (1958). These authors suggest
that two types of interacting chemoresponsive
receptors exist within the nervous system
which are selectively responsive to cholinergic
or to adrenergic agents. Where such receptors
exist, they exert opposing stimulatory or inhibitory action.
Thus, repeated induced convulsions may
lead to a change in synaptic cholinergic activity, reflected in surface electrodes as high voltage slow wave activity. Administration of
anticholinergic agents may alter synaptic
activity, resulting in a decrease in the manifest
cortical electrical activity to preconvulsive
levels. Administration of sympathomimetic
agents may achieve the same electrical effects
by increasing the level of adrenergic activity.
The manifest slow wave activity, so prominent
and so persistent in the post-seizure EEG,
may thus be viewed as resulting from a persistent alteration in the synaptic activity of
large numbers of cells of the central nervous

365

system. The delicate nature of this balance is
seen in the ready reversibility with alerting,
time, and the wide variety of pharmacologic
agents noted here.
While an alteration in synaptic activity
may underlie the behavioral changes in convulsive therapy, the mechanism by which such
alteration is developed or sustained is unclear.
The observation by Aird et al. (1956 a, b,
1958), that an increase in permeability of the
blood brain barrier followed repeated induced
convulsions suggests one way in which synaptic changes may be mediated.
The consistent nature of these neurophysiologic observations makes an exclusively psychologic explanation of the mode of action of
convulsive therapy less tenable. These studies
are consistent, however, with the neurophysiologic-adaptive view of the convulsive therapy process which suggests that neurophysiologic changes provide the substrate for alterations in all aspects of the subject’s clinical
behavior; the type of behavioral alteration
being dependent upon the type and degree of
neurophysiologic change, the personality of
the subject and the expectations and tolerance
of the milieu (Weinstein and Kahn 1955;
Fink and Kahn 1957; Fink 1957).
(b) Neurophysiology of hallucinogenic
activity. The effects of anticholinergic compounds-on EEG and behavior may also be
related to the understanding of experimental
hallucinogenic activity. Each of these experimental compounds induced excitatory behavior, including illusory and hallucinatory phenomena. Here, too, a synaptic model may be
applicable. Sympathomimetic agents, as Mescaline, LSD and amphetamine, and anticholinergic agents as those described here, are
also potent hallucinogens. A neuropharmacologic basis for such behavior may be characterized as an alteration in the level of synaptic
activity in the direction of increased inhibition (decreased transmission) of stimuli.
The clinical efficacy of convulsive therapy
in modifying hallucinatory activity may lie
in alterations at this neurophysiologic level.
The effects of such hallucinogenic blocking
agents as chlorpromazine and Reserpine on
EEG electrical activity are consistent with
such a view. Both compounds induce EEG

�366

MAX FINK

hypersynchrony in man (Bente and Itil 1954,
1958) and block the EEG desynchronization
effects of LSD and Mescaline (Schwartz ct
al. 1955). Chlorpromazine was found equally
potent in aborting the excitatory activity of
the experimental anticholinergic compounds
in these studies.
(0) Relation to atropine. Comparison of
the systemic and neurologic effects of experimental anticholinergic compounds with atropine reveals differences in initial focus of
action. Experience with atropine at physiologic and toxic levels in man indicate that the
predominant effects are focused at peripheral
nervous structures. Initial bradycardia, followed by tachycardia, loss of sweating and
salivation, pupillary dilation, intestinal relaxation and decreased motility are amongst the
effects at low (0.2-1.2 mg.) dosages. At higher
dosages (2-5 mg), the neurologic effects of
ataxia, irritability, disorientation, and delirium are observed (Goodman and Gilman
1955).

In contrast, the experimental anticholinergic agents in dosages sufficient for central
nervous system effects manifest little peripheral activity. The central effects are observed early and may continue for extensive

the dosage of atropine varied from 0.5 to 7
mg/ kg. — a range roughly comparable to the
dosages used in atropine coma therapy (Forrer and Miller 1958) .
In the present studies, the EEG effects
of low dosages of intravenous atropine (0.01
to 0.10 mg/kg.) were minimal and systemic
effects considerable, confirming similar observations by Verdeaux and Marty (1954)
and by Danielopolu et al. (1955). The slow
wave activity so prominent in animals and
man at high dosages of atropine, may not be
a manifestation of the initial or direct effects
of atropine, but a reflection of a more widespread alteration in body physiology. Thus,
while considerable speculation as to central
neurophysiology has been based on studies
with atropine, such observations provide a
special case of anticholinergic effects. The
anticholinergic activity established in observations in vitro and in the peripheral nervous
system, may not be the effective physiologic
activity in the large doses necessary to affect
central structures. The experimental compounds, however, provide more suitable agents
for the study of central neurophysiologic
(anticholinergic) patterns than atropine, as,
for example, in a re-evaluation of the studies
of craniocerebral trauma and epilepsy. Ward’s
(1950) reports of the efficacy of high doses
of atropine in altering the clinical manifestations of head trauma indicated that effective
doses brought with them severe systemic effects. The failure of atropine and scopolamine
to affect epilepsy may be related to the inability of these compounds to reach the central
nervous system in adequate quantity. It would
seem advisable, therefore, to repeat these studies utilizing such more centrally active anticholinergic compounds as used in the experiments reported here.

periods without gastrointestinal, cardiac or
pupillary changes.
It is within the context of the focus of
activity in relation to dosage that the apparent
discrepant EEG observations of the effects
of atropine (in inducing slow wave activity)
and these experimental anticholinergic compounds may be reconciled. Wescoe et al.
(1948) administering 1.0 to 3.0 mg/kg. atropine in curarized cats and monkeys and Fun—
derburk and Case (1951) using 0.4 to 1.2
mg/ kg. in curarized cats, observed high voltage EEG slow wave activity. Wikler (1952,
1957) reported that 7.2 mg/kg. atropine on
SUMMARY
unanesthetized, uncurarized dogs produced
1.
Experimental
anticholinergic
comslow
similar
to
wave”
sleep.
“spindle
patterns
Rinaldi and Himwich (1955 a, b) reported pounds (diethazine, Win-2299, benactyzine,
JB-318
and
administered
to
JB-336),
psy0.5
2.0
of
doses
to
that atropine in
mg/kg.
chiatric
patients at various stages of convulin curarized rabbits exaggerated EEG sleep
sive
associated
with:
therapy,
were
of
the
inhibited
and
the
alerting
patterns
EEG to peripheral stimuli. Similar observa- (a) desynchronization of EEG rhythms with
tions have been reported by Bradley and Elkes
a blocking of post-convulsive delta activ(1953) in the conscious cat. In each instance
ity ;

�ANTICHOLINERGIO COMPOUNDS AND POST CONVULSIVE EEG

367

(a) des effets systémiques de faiblesse musculaire, sécheresse buccale, sécheresse cutanée et tachycardie.
Les effets de comportement, électrographiques
et systémiques étaient concurrents.
2. Ces observations sont consistentes avec
The electrographic, behavioral and systemic la suggestion qu’un concomittant neurophysiologique de la thérapie convulsive soit l’augeffects were concurrent.
2. These observations are consistent with mentation de l’activité cholinergique du systéme
nerveux central.
the suggestion that a neurophysiologic conco3. Des observations sur le fait que le LSD,
mitant of convulsive therapy is an increase
in central nervous system cholinergic activity. l’amphétamine, 1e Mescaline, et le diphenhy3. Observations that LSD, amphetamine, dramine — agents sympathicomimétiques et
Mescaline and diphenhydramine —- sympatho- antihistaminiques — induisent également une
mimetic and antihistaminic agents — also in— désynchronisation EEG, le blocage de l’acti—
duce EEG desynchronization, blocking of vité delta post-convulsive et l’activité clinique
post convulsive delta activity and clinical excitatoire, soutiennent la suggestion que des
excitatory activity support the suggestion that variations de comportement et electrographibehavioral and electrographic patterns may ques puissent étre basées sur des alterations
be based on alterations in synaptic activity. de l’activité synaptique. On suggere que l’acIt is suggested that increased synaptic activ- tivité synaptique augmentée (effets cholinerity (cholinergic, sympatholytic effects) is giques, sympatholytiques) soit associée a l’hyassociated with EEG hypersynchronization, persynchronisation EEG, la sé-dation clinique
and clinical sedation and euphoria; while de- et l’euphorie; tandis que l’activité synaptique
creased synaptic activity (anticholinergic, diminuée (anticholinergique, sympathomimesympathomimetic) is associated with EEG tique) soit associée a la désynchronisation
desynchronization and clinical excitatory and EEG et des états cliniques excitatoires et
hallucinogéniques.
hallucinogenic states.
4. Des observations contradictoires avec
4. Discrepant observations with atropine
are related to significant differences in dosage. atropine sont en relation avec des differences
Re-assessment of the role of anticholinergic signifi'catives de dosage. Une reevaluation du
role
d’agents anticholinergiques dans les trau—
is
seizure
and
in
head
states
trauma
agents
matismes craniens et les états comitiauX semsuggested.
5. These observations amplify the neuro- ble étre indiquée.
5. Ces observations amplifient l’hypothese
physiologic-adaptive hypothesis of the mode
of action of convulsive therapy and of exper- neurophysiologique-adaptive du mode 01 ’action
de la thérapie convulsivante et des états halluimental hallucinogenic states.
cinogenes expérimentaux.
(b) alerting, excitatory behavioral response
with illusory, delusional and hallucinatory i-deation; and,
(a) systemic effects of muscular weakness,
dryness of the mouth, dry skin and tachycardia.

RESUME

Des composés anticholinergiques eXpérimentauX (diethazine, Win-2299, benactyzine,
JB-318 et J 13-336), administrés a des patients
psychiatriques a des étapes différentes d’une
thérapie convulsivante, étaient associés avec:

ZUSAMMENFASSUNG

1.

(a) une désynchronisation des rythmes EEG,
avec un blocage de l’activité delta postconvulsive;
(b) une réponse de comportement excitatoire,
vigilante, avec de l’idéation illusoire, délusionnelle et hallucinatoire, et

Mischungen von experimentellen anticholinergischen Stoffen (Diethazine, Win2299, Benactyzine, JB-318 und J 13-336) wurden psychiatrischen Patienten verabreicht
welche sich in verschiedenen Stadien der konvulsiven Therapie befanden. Hierbei wurde
folgendes beobachtet:
1.

(a) Eine Desynchronisierung der EEGRhythmen mit Blockierung der postkonvulsiven Delta-Aktivit'at.

�MAX FINK

368

(b) Eine Weckreaktion mit erregtem Benehmen, welches mit Illusionen, Halluzinationen und Wahnideen einherging.
(c) Allgemeineffekte charakterisiert durch
Muskelschwache, Trockenheit des Mundes
und der Haut und Tachykar-die.
Die elektrographischen- und Allgemeineffekte,
sowie die Veranderungen des Benehmens erfolgten gleichzeitig.
2. Diese Beobachtungen stehen nicht in
Konflikt mit der Theorie, wonach eine Erhahung der cholinergischen Aktivit'at im zentralen Nervensystem eine neurophysiologische
Folgeerscheinung der konvulsiven Therapie

darstellt.

3. Die

Beobachtungen, dass LSD, Amphetamin, Meskalin und Diphenhydramin
sympathomimetische und antihistaminische
Stoffe —— ebenfalls die EEG-Desynchronisation herbeifiihren, die postkonvulsive DeltaAktivitat blockieren und die klinische Erregtheit dampfen, unterstiitzen die Annahme,
dass elektrographische Veranderungen sowie
solche des Benehmens auf Anderungen der
synaptischen Aktivit'at zuriickgefiirt werden
konnen. Es Wird angenommen, dass eine erh'ohte synaptische Aktivitat (cholinergische,
sympathikolytische Effekte) assoziiert ist
mit Hypersynchronisierung des EEG’s, mit
klinischer Sedation und Euphorie, W'ahrenddem eine verminderte synaptische Aktivit'at (anticholinergische, sympathikomimetische
Effekte) assoziiert ist mit Desynchronisierung
des EEG und mit klinischen halluzinatorischen Erregungszustanden.
4. Abweichende Beobachtungen mit Atropin stehen mit signifikanten Differenzen in
der Dosierung in Beziehung. Die Rolle, welche
anticholinergische Stoffe bei Kopftrauma und
Anfallszust'anden spielen, sollte erneut in
Betracht gezogen werden.
5. Diese Beobachtungen unterstiitzen die
neurophysiologische Hypothese ﬁber die Aktionsart der konvulsiven Therapie und der
experimentellen halluzinatorischen Zust'ande.
I

am grateful for the technical assistance of
Mrs. Hannah Mosquera in EEG recording and analyses.

Supplies of the various pharmaceuticals were
made freely available by Lakeside Laboratories (JB318 and JB—336), Merck Sharpe &amp;Dohme (benactyzine), Sandoz Pharmaceuticals (LSD-25), SterlingWinthrop (Win-2299) and Smith, Kline and French
Laboratories (diethazine, chlorpromazine).

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JENKNER, F. L. and LECHNER, H. The effect of
Diparcol on the electroencephalogram in the nor—
mal subject and in those with cerebral trauma.
EEG Olin. Neurophysiol, 1955, 7: 303-305.
LECHNER, H. On the influence of anticholinergic
drugs on the EEG of recent closed cranicerebral
injuries. EEG Olin. Neurophysiol., 1956, 8: 714715.

and GUTERMAN, B. The
effect of benzedrine on the post-electroshock EEG.
EEG Olin. Neurophysiol, 1951, 3: 63-69.
MARAZZI, A. S. Some indications of cerebral humoral
mechanisms. Science, 1953, 118: 367-370.
MARAZZI, A. S. Effects of psychotomimetic drugs on
cerebral synapses. Psychotropic Drugs. Elsevier,
Amsterdam, 1957, 283-284.
MERLIS, S. and HUNTER, V. Studies on Mescaline:
II. Electroencephalogram in schizophrenics. Psychiat. Quart, 1955, 29: 430-432.
PENNES, H. H. and HOCH, P. H. Psychotomimetics,
clinical and theoretical considerations: Harmine,
Win-2299 and Nalline. Amer. J. Psychiat, 1957,
LENNOX, M. A., RUCH, T. C.

113: 887-892.

369

F. and HIMWICH, H. E. Alerting responses
and actions of atropine and cholinergic drugs.
A.M.A. Arch. Neural. Psychiat., 1955, 73: 387-

RINALDI,

395.

F. and HIMWICH, H. E. Cholinergic mechanism involved in function of mesodiencephalic
activating system. A.M.A. Arch. Neural. Psychiat., 1955, 73: 396-402.
ROTH. M. Changes in the EEG under barbiturate
anesthesia produced by electro-convulsive treatment and their significance for the theory of
ECT action. EEG Olin. Neuraphysial., 1951, 3:
RINALDI,

261-280.
ROTH, M., KAY, D. W. K., SHAW,

J. and

J.

GREEN,

Prognosis and Pentathal induced electroencephalographic changes in electroconvulsive treatment.
EEG Olin. Neuraphysiol., 1957, .9: 225—237.
SCHWARZ, B. E., BICKFORD, R. G. and ROME, H. P.
Reversibility of induced psychosis with chlorpromazine. Prac. Maya Olin., 1955, 30: 407-417.
SHERWOOD, S. L. Central cerebral chemicals and their
relation to psychoses. Chemical Concepts of Psy-

chosis. McDowell, Oblensky, N.Y., 1958, 268-276.
STRAUSS, H., OSTOW, M. and GREENSTEIN, L. Diag—
nostic Electroencephalography, Grune &amp; Stratton,
N.Y., 1952.
ULETT, G. A. and JOHNSON, M. W. Effect of atropine
and scopolamine upon electroencephalographic
changes induced by electroconvulsive therapy.
EEG Olin. Neurophysiol, 1957, 9: 217—224.
VERDEAUX, G. et MARTY, R. Action sur l’électroencé-

phalogramme de substances pharmacodynamiques
d’intérét clinique. Rev. Neural, 1954, .91: 405-427.
WARD, A. Atropine in the treatment of closed head
injury. J. Neurosurg., 1950, 7: 398-402.
WEINSTEIN, E. A. and KAHN, R. L. Denial, of Illness:
Symbolic and Physiological Aspects. C. Thomas,

Springfield,

111., 1955.

0., GREEN, R. E., MCNAMARA, B. P. and
KR-OP, S. The influence of atropine and scopolamine on the central effects of DFP. J. Phar-

WESCOE, W.

macol, 1948, .92: 63-72.
WIKLER, A. Pharmacologic dissociation of behavior
and EEG “sleep patterns” in dogs: morphine,
N’allylnormorphine and atropine. Prac. Soc.
Exper. Biol. Med., 1952, 79: 261—265.
WIKLER, A. The Relation of Psychiatry ta Pharmacology. Wm. Wilkins, Baltimore, 1957.
WOOLLEY, D. W. Serotonin in mental disorders. Res.
Publ. Ass. nerv. ment. Dis., 1958, 36': 381-400.

Reference: FINK, M. Effect of anticholinergic compounds on post convulsive EEG and behavior of psychiatric patients. EEG Olin. Neuraphysial., 1960,12: 359-369.

W
w
IN

�ANNOUNCEMENT
WEEK—END COURSE IN "EEG AND CLINICAL NEUROPHYSIOLOGY

IN PAEDIATRIC PROBLEMS”
Institute of Child Health,
Hospital for Sick Children,
University of London, London, England
Saturday, June 18th, 1960
9.45 a.m.

Introduction.

10.00 a.m.

Electrocorticography
During Operations for
Partial Epilepsy.

11.15 a.m.

Coffee.

11.30 a.m.

Motor Function and
The Basal Ganglia.

1.00 p.m.

Lunch.

2.00 p.m.

Behaviour after Cerebral
Lesions in Children and
Adults.

3.15 p.m.

Tea.

3.30 p.m.

Diffuse Systems in the
Brain: Physiological
and Pharmacological
Mechanisms.

Dr. Otto Magnus,
Head EEG Dept, St. Ursule Clinic,
Wassenaar and “Meer en Boslk’ ’,
Hemsteede, Holland.
Dr. John A. V. Bates,
Neurological Research Unit (M.R.C.),
The National Hospital, Queen Square.

Prof. H. L. Teuber and Dr. R. Rudel,
Dept. of Psychiatry and Neurology,
New York University,
Bellevue Medical Centre.
Dr. Philip Bradley,
Dept. Experimental Psychiatry,
University of Birmingham,
Hon. Director M.R.C.,
Neuropharmacology Research Group

Sunday, June 19th, 1960
10.00 a.m.

Circulatory Arrest.

11.15 a.m.

Coffee.

11.30 a.m.

The Clinical Physiology
of the Lower Motor
Neurone.

Dr. G. Pampiglione,
Dept. Clinical Neurophysiology,
Hospital for Sick Children,
Lecturer Institute of Child Health,
University of London.
Dr. J. A. Simpson,
Neurology Unit, Northern General
Hospital, and University Department
of Neurology, Edinburgh.

��,.
,r"

.

7/

Editor-imChief

E L E C T R O E N C E p H A LO G R A p H Y

Montreal Neurological Institute
3801 University Street
Montreal 2' Canada

AND

HERBERT H. JASPER

CLINICAL

Editorial Assistant
Montreal IItlleurological Institute
3801 niversity Street

“m“l 2.

R' S. SCHWAB
.
Massachusetts General Hospital
Boston 14. Mass” U.S.A.
H. FISCHGOLD

9 ans “élP‘FQ‘”
.
rance
l

NEUROPHYSIOLOGY

PIERRE GLOOR

M

Associate Editors
Clinical and Laboratory Notes

can“ d °

.
An International
)ournal

European Office
Managing Editors

W. STORM VAN LEBUWEN
OTTO MAGNUS

THE E.E.G. JOURNAL

Aid. Electro-Neurologie
Academisch Ziekenhuis
Leiden, Holland.

StreEt
Montreal 2' Canada

.
3801 univerSity

my

6 , 1959 a

Technical Notes
_H. {WM 3,1111%???
D.lVlSlon o
e rca
ec romcs
College of Medicine
Iowa City. Iowa. LI.S.A.
F. BUCHTHAL
Universitetets Izeurofysiologiske Institut
Copen aaen. Denmark
_

_

Index and Review of Literature
C. E. HENRY
Institute of Living

200 Retreat Avenue

Hartford, Conn., U.S.A.

Dr. Max Fink,
Department of Experimental Psychiatry,

Hillside Hospital,
Glen Oaks, L.

N. Y.

Dear Dr. Fink:

I.,

- Effect of Anticholinergic Compounds on Post
Behavior of Psychiatric Patients
Convulsive
I am pleased to inform you that the above manuscript has been
reviewed by members of our Editorial Board and recommended for publication
with some revision.

&lt;

..

”by/ﬁnwﬁlw...

l

,

Re:

MS

981

EEG &amp;

In the first place, I am sorry to have to ask you to condense
the manuscript to about two thirds of its present size, since we have had to
institute a more stringent regulation regarding the length of manuscripts,
due to an excessive amount of material for publication. I should think
that this condensation could well be made in your study by reducing the
length of your discussion and trimming up descriptions in places where elaboration of drug action is perhaps not necessary, as such information may well
be available in current pharmacological literature.
also that you consider alternative hypotheIt is recommended
modes
and
of action. Reference to the work by Aird,
other
possible
see;
on Cerebro-vascular Permeability, to be found in the Archives of 1956, the
Journal of Nervous and Mental Disease of 1956, the Archives of 1958 and the
Journal of Neurosurgery of 1952 might be worthwhile. Your synaptic theory
would be stronger if it was not over-emphasized and made clear that it is
only a tentative hypotheses throughout, perhaps particularly in the conclusions where it should be quite clear that your statements are hypothetical
rather than proven, since the relationship between the EEG patterns and
synaptic activity is a very tenuous one and may, at times be inverted.
We also would like to have some legends for your illustrations
make
them
to
clear and independent of the text.

Official organ of the International Federation of Societies for Electroencephalography and Clinical Neurophysiology, Inc.

�ELECTROENCEPHALOGRAPHY

Editor—in-Chief
HERBERT H. JASPER

Montreal Neurological Institute
3801 University Street
Montreal 2. Canada

R. S. SCHWAB
Massachusetts General Hospital
Boston 14. Mass.. U.S.A.

AND

C LI N I C A L

Editorial Assistant

H. FISCHGOLD

NEUROPHYSIOLOGY

PIERRE GLOOR

Montreal Neurological Institute
3801 University Street
Montreal 2. Canada

H. W. SHIPTON

THE EEG. JOURNAL

Division of Medical Electronics
College of Medicine
Iowa City, Iowa. U.S.A.
F. BUCHTHAL
Universitetets Neurofysiologiske Institut
Copenhagen. Denmark

3801 University Street.
Montreal 2, Canada

Index and Review of Literature

EurOpean Office
Managing Editors
OTTO MAGNUS

Afd. Electro-Neurologie
Academisch Ziekenhuis
Leiden, Holland.

1 rue Lu Cases
Paris VII. France

Technical Notes

An International Iournal

W. STORM VAN LEEUWEN

Associate Editors
Clinical and Laboratory Notes

C. E. HENRY
Institute of Living
200 Retreat Avenue
Hartford, Conn.. U.S.A.

_ 2 _

to your illustrations, we compliment you on their clarity and
clean presentation; but there is some question as to whether they are all
needed to make your points. If you can find some way of reducing their
number to enable further condensation of your presentation, it would be adWith regard

visable.

sorry to cause you this extra trouble with your manusa splendid piece of work; but we feel that due
to our own publication problems, and for the benefit of the clarity and
conciseness of your presentation, the above alterations would be advisable.

cript,

which

I

am

is obviously

Yours

sincerely,

/ Wt

Herbert

H.

Ja

Editor-in-Ch'

f

e

rmrx

HHJ/nb

Official organ of the International Federation of Societies for Electroencephalography and Clinical Neurophysiology. Inc.

�lurch 9, 1959.
the Editor,
EEG Journal,
3801 University Street,
Hentranl, 2, Clnldl.
Dear Dr. Jasper:

I :1 enclosing a copy of a report entitled
Effect of Anticholinargic Compounds on PostOonvulaivc EEG tad Behavior of Psychiatric Patients“
for your consideration for publication in the EEG
Journal.
Ran: thanks for yam: consideratiun.
“The

Sincortly yours,

m Junk,

31:33

14.».

�Hay 20, 1959.

Dr. Herbert H.
The EEG

3801

Jasper, Editorain-Chier,
Journal,

University Street,

Montreal, 2, censda.

Re: as 981

Jasper:
I as pleased.to return the enclosed manuscript
which has been edited according to your suggestions. I
found your comments and reoosnendatiens helpful and have
been able to condense the manuscript oonsidersbly. I
trust that it will still read intelligibly.
Dear Dr.

by
I have reduced the nnnber of illustrations
1958
the
since
the
tee
diethasine
deleting
cots,
report
has adequate pictures. I have also taken out one each
or the piperidylbensilate and atropine figures, leasing
but six figures for the final manuscript. Legends for
each of the illustrations are eppended after the rersr~
CBCOEe

I had seas difficulty in encespassing the
obsersetiens or iird in this report, since he has not
attempted a generalisation of nenrophyeiologic change and
behavior. As I interpret his studies, he has observed
changes in distribution of large molecules in spinal fluid
after convulsive therapy. This observation say or say not
be consistent with changes in cholinergic, adrenerxio
or synaptic relationships but in no wise excludes the
concoaitsnt changes suggested by our studies. In any
case, I have screed that the synaptic theory has been
rather strongly pot and have modified the language
considerably, including what I believe is a relevant
reference to iird's studies. Except for the hypotheses
suggested by Roth and Blett, which I believe are consistent
with the suggestions or this report I know or no other
systeaatio atteapt to relate nenrophysiologic and behavior
changes after convulsive therapy. I would be pleased to
include such studies.

�Dr. Earhart H.

and

Jaipur, (Contd)

#2

I an grateful for your vary kind caaoidcratioa
nest £hut¢htrul criticism. I stunt that this copy

a: the unnuseript

any aunt with your approv:1.

Sincoruly yours,

an

aran

Fink,

rm.

�Anticholinergic Hellucinogene and Post Convaleive'
EEG

From

and Behavior

the Department of Experimental Psychiatry, Hillside Hoepitel,

Glen Oaks,

L.I., N.I.

Aided, in part, by grant M~927 and HY~2092 of the National Institute
of Mental Health, National Institutes of Health, 0.8. Public Health

Service.

Read

at the

VII: 1/59 -

American
EEG

EEG

Society, Atlantic City, June, 1958.

�Anticholinergic Hellucinogens and Post Convuleive

EEG

and Behavior

In 1956

Ulett

and Johnson

(

)

reported that atropine and

scopolanine blocked the eppesranee ot the high voltege

activity usually induced

by convulsive

therapy.

that the dose of atropine necessary to affect the

They

EEG

delta

also noted

EEG was

such es

to be associated with unpleasant systemic effects. Reports by
Jenkner
compound

&amp;

Lechner

(

)

describing diethaeine es en enticholinergio

with potent neurologic but minimal systemic effects led

us to undertake studies

using this compound

(

similar to those of Ulett

and Johnson

); and these observations, in turn, led

to an investigation of other experimental anticholinergic agents.

It is

the purpose of this report to describe clinical and electro-

encephalographic observations incident to the intravenous administrao

tion of various anticholinergic agents in psychiatric patients at
verious stages of convulsive therapy and to relate these observations
to hypotheses concerning the node of action of convulsive therapy
(

)

and of exogenous

hellucinogene

(

).

�-2SUBJECTS AND METHOD:

subjects were consecutive referrals for convulsive

Our

therapy in an open ward volunhry psychiatric hospital.

While

varying numbers of subjects have been studied for each compound,

subjects in 106 experiments have been essayed.

88

Iron

18

Agesranged

to 67 years, and diagnoses include schizophrenic reactions,

manioudepressive and involutional depressive psychoses.

Patients have been studied at various stages of the treatnent
process.
EEG

The

observations were

laboratory, using

a

made

standard

8

in acute experiments in the

channel

EEG

recorder and needle

electrodes applied in 17 lead placements following Strauss 33_5l
(

). In each experiment, the

compound

under study was administered

intravenously at a set rate per minute, until clinical behavioral
or electrographic changes were observed.
have been

atropine.

diethasine,
Each

is

a

Win~22§9,

The compounds

studied

benactysine, JB-318, JB-336, and

potent enticholinergic agent in vitro.

Diethasine (diethylaminoethylwxwdibensoparathiazine), for example,
induces nydriasis end hypotension, suppresses salivation and blocks
the bradycardia, salivation and seizures of acetylcholine and

�-3fluorophclphntc

).

(

win-2299 (2-diethylnninoethyl cyclopcnty1-2,

thienyl-glycolnte) end benactysine (2-diethy1nninocthy1 benzilnte)
are synthetic nnticholinergic agents with potent central neurologic

effects

nininal peripheral systemic effects

and

cnd JB~336

two

). Diethazine
175-250

ninnte for

).

JBnBlB

2

to

of a recent series of synthetic antichclinergic

central potency

compounds or high

total of

,

(N-ethyl-3~piporidy1benzilatc, X-nethy1o3~piperidy1~

bennilcto) are

(

(

was

mgm;

and high

administered at

hallucinogenic activity

25 mgm.

Win-2299 and benactyzine

5 mgm.; and

per minute for a

at 0.5

mgm.

JB-318, JB~336, and atropine

:31. per minute for 1.2 to h.0

mgm.

at

per
O.h

�OBSERVATIONS:

(a) Diethaeine:

As

previously reported

administration of diethacine in

15

), the

(

patiente prior to convulsive

therapy resulted in a decrease in voltages and a deaynchronisation
of

all frequencies. Prevailing

prominent.

instances, symmetric

In some

activity appeared,
temporal leede.

rhythmic patterns beoane leee

most prominent in the

The

low

voltage 6;? cps

frontal

and

anterior

alpha frequency ﬁes not altered, but the

build-up in voltage and the slower frequencies induced by hyper-

ventilation vere blocked (Fig. 1).
-Q-‘-Fig. 1

UUUUU

Q-ﬂO-u-n--In 25 patients during convulsive therapy, with varying
degrees of induced high voltage delta activity

significant decrease both in voltage
slow wave
hSﬁ

neon

activity.

From an

and in

20%.

)

there

was a

per cent time of

average per cent tine delta of

in the {route-occipital leads, there
per cent time or

(

was a

Both random and

reduction to a

burst delta

�-5-

activity diminished
became prominent.

slow wave

activity

increase in per cent time and voltage of

The
on

voltage alpha and beta frequencies

hyperventilation

was no

longer apparent.

clectrographic effects appeared during drug administration

These

persisted for

and

and low

one to

five hours (Fig. 2).

‘ﬂ’--“---yig. 2
ﬁ‘-‘~“---Concurrent with those electrographic effects,

distinctive systemic
effect

was an

and

S

The

observed

initial

systemic

episode of coughing and the occasional spontaneous

complaint of dry mouth.
by

behavioral changes.

we

to 10 per cent.

Skin remained dry and-heart

This increase was

rate increased

rarely associated

by pron

cordial awareness. Baring the period of observation pupils

were

not altered, and responded pronptly to light and near vision.
were

There

occasional complaints of abdominal griping. These effects,

however, were generally

or behavioral.

less prominent than the electrographic

�-6.
Beheviorelly, patients became more irritable and restless.
They became

tense end excited, end

it use

difficult to neintein

eyelid closure. They complained of feelings of unreslity and of
dysthesias of the extremities. Visual illusory phenomena and
delusional thoughts about their illness, the setting or the test
procedure or the examiner's identity were also reported.
were

cherecteristic

in behavior.

chenges in lenguege

There

sssocieted with this change

Syntectic language patterns

(

altered in

) were

1

fashion opposite to that previously described for amobarbitel
(

) so

node and

that verbal denial, minimization, cliches, third person
past tense

became

less prominent.

nese of speech, measured by dyadic

TTR,

The

degree of repetitive-

decreased

)whieh

(

eltered opposite to that described for convulsive therapy
(b) Win-2299: Reports by Pennes

enticholinergic
men

(

)

compound, Uin~2299, induced

led to this next study.

0n

that

an

is

(

en

).

eXperinentel

excitetory states in

intravenous edninistretion of

2—5

n3n., both elsctrogrephic end behavioral effects similar to
diethesine were observed.

In

five petients without

EEG

slow were

�-7-

ectivity, deeynohroniaetion of frequencies

and a decrease

in

voltages were noted in four (Fig. 3).

-‘h‘-----‘
‘-0-----~~
In 11

patients with high voltage delta activity there

wee a

decrease in amplitude and per cent time or slow wave activity
with an increase in alpha and beta frequencies.

The noun

cent tine delta activity dropped from

(Fig. h).

50%

to

23%

per

‘—-~..—“--‘

Fig.

h

-~--~-~-“Associated with these electrographie effects were minimal
systemic effects but prominent clinical patterns of restlessness
and

excitement. Patients became fearful and tense. Visual

eeneetione were reported and in three subjects, delusional

eleboretiene about their hoepitel experience were prominent.
These beheviorel chengee Appeared during drug administration or

within ten ninetel, end disappeered, at theee doeege levels,
within two to three hours.

�-8Reports that beneetyzine induced

Benectzzine:

(C)

deeynchronizeticn

(

and

)

EEG

its structural similarity both to

diethanine end Win-2299 led to our testing of this compound.
Intrevenoue adminiatretion in 12 subjects elicited similar

clinical

end

electrogrephic patterns. Both in the well modulated

alpha record and in the recerd with high voltage delta activity,
deeynchronieetion wee prompt. Delta activity decreased from a

teen per cent time of

39%

to

16%

in

subjects (Figs. 5, 6).

8

n--ﬁ-¢-----Figs. 5,

6

”0.“--“u-ﬁ'ﬂﬁu-

These

electrcgraphic patterns were again accompanied by

clinical restlessness, irritability
tree recording

wee

here

difficult.

delusional thoughte seen with the
noted et these dceege levels.

orienteticn
(

wee an

excitement. Artifact-

The

illusory eeneeticne

initiel

compounds were

and

not

In patients with nenifeet die-

end language changes

), however, there

end

associated with convulsive therepy

alerting

petterne, as noted with diethezine.

and a

reversal cf the language

�-9(d) Piperioylbensilstesz Following recent reports by Abood
(

)

that verious piperidylbensilates both manifested cnticholinerzic

activity
tested

and induced

two of

hallucinations in psychiatric subjects,

these, JB-318

end JB~336 in 2h

subjects.

we

The

electrographic patterns were identical to these other experimental
Onset of desynchronizetion was during

coupounds;

injection or

within 15 minutes and persisted for one to four hours (Fig. 7, 8).

.n...‘..“...
Figs. 7,

8

---0------uIn each instance in which desynchronizetion was observed,

restlessness

and

clinical

excitement, illusory and hallucinatory activity

iwere noted, and were concurrent with the electrogrsphic changes.
In two instances the beheviorel chenges were halted by the subsequent

intravenous edninistretion of chlorpronesine.
(e) itrogine: Continuing our study of enticholinergic
compounds,

we

administered atropine intravenously inlh subjects,

in doseges of 0.8 to h.0 ngn.

Systemic

effects

were prominent

during the iniection with increased respiratory rate, pellor, dry
skin end dry mouth, precordiel complaints and nerked techycerdie

�-10-

(Pig. 9). Subjects became restless and fearful and recording
became
and the

difficult.

Within ten minutes these symptoms subsided

subjects became drowsy and relaxed.

In six subjects without delta activity} no change in

pattern

was seen

during drug administration
or for

minutes thereafter.

During the period of

voltages and ninisal desynchronisetion
was no

was

EEG

10—20

lassitnde, decreased
observed, but there

significant difference in per cent tine delta.
Fig.

9

-ﬁ.--‘.&amp;
In subjects with

delta activity, there

was an apparent

initial

decrease in voltage and per cent time of such activity during
the

first

ten minutes after administration, followed by a return

to original values during the period of quietude.
period were the changes significant (Fig. 10).

“-~-“---~

In

neither

�-11DISGUSSIOH:

Various experinentel compounds with measurable enti—

cholinergie activity have thus been

shown

to have similar

electrographic and behavioral effects. Electrogrephicslly,
each agent induces a desynchronizstion of frequencies and s

in

decrease Ind voltages, which is most prominent in subjects
with delta activity following therapeutically induced convulsions.

Beheviorally, these electrogrsphic patterns are associated
with stimulating, excitstory, illusory and hallucinatory

ectivity.

To

e

lesser degree, nininsl systemic

heart rate, sslivetion, sweating

letter systenic effects ere

and

changes in

ptpil are noted.

more prominent in

These

patients given

intravenous atropine under sinilsr experimental conditions.
These observstinns can be

relsted to theories of the

node

of action of convulsive therapy and the basis for the induced
slow were

activity; to concepts of the besis of experimentally

induced hallucinations; and to the conflicting reports of the

effects of atropine

on

nervous ectivity.

�-12-

(a) Convnlsive therapyuprocees: In earlier studies we
indicated that the develcpnent of high voltage slow wave
activity was the neurophysiologic correlate of behavioral
change in convulsive therapy, and a necessary, though not
eufficient, condition for clinical improvement ( ). During
the past ten years, numerous authors including Bernstein,
Tower and chachern, Ward, Sachs and Huge have reported
similarities in the biochenical changes of the central
nervous system in convulsive therapy to that seen in crania—
cerebral trauna ( ). They observed an increase in cholinergic
activity, nanirested by an elevation of free acetylcholine and
pseudocholineaterase in the spinal fluid, and associated with
high voltage slow wave activity. Sinilar high voltage slow
wave activity has been reported after the administration of
the cholinesterase blocking agent (di-isoprcpylfluorophoephate),I
with attendant increase in cholinergic activity. In addition,
the increase in central nervous system cholitergic activity
by topical administration of acetylcholine induces high voltage
~

bursts

and spike

activity

(

).

blocking of the behavioral and electrographic effects
of convulsive therapy by the antichelinergic actiyity of atropine
and scopolanine (Ulett and Johnson) are replicated by these
observations on diethazine, Win-2299, benactyzine and the
piperidylbensilates. The potent anticholinergic activity or
The

cent!!!

each of these compounds (with apparent predominant

locus or activity in the central nervous system) supports the

�suggestions that the biochenioal basis for the induced

activity of convulsive therapy results

slow wave

from an

increased level of central acetylcholine~cholinestereos

activity;
While these observations demonstrate

that

anti—

choliuergic compounds are effective in reducing slow

activity, reports

of other compounds with

have also appeared.
(

), nescaline

similar effects

Agents such as anphetanine (Bensedrine)

), lysergic Acid diethylanide“

(

wave

and diphenhydrasine (Benedryl)

convulsive slow wave ectivity.

(

)

(

)

also reduce poet~

These compounds

are primarily

synpathoniuetio and antihistaminic in pharmacologio aytivity,
yet each has excitstory and stimulating effects
(

and

,

,

,

).

The

on

behavior

relations of these various anticholinergic

synpathoninetic agents say be related within constructs of

synaptic activity.
observations have been confirmed in this laboratory.
Intravenous adainistration of So~1oo genus LSD in subjects
withoutldelta activity induced EEG desynchronisation one to
two hours after administration. In subjects with delta activity
there is a marked reduction of delta with the re-essertion of
proainont, high voltage alpha frequencies.
These

�~1h-

In a study or the effects or various agents on
the

EEG

and

the behavior of unaneethetised cats with chronic

implanted electrodes, Bradley and llkes

(

)

postulsted the

existence of two, or possibly three, types of interacting
chenoreeponsive receptors within the central nervous system:

cholinergie, nonucholinergic susceptible to anphetaeine,
nonucholinergic susceptible to

Harassi and Hart
pathways in the
on evoked

(

)

LSD

eXplondng

and

tryptaminie derivatives.

intercortical (transcellosal)

cat, described the effects of various

potentials

on

end

oonpounds

direct electrical stinulation.

They

postulated the presence or two chenoreceptive potentialities
of the synapse - cholinergic and edrenergic - with opposing

stimulatory and inhibitory ectien.
been described by Hoolley
(

Similar constructs have

), Evarts

(

(

)

and Sherwood

). According to these models, the administration of

snticholinerzic agents, or of sympathoninetic agents, results
in equivalent synaptic electrical effects, and nresnnebly,

similar electrogrsphic

and

snpethnine, nescaline end

behavioral effects.
LSD

Thus

adrenaline,

inhibit the level of electrical

�-15-

activity at synapses as effectively as the blocking or
inactivation of acetylcholine

by

atropine end other enti~

cholinergic compounds.
In the light of these scggesticns, the present
eXperinents permit a mere specific hypothesis regarding the

phernacclcgic basis cf the convulsive therapy process.
Repeated induced convulsions lead to an increase in the

synaptic

or xyxplttl cholinergic activity
which

voltage slow

wave

activity.;

electrical activity

(and of

is reflected in surface electrodes

level
)

as angnented high

Administration at anticholinergic

agents reduces the level of synaptic activity, resulting in a
decrease in the manifest cortical electrical activity to precenvulsive levels.
may

also achieve the

Administration or synpathcmisetic agents
same

electrical effects, not

by

eltering

the level of cholinergic activity but, by increasing the level
of adrenergic activity.

The

nsnirest

slow wave

prominent and so persistent in the waking

state

(

)

nay thus be viewed as a

EEG

activity,

so

or the pcst~seisure

persistent alteretion in

synaptic transmission activity or large numbers of cells of the

�central nervous system.

is

seen in the ready

(

)

and

The

delicate nature or this balance

reversibility with alerting

(

), tine

the wide variety of pharmacologic agents noted here.

Repeated induced convulsions may thus be described as a device

to create biochemical changes in the brain for their resulting
behavioral effects.
view

a

Such/formulation

that convulsive therapy is

process

(

a

is consistent

with the

nonuspecifio therapeutic

).
the

initial

suggestion

(

)

basis for the convulsive therapy process

that the pharaaeologio
may

lie in

an

alteration

in acetylcholine-oholinesterase relationshipsban thus be focused
on

the alteration in the level of synaptic activity.

In

this

regard, the observation that diphenhydranine, primarily an

anti-histaminic agent, also reduces slow
induced convulsions

(

),

and the

wave

activity of

observations by Sachs

(

)

that increased amounts or serotinin appear in the spinal fluid

after convulsions suggest that this

image

in convulsive therapy is oversimplified.
’

0; synaptie activity
Further studies or

the effects or various drugs on the postcseiaure electrical

‘

�activity are warranted.
(b) Iearophyeiolggy or hallucinogenic
These
EEG

activity;

observations of anticholinergic compounds

delta activity also

related to concepts of eXperinental

may be

hallucinogenic activity.

Each of

these compounds induced

excitatory behavior including illusory

and

Here, too, synaptic models

phenomena.*

on

hallucinatory

may be

applicable.

Synpathoninetic egents, ae mesoaline, LSD, and amphetamine,
and

anticholinergic agents as those described here, are equally

potent hallucinogens.

i

necrophareacologic basis for such

behavior nay be characterised as an alteration in the level of

synaptic activity in the direction of increased inhibition
(decreased transmission) of stimuli.
The

clinical efficacy

hallucinatory activity
biochemical level.

ester:

(

The

may

of convulcite therapy in modifying

thus

In the doses used,

higher dosage

(

A

in alterations at this

effects or hallucinogenic blocking agents

), as chlorpronarine

for benactysine.

lie

and

reserpine,

on EEG

electrical

hallucinatory phenomena were not observed
report of such activity was reported at

).

�~18~

ectivity are consistent with
EEG

hypersynchrony in non

effects of
LSD

end

LSD

and

such a View.

), block the

(

nesculine

),

(

and

Both compounds induce
EEG

desynchronizetion

in animal studies, block

neeceline behavioral and electrographic effects

);

(

Chlorpronaoine was found equally potent in abutting the excitatory

activity

of these experimental

anticholinergics in these studies.

(c) Relation to atropine:
Comparison of

the oystenic and central effects or these

experimental anticholinergic conponnda with atropine reveals

significant differences. Extensive experience with atropine at
physiologic end toxic levels in

men

indicate that the predominant

Initial

effects are focused at peripheral nervous structures.

bradycnrdia, followed by marked tachycardia, loss of sweating
and

salivation, papillary dilation, intestinal relaxation

and

decreased motility are amongst the effects at physiologic (O.2~l.2)
dodagee.

At

higher dosages (2-5 mg), the central nervous

irritability, disorientation,

oyeton effects of ataxia,

delirinn
(

may be

observed

(

), anonnta ranging Iron

). In the atropine
32

to

212

some

end

studies

33:. injected intra-

�.19nuacularly into psychiatric petiente resulted in the following
(

sequence

)t

”There

is

an

induction period or 15 to

minutes

20

after adninietretion characterised by restlessness, occasionally
mild exoitenent, confusion, and

at times nausea

and vomiting.

This proceeds, smoothly and predictably, to muscular inooordinetion,

ataxia, weakness, vertigo

and

difficulty in articulation.

An

acute brain syndrome with memory disturbance, disorientation,
elouded consciousness, illusions and most frequently visual

hallucinations vergee into delirium
come...

'

Thus

and

rapidly proceeds to

central nervous system effects are preoedodhnd

accompanied by marked

peripheral effects.

In contrast, these experimental enticholinergic agents,
in equivalent dosage ranges, manifest
and

lurked central.

The

are observed early and

effecto

may

on

little

peripheral effects

the central nervous system

continue for extensive periods and

in higher dosages with minimal peripheral nervous effects.

It ie

within this context of central tarsus peripheral

predominant sets or activity that the apparent discrepant

EEG

observations of the etteete of atropine (in inducing elow

wave

�.20-

activity)

these experimental enticholinergic compounds

and

be reconciled.

The

variable

EEG

effects, like the verieble

behavioral effects are dose related.
adminietering l~3

mg/Kg

may

Weeeae

exist 33‘3l

(

)

atropine in curarized cats and monkeys
using O.h to 1.2 mg/kg in curerized

and Funderburk and Case (

)

cats, produced high voltage

slow wave

activity.

Wikler

(

)

reported that 7.2 mg/kg atropine in unanosthetized, ancnrarized

patterns strikingly similar to

dogs produced "epindle slow wave"

sleep. 'Rinaldi

and Himwioh

(

)

reported that atropine in doeee

of 0.5 to 2.0'mg/kg in cnrarized rabbits exaggerated

patterns

and

inhibited the electing of the

EEG

EEG

sleep

to various

peripheral stimuli. _Sinilar observations have been observed by
Bradley and Bikes

(

)

in the conscious oat. In each instance

the dosage of atropine varied from 0.5 g

3

mg/kg- a range roughly

comparable to the massive dosages need in atropine coma therapy.
Yet what of the electrographie

eitects in lower

In our observations, the

EEG

effects of

dosage?
low dosages of

intravenous atropine (006‘ .06 ng/kg) were minimal. Similar
obeervatione have been reported by Danielopelie, Guirgee end Drooen

�021-:

(

)

who

specifically releted the

effects to dosage level.

EEG

with high doeeges of atropine (h-B ng/kg) in rabbits einiler
high voltage nixed slow and feet (21-30 ope) activity was
observed, while with low deeegee (2h~.8 ng/kg) the original

rapid rhythms remained unehenged.

These

authors thus suggested

!

ﬂat atropinegs effects were multiple end doee determined, and

related the

observations to similar findings with regerd to

EEG

heart rate. Denielopelu
atropine slow

down

(

(

observed that small doses of

cardiac rhythm nine while larger doses cenee

eexeklteiien acceleration.
been confirmed

)

These

obeervetiene have recently

).

Thus, while oonsidereble speculation as to

central

neurophysiology he: been related to observations with atropine,

these observations provide e special case of atropine effects.
The

entiohelinergic activity,

so prominently

established in

observations in vitroI end in the peripheral nervoue system,
may

not be the effective physiologic activity in the large doses

neeeeee y to reach central structure.

It is

poeeible that the

experimentel entichelinergic compounds used in the present studies

�-22protﬁe more suitable experimental tools fer the elucidation of

central neurophysiologic nativity than atropine.
In part, these differences may be related to difference-

in etrnctnrel chemistry. Each of these experimental cenponnde
contain a tertiary canine linkage, while atropine (and ecopolemine)
quaternary
centnin a qxxtx:xznx linkage. Such differences may be clearly
observed in the structure~ectivity relationships or the piperidyl-

bennilatee

).

(

While

Hwnethyl-B-piperidylbenzilete and Nsethyla

3-piperidxlbeneilate have potent enticholinergic

and

hallucinogenic

potency, Hedinethyl~3~piperidylbeneilete - the quaternary conpennd

- has considerable in vitro anticholinergic activity, and no
hallucinogenic property.

The

significance of tertiary

amine

linkage for central neurophysiolcgic effect: he: been repeatedly
affirmed by numerous observers, and neat recently by Pennel
Denber;

(

),
Theee

e

Hake

(

)

and Plodnerk

(

).

structure~aetivity relations lend theneelves to

re-eveluation or studies or creniccerebrel trenne

Ward's

(

)

(

and

epilepsy.

reports orﬁthe efficacy of high doses of etrepine

in altering the clinical manifestations of head trauma indicated

),

�-23-

that effective dose: brought with
Thu

them severe systemic

effects.

failure of the oxtohaive studies a: the efficacy or atropinc

and soopalunine

in epilepsy

(

)

any be

related to

: failure

of these quaternary compounds to reach the central nervous syntax
in adequate quantity.

It

would noun

advisable, therefore, to,

ropoat those studies utilizing such more potent, more centrally

specific, antieholinorgic canpaunds as used in the eXporixonts
reported here.

�lj

MS

981

W

Mel

3;..."

EFFECT OF ANTICHOLINERGIC COMPOUNDS
EEG AND BEHAVIOR OF

Max

(Received

ON

POST CONVULSIVE

PSYCHIATRIC PATIENTS

Fink M.D.

for publication:

march 11, 1959)

v
v-u-u.

From

the Department of Experimental Psychiatry, Hillside Hospital,

L.I.,

Glen Oaks,

Aided, in

Institute

N.Y.

M-927 and MY-2092 of the National
Health, National Institutes of Health,

by grants
part,
Mental

of

U.S. Public Health Service.
Read

at the

American

W-EEG

3§5357k?

EEG

Society, Atlantic City, June, 1958.

�MS

981

ANTICHOLINERGIC COMPOUNDS AND POST CONVULSIVE EEG

�Effect of Anticholinergic
EEG

and Behavior of

Compounds on

Post Convulsive

Psychiatric Patients

Mcsfl—vsﬂswﬁ kg 76.:

gagiﬁsignificance of high voltage EEG delta activity
in the convulsive therapy process (Roth gt_gl, 1951, 1957;

report that this delta activity
was blocked by the administration of-eniiehnlinersic
ealﬁiﬁiaa atropine and scopolamine (Ulett and Johnson, 1957)
provided the basis for these studies. As there were attendant
unpleasant systemic effects with the administration of these
agents, reports describing diethazine as an anticholinergic
Fink and Kahn, 1957) and the

with potent neurologic but minimal systemic
effects (Jenkner and Lechner, 1955; Lechner, 1956) led us
to undertake studies similar to those of Ulett and Johnson
using this compound (Fink, 1958). “@bservations with
compound

diethazine led to the investigation of other experimental
anticholinergic agents.
This report describes clinical and electroencephalographic observations incident to the intravenous administration of various anticholinergic agents in psychiatric
patients at various stages of convulsive therapy and relates
the observations to hypotheses concerning the mode of action
of convulsive therapy and of hallucinogens.

�SUBJECTS AND METHOD:

subjects were ninety psychiatric patients
referred for convulsive therapy. Ages ranged from 18 to
67 years, and diagnoses included amcaai-t!=s£ schizophrenic
The

reactions‘

and manic-depressive and involutional—depressive

varied number of subjects were studied for
each compound for a total of 107 observations.
Patients have been observed at various stages of
the treatment process. The observations were made in the
EEG laboratory, using a standard 8 channel EEG recorder
and needle electrodes applied in 17 lead placements following Strauss gt_§l (1952). In each trial, the compound
under study was administered intravenously at a set rate
per minute until clinical behavior or electrographic
changes were observed
«a
-'w
‘M
psychoses.

Www'”

mam.

"4”,...“

A."

A

Hm ,

‘5

was”“My HM

A

r-m

new

M, -J:,M-,_.m,..\.

"was...

“A...“ i, ,1“.

The

ine, JB3l8 JB~336, and atrOpine.{ Each is a potent “p'
a: icholinergic agent in vitro. Diethazine (lgﬂgéwdaetﬁyl-

\\ ‘H‘benact

v. __~

‘

(2-diethylamipdéthyl ﬁgnzilate) are synthetic anticholinergic
'-

3‘ .h

u

k‘

‘

‘

�W
[M

ﬁW/émgw (m w

1,?de
//h)1
(Maw
(WW. a
/¢‘¢¢)

’

f

ﬂux-322.497“

f

E

(W

.

7’6’33“

wit/4&amp;4,

xiJ'C)
7

I

(W ﬁg?) 17”} M

.7313”:

W

�agents with potent neurologic effects and minimal peripheral
P’w

‘nwV""'

systemic effects
W
JB- 318 and JB~336(N~et§gl~3ﬂwiperidylbenzilafe N-methyl-~3two of a new series of syntﬁébiq
piperidylbenzilataﬂ
(Pennes and Hocn%wl9§7?“§:c9bson, 1955)
"""

‘m‘,’

anticholiHErgic compounds w'th

a»?

éﬁmm‘

distinct hallucinogenic

1958).
et
a1,
g
Diethazine
administered at

_activity
__

’

total

(Abood

was

mac?“

25 mg

per minute for

2.5-5.0 mg/kg); Win-2299 and
mg per minute for 2 to 5 mg (0.020.15 mg/kg); and JB-318, JB-336, and atropine at O.h mg
per minute for 1.2 to h.o mg (0.0l~0.10 mg/kg).
of 175-250
benactyzine at 0.5

a

mg (

�OBSERVATIONS:

administration of diethazine
in fifteen patients prior to convulsive therapy resulted
in a decrease in EEG voltages and a desynchronization of
all frequencies,€¥$§3;=;$§8%. Prevailing rhythmic
(a) Diethazine:

patterns

became

The

less pronounced. In

symmetric low voltage 6-? cps
most apparent in

W

frontal

and

some

activity appeared

and was

_

(F3416
anterior temporal leads.
ammmmmwmmm~.w

fequencyas not send,
”Mm“

Thz“‘;“i”;“n.

instances,

,,

.1. &gt;u-L—‘7‘?

mm»-

,....

.14.“ mm“.

We they”;

In twenty~five patients with varying degrees of
induced high voltage delta activity during convulsive
therapy (Fink and Kahn, 1957), there was a significant
decrease in voltage and in per cent time of slow wave
activity. From an average-pal—Icnt-ttne delta of h5% in
the front-occipital leads, there was a reduction to a mean
uggzggntntine of 20%. Both random and burst delta activity

voltage alpha and beta frequencies became
more prominent. The usual increase in per cent time and in
voltage of slow wave activity with hyperventilation sans-no
diminished.

Low

51,

\}

"it;

2’

lfJ?e&gt;»

�-5longer apparent. These electrographic effects appeared
during drug administration and persisted for one to five
hours

Mﬁﬂ

(Fun/t} xqs’f)

Concurrent with these electrographic effects, we
observed distinctive systemic and behavioral changes. The

initial

systemic effects were episodes of coughing and
complaints of dryness of the mouth. Skin remained dry
and the heart rate increased by S to 10 per cent. This
increase was rarely noted by the subject, and was not

accompanied by

,n»

precordial distress.

