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                    <text>March 2, 1991
David L. Braff, M.D.
Chairman, Membership Committee
Society of Biological Psychiatry
UC-San Diego
San Diego, CA 92103-1990
Dear Dr. Braff,
I have been acquainted for about four years with the work of Dr.
Chittaranjan Andrade of the National Institute of Mental Health and Sciences of
India. He is a talented investigator who has tackled a topic of little concern among
neuroscientists, that of the behavioral effects of induced seizures in man. He, and
his associates Drs. B. Gangadhar, G. Swamineth, and S. Channabasavanna have
been very productive in their research into clinical ECT. Dr. Andrade also spent a
fellowship year in Vienna with Drs. Ianger and Koinig in studies of neuroendocrine
effects of ECT.

Dr. Andrade and his associates were instrumental in organizing the first
Conference
VAll-India
on ECT this Fall; a meeting which I understand was most
successful in highlighting the national progress in clinical use and research into this
hardly used therapy.
There was a time when the Society of Biological Psychiatry (formed as a
union of biological, electroshock, insulin coma, and carbon dioxide specialists) was
interested in ECT. If that is still true, then Dr. Andrade is a fine example of the
new breed of clinician/researchers whose work should be encouraged; membership
in a US. organized society may do much for him, and I recommend him highly to
the Society.
Sincerely yours,

Max Fink, MD.

Professor of Psychiatry

19505, a winner of the first A.E.
Bennett Award, and winner of the Gold Medal Award of the Society.

PS. I have been a Fellow of the Society since the

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                    <text>February 16, 1991
Editor
Letters to the Editor
New York Times
Times Square, New York 10036
Sir:

Enclosed is a letter in response to the excellent OP-ED review by Oliver
Sacks of the state of our State Hospitals. It is submitted for your consideration for
publication.
.

The persistent failure of the State services to take advantage of our
knowledge is a reﬂection of a failure of leadership; the appointment by the
Governor of a non-physician as the head of the Office of Mental Health has not
been salutary. In this letter, I suggest only one method of helping the severe
mentally ill.
There is a lack of training and understanding of other therapies, as well,
including lithium therapy, new antidepressants, and clozapine. Many State Hospitals
have closed their medical wards, and are no longer able to care for the medical
needs of their patients.

I describe only one aspect of this failure to properly treat patients, and

seek public support for a public investigation of the state of our State Hospitals.
Thank you for your consideration.
Sincerely yours,
Max Fink, MD.

Professor of Psychiatry
Attending Psychiatrist
University Hospital

�February 16, 1991
To the Editor,

Oliver Sacks (New York Times, February 13, 1991) correctly complains
about the impact of the cuts in the State’s mental health budget on the care of our
severe mentally ill. We are reliving the ’Shame of the States’ of the 19405, but only

part is due to budget cuts. There

is also a failure to take advantage of advances in

mental health care, specifically the unavailability of electrconvulsive therapy for
patients in the State Hospitals.

Patients who require ECT from these hospitals have often been
transferred to the psychiatric unit at University Hospital for treatment, the only
public hospital in Suffolk County organized to give ECT. Other patients, from
Rockland Psychiatric Center where ECT is also not available, have also been sent
for treatment. The usefulness of ECT is well documented. Mrs. R, sustained in a
manic delirium for more than three years, is now well and at home after a course
of ECT. As is Mrs. W., a patient with a similar illness. Mr. K., is living in a halfway
house after more than a decade of continuous hospitalization with a catatonic
psychosis. Others were transferred with severe inanition, severe suicidal drive, and

malignant catatonia, and were successfully treated.

�The 1985 National Institutes of Health Consensus Conference on
Electroconvulsive Therapy concluded that "ECT is demonstrably effective for a
narrow range of psychiatric disorders in a limited number of diagnostic categories:
delusional and severe endogenous depression, and manic and certain schizophrenic
syndromes." It is precisely this range of severe mentally ill that populate our State

Hospitals.

In response to these evaluations, psychiatrists of both Great Britain
(1989) and the United States (1990) wrote guidelines for the use of ECT which

make the practice safe as well as effective. Its use has increased in the academic
and non-profit hospitals of the state, but it is available in only a few State
Hospitals. In Suffolk County, with three of the largest facilities for the mentally ill
in the state, ECT has only recently become available on a research basis in one

hospital, and even this usage is threatened by the proposed budgetary cuts.

The usual justification for failure to provide ECT is the lack of funds for
and adequate professional staff (mainly anesthesiologists), and for training. We
should not accept such explanations, since ECT is effective, humane, and even costeffective by reducing protracted hospitalization and the need for specialized nursing
care. The degradation of the State’s mental health services has already had tragic

consequences for our community. Rather than accept the Governor’s budget and
decrease services, we need a blue ribbon investigation of the state of our State
Hospitals to seek ways to use available treatments to help the mentally ill, of which
ECT is only one example.

Max Fink, M.D.

Attending Psychiatrist
University Hospital

�</text>
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                    <text>January 29, 1991
Jay Cohen, MD.

FAX: 305 321 8024

Dear Dr. Cohen,
This letter is with regard to Mrs. Sandy Ruttenberg of Pittsburgh, who
has sought your advice about a gynecological problem.

About a decade ago, Mrs. Ruttenberg had symptoms referable to the
CNS and in an examination, an abnormal electroencephalogram, consistent with
seizure disorder, was reported. Phenytoin was prescribed, with the admonition that
it be continued indefinitely.
After a number of years, she sought advice as to whether such treatment
Re-examination and repeat EEG found no evidence of CNS
terminable.
was
disorder, and phenytoin was discontinued, without recurrence of CNS symptoms.
Two years ago, she again experienced some symptoms which couold have
been of cerebral origin. Neurological, EEG and other imaging tests failed to define
a CNS lesion or disorder and no treatment was prescribed. Her symptoms remitted
and she has not had other CNS symptoms since.

In the absence of neurological complaints, there is no reason in this
experience which would preclude her receiving any treatment for a gynecological
disorder, including surgery requiring general anesthesia.
Sincerely yours,

Max Fink, M.D.

Attending Psychiatrist

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                    <text>January 24, 1991
Dominick P. Purpura, M.D., Dean
Albert Einstein College of Medicine
1300 Morris Park Avenue
Bronx NY 10461
Dear Dr. Purpura,
with pleasure that | write this letter in support of the appointment of Dr. Bertrand
the
rank of Visiting Professor of Psychiatry.
Winsberg to
It is

first met Bert in the mid-19703 when he joined the faculty of the Long Island
Research Institute, a state supported facility of the Department of Psychiatry. His work in Child
Psychiatry was a central teaching unit of our residency training program. My contacts with Bert
were in two arenas -- the administrative meetings of the senior faculty of the Department, and in
his psychopharmacologic research.
I

Bert was an active and thoughtful member of our faculty, who provided reasoned
judgement on issues of concern. He ’fought’ actively to develop a child psychiatry fellowship
program, and was enthusiastic about both the clinical research and teaching activities of the
Department. think he was sorely disappointed that we were unable to convince the hospital
administration to open an in—patient child/adolescent unit.
I

His research was mainly psychopharmacologic. When was interested in the
pharmacology of a new entity, mianserin, he studied its pharmacology and pharmacodynamics
in children and adolescents. He provided a much needed complement to our own studies in
adults. His studies of methylphenidate were also illuminating.
I

Bert left Stony Brook in the mass exodus following the decision by New York State
no longer to support the scientists of the Long Island Research Institute. He was well liked and
we were disappointed when no other funding was available.
Bert is a friendly, enthusiastic, energetic man, with a keen interest in clinical
He
has specialized skills in child psychiatry and psychopharmacology. He is an able
psychiatry.
teacher and a dogged supporter of his staff. His administrative skills are reflected in his creation
and maintenance of a Child Psychiatry Program when none existed before. He trained a skilled
staff, and encouraged young researchers to develop careers in child psychiatry.
l consider Bert
a leader in clinical psychiatry and am delighted to recommend him,
without reservation, for appointment as Visiting Professor of Psychiatry.

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

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                    <text>August 28, 1991

John Kane, MD.
Department of Psychiatry
LIJ-Hillside Medical Center

PO. Box 38

Glen Oaks, NY 11004

Dear John,
I received your memorandum of August 13 noting the By-Laws
requirement that members of the medical staff are to attend at least 50% of the
department/divisional conferences or meetings during the year. This note is to
request an exception, as I am actively involved in the campus at Stony Brook and
get to Hillside on occasion.

If you think it important, I will meet the non-onerous standard set in
the memorandum.
My regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

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                    <text>August 2, 1991
Robert P. Hopkins, M.D.
Chairman, Credentials Committee
McLean Hospital
115 Mill Street
Belmont, MA 02178-9106
Dear Dr. Hopkins,
I am pleased to write this letter in support of the application of Morton
G. Miller, MD. for the professional staff of McLean Hospital. Mort was a
member of our Department at Stony Brook for more than a decade under the
leadership of Stanley Yolles, and I knew him as a co-worker and unit chief. Mort
came to Stony Brook with Dr. Yolles from NIMH. In our Department, he was the
organizer and leader of the in—patient service, and I worked closely with him as
an Attending Psychiatrist.

Mort is an excellent clinician. He is skilled in clinical descriptive
psychiatry, and an excellent psychopathologist. He was instrumental in defining
the group of manic patients who come in a state of delirium, and who are
immediately responsive to ECT. He organized our affective disorders program
and the lithium aftercare clinic. In this unit, he inspired a number of his juniors
to credible research (Aronson, Shukla) with excellent publications.
He is an excellent and well organized teacher. He knows the academic
literature, including much history, and is able to lecture in an inspiring and
thoughtful manner.
He is a fine administrator, and is well liked by the professional staff.
He is honest, thoughtful, and adheres to the highest principles of our profession. I
am not aware that he has ever been denied any professional privilege or
membership which he requested; nor has he been denied licensure. He stood
before our tenure committee and was promoted to Full Professor with tenure in
due course. He is rather abstemious in his use of alcohol and there has never
been a hint of drug use.
I have no hesitation in recommending him for full professional
privileges in psychiatry, and do so without reservation.
Sincerely yours,
Max Fink, MD.

Professor of Psychiatry

�</text>
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                  <elementText elementTextId="107105">
                    <text>July 25, 1991

Jacques

M.

Quen, MD.

New York State Psychiatric Association
200 Garden City Plaza
New York City 11530

Dear Dr. Quen,
I

responded to your letter of July

and Senators.

11

and wrote to my Congressmen

am interested in the guidelines for electroconvulsive therapy. Would
be possible for your office to abstract the relevant RBRVS recommended
schedules for ECT, as well as anesthesia for ECT, and send these to me?
I

it

Recently, wrote to Harvey Bluestone about the unavailability of ECT
for patients at Kings Park and Rockland Psychiatric Centers, and that their
patients were being treated at University Hospital. He wrote that my note to him
was sent to you for consideration. Dr. Oldham of OMH appointed a committee
two years ago to consider ECT in OMH hospitals; the committee under Dr.
I

Russakoff surveyed the practice (and probably found it wanting). The report has
not been made public, nor has OMH taken any action to rectify a defined lack of
services. Perhaps the matter deserves consideration by the Association?
Thank you for your help.
Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

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                    <text>July 24,

1991

Honorable Daniel Moynihan
U.S. Senate
Washington, D.C. 20510
Dear Senator Moynihan,
As a psychiatrist with more
experience, I am writing with regard

than 40 years of professional

to the progressive deterioration in
medical care in our nation.
effects of the Great Society legislation
been
have
not
on medical care
salutary, and the present considerations
RBRVS
HCFA
fee schedules for Medicare for psychiatry will make
of
by
matters considerably worse.
The

guidelines provide inadequate payment for
practitioners for all psychiatric services to the elderly. Because these
guidelines will become the standard for all insurers, the impact on
psychiatric care throughout the nation will be negative.
Psychiatrists have been among the less paid members of our
profession, and instead of improving the availability of psychiatric
treatment, the proposed regulations will make care even more limited
The proposed

than

it is.

Are you aware that various psychiatric treatments are not
available in our State for the patients of the Office of Mental Health?
For example, convulsive therapy is an effective and safe therapy (see
NIH Consensus Conference report, 1985) which is available only in
academic and private hospitals and the few academic affiliated hospitals
of OMH. Under the present regulations, this effective treatment will be
even less available.

urge you to vote to eliminate the 50% copayment for
psychiatric services, and to improve the proposed MFS for psychiatric
I

treatment.

Thank you

for your attention.
Sincerely yours,
Max

Fink,

M.D.

Professor of Psychiatry

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                    <text>INTERNATIONAL ASSOCIATION FOR PSYCHIATRIC RESEARCH, Inc.
BOX

457, St.

lames, NY.

I

I780

l5I6I 862—665]
(516) 444-2929

July 12, 1991

Chown
Exmouth House
3-11 Pine Street
London EC1R OJH
Davall

&amp;

UK

Dear Ms. Ravenhill,
was either in the British Medical Journal or Lancet that a news story
within
the past six months noting an unusual report by an Australian
appeared
Royal Commission (presumably medical) which explored the claims of a
scientist that Deep Sleep Therapy was particularly useful in treating the mentally
ill. The inquiry was launched because of allegations of deaths associated with
It

this treatment, and the Commission was reported to have found the methods
unsafe and recommended their discontinuation. lack the original note as it was
sent to my librarian who returned only a note from the Royal Society in London
that Davall &amp; Chown was a source for this material. enclose a copy of their
leﬁen
I

I

based on experience with insulin coma therapy of
psychoses, electroconvulsive therapy, and what has conventionally been called
’sleep therapy’ without the ’deep’ modifier. The latter therapy was described in
1922 by Swiss psychiatrists, and was used until the late 19305 when insulin
coma and electroconvulsive therapy were replacements.
My interest is

I

would be grateful for your help.
Sincerely yours,

ﬂwab‘wc

Max Fink, M.D.
Executive Director

�llNTERPUNHCNVAL/K
SSOCIATION FOR P SYCFHATRK:RESEARC}ilnC

&amp;m4315Lmnmst&lt;H7&amp;)

(516)862-6651
(516)444—2929

July 2, 1991
Davall &amp; Chown
Exmouth House
3-11 Pine Street
OJH
London EC1R
UK

Gentlemen:
We

of the Australian
copy
a
obtain
I have beenb
Therapy.
would like to
Sleep
on Deep

Report
Royal Commission is available from your
advised that
FAX

it

office.

the charges for
to
as
advise
Please 8604.

this report.

#: 516 862

Thank you.

Sincerely yours,
Fink, M.D.
Executive Director

Max

Our

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                    <text>July 15,

1991

David Neubauer, M.D.
Francis Scott Key Medical Center
4940 Eastern Avenue
Baltimore, MD 21224

Dear Dr. Neubauer,

theory

It was kind of you to send the reprints and citations on chaos
and EEG. The reprints arrived fortuitously when I had a visiting

scientist/electroencephalographer from Genoa, Dr. Walter Sannita, who
has been interested in the theory as another way to analyze EEG signals.

assume the concept is of interest as a novel way to reduce
form for further study (as in pharmaco—EEG, for
example) and as a basis for understanding the origins of the EEG. After
reading these reprints, I am reminded of the search for other techniques
to reduce EEG signals to numeric form: Drohocki integrator, pattern
analysis, shape analysis, period analysis, power spectral density are
some methods that we have used. After some extensive (and expensive)
computer comparisons of three of these methods, we realized that each
method is based on a massaging of the original numeric digital signals
as presented by the amplifiers, and therefore, one system must be
related to every other system; and that they can only be compared on the
I

EEG

signals to numeric

basis of efficiency, not

for

an

on ’meaning’.

I cannot contribute thoughts to whether chaos theory is useful
understanding of the origins of the EEG.

studies.

Again,

my

thanks and

my

best wishes for success in your
Sincerely yours,
Max

Fink,

M.D.

Professor of Psychiatry

�</text>
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                    <text>«F V/- ?/

["1513

Wednesday May 15, 3:00 p.m.-5:00 p.m.
Side
Effects of Methylphenidate (Ritalin)
Efficacy and
for Post-Stroke Depression
Lawrence W. Lazarus, M.D., Psychiatry, Rush- Pres- St.
Luke's, 1653 West Congress Parkway, Chicago, IL 60612;
David Winemiller, B.S., Venkata Lingam, M.D., Carolyn
Hartman, M.D., Ida Neyman, M.D., Mehrdad Abbassian, M.D.,
Usha Kartan, M.D., Pauline Langsley, M.D., Virginia Markvart,
Fi.N., Jan Fawcett, M.D.
Summary:
Large numbers of stroke victims suffer significant depression
within the ﬁrst two years following stroke. Use of tricyclic antidepressants among elderly patients is often complicated by side effects
such as orthostatic hypotension. Methylphenidate has been shown
to be a rapid , safe, and effective treatment for depressed geriatric
patients.
Methylphenidatewas studied for safety and efficacy in the treatment of post-stroke depression at Rush-Presbyterian-St. Luke’s
Medical Center in Chicago. Ten elderly stroke patients with a DSMIll-R diagnOsis of major depressive disorder, a minimum Hamilton
Depression Rating Scale score of 15, and a minimum Mini Mental
Status score of 14 were treated with methylphenidate and studied
for three weeks.
Four of the 10 subjects showed Hamilton score reductions of
50% or greater. An additional four subjects showed Hamilton score
reductions of at least 25%. No subject had adverse side effects
necessitating discontinuation from the study. Five of the 10 subjects reported between one and three individual side effects.
Methylphenidate appears to be a safe and effective treatment
for elderly patients with post-stroke depression. Its rapid onset of
action and relatively low side effect profile may offer advantages
over tricyclic antidepressants, particularly in a rehabilitation or acute
medical hospital setting.

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                    <text>May 17, 1991
Dr. P. J. Cowen

Psychopharmacology Research Unit

Littlemore Hospital
Oxford OX4 4XN
United Kingdom

Dear Philip,

share the information about Peter Breggin with your
colleagues so that they can be better prepared if called upon to challenge him
By all means,

in

the lists.

After my letter, completed the enclosed historical note in response to
from the editor of a special number of the Psvchiatric Clinics of
invitation
an
North America. This is a draft; you may share it as you see fit, but the language
may change when the editor has his say.
I

The anti-psychiatry movement in the US. has taken on Prozac
(fluoxetine). They aroused not only the manufacturer, but the whole
pharmacetical establishment, and with it, the press and television. TIME had a
lengthy article attacking scientology (May 6, 1991), as did the Wall Street

Journal

(April 19, 1991).

the U.S., the main response to the anti-psychiatry movement is
spear-headed by the APA Task Force on Electroconvulsive Therapy, chaired by
Richard Weiner, MD. of Duke University.
In

My regards.

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

�</text>
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                  <elementText elementTextId="104353">
                    <text>May

2, 1991

PhiIip SIavney, M.D.
Department of Psychiatry

Johns Hopkins HospitaI
600 N. Woife

BaItimore,

Dear

MD

Street

21205

PhiIip,

It was kind of you to recommend The Life and Work of Josef
Breuer. It was difficuIt to find, but I am deIighted that I finaIIy got

it.

The picture of Viennese medicine at the turn of the century
much
Tess
a few decades ago
is
idyIIic than the anaIysts portrayed
I
I
(when
sat at the feet of the anaIysts). appreciated the notes on
Anna 0., particuIarIy Breuer’s case history. The emphasis on opioids (my
own) is Tess c1ear in this text, aIbeit stiII present in sufficient
detaiI not to vitiate my argument that dependence was a feature of her
’dis-ease’ and many and prolonged hospitaIizations. In my defense I see
in these notes, and in some others from that period, a reminder of our
present attitude to anxiontics and hypnotics. Many patients are

to read

it

admitted or referred to us with detaiIed notes about their use of TCA,
anti-psychotics, Iithium, carbamazepine, a1cohoI, and cocaine, and
onIy passing reference to the prescribed aIprazoiam and f1urazepam.

MAOI,

Andy and Laura are doing weII. They proposed a ’smaII study’ of
as a mode] of maintenance ECT which we are able to fund from a
gratefu] famin. The parents are wi11ing to support this research even
ECS

though they admit that our course of

IittIe reIief.
i1] patient

ECT

for their daughter

gave her

Andy aiso has become interested in a high risk medicaIIy
with a very recent repaired aortic aneurysm who was

successfuIIy treated with
Thank you again

ECT.

for thinking of

me.

My

best regards.

Sincerer yours,
Max

Fink,

Editor

M.D.

�</text>
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                    <text>May

Myron

Sandifer,

2, 1991

M.D.

4008 Mayflower Lane
Lexington, KY 40504

Dear Myron,
was

Thank you very much for your kind words. The session
and one never knows how to react to such an

painful,

impassioned intrusion. We are still trying to get ECT
accepted, not only by the laity, but also by our peers.
Despite the two APA Task Force reports, the NIH Consensus
statement, and endorsement by the AMA, ECT remains a

stepchild in many training programs and in most State, V.A.,
Federal, and municipal hospitals.
As I continue to give courses, I have noticed that
the audience is changing. A few years ago, most auditors
were 'old-timers', men and women who had been doing ECT for
some time. In the past few years, the auditors have become
younger; many are recent graduates in psychiatry who have
gone into the community to practice and have found their
training deficient. These students are a delight to teach.
My best regards.
Sincerely yours,
Max

Fink, M.D.

Editor

�</text>
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                    <text>May

2, 1991

Dr. John Schwartz

Inc.
Tustin CA 92680
CME,

730 El Camino Way

Dear John,
An

old friend wrote the enclosed note in response to
New York. I thought you would like to see it.

the events in

As a confidential note. Linda Andre, the woman who
intruded so emotionally in the course, is not accepting a
reasonable settlement of her malpractice suit. The lawyers
called this week to say that they were preparing to go to
she apparently wants her day before the media rather
trial;
than a reasonable resolution of her complaints.
I look forward to seeing you in New Orleans. My best
regards.
Sincerely yours,
Max

Fink, M.D.

�</text>
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                    <text>May

2, 1991

Mrs. Robin Nicol
MECTA

Corporation

7015 SW McEwan Road
Lake Oswego, OR 97035
Dear Robin,

It

was a

36

Spring Hollow Road

to work with you, Gorham, and your
pleasure
CME course in New York. Despite the
unpleasantness of the intrusions, the students seemed to get
much from the course. John Schwartz was sufficiently pleased
to call to say that he would like to undertake another
course this Fall, and perhaps establish an 'Advanced Course'
as well.
I would like to return the modified MECTA SR-l which
you kindly sent us last year. It is in excellent shape and
could well be returned to your inventory. Would you send me
the appropriate carton and packing materials so that I can
return it in good form?
Again, send the material to me by UPS or other
freight handler to:

associates at the

My

St. James,
regards to all.

New

York 11780

Sincerely yours,
Fink, M.D.
Executive Director

Max

�</text>
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                    <text>Health Sciences Center
School of Medicine
Department of Psycl'tic—itry and Behavioral Science

December 20, 1991
Walter Sannita, M.D.
Institute for Neurophysiopathology
University Hospital San Martino
1-16132 GENOA
Italy

Dear Walter,
I received the short note to be edited and because the text required
numerous hand-written marks, I returned the whole by air—mail one week ago. I
did not retain a copy of the edited text, but will do it again if the letter has not
reached you.
As for your book, I have printed out your final version and have read it
once. As I said when I read the prior draft, you have much to say that is unique. I
urge you to continue. You have more to say than the book that I had in mind;
your knowledge of physiology is greater than any of the the other pharmaCo-EEG
experts and perhaps a presentation of your views will enhance the science.
No one can anticipate the response of readers to a written report or
book, but I encourage you to go ahead with the writing. If you wish to get an
outside opinion, it would be helpful to propose a provisional Table of Contents
and to answer the following queries in a letter form.

What is the probable size of the text? How many figures? How many
tables? How many citations?
For whom is the book intended? What is the probable audience?

Which membership lists would be appropriate to canvass?

research?