-9ar&amp;ng—tho—peried~e£w-

,

Gems/haﬂhv

observationnﬁhere was no change in pupillary size, and their
response to light was prompt. There were occasional
complaints of abdominal griping. Ihﬁégweffects were generally less prominent than the electrographic or behavioral.

Behaviorally, patients became irritable, restless,
tense and excited, and it was difficult to maintain eyelid
closure. They complained of feelings of unreality and of

tingling, weakness and heaviness of the extremities.
Complaints that colors were pale or more intense, halos
about lights and changing shadows were accompanied by
delusional thoughts about their illness, the setting of
the test procedure or the examiner's identity.4p

.

AM

�-7(b) Win-2299: The report by Pennes and Koch (1957)

that Win-2299r—aaother_axparamoatalwaatieholinergée~eempound1
induced illusory and hallucinatory states in man, led to
this next study. 0n intravenous administration of Win-2299,
both electrographic and behavioral effects similar to
diethazine were observed. In five patients without EEG
slow wave

activity, desynchronization of frequencies

a decrease in

and

voltages were noted in four;éi§igggg; {Vfgf

/ ),

In eleven patients with high voltage delta activity there
was a decrease in amplitude and per cent time of slow wave
activity with an increase in the per cent time of alpha
and

beta frequencies.

dropped from

50%

to

23%

The mean pea—eoat—tine

(Fig.1;3.

Fig.3

delta activity

3"

Associated with these electrographic effects were
clinical patterns of restlessness and excitement, and

effects. Patients became fearful and
tense. Visual illusory sensations were reported and were

minimal systemic

associated in these subjects with delusional elaborations

�-3about their hospital experience. Excitement was accompanied
by ideas of reference, and in two subjects, intravenous
chlorpromazine was administered to halt this process.
These behavioral changes appeared during drug administration
or within ten minutes, and disappeared within two to three
hours.

effects were slight. There were neither
cough nor respiratory distress. Heart rate was
unaffected except in patients who became overtly excited
Systemic

fearful, in

and

whom

excitement period.
on

'

tachycardia appeared during this
Dryness of the mouth was reported only

direct inquiry.

(c) Benactyzine: Reports that benactyzine induced
EEG desynchronization (Coady and Jewesbury, 1956), its
anticholinergic nature, and the structural similarity to
diethazine and to Win-2299 led to our testing of this
compound. Intravenous administration in 12 subjects elicited
similar clinical and electrographic patterns. Both in the
well modulated alpha record and in the record with high
voltage delta activity, desynchronization was prompt. Delta

activity decreased
in

8

subjects

from a mean pti—OUI$ time of

Wﬁﬁ/d}

39%

to

16%

�-9These

electrographic patterns were again accompanied

clinical restlessness, irritability and excitement.
Artifact-free recording was more difficult. The illusory
by

sensations and delusional thoughts seen with the initial
compounds were not noted at these dosage levels. Systemic
effects were similar to Win-2299.
(d) Piperidylbenzilates: Following recent reports
by Abcod et a1 (1958) that various piperidylbenzilates
with measurable anticholinergic activity induced hallucina-

tions in paychiatric subjects, we tested JB-318 and JB-336
in 2h subjects. The electrographic patterns were identical
with the other experimental anticholinergic compounds. —¥he—
ur ng e njection or
Wafﬂes ync hroniza ti onA? ?- duufdtvthhfhﬂ
within 15 minutes and persisted for one to four hours
(Fig. 5: t).
‘

,

Figs.

5f

In each instance in which desynchronization was

observed, clinical restlessness, excitement, illusory and
hallucinatory activity were noted, and were concurrent with
the electrographic changes. In two instances the behavioral
changes were halted by the intravenous administration of
chlorpromazine.

�-10Considering the numerous reports

(e) Atropine:
that atropine induced EEG slow wave activity and clinical
somnolence, we administered this anticholinergic agent
intravenously in 15 subjects, in dosages of 0.8 to h.0
In six subjects without EEG delta
mg (.01-.10 mg/kg).
activity, there were no changes in EEG pattern during
drug administration nor for 10-20 minutes thereafter.
During a period of lassitude, decreased voltages, minimal
desynchronization, and an increase in per cent time delta
were noted.

In subjects with

delta activity, there

was an

apparent

initial

decrease in voltage and per cent time of such
activity during the first ten minutes after administration,
followed by a return to original values during the period
of quietude.

was»

In

neither period

(@3925)

were

the changes significanta

�-11-

Systemic

effects

were prominent during the

injection with increased respiratory rate, pallor, dry
skin and dry mouth, precordial complaints and an increase
in heart rate up to 100%. Subjects became restless and
recording became difficult. Within ten minutes these
symptoms subsided and the subjects became drowsy and
relaxed.

�-12-

arious experimental compounds with measurable

anticholinergic activity have been observed to

have

similar

electrographic and behavioral effectsignmthnsematudiOOVM
Electrographically, each agent induced a desynchronization
of frecuencies and a decrease in voltages, which was most
prominent in subjects with delta activity following
convulsive therapy. Behaviorally, these electrographic
patterns were associated with stimulating, excitatory,

lesser degree,
minimal systemic changes in heart rate, salivation and
sweating were noted. These latter systemic effects were
more prominent in patients given intravenous atropine under
similar experimental conditions.
These observations can be related to theories of the
mode of action of convulsive therapy;and-oﬁrthevastS“fvr'

illusory

and

hallucinatory activity.

‘thauaadnoedﬁaiew—wamowaewévttyj

To a

to concepts of the basis

of experimentally induced hallucinations; and to.thv reports
of the effects of atropine on EEG patterns.

(a) Convulsive therapy process: Earlier studies
indicated that the development of high voltage slow wave
activity was 4:; neurophysiologic correlate of behavioral
change in convulsive therapy, and a necessary, though not
sufficient, condition for clinical improvement (Fink and
Kahn, 1957). In summarizing the observations of numerous

�-13the relation of acetylcholine metabolism to 1;”
4o
$vuuna
andAconvulsions (Fink,
central nervous system
Ckxcxnurnsd'éjf
5L
biochemical
bootseinn the
the
1958) it was suggested that
induced EEG slow wave activity lay-ﬁn an increased level
of acetylcholine-cholinesterase activity of the central

authors

on

nervous system.

in the slow wave

1?

present observations of tin alterations_
activity of convulsive therapy by these

The

experimental anticholinergic compounds are consistent with

this suggestion.
is indicated by
reports of compounds with other biochemical activity also
affecting slow wave activity in a similar fashion. Amphetamine
That the problemis more complex

gt_§l, 1951), mescaline (Merlis and Hunter, 1955;
‘Ib (Bente gt_§1,
%§?b§i$ 1955), lysergic acid diethylamide
”iuuéig,snd diphenhydramine (Diaz-Guerrero et a1,1956) also
reduced post-convulsive slow wave activity. In these reports,
such a reduction was accompanied by excitatory and stimulating
effects on behavior. These compounds, however, are primarily
sympathomimetic and antihistaminic in pharmacologic activity
and not anticholinergic. The similar effects of these
diverse biochemical agents on electrographic patterns and
amuauibusﬁ
be
behavior
may
rat-ind within theoretic
on clinical
(Lennox

«K2~Kssrsr'6247
‘ﬁtﬁix “ﬁ’
constructs of synaptic activity;r—
mm w
The existence oftwo, or possibly three, Mypee cf interact~

'AQ/

1.

m.“-

ing chemo~re§poﬁsive receptors withinthd‘central ner::gg,system

�/

(I

W24:

L

M7?
5

,7

v

M/

’46; MW

w- M} Arm/a;

Ail/”M

Wag

.-

f

�“Jamal-un-

h

awmh'auu: gnaw“WWW WU“we

'

lead to a change in synaptic cholinergic activityywhésh—és—
reflected:h11llhsurface electrodes as augusntsd high
voltage slow wave activity. Administration of anticholinergic agenggijltenﬂ'synaptic activity, resulting in a
decrease in the manifest cortical electrical activity to
preconvulsive levels. Administration of sympathomimetic
agents 3f-lg-‘Leja-‘ﬁieve/ the same electrical effectsr-s-s-t-by—ns4tssang—tha—1saol—sfrehoiénsrgss—sstinitanbat by increasing
the level of adrenergic activity.

The

manifest slow

wave

A

activity, so prominent and so persistent in thsfﬁ::;ng£§;:&amp;
-ss«the—pust-setzure-statej may thus be viewed as tho resulttnf
persistent alteration in the synaptic tssssméssésn
activity of large numbers of cells of the central nervous
system. The delicate nature of this balance is seen in the
ready reversibility with alerting, time, and the wide

~qﬂra

variety of pharmacologic agents.nntsdwhaner-m~m~"~"“
’jiﬁ/ér\:;&gt;
The consistent nature of these neurophysiologic
observations all. makes an exclusively psychologic explanation of the mode of action of convulsive therapy less tenable.
These studies are consistent, however, with the neurophysiologic-adaptive view of the convulsive therapy process
which suggests

that neurophysiOlogic chanazMs
provide the

substrate for alterations in all aspects of cligical behavior}

fg’h"

�Ma

.

,W‘

w,

.M Won/7w AC

,W W

hyLWM MWMWM'W“

W
5

I414}

2‘5

Maxwu 4;
’

:73?

(/ija;

Z; W Wag

a,

WM7£ ILL-«44.1“

04”),

MLIMK

W; ”W MW;

“4344: a'

WM
W
I a;

a.

L

«

�-17-

we,

of~the—oabaeetp"{ﬂn type of behavioral alteration ts ﬁsvwig
dependent upon the type and degree of neurOphysiologic
change, the personality of the subject and the expectations
and

tolerance of the milieu (Weinstein and Kahn, 1955;

Fink and Kahn, 1957; Fink, 1957).

(b) Neurophysiology of hallucinogenic activity: The
effects of anticholinergic compounds on EEG and behavior
may also be related to the understanding of experimental
hallucinogenic activity. Each of these/tzzgfunds induced

illusory
excitatory behavior, including
4L

phenomena.

m

Here, too,

the synaptic

and

hallucinatory

model]

may be

applicable. Sympathomimetic agents, as mescaline, LSD and
described
amphetamine, and anticholinergic agents as those
here, are 01-‘3iv potent hallucinogens. A neuropharmacologic
basis for such behavior may be characterized as an alteration
in the level of synaptic activity in the direction of
increased inhibition (decreased transmission) of stimuli.
‘The clinical efficacy of convulsive therapy in
modifying hallucinatory activity may lie in alterations at

this neurophysiologic level.
.

The

effects of such hallucino-

genic blocking agents as chlorpromazine and reserpine on
EEG electrical activity are consistent with such a view.
Both compounds induce EEG hypersynchrony in man (Bente and
Itil, 19Sh, 1958) and block the EEG desynchronization
effects of LSD and mescaline (Schwarz et al, 1955).

�-19Chlorpromazine was found equally potent in aborting the

excitatory activity of the experimental anticholinergic
compounds in these studies.
(0) Relation to atropine: Comparison of the systemic
and neurologic effects of eXperimental anticholinergic
with atropine reveals signi£ieaat differences.«av ax/Aaf
compounds
{pH/95
s:%bé§i£3§§§§2::ence with atropine at physiologic and toxic
levels in man indicate that the predominant effects are
focused at peripheral nervous structures. Initial bradycardia,
followed,by tachycardia, loss of sweating and salivation,
pupillary dilation, intestinal relaxation and decreased
motility are amongst the effects at low (0.2-1.2 mg)
dosages. At higher dosages (2-5 mg), the neurologic effects
and delirium are
of ataxia, irritability, disorientation, Mgr...“
observed (Goodman and Gilman, 1955). In atrop' e coma therapy,
7amounts ranging from 32 to 212 g injected int amuscularly
into psychiat ic patients resul s in the fell wing sequence
(Forrer and Miller, 1958): "Th re is an induc ion period of
15 to 20 minufes after adminis ration charactkrized by
V

mm:Wm..-

!

2

I

.
Jonfusion, and
.
restlessnessg ceaselonally mil excitement,
at times naufca and rarely vo ting. This p oceeds, smoothly
and predictably, to muscular
coordination, ataxia, weakness,
vertigo and ifficulty in artffulation. An cute brain
syndrome wit. memory dis turbanhe, disorienta ion, clouded
illusions and mtst frequently kisual hallucinaconsciousnesf,
tions mergesa into delirium and§.:;rapid1y proceehs to coma. ..."
I

‘

I

’

;

�-20..

Thus/central nervous system effects arevprecededwwv
accompanied by marked

peripheral effects?”

contrast, the experimental anticholinergic agents
in dosages sufficient for central nervous system effects
manifest little peripheral activity. The central effects
are observed early and may continue for extensive periods
without gastrointestinal, cardiac or pupillary changes.
It is within the context of the focus of activity and w.
-din relation to dosage that the apparent discrepant EEG
observations of the effects of atropine (in inducing slow
wave activity) and these experimental anticholinergic
In

reconciled. Wescoe gt_al (l9h8) administering 1.0 to 3.0 mg/kg atropine in curarized cats and monkeys
and Funderburk and Case (1951) using O.h to 1.2 mg/kg in
curarized cats, observed high voltage EEG slow wave activity.
Wikler (1952, 1957) reported that 7.2 mg/kg atropine on
unanesthetized, uncurarized dogs produced "spindle slow wave"
patterns at-ihiugiy similar to sleep. Rinaldi and Himwich
(1955a, b) reported that atropine in doses of 0.5 to 2.0
mg/kg in curarized rabbits exaggerated EEG sleep patterns
and inhibited the alerting of the EEG to unit-l: peripheral
stimuli. Similar observations have been reported by
compounds may be

Bradley and Elkes (1953) in the conscious cat. In each
instance the dosage of atropine varied from 0.5 to 7 mg/kg
- a range roughly comparable to the dosages used in atropine
(me'w‘ Md: We’rfrfg.

“ma therapy!

�:

M 4% 1mg,»

Jyyzmw f)”;
r

gag“;

m mﬂﬂ/w

1:; @c‘jf jaw/(4,4,2...

W

a;

351,,

fgﬂzﬂ,

�-21'éoueraduuage?
Auéf

In thelzn;tudies, the
‘g’

ﬂﬁmal

EEG

effects of

low dosages of

intravenous
atropine (0.01 to 0.10 mg/kg) were minimalaasﬁ
CMMHKM éﬁ,
iﬁkbﬁ
iconfirming similar observations by Verdeaux anglﬂgrﬁzw
(195h) and by Danielopolu et al (1955)., Danielopolu et a1”
Wmmwﬂwawmqum
specifically related the EEG effects to dosage levelvfw”
ith high dosages of atropine in rabbits ( h to ﬂfﬁg/kg)
.

W

wa‘ianMu-‘rm‘m.

-W«m««uw~w ~w-wwmw~wmmw .; m

W.

..,..-..g.,

,

m

,u

.

swan-bani" .twmi-mc”1;

~11.»-

.

man.

;

they observed similar high voltage mixed sloﬁfand fast
activity, while with low dosage (.Zh t9 id mg/kg) the
original apid rhythms remained hgphanged. These authors It fy~”'
thus sugges d that atropinetg effects were multiple and“

related the EEG ob rvationgxtg similar
findings with rega dﬁtﬁ heart rate. Danie
ported earlier that s 11 doses of atropinesloqed cardiac
rhythms while/larger dose caused acceleration. These
dose determine

’

and

cardiac observations have recentlyxbeen confirmed (Morton

232;;
‘

Thus, while considerable speculation as to central
neurophysiology has been based on studies with atropine,

té§LL———

special case of anticholinergic
effects. The anticholinergic activity,—eo—pnonéaeatky
established in observations in vitro and in the peripheral
nervous system, may not be the effective physiologic
activity in the large doses necessary to affect central
such observations provide a

�.. 2 2 -

Th3’2xperimental compounds z:::=zm—the~preeontm
the ﬂﬂﬁgw
provide more

structures.
s-‘bu-d‘éoo

ﬂow/M)“:

udtuoédubéon of

suitablewe} Wfor

central neurophysiologic (anticholinergic)

patterns than atropine] M, #AMcuu/eml AM»
In part, these physiologic differences may be re
to differences in structural chemistry. Each of the
experimental compounds contains a tertiary amine linka e,

while atropine contains a quaternary linkage. The e fect
of structure on in vivo pharmacology may be clea y observed
in the structure-activity relationships of e piperidyl-

benzilates (Abood 22.21:.1953)' While -methyl-3-piperidylbenzilate and N-ethyl-B-piperidy enzilate have potent anticholinergic and hallucinoge \c-potency, N—dimethyl-B-piperidylbenzilate - the quate ary compound - has considerable in vitro
anticholinergic tivity but no hallucinogenic property.

nd Hoch (1957), Denber (1958), Naka (1958) and Flodmark
i

(1958).

f_

_-‘_

,

f
-

.

in.a re-evaluation 05‘studies

,_”4

,

1

7

,.

_éwr

of craniocerebral trauma and
epilepsy. Ward's (1950) reports of the efficacy of high
doses of atropine in altering the clinical manifestations
of head trauma indicated that effective doses brought with

�-23-

effects. The failure of atropine
to affect epilepsy may be related to the

them severe systemic
and scopolamine

inability of these quota-unis

compounds

to reach the

central nervous system in adequate quantity. It would
seem advisable, therefore, to repeat these studies utilizing
ardﬁuf
such mere-paten%7~more centrally speeésée..anticholinergic
,

compounds as used in

the experiments reported here.

�'Zh'
SUMMARY:

1.

EXperimental

anticholinergic

compounds

(diethazine,

Win-2299, benactyzine, JB-318 and JB—336), administered to

psychiatric patients at various stages of convulsive therapy,
were

associated with:
(a) desynchronization of EEG rhythms with a
blocking of post-convulsive delta activity;
(b) alerting, excitatory behavioral reaponse
with illusory, delusional and hallucinatory

ideation; and,
(c) systemic effects of muscular weakness,
dryness of the mouth, dry skin and tachycardia.
electrographic behavioral and systemic effects were

The

concurrent.

that
an

ﬂ;

2.

observations are consistent with the suggestion
“faxmufaui

These

We!)

thug,”
”

'

of convulsive

therapy'iilllllr.4ﬂ

increase in central nervous system cholinergic activity.
3.

Observations that

LSD,

amphetamine, mescaline and

diphenhydramine - synpathomimetic and

also induce

desynchronization, blocking of post convulsive

EEG

delta activity

antihistaminic agents -

and

clinical excitatory activity support the

suggestion that bUth-hhu behavioral and electrographic
based on alterations in synaptic activity,, sis
Patterns
Increased synaptic activity (cholinergic, sympatholytic effects)

we

,4

�-25-

hypersynchronization, and clinical
sedation and euphoria; while decreased synaptic activity
(anticholinergic, sympathomimetic) is associated with EEG
desynchronization and clinical excitatory and hallucinogenic

is associated with

EEG

states.
Discrepant observations with the-entéehottnergiﬁ
agent? atropine are related to significant differences inrﬁéfvﬁfygw’
h.

.thawnantzalMnenuensmsaatanmaiﬂactsmoﬁmhighudeaagamainapineﬂ

Re-assessment
in_man_maxanataha4nninanil¥_anaiahnlinargis.
of the role of anticholinergic agents in head trauma and

seizure states is suggested.
5. These observations amplify the neurophysiologicadaptive hypothesis of the mode of action of convulsive
therapy and of experimental hallucinogenic states.

�ACKNOWLEDGEMENT:

I
Hannah

{Eﬂ

grateful for the technical assistance of Mrs.
Mosquera in EEG recording and analyses; and—to—
am

Supplies of the various pharmaceuticals were made freely
available by Lakeside Laboratories (JB-318 and JB-336),
Merck Sharpe &amp; Dohme (benactyzine), Sandoz Pharmaceuticals
(LSD-25), Sterling—Winthrop (Win-2299) and Smith, Kline
&amp;

French Laboratories

(diethazine, chlorpromazine)

�:f/ébétp/g

04M¢MW71M£04¢

W, 2: wow
f/éétdi./g.7

JAM/47

7249.;

’9‘”

M MW «044ml.

W,- m;

{fJZ/

E.-

37I-370‘

�-27Abood, L.G.,

W4}
“E:ZLE:D

Ostfeld,

A.M. and

Biel, J.

new group of

A

psychotomimetic agents. Proc. Soc. Exper. Biol.
Med., 1958’ 21: hq'é‘h86o
Bente, D. and Itil, T. Zﬁr Wirkung des Phenothiazinkorpers
Megaphen auf dasuMehschliche Hirnstrombild.

Arzneimittelforsch§:“l95h, Z: h18-h23.
Bente, D. and Itil, T. A comparison of the action of
various phenothiazine compounds on the human EEG.
Trans. Int. Cong. of NeurgpsychOpharm., 1958,

(in press).

Itil,

Electroencephalographic
studies concerning the action of LSD-25. EEG Clin.

Bente, D.,

T. and Schmid, E.E.

Neuroghysiol., 1957, 2:
Bente, D.,

Itil,

359

(abst.).

T. and Schmid, E. E.

Elektroencephalon

graphische Studien zur Wirkungsweise des LSD-25.
Psychiat. et Neurol., 1958, $25: 273-28h.
Bradley, P.B. and Elkes, J. The effect of atropine,
hyoscyamine, physostigmine and neostigmine on the

electrical activity of the brain of the conscious
cat. J.

thsiol.,

1953, lﬁg: 1h_-15;
Bradley, P.B. and Elkes, J. The effects of some drugs on the
electrical activity of the brain. Brain, 1957, g9:
77-117.
Coady, A. and Jewesbury, E.C.

A

clinical trial

of

benactyzine hydro&lt;3hlcride ("Suavitil") as a‘physical

relaxant. Brit.

Med.

Jour., 1956,

l:

h85-h87.

�-2&amp;-

Danielopolu, D., Giurgea, C. and Drocon, G. Electroencephalographic study of the non specific pharmacodynamics of the stimulatory effect of atropine on the

cerebral cortex.

”

Fiziologicheskiy Zhurnal

SSSR, 1955,

El: 60l~611.
Denber, H.C.B. Studies on mescaline: III. Action in epileptics.
Psychiat. Quart., 1955, 32: h33-u38.
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occuring MW
psychoses,‘mgM

~jrbpicDrugs. Elseviar,

/

r

Amsterdam. 1957, 263S
Diaz-Guerrero, R., Feinstein, R. and Gottlieb, J. S. EEG
findings following intravenous injection of diphenhydramine hydrochloride (Benadrylr). EEG Clin Neuro—
‘

7

Evarts, E.V. Neurophysiological correlates of pharmacologically induced behavioral disturbances. Res. Publ.
Ass. Nerv. Ment.

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Dis., 1958, 2§:3b7-380.

Chemical bases for psychoses.

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M.

A

Chemical

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therapies. J. Hillside Hosp., 1957, g: 197-206.
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29: 380-387;

M Wﬂiﬁ‘f‘féy

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za37.,/ff4:

£1.J./Ita4u/t-W‘Wﬁ

ﬁﬁ¢’{7¢£

�-29Fink,

Relation of electroencephalographic
delta activity to behavioral response in electroshock.

M.

and Kahn, R.L.

A.M.A. Arch.

Fink,mu. and

Neurol.

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Psychiat., 1957,

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on a3”rww¢

m“

at“

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fik

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L.S. and Gilman, A.

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Jaffe, J.

An

%

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objectiveeWudy6f communication 1npsychiatric
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A.

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H11151de Hosp., 1957, 6: 207- 215.
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i

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(
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n

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Lechner, H. 0n the influence of anticholinergic drugs on
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w.“c.m,,

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Morton, H. J.
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and Thomas,

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E T.

,..

MW~;:-a‘

ST

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own—VT“

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,

..:. ¢~w

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v,;&lt;w~1»~ww-..
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Pennes, H.E. and Koch, P.H.

,1

I";

anununnwwnmsu ”N;

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(in press)

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DOE, JOHN J. (U. Commonwealth, Capitol City), and RICHARD ROE. Metabolism of phosphorus in rats.
Jour. Pest Control Res. 37(4): 152-165. 1957.

Detach here and return lower portion only

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available, name and address of its manufacturer.
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6. New genera of animals/ plants, new classiﬁcations, new
distribution records. (For systematic data, see below.)
,7. New theories, new interpretations, evaluations, if possible; if not, reference to them.
‘

-Omit:

Information contained in the title.
2. Additions, corrections, or any information not contained
in the original published paper.
1.

FOR SYSTEMATIC PAPERS—Additional instructions.
FORM: 1. Write the name of a subgenus, genus, or any supergeneric taxon, if old, in small letters with a capital initial;
if new, all in capitals. The name of a species, subspecies,
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2. Alwa rs underline the name of a genus, subgenus, s ecies, su species, variety, and form: with a straight ' e
if old, with a wavy line if new. No other group name is
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(e5:
a straight line under the old and a wavy line under
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CONTENT: Be alert to information other than the formal,
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tion new data in any biologic ﬁeld—life history, morphology, biogeography, cytology, ecolo , evolution. (Nontaxonomists welcome such information.
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~

�DEC 7'5 3.959

m, x. (mm. Hume-1. mm m, a. 1.). mm or MWo

W
m m.
W
on

Wu

But

EEG

mum-

and

101.

mm

mummrm mm (cu-mum. win-2299‘.
administer“ to mum-'10 patent-

ﬂung, are «minted

with n blocking

Wtua Fatima.

.

JB~318 and 38-1336).

Wu

of

of.

with!

It various

«mutation a:

mm,
than at

EEG

rhythm

pelt—amid” delta wtivity; darting, mum-y

illusory. donning: and mnucinatory mum; and
attacks of Ins-mm mimosa, drynosa of the mouth, dry akin md
can—
halyard“. The cloemgraphic, behaviml and manic offsets

behavioral

We

mt.The“

mom. with

m

'

Mmtiam

suggest. that. a

«mimosa:

ﬁlm is an 1mm in mtml mama “timers

What at convulsive

dim

Mastic” that LSD, «momma, 30mm and
aynpumm and awakening agomm -. also mam EEG deaymhnoniuum,
blocking of post

«mun delta activity and clinical Quinton? nativity

support. the suggestion

hand

on

that behavioral

and

durum in mm scum“

mug activity

ehctmgnphie panama any be

It is suggest“ that. increased
(ahelinorzia, mamas atom) 1: associated mm EEG
and cumin}. mum and euphoria while Mmud

Widen,

�‘_

W",

.

”-77

.V

.

,.

.

.

,,

..

..

w.

.

..‘Vr._.wum“.mmm————__——_q‘_

02¢

mm activity (autumn-31¢, metie) is associated ﬁlth Em
WWﬁan and clinical .33th and WWW: cum.
Wampum; observations with atropine are

round to significant

hmmmnt a: the role of mtichonmme agents
in head tram md «ism auto-n in mggaltad.
no” chain-tum mpnfy the mmyhyaiologimﬁnptin Wham at the
m or motion of cmlsiv. thorny and of ”puma hallucinogenic out».
Mfume” in

damage.

�HS 981

33130? 0!

ANTIGBOLINERGIG GOHPGUIDS OI P03? GOHVULSIVE

EEG AID BEHAVIOR OF PSIGEIATRIG PATIENTS

nux Fink H.D.

(Rocoivod

for publication: larch 11, 1959)

Iron tho Departnont of Exporinonttl Psychiatry, Hillaid. Ronpitnl,

Glon Oaks,

L.I., 3.1.

purt, by grant. H-927 and 31-2092 at the Nationtl
Mental Hotlth, lutionul Institutes of Health, 3.8.
Public Konlth Serviel.
Icad at tho Alcricun EEG ﬁocioty, Atlantic City, June, 1958.

Aided, 1n

Institute of

11: 5/59

�HS 981

AlfialﬂLIlElGIG

GOHPOUIDS AID POST GOIVULSIVE EEG

�Ettact or Anticholinargie Compounds on Post Convulaiva
EEG and Bohavior at Psychiatric Patients

BIG

Daaanatrationa or the aignificanea or high voltage
dolta activity in the gonvulsive therapy procaaa (Roth

w,
this delta activity

report that
was blocked by the adniniatration or
atropina and acopolanina (Ulatt and Johnaon, 1957) provided
the basis for than. studioa. A: there were attendant
nnplaaaant ayatoaic effects with the adniniatration of
than: agents, report: describing diethalina as an antiehalin~
crgic compound with potent neurologic but minimal systolic
affects (Janknor and Lcehnar, 19553 Laehnar, 1956) led an
to undartaka studio: similar to those of Blott and Johuaon
using this coapound (link, 1958). aboarvationa with diathasine
lad to the invaatigation of othar experimental anticholinargic
1951, 1957; Fink and Kahn, 1957) and thc

agonta.

report daaeribac clinical and olactrooncaphalo»
graphiu observations ineidant to the intravenous adniniatration
at various anticholinarzie agent: in psychiatric patients at
various stage: of convulsive therapy and relates the obaarvationa
Thia

to hypotheaaa eonaerning tho and. or action a! canvulaivc
therapy and of hallucinogcna.

�SEBJEGTS LIE KETKODi

subjects were ninety psychiatric patients
referred for convulsive theraoy. ages ranged from 18 to
67 years, and diagnoeee included schizophrenia reactions
end nanio-deoroeaive end involutiona1~depreaeive peyohoeeo.
a varied number of eubjeote were etudied for eaoh oonpoond
for a total of 107 observations.
Patients have been obeerved at variooe etagea or the
treatment prooeee. The obeervatione were made in the EEG
laboratory, using a standard 8 channel EEG recorder and
noodle oleotrodee applied in 17 lead placements following
Streuee £t_2; (1952). In eeoh trial, the compound under
study we: administered intravenously at a set rato per uinnte
until clinical behavior or electrogrephio changes were
The

obeerved.
The compounds

et a1, 19h9),

studied have been diethezine (Reynane

Win-2299 (Pennee and Hooh, 1957), benactyoine

(Jacobeon, 1955). JB~318 end JB~336 (Abood ££_5;, 1958) end
atropine. Diethaoine was administered at 25 mg per minute

for

a

total

or 175-250

I: (3.5-5.9 nelkg);

w1n~2299 and

bonaotyeine at 0.5 mg per ainute for 2 to 5 e3 (0.02~0.15
eg/kg)3 and JB~318, JB~336, and atropine et O.h mg per
minute

for 1.2 to h.0

mg

(0.01~0.10 mg/kg).

�OBSERVATIOHSa-

(a) Diethaeine:

administration of diethaeine
in fifteen patients prior to convulsive therapy reaultea in
a decrease in EEG voltages and a deeynchronieaticn of all
trequenciee. Prevailing rhythmic patterne becane leee pro»
nuanced. In acne inatanoee, symmetric low voltage 6-7 epa
activity appeared and wee aoet apparent in frontal and
anterior temporal leade (gink, 1958).
In twentyative patiente with varying degreee of
induced high voltage delta activity during convulsive therapy
(rink and Kahn, 1957), there was a significant decreaae in
voltage and in per cent tine of aloe wave activity. Iron an
average delta or hSS in the trontnoeeipital leade, there was
a reduction to a mean of 201. Both render and beret delta
activity dininiehed. Low voltage alpha and beta frequencies
became more prominent. The usual increase in per cent tine
and in voltage or slow wave activity with hyperventilation
was no'lenger apparent. Theee electrographic effects appeared
during drug administration and pereieted for one to five
houra (link, 1958).

The

.

Concurrent.vi}h these electregraphic effecte, we
cbeerved dietinctive eyetemic and behavioral changes. The
initial eyetenie effects were episodes of coughing and
complaints of dryneee of the mouth. Skin reaained dry and
the heart rate increased by 5 to 10 per cent. this increase

�-5-

rarely noted by the
preoordial'dietraea.

not aoconpahied
There was no change in papillary
by
sine, and constriction in response to light wan prompt. There
were occasional oozplainte or abdominal griping. Such effects
were generally less prominent than the electrographio or
behavioral.

was

eubja

ot,

and was

lehaviorally, patients hooano irritable, restless,
tense and excited, and it was difficult to maintain eyelid
closure. they oonplained or feelings of unreality and or
tingling, weakneee and heavineea or the extremities. Oonplainte
that color: were pale or more intenea, halos about lights and
changing shadows were accompanied by delusional thoughts about

their illness, the setting of the test procedure or the axaainer'e
identity.
(h)

that

Win—2229:

Win-2299 induced

The

report

illusory

by Pennee and Hoch (1957)

hallucinatory states in
intravenone aaniniatration

and

led to this next etudy. 0n
o: win-2299. both electrographic and behavioral attests einilar
to diethaeine were obaerved. In five patients without EEG
aloe wave activity, deeynohronisatien of frequencies and a
deoreaee in voltagee were noted in four (Fig.1).
“QC“.-.‘--

man,

fig.

1

In eleven patiohto with high voltage delta activity there
was a decrease in amplitude and per oent time of slow wave
activity with an increase in the par cent tine of alpha and

�.5beta trequcnciee.
tc 235 (Fig. 2).

The neen

delte ectivity dropped tron

Fig.

50$

2

,ieeccietcd with these clectrcgrephic effecte were
clinicel patterns of reetlceeceee end excitement, end minimal
eyetcuic effecte. Petiente becene teertul end tense. Vieuel
illuecry eeueeticne were reported end were ececcieted in theee
eubjecte with deleeicnel elebcreticne about their hospital
experience. Excitenent yea ecccnpenied by ideas of reference,
end in two chjecte, intrevencue chlcrprcnesine wee edainietered
to halt this process. Theee behevicrel chengee eppeered during
drug eduinietreticn or within ten minutes, end disappeared
within two to three hcnre.
systenic effects were alight. there were neither cough
nor rcepiretcry dietrccc. Scert rete wee unettected except
in petieate who becene overtly excited and teertcl, in vhcn
techycerdie eppeered during thie excitement peried; Dryneee
cf the ecuth wee repcrted only on direct inquiry.
(c) Benectieine: Reports that bonectyeine induced EEG
deeynchrcniseticn (Ccedy end Jeweebury, 1956), its enti~
chclinerzic nature, end the etrccturel cinilerity to dietheeine
and to Win-2299 led to our touting ct thin ccnpcund. Intrevencne
edninietreticn in 12 subjects elicited similar clinical and
electrcgrephic petterne. Bath in the well ncduleted elphe
record and in the reccrd with high vcltege delte ectivity,
deeynchrcnieeticn wee prompt. Dclte ectivity decreased trcn

-

�.5a mean time of 391 to 165 in

8

Fig-t,
These electroxraphic
by

subjects (Fig. 3, h).
3, h~

patterns

were ngnin acconpuniod

clinical roctlenlneol, irrittbility

and oxeitcmont.

Artifactwrree recording was nor; difficult.. the illusory
sensitionl ind dblunional thoughts a¢en with the initinl
aénpounds were hot notad at then. dongs. luvtla. Syatcnie

effects

wore

niuilar to

Win-229?.

‘

(d) Piparigylbanzilatoa: Following racont reports by
Ahead 33_§; (1958) that various pipcridylbcnailatca with
nynaurxblo antichoiincrgie activity induced hallucinations

in psyehintrie subjects, we taut-d JB~318 and JB~336 in 2h
vubjoets. Thu olectrogrnphic'pntterns wort identical with
the other experihonttl antiehulinorgia compounds. Dosynchrenination of troquancios wan noted during the injectian or
within 15-minute: and pornistod tar due tp {our hanrs (Pig. 5).
O’Qﬂﬂﬁﬂw

Fig.

5

In each inataneq in whieh duaynchronixation was obaarvad,‘

ainicnl restlolancau, excitcnont, illunary and hallucinatory
activity were acted, and were eonuurrant with the nloetrographie
changes. In two inatuneoa the behaviornl changoa wore haltcd
by tho intravonoua administration or chlerprenasino.

,

�-7-(c) Atronins: Considering the numerous reports
that atropine_indnced EEG elow wave activity and clinical
eonnolence,

we

adninistered this anticholinergic agent

intravenously in 15 aanecte, in dosages of 0.8 to h.0 as
(.01~.1o ng/kg). In six snbjecte without EEG delta activity,
there were no changes in EEG pattern during drug administration
nor for 10-20 minutes theratter.. During a period of laseitude,
decreased voltages, minimal desynchronication, and an increase

in per cent tine'delta were noted.
In subjects with delta activity, there nae an
apparent initial decrease in voltage and per cent tine or
each activity during the first ten ninutes after adainistration,
followed by a return to original values during the period
of quietode. In neither period were the changes significant,:
(31:. 6).
ﬁ

Fig.

6

systemic effects were prominent during the injection
with increased respiratory rate, pallor, dry skin and dry

precordial complaints

increase in heart rate
up to 10oz. Subjects became restless and recording became
difficult. Within ten ninntes these symptoms subsided and
the subjects became drowey and relaxed.

mouth,

and an

�-8DESGU$SION3

In those studies, varione experimental compounds
with neaenrable anticholinorgic activity have been obeerved

to have similar electrosrephic and behavioral effecte.'

Electrographically, each agent induced a doeynchronination of
frequencies and a decrease in voltages, which was most prominent
in cubjocte with delta activity following convulsive therapy.
Behaviorally, theee electrographic patterns were aceociated
with stimulating, excitatcry, illusory and hallucinatory
activity. To a leeeer degree, ainiaal oysteaic changes in
heart rate, eelivetion and eweating were noted. Theeo latter
eyeteaic cffccte were lore prominent in patiente given
intravenous atropine under einilar experimental conditione.
Thceo obecrvatione can be related to theories of the
node of action of convnleive therapy; to concepts of the
basic of experimentally induced hallucinatione; and to roporte
of tho effocte of atropine on EEG patterns.
(a) Convaleivo thcrggy process: Earlier etndieo
indicated that the development of high voltage slow wave
activity wee a nenrophyeiologic correlate of behavioral
changc in convulsive therapy, and a necessary, though not
sufficient, condition for clinical improvement (Pink and Kuhn,
1957). In enanarieing the obeervationc of nuaerone authors
on the relation of acetylchcline metabolic: to trauma of the
central nervous eycten and to convnleione (Pink, 1958) it wee
enggeeted that a biocheaical concoaitant of the induced EEG

�.9.
alov wove ootivity to. an increased level or acotyicholinoo‘
oholinootorooo activity of tho central nervous system. Tho

.

pro-ant oboorvations of altorotiono 1n the slow wave activity
at oonvnloivo thorapy by that. oxporiuontal antioholinorgic
compounds or. oonaiatont with this suggestion.
That tho problon 13 not. complex is indicated by
reports or oonpoundn with other biochemical activity alto
ottocting clot wave nativity in o aililor faahion. Alphotnnino
(Lonoox‘:1_g;, 1951), nonoalioo (Karlia and Router. 19553
Dunbar, 1955), lyoorgio acid diothylonido (Dante gg_g;, 1957
a,b) and diphonhydranino (Bios-Guerrero £3;=;, 1956) olso
reduced post-convulsive slow wave activity. In these reports,
such a reduction vac aooonpnniod by excitntory nod stinuloting
effects on bohtvior. Those conponndo, hovovor, are prinarily
oynpathoninotio and antihistoninio in pharﬁaoologio activity
and not

antioholinorgie;

81n113r_oftocto of those divoroo bioohomical
ngontt on olootrographio patterns and on cliniool behavior may
be oonoidorod within thoorotio oooatruota of the relation of
synaptic ootivity to behavior on oxproauod by Harolsi (1953,
1957), Brndloy and Blkool(1957), Evarts (1958 .,b), Sherwood
Tho

thono author: nnzgoot thot tvo
ohonoroopon-ivo roooptorl oxiot within

(1958) and Hoolloy (1958).

typos or interootiog
the nervous oyston which or. Iolootively roopoouivo to
oholioorgio or to udrenorgio agonto. whore ouch rocoptorl

oxilt, they oxort

oppoaiog

ntinolotory or inhibitory ootioo.

�-10Thus, repeeted induced oeuvuleione mey lead to e
choose in eyneptio eholiaergio activity, reflected in surface
electrodes on high voltage slew wove activity. Administration

or enticholinergio egente may alter eyneptie nativity, resulting
in e decrease in the manifest aortioel electrioel eotivity to
preoenvuleivo levels. Adeinietretion of eyupethoeinetio egente
eey eohievo the gene electrical effects by inoreeeing the level
of edrenergie activity.

The

neoiteet elov

weve

activity,

so

proninent end so pereietent in the poet~eeisure 328, any thne
be vieved ee resulting from n persistent elteretion in the
synaptic activity of large hunters of cello of the control
rnervone eyeten. The delicate netnre or this balance is seen
in the reedy reversibility with alerting, tine, and the wide
variety of phernnoologio agents noted here.
While an alteretion in synaptic activity may underlie
the behavioral changes in coovulsive therapy, the neoheniel

elteration is developed or eueteinod is uncleer.
The obeervation by iird gt~gl‘(l956 e,b, 1958), that an
inoreeee in permeability of the blood brain barrier followed‘

by which such

repeeted indooed convulsion: euggeeta one

sz in

which synoptic

ehengee eey be mediated.

coneietent neture or these neurophysiolozio
observation: nekee en exclusively payehologic explenetion
e: the node or action of convulsive therapy lees teneble.
These etudiee ere ooneietent, however, with the neurunxmyeiologio~‘
adoptive view or the convulsive therepy preoeee whioh eugzeete
The

�«11 an

that nenrcphyeielcgic chengee provide the enbetrate for
alterations in all aepecte cf the enbject'e clinical behavior;
the type or behavieral eitereticn being dependent upon the
type and degree of neurophyeiclcgic change, the personality
or the eubject and the expectations and tolerance of the
milieu (Weinetein and Kahn, 1955) link and Kahn, 1957; Pink,
1957).
(b) leurcphyeialegy c: hallucinczenic activity: The
effects of antichelinergic ccnpcnnde on EEG and behavior nay
alec be related to the underetandinz or experinental hellucin»

ct theee experinental ccnpcunde induced
excitatery behavior, including illneery and hallucinatory
phenomena. Here, tee, a synaptic nedel any be applicable.
cgenic activity.

Each

sympathceinetic agente, ae neecaline, LSD and anphetanine,
and anticheiinergic agente ea thcee described here, are alee

potent hallucinogene.

i necropharnacelcgic basis

for each
behavior nay be characterised ae an alteration in the level or
eynaptic activity in the direction of increased inhibition
(decreeeed tranenieeicn) or etincli.
The clinical efficacy of ccnvnleive therapy in modifying
hallucinatcry activity nay lie in alterations at thie nenro~
physiologic level, The effects or ench hallucinogenic blocking
agents ae chlcrprenacine and rceerpine on EEG electricl activity
are ccneietent with each a View. Both ccnponnde induce EEG
hypereynchreny in nan (Bente and
339

deaynchrcnicaticn effects of

1955). Chlorpromazine was

Itil,

195k. 1958} and b10¢k thd

neeceline (Schware gt_3;,
found equally potent in aborting the
LSD

and

�-12.
exoitatory activity of the experimental anticholinergic
coupouoda in these etudiea.
(c) Relation to atropine: Goapariaon or the eyetenic
land neurologio effects of experimental anticholioergie compounds
with atropine reveals ditterencea in initial focus of action,
Exoerienco with atropine at physiologic and toxic levela in
nan indicate that the prodoainant effects are :ocuaed at
peripheral nervooe ctroctnroa. Initial bradycardia, followed
by tachycardia, lose or creating and ealivaticn, papillary
dilation, intestinal relaxation and decreased motility are.
aaonget the effects at low (0.2-1.2'ug) dooagoa. At higher
doaagea (ans :3), the neurolggic effects of ataxia, irritability,

disorientation,

and

delirium are observed (Goodlla and Gilnan,

1955).

‘

In contrast, the experimental anticholinergic agents in
doaegoo sufficient for central nervous system effects manifest

little

peripheral activity. The central effects are observed
early and may continue for exteneive periods without gaetro~
intentinal, cardiac or pupillery changes.
It ie within the context of the tocue or activity in
relation to dosage that the apparent discrepant EEG observations
or the effects or atropine (in inducing aloe wave activity) and
the-e experimental antioholinergic coapounda nay be reconciled.
I

weecee 33_g; (19h8) administering 1.0 to 3.0 ag/kg atropine in
curariadd cata and monkeys and funderbuzk and Ceae (1951) using

0.h to 1.2 ag/kg in curarised cata, observed high voltage

EEG

�.13..

aloe wave activity. Hitler (1952, 1957) reported that 7;!
Ig/kg atropine on unaneethetiaed, uncurarieed deg: produced
"spindle slow wave” patterns eiuilar t6 sleep.) Rinaldi and
'Hinwich (1955a, b) reported that atropine in doses of 0.5 to
2.0 mg/kg in curarized rabbits exaggerated EEG sleep patterns
and inhibited the alerting or the EEG to peripheral stimuli.
Sinilar observations have been reported by Bradley and Elkee
(1953) in the cenecione cat. In each instance the doeage at
atrepine varied tree 0.5 ta 7 ng/kg . a range roughly eoeparable
te the deaagea need in atropine coma therapy (Ferret and Miller,
; 1958).

In the present etudiee, the

EEG

effects at

low deeagee

of intravenous atropine (6.01 to 0.10 mg/kg) were minimal and
systemic éfteete censiderable,cenriraing einilar observations
by Verdeaux and

Hartylfl95h) and by Danielepalu g§_3; (1955).

the slow wave activify an prominent in animals and man at high
doeazea at atropine, may not be a manifestation of the initial
or direct effects at atropine, but a reflection of a more
widespread alteration in body yhieialogy. Thee, while eeneiderable

epeeulatien aa ta central neurophysiology has been based on
studiee with atreyine, each abeervatione provide a epecial'caee
at anticholinergic affects. the anticholinergic activity
eetabliehed in observation: in vitro and in the peripheral
nervous eyitee, may net be the effective physiologic activity
in the large deaea necessary to affect centraldr‘cturee,
rhe experimental cenpounde, however, provide mere euitahle

�“15-

for thu study of cantrnl nturaphysiologic (tnticholinargic) patterns thnn stropine, as, for oxunplc, 1a a
ra~ovu1uut1an or the studio: at ertnieeorcbral trauaa :nd
dpilcpay. Wtrd'l (1950)'r¢p¢rtl or the otticney a: high
do... of atrepino in altering the clinical n‘n1£0ltatienl
of hoad trnuau indicutod that effective dose: brought with
than Invor¢ systolic ortoctl. the tntluro of ntgopino and
scopolnninc to affect cpilcpny any be rolatod to th; inability
agontn

that.

to rcgah thu cintral norvoua system in
tdnquato quanlty. It would stun ndviugblo, thoroforo, to
rcpuat that. Studio: utilising inch ﬁorc ccntrnlly active
of

eoupounda

anticholinargic
hora.

compound; 18 used

in the oxporimonta rapartud

�-15SUHNARI:
_

1. Experinontsl natiohclincrgic compounds (dicthntinc,
.Win«2299. bannctysino, JB~318 and JB~336), adainintorcd to
paychiutric patients nt variant stcgcs c: convulsive therapy,
wcro aascciated tith:
(a) dcnynchrcniunticn of EEG rhythm: with a
blocking of paltnccnvulcivo delta activity!
(b) alurtina, cxcitatcry bahtvicral rolpcnao
with illnlcry, delusional and hallucinatory
idonticng and,
(c) systemic Ottocts of muscular Icahn-cs,
dryncun of thc month, dry skin cad tcchycardia.
2h. oltctrcgraphic bohavicral and systemic nrfncts were ccn~

current.
2. Thou. obscrvnticna are consist-at with tho auggonticn
thut a nourcphysiclczic ccnconitant or convulsive therapy is
ca incroulo in

contral norvcul Iynton cholinorgic activity.

Obscrvctionn that LSD, anphotuninc, nouculinc and
diphonhydranino - tynpnthouinctic tad antihiatnninic agents .
31:0 induco BEG dcnynchrcniuaticn, blocking of part convullivc
3.

doltn activity an; clinicsl cxcitntcry activity cuppcrt‘thc
luggcsticn thut behavioral and clectrographic patterns may be
bclud on altcrcticns in syntptic activity. )It is nuggclt that
incrca-od synaptic activity (cholinorgic, aynpnthclytic ctructa)
in calccintod with EEG hypornynchrcnisaticn, Aka clinicul

�~16~

Itdgtion and ourhoria; whilo dtcrtasod synaptic activity
(untieholinorgie, uynpathoninottc) is associated with EEG
doayuchronization and clinical Ixeitatory and hulluainocanic

stutou.
nascrcpunt obscrvatiana with gtropinu art rulattd
ta significant difroruncca 1n doaagc. Ronaasoaununt or tub
h.

rain or anticholinorcic taunts

state:

1n

hild truunt

3nd noisurn

luggoatod.
5. These obaurvations amplify the neurophysioloxtcw
tdaptivo hypothonia a: the and. at tcticn or convulsive
thcrupy and of experinontnl hallucinogenic Itaton.
18

�-17“
AGKEOULBDG§§§§ga

I u: gr‘totul far the tcchnicul auuiutanee of Bra.
Etnnnh ﬁbuquorn in

recording and nnulyaoa.
Supplici ot‘tho various pharnncauticals were and.
froely availtblc by Lake-1d. Laboratories (JD-318 and JB-336),
Herck sharps &amp; Donna (bounctyzinc); Sand»: Pharnnconticaln
(nan-25). Sturlingwmthrup (win-2299) sud Smith, x11"
und Preach Lnboratorica (ditthnsino, chlarpronastna).
EEG

�-18REFEREIOEB

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and Schnid,

3.x. Eloktrooncopholoo

graphilcho studion our Wirkungauoiuo do: L8D~25.
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phyooottgnino and noosttguino on the oleotriool ontivity
of tho broin of the conscious cutoo J. thl1o1., 1953,
ggga 1h~15.

�‘19Bradley, P.B. and Bikes, J.

effects of

drugs on the
electricel activity of the brain. gggég, 1957, ﬁg:'
The

some

*

77~117.

3.0. A clinical trial of benectysine
hydrochloride ('8uev1t11') as e phyeiael relexent. gggg.

andy, 1.

end Jewesbnby,

Hed.

‘Ben1e10pelu,

Jean,

1956,

y

1.85—1.87.

9., Giurgee, c. end Brocan, G. Eleotroencephele~
grephic study at the,non~epoeitic phernecedynenice
of the etimnlnigry effect at etrnpine on ths corebrel

cortex. Iiiieégggcheekly Zhurnel 8858,'1955. g5: 601~611.
Deﬁber, 3.6.3. Stud1ee on neecelinec III. letien 1n epileptice.

3933.,1955, 29: h33~h38.
mm.
Die.2~auerrero, R.,

re1nete1n, R. and eettlieb, J. a. EEG
finding: following intrevenoue injection of d1phenhydramine hydrachloride (Benadrylr). Ema. Olin. Beure»
2n;.1.1., 1956, g; 299-306.
Everte, E.V. Heurophysiologicel correlates of pherueeologicelly
induced behavioral disturbencee. Ree. Publ. lee. xerv.
.uent. 91... 1958, 29: 3h7-38o.
Everte, 3.7. Chemical bases for peyohoeee. Chenicel Conceggg
e! Pezphoeee. XuBovell, Dbleneky Inc., H.!. 1958, k1~62.
link, a. A unified theery of the ection or phyeiodyuenic
y

therapies. J. Hilleide leep.. 1957. g; 197-206.
l1nk, K. Efreet e: entichelinergic egent, dietheeine, an EEG and
behevier: 81¢n1t1cence for theory at convulsive therapy.
I

1.3.1.

laurel. a Peyehiet., 1958, 80: 380~3873 end
Biologicel Peyvhiet_z, ed. J. neeeernen, Grune &amp; Stretton

I. 3.,

Arch.

1959’ 1811*19he

�-20-

rink,

Rnlation or olectrocncophnlogrqphic
delta activity ta bohuvioral rulponao in aloctrolheck.

H. and Kuhn, R.L.

A.H.A. Arch.

tartar, a.

lourol.

and 3111:»,

J.J.

&amp;

szuhint.,

1957, 13} 516~525.

Atropiuo cont: A‘Ionatic therapy

in psychiatry. Lu. J. quehint., 1958, $35; h55~£58.
rundcrburk, w.n. 1nd Onto, !.J. rho affect of ntropino an
cortical pot-ntiuln. EEG Olin. lburophlniel. 1951,

g: 213~223.
L.8. and Gilnnn, A. Pharmacolqlgcll Basin of
Thorazcntieu. Kacxillan, I.!. 1955.
Hoynans,.c., Establo, J.J. and dc Bonncvnanx, 3.6. sir 1:

Boodnan,

I

-

pharmacologio d0 11 phonothiaz1ny1-oth71d10thylnninc
(2987 R.P.). Arch. Int. Pharmacoﬁzg; 19h9, 12; 123-138.

Ito: ltd spacitik virkning p:
contruluorvoayltonot. g‘plkritt far Lqugg, 1955, 3E2:

Jacobson, E. Susvitil, at nyt
'

11h7~1151.

Jonknor, 1.2. tad Lochnor, a. Th0 offset or diparoel on tho
olcctrooncophnlogran in tho nnrnul Inhaoct und in than.
with corobral iguana. BEG Olin. lenrophyniol., 1955. 1;
'

303-305.
Lochnor,

the influence or naticholinorgic drugs on the
EEG Clin.
EEG at rcchnt OIOIId crtniccrobral injuries.
lourenhyliol., 1956, g. 71h'71§.'

a.

0n

Lonnox, H.A., Ruck,

1.0. :nd Gutornnn,

B.

The

the postuoloctroshock
lourozhza1a1., 1951, g: 63~69.

boas-aria.

on

oft-ct

EEG.

EEG

of
0113.

�-21.

'Hereeei, A.$.-

Sene

indicetiene e: oerebrel hnnerel necheniene.

science, 1953, 1;81 367-370.
lereeei, A.8. Etteete ;;“peycheten1eet1c druxe
eynepeee. Egyehotrepie Bragg.

on

cerebrel

Eleevier, Aneterden,

1957, 283~28h.

Herlie, 3. end Hunter, 7. Studies en eeecelinee II. Electra.
eneephelegren in echieephreniee. fezghiet. 93ert.,
1955,
Pennee,

8.3.

mum”.

end neck, P.H. Peychetonimetice,

clinicel

end

theoretical eeneideretiene: Hernine, w1n~2299 end
leiline. Amer. J. Pelehiet., 1957, ;;3: 887~892.
Rineldi, 7. end ninwich, 3.3. Alerting repeneee end ectione
or etrepine end chelinergic drnge. A.H.A. Areh. Neural.
end

Rineldi,

I.

Pezehiet., 1955, 12: 387-395.

Cholinergie nechenien involved
in functien of neeodieneephelic ectiveting eyeten.
ena ninwieh, H.E.

leurel. e Peychiet., 1955. 1;: 396-h02.
3. Chengee 1n the nu unau- bubttnrete mu...“
produced by electroaeonvuleive treetnent end their
significance fer the theory or E0! eetien. BEG clin.
leureghzeiel., 1951, 3: 261-280.
A.H.A. Arch.

Roth,

30th,

l.,

D.W.l., Sher, J. end Green, J.‘ Pregneeie end
pentethel induced.electroencephelegrephie changes in
Key,

electreeenvemlve treeteent. E36 6113. leereggzg}el.
1957, 2: 225-237.

�a22-

3.2., Bicktord, 3.0.

Schwarn,

and Rona, H.P.

inducod psycho-it with ohlorpronasino.
1955. 2Q; h07oh17.
Bhorvood,

3.x. Contrul oorohrol ohoniools

dud

Rovoroihility or
Proc. Hiya Clin..

their rolation to

paychonol. chonioal Gonoopto or £329hoaiu. xenowoll,
Oblonlky, 3.2., 1958, 268~276.

Btrnuol, 3., Ootov, H. and are-nutoin, L. Diagnostic Electroonccpholggrtphz, Gruno &amp; Strntton, R.I., 1952.
Vlott, 6.1. and Johanna, u.w. Ettoct o! ntropino and acopolonino
upon alootrooncophalogrnphio changos induced by olootroconvulaivo thorapy. EEG Olin. lonrophzgiol., 1957,‘2:
217-22h.

a. and Harty, R.‘ Action our l'oloctroonoopholocronno
do ouhstancol phnrnacodynauiquoo d'intorot cliniquo.

Vordoaux,

Rev.
Word, A.

lourol.,

195k, 2;:‘hosuh27.

Atropino in the troatnont of cloood hood injury.

J. lourouur‘., 1950,‘ls

398-h02.

Uninstoin, 3.A. ond Kuhn, R.L. Doniol of Illness: aznholie
and_phyoio1o§ict1 oqpooto. c. rhonal, Springfield, 111.,
1955.
Roscoe,

nonunora, B.P. and Krop, 8. Tho
influonco of atropine and aeopolonino on tho control
ottooto of 91?. J. Phnrnaeo1., 19h8, 23: 63~72.

w.c.,

Groom, E.B.

Uiklor, A. Pharnocologic dissociation of behavior and EEG
”sloop pattorns' in dogs: morphine, l'nllylnornorphino and
atropine. Ptoc. Soc. up». 31.31. 14“., 1952, 12: 261-265.

�«~23.

the 1.1915593 or P£Ich1utrl to thaaoLg‘z.
Wu. Wilkins, Bathe", 1957.
Woollcy, BAY. Scrotum”: in maul disorders. Ru. Pub]...

Hitler,

A.

A". new.

Hunt. 913., 1953,

29

381-4400.

�aasaaaa

'13.

1a

Effiﬂt or :1 313.1299. was. anuyuchraaiiattua a!
troqucaatnu nXtur 3.! 3:. (Fig.1.. 88' kl).
11:. 3.
Efrhet at 1'
Reward

satin

31n~2299 an pottueoavu131Vt
2h hoard

dulta :ettvtiy:

artor aouvulsiau #8. ﬂat.

dauznchrinilatioa at tvcguuueaou and yursiniana. nttor
2.0 is. ("l‘l’ﬁ ago 51).
‘

attooz a: It nuuuutwtaaot uni. perutntaut apero¢ac 1n
rol‘agu: and duawachviatnntsaa art-r 1.5 It. (Filtllg

“. 3’4).

Ettoct at 1V aunuotrtﬁn- an yaatuoauvulatvo.doltt
nottvaty. accord tokua 2£ hctru arch: cauvuzntau I7.
lot. tetrachruntnttton or {toquuuclco urtor 1.5 ug.
(tumult. It! 3)).

9“.

5.

.

Rttcat

I:

Jimﬂlﬁ an yout~¢¢uvulliau

Rigord takun

2%

hour:

¢¢I%&amp;

tttnr cunrulttan

#9.

nativity:

lat.

duarunhroattttiua a: Irvquuuotnn, ﬁneronagd rulingslttar !.h It. eur‘taa vita 330'! 101 tuartalt.

(vaunlo. ago :7). 5&amp;l11lr run-van thwarted math £I~336.

�’1‘. 6.

”net or «$11 «Inn 62 I? “up“. an ”anemia"
«In «an». nun mm: 2!; hour. um amass.»
#6. 30%: man an.“ an delta “tint: and ”min“

menu. in heart an, with partition“. (mo. :3.
“mam . 2.0 In. «025 Int/u).

18.

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                    <text>Reprinted from Neuro-Psychopharrnacology

EEG AND BEHAVIORAL EFFECTS
OF PSYCHOPHARMACOLOGIC AGENTS*
M.

FINK

Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks,
Long Island, N. Y. (U.S.A.)

Recent studies have presented data supporting a neurophysiologic—adaptive View of
the convulsive therapy process“: 15. This hypothesis holds that the clinical efﬁcacy of
repeated induced convulsions is dependent upon the induction of a persistent alteration in cerebral function, which provides the milieu for changes in the subject’s inter—
action with the environment. In these studies the best index of neurophysiologic
change has been those aspects of cerebral function reﬂected by 8 activity in the
electroencephalogramS—lo.
The efﬁcacy of newer psychopharmaceuticals in altering psychotic behavior
patterns led to the suggestion of a similar hypothesis for the mode of action of these
agents“, and to studies of the relationship and speciﬁcity of altered behavioral patterns
to neurophysiologic change as reﬂected in electroencephalography. This report
summarizes some of the experimental data observed in on—going tests of this hypo—

thesis.

‘

SUBJECTS AND METHODS

We have studied consecutive patients, suffering from depressive psychoses, agitated
and excited schizophrenic states and severe psychoneurotic disorders, referred for
physiodynamic therapies (convulsive, psychotropic drug, insulin coma) in a voluntary,
open—ward, psychiatric hospital. Serial electroencephalograms were taken prior to,
Aided, in part, by grants M-927 and MY—2092, National Institute of Mental Health, National
Institutes of Health, U.S.P.H.S., and Bristol, Wyeth and Smith, Kline and French Laboratories.
*

References p. 446 .

�M. FINK

442

during and after the course of therapy. In addition, at various stages of the treatment
As
done.
convulsive
both
studies
chlorand
were
acute
experimental
program
promazine therapies elicit varying degrees of EEG slow wave activity, these acute
observations have been made in two groups of subjects: those without slow wave
activity, and those with diffuse slow wave (HSD, LSD) or burst and slow wave
(BSD) activity”.

Observations have been made in the EEG laboratory. Following a routine
bipolar EEG recording, an unstructured psychiatric interview was tape—recorded.
Under continuous EEG recording, medication was administered intravenously at a
set rate until EEG or behavioral effects were observed. Following the injection the
interview was repeated and recorded. Periods of EEG recording and interview recording were alternated for the duration of the drug activity.
Behavioral evaluations have been based both on clinical descriptions by the
participants (subject, physician and technician) and analyses of changes in language
patterns12:14. Electroencephalograms were measured for shifts in dominant frequencies, and changes in voltage, modulation, and per cent time of or, {3 and 8 frequency bands.
The psychopharmacologic agents were administered orally for extended periods
in clinical trials, and intravenously in the acute experimental trials (Table I). Dosage
for each compound varied, but in each instance sufﬁcient medication has been given
to achieve clinical behavioral effects.
TABLE I
PSYCHOPHARMACOLOGIC AGENTS STUDIED

(Oral and intravenous)

Chlorpromazine
Prom azine
Triﬂupromazine
Perphenazine
*
Reserpine

Iproniazid
**
Deanola

**

Amobarbital
**
Thiopental

Atropine
Diethazine

Amphetamine
Methamphetamine
Meprobamate

*

**

LSD—2 5b
**
Win—22996
**
J B—3 I 8d

J B-336e

**

Benactyzine

Dimethylaminoethanoll".
b Lysergic acid diethylamide.
0 2-Diethylaminoethyl cyclopentyl (2-thieny1) glycolatel“.
d N—Ethyl—3-piperidy1 benzilatel.
e N-Methy1-3—piperidyl benzilatel.
a

*

Oral only.

H Intravenous only.
OBSERVATIONS

(a) Electroencephalographic

Four broad types of EEG patterns may be identiﬁed according to the characteristics of frequency shift and synchronization‘l:
References

35.

446.

�443

INVESTIGATONS IN NORMAL HUMAN SUBJECTS

I) Increase in slow wave activity and in synchrony;

Increase in synchrony without frequency shift;
3) Increase in fast wave activity and in synchrony;
4) Desynchronization and frequency irregularity.
Examples of each are seen in Figs. 1—4.
During convulsive therapy, an increase in slow wave activity and synchrony is
manifests. With drug administration similar changes in frequency spectrum and in
synchrony can be observed. Such changes include an augmentation of the slow wave
activity8 or a marked decrease in such activity with desynchronization of frequencies?
.Of the psychopharmaceuticals tested in acute experiments an increase in synchrony With or Without an increase in slow Wave activity has been observed for
chlorpromazine, promazine, and triﬂupromazine. Barbiturates regularly induce an
increase in fast activity With an increase in synchrony, While amphetamine and
2)

W
W
W
MW
W
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PRE-DRUG

LAT—LF

MG

WWW/WWW
,

LPT-LO

‘

0-0

RPT-RO

JWVWWMMNMM
it 2049 HH

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HH

Fig. I. Chlorpromazine, oral (male, age I 5).
800

-

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MG
|

‘WWW
'

PER DAY

MONTH

wwwwvwwwmmwm

LAT'LF

AFTER

350

MG

LAT-LF

RAT-RF

RAT-RF

\

LF-RF

’

LF-RF

W

LPT‘LO

LPT-LO

NWWMMWM

WWWNWWWWMWWVI

o-o

“MIN/WWW
.

MAM/WM
wmwm
|9|5
# |962
SOle—l
RPT-RO
a:

W
W W
W

mm
PRE-DRUG

HH

-

SEC

HH

Fig. 2. Chlorpromazine, oral (female, age 34).

www—ﬁu

o-o

M‘WVWM

WWW

,

Ill/WWW
RPT-RO

5°VV‘—_|SEC

#0

2'51

HH

Fig. 3. Amobarbital, intravenous (male, age 31).

methamphetamine increase fast activity Without increased synchrony. Desynchronization of frequencies is prominent after diethazine, LSD-25, Win-2299, JB-3I8,
JB-336, and benactyzine.
Refeyences p. 446.

�M. FINK

444

In subjects with post—convulsive 3 activity, acute administration of chlorpromazine, promazine, triﬂupromazine, amobarbital and pentothal increased the per

W
W
,W W W»

PRE-bRUG
LF-LO

WWW
_

MIN

+ 80

MIN

wWWM-NMWNM

Rf-RO

LAT-LP

+ 40

AFTER 3.2 mg

..

RAT-RF

LPT-LO

.
I

0-0
“WW“M‘M‘WW“
RPT-RO

WWWW
WW
WW
|

SEC

#ZOISIHH

Fig. 4. Win-2299, intravenous (female, age 41).

cent time and voltage of slow wave activity. Decrease in voltage and per cent time of
slow wave activity is seen with LSD-25, benactyzine, Win—2299, JB-3I8, JB-336 and
diethazine5’ 6.

Similar electrographic patterns are noted in chronic oral administration of these
compounds. Chlorpromazine, promazine, high doses of reserpine and occasionally
perphenazine elicit increased synchronization and a shift of frequencies to the 8 range.
Increased synchronization without frequency shift is occasionally observed with
iproniazid. Increased high voltage fast activity is observed with meprobamate and
barbiturates. Oral administration of LSD-25 and benactyzine induces EEG desynchronization with an increase in fast frequencies.
(6)

Behavioral

Initial studies of convulsive therapy noted that behavioral change was dependent
upon the development of synchronous slow wave activitys. Prominent among the
associated behavioral effects were sedation, tranquillization and euphoria in agitated,
depressed subjects, and a decrease in somatization, paranoid ideation, hallucinations
and delusions in schizophrenic and excited subjects. Increasing agitation, paranoid
ideation and panic were observed in less than IO 0/0 of the subjects.
Similar behavioral relationships were prominent with these psychopharmacologic agents. In acute experiments, administration of chlorpromazine, promazine
and triﬂupromazine was associated with increasing sedation, drowsiness, denial and
euphoria, decreasing agitation, panic, excitement and delusional and hallucinatory
activity, and minimization and displacement of symptoms. Sedation, euphoria,
denial and minimization were similarly associated with amobarbital.
Administration of amphetamine and methamphetamine resulted in behavioral
alerting, hypomania, excitement, and increased motor activity. Similar increased
alerting, excitement, tension and panic were observed after benactyzine. In addition to these patterns, illusory sensations and hallucinatory, delusional and
paranoid ideation were observed with diethazine, LSD-25, Win-2299, JB—3I8, and

J 13-336-

References

{3.

446.

�INVESTIGATIONS IN NORMAL HUMAN SUBJECTS

445

Equally prominent with the behavioral changes were alterations in patterns of
language. Previous studies of convulsive therapy had indicated that speciﬁc syntactic
language patterns (as in the use of the third person mode, past and future tense, dis—
placement, minimization, denial, clichés, and cryptic remarks) increased with increasing neurophysiologic change”. These language patterns were further exaggerated by intravenous amobarbita114’15. In the present studies, chlorpromazine, triﬂupromazine and iproniazid increased these language patterns. Diethazine, LSD—25,
Win-2299, and benactyzine decreased and reversed these language patterns, increasing
the use of the present tense, ﬁrst person mode, and somatization7.
Relation of behavioral and electrographic observations
The electrographic patterns Were consistently altered concurrently with behavioral
changes both in the acute and chronic administration studies. Tranquillization,
euphoria, sedation and minimization of symptoms were commonly associated with
increased EEG synchronization and shift of frequencies to the delta range. Agitation,
tension, panic, excitement, illusions and hallucinations were associated with a desynchronization of frequencies.
Similar patterns were demonstrated in subjects with prior 8 activity. Agents
that tended to synchronize frequencies, as chlorpromazine and barbiturates, augmented the per cent time 8 activity and enhanced clinical patterns, while agents that
desynchronized frequencies, as diethane, LSD—25 and benactyzine, minimized the
clinical effects ascribed to repeated convulsions5-7.
(0)}

DISCUSSION

These observations are consistent with the neurophysiologic—adaptive hypothesis of
the mode of action of the newer psychopharmaceuticals“. This hypothesis states that
the clinical efﬁcacy of psychotropic drugs is dependent upon the induction of a per—
sistent alteration in cerebral function which provides the milieu for changes in the
subjects’ interaction with the environment. The variety of neurophysiologic patterns
induced by these agents is in contrast to the limited patterns resulting from convulsive
therapy and thus provides ampliﬁcation of the original hypothesis. It is evident from
these studies that the type of neurophysiologic alteration induced, as reﬂected in
EEG synchrony and frequency patterns, is related to speciﬁc types of behavioral
adaptation. With increasing synchrony and a shift to the 8 frequency spectrum,
tranquillization, sedation and decreased agitation become prominent, while desynchronization and a shift to [3 frequencies are associated with excitement, illusions
and delusional ideation.
These studies are also consistent with numerous reports of the neurophysiologic
effects of these compoundsm’ll’ 13:19:21, and speciﬁcally support and amplify those of
WIKLER who concluded, in his studies of morphine and mescaline, that “regardless
of the nature of the drug administered, shifts in the pattern of the electroencephalogram in the direction of desynchronization occurred in association with anxiety,
hallucinations, fantasies, illusions or tremors, and in the direction of synchronization
with euphoria, relaxation or drowsiness”2°.
This hypothesis, and the electrographic measure of neurophysiologic change,
lends itself to application in the assay of new psychotropic drugs“, the rational
References p. 446.

�446

M. FINK

application of pharmacotherapy7, and as a basis for further experimental study of
neurophysiologic—behaviora1 relationships in psychiatry.
ACKNOWLEDGEMENT

We are grateful for the cooperation of the following laboratories who made supplies
of the various psychopharmaceuticals freely available: Ciba Pharmaceutical Prods.
(reserpine), Lakeside Laboratories (JB—318, 336), Eli Lilly &amp; Co. (amobarbital),
Merck, Sharpe &amp; Dohme (benactyzine), Riker Laboratories (deanol), Roche Laboratories (iproniazid), Sandoz Pharmaceuticals (LSD-25), Schering Corp. (perphenazine),
Smith, Kline &amp; French Laboratories (chlorpromazine, diethazine), E. R. Squibb &amp;
Sons (triﬂupromazine), Winthrop Laboratories (Win—2299), Wyeth Laboratories
(promazine, meprobamate) .
REFERENCES
1 L. G. ABOOD, A. M. OSTFELD AND
J. BIEL, Proc. Soc. Exptl. Biol. Med., 97 (1958) 483.
2

3
4

5
6
7

K. ANDERMANN, Med. ]. Australia, 2 (1957) 1.
P. B. BRADLEY AND J. ELKES, Brain, 80 (1957) 77.

M. FINK, ]. Hillside Hosp, 6 (1957) 197.
M. FINK, A.M.A. Arch. Neurol. Psychiat., 80 (1958) 380.
M. FINK, Electroencephalog. and Clin. Neurophysiol., IO (1958) 776.
M. F INK, J. JAFFE AND R. L. KAHN, Drug—induced changes in interview patterns: linguistic and
neurophysiologic indices, in J. SARWER-FONER, The Dynamics of Psychiatric Drug Therapy,

Springﬁeld, Ill.
8 M. FINK AND R. L. KAHN, A.M.A. Arch. Neurol. Psychiat., 78 (1957) 516.
9 M. FINK, R. L. KAHN AND M. A. GREEN, Diseases of Nervous System, 19 (1958)
113.
10 M. FINK, R. L. KAHN AND H. KORIN, Proc. Intern. Congr. Neurol. Sci,
1957, Brussels, in the
press.
11 S. GARATTINI AND V. GHETTI,
Psychotropic Drugs, Elsevier, Amsterdam, 1957.
12
J. JAFFE, ]. Hillside Hosp, 6 (1957) 207.
13 R. S. JORGENSEN AND M. H. WULFF, Electroencephalog. and Clin. Neurophysiol., 10 (1958) 325.
14 R. L. KAHN AND M. FINK, in P. HOCH AND
J. ZUBIN, Psychopathology of Communication,
Grune &amp; Stratton, New York, 1958, p. 126.
15 R. L. KAHN, M. FINK AND E. A. WEINSTEIN, A.M.A. Arch. Neurol. Psychiat., 76 (1956) 23.
13 H. PENNES AND P. HOCH, Am.
Psychiat., 113 (1957) 887.
].
17 C. C. PFEIFFER et al., Science, 126 (1957) 610.
13 H. STRAUSS, M. OSTOW AND L. GREENSTEIN, Diagnostic Electroencephalography, Grune &amp;
Stratton, New York, 1952.
19 G. VERDEAUX AND R. MARTY, Rev. neurol.,
91 (1954) 405.
20 A. WIKLER,
Nervous Mental Disease, 120 (1954) 157.
].
21 D. L. WINFIELD AND G. H. AIVAZIAN, Electroencephalog. and Clin. Neurophysiol., 10 (1958) 575.
C. C. THOMAS,

Printed in The Netherlands

�EEG

and Behavioral Effects of Psychopharmacologic Agents

Max

From

Fink

MOD.

the Department of Ekperimental Psychiatry, Hillside Heapital,

Glen Oaks,

L010, NIY.

Institute of Mental
in part, by grants III-927 and MY—2092 , National
Health, National Institutes of Health, U.S.P.H.S., and Bristol, Smith, Kline

Aided,

French and Wyeth Laboratories.
Read

at the Collegian Internationale Neuro-Psychophamacologicum,

September 12, 1958.
IV:9-3-53

Rune,

and

�EEG

and Behavioral Effects of ggzchophgrmacologic Aggnts

Recent studies have presented data supporting a neurophysiologica

adaptive view of the convulsive therapy process (1, 2). This hypothesis
holds that the clinical efficacy of repeated induced convulsions is
dependent upon the induction of a

persistent alteration in cerebral

function, which provides the milieu for changes in the subject's interaction
with the environment. In these studies the best index of neuroplnrsiologic
change has been those aspects of cerebral function reﬂected by delta

activity in the electroencephalogram (3 ,h,5).
efficacy of newer psychopharmaceuticals in altering psychotic
behavior patterns led to the suggestion of a similar hypothesis for the
mode of action of these agents (2), and to studies of the relationship
The

and

specificity of altered behavioral patterns to neurophysiologjc

as reflected in electroencephalogram.
experimental data observed in ongoing
SUBJECTS AND
We

change

This report smunarizes some of the

tests

of

this hypothesis.

MODS:

patients, suffering from depressive
excited schizophrenic states and severe psycho-

have studied consecutive

psychoses, agitated and

neurotic disorders, referred for physiodynamic therapies (convulsive,
psychotropic drug, insulin coma) in a voluntary, open-wand, psychiatric

hospital. Serial electroencephalograms were taken prior to, during and
sitar the course of therapy. In addition, at various stages of the treatment
and
program acute experimental studies were done. As both convulsive
chlorpromazine therapies elicit varying degrees of EEG slow wave activity,

�.2these acute observations have been

made

in

without slow wave activity, and those with diffuse s1

or burst

EEG

w

wave (HSD, LSD)

activity (6).

and leW'WaVB (BSD)

Observations have been

bipolar

of subjects: those

two groups

in the

made

laboratory. Following a routine

EEG

recording, an unstructured psychiatric interview

recorded. Under continuous

EE‘3

intravenously at a set rate

until

was

recording, medication was administered
EEG

or behavioral effects

were observed.

Following the injection the interview was repeated and recorded.
EEG

drug

tape-

Periods of

recording and interview recording were alternated for the duration of

activity.
Behavioral evaluations have been based both on clinical descriptions

by the

participants (subject, physician

changes in language patterns

and

technician)

and analyses of

(7,8). Electroencephalograms were measured

for shifts in dominant frequencies,

and changes

in voltage, modulation,

and

per cent time of alpha, beta and delta frequency bands.
The psychopharmacologic agents were administered

periods in clinical

trials

(Table

I).

trials,
Dosage

and intravenously

for each

compound

orally for extended

in the acute experimental

varied, but in each instance

sufficient medication has been given to achieve clinical behavioral effects.

�I

TABLE

PSYCHOPHARMAGOIDGIC AGENTS STUDIED

(Oral and Intravenous)
chlorpromazine

amobarbital

atropine **

promazine

thiopenzal **

diethazine **
LSD-25

triflupromazine

(b)

"

perphenazine

amphetamine

Win~2299

reserpine*

methamphetamine

JB-318

(c)
(d) **

JB—336

(e)

iproniazid
deanol (a)

meprobamate
**

*

benactyzine

a. dimethylaminoethanol (9 )
b.

lysergic acid diethylamide

c. 2-d1ethylaminoethyl cyclopentyl (2-thieny1) glycolate (10)
d.

n~ethyl-3~p1peridy1benzilate (11)

e.

n-methyl—B—p1peridy1benzilate

(11)

* oral only
** intravenous only

**

�OBSERVATIONS:

(a) Electroencephalographic:

patterns, observed on acute drug
be identifieci according to the characteristics

Four broad types of

administration,
of frequency

may

shift

EEG

and synchronization

(2):

activity

in synchrony;

1)

Increase in slow

2)

Increase in synchrony without frequency shift;

3)

Increase in

wave

fast wave activity

and

and

h) Desynchronization and frequency
Examples of each are seen

in figures l-h.

-0-

---”-“-U- u --

Fig. 1, 2, 3,

,4

in synchrony;

irregularity.

�-5
During convulsive therapy, an increase in slow wave
synchrony

is manifest. (Fig.5) ‘iith

Fig.

activity

and

drug administration similar changes

5

-------in frequency spectrum

and

in synchrony are observed (Figs. 6, 7).
Figs.

6 7

0f the psychophnrmaceuticals tested in acute experiments
in synchrony with Sr without an increase in
observed

for chlorpromazine, promazine

regularly induced

an increase

and

slow wave

triflupromazine.

in fast activity with

an

prominent

after diethazine,

increase

activity has been
Barbiturates

increase in

synchrony, while amphetamine and methamphetamine increased

without increased synchrony.

an

fast activity

Desynchronization of frequencies was
LSD-25, Win-2299, JB-BlB, JB-336 and benactyzine.

In subjects with post-convulsive delta activity, acute administration
of chlorpromazine, promazine, triflupromazine, amobarbital and pentothal
increased the per cent time and voltage of slow wave activity. Decrease

in voltage and per cent time of slow

wave

activity

was seen with LSD-25,

benactysine, Win-2299, JB-318, JB~336, and diethazine (12-13).

Similar electrographic patterns
administration of these

compounds.

were noted

in chronic oral

Chlorpromazine, promazine, high

do$s of reserpine and occasionally perphenazine elicited increased
synchronization and a

shift of frequencies

to the delta range.

Increased

�.6synchronization without frequency shift was occasionally observed with
iproniazid. Increased high voltage fast activity was observed with
meprobamate and

barbiturates.

benactyzine induced

EEG

Oral administration of

LSD-25 and

desynchronization with an increase in

fast

frequencies.
(b2 Behavioral:

Initial studies

of convulsive therapy noted that behavioral

change was dependent upon the development of synchronous slow wave

(3). Prominent

among

tranquillization

activity

the associated behavioral effects were sedation,

and euphoria

in agitated, depressed subjects, and a

decrease in somatization, paranoid ideation, hallucinations and delusions

in schizophrenic
ideation

and

excited subjects. Increasing agitation, paranoid

and panic were observed

in less than

Similar behavioral relationships
pharmacologic agents.

10%

of the subjects.

were prominent with these psycho~

In acute experiments, administration of chlorpromazine,

promazine and triflupromazine was associated with increasing sedation,

drowsiness, denial and euphoria, decreasing agitation, panic, excitement
and

delusional

and

hallucinatory activity, and minimization

and displacement

of symptoms. Sedation, euphoria, denial and minimization were similarly

associated with amobarbital.
Administration of amphetamine and methamphetamine resulted in
behavioral alerting, hypomania, excitement, and increased motor activity.
Similar increased alerting, excitement, tension and panic were observed

after benactyzine. In addition to these patterns, illusory sensations
and

hallucinatory, delusional

diethazine,

and paranoid

ideation

LSD-25, Win-2299, JB-318 and JB—336.

were observed with

�-7Equally prominent with the behavioral changes were alterations in

patterns of language. Previous studies of convulsive therapy had
indicated that specific syntactic language patterns (as in the use of
the third person mode, past and future tense, displacement, minimization,
denial, cliches, and cryptic remarks) increased with increasing neurophysiologic change (7). These language patterns were further exaggerated
by intravenous amobarbital

(l,

7). In the present studies, chlorpromazine,

triflupromazine and iproniazid increased these language patterns.
Diethazine, LSD-25, Win-2299, and benactyzine decreased and reversed

these language patterns, increasing the use of the present tense,

first

person mode, and somatization (1h).

(0) Relation of Behavioral
The

and Electrqgraphic Observations:

electrographic patterns were consistently altered

concurrently with behavioral changes both in the acute and chronic

administration studies. Tranquillization, euphoria, sedation.and
minimization of

symptoms were commonly

synchronization and

associated with increased

EEG

shift of frequencies to the delta range. Agitation,

tension, panic, excitement, illusions

and

hallucinations were associated

with a desynchronization of frequencies.
Similar patterns were demonstrated in subjects with prior delta

activity. Agents that tended to synchronize frequencies, as chlorpromazine
and barbiturates, augmented the per cent time delta activity and enhanced
clinical patterns, while agents that desynchroniaed frequencies, as
diethazine, LSD-2S and benactyzine, minimized the clinical effects ascribed
to repeated convulsions (12, 13, 1h).

�-8DISCUSSION:

These observations are consistent with the neurophysiologic-adaptive

hypothesis of the

mode

of action of the newer psychopharmaceuticals (2).

is

This hypothesis states that the clinical efficacy of psychotropic drugs

persistent/alteration in cerebral function
which provides the milieu for changes in the subjects' interaction with the
dependent upon the induction of a

variety of neurophysiologic patterns induced by these
agents is in contrast to the limited patterns resulting from convulsive
therapy and thus provide amplification of the original hypothesis. It is

environment.

The

evident from these studies that the type of neurophysiologic alteration
induced, as reflected in

EEG

synchrony and frequency

to specific types of behavioral adaptation.
a

With

patterns, is related

increasing synchrony

shift to the delta frequency spectrum, tranquillization, sedation

and

and

decreased agitation become prominent, while desynchronization and a shift to
beta frequencies are associated with excitement, illusions and delusional
'

ideation.
These studies are also consistent with numerous reports of the neuroand
physiologic effects of these compounds (15-20), and specifically support
amplify those of Wikler who concluded, in his studies of morphine and

mescaline, that "regardless of the nature of the drug administered, shifts
in the pattern of the electroencephalogram in the direction of desynchroniza-

tion occurred in association with anxiety, hallucinations, fantasies,
illusions or tremors, and in the direction of synchronization with euphoria,
relaxation or drowsiness" (21).
This hypothesis, and the electrographic measure of neurophysiologic
change, lends

itself to application in

the assay of

the rational application of pharmacotherapy

(lb),

new

psychotropic drugs

and as a

(2%

basis for further

experimental study of neurophysiologic-behavioral relationships in psychiatry.

�SUMMKRI AND CONCLUSIONS:

The

relation between electroencephalographic

change and behavioral

response was determined on acute and chronic administration of a variety
of psychopharmacologic agents in voluntary, openoward, psychiatric

patients.
EEG

patterns were classed according to effects

on synchrony and

frequency patterns. Behavioral and language pattern changes were noted
as concurrent with
Agents

EEG

response.

that induced

an

alteration in neurophysiology manifest as

increased synchrony and frequency slowing in

EEG

were associated with

behavioral sedation, tranquillity, and minimization of symptoms. Increased
synchrony and increased frequency were associated with sedation, euphoria,
hypomania and decreased somatization.

Desynchronization of frequencies was accompanied by increasing

agitation, excitement, somatization, illusory phenomena
and

and

hallucinatory

delusional ideation.
The

neurophysiologiccadaptive hypothesis of the

psychotropic drugs

is supported;

mode

of action of

and the value of electroencephalography

in the behavioral assay of these agents is suggested.

�-10REFERENCES

and Weinstein, E.A.: Relation of Amobarbital
Test to Clinical Improvement in Electrashack, A.M.A. Arch.
Neural. &amp; Psychiat. 1Q: 23-29, 1956.

l.

Kahn, R.L. , Fink,

2.

Fink,

3.

Fink,

h.

Fink, M., Kahn, R.L. and Green, M.A.: Experimental Studies of the
Electroshock Process, Dis. Nerv.
. 12: 113-118, 1958.

M.: A

M.

Unified Theory of the Action of Physiodynamic Therapies,

J. Hillside

Hosp.

é: 197-206, 1957.

Balatian of EEG Delta Activity to Behavioral
Response in ElectraShock: Quantitative Serial Studies, A.M.A.
Arch. Neural. &amp; Psychiat. 1.8.: 516-525, 1957.
M.

and Kahn, R.L.:

a

Fink,

, Kahn, R.L. and Karin, H.: Relation of Tests of Altered
Brain Function to Behavioral Change Following Induced Convulsions,
Prac. Int. Cong. Neural. Sci,, 1957, Brussels, (in press).
M.

Strauss,

, Ostaw,
ography, Grune
H.

Kahn, R.L. and

M.
&amp;

and Greenstein, L.: Diagnostic Electroencephal-

Stratton, N.Y., 1952.
Fink, M. : Changes in Language During Electroshock
and

Therapy, in Psychopathalgg of Comunication eds. Hoch, P.
Zubin, J., Grune &amp; Stratton, NJ. 1958, 33-139.

Jai‘fe, J .:

An

J. Hillside Hosp. é: 207-215, 1957.
- Pfeiffer, C.C. et a1.: Stimulant Effect of 2 - dimethylaminoethanal
_12__§: 610-611,
views,

9.
10.

Objective Study of Communication in Psychiatric Inter-

Precursor of Brain Acetylcholine, Science
Pogsible
19 7.

Pennes, H. and Hach, P.: Psychatomimetics, Clinical and Theoretical
Considerations, Amer. J. Psychiatn 113: 887-892, 1957.
Abaod, L.G., Osti‘ield, A.M. and

Biel,

J.:

mimetic Agents, Proc. Soc. Exp. Biol.

A New

Group of Psychoto-

Med. 21: h83-h86, 1958.

Effect of Anti-Cholinergic Agent, Diethazine,

on ER} and

12.

Fink,

13.

Fink, M.: Effect of Anti-Cholinergic Compounds an Post-convulsive
EEG and Behavior, EEG. Clin. Neurophysiol. (in press).

14.:

Behavior: Significance for Theory of Convulsive Therapy, A.M.A.
Arch. Neural. &amp; Psychiat; (in press).

�-11..

REFERENCES

Fink,

M.

and

Jaffe, J.:

Drug Induced Changes in Interview Patterns:
and Neurophysiologic Indices, in Conference on
amic A ects of Neurole tic D
3, ed. 3. Sarwer-

Linguistic

P

chc

oner

in press

.

150

Verdeaux, G. and Marty, R.: Action sur L'Electroencephalogramme de
Substances Pharmacodynamiques D'interet Clinique, Rev. Neurol.
............._..
2;: 1.05-4.27, 195a.

16.

Andermann, K.: Electroencephalographic Evidence of Personality
Change Produced by Ataractic Drugs in Mentally Disturbed

17.

Bradley, P.B. and Elkes,

J.:

The

Effects of

Some Drugs on

Electrical Activity of the Brain, Brain, g9: 77-117,

the

1957.

18.

Garattini, S.

19.

Jorgensen, R.S. and wulff, M.H.: The Effect of Orally Administered
Chlorpromazine on the Electroencephalogram of Man, EEG. Clin.

'

and Ghetti, V.,
Amsterdam, .1957.

eds.: Psychotropic Drugs, Elsevier,

Neuroghysiol. 39: 325-329, 1958.

20.

Winfield, D.L. and Aivazian, G.H.: EEG. Changes Associated with
Sparine Therapy, EEG. Clin Neurophysiol. $9: 575,
Inégnsive
19
.

Wikler, A.: Clinical and Electroencephalographic Studies on the
Effects of Mescaline, N-allynormorphine and.Morphine inLMan,
J. Nerv. Ment. Dis. 120: 157-175, 19Sh.

�-12..

FIGURES

1.

Chlorpromazine, oral (male, age 15).

2.

Chlorpromazine, oral (female, age 3b).

3.

Amobarbital, intravenous (male, age 31).
Win-2299, intravenous (female, age

bl).

ﬂectroconmllsive Therapy (female,

age 55).

Amobarbital, intravenous (female, age 36).
Win-2299, intravenous (female, age 51).

�ACKNOWEDGEMENT

are grateful for the cooperation of the following
laboratories who made supplies of the various psychopharmaceuticals
We

fully available: Ciba Pharmaceutical Prods. (reserpine), Lakeside
Laboratories (JB—318, 336), Eli Lilly 8: Co. (amobarbital), Merck
Sharpe

8c

Dohme

(benactyzine), Riker Laboratories (Deanol),

Roche

Laboratories (iproniazid), Sandoz Pharmaceuticals (LSD-25),
Schering Corp. (perphenazine), Smith, Kline 8: French Laboratories
(chlorpromazine, diethazine), E.R. Squibb

&amp;

Sons (triflupromazine),

Winthrop Laboratories (Win-2299) and Wyeth Laboratories (promazine,
meprobamate ) .

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                    <text>ELECTROENCEPHALOGRAPHIC AND
BEHAVIORAL EFFECTS OF TOFRANIL

Max Fink, M.D.

Reprinted from

“CANADIAN PSYCHIATRIC ASSOCIATION JOURNAL”
Volume 4
Special Supplement, 1959

McGill University Conference on Depression
and Allied States, Montreal, March 19-21, 1959

�ELECTROENCEPHALOGRAPHIC AND BEHAVIORAL EFFECTS
OF TOFRKNIL
MAX FINK*

With the rapid increase in the number of potential psychopharmaceuticals,
the need for screening technics has become more acute. In studies of the electro—
graphic patterns of convulsive therapy, the hypothesis evolved that behavioral
changes induced by new compounds could be related to their neurophysiologic
effects as reﬂected by the type and degree of electrographic change (1, 2). This
suggestion followed a similar one by Wikler (3) who stated that “regardless of the
nature of the drug administered, shifts in the pattern of the electroencephalogram
in the direction ofdesynchronization occurred in association with anxiety, hallucina—
tions, fantasies, illusions or tremors, and in the direction of synchronization with
euphoria, relaxation or drowsiness.” Studies with various psychotropics (4) and
anticholinergic hallucinogens (5, 6) supported such a relationship. It is the purpose
of this preliminary report to describe initial behavioral and electrographic observa—
tions with Tofranil'l, a new psychopharmaceutical, and to relate these observations
to the neurophysiologic—adaptive hypothesis of the mode of action of physiodynamic
therapies (1).
Methods
Two types of studies were undertaken in an open—ward, voluntary hospitalized
population. In 28 acute experiments, consecutive patients referred for physiodynamic therapies were tested in the EEG laboratory at various stages of treat—
ment. Tofranil solution (10 mg/ml) was administered intravenously at a set rate
(1 ml/4O sec.) until electrographic or behavioral changes became prominent, for a
total of 40—125 mg (0.5—mg/kg). Behavioral observation and electrographic record—
ing continued for one to three hours.
A second group of 16 patients manifesting depressive, withdrawn or retarded
behavior were referred by their therapists for pharmacotherapy. The patients
received daily oral Tofranil, 75—250 mg. Behavioral observations and EEG recordings were made prior to and during treatment. Patients ranged in age from 17
to 58, and were diagnosed as suffering from schizophrenia, manic-depressive and
involutional depressive psychoses, and psychoneuroses.
'

Observations
I. dcute Studies: On acute administration, there was an initial restlessness,
associated with dizziness, dry mouth, “faintness,” nausea, and on four occasions,
vomiting. These symptoms persisted for 10—20 minutes, and were accompanied by
lassitude, heaviness of the extremities and eventual drowsiness. Heart rate was un—
changed or slowed. Subsequently, subjects were relaxed, quiet and disinclined to
activity, even when returned to their ward.
The electrographic patterns accompanying these behavioral changes were
initiated by a gradual decrease in voltages during the injection. By ten minutes,
the per cent time alpha and mean alpha voltage had been halved. In four patients
with moderate amounts of beta activity, such activity increased in voltage and
low
behavioral
with
association
lassitude,
time.
minutes,
By
in
cent
twenty
per
voltage (to 50 microvolts) random theta frequencies (5-7 cps) appeared (Figures
1 and 2).
*Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks, L.I., N.Y. Aided in part by grants M-927
and MY-2092 of the National Institute of Mental Health, National Institutes of Health, U.S. Public Health Service;
and by a grant from Geigy Pharmaceuticals. The technical assistance of Mrs. Hannah Mosquera in EEG recording
is gratefully acknowledged.
’rTrade Mark.

�Special Supplement
pre-d rug

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8167

DEPRESSION AND ALLIED STATES

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after 45 minutes

HR

50

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SEC.

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HR

=72

1

Fig.

1

Effect of intravenous Tofrinil on EEG delta
(female, aged 46)

pre—drug
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after 100 mg

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HR=84

SEC.

Effect of intravenous Tofrinil on EEG delta
(male, aged 37)

HR=9O

�8168

Vol. 4, 1959

CANADIAN PSYCHIATRIC ASSOCIATION JOURNAL

In six records with post—convulsive delta activity, there was a marked decrease
in voltages and per cent time of slow wave activity. These electrographic patterns
persisted for half—an-hour to two hours (Figure 3).
There was considerable individual variability in the EEG response. In patients
who received 100 mg or more of Tofranil, EEG and behavioral changes were
Observed in all but three. In six patients, dosage Of Tofranil less than 50 mg were
not associated with either EEG or behavioral changes.
2. Chronic ﬂdministmtion Studies: Sixteen patients, manifesting depressive
symptoms with varying degrees of insomnia, anorexia, withdrawal, and agitation,
have received Tofranil medication for four weeks or longer. Medication was given
in oral divided doses of 100—250 mg per day. Behavioral changes generally appeared
during the second and were maximal during the third week of treatment.
LF-lO

after 100 mg

pre-drug

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.

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after 15 minutes

iv

HR=86

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HR=75
50 uv

HR=72

l_
1

__
SEC.

_J

Fig. 3
Effect Of Tofranil on EEG delta
(female, aged 41: 24 hours post convulsion no. 7)

The most prominent behavioral adaptation was euphoric denial, which was
noted in eight patients. The depressive attitude was nO longer apparent. They
participated more fully in ward activities, complained less of somatic symptoms,
and denied, minimized or displaced their illness on inquiry. Agitation decreased,
and complaints of insomnia became less. It became increasingly difﬁcult to discuss
signiﬁcant life relationships as the patients pressed for an early discharge from the
hospital.
In three patients somatization and restlessness increased, and depressive affect
persisted. In two of these, restlessness, insomnia and vomiting led to cessation of
therapy. Sweating increased in most patients, but became a focus of attention in
these subjects.
NO change in symptoms were noted in ﬁve patients after four weeks of therapy.
While no serious complications of therapy were noted, nausea, increased sweating, vomiting, dryness Of the mouth, restlessness and excitement, and increasing

�Special Supplement

DEPRESSION AND ALLIED STATES

$169

insomnia were reported. These were prominent early in therapy, and except for
the vomiting and restlessness, did not limit the treatment. In three subjects medica—
tion was initially administered parenterally without untoward effects. Abnormal
motor patterns and seizures were not noted in these patients at these dosages.
Electrographic studies on chronic administration showed minimal changes.
Voltages became lower and record modulation became poorer. Well—defined fast
activity became more prominent, and in four subjects low-voltage theta (5—7 cps)
activity was noted.

Discussion
These observations indicate that Tofranil is an active central nervous system
agent in man, both on oral and intravenous administration. The neurophysiologic
effects are manifest electrographically as desynchronization of rhythms and a
shift-in frequency spectrum to the slower range. In depressed retarded subjects,
Tofrinil administration is associated with such behavioral changes as decreased
depressive affect with increased participation in ward activities, increased use of
denial patterns (7) and occasional excitement.
In comparison to our previous experience with other physiodynamic therapies,
the behavioral and electrographic patterns of Tofranil are most like those seen with
central anticholinergic agents. We observed desynchronization of frequencies, with
an increase in theta activity, to be prominent with experimental anticholinergic
compounds such as diethazine and benactyzine* (5, 6). In those studies, electro—
graphic desynchronization was associated with behavioral alerting, excitement and
illusory and hallucinatory activity. On Tofranil administration, similar electrographic patterns of desynchronization were observed, accompanied by euphoria
and increased ward participation. While we have not observed hallucinatory
activity at our dosage ranges, Lehmann (it a]. (9) have reported hallucinations and
hypomanic excitement in 7 of 84 patients receiving Tofra‘mil.
In earlier reports, Wikler (3, 10) suggested that the electrographic patterns of
synchronization and desynchronization reﬂected neuron systems distinct from those
neuron systems subserving such functions as ‘sensation,’ ‘ideation’ and ‘level of
awareness.’ While these systems were frequently interlocked, dissociation between
EEG pattern and behavior was observable under a variety of drug—induced states.
In our earlier studies we were impressed that the electrographic and behavioral
patterns seen after induced convulsions, anticholinergic compounds and phreno—
tropic agents were directly related. On acute administration of Tofranil, however,
electrographic desynchronization was associated with clinical sedation. These
studies are consistent with Wikler’s suggestion.
These observations permit the classification of the neuropharmacologic activity
of Tofrinil in the central nervous system as predominantly anticholinergic. However, we have noted aspects of the electrographic and behavioral patterns reminis—
cent of increased cholinergic activity. These include the electrographic shift to
slower frequencies and sedative, euphoriant behavioral effects. Such observations
suggest that there may also be an effective degree of central cholinergic activity.

Summary
Intravenous administration of Tofranil in 28 voluntary, open—ward psychiatric
patients elicited electrographic patterns of desynchronization and an increase of
theta rhythms, associated with behavioral alerting, relaxation and lassitude.
Chronic administration of oral Tofrinil in 16 depressed and retarded psychiatric subjects elicited behavioral adaptations of euphoric denial in eight, restlessness
'A recent report by Abood and Meduna

(8) relates the behavioral. improvement in depressed patients with

a new central anticholinergic agent which has Similar electrographic patterns.

J B-329,

H
”

�8170

CANADIAN PSYCHIATRIC ASSOCIATION JOURNAL

Vol.4,1959

and somatization in three and no change in ﬁve. During the ﬁfth week of adminis—
tration, electrographic desynchronization was manifest.
It is concluded that Tofranil is an active central nervous system agent, with a
Spectrum of activity most like experimental anticholinergic hallucinogens. The
theoretic signiﬁcance for neurophysiologic-behavioral constructs is brieﬂy discussed.

Résumé
Nous avons étudié la relation existant entre les eﬁets du Tofrinil sur le com—
portement et sur le tracé électrographique, chez des patients atteints de psychoses
aigués ou chroniques.
Mét/zode

Cas aigus: les patients retenus étaient examinés avant le traitement physioin—
celui—ci.
Tofranil
Le
de
administré
était
stades
divers
ainsi
en
qu’a
dynamique,
jections intraveineuses d’une solution a 10 mg/ml, jusqu’a un total de 40—125 mg
(0,5_2,5 mg/kg), concurremment avec des examens électro—encé—phalographiques.
Cas chroniques: des patients présentant de la depression et un ralentissement
du comportement étaient mis a la dose de 75—250 mg de Tofrz'mil par jour. Les
examens encéphalographiques et du comportement étaient effectués avant le début
du traitement, et a intervalles d’une semaine au cours de celui—ci.
Observations
1° Cas aigus
a) Comportement: au cours de l’administration du medicament, sur 28 cas,
nous avons noté des nausées, des vertiges et de la faiblesse. Quatre fois des vomissements sont survenus. Le rythme cardiaque est demeuré inchangé, ou s’est ralenti.
En 10 minutes ces symptOmes diminuaient d’intensité et les patients se détendaient.
b) Electro-mcéphalogmmme: pendant le traitement, il y a eu une diminution
du voltage dans toutes les fréquences. En 10 minutes le pourcentage de temps
alpha baissait et les voltages tombaient a la moitié de leurs valeurs initiales. Chez
les sujets a activité béta (4 cas), celle—ci devenait plus importante. Au bout de 20
5—7
de
lentes
ondes
des
minutes,
cps, atteignant 50 microvolts, apparaissaient ici
et la. Dans les enregistrements avec activité delta postconvulsive (6 cas) nous avons
noté une baisse marquee des voltages et des pourcentages de temps danS l’activité
des ondes lentes. Ces tracés électrographiques persistaient pendant M-Z heures.
2° Cas chroniques
a) Comporz‘emem: seize sujets ont été observes a ce jour. Les effets~initiaux
de la medication furent des nausées, deS vomissements, de l’agitation et de l’excita—
tion, une exagération de l’insomnie et une transpiration tres augmentée dont se
plaignaient les malades. Le traitement a été interrompu dans deux cas avec agita—
tion. Des 13 autres sujets, 6 ont vu leurs symptOmeS de depression S’amender et
ont pu reprendre une plus grande activité; ils ont pu étre renvoyés chez euX, ou ont
été prévus pour un prochain licenciement. Les autres n’ont guere présenté de chan—
a
la
soumis
été
n’ont
leurs
thérapeutique que pendant
dans
symptOmes,
ou
gements
un temps trop court.
&amp;) Electra—encéphdlogmmme: Les enregistrements obtenus pendant 1e traite—
ment n’ont montré que peu de modiﬁcations. Leur modulation était appauvrie
et leurs voltages abaissés. Une activité rapide bien caractérisée a pris de l’impor—
5—7
de
a
bas
activité
noté
voltage
4
malades
chez
une
cps.
nous avons
tance;
Conclusion:
1° Chez les psychopathes, les effets electrographiques du Tofrinil sont une
Ces
a
tracés
has
lentes
d’ondes
activité
voltage.
suivie
une
désynchronisation,
par
a
alors
ressemblent
les
traités,
et
dans
chroniques
moins
cas
prédominants
sont
ceux que l’on Obtient avec la benactyzine.
'

�Special Supplement

DEPRESSION AND ALLIED STATES

2° En ce qui concerne le comportement, nous constatons une

$171

augmentation

de la motilité, un changement dans l’humeur et un malade plus éveillé.
3° Ces observations concordent avec les hypotheses neuro—physiologico—adaptatives expliquant 1e mode d’action des traitements physiodynamiques des psychoses.

References
1.

2.
3.
4.
5.
6.
7.
8.
9.
10.

Fink, M.: Hillside Hosp. J. 6:197, 1957.
Fink, M.: Alteration of brain function in therapy, in Kline, N. S.: Psychopharmacology frontiers,
Boston, Little, Brown, 1959, pp. 325-333.
Wilder, A.: J. Nerv. &amp; Ment. Dis. 120:157, 1954.
Fink, M.: EEG and behavioral effects of psychopharmacologic agents. Read at 1st International
Congress of Neuro—psycho—pharmacology, Rome, September 1958. In press.
Fink, M.: A. M. A. Arch. Neurol. 8: Psychiat. 80:380, 1958.
Fink, M.: Electroencephalog. 8t Clin. Neurophysiol. 10:776, 1958.
Weinstein, E. A., and Kahn, R. L.: Denial of illness: symbolic and physiological aspects, Springﬁeld,
111., C. C. Thomas, 1955.
'Abood, L. G., and Meduna, L. J.: J. Nerv. &amp; Ment. Dis. 127:546, 1958.
Lehmann, H., Cahn, C. H., and de Verteuil, R.: Canad. Psychiat. A. J. 3:155, 1958.
Wikler, A.: Proc. Soc. Exper. Biol. &amp; Med. 79:26], 1952.

General discussion from the ﬂoor (summarized)
The question was asked whether administration of a large dose of Tofranil once a day would not be
as effective as multiple dosage. This would of course be a tremendous saving in the time of the nurses
involved. In answer it was stated that Tofrénil is best given not in one large daily dose but in a series of
small doses such as 2 tablets t.i.d. It was also brought out that Tofranil has a tremendous inﬂuence on

transference phenomena and that these can be analyzed in dreams and symbolisms. While such observa—
tions have been made, deﬁnitive results must await an extensive study.
Another discussant asked what is the difference between the effect of barbiturates and anticholin—
ergic drugs on the EEG.
One discussant felt that the EEG was a poor tool, since it could be modiﬁed in only two ways,
synchronization or desynchronization, and ﬁrm conclusions should not be drawn from such changes.
He therefore felt that analogies between diethazine and Tofrénil were dubious and that nausea was not
a specific effect of Tofranil. He wondered if EEG changes would always exist in the absence of nausea,
and felt it important to correlate EEG changes with clinical changes.
In replying to these comments, Dr. Fink stated that he considered Tofrﬁnil an anticholinergic drug
because of its similarity to other anticholinergic drugs in regard to its EEG patterns. Dr. Fink recalled
that Dr. Sigg’s paper had also indicated that Tofrﬁnil was an anticholinergic drug. Many anticholinergic
compounds appear to have rather speciﬁc central effects, and some are also experimental hallucinogens.
In his experience, barbiturates produce not desynchronization, but rather synchronization. This becomes
clear if the factors of dosage and time are considered. Thus the initial effect is hypersynchronization; if
the drug is continued, sleep is of course produced and the initial effect disappears.
The author replied to the criticism of his use of EEG. He agreed that it is a poor tool in many
respects, but that it is possible to analyze EEG records for synchronization, desynchronization and
fre uency shifts. One obtains different patterns with different agents even in the same patient. Dr. Fink
explained that he was making a long—term study, and hoped that more conclusive data could be offered
at a later time.

��’*”

EEG

uni nahtviernl

striat: .2

nu nah,

Torranil

3...». *

2h: rulltion hotvtcu thc ﬁlcetragrcphie and behaviortl «Itcctt at
retranil in velunthry paychintrie pationtt wan datarnincd in taut. and

thrsnic ntudioa.

_

Kathodnr

latto:

Ganaaeutiva patiants rcturrod for phytiodynunic thtrupiol
ttntod
not:
prior to and at yariatu itngal Of therapy. With 330 rocordinc,
retruail nelution (10 ng/oc) was adminintorud intruvanouuly for I total of
h0~125 I; (0.S~2.5 ng/ks).
chronic: Pttiontp annitslting duprctuivo tad rotnrdod bchlvior aura
plnoud an rogiucua o: 7S~2oe lg renunil daily. EEG oxnniuntionn and
hchuyiornl obsothtiaus war. and. prior to and It weekly int-yttla during
troutncnt.
Oblarvntianus

1. Acute Stadielt

a. Buhﬁyiora Baring drug zduiniltrutiou in 25 albjoata,
3.13033, EIuIIncoo in! Ionknoan wort rcpcrtud. Viniting ocearrcd an
tour oecaaicnc. ﬁctrt rgto was Inshtngod, tr nluvcd. In 1&amp;3 Iinutca,
th... aynptoun were 103:, und puticnta war. roluxod.
b. EEG: During ndninistrttion thtrc was a dccruuuc in yoltagc
a: all trcquonans. By tan minuttu, thc par cant tint alpha ducronsed,
lad valtngea were halt at thc initial values. In pationts with sodurnto
anonntn of but. uctiyity (h), auch activity hocuno morc yroxincnt. ﬂy
taunty mintha, slow It?! nativity of k-7 apt, up to 50 uiarovclta upponrnd,
rundouly. In roenrd: with poat~eenvulaiva daltg activity (6), thert in a
nurkcd docrotio in voltngcn and in par tent tin. of claw wave nativity.
tutu: electraartphic pattcrn: pcraictcd far
2.

Chrunia

I

studioat

_Bchnvi¢rn

i.

rittouu patient: hay.

2

hours.\

boon under

ebccrvutiou to

data. -Iai -n a van a at nodicntian inaludod nanaou (a) vaulting (a),
roatlouuuocn lad axaitantnt (2), insomnin oxaggorntod (35, And aonplainta
o: oxacstivo uwiating (11). In tha tun pationtn with roitlsasnoal, nedic;~.
tit» at: diaoontinund. a: the thirtaon pntionts, nix Innitcttni In 3110'iatiun or symptoms a: doprnulion with incronnad pnrtiaipation in activitics,

Ind hava Bean dilahargad or rccaunoudcd tar diuehnrga. Th: rcaaiuing
buy. nhaun littlc engage in a tan. (3) at thcrapy ht! baan
patitntl
udniniltorud for too thort a ptriod (hgfp

3:. mm: In neat-d. «ht-sin“ during hottmnt, tiniaul change:
taro obIcrvoa. ﬁeduiation a: rucordu was poortr with lcwor yoltncct.
H011 dutinod rant activity bee... not. proninont; tad in tour subject. 10v

waltago 5~7 cps activity VI! noted.

conclusion.
Ll Sloetrozrtphic extactn o: Totrunil in payehiutriu patiuntc are
thus: of duayuehroniantion, tullowod by law voltngo slaw wtva nativity.
* Iron thc Duplrtuant at magazinpnttl Payehintry, nilluidc Rhapital,

glig ggk"

L010 301%

�.2th¢to pattorna arc 1.0: proninnnt an chrcnie udntnintrntiau, tad

rononblo

that.

or bnunctynin0¢

2) Dihtviornl offset: arc that; of alurtiuc, Iced ch¢n¢a and
inurilnnd motility.

«autistant with ﬁha nauraphyszolagtau
:Athivu hypathuntu at :h: act. at action or physiodyuania thcrupion
3) Thnss abaorvution¢ nae

of paychoucu.