Do you consider the book a review, textbook, or summary of individual

To whom should a publisher turn for independent opinions as to the
merits of the book?
If the publisher accepts the proposal, in what time-frame can he
anticipate a first draft?
Do you require an advance for figures and tables, typing or editing?
State University of New York at Stony Brook
Stony Brook, New York 'll794—8lOl
510-444—2990

FaX15l6—444—7534

�Sannita—

December 20, 1991

Page 2

With these in hand, you should approach a number of publishers in
letter form. In the U.S., Raven Press, Elsevier Press, Oxford University Press,
Academic Press, and Wiley come to mind. I can find others in booklists. In
Europe, the German and the Italian presses are very active.
My best regards to Titty and the girls, and my best wishes for a healthy
and happy 1992.
Sincerely yours,

W

Max Fink, MD.
Professor of Psychiatry

RS. 1 have received about 10 abstracts for the IPEG meeting so far. I will copy
these during the first week of January and send them off by air-mail for your
advice.

�</text>
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                    <text>December 18, 1991
Mr. Bert Ellis
7 High Trees
New Barnet, Herts., EN4

England

900

Dear Mr. Ellis,
am rather surprised that anyone could have gotten anything positive
from the third hour of MADNESS. After viewing my copy, thought that the
hoopla of history and dramatization had destroyed the message.
I

I

The diagnosis of schizophrenia is difficult, and the rules for such
determination have changed three times in my professional career.
Electroconvulsive therapy has been in active use since 1938, and many reports
argue that patients with severe psychoses and severe affective illnesses (mania
and depression) respond well to ECT. The major complaint against its use has
been the high relapse rate, but that followed the attitude that the shorter the
course of treatments the better. That attitude was spawned by public antipathy
and fears that patients receiving treatment were ’brain-damaged’. Recent
determined studies find the fears of brain damage unfounded. The development
of techniques for treatment which minimize risks has made the treatment more
available.

These experiences led to the use of maintenance treatment, and my
statement in the interview in MADNESS.
The question of suitability of ECT for your daughter is not to be
determined by the diagnosis, but by her symptomatology and course. Mood
changes, vegetative symptoms, positive symptoms of psychosis, periodicity,
and signs of catatonia are some predictors of good outcome with ECT,
independent of the perception or diagnosis of ’schizophrenia’.
While there are many competent psychiatrists with a knowledge of
ECT in Great Britain, the ones who have written the most recently are Sydney
Brandon of Leicesterhire and John Pippard of London and commend them to
I

your attention.

Thank you for your inquiry.
Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

�</text>
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                    <text>December 4, 1991

James Ballenger, M.D.

Chairman, Department of Psychiatry
Medical University of South Carolina
171 Ashley Avenue
Charleston, SC 29425-0742
Dear Jim,

great pleasure that | submit this letter in support of the
promotion of Charles H. Kellner, MD. to the rank of Professor of Psychiatry.
It

is with

have known Charlie since about 1985 when he moved to South
Carolina and asked for my advice in training in ECT. Since then, he has been an
active reviewer for Convulsive Therapy and an occasional contributor. have
followed his research publications and listened to his presentations at scientific
societies. encouraged his acceptance of an active role in the Association for
Convulsive Therapy, as well as the course in ECT which he is chairing in
Charleston in February, 1992.
l

l

l

Charlie is a well trained psychiatrist, certified by the American Boards
with special certification in geriatric psychiatry, and eligible for certification in
neurology. His teaching and administrative skills are defined by his roles in
residency training, ECT, and consultation/liaison.
He is an active researcher. In his period at NIMH, he reported useful
findings brain imaging (CT and MRI) in relation to measures of cognitive
impairment, hypercortisolemia, and lately in patients with obsessive compulsive
disorder. He has published numerous letters and commentaries in ECT, and
has a series of contributions in ECT accepted for the 1992 APA and ACT
in

meetings.

He is an enthusiastic clinician. While I have not had the opportunity to
observe his clinical work directly, have read numerous clinical research
contributions and these exhibit enthusiasm, interest, and breadth.
I

At this time, he is one of a handful of ’young’ researchers in ECT in
the US. Considering the general antipathy to ECT among psychiatrists, his
willingness to use, teach, and study ECT is remarkable. A few months ago,
was asked by Bob Cloninger for recommendations for a young researcher in
ECT for his Department in St. Louis. gave him three names, with Charlie’s at
the head of the list.
I

I

�Re: Charles Kellner, MD.

Page 2

His contributions to Convulsive Therapy have been intelligent and
enthusiastic. In recommending new appointments to the Editorial Board for
1992-1996, Charlie was unanimously invited.
like his calm and quiet ways, and his enthusiasm and willingnes to
admire his academic skills; recommend him for promotion without
reservation, in the full expectation that he will continue to contribute to the
academic vigor of our field.
I

work;

I

I

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

�</text>
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                    <text>December 2, 1991
Wagner Bridger, MD.
Medical College of Pennsylvania
3200 Henry Avenue
Philadelphia PA 19129
Dear Wagner,
am delighted to recommend the faculty appointment of Charles
MD.
as Professor of Psychiatry at MCP.
Shagass,
I

have known Charlie since 1955, when he had developed the sedation
threshold test, the first of the modern biological tests for classification of the
mentally ill. It was my good fortune to undertake confirming studies of this work
which remains an important part of my evaluation of patients.
l

A leader in electrophysiology, Charlie has written numerous books and
articles on EEG and behavior. A leader in the academic world, he has been
instrumental in propelling the Society of Biological Psychiatry to the forefront in
biological psychiatry. A leader in the international scene in biological psychiatry,
he was instrumental in organizing the International congresses of biological
psychiatry.
His record includes all

aspects of professorial activity

-—

pre-eminent

research, active teaching, administrative leadership, and important clinical

contributions.

Charlie is well liked by his peers and his co-workers, as witnessed by
the many honors and appointments that he has had.
recommend his appointment as Professor, with enthusiasm and
without hesitation or reservation.
I

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

�</text>
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                    <text>November 30, 1991
Martin B. Keller, M.D.
Dept. Psychiatry &amp; Human Behavior
Butler Hospital

345 Blackstone Blvd.
Providence, RI 02906
Dear Martin,

am pleased to write this letter in support of the promotion of Barry
Fogel, MD. to the rank of Professor in the Teaching Scholar track at Brown
University. have known Barry for about six years, since he began his NIMH
Geriatric fellowship. At that time, he introduced himself and asked for guidance
in the application of ECT in his studies. have met him at numerous
professional meetings and cooperated in his leadership role in the American
Neuropsychiatric Association.
I

I

l

.

Barry’s strong points are his interest and skill in teaching and
education, his friendly personality, and his enthusiasm for clinical care of the
elderly. His weak point is his lack of a productive academic research focus.
His personality and enthusiasm has led to his appointment to
committees in geriatric societies, and the many calls for him to write chapters
multi-authored texts. With Dr. Stoudemire, he has published an excellent
textbook of medical psychiatry which is useful as a clinical reference. His
publications reflect his scholarship but lack independent creativity.
With Randy Schiffer of the University of Rochester, he

in

created the

American Neuropsychiatric Association and has led that Association to have an
interest in education and special certification in the American Boards. He was
instrumental in supporting the Association’s affiliation with the APA journal of
neuropsychiatry, with its focus on clinical case material, rather than the more
academic and research oriented competitor published by Raven Press.
Barry is a good lecturer. l have not seen him work in a clinical setting
so cannot comment on his clinical skills.

Considering the guidelines of your letter of November 16, Barry clearly

meets the requirements for promotion in a teaching track, and recommend his
I

promotion with enthusiasm.
My regards.

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

�</text>
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                    <text>June 29, 1992
Carl Salzman, MD.
Department of Psychiatry
Massachusetts Mental Health Center
74 Fenwood Road

Boston MA 02115
Dear Carl,

Turan ltil asked me to write a letter of reference for Dr. Pierre LeBars
who is applying for a fellowship in psychopharmacology. have known Pierre for
about three years, since he began to work with Turan in pharmaco-EEG. My
association has been limited to working with Pierre as a consultant in ongoing
and proposed pharmaco-EEG studies, and in our communications at the recent
IPEG (International Pharmaco-EEG Group) meetings at Boca Raton.
l

Pierre is a well trained neurologist with both an MD. and a Ph.D. in
neuroscience. While his publication record is limited, his training record is extraordinary.
found Pierre most knowledgeable about EEG, drug
pharmacokinetics, and pharmaco-EEG practice and theory. He participated
actively in the meetings. He is a charming French-man, with an excellent
command of English, and a keen sense of humor. He is a delight to be with,
and he has captivated Turan, his family, and all their friends.
!

commend him to you with enthusiasm. Considering his neurologic
and EEG backghround, a firm grasp of modern psychopharmacology should be
most helpful in assuring useful contributions in pharmaco-EEG.
I

My regards.

Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

�</text>
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                    <text>June 23, 1992
Arnold J. Friedhoff, M.D.
Chair, Lieber Prize Advisory Panel
Department of Psychiatry
NYU School of Medicine
550 First Avenue
New York City 10016

Dear Arnie,
would like to suggest that MICHAEL ALLEN TAYLOR, M.D. be
considered for the Lieber Prize. Mickey is Professor &amp; Chairman of the
Department of Psychiatry &amp; Behaviorasl Sciences at UHS/Chicago Medical
School. have known him since his residency days, and was his mentor when
he received the A.E. Bennett award of the Society of Biological Psychiatry in
1969.
I

I

He has been an avid student of the psychopathology of
schizophrenia. His major contribution has been to provide important criteria to
subdivide and identify populations of patients with schiophrenia for family,
genetic, and biological studies.
In studies from 1972 to 1980, he and his colleagues examined the
of
validity the diagnosis of schizophrenia and manic-depressive illness by
examining the clinical phenemoenology of these diagnostic groups to
demographic, family illness, neuropsychological and treatment response

variables. They demonstrated that catatonia was more prominent in patients
with affective disorders than in those with schizophrenia. They carried out
prospective studies to classify patients using cross-sectional criteria and
developed an objective basis for classifying patients with the major functional

psychoses.

Their studies suggested that the diagnosis of schizophrenia was being
made too often, with a low degree of validity for the diagnosis of acute,

paranoid, good prognosis, catatonic and schizo-affective schizophrenia. His
studies demonstrated that if a patient satisfied the diagnostic criteria for affective
disorder, a good prognosis was the rule, despite the additional presence of first
rank symptoms of schizophrenia [Schneider], formal thought disorder, or
catatonia.

�Page 2

Michael Taylor

the past decade, Mickey has developed rigorous, validated
criteria
to establish homogeneous patient samples for schizophrenia
diagnostic
research; focussed studies on the functional relationships between neuronal
In

groups and behavior, using neuropsychological techniques; and regional
cortical functioning in patients with major psychoses. He is carrying out
independent studies of family illness data to define subgroups of schizophrenic
and affective disorder patients, relating these data to biologic and clinical

variables and comparing various models of genetic transmission of illness.

Mickey has written a classical analysis of catatonia which is the basis
of the separation of this disorder, with defined treatment and prognostic criteria,
from schizophrenia in DSM—IV.
He is among the most innovative of the present generation opf
in schizophrenia. He is an eminent teacher and scholar, editor,

research leaders

and administrative leader.
I

commend him for your consideration for the Lieber Prize.
Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

�</text>
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                    <text>June

3, 1992

Herbert Meltzer, MD.
Department of Psychiatry
Case Western Reserve Medical School
2040 Abington Road
Cleveland OH 44106
Dear Herb,
Your telephone call about my letter to the APA regarding Dr. Orne led
me to my files. enclose a copy of my letter to Dr. Sabshin and his office’ reply.
That is the extent of my involvement, which followed on the public presentation
of what was alleged to be Dr. Orne’s release of confidential tapes from
psychotherapy sessions after the death of a patient.
I

do not know how my name is associated as a lead name in a
complaint. called Dr. Sabshin’s office and was told that my letter was one of
many that had been received and that had been forwarded to the Psychiatric
Physicians of Pennsylvania.
1

I

The matter is not personal, either with regard to Dr. Orne or the
author to whom he released the tapes.
I

trust this information may be helpful. My best regards.
Sincerely yours,

Max Fink, MD.

Professor of Psychiatry

�</text>
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                    <text>June

3, 1992

Laureen Froimson R.N.C., M.S.N.
@-South
University of North Carolina Hospitals
101 Manning Drive

Chapel

Hill,

NC 27514

Dear Ms. Froimson,
It

is true that Convu/sive Therapy is not indexed in MEDLINE, but that

is as much a political as a scientific/academic decision. It used to be that all
medical periodicals were indexed after they produced two complete years of
publication, but with the flood of new journals, the decisions are now made by a
committee of NLM. You can be of help if you would write about your concern
to the Director of the National Library of Medicine, pointing out your difficulties,
the importance of ECT at your hospital, etc. You may wish to send a copy to
Sheldon Kotzin, Chief of Bibliographic Services Division of NLM. (National
Library of Medicine, Bethesda MD 20894).

We do not have a special set of guidelines for nursing in preparation.
We are working on a set of Policies and Procedures that can be adapted at
your hospital. enclose a copy of the University of Michigan document that is a
I

model.

My regards.

Sincerely yours,

Max Fink, M.D.
Edhor

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                    <text>,
ll?“
May 15, 1992
Ellen P. MacKenzie, MD.
2216 Belle Chasse Highway

Gretna,

LA

70053

Dear Dr. MacKenzie,
very much appreciate your letter of May 5. am heartened, rather
than discouraged, by your plea to use my influence and reputation to enhance
the education of your colleagues. You represent one of those who came to a
course, and are now using your skills to treat patients who need ECT. That is
gratifying enough.
I

I

gave a lecture on ECT at the Ochsner Clinic. They sent a
to my laboratory for a week. And while have not
Heinz,
trainee,
Jerry
young
heard directly from him that he has begun to treat patients, another resident
introduced herself at a recent course and said that they had begun an ECT unit.
Last year,

I

I

The best can do is visit again, if the professionals at Charity Hospital
seek some help, either in teaching or in organizing an ECT service. But the
need must be felt by the professionals at the facility.
I

I

believe we are making progress.

The case reports published by Sandoz are not meant to educate, but
to indoctrinate. So long as medical schools and psychiatric organizations
depend on the largesse of industry, they will be subject to this type of
’education’. Gilbert Honigfeld is poorly acquainted with ECT, and has no interest
in any comparison bevvteen clozapine and ECT. When clozapine was still
’experimental’, proposed to Honigfeld, Kane, and Meltzer a study of their
treatment failures, i.e., the 70% of clozapine treated patients who did not
improve, with ECT at no extra expense to the patients. But we never received
referrals and only recently have Meltzer and Kane begun trials of ECT with
clozapine or after clozapine.
I

Good luck

in

your efforts, and many thanks fgor your kind remarks.
Sincerely yours,
Max Fink, MD.
Editor

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‘

4!“:
_

I!r“.;,"‘,./"';':’/

May 9, 1992
Wilma Harrison, M.D.
Roerig Division Pfizer Inc.
235 East 42 Street
New York City 10017-5755

Dear Wilma,
Thank you for the invitation to participate in the teaching commitments
am delighted to do so. As you know, am now identified with ECT
and catatonia than in standard antidepressant research. My ’expertise’ is rather
specialized and may, or may not, fit into the Roerig teaching program.
of Roerig.

I

I

ECT is a most effective treatment, which is offered mainly at major
academic hospitals in the U.S. It is hardly available at Veterans Hospitals, state
mental hospital, municipal hospitals mental health services, or the NIMH clinical
center. Despite the confirmed efficacy and safety of modern ECT. Despite the
reports of numerous commissions and study groups. Despite the belief by many
psychopharmacologists that the drugs can do all, for all, if only their knowledge
and skills were applied. [Even Don Klein, however, has begun to refer patients
for ECT.]

What can be done?
ECT, can surely help.

If

you wish to support lectures or conferences on

I

Perhaps Roerig is interested in something more. Each year at the
APA, the industry sponsors large lectures, with food and excellent P.R. Each
year, the topics are focussed on drug treatment for mania or panic disorder or
therapy resistant schizophrenia, each a topic designed to support a defined use
of a specific drug. Roerig could do more. Offer a symposium on the evaluation
and treatment of the severe mentally ill, with a focus on the relative efficacy,
indications, and combined uses of drugs and ECT. By including ECT, you will
capture a large [and growing] group of physicians who feel that their training
has been deficient [it generally has] and who are now asked to use ECT [by

insurers]. A symposium could be organized about a single diagnostic group
[depression, bipolar disorder, psychosis] or about a problem [treatments in
pregnancy, the elderly, or young adults] with a focus on guidelines for the use
of drugs and ECT, in association or sequentially.

�Wilma Harrison, MD.

Page 2

Catatonia is a second topic. A few years ago, Mickey Taylor and
wrote an argument that catatonia should be separated from schizophrenia [it is
only defined as a subtype of schizophrenia in D-SM-lll] into a separate class in
DSM-IV. The DSM-IV committee agreed, in part, and now recommend that
catatonia be a modifier of four conditions.
I

Our interest in catatonia is based on two issues. ls catatonia a part of
schizophrenia or is it something else? Considering the particular efficacy of
ECT, should it not be separated from other conditions so that ECT can be used
early in the treatment? Further, are catatonia and NMS similar or different

disorders?

also enclose an editorial “Pharmacotherapy and ECT” which
expresses my opinion of some present lacks in the education of
psychopharmacologists and clinicians about ECT.
I

Some specific suggestions. For lectures, the following titles are
descriptive:
For whom should ECT be considered?
ECT and pharmacotherapy: Combined and sequential use.
Efficacy and safety of modified ECT.

Catatonia and NMS: Identification and treatment.
Catatonia: Not so rare and very treatable.
For the APA, a conference can be organized on the topic of catatonia, or
therapy resistant depression [psychosis], or the pregnant psychotic. Each topic
can be organized to be rather unique in modern APA annals.
I

enclose some reprints for your review, and a copy of my ’short’ c.v.

My

thanks foryour consideration and my best regards.
Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

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Prim

":3

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Emma

,

�1i:

Post-It” brand fax transmittal memo
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,

Department of Psychiatry and Behavioral Science

March 21, 1992

George Simpson, MD.
Department of Psychiatry
Medical College of Pennsylvania
3200 Henry Avenue
Philadelphia, PA 19129
Dear George,
lecture material on efficacy of ECT, with slides of efficacy in
major depression, major depression with psychosis, schizophrenia, mania,
catatonia, NMS, parkinson disease, and a few others. There are also slides of
the risks of ECT, considerations in treating the elderly, and maintenance and
continuation ECT. The whole represents one of my two stocks in trade.
I

If

slides or,

if

have

full

you focus your question more specifically,
can find them, send the negatives.

I

will

be glad to copy the

I

Many recent texts give the data in summary form. These include:

Abrams,R. Electroconvulsive therapy. New York: Oxford University Press, 1988,

‘

231 pp.

American Psychiatric Association. The Practice of Electroconvulsive Therapy:
Recommendationsfor Treatment, Training and Privileging. Washington,
DC. APA Press. 1990.
Kellner, C. (Ed.): Electroconvulsive Therapy. Psychiatric Clinics of North America.
14 (4): 793-1020, Dec., 1991.

I will be away this week, returning on Monday March 29. Call me
afternoon or evening at my home/office- 516 862 6651, or in the mornings at the

University- 516 444-2929. I’ll do my best.

Max Fink, MD.

Professor of Psychiatry

state University of New York at Stony Brook
Stony Brook, New “York 11794—8101
516-414141-2990

Fax:

516444-7534

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                    <text>j-

W

March 14, 1992
Werner Herrmann, MD.

Clinical Psychophysiology

Freie Univesitat Berlin
Eschenalle 3
D-1000 Berlin 13
FRG
Dear Werner,

First, about the IPEG Program. Turan and I met yesterday and
completed the program, worked out the program printing, and made suggestions
regarding the social calendar for the meeting. It looks good.
With regard to the MacNeill et al report in Neuropsychobiology. I agree
that you accept what you deem useful. When reviewers differ as to their
recommendations, I do not think ’democracy’ is effective; the editor must make a
judgement based on the merits of the paper [as he sees it] using the advice of
reviewers for specific points.
You ask how I proceed as editor of Convulsive Therapy. I see the role
of the Editor as ’gatekeeper’and as a ’leader’. I try to determine whether an
original article asserts something new, whether it is likely to be true, and whether
it is likely to be ’true’ in a few years. Articles that meet these criteria and the
support of reviewers are accepted with enthusiasm. Other articles are accepted if
they usefully teach -- an experience that might be useful to others, or a technical
point that has merit. If the report is an opinion piece -- a commentary or
editorial -- I ask that it be related to something published recently, or that it
makes a new argument. Finally, reviews are very helpful if they are reasonably
complete (I check the citation lists myself) and if the conclusions may be helpful
to the reader, whether as a student or as a researcher.
The Editor is expected to stimulate and request articles that make new
points. I often leave a scientific meeting with notes that lead to letters and later
to editorials or reviews which I publish.
The section on pharmaco-EEG in Neuropsychobiology has not made a
concerted effort to improve our practice. As I recall the articles, they are mainly
archival reports of studies that follow standard models. Many are not definitive,
weakening our message. They have rarely been accompanied by critiques or
editorials.
‘

�Werner Herrmann, MD.

Page 2

The next IPEG meeting has two important issues that warrant
publication. The papers of the Classification Symposium may usefully be
published, perhaps as a special supplement, with a discussion of the relevance of
animal models for clinical psychopharmacology. Opinions are divided between the
pharmacologists who have a distinct faith that rat studies are the road to defining
new psychoactive entities [after all, it is their livelihood], and the clinicians who
recall that almost all that is useful in clinical psychiatry has come from clinical
efforts, and that so far, no new compound or idea has come from pharmacologic
studies.

The PK/PD symposium exemplifies a most useful application. It
deserves a separate publication, with a discussion of the BGA and FDA positions,
and arguments that pharmaco-EEG studies in man have something to offer
clinical medicine, something more than is offered by routine PK/PD testing when
applied to psychoactive (and neurologic active) drugs.
My principal argument with Kiinkel was that he appeared passive in
attitude, leaving the section archival and ’no fun’ to read. Miiller-Oerlinghausen
made a good point in the latest issue of Pharmacopsychiatry, when he accepted
your three papers and then asked me to write a commentary. The ’package’ should
have been part of the Pharmaco-EEG section of Neuropsychobiology. [Is it
premature for two journals to compete for the limited pharmaco-EEG material?]
As editor of the section in Neuropsychobiology, it will take much work;
a good beginning can be made at the IPEG meeting where you should try to

capture the best papers.

My best regards.
Sincerely yours,

Max Fink, M.D.
Professor of Psychiatry
,

�</text>
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                    <text>January 17, 1992
Governor Mario Cuomo
Executive Chamber
State Capitol
Albany, NY 12224
Dear Governor,
have been notified that the Comptroller has ceased retirement
payments to TlAA/CREF for most employees of the SUNY system. As with the
forced loans demanded by your office from all employees last year, this lack of
faith is destructive of employee loyalty
l

The law linking TlAA/CREF, a defined contribution system, to TRS and
ERS is unfair and illegal. This cynical and political maneuver will probably save a
few million dollars from this year’ 5 budget, only to be placed on the backs of the
next budget when the courts demand redress.
I

urge your support of legislation to re-instate payments retroactively

and immediately.

Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

ﬁg

�</text>
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                    <text>January 6, 1992
Mrs. Renee Bigler
Doubling Road
Greenwich, CT 06830

4O

Dear Mrs. Bigler,
have searched my collection of videotapes and cannot find one of
the Phil Donahue interview to which you refer. Since your letter asks that it be
returned, it is probable that did so at the time.
l

I

I

appreciate the problems with your son. Looking back at our

experience since 1987, do believe that we have confirmed the observation first
reported by Meduna in 1937, that patients who have been seriously and
continuously ill for more than two years achieve little persistent benefit from
ECT. We treat only one such patient, mainly because without ECT he becomes
aggressive and hostile, and with it is more relaxed and cooperative. His family
insists that we continue, even though he remains in a protected environment.
I

It

is probable that the hope of an important effect from ECT for your

son is misplaced.

Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

�</text>
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                    <text>January 5, 1992
Michael Taylor, MD.
Department of Psychiatry
UHS/Chicago Medical School
3333 Green Bay Road
No. Chicago, Illinois 60064

Dear Mickey,
read “Are schizophrenia and affective disorder related? A selective
literature review" with much interest and relief, mainly relief. have been finding it
increasingly difficult to identify patients with schizophrenia, finding that many
patients so labelled responded (with varying degrees of success, sometimes
dramatic) to treatments which are ordinarily prescribed for affective illnesses.
The cases have not been limited to those with ’catatonia’. These experiences
led me to adopt the attitude that no patient should be labelled as suffering from
’schizophrenia’ until after failure of vigorous treatment for affective illness. This
view has put me into conflict with my associates Fritz Henn and Lynn DeLisi
(firm believers in the genetic dichotomy theory), and even some younger faculty
trained at Hopkins. Hence my relief at your review and the challenge it provides
to the ’establishment’.
l

I

Keep up the good work. My thanks and my best wishes for a healthy
and happy 1992.
Admiringly.
Max Fink, M.D.
Proferssor of Psychiatry

�</text>
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                    <text>November 30, 1992
Murray Wexler, Ph.D.
Department of Psychiatry
USC School of Medicine
LAC/USC Medical Center
Los Angeles, CA 90033

Dear Dr. Wexler,
am pleased to write this letter describing my experience with Barry
Kramer, MD. who is being considered for promotion to the rank of Professor
of Clinical Psychiatry. have known of his work since his appointment at Hillside
Hospital and to this Department in 1978. Until 1982, we collaborated on ECT
projects during his tenure. In 1985, when assumed the editorship of the journal
Convulsive Therapy, called on Barry to collaborate on some new projects. In
1991, he was appointed to our Editorial Board. also know him through his
activities in the Association for Convulsive Therapy and the American Psychiatric
Association.
I

I

I

I

I

Barry is a dedicated, intelligent, and bright clinician and researcher. He
is active in clinical research and in research meetings. He is specifically qualified

the management of patients
geriatric psychiatry.
in

in

high risk ECT and he has a special interest in

From his writings and discussions, am impressed with his clinical
teaching skills. His presentations at meetings are cogent, concise, and clear,
reflecting his skills as a lecturer.
I

view of his academic record, believe that he is fully qualified for
promotion to the rank of Professor of Clinical Psychiatry, and am pleased to
recommend his promotion without reservation.
In

I

I

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

�</text>
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                    <text>September 8, 1992
Walter Sannita, M.D.
Institute for Neurophysiopathology
University Hospital San Martino
I-16132 GENOA
Italy

Dear Walter,
am ’on service’ in September and ’off service’ in October for the inpatient service. have planned a number of trips in October: October 5-8, 14-20,
and 27-Nov. 1. It would be best if you came at the end of September.
I

I

have a research fellow, George Petrides for studies in ECT. He has
been trained by Itil in the HZI system, and we received an updated version of that
system last week. It should be operational in the next few weeks. would be
pleased to have you consult and supervise George in his EEG studies.
I

I

Any news from Albuquerque?
My daughter-in-law delivered a healthy girl two weeks ago. Martha and
are grandparents now. As tell all, don’t feel different, but suppose it has been
a turning point in our lives.
I

I

My

I

I

best to Titty.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

�</text>
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                    <text>August 14, 1992
Morton Miller, MD.
Lahey Clinic Medical Center

41 Mall Road
Burlington MA 01851

Dear Mort,
When attended the Medical School graduation exercises this year,
was aware that we had failed to attract any of our own students to our
residency in psychiatry. noted that there were a number of prizes awarded
graduates for excellence in various subjects, but none for excellence in
psychiatry.
I

l

I

thought that we should develop a prize for excellence in clinical
psychiatry, associated that Satn had done an excellent job in establishing a fine
program, and discussed the development of a "Stanley Yolles Prize Award" with
the associate Dean for student affairs, Dr. Gardner. He encouraged me to
proceed.
I

would require the collection of some funds from Stan’s colleagues at
Stony Brook, and perhaps some at NIMH. Since you are coming to visit the
Department soon, would you think of this development so that we can discuss
It

it?

My

best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

�</text>
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                    <text>July 31, 1992
Ms. Mary DiCicco

Nepperhan Avenue
Hastings-on-Hudson

ll

New York 10706

Dear Ms. DiCicco,
Thank you for the copy of the textbook Psychology: Boundaries and
Frontiers by Buskist and Gerbing. As read the text, recalled the many years in
which collaborated with experimental and clinical psychologists, the years that
held membership in the American Psychological Association, and the many
meetings of psychologists at which or my associates presented our research.
But that is so far back in history.
I

I

I

I

I

read the section on somatic treatments in this textbook and was not
surprised by the outdated, anti-psychiatry views of the authors. It verified my
caution (and surprise) at your invitation.
I

I

am not the man for the job.

can recommend two outstanding experimental ’card-carrying’
psychologists with excellent credentials in electroconvulsive therapy. Both have
been or are members of the Editorial Board of Convu/sive Therapy.
I

Harold Sackeim is Professor of Psychology in Psychiatry at Columbia
University. He is the principal investigator of the two largest NIMH supported
programs in ECT research, and a member of NIMH committees. He has the
capacity and the staff to develop as fine a demonstration as you may wish. He
can be reached at 212 950 5855.
Helen Pettinati is Director of Research at the Carrier Clinic in Belle
Mead, New Jersey. She is the author of numerous excellent ECT reports; a
collaborator in a large NIMH sUpported clinical study with Dr. Sackeim; and has
the staff and capacity to develop the product you need. She can be reached at
201 874 4000 (Research Department).

Good luck

in

your efforts.
Sincerely yours,

Max Fink, MD.

Professor of Psychiatry

�</text>
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                    <text>July 17, 1992

DearJana,
Thank you for the articles on bibliographic software. do wish that
could transfer from Scimate, but it works well enough. just took a course in
EMBASE and found, to my chagrin, that there are many more articles in ECT in
journals not indexed by MEDLINE than had thought. Unfortunately, EMBASE is
quite expensive, both in search time and in downloading citations. But had to
begin and downloaded citations for 1991-92 that did not have in MEDLINE.
I

I

I

I

I

i

am often asked why Convulsive Therapy is not indexed in MEDLlNE,
and can only answer that the MEDLINE review board makes its decisions in its
own way (like NlH Committees?). But Convulsive Therapy is indexed in many
other indices, and all can do is to urge readers to seek citation lists outside
I

I

MEDLINE.

incidentally, the last citation list contains a review of ECT in
Czechoslovakia. Their therapist are also male chauvinist pigs, shocking women
more often than men! But they seem to either have a different appreciation of
the efficacy of ECT in schizophrenia than we do [or their diagnostic criteria are
different]. assume the difference is probably the latter reason.
I

Let’s get together soon. My best to Vojta.
Max

�</text>
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                    <text>July 17, 1992
Walter Sannita, M.D.
Institute for Neurophysiopathology
University Hospital San Martino
I-16132 GENOA
Italy

Dear Walter,
would interpret the letter of Dr. Gary Rosenberg as an exploratory
invitation, a statement that he is willing to explore a relationship and the
development of funding. He clearly does not say that he has an opening and
that you should make a formal application for it.
I

his third paragraph, he asks for a proposal (it would be helpful if
you would be more specific) in which you specify your needs (= a project
description with the usual format of aims, background, methods, personnel and
equipment needs, and a budget). He also asks whether you see yourself as a
pure researcher or whether ’these could be combined with some clinical
activities, either teaching or patient care as a visiting professor’. If he is to find
funds, he anticipates that it is easier to support someone who provides clinical
services for which reimbursement and support is possible.
In

He is asking whether you have passed the ECFMG qualifying
examination which would permit him to seek a clinical appointment for you.
He seems to depend on the collaboration of Dr. Okada.
in

you brought your own funds, he would have little difficulty
developing a project.
Of course,

if

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

F:\lPEG\SANNlTA\19-UNNM.GAR

�</text>
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                    <text>July 14, 1992
William T. Donner, M.D.

Abington Memorial Hospital
Abington, PA 19001

Dear Dr. Donner,
The concern with ’informed consent’ for ECT was first reviewed by the
the 1978 Task Force report. It was reviewed again in its 1990 report. in
both, a balance between the facts as known and the mis-perceptions of the
public were considered. Memory complaints are mostly reported by patients
who have not improved with treatment. Objective evidence of memory
impairment is rare, especially in the past decade with the introduction of the
routine use of continuous ventilation with oxygen, brief pulse currents, graded
electrical dosing, selective electrode placement, variations in frequency of
treatments, and duration of course. We have also come to realize that the usual
associated treatments, like lithium, benzodiazepines, and tricyclic
antidepressants, which are often used as continuation treatments, do
themselves impair cognition and memory functions.
APA in

The best documentation of the present state of knowledge on long
term effects of ECT is found in the 1990 APA Task Force report, and in the
second edition of E/ectroconvu/sive Therapy by Richard Abrams (Oxford
University Press, New York, 1992). The older experience is best summarized in
Convu/s/ve Therapy: Theory and Practice which wrote (Raven Press, New
York, 1979) and the first APA Task Force report (#14, APA, Washington, DC,
1978). Each publication contains a useful model consent form.
I

Much of the concern with memory effects of ECT is sustained in the
public by the hysteria of the Church of Scientology. Present concerns are not
with the form, but with the consent process. Many clinicians now use a
videotape describing the ECT procedure to educate the patients and their
family. Commercial videotapes are available from Somatlcs and from MECTA,
the principal manufacturers of modern brief pulse ECT devices.

published

A lengthy consideration of competency to
in Convu/sive Therapy (8292-102, 1992).

consent was recently

Sincerely yours,
Max Fink, MD.

Editor

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                    <text>July 13, 1992

Jonathan 0. Cole, MD.
Director, McLean Affective Disorders Program
McLean Hospital
115 Mill Street
Belmont MA 02178-9106
Dear Jon,
We seem to have gotten the same bug pharmaco-EEG -- at the same
time and we seem not to be able to get over it. I, too, believe that pharmacoEEG methods have not had the applications to which they lend themselves,
especially as the initial evaluation of potential new psychoactive compounds, nor
in the management of treatment courses, especially of therapy resistant patients.
The IPEG sessions in Boca Raton in May were a good sample of our present
experience. Unfortunately, except for some work in pharmacokinetics of
benzodiazepines by Greenblatt, and of opioids and anesthetics by
anesthesiologists, little has been added to our theoretic or functional knowledge
since the spate of NIMH/PSC supported studies between 1959 and 1975. These
studies developed the main algorithms for data reduction which are still in use
today. The main difference between 1990’s and the 1970’s is in the speed of data
reduction, ability to record and analyze multi-lead inputs (compared to our single
and 2-channel analyses), and the sharp reduction in costs; so much so that
practically any academic laboratory can do superior (to 19705) recording, data
reduction, and data analyses for under $15,000 for 4 to 8 channels.
-—

Unfortunately, the theoretic underpinnings remain the same as at that
time. And, many of the applications which we recognized as useful and feasible,
[and which are even more feasible today], have never had adequate trials.
Further, the present loyalty to the neuroscience reductionist belief structure
[which so dominates the ACNP, SBP, NIMH, and many academic psychiatric
departments] rejects any human recording studies as too gross. The main
exception are the polysomnographers with their activity in medical physiology and
the idiosyncratic, essentially impractical, sleep EEG studies of Kupfer.
A few years ago I summarized my experience with pharmaco-EEG in a
which
was not published. From time to time I have gone back to it, and I
report
enclose an incomplete draft, dated October 1991. On another occasion, I was
asked to review some reports by Herrmann which he submitted to the journal
Pharmacopsychiatry. I wrote an editorial that accompanied the papers. Finally, I
enclose a historical review which was published in 1984 which provides a basis for
our present knowledge.

�J.

0.

Cole

Pharmaco-EEG

Page 2

At the IPEG meeting in May, the applications of QEEG for
pharmacokinetics was well demonstrated. Its use in pharmacodynamic studies in
man was suggested, but there are few new studies such as Peter Irwin and I did
two decades ago. The industrial laboratories are apparently funding quantitative
pharmaco-EEG studies in various species. The pharmacologists are enthusiastic
that they can identify our present list of human psychoactive drugs, but they have
few examples of new compounds that have an identifiable pharmaco-EEG profile
in an animal species which helped in the clinical study of the compound. [I am
not impressed that this expenditure has much merit; rats, mice, dogs, and cats are
quite distinct in their pharmacology from man (indeed, mice have been bred to
be remarkably sensitive and insensitive to a host of CNS active compounds) and
it is pure happenstance when a compound has an EEG effect in an animal that is
predictive of its EEG pattern or sensitivity or clinical activity in man]
As for multi-lead recordings (such as the BEAM), these have not been
more helpful than single lead recordings in man. Herrmann and Coppola
undertook detailed analyses of multi-lead recordings of compounds which had
been classified by classical single channel recordings. Their findings were no
more useful than what was already known, at much greater expense. There are
some authors who argue that localized EEG changes should occur and they hope
that such differences will have predictive merit. But, so far, the data are very

weak.

With that introduction, I will answer your questions as best as I can.
1.

The enclosed papers are a good beginning. Get the issue of Phannacopsychiatry

24 (Nov):196-225, 1991. The three reports by Herrmann show what can be done

with pharmaco-EEG studies.

2. The best citations for the relation between EEG changes and clinical response

are cited in my report in progress.

3. Few studies fund pharmaco—EEG studies. I was recently contacted by Tetsushi
Inada, Ph.D. (Kyowa Hakko Kogyo Co. Ltd., 599 Lexington Avenue, Suite 2780,

New York City 10022). They have an antihistaminic compound and are seeking
ways to define its central activity. They were impressed by our 1979 report of the
EEG study of terfenadine and diphenhydramine (Phamtakopsych. NeuroPsychophannakologie 12:35—44). I sent them to Kurt Itil and have not had a
follow-up.
4. I am always willing to visit McLean. It might be useful to arrange a Grand

Rounds on pharmaco-EEG. I recently gave a talk for the neurologists: PharmacoEEG: Science or Pseudo-Science. Dr. Vasile should visit Itil in Tarrytown and get
an idea of which directions he is taking this technique. Turan and Kurt are quite
hospitable and seem willing to show off their techniques.

�</text>
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                    <text>December 27, 1993
TO:

F aroukh Maneksha

George Petrides
From:

Max Fink

Subject:

Follow—up

on trimethaphan study

Now that the dose range of trimethaphan has been deﬁned, we should use a
similar design to study the relative efficacy [and safety] of a beta-blocker compared to
trimethaphan.
Attached is the output of abstracts from a search of the ECT Database for
the substances labetalol, esmolol, and nitroglycerine, post-1987. Would you review
these and select one as a contrast for trimethaphan? Can you define a-commonly used
dose? Is there a design that you favor?

�</text>
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December 18, 1993
Ms. Lynne Mascarella

CME Oﬂice
U. Arizona Health Sciences Center
Tucson, AZ 85724
Dear Ms. Mascarella,
I am pleased to permit the use of my report in the Acta Psychiatr Scand.
for your CME course in February.

The ideas in that report have been updated, however, by a presentation in
Paris in January. That report, titled “Optimizing ECT” is now in press in L ’Encephale. I
enclose a copy for your use, suggesting that this draﬁ is more up to date and of greater
interest to your students. The main point of difference is in the thorny question of whether
repeated threshold determination is necessary or indeed safe.
Good luck in your course, and my bets regards to Dr. Gelenberg.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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:15}ngJaw/m

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|#of pages &gt;

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Fax#[%/Z é’Zﬁ/ Z)/¢yFax#5/é 9V&lt;/~7J’39‘

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Dept.

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is

. NYB (I)

Health Sciences Center

School of Medicine
Department of Psychiatry and Behavioral Science

November 5, 1993
Sam Gershon, MD.
University of Pittsburgh School of- Medicine
Pittsburgh, PA

Dear Sam,
Attached is a formal answer to your inquiry, with some citations. There are
other excellent reports which use the same methodology, and I can supply a more detailed
list if you require it. The citations selected -- Lerer, Brandon, Sackeim -— represent our
best scientiﬁc efforts of the recent decade.
My best to Lisl.
Sincerely yours,

ﬂair/7
Max Fink, MD.
Professor of Psychiatry
and Neurology

State University of New York at Stony Brook
Stony Brook, New York 1'] 794—8l01
516—444—2990 Fax: 516-444—7534

�</text>
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                    <text>October 21, 1993
Captain Richard M. Pico, M.D. USAF MC
Wilford Hall Medical Center (AETC)
Wilford Hall USAF Medical Center
Lackland Air Force Base, TX 78236-5300
Dear Rich,
Thank you for your recent letter keeping me informed of your research.
The imaging work is interesting and you are to be congratulated on the drive. Such
imaging studies are becoming increasingly important in psychiatric research. I understand
that Dr. Edward Coffey has been invited to be a Visiting Professor at Wilford Hall. You
should discuss your proposals with him as he has done the most elegant MRI/ECT and
MRI/depression studies. His facility in Pittsburgh may interest you when you leave the air
Force.
there.

I do not plan to attend the Neuroscience meetings, so we cannot meet

I was in Austin last week, lecturing at St. David's Rehabilitation center. In
the face of the new Texas legislation forbidding ECT in anyone under the age of 16 [even
with parental and patient consent], there was a brouhaha at the sessions, with Scientology
pickets in front of the hospital and 3 disruptionists in the audience.

Good luck in your work.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>State University of New York at Stony Brook
School of Medicine —— Department of Psychiatry
Max Fink, M.D.
Professor of Psychiatry
PO. Box 457
St. James, New York 1780

Phone: 516 444-2929
516 862—6651

Fax: 516 862-8604

1

September 22, 1993
Dr. Douglas Glover

Department of Psychiatry
University of alberta Hospitals
Edmonton, Alberta, Canada
Dear Dr. Glover,
Permission is hereby given to dupliicate and distribute to your students
copies of the report " How does convulsive therapy work? from the journal
Neuropsychopharmacology [1990; 3:73-82] and my "Response to critiques
Neuropsychopharmacology [ 1 990; 3 :97- 1 00].
Subscriptions to Convulsive Therapy may be obtained either directly from
the publishers (Raven Press, 1185 Avenue of the Americas, New York City 10036) or by
membership in the Association for Convulsive Therapy. Membership dues includes a
subscription to the journal. Membership information can be obtained from Dr. Donald
Hay, Executive Director (1221 South Grand Boulevard, St. Louis MO 63104).
I hope the students enjoy the report.

Wide
Sincerely you

,

Max Fink, M.D.
Professor of Psychiatry
and Neurology

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                    <text>School of Medicine
.
D epartment or PSychIatry and Behavioral Science
.

September 23, 1993
Medical
New Mexico Board of
PO. Box 20001
Santa Fe, NM 87504

Examiners
'

Gentlemen:

William Turner for
the application of Dr.
of
in
support
Bill for more
writing
I am
Mexico. I have known
New
of
State
the
in
medicine
then as a researcher at the
Island,
licensure to practice
in
Long
clinician psychiatrist
member in the
than 40 years, ﬁrst as a
1973, as a fellow faculty
since
ﬁnally,
and
Central Islip Psychiatric Center, School of Medicine.
at our
Department of Psychiatry
who have
dedicated cadre of patients
with
a
clinician,
them
Bill is an outstanding
and has been honored by
groups
support
in
patient
active
is
with special interests in the
been helped by him. He
researcher,
outstanding
communit He is an
as a leader in our
and in psychopharmacology.
genetics of mental illness
maintained continuing
active, alert, and has
Despite his age, Bill is
and students.
relationships with the faculty
.

without reservation.
I commend him to you
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

A

:7

I”

I

,

CASELLES
New York
Count-y
Suiiolk
No. 5.6775616.
luly 31. 19
Term wires
DCROTHY L.
01
791101-10. State

NOTARY

State University of New York at Sto
11794-810:1y
Stony Brook, New York

516-444-2990

Fax:

516-444-7534

BFOOk

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                    <text>9W
State University of New York at Stony Brook
School of Medicine — Department of Psychiatry
Max Fink, M.D.
Professor of Psychiatry
PO. Box 457
St. James, New York 11780

Phone: 516 4442929
516 862-6651

September 21’ 1993

Fax: 516 862-8604

Mr. Marty Madison
Quest Publishing Co.
Brea CA 92621

Dear Mr. Madison,
Thank you for sending me the DHEW announcement in the Federal
Register regarding the FDA classiﬁcation of Cranial Electrotherapy Stimulators. Yes,
these devices are the same as we assessed in the early 19605. It was the reports of RB.
Smith in the 19805 that led the US. Army physicians to examine the advisability of reimbursing CHAMPUS personnel for such treatments that led to my review.
My library contains two volumes which cite such research.
Reynolds DV, Sjoberg AE (Eds): Neuroelectric Research: Electroprosthesis,
Electroanesthesia and Nonconvulsive Electrotherapy. C.C Thomas, Springﬁeld, 1971,
466 pp.
Wulfsohn NL, Sances A. (Eds): The Nervous System and Electric Currents, Plenum
Press, New York, 1971, 171 pp.
Another set of data can be found in the literature of convulsive therapy
under the term 'subconvulsive shock' or 'nonconvulsiveelectric stimulation' or
'electrosleep'. A good source for such experience is to be found in two old texts:
Alexander L: Treatment ofMental Disorder. W.B. Saunders, Philadelphia, 1953, 507 pp.
Kalinowsky L, Hoch P: Somatic Treatments in Psychiatry, Grune &amp; Stratton, New York,
1961 [or earlier editions].
I would like to read your report when it is published. Thank you for
keeping me informed.

M

Sincerely yo
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                    <text>September 13, 1993
I»)

Dr. B. Verﬁey

Ziekenhuis Rijnstate
Postbus 9555; 6800 TA Arnhem
The Netherlands
Dear Dr. Vervey,
What a pleasure to receive such a happy follow-up on your case of lethal
catatonia. I was happy to be of help, and am doubly delighted that the results were so
welcome and that you will be writing it up. Yes, I would very much like to read the report
when it is published, but you could send me a preprint before publication if that is delayed.
There is increased interest in catatonia in the US. and Canada, and your
would
be of interest to this group of investigators.
experience
With regard to electro-acupuncture, I know of no follow—up reports.
Surely, none have been presented in the Western literature. A few years ago, Dr. Xue
wrote that he was coming to the US. and I tried to arrange a meeting but that fell
through. I have kept his papers in a travel folder in my ﬁle, hoping to visit China, but have
not done so.
What is clearly needed is for a Western trained psychiatrist, with some
skills in ECT, to observe the procedures in China and assess whether actual grand mal
seizures occur; their characteristics; a measure of the cognitive effects immediately aﬁer a
seizure and one—day and one week after a series of treatments; and EEG measures during
the seizure and 24 hours after 6 ECT or the end of a series. Such information will provide
an impetus to replication in the West.
Have a good trip to the US. and keep up the good work. My regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>September 11, 1993
Mr. Ivan Schick
ElCoT
14 East 60th Street; Suite 1207
New York, NY. 10022

Dear Ivan,
I had a very ﬁne lunch with Dick Glabers and Bob Ewing (we met at the Mirabelle,
our **** restaurant near my home). Their questions were mainly about the present status
of ECT as a practice; the impact of health care changes on ECT practice; the relative
strengths [and weaknesses] of the present devices and their manufacturers, and the [my]
experience with the ElCoT devices. I do not know whether I was of some help to them (or
to you), but we did agree that if another device were to come to market, the manufacturer
(or the manufacturers together) would probably need to develop an educational program
for both psychiatrists, generalists, and the public on ECT in order to expand the market
for ECT devices.