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                    <text>Founded in 1887 by G. STANuIY HALL

OFFPRINTED FROM

THE AMERICAN
JOURNAL OF PSYCHOLOGY
EDITED BY

KARL M. DALLENBACH
UNIVERSITY OF TEXAS
AND

M. E. BITTERMAN

BRYN MAWR COLLEGE

E. B. NEWMAN

HARVARD UNIVERSITY

WITH THE COOPERATION OF
E. G. BORING, Harvard University; W. K. ESTES, Indiana University; J. P.
GUILFORD, University of Southern California; HARRY HBLSON, University of
Texas; E. R. HILGARD, Stanford University; FRANCIS W. IRWIN, University
of Pennsylvania; G. L. KREEZER, Washington University; D. G. MARQUIS,
Social Science Research Council; GEORGE A. MILLER, Harvard University;
W. B. PILLSBURY, University of Michigan; LEO PosTMAN, University of
California; W. C. H. PRENTICE, Swarthmore College; T. A. RYAN, Cornell
University.

THE ROLE OF SET IN THE PERCEPTION OF
‘SIMULTANEOUS TACTILE STIMULI

By HYMAN KORIN and MAX FINK, Glenn Oaks, Long Island

September, 1959, Vol. LXXII
pp. 384—392

Published b The American Journal of Psychology. Department of
sychology, University of Texas, Austin. Tex.

�Founded in 1887 by G. STANLEY HALL

OFFPRINTED FROM

THE AMERICAN
JOURNAL OF PSYCHOLOGY
EDITED BY

KARL M. DALLENBACH
UNIVERSITY OF TEXAS
AND

M. E. BITTERMAN

BRYN MAWR COLLEGE

E. B.

NEWMAN

HARVARD UNIVERSITY

WITH THE COOPERATION OF
E. G. BORING, Harvard University; W. K. ESTES, Indiana
University;

j.

P.

University of Southern California; HARRY HELSON, University of
Texas; E. R. HILGARD, Stanford University; FRANCIS W. IRWIN, University
of Pennsylvania; G. L. KREEZER, Washington University; D. G. MARQUIS,
Social Science Research Council; GEORGE A. MILLER, Harvard
University;
W. B. PILLSBURY, University of Michigan; LEO POSTMAN, University of
California; W. C. H. PRENTICE, Swarthmore College; T. A. RYAN, Cornell
University.
GUILFORD,

THE ROLE OF SET IN THE PERCEPTION OF
SIMULTANEOUS TACTILE STIMULI

By HYMAN KORIN and MAX FINK, Glenn Oaks, Long Island

September, 1959, Vol. LXXII
pp. 384-392

Published by The American Journal of Psychology, Department of
Psychology. University of Texas, Austin, Tex.

�THE ROLE OF SET IN THE PERCEPTION OF
SIMULTANEOUS TACTILE STIMULI
By HYMAN KORIN and MAX FINK,

Glenn Oaks, Long Island

The inﬂuential role of ‘mental set’ in determining a subject’s response
to a perceptual task has been well documented.] In studies of the perception of simultaneous, tactile stimuli, various patterns of response have
been observed which seemed to be the result of a set induced by suggestion. This investigation was undertaken to determine the relation between
different conditions of ‘set’ and the frequency and type of perceptual error
elicited in tests with simultaneous, tactile stimuli.
Recently the advantages of the simultaneous stimulation of different
body-parts in tests of tactile perception have been stressed.2 Simultaneous
stimulation may elicit perceptual errors under conditions in which successive single stimulations are correctly perceived. When two stimuli are
applied to body-parts at the same time, only one stimulus may be reported
—an error referred to as 'extinction’; or one stimulus may be perceived
correctly and the other mislocalized—an error called 'displacement.’
Occasionally, if a single stimulus is interspersed in the testing-sequence,
it may be reported correctly, but an additional, extraneous stimulus may
also be reported—an error of ‘confabulation.’ Such errors of extinction,
displacement, and confabulation are signiﬁcantly increased in patients with
brain dysfunction.
When errors of extinction and displacement occur, they are elicited in
a consistent pattern. Thus, on stimulation of the hand and face, the
stimulus to the face is usually reported correctly, while that to the hand
is mislocalized or not reported. By testing various combinations of bodyparts, an ‘order of dominance’ may be determined in which stimuli to the
face and genital areas are most often perceived and those to the hand are
for publication September 23, 1958. From the Department of Experimental Psychiatry, Hillside Hospital, Glenn Oaks, Long Island, New York and aided
in part by Grant M-927, National Institute of Health, US. Public Health Service.
1]. J. Gibson, A critical review of the concept of set in contemporary experimental psychology, Pryc/aol. 32111., 38, 1941, 781—817; Robert Leeper, Cognitive processes, in S. S. Stevens (ed), Handbook of Evperimeoto] Psychology, 1951, 730-757.
2M. B. Bender, Disorder: in Perception, 1952; M. B. Bender, M. A. Green, and
Max Fink, Patterns of perceptual organization with simultaneous stimuli, A.M.A.
Arc/a. Neural. é Put/riot, 72, 1954, 233-255; Fink, Green and Bender, The facehand test as a diagnostic sign of organic mental syndrome, Neurol., 2, 1952, 46-58.
* Received

384

�SIMULTANEOUS TACTILE STIMULI

385

least often perceived. Between these extremes, stimuli to the shoulder, foot,
buttock, breast, back, thigh and abdomen are perceived in a gradient.3
Theories involving factors of rostral dominance,‘ maturation,“ inattention,6 and
inherent body-image,7 have been advanced to explain the organization of these
perceptual patterns, but no one theory has adequately explained all the facts. We
have ascribed signiﬁcance to the relative intensity of the stimuli and the thresholdvalue in the frequency and the pattern of the 'extinction’ error, when electrical
stimuli are applied at threshold and suprathreshold intensities.8

The present study was undertaken to assess the relation between ‘set’
induced by suggestion and errors of 'confabulation’ and 'displacement.’
The speciﬁc problem studied is whether an 'inquiry’ into the testing pro—
cedure is signiﬁcantly related to the frequency and type of these errors.
Since these errors are most prominent in $5 with cerebral dysfunction,
patients undergoing convulsive and subconvulsive therapies were studied.
Subjects. The 55 were 61 consecutive psychotic patients referred for electroconvulsive therapy. Their ages ranged between 21—67 yr., mean age being 46 yr. Thirtyseven of them received convulsive therapy; 14 ﬁrst received subconvulsive therapy
and then convulsive therapy; and 10 received subconvulsive therapy alone. The 55
were selected for convulsive or subconvulsive treatment on a random basis by the
supervising psychiatrist.

Procedure. Two model S-4B Grass square-wave stimulators were synchronized to
deliver either single or simultaneous electrical stimuli. An isolation unit was connected with each stimulator to eliminate artifacts and the Output was visually monitored by an oscilloscope. A switch-box was inserted in the circuit to permit independent selection of the various parts of the body. The active and indifferent electrodes for each part were small 3ﬁg-in. steel disks, placed l-in. apart and secured
with tape. Bentonite electrode paste was rubbed into the skin of each area before
the electrodes were applied.
The patient was placed on a couch in a relaxed and supine position. To alleviate
undue anxiety, the nature of the testing was described. It was emphasized that a
slight tap-like sensation would be felt. The electrodes were then placed on (a) the
dorsum of the hands, (b) the mandibular area of both cheeks, and (c) the medial
aspect of the calves of the legs.

aBender, Green, and Fink, op. .cit., 253-255.
4R. Cohn, On certain aspects of the sensory organization of the human brain: I.
A study in rostral dominance as determined by ipsilateral simultaneous stimulation,
]. new. mem‘. Dis., 113, 1951, 471-484; II. A study in rostral dominance in chil1, 1951, 110-122.
Neurol.,
dren,
5
Louis Linn, Some developmental aspects of the body image, Int. ]. Pryc/ooanol.,
36, 1955, 1-7.

6Macdonald Critchley, The phenomenon of tactile inattention with speciﬁc references to pariental lesions, Brain, 72, 1949, 538-561.
7Bender, op. cit., 77-88.
8
Hyman Korin and Max Fink, Role of stimulus intensity in perception of simultaneous electrical cutaneous stimuli, I. Hillside H0511, 6, 1957, 241-250

�386

KORIN AND FINK

Thresholds for the various body-parts were ﬁrst determined. At a frequency of
0.3 cycles per sec. and a pulse-duration of 50 m.sec., the voltage was increased in
uniform increments of 5 v. to the hands and 1 v. to the cheeks every 6.7 sec. (2
pulses) until 5 perceived 100% of the stimulations. After a 10-sec. interval, voltages were decreased until the sensation was no longer reported. After another 10sec. interval, voltages were increased by 1 v. every 6 sec. until the patient again
reported 100% of the stimulations. This reading was considered the minimal voltage required to produce threshold-sensation.
After thresholds were determined, testing with a random series of 4 single and
6 double simultaneous stimulations followed. The body parts tested were the right
hand and left cheek (heterologous stimulation) and the right cheek and the left
cheek (homologous stimulation). Stimuli were applied either simultaneously or to
one part singly, in a mixed order, for 10 trials. The order of presentation of the
heterologous and homologous stimulation was alternated.
Failure to report the interspersed single stimuli served as an index that the perceptual threshold had changed. At such times the threshold was again determined,
and the 10 test-trials were repeated. Threshold changes, however, occurred infrequently during testing.
The patients were tested in two groups: an ‘inquiry' group and a 'no-inqury’
group. The ‘inquiry’ group, consisting of 24 convulsive and 9 subconvulsive 55,
was asked the question ”anywhere else?" after each response to a stimulation. No
question was asked of the 'no-inquiry’ group, which consisted of 27 convulsive and
15 subconvulsive $5. (The total number of Ss exceeds 61, since 1 S in the 'inquiry’
group and 13 Ss in the ‘no-inquiry’ group were included both in the convulsive and
the subconvulsive series.)
Electroencephalograms were obtained weekly, on a day following a treatment.
These records were quantitatively measured for the degree of induced slow-wave
(delta) activity.9 Both the convulsive and the subconvulsive treatments were administered three times weekly on alternative days.

Remltr: (1) Errors of confabulation. A response was scored as a confabulation if two stimuli were reported when only a single stimulus was
applied. The observations are noted in Table I.
In the 'inquiry’ group, confabulatory errors were elicted before treatment from both types of Ss—convulsive and subconvulsive. During treatment, the mean error increased from 0.08 to 0.72 among the ‘convulsive’
Ss and from 0.22 to 0.70 among the ‘subconvulsive’ ones. After treatment, the mean number of confabulations persisted in the ‘subconvulsive’
55 (1.00) but declined in the ‘convulsive’ ones (0.10); the difference
0.90 being signiﬁcant at better than the 5% level.10 In the 'no-inquiry’
9Max Fink and R. L. Kahn, Relation of EEG delta activity to behavioral response in electroshock: Quantitative serial studies, A.M.A. Arc/9. Neural. &lt;5 Psytbidt., 78, 1957, 516-525.
1”
The Mann-Whitney ‘U'-test was used to test the signiﬁcance of these data and
those that follow as the scores were not drawn from a normally distributed population.
Since the 'U'-test is based on rank-order of the scores, the differences between
means are only grossly related to level of signiﬁcance.

�387

SIMULTANEOUS TACTILE STIMULI

group, few confabulations occurred at any interval of testing for either
the convulsive or the subconvulsive 55.
Before treatment, the subconvulsive, ‘inquiry’ 55 made signiﬁcantly more
confabulatory errors than the subconvulsive, ‘no-inquiry’ 55. In a comparison of the ‘inquiry and ‘no-inquiry’ procedures during treatment, the
differences were signiﬁcant both in the convulsive and subconvulsive
groups of $5. The differences during treatment are based on the substantial
increase in the number of confabulations of the ‘inquiry’ group. After
treatment, the confabulations of the convulsive, ‘inquiry’ group decreased
to the pretreatment level, and the differences between the convulsive,
'inquiry’ and ‘no-inquiry’ groups were not signiﬁcant. Though the mean
TABLE I
MEAN NUMBER ERRORS 0P CONFABULATION

No inquiry

Inquiry
Period

convul’ subr
convul.
sive

(N: 24)
Pretreatment
Treatment
Post’treatment
*

p&lt;o.os;

.08
.72
.

10

(N= 9)
.

22

.70
I .oo

Tp&lt;o.o3;

———————
convul’ subr
convul.
sive

(N: 27) (N: 15)
o
.11
. 06

o

.05
—-—

Diff. between
inquiry and no!

——
inquiry

convul’ subr
sive convul.
.08
.22:
.61]L

. o4

.65T
—

Diff. between

convulsive and
subconvulsive

——
inquiry
n0r

inquiry

.

14

.02
.

90*

0

.06
—

Ip&lt;o.01.

number of errors of the subconvulsive, 'inquiry’ 55 increased after treatment, a comparison between the ‘inquiry’ and 'no-inquiry’ subconvulsive
55 could not be made. Data were not obtained after treatment from the
subconvulsive ‘no-inquiry’ 55 because they were transferred to convulsive
treatment and were not available for testing.
(2) Error; of dirplacement. A response was scored as a displacement if the
locus of one of two stimuli was reported correctly and the other incorrectly.
Displacements were rarely elicited from the Ss in any of the groups (Table
II). The mean number of displacements tended to increase during treatment for the convulsive 55, but the differences from the pretreatment
period lack signiﬁcance.
( 3 ) Error: of extinction. An error was scored as an extinction if only one
of two simultaneously applied stimuli was reported. The difference in the
number of errors of extinction between the ‘inquiry’ and ‘no-inquiry’
groups was not signiﬁcant at any period during the course of therapy both
for the convulsive and subconvulsive 55 (Table III). During treatment,
the mean number of extinctions decreased in all groups. At this period,

�388

KORIN AND FINK

the difference between the convulsive and subconvulsive, 'inquiry’ 55 was
signiﬁcant. After treatment the errors of all the groups decreased further.
(-4) Errors of confaémlatz'on and change: in EEG. An analysis was made
of the number of confabulatory errors elicited in convulsive Ss in relation
to the degree of electroencephalographic change. ‘Inquiry’ $3 with high
degrees of delta activity made significantly more confabulatory errors than
inquiry patients with moderate and low degrees of delta activity (Table
IV), while few errors were reported by the ‘no-inquiry’ Ss regardless of
the change in the EEG. The mean scores of the moderate and low EEG
among the ‘inquiry’ 55 was similar to the mean scores of the ‘no-inquiry'
ones.

N0 EEG slow-wave activity or low degrees of such activity occurred in
TABLE II
MEAN NUMBER ERRORS

Post—treatment

*

DISPLACEMENT

Convulsive

Period*

Pretreatment
Treatment

or

inquiry
. o6
. 09
. 08

Subconvulsive

no’inquiry
-

.

07

.

IO

.

02

inquiry
o

.02
. 06

nOrinquiry
0
.01
o

Inter! and intrargroup differences are not signiﬁcant at any period.

the subconvulsive 55. As had been indicated, however, the number of
confabulatory errors of the subconvulsive group increased signiﬁcantly during and after treatment. This increase resulted from increasing confabulatory errors in four of the nine patients.
Dircmrz'on. Errors of displacement, confabulation, and extinction are
elicited when sequences of multiple and single tactile stimuli are applied
to various parts of the body. In clinical tests with touch stimulation, these
errors are most prominent in patients with cerebral disease.11 Theories
which have been advanced to account for the occurrence of such errors
have therefore emphasized endogenous factors involving the central nervous system. Numerous studies of the role of set in perception indicate,
nevertheless, that the frequency and type of response to a perceptual task
may be markedly altered by the immediate aspects of a situation.12 In this
study the stimulus-situation has been varied to bring about differing conditions of mental set. The endogenous factors have not, however, been
11Pink, Green, and Bender, op. cit., 46-58.
12Leeper, op. cit, 752-757; Max Pollack, W. S. Battersby, and M. B. Bender,
Tachistoscopic identiﬁcation of contours in patients with brain damage, I. romp.
playriol. Pry/301., 50, 1957, 220-227.

�389

SIMULTANEO US TACTILE STIMULI

neglected and the relation between the effects of diﬂerent degrees of brain
dysfunction has also been determined.
In the course of convulsive therapy a marked increase in the number
of confabulatory errors is brought about by the ES query: “anywhere
else?” which followed every stimulation. Of the convulsive 55 who were
asked this question, confabulations were elicited primarily in the group
with high degrees of EEG slow-wave activity (marked cerebral dysfuncTABLE III
MEAN NUMBER ERRORS 0F EXTINCTION

Period

Inquiry
———————-———

convul—

sive

Pretreatment
Treatment
Postvtreatment
*

subr
convul.

(N: 24) (N: 9)
I6
2.03
1.37

I . 67
1.14

2.

.89

Diff. between

No inquiry

—————
convulv
sive

(N= 27)
2. 76
1.71
1.44

sub
convul.

(N: 15')

inquiry and
n0vinquiry

-——-—~—convulr subv
vulsive convul.

2. 37
1.27
——

.60
.32
.07

.70

\

.13
—

Diff. between

convulsive and
subconvulsive

N0
inquiry
.49
.39
.89*
.44
—
.48

inquiry

p&lt;o.os.
TABLE IV
RELATION BETWEEN

EEG DELTA ACTIVITY

AND MEAN NUMBER OF CONFABULATORY
ERRORS

Degree of Delta activity

Group
inquiry
no inquiry

.81
.10

high

moderatealow

Diff.

Signif.

(N= 9)
(N=2I)

.19 (N= 10)
.07 (N: 6)

.62
.03

p&lt;0.05
N.S.

tion) and not in the group with low and moderate degrees (minimal
cerebral dysfunction). The importance of the inquiry is emphasized by the
consideration that, regardless of changes in the EEG, there was little
tendency for confabulatory errors to occur among the convulsive 55 when
no inquiry was made. Thus both inquiry and high degrees of EEG delta
activity provided the milieu favorable to evoking confabulatory errors in
the c0nvulsive therapy 55.
Subconvulsive 35 present a different picture. Although virtually no delta
activity is induced by subconvulsive therapy, the number of confabulatory
errors of four of the nine subconvulsive Ss queried increased substantially
during the treatment. Furthermore, while the confabulatory errors of
these four subconvulsive Ss persisted and even increased following the
course of therapy, the errors of the convulsive Ss queried, in contrast, decreased to the pretreatment level. Patterns of reversible error manifested

�390

KORIN AND FINK

by convulsive 55 have been reported in the various studies of the effects

of electroshock on different types of mental functioning.13 It was expected,
however, that confabulations would not be elicited in subconvulsive $5 at
is
cerebral
that
earlier
observations
of
view
dysfunction
in
period,
any
not induced in these patients.14
An explanation for the differences between the ‘convulsive’ and subc0nvulsive ‘inquiry’ 55 is that their therapies had differing effects on the
factor of practice. In 'convulsive’ 55, treatment diminished the practiceeffect, including those both with low and high degrees of slow-wave EEG
activity. For each test-interval, it was as if the ‘convulsive’ 55 were starting
anew. Under these conditions, only $5 with high EEG delta activity manifested a confabulatory set within a single test-period. After the course of
therapy, with the disappearance of the delta activity, convulsive 35 were
performing at the pretreatment-level. In the ‘subconvulsive’ $5, the set established in the pretreatment-interval was reinforced during each test-period
during treatment. Thus the subconvulsive S 5 made even more confabulatory
errors after treatment.
The results for the subconvulsive group of 55 indicate that certain of them
Such
brain-function.
of
alteration
without
make
an
errors
confabulatory
may
53 are apparently inﬂuenced by the E and may be described as being suggestible or acquiescent. The failure of the convulsive $5 to establish a set which
persisted for prolonged intervals of time, as did the subconvulsive SS, sugS’s
If
convulsive
from
effect
derived
for
the
basis
therapy.
a
therapeutic
gests
such
mental
set,
an interpretation
as
a
pathological,
regarded
are
symptoms
is particularly appropriate. From the point of view of concepts of mental
set, the effect of induced convulsions is to bring about a disruption of
maladaptive patterns of behavior.
The number of displacement-errors remained the same regardless of
whether an inquiry was made. These errors occurred much less frequently
than confabulations. During treatment, approximately 30% of the convulsive $5 of both the ‘inquiry’ and ‘no inquiry’ groups responded with at
least one displacement. This ﬁnding compares closely with the results of
33% with displacements obtained in a study of a similar population of
Hyman Korin, Max Fink, and S. Kwalwasser, Relation of changes in memory
and learning to improvement in electroshock. Conf. Neurol., 16, 1956, 88-96; Max
Fink, R. L. Kahn. and Hyman Korin, Effects of diffuse altered brain function on
XV C(mf. of Pryc/ool. Proceed, 1958, 238—239.
perception.
1“
Fink, Kahn, and Green, Experimental studies of the electroshock process, Dir.
New. $315., 19, 1958, 113-118.
’3

�SIMULTANEOUS TACTILE STIMULI

391

electroshock Ss in which touch-stimuli were applied by the clinical method.
Errors of displacement are not a prominent type of error in an electroshock population.
With regard to errors of extinction, differences were not signiﬁcant
between the ‘inquiry’ and ‘no inquiry’ groups. The high number of errors
of extinction before treatment and the subsequent decrease in errors during
treatment, noted in this study, is in contrast to the results obtained with
clinical tactile techniques. If clinical methods are used, few errors of
extinction are elicited before treatment and there is a marked increase in
error during treatment. The results obtained in this study are probably
related to the initial diﬂiculty experienced by Ss in perceiving electrical
stimuli at threshold and the rapid adaptation to the technique in further
testing. These factors play a greater role than the changes induced by the
treatment.
In initial studies with threshold electrical stimuli, it was believed that a
more sensitive test of changes in brain-function than the clinical tactile
method could be devised.15 For clinical purposes, however, the perceptual
patterns obtained with electrical stimulation lack sufﬁcient discriminability
as indices of brain dysfunction. In part, the deficiencies of the method may
be ascribed to the necessity for using ﬁxed electrodes and limitations in
switching arrangements at threshold. For clinical testing, therefore, simultaneous tactile stimuli applied rapidly in a varied sequence remains the
best index of altered brain function.1‘6
Summary and conclmiom. This study of the perception of simultaneously
applied tactile stimuli was undertaken to determine the relation between
the frequency of perceptual errors to the inquiry made by E. The relations
among inquiry, perceptual response, and the degree of brain dysfunction
were also considered.

In the test-procedure, the threshold (100% point) for square-wave
electrical stimuli applied to the hand and cheek of 61 psychiatric patients
was determined. Sequences of two simultaneous and single stimuli were
applied in a mixed order for the hand and cheek (heterologous stimulation) and both cheeks (homologous stimulation). Heterologous and homologous trials were alternated for each patient. For one group, an inquiry
was made following each response to a stimulation, while in a second
15
16

217.

Fink, Green, and Bender, op. (13., 46-58.
Green and Fink, Standardization of the face-hand test, Neurology, 4, 1954, 211-

�392

KORIN AND FINK

convulsive
55
treated
either
made.
or
The
by
were
was
no
inquiry
group,
subconvulsive courses of therapy, at three times a week for 12—20 applications.
There was a signiﬁcant relationship between the frequency of confabulatory errors and the inquiry (suggestion-induced set’) in both convulsive and subconvulsive patients. The confabulatory tendencies of these
patients, however, differed greatly. Although the errors for both increased
during treatment, errors decreased after treatment for the convulsive
differfurther.
increased
The
subconvulsive
but
in
the
errors
group
group,
ences between 'inquiry’ and 'no inquiry’ groups with regard to errors of
extinction or displacement were insigniﬁcant. In 'convulsive-inquiry’ 55,
the confabulatory errors of those with high degrees of EEG slow-wave
activity were signiﬁcantly more frequent than those with a low or moderate
degrees of slow wave activity.
The results of this study lead to the following conclusions:
(1) In tests with simultaneous electrical tactile stimuli the number of
confabulatory errors is related to an induced set suggested by ES inquiry.
(2 ) The number of confabultory errors is increased in $5 with braindysfunction in relation to an inquiry, but may also be induced in patients
without brain-dysfunction who are acquiescent and susceptible to suggestion.
(3) The frequency of errors of displacement or extinction is not related
to the ‘inquiry’ procedure.

��”era

Role of Stimulus Intensity

in Perception

of Simultaneous Tactile Stimuli

Hyman

Karin,

H!» on.

and
max

From
ELY.

ﬁnk,

MOD.

the Department of Experimental Psychiatry, Hillside Hospital, Glen Oaks,

Aided by

Institute
10-9 ’57

of the National Institute of Mental Health, National
of Health, 11.5. Public Health Service.

grant

M—927

.M/J- I
44/ f7

�III:
Role of Stimulus

10/9/57

Intensity in Perception

of Simultaneous Tactile Stimuli
and his coIn the course of the extensive investigations by Bender
stimuli,
workers (1, 2, 3,) into the perception of multiple simultaneous

of two stimuli
the pattern of failure of subjects to accurately report one
Since
led to a concept of an "order of dominance" in cutaneous perception.
dominance to biologic and
then, the relationShip of the observed pattern of
been the subject of
psychiatric concepts of body image and body scheme has

considerable speculation (h, 7, 8, 1h).
The

interrelationship of

body areas was

initially clearly

demonstrated

was noted
in simultaneous tactile tests of face and hand (2) in which it
that the stimuli to the hand were frequently not reported or mislocalized.
inference
These phenomena of "extinction" and "displacement“ led to the

that cheek area stimuli were "dominant" to
reports, Bender, Pink
inance for

and Green (3, 10,

tactile stimuli in

ll,

fell

stimuli.

In subsequent

12) described a

pattern of

dom-

which the face and the primary genital areas

were the most perceptive or dominant body

dominant; and the shoulder,

hand

areas; the

hand was the

foot, buttock, breast, back, thigh,

between these extremes in a mild gradient.

least

and abdomen

These observations were made

were most
in normal adults and children and psychiatric patients, but
the major portion
clearly discerned in patients with brain disease. Indeed,

of the data

relates to a

group of

patients with severe diffuse brain dys-

function under observation in a general psychiatric hospital.
Bender,
The basis for these phenomena is unclear. In their review,
Green and Fink

(3), after considering hypotheses ascribing significance to

and neurophysiologic
anatomic, psychophysiologic, genetic, environmental

�i

"no one theory‘adequately explains the organization

factors, conclude that
of

.2-

this pattern. Learning and maturation are probably factors, but

appears to be mostly inherent."

brain disease

and normal young

it

(h, 5), in studies of patients with

Cohn

children, emphasized the rostral order of

significance to "an ontogenetic or phylogenetic
thalamic residue in the sensory organization of the human brain." He noted
specifically, also, that this pattern was primarily associated with "the

dominance and ascribed

over-all sentient function of the brain."
A

elaboration of a maturational

more extensive

and developmental

explanation of the order of dominance was proposed by Linn (1h). Taking
the infantile patterns of sucking and feeding as a model, Linn ascribes
primitiveness in the development of the body image;
the dominant role of the genital area to the intensity of pleasurable sensation that the infant elicits from masturbation; and the subordinate position

face dominance to

role as an exploring and tension-relieving appendage
holds second place in awareness to its stimulation of the more

of the hand to

it

wherein

exciting
A

its

its

mouth and

genitalia.

neurophysiologic view was advanced by Critchley (6, 7),

who

after

expressing a preference for the term "tactile inattention" instead of
"extinction," emphasized the rostral order of dominance. He stated that
"strong stimulation of the healthy side suppresses the attentuated sensations
on the impaired

side,"

patients is probably

no more than an

which may be demonstrated

besides the

tactile -

that "tactile inattention in parietal

and concluded

instance of local neglect or disregard,

at times in

many

other spheres of consciousness

whether motor, visual or

spatial."

�.3...
A

psychophysiologic explanation

workers (10, 11), who found no

tactile threshold for

was eschewed by Bender and

relation between the order of

touch or pin prick.

(8), however, insisted that these patterns
an

overcome by

were only apparent when
They

hand stimulus by a stimulus

four stimuli to the hand.

dominance and

Denny-Brown, Meyer and Horenstein

alteration or loss of two-point discrimination.

that the extinction of the

his co-

The dominance

there

was

further demonstrated

to the leg could be

of the cheek to the hand

could not, however, be altered by ten stimuli to the hand.

following data further emphasizes psychophysiologic factors. These

The

studies represent the

initial report

of the technic of simultaneous

hand of

tactile stimulation tests to the

alteration in brain function induced

measurment of the

In the course of

of an investigation into the application
problem of

by electroshock therapy.

this study electrical stimuli were applied to the cheek and

psychiatric patients. Stimuli

were

either at threshold or supra-

threshold levels.
Two

(a)

aspects of the data are presented:
The

effect of alteration of relative strength of stimulus in the

order of dominance
(b)
:3va JECTS

The

on

face-hand tests; and

Relation of perceptual thresholds to the order of dominance.

ms

I-‘IETHOD:

subjects were

electroshock therapy.
mean age was

3h

consecutive psychiatric patients referred for

The range of

their ages

was between 21 and 65 and the

h5. Eleven patients were diagnosed as involutional melancholia,

thirteen as manic-depressive, depressed, eight as schizophrenia,and

two as

psychoneurosis mixed type. All testing was done prior to a course of electro-

�.11..

shock therapy and no patient had

clinical or

EEG

evidence of altered

brain function.
Two

model

S—hB

Grass squareswave stimulators were synchronized to

deliver either single or
unit

was connected

was monitored

two simultaneous

electrical stimuli.

to each stimulator to eliminate artifacts

visually by an oscilloscope.

A

An

isolation

and the output

switch bdx inserted in the

circuit permitted independent selection of the various body parts. An active
and an indifferent electrode required for each body part were small 3/8"
steel discs placed

1"

apart

and secured with

tape. Bentonite electrode

paste (Medcraft) was rubbed into the skin of each area before the electrodes
were applied.

patient was placed on a couch in a relaxed and supine pbsiticn..
To alleviate undue anxiety the nature of the testing was described.
It was
emphasized that only a slight tap-like sensation would be felt. The electrodes
The

were then placed on (1) the dorsum of the hands, (2) the mandibular area of

both cheeks and (3) the medial calf area of the legs.
In the

testing procedure, thresholds for the various

first determined. At
50

body

parts

were

a frequency of .3 cycles/second, and a pulse duration of

milliseconds, the voltage

was increased

in uniform time increments of .67

seconds (2 pulses) monitored from the oscilloscope,

ceived 100 percent of the stimuli. Increments of
hand and increments of 1

5

until the subject pervolts were applied to the

volt to the cheeks. After a ten second interval,

until sensation disappeared.' After another ten
second interval, the voltage was gradually increased by 1 volt each 6 seconds
until the patient reported 100 percent of the stimuli again. This reading was
the voltage was decreased

considered the minimal voltage required to produce threshold sensation.

�-5-

and

After the thresholds were determined, testing with a series of single
double simultaneous stimuli followed. The body parts tested were the

right
and

hand and

left

left

cheek (heterologous stimulation) and the

cheek homologous stimulation).

taneously or

one

part singly in a

Both

mixed order

parts

right cheek

were stimulated simul-

for ten trials for each of

the iollowing conditions:(l) threshold (2) suprathreshold (10 percent above
the threshold), (3) one body part at suprathreshold and the other at threshold
and (h) the reverse

(3).

The

order of presentation of conditions (1) and (2)

for conditions (3)

was

alternated for different subjects

and

(h). Similarly the order of presentation of the heterologous

logous stimulation was

and the same was done

and homo-

alternated.

Single stimuli were introduced as a control. Failure to report the
single stimulus indicated that the threshold had changed.
occurred, stimulation was increased until a
and 10

new

threshold

When

this change

was determined

trails were started anew.

RESULTS:

A.

Threshold Values.

The

threshold stimulation for perception

cheeks and legs. (Table

for the hands,

was determined

I).
TABLE

Mean Thresholds and

I

Standard Deviations

of Body Parts
Right

Hand

Hand

Left

Right

Left

7.85

29.25

22.35

2h.50

19.52

h.86

1h.88

'13.60

13.99

Left

Cheek

Cheek

Threshold (volts)

6.76

Standard Deviation

h.h7

Mean

Right

Leg

Leg

'

13.6h

�~6The

threshold values for the hands and legs are

3

to

h times higher than

the thresholds for the cheeks. While the threshold values in the legs are

less than in the hands, these differences lack statistical significance.
Variability of the threshold is considerably greater in the hands and legs,
than in the cheeks. There

is virtually

no overlapping of

thresholds,

however, where the cheeks and the hands are concerned.
B.

Extinction Patterns:

difference between the

The

or the

left

number of

extinctions of the right

cheek on stimulation of both parts with

hand

either threshold or

suprathreshold stimuli was not significant (Table II). Also, when both
cheeks were stimulated with either threshold or suprathreshold stimuli,
there were no differences in the number of extinctionszhzeach cheek .
(Table

III).

In contrast to these observations, stimulating one body part with a

suprathreshold stimulus and the other

at threshold, resulted in

a significant

increase in the failure to report the body part stimulated at threshold.
Thus the cheek was dominant over the hand, or the hand was dominant over
the cheek depending on the body part to which the stronger stimulus was

applied (Table

II). Altering the relative strength

of the stimuli applied

to the cheeks resulted in a similar predictable change in the pattern of
dominance (Table

III).

Further analysis of the data in Table

II indicates that the

hand was

dominant over the cheek with greater mean frequency (2.08) than the cheek
was dominant over the hand (1.0h)

for the threshold - suprathreshold

condition. This tendency is also evident

at suprathreshold.

If

it is

considereﬁ

when both

that the

parts were stimulated

mean

threshold for the hands

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-

�-7-

is approximately 30 volts, while for the
the difference

in incidence of extinction

stimulation was set at ten percent

may

be explained.

above the threshold

stimulus was therefore increased by

3

is

cheeks the threshold

volts

7

volts,

Suprathreshold

value.

The hand

and the face stimulus by only

increase, although proportionately
equivalent, appears to have given greater relative strength to the hand

1

volt

above the threshold value.

Such an

stimulus.
C.

Incidence of Extinction:
Regardless of pattern, the

mean

total of the

number of

extinctions

heterologous body parts were stimulated at threshold than
when these parts were stimulated with suprathreshold stimuli (Table IV).
For these same conditions of stimulation the differences between the mean

was

greater

number of

when

extinctions obtained

on homologous

stimulation of the cheeks lack

statistical significance but the results are in the direction
that a greater

number

of extinctions occur

when two body

which indicate

parts are stimulated

at threshold (Table IV). The failure to obtain a significant difference in
the latter instance is partly due to the fact that relatively few extinctions
are elicited

total

when homologous

number of

parts are stimulated.

These findings on the

extinctions are in agreement with previous observations (2).

�2.
TABLE

Mean

IV

of Combined Number of extinctions

For Varying Conditions of Threshold
and Suprathreshold

Both

Parts at

Threshold

A

-

Cheek

B

—

Band

A

- Left

B

- Right

%

Cheek
Cheek

Both Parts

SuprathreShold

3.11

1.63

.85

.56

Differences between the

at

mean number of

%

Stimuli

A
B

- SuprathreShold
- Threshold

A
B

1.68

1.31

extinctions at threshold

- Threshold
—

2oh3

1.10

and

the other three conditions of stimulation are significant for the
cheek and hand but are insignificant for both cheeks.

SupraThreshold

�-8DISCUSSION:

pattern of extinction following stimulation.with threshold and
suprathreshold stimuli has been determined. In contrast to the findings
The

of Bender, link and Green (2), face stimuli were not reported more frequently
than hand stimuli when either simultaneous threShold or suprathreshold

stimuli were applied.

Under these

conditions, neverthless,

it is

clear that

the pattern.of extinction for any the body parts can be readily altered by
stimulus
varying the relative strength of the stimuli. Thus,a suprathreshold
applied to the hand tends to obscure a threshold stimulus applied to the
cheek and when these stimuli

intensities are reversed, the cheek tends to

obscure the hand.

Theories which hold that dominance of the cheek over the hand

is

due

to an inherent factor, perceived body image, rostral dominance, developmental
principle, or a learned factor, are not supported by these observations. If
any of these

been

elicited

factors were involved, a pattern of face
when

dominance should have

the hand and cheek were stimulated with equivalent

stimuli at threshold

and suprathreshold

intensities.

Although, more recently, Bender (3) has advanced an inherent factor

theory, he previously attributed the extinction phenomenon to differences
in the thresholds of the various body parts and to the intensity of the

stimulation used (1),
strength of the

The

finding. in this study, that differences in the

simu taneous

stimuli

can

supports a stimulus intensity hypothesis.

alter the pattern
By

of extinction

inference, differences in

threshold also play a significant role.
That an intense stimulus elsewhere could raise the pain threshold as
This
much as 35% has been denonstrated by Hardy, Wolf and Goodell (13).

�-9:-

effect of a relatively intense stimulus

on the

threshold of another

stimulus has also been found by investigators using other stimuli (8, 9).
The problem

still

remains, however, how

it

is that

a

pattern of dominance,

particularly of the hierarchy determined by Bender and his coworkers, may
be elicited when presumably equivalent stimuli are applied by touch of hand.
The results of this study suggest an explanation. Stimuli of differing
intensities are required to elicit a threshold sensation for various body
parts.

’Uhen

these stimuli are increased 10 percent, the resultant stimuli

are proportional and are perceived as equivalent. In contrast, in clinically
touching two body parts, the stimuli are disproportionate relative to the
threshold value although approximately of equal intensity in their application.

differences in threShold for the hand and cheek, the tactile
to the cheek
stimulus/is proportionately more above the threshold than the stimulus to the
hand. Thus the cheek is perceived more frequently than the hand stimulus and

Because of the

has been considered "dominant."
A

threshold hypothesis was rejected (3)

on

the basis that the thresholds

for pressure and pain do not strictly corre5pond
to the dominance order elicited by the double simultaneous stimulation tests.
Most difficult to reconcile is Von Frey's finding that the pressure threshold
obtained by

Von Frey (16)

of the glans penis, which

is

second in dominance rank only to the cheek in

tested, is 111 grams per square millimeter; While
the hand, whichzislll least dominant, is only 12 grams per

a group of ten body parts

the threshold of

square millimeter.

Unfortunately, thresholds in the genital area for male and female have
seldom been determined. Von Frey's list of thresholds (16) is based on a

single subject.

His more

detailed observations (17), however, indicate that

�.10-

is virtually

there

no pressure sense

the perception of pain, warmth, and

in the glans penis or clitoris, although
cold is well developed. It is quite

with touch
possible that the punctate pressure threshold does not correlate
there the genital area is concerned but that instead some other sense or
combination of senses
Thresholds
and

is involved.

for the

dorsum

of the

hand and the cheek obtained by Von Frey

other investigators indicate that the cheek

is

considerably more sensitive

in agreement with the thresholds obtained
in this study. In a recent study of thresholds at various body sites Sigel
than the hand. These findings are

dorsum of the
(15) reported that "leg areas including thigh and ankle, also

definite tendency for higher thresholds. Scalp,
The anterior chest
temple, forehead and face tended to have lower thresholds.
lower thresholds.
arm and anterior wrist areas showed a tendency for
and

hands and the palm showed a

upper

Neck

areas,

ment

there

Bender and

abdomen and upper back showed no

is

no disagreement with

definite trend." In this state-

the order of

dominance as determined by

his coworkers.

the experimental results obtained here, it is proposed that the
may
dominance hierarchy elicited under the conditions of simultaneous testing
of the
be explained in rational terms on the basis of the relative strength
From

stimuli

and the area stimulus

theoretic constructs:n

threshold, without the invocation of other

�-llSUM-JURY:

Using square wave
the hands, cheeks, and

electrical stimuli, the threshold for perception in
calves were detennined in 3h psychiatric patients.

Simultaneous stimuli were applied in random sequence to combinations of
cheek and hand and both cheeks,

at threshold, suprathreshold

and combinations

of threshold and suprathreshold intensities.

MWSmmmmwsmmwdmcrﬁmhwmwswmmmwddmmmwwm
the differences between the number of extinctions in either part were NOT
significant. With stimuli of unequal intensity, however, (one stimulus at
threshold and one suprathreshold) there

was a

significant increase in the

failure to report the threshold stimulus.
The total number of extinctions is greater with threshold, than with
suprathreshold stimuli; ans greater in heterologous than in homologous

patterns of stimulation.
LOPELEQ-‘Pist

The

tests

may

clinically observed order of

dominance

in simultaneous tactile

he explained by psychophysiological phenomena without

resort

to theoretic constructs. Differences in the hireshold of perception in
various body parts provide the basis for the observed pattern of errors on
simultaneous

tactile tests at suprathreshold levels,

�Biblio ranhv
1.

W“

Bender, M;B. (1952): Disorders in Perception Sprin
Bender, HgB., Fink,

M;

and Green, M.A. (1951): Patterns in Perception

Tests of Face

on Simultaneous

field, Illinois.

and Hand, A.M.A: Arch.

Neurol.

&amp;

Psychiat. éé} 355-362.
3.

Bender, H.B., Green, H.A. and Fink,

M.

(l95h): Patterns of Perceptual

Organization with Simultaneous Stimuli,
EgyChiat.,

Neurol. n

lg: 233-255.

Cohn, R. (1951): On Certain Aspects of
Human

A.M.A. Arch.

Brain:

A

the Sensory Organization of the

Study in Rostral Dominance as Determined by

Ipsilateral Simultaneous Stimulation, J. Nerv:

Ment. Dis. 113:

h71~h8h.

S.

Cohn, R. (1951):

On

Certain Aspects of Sensory Organization of the

Brain:

II

—

Human

A

Study

in Rostral

Dominance

in Children,

Neuroloav, 1; 119-122.

Critchley, n. (1953):
Critchley,

M.

The

Parietal Lobes,

a

Go.

(19h9): Phenomenon of Tactile Inattention with Special

Reference to Earietal Lesions.
Denny-Brown,

London: Edward Arnold

3.,

Meyer,

J.S:

grain, 12: 538-561.

and Horenstein, S. (1952): The Significance

of Perceptual Rivalry Resulting from Parietal Lesion, grain, 15;
h33~h7la

9.

Dunoker, K. (1937): Some Preliminary Exneriments on the Mutual Influence

of Seine, Psychpl. Forsdh, g1: 311-326.

10.

Fink,

M.

and Bender, H.E. (1953): Perception of Simultaneous

Stimuli in Normal ChilCren, 1-Ieurologq,

;:

27~3h.

Tactile

�Bibliograghv
11. Fink, H., Green,

M.A. and Bender, M.D. (1953):

Perception of Simultaneous

Tactile Stimuli

by Mentally Defective Subjects,

gig. , Q1:

.

LLB-449

12. Fink, M., Green,

M.A. and Bender, M.B.

J.

Merv.

&amp;

Ment.

(l952):The Face-Hand Test as a

Diagnostic Sign of Organic Mental 85ndrome, Neurologz, g; hé-SB.
13.

Haroy, J.D., wolf, H.S. and Goodall, H. (19h0): Studies on Pain.
New

Method

for measuring Pain Threshold: Observations

Summation of Pain,

J. Clin. Invest., l2:

on

A

Spatial

6&amp;9-658.

Linn, L. (1955): Some Developmental Aspects of the Body Image, 223!

J. Eszchoana1., 2g; 1-7.

Sigel,

H. (1952): Cutaneous Sensory Threshold

Frequency Squareédave Current:

Site

II. -

The

Stimulation with High
Relationship of

and Skin Diseases to the Seesory Threshold,

Body

J. Invest. Derm.,

lg: hh7-h51.
16. Von Frey, E. (189M): Beitrage zur Physiologie des Schmerzinns, Egg.

Sachs. Ges.
17.

diss.,

Von Frey, M. (1895):

gé: 185-196 and 283-296.

Beitrege znr sinnephysiologie Haut, Ber. Sachs.

99g. ‘L;iss., £2: 166-18u.

�Karin: Amer. J. Psychol.
VI: 8-12-58

Role of Suggestion-Induced Set

in the Perception of

Simultaneous Tactile Stimuli

Hyman

Korin.fh.D.
and

max Fink M.D.

From the Department of Experimental Paychiatry,

Hillside Hospital,

Glen Oaks,

L.I.,

(in part) by grant 14-927 of the National Institute of Mental Health, National
Institutes of Health, U.S. Public Health Service.
Read at the Eastern PSydhological AsSOCiation, Philadelphia, April 11, 1958.

Aided

N.Y.

�Role of Suggestion-Induced Set

in the Perception of

Simultaneous Tactile Stimuli

influential role of "mental set" in determining subject response
to a perceptual task has been well documented (1). In studies of the
The

perception of simultaneous

tactile stimuli, various patterns of response

were observed which seemed

to

be

the result of "suggestion-induced set."

This investigation was undertaken, to determine the

different conditions of "set"

relation between

and the frequency and type

of perceptual

error elicited in tests with simultaneous stimuli.
Recently the advantages of the simultaneous stimulation of body parts

in tactile perceptual tests has been stressed (2).
simultaneous stimulation may

elicit

The

technique of

perceptual errors under conditions in

which successive single stimuli are correctly perceived.

'are applied to

body

parts at the

same

time, for example, only

may be

reported -

may be

perceived correctly and the other'mislocalized

an

error referred to as "extinction"; or

"displacement." Uccasionally,

if

testing sequence, these stimuli

-

stimuli

two

stimulus

one

one stimulus

error called
single stimuli are interspersed in the

may be

an

correctly reported, but an additional,

extraneous stimulus, (referred to as a "confabulation")
Such

‘When

errors of extinction, displacement,

may

also

and confabulation are

be

reported.

significantly

increased in patients with brain dysfunction.

1.

R. Leeper, Cognitive processes, in 5.5. Stevens,
Handbook of Experimental Psychology, 1951.

2.

M.

B. Bender, Disorders

in Perception,

1952; Bender,

Patterns of perceptual organization
with simultaneous stimuli; A.M.A. Arch. Neurgl. &amp; Psychiat.
M.A. Green and M. Fink,

1g: 195h, 233-255; Fink, Green and Bender. The face hand
test as a diagnostic sign of organic mental syndrome, Neurcl.
g: 1952, h6—58.

�.2errors of extinction and diaplacement occur, they are elicited in
a consistent pattern. Thus, on stimulation of the hand and face, the
stimulus to the face is usually reported correctly while that to the hand
When

is mislocalized or not reported.
parts, an "order of
and

testing various combinations of

dominance" may be described

genital areas are

often perceived.

By

in

which

body

stimuli to the face

most often perceived and those to the hand are

least

stimuli to the shoulder, foot,
are perceived in a gradient (3).

Between these extremes,

buttock, breast, back, thigh and abdomen

Theories inyolving factors of rostral dominance (h), maturation (S),

inattention (6),

and

inherent

body image (7) have been advanced

to explain

the organization of these perceptual patterns, but no one theory has adequately
explained

all

the facts.

Previously (8)

we

have ascribed

significance to the

relative intensity of the stimuli and the threshold value in the frequency
and the pattern of the "extinction" error, when electrical stimuli are applied
3. Bender,

h.

Green and Fink, 02.

cit.,

233-255.

certain aspects of the sensory organization of
the
brain. I: A study in rostral dominance as
determined by ipsilateral simultaneous stimulation, g,
Nerv. Ment. Dis. Eli: 1951, h7l-h8h; II: A study in rostral
dominance in children, 32339;. I, 1951, 110-122.
R. Cohn, On
human

S. Linn, Louis: Some developnental aspects of the body images,
Int. Jour. Psychoanal. 2gp 1955, 1-7.

6.

Critchley, The phenomena of tactile inattention with
specific references to parietal lesions, Brain 1;, l9h9, 538-561.

M.

_

7. Rnder,
8.

Op.

Cite, 77-88.

Fink, Role of stimulus intensity in perception
of simultaneous electrical cutaneous stimuli, J. Hillside Hosp.

H. Korin and M.
Q,

1957, 2&amp;1-250.

�.3threshold and suprathreshold intensities. The present study was undertaken
to assess the-relation between "suggestion-induced set" and errors of
confaoulaticn and diSplacement.

The

Specific problem studied

is

whether

in the testing procedure is significantly related to the
frequency and type of these errors. Since these errors are most prominent
an "inquiry"

in Subjects with cerebral dysfunction, patients undergoing convulsive and
subconvulsive therapies were studied.

Subjects:
The

subjects

were 61 consecutive psychotic

electroconvulsive therapy.

patients referred for

Their ages ranged between

21 and 67 and

the

ho. Thirty-seven patients received convulsive therapy, While
fourteen first received subconvulsive therapy and then were transferred to

mean age was

convulsive therapy.

Ten

patients were treated with subconvulsive therapy

only. Patients were selected for the convulsive or subconvulsive treatment
on a random

basis by the supervising psychiatrist.

�Procedure:
Two

model S-hB Grass squaredwave

stimulators

were synchronized to

deliver either single or simultaneous electrical stimuli. An isolation
unit was connected with each stimulator to eliminate artifacts and the
output was visually monitored by an oscilloscope.

A

switch box was inserted

in the circuit to permit independent selection of the various body parts.
The active and indifferent electrodes for each body part were small 3/8"
steel discs, placed 1" apart and secured with tape. Bentonite electrode
paste was rubbed into the skin of each area before the electrodes were

applied.
The

patient

was placed on a couch

in a relaxed

and supine

position.

alleviate undue anxiety the nature of the testing was described. It
was emphasized that a slight tap-like sensation.would be felt. The electrodes
To

were then placed on (a) the dorsum of the hands, (b) the mandibular area of

both cheeks and (c) the medial aspect of the calves of the legs.
Thresholds

for the various

body

parts were

first

determined. At a

frequency of .3 cycles per second and a pulse duration of
the voltage was increased

in

SO

millbeccnds,

uniform increments of five volts to the hands

volt to the cheeks every 6.7 seconds (2 pulses) until the subject
perceived 100 per cent of the stimuli. After a ten second interval, voltages
and One

were decreased
second

until the sensation

was no longer

interval, voltages were increased

patient again reported

100

by 1

reported. After another ten

volt every

6 seconds

per cent of the stimuli. This reading

until the

was

considered the minimal voltage required to produce threshold sensation.

After thresholds
h

single

were

were determined,

and 6 double simultaneous

the right hand

and

left

testing with a

random

stimuli followed. In

body

series of

parts tested

cheek (heterologous stimulation) and the

right

�-scheek and

left

cheek (homologous stimulation).

Stimuli were applied
either simultaneously or to one part singly, in a mixed order for ten

trials

(Table

homologous

I).

The

order of presentation of the heterologous and

stimulation was alternated.
TABLE

I

Failure to report the interSpersed single stimuli served as an index

that the perceptual threshold had changed. Such a change occurred infrequently, and at these times the threShold was again determined, and the
10

testing trials

were

repeated.

patients

were

tested in

The

"no-inquiry" group.

The

and nine'subconvulsive

two groups: an "inquiry" group and a

"inquiry“ group, consisting of 2h convulsive

subjects,

was asked the question-"anywhere

after each responseto a stimulation.

No

question

"no-inquiry" group, which consisted of

27

convulsive and

was asked

else"

of the

15 suboonvulsive

patients. This total exceeds 61, since one patient in the inquiry group
and thirteen in the no-inquiry group were included both in the convulsive
and the subconvulsive

series.

Electroencephalograms were obtained
day following a

treatment.

in each patient weekly

These records were

quantitatively

for the degree of induced leW'wave (delta) activity (9).

on the

meaSured

Both

the

convulsive and the subconvulsive treatments were administered three times
weekly on alternate days.

9.

Pink and R.L. Kahn, Relation of EEG delta activity
to behavioral reSponse in electroshock: Quantitative
serial studies, A.M.A. Arch. Neurol. &amp; Psychiat. 78

M.

1957: 516‘525 o

�TABLE

I

Order of Presentation of Stimuli

Right Hand

Left

Cheek

Right Cheek

Left

Cheek

'Right hand-Left cheek

Right cheek

Right hand

Right cheekéLeft cheek

Left cheek

Left cheek

Right hand-Left cheek

Right cheek

Right hand-Left cheek

Right cheek-Left cheek

Left cheek

Right cheek-Left cheek

Right hand-Left cheek

Left cheek

Right hand

Right cheek-Left cheek

Right hand-Left cheek

Right cheek

Right hand-Left cheek

Right cheek-Left cheek

�“HW1

Results:
A.
two

Confabulation Error:

stimuli were reported

A

reaponse was scored as a confabulation

when only a

single stimulus

was

applied.

if

The

II.

observations are noted in Table

TmBLE

Convulsive vs Subconvulsive:

II
Confabulatory errors were elicited

pretreatment both in the convulsive and the subconvulsive patients. During
treatment the errors increased with approximately the same frequency. The

in the convulsive treated patients and
from .22 to .70 in the subconvulsive treated patients. Post-treatment,

mean

error increased from .08 to

.72

however, the mean number of confabuLations persisted in the subconvulsive

patients (1.00) but declined in the convulsive patients (.10). The difference
in number of errors between the convulsive and subconvulsive groups is

significant post-treatment, but not in either the pretreatment or treatment
periods.
In the no-inquiry group few confabulations occurred at

any

interval

of testing for either the convulsive or the subccnvulsive patients.
Inquiry vs No-Inquiry:

While the differences

in the

mean number

of errors reported by the subconvulsive and the convulsive patients lacks

'significance pretreatment, that between the subconvulsive inquiry differed
significantly from the subconvulsive no-inquiry patients. During treatment
the number df confabulations increased, and this difference

in a comparison of the inquiry

and

is significant

the no-inquiry procedures, both in the

convulsive and subconvulsive groups. These differences during the treatment

interval are based

on the

of the inquiry group.

substantial increase in the

number of confabulations

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�-9After the course of therapy, the confabulations of the convulsive
inquiry patients decreased to the pretreatment level,
between the convulsive inquiry and no-inquiry groups

not significant. In contrast, the

mean number

and

differences

at this time

were

of errors of the subconvulsive

inquiry patients increased. Data for the post-treatment subconvulsive

no-inquiry group was not available as these patients
to convulsive treatment
A

and were not

were

usually transferred

available for post-treatment tests.

comparison between the inquiry and no-inquiry subconvulsive patients

post-treatment cannot be made.
B.

Displacement Error:

one of two

stimuli

was reported

A

reSponse was scored as a displacement

correctly

and the

other

was

if

mislocalized.

rarely elicited in any of the greups (Table III).
of displacements tended to be greater, however, during

Displacements were
The mean number

treatment for the convulsive patients but the differences from the pretreatment interval lack significance.

�—10‘TABLE

mean Number

III

of Digplacement Errors
Convulsive
No-Inqyiry

Inquiry

Subconvulsive
No-Inquiry

Inquiry

Pretreatment

.06

.07

0

Treatment

.09

.10

.02

.01

Post-Treatment

.08

.02

.06

0

Inter

and

intra

group differences are not significant

0

at any interval.

�-llC.

Extinction Error:

An

error

one of two simultaneously applied

stimuli

extinction error between the inquiry

at

any

scored as an "extinction"

was

reported.

was

if

only

difference in

The

and no-inquiry groups was not

significant

interval during the course of therapy both for the convulsive and

subconvulsive patients (Table IV). During treatment, the mean number of

extinctions decreased in all groups.

this interval, the difference

At

between the convulsive and subconvulsive inquiry patients was

Postetreatment the errors of
D. Confabulation
number

Error

all
and

significant.

the groups decreased further.
EEG

Change; An

analysis

was made of the

of confabulation errors elicited in convulsive patients in relation
Inquiry patients with high

to the degree of encephalographic change.
degrees of delta activity

made

significantly more confabulation errors

than inquiry patients with moderate and low degrees of delta activity.
(Table V), while few errors were reported in the no-inquiry patients

regardless of the degree of
and low EEG

inquiry groups

EEG

was

change.

The mean

similar to the

score of the moderate

mean

scores of the no-inquiry
‘

patients.
No EEG

slow wave

subconvulsive

activity or

patients.

number of confabulation

significantly during

low degrees of such

occurred

activity/in the

However, as had previously been

indicated, the

errors of the subconvulsive group increased

and

after treatment.

increasing confabulation errors in four

This increase resulted from

of the nine

Pqu-u-u-Iu-o-O-u ‘-

patients.

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TABLE V

Relation Between Degree of EEG-Delta Activity and
Number of Confabulation Errors

Mean

Degree of Delta Activity
High
Mean Number

Confabulation
Errors

)
)
)

Inquiry
No

Inquiry

.81

(N.=9)

.10 (N=21)

Mederete-Low

Difference

.19 (Halo)

.62

.07 (N=b)

.03

Significance
p

4 .05
N.S.

�Discussion:

elicited

Displacement, confabulation and extinction errors are
sequences of multiple and single

tactile stimuli are applied to

tests with touch stimulation, these errors are

In clinical

when

body

parts.

most prominent

in patients with cerebral disease (10). Theories Which have been advanced
to account for the occurrence of such errors have therefore emphasized
endogenous

factors involving the central nervous system.

That

the fre-

quency and type of response to a perceptual task may be markedly altered
by the immediate aspects of a

situation is indicated

by the numerous

studies of the role of set in perception (11). In this study the stimulus
situation has been varied to bring about differing conditions of mental set.

factors have not been neglected, and the relation
between the effects of different degrees of brain dysfunction has also been
However, the endogenous

determined.
In the course of convulsive therapy a marked increase in the number
of confabulation errors is brought about by the examiner's query of "anywhere
else?" following each stimulation. of the convulsive patients

who were asked

the question, confabulations were elicited primarily inthe group with high
degrees of

EEG

81

w

wave

activity

(marked

cerebral dysfunction)

and not

in

the group with low and moderate degrees (minimal cerebral dysfunction).
The importance

of the inquiry

is thus

enphasized by the consideration that

activity, there was little tendency for
confabulation errors to occur in convulsive patients when no inquiry was
regardless of changes in

EEG

10. Fink, Green and Bender, op.
11. Leeper, op.
M. Pollack,

cit., -

cit. ,

146-58.

.
.S. Battersby and M.B.Bender, Tachistoscopic
identification of contours in patients with brain damage,
J. Comp. Physiol. Bszghol. g9, 1957, 220-227.

made.

�.15Thus both

inquiry

and high degrees of EEG

delta activity provided the

milieu faVOrable to evoking confabulatory errors.

patients present a different picture. Although, virtually
delta activity is induced by subconvulsive therapy, the number of
Subconvulsive

no

confabulation errors of four of the nine subconvulsive patients queried
increased substantially during the treatment. Furthermore, While the
confabulation errors of these subconvulsive patients persisted and even
increased following the course of ﬂierapy, those of the convulsive patients
queried, in contrast, decreased to the pretreatment level. Patterns of
reversible decrement manifested by convulsive patients has been reported

WW

studies of the effects of electroShock

in the

of mental functioning (12). However,

it was

on

different types

expected that confabulations

elicited in subconvulsive patients at any interval, in.view
of earlier observations that cerebral dysfunction is not induced in these

would

not

be

patients (13).
An

explanation for the differences between the convulsive and

convulsive inquiry patients

is that their therapies

had differing

sub—

effects-

the practice factor. In convulsive patients, treatment diminished the
practice effect in all subjects, including those both with low and high
on

degrees of slow wave activity. Fbr each test interval, it was as if the
12. H.Korin, M. Fink and S. Kwalwasser, Relation of changes

in

memory and

learning to

ercts

improvement

in electroshock,

lg, 1956, 88-96; M. Fink, R.L. Kahn andon
of diffuse altered brain function
of Psychol. Proceed., 1958, 238-239.
EE’Conf.
perception,
Conf. Neural.

13.

Fink, R.L. Kahn and M.A. Green, Experimental Studies
of the electroshock process, Dis. Nerv. 528. 12, 1958,

M.

113-118.

�-16convulsive patients were starting anew.

patients with high

EEG

Under these conditions only

delta activity manifested a confabulatory set

within a single test period. After the course of therapy, with the
disappearance of the delta activity, convulsive patients were performing

at the pretreatment level. In the subconvulsive patients, the set
established in the pretreatment interval

test period during treatment.
more confebulatory
The
may make

Such

was re-enforced during each

Thus the subconvulsive

patients

made even

errors post-treatment.

results for the subconvulsive

group

indicate that certain patients

confabulation errors without an alteration of brain function.

patients are apparently influenced

as being suggestible or acquiescent.

by the examiner and may be described

The

failure of the convulsive patients

.to establish a set which persisted for prolonged intervals of time as did
the subconvulsive patients suggests a basis for the therapeutic effect
derived from convulsive therapy.

‘If the symptoms of the

patient are

interpretation is particularly
appropriate. From the point of view of concepts of mental set, the effect
of induced convulsions is to bring about a disruption of maladaptive patterns
regarded as a pathologic mental

set,

such an

of behavior.
The number

of displacement errors remained the

whether an inquiry was made.

than confabulations.

same

regardless of

errors occurred

much

During treatment approximately

30%

patients of both the inquiry

These

less frequently
of the convulsive

and no-inquiry groups responded with

one diaplacement. This finding compares

at least

closely with the results of

33%

with displacements obtained in a study of a similar population of electroshock patients in which touch stimuli were applied by the
1h.

M.

Fink, unpublished data.

clinical

method (1h)

�Displacement errors are not a prominent type of error

in an electroShock

pepulation.
With regard to the

extinction error, differences

were not

significant

between inquiry and no-inquiry groups. The high number of extinction errors

pretreatment and the subsequent decrease in errors during treatment, in this
study,

is in contrast

If clinical-tactile

to the results obtained with clinical

tactile techniques.

extinction errors are elicited
increase in error during treatment. The

methods are used, few

is a marked
results obtained in this Study are probably related to the initial difficulty
experienced by the patient in perceiving electrical stimuli at threshold
pretreatment and there

the rapid adaptation to the technique in further testing.
play a greater role than the changes induced by the treatment.
and

In

that a

initial studies
Bore

with threShold electrical stimuli,

it

These

factors

was believed

sensitive test of changes in brain function than the clinical-

for clinical purposes the
perceptual patterns obtained with electrical stimulation lack sufficient

tactile

method (15) could be devised.

however,

discriminability as indices of brain dysfunction. In part, the deficiences
of the method may be ascribed to the necessity for using fixed electrodes
and limitations in switching arrangements at threshold. For clinical
.

testing, therefore, simultaneous tactile stimuli applied rapidly in varied
sequence remains the best index= of altered brain function (16).
15.

Fink, Green.and Bender, gghgit,, h6-58

16.

M.

Green and M. Fink, Standardization of the face-hand

test,

Neurology,

h

l95h, 211-217.

�-18..
Summary:

tactile

This study of the perception of simultaneously applied

stimuli

was undertaken to determine the

relation

between the frequency

of perceptual errors to the inquiry made by the examiner.

The

relation

between inquiry, perceptual response and the degree of brain dysfunction
was

also considered.
In the test procedure, the threshold (100 per cent point) for square

wave

electrical stimuli, applied to the

patients

was applied
and

in a

mixed order

to both cheeks

trials
made

determined. Sequences of

was

two simultaneous and

for the hand

(homologous

were alternated

hand and cheek of 61

psychiatric
single stimuli

and cheek (heterogenous stimulation)

stimulation) Heterologous and

for each patient. For

one group, an

homologous

inquiry was

following each reSponse to a stimulation, while in a second group,

Patients were treated either-by convulsive or subconvulsive courses of therapy, at three times per-week for 12-20 applications.

no inquiry was made.

There

errors

significant relationdhip between the frequency of confabulation
the inquiry ("suggestion-induced set") in both convulsive and

Was

and

subconVulsive

a

patients.v However, the confabulatory tendencies of these

patients differed. Although the errors for both increased during treatment,
errors decreased post-treatment for the convulsive group, but in the
subconvulsive group errors increased

inquiry
errors

further.

differences

between

and no-inquiry groups with regard to

were

extinction or displacement
insignificant. £:;.convulsive-inquiry patients, the confabulatory

errors of patients with high degrees of
more frequent than those of
wave

The

activity.

slow-wave

patients with a

low

activity

were

significantly

or moderate degrees of slow

�.19-

Conclusions:

tests with simultaneous electrical tactile stimuli the number
of Confabulatory errors is related to an induced set suggested uy the
In

examiner' s inquiry.
The number

of confabulatory errors is increased in patients with

brain dysfunction in relation to

an

inquiry, but

may

also

in patientS'without brain dysfunction.who are acquiescent

be induced
and

susceptible

to suggestion.
The

frequency of displacement or extinction errors

to the inquiry procedure.

is not related

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                    <text>Reprinted from: E. ROTHLIN (Editor), Neuro-Psychopharmacology, Vol. 2 (1961),
Proceedings of the 2nd International Meeting of the Collegium Internationale
Neuro-Psychopharmacologicum, Basle 1960
From the Discussion to the First Symposium:
THE PROBLEM OF ANTAGONISTS TO PSYCHOTROPIC DRUGS

MAX FINK
Department of Experimental Psychiatry, Hillside Hospital,
Glen Oaks, N. Y. (U.S.A.)
’

It has been

a privilege and a pleasure to read and to listen to the reports by Drs.

and DENBER. These authors have approached the problem of antagonists
to psychotropic drugs from different vantage points: Dr. GADDUM that of the pharma—
cologist — theoretician, assessing general issues; and Dr. DENBER, the experimental
clinician with a speciﬁc problem exemplifying a theoretic principle.
Dr. GADDUM essayed a broad classiﬁcation of drug antagonisms
emphasizing
c0mpetitive inhibition. While studies of this concept have a likelihood of clarifying our
GADDUM

References p. 32.

�DISCUSSION

31

knowledge of drug action, there was little that could be speciﬁed at present. This View,
founded on extensive experience, suggests that a critical appraisal is necessary of the
and
of
relation
theories
serotonin,
fanciful
the
5—hydroxytryptophan
recent
on
many
amine oxidases, amongst others, to human psychoses. If I interpret Dr. GADDUM’s
review correctly, he is describing basic postulates which must be satisfied before drug
antagonisms are established, and such establishment is requisite to the determination
of the site of action of such interactions. Dr. GADDUM notes, that for the determination
of competitive inhibition, four considerations must be fulﬁlled, i.e.:
I. control drugs are not inhibited;
2. antagonistic actions are demonstrable at several sites or systems;
3. dose relationships are systematic; and
4. agents have a common chemical grouping.
To these I would also add, that for such determinations of competitive inhibition
to have signiﬁcance for human psycho—pharmacology, the antagonisms should
not be based on work limited to a single animal species, but should be demonstrated in man.
Dr. DENBER has approached the problem from a speciﬁc experiment — the meas—
urement of changes in various blood chemical elements and gross clinical behavior in
chronic relapsing psychotic subjects. These patients were studied before and after
intravenous mescaline followed by a variety of phenothiazine agents administered as
“antagonists”. Dr. DENBER conﬁrmed his earlier studies that various phenothiazine
derivatives, excepting diethazine, are effective in modifying mescaline clinical affects;
and that such effects are related to the halogenation of the chemical ring structure.
Parenthetically, we can conﬁrm the observation that diethazine is not an antagonist
for hallucinogens, for in our studies diethazine induced illusory states and EEG
desynchronization in psychiatric patients, similar to mescalinel.
The biochemical data indicates the wide range of behaviors altered by these
broad acting agents. Like his earlier studies on the changes in the EEG, and the observations from others of the blocking of induced psychotomimetic effects as measured in
frame—
theoretic
from
be
this
data
must
a
analyzed
etc.,
mood,
perception,
language,
work of the relevance, or imputed causal relations, of such observations to clinical
behavior. No such framework is given and the assumed connection between these
blood changes and clinical behavior is obscure. Indeed, Dr. DENBER concludes that:
“In all probability, the reactions observed represent part of a total body response
to a stress-. .
Assuming this conclusion is a reasonable working hypothesis, we are taxed by the
problem of critical experiments to elucidate the body response to psychotomimetic
and psychotropic agents. In this task we are faced by a number of monumental
problems, and it is here that Dr. GADDUM’S principles and Dr. DENBER’S experiments
approach a common base, albeit tenuous. For what Dr. GADDUM fails to indicate in
his principles are the signiﬁcant behaviors to be studied; while Dr. DENBER selects
be—
interactive
clinical
of
and
—~that
blood
of
behavior
global
chemistry
two aspects
havior — as dependent variables.
It is the selection of signiﬁcant experimental variables and their quantiﬁcation
that represents a central problem of human psychopharmacologic research today.
Assuming that the laws of human interpersonal behavior are the goals of our studies,
and that psychopharmacology represents one aspect of the modiﬁcation of human
References

12.

32.

�FIRST SYMPOSIUM

32

interpersonal behavior, what evidence is there that any single aspect of task behavior
is correlated with changes in interpersonal behavior induced by drugs?
I am troubled by the fact that innumerable investigations have selected a single
or few variables on the biochemical level and correlated these with a single or few
variables on the behavioral level, the selection of which is not designed to elucidate a
theoretic framework but rather based on a vague personal notion. Thus, investigator
after investigator selects pole climbing, bar pressing, conditioned avoidance, jiggle
cage movement, etc. as single variables in a wide range of animal studies; and rating
scales, self—ratings, psychomotor tasks, EEG, blood pressure, and many others in
human studies as single signiﬁcant variables. Few studies assess the relevance of these
tasks for the prediction of the direction or efﬁcacy of drug effects on interpersonal
behavior.
Other signiﬁcant problems include that of generalizing from non—psychopathic
populations to our understanding of disordered human behavior. A sub—aspect of this
problem is the generalization from one psychopathic population to another without
fully taking into account such population factors as genetic predisposition, early
organic traumata, varying acculturation processess and sociologic status upon population characteristics. These aspects may so alter the observations obtained with a
speciﬁc pharmacologic agent as to give varying, and occasionally opposite results when
similar studies are done in different settings.
Some years ago, Dr. ABRAHAM WIKLER outlined the problem facing experimental
psychopharmacologistsZ. In assessing the relation of psychopharmacology to experimental psychiatry, he recommended:
“In psychiatry we need more properly controlled studies on the comparative
effects of a variety of drugs, on the behavior of varied, but selected, homogeneous
groups of subjects, under varied but standardized experimental conditions, and with
varied but speciﬁed activities of the observer.”
In this I concur and commend it to the Collegium as the most logical beginning
to the resolution of the problems of antagonists to psychotropic agents.
REFERENCES
1
2

M. FINK, Effect of anticholinergic agent, Diethazine on EEG and behavior: signiﬁcance for
theory of convulsive therapy. A .M.A. Arch. Neurol. Psychiat, 80 (1958) 380.
A. WIKLER, The Relation of Psychiatry to Pharmacology, Williams &amp; Wilkins, Baltimore, Md.,
I957-

Printed

in‘

The Netherlands

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First

I

I

S C U 3 8

Synponiun

TH! PROBLBH'OF ANTAGOHISTS

lax 713k,

~

0

l

0.1.H.P.

TO PSYCKOTROPIC DRUGS

H.D.

Pro. tho Depart-ant o! Bxporinontal Psychintry,
Billlido Hoapitnl, clan Oaks l.!.
July hth, 1960, 3:310, Switaorland

�It
listen

has been a privilege and a pleasure to read and to
to the reports by Drs. Gaddun and Denber. These

authors have approached the problem or antagonists to
psychotropic drugs from different vantage points Dr. Gaddna that or the pharmacologist - theoretician, assess~
ing general issues; and Dr. Denber, the experimental-clinician
with a specific problen exeaplitying a theoretic principle.
—

Dr. Gaddnn essayed a breed

classification of drug antagonisns emphasising conpetitive inhibition. While studies of
this concept have a likelihood of clarifying our knowledge of
drug action, there was little that could be specified at
present.
This view, founded on extensive experience, suggests that a
critical
appraisal is necessary d’the nany recent fanciful theories on
the relation of serotonin, S—hydroxytryptephan and anine
oxidases,

alongst others, to huaan psychoses. It I interpret Dr. Gaddun's
review correctly, he is describing basic postulates which must
be satisfied before drug antagonisns are
established, and such
establishnent is requisite to the deternination of the site of
action or such interactions. Dr. Oaddna notes, that for the
determination of competitive inhibition, four considerations
nuet be fulfilled:

i.e.:

(1) control drugs are not inhibited;
(2) antagonistic actions sre demonstrable at several
sites or systems;

�To

(3) dose rslaticnships are systoaaticg and
(h) agonts hsvs a con-on cboaical grouping.
that
would
for ouch dotorsinatioos of
thoss I
also add,

coapotitivo inhibition to have significance for huaan psycho~
pharmacology, tho antagodsus should not be basod on work
bo
doaonstrablo
should
but
aniacl
a
to
spacios,
single
liaitod
in san.
Dr. Donbor has approacbad tho probloa Iron a spocitic
oxpariaont - tho aoasursaont of changoa in various blood ohsaical
closonta and gross clinical behavior in chronic rolapsiog psychotic
and
intravonous
botoro
Thoso
studiod
attor
scro
patioots
subjects.
aoscalino followed by a varicty of phonothiasino agonts adaioistorod so *antsgonists'. Dr. Donbor contirsod his oarlior studios
that various phonothiosino dorivativos, oxcspting diothasino, aro
ottoctivo in soditying aoscalins clinical atrocts; and that such
ottocts arc rolatod to tho halogonation of tho choaical ring
structuro. Paronthotically, so can contira tho cbsorvation that
diothasino is not an antagonist for hallucinogons, for in our
studios diotbasino iodacod illusory stats: and EEG dosynchronisatioc in psychiatric potiouts, aioilar to aoscalino (1).
Tbs biochoaicsl data indicatos tho aids songs of bohaviors
altorod by thoso broad acting scouts. Liko his oarlior studios?
on tho changos in tho EEG, and tho cbsorvations from othors of
tho blocking of indccod psychctoaiaotic ottocts as Ioascrod in
bo
snot
data
analysod
this
languago, aood, porcopticc, otc.,

�-3Iron a theoretic fraaevork of the relevance, or iapcted cancel
relatione, of anch obeervationa to clinical behaviour. No Inch
fraaevork ia given and the aeauaed connection between these
blood changee and clinical behavior in ebecnre. Indeed, Dr. Denber

that:
"In all probability, the reactione obaerved repreeent
part or a total body reaponee to a atreaa- ...'
leenaing thie conclnaion ie a reaeonable working hypo-»
theeie, we are taxed by the problea of critical experiaente
concludee

to elucidate the body reeponee to peyohotoaiaetic and paychetropic agent. In thia teak we are faced by a nnaber of
aonnaental probleae, and it ie here that Dr. Gaddna'e principlee
and Dr. Denber’a experiaenta approach a coaeon baae, albeit
tennoce. For what Dr. Gaddna taile to indicate in hie principlee
are the eignificant behaviore to be atodied; while Dr. Denber
eelecte two aapecta of behavior - that of blood cheaietry and
global clinical interactive behavior - aa dependent variables.
It in the eelection or significant experiaental variablee
and their quantification that repreeente a central problea o:
hnaan peyohopharaacologic reeearch today. ieanaing that the
lava o: hnaan interpereonal behavior are the goale or our etndiee,
and that paychopharnacology repreeenta one aepect of the aodification or hnaan interperaonal behavior, what evidence ie there
that any single aepect of teak behavior is correlated with ehangee
in interpereonal behavior induced by drugs?

�-1...

I on troubled by the tent thet innnnereble investicetione
heve eelected e eingle or ten veriehlee on the bieeheeioel level
end correleted theee with e eincle or ten verieblee on the
behevierel level, the eelectien or which ie not deeigncd to
elncidete e theoretic freeeeork but rether beeed on e vogue
pereenel notion. Thne, inveetigetor efter inveetigetor eelecte
pole cliebing, her preeeing, conditioned evoidence, Jigcle cege
leveeent, etc. ee eingle veriehlee in e wide reuse of enieel
etndiee; end retina ecelec, eelt-retinge, peyohoeotor teeke,
EEO, blood preeenre, end eeny othere in hneen etndiee ee single
eixnificent verieblee. rev etndiee eeeeee the relevence of these
teeke tor the prediction of the direction or etficecy o8 drug
ettecte on interpereonel behevior.
Other eigniticent prohleee include thet o: generelieing
tree non-peyohopethio populetione to our underetending of
dieordered hneen behevior. e eobaeepect of this problee is the
generelieetien free one peychopethic populetion to enother without
ench
eccount
into
populetion rectore ee genetic
teking
telly
prediepoeition, eerly orgenic tredeete, verying eccnlturetion
proceeeee end eociologio etetne upon popnletion cherecterietice.»
Theee eepeote eey eo elter the oheervetione chteined with e epecifio
phereeoologic egeet ee to give verying, end oceeeionelly opposite
reenlte when eieiler etndiee ere done in different settings.

�-5Solo yoara ago, Dr. Ahrahaa Hiklor ootlinod tho prohloa
In
aoooooiog
(2).
paychopharacologiato
oxporiaontal
facing

tho relation of poyohopharoacology to oxporioontal psychiatry,
ho roconaondods
'Iu poychiatry Io nood noro properly controllod
otndioo on tho oooparativo ottocto of a variety of drogo,
on tho behavior of variod, hot ooloctod, hologonoooo
groups or ouhaooto, undor variod hot otandardiaod

oxporiaontal conditiono, and with variod but opocitiod
activitioa of tho oboorvor.’
In this I concur, and connond it to tho collogiuo an the
aoot logical hoaiuning to tho roaolution of tho prohloao of
antagoniota to psychotropic agonto.

�1.

link, n: Effect at Antieholinergic Agent, Dietheeine3on
EEG end Behavior:
Significance fer Theory of
Convaleive Therapy.
.§_o_

2.

"‘

AHA

Arch. ﬁgural. a Pezehiet.

380‘387, 1958.

Hitler, A: The Relation of Pezphiatrz to Phernecologzl
In. Wilkins, Beltinere, 1957.

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                    <text>M. FINK
From the Department of Experimental Psychiatry, Hillside Hospital

7

Glen Oaks (N. Y.)

Meeting on the Techniques for the Study of Psychotropic Drugs
Bologna 1960
DISCUSSION OF THE REPORT OF Prof. MARCEL MONNIER

Reprinted from the:

of

Acta of the International Meeting on the Techniques for the Study
Psychotropic Drugs» - Bologna June 26-27th 1960
«

MODENA —&gt;SOCIETA TIPOGRAFICA MODENESE

�Dr. Monnier‘s excellent review presents a vivid picture of neurophysiologic techniques in the study of drug effects. From monosyna‘ptic and poly—
synaptic to organismic patterns the methods of study appear rich in promise.
One phase of these studies, that of cortical EEG analysis, has been of considerable interest to our laboratory, Changes in EEG patterns induced by pharmacologic agents are generally considered to be poorly related to changes in
clinical behavior. Yet, from the extensive experience with anesthetics, alcohol. sedatives and convulsants, and the theoretical views ascribing to brain
function a central role in conscious behavior we would expect that psychotropic drugs may also have signiﬁcant electrographic behavioral relations.
The difﬁculties in such studies lie in inter—species differences in physiologic
response, the range of inter-individual and intra—individual variability in
both neurophysiologic and behavioral parameters, and the wide variety of
events which must be measured to obtain a reasonable image of mammalian
interactive behavior. A further difﬁculty has been a lack of reasonable theo—
retic models of brain function-behavioral interrelations. Recent suggestions,
however, may be helpful, including the synaptic models of Marrazz‘i (l)
amongst others; the brain stem models of Magoun, as elaborated by Hi‘mwich
(2): and the general neuro‘physiovloglic~adaptive views of Wlikler (3), Weinstein (4‘) and our laboratory (5).
In 1954. Wikler (6) stated that drugs that alter human behavior in the
direction of EEG desynchronization are associated with behavioral excite—
ment. alertness, illusory sensations, and hallucinations; while drugs which
induce EEG synchronization, with or without increased slowing, are associa—
ted with sedation. tranquillization and decreased excitement. In our studies in
psychiatric patients, this hypothesis has been substantiated. The following compounds administered in physiologic dosage ranges have been shown to decrease synchronization of the EEG: mescaline, LSD—25, amphetamine; anticholinergics as diethazine, benactyzine. JB—318, JB-336; and local anesthe—
tics as cocaine, procaine, and lidocaine. The following agents increase synchronization of the EEG: barbiturates, chlorpromazine and similar pheno—
thiazines. meprobamate, and anesthetics as ether, chloroform. etc. In addi—
—

tion, various compounds without signiﬁcant clinical behavioral eﬁ'ects have
been studied, including phenyltoloxamine, WY-3149 and deanol - and these
have inconsistent or indeﬁnable EEG effects.
In these studies we have observed. however, that the continuum of synchronization-desynchronization is an oversimpliﬁed generalization. In our present view, two other EE‘G pattern changes have assumed considerable prominence. One is a shift of dominant frequencies either to the slow (theta or
delta) or the fast (beta) ranges; and the second, the presence of such ﬁgures
.as burts, spikes or spindling. These latter two patterns were signiﬁcant in

�2

describing the EEG behavioral relations of imipramine (7). Examples of
these paterns may he found in publications from this laboratory and elsewhere (8. 9, 10, 11).
It is our impression, therefore_ that further EEG analyses of new compounds in man is indeed warranted. We would suggest that the number of
quantiﬁcation procedures be extended to include, in addition to frequency
analysis, the techniques of topographic analysis, chronologic analysis - and
these techniques may be augmented by computer techniques of summating
evoked potentials.
In studies of drug effects. not only is it important to deﬁne neurophysiologic parameters, but the behavioral parameters are equally signiﬁcant. The
equation of change in rates of animal pole-climbing. bar pressing or jiggleand
is
inaccurate
and
excitation
human
with
tranquillization
movement
cage
inappropriate. There is no evidence that such tasks in experimental animals
and
of
to
interaction
physicians
human
in
signiﬁcance
related
to
changes
are
psychologists. Indeed, if one impression dominates the session today, it is
that the behaviors studied by pharmacologists are not the behaviors of inte—
rest to the clinicians. Further study of the relations between the laboratory
tasks highlighted today and human behavioral measures are needed. In this
regard multivariate pattern analyses of behavior and the newer applied psycholinguistic techniques may be helpful in deﬁning the changes in human
behavior patterns.
In conclusions. I wish to reenforce Dr. Monnier’s review, and indicate
that increased attention to EEG analyses may be proﬁtable in understanding
the mode of action and the signiﬁcant differences and similarities in psycho—
pharmacologic agents.

REFERENCES
1)

2)

3)
4)
5)

6)
7)
8)

Marrazzi A. S., Science 118, 367 (1953).
Himwich 11., Rinaldi F., Brain Mechanism and Drug Action, 115-44 C. C. Thomas,
Springﬁeld, 1957.
Wikler A., The Relation of Psychiatry to Pharmacology. Wm. Wilkins, Baltimore, 1957.
Weinstein E. A., and Kahn R. L., Denial of Illness: Symbolic and Physiological
Aspects. C. Thomas, Springfield, Ill. 1955.
Fink M., A Uniﬁed Theory of the Action of Physiodynamic Therapies. J. Hillside
Hospital 6, 197 (1957)
Wikler A., J. Nerv. Ment. Dis., 120, 157 (1954).
Fink M., Canad. Psych. Assoc. J. 4, 1668 (1959).
Fink M., Neuro-Psychopharmacology, ed. Bradley, P., Elsevier, Amsterdam, 441446,
1960.

9) Kink M., EEG. Clin. Neurophysicl. 12, 359 (1960).
110) Verdeaux G., Marty R., Rev. Neurol., 91, 405 (1954).
11) Bradley P. D., Elkes J., Brain. 80, 77 (1957).

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                    <text>EXPERIMENTAL PSYCHIATRIC RESEARCH
AT HILLSIDE
Review and Prospect
MAX FINK, M.D.

Reprinted from
JOURNAL OF THE
HILLSIDE HOSPITAL
Volume X ° Nos. 3-4 ° July-Oct. 1961

�EXPERIMENTAL PSYCHIATRIC RESEARCH
AT HILLSIDE
Review and Prospect
MAX FINK,

MD.

The dedication of Hillside Hospital as a Research Institute
has been a dream of many of its students—a dream that may
achieve realization in this decade. Dr. Tarachow was an early
proponent of this view; and both in his sponsorship of the Journal, and in his encouragement of research studies, he presaged
this development. He was also the inadvertent sire of the research studies in experimental psychiatry. While I was a resident in psychiatry in 1952, we collaborated in a study of the
relation of the early separation of child from a parent to the
adult choice of neurosis. Reviewing the hospital records of ﬁve
previous years we concluded that there was, indeed, a relation——
neurotic patients with obsessional neuroses had a signiﬁcantly,
greater incidence of separation than patients with hysterical
neuroses (2). This report was the beginning of the patient population studies described here.
Since 1954 the various programs in experimental psychiatry have
been devoted to an understanding of the mode of action of the psy-

chiatric therapies of the hospital. The techniques have been adapted
from descriptive and dynamic psychiatry, neuropsychology, electroencephalography, linguistics, pharmacology, and sociology. This report reviews these studies and presents support for the creation of
a Research Institute at Hillside.
PAST STUDIES

In our early studies of convulsive therapy, instituted with the
1

From the Department of Experimental Psychiatry, Hillside Hospital, Glen

Oaks, N. Y.

The studies reported here have been aided by the Board of Directors Research

Fund; the National Institute of Mental Health (Grants M-927; MY-2092,-27l5,
-4798; MF-12,033); Foundations Fund for Research in Psychiatry (FFRP 56-151);
Kaufmann, and Dazian Foundations; and numerous pharmaceutical concerns including Geigy, Bristol, Wyeth and Smith, Kline 8c French Laboratories.
159

�160

MAX FINK

aid of a grant award of the National Institute of Mental Health,
evaluations of patient improvement were shown to be dependent
both on changes in brain function and on psychological factors. As
our understanding of convulsive therapy developed, a general neurophysiologic-adaptive view of somatic therapies emerged (6).
A change in brain function was seen as a necessary condition for
behavioral change, with the type of change varying, depending upon
psychological and sociological characteristics of the subject (22, 25).
Thus, the mode of action was not seen as either “organic” or “psychological” but rather as the interaction of neurophysiological
changes and individual patterns of response and behavior.
This hypothesis was sustained in studies of convulsive and in
sulin coma therapies (21, 22); and the mode of action of the new
psychotropic agents was expressed within this hypothesis. It was suggested that psychotropic drugs would be effective to the extent that
persistent changes in brain function were induced; and that the type
of behavioral response would be related to the type of brain change,
and to individual premorbid psychologic (personality) patterns (6,
28, 40).

Convulsive Therapy Process: Seeking a measure of altered
neurophysiological change that was sensitive and suitable for repeated retests, various measures were studied including changes in
the face-hand test (1, 10, 13, 35), memory tests (17, 35), amount of
slow-wave activity in the EEG (16, 23) and confabulatory and denial
language patterns after amobarbital (3, 15). The latter two, EEG
and amobarbital tests, were the most sensitive indices of change in
convulsive therapy subjects. In one experiment, clinical ratings of
improvement were correlated with high degrees of change in these
indices (15, 16).
These observations were tested in a double-blind study in which
patients referred for electroshock were randomly assigned to either
convulsive or subconvulsive therapy. High degrees of electrographic
slow-wave activity and positive amobarbital tests were observed only
in the convulsive group; improvement rates were signiﬁcantly higher
in this group, and when subconvulsive subjects were retreated by
convulsive applications, the improvement rate was similar to the
convulsive group (22).
In subconvulsive applications, considerable electric current passes
between the electrodes. It was postulated that the therapeutic agent
was not the total electrical current per se, but the “all or none”
quality manifested by the grand-ma] seizure (9, 23, 42). The signiﬁ1.

�EXPERIMENTAL PSYCHIATRIC RESEARCH

16]

cance of the grand-mal seizure was examined in a comparative study
of the inhalant convulsant, hexaﬂuorodiethylether (Indoklon), and
electrically induced seizures. Similar degrees of electrographic change,
improvement rates, types of behavioral adaptations, and changes in
neuropsychological task behavior were observed in both the inhalant
and in the electrically treated groups (49).
However, not all subjects manifesting high degrees of physiological change were evaluated as “improved.” In a descriptive typologic
study, ﬁve adaptive modes were described, empirically termed “eu—

phoric,” “hypomanic,” “somatization,” “paranoid-withdrawal," and
“panic.” While the ﬁrst two patterns were rated as “much improved,”
the latter two were seen as “unimproved" or “worse” (50).
In studies of psychological variables, it was reported that patients
rated “much improved” and “recovered” frequently manifested personality patterns akin to the explicit verbal denial personality type
(37). These patients expressed the “language of denial” more frequently than unimproved subjects, exhibiting such aspects as explicit.
denial, minimization, displacement and clichés (27). Other psychological indices also related to favorable outcome included high F
Scale score (42), Rorschach determinants of color, absent movement
and absent form-color (30, 45), and low educational achievement and
foreign birth (31).
2. Anticholinergz'c Compounds and Convulsive Therapy: Seek-ing a way to augment the degree of postconvulsive EEG slow-waveactivity, an anticholinergic compound diethazine, was given intravenously at various stages of the convulsive therapy process (20, 24)..
Unexpectedly, diethazine caused an immediate and sustained de-crease in EEG slowing, which was associated with marked changes.
in language and mood. In patients with denial language patterns.
(27), these could no longer be elicited. Instead of euphoria and wellbeing, the subjects became irritable, anxious, and complaining. In‘
subjects prior to convulsive or drug therapy, diethazine induced, ex-citement, tension, anxiety, and illusory sensations.
Subsequent studies with other central anticholinergic compounds"
and sympathomimetic hallucinogens showed behavior and electrographic patterns similar to diethazine. These observations led to the
suggestion that an increase in the cholinergic activity of the central
nervous system was the biochemical basis for the convulsive therapy

process (38).

Psychotropic Drugs and EEG: Following these studies, the:
neurophysiological changes induced by drugs were testedwithinan.
3.

�162

MAX FINK

acute experimental-EEG setting. It was observed that phenothiazines
induced EEG synchronization and a shifting of the frequency spectrum to the slow frequencies; meprobamate and barbiturates, an
increased synchronization and a shift of the spectrum to fast frequencies; reserpine, an increased slowing with synchronization at low
dosages, and desynchronization at higher levels (18, 26, 28, 40). Imipramine induced desynchronization with a shift of frequencies to
the slow bands (33, 34). Each active psychotropic compound was thus
shown to have a characteristic frequency pattern.
Various other experimental compounds were also tested, and for
these no consistent electrographic pattern was recorded. These compounds have since been shown to have either no or very limited clinical psychotropic activity. The absence of behavioral change with these
compounds lent further support to the assumption that brain change
is a necessary condition for the action of psychotropic drugs.
These observations suggested that psychopharmacological agents
provide a means for eliciting various types of altered brain function
in contrast to the single pattern following convulsive therapy. Furthermore, the type of neurophysiological alteration, as reﬂected in
EEG synchrony and frequency patterns, was found to be related to
speciﬁed types of behavioral adaptation. The advantage of EEG techniques for the assay of new psychotropic agents and the technical
merits of electronic frequency analysis were assayed and described
(47, 52).
4. Insulin Coma Therapy:

In our insulin coma studies we con-

ﬁrmed earlier observations that persistent alterations of brain function were related to prolonged coma and spontaneous seizures; and
saw in this relationship support for a neurophysiologic-adaptive hypothesis. With the availability of the new psychotropic agent chlorpromazine, a controlled chlorpromazine-insulin coma study was undertaken in September, 1955. As patients were referred for insulin coma
they were randomly assigned to courses of either oral chlorpromazine
for at least three months in doses adjusted to fall short of toxicity;
or insulin coma, induced by a standard technique at least ﬁfty times
in each patient. While a number of minor differences were noted
in comparing the two therapies, the results at time of discharge
showed no statistical difference in the effectiveness of both treatments.
Neither treatment seemed to affect the basic schizophrenic process,
but chlorpromazine had the advantage of being safer, easier to administer, and better suited to long-term management (21). Concurrently, following the suggestion by the Creedmoor workers that

�EXPERIMENTAL PSYCHIATRIC RESEARCH

163

divided insulin doses were superior to single insulin doses, Blumberg
and Laderman (39) essayed this problem and demonstrated no significant merit to the multiple-dose technique. (In 1958, following the
general conﬁrmation of these observations, insulin coma therapy was
discontinued at Hillside).
5. Neuropsychology: Various psychophysical tests were adapted
from neuropsychology, where their signiﬁcance in brain-damaged
subjects had been demonstrated. The early studies assessed these tasks
as indices of altered brain function (35), and measured the range of
performances of psychiatric patients, who are generally assumed not
to be brain-damaged. Thus, memory function was assessed on immediate recall, after various interpolated learning tasks (17, 35),
as well as during convulsive therapy (17). Tactile perceptual tasks
were ﬁrst examined in the clinical population (1). Later, with more
sensitive electrical tactile stimuli, Korin (10) observed the range of
thresholds in different body parts, the changes with altered brain
function (10), and the inﬂuence of set (instruction) on performance
(36). We also studied the perception of embedded geometric ﬁgures
(43), tachistoscopic presentation of embedded color ﬁgures (55), perception of the visual upright (55), critical ﬂicker frequency (49), and
interference in reading time by delayed auditory feedback (55). For
each task, the degree of decrement in task performance was found to
be positively correlated with the amount of EEG slowing. Following
treatment completion, with the return of physiological indices to pretreatment levels, performance in these psychological tasks also returned to pretreatment levels, or higher—a betterment of performance ascribed to practice effect.
Concurrently, assessment of various psychological measures as
indices predictive of behavioral change during convulsive and drug
therapies led to studies of the Rorschach determinants (30, 45), California F Scale scores (30, 42), language patterns after amobarbital
(27), denial scores on interview (37), and the perception of the visual
upright and auditory feedback (55).
6. Psycholinguistics: Concurrent with the syntactic language
studies (27), analyses of other language patterns were undertaken,
both in a search for more objective indices of behavioral change and
to gain experience in the technical problems of tape analysis for psychotherapy research. An index of variability in the vocabulary of
speech, the type-token ratio (TTR) of consecutive samples of dyadic
speech, was extensively studied (7,41, 44, 46, 56, 57).
In convulsive therapy patients, signiﬁcant changes in TTR mean

�164

MAX FINK

and standard deviations were related both to the degree of induced
EEG slow-wave activity and to syntactic language patterns obtained
in independent structured interviews. It was noted that speech became more repetitive (lowered mean TTR) and more variable in
consecutive samples (41). In interviews before and after the intravenous administration of centrally active agents, similar changes were
observed. Agents which produced predominant synchronization patterns on the EEG were related to a decrease in mean TTR and an
increase in the standard deviation of scores, while desynchronizing
compounds elicited greater variability in speech patterns and decrease in variability of consecutive scores (44).
Other language measures studied included distress-relief quotients,
self-reference, and alterations in tense and person. It was suggested
that these psycholinguistic measures are useful techniques for the
operational analyses of physiological and psychological effects of
psychopharmacological agents (44, 46).
7. Brain Damage and Schizophrenia: Following his studies at
Ittleson Center, Pollack reviewed the relationship between age of
hospitalization, intellectual functioning and prognosis in schizophrenic children and adults. He noted that initial hospitalization in
childhood and adolescence was related to I. Q. scores in the subnor—
mal range, deviant performance on psychomotor tasks, and more frequent ratings of “unimproved” at hospital discharge than was initial
hospitalization as an adult. The early and insidious onset of the behavioral syndrome “schizophrenia” was thus related to brain dysfunction (54). Findings suggest that different subgroups of schizophrenia may be classiﬁed on the basis of neuropsychological deviancy.
8. Sociological Studies: Considerable interest in the family organization to which discharged patients were returning, the relation
of social factors to choice and results of psychiatric treatment, and the
speciﬁc problem of the relation of these factors to treatment referral
patterns led to a series of population studies. In one study (8), education, age, place of birth, and score on the California F Scale were
signiﬁcantly related to the type of therapy received and the utilization of adjunctive hospital services. In a second study (3]), duration
of hospitalization, discharge evaluation, and diagnosis were related
to the same social factors, while in a study of patient refusal of ECT,
similar relationships were observed (51).
These observations suggested a comparative interinstitution study,
and among three hospitals the relationships between social class and
other demographic variables (age, sex, education) to the clinical

�EXPERIMENTAL PSYCHIATRIC RESEARCH

165

variables of patient classiﬁcation (diagnosis), duration of hospitalization, selection of therapy, and discharge evaluation have been assessed.
Three teaching institutions were selected in which all therapies are
equally available to all patients—Menninger Foundation Hospital
(upper-class, Protestant), Massachusetts Mental Health Center (lowerclass, Catholic), and Hillside Hospital (middle-class, Jewish). In such
a comparison we have found the differences in designations of treatment, diagnosis, and discharge evaluation so marked as to make comparisons difﬁcult. While many relationships between social variables
and clinical variables were observed in each hospital, no social variable was found related to the clinical variables in every hospital
(53).

In an outpatient department study, sex, age, and marital status
were found to be related to the acceptance and rejection of patients
and failure to complete the application process (55).
These observations in population samples led to concurrent
studies of staff attitudes in the selection of therapy (ll, 12). In a
series of ward observation studies, Kaplan and Lefkowits indicated
the signiﬁcant role of staff attitudes (especially nursing personnel)
in the referral for subjects for somatic therapies, and in the transfer
of patients from one ward to another. (To study the inﬂuence of
staﬁ attitude on patient selection for drug therapy, we requested one
ward be designated as a “no-movement” unit. This was adopted in
September, 1959 and shortly thereafter by the whole hospital.)
PRESENT STUDIES

During the period of the convulsive therapy studies, many new
psychotropic compounds were assessed clinically (5, 21), electrographically (34, 40, 48), and psychophysically (48). The present psychopharmacology evaluation program, based on these studies, was
designed to answer the following questions:
1.

Is there a relation between measurable alteration in brain

function and behavioral change with psychotropic drugs on
chronic administration?
2. Are there pretreatment clusters of psychiatric, physiological,
and psychological variables which are related to the type of
behavioral adaptation?
3. Are such clusters related to the type and degree of physiologi-

cal change?

As an initial approximation, a double-blind, ﬁxed dosage, ran-

�166

MAX FINK

dom assignment drug study was undertaken. Based on our clinical
experiences three types of compounds were selected on the basis of
their EEG patterns. In this study, 203 subjects were referred, and 149
have completed the testing program, from October, 1959 to July,
1961.

l. Behavioral Change: In a survey of the behavioral adaptations
of patients receiving various psychotropic compounds during 195859, a behavioral typology based on the treatment response and on
pretreatment psychiatric proﬁles was developed (55). In the present study, the typologies are being tested, and various measures of
behavioral change studied, including therapist ratings, self-ratings,
and various ward observation scales.
2. Neuropsychology: Psychological tasks have been viewed both
as indices of behavioral change and as predictive guides in convulsive
therapy. Each of these tasks and a selected group of motor tasks are
now being assessed for both their capacity to reveal change with
various drugs and their capacity to predict change with the drugs
in. this program (48).
3. Electroencephalography: In the convulsive therapy studies,
the degree of EEG slowing was measured by counting the consecutive
waves in selected samples (16). When the more subtle changes of
drug effects are studied, it is necessary to apply less tedious techniques
(48), and electronic frequency analysis was introduced in August,
1959. By measurement of the pen deflection for various frequencies
from 3 to 33 cps in ten-second epochs, rapid measurement of apparently small changes in total activity and frequency spectra are
obtained (52).
Other physiological variables studied in this program include the
response of EEG to intravenous chlorpromazine, blood pressure response to mecholyl, the EKG, radioactive iodine uptake, and analyses
of various blood and urine elements.
4. Data Analysis: To analyze the data generated in this study,
we have sought the aid of complex statistical methods and computational facilities. Analyses of covariance, correlation matrices, factor
analyses, and discriminant function analyses are computations now
in progress with these data at the NIMH Psychopharmacology Service Center’s Biometric Laboratory in Washington.
THE NEXT

STEPS

Favored by a national research climate and a cooperative hospital
staff, these studies have proceeded vigorously. The assets for research
in this setting have been great—a selected, intelligent patient popula-

�EXPERIMENTAL PSYCHIATRIC RESEARCH

167

tion resident from six to twelve months, without individual economic
limitation of hospital stay; a sophisticated administration tolerant of
controlled studies; and approval of a Board of Directors who desire
“research” as an institutional function.
As Dr. Lewis Robbins noted in his ﬁrst hospital report in 1959,
a specialty hospital can make little impact on the mental illness
problems of the community by treatment alone. The successful treatment of 350 patients a year is but little comfort to the 40,000 resident
patients in the state hospitals of Long Island. Nor will the annual
training of twenty or thirty physicians in the arts of psychotherapy
do much to help these unfortunates or the many thousands of ambulatory mentally ill resident in the nation. No, a therapeutic goal
alone is salutary but inadequate to our needs. As he proposed, the
answer may lie in the dedication of a “research hospital,” as it is
here that a specialty hospital can truly excel.
The charter has been written in the Board’s assertion of research
as a hospital goal. With the assets of an exemplary therapeutic facility,
such rededication can provide the stimulus for the continuous study
of the cause of mental illness and of methods of therapy.
Such dedication would provide the stimulus for comparative and
controlled assessments of different therapeutic techniques. Continued
study is urgently required of the selection of patients for various therapies; the application and mode of action of the therapies; and the
role of social and milieu factors in supporting the effects of our ther-

apies.
Assessments require a meaningful classiﬁcation of subjects. The
behavioral variables alone, which are the basis of our present diagnostic schemata, are unsatisfactory. Study is urgently required of the applicability of social and demographic variables; psychological task
performance proﬁles; typologies based on behavioral response to deﬁned stresses or drugs; and physiological reactivity measures. Such
classiﬁcations are also essential for any biochemical, physiological,
or evaluative study to provide homogeneous samples and comparable
controls.
Assessments also require meaningful indices of evaluating change.

Present global “improvement” ratings and socialization measures are
inadequate. Whether the intervening variable be milieu therapy,
psychotherapy, drug therapy, or time, the criteria of behavioral
change require deﬁnition. The applicability of rating scales, language
tasks, self-ratings, psychophysical change scores, family assessments,
etc., require study and evaluation.
Recent studies of psychotic subjects have provided the suggestion

�MAX FINK

168

that there is a neurologic factor in a group of the schizophrenias.
The high incidence of electrographic and neurologic dysfunction, the
lack of behavioral response to all therapies, and the relentless course
of the illness suggest an “organic” involvement in this cluster. Such
a substrate must be clearly sought by the application of biochemical,
neurophysiological, and epidemiological techniques to various clus-

ters of young psychotic subjects.
These are broader views of some of the questions studied in the
programs in experimental psychiatry of the past seven years. These

programs, and the contemporary projects in biochemistry and in
medicine, provide models of bootstrap studies undertaken with
limited support. A dedication of Hillside Hospital as a Research
Institute will provide the needed focus and impetus for the scientiﬁc
and humanitarian forces of the community to join in a common endeavor to resolve the problems of the mentally ill.
Acknowledgment: Participants in these programs include the
present members of the Department of Experimental Psychiatry:
Ira Belmont, Martin A. Green, Abraham Kaplan, Eric Karp, Donald F. Klein, John C. Kramer, Max Pollack, and Arthur Willner.
Former associates included Karl Andermann, Joseph Jaffe, Robert
L. Kahn, Hyman Korin, George Krauthamer, Nathaniel Siegel;
and Research Fellows Barre Alan, Fred Coleman, Harold Esecover,
Stanley Friedman, Henry J. Lefkowits, and Robert Shaw. The
cooperation of Arnold G. Blumberg of the Department of Medicine in the present program is gratefully acknowledged. The reports listed here are the result of the collaboration of these workers
and the professional staffs of the hospital who gave unstintingly of
their time and their good-will.
REFERENCES'
(1)

This Journal, 1:21, 1952; (2) ibid., 2:67, 1953; (3) ibid., 4:3, 1955; (4)
ibid., 4:134, 1955; (5) ibid., 5:67, 1956; (6) ibid., 6:197, 1957; (7) ibid.,
6:207, 1957; (8) ibid., 6:216, 1957; (9) ibid., 6:229, 1957; (10) ibid., 6:241,
1957.

This Journal, 10:84, 1961; (12) ibid., 10:97, 1961; (13) Neurology, 4:211,
1954; (14) Arch. Neurol., Psychiat., 72:233, 1954; (15) ibid., 76:23, 1956;
(16) ibid.‘, 78:516, 1957; (17) Conf. Neurol., 16:88, 1956; (18) EEG Clin.
Neurophysiol.,9:180, 1957; (19) ibid., 10:162. 1958; (20) ibid., 10:207, 1958.
(21) J. Am. Med. Assn., 166:1846, 1958; (22) Dis. Nero. Sys., 19:113, 1958; (23)
ibid., 19:227, 1958; (24) Arch. Neurol., Psychiat., 80:380, 1958; (25) ibid.,
80:73, 1958; (26) Neurology, 8:682, 1958; (27) Psychopathology of Commum'cation, New York: Grune 8c Stratton, 126, 1958; (28) Psychopharmacology Frontiers, New York: Little, Brown, 325, 1959; (29) Proc. XV Int. Cong.
Psychol., North Holland Publ., 238, 1959; (30) J. Nerv. Ment. Dis., 1281243,
(11)

1959.

(31)

Arch. Gen. Psychiat., 1:565, 1959;

(32) EEG Clin. Neurophysiol., 11:398,

�EXPERIMENTAL PSYCHIATRIC RESEARCH

(41)

(51)

169

1959; (33) ibid., 12:243, 1960; (34) Canad. Psychiat. Assn. 1., 4:166S, 1959;
(35) Proc. Int. Cong. Neurol. Sci., Pergamon, 613, 1959; (36) Am. J. Psychol., 72:384. 1959; (37) J. Neuropsychiat., 1:45, 1959; (38) EEG Clin.
Neurophysiol., 12:359, 1960; (39) Am. J. Psychiat., 116:839, 1960; (40)
Neuro-Psychopharmacol., 1:441, Elsevier, 1960.
J. Nerv. Ment. Dis, 130:235, 1960; (42) ibid., 130:187, 1960; (43) Arch.
Neurol., 2:547, 1960; (44) Dynamics of Psychiatric Drug Therapy, Springﬁeld: Thomas, 29, 1960; (45) ]. Neuropsychiat., 1:242, 1960; (46) Am. J.
Psychother., 15:46, 1961; (47) Neuro-Psychopharmacol., 2:30, Elsevier, 1961 ;
(48) ibid., 2:381, 1961; (49) Arch. Gen. Psychiat., 4:259, 1961; (50) ibid.,
5:30, 1961.
J. New. Ment. Dis., 132:153, 1961 ; (52) Medicina Experimentalis (in press);
(54) Arch. Gen. Psychiat.,
(53) VA Conf. Psychopharmacology (in press);
2:652, 1960;
(55) Unpublished manuscript; (56) Psychiatry, 21:249, 1958;
(57) Comparative Psycholinguistic Analysis of Two Psychotherapeutic Interviews. New York: Int. Univ. Press, 1961.

' Due to the length of this Bibliography, it

is presented in

an abbreviated form.

��IIPRIIIBIIAL PBIGIIATEIO 13831303 A! IILLBIBI
noiiow and Proapoct

HI: Pink, 3.9.

Iron tho Dopsriuont of Export-cutnl Psychin$ry, 31113160
Hospittl, clan Oaks, L.I., 1.!.
2h. Itud1ﬁl roportod hart hi1. baa: ntdud hr tho Board
Dir-ctoro Research Fund; thc lttiannl Instituto or
I:
Honttl nutlth (Grants l-927; I!-2092,-2715,-h7983 nr~12,033);
POIndationl Fund for honoureh 1: Psychiatry (373? 56-151);
xuutnan§, tad Dalian fantastical; and lustrou- pharnao
ooutionl cost-rap tncIudinx 60131, Briatbl, Wrath and
Snith, K1130 a Iroach Lnboratorioa.

1': 10/1/61

�Exporinontol Poyohtotrio Rooooroh ot Htlloido
lovtov ood Proopoot

tho dodtoottou of 3111-14. Boopttol oo o
Rooooreh Inotttoto boo boon o drooo o! nony or
1to otudooto - o drool that nay oohiovo rooliootion in thin dooodo.&lt; Dr. 3. toroohov woo on
oorly propoooot of thio vtow, ood both in hto
oponoorohip of tho Joorool, ond to his onooorozonont or rooooreh otldtoo, ho prooosod thio
dovolopuoot. no woo oloo tho toodvortoot oiro
at tho rooooroh otodtoo 1n oxporioontol
poyohtotry. “halo 1 woo o rootdoot 1n poyohtotry
to 1952, no oolloborotod in o otudy or tho ro~
lotion of tho oorlr ooporotsoo of child tron o
ohotoo
tho
poroot to
odolt
of uoorooto. notion13¢ tho hoopttol rooordo o: ttvo proviomoyyooro
no oonolodod thot thoro woo, todood, o rolotioo nourotto pottooto with otooooionol oouroooo hod

oigoitxoootly xrootor tooxdoooo o: ooporotioo
thou potiooto with hyotoriool oonroooo (a).
rhto roport woo tho boctooinc of tho potioot popolottoo otodxoo dooorabod horo.
stnoo 19Sh tho vortooo progrooo 1o exportoontol poyohiotry hooo boon dovotod to on ondorotoodtog of tho undo o:
o

U

�.2.-

antioo of tho poyehiatric thoropioo of tho hoopitol. rho
tochniquoo hovo boon odoptod tron doooriptivo ood dylooio
payohiotry, oouropoyoholou, olootroonoopholonophy,
linguiotiuo, phoroooology, ood sociology. Ihio roport
roviowo thooo otudioo ond prooooto support for tho erootion
or o nooooroh lootitoto ot lilloido.
PIS! SIFDIBS
In our early ttudioo or oonvoloivo thoropy, inotitotod
with tho oid o: o grout oword of tho Iotionol Institoto

o: nontoi Roolth, ovoluotioal o: potioot iaprovonont woro
ohown to to dopoodont both on choocoo in broio function
ond on poyoholociool tootoro. AI our Indorotondioz of
oonvoloivo thoropy dovolopod, o gonorol nooropnyoioloxio~

odoptivo viow'o: ooIotio thoropioo ooorgod (6).

i

cholgo in brain function woo oooo oo o noooooory
condition for hohoviorol ohonuo, with tho typo or chooco,
houovor, voryiu; dogoadin; upon poyoholocicol oud oooio—

logiool chorooto'iotioo ox tho outjoot (22,25). thou,
tho oodo o: ootioo woo not too: oo oithor “orgooie' or
”prlyoholouinl' but rotbor oo tho iotoroction or non-ophyoiologiool chooaoo nod individual pottoroo o: rooponoo
oud bohovior.

fhio hynothooio

'

woo

oootoiood in otodioo or convulsivo

old insulin oono thoropioo (21,22); and tho oodo or action
of tho now psychotropic oconto woo ozprooood within thin

�.3.
payohoiropic'drugn
that
It
would bu urinativo to tho uxtnn‘ thu‘ pcrllutcnt ehgugon
k.—
ﬁypo
or
tho
tad
induncd;
that
brain
Inuation
ugro
in
hnvtoral reopens. would bu rolntcd to tn. iypo o: br¢1a
hypothosta.

wan unggun‘od

chnnga, and to individual pro-norb1d psychologie

(par-caulitr) vtttnrns (6,28,ho).
consu1;1v3 thcrngz Draco-s: Soaking a noncaro
of gltorcd nourOphgstoleglogl «hangs that w:- annuitivo
1.

tnitnblo for rcpol#od rutolta, various nan-urns wort
studigd inpludinx chanson in tho ts¢o~hand tout (1,10,13,35),
nanory tout; (17,35), anoant .1 slow utvn activity 1» tit
:30 (16,23) tld contnbulatory and duaial languago pﬁt‘Orll
attur nuebarbitul (3,15). an. llttor two, EBB und unubnrbittl touts, Hit. tbs nest oonlttlvo indie.- o: chaulc
1a convulnivo thgrtpy subjects. In on. uxpcrincnt,
clinical rating: a: taprcvcﬁont var. carrolatod wi‘h high
6.320.! of chungo in than. indicol (15,16).
2)... oblcrvutlon: wore touted 1n n doublo-bltnd
study in which p;titntl tutorrod tor oloctroahock worn
rindauly ‘3313306 to oithor convulsivo cr anhconvnlsivu
and

.

therapy. nigh dour-on o£_oltetrogrnphic Ilcw wave :otivity
and pastﬁivg nnﬁbarbttnl tout: warn obsorvod only 13 the
convulaivc group3~1nprovcutnt titan were algntticuntly
highQr in this group, and whnn subconvn1I1Vt aubjccto
var. retransod by convulnsvo applications, (he tnprovogout rat. way 31:31.: to tho ooarulstvo ureup (22).