In any case, we missed you. Call me when you return from Turkey and we can
discuss their ideas.
My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>July 8, 1993
G. Northoff, M.D., Ph.D.

Zentrum der Psychiatrie

Klinikum der Johann Wolfgang Goethe-Universitat
Heinrich-Hofmann—Str. 10
6000 Frankfurt am Main 71, Germany

Dear Dr. Northoff,
In response to your letter of June 17: We occasionally appoint Fellows for
post-residency training and research. These appointments are usually made from our own
graduates, but about half the positions are given to trainees from other programs. For
those interested in clinical research, we require the satisfactory completion of the ECFMG
examination, and a visa which will permit the candidate's stay in the US. This is usually
the J-1 Visa which is issued on the request of the University.
A letter of application, accompanied by a copy of your curriculum vitae,
and a statement of your ECFMG status (Passed, date; or, scheduled examination date) will
start the application process. The letter should indicate the date on which you anticipate a
willingness to begin training, the duration of your willingness to take such training, and
your social status (married or single) and dependents.
We are actively involved in research in catatonia. These are under the
supervision of my associate, Dr. Andrew Francis. Our prospective study of incidence and
our rating scale developments are being written for submission for publication this
summer. We are continuing these studies and are developing a prospective study of the
biology of catatonia. We hope to have a protocol completed and submitted for funding by
the early fall.
Thank you again for your interest. Let me know how we can be of ﬁirther
help.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>June 16, 1993
Markus Gastpar, MD.
Direktor der Klinik ﬁir Allgemeine Psychiatrie
Hufelandstrasse 55
4300 Essen 1
Germany
Dear Markus,
It was good to see you again in San Francisco. As the enclosed preprint will show, I took
your advice and asked my co-worker to complete her report which will now be published in the
September number of Convulsive Therapy. I thought you would like to see a copy before it is
printed.
Our experience with maintenance ECT continues, and for the most part, we now believe
that such continuation treatment is an important addition to our treatment program.
My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>%

m/ﬂ

June 16, 1993
Robert T. McQueeney, MD.
1110 Tenth Avenue
Menominee, Ml 49858
Dear Bob,
Thank you for the copy of your letter to John Greden. The request is rather clear,
but to whom do you wish his comments sent? Is it to you?
Attached is another such note, addressed to you, which you may submit to the
appropriate boards in Michigan.
Good luck in your efforts. My regards.
Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

and Neurology

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                    <text>June 10, 1993
Dr. John Little

H&amp;CS
Lakeside Hospital
Gillies Street
PO Box 63 Ballarat 3353
Victoria, Australia
Dear Dr. little,
It is not clear why you sent the proposed guidelines for ECT to me. The best U.S
guidelines are those proposed by theAmerican Psychiatric Association Task Force in its 1990
report Electroconvulsive Therapy: Recommendationsfor Treatment, Training and Privileging
(APA Press, Washington DC.) or the 1992 text written by Richard Abrams (Electroconvulsive
Therapy, Oxford University Press, 1992). Both contain the present consensus in the US.
regarding all the questions you summarize in your report.
I attach some speciﬁc comments on your document, which may be idiosyncratic with me
and my team.

There is no experience to warrant or justify any speciﬁc decisions regarding pulse width or
frequency in treatment efﬁcacy. Swartz makes claims about duration, arguing that some brief
pulse trains at 4 to 8 seconds are more eﬁ‘icient (more effective?) than the short trains of the
MECTA. There is evidence that total energy (mC) is a factor in efficacy when unilateral electrode
placement is used. For my part, we are dedicated to the THYMATRON device which allows
changes in energy and duration. When we use the MECTA device, we use the SR—2 as the more
facile of the MECTA devices.
In the US, it is no longer acceptable to undertake ECT without EEG monitoring; we
would no more think of unmonitored ECT than we would think of unmodiﬁed (no anesthetic)
ECT.

�Page 2
I have not been to Australia, and would probably be pleased to come if the arrangements

were suitable.

Much of what I know about modern ECT comes from articles in Convulsive Therapy, the
quarterly journal now in its ninth year of publication. I do not think you know it in Australia -perhaps you could subscribe and educate your peers.
Sincerely yours,

Max Fink, MD.
Editor

�Page 3
Electroconvulsive Therapy: A Medical Guide
page 1: In discussing theories, why not cite the neurohumoral and the GABA-ergic hypotheses?
These are detailed in Convulsive Therapy (vol 5, #3, September 1989).
page 2: Why is catatonia cited among both psychiatric and non-psychiatric reasons for ECT? And
what makes the non-psychiatric 'controversial'. For catatonia, if benzodiazepines are not effective
in a few days, ECT is clearly justiﬁed even in catatonia secondary to systemic disorders (lupus,
typhoid, NMS).
The contraindiCations are not consistent with the APA discussion. We no longer accept
any absolute contraindication. We now approach each case with a risk/beneﬁt analysis, and if ECT
is commanded by the psychiatric conditon, no systemic condition is seen as a contraindication.
page 3: ECT was not the ﬁrst effective treatment for mental illness; it was believed to be effective
for dementia praecox and that was its novelty.
Inanition and manic delirium are conditions that should be added to the list.
We would not accept the statement that the anesthetist decides whether a patient is ﬁt for
ECT. That is the psychiatrist's decision; the anesthetist is to do his best with what is given to him,
much as he has to do with traumatic or non-elective surgery. (When ECT is compelled by a
patient's illness, it is not elective.)
page 4: It is too sanguine to say that permanent brain damage does not occur. At times, as a result
of poor techinique, a prolonged seizure is not recognized, an airway is not maintained and a
permanent dementia ensues. You can say that 'permanent structural brain damage does not occur
under usual treatment schedules'.
page 5: A common problem is post-seizure agitation or delirium.
For consent for ECT, we usually insist that a 'signiﬁcant other' to the patient consent as

well as the patient.

�Page 4
page 7: I believe fractures occurred in T10, not T5.
Pre—oxygenation does not reduce the seizure threshold unless you have evidence not in our

literature.

The eﬁicacy/ energy relationships are restricted to unilateral electrode placements.

Brief pulse currents produce less cognitive impairment than alternating currents.
page 9: I cannot believe you mean 2780 amperes -- perhaps milliamperes? Any reference to the
electric chair in an ECT document is pejorative. Delete it.
page 10. AT this late date, you cannot be serious in stating that the observer can tell when a
seizure starts or ends in ECT when patients are effectively paralyzed and asleep. In our studies in
1980-81, we showed that cuff monitoring and EEG monitoring were essential. By 1987-90, we
became convinced that EEG monitoring was essential, mainly as a protection against missing a
prolonged seizure.

�</text>
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                    <text>May 8, 1993

Committee on Ethics
American Psychological Association
1200 Seventeenth Street, NW; Room 406
Washington, DC. 20036
Gentlemen:
am writing in response to the complaint of improper ethics charged
by Ms. Linda Andre against Professor Harold Sackeim of Columbia University.
I

am acquainted with the professional activities of Dr. Sackeim for
more than a decade. participated in the symposium on ECT which he
organized at the New York Academy of Sciences in 1985; we worked together
on the American Psychiatric Association Task Force on Electroconvulsive
Therapy, 1988-1990; and he has been an invaluable member of the Editorial
Board of the journal Convu/sive Therapy since its inauguration in 1985.
I

I

date of the complaint, the ECT
review course under the auspices of CME, Inc. chaired that course and was
responsible for inviting Dr. Sackeim and for planning the course.
With regard to the cited location and

I

am personally acquainted with Ms. Linda Andre. first became aware
of her activities when was asked to be an expert witness for defendants in a
malpractice suit in which she alleges that she received ECT without proper
consent, that the diagnosis was erroneous, and that she has been left with
permanent memory lacunae for events over her whole lifespan. In reviewing this
case, have read the hospital record, including summaries of her prior
psychiatric hospitalizations; her record of suicidality and psychosis; her
deposition and that of her treating therapists; as well as supporting
documentation.
I

I

I

I

On the occasion of the course in which Dr. Sackeim is alleged to have
lied, Ms. Andre took the microphone during the question period, harangued me
for my failure to acquiesce to her statements that memory loss was permanent.
During this time, she stood with a large covered object, and when failed to
answer her queries, she marched up to the platform and placed a large black
skillet with an animal’s brain in it; the brain was lying on a bed of dollar bills.
I

�American Psychopathological Association

Page 2

When gave a public lecture before the SUNY History of Medicine
the history of the anti-psychiatry movement, Ms. Andre attended and
on
group
again argued with me about her rights as a patient, and my failure to credit her
brain damage or to acknowledge that she had been assaulted by physicians.
I

She travelled to an international meeting on ECT in Graz, Austria. As
chairman of the first session, called for questions after presentations on the
practice of ECT in Europe. She took the floor and again challenged me for my
lack of interest in her memory problems and those of other patients whom she
alleges had been assaulted by psychiatrists.
I

On the specific allegations made in her complaint, I find these
fabricated and the result of her pathological imagination and thoughts. In
response to inquiries from the audience, Professor Sackeim described events in
his practice which reflected the problems of the intrusiveness of the antipsychiatry advocates. He did not mention Ms. Andre by name, nor did he
specify any individual. Her association that the description referred to her is a
paranoid identification, and is consistent with her psychopathology.
On the more general complaints, the present effort at harassment is
part of her present life activity as the leader of the Committee for Truth in
Psychiatry. Ms. Andre dedicates her life to challenging psychiatrists, and
particularly those interested in convulsive therapy. Her legal suit has not been
adjudicated, and she seeks adjudication in the public arena before that in the
legal arena.

urge the APA to hold Dr. Sackeim blameless and return the
challenge to Ms. Andre with an appropriate admonition.
I

Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

and Neurology
Editor, Convulsive Therapy
Member, APA Task Forces on
ECT, 1975-1978; 1988-1990

�</text>
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                    <text>May 10, 1993

Kenneth R. Kaufman, MD.
8635 West Third Street, Suite 985W
Los Angeles, CA 90048
Dear Dr. Kaufman,
Thank you for the excellent case summary of your patient with
seizure disorder and surgical lesion with suicidal ideation warranting ECT. look
forward to the outcome.
I

am not sanguine about a position at this University but am willing to
send your records for review in our Departments. Please send a copy of your
c.v. and three or so reprints that may be useful. [The case report was
incomplete-- only page 51 was enclosed]
I

trained

in

I

Dr. Janowsky at UNC in Chappel Hill is advertising for

ECT. You may wish to write to him.

someone

Good luck with your patient.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

and Neurology

�</text>
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                    <text>April 23, 1993

Captain Richard Pico, MC, USAF
Wilford Hall USAF Medical Center
Lackland Air Force Base, TX 78236-5300
Dear Rich,
Thank you for your very nice letter of April 5.
You should apply to NARSAD for a startup grant for your first-break

psychosis study. would be glad to support your application and provide the
needed letter as mentor/advisor. However, it would be better if your sponsor
were someone in San Antonio or at a neighboring city in Texas. The reviewers
are aware that distance is a deterrant to useful interaction. Ray Faber should be
supportive; if not, A. John Rush at Dallas is a good friend and would get the
two of you together if you are willing to get to Dallas. [If you have another
sponsor, will gladly write a supporting letter.]
I

I

I

am not sure what is best for your third year time, since do not recall
the constraints. The brain imaging laboratory at UT is at the forefront of a
national brain imaging database collection program, and am impressed that if
you came to master the techniques described at the ANA meeting, you would
be doing yourself an excellent service -- both for your science and for any
clinical future.
I

I

I

As for EEG, much good work has been done, but the neurologists
and electrophysiologists have a less sanguine image of EEG brain imaging than
do I. Newer methods, like MRI, PET, and SPECT are flashier. Newer methods
get more industrial and academic support [there is more money in MRI, CAT
than EEG]. Perhaps, the clinicians are correct, and we have reached the limit of
what can be learned in an individual case from scalp recording. do not believe
that we have reached the limit of EEG as a scientific brain imaging tool -- it is so
I

responsive to set and emotional change, so easily and safely recorded, so
easily quantified, and so much has already been done to relate EEG change to
behavior. can see no harm in getting to read EEG records by the usual page
turning methods; at the least, it will provide a source of income should you wish
to continue such work in practice.
I

Call me any late afternoon or evening at my home-office: 516 862
6651 and we can discuss this further.

Sincerely yours,

Max Fink, MD.
Professor of Psychiatry

and Neurology

�</text>
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                    <text>Ma

April 3, 1993

Barbara Melisch, M.D.
Universitatsklinik fiJr Psychiatrie
Auenbruggerplatz 22

A-8036 GRAZ, Austria

Dear Dr. Melisch,
For reasons that are outside our control, regret to say that we are
unable to accept a Fellow in ECT for the coming year.
I

Thank you for your interest, and my regards.
My regards.

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

and Neurology

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February 13, 1993
Barbara Melisch, M.D.
Universitatsklinik fiJr Psychiatrie

Auenbruggerplatz 22
A-8036 GRAZ, Austria
Dear Dr. Melisch,

This letter is in response to your inquiry regarding
a fellowship at this
University for 1993-1994. Ordinarily, our committees have their budgest
assigned and have made their decision by this date. This year, however, the
University budgets have not yet been assigned, and i am writing to tell
you that
a ﬁnal decision will not be made until the end of April.
I

difficult.

recognize that such a delay is frustrating and makes any planning

My

regards.
Sincerely yours,
Max Fink, MD.
Professor of Psuchiatry

�August 26, 1992
Barbara Melisch, M.D.
Universitatsklinik fUr Psychiatrie
Auenbruggerplatz 22
A-8036 GRAZ, Austria
Dear Dr. Melisch,
We received your letter of application for a fellowship in psychiatry and
the supporting material. Thank you.

The file is as complete for the present as we need. The Fellowship
committee will consider the application in the late winter and announcements of
awards are made in early February for the next academic year which begins in
July, 1993.

Before the end of this year, you will receive additional inquiries and
advice about your application for a suitable visa from our Training Office.
understand that such an application will have to be made by yourself in Austria.
I

look forward to seeing you in Munich. Hopefully, will have more
information at that time.
I

I

.

'

Have a good holiday.

Sincerely yours,
Max Fink, MD.

Professor of Psuchiatry

the

f’/

l/ 5

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a)

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�August 26, 1992
Barbara Melisch, M.D.
Universitatsklinik ftir Psychiatrie
Auenbruggerplatz 22
A-8036 GRAZ, Austria

Dear Dr. Melisch,
We received your letter of application for a fellowship in psychiatry and
the supporting material. Thank you.

The file is as complete for the present as we need. The Fellowship
committee will consider the application in the late winter and announcements of
awards are made in early February for the next academic year which begins in

July, 1993.

Before the end of this year, you will receive additional inquiries and
advice about your application for a suitable visa from our Training Office.
understand that such an application will have to be made by yourself in Austria.
I

look forward to seeing you in Munich. Hopefully, will have more
information at that time.
I

I

Have a good holiday.

Sincerely yours,
Max Fink, MD.

Professor of Psuchiatry

wW
-

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�July 3, 1992

Barbara Melisch, M.D.
Universitatsklinik fiJr Psychiatrie
Auenbruggerplatz 22
A-8036 GRAZ, Austria
Dear Dr. Melisch,
Thank you for your inquiry about research opportunities in our
Department. Each year we offer fellowships to qualified candidates in
consultation &amp; liaison, sleep disorders, ECT and psychopharmacology, and
child psychiatry. If you specifically wish to work with my team, the fellowship
ECT and psychopharmacology would be appropriate.

in

Please send me a new letter requesting consideration for a specific
fellowship, effective July 1, 1993, describing what experience you seek. if
possible (and know it is difficult), the note should specify why you seek U.S.
training. [e.g., to undertake a specific research project; or for general research
experience to allow you to return to Austria and an academic career; or for
greater exposure to US. clinical experience; etc. If you have a specific project in
mind, would you include a few paragraphs describing the project?]
I

We will also need the following information:
-

curriculum vitae
copy of ECFMG and any other certificates of training in English
copy of certificate of any post-M.D.training.

Zapotocky (or other senior psychiatrist) would describe
your education and experience. It would be particularly helpful if the letter would
suggest what expectations are held for the additional training.
It

would be useful

if

Dr.

This reads like a lot to do but
application for a fellowship.
My

regards to

Dr.

it will

be useful to support your

Zapotocky.
Sincerely yours,
Max Fink, MD.

PRofessor of Psuchiatry

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                    <text>January 9, 1993
Dr. H. Folkerts
Klinik und Poliklinik fiir Psychiatrie
Albert-Schweitzer—Strasse 11
D-4400 Munster

Germany
Dear Dr. Folkerts,
One week fellowship courses are available at Columbia University
[Harold Sackeim, Ph.D., New York State Psychiatric Institute, 722 West 168
Street, NYC 10032] and at Duke University [Richard Weiner M.D., Ph.D.,
Department of Psychiatry, Duke University School of Medicine, Box 3309,
Durham NC 27710]. These are formal courses, with a set syllabus. They charge a
fee and provide a certificate of completion at the end of the course.
At one time, we had such a course but the work was too onerous. We
often have visitors who come for a day or a week or longer. We are accustomed
to having visitors attend our rounds to see the patients on my service; attend the
ECT sessions; and work with my ECT Fellows. The latter are directly responsible
for the actual administration of the treatments and they supervise the ongoing
research projects. We do not charge vistors, nor do we provide an ’official’
document of attendance.
Our laboratory is equipped with the THYMATRON DG and MECTA
SR-l and SR—2 ECT devices. These are brief pulse devices. Our treatments are
fully monitored according to the best established standards. We also treat a
number of high risk medically ill, as we are a tertiary care referral center for
complicated cases.
The best time to visit would be when I am ’on service’, responsible for
the treatment of patients at University Hospital. I am ’on service’ in
February/ March this spring, and again later this summer.
If you decide to come to Stony Brook, it would be helpful to have a
letter of referral or request for attendance from the director at the clinic.
Thank you for your interest.
Sincerely yours,
Max Fink, MD.
Professor of Psychiatry

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                    <text>December 20, 1994
William Graettinger, MD.
University of Nevada - Reno VAMC
1000 Locust Street
Reno NV 89520
Dear Dr. Graettinger,
I am pleased to write this letter of recommendation on behalf of your consideration

of Edward Coffey, MD. for the position of Professor and Chair of the Department of Psychiatry.
I have known Ed for about 8 years, ﬁrst through his research studies at Duke University , then in

our association as teachers of convulsive therapy at various teaching sessions throughout the
country, as editors of Convulsive Therapy, and as members of neuropsychiatric societies. Ed and I
have not worked directly in research, but our common interests in neuropsychiatry, seizures, and
ECT have led to many discussions.
Ed is well trained in psychiatry, neurology, and neuroradiology. His record as a
researcher is outstanding. He is the nation’s leader in applications of MRI technology to problems
of changes in brain ﬁmction with depression, aging, ECT, and drug therapies. He has recently
edited a book on neuropsychiatry and a few years ago edited a volume on advances in ECT, both
for the American Psychiatric Press.
He is an excellent teacher and speaker; a man of high moral character and
impeccable manners. Ed is a family man; he has three children and is happily married. [I have met
him and his family on numerous occasions] He is well liked by his co-workers and by his peers.
He is at the right age and with the right record to consider dedicating the next few
In October, when the chairman of our Department resigned, I recommended
chairman.
years as a
Ed among three clinician/scientists to the search committee. I would be delighted if he were to join
our faculty.
I appreciate his record, his personality, and his dedication, and recommendhim for
the position of leadership with enthusiasm. I trust these comments are helpﬁil.

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry
and Neurology

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                    <text>December 7, 1994
Edward Shorter, Ph.D.
Faculty of Medicine
University of Toronto
88 College Street
Toronto, Canada MSG 1L4
Dear Dr. Shorter,
In 1983, in preparation for the 50th anniversary of the ﬁrst induction of seizures
for mental illness, I sought historical data from Meduna’s family [could not ﬁnd any member] and
from his co-workers. One sent me a hand edited copy of an autobiography, seemingly written in
response to a shorter version prepared for Marti-Ibanez, Sackler, Sackler &amp; Sackler: The Great
Physiodynamic Therapies, 1956, Hoeber-Harper, New York.
The text needed much editing. As Editor of Convulsive Therapy, I published the
text in the ﬁrst two numbers of Convulsive Therapy [1985; 1:43-57; 121-138]. I used this text
and the shorter Marti-Ibanez et al text for my 1984 article.
Another version of Meduna’s history was written by Walter Freeman, MD. in The
Psychiatrist: Personalitiesand Patterns, Grune &amp; Stratton, New York, 1968.

Of the various versions, the edited autobiography rings truest. I met Meduna on a
number of occasions, and was impressed by his modesty, sincerity, and appreciated him as a
‘

gentleman’

.

The journal Convulsive Therapy is available at the Clarke Institute.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>November 15, 1994
Dear Dr. Lasch,
I recommended Norman Endler: Holiday of Darkness: A Psychologists ’s
Journey Out of His Depression, originally issued in 1982 by John Wiley &amp; Sons in hard
cover, and re-issued in 1990 in soft cover by Wall &amp; Thompson, Toronto [6 O’Connor
Drive, Toronto Canada M4K 2K1]. I do not know any other testimonial that is as
effective in portraying the tragedy of depression and the recovery process.

It is kind of you to ask about my lecture schedule. I am scheduled to
present an ‘Update’ on ECT at a professional meeting in New York at the New York
Hilton Hotel on Saturday, December 3 from 11:45 to 12:30. The conference is a joint
presentation of the Albert Einstein College of Medicine and the American Society of
Clinical Psychopharmacology. Unfortunately, they are requesting hefty registration fees,
and I am not sure that you will get your money’s worth. A more productive meeting on
ECT will be held February 27-28 at the Ritz Carlton in Naples, Florida. Those sessions
will be led by the nation’s leading therapists. A brochure describing the course is, as yet,
not available but an inquiry can be directed to Dr. Charles Kellner at the Medical
University of South Carolina [803 792-9072].
I am pleased that we were of service to your mother. I can claim little
credit since her care was under the direction of my co-worker Dr. Laura Fochtmann.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>November 7, 1994
Fred H. Frankel, M.B.Ch.B., D.P.M.
Department of Psychiatry
Beth Israel Hospital
330 Brookline Avenue
Boston MA 02215
Dear Fred,
I regret your impression that Dick Abrams’ remarks honoring my work in
ECT detracted from the work of the 1978 Task Force. Faced with the task of writing a
note honoring my contributions, he cited a long list, including the experience with our
1975-7 8 committee. I know that he meant no disservice to others.
This note reminds me of your earlier suggestion that the Task Force be
memorialized in 1995, at the 20th anniversary of its inception. Somehow, I think that is
premature, since our product was not available until 1978 -- would a recognition in May,
1998 be more appropriate?

My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>Dr. Denise White

July 29, 1994

Department of Psychiatry
Groote Schuur Hospital
Observatory 7925
Cape, South Africa
Dear Dr. White,
Thank you for the recommendationof Dr. Ian Lewis for the position as Fellow in
our Department of Psychiatry. The application needs documented evidence of the completion of
medical training; satisfactory completion of residencytraining in psychiatry; letters of
recommendationfrom three sponsors [he should advise us to whom to write]; and satisfactory
grades in the FMGEM or USMLE examinations. [The last is essential for all trainees in the US]
It is my understanding that the examination schedule can be obtained from the US. Consular
offices. Please ask him to write a letter of appliication addressed to me.
I attach a copy of the letter I recently formulated for another applicant; it will give
Dr. Lewis a better idea of the work that is ongoing and planned.

It was a pleasure to work with you again in Philadelphia. It has taken me more
time than it has taken you, but I am now convincedthat NMS is a variant of catatonia. In talking
to Teri Rummans of the Mayo Clinic who recently described their experience with malignant
catatonia, she added the modiﬁcation that NMS should be seen as a variant of ‘malignant
catatonia’ -- a correction which I consider reasonable. Such associations lead logically to a
different protocol for the treatment of NMS -- that of‘lorazepam and ECT rather than dantrolene,
bromocriptine, amantadine, and l-dopa.
I am rather pleased with the changes in DSM-IV regarding catatonia, and decided
that since it is most likely that the APA Task Force will get brickbats and complaints, that perhaps
someone should extend a friendly hand. I did so in an editorial for Biological Psychiatry; a copy of
the accepted article is enclosed for your interest.

from him.

Thank you for the recommendationof Dr. Ian Lewis. I look forward to hearing
My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

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                    <text>A

State University of New York at Stony Brook
School of Medicine —— Department of Psychiatry
Max Fink, M.D.
Professor of Psychiatry
PO. Box 457
St. James, New York 11780

/

/4
jail”!
9?

b

'

Phone: 516 444-2929

516 862—6651

Fax: 516 862-8604

July 23, 1994
TO:

Robert Hirschfeld, M.D.

FROM:

Max Fink, MD.

Subject:

Ted Hutchinson’s memorandum14 July 94

M

Ted is a lay-person who was advised that his son needed ECT in California,
and he came up against the community prejudice and legal devices to frustrate its use. He
succeeded in getting treatment which was most helpﬁil. Since then, he has read widely in
ECT, developed a unique knowledge of the legal issues, especially those affecting the
FDA, and the role of the anti-psychiatry movement in the US. His ‘alerts’ to members of
the ECT community are respected.
He was instrumental in getting D. P. Devanand, Tom Bolwig, and Harold
Sackeim to compile the data in the reecent review of the pathology of ECT, the review
appeared in the recent number of the Am. J. Psychiatry. [He is a co-author].
I take his advice seriously and respect his knowledge.

The APA Task Force on ECT, headed by Richard Weiner, was establsihed
in response to requests for advice by the FDA in 1981 or 1982. It is still responding to the
FDA, and you may wish to get his advice, to correlate your responses. [Te1: 919-681
8742}

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                    <text>State University of New York at Stony Brook
School of Medicine ~— Department of Psychiatry
Max Fink, M.D.
Professor of Psychiatry
PO. Box 457
St. James, New York 1780

Phone: 516 444-2929
516 862—6651

Fax: 516 862-8604

1

July 8, 1994
TO:

FAX
FROM
FAX

Dr. Sweeney Pillay

617 855-3754

Max Fink, MD.
516 444-7534

7

The citations you requested are:
Fink, M. :EEG and behavior: Association or dissociation in man? Integrative Psychiatry [in
press, 1994]
Fink, M., Irwin P., Weinhold P.: EEG proﬁle studies of clozapine in volunteers and psychiatric
patients. Neuro-Psychopharmakologie1979; 12: 184-90.

My best regards to Jonathan.

�</text>
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                    <text>“State University of New York at Stony Brook
School of Medicine — Department of Psychiatry
Phone: 516 4442929

Max Fink, M.D.
Professor of Psychiatry
PO. Box 457
St. James, New York 1780

516 862-6651

Fax: 516 862-8604

1

April 29, 1994
TO:
FAX:

Greg Fricchione, MD.
617 738-1275

FROM:

Max Fink, MD.
516 862-8604

FAX:

There is no secure literature on ECT in patients with amyotrophic lateral
sclerosis. The closest are the early reports of the successful use of ECT in patients with
multiple sclerosis [Savitsky and Karliner, N YSla/e .1. Med. 1951; 512788] and Alexander
[JNMD 1951; 1 14:283-306]. Others have written about the usefulness ofECT in
Parkinson Disease, general paresis, progressive muscular dystrophy, and intractable
epilepsy, in each case without negative effects on central nervous system ﬁmctions.
While none of these experiences are directly relevant to a case with
amyotrophic lateral sclerosis, I believe the consensus today is that if ECT is compelled,
there are no systemic disorders that would prevent the administration of ECT. I would
anticipate no speciﬁc difﬁculty other than that associated with swallowing and respiration
-— if brainstem signs are present sufficient to compromise these functions, the
anesthesiologist may well decide to intubate.
patient, keep good records and have your
junior write up. While cannot promise the response of my successor as Editor of
Comm/Siva 'l'herapy, I expect that he would look upon such a report with favor.

Ifyou decide to treat such

it

a

I

Good luck, and my best regards.

�</text>
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                    <text>April 29, 1994

Donald F. Klein, M.D.
NY State Psychiatric Institute
722 West 168 Street
New York City 10032
Dear Donald,
After your letter about the hunt for the article on an evaluation of
psychoanalysis, I thought of calling Abe Lurie [516 681-5004]. He recalled a similar story,
stated that he had brought the tale to HH aﬁer sitting next to the author on a ﬂight. He
recalled that there was another evaluation done at Hawthorne-Cedar Knolls in the 1960s
The report was critical of psychotherapy, but could not give me any more data.
Perhaps you can jog his memory a bit more.
My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>December 27, 1993
Werner Herrmann, MD.
Clinical Psychophysiology
F reie Universitéit Berlin
Eschenalle 3
D—lOOO Berlin 13
FRG
Dear Werner,
I received your Fax regarding your nephew and took it up with Fritz Henn.
He will ask for approval from the Dean’s ofﬁce and should know within a few weeks.

We have had such scholars previously. Our third-year students have a
clinical course of 6 weeks which is both didactic (lectures) and clinical. It is preferable that
he be assigned to work on 10-North at University Hospital and if possible, should be there
when either I or Fritz Henn are ‘on service’. When approval comes, let me know what
dates he has available and I will advise you how to maximize his experience.
My best wishes for a happy and healthy 1994!
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>February 8, 1994
Walter Sannita, M.D.
Institute for Neurophysiopathology
University Hospital San Martino
GENOA
Italy

Dear Walter,
First, the good news that your good fairy deposited a check for $9,980 to your account on
January 10, giving you a balance of $14,335.
As for compiling a book from a meeting, it is a good idea and many publishers will
welcome the opportunity to publish, provided that you can convince them that there is a market.
That is usually done by showing that a society is behind the book, and that the society will ‘sell’
the book to the members by making it part of the annual dues; or by internal advertising; or by
subvention. The latter method is the most secure, since the publisher asks that you assure him of a
set amount [usually enough to cover his direct costs for 500, 1000, or 2000 copies], and he will
then gamble on making some money from additional sales.

It is not the list of speakers, nor their eminence, that will make the book -- but the
eminence of the authors, that is, the actual submissions that you receive to publish. The usual
procedure is to develop a ‘proposal’ for the book, which you can present to science editors of
publishing houses. I have attached the topics for a proposal.
Raven Press is a good bet, and when you have a proposal, send it to me, or bring it when
next you are in New York. Other publishers are Elsevier, Academic, Plenum, Karger, Thieme,
and others.
Having a co-editor is a pain, unless you can ﬁnd one who is obsessive and wishes to do
the work involved.
Ciao!
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>December 5, 1995
Chittaranjan Andrade, MD.
Department of Psychopharmacology
NIMHANS
Bangalore 560 029
India
Dear Dr. Andrade,
Thank you for sending me your most recent publication which outlines the
research contributions of NIMHANS to our understanding of ECT. It is impressive.
By happenstance, Dr. Sanjay Sandragiri was assigned to work on my
service this month. He is a trainee in our residency training program. He appears to be
talented, enthusiastic, and well trained already, so that it seems a shame for him to spend
the next three years in pedestrian learning activities. I was considering encouraging him to
undertake studies in ECT concurrent with his residency training. I understand that he
spent some time at NIMHAN S. I would be grateful for any remarks that you would share
with me regarding his potential for an academic career and his ability to assume the double
burden of residency training and innovative research.
My regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>Directions in Psychopharmacology
Published by
The Hatherleigh Company, Ltd.
420 East513t Street
New York NY 10022-8095

EDITORIAL BOARD RESPONSE FORM

Name Max Fink, MD

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In addition, I would like to write a lesson on:

would like to serve on the Program Advisory Board of Directions in Psychopharmacology.
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Thank you for the invitation to serve on the Board, but I must decline at this time.

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Signature

is requested for my manuscript.

(576

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4¢¢~2¢90

Telephone number

//F/»\//¢ @ 579.5001. swysa.

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e-mail address

Please indicate any address correction here:

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Please return this form, along with an updated curriculum vitae, and send to:
Steven L. Pessagno
Managing Editor
The Hatherleigh Company
420 East 51 Street
New York NY 10022-8095

Thank you for your time in completing this form.

�</text>
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                    <text>November 26, 1995
Lizzie Sand Stromgren, MD.
Department of Biological Psychiatry
Psychiatric Hospital in aarhus
Skovagervej 2
DK-8240 Risskov, Denmark
Dear Lizzie,
I read your essay on ECT in acute delirium with much interest. I marked up
the text, and made suggestions which I believe will clarify the presentation. I also made
marginal numbered notes which are discussed in the attached memorandum.

There is little question about the efficacy of ECT in severe melancholia,
stupor, or acute manic states. The argument which I believe you wish to present is that in
acutely ill patients with histories of psychiatric or systemic disorders, the appearance of an
acute delirium, with or without fever, with or without rigidity, with or without autonomic
signs, is a possible indication for ECT; and if ECT, the use of en bloc [2-?3 ?4] treatments
may be life-saving. The discussion of unilateral and bilateral ECT and cognitive features is
beside the point. I believe we need a follow-up of the Kramp and Bolwig article as an
invitation to others to entertain the possibility of using ECT in this special type of case.
Thank you for the opportunity to read this report. My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>State University of New York at Stony Brook

.

\J
’

9 a

I

School of Medicine — Department of Psychiatry
,

Max F ink, M.D.
Professor of Psychiatry and Neurology
PO. Box 457
St. James, New York 11780

Voice: (am) 516 444-2990

(pm) 516 862-665
Fax: 516 862-8604
E-mail: mﬁnk@epo.som.sunysb.edu
1

November 26, 1995
Dr. Daniel Flores Amargos
Inst. de Psiquatria y Psicologia de Montevideo
Ellauri 1221

Montevideo, Uruguay
Dear Dr. Flores Amargos,
I am indeed ﬂattered by your invitation to particpate in a medical specialty
training program in Montevideo, and whicl I am inclined to accept the invitation, I am
aware that there is no suggestion as to what is expected of me. Do you intend to develop
courses over extended periods in Montevideo, or single day seminars? Or, do you wish a
list of sites to which you can send trainees, much as you did Dr. Savi? I will reserve my
answer until I am apprised of the details of your program.

Meanwhile, I am interested in hearing of any programs developed since Dr.

Savi’s visit here.

My regards to Dr. Lyford-Pike and Dr. Savi.
Si

erely ours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>July 17, 1995
Worrawat Chanpattana, MD.
Department of Psychiatry
Srinakarinwiroth University
Vajira Hospital, Samsen, Dusit
Bangkok, Thailand
Dear Dr. Chanpattana,
I have read the outline of your proposed study of continuation ECT in
interest. There is a need for a prospective study of ECT contrasted with
with
schizophrenia
neuroleptic drugs in schizophrenia. The basis for this belief is the review, now in press in
Schizophrenia Bulletin, which I recently completed with Dr. Harold Sackeim; a copy is enclosed.

The question which you seek to answer with the design of your study, however, is
not central to our present concerns. Most patients are treated with neuroleptics ﬁrst, and only
treatment failures are considered for ECT. In such a group, there would be little justiﬁcation to
continue treatment with a failed compound [such as a neuroleptic]. If you wish to answer the
question which intervention reduces relapse rate for longer periods, and at what cost, then patients
who failed an adequate neuroleptic trial for schizophrenia could be assigned to receive either a
continuation neuroleptic [although an atypical neuroleptic like clozapine would be preferred]
contrasted with those treated with ECT [either alone or combined with the atypical neuroleptic].
Such a study would parallel ongoing US studies comparing the relative efﬁcacy and safety of
continuation ECT, continuation lithium combined with a tricyclic compared, and lithium alone.
It is probably inappropriate to use haloperidol combined with ECT since there are
few studies of this combination. Considering the high risk of haloperidol for inducing dyskinesia, it
is not favored by many psychiatrists.
I am not directly involved in the support by our governmental or private agencies
of mental health research, and so cannot answer your query about support.

My regards.

Sincerely yours,
Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>Self &lt;PSYCH|ATRYIMFINK&gt;
taylorm@mis.finchcms.edu(Taylor Mickey)
Re: congrats on MEDLINE

From:
To:

Subject:
Date sent:

Wed, 2 Oct 1996 15:48:19 -0500

Dear Mickey,
Monday morning visited the library and the librarian showed me the
list of new journals accepted for indexing by NLM, and l was so
delighted to see ourjournal listed! Then came home and the mail
said the same thing.
I

I

How reassuring! How wonderful! You are to be congratulated on getting
the journal so far.

have decided that the lay-world needs a verbal explanation of ECT,
something akin to the videotape. So have been working on a
'popular' book for the trade market titled ELECROSHOCK!
Two publishers are interested, but before signing a contract l
decided to finish a good part of the book and then see if get a
better deal. So far, 21 chapters are written -- in various stages.
hope to have it done by the winter.
I

I

I

I

Harold Sackeim is the chairman of the SBP meeting in May 1997. He

visited us yeaterday and among topics, asked whether he was
interested in a discussion [debate, symposium, whatever] on the
difference in the US eclectic view of catatonia and the European
classical view that catatonia IS schizophrenia. He seemed interested.
suggested Beckmann and Stoeber of Germany, Taylor and Fink for the
US. Any thoughts? Could you go to California in May if carry
this through?
I

I

I

All my

best.
Max

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                    <text>Robert M. Post, M.D.
NIMH
Building 10 Room 3N212
9000 Rockville Pike
Bethesda, MD 20892

May 21, 1996

Dear Bob,
I am pleased to nominate Harold Sackeim of Columbia University for the

NARSAD Selo Prize.

For the past decade, Harold has been the nation’s leading researcher into
the practical issues in electroconvulsive therapy. He has deﬁned the importance of the
seizure threshold, energy dosing, and electrode placement in the eﬂicacy of ECT for
affective illness. In addition, he has clariﬁed the role of ‘pharmacotherapy-resistance’ in
the efficacy of ECT in affective disorders. Leading from those experiences, he has
organized and is now analyzing the data of the nation’s only study assessing the relative
efﬁcacy of continuation TCA vs continuation lithium plus TCA vs placebo in the aftercare
of patients who complete ECT. He has also made important suggestions as to the
mechanism of action of ECT, and in the present brouhaha about TMS, he is carrying out
the most organized and detailed studies of this possible alternative induction method.
He has been an NIMH scholar, a NARSAD scholar, received an award of
the ACNP, and is now a member of the APA Task Force on ECT.
For the decades of the 19605 to the 19803, it could be said that I led the
ECT research community. In the past decade, that role has surely been taken by Harold
and his leadership should be acknowledged. I am pleased to nominate him for the honor.
My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>Health Sciences Center
School of Medicine
Department ol' Psychiatry and Behavioral Science

April 16, 1996
TO:

Charles Kellner

From:

Max Fink

Subject:

Letter of Mr. Herman

W

I am in receipt of a copy of a letter addressed to you by a Mr. David Herman
regarding the use of CT pages for Szasz.

DH is a chronic psychotic who has latched on to ECT and drugs as the cause of his
difficulties; he is active in writing to everyone about his desire to save the world by stopping ECT
and drugs. He likes Szasz and Breggin.
He has written often; and as often, I have not answered.
My lack of reply is no sign of agreement or acquiescence.
See what being an editor gets you!

State University of New York at Stony Brook
Stony Brook, New York 1 17947810]
5i 6444—2990 Fax: 5 ()7444—7534
I

�</text>
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                    <text>March 19, 1996
Greg Fricchione, MD.
Division of Psychiatry
Brigham &amp; Women’s Hospital
75 Francis Street
Boston MA 02115
Dear Greg,
What a terrible story about Anthony Bouckoms! I liked him very much;
last November I invited him to join me and Charlie Welch in an ECT symposium at the
Boston APA meeting. He did well, and he told us of the changes in progress at Hartford
Hospital. Pity, such an untimely personal and professional loss; more than doubly sad for
his wife and remaining children.
I have read the article on catatonia with interest. My suggestions -- I
cannot read any article without and editorial pen in hand -- are in the text and margins.
Overall, I think the essay presents the experience well. But, if we are to be of service, we
should be more deﬁnite about the conclusions which we wish to leave as the ‘messages’.

The ﬁrst message is to recognize catatonia, and that is done well. Andy and
George will probably wonder why you do not recommend the use of their handiwor -the catatonia rating scale. By the time you get this note, it will be published [it is in the
March number of the Acta]. Instead of tables 4-6, should you not adopt the rating scale
and test method? We will surely have no objection to such use. [There is one small point -both George and Andy saw the scale as their ‘special’ handiwork and in the text of the
article labeled the scale as the ‘Bush-Francis Catatonia Rating scale’ or BFCRS —- a
cumbersome title that will not sell well. I believe you can adopt the scale without the
mnemonic label, as I have done elsewhere]
Similarly, you may wish to amplify the paragraph discussing the Bush et al
experimental ﬁndings in incidence of cases and treatment results, much as you do for the
Ungvari and Rosebush data (pg 16).

�The discussion of the theory of the mechanisms in NMS, catatonia, and
malignant hyperthermia deserves a clearer message (pg 23). When NMS was discerned as
an entity in the late 1970s, it was seen as similar to malignant hyperthermia, leading to the
suggestion that dantrolene be tried. But no commonality between MH and NMS has been
demonstrated except the superﬁcial appearance of the syndromes. Further, the evidence
for the efﬁcacy of dantrolene alone in NMS is anecdotal at best. (I am not convinced that
it does anything material in CNS disorders.) It does no good to continue to recommend its
use in NMS.
In the theoretic argument (pg 24), you argue for a speciﬁc site for
pathophysiology. Perhaps you would include a statement that one should assess PET with
xxxx as the ligand or SPECT for lesions in yyyy and/or zzzz. Such speciﬁcity may bring
you more attention than the more general, non-speciﬁc loci recommended now. [I believe
Mickey Taylor did himself a disservice by hsi trepidation in not seeking to argue for more
speciﬁcity; as a result his work is usually seen as ‘something happens to the brain, more in
the front than the back, I think . . .]
Finally, the summary argumen -- which is usually the most read- should be
clearer about what you recommend as a course of treatment. The journal is ‘critical care
medicine’, read, I assume by clinicians. What I have learned since we treated our patient
on 16N together is that that all neuroleptics need to be discontinued promptly; that
supportive measures instituted; and that lorazepam needs to be ‘pushed’. My present
dosage range for lorazepam is up to 16mg/day. I see no need to ever consider
bromocn'ptine or dantrolene -- if lorazepam fails, ECT is the deﬁnitive treatment. If the
diagnosis of catatonia is secure, such Rx will surely optimize the best for the patient.

I have also pencilled in corrections for some of the citations.
On a more personal level, I do not need to be a co-author of another paper.
I am delighted to help in this effort -- and will gladly review a penultimate draﬁ -- and all I
warrant is a note of thanks in the acknowledgements.
Many thanks for the opportunity to read this review. My best regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>DatezFebruary 22, 1996
TO:

D.R. Milne

FAX #

419 382-2378

Total Pages (including this sheet)-1-

Dear Mr. Milne,

I do not participate in public debates except for and with mypeers.
The tragedy in public discussions of electroshock is the anger shown by
many in the laity and some in my profession to the mentally ill. The same persons who
would undergo coronary artery bypass surgery or hysterectomy or other surgery with
alacrity are distressed out of all proportion at the idea of electricity coursing through
their brains, not realizing that their brains are hotbeds of electrical circuits already.
You would do better to ask the question: Why is it that E CT is available at

the leading academic centers in the nation but not in almost all the state and veterans
administrationpublic mental hospitals? Why do we have a two-tier treatment
program? [It is notﬁnancial since mentally ill patients are equally likely to be
admitted to the academic hospitals in your state as to the publicfacilities.] Try the
professor ofpsychiatry in your [or any] state and its commissioner of mental health.
Max Fink
From:
Max Fink, M.D.
P.O. Box 457
St. James, New York 11780
FAX:

516 862-8604

TEL: 516 862-6651

�Date: Feb 21, 1996

TO:

Mr. D. Milne
L9

FAX # 419 382-23175

Total Pages (including this sheet)-lDear Mr. Milne,
The essay by Gary Figiel is in the nature of ‘Chicken Little’s fears.
The four articles to which he refers ﬁnd no justiﬁcation for the routine use of
labetolol or esmolol other than the anxiety of the physicians. ECT is no more
riskful to the heart than climbing a ﬂight of steps -- indeed, less so.
More harm is probably done by routine use of anti-hypertensives
than by unmodiﬁed seizures, since severe and persistent hypotension is a
common accompaniment of such use.
If you publish such anxious statements, perhaps at the least you
would ask the author to specify what he means by ‘MAJOR’ and what he
means by “MINOR’ effects. Also, a complication is an unexpected, and
potentially damaging event. You may ask the author what the consequent
‘complications’ were in the unmedicated series.
I will not consider a reply. You do no service by such publication.
Max Fink

From:
Max Fink, M.D.

P.O. Box 457
St. James, New York 11780
FAX:

516 862-8604

TEL: 516 862-6651

�</text>
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                    <text>February 17, 1996
Ms. Sarah Lentz

DMS Box 470
Hanover, NH 03755
Dear Ms. Lentz,
Thank you for the opportunity to read you report on ECT and pregnancy.
It is quite good, but as an Editor, I have some suggestions to improve the history and the
practice.
In the history, the introduction of electrical inductions by Cerletti and Bini
was a modiﬁcation of an established treatment, that of Metrazole convulsive therapy. The
induction of seizures with camphor and then pentylenetetrazol [Metrazole] was introduced
by Ladislas Meduna in 193 4, highlighted in an international conference in Muensingen,
Switzerland in 193 7, accepted throughout the world as a treatment [see the supplement to
the Am J Psychiatry 193 8]. These events preceded and were surely the stimulus to the
Italians [Bini attended the 1937 meeting]. It would be better to state that the introduction
of convulsive therapy by Meduna was the innovation that altered psychiatric practice. He
deserves the credit.
The charge of overuse and inappropriate treatment of ECT is incorrect. All
treatments that are perceived as successful and safe are ‘overused’ as practitioners seek to
extend and deﬁne the indications. Think of the present enthusiasm for ﬂuoxetine or the
newer alleged psychotropics; or the extensive overuse of coronary artery bypass surgery;
or of caesarian deliveries. The canard should not be repeated and this section should be
deleted.
Further, ECT like other somatic treatments in use in the 19505, was
replaced by medications, but its renewed interest [in contrast to psychosurgery and insulin
coma] was occasioned by the failures of pharrnacotherapy. Despite the enthusiasm of the
public and the blandishments of the pharmaceutical representatives, many patients fail
modern drug therapies and are later successﬁil with ECT.