�.3.
In sibeonvuluivo applications, nousidornblo oloatric
current pgaau: botwugn the cleatrudou. It wan pontulntod
that tho ihcrapoustc tguut was nut tin $Otl1 olootrt¢:1
current, r so, but_thu ":11 or nonn' quali$7 llhiftl‘td
by tho crana 331 Ittluro (9,23,h2). 2h. Itcniriounao o:
tut [rand 3:1 .oisuro was «an-$306 in n ounparuttv. study
of sh. 13ha1:nt oonvulutut, lnxaflnnrodiothylathnr
(Indckloa), :nd clnotrtotlly inducad soituroa. 81:11::
dour... ct olcatrtcrnphao chango, improvuuunt rat‘s, typo.
or bohnviornl ndtptntionn, Ind ohnnxcn in Inuropcychnltgiotl
talk hchavior war. ohocrvod 1n bush tho inhalant And in tho
alcctraa;117 tronﬁod crouy: (k9).
Kuvonr, not ‘11 Iibaootl auntie-ting high dccroo:
or phyttolbgiaal thugs. var. avnluttcd .3 “improved“.
I: n doncrtp‘tvo typologia Iﬁndy,_£1vo .dnptivn aldol war.
dusoribod, cupirxcslly torund “ouphorto', ”hypunnaic‘,

"nmuuuon', 'mmnld-wtthdravnl',
Vial. ‘h. strut tun pattcrnn

ltttcr

worn

ratcd

and

”pan“ .

an 'uuoh

inprovnd',

var. loan as 'undnpruvod' or “war-0' (So).
In utudloa at plynholoaicnl varinblou, it was ruportod
that pationtn ratod “much inpravcd’ $36 'rocovorod' troquently nanitultnd parloatlttw pattern: :kin t. tho
explicit vurbal dcntnl parnonnlity type (37). 2h...
pattoutn cxproslod tho ”innauago a: 6.3151“ nor. troguontly
than uninprov‘d aubjoctl, antibiting such asp-oil a:
tho

two

�-5-

explicit deeiel, einieieetiee, dieyleeeeeet

eed oliehee

(27). Other perchelexieel indieee else releted te fevereble eeteeee included high I ﬂeele eeere (ha). nereeheeh
deternieente ex eeler, ebeent eeveeeet eed ebeeet rereneier (30,h5), eed lee edueetieael eehieveeent eed rereice
birth (31).
2. Aetiohelieer ie cenmeuede end Geeveleive There
seeking e we: te enceeet the degree at peet-eeevuleive EEG
e10? were eetivity, en eetiehelieergie deepened dietheeine,
wee given intreveueeely e. verioue etegee or the ceavuleive
therepy preeeee (20,2h)Q Unexpectedly, dietheeiee eeeeed
en ieeediete end eeeteined deareeee in EEG elewiec, ehieh
wee eeeeeieted with eerked cheagee in lengeeae end need.
In petieete with deeiel leeteege petterne (21), theee
oeuid no longer be elicited. Ineteed e! eupherie eed well
'heing, the subjects beoeee'irriteble, enxieus end coepleiuinn. In eebjeote prior to convulsive or drug therepy,
dietheeine induced exeiteeent, teeeiee, eexidty end illeeery
eeeeetieee.
Subeeqeeet-etediee with ether centrel entiehelinergie cenpeeede end eyepethenieetie helleeieegeee ehewed
behevier end electregrephic petteree eieiler to dietheeiee.
the-e ebeervetieee led te the eeaxeetien thet ee ieereeee
ie the ehelieergic eetivity at the eentrel eerveee eyetee
wee the bieoheeieel beeie to: the eenveleive therepy preceee
(38).

�-6Iad‘ﬁlat Fallowing thtli
Itudiou, tn. neurophyliolosic‘l august: induond by drugwar! touted within a. acito oxporiadnt.1 EEG Iotttng. It
run obitrvod Butt phnuothinuianu induced BIG synchronxuuticn and a Ihittlnc at tun Iroqunncy spectrum to tbs slew
Iroqunuotons taprobannﬁc and barbituratoa, tn agar-1:04
lynchruatagsgon ;nd a ahttt of thy spectrum to tact troquaauiau; rosorptnu, an iuaruatod slowing with uynohrcn3.

?a

tutttoa at

chair: is ,r

law dontgua, gnd doqynohronitasion

IIVOII (18,26,28,ho).

at hiahur

Iazprnliao induced douynchronination
with a sun .1 trauma to the now bud: (33,310.
Each ‘otivu psychotrnpia compound wgu #hu: about to ant.
a charactnriatic trnqnoacy patturn.
Vtriouo 9th.: axpcrtncaﬁsl coipounda wort also
tantad and tar than.. no noaﬁistcnt ulcotrogruphic pattart
was rooordod. In... ounpuinds bl?! Gino. boon nhawa to have
dittor no ¢r vary limitad clinical psychotropic :ctivity.
rho .bIOﬂei of bahaviurul chins. with than. coupoundo loot
turthor uupport Sc tho anlunptton that 32.1: chnnco is a
accosstry condition far the neﬁion of puyehntrOptc drugs.
2h... obncrvnﬁsons auccoattd thnt psychophgrnncou
10310.1 tannin provide a noun: icr niioitin; vnriou- typgs
or altarod brain function in coltrnst to tho $13319 pattcrn
following canvalniva tharupy. furthermora, tn. type a:
luurophrliolocionl altorution, an rallcotod in EEG Iyuohrcay

�.1and traqucncy patﬁorns, val round rcln‘cd to 0’0011106

a: bohnvicrul adaptation. 2h: ndvnntazu 0: £80
toohnancs to: tho ‘Icay at new psychotrOpic taunt. sad

types
ﬁhy

toohntcnl

tarts: or aloo‘rontu

Iroquanoy

tally-t-

«or. unnarcd and dolcrihod (£7.52).
h. Insulin can: fhnragz: In our inluliu can: studies we
ocuttrnod anrlaor observations that porutntout alﬁorntiona
or brain tunottom were taint-d to prolonsud «one and
upcntanaonu nuilnrou; and tau in this rolntioanhtp suppert
for n nitroplyltologtc~ndapttvo hwpothontl. With thc grailnbtlitr 01 ‘h. ncv psychotropic asant chlnrprunasinn, a
ountrollod?chlorprunaltao Insult: can; atudy was undartnkon
in Sop‘anbgr 1955‘ AI patiaata war. rotorrod for insulin
aim: tun: get: rundonly unsignod ﬁn couraos or nithor oral
chlorprcualino for at IQlIt 3 months in dosoa adJuIt-d #0
1111 short of toxicity; or'tnnultn cans, induoud by s
uuhmd «chateau at last» so was 1: «ch pattont.
Vh110 a uI-bur or ulnar distoroncou worn noted in comparing
the two thgrnpigs, thn results at tile or dicohtrac chewed
no stutilﬁtonl ditrorcnco in tho offsettVQBQnI at both
traatncntl. loithnr troutunat £00.06 to affect tn. bantc
nonsquhrcnto procons, but chlorpro-asino had tn. advantagot boing 3:202, tacit: to adniniator, lad hotter suited so
long torn unnnzunont (21). concurrontly, following the
0“goutton by £ha Or-odnoqr worker. thtt dividod insulin

�.3.
doooa woro aoﬁorior

to olaglo insulin doooo, Bloabor; and
Ladoroao oooayod thin probloo and donorotratod no significant
oorit to tho oulttplo dooo toohoiquo (19). (lo 1958.
£91
ral courtroa too at hooo oboorvotiono
tho
a

,

5.

ﬂoor

woro adaptod

oho

:'

Various poychaphyoloal tooto

tron oooropoyoholozy,

whoro

thoir signitioaooo

to brain da-agod onbdocto had boon dononotratod. 1h. oarly
otodioo aooooood thooo took: on lodlcoo a: altorod brain
rotation (35), aod ooaaurod tho ranzo of portornaocoo or
poyohtotrlc patiooto, who oro conorally aooonad not to to
brolo dana‘od. Into, looory function woo aooooood on
inoodiato roooll, artor vorlouo tutorpolatod loorninc
tooko (11,35), aa roll ao aorta: coorulolvo thorapy (1?).
rootilo porooptoal tooko voro tirot oxaninod to tho clioioal
population (1). Lator, with ooro oonoitivo eloctrioal

tootilo otlaoli, Karin oboorvod tho raaﬁo o1 throoholdo
1a dittoroot body parto (10), tho ohaogoo with altorod
.

brain function (10) and tho inflooooo or oot (inotrootloo)
on porforaanoo (36). Ho also studied tho porooption o:
ooboddod gooootrio figuroo (h3), toohiotoooopio prooootatloo
o1 ooboddod color rigoroo (55), porooptloo of tho vzoual
oprlsht (55). orltlool illokor froqaoocr (h?) and 1ntor~
toroooo 1n roadtag tioo by dolayod auditory toodbaok (55).
For oooh took, tho dogroo of dooroaoat 1» took portoroaooo

�-9-

gastttvaly oarralatad with tha anoint at
386 aldwtas. Folluuina troatnoat couplattan, with an.
rota»: at partialoatoal tadtaaa ta pre-traatlaat lavala,
partaraauoa in thaaa paychalagioal tanks also rataraad
to prautraataant lavala, or tight: -.a battaraanﬁ a:
partoraaaoa aacribad to practiaa afract.
waa

found $0 be

concurrautly, aaaaaanant or varioua payoholaxtcal
aaaauraa an indicaa pradictiva or behavioral «hang. daring
convulsive and drug tharaptaa lad to studiaa of the
Rorschach datarninanta (30,h5). calitornia F Seala nonra(30;h2), languaco pattern. attar atobarbital (21), daatal
acarae an antarviaw (3:) and tha paroapttan of tho visual
upright and auditory taadback (55).
6. razehalég‘uiattoa: concurrant with an: syntactic

studio:
languaua
(27), analyaaa of othar languaga pattaraa
warn andartakan, boat 1: a aaarch tor aura objective xadiaaa
a: bahavtaral chaaua and to gain oxparianca in the taehnioal
pwablana of tapa aaalyaia tar payahatharapy research. La
.

inﬂux of

variability in the vocabulary of apaaoh, tha typo-

tokaa-ratio (if!) of eonaacuﬁavo Iaaplaa of dyadic apaaoh,
wu “unholy atudiod (1,h1,hh.h6,56).
In convulsiv. aharapy patxanta, aigaiftoant chanson
1n TIE naan hué standard daviationa war. ralatnd boﬁh to
the dagraa or iadaaad 280 slow wave activity and to ayniactic

�~10-

lcnlicsc puitarnl abicincd in indcpcndcnt tircotnrcd
intnrvicvn. It was cocoa that uptick bola-o norrepetitive (lav-rod not: III) an! acre varinblo in colaocntiVb cunplc: (kl). In intnrviowl infur- nnd cttor
tho intravenous administration or ccntrclly active agents.
ainiIcr chanson war. ohlcrvcd. input: which produced
prcdo-iaact synchronisation pattorun on tho EEO ware
rclctod to a docrctso in «can 1!! cad an incronno in
ﬂu: smdcrd duration or ...m. while «synchronising
ccapcuada clicitod groatcr variability in cpccch pcticruc
and dccrocnc in variabiliﬁr at consecutivu acorn: (hh).
0thcr 1:33:53. Iltlﬂrlﬂ atndicd included
diatrclc~rclict quoticntc, colt-rotoroncc, and altar:ticnc in till. cad patina. It VIC snag-ntod that than.
paychcliuguictic accsuro- arc usctnl techniqnoc for thc
operational caclyscl c: phyniolcgical and psychological
uttcctc or psychopharnncclcgiccl cgcnta (hh,h6).
7. ling; B‘llli gud Schinaghrcgil: rollcwiug his

'

Itudicl at Ittlsccn Ccntnr, PoIlnck ruvicwod th. rclcticnu
chip bctwcon can 9! hospitaliscﬁicn, intollcctucl tunationils
and prognosis in cchincphrcnic childron ind

nttad that

initiil bagpitalilltica

cdclta.

H:

in childhood cad Idoloaccncc was rclatcd to I.Q. secret in tko cubncrncl
tango, dcvicnt pcrxcrnancc on psychanctcr ttlkﬂ, and nor.

�.11;
troqasat ratings or 'uaiaprsvsd” ai hospital discharge
than was initial haspihaliaaiioa as as adult. rho aarly
sad insidious sasst st iha hahsvisral syndrsss “sohissphrsaia‘ was ihas rslatsd to brain dysfunction (5?).
Findings saggsai that

say ha olsssitiod on
davianoy.

diffsrsat suhrroaoo s: aohisophrsoia
tho basis at asarspsyohslogioal

in
Considarahlo
iotorssi
Studios:
aooiols‘ioal
tho family organisation to vhioh disohargsd patisnhs
ohoios‘
wars rotsraing, tho ralatioa a: social factors to
sad rssults o: pevohiatrio irsaiaaat, and ihs spaoifio
prohlaa of tho ralatioa at thasa factors to irsatasot
rorsrral paiisras lad to a ssrisa of population studios.
Ia oas study (8), soaoatiao, ago, plaoa at birth and soars
on tho California I seals wars significantly rslaisd to
tho hypo or thorapy rsasirsd ass tho utilisation of
adaaaotivs hospiial ssrviosa. In a ascend study (31),
darstioa or hospitalisation, dischargs avaluaiioo and
diagnosis wars rslatsd to tho sans social factors, whila
in a study of patisht rafuaal of BOT, sitilar relationships wars ohsarvad (51).
Thass ohssrvations suggastad a_conparativs
and
tho
three
among
hospitals
study,
min-institution
batwssn
othsr
demographic
social class and
rslationahips
8.

‘

variables (ago, sax, sdooatioo) to tho clinical variablos

�.12.

at patanat cltulixtcttscn (ataanonal), auruttoa o: inapttuln
tuttton. soloctiqn or thornpy and dtuohnrgu uvaluntion
5.1. 3.0: unlocuod. Into. touching tuntttuttolu were
:11 thortptcc arc oqaa11y avatlnblo to
I11 pntiontl, - nonnincor Foundation Hospital (uppor-clusc,
.Protoctant), uttsaohuontta ncntnl lualth Contor (loverclnll, Cathnlic) ind £111.16. Boaptttl (niddlo-claul,
Jow1ah). In hack a canytrtton w. turn round tho dittorcaoul
1n duotgnntiona of trontnnnt, diagnoliu tad dtuehargo
cvnluatton so dafforbnt an to ugh. nonpartnean difficult.
Vhtla III: rolttionnhtpu tatvton Iodill varinblon 1nd
91131c31 Virilbltl var. oblarvad in each heapitnl, to
1001.1 variablo was fauna rclstcd to thc clinical variablo.
1- "01-7 hospital (53?.
In an Out-Pattont Departnont utndy, sex, 8‘. 3nd
narttallatata: var. found to ho rc1atod to tho acceptancand roawetion at patttuts tad fuilnr. to couplcto tho
upplionttuu pIOGOII (5h),
that. abatrvnt1¢nl 1; population Ianploa 10d ta coa—
current Itmdios or start attituia: 1: tin Iolootion at
thorapy (11,12). In a aortas o: ward obnorvation studiol;
Kaplun and Lotkawttn indientsd tho significant :01. or
otntt attitudes (oupocta11y turning porcannol) in thc
rerorrgl tor lubaostn for lunatic thtrcp1on, and in tho
tranutcr at pztiontl tron out ward to unothur. It stud.

Icloctod

'

1n whaen

�-13.

ﬁt. tn£1u ca .1 :ﬁnxt attitndo

t1§n$ soloattoa for
drag thorngz, w. g33u03$nd can ward be dontgagtnd an a
"ago-avnusas' unit. 2):! van ndagtad in 8:233:34: 1259
and

an

shor‘lz ﬁhornuttqr 3: the whole hangatul.)

mum 8E1“

buriug *ho parioa at the convullivc thsrupy studios,
man: nun psychotropic 00:90:36: were attained clinically
(5,21) alootrographzgally (3h,h0,h8) ‘ﬁd psychophrttcnllr
.(aa). rho pro-ant payehophntuncology cvaluattoa progrta,
b;sod on ‘hoao u§udion, was designed in gnaw-r tbs follow-

ing'qunltions:

I

1. ﬁber.

;

rclntion botvooa
COIII9I§XI &amp;lt.rlttga in brcin function
tad bahaviurnl Chtﬂﬂﬂ with psychotrOpic
drug: on circuic :d-intstrntton?
Ar. that. prb-troatnoat cluttcrl
of plyohtatric, phy1101031ca1 and psycho-

logiotl variablnl which are rolatod to
‘ho ﬂypc at bohnvtoral adaptation?
Arc ouch olultcro rclntad to thy
typo and dogroo or physiolextcll chango?
LI an

iatt1;1

upprqxin&amp;t19n, a doubln-blznd, fixed
detach, vandal aunt‘s-ant drug study was undartakcn. Blood
on our c1131ca1 cxporicaenl throo tIpCI a: compound: var.

�Du.
oolootod on tho boots o: thotr EEO pottoroo. 1: thin
otody, 293 onhjooto woro rotoirod old 1&amp;9 hovo oonplotod
tho touting progron, tron ootohor 1959 to July 1951.

1. lohoviorol Chog‘oa In o ourvoy of tho bohoviorol
Adoptotioao o: potiouto roooivin; voraoao poyohotropto
compounds during 1958-59, o bohoviorol typology boood on tho
arootnont rooponoo one on pro-trootnont poyohiotrto protiloo
dovolopod (55).

In tho pro-out otndy,tho typoloatoo
oro botng tootod, old various oooouroo of bohoviorol choogo
otodtod, inolnd1n‘ thoropiot ratings, coll-ratingo old
various word ohoorvotaoo oooloo.
woo

2. ggnr o cholo : Psychological tooko hnvo boon
viovod both on indiooo of bohoviorol chonuo and on prodietivo goidoo to convulntvo thoropy. Koch o: thooo tooko
and o oolootod group or uotor tooko oro now bozo; oooooood
for both thoir oopoaity to rovool ohongo with voriouo drug: ood
thotr oopooity to prodiot ohongo with tho drugs to this
-pro.ron (hB).
3. Blootrooooogholg‘goggln In tho ooovuloivo thoropy
'

otodiot, tho dogroo of

slowing woo loooorod by counting
tho oonoooutivo wovoo in oolootod oonploo (16). whoa tho
noro oubtlo ohongoo or drug ottooto are studied,
1a
noooooory to opplr loot todiouo tochniquoo (ha), ond
EEG

it

olootronio froquonoy ontlyoio woo introdocod in August,
1959. I: nooourouont of tho pon dotlootioo for voriouo

�.15-

'

sooosd
is_ton
opoois, ropid

trsqssssiss tron to
nosslrsnsat or oppsrsstly sssll ohsncss is total activity
and trout-soy upsets: or. sttsisod.(52).
ethos physiological vsristlos stadiod in this
3

33 bps

yrogron include tho rooponso of 830 to istrsvsnoos chloru
~pro-suns, blood prosaoro rospouso to nooholyl, tho EKG,

radioactive iodine optsko, and saslysss or various blood
tad urine olsnsnta.
h. hots Ansgzgisx rs onslrso tho dots goosrotsd
in this otndy, as hsvs sovxtt tho aid or complex ststisti-

colon-thud: and computational tsuilitios. Analyses or
notorious, osaj‘rslstioo ”trio", factor analyses and
disorisintst function onslrsoo ore connotations new in
prouross with this dots at tho III? Psychophsrnsoology
aortic. contsr's Biolstris Laboratory in Washington.

Ill-l!!!

STEPS

Favorsd by s notional rososroh

'

clissto

and

s ooopor-

stivo hospital staff, thsso studio; hows proooodod
vigorously. Rho ssssts for rososroh is.this sotting hi7.
toss arsst ~— s solsctsd, intslligont pstisst popnlstiou
rssinsnt from six to twolvo months, without individual
economic linitstios of hospital stay; a sophistiostsd
sdninistrstioa tolorsst or controlled studios; sud spprovsl
o: s 30:26 or Birootors who dosirs 'rssosroh' as on

institutional function.

�~16-

eeted 1n hie tiret heepitel
repert 1a 1959, e epeetelty heepitel eee eeke little tepeet
en the eeetel illeeee prehieee er the seeeehtty by treet—
eent elehe. the eeeeeeetel treeteent e: 350 petteate e
contort
to the h0,000 reeident petteete
in
but
little
yeer
1n the etrte heepzltele a: La; Ieleed. I» will the eeeeel
treieie. or twenty er thirty phveieieee in the erte e:
peyehetherepy do exeh to help theee untertnnetee or the
reeident
111
theeeende
of
in the
mentally
enbnletery
nee:
eetiee. he, e therepeetle [eel eleee 1e eelutﬁry bet
teedeqeete to ear neede. he he prepeeed, the eeewer eey
lie in the deeieetiee or 'reeeereh heepttel”, ee it 1e
here thet e epeeielty heepttel eee truly excel.
the eherter hee been written in the neerd'e eeeertlee
er reeeereh ee e heepttel ceel. with the eeeete or en
exeeplery therepeette teeility, each rededteetlee eee
previde the etieelee tor the centieeeue ether 9! the
eeeeee er mental zlheeee end at eethode e1 therepy.
Seek dedicatiee ueeld provide the etteulee tor cenperetive and controlled eeeeeeeeete e: dittereet therepeette teehniquee. Centteeed etudy 1e urgently required
of the eeleettee e: petseete ter verieee therepiee; the
epplieeteee end eede er eetlee e: the therepiee; end the
role of eeetel end ntltee :eetere in euppertte; the exteete
Le Dr. Levin hehhtee

&amp;

�.17-

o: oar tharaptol.

tubjoctl. the hohavioral Vtrtnblou OIOII, which are tin
halt: a: on: proﬁont ditcznltso Ichtnstn, arc taunts-raotcry. at:dy is urgtntly requirod at tho upyltonbtlltr
a! aootnl tad dulnarnphtc i:riab1¢a; paybholoutcal t:§k
pcrfornancu protilun; twpologinc bnaod ca b-havxoral
response to dozinnd Itroaaun or drug.; and physiologicall
roactivity measures. such olaantticatioan arc also

oniéntial for any biochemical, phyainlogioal or tvnlunttvo

study to pravado ha-nzonous 33:91.! and campgrablo

outrun.

‘

Alloa§nantu tlnd requsro moaningtul indtcoo of
evaluating 05833.. Pros-at global 'tnpro.uncnt“

rating:

tad loeaalitttton noctur-n arﬁ inadequate. Whathor tho
'iatorvuuing variablo bu nilihn thnrnpy, psychothnrapy,

sino,‘§héleri£irii at bohhvioril chant.
max... «anti-.1»; in.” 3592;131:1511”: a: rung-«1n,
drug therapy 0r

'

ladguaao #:028, idlt€r££1n3n,wpsyohéphyatéal"ch:n¢cVaéufca.

.

family CUIOIIIO§$I5I2E2- raqniru study :33 cviilatién;
Roount attains of p¢y§hottc hubjoeta has proiidcdv
tho succession thit thﬁrs in a notrolosic factor 1a.:
group a: eh: ichisophroainn. The h1¢h tacidoneo er citatro"graphic and aauroloxie éysiunetian, the 153k or behavioral
Vidnﬁculc to all thoripiol, and tut
rclontlcna

course a:

�-18 o

illncts nascent:

involvontut in thin
clustcr. Such a substrate aunt bo-olourly sought by tho
app11egt19n of biochemical, nourophyniolegioal and opia
daiiologionl toehuiquu to Vitus elation or you;
pcyohutio hubgccta.
5:
Eh. quontiona
broador
or
110:.
than. arc
son.
Ittdiud in thc prosrtlz in cxyurimontul psychiatry ot-tho
pant aovan yéura. than. programs, and the cantonporury
projaots-in hiaahuniatry and in medicino, providc nod-1s
It hootuatrgp studios andor;lkon with linitod uupport. ‘A
dodieltion at lilllidOIHinitll as a ncaonrch Institutc
I111 providc tho neodca £96“. and impetus for tha
Iciontltia and hunnnitcriun forces at the oonnnntty to
Join in a connea endeavor to roaclva the problems or
the tantally £11.
ﬁho

1n “orznn1¢*

�LGRROUIOG‘OIIi‘

Participanﬁl in than. procraua inalndo thprouont ac-bcru a: ﬁh- Dopartnnnt or Expnrtnoutnl
tuyohiatry: Its lalnoat, acrtln A. Orton, thrthna Iaplnu,
Brio Karp, Beunld 1. £1.13, Joha 0. truncr. an: Pollack
and Arthur 33113.3. turner associntad includod Kurl tuner-nun,
Joseph 4:230, lobart L. Kahn, Hyman Koran, Goircu Kruathunor,
ln£h3n101 81.3.1; and angry J. Lorkauats, untold Intonvur,
lid ntrrc Alan. It. couporn$1on 0! Arnold a. Blunborc ot~
Bopartaont of Hodictnn in the protont program in srqtntully

the ropor‘s liltod horn are the roault at
tun collnboratian of this. tartar. and ﬁt. prutoastonll
atQtta a: $h| h0upita1.vha an?! unnttnttnxly or tuttr tin.

acknuwlodgnd.

and

that:

nooduw111.

�W

J. innum- mug. 3:21,

1.

was,
67, 1956; 6.

1953;

3.

3.

1955;

ha

1952;

93.59201,

My
1951;

10.

£535.21.»

aggmh,

man,
53339229,
33539216.
7.

1957;

9.

1951;

wgaév.

2.

1951;

1955;

5.

19575

gnu“

12.
1961;
and 35;:
33:81:,
J.
gag.
13. ”surﬁng, £3211, 195k; 1!... Arch. Home)...
16.
1956;
15.
195!“
33311923,
353
3:233,

11.
91, 1961:
and.

”an“.

13.516, 1951;

can. gut. . 33:88,

11.

human-.101. 3:180. 1957! 19.
10:207, 1958;
21.
22. 91!.
21;. Arch.

and.

Im.
haul.

733, 19583

'

Jon. “or.

M

Ann.

1956;

18.

no

011:.

32:162. 1953; 20.3113
}_6_§:18h6, 1958;

23. 3333.21221, 1958;
25.
1958;
and £9:
£33380,
.
cg ’E‘L‘E
26. Iowa. 33682, 1958; 21. Pazohoutholqz

323. 323113. 1958;

w.

at Gal-Inna», Brno &amp; Suntan, 126, 1958; 28. PatchesGo.
1959;
325,
a
Iron
Luna,
,
zbnrnuohg nation,
29. Pros. xv 139. can. Pulp»)... lath ﬁoluud Pthln 238,
1959: 30.
3921.3, 1959.
31. Arch. 00:. PI:«but. $3565, 1959; 32. Egg

cm. lam-gm“

.

M
531668. 1959: 35- Pros.

33:398. 1959; 33.

6256. Porch. Luna. .1.
0.3.. Install. 501., Forum, 613,

31;.

Plzchn . 133381;, 19595

31.

J.

1959;

300911011.

35.2w.

36.

1960.:

I“.

nor. J.

11155, 1959-;

�38.

Ila

3113. "‘£32Ez.1.13 $30359, 1969; 39. Aunt. J.
Plzdhzut. ;;§t839, 19601 ho. lonro~rozghgzhurnneologzll:
n(‘)

kl. Jeur.

Harv. Rant. 31-. $§91235, 1960; ha. ibid
$293187, 1960) h}. Arch. H.353 . 3.5h7. 1960; bk. nganien
or Puyuhintrio Brag rhorugl, $9, 0.8. rhonnl, 19603
£5. 3. retrogjzoh. $3252, 1960; hé. 130:. J. Pazchuthor. $3;

h7. Intro-tszghaghuguncolagz‘gc30, Elsovicr, 19613
hB. than 3:381, 1961: M9. Azeh Gan. rqzuhil . 5:259, 1961; 50.
thid 2130, 1961.

56, 19611
'

orv. Rant. 91.. £2gn153, 19613 52. 535:,
taint Eggorinontalcs (in prosl)£ 53. '5 can :wggvahogharuneo »
(1n
5h.
890111
pro-I):
2‘;
Inn‘s; (in prose); SS. Bupub~
lishoa §anulcript3 56. Pszohiltrz 3;:2h9, IQSB; 5?. Arch Gen.
Paychiat. 23652, 1960.
51. Jour.

�</text>
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                <text>Experimental psychiatric research at Hillside: review and prospect. J Hillside Hosp. 10:15969.</text>
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                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
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                    <text>PREDICTION OF INDIVIDUAL PATIENT RESPONSE TO CONVULSIVE'THERAPY
1/

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&lt;--

Max Fink, M. D.

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The prediction of response to treatment is a necessary daily task of medical
practitioners, who, after a process of clustering the symptoms and signs of illness of a patient,
select a treatment regimen most likely to effect a salutary change in the patient. Where
the classification of the disease is established by definitive criteria
in syphilis. diabeas
tes or malaria - the physician's problem is simplified. Where classification is not based
on definitive criteria, as in heart disease, or mental disease - the physician's
is
problem
complex. for he must resort to the recognition of pattern based on his individual
experiSuch
classification is not readily validated, and in the absence of specified external
ence.
criteria, errors in grouping for therapeutic purposes are frequent.

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In the instanCes where

remedies are established by their effectiveness. as in syphilis, or bacterial infections, or avitaminosis - treatment selection is readily defined.
Where remedies are non-specific, as in the treatment of mental illness by environmental
manipulation, psychotherapy and various physiodynamic therapies, the problem is complicatcd, not only by the non-specificity of treatment but by the probability that potentially
effective therapies are applied to potentially responding and potentially
nonresponding pop-

-...-....'..-.-....-..—”.y—--—-

,..

ulations.

The problem is further complicated b y a lack of evaluative criteria of
salutary
Various
change.
approximations are in use, as symptom rating scales, social adaptational
measures, patient self-ratings, and changes in target symptoms. These indices are gencrally too broad, too inclusive and too non-specific to be useful. For example, in the
target symptom approach, the assumption that anxiety in neurotic phobic, neurotic
depressed,
or paranoid schizophrenic subjects are equivalent processes is not valid.
in
Depression
various subjects is no more the same phenomenon than is the fever in t
mania or lung abscess.
c

.

'

There are, therefore, three aspects to the problem of predicting individual patient
response to therapy: the specification of populations (patient selection); the selection of
therapy; and the specification and evaluation of behavioral change. These
will
be
aspects
described with reference to the convulsive therapy evaluation
of the Hillside
programs
Hospital as studied during .the past seven years. Hillside Hospital is a
voluntary,
nonprofit, community supported institution in New York City. In these studies, the
patients
were referred specifically for convulsive therapy by staff psychiatrists to the
special somatic treatment unit which was responsible for all somatic
treatments at the hospital.

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Observing the usual mixed group of subjects referred for convulsive thera
py, we recorded a variety of behavioral adaptive patterns at the times when
subjects had received
the number of treatments sufficient to i nduce
neurophysiological
The
changes.
patterns ineluded euphoria, hypomania, denial, and minimization;
loss
and
increased
memory
complaining; increased fearfulness, agitation and excitement; and withdrawal,
paranoid and
delusional ideation. In assessing these patterns, that of euphoria,
denial
hypomania.
and
minimization was prominently associated with clinical ratings of much improved and
recovered. We termed this adaptive mode "euphoric-hypomanic" and set this
as the criteria
for the behavioral change which we would like to
predict (l).

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Since treatment selection was defined by the institution, our studies
focused
initially
the definition of parameters of change.

1/ From the De partment of Experimental
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Methods
on

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Psychiatry, Hillside Hospital, Glen Oaks, L.I a.

Aided, in part, by grants M-927 and MY¥Z715 of the National Institute of Mental
Health,
U.S. Public Health Service.

317

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�(and
be
therefore
this
show
adaptive
pattern
to
To determine the population prone
terms
usual
diagnostic
or
the
eschewed
symp.
we
recovered)
and
rated as much improved
these
studies
behavior.
During
of
We
measurable
aspects
more
and
sought
tom check list.
the
termed
which
we
neuroconvulsive-therapy
process
the
of
had develOped a concept
a device to
as
convulsions
seen
are
repeated
view.
In
this
(2).
view
physiologic-adaptive
behavioral
function
brain
adap.
altered
of
such
conditions
the
Under
alter brain function.
attitudinal
and
factors.
sociocultural
Thus,
individual
personality,
based
on
tations emerge
indices.
attitude
and
predictive
as
personality
we sought measures of pre-treatment
defined
that
the
we
studies
these
had
completed
we
after
it
was
For the most part,
of
"much
clinical
ratings
the
earlier
tables
these
on
that
"euphoric-denial" pattern, so
with
this
be
to
equated
be.
View.
in
and
our
reported
are,
improved" and "recovered" are
havioral pattern.
Results
Earlier
of
language
patterns.
was
assessment
Our
first
3. Lan ua e measures.
with
brain
dysfunction
that
patients
demonstrated
had
(3)
Kah
and
n
Weinstein
studies by
after
confabulation
and
intra.
disorientation
of
denial,
changes
had characteristic language
language
these
that
same
observed
we
study
electroshock
In
one
venous amobarbital.
those
that
noted
We
patient.
also
of
treatments.
numbers
with
increasing
changes occurred
those
not
while
recovered,
evaluated
as
the
ones
showing these language changes were
content
A
analysis
linguistic
unimproved.
rated
as
generally
exhibiting the changes were
disminimization.
denial.
be
to
explicit
the
in
study
showed the language patterns rated
of
tense,
of
change
third
use
comments,
person,
cryptic
cliches,
evasion,
placement,
(4).
with
question
a
and
responding
withdrawal, qualification,
elecafter
showed
these
who
patterns
language
the
subjects
It seemed probable that
treatment
before
such
to
.
using
patterns
who
have
propensity
a
the
be
ones
troshock would
tested
therefore.
We.
test.
provocative
some
by
changes
if we could elicit the language
adinterview,
structured
short
in
a
questions
each patient before electroshock by asking
then
and
repeated
and
nystagmus.
slurred
speech
until
was
there
amobarbital
ministered
after
amoof
changes
number
language
the
for
the
We
scored
answers
the questions (3).
barbital (4).
We noted a relation between the number of pretreatment language pattern changesthe
during
manifested
clinically
of
changes
number
language
the
to
following amobarbital
between,
also
relationship
a
there
was
1').
Furthermore.
(Table
of
treatment
week
fourth
imof
much
clinical
ratings
and
term
short
changes
the number of pre-treatment language
proved and recovered (Table 2).

TABLE

1

TO
RESPONSE
LANGUAGE
PRETREATMENT
BETWEEN
RELATION
AND
CHANGES
CLINICAL
AND
SODIUM
AMOBARBITAL
WITHDRAWAL DURING TREATMENT

Three or more
clinical language patterns“.

Pretreatment
response to amobarbital sodium
pretreatment
response to amobarbital sodium

No

*x2
+x2
318

4. 26; p&lt; . 05.
6. as; p&lt; . 01.

Withdrawal reactions to amobarbital sodium:

The scorn

denial

sc&lt;

We

1

cal rating

score

and

�TABLE 2
“""“

RELATION OF PRETREATMENT LANGUAGE CHANGES WITH AMOBARBITAL
SODIUM TO EVENTUAL CLINICAL RESPONSE

V:

«vs

Change with
amobarbital sodium‘I
Much Improved

19

-~..-,..’.

68%

.-.~.e.

..

Moderately
Improved

_,_

‘91-

_

Unimproved

*x2- 10. 30; P

&lt; .01

y-a-M-...‘;N

-——vr--

b. Famil Interviews. Our second assessment was a denial personality
As
inventory.
patients were referred for convulsive therapy, we interviewed a relative in an unstruc-

exploratory interview. The questions were designed to determine the degree to
which the patient approximated the explicit verbal
described
personality
type
Weinstein
by
and Kahn (3). On fifteen items, patients were scored on
three
a
scale
of
l
point
and
2.
0,
The scores were ranked and divided in half - those in the
half
termed
were
upper
"high
denial score" and those in the lower half, as "low denial score" (5).
tured,

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observed a significant relationship between the denial score and short term clinical ratings (Table 3), In addition. there was a
significant
between
relationship
the
denial
score and the number of clinical language changes during treatment (Table 4).
We

.
-pv

TABLE

.-

3

..1..—.

RELATION OF DENIAL PERSONALITY TO CLINICAL RESPONSE
TO ELECTROSHOCK

'Much
Improved

Personality Score

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Moderately
Improved

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TABLE 4
RELATION OF DENIAL PERSONALITY SCORES TO CLINICAL
LANGUAGE CHANGES DURING TREATMENT

Personality Scores
11-25 (2.0)
0-10 (20)

Number Language Changes
8

l7

‘

12
3

*

.

319

�We
the
did
Rorschach.
was
task
Another
not
essayed
Determinants.
Rorschach
c.
look upon this test in the usual interpretive manner. but scored the number and patterns of
Rorschach determinants following the schemata of Klopfcr and Kelley (6).
It was observed that ratings of much improved and recovered were associated with
the following Rorschach criteria; absent human movement (M). absent form color (PC).
few responses, high form percentage (F ). presence of color (C) and color form (GP) or
absence of all color. and low shading response. One schedule is reproduced in Figure l

(7)-

FIGURE

1

RELATION OF RORSCHACH PATTERN TO

CLINICAL RESPONSE TO EST

°/°

NO M,

no c

M,CF AND

[3

MUCH

IMPROVED

NO M,

a\
MODERATELY
IMPROVED

AND

no M,.cF/c

M, NO

c

F6 AND M, FC

UNIMPROVED.

d. California F Scale. Still another attitudinal task is the California F Scale. This
is
the
which
to
10
subject
statements
of
global
of
uncritical,’
series
consists
a
task
simple
asked to express the extent of his agreement or disagreement. High scores reﬂect high
agreement, and low scores, high disagreement (8).

There was a significant correlation between high F scores and favorable clinical
and
(9,10)
studies
factors
social
out
realso
carried
In
we
addition,
5).
(Table
ratings
ported that favorable outcome was associated with few years of education. foreign'birth.
and older age.
'

»

TABLE

5

RELATION OF SOCIAL FACTORS TO DISCHARGE
RATINGS IN CONVULSIVE THERAPY
.

Recovered
Much Improved
Improved and
Unimproved
320

Mean F

Score
53.1

Mean
Age

Mean Years
Education

7-

50

9. 4

/ 10.6
12. 3

Foreign
Born

‘

35
17

�Conclusion

summary, we have observed that a variety of pre-treatment measurable aspects
of behavior, usually described as personality variables, are associated with the develop—
ment of the euphoric-hypomanic adaptive pattern in convulsive therapy and are rated as
much improved or recovered in our setting. These variables have been defined in language
patterns, denial scores on family interviews, perceptual style reflected in the Rorschach.
California F Scale measure of attitude, and the social variables of age, educational level,
and birthplace.
These personality and social variables provide the perceptual and attitudinal bases
for the adaptive changes which occur under the conditions of altered brain function induced
by repeated convulsions. Absence of these personality traits, in the presence ,of equivalent
degrees of brain function leads to other adaptive patterns, usually rated as "improved" or
"unimproved. " and not to the euphoric-hypomanic mode.
In

The same theoretical model of the neurophysiologic - adaptive interactional hypothesis
is applicable to drug therapy (2, ll). We would suggest that different agents are psychopharmaceutically useful to the extent that brain function is altered systematically. These
can be measured by the electroencephalogram, although not exclusively. Under the conditions of persistent altered brain function, changes in adaptation will occur, dependent on
pre-treatment personality variables. These can be specified, and studies now in progress
at Hillside Hospital are assessing this model for various psychotropic agents.

References
(1)

Pink. M. and Kahn, R. L. : Patterns of Behavioral Change and Improvement in Convulsive Therapy. AMA Arch. Gen. Psychiat. (in press).

(2)

Fink, M. : A Unified Theory of the Action of Physiodynamic Therapies". J. Hillside

(3)

Weinstein, E.A. and Kahn, R. L. : Denial of Illness: Smbolic and Physiological Aspects, Springfield, Ill. C. C. Thomas, 1955.

(4)

Kahn, R. L. and Fink. M.: Changes in Language During Electroshock Therapy. Psycho atholo of Communication, Ed. Hoch. P. and Zubin. J., Grune &amp; Stratton
1958, pp. l26-139.

(5)

Kahn, R. L. and Fink, M. : Personality Factors in Behavioral Response to Electroshock Therapy. J. Neuropsych. 545-49. 1959.

(6)

Klopfer.

(7)

Kahn, R. L. and Fink, M. : Prognostic Value of Rorschach Criteria in Clinical Response to Convulsive Therapy. J. Neuropsych. _1_: 242-245, 1960.

(8)

Kahn, R. L. , Pollack, M. , and Fink, M. : Social Attitude (California F Scale) and
Convulsive Therapy. Jour. Nerv. Ment. Dis. L351: 187-192, 1960.

(9)

Kahn, R. L. , Pollack, M. and Fink. M. : Social Factors in Selection of Therapy in a
Voluntary Mental Hospital. J. Hillside Hosp. 2: Zl6-228. I957.

(10)

Kahn, R. L. , Pollack, M. and Fink, M. : Sociopsychologic Aspects of Psychiatric
Treatment in a Voluntary Mental Hospital: Duration of Hospitalization. Discharge
Ratings and Diagnosis. AMA Arch. Gen. Psychia . l_: 565-574. 1959.

1942.

(ll) Fink,

B._

and Kelley, D.: The Rorschach Technique. New York, World Book Co. .

EEG and Behavioral Effects of Psychopharmacologic Agents. NeuroPsychopharmacology. ed. Bradley. P. . Elsevier, Amsterdam, 441-446. 1960.
M.

:

DR. LASKY:
.,-

Thank you Dr. Fink. Do members of the panel have any questions or comments?

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�DR. KLERMAN:

I

Max, you presented with a fair amount of specificity, the personality and social fac.
tors which characterize the patient. Iwas disappointed in that the other half of your
neuro-adaptive scheme was left unspecified. Namely, is there any specificity in the alter.
ation of brain function that is as predictive as these specific social and persouality factors?

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adapta
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that hi

.

DR. PINK:

answer to that is that we do have considerable specificity for the various
treatments that we use. If I might have Figure 2. This Figure will show that we did use
electroencephalographic measures. We were rating the EEG changes according to criteria
which we called high degree-slow wave activity. This index could be specified and quantified. After determining which records were "high degree" slow wave activity, we were
able to go back and look at the patients who had shown the much improved category, the
moderately improved and the unimproved. It is apparent that of the patients who were in
the much improved group, about 90% of the records of that group had shown high degrees
of EEG change during the third. and fourth weeks of treatment. It is also clear that the pa.
tient's who were "unimproved" did not show the high degrees of EEG change. We interpret
these data to indicate that unless a patient has a high degree of EEG change he will not
.show behavioral change. It is necessary to have changes in brain function and it is under
the conditions of the brain change that adaptive change will ocdur. The type of adaptive
change depends on these personality variables. In drug therapy we have other EEG patterns which can also be specified.
I think the

change

'shock.

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schalk
comm
much
crude
with tl
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NUMBER OF TREATMENTS

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which

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.

DR. KLERMAN.

Is one difference between this kind of physiologic measure and the other measures in
that they occupy different type predictive factor? Would you say here that unless the patient has this characteristic, EEG changes, he will not subsequently develop behavior and
adaptive changes but can you predict before the treatment in any physiologic way whether
or not a given patient will manifest these characteristic delta wave changes 7 In other
words there is a difference between a predictive variable that you described as existing or ..
characteristic with the patient prior to his exposure to the treatment and a predictive variable that says he must experience a certain kind of change under the inﬂuence of the so-

matic therapy.

322

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�PINK:
I think what you are asking is whether we can predict the physiologic response of the
patient. I think we can, although this is much more difficult than predicting the behavioral
adaptation. We still do not know what the determinants are or how to measure them prior
to treatment, to predict whether a person will or will not show a drug response or will or
will not show a physiologic response. The question is not one of a sequence, where altered
brain function comes first and then the subjects involuntarily adapt to it. These processess
arc concurrent. At the time that brain function is changing under the influence of repeated
convulsions or under the influence of repeated doses of drugs, the perceptual, the attitudinal, the conceptual and all the other aspects of patient behavior are undergoing change so
that his whole view of life and his response to his environment is changed. The kind of
change he shows depends on his pretreatment propensities, as we tried to show on electroshock.
DR.

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DR. LASKY:

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Dr. Fink, we'll ask another question or two. They are short ones. think Dr. Gottschalk and I have something rather similar in mind. Now, the one I had was--Could you
comment On your criterion. You used a three level over-all clinical rating of recovery,
much improved and improved. Now the question that comes to my mind is why use such a
crude criterion when you are using rather quantitative measures as predicters and ties in
with that, of course, what (ices this criterion mean that a man is "improved" 7
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FINK:

Dr. Gottschalk, do you want to ask something ?

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DR. GOTTSCHALK:

Well, I had a somewhat similar question, but I have focused on something a bit more
specific than that--As whether Dr. Fink had any idea why those people with lower educational levels tended to have more improvement, was this possibly because of the goals
being less as compared say to persons with higher educational levels, then of course this
has some relationship to the question about the criterion for improvement.

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FINK:

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think that both these questions are crucial ones.. I tried to indicate that our slides
reflect early aspects of our studies. At the time that we did these first studies, we did not
know what we were using as the eventual criterion of behavioral change. We used psychiatric ratings much as everybody else. This criterion was fairly effective. In the course of
these studies, we learned that there were different behavioral modes, and these seem a
more meaningful criterion. We are now in the process of assessing patients going through
our electroshock program, trying to predict these various modes. Unfortunately, the number of patients referred for electroshock in 1960-61 has dropped off precipitously, so that
we do not have a large enough sample. But, the statement of the slides on recovered and
much improved reflects, ‘as we look back in our data, those patients who showed the
euphoric-hypomanic adaptation. That adaptation can be characterized by a feeling of wellbeing; an attitude on the ward of being fine; dressing up, and participating; and on inquiry
stating they are no longer sick or depressed and that there is nothing wrong with me. Such"
behavioral changes are the ones that psychiatrists rate as much improved. In our hospital,
which is psychodynamically oriented, there are a number of psychiatrists who have seen
this adaptation and have said that this is not improvement, but explicit denial is a psy—
chotic adaptation. There is, therefore, a problem of evaluating what we mean by much
improvedor unimproved. The question about educational level is also related. The evaluation of "much improved" is dependent on the psychiatrist's or the evaluater's attitude.
This is one of the reasons why the use of much improved characterizations across hospitals is almost impossible. We tried to show this yesterday in Dr. Pollack's report of our
tri-hospital study where discharge ratings did not have the same meaning in the various
hospitals. The educational level is important because. there is something about being well
educated in the American culture which does not lend itself to the use of the, gross denial
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”r"

«-

-m

.»

1‘

i

l
t

i
l

i
V

‘323

i

i
i
i

�\Q

institution
is
this
in
and
reour
them,
we
see
as
cultures
ive
The
more primit
response.
who
have
and
in
may
Europe
who
born
were
flected in the people in the older age group
the
adaptation
use
or
such
can
people
that
in
Europe,
life
sustained their early
processes
American
Our
younger.
intelligent,
denial.
more
verbal
do use the adaptation of explicit
born girls and boys just don't use gross denial.
the
for
I
on
use
apologize
must
and.
is
poor
very
The use of improved categorization
The
next
studies.
started
our
the
we
is
that
way
the slides, but Ihad to use it because
reflect
will
but
an
have
not
will
that.
two
hence,
series of slides, hopefully a year or that
have teased
think
we
which
we
predictors
the"
hope
we
Then
adaptive mode typology.
differences.
those
in
demonstrating
effective
be
will
out using improving categories

in ap

procedure

by investi;

In or

pharmacol
lucidly, tc
jsctive es;
of familia:
able dosa;
'age level
not associ
experimer
pipradr‘ol
tect: 47 ju
:

DR. LASKY:
who
A.
'Gottschalk.
Louis
Dr.
is
next
Our
speaker
Fink.
Thank you very much, Dr.
Cinof
Psychiatry.
the
Department
at
Coordinator
Research
and
is Associate Professor
to
Individual
Pay.
Response
is
"Measuring
his
of
title
The
paper
cinnati General Hospital.
Free-Associative)
Behavior
(or
Verbal
and
Method
a
Introspective
an
choactive Drugs by
Method. " Dr. Gottschalk.

Fron

the indivic
a seconda:
by pipradz
themselve
able to wo
one thing
themselve
duced stin
1

AN
BY
DRUGS
PSYCHOACTIVE
TO
RESPONSES
INDIVIDUAL
MEASURING
INTROSPECTIVE METHOD AND A VERBAL BEHAVIOR
(0R F REE-ASSOCIATIVE) METHOD 1]

of accomp]

,

‘

Louis A. Gottschalk, M. D.
Introduction
is
a
redrugs
to
psychoactive
and
individual
idiosyncratic
responses
the
Measuring
of
study
and
The
systematic
serious
search area of increasing interest to investigators. the fact that the collective effect of
such phenomena is made difficult and compounded by
and
the
unique
that
time
the
at
same
the psychoactive drug has to be accurately measured
for
accounted
plausibly
whenever
possible,
and,
observed
individual effect is being validly
at some level of organization.
individual
the
for
and
accounting
of
measuring,
Approaches to this problem detecting, and
methof
the
Some
principal
ingenious.
been
have
many
drugs
to
psychoactive
response
different
with
major
of
to
of
patients
a
drug
administration
groups
The
ods have been: l)
suband
of
behavioral
different
for
patterns
psychiatric nosological syndromes and looking
psychoneuroschizophrenia,
the
,
category,
to
diagnostic
e.g.
jective reactions according
1929;
1953;
Bensheim,
and
1952
and
Pennes,
sis, etc., (Beringer, 1927; Hoch, Cattell,
of
of
the
relationship
Z)
determination
The
1960).
Weinstein, 1953 and 1954; Kornetsky,
beor
profiles
with
different
personality
associated
to
a drug
varying individual reSponses
by
measured
etc.
--as
hysteria,
depression,
extraversion,
havioral patterns--such as,
and
(Kornetsky
evaluations
clinical
psychiatric
various psychologic inventories or tests or
individof
the
The
3)
1958).
assessment
a1.
1955;
Laverty.
,
Humphries, 1957; Lasagna, et
of
defear
such
a
conflict,
as,
with
psychodynamic
a
ual reactions to a drug associated
different
The
investigation'of
4)
1957).
pendence (Gottschalk, et a1. , 1956; Sarwer-Foner,
Kurland.
1955;
and
1950
1956;
et
a1.,
Wolf,
and
1955
a1.
et
.
reactions to placebos (Beecher,
the
hence
and
effect
placebo
sometime
of
powerful
the
1960), which provide an indication
individual placebo component of the reaction to a drug.
of
Medicine.
of
College
Cincinnati,
of
University
the
Department Psychiatry.
1/ From
from
(MY-1055)
research
in
grant
a
by
These investigations have been supported part
and
Welfare.
Education
of
Health.
Mental
of
Health,
Department
the National Institute
324

The i
the individ
about the i
very devia
ple and 1e:
tive drugs

character

cannot, ho

rically

we]

drug addic
individual

major psy¢

The
pharmacol

I

assessing

1960,

1961‘

measuring

perimenta
situation
subject to
1

investigatl
The verba
the only 1':
of ‘speech
The relia’:
the scales

eral or ty:

been devel
s chizophr

‘

�lfiﬁlt$1ll at Indxvtiaaz Pattau$

nutpunua $0 etuvuzntvu rhnrtpy

Ill! Flak, Raﬁ.

.: Impurinuntnl Payuhattry,

fvun tho nlylr§ncnﬁ
#10! MC. ‘31., 'gta

tad-i, 1: port,

Hillttan Ibupitnl.

0: tin luttcuul
Ilnl%h aurvict.

by graaﬁn uaytv nai 31.:115

Instittﬁo of Haiti} Icalth. v.3. PuBISa
Proaoatnd gt ti: 6%; annual V.A. lcuoaroh atatcrtutc,

1': 8/13/61

�rouponio
1n
n nonalu
ﬁvtatuunt
to
prudxutlaa
o;
it:
IOdIOIl yrsctatxynorn, at». 31%.: a
vary «£517 ttak
arupttat ind stuns o: illnoua o:
grants. 0: alxnﬁurtug

::

ti.

a putatut, atlact I trtttuon‘ raglan: moat likely $0 otttcﬁ
was».
tho
tho
in
‘8ango
clanuitlcttioa
unlutnry
pntiunt.
:
of it: ‘13.... :- estabISshcd by antlnitavc 091%.r1a an in
typhtlis, 61:50:03 or malaria th¢=phyutotua'u vrohlcn in
usnplitatd. whit. clacnttiaa‘taa 1: not b!!!‘ on definittvu

.