�In your suggestions about ECT in pregnancy, there are a few that are more
dangerous than you consider. Vaginal examination is not only not necessary but a
dangerous procedure during pregnancy and should not only not be recommended, but
enjoined unless compelled by signs or symptoms that warrant such an examination. There
is nothing about the examination that would alter or affect ECT, if ECT is compelled by
the patient’s mental state.
Anticholinergic medication as part of the ECT procedure is acceptable and
useful. External fetal monitoring during the procedure has been done, and remarkably, the
fetal heart rate is unaffected by the procedure. There is no justiﬁcation for such monitoring
as a routine procedure because the expense is excessive and the information yield nil.
In patients in the second half of pregnancy, intubation is part of the
standard of anesthetic care, and it is routine for all our cases. The use of antacids is
optional and our anesthesiologists no longer ﬁnd it useﬁil.
I am puzzled by the CME credit questions 2 and 3. ECT is indicated during
because
the patient is so psychotic as to require hospital care and is exhibiting
pregnancy
either suicidality, mania, inanition, or command delusions which threaten the life of the
mother or the fetus. The emphasis on diagnosis does not reﬂect the compelling indication
for ECT, that is behavior which puts patient or others at risk.It is not the diagnosis that is
the indication; many mentally ill mothers cany to term without medication or treatment.
Question 3 is ambiguous. Each of the modiﬁcations of procedure are
relevant to the care of pregnant patients.
Aside'from these quibbles, I commend you on your report. We are now a
main center for treating pregnant psychotic patients and treat at least one a month. Two
are in treatment now, one for severe depression and suicidality and one who was in manic
delirium. The ﬁrst is continuing in ambulatory treatments and cares for her other child; the
second has just had the delirium erased and is still being treated for mania and psychosis.
Good luck in your career.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

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                    <text>February 8, 1996
Dr. Sydney Archer

Rensselaer School of science
Troy, NY 12180-3590
Dear Sydney,
My recollections of the patients are hazy. But I called Dick Resnick and he
seemed more au courant. I have sent him your letter and asked him to call you.

If I can be of help,

let me know.

My regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology
cc: Richard Resnick MD.
43 West 94 Street
New York City 10025

�</text>
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                    <text>Dr. Richard Horton

February 3, 1996

42 Bedford Square
London WC 1B 3 SL
United Kingdom
Dear Dr. Horton.
I read the essay ‘Revising the research record’ with much interest and
sympathy. As editor of Convulsive Therapy, no problems of scientiﬁc error have been
brought to my attention. Our level of error has been at a more triﬂing level, and so we
have not been faced with the difﬁcult decision as how to alert the readers to scientiﬁc
error. I am impressed that the Table ‘Taxonomy of error’ in your essay reﬂects the best
stande available today.
Since a published report has gone through the journal’s peer review, when
is
found
error
or charged, it seems logical to go through the same procedures to establish
error. Assuming the review concludes that error of fact or procedure occurred, such
conclusions warrant publication. The suggested ‘withdrawal of aegis’ by the journal is a
reasonable and innovative step in maintaining scientiﬁc integrity. The principal downside
risk is the assurance that the material presented the readers in the ‘withdrawal of aegis ’ be
complete and able to withstand procedural and legal scrutiny. The guidelines for authors
should reﬂect the possibility of such review of published material and the possibility of
such published revision.

Should you wish a publisher’s point of View, Dr. Alan Edelson, the founder
of Raven Press and the former President of Lippincott may be able to answer an inquiry
more formally than I [amedelson@aol.com;or 16 Washington Avenue, Irvington NY
10533}
Incidentally, I have stepped down as Editor of Convulsive Therapy, but am
still interested in the problems of editing and editors.
My regards.
Sincerely yours,

Max Fink, MD.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>Saturday, January 27, 1996
1300 EST
Dear Alan,
Martha and I have just returned ﬁom a delightful 5-days at the Spice Island
Inn in Grenada. The weather was excellent, the food adequate, the accommodations
among the best we have had in the various islands. The hotel was next door to the offshore medical school in Grenada. I was able to chat with many of the students who were
relaxing and reading on the beach -- their cafeteria and dining tables are on the beach
front. I was saddened by the thought that these -- what seemed to me to be ﬁne young
Americans -- had to get their education in what seemed to be poor facilities [despite a
glorious beach]. I could see little that would distinguish them from our students at Stony
Brook.
Among my mail on my return is the communication from Richard Horton,
Editor of Lancet. I had been in touch with him when I edited CT. I am puzzled by his
inquiry. First, I had to look up the word ‘aegis’ [see ‘egis’] and found that it is a
protective inﬂuence, a shield. As I read [and re-read] the article, I come to the conclusion
that the ‘withdrawal of aegis’ is a legitimate editor’s response to an unsatisfactory article
which passed through the review net. What do you think?
I am still pausing in getting to write about ECT on the Internet. I have an
invitation from ‘www. mhsource.com ’, the home page of John Schwartz [CME, Inc., The
Psychiatric Times], and another from Ben Green [Psychiatry On—Line-- www.
cityscape.co. uk/users/ad88/psych.htm]. In addition, Stony Brook has decided to has
invested in a server for the medical school ‘home-pages’ and has invited faculty members
to set up their own. If my work-load decreases, I will think more about it.
It is pouring this afternoon -- why am I here instead of in Grenada? ? ?
My best to Carol.

a.
W

�</text>
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                    <text>January 28, 1996
Dr. Lawrence C. Perlmutter

Department of Psychology
Finch University of the Health Sciences
3333 Green Bay Road
North Chicago, IL 60064-3095
Dear Dr. Perlmutter,
Dr. Avi Calev has been a neuropsychologist in our program since 1990, and has
asked me to write a letter on his behalf. I have known Avi for about a decade, ﬁrst becoming
acquainted with him through his work with Dr. Bernard Lerer at the Hebrew University in
Jerusalem. At the time, Dr. Lerer was studying the electroshock process, and Avi provided most
useful examinations focused on cognition. With Dr. Lerer’s encouragement, he applied and was
appointed in our Department as a member of our electroshock evaluation program. He was well
liked and when an opening appeared in the inpatient clinical services, he was appointed as the
psychologist of my inpatient team. My relationship with Avi is therefore at multiple levels -- as a
co-worker, supervisor, and friend.
Avi is a talented neuropsychologist with an excellent grasp of psychometrics,
projective testing, statistics, and experimental design. He has been an active co-worker and a
leader for various projects, as attested to in his curriculum vitae, where he has a large range of coworkers. In addition to the reports of the cognitive effects of ECT, he has also assumed
responsibility for studies to determine whether pre-treatment with caffeine will inﬂuence
therapeutic results and cognitive effects of ECT. He has already published the preliminary results
which argue that the effects are favorable and is now completing the data collection for a random
assignment study.
I have known him also as the team neuropsychologist on our inpatient service. As
he
has
been most helpﬁil in assessing patient characteristics, elaborating the techniques for
such,
our residents and medical students, and assuming responsibility for psychotherapy in selected
patients. In the latter instance, he both treated patients and supervised our residents.

�Lately, he developed a relationship with Dr. Lynn DeLisi, an expert in the study of
schizophrenia. Together, they are working on a number of projects with which I am not directly
acquainted.
Avi is a conscientious, interested, intelligent, and well trained psychologist. He is
well liked by his co-workers and I have been delighted to work with him. He is knowledgable
about the literature, is able to document his positions in argument, and is technically skilled. I am
distressed that he has been asked to leave -- a situation which has been occasioned by the
necessary down-sizing of our Department and not associated with any of his defects or actions.

Sincerely yours,

Max Fink, MD.
Professor of Psychiatry &amp; Neurology
Attending Psychiatrist, University Hospital

�</text>
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                    <text>August 28 1997
Dr. Valdir Pricoli
Rua Albilio Soares, 639-123
04005-002 Sao Paolo
Brazil

Dear Dr. Pricoli,
Thank you for your letter. I am pleased to have been of help.
I am moving my teachiong and research operations from SUNY at Stony

Brook to the Long Island Jewish-Hillside Hospital complex in Glen Oaks, Long Island. It
is closer to the city. The hospital has a long tradition of ECT research -— back to 1953 -and I have developed a research team there.
We would be pleased to have you visit. Arrangements can be made to stay in
Great Neck, about 10 minutes from the hospital, or in New York City —- about 30
minutes.
You can reach me at my ofﬁce address as on this letterhead.
My regards.
Sincerely yours,

Max Fink, M.D.

�</text>
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                    <text>July 16, 1997
Harold S. Orchow, M.D.
Montevista Hospital
5900 West Rochelle Avenue
Las Vegas NV 89103
Dear Dr. Orchow,
The relationships between number and frequency of seizures, reduction in
mood disorder (efﬁcacy), increase in cognitive symptoms (safety), and electrode
placement are described in an extensive series of reports. The details are well described
by Abrams in his textbook Electroconvulsive Therapy (Oxford U. Press, 3rd Ed., 1997).
The most recent reports are those from Jerusalem by Bernard Lerer and his co-workers.
1.

2.
3.
4.
5.

Efﬁcacy in ECT for mood disorder improves with both frequency and
number of treatments.
Cognitive symptoms worsen as number and frequency of treatments
increase.
Efﬁcacy is greater for bilateral electrode placement, but such efﬁcacy
is associated with greater cognitive symptoms.
Efﬁcacy is less for unilateral electrode placement, and such lesser
efﬁcacy is accompanied by lesser cognitive symptoms.
Twice a week treatments achieve the same efﬁcacy and less cognitive
effects than three times a week treatments; but two weeks after the end
of the treatment series, when efﬁcacy is equivalent, cognitive effects
are not distinguishable.

As a consequence of these syllogisms, practitioners select the parameters
of treatment according to the severity of the symptoms. For severely ill and debitated

patients, where one seeks immediate improvement and is less concerned with cognitive
effects, ECT is given 3x/week with bilateral placement. This assures the best results. [In
severely manic or psychotic patients, this series may begin with two to four treatments
daily.]
For patients who are not too distressed, where cognitive effects are feared,
with unilateral electrode placements, at 3x per week.
treated
patients are

�In the elderly, where cognition is a principal risk, treatments are given
with bilateral placements no more frequently than two times a week.
Some practitioners deliver two seizures in a single setting. This is a relic

of 'multiple monitoered ECT' developed by Blachly and Gowing in 1966. MMECT was

tested and shown to increase risks with limited gains. The practice is no longer endorsed
except in the very severely manic, psychotic, or stuporous patient where an immediate
effect is required.
The practice of giving 12 treatments in four to ﬁve days, even with
unilateral electrode placement, sounds like MMECT — a practice which is not generally
recommended. The APA Task Force of 1990 wafﬂed on these data and recommendations
because the members of the panel were aware that many practitioners were still using the
MMECT model. A better review of MMECT is to be found in Abrams' textbook.
I trust these remarks are helpful.

For other opinions, you may want to post a speciﬁc case example on the
intemet site of 'convulsive-therapy@psycom.net' and see what others answer.
Sincerely yours,
Max Fink, M.D.

�</text>
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                    <text>State University of New York at Stony Brook
School of Medicine — Department of Psychiatry
.

’oe|

I

Max Fink, M.D.
Professor of Psychiatry and Neurology
PO. Box 457
St. James, New York 11780

Voice: (am) 516 444-2990
(pm) 516 862-6651
Fax: 516 862-8604
E-mail: mfmk@sunysb.edu

.

March 11, 1997
Alan J. Gelenberg, MD.
Department of Psychiatry
University of Arizona HSC
Tucson AZ
85724
Dear Alan,
Your reminder of a failure to review manuscript 4406 “The use of
ﬂumazenil in the anxious and benzodiazepine-dependent ECT patient” sent me to my
desk and ﬁles. I have not received the manuscript.
my custom.

Please send it on and I will get a review within a few days of receipt, as is
My regards.

W

Sincerely yours,
Max Fink, M.D.

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                    <text>State University of New York at Stony'Brook
School of Medicine — Department of Psychiatry
Max Fink, M.D.
Professor of Psychiatry and Neurology
PO. Box 457
St. James, New York 11780

Faculty Committee on Honorary Degrees
Graduate School
SUNY at Stony Brook
Long Island, New York 11794

Voice: (am) 516 444-2990
(pm) 516 862-6651
Fax: 516 862-8604
E-mail: mﬁnk@epo.som.sunysb.edu

April 25, 1997

Dear Committee Members,
Dr. Dale Deutsch has nominated Dr. Raphael Mechoulam of the Faculty
of Medicine of the Hebrew University of Jerusalem for an Honorary Degree at this year’s
commencement. I endorse his nomination with enthusiasm. Recognition of Professor

Mechoulam’s extraordinary achievements in medicinal chemistry, especially in the most
difﬁcult chemistry of botanicals, is well deserved.

I ﬁrst met Dr. Mechoulam in 1970 when I was the Principal Investigator in
NIMH
contract on the study of the chronic and acute effects of inhaled cannabinoids in
an
human subjects, both in Athens, Greece and New York. We were asked to examine the
behavioral, psychologic, and electroencephalographic effects of different cannabinoids to
assess which were the most active in altering behavior and their dependence liability. It
was from Dr. Mechoulam that we received large sample amounts of various cannabinoids
derived from special samples of hashish provided by Dr. Costas Miras of Athens and
marijuana from US. government ofﬁces. Based on his cooperation, we were able to
demontrate the activity of A9 and A8 cannabinoids, and contrast these with other complex
compounds.

His recent identiﬁcation of a natural cannabinoid-active compound in the
brain has sustained a good part of the academic research into cannabis, at a time and
under conditions of national and international confusion about its risks.
Such an honor is well deserved and I am delighted to join Dale Deutsch in
this nomination.
Sincerely yours,

Mug/Lac
Max Fink, M.D.
Professor of Psychiatry
and Neurology

�</text>
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                    <text>April 13, 1997
Mrs. Katherine Graham
The Washington Post
1150 15th Street NW.
Washington DC 20071
Dear Mrs. Graham,
Reading the story of Mr. Philip Graham’s death in your Personal History
is a sad reminder that even the best educated in America do not get the best medical care.

The tragedy reﬂects the failure of the early recognition of manic depressive illness, the
failure to use available medications, and what is most egregious, the failure to use
electroshock. While much has been learned since, the beneﬁts of electroshock, including
its use against suicide, were clearly well known in the profession at the time of the
tragedy.
Why write now? Because your tragedy is still repeated in America. It is
one thing to have a fatal illness for which no remedy has been devised; it is another to
have an available remedy and not use it because of professional bias and incompetence,
encouraged by the bias of the press and the media.

Electroshock, as you hint [pg 329], is different today than what was
available a quarter century ago. But the negative attitudes to electroshock expressed by
your husband’s physicians are as prevalent today. The legislature of the State of Texas is
considering a bill to abolish the use of electroshock in the state; it already has regulations
that proscribe its use in persons under the age of 16. A starting point could well be the
enclosed memorandum from Texas.
The bias against the use of ECT is largely engrained among mental health
professionals and managed care companies where ECT is seen as a ‘last-resort’ therapy -—
to be used only after all other possible treatments have been tried and failed. Dependence
of oft-repeated ineffective trials encourage suicide and death.

�Mrs. Katherine Graham

Page 2

Perhaps you can turn the powerful searchlight of the Washington Post on
national
bias
and hostility against the use of an effective and safe treatment for severe
our
depressive illnesses. Sadly, few of the active psychiatrists at NIMH have experience with
electroshock. The only two names that come to mind are Dr. Richard Wyatt and Dr.
Matthew Rudorfer; the ﬁrst has an academic knowledge but little clinical experience; the
second a limited clinical experience. But they are knowledgeable.
Thank you for writing such an interesting story and for expressing so
clearly the tragic effects of professional bias against an effective intervention.
Sincerely yours,
Max Fink, M.D.

�</text>
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                    <text>March 11, 1997
Mr. Philip A. Pardee, Membership Coordinator
American Psychiatric Association
1400 K Street, NW.
Washington DC 20005
Dear Mr. Pardee,
I should like to endorse the application of Guillermo Jose Castrofor
Quintela
membership in the American Psychiatric Association. I met Dr. Castro
during my visits to Montevideo as a consultant and speaker at national meetings over the
past few years. He is an associate of Drs. Alexander Lyford-Pike and Gabriel Savi in their
teaching program and clinical practice. He participated in clinical case conferences and
expressed a good knowledge of clinical practice.
Dr. Castro has attended meetings of the APA and has attended courses
with his co-workers. In one ECT course when I was the instructor, Dr. Castro
participated actively in the program. He is an excellent candidate for Corresponding
Member and I recommend him without reservation.

Sincerely yours,

Max Fink, M.D., F.A.P.A.
Professor of Psychiatry &amp; Neurology

�</text>
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                    <text>Date: March 11, 1997

T0:

Dr. Athanasios P. Zis

FAX #

604.822.7922

Total Pages (including this sheet)

-5-

Dear Athanasios,
Sorry for the delay in answering your FAX but I have been on holiday.
A search of the ECT Database ﬁnds only a few studies of parkinson’s disease
and ECT. I attach the citations from the ﬁle.
I know of no studies in progress on PD and ECT. A few years ago I was told
that Dr. Melvin Yahr at the Mount Sinai Hospital in New York was managing such a
study but I have yet to hear or read an abstract. Richard Abrams had such a study in
progress in Chicago but the intake must have been slow because he retired and I have
heard nothing more of it.
Ray Faber at the VA in San Antonio, Texas told me of his program in ECT in
PD and that he was doing maintenance treatment. Ray was the one who explained our
cases of delirium and advised me to reduce the l-dopa doses. His review with Tn'mble is a
good He would be the one to call for possible experience.
I know of no PET studies published or in progress.
Sounds like you have a good problem in hand. Go

row
Max

From:
Max Fink, M.D.

FAX:

TEL:

516 862-8604
516 862-6651

P.O. Box 457
St. James, New York 11780
Alternate FAX: 516 444-7534
Alternate TEL: 516 444-2990

�</text>
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                    <text>February 6, 1997
Lee C. Miller, MD.
Northwood Ofﬁce Center, Suite 9
2201 Forest Hills Drive
Harrisburg PA 17112
Dear Dr. Miller,
You inquire about a 39-year old man with a ‘life-long’ depression who has
been sensitive to the side-effects of medications and is considered a treatment failure to
psychotherapy and medications. He began ECT on September 6, 1996, showing
improvement after 6-8 treatments ‘and then curiously the gains seemed to recede.’
Treatments continued and then ‘switched over to maintenance treatments.’ Treatments
have had to be given weekly, and any attempts at lengthening the interval between
treatments is followed ‘by a drop in mood’ [and presumably a request to continue].
The beneﬁts of ECT usually persist alter the course has ended. But
some patient’s beneﬁts are limited to a few days after each treatment and it was for such
patients that continuation therapy, either medication or ECT, has been recommended.
1.

How to explain it? The beneﬁts of ECT arise from our ability to stimulate
the hypothalamic-pituitary axis to liberate, in greater quantities over a persistent period,
of those hormones [labeled by me as ‘antidepressin’] which regulate mood. In some
patients, ECT ‘j ump-starts’ the process and further stimulation is not required. In others,
the change is transient and repeated stimulation is required. The best analogy is our
experience with insulin -- in some patients, diabetes can be controlled by diet; in others,
oral agents; and yet others, daily and mullti-daily dosing of insulin is necessary.
To get around it -- treat more intensively and hope to get the system
working again. At times, we have re-admitted patients to hospital and given a new course.
2. ‘Indeﬁnite’ courses of treatment are occasionally required. At UH we
have records of patients with 40, 140, and 180 treatments over periods as long as 10
years. In some, the period between treatments was lengthened by concurrent treatments -lithium and then lorazepam in one case, clozapine in another.

�Given these facts, I have no concern about continuation treatment. I
would, however, do the following.
a. Assess by careful inquiry to the family whether unprescribed
medications are being taken out of your ken. Speciﬁcally, alcohol, benzodiazepines, or
even barbiturates muck up a treatment series. I would surely enquire what is meant by ‘a
small dose ofXanax at bedtime ’. Self-restraint is not a feature in benzodiazepine use.

b. I would next entertain a series of treatment trials —- lithium at levels of
0.4-0.6 mEq/l; lorazepam at 0.5mg bid; and if well tolerated, lorazepam at 1mg tid.
c. Perhaps, an independent consultation as to diagnosis is warranted. If the
underlying pathology is that of a dysthymic disorder [a lifelong atypical depression] or an
Axis 11 character pathology, perhaps the best course is to forego ECT before any damage
is done. Prolonged courses of ECT are the basis for legal suits, the plaintiffs arguing that
the treatments incapacited their ability to survive and work in society and their claims for
damages achieve credibility with insurers and juries.

Your question is interesting. I will be out of the country until February 26.

If you want to discuss this ﬁn'ther, try me late afternoons at the numbers above.
Sincerely yours,
Max Fink, M.D.

�</text>
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                    <text>February 5, 1997
Henry Pechstein, MD.
145 Cathedral avenue
Hempstead, New York 11550-1125
Dear Henry,
What a lovely surprise! It was a pleasure to look through that Newsletter
of 1959 and to realize that it was almost 40 years ago. The names alone -- Lenzner, Nord,
Shapiro, Zuger, Bauer, Whittier, and the speakers Nate Klein and Harvey Tompkins-brought back images. I remember almost all of them. It was a much freer time in
psychiatry; our battles with the psychologists seem like the battles of Neanderthals today.
archives.

I am delighted that you are sending the old numbers to the Society

I am still teaching at Stony Brook. I have maintained an active research
interest, and seem to have made a name in keeping electroshock alive. My book in 1979
was useful; my student Richard Abrams took it over in 1988 and is now issuing his third
edition. Not to compete with him, I decided that a ‘popular’ book on electroshock was
needed and I have just signed a contract with Oxford University Press for a ‘trade’ [read=
popular] book which I hope to have done by June.

All in all, life has been good to me. I trust the same for you. My thanks for

thinking of me.

Sincerely yours,
Max Fink, M.D.

�</text>
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                    <text>Walter Sannita, M.D.
Institute for Neurophysiopathology
University Hospital San Martino
1 6 1 32
GENOA,
ITALY

February 4, 1997

Dear Walter,
Thanks for your recent notes. I worked on the IPEG Artiles of Association and enclose
my pencilled comments. I think that some members would be shocked to think that the residual
money -- even if there will not be any -- was committed to the German EEG Society. Better to
have the ofﬁcers decide what to do at the end. It is usual to give a party and spend all the money
when a society dissolves. Good times and good memories should be had by all.
As for Dr. Valducci, it is a tragedy. But, electroshock is a surgical procedure and even if
someone has given more than one-million treatments, the same care must be given to the one—
millionth-and-one. The patient’s death, as described, is the result of a doctor’s error. It happens,
but that does not excuse the physician. The family deserves recompense. The reason is simple —if there is a question about eating before ECT, the treatment is either passed over; or if the
treatment is compelled by the state of the patient, it can be given, provided that the patient is
intubated. [Hence, our insistence in the US. on an anesthesiologist for every treatment]
Tell Dr. Valducci we are sympathetic, but he seems to have erred.
I am off to Astralia for two weeks. It seems that they want an American ‘course’ in ECT

and Martha agreed to go with me.
My best regards to Titty.

Sincerely yours,
Max Fink, M.D.

�</text>
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                    <text>January 12, 1997
Dear Jack,
It was good to hear from you again; I also received a card from Sophie and
her family on holiday. All is well here. Martha has just returned from a short visit to our
two grandchildren in Phoenix. The are growing well and the reports were glowing. My
son, as a Department chairman, is in that phase of his life that he is dealing with ‘movers
and shakers’ -- deans, university presidents, and corporate executives. He likes the power.
At the same time, he is at a pinnacle of his research career, with much research money
and many students, and has to decide which effort -- the academic or the political -- to
follow. Martha reminds me that I was in the same phase when I was in Missouri as the
head of an institute. I am glad I chose the research.
On the topic of research, a few years ago I urged some leaders in ECT to
organize a study comparing the efﬁcacy of continuation ECT to that of continuation
medications [lithium and a tricyclic]. After three years of bargaining, the Government has
awarded grants to four hospitals in a collaborative effort. Unfortunately, the federal funds
are inadequate to do the study properly. In the past, universities were willing to support
the research effort, seeing such work as part of their academic responsibility. No longer.
The issue now is wholly -— how much money do you bring in as a clinician; how much
are we paying you; and if we cannot make a proﬁt, maybe it is time to go. So, I am in the
process of returning the money to NIMH.
The process has become ugly. The Dean has asked whether I am willing to
retire now. After all, he says, he can hire two psychiatrists for my salary. When I noted
that I have been accorded all sorts of honors as a teacher and as a leader in research, he
smiled and said that the school had paid me for such efforts in the past, but for me to ‘get
with it’ -- the times have changed. Martha and I have begun the necessary dialogue to
retire later this year, after I have completed my present assignments. These end in June
and after some months of terminal leave, I should be free.
My book ELECTROSHOCK is coming along nicely. I have written a
for
the laity. I have a good publisher [Oxford University Press]. All the main
description
chapters are written; I am busy with the end-notes and appendices. While it will not lead
many to this useful treatment, it will serve to answer some questions.