~
disoutc
Inutul
thGlittil, tr
phynictun's yrobluu 1. uonvlex, tar ha aunt raaovt tn the
raeocaittca or pattcrn bssod on his 1361114311 cxyurtanao.
Inch olunutrteu‘lon 1. act readily *alldntcd, and in the
thuunc- at apccttlsd axtorunl oritoria, 09?!!! in grouwinu
to: thsrtpcutta pnrpoaon urc trcqncut.
In it. anatanoon Ihlfi rI-caion at. iatubliahod by
thuir artistIVInoal, a: in nyphtllo, at hscturzgl tntnottoaa,
0r nvttuasaontu - £rnutncnt 0.100%10n 1: ro&amp;4117 tortacd.
what. raunélun up! una~:poottta; n: in the tralCanat if
uantnl 311:... by .nvirulnnuttl nuntpulttiun, pnyuhcthurnpy
nae vnrlcun phyvluayuuntc thcrapioo, ta. problan 1: Gain
placntod, an: only by tun unwoupoattlctty Qt trcntnnuﬁ
Eat 37 the probability that pntuutiilly'urtccttvo thornpiou
and
to
mapltsd
pct¢at13113 nun.
ratpauﬁllg
petuntltlly
Ir.
r.upond£ag populttiouo.
the problnu :- further ocuylioutcd by a Ina! or
cvaltatavc crasorsu or aslutnrr «bingo. Variou- uppromintu
$1.». 33¢ in a... nu uyuptan tutti: uculni. 3001.1

ari‘«r£s,

an

1: heart

�.m,

Idtp‘ltttnil atannrnt, putiant ¢¢It~rntiu¢a, sud ihtﬁﬂl!
in strait nynptonu. $31.: 13d1¢¢5 art :cnurllly tlu
b?ill. to. incluntvt Out to. non-nyueitzo t; h. utctil.

for CIIIDIO, in it. tar¢1t I’lptdn apprauoh, tn; anaunp‘lun
that anxiety 1n noaroﬁlt phattc, uﬁuro£1n daprcscod, a:
paranoid naiinoyhruuiu lthtItﬂ at. ugutvnloat arousaaOI
1: nit valid. napvtasinn In various «ataoota a: nu I02¢
tan tuna phanoncnuu thug a. ‘3. first in ﬁukcratlonis,

ynluuoatt

tr its: drastic.

nipacto
to tin protlou
this! nra. thuruttrc, ﬂirt.
of proiitilu: inltvadaﬁl pattant rtuponac to thcrt’yg it.
upocsttctttun it purulgtxlu- (pataoat '01-.tAcu); tan
talotttuu at ﬁhnrayyy and tho Ipuuartaatioa and cvgllatiua
o: bohnvlurul :Inugo. That. guy-etc Itll bu actortbod
with rttarcaua in the cauvulalvu thavuyy tvnlnation prvcrtun
a! ﬁt. tillaldt laivitdl an ctudtid during thc pnu$ IUVUI
gusts. 111131;. Ritalin: it a thgntary, nonwprutxt.
eon-natty anppcrtod 1ac$1tatzon 1n luv ﬂirt 63". In that.

tuanatomy
"no
Mum
mu
gum. a. nun»

vulutvu thirty: by aﬁnt! pnythsstrtuts to the 19001.1
nu-nﬁto trastnnat :318 tits) at; roapaanthlu tor all

tauntic sysataaut: at tic httpstul.

mm:

513:. trantntnt coluctsca

our cﬁmdaou
or changn.

initially

tbcgacq

III

it

datinod by thy Incitinttou.

ﬁt. dofiuttilm at

ynvunatnvc

�n53.»

antarctic 5h: tunul atatd group a! Iuhstétu rcfttrﬁﬁ
um
tOOIrdId a itriuty at iuhiriaral
ounvnlntvo
tharnpy,
it:
udapttva pgtturnu 3t tho ‘tnnn when nuhsacto had roeoivtd
.thc 383509 of troltnnntu Initiatont t0 induct naurtphyiiolocicul antagoa. 1h. pattarun 13011614 cughnriu, hypauuuit.
X00.
and tauranuad couwltiaw
lnﬁ
scumry
aiuiniaatsan;
atrial,
1am; inoraAI-d tourtulncuo, ugitutian and clattancnt; and
withdrawn}, ptranatd and dnluntuual iauattau. In nsnassing
than: unitarul, that at nuphartt. hyvonuuat. dupini and
3131315551.» van aroniutntly agitaatiod 81th clinical rattan:
01 Inch inprtvnd uni rnoovcrud. Ha tarnnd this snaptavo
and. 'Ilphnriauhapouunxc' as! not ﬁts. as $8. ariﬁoraa (or
tic hohtviornl Ihlnli thick at until 11:. ‘0 prodlat (I).
in ﬁatarnino ‘hc p¢pultﬁtln 9:03. to that thin
tdqptlvc puttura (and thorotura by ritad II 3:33 iuprcvui
and r'covurcd) an uaahauud ﬁn; Ic‘ul dingaantnu torn: or
taught unrc honourabla anyocta at
activiuw. Duran; thou. utuaica v. had dcvtlupad a stucopt
or in. convultlvu-thornpy'praaist think an tarnnd tin
nouruphrsiaiocismudapttva vita (a). In thin vicu, rnpoatad
«intuitions urn lCﬁn a: u dgvtat to alto: brain truatiuug
Undur it. atadttann: or tank lliﬁriﬁ brush taxation h¢hsv1tva1
uasptttionn nuwtga tuned on indivtautl partuntltty, lactacultural and attitudtuul rin$pra. raga. an tomcat unalarna
at prcatruasnnut pavnannltty «a: attitndn an pradtttlvu
symptoa chock

tadiait.

liut,

mad

�.4...

It: ﬁt: unit part, It ran nttnr u. ind

uolpldtud
this. siuasot tint um cosine! tau ‘U‘Qhﬁtiﬁhltﬁlil’
pgttaru. :0 ihtﬁ on than. tahlnu ﬁt: ourltnr «lininal
ratings 0: 'umuh auyrwvoaﬁ and *rwcvvared' urn 20903104
and cit. in car vicw, it b: tqnztnd witk than bohmvtnrcl

gust-ru-

I

a

;

u:

A.

Ina-11w

Langﬁaga nannuran

at: tarst gurus-nan! was of imaging. patt‘rnu.
and“: by minute» and mm (3) m cum-tuna

that pl‘tlﬂ‘l with basin dyml‘acttQI had churaatortatit
lancuucu chanson u: tout-1. diaovtuntttlun and cuatnbulntsou

it‘.’ iatruvuacnn
an

OhOOrVIO

tint

tnnbnrblﬁax. In an. c1¢¢Qr9Ihntk study
thcnu a... ltuculcc chtngns uacurrna It‘s

1302.531»; nuubnr3

at ﬁata‘luu‘a.

Ho

Ill. ﬁtted tint that.

ya‘toatu ohiuttgl‘hosc luncu;go chanson war. in. and.
ovalultci an vucovnrtd, title than. nut annihitlag the
.chnlgta tutu guncrully tutti an unimprovaa. A lingutnttc
soatalt‘iathatu ahavud tbs languagu pntﬁarna rntca in
:3. Iiiﬂy in he uxpllett £03131, Ianilisn£t¢u, dtuplacuutnﬁ,
CVttiuu, clichcu, crypttu ocuanutc, II. of ttlrd purcun,
lhlnxt or tonne, withdrtuul. qunlltiaatiun, :nd roupondxug
with 3 citation (h).
Xi aaauct probahzu that $3: Iuhsuotc It. august
thin. Inusutcu puttcrnc utter aluo‘rcchuok vuuld be the fill
any but! u prnpauatty to I‘tﬂg itch 9I$itlil burst. truatHOQt

�.5g'

II
tait.

12

00:13

olacit sh. laacuago «haunt.

by nous prcvcau£1vo

no, uhurgtovo. tou‘od 0:0h putanut tutors ulnaﬁrcshank by acting qncstloan in t abort a‘rtttnrla intOtvtiu,
Idntaiaﬁartd unohnrbtﬁal uu‘xl that: In: Ilnrr-d apo¢ah
lad ayatngnnn, and #305 rtpuated tho quca‘iout (3). we
luarcd tbs Innunrn {pr tho u‘ubur at luagulgc chanson altar

mu»! alﬁcd
0:).

at

u

rolatlln butv.uu the ntnbgr or

pru~

$I¢utuuai language puttnru chi-go: following :noharbttul
ta £hn mutate a: luugnnao chtngcs Ianttuu£ad 311310311:
during tn. fourth rock 0: tran‘nout (Tunic I). Furtharnnro,
that. can :13. $ rolationohxp httﬂlﬂn tn. nuibcr or protrottlout linguoco chanson and about torn clinics: rating:
ﬁnd
rtcovorod (tabla 11).
or Inch ingrowcd
ﬁ‘-‘ .. O“ 40“ ‘

rabltu I, I!

3. ltully Iatorvituw

: dautnl p¢raoa31tty
rotorrcd it: touvulttvo thnrnpy,

Our accond aunnolnnat

at;

savvniory. In patients worn
no tltnrvinuod a ruxttlvu an an uanructurod, caploratorr
£n$orvicu. fun qunatton: var! 60313306 ta actarline the
vhtci
303:3. to
tic pat10u% .pariualutcd tbs axpllost
vvrbul plrsonnlity typc duccribol I7 “biacttin Ind tab»
(3). an titties itnna, patients were t£09¢4 on &amp; throa
point tall. at o, 1 ‘nd 2. 1h. IIOFDI nur- rgnkod and

�.75.

dividcd in half . thlil in tho app»: htlt cur. taruod
'hxzh Junta: tact.“ and thtst an ‘3. lava: h:1!, us '10!

innit! it!!!“ (5).

aigaittulut rulutleulhip butauon tin
short torn eliutcul rating: (table 111).

no abacrvoa a

dcnial ntoru and
In aﬁdation. chart was a siguztiuuut rulntsonshiy untrue»
‘hn «tutu! IOOIO and it. illhlr or clinical langunso GICIIOI
daring £routunu$ (tabla It).

D--“m““--‘

215190 121, IV

..¢..~........

c. lartchnah nutcruanuntu
Anothur task cunnyue In: in: lornchtch. 80 did
u.% look uyou that tout in thc It!!! inturprctivo nuancr,
hat scarce tho IIIbCf and pattcrnt a: Iorlchloh eatcruauv
unﬁt following in. unhonstn 0! 110990: ﬁnd tollty (6).

It III

Obaorvcd ﬁhnt vstinga or tank improvud

and rucovurad wort tauoain£od with the

tailoring Inraohaoh

crituric; thaini lunan havonunt (I), ubuuat for: 001.:
(re), tut raupauuua. high for: ptroautnco (30), proscuco
at atlor (6) Ind 0010: turn (or) if «haunt. a: .11 oolnr,
10' thuﬂiug rulpcntt. can Iahudulo 1: rugrodtco‘
Inblo 1 {7).’
and

fihlo

V

-Wd

1n

�.7.
a. culitoruia I aetistill anoint! attitudinal tint in tho caiitoruin
r 80.1.. this ailpln tank eon-int: at n 0:21.: at 10
unoriiiaai, global sintonnntc to which in. Inbaoct in
Ilkod to otprocl the cairn: of his agrcoaont or dinnarcosemi. list .3090. rotioct high tarocnnnt, and low amoroa,
hick iiungrtclant (a).
that. VII I liguiticuni curt-iniita hair... high
r snort. and taverahio clinical rutinga (tail. '1). In
addiiion, u. .1:- curriod out toainl factor. Italian
(9.10) and roperiod ihai tavorahlo antenna val aaaociuicd
with for yuaro or adiaution. tor-inn birth, und .16.: ago.

-‘....”

Tﬁblt VI
GQlCEVSIOls

In Cilllfy, no but. oboorvcd this a varinty of pr.trottnaat lauuurabia aspect: at b-havior, unually douoribod
.3 porooanlitw varinﬁina, it. nauociniad with tho devoIOpr
nant at tho ouphorieahypolnnio aduptivo pittcrn in unavainivo ihcrnpy and Ir. rated in luck inprcvod u: r-oovorod
in our uniting. in... variuklou havo boon auxin-d in
language pittorna, Gemini 30.9.. on 2:311: int-trio's,
puroapiuni styl- rotlooicd in the nor-chuck, culitorain
Sonia nannurn or nttitudc, and in. social variabiao 0:
:30, educational 10701, and hirihvluca.

r

�“as

this: permanality and utoitl vurtuhlnu yravtdu tha
ptrauptutl and attitudinal bacon tar tug tdnptiva cunngon
whiwh oaaur undur thn unuﬁttitag a: Alcarsd Evita function
induced a7 rnpcttnd canvulqtoan. tsunami of that. paracn~
alt$y truits. in th. pvncwuua a: aqu£V§lont duct... at
Evita lunettun Illdl to 0th.: udtpsivn yu‘turna. attally
an
to
m
“mm-4'«ass-9W»,
a»
am
a. maman
’

hypluunic luau.
the Inn. tha0r0£1oil natal a! tin acurnphyuialouic ¢
IdlpttVI znt¢ra¢tinnn1 hypcahc-is 1: nppliauqu ‘0 drug
Gillan-at ig'n‘l
ihcrnpy (2.11). "b woula sugguut
at. yaynhupharnucnatsaally~1:0!!! tn tho extant that brain
tuucslon In Il‘trﬁd ayataunttenklr. Yucca can bu nonsurud
By tin olnatraanoaphulogrnn. althangh ant axalautvqu.
Ulnar eh. eundttaouu at pcrnlntent n1£arn¢ hrgia run¢£1ou,
ohtugua in aiuptntauu V111 ﬁcaur, dcycnauut 0n prnutruutnwut

tht

pgrioanltty vurinhlus. 3!... «an h. apouttiaa, tad attitaa
piogrunt
law in
ut lilllidt.‘0.vti¢1 av: nanotling thin
nodal :0: variant ya:who$ropio Iz¢ntu.

�1a

iiuk;

l.

and tab». 3.3.2 rattcruu at iwhuvturtl nhnsun and
Improvunous in auavu111Vt fhnrlpy. 5g; arch. 633:

_!gzgg;gt. (in prnsu).
a. tint, 5.: 1 Iaitsod fhnory at tho ﬁction 0! thytisdynnnta
$303351... 2. la;§¢§da gang. g; 197*206, 1957.
J. Unina£¢$a, 3.1. Ind Kuhn, 1.x.u 9593:; at ;;;ngtug

8M..;
4,“,
¢.c. rkants, 1955.
laka, 3.5. and link, n.v' Ghatgct in
»

-

‘

s

.

l.

A

;

Satanic“, In.

$nngungc During

llocirauhuck Ihavtpy. r
Ed. au¢n, 9. an: zubgn, a., Eran. s acrnttaa 1955,
pp. 126-139.
Ital, 3.1. tut rink. 3.: ruraouniity ructora 1a Behavinrtl
laupnnio to Exactruahock Ikurayy. 3. xtnrgggzgh. 53
.

&amp;5«u9, 1959.

tlnytar, a.

raahtnh itchns nu.
It! Ibrk, khrld Beak $6., lﬁha.
labs, B.L. and Fink, n.: Prsgnautit 731:: at Rartehnuh
aritarAa in altuical lacyumau t0 cruvulsiwc thorapy.
and £01101, 9.3.

2524“, 196a.
$d§1ﬂ1
an‘
Attattdo
Pallusk,
2.:
link,
3.1.,
u.,
Illa,
{Bularornsu r sail.) ané euavultivv fhcrupy; gaggz_gggzg
n¢n3, 23;, 329; xsr~191, late.
3.?
una
Social raatnra in
lain, I.&amp;., rilluck, x.
rant,
galactiua at Therapy in u Vtiuu‘nry lcnttl lbtpttll.
a, :zzxsasg 5352, g; 21£~2¢a, 1957.
1, trauma”.

9»

-ho 8

0

A:

�13..

mm. 3.3...

Mink,

“put:

0: Psychiatric

huugs

and

amt.»

n.

Mutton a:

91mm“.

565-515., 195’.

In as an
mu “on”.

ﬂak,

8.: Boominholuie

tht
banana“...

it. and rank.

is: a

m

alumina).

Arch.

“In-nun mm

Mums.

M: g mthat, y

taut; a: antenna”.

$3me
Slum”, mum, mama, 1960.

Mnualuz, «I.

11%

.

III-why,

h,

�153;! I

Relatian Dotuvou Prttruatnnat Lﬁuutnso

Ambuhitnl

Sodium and

Withdrawal

Io.

ROIpOIuo

clinical chant”

atria:

to

an"?

Truatuont

then. or nor.

aliniasl ltn-

Hithdrawul rauc$103. ta that 2A».

“A w.»

Protrcstlcnt
rnaponno to unotarbstll India:

39

EB

60

protrontncnt
I.roapouoa
to tits
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                    <text>DEPARTMENT OF EXPERIMENTAL PSYCHIATRY

July 31, 1962
Dr. Jean Gahn
Chet De Laboratoire a La Faculte De nodeoine
Directenr De Recherche A Le Pitie
18, Rue Jose-Maria De Heredia
Paris 79, France
Dear

Jean:
The

meeting on

EEG

and Psychopharnaeology in

not well organized, for a variety of reasons.
are planning, therefore, to get together internally
and discuss our cannon interests. Please enquire at
the registration desk at the GIMP, or I will write as
soon as I have the details of the meeting.
we do not plan to preeentppepers, but to discuss:

Munich was
We

(1) International EEG programs
(2) A special meeting 1963
A special meeting with CINP 196k
$3)
k) Your Journal suggestion
My best regards, and I look forward to seeing you
on September 3. I am staying at the Hotel Regine Palace
if you wish to reach no.

Sincerely yours,
Hrtgp

ﬂax

n

,

. .

�</text>
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                    <text>DEPARTMENT OF EXPERIHENTAL

PSYCHIATRY

Dr. William Moeeinger
North Shore Hoepital
Menhaeeet, L.I.
Beer 8111:

that I submit the enclosed
It ofis with some regret
from
North Shore Hospital stuff.
the
resignation
letter
New
York
am
to develop a new peyoh~
summer
I
this
leaving
and
research
training facility in St. Louis. In
iatric
School of
with the
oonjunttion

Washington University

Medicine, the state is establishing an Institute of
Psychiatry, and I have been naked to develop the programs.
In addition, I have been appointed Research Professor
of Psychiatry, and I look forward to e more intimate
relationship with the academic world.
I look Beck at my years of community practice with
considerable fondness, for I enjoyed the hectic life very
much. My associations at the North Shore Hospital were a
most pleasant part of that experience, and I am most
grateful for your support and interest in my efforts.
My

best personal regards.
Sincerely yours,

Hfsgp
911010

Mei"?ink,

M.D.

�</text>
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John

0? EXFEalﬂxﬁT‘L Pﬁxaﬂllrﬁr

a. Daniuln, Jr.

Dir¢otor

forth Short Kanpital
H&amp;nhaaact.

L.I.

naar Hr. Buniels:
Thank you for the lettar or renppointmwnt to tho
Courtesy Start or the Diviuiau a: Kodiaina. Eftoctivu
this sauna: I an usuuming n usv genition in at. Lenin,
and I :3 thirntorc snbnitting this lettor at rusigna~
tion, arrestivn July 1, 1962.
You will be plagued to know that my exporionee in
thin connuniﬁy during uh» plat daaado has lad to my
appaintnunt as Director at the newly eatubllahod research
Qua tr&amp;1aing facility at the St. Lauia ﬁtnte 30:91:31.
rag attacuri Institute of Paychiatry.
My

‘

at the

best wishes for the continued growth tad ancooaa

Hoap1t&amp;1.

ﬁincaraly yuura,

MFG”

'

m«

313E,

MOE!

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                    <text>;.

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appartunity

�</text>
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                    <text>January 25, 1962
Dr. Edwin A. Weinstein
Dept. of Neuropsychiatry

Walter Reed Army Hospital

Washington, D.C.
Dear Ed,

Your suggestion of a conference on Violence is both
timely and appropriate to the interests of the society.
I have read the Scientific American article and its message

is worthy of consideration. In that regard, some discussion of the negro passive-aggressivity as in the C.O.R.E.

movement would be most

relevant.

For neurophysiologist, may I recommend Murray Glusman
of N.Y.P.I.? His studies of brain stein lesions in cats
gives an interesting basis for conjecture. In sociology,
my confreres suggested Alfred McCluny Lee, Herbert Block of
Brooklyn College, Joseph Bram and Dr. Bohanan.
Of the old-time psychiatrists, Sheldon Glueck and
David Abrahamson come to mind. Also, perhaps the Chesholm
lectures of some years ago could be brought up to date.

This suggestion is also consistent with the recent
increased emphasis by the A.A.A.S. on community aspects
of science, and additional suggestions may be forthcoming
from their public policy committee.
As for members of our society, I am handicapped in not
having first-hand knowledge of students in the area who
could discuss the issues. Nevertheless, the suggestion is
appropriate and I would encourage its adoption.
Sincerely yours,

MF:dts

Max

“fink,

M."D‘T

�</text>
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                    <text>DEPLRTHENT OF EXPERIMENTAL PSYCHIATRY

June 22, 1962
Dr. Eliezer Edelstein
5617 Oakmont Ave.

Bethesda 1h, Maryland
Deer Dr.

Edeletein:

Enclosed is a ticket ror the flight from Washington
to St. Louie Thursday morning, June 28. When you arrive
in St. Louis please go to the Eastern Air Lines ticket
counter and there will be e message for you. If contact
is not made, please call the secretary at Xieaion 5-6230.

If there is a poseibility that you may not use this
ticket please notethat you would have to cancel it by

phone the day before.

planning to show you around the hospital after
arrive, and for your meeting with Dr. Kohler. There
is a return flight at 5:30 which is approximately the time
that I will be taking a flight to New York and we can go
to the airport together. If you decide to stay over please
feel free to do so. There are some other good flighta,
especially a direct flight at 11:55. Looking forward to
seeing you.

you

I

am

Sincerely yours,
Haiwyink, M.D.

Hrsgp

cool.

0""

wt

r’w

/

�</text>
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                    <text>Juno 1h. 1952
Dr. Hilton Rooonbouu
Albort Einstein College of Medicine
Ensiohootor Road
Bronx, ﬂow Iork
Door Dr. Roacnboum:

I wont to take thin opportunity to thank you for
As you unscented,
rotorring Dr. Bliouor Edolutoin to up.
nova
and
offered to try
found
3
bin
dolightrul person
I
have olroody
we
him
Louis.
in
Fortunately,
to place
St.
rocoivcd pornieoiou from tho state personnel authorities
to appoint non-citisona to roooorch positions for limited
period (up to 2 yours), and this will avoid the embarrass—
uont ourtoroﬂ by Dr. Edolotoin in Hookington.
and

Starting a

now

vouturo 1:, I8 you wall know.

I on grateful for your consideration.
Ky best personal regards.

difficult,

Sincerely youro,

H1339

co: L.L. Robbin-

ox

n ,

. .

�</text>
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                    <text>DEPARTMENT OF EXPERIMENTAL PSYCHIATRY

July 5. 1962
Dr. Leonide Goldstoin
Bureau of Research of Neurology and Psychiatry

Jersey Nauru-Psychiatric Institute
Princeton, NH] 0

New

Box 1000

Dear Loo,

I have written to the aocretary of tho EEG Society
regarding your membership and have not yet received an answer.
As soon as I do, I will call you.
Thank you for your kind invitation. My plans are very
complex now, as I have just bought a home in St. Louis and
must move my family before September. I do plan to be in
ﬂow York some of the time in October~xovegber, and shall try
to arrange a viait early in that period. May I call you after
the QINP and arrange
more definitely?

it

Thank you.

Sincerely yours,

HFtdta

Max

Tank, 14.3.

�</text>
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                    <text>ﬁxrlntlﬁli

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July 3, 196!

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                    <text>DEP‘RTHEHT OF EIPERIHENT‘L PSICHI‘TRY

July 3. 1962

E

5
g

Mr. Maurice Bachrach

Adniniatrator
Hillside Hospital

Glen O‘ksg Lola, N.‘Y.

Door Kauricez
member or the
to
you for the
Hillside family,
have
which
given this Dopartmont
you
pationce and support
during these last few years. For your help, kindness and
patience, I am mott grateful.
Enclosed is a copy of my formal letter of resignation,
which I am submitting with the mixed foelﬁ.ngs of regret
for our many unflllilled aspirations, and with excitement
and enthusiasm for the future at Missouri.
May I also take this Opportunity to invite you to
us in St. Louis at your convenienco. I shall look
visit
forward toasuch an occasion an an opportunity to welcome

You, probably more
know

a

friand

than any other

the debt I

owe

and ocuworker.

best personal rishes for your continued
success at Hillside, I remain,
With

my

Sincerely yours,
MFlgp

Max

fink, H.5.

�</text>
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                    <text>{Y

DEPARTMENT OF EXPERIMENTAL PSYCHIATRI

June 20, 1962
Oscar Krisen Buros, Editor

The Mental Measurements Yearbook

Rutgers University

New

Brunswick,

New

Jersey

Dear Dr. Euros:

for your inquiry regarding the face hand
Dining theuperiod l9h9-1952 a number of younger
workers in the laboratory or Dr. Morris B. Bender at

test.

Thank you

York University participated in studies of double
simultaneous tactile stimulation. In the course of
these investigations we developed a concept that the
perception of two simultaneous stimuli was a learned
procedure, achieved by most adults within 10 trials or
the test.
New

In various populations

failure to discriminate the

two

stimuli was common, especially in young children, severe
mental defectives, aged, and most interestingly in adults
with altered brain function regardless of cause. That is,
adult patients with organic mental syndrom fail to diecrinw
inate the stimuli within 10 trials.
We have found this test so useful that we described
such failure in adults as an index of the organic mental
syndrome.

In studying the responses of children and mental
defectives we came to the conclusion that the ability to
discriminate the two stimuli was to develop between the
S and 7 year of life and was highly correlated on mental
test examinations with a mental age of 6 years. We thus
concluded that the face hand test as a satisfactory index
of mental age above or below 6 or 7 years.

�-2-

I am enclosing a list of references which indicate the
early publications of this date. The Director of the
service, Dr. Morris B. Bender, summarized the studies of
his laboratory in a monograph ”Disorders in Perception"

published by Charles c.

Thomas

in 1952.

for the test is extremely simple.
the use of fingers or shemost two safety
also enclosing a copy of a review report
pins.
recently published from this laboratory which may help you.
The equipment

It necessitates
I an

Sincerely yours,
Mchp

Gael.

Hex"§ink, K75.

�</text>
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                  <elementText elementTextId="100719">
                    <text>June 11, 1962
Dr. Louis Kohler

St. Louis State Hospital
ShOO Arsenal street
St. Louis, Missouri
Dear Lou:

letter to Dr. Edwalde,
of
letters
including
documents
and the supporting
and
expertrained
well
Edwalds is
reference. Dr. View
of the qualifications of the
in
but
ienced,
and the interview that Dr. Ulett
letters of reference
and I had, I would be reluctant to make any definitive
Enclosed

is

a copy of my

senior appointment at this time.

If his response is affirmative, I will call

My

you.

regards.
Sincerely yours,

Hthp

encl.

Mewaink, Mfﬁl

�</text>
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                <text>Special Collections and University Archives, University Libraries. Stony Brook University Libraries (State University of New York).</text>
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                    <text>Jun. 11’ 1962
W. ROWQ HQ 36"!»4.
Irving lvonan

766

m‘mﬂ

ﬂour Br.

10’

‘0’.

zdutldls

tailoring our uo¢ting and talophono convaruatioaa, I
ahnele like to take this opportaniiy ta bring you up ta
data an cur program in Riuuouri and raqucat :tnr consideror a peanut: at tho heapiul as am: psychiatrist
“ion
on a auteur basis at $19,000. In addition, I would be 910.006
to rcaeauana
appointnnnt to the Dana at tho 3t. Louis
r
001
$0
Univcruitw
at Hidiciuc {or cansid'rntion as Aasiatant
Prorcaaor. 1: thin in o: intortat to yvn, I will rouonaond
thin uppeintncnt in the lupcrintandcnt, Br. Loni: Kohlar.
rh¢ Inatitnto will open thit tall, but as ywt, nkithcr
tho 1.6. at: th. til-vi aehodulcs are npprotod. Patient 3.2.
will begin, hou'vnr, about Soptalhor l ind the Stlff tar the
units will bu drurn tram tn. hospital. Th. trsining prcgrulu

ia.pnyahiatry will continue 80 ha nadir an. direction ct
Br. Ibrim, who is th&amp; pro-out Director at training, and it in
a: intanticn in nsauao incrcasing r¢uponuibility for thin

part a: sh. program.

In rcviuwing yuur cruduntialn, both Dr. Ulctt and I

Ive. plannoa with your inturnat tad your 0830.! nttitudn.
rho touching crpuvionoounl linitod, hovuvar. and us agreed
an: to «valuato this aspect at tho r0009: an.
tinttthzuzgat
S o

‘

I.

'

secondly, in ruviowing yvur oduaatioaal tutors-tn I was
inproauad taut thy bout toaohinz uppointnnnt would ho at
St. Louis ﬁnivcrlity. l was countrninod, hou'vur, by th.

roality that the at. Lani. Univurnity Department at Ptynhintry
far prior appoiatnsnt VII
artilablc. 0n rhuradny, I hnd the oppartunity to lost the
Data as v.11 as tho «unaidata {or tn. chnirunnahip. w:

had no chairutn and no Iaehnnia-

diseutucd the rulatianahip or the

stat. haapitcl

and tho

�was hc;rt¢ncd that tho Donn guru-d to
consider upycintanatn at at. bout. stat. Koapltul rooono
noudcd by an. superiutcndcut.

Univ'raaty and I

With tunic data. I diaounnad your rel. with Dr. Kahlcr
and would rsoouliad that you Join the hospital start an a
nutter (full tin.) bull. fur contestant by tho lupurtutuudont.
at
that 13131.1 rusponnlhiliﬁy would be that a: auction
ddvotod we slashing.
dtviulan allot with oonuldurnblc
In bath dutiau, uh H111 hnvo in opportunity to d.tcruino not.
udtquntuly'yvur tutorauta and rilctionahtp to tho training
I would bu planned to have cu oppor‘nntty to work

til.

92::vunl.
“
M‘

It that. trranxcuautp are asroonblc, 1 wall like such
rlocuuaudntioan to Dr. tablet and the appoint-Ont cgn b0 and.
affectiv.
My

aaptoubur 1.

bout rogurdo.
ﬂinonroly wants,

”‘3”

m ’55.

Hunt

�</text>
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              <elementText elementTextId="3062">
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              <elementText elementTextId="3063">
                <text>Special Collections and University Archives, University Libraries. Stony Brook University Libraries (State University of New York).</text>
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                    <text>DEPARTMENT OF EXPERIMENTAL PSYCHIATRY

Dr.

G.

Vsrdeaux;

Laboratoire D'Eleotro-Encéﬁhalographie
Centre Peychiatrique Saints—Anne
1, Rue Cabanie, Paris-XIV
France
Dear George,

regarding Dr. Kugler is indeed a good
difficulties in organization so far,
is unlikely that any formal meeting can be arranged. I
it
would, however, be interested in an informal gathering of
all workers interested in EEG. Such a meeting could be
arranged late in the afternoon, or during a free evening.
be possible to identify the workers in the field,
It would
know
their interests, and determine if there is
get to
sufficient interest for a meeting on this subject either
at the next CINP or at the International EEG in Vienna.
Would you write to Dr. Kugler to suggest he discuss
one.

Your suggesting

Because of the

this with

Dr. Bente and make the local arrangements. An
announcement can then be printed in the GIMP program or a
mimeographed invitation placed in the program at the time

of registration.
I am looking forward to our meeting in Munich, and
extend to you and your wife, my best wishes.

Sincerely yours,

Mdets

Max

Fink, H.D.

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                    <text>April 10, 1962
Verdesux, M.D.
Centre Psychiatrique Saints-Anne
1 Rue Cabanis
Paris 1h, France
G.

Dear Dr. Verdeaux:

I am enclosing a c0py of the abstracts of the 1961
meeting, as submitted to the EEG Journal. In the event
that the editors do not wish to publish these, I will
ask you to send them on to Dr. Rothlin.
Dr. Denber has returned without the opportunity to
meet with you. Since we have no response from Dr. Cazzulo,
I would suggest that we meet in Munich during the CINP.
If this is agreeable to you, we can write to Dr. Bente
to request a room; and we could send our invitations.

If it is
My

to be done for 1962

it

should be done soon.

regards.
Sincerely yours,

MFzgp

encl.

Hex

FInE, ﬁ.D.

�</text>
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                    <text>DEPARTMENT OF
EXPEEEMENTAL PSYCHEATRY

HILLSIDE HOSPITAL
GLEN OAKS. N. Y.

March 15, 1962

Dr. George Verdeaux

Centre Poychiatrique Saints-Anne
1, Rue Cabanis
Paria 1h, France

_

Dear Dr. Vordoaux:
Your suggestion

regarding the publication of the
manuscripts of the Montreal EEG symposium to Psvcho harmocolo ia was indood a good
but I had already discussed
wItE Dr. Henry your earlierdds,
suggestion and, having prepared the abstracts, have asked his opinion. If the
Editors will publish the abstracts, I believe the intorest
of the meeting will be served.
If they will not, I would
be pleased to have your support for Paychcpharmacologia.
Can we agree on a more definitive
in Septembor?
I have not heard from Professor Cozzulo;meeting
and if we cannot
stimulate his interest, would you ba willing to ask
Dro. Flﬂgol and Brute whether they would
wish to organize
such a symposium after (or before) the GIMP in Munich?
After all, this may be the best way of accomplishing our
aim of another discussion.
indicated ho
will be in Paris March 26~27. Ifthis
you could arrange to meetwith him to discuss this, it would be helpful. Dr. Rajotte
at your hospital will havo Dr. Donbcr's schedulo and an
Dr. Dunbar and

I discussed

and be

appointment can be made with him.
I am grateful for your kind thoughts and look forward
to a successful convocation. My best personal regards.

Sincerely yours,

Hdets

Max

fihk, H.i.

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                    <text>Hutch 15. 1962

Dr. Gnarge Verdaaux

contra Payohiatriquo Eaiutcolnns

1, Rue Gabania
Paris 1h, France

Danr Hr; Verdenux:

taut suggestion rcgurding the publication or the
manuscripts of the Hontreal EEG qympoaium to P3 cho harma~
0019 1 was indead a good hue, but I had already Eiacuased
9555
. Keary your aarlter suggeation and, having prc~
parqd thu tbttrtcta, hsvu aakad his opinion. It tho
Editora will publiah the ubatructg, I beliave thw.1ntareat
of tho touting will be sarvcd. It skoy will not, I vanld
be pleaand to hava yuur support for Pagchcpharmacologﬁg.
ca“ we agrea an a more definitive meeting in September?
I hnva not heard from Protaauor Gnazulog and it we cannot
atimulgte his intereat, would you ha willing to ark
Bra. fltgol and Binta whothur thay'wnuld ﬂiih to organisa
such a sympocinm after (or before) the CIR? in Hunich?
After all, this may be the hast way at accenplishiag ant
aim of anothtr discussion.
Pvt ﬂﬁnhar and

I discuﬁsed this and ha indicatad he

will b0 in Paris Huron 26~27._ If you would nrrango to mutt
with him ta discuae this. it would ha helpful. Dr. Rajetta
at ynur heapitnl will have Br. Denbor'a achadula and un
appointment can b. mad. with him.
I am grateful far year kiné thaughts and lack farward

to a suacoaarul convocatian.

Kraut.

Hy

bust parsonul regards.
Sinaarely yaura,
Mix

Fink, 3.3.

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                    <text>February 15, 1962
G.

Verdeaux,

M.D.

Centre Psychiatrique Saints-Anne
1, Rue Cabanis
Paris 1h, France
Dear Dr. Verdeaux:

During the past few months we have corresponded with
the editors of Electroencephalography and Clinical Neurophysiology in the hope that we may use the papers of the
June meeting for a supplement. The editors indicated
considerable interest, but found the reports not documented
enough.

quote:

expects a supplement,
be reason—
ably definitive and to have value as a
source book of data. ...It has been a
long time since we urged that papers be
longer rather than shorter, but some such
expansion would be necessary for documentation purposes; this means more
To

”One

especially to the Journal, to

tables

and more

figures..."

We have reviewed the recommendations and decided that
the editors are correct. To create a better volume would
require extensive additions to each report. We have,
therefore, decided not to publish those reports together
and are returning your manuscript, recommending you publish

it

separately.

idea of such a volume is a good one, however,
I would urge that you consider another convocation with
the aim of a larger group, more inclusive presentations and
more general discussion. It was recommended that our group
meet again in Milan in September after CINP, and it was my
impression that you, Dr. Gazzulo and I would plan such a
and

The

meeting.

�-2I

am

writing each participant of the Montreal

symposium sharing the message of the
two paragraphs.
I would urge that a second meeting on first
I'EBGr and Human
Psychopharnacology’, be convened as planned; and if

it
for September 7-9 or August 31-September
2
(before or after Munich) the Western Hemisphere participants
could attend at minimum
could be arranged

expense.

In Montreal the subject of whether a consistent EEG
change occurred was well discussed. I would suggest time
be devoted to the following problems:
1.

Techniques of

2.

change and behavioral change.
EEG changes in relation to
classification
(diagnosis of patients, with special
emphasis on sedation threshold (Shagass),

3.

EEG

analysis.

EEG

pentothal threshold (Goldmann) and the
pentothal non-responsivity in chronic
schizophrenia (Cazzulo, Borenstein,
Flagel &amp; Bente)

If the symposium extended over two-three days with
8-12.major reports and many shorter reports, the
principal
material wouid be gathered for a proper, data-oriented,
evaluated supplement. We could again record the discussion,
transcribe

If

and

edit

it

for the monograph.

the idea is agreeable to Professor Cszzulo and

yourself, I will be glad to participate in developing the
program, establishing financial support and cooperating
in the supplement. I am most grateful for your participation in
Montreal, and look forward to our meetings in

Munich and Milan.
My

best regards to Mrs. Verdeaux.
Sincerely yours,

Hrugp

encl.

Max

n ,

. .

�</text>
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                    <text>February 15, 1962

Prof. Carlo Cazznlc
Dell Universits De Milena

Via Besane

Hilano,

Italy

Dear Dr. Cszzulos

In our meetings in Montreal end Rome, it was the
consensus that another meeting on "EEG and Human Psychopharuacology" be convened in 1962; and it is my
recollection that Milan was proposed as the site. I on
writing to Dr. Vsrdeaux and enclose a copy with this

note.

the host for the ”Second Meeting“?

Would you be

I have reviewed the

GIN? prograu with the American
find our subject is not represented,

representative
special meeting
and

and e

would be welcome.

'

As I indicated to Dr. Verdeanx, the material of
the Montreal meeting was not detailed enough for e
monograph. Perhnpm the 1962 meetings could be set up
in such a wey as to make a good monograph as one product.

I should be pleesed to participate in establishing
such a meeting; and in participating it held before or

after the

sessions.
I an grateful for your participation in Hontreal
GIN?

and look forward

to our neettwgs in Europe.

Sincerely yours,
HFxgp

encl.

Hex

Fink,

ETD.

�</text>
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                    <text>DEPARTMENT OF EXPERIMENTAL PSYCHIATRY

May

8, 1962

Dr. Daniel Silverman

19th St.
Philadelphia 3, Pa.
269 South

Dear Dan:

I would have been pleased to serve on the Eastern
Audit Committee this year, but as my plans are rapidly
changing, it is unlikely that I will be in New York on an
extended basis by that time, and could not meet with the
other members conveniently. I should be glad to serve the
Society in another capacity, however, if you wish.

EEG

Sincerely yours,
Hthp

Mex

Fink,

M.D.

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                    <text>April 23, 1962
James H. Ewing, M.D.

Department of Psychiatry
University of Pennsylvania
Philadelphia h, Pa.
Dear Jim:

I have read your report ”Psychophermecology and
Psychopathology" with considerable interest. Follow—
ing the initial review, your comments on
views of drug activity are cogent. While theoretical
I am impressed by Rubin'e work, as I am by the studies of
Weinstein (one of my teacher's) and Gottschalk, to
whom you refer, each of these authors
emphasize deriv~
of

atives
drug effects distant from their
position (i.e., effects on brain function).theoretical
Thus,
Rubin implies central (brain) drug effects, but
measures
a peripheral effect. Similarly Weinstein and Gottschelk
use speech patterns - also a peripheral brain effect. In
each case, there is need for a more direct measure of
brain function, in addition to this derivative.
We have
also been working on a "neurophysiologic-adaptive" model
and I believe your conclusions to be true.
Many thanks for the opportunity to read this review.
Sincerely yours,
MF:gp

Max

Fin}, M.D.

�</text>
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                    <text>April 13, 1962
Dr. James Ewing
Mercy~Douglass Hospital
5000 Woodland Ave.

Philadelphia h3, Pa.
Dear Jim:

for your courtesieo during my
yesterday. I read the enclosed reports with visit
able interest on my return Journey. I am alsoconsiderenclosing
Dr. Morris' report which I would ask you to return
to
him aid indicate I shall send him a copy of our
triThank you

hospital studies separately.
Good luck in your studies.

Sincerely yours,
MF:gp

encl.

Max

Fink, M.D.

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                    <text>h/18/62

Biographical Sketch

arriving late at a Joint meeting of the departments
of psychiatry and neurology at a leading New York hospital,
0n

Fink

tells

of being Jokingly asked by the chairman on
what side of the "professional" aisle he would take his
Max

seat that night. The two aspects of his interest and training in neurology and psychiatry are reflected in his professional career which has been devoted to research studies
into the neurophysiological and psychological aspects of
psychiatric treatments at Hillside Hospital. While develop—
ing the programs of the Department of Experimental Psychiatry,
Dr. Fink was a practitioner in the North Shore area, and it
was during this period that he took an active part in the
activities of the N.P. Society. In 1959-60, he was president
of the Society -- thgryear the Society saw the founding of
the Newsletter and a re—organization of the committee system.
Eaziaggiperience answering the tdsphone and as an
observer of the excitements of his father's busy medical

practice aroused his interest in medicine at

an

early age.

pro-medical student on the Heights campus of New York
University, he undertook his first research study as part
of the biology honors program -- an analysis of the "periodicity
in mitotic behavior of the neural tube of the embryonic
As a

chick". While he achieved many scholastic honors as an
undergraduate, none are so prized as his election to the
honorary political science society, Alpha Pi - as the single

�-2pro-medical candidate in a class of pre~1aw candidates!
Medical education at Bellevue during the war years and
a

rotating internship set the stage for military service.

"interest" in neurology

sent to the
School of Military Neuropsychiatry and‘a career in psychiatry.
With separation from the service, and feeling that there was
more to the world than his stateside experiences allowed, he
shipped out as surgeon, first with the Grace Line to the west
coast of South America and then with the American Export Lines
to the Mediterranean. Coming ashore in New York from a cruise,
he was introduced to the young daughter of passenger friends
and soon after, began the courtship with Martha which led to
marriage in 19h9.
After the cruising sojourn, training continued in
Montefiore, Bellenue and Hillside Hospitals. Concurrent
training at William Alanson White Institute led to his receiving their Certificate for Physicians in 1953. It was
at Bellevue, while a student with Morris B. Bender, that he
launched his research career. Stimulated by Dr. Bender's
pioneering perceptual studies, his first interest was in
simultaneous tactile stimulation tests as reflections of
brain dysfunction. Studies of carotid angrcgraphy, psycholinguistics, electroencephalography and psychological tests
followed rapidly as aspects of behavior under conditions of
altered brain function. These interests became the foci of
Because of an

he was

wL~.nAuﬁA-m~

�-3the programs in convulsive and drug therapies at Hillside
which have occupied his full time interest since 1958.
This work has been honored by awards of the

Electro-

shock Research Association and the Society of Biological

Psychiatry, and recently, by appointment to the National

Institute of

Mental Health Connittee

on

Clinical

Drug

is also consultant to the Director of the
Division of Mental Diseases of Missouri, and is participating

Evaluation.

He

in developing the programs of the new Missouri Institute of

Psychiatry.
Tennis and skiing are the principal recreational
interests of the Fink family. Last August the family

Joined Jonathan in camp where Max was the camp physician ~spending most of his time on the courts and water skiing.

�</text>
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                    <text>April 9, 1962
Dr. Leo Hollister
V.A. Hospital

Palo Alto, Calif.

Dear Leo:
No,

the outline form is not better! Thanks for your
If we had more such, we might read them.
the way, how can one treat “about four patients”

chatty report.
By

(nialamide)?
I agree with your views of "long acting" preparations.
We had tested the spansule chlorpromazine and
compazine
against their respective tablets, and found better drug
dosage control and fewer "side effects" with the plain

tablet

(and cheaper as

well!).

I vote for a newsletter!
Sincerely yours,
MFzgp

ﬂax FInE, M.D.

�</text>
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                    <text>March 22, 1962

Aaron Stein, M.D.
11ho Fifth Avenue
New York, N.Y.
Dear Aaron:

It is

with pleasure that I recommend the

article

by Drs. Abraham Kaplan and Henry J. Lefkowits,
"Influence of Staff Attitudes and Environmental
Factors on Treatment Selection" for the 1961 Radie
Gnekow Award. The work is original; is a study of
Hillside Hespital patients and
illuminates a hospital
problem; and was accomplished by the cooperation of a
resident psychiatrist and an attending physician. The
problem of staff attitudes aféecting treatment is an
important issue to which Kaplan and Lefkowits have made
a

substantial contribution.

to a

In addition to rewarding a

hospital resident will

fine study, the

award

to stimulate staff
interest in the Journal, thus accomplishing the aim
of
the Award!
do much

Sincerely yours,
MF:gp

Max"§ink,

H.57

�</text>
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                    <text>March 19, 1962
Dr. Seymour

Perlin

Department of Psychiatry

Montefiore Hospital
&amp; Bainbridge Ave.

E. Gun Hill Rd.
Bronx, N.Y.
Deer 8y:

pleased to write this letter on behalf of
I have known during the past three
During this time I have
Hillside
Hospital.
at
years
been his supervisor in research duﬁ.ng his residency;
and a co—worker in the somatic therapy program of the
I

am

Dr. Lefkowits, whom

hospital.

Dr. Lefkowits is s sincere, thorough, and responsible
As a resident he stood above his class in his

worker.

research interests and his willingness to accept respona
sibility. As a consequence of his excellent record, he
was promoted to the position of junior psychiatrist and
assigned new residents for supervision as soon as his
resident period was ended.
During that period he also undertook a study of the
milieu influences on selection of treatment at our hospital.
He showed considerable ingenuity in this study, and the
published in the JOnrnal of the Hillside
report was recently
He
was
an active participant in the research
also
Hospital.
seminars of the hospital.
Lest fall, this Department instituted e psychophernecologic after-care clinic. Dr. Lefkowits was put in charge,
and his
excellent ﬁudgnent in the management of the
shawn the unit
units
‘~
wa:nit was a deficit tperstion/
e.‘
the”H§HT€ET“Biructvr decided to discontinue the clinic.
‘

;é

15%...ng

”$3M

,

.

�It is

my

impression that his idontificstion with psycho-

pharmacology

:

:

;ww,

I

decision to leave Hillside.
Dr. Lefkowits

is

‘

;

._:

M;

in the

To

WW”

capable young descriptive
training and a good grasp of
somatic therapies. He gets along well with patients
and
with his peers. He is methodical, occasionally cver~
meticulous, serious, and friendly. I have no hesitation
in recommending him to you for a
within his
abilities ~ for he will serve the position
institution well.

psychiatrist.

He

a

has good

Sincerely yours,
upsgp

Max

Fink,

M.D.

�</text>
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  <item itemId="320" public="1" featured="0">
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                  <elementText elementTextId="100734">
                    <text>'51

March 19, 1962

Dr. Sheldon Gaylen

Director

»

Community Mental Health Board

618 County

Office Building

Plains,

White

N.Y.

Dear Dr. Gaylon:

I

letter on bohslf of
I have known during the past three
years at Hillside Hospital. During this time I have
been his supervisor in research during his residency;
and a co-workor in the somatic therapy program of the
am

pleased to write this

Dr. Lefkowits, whom

hospital.

chkowits is a sincere, thorough, and responsible
resident he stood above his class in his
research interests and his willingness to accept respon~
sibility. is a consequence of his excellent record, he
was promoted to the position of junior psychiatrist and
assigned new residents for supervision as soon as his
resident
was ended.
Dr.

worker.

As a

period

During that period he also undertook a study of the
milieu influences on selection of treatment at
our
He showed considerable ingenuity in this study, and hospital.
the
report was recently published in the Journal of the Hillside
He also was an active participant in the research
Hosgital.
can nars of the hospital.
Last fall, this Department instituted a psychopharnacologic after-care clinic. Dr. Lefkowits was put in charge,
and has shown excellent Judgment in the
of the
unit. Because the unit did not suit themanagement
changing
present
lungs of the institution, and as it was a deficit operation
the Medical Director
decided to discontinue the clinic.

�It is

impression that hiaidontification with psychodisinterest in the
vision of residents in psychotherapy wore factorssuperiniho
my

pharmacology and his seeming

decision to leave Hillside.

is a capablo young descriptive
has good training and a good grasp of
somatic therapies. He gets along well with patients and
with his peers. He is methodical, occasionally
overmeticulous, serious, and friendly. I have no hesitation
in recommending him to you for a position within his
abilities - for he will serve the institution well.
Dr. Lofkowits

psychiatrist.

He

Sincerely yours,
MF:gp

Max

Fink, M.D.

�</text>
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                    <text>{5

January 23, 1962

Dr. Leon Banker!
Department of Psychiatry
Downetete Medical Center of
State University or N.Y.
hSO Clerkean Avenue
Brooklyn, H.Y.
Deer Leon:
Some months ago you enquired about
in psychopharmecolegy.
I am taking the

EEG

studies

liberty of
sending you this draft copy of a summary of our studies,
with my View of the present relevance for the field.
The figures are still at the photographer, and I will
send them to you when available.
My

regards.
Sincerely yours,

Mthp
ﬁnale

.ex

ea

,‘ﬁ.5.

�</text>
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                    <text>December 28, 1962

Boleslaw Skowronoki

130 West Mch

York 19,

New

Street

New

York

Skowronski:

Dear

I thank

for your recent

vary
I have withheld from roplying until
letter.
knew whether I would be in New York in the
yOu

much

I

near
writing to

future. As thio seems unlikely, I am
indicate that there are, indeed, a number of‘
opportunities for peroonnol in the laboratories
in St. Louis. However. the principle experianoo
reflected in your ourriculum vitae is in microbiology. Suoh a laboratory is not being established
at the present time.
I would be grateful to know the kinds of
experinnoe you have had, with specific reference
to such questions: What biostatistioal Operations
have you carried out?
.

»

to

In what laboratory procedures
pharmacology are you proficient?

do

in a psychiatric hospital setting?

What

related

kinds of work would you like to

Again,

my

thanks for your inquiry.

Sincerely yours.
MISSOURI INSTITUTE OF PSYSHIATRY

Max

Fink,

Director

M.D.

MF:bk

Please address

all

oorrospondence to:

suoo Arsenal

Street, St.

Louis 39,

Mo.

�</text>
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                    <text>December 28, 1962

Dr. w. P. Wilson
Department of Psychiatry
Duke University Medical Center
Durham, Morth

Dear

Carclina

Bill:

In checking the galley proofs of an
article on EEG soon to appear in Gil Glaser’s
book, I have dacided to make reference to the
article which I have submitted to you for the
voluma reporting the Duke symposium. So that
I might report the reference accurately, can
you tell me if you already have a publisher
and who the dditors arc?
My best wishes for a happy Naw Year.

Sincerely yours,
MISSOURI INSTITUTE OF PSYCHIATRY

Max

Fink, M.D.

MP2bk

Please address

all

correspondence to:

snoo Arsenal

Street, St.

Louis 39,

M6.

�</text>
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                    <text>Dec-nabs: 18. 1962

Dr.

'1‘.

2mm

mm Ros catch mutants

Untmntty of California
Los Angola. California
Dear

121*.

Ram:

11mm read your roam attain ta EEG Journal “carding
tho catamaran» systom far nmoolectm: data with mtorut. M I
am now «plowing a similar ”atom. lwould apprwtatc m. ”Mammal-'3
name and nodal numbcr of tho digital transport used in your systm.
Thank

ran.
minutely.
MISSOURI INSTITUTE OF PSYCHIATRY

Max Fink, M .D.

Duwtor

Mszk

Please amt-cu an correspondunm to: 5400 Annual Strut. St. Louis 39. Mo.

�</text>
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                    <text>WW)
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                    <text>Bacamhar

W.

70

Lani-la

l7 .

1.952

Linn

East 83rd Street
28.

Haw York

mm

a.

'1’.

m:

my ﬁndings in your meant 1m.
u
was
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weekdahis emtasy. milligram
If
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an
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tn share this loss, which 18 felt by all students ofWt

I an writing

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Hy

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Sincerely

Max

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�</text>
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                    <text>ﬂaeenhar 13, 1962

Mr.

Gilbert 8.

Emu,

Managing

Editor

Aréhivea af General ruyehiatry
535 Narth Danrhorn Street
Chicago 10, Illinnis

ANA

Dear Hr. Casper:
The nmxt

isaua nf thy Aréhivea of Gennral Fwychiatry

includaa an articlc writtin by Dr. Dunald F. Klein and myself
entitled "Behaviaral Rnnctian Pttterna with Phenothiazinex".

I will be grateful if yau can water an eras» for 109
additinnal reprints with anvers far my paraanal use. If this
can ha done. glanse sand 1 regular raqunat farm and the churgaa,
and I will pay diruetly.
Thank yum very muéh.

Singerely yours,
HISSGURI IHSTITHTE 0P PSYEHIATRY

Max
‘I

16!: w

Fiﬁk,

Diruetur

H. D.

Airmail

Platte «adreas correnpandenea to: sane Aracnnl street. 8t. Lnuia 39,

Mo.

1
1

�</text>
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                    <text>December 6, 196a_

Dr. Nat Siegel

Hillside Hospital
P. O. Box 38

Elan oaks,

Haw Ybrk

Dear Nat:

I wanld be glad to split the cast of 200 capies of
the article an muaial eaaawurk. ﬁbula yam please put the
arder in? If yuu daeide yau do not want copies. let me
know and I will send the order in from here.
Sincerelj'yaurs,
MISSOURI INSTITUTE GP PSYCHIATRY

Max

Pink,

Direetor

M. D.

Please address carraspnndence to: sane Arsenal

St.. St.

Louis 39.

Mo.

�</text>
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                <text>Special Collections and University Archives, University Libraries. Stony Brook University Libraries (State University of New York).</text>
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                    <text>November 29, 1962

Mr. James W. Montgomery
Librarian, Hillside Hospital
P. O. Box 38
Glen Oaks. New York
Dear James:
Congratulations on your new appointment and I am delighted
that you have the opportunity to develop the kind of library that you
have wished for such a long time.

Mrs. Matheson has worked very hard in developing our library
and we are now in the process of expanding our stack epece to
accommodate journals of many year‘s duration. In addition to the
usual library functions, I have already begun a collaborative study
with the scientists at Washington University in information retrieval.
Next spring. when we have our Computer Center established. I trust
that we will be able to undertake such studies and provide such
information services as may be of interest to our scientists.
Like

all new ventures. this one has had its difficulties and

developing staff has been a slow and tedious job. However, some
very fine scientists are coming to join us this winter, and I am
delighted because I anticipate an exciting future.
Good luck on your new appointment. My best regards .

Sincerely yours,
MISSOURI INSTITUTE OF PSYCHIATRY

Max Fink. M. D.
Mfzaw

Director

Please address conspondenoe to: 5400 Arsenal St. , St. Louis 39. Mo.

�</text>
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            <elementTextContainer>
              <elementText elementTextId="3292">
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              <elementText elementTextId="3293">
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                    <text>Novomba' 26, 1962

Training Material: &amp; Information
Services Division
MoGraw Hill Book Company
330 W. 42nd street
New York 36. N. Y.
Gentlemen:

appreciate copies of the two reports recently prepared
by your Dtvtuon for the United Status Public Hoalth Sundae conference
held at the Audio House. The reports included, an outline of a biomodloal munch information :yntom and uoondly, a genus! donoription
of a computerobuod information retrieval system.
I would

'

If 01mm of

then reports are in the public domain.

appromato mounting copies. It
prior to tabulation.

I would

thou are any oharqoa, pica so indicate

I

Thank you for your cooperation.