�As with my university, a similar immediate return seems to have affected
old
your
company. Earlier in the year, when mirtazepine [ORG 3770] was about to be
marketed, I reached the research director at Organon USA and suggested that we
undertake a clinical trial of mirtazepine in delusional depressed patients, with an eye to
deﬁning its efﬁcacy in hospitalized patients. I noted that the ﬁling data in the US. [which
he had sent me] was limited to out—patients. In return, he said that they were not at all
interested in testing mirtazepine in in—patients. [I do miss the days when it was possible to
talk directly to Organon’s leaders]
I replied that I ran a clinic of depressed patients and I offered to examine
mirtazepine in either our depressed patients after a course of ECT [was it as effective as a
tricyclic in continuation treatrnent?] or in those who were not so ill, and for whom we
could deﬁne the clinical efﬁcacy at the same time as its effects on adrenal functions.

Again, he wrote to say that they were not interested. Too bad. The competition for
attention in modern psychopharmacology is based wholly on hiring ‘names’ to give
‘talks’ about new drugs and to ‘testify’ as to their effects. Most of my peers are already
on the do g-leash for other compounds [of which there are about eight]. I fear that
mirtazepine will have no better fate than mianserin in this country.

Martha continues her supervision of student teachers; our daughter Rachel
in Massachusetts has adopted a lovely, bright, and intelligent Chinese girl whom we love.
And Linda has convinced her husband to take a position in Virginia -- they are building
their home on almost 200 acres of mountain-top nearby to her college.
I continue to give courses in ECT and lecture on my new-found interest,
the syndrome of catatonia. Martha and I are off to Melbourne in late February. That will
be our ﬁrst trip to Australia.
So, we move on from one phase to another. When I step down, it should
be possible to travel more freely. We will see. Meanwhile, Martha joins me in thanking
you for your kind note, and we wish you and your family continuing health in 1997.

�</text>
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                    <text>42.5.3.
gm
Standin- of tho
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to the neurologiml service of mi. Sinai
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�October h

, 195“

Interin Report
Dear Dr. Miller,

requested I wish to report that the following projects have been in progress this summer in this
department.
1. Effect of electroshock on memory func»
tion tests. Twenty-four patients are now fully studied;
the data is beingA collected; and a report is planned
for the 1955 A P meetings.
2. Effect of Lysergic Acid on perceptual
functions, including Rorschach; and on blood chemistry.
These experiments are now in progress and will be completed by the end of the year.
‘E3iy Under the terms of the U.S.P.H.S. grant
a continuing study of perceptual changes in insuli n,
and EST patients is now in planning.
a. A psychiatric rating scale, modified
after Malamud, is in use. As soon as it is standardized
in this population, it will be presented to the Research
Eonmittee.
£5. The Funkenstein test (Hecholyl) in EST
and insulin therapy is being checked in our pop—
As you

ulation.

Sincerely,
HF33RB

�Obtober

Projects in Progress

as.

1954

/

,2-\

Relation of mental changes to behavior f‘
1'
(1) Effect of organic mental syndrOme on results of EST.
(3) Changes in perception with I92.
\
(3) Can ACTH. cortisone alter brain function and thereby

(a)

l

;

i

results of

(b)

EC!

or ICT?

\

\

Psychophysical measurements of Psychiatric terms - an operational
approach to terms of diagnosis.

(1) Denial: Relation to improvement in electroshock

Relation of premorbid character to change in
behavior in electroshock.
(2) Ambivalence:

Is

it possible

to measure ambivalence by

psychophysicel menad and relate to the past history of

the patient in choice of neurosis?

Relation of chemical agents to psychoses. psychological.

(o)

biochemical and behavioral aspects.
(d)
9

Rating Scale'

�October 1?, 195b
Dear Dr. Rachlin,

requested I wish to report the following
projects have been i n progress this summer.
(1) Effect of electroshock on memory f unction,
FRO, Amytal tests and nerceptual tests. Twenty
four patients have been fully shielded. The
first revert on the relation between the
response to treatment and the occonotal test is being
submitted to the A E A. The observat ion support
As you

the thesis that there is

a

relation between t

development of an organ.

he

Mental syndrome and

improvement.

Effect of lysergiv acid on perce ptual
functions. Rorschack and blood chemistry. The
psychiatric and psychologic tests are being
prepared for presentetnion at the American
Psychopathological Association.
(3) Under the terms of the U.S.P.H.S. gr ant
a continuing study of perceptual changes in
insulin and EST patient a is now i n planning.
(3) A psychiatric re.ing scale, modified after
Halemud, is i n use. As soon as it is standardized
in this population, it will be presented to the
(2)

Research Committee.

(5)

The Punkenetein

test (neohom) in

EST

and
__

�nsulin the rapy
population.
1

18

being checked

Since rely,

1

n our

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                <text>&lt;a title="Fink, Max, 1923-" href="http://id.loc.gov/authorities/names/n79039548" target="_blank"&gt;Fink, Max, 1923-&lt;/a&gt;</text>
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                <text>&lt;a href="http://id.loc.gov/authorities/subjects/sh85113021"&gt;Research Files&lt;/a&gt; and Unpublished Works -- Hillside Hospital, Glen Oaks, NY, 1953-1965</text>
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                <text>&lt;a title="IN COPYRIGHT - EDUCATIONAL USE PERMITTED" href="http://rightsstatements.org/vocab/InC-EDU/1.0/" target="_blank"&gt;IN COPYRIGHT - EDUCATIONAL USE PERMITTED&lt;/a&gt;</text>
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��Dr. Fink

January 18, 1955

To:

All Department Heads

'Re:

Annual Report

Please prepare
Report

all

-

l95h

of your data for the 195h Annual

at the earliest possible date.

All tables and other information should be turned in

to Mrs. Bailey, Office Manager, on or before February 10.

uith your statistical data, Dr. Miller requests
that in addition to any tables or general statistics
which you will furnish, that you write a succinct out—
line of the'work of your department for the calendar
which
comments
in
appeared
the
to
similar
l9Sh,
year
Along

the last Annual Report for your department. Please
submit

all

data in three copies.

I think that will be
Report in.March of this

With everyone's cooperation,

able to publish the Annual

year.
a report of

I
vities of the hospital similar to the
would

like you to

Janua RY 19 meeting.

make

all

research'acti—

one given

Maurice Bachrach

Administrator.

Mled

at the

�(33L
Biochemical Research

Material assistance was offered the laboratories during 1954
in the form of enlarged quarters, and by the award of a two-year
grant from the National Institutes of Health. The program initiated
the previous year by Dr. Harry Goldenberg, Director of Laboratories,
was continued along the following lines:

Clinical

Methodoloww

It

has become abundantly clear that the clinical laboratory can
no longer cope with the special problems of mental disease using ther
standard chemical tests carried out in general hospitals. Consequently
increased attention has been directed towards providing the clinical
laboratory with procedures for testing adrenal and carbohydrate
metabolic function as well as for determining the course of drug
and shock therapy. Reference has previously been made to ketosteroid
and corticoid analyses. A new direct colorimetric test for hormone
conjugates is nearing completion. Rapid micromethods have alib been
perfected for two standard analyses, viz. blood phosphorus and
which have hitherto been subject to large experimental
phosphatase,
A
simple technique is also being investigated for following
errors.
the course of chlorpromazine excretion in urine.
Metabolism of Steroid Sulfate Conjugates
Impetus to our earlier studies on the metabolism of sulfuric
acid—bound steroid hormones has been furnished by an InStitute of
Health Grant which makes provision for much needed equipment and
simple
personnel. At the outset of the grant period a remarkably
method was discovered for the colorimetric assay of steroid sulfates,
based on the use of basic dyes. Further inquiry shows that, aside
from its use in enzyme research, the method offers great promise for
the assay of bound steroids in blood and urine as an index of
these
lines.
Studies
along
continuing
are
stress.
physiological
Mechanism of Action of Lysergic Acid Diethylamide

and
from
drawn
have
been
vitro
conclusions
inc preliminary
ig
which
induces
LSD
mode
25,
a
of
of
drug
action
on
the
vivo
studies
in
a—transient psychotic state:
(l) LSD 25 is a powerful inhibitor of human serum cholinesterase.
(2) Parallel with a definitive response by the individual receiving
LSD 25 there is a rise 11),..38rum alpha keto acids.
Hormone Assay with Enzyme Systems
There appears to be little doubt but that hormones are implicated
The
in
establishing
deterrent
prime
mental
aberrations.
and
emotional
in
of
for
of
assay
suitable
procedures
this relationship is the lack
.

�function. Were such procedures available it should be possible
to catalog mental illness on a chemical basis and suggest corrective
action as an adjunct to the psychiatric services.
Since the effect of hormones on various organs is mediated via
enzyme systems, an extended study has been undertaken into the
The
hormone
for
systems
isolated
enzyme
of‘using
assay.
possibilitywould
involve incubating the test fluid with the appropriate
procedure
enzyme system in a test tube, and then determining the degree to
which the enzymes are altered by the hormone in question by measuring
conditions
the release of a colored product. To determine the choice of makuxx
been necessary to
for carrying out these measurements it has The
on
two
mathematical
studies.
papers
out
detailed
first
carry
in
Several
manuScripts
are
more
been
have
published.
this'subject of
preparation.
various stages
hormone

Bibliography
Goldenberg, Harry
"Rectification of Nonlinear Beer's
690 (1954).
Goldenberg, Harry

Law

Plots”, Anal. Chem., gg,

"Rectification of Nonlinear Enzyme Activity Curves.
Arch. Ricchem. and Biophys., §§, 288 (1954).

I. Preliminary"

�.;

and
Research
of
the
of
Publications
Department
Psychology
;/

Research in the Department of Psychology was oriented around several themes including: Refinement of psychological tests, the persis—
tent problem of schizophrenia, and the effect of maturation and agang as

measured by objective

criteria.

Certain aspects of the Rorschach test were dealt with more objectively
by a series of papers by Dr. Gurvitz and Mr. Eichler and Mr. Feinberg.
These set up for the first time objective adult standards for evaluating
many Rorschach criteria which were not available previously. Further
data was made available to experimenters illustrating the normal process
of aging and maturation to further extend the cancept that if people grow
older there are decrements in intellectual functioning and personality
ingegration.
In two new papers to be presented at the Eastern Psychological Association meeting, further progress was made in diagnosing schizophrenia by
teens of psychological tests.
The past and current research in psychology at Hillside has continued
to attract attention both in terms of the acceptability of papers in both
scientific meetings and professional journals, and also in terms of the
many hundreds of requests for reprints sent in by psychiatrists, psychologists and social workers.
These papers and research projects have also served as a training
medium for psychological internes in the Department of Psychology and the
past year was noteworthy for the fact that each one of the psychological
internes or staff members presented at least once at a psychological convention or participated in some published research.project.

��RESEARCH

During the calendar year l9Sh two projects were

in process. their families pay for hospitalization

a) Study of rates which patients and
as correlated with time Spent in the hospital.

b) The adjustment of applicants referred by psychiatrists found unsuitable
for admission to Hillside Hospital during period 1951/1953.

This latter study is a series of studies which is being done to determine the
adjustments in the community and the use of community resources for applicants
who have applied for admission to Hillside HOSpital but were found unsuitable.
It is planned to continue this series during the year 1955.

In addition, the joint project with the Jewish Community Services of long
Island concerning the placement of discharged patients in private residence
continues.

W3

research project is being set up at the Altro'work Shop to which patients
discharged from Hillside Hespital go in order to learn work habits.
A

Publications:

)/
&lt;3'“&gt;(
'21”
,~
63‘”
7
s====r
;)

Vocational Adjustment for the Emotionally Disturbed
Authors: Roland Baxt, Abraham.Lurie, and Joseph .A. Miller,
.

-

M.D.

Presentations at conferences:
a)

[pulse Pinsky presented a paper at the National Conference of Jewish Communal Service in May, 1951;, called, "The Impact of Medical Crisis on the
Family".

b)

AL:hd

‘

Abraham Lurie Spoke at the National Conference of Social‘Wbrk in may, 195h,
"The Implications for Psychiatric Social‘work of Team‘work Relationship
Between Social'workers and Psychologists".

�MEMORANDUM FROM THE

CREATIVE THERAPY DEPARTMENT

WWW

1955

Study on the constructive and/or
destructive use of passive and active aggression as a differential test for determining

schizophrenic responses.
Data for this research project had
been gathered for the past three years. Their
sifting and clinical evaluation is planned in
the near future.
The test is carried out within the
C.T. program and consists of 16 specific proand
number of

jects

EZ/r

#290

a

sub-tests.

“a
707

Ernest Zierer

�Fsbmary 2, 1955

Memorandum

from: Dr.
To:

Subject:

Fink

M.

Bondsr,

M. D.

24.1).

Anmsl Report of Hillsids Hospitals

and
medical
services
with
other
Coordination md cooperation

with the psydxiatrio staff

past you. With
in.
slsotmoncsphalogmm,
for
the
of
laboratory
sstsblishnsnt
tho
crossed use of this facility and of the consultation faoilitin m
was

incrsssed during

the:

ands by members of the resident and attsndim staff.
the
answered
attending
by
19
consultations
ssrs
the
yes“:
hiring

neurology oer-vies, and

1:0

consultations in addition vsrs anmrsd by

the rssidaxt neurologist. In the slootrosnoophahgramio laboratory
111:8

this nun":- 75 constituted consultstion
taken
rsoords
wars
the
0!
records.
maindsr,
follow-up

”cords vars taken.

rsqnssts and

01'

in tho oourss of two invsstigations

-

one

in tho effects of electro-

shosk on brain function; and the second on the

relationship between

treatinsulin
the
of
and
the
rssults
can
function
brain
in
changes

mt.
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with
three
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for
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work—up and

troatmnt.

when
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nto
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hospital admission.
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such

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introduced to you in 1953

to evaluate organic

m

natal

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mail

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which was

mm richly used during the put year,

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.

�Fobmary 15', 1955

modem

Annual Report

of

Wt

of Neurology, 11111:“. Hospital

—

moperation with the psychiatric star! and other mdical gen-ion
by when of the neurology
was increased during the year.

63th

Fortyunino «nomination: by the attending neurologists, and

«agitation:

1:0

additionﬂ

were answered by the supervising neuropaychiatriut.

the eiootroenmphalographie laboratory

111:8

ream-ch

mm

m.

In

this

01'

lumber, 75 constim‘bod consultation requests and follow-up rewards.

Evaluation of the organic mantel syndrome provided the major
focus for ammlog‘io consultations. more were three patients with

mime

disorders

who

were controlled and followed in the

patients mm tranatemd to
work-up and treatment.

Hillsido in

1953 was

The

«3111116.

Four

guard hospitals for further nonmlogie
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mm widely used to evaluate organic mental and»

must.
{the

mmlogic service uni also

extended when rogue“; worn

man from the admissions clinic for consultation prior to hospital
admission.
such consultations were answer-ad during the your and

Sm

this service provided
boron admission.
Under

tom

an

opporhnity for a batter evaluation of patients

of a U.S.P.H.S. grant, the electroencephalographic

laboratory was swarmed for taohirboscopy, and a number of basic nouns.
physiological problems were smdiod.

f

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KEPITAI.

April 28, 1955

to,

Dr. Josoph S.A.Hillor,llodioal Dix-sates

M8

Dr. Kl! Pink

8i:

subJoot:
'

hospital,

Honth

Promos Ropu-t and Room-noun".

Atthsondstthofirstsixnouthsasbirootorotnosoomhatth
1 should

libs to dosoribo tho prosont stoto of our rosoaroh program,

thhnsfathoﬂuturo,anitonkowonoouasndationsforsrosm
asparagus.
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m

dotinitivo report of tho rosooroh aotivitioo of tho dspsrtnsnts of
tho hospital was prooontod to tho nsdioal Board on April It, 1955. by tho chairman
of tho Itososroh Omittoo.
A

tho prosont tins, tho staff assisting tho Dirootor inoludos two
it
psychologists and a part-tins sscrotary ( supportod by norm and

Dausn Foundation
grants); and o half-tins no toohnioian. Port-tins roooorch ootivitios aro
cox-riot! out in tho various sorvicod sports-onto. In tho Doportuont at Ioborotorios,
two toohnioians oro assisting Dr.Goldonborg, undo:- tho tons of a noon-oh
grant
of tho USPRS. Of tho psychiatric staff, two supss‘visim psyohiatrists and two
rosidonts aro ootivoly oncogod in part-tins rosoaroh. Of tho ottonding staff,
tour labors of tho Hodicol Board as in diroct collaboration with hospital
psrsonnol in spocitio projects.

is octivo in tho following projootst
a. Following on tho sumoay of tho 1951; proJoot on thorolotion of altsrod
brain mnotion to
following olootroohook thorapy, a oooond
projoot has boon undsrtoksn to asaosa tho chorootomlogioal and bioehonioal factors in impromnt.
b. An snluotion of sorposil so a thoropoutio ogont hao boon undortakon
as an intomopsrtaontal projsot, with tho sotivo oooporotion of tho
.diool dopu-tmnt, onporvisim psychiatrist and a rosidont psychiatrist.
has Dinotor

imam.

o.

dosslopuont of moan-so of abivolonoo, both as a chorootonologiosl
factor and a symptom of psychiatric choc-ponsation. “his study is in
conjunction with a lambs: of tho Hodiool Board.

d.

and taoMstoooopio
”physiological
of tho new, is now noaring oonplotian.
Dnﬁont

Tho

'l'ho

laboratory, built with funds

Tho

hm m'ass stimlata's,
nocosoary for tachis-

mt.
mublod.

oscilloooops, and roloy and lons
tosoopy havo boon dolivorsd, on?! are being
boon outlinoo and will begin by slid-Mu.

Projects hovs

�4-2Bimltonoomly with thou motto, I havo boon participant in a
nunbor of tho dopartnontol projocto at the hoopitalp oooporatod with tho ﬁbcultun Study Omittoo in tho dmlop-ont of its protocol; and havo mlnatod
throo protocola which uoro oubnittod to tho Roaoaroh Conittoo from outoido
loot-coo, and out. opooifio roommdationa on oooh.

now
mum

problou of mohiatry involvo all aopooto of tho moo, oonroo,
for thoo'pocitio tonic
tron-int and provontion of tho Nor poyohoooo.
an! innmatory poychoooo, nothing is known of tho otioloy of ochioophronia,
involutional paycheck or antic-domain illnooo. Itch duoription of tho
oouroo of thooo illnooooo io availablo, but thio haa boon of littlo bola": in
troatnont or promotion moot in ioolatod inotonooo. mutant io omit-idol;
and

W

at boot, poi-ital".

'

"

control roam for hospitalisation in loot pationto in tho dmlomontvo! owning tonsion and anxiow, and pmhotio thoughto. lutorporoonal
rolaticnohipo havo boom diotortod, culmination blurrod, and otfootivo activity
oo to throotod oolf-prooorvation. rho vat-1m porchiotric thorapioo
oo
availablo today attack difforont aopoota of thooo problouo. A prion-y goal io
tho doovoaoo in tonoion and musty, and tho ovum-o of mohotio idoation. hob
offal-t in «pound ot chaining intorporoonalxolatimohipo and oodoo of omnioation; and nontual ”education and oupport d tho pationt in dirootim his
ootivitioo along «room ohannolo that lood to
on! meiot- prooorvotim.
Tho

m1

alto

0'thMom.

“ti-toot“: intho njority or
ma‘ont nothoda
portion.- in at loaot town-11y atomim tho poyohotio
rollovine tonnion
and indnoim a roturn to non offoctivo
In this prooooo, tho following nothodo are pennant at tho hoopitoln
Ont

1.

W.
By

2.

By

3.

By

hoopitolilation,

thoe pationt
'

is ”poo-om

pm,

and ioolatod

'

tron bio

»

.diootion,

barbitnratoo, oorpooil, and chlorpronaoino,
and by olootz-oohook and ubnlatory insulin trootnonto, ton-ion and
anxioty
are roduood.
dmg

W

oo

olootroohock, olootz-onaroooio and inmlin cola thorapy pontwtio
idoation in omod by altoring brain function.

It. By group and social

aotivitioa, om group thong, in a poniooivo
onvironoont, bottor communication io footorod.

5.

individual poyohothorapy intorporoonal rolationahipo oro tootorod
alom nan-tic line.

6.

onvironnmtal “Isolation, sob ”causation, and oooial oorvioo
bolp, offootivo mnotioning is

By

By

Onrnaoaroh

prom

W.

io dovotod to ltudyingthooo

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moo.

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�HILLSIDE HOSPITAL

Glen Oaks,

New

York

April 28, 1955
Tb:

Dr. Joseph S.A. Miller, Medical Director

From:

Dr.

Max

Fink

Six Month Progress Report and Recommendations.

Subject:

At the end of the

first six

months as Director of Research

at the

hospital, I should like to describe the present state of our research program,
our plans for the future, and to make specific recommendations for a research

department.

I: Present
'A

Proggam

definitive report of the research activities of the departments of

the hospital was presented to the Medical Board on April h, 1955, by the chairman
of the Research Committee.
At the present time, the staff assisting the Director includes two
psychologists and a part-time secretary (supported by USPHS and Dazian Foundation
grants); and a half~time EEG technician. Part-time research activities are
carried out in the various service departments. In the Department of Laboratories,
two technicians are assisting Dr. Goldenberg, under the terms of a research grant
of the USPHS. Of the psychiatric staff, two supervising psychiatrists and two
residents are actively engaged in part-time research. Of the attending staff,
four members of the medical Board are in direct collaboration with hospital

personnel in Specific projects.
The

Director is active in the following projects:

a. Following on the summary of the l95h project on the relation of altered
brain function to improvement following electroshock therapy, a second
project has been undertaken to assess the characterological and biochemical factors in improvement.

evaluation of serpasil as a therapeutic agent has been undertaken
as an interdepartmental project, with the active cooperation of the
medical department, supervising psychiatrist and a resident psychiatrist.

b.

An

c.

development of measures of ambivalence, both as a characterological
factor and a symptom of psychiatric decompensation. This study is in
conjunction with a member of the Medical Board.

d.

neurophysiological and-tachistoscopic laboratory, built with funds
of the USPHS, is now nearing completion. The two Grass stimulators,
DuMont oscilloscope, and relay and lens systems necessary for tachistoscopy have been delivered, and are being assembled. Projects have
been outlined and will begin by mid-May.

The

The

v'

/

�-2...
Simultaneously with these efforts, I have been a participant in a
number of the departmental projects at the hospital; cooperated with the Subculture Study Committee in the development of its protocol; and have evaluated
three protocols which were submitted to the Research Committee from outside
sources, and made specific recommendations on each.

II.

Future Programs

Present problems of psychiatry involve all aspects of the cause, course,
treatment and prevention of the major psychoses. Except for the specific toxic
and inflammatory psychoses, nothing is known of the etiology of schizophrenia,
involutional psychosis or manic-depressive illness. Much description of the
course of these illnesses is available, but this has been of little help in
treatment or prevention except in isolated instances. Treatment is empirical,
and

at best, primitive.

central reason for hospitalization in most patients is the devel~
opment of overwhelming tension and anxiety, and psychotic thoughts. Interpersonal
relationships have become distorted, communication blurred, and effective activity
so minimal as to threaten self-preservation. The various psychiatric therapies
available today attack different aspects of these problems. A primary goal is
the decrease in tension and anxiety, and the erasure of psychotic ideation. Much
effort is expended at clarifying interpersonal relationships and modes of communication; and eventual reeducation and support of the patient in directing his
activities along effective channels that lead to self- and social- preservation.
The

present methods are apparently satisfactory in the majority of
patients in at least temporarily stemming the psychotic process, relieving tension
and inducing a return to more effective functioning. In this process, the following methods are prominent at the hospital:
Our

1.