Sincerely yours.

'lwwo—pw

MISSOURI INSTITUTE OF PSYCHIATRY

Max Pink. M. D.

Mrzaw

Director

�</text>
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                    <text>DEPARTMENTAL CORRESPONDENCE
DATpecczml r37;
SUBJECT

Consultation Fee

To

Mrs. Howell

.

~

Martin

A.

Green,

13, 1962

M. D.
DEPT

Hospital Bus. Mgr. Assistant

Dr. Green actecl as an ad hoc coz'lsultant for me in the employment
of Dr. Mawgerison. He interviewed Dr. Margerison on November 30th
and then discussed his recomendatiom with regard to the
employment of Dr. Margerison as a neurophysiologist at the
Institute, with me on December 7, 1962.

is a part of the Missouri Institute of Psychiatry's
recruitment expenses.

This

�</text>
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                    <text>Novombcr 29, 1962

Dr. M. Ralph Kaufman
Director. Department of Psychiatry

Mt. Sinai Hospital
Madison Ave. and 100th Street
,

New York. New York

Dear Dr. Kaufman:

indeed. grateful for your kind wishos. as I am for the
fine model that Mt. Sinai has set for me during those many years .
It was largely through my experiences at Bollovuo and the Mt. sinai
Hospital with Dr. Bender that I was launched on this research career.
For this oxperienoe. and the support of my many friends. I shall
always be thankful. By best wishes for the success of your new
Institute.
I am.

Sincerely yours.
MISSOURI INSTITUTE OF PSYCHIATRY

....._

.

,1..._rw»_,,.

,.

r—nw-w‘vwv

Max Fink, M. D.
Director
MFunv
"MW-runaways:-

m‘v'——

m
n.

n.-

Please address correspondence to: 5400 Arsenal Street. St. Louis 39, Mo.

�</text>
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                    <text>November 28. 1962

Dr. Paul Hooh
Department of Mental Hygiene
Albany, New York
Dear Paul:
During your recent visit to St. Louis. the local newspapers
carried a summary of your remarks which. in their brevity, were
tantalizing. The essence was supporting of the present programs
of Dr. Ulett to such a degree, that I am writing to ask whether we
can obtain a copy of yom' report as well as permission to quote from
it in preparation for his presentations before the legislature of the
State of Missouri. As you know, we are embarked on developing
programs in Missouri that in many ways follow the leadership of
New York. We are modeling om' Institute along the lines of the
New York State Psychiatric institute. and your remarks may be
helpfultin presenting some of the statewide programs.
Thank you

vm much for your cooperation.

My beet regards .

Sincerely yours.
MISSOURI INSTITUTE OF PSYCHIATRY

Max Ftnkg M. B"
MFtaw

Director

Please address oorrespondenoe to: 5400 Arsenal Street, St. Louis 39. Mo.

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                    <text>November 8, 1962

Dr. Ira Belmont
Albert Elenstein College of Medicine
Beet Chester Road
konx, New York
Dear Ira:
Enclosed is a letta' from Dr. Robinson regarding the Rorschach report.
pleased that it has received the acceptance of the editors. but find that
they have some questions which require an answer.
I am

Their firet question is one that we have discussed at length and while we
had agreed to report only these findings which were signiﬁcant, I believe this
should be made clear in the text. I know of no theoretical reason why ”psychic
enwizere“ should have the effects measured by these scores. and specifically
with schizophrenics . Do you?
The second question has never come up before and I would be interested

in your comment. Is there some way of analyzing the data anew following

their suggestion?
I have

sent a copy of the letter to Max. If there is some merit in getting
together to discuss this. I plan to be in New York at the meetings between
December 5th and December 8th. If this is not necessary, Iwould be pleased

to hear from you by mail .

Sincerely yours.
MISSOURI INSTITUTE OF PSYCHIATRY

Max Fink, M. D.

MF:aw

Director

one.

Please address correspondence to: 5400 Arsenal Street. St. Louis 39, Missouri

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                    <text>'

nyne-wwjiw’wr'”?ﬂﬂ

p.

We 1,

1962

Dr. Arnold Blmberg

Hillside Hospital
0. B“ 38

Po

'

Glen Oaks,

New

York

Deer Arnold:

It has been sonar weeks about

opportunity to talk

emetimos

it

seems

research problems.

years .. since

The work here

is

have bed en
going very well,

we

for tin last few weeks I have had w first opportunity to work with pstients
in the new setting. I me writing because I believe we here as metal opportunity
to oerry out a study which may be of interest to you. As I review the oherte or
sub of my patients, I find that they have been on psychotropic medication for
months, and in some instances, for years. Today I saw a men who hes been
receiving 3 vesioty of phenothissines since 1956 without a significant period
without medication. As I recollect, you were quite oonosmod some years ago
about the longutorm effects of such mdioation. I do have the opportunity to
take those patients off medication, and this will be data. None or the patients
have had an adequate work-up before hand so that it would be impossible to nuke
any statement regarding s "shame" in any medical measures. However, if we
simply survey 9. large umber of subjects we shmld be able to make s aux-mine.
tion of mother or not certain blood constituents or functions are "abnormal"
for the ego.
end

Home my questions. is Gould first ask for a white count, differential
hemoglobin and other of the blood elements. Also, s. "liver profile". These
ere the routine studies which oould be dorm. However; I an sonoemed thet
ﬁe were to take snob measures only, then we would probably gain very little
information. Are were some laboratory studies, albeit not routine, that you
or Hemnight suggest tomb such a study worthwhile?

it

As you sen
it is e lot of work. I move patients to the wards
gun,
we bed our dedisetion on the 22nd. That went very well
in lid-Ootober, end
end I believe that us have s. pest deal of support, not only fronthe Governor
end the politioiens, but the wblio es all. W staff is growing end if ell
the candidates who hen agreed to ems, some betmen new end next Jen, I
should heme e very 1well qualified experimental group. I new Just let it
be known thet I en interested in the essistenoe or s full-tine plosioien for
our resemh wows. The hospital bee a large audios}. start and tor relationship to thee ms hes been quite good. I hope, on one of your visits to the

�mow-It, that you will have tho oooasion to visit with no and by then I
should be able to show you laboratories that my be a. happy outgrowth
of our Hillside experiences.
The

children are quite! happy in whool

and have made Manda very
very satisfactory and I an plowed with mob that.
I have found in St. Louis. As one can expect, the most difficult part of
no): a move is the loss or Moms.

quickly.

Our home

is

m

013 last. note. I have had
opportuniw to go over the Hillsido
data on a few occasions. I 1mm: that Mu ham written to tho computing
cantor of. Washington University roqmoting sons
in the analyses,
andIbope that thesawillbo 1301
.
1%

best. regards

to Barbara

and

“31m

yourself.
Sincerely yours,
MISSOURI INSTITUTE OF PSYCHIATRY

Max

MFsaw

Plane address oomopondomo to:

Fink,

Director

,

51.00

M.

n.

Arsenal Sol, St. Louis 39, Missouri

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                <text>1963 </text>
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                <text>Special Collections and University Archives, University Libraries. Stony Brook University Libraries (State University of New York).</text>
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                    <text>October 29. 1962

Dr. Sidney minotoin
Depot-hunt of Rommution Medicine

Alba-b Einstein College of Modioim
Road and Morris Pox-k Ammo
mmmmr
Now York 61, New York
Door Sid:

bill from the APA and the note
3m mooivod myfor
division authorship. It is
they WM out I apply
obvious to u that the Division of Physiological and Oman
.tholog is probably the ow clan-at to w mo of imam”.
I would be mum, thomfom, if you would include one
I

have

m1: 1: W quolii’iontiono are satisfactory.
Louia. Ian
www.mkmmatImdetoSt.
of
our laboratories
a
of
description
enclosing
the
taking
liberty

in your

1,

thus may be of intomst to you. Please lot. on take
this oppwtuniw to invite you to visit us on your noxt trip
to tho mount.
as I 1mm

My

best regards,
Sinooroly yours,
MISSOURI INSTITUTE OF PSYCHIATRY

MI!

Way

W,

Dirootor

M!

D.

out.

Plow

odor-ea: oomapondonoo to:- Shoo Arsenal Stroot, St. Louis 39, Mo.

�AMERICAN PSYCHOLOGICAL ASSOCIATION
Division Secretaries for 1962—63
1. DIVISION OF GENERAL

14. DIVISION OF INDUSTRIAL PSYCHOLOGY

PSYCHOLOGY

Dr. Gregory Razran
Psychology Department

Dr. Brent N. Baxter
Prudential Insurance Company
763 Broad Street
Newark, New Jersey

Queens College

Flushing 67, New York
2. DIVISION ON THE TEACHING OF PSYCHOLOGY
Dr. T. L. Engle

15. DIVISION OF EDUCATIONAL PSYCHOLOGY
Dr. Julian C. Stanley, Jr.
2021 Kendall Avenue

Indiana University
Fort Wayne Center
1120 South Barr Street
Fort Wayne 2, Indiana

5. DIVISION OF EXPERIMENTAL

Madison 5, Wisconsin

16. DIVISION OF SCHOOL PSYCHOLOGISTS

Dr. William Itkin
Chicago Teachers College North
5500 North St. Louis Avenue
Chicago 25, Illinois

PSYCHOLOGY

Dr. Frederick A. Mote
Department of Psychology
University of Wisconsin
Madison 6, Wisconsin

17. DIVISION OF COUNSELING PSYCHOLOGY
Dr. Dorothy M. Clendenen
The Psychological Corporation
304 East 45th Street
New York 17, New York

5. DIVISION OF EVALUATION AND MEASUREMENT

Dr. Roger T. Lennon
Harcourt, Brace &amp; World, Inc.
Tarrytown, New York

VISION OF PHYSIOLOGICAL AND
PSYCHOLOGY

--~M..

COMPARATIVE\

(Approved in September 1962)
For Information:
Dr. Sidney Weinstein
Dept. of Rehabilitation Medicine
Albert Einstein College of Medicine
EastchesterRoad and Morris Park Avenue
New York 61, New York

i/wwux

\

'_-

”
.-

'

__/

‘7.DIVISIONOF DEVELOPMENTAL PSYCHOLOGY

Dr. Frances K. Graham
2927 Harvard Drive
Madison 5, Wisconsin

.

DIVISION OF PERSONALITY AND SOCIAL PSYCHOLOGY

Dr. Rosalind D. Cartwright
University of Illinois
College Of Medicine
912 South Wood Street
Chicago 12, Illinois
.

THE SOCIETY FOR THE PSYCHOLOGICAL STUDY OF
SOCIAL ISSUES—A DIVISION OF THE APA
Dr. Margaret Barron Luszki
1509 Golden

Ann Arbor, Michigan

10. DIVISION ON ESTHETICS

Dr. Henry Gleitman
Department of Psychology
Swarthmore College
Swarthmore, Pennsylvania
12. DIVISION OF CLINICAL PSYCHOLOGY
Dr. Sol L. Garﬁeld

Nebraska Psychiatric Institute
602 South 44th Avenue
Omaha 5, Nebraska

13. DIVISION OF CONSULTING PSYCHOLOGY

Dr. Ruth Bishop Heiser
10 East Sharon Avenue
Glendale
Cincinnati 46, Ohio

18. DIVISION OF PSYCHOLOGISTS IN PUBLIC SERVICE
Mr. Luigi Petrullo
2431 North Edgewood Street
Arlington 7, Virginia
19. DIVISION OF MILITARY PSYCHOLOGY
Dr. Philip I. Sperling

6108 Augusta Drive
Springﬁeld, Virginia

20. DIVISION ON MATURITY AND OLD AGE

Dr. Walter D. Obrist
Department of Psychiatry
Duke University
Durham, North Carolina
21. SOCIETY OF ENGINEERING PSYCHOLOGISTS—
A DIVISION OF THE APA

Dr. Harry J. Older
The Matrix Corporation
507 18th Street, South
Arlington 2, Virginia
22. NATIONAL COUNCIL ON PSYCHOLOGICAL ASPECTS OF
DISABILITY—A DIVISION OF THE APA

Dr. Leonard Pearson
Rest Haven Rehabilitation Hospital
1401-17 South California Boulevard
Chicago 8, Illinois
23. DIVISION OF CONSUMER PSYCHOLOGY
Dr. Gove P. Laybourn, Jr.

Marketing Research Department
General Mills, Inc.
9200 Wayzata Boulevard
Minneapolis 26, Minnesota

24. DIVISION OF PHILOSOPHICAL PSYCHOLOGY

(Approved in September 1962)
For Information:
Dr. Edward Joseph Shoben, Jr.
Teachers College
Columbia University
New York 27, New York

�DIVISION AND STATE ASSOCIATION MEMBERSHIP
In its Annual Report for 1962, the Policy and Planning Board has again emphasized the importance of
division membership and, in addition, has asked the Central Office to provide information about joining State
associations as well.
Division Membership. Listed on the reverse side of this sheet are the names and addresses of the current
Division Secretaries. Two new divisions, Philosophical, and Physiological and Comparative, were approved by
the Council of Representatives in September 1962. These new divisions do not have ofﬁcers yet, but a name
is given of a person from whom information may be obtained. It i: necesmry to write directly to ﬂee divirion
for application blanks and for information on speciﬁc requirement:. Deadlines and requirements vary among
the divisions. Each division has the right to establish its own requirements for membership, so long as those
requirements are not lower than those set for APA as a whole. Divisions may also restrict their classes of
membership. Information about the requirements and classes may be summarized as follows:

APA requirements only

Divisions

Member

1, 5,

Associate

1, 8, 9, 10, 18, 20, 22,

8, 9, 10, 18, 20, 22, 24

24

Special requirements
Fellow

All divisions

Member

2, 3, 6, 7,

Associate

2, 7, 14, 15, 16, 17, 19, 21

No class of Associate

3, 5, 6, 12, 13, 23

12,13,14, 15, 16, 17, 19, 21, 23

(The expression “APA requirements only” means that election as an Associate or Member is based on meeting

general APA requirements, and applying to the division. Most of the divisions have additional requirements.
Where there are additional requirements, it is to be assumed that the APA requirements must also be met.)
State Anociation Membership. In its 1961 Annual Report, and again in 1962, the Policy and Planning
Board has emphasized the importance of membership in state psychological associations. The minutes of the
1961 meeting of the Council of Representatives show the following action: "Council endorsed the Policy and
Planning Board statement that all psychologists be encouraged to join their State associations. These associations are becoming increasingly important in local and national alfairs, and it is important, therefore, that they
be representative of psychology and psychologists.”
There is an afﬁliated association in every state except Alaska, plus associations in the District of Columbia,
Puerto Rico, and the Province of Ontario. In the typical case, joining the association is a simple process for any
member of the APA. Information may be‘ obtained easily, by writing the secretary of your afﬁliated association.
A list of the names and addresses of the secretaries is enclosed.

�</text>
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            <elementTextContainer>
              <elementText elementTextId="3382">
                <text>&lt;a title="IN COPYRIGHT - EDUCATIONAL USE PERMITTED" href="http://rightsstatements.org/vocab/InC-EDU/1.0/" target="_blank"&gt;IN COPYRIGHT - EDUCATIONAL USE PERMITTED&lt;/a&gt;</text>
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            </elementTextContainer>
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            <name>Source</name>
            <description>A related resource from which the described resource is derived</description>
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              <elementText elementTextId="3383">
                <text>Special Collections and University Archives, University Libraries. Stony Brook University Libraries (State University of New York).</text>
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                    <text>x;

'Oetdber 29, 1962

Dr. Hewett: Kosi
University of Michigan Medical Center
Ann Arbor, 1416131833
Dear Ken:

last few who have Men quite hectic, ee I have waved q
latex-em free New York to St. Louie. I did, in feet, receive the
kind letter from Dr. ween appointing m u Winter of exhibit:
These

for 1962-63. I wrote to him at that time indicating that I would
rather not serve in this capacity at this time, since I would be
preoccupied by w present change of losetion. Also, the most important
time for the coordinator to function in during the weeks imdietsly
preceding the nesting during May. This rent, the matings of the
Aux-ism Payebietrie Association era hem held in St. Louie, and
mush of w the has been pee-seamed in entieipntian or that nesting.
Dr. Ulett and I will partieipete in may at the best responsibilitisl
during that time and it would be diffisult for me to em out both
functions satisfactorily.
It is, wearers, with regret, that I rsqmet relief from this
assigment for 1962-63. Al I indicated to Dr. Harlan, I would be
played to participate more ”timely in tbs pregrm of the EEG
Society after this year.
My

beet regards,
Sincerely yours,
MISSOURI INSTITUTE OF PSYCHIATRY

Max

14me
Planes address correspondeme

m,

Director

to:

Shoo Arlene].

M.

D.

Street, St. Louis 39, Miuom-i

�</text>
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                    <text>my
Dr. Omen

26’ 1962

Wale:

Sate Heepitel
Museum-its

Metropolitan
Walther: Sh,

D.”

D?-

“my:

Iueneleeingeeepyofthe Wofmmpoeiuheldetthemld

or peyehietry
omen
in the discussion.
Ian may also

-

,

Eunice}.

en

1n

The

reference

“eh interested

interested in an article written by

kdieimue

edditiam re

”we

be

in 1961.

‘

e

5:

you

is marked

H. Helmhen and H.

«that:

361;, 1961. These
also presented
CINP eomreeaaaet Munich, September at this

authors who have dam

some work an this abject ere; F. Flugel of
klengeng P. Berene'bein cf Villejuif, Paris; end 0. Gazelle of Milen.
Parenthetioally, both Dre. Cezanne and Flugel will be at the
Sahel Conference on October 3131'. in New York.
The

An

by Dr.

additional report concerning the

Itil.
and

He

has done a

metal

EEG

is

W

included in the abetreete

and exhenetive etndy of the pentbthal
hie mung-apt: ie new in the heads of the University Osmium
response
tea- their emeiwretien for his doctorate. I anticipate having Dr. R11
cone to this leboretm-y at the end of this year. It is w hope that. we will
be able teeerryoutthe studies efegreupofeehieepbreniepetientewbohem
failed to respond to therepiee by e embimd EEG-memeneephelmephie
drug eveluetion etudy. I mid be pinned to dieenee thin with you, car - ad
ether eepeete of the therapy resistant problem, at your convenience. Let me
take thin epportuniw to extend an invitation to visit theee laboretoriee
~

w

duringyournextvieittotheﬂidweet.

Sincerely rem-e,
MISSOURI INSTITUTE OF PSYCHIATRY

Fm,
Dinette!
Mex

14an

M. D.

one.

Plane eddreee correspondence to:

51300

Areenel

Street, St. Louie 39, Missouri

�_,

1

-.

Parnate

}

brand of tranylcypromine

F01”

g

more rapid onset Of action

leaders in psychopharmaceutica] research

�</text>
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                    <text>/
Wﬁw

Min

Dr.
A. Green
10 Brinrclifr Brita

Pm

Wuhington,

Nam

10!!

Bur mm.

Institute of Paulina-y is an mm training
ventral: center. In View of your mom aquarium in
uni-clog, us would be plemd ta hm you Micipate in a
seminar during the month of Janina. If you can specify the
date thntyouwbe available in St. Innis. w mambo planned
to hm you not with our amt. Except. for January 13th and 16th,
and January 211.26, I should bu annual: on any other day that. month.
and

The Missouri.

My

but personal

roam-dc,

Simorely yours,
MISSOURI INSTITUTE OF PSYCHIATRY

m Fink, H. D.

Wu“:

Plates address:

Director

mopendtm to:

Shea Arcana

Street, St. Lani: 39,

Mo.

�</text>
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                    <text>_;,y
u

3&amp;1
'

.

'1“:‘. in
=.

,

f‘
s

October

23

Dr. Robert. B. Cahan
The Langley Porter Newepmhiatria

hm Parnassus

Avenue

San Francisco 22,

,

1962

Institute

California

Dear Dr. Cnhan:

Please excuse my daisy in answering your letter, but in the
interim I have changed my location to the new Missouri Institute
of Psychiatry. In w atudica at. the Hillside Hospital m did
not have any system of coding mar EEG records for IBM. Most
of our work was in frequency malyﬁa and all the data for
tinny-four frequencies were transcribed tram tha spacial write-u
outs of the mutt-mm to data sheets. Analyses have been done
on the individual frequencies and we have nude no effort to
sunny our basic mam-d: in any other my.
I an 31101031133 a reprint of one of our latest reports, as
this my give you an idea chant our method of handling our data.
If you desire any new infomtion, I should be glad to angular
any specific qmstions.
Sincerely yours,
MISSOURI INSTITUTE OF PSYCHIAIRY

Ha: Fink,

Director

Hme

M. D.

0”.

Planes address correspondence

to:

Shoo Arsenal

Street, St. Louis 39,

Mo.»

�</text>
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                    <text>October 19, 1962
Mrs. Gloria Podrid

Hillside Hospital

Po 0‘ Ba 38
Glen 0&amp;0, New York

Dear

Gloria:

I

have an opportunity to discuss the tub-hospital study early next
If you have the gamma of the paper "Sociopeyahologieal Aapacta
of Psychiatric Treatmnt in Three Voluntary Hospitals",
you be
able to run of: 50 3091039! ate}: of the tablet, luvs, and and than to

month.

m by

mid

“war 5th?

.

far we have not heard whether this piper has been accepted in
publication and I have may om copy. Dix! m mks a “email a: a draft
appreciably 1713/62? If we did, would you and In about. 15 copies?
It not, no if you hue my othor lanai). of this paper and it it it:
So

not too early 3 draft, could you run of! 15 «pica?

Swarm-1y I have» aunt. Don min the paper for Psychophamealogia
uhieh has hen accepted for utilisation. here are some mowed
oditarial
dbeniae toauadtotha oditm-sanw
nopy with amateur «summations he ukau. You light can
by getting his approval tau.- nking a Mail, and naming the two
803316! the «liter wiphos from the stemmed version. If no, aauld
you plum and m 10 capiaa?

Wtwit

mum

'

»

manna,

If there in am rowan not to Mb 11 stencil
perhaps yen could do this in your lawn time over tho next few week».
Thank you very ml: for pending the :dditional eopioa at the book to
Dr. Bogthilet. Did you have any luck with a. tuner on the first package?
Simrély yours,
MISSOURI INSTITUTE OF PSYCHIATRY

Mu

Fm,

Director

Address correspondence

to:

Shoo Arsenal

M.

D.

Street, St. Louis 39, Hiawuri

�</text>
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                    <text>”u“.

October 22, 1962

Mrs. Gloria Podrid

Hill-idly Hospital
P. 0. Box 38

6101:

Mo,

Now

York

Dear Gloria:

list of the people to whom we sent the bibliography?
you did, then either send the list to me, or, if you have some
the,
would you send the following note to each om?
If

Did you keep a

"I

are

the

plotted to

tell

monogram of

1963.

that Elsevior has owed to publish
thOphamoology early in
that I brim it up to date for 1962.

you

EEG

Tiny have gained

and Human

If there are related references which we have omitted, would
you please send than to
shortly? Plans 111ch any
refer-anon which may now be in press and which you expect.

u

very

to appear 1m in 1962. or early in 1953.
Thank you for your cooperation.“
I would upptooiato 1: you could do this for

nah.

me.

Thank you

Sincerely yours,
MISSOURI INSTITUTE OF PSYCHIATRY

M,
Director
MD:

mun:

Addreoe oomopondenoo

M!

D.

to: MAI-canal Street, St. Louis 39, Missouri

�</text>
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                    <text>W—v-w

.

v—v

~/-v

memgr

October 18, 1962

wmrww.M~—vwrqu,m&lt;vn~,-,mwm-m—lu-mm.~vgwm-WW

min—w

m""m

Min Bomis

Pun

Bachrach Photograpl'ara
ha Eat. 50th Street
New York 22, N. I.»

Dear Miss Poe:

Immrrythntlhavetmldﬁmee upsolong,but1nlv
manganywen
atmmmutwotwmru Ihm
hpt. ’62:: numbers of that: picture: that are of greatest interest
and m1 tron him to time wits to you regarding additional
prints.

Thmk you

for your cooperation.
Shear-«13‘

you“,

MISSOURI INSTITUTE OF PSICBIATRY

Mm...

MIX

m’ H. D.

ww-W—Iv-s-

Adda” correspondence to:
'1'“

shoe

Arum Street, St.

77/2?- A2,,

7 7/57 m M?
77/? - / &lt;/ (mwgémy J
.

Louis 39,

mama

�</text>
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                    <text>7

a.”

W... -v

,

4

-_

”WV

“Winn“ _Wv.o.w.,._____r‘._w'w

,.

ind, wowow...“

V

_.

.mwwnvrmow.,

«cw. anurwa—or-..‘

October 17, 1962

Dr. Joseph A. Epstein
I-hmpstoad Medical Cantor
230 Hilton Ammo
Hamp‘tﬂa-d' Li Ia, N. Y.

new Joo:
Thank you very mob for your letter regarding Mr. Jones
Barnes. I have tho feeling that our Mow or w alter ego
is operating in Nassau Coonty, for I have left to take on
my new role as Director of the Manolo-i Institute of Payohiutry.

Life has been quite hectic them last few months, and it
in only now that Mirth: and I find the time to relax and look back.
There are, as you know, many problems in relocating, but wo are
vary planned with our new homo and the opportunities presented no.
The children are quits vol]. adjuotod at this point in their new
schools, and we am beginning to portioipato in oomunity offairs

one main.

to

On

om of your

have you

around

m

trips to the

visit on to

now

city.

West Coast I would be pleased
give no the opportmity to show you

Sinooroly yours,
MISSOURI INSTITUTE OF PSYCHIATRY

Fink,
Director
Max

M.

D.

MFaaw

Address correspondence to: Shoo Arsenal Street, St. Louis 39, Missouri

who.

“WT

�</text>
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                    <text>October 17 , 1962

M. Ma: Pollack
Hillside Hoapital

P. 0. Box 38
Elan Oaks, New York
Dear Max:

It no

11199 chatting with you yesterday ottoman. I shall,
few days, make
the
within
not” regarding tho program
here and and it. on to you.

m

wt

Enclosed is a atatomn‘b tron tho Senator Gluten This
should be charged to M'! 2715 except, that you my approprintoly
charge ans-halt of tho $h00
to MY 2:798.

wt

Ishouldlihtotaknthisoyportunﬂytofmllythwk

yonforyom-girt. Itmoxtmmlythooghtm ortho
and

I

have dooidod

to use it. in

w office.

Tait}:

group

the calendar

xiv-n m by tho Homo Neuropsyohiatrio Society, I
pom very fine desk pieces.

now have

Simonly you",
HISSCXJRI INSTITUTE OF PSYCHIATRY

Mu Fink,

Director

24an
em.

M.

D.

�</text>
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                    <text>October 17. 1962

Dr. Lewis L. Robbins

Hilllide Hospital

P. O. Box 16
Glen Oaks, New York
Dear Low:

I was very grateful and planned with the gift which you
so thoughtfully mloeted for no. Our the you-s I haw remind
a variety of mounts, but this volm is along the most
appropriate and moat useful. I an grateful to you and tho

staff of Hillside for your kind thoughts.

During these past four weeks as I have booms increasingly
involved with the ram details of my new position, the emotional
rulings of the past new months ham
a loosened signiﬁcance,
and, I bellow, their not-o appropriate lovala. I find that my
experiences at Hilloich have gimn
a background to mom this
role. On one ooouion after another, when mounted with nowl
qmationa, I have thought back to the mlutiena and momndatim
which would have boon appropriam at Hillsido, and with minor
modifications, have adwtad than here.

n

umd

.

W best regards,

Sinnersly yours,
MISSOURI INSTITUTE OF PSYCHIATRY

y”
Mlew

Address correspondence

m’

Director

to:

51.00

M. D.

Arsenal Street, St. Louis 39, Missouri

�</text>
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                    <text>r“..-

,

WWW—.mm. mx—m
.

3«7

1"!“an

WW.»-

.7
vi

t.

T.

October 18 , 1962

r—w

.-

~r..-u.,—-v“w,..,.uvv.-

r—ruwv-v

n-u—v

”Wuwupm-qu

YTW.

I:
~

~wnwm~vwwr~

4,.

.
,w.

"w.

.,...v..r

Staff

Departmnt of Marinate]. Paychiatry
Hillside Hospital
P. O. Box

61911

38-

Oaks, New York

Dear Friends:
Three days ago I received a package from Hillside
and was both surprised 3nd pleased with the selection Hospital
of gifts.
I have put both the desk sat and the
to uoc and

believe that both are most approprictcdictionary
to my present needs.
I regret that in the hectic days of Mich-September I
was unable to be with you for the formal presentation.
I would have enamel being there, and hope that m can
get together sum time anon.

Accepting your good thoughts, I am taking the liberty
copy of the announcemnt or the new Institute,
knowing that in this you will see the potential
fulfillmnt
of com of our
and upirationc.

of enclosing a

mm

My

best regards,
Sincerely yours,
MISSOURI INSTITUTE OF PSYCHIATRY

HF

HI: Fink,
Director

nu

M. D.

0m-

Addrcsa correspondence to

:

Shoo Arsenal

Street, St. Louis 39,

Mo.

,

/

�</text>
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                    <text>'7’-

my

,V—.,.-

October 25' 1962
Dr.

Max

Pollack

Hilllido Hospital

Pa

0.

BOX

Glen Oaks,

38

New

York

Imeorrytohnve cmeedyouwonbarmatinuyphone can

yesterday, but I was calling on H! 2715 budm.8§ and believe it proper
to eel: the hospital to woept the ohm-gee. Hemmer, if this is a problem
to the program, I shell not ask this again.
we

I haw been dieeueeing

have acme

some

of the date with

James Vanderplns and

toaeonoineionwhiehlehouldlihetoehmwithm.
the
have

we been this to obtain a correlation
tin during poet year
matrix some: :11 the principal item in the study. This should be done
for the total population. Depending on whether we home a news of
tanning missing "rubles, end the reenlte of the ﬁrst analysis
probably should be reputed for the aciaophrenic sub-group; however,
in going over the original covariance analysis of the behavioral ratings
and the soul" derived for drug sensitivity, it is clear that neither
not of mama-u m the nut representative of our mph. Dr. Vamierplae
hwmeeomwed, and I believe that we should undertake, a factor analysis
of the'threo primipal rating melee (Lorr, Lorr Ward, and Johns Hopkins)

At no

forourtotelpopnntion. Input, thisvaeelao nakedbyone orthe
rotereea in the paper matted
by Hitler. hhile I was mutant about
doing this Int Mk: I have hed occasion to review the whole problem
and I believe that we should do it here.
I

hope you amour, and

girls to lay out
.

it uillbe

helpful

tho following information.

We

if you would

ask the

are pertaining-1y interested

in three than, mduonld “k thet the em sheets as used in setting
the covariance detu be used again. have the first two oolunne blank up
to
idontii'y the task; next, 160:3in patient umber, mutant type, and

mow-pout more. Thentm mamboleidoutestodigitmnbere
for 10 minus, continuously for
etch subject.

�</text>
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                    <text>The

Johns Hepkina' seals
53.530“.

we

. each item score pro and post- by
.

scale a each item pm and post.

Len

Ward

Lox-r

interview scale.

the dictm
scores, by Don and veal! following
will be helpful if
should make as few me as possible,
were to punch the forty items for each examiner separately pro and

that

Here you have two

it

we

post for eech subject.
I think these three scales are more than enough to give us a picture
the
factorial dimensions for this population. I have the facilities
of
have
these scores punched here and shall send you both the cards and
to
our analyses

It

when

was nice

they are done.

chatting with you again.
Sincerely yours,
MISSOURI IKSTITUTE 0F PLYCIHATRY

Mu Fink, M.

”Mme.

-..,

wvm.

specific tasks are:

MFsaw

Director

13.

w.

WW

I.

,
r

.,,,.-,.

,,
”r

..
,7,

”t.

,...

WWW~.Ww—._-‘.vﬂ

cr

Please address correspondeme to: Shoo Arsenal St... St. Louis 39,

Mo.

�</text>
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                    <text>'1

«WP-"f
‘v-I

C.

October 8, 1962

Mr. Hauriee Baohruah

Adniniatratur
Hillsido Hoapital

P. 0.

BOX

Glen Oaks,

38

New

Ybrk

Boar Maury:

interested in knaping tha Hillside Hospittl'a
AI tho Isak: roll on, and I anxtuo-d
daily with Inny daciaiona thtt are required to establish this
eontor,.I find my experianno in Haw Yark most invaluable
espooially, sons of tha adm&amp;niatrat1vu education which I
You nmy be

scrapbook up

to dike.

-

recoivud in yuur office.

Sincerely yours,
MISSOURI INSTITUTE OF PSYCHIATRY

max

Fink, H. n.

Director
Mrzaw

encls.

2

Addroaa correspondence

to:

Shoo Arsenal

Street, St. Loni: 39,Misuour1

�</text>
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                    <text>HISﬁOURI INSTITUTE OF PSYCHIATRY

Shoo

St.

kennel Street

Louis 39, Ho.

October

‘2,

1962

Dr. Willisn Hoe. Antler-eon
Roswell Hospital
Wiokford, Essex, England
Dear

Bill:
I

to have the opportunity to ohet with you
during w hasty visit to London. I was stimleted to find that
you had looked upon language natures es an ignorant tool in
beheviorsl research. I have felt for s meter of years that this
has been neglected, although I not admit, that many scientists
in Annie: have noon miles of tape with the ostensible sin or
”anelysing" the» at some later date. As early as two days ago
I hue visited a. netionelly known Amer-loan soientiot end was intrigued
to find that he had been room-ding initiel and weekly interviews
for his first two harmed depressive patients (over a four-year
was pleased

period) and use now looking about for methods of analyzing these
upon a formidable teak:

Enoloeed you 1will find reprints of a number of studies
done at Hillside during the past few years. These are prinative
and I believe their primipsl Justification lies in the support
gives no for continued study. It you are interested in some
further intonation, I would mggoet that you write directly to
my fox-nor esmiste, Dr. Joseph Jeffe, 285 Central Park West,

_

it

‘

New

York, N.

L, who has continual them

Thank you

studies.

for your hospitality.
Sinoereh yours,
MISSOURI INSTITUTE OF PSYCHIATRY

Ml!

Mme

6300

M, H. D.

Dimetar

�</text>
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                    <text>MISSOURI INSTITUTE OF PSYCHIATRY

Shoo

St.

imam

Street

15111! 39. ”0o

Mr. James W. Montgmry

Medical Librarion
Army lot-and Neural Library

Hillside Hospital

P. O. Box 38
Elan Oaks, New York
Dear Mr. Montgomry:

I have now unpacked all my books 1nd hau._,oought the two
have
requested. I brought wither one with no and on
you
only recall that I road these earlier this you and ontioipato
having rota-nod than to you.
‘

will be planed to know that I found some other
that belong to you, homwr, and I am asking w
librarian to paoktheaa and anuithamontoyouintho
You

books

next. few days.

are growing rapidly and I an very exalted about.
library's future. Mrs. Mathem'n in worm very tall,
we have already obtained an assistant for her. I look
to having the library novad to the new building within
next two moka.
We

have

the

and
forward

the

mymxrnsxt trlptotm want, I shallbepleaoedto
mviait as. m best regards,
Sincerely yours,
MISWD‘RI INSTITUTE OF

Max

1*?me

Fink,

Director

M. D.

PmHIATRY

�</text>
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              <elementText elementTextId="3542">
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  <item itemId="355" public="1" featured="0">
    <fileContainer>
      <file fileId="143">
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                    <text>October 16, 1962

Mrs.

Podrid

Glam-1a

Hillside Hospital
P. 0. BOX 38

Glen Oaks,

New

York

Dear Gloria:
Hy reprints are still in boxes and we have not had an
apportuniﬁy to upon than. Wauld yum please send the reprints
reqnostad to Dr. throa?

Sincerely'ynmrs,
MISSOURI INSTITUTE OF PSYCHIATRY

Max

Directar

Manw
o

Fink,

2c,

L

mug

0;:

Addrala correspondence

\M.

to:

.

v

M. D.

4%,)

Shoo Arsenal

Street, St. Louis

39, Missouri

�</text>
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                    <text>,
__..

NW...”

inn-«r,

culmwwn-mwm

w;

September 26, 1962

"u"—

,
WW

r
w...“

.m‘.W.,..:

Drs. Donald chin and Ms: Pollack
Hillside Hospital
P. O. Box 38

Glen Oaks,

New

Door Don

ﬂux:

&amp;

York

Thank you

for your recent note. I shall try to answor your

questions striatimt

E

l.

ghgggggtx A good idcs, and I have taken the liborty of
making sons sditorisl comments. Tho conclusion promises individual

profiles.

Row

do you plan

to

do

this?

Sinus I will_bo unshlc to participate-meaningfully in there
analyses, I would suggest you submit this from Hillside Hospital
only, under your Joint authorship. I would be pleased to road
the draft report as urittsn.
2. All covarianco analyses are in the master books or
the “duplicate” book. Tho covariance of the Rorschach (Problon 15)
was given to Ira and a copy of the write-out is in the big book.
Covariance of "new” ratings are in the large book and should have
your notes with them.

2-7...

"

One copy was given

as well.

to

It is

you

marked Problcm llull, dated April 6.
work and should be in your desk

for your

'
‘
‘

Tanisha."

separate cover I am sending you
(with orrors corrected after
sz
machine processing); the operative prooodurc for IBM program; tho
program dock for the 7072; tho uritcoout or the program; and tho
test problem writs-out using this program. This is a completed
program for book tests, and can be run on a 7072. It cannot be
run on a smaller machine since it needs a large momory. Program
zoos to stop of ”table look~up” which is very timo consuming and
bust dons by secretaries. Roforsnos is Siogol's Non—parametric
3. nggpﬂggggggiggg;

the original U-tost

and

Under

test sheets

Statistics.

(r
,ngw

.

in.‘

H,

“5.5.3;

w»:

(5) Cost: We will be billed $400 for this job. This will
b. added to tho Scptsmbsr ststomsnt from the washington University
Bulgatur“ﬁsitcr. Sines it is applicable to 2715 and 4798, I will
cuggost that uncuhalf tho cost be charged to each grant.

�.u.“

,_
...

‘1.

or».

3
“'

Dra. Donald Klein

&amp;

Max

Pollack

Septembor 26, 1962

~2~

(b) Runs: The Washington University center
program fbr us at the fpllowing charges:
For punching data €2.72/hr.
For 7072 tima $5/min.(user‘s

will run this

rat.)

subjects x 3 drugs) will take about $20 for
both
de and K-H takns about 1 minute on 7072.
sun of
punahing.
data, have the girls
If you wish any runs on the presently availablesheets
(covariance
will do nicely)
transcribe the raw data to shoots
on
and send than
to us barn.

to

punch 100 problems (50
Each

,

Good

lmk with thc

»

APA.

Sincerely yours,
MISSCXJRI

MaxFink,

eraw

INSTITUTE OF PSYCHIATRY

M.

D.

�Summary:

Self—descriptive questionnaires have been

advocated as a preliminary device in psychiatric case study.
In

this investigation various patient-rated instruments

were

analyzed, and the selfuratings were compared with measures

N

of ward and interview behavior and with psychiatric diagnosis.
symptom, mood,

Selfbratings in the areas of

attitude

and

social attitudes using the: 1) Frank

(John Hopkins) check

Attitude Scale
one hundred

and 4)

list;

_2)

Clyde

California

F

Mood

personal
Symptom

Scale; 3) Whitman

Scale were obtained in

forty-four voluntary psychiatric in—patients

referred for psychotropic medication.
In addition, each patient was rated by observers

l) Jenkins Psychotic Reaction Profile

using the
2) Clyde

Mood

Behavior);

Scale; 3) Hillside Hospital Somatic Treatment

Referral Scale
A

(Ward

and 4) the Interview

section of the Lorr

MSRPP.

factor analysis of the self-descriptive scores

resulted in the following factors:

1) Clear Thinking;

2) Somatic Complaints; 3) Dysphoric Complaint;
Mood, Dependent

Action; 5) Aggressive

Mood

A)

Friendly

and Action;

6) F Score, Friendly Action and 7) Angry-Dependent—Withdrawn

Feeling.
A

factor analysis of the description

by observer

scores resulted in the following factors: 1) Angry; 2) Withdrawn;
3) Tension-Apprehension; 4) Communicative Disorganisation;
5) Somatic and Neurotic Complaint; 6) Sleepy Depression;

7) Guilty Intropunitiveness and 8) Rate and Reactivity.

�E

.2Those

each

patient,

factor scores

were analyzod as

and led to groupings according

l) Self-descriptive profile;
The

profiles for
to:

2) Description by other

relationship between those groupings

psychiatric diagnosis will

be discussed.

and

profiles,

,

�NcnoPerametric Statistical Tests
Operating Procedure
Date should be punched in the following format:
1. The first card should be blank (or at
The

other

will

79 columns

particular problem.

be

printed as the

least numeric) in column 1.
first line heading for that

2. The second card is a control card punched in format (1!;
containing the following information:
minimum

2

e.
of 3.
&gt;

11 12

b.
for ebeolute scores.

the

number

e 1 or a 2.

of

columns

for this problem

1 means the signed scores

Il,

1013)

- maximum of 10,

will

be analyzed;

1013 - up to 10 numbers giving the number of elements in
of 150 for any one column.
cards follow, punched in format (SH
, 15F5. 0);
and
be
5
i.e., the first colunno may contain identification will ignored.
There should be a set of date cards for each column, one set right after the
other. However, each column must start on a new card. Alec, the number of
elemente for each column must correspond to the number punched in the control

c.

each column, maximum
3. The date

card.

The preceding gives the format for one problem. Any number of problems
may be run at one time, with no pause in between. The complete data sets should
follow one right after the other.
The date should be put on tape
They will be read from tape 3. Output
can go on any unit.

in card
will be

image form
on

tape 2.

(Fortran card—to~tape).
tape

The systems

,

ﬂ

tape mark in written on the output tape by the system at the
conclusion of a net of problems. If the Batch Compiler is on unit Q,
units 1 and 4 are ready, and alteration switch 1 is on, a tape merkjwi11 be
No

.

added.

Otherwise,

it

must be done manually.

.

��1

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�</text>
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                    <text>.H

n—ysmmvw;

Awr("w'

.

September 24, 1962

Dr. Maurice Bachroch

Administrator
Hillside Hospital

75-59 263rd ﬁtreot
Glen Oaks,

Wow

York

Dear Mourice:

it

while
will be impossible for you to forgive me, I
want you to know that I was torn between two pressures that I
was unable to be at Hillside last Friday. Before going to
Europe I moved my family, and loft Martha with painters, plumber,
electrician, as well as three reluctant children who had to
start in new schools. I called home from Munich and again from
London, and on both occasions, was disturbed to find that I not
needed at homo. I ohortcned my trip, theraforc, to arrive two
days earlier. When I got home there was much to do, and
was
only this weekend that we were able to look about us and feel

it

that

we

could relax.

In the excitement and in the mesa, both at home and
office, I put the Hillaido Hospital air travel card
aside to send back to you. I cannot find it. As you know,

in

my

this is very unlike

me.

I called

Mrs. PDdrid on Friday and
I would appreciate

asknd her to notify United Air Lines.

your cancelling this card, and notifying the credit agoncy
regarding the cancellation.
My

best personal regards,
Sincerely yours,
.IIEBOURI INSTITUTE OF PSYCHIATRY

Max
MPzau

Fink,

M.

D.

�</text>
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                    <text>k,

8.13th 18,

Mr.

1962

Nathaniel 319301

Hillsidc Hospital

P. 0. 30138
Glen Oaks, New York

Dear Rat:

failing me, but the title "The Disposition of
OutcPatiint.Applicanta“ brings no specific report to my mind.
I presume you are referring to tho outnpatiamt study which
hue been rattling around fbr some.monthe. If so, congratulations.
If not, would you send mo 8 copy of this papor no that I will
My

bacomo

Inory

15

acquainted with

it?

Thank you very much for your kind wishes. I should be
pleased to have you visit us in St. Louis on your naxt trip West.
My

best rogards,
Sincuraly yours,
Max

”Pita

Fink,

M.

D.

�</text>
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                    <text>August 31, 1962

Mrs. Glorla Padrld

mm

of Expulmml Psychlcmy

Hlllnldo Hospital

75:59 263ml Strut

G-lm Gala; Ncw Yul:
Dad! Glorla

2

Plans. sand

to:

Dr. Walter Knapp, Celumbu Psychlcmlc

Unlvmlly, Columbus 30, Okla, the follawlng

refs-mu:

lmlMo, Stat.

60, 57, 53, 37cm! 34.

m

Also, Wmmhed coplas cf the
papers by Don and myself; pattern;
wlth chlarpromzlne and paﬁerm wll-h lmlpramlna. Also a mlmeoaraphod copy of the
lamt EEG in human myahophamoology, 3, by myself and Andaman. Include aka
a blblloorapby ( EEG and Human Plychophwmacology, ”514961 ).

~.

‘

,

'

a mess.

See you Smemlm Nth.

I

,

can't get than out of my own fllu, slnco they can
.

Slnceroly

yam,

Max Flak,

M.-

D., Director

Mluwrl lmlMc of Psyehlatry

�</text>
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                    <text>ﬂ

August 1h, 1962

New

York

Host hS
New York,
2

Bout

State Education Department
Street
New York

Sir:
Would you

mid-August from

kindly changa my address of rocord as of
Hillside Hospital to:
Max link, H.D., Director
Missouri Institute of Psychiatry

St.
St. Louis 39, Hiaaouri
Shoo Arsenal

thank you.

Sincerely yours,
Hrlgp

ax

n

,

. .

�</text>
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                    <text>August 10, 1962

Clyde J. Lindley
Executive Secreteﬁy,

VA

Cooperative

Chemotherapy Studies in Psychiatry
Peyohiatry, Neurology &amp; Psychology Service

Veterans Administration
Us hington 25, n.c.
Deer Clyde:

Would you kindly change ny address of record as or
uidoiuguet from Hillside Hospital to:
ﬂex Fink, H.D., Director
Missouri Inotituteoof Psychiatry

Shoo Areenal

street

St. Louie 39, Hieeouri

Thenk you.

Sincerely yours,
Hfagp

ax

o

,

. .

�</text>
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                    <text>a”)
¢///
February 16, 1962

01r
:

Clyde

J. Lindlaywaa

““Exncuntvamsaéretary, VA Cooperative
Chhmotherapy Studies in Psychiatry
Psychiatry, Neurology &amp; Psychology Service
Veterans Administration
Washington 25, D.C.
Dear Clyde:

enclosing an abstract and title of our
presentation in Cincinnati. Thank you for the
second invitation. I will try to make the sessions,
but am not sure at this point.
have asked my associate, Dr. John Kramer,
to audit the meetings and would be grateful for your
I

am

K

approval.

Good

luck!

Sincerely yours,
MFxgp

encl.

Max

n ,

. .

�</text>
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                    <text>August 3. 1962

Hr. John A. Hailey
The

state

Board of

Rogiatration for the

Hauling Arts of Missouri

Jefferson City, Missouri
Door Hr. Hoiloy:

Enclosed is the completed cpplication for licencuro
to practice nodioino in Hiooouri by endorsement of tho
National Board; and the too or $25.
My naturalization numbor is A~1h3186, dated
7 February, 1930, Philadelphia, Ponnoylvania court.
Thank you

for your cooperation.
Sincerely yours,

Hrtgp

cool.

ﬁnx FInE, M.D.

�</text>
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                    <text>DEPARTMENT OF EXPERIMENTtL PSYCHIATRY

July 19, 1962
Dr. John Hubbard, Exec. Seo'y.
National Board of Medical Examiners
133 S. 36th Street
Philadelphia h, Pa.
Dear Dr. Bubbard:

I am requesting liconauro in the atato of Missouri
the basis of oortificition by the National Board of
Medical Examiners. A photocopy of my certificate, 1&amp;562
is appended to the application.
Pleaoc complote section 21 and return to mo for
on

filing.

Thank you

I

for your cooperation.
‘Sinooraly yours,

MFagp

encl.

Max

ﬁInE, H.D.

�</text>
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                    <text>July 13, 1962

Executive Secretary of the State Board
ofhnegietration for the Healing Arts
Box

Jefferson City,

Mo.

Sir:

Dear

I am pleased to submit the enclosed application
Certificate from the State Board of Registration
for the Healing Arts of Missouri on the basic of a
certificate from the Niticnal Board of Medical Examiners. Photoctatic copies of the diploma from New York
University College of Medicine and the certificate
of the National Board are enclosed.
The addreeo on record in Missouri Institute of
Psychiatry - Shoo Arsenal Street, St. Louis 39, Ho.
Thank you for your consideration.
Sincerely yours,

for

a

HFtdts
One a

Max

Fihk, H75.

�</text>
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                    <text>DEPARTHEIT

0!

EXPERIHENTAL PSYCHIATRY

August 3, 1962

A. Rueeell Lee, H.D.
The Tavietook Clinic
2 Beaumont

London,

street

v.1, England

Dear knee,

in London from September 9th through the
12th and am staying at the Carlton Towers. I: you are in
London during that tine please drop no a note there. I
would love to get together with you and learn aora or the

I plan to

be

goeeip or England.

that I

an leaving New York
In conjunction
West.
and following Greeley'e advice to go
with Waehington Univoreity, I an establishing a research
By new you may

have heard

center similar to P.I. in St. Louis.
Hy beat regards.
Sincerely yours,

Hrsdte

ax

n ,

.‘.

�</text>
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                    <text>May

18, 1960.

A. Russell L00, H.D.,
1h Holmdalo Rosa.

Landon, N.w. 6,
England.

Dear Russ:
VI

should like very much to

June 30, and

shall call urtor

wa

visit

with you on

arrive in

Londen.

I ctn very well.imagin¢ the problems of Macy’s
far your efforts. I had met
Sir Aubrey Lewis in Atlantic City and discussed the
iosuib111ty a! visiting hi: heapital with him. I shall
writ. to him dircctly.
and Gimbel's, but thanks

my

boat rogurdl.

Sinatraly youra,

eraa

�</text>
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                    <text>April
Dr. A.
68

25 5

196° .

Russell Lee,

Greencroft

Hampstead,

Gardana,

London, H.W, 6, England.

Dear Russ:

I wrote regarding the possibility
My present plans
my being in Europe this summer
and
I to ha in London during
pravide tcr my u;33. Martha,
28
from
Juno
to July 2 I abould
tha five day period
much
be
to
able
to
spend an even: mg with you
like very
and would be pleased if you would set asida some time
during these days.
While I have a strong aversian to mixing business
and pleasure, I beliovc I would liku to visit tho Mandalay.
I knav or no on. thore diroctly, ind bcfore asking some
of my friends from Englund who are new hora, I wandur it
you arc su££iciently acqutintcd with tbs staff to bu able
ta help an arrange a short visit?
of

\

Some months ago

last littor.

china; in tho hoapiul
I huntud at hav. continued at a rupid rat. I
think whan yau roturn to tho Stntos, 8 visit to Hillside
should muko you proud to be tn tlumnua
My best rugnrdu.

which

Since

my

the:

Sincoroly yearn,

Eu fink,
uraan

21.15.

�</text>
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                    <text>December 23, 1959.

Dr. A. Rueaell Lee,
68

Greeneroft Gardens,

Hampetead,
London,

England.

HAY.

'

g

6,

Dear Ruse:

I was very grateful for your kind letter and
invitation ea well as reprinte. Hex and Bob thank you
for your consideration. We were pleaeed to read of your
opportunity. We know if no finer institution for psychoanalytic etudiee than Tavietook Institute and congratulate
you on taking advantage of what pronieee to be a fine

educational experience.
Back here, there have been many changes. Dr. Robbins
has taken over and hie positive approach ie apparent to
Do you recall the aany probleae in moving patients
all.
from the ward to the cottages and occasionally back again?
In June Hort Waehepreee and my staff convinced Lew to create‘
a noonovenent ward in Lee I. Patients have been adaitted
unit and have remained there for their
directly to this This
has worked out well and effective
hoapital etay.
December first the hoepital ie divided in eectione, each
of which is a living space for patiente during their total
hoepital stay. Alec, the hectic matter of adminsione and
waiting liete is being modified, an that at preeent there
in no waiting liet.
In our

own

program,

we

have completed our convulsive

therapy etudiee. We are now involved in a doubleublind
fixed dosage schedule multiple drug evaluation program.
This program has had a significant impact on everybody etatﬂ and patienta alike. So far, a few patiente have
completed the initial study period and we are very enthuen
iaetio. With luck, we should be able to say eouething
intelligent about pharaacotherapy in 1962.

�Dr. A. Russell Lee (Gentd)

#2

is leaving to work
pattern is about the eeme although, with the third your
training program appravel in site I envieege some changes
in attitude including a greater interest in fellowships.

with

By

You may know

that

Bob Kehn

Perlin in Hontetiore. Otherwise our stuffing

I plan to be in Beale in July and, tine permitting,
I should like very much to visit Tavieteck Clinic and also
the Mandalay. I shell write to yet beforehand it I can

make

arrangemente.
Hy

beet wishes for the

Rev

tear.

Sincerely yours,

HFIJB

�</text>
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                    <text>August 1, 1962
HERO

To:
From:

Hrs. Groghen
Dr. Fink

Please continue to withhold salary amounts for
annuity purposes until $1000 in available (Sept. 1).
Thereafter issue full amounts due on basis of $25,000
per ennum.
I shall notify you in late September regarding
this annuity payment.
Thank you.

Sincerely yours,
Hrtgp

ex

n

,

.D.

�</text>
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                    <text>January 3, 1963

Dr. Zdenek Bohdanecky

c/o Research Institute for
Pharmacy and Biochemistry

Kourimska l7
Pﬁaha 3 ” Vinohrady'

Czechoslovakia

Dear Dr. Bohdanecky:
which you
.

Remember

any

I am enclosing the reprints
requested in your letter of

1, 1962.

present, we do not have
available cepies of J. Hillside Hospital
1956

5:67,

At

and 6:197, 1957.

Sincerely yours,
MISSOURI INSTITUTE OF PSYCHIATRY

Max

Fink,

Director

M.D.

MP:bk

Encl.

Please address

all

correspondence to:

5400

Arsenal Street, St. Louis 39,

Mo.

�</text>
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                    <text>meow-no:

5400 Arsenal Street
St. Louis 39. Mo.

January 7 , 1963
Dr. Nathaniel Sioqol
Hillside Hospital
P. 0. am: 38

Glanoaks, New York
_

Dust Nat:
What a nice way to begin the new your! First. Received a
fem copies of Social Casework and was able to show the“ to tho swinl
warn" that increasing my penitlvu rohtiomhip with them. Then. today
Received the reprints on tho 30618101888 paper.

haw mitt» to Bob, I nannies this on: of thu more vainable reports that we haw writtou in the put tom yous. Ivan quite
A: i

unhappy that the larger «pandas not been «calmed by a major psychiao
trlc journal. Whoa 2- am Bob in New York he indicated that he had remind
an “auction"
. I haw mitten ta him asking for a copy (if that letter and {a
his suggestions about thc next stop. I haw not rweivad a reply. I would
b. grateful if you would call him and no if somathlng can be done to have

that tarpon publish“.

’

the minutiae. I believe you should and a {no maples of this
reprint from Social Problems ta Milt Guonblatt and Gardner Murphy. I!
have some additional com” I would be qratdul fer a few more.
In

‘

My best

m

with” to: the New Your.
Sincaroly

you",

MISSOURI INSTITUTE OF PSYCHIATRY

Max Pink. M. 1).

Director
Ml'ur

�</text>
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