By

hospitalization, the patient is separated

environment.

and

isolated from his

2. By drug medication, as barbiturates, serpasil, and chlorpromaline,
and by electroshock and ambulatory insulin treatments, tension and
anxiety symptoms are reduced.
3. By electroshock, electronarcosis and insulin coma therapy psychotic
ideation is erased by altering brain function.

b.

By group and

5.

By

social activities,

environment, better

and group therapy
communication is fostered.

in a permissive

individual psychotherapy interpersonal relationships are fostered

along

realistic lines.

6. By environmental manipulation, job reeducation, and

help, effective functioning is strengthened.
Our

social service

research program is devoted to studying these processes.

A. To Understand

the'ﬂay Therapy'Horks:

disciplines are constructively applied at the hospital,
the effectiveness of any has not been sufficiently assessed, nor has the mode
While these

�.3mode
of
of
the
lhe
study
evaluated.r
present
been
adequately
of operation
has
Electroshock
of
our
interest.
example
an
electroshock
of
is
operation
By
assessing
in
many
from
patients.
depression
psychotic
resulted in improvement

be
works
will
electroshock
the various possibilities it
understood. If this is accomplished, then some ideas about the mental and
The understanding of
become
clear.
may
in
depression
physiological processes
A plan for a
of
service.
research
the
electroshock treatment is the first goal
similar study of insulin coma therapy is now in preparation; and others at the
environment
as a therapeutic
of
the
hospital
a
study
planning
hospital are

is

hoped

that the

way

mechanism.
B.

Relationship of Character Structure to Diagnosis:

child—
of
the
the
demonstrate
importance
to
devoted
been
study has
hood environment in the development of character, behaviour patterns under stress
conditions and the neuroses. Other investigators are actively involved in assess—
of
adult
in
the
variety
result
that
childhood
relationships
the
in
the
factors
ing
behaviour patterns. It is not possible to carry out such studies at Hillside,
but the important relationship between character and the type of mental illness
of
behavioural
to
of
the
character
patterns
the
relation
the patient shows;
change which we call 'improvement'; and the aspects of character that resist
treatment methods can be assessed. A prototype of such studies is now in progresselectroshock
in
therapy.
improvement
to
basic
of
character
the
in
aspects
much

C.

Biochemical and Physiological Factors in Mental

Illness:

ill

for long periods, appear to take on a stereoPersons who have been
and
chemistry
in
their
reflected
which
is ultimately
typed behaviour pattern,
by
neurologic,
'non—reactor'
and
patterns
such
of
'reactor'
Study
physiology.
the
failures
in
assessing
methods
important
and
are
drug
biochemical
physiologic,
and
physical
illness
between
psychiatric
the
relations
of present therapies;
Such
and
a
improvement.
between
therapies
'organic'
and
the relation
illness;
to
drugs
EST
and
reaction
where
second
project,
the
in
incorporated
study is
and
of
long
short
terms
in
be
assessed
will
electroencephalogram
changes in the
term improvement rates.
(Follow—up):
Results
Treatment
of
D. Continuing Evaluations
suffer
treatment
of
generally
of
present
the
results
studies
Follow-up
of
the
evaluation
done
an
without
are
only;
one
therapy
because they assess
control
to
standard
and
compared
not
are
improvement;
for
subject‘s potentialities
followcontinuing
a
be
to
organize
possible
With
may
active support, it
groups.
evaluated
on
admission;
assessed
are
the
in
hospital
which
patients
up program, in
followed
a
and
over
then
methods
at
discharge;
and
psychiatric
by psychologic
number of years with an evaluation as to sustained change and reasons for failure.
much
would
have
at
discharge,
the
to
predictions
Such an evaluation, if compared
base—line
for
and
a
provide
of
choice
therapies,
present
merit in assessing the
the evaluation of any future therapeutic methods.

III.

Recommendation

of
problems
the
methods
in
attacking
of
suggested
In this outline
the
treatment
best;
as
one
made
to
specific
specify
no
effort
have
I
psychiatry,
is
that
fragmentary
so
it
knowledge
is
Present
the
specific.
or one etiology as
of
psychoses.
the
major
to
the
eticlogy
make
as
only
a
to
poor guess
possible
A multidisciplinary approach with full freedom to follow many leads is the best
of
a
establishment
recommend
the
would
For
I
be
this
offered.
reason,
that can

�-

u

-

Research Service, with full-time personnel devoted to such studies. I would
suggest that such a service have "research" as its function; that it be independent of the service departments of the hospital; and that it have a basic
budget which would assure continuation regardless of the availability of outside
research funds.
A.

The

Research Service should have the following organization:

1. Director of Research -- Responsible to the Medical Director.
2. Research Associates in Psychiatry and Psychology.
3. Research Assistants:

a.
b.
c.
d.

Psychology
Neurophysiology

Psychiatry
Social Service

h. Secretarial and clinical personnel.
5. Technicians.
B.

Annual Budget recommendations

for the Research Service:

1. Director
2. Associate in Psychiatry
"
in Psychology
b. Assistant in Psychiatry
"
5.
in Psychology
“
6.
in Neurophysiology
"
7.
in Social Service

8. Secretary
9. Technician
n
10.

-

Lab
EEG

(1/2 time)

$20,000
12,000
8,000
6,000
5,200
5,200
h,000
2,760
h,000
1,300

Equipment: As warranted
Consumable Supplies

Travel

Overhead:

As

decided by Administrator.

- $25,000.
- 20,000.
- 10,000.
- 10,000.
—

-

-

8,h00.
10,000.
6,000.
3,300.
6,000.
1,800.
2,h00.
1,000.

available as a continuing commitment to
the Medical Director for long range planning of the Research Service.
These funds should be made

For the budget year 1955-1956. I should like to make the specific
recommendation that the following are the minimum requirements:

1.
2.
3.
h.
5.

Director

Research Assistant
"

"

Secretary

Consumable Supplies

6. Travel
7. Overhead
8.

EEG

- Psychiatry

- Psychology
&amp;

Equipment

Technician (in Operating budget)

$15,000.
7,500.
7,200.
3,000.
2,h00.
1,0000

-

$36,100.
1,600.
$37,700.

�0. Space:
Problems of space at the hospital are acute, and will provide an increasing measure of difficulty as the service is developed. It is suggested
that in the next capital outlay by the hospital for construction, some allowances
be made.
for the Research Service
‘

D.

Relation with Other Departments:

activities of the Research Service are to be those designated by
the Director. Interdepartmental projects will be carried out by the Research
Service, or in those instances where approval of the Research Committee is obtained, by the departments involved. Supervision of such interdepartmental
projects will lie with the Research Director.
The

Interdepartmental projects are to be fostered by the Director. Prior
approval by the Research Committee and the Medical Director is required. Such
projects as are consistent with the service functions of the departments involved
W111 be fostered. Presentations and reports are to be approved by the Research
Committee prior to publication.
E.

Job Description:

1. Director of Research:

objectives of the Director of Research will be to: (l) Organize
and maintain an active program of research and a Research Service; (2) Promote,
supervise and integrate research activities at the Hospital; (3) Educate hospital
personnel in research methods and progress; and (h) Administer research funds.
The

The

director of research will:

a. Organize a central project or series of projects appropriate to the
unique character of the Hospital and integrate this into the activities
(therapeutic) of the Hospital. Progress reports will be submitted to the Medical
Director and to each meeting of the Research Committee of the Medical Board; and
such data as is approved for presentation will be submitted by the Director or
his delegate at the appropriate scientific society.

all

staff to plan and carry out individual
research projects. Third year residents in psychiatry are to be specifically
encouraged to undertake research projects under his direct supervision, or that
of an attending psychiatrist. For these residents, and any other professional
members of the staff, the director of research is to assist in the planning of
b. Encourage

members

of the

the project; in its integration into the hospital program; and in
both technically and financially.

its

support

0. Carry on such educational activities as the supervision of third year
residents in research; monthly seminars in research problems and progress; and
periodical reports of important psychiatric meetings. The director will maintain
a calendar of meetings and lectures; stimulate attendance thereto; and foster the
He
such
of
is also to invite such
meetings.
at
Hospital
activities
presentation
guest lecturers and seminar leaders as are available.

d. Administer all research funds with the approval of the Medical Director.
This includes the stimulation of fund sources; the application for funds; and their

allocation to hospital projects.

�2. Research Associate:

Director in all projects at the hospital; to
assume responsibility for specified projects; and to carry on such independent
investigations as his training and experience dictate.
Tb

work with the

Associate in Psychiatry is to be a qualified diplomats in
psychiatry, with extensive experience both in psychoanalytic psychiatry and in
descriptive psychiatry. By training or experience, the associate should have
teaching qualifications; and some training in research methods.
A. Such an

assume responsibility for that portion of the functions of
the service assigned to him by the director; assume responsibility in the director's
absence; attend conferences, meetings and assume teaching functions as recommended
by the director.
He

range

—

will

Salary to be determined by qualification and experience. Probable
$12,000 to 20,000.

B. Such an Associate in Psychology is to be a qualified psychologist
with at least 10 years experience. Psychoanalytic experience is preferable.
The equivalent in academic standing of Associate Professor is the guide line.

research associate in psychology is to assume responsibility
for those functions of the Research Service assigned to him by the director.
An evaluation of testing methods. statistical evaluation of results. and a
of
the research
of
of
aspects
contr0l
the.functioning
procedure
in
all
rigorous
service are his responsibility.
The research associate in psychology may be chosen from the research
assistants. Salary range - $8,000 to 10,000.
The

will: organize and supervise projects
in the department; supervise projects of the resident psychiatric staff; assist
such department heads as request aid in organizing departmental projects; advise
the director of new research possibilities; attend conferences, write reports and
papers, and carry on such administrative activities as the Director may require.
Both Research Associates

Board

at

Appointments to Research Associate are to be made by the Medical
the recommendation of the Medical Director and the Director of Research.

3. Research Assistants:

assist the director in his research activities and carry on
the work of the department. Each assistant is to be responsible to the director,
and will carry on such tests, procedures, write such reports, and present those
To

papers designated by the Director. Assistants are to be qualified by training
and experience for the specified jobs named. They are to be appointed by the
Medical Director at the nomination of the Director of Research.

a. Assistant in Psychiatry: For such psychiatristswho have had three
or more years of formal psychiatric training but not yet certified, the opportunity to work for one or more years on a Research Service may provide the
stimulation for continuation in research and also provide the director with the
assistance of personnel intermediate in experience between the resident and the
associate. The assistant in psychiatry can assume responsibility for the selection

�-7of the patients for the various projects; evaluate changes in behaviour with
treatment; assess the importance of intrapsychic and environmental factors in
the present behaviour of the patient. the assistant.vill assume responsibility
for those aspects of the problems under investigation as are within his scope,
and assigned by the director. He will write such reports, papers and make such
presentations as the director may suggest. He will make such tests, learn such
technics and work with those members of the research service or the service departments of the hospital as his projects permit.
Salary is dependent on experience. Probable range $6,000 to 1C,000.
b. Assistant in Psychology: Graduate in psychology with a minimum
of doctorate. Preferable experience in research methods and publication experience
with some specialization in laboratory methods. Equivalent academic status of
assistant professor. The assistant in psychology is to carry on such psychologic
and laboratory tests, and make such statistical and methodological evaluations
as the projects of the service require; and to make such reports and presentations
as the director may suggest. He is to direct the laboratory technicians, organize
their work and assume responsibility for the maintenance of all testing equipment
and materials. In the design of projects, he is to assume responsibility for the
application of the best methods and design commensurate with the goals of the

project.

Salary range

~

$5,200 to 8,h00.

c. Assistant in Neurophysiology: M.D. or Ph.D., with a minimum of
three years experience in electroencephalography or neurophysiology. To supervise
and coordinate all neurophysiological studies, now being organized; develop and
build electrophysiological equipment; assume responsibility fer such animal studies
as are organized; cooperate with the psychologist in coordinated neuropsychological
investigations; and supervise technicians in electrical methods.
This position can be filled only if the laboratory is expanded to
include more basic studies. Personnel can then be recruited from medical school
training centers. Salary range - $5,200 to 10,000.

d. Assistant ~ Social Service: B.S. (Soc. Work) with minimum of five
years experience in field or administrative work. Emphasis on interviewing
technics and assessing family relationships. Personal analysis recommended.
If previous research experience with psychiatrists or psychiatric clinics is
noted, it should be heavily weighted.

Assistant is to assume responsibility for interviewing relatives
of patients and develop technics of assessing premorbid characteristics based
on history and interview; to obtain histories from relatives and patient relevant
to the early years of development; to cooperate with the psychologist in assessing
the personality of the subjects; and to coordinate research testing in the various
projects. Patients seen during their hospitalization in any of the research
service projects are to be seen by the social worker prior to discharge, and eVery
effort at follow up contact made. For all follOWbup testing and evaluation, the
assistant will make the necessary contacts and arrangements for the director.
The social worker assigned to the research service will, if time is available,
cooperate with the Director of Social Service in those interdepartmental projects
which he may have organized with the approval of the director of research.
Assistant is to be selected by the Director of Social Service.
Salary range proportionate to experience in research. Range - $h,000 to 6,000.

�e. Technicians:
EEG -~ High
l.
fundamentals

school graduate, although two years college preferred.
To learn the
of electroencephalography; make the necessary measurements and place electrodes; obtain artefact free records; maintain card files;
type reports; keep records in systematic way; and maintain equipment. Technician
is to be responsible to the assistant in neurophysiology or the director.

Salary

-- if

untrained,

$52,600;

if trained,

$33,060

to 353,600.

2. Lab. Technicianp-Neurophysiology. College graduate, preferably
with some engineering or physics experience. To assist the assistant in neurophysiology and/or the assistant in psychology, in the development and maintenance
of electrical equipment; to assist in the handling of animals; to cooperate in
the experimental procedures; to build, adjust and design special equipment.

Salary range dependent on training-- Rangeﬁ .000 to 6,000.
IV.

Summary:

Research Director is actively involved in a number of studies of
the mechanism of treatment. To maintain a continuing function and make long term
planning feasible, it is recommended that a Research Service be established; that
be an integral part of hospital organization with a continuing annual budget.
it
A proposed organization is included in this report, with a projected annual budget
of $60,000 ~ $70,000; and with a minimum budget 1955-56 of $36,100.
The

This report approved by the Research Committee April 27, 1955.

Respectfully submitted,
Max

Fink,

MoDo

Director of Research

�HILLSIDE HOSPITAL

Glen Oaks,

New

York

April 28, 1955
Th:

Dr. Joseph S.A. Miller, Medical Director

From:

Dr.

Max

subject: Six

Fink

Month

Progress Report and Recommendations.

first

six months as Director of Research at the
hospital, I should like to describe the present state of our research program,
our plans for the future, and to make specific recommendations for a research
At the end of the

department.

I: Present
A

Program

definitive report of the research activities of the departments of

the hospital was presented to the Medical Board on April 5, 1955, by the chairman
of the Research Committee.
At the present time, the staff assisting the Director includes two
psychologists and a part-time secretary (supported by USPHS and Dazian Foundation
grants); and a half-time EEG technician. Part-time research activities are

carried out in the various service departments. In the Department of Laboratories,
two technicians are assisting Dr. Goldenberg, under the terms of a research grant
of the USPHS. Of the psychiatric staff, two supervising psychiatrists and two
residents are actively engaged in part—time research. Of the attending staff,
four members of the l"ledical Board are in direct collaboration with hospital
personnel in specific projects.
The

Director is active in the following projects:

a. Following on the summary of the l9Sh project on the relation of altered
brain function to improvement following electroshock therapy, a second
project has been undertaken to assess the characterological and biochemical factors in improvement.

b.

evaluation of serpasil as a therapeutic agent has been undertaken
as an interdepartmental project, with the active cooperation of the
medical department, supervising psychiatrist and a resident psychiatrist.

c.

development of measures of ambivalence, both as a characterological
factor and a symptom of psychiatric decompensation. This study is in
Dmedical
member
of
the
with
Board.
a
conjunction

d.

neurophysiological and tachistoscopic laboratory, built with funds
of the USPHS, is now nearing completion. The two Grass stimulators,
DuMont oscilloscope, and relay and lens systems necessary for tachistoscopy have been delivered, and are being assembled. Projects have
been outlined and will begin by mid-May.

An

The

The

�-2...
Simultaneously with these efforts, I have been a participant in a
number of the departmental projects at the hospital; cooperated with the Subculture Study Committee in the development of its protocol; and have evaluated
three protocols which were submitted to the Research Committee from outside
sources, and made specific recommendations on each.

II.

Future Programs

Present problems of psychiatry involve all aspects of the cause, course,
treatment and prevention of the major psychoses. Except for the specific toxic
and inflammatory psychoses, nothing is known of the etiology of schizophrenia,
involutional psychosis or manic-depressive illness. Much description of the
course of these illnesses is available, but this has been of little help in
treatment or prevention except in isolated instances. Treatment is empirical,
and at best, primitive.
The

central reason for hospitalization in most patients is the devel-

opment of overwhelming tension and anxiety, and psychotic thoughts. Interpersonal
relationships have become distorted, communication blurred, and effective activity
so minimal as to threaten self-preservation. The various psychiatric therapies

available today attack different aspects of these problems. A primary goal is
the decrease in tension and anxiety, and the erasure of psychotic ideation. Much
effort is expended at clarifying interpersonal relationships and modes of commun—
ication; and eventual reeducation and support of the patient in directing his
activities along effective channels that lead to self- and social- preservation.

present methods are apparently satisfactory in the majority of
patients in at least temporarily stemming the psychotic process, relieving tension
and inducing a return to more effective functioning. In this process, the following methods are prominent at the hospital:
Our

1.

By

hOSpitalization, the patient is separated and isolated from his

environment.

2. By drug medication, as barbiturates, serpasil, and chlorpromaaine,
and by electroshock and ambulatory insulin treatments, tension and
anxiety symptoms are reduced.
'

3. By electroshock, electronarcosis and insulin coma therapy psychotic
ideation is erased by altering brain function.
'

b. By group and social activities, and group therapy in a permissive
environment, better communication is fostered.
5.

By

individual psychotherapy interpersonal relationships are fostered

along

realistic lines.

6. By environmental manipulation, job reeducation, and social service

help, effective functioning is strengthened.
Our

A. To

research program is devoted to studying these processes.

Understand the Hay Therapy Vorks:

disciplines are constructively applied at the hospital,
the effectiveness of any has not been sufficiently assessed; nor has the mode
While these

�.3mode
of
of
The
the
study
evaluated.
present
been
adequately
of operation
has
Electroshock
of
interest.
our
example
an
electroshock
of
is
operation

By
assessing
in
many
from
patients.
depression
psychotic
improvement
resulted in
be
works
will
electroshock
the
way
that
hoped
is
the various possibilities
and
mental
about
the
ideas
some
then
accomplished,
understood. If this is

it

The
of
become
understanding
clear.
may
in
depression
physiological processes
A plan for a
of
service.
the
research
electroshock treatment is the first goal
similar study of insulin coma therapy is now in preparation; and others at the
environment
as a therapeutic
of
the
hospital
study
a
planning
hospital are

mechanism.
B.

Relationship of Character Structure to Diagnosis:

study has been devoted to demonstrate the importance of the childhood environment in the development of character, behaviour patterns under stress
involved
in
assessOther
actively
are
and
investigators
the
neuroses.
conditions
of
adult
the
in
variety
result
that
childhood
relationships
the
in
factors
the
ing
behaviour patterns. It is not pOSSible to carry out such studies at Hillside,
mental
of
illness
and
the
between
type
character
the
but
important relationship
of
behavioural
to
of
the
patterns
character
the
relation
shows;
the patient
of
character that resist
and
the
aspects
'improvement‘;
we
which
call
change
A
be
prototype of such studies is now in progressmethods
assessed.
can
treatment
electroshock
therapy.
in
improvement
to
basic
of
character
the
in
aspects
Much

C.

Biochemical and Physiological Factors in Mental

Illness:

ill

for long periods, appear to take on a stereoPersons who have been
and
chemistry
in
their
reflected
which
is ultimately
typed behaviour pattern,
by
'non—reactor‘
neurologic,
and
patterns
of
such
'reactor'
Study
physiology.
the
failures
in
assessing
methods
important
and
are
drug
biochemical
physiologic,
and
physical
illness
between
psychiatric
the
relations
of present therapies;
Such
a
and
improvement.
between
therapies
'organic'
and
the relation
illness;
and
to
drugs
EST
reaction
where
second
project,
study is incorporated in the
and
of
long
short
terms
in
be
assessed
will
electroencephalogram
the
changes in
term improvement rates.
D. Continuing Evaluations of Treatment Results (Follow~up):
suffer
treatment
generally
of
of
present
the
results
studies
Follow-up
of
the
evaluation
done
an
without
because they assess one therapy only; are
control
standard
to
compared
and
not
are
improvement;
subject's potentialities for
followa
continuing
be
to
organize
possible
may
With
active support, it
groups.
evaluated
on
admission;
assessed
the
are
in
which
hospital
patients
up program, in
followed
a
and
over
then
methods
at
discharge;
and
psychiatric
by psychologic
number of years with an evaluation as to sustained change and reasons for failure.
much
would
have
at
discharge,
Such an evaluation, if compared to the predictions
for
base-line
and
a
provide
of
therapies,
choice
present
merit in assessing the
the evaluation of any future therapeutic methods.

III.

Recommendation

of
problems
the
methods
in
attacking
of
suggested
In this outline
the
treatment
best;
as
one
made
to
specific
specify
no
effort
have
I
psychiatry,
is
that
fragmentary
so
it
knowledge
is
Present
the
specific.
or one etiology as
of
the
psychoses.
major
to
the
etiology
make
as
only
a
to
guess
poor
possible
A multidisciplinary approach with full freedom to follow many leads is the best
of
a
establishment
recommend
the
would
For
I
this reason,
that can be offered.

�-

h

-

Research Service, with full-time personnel devoted to such studies. I would
be indesuggest that such a service have "research" as its function; that
have a basic
pendent of the service departments of the hospital; and that
budget which would assure continuation regardless of the availability of outside

it

it

research funds.
A.

The

Research Service should have the following organization:

1. Director of Research -- Responsible to the Medical Director.
2. Research Associates in Psychiatry and Psychology.
3. Research Assistants:

a. Psychology

b. Neurophysiology
c. Psychiatry
d. Social Service

h. Secretarial and clinical personnel.
5. Technicians.
B.

Annual Budget recommendations

for the Research Service:

1. Director
2. Associate in Psychiatry
"
3.
in Psychology
b. Assistant in Psychiatry
"
5.
in Psychology
"
6.
in Neurophysiology
"
7.
in Social Service
8. Secretary

9. Technician
"
10.

—

Lab
EEG

$20,000 - $25,000.
12,000 - 20,000.
8,000 - 10,000.
6,000 - 10,000.
5,200 - 8,h00.
5,200 - 10,000.
h,000 - 6,000.
2,760 - 3,300.
h,000 - 6,000.
1,300 - 1,800.

(1/2 time)

warranted
Consumable Supplies
Travel
Overhead: As decided by Administrator.

Equipment:

As

2,h00.
1,000.

available as a continuing commitment to
the Medical Director for long range planning of the Research Service.
For the budget year 1955-1956. I should like to make the specific
These funds should be made

recommendation

1.
2.
3.
h.
5.
6.

that the following are the

Director

Research Assistant
"

"

Secretary

Consumable Supplies

Travel

minimum

- Psychiatry

Psychology

~

&amp;

Equipment

7. Overhead
8.

EEG

Technician (in Operating budget)

requirements:

$15,000.
7,500.
7,200.
3,000.
2,h00.
1,000.

-

$36,100.
1,600.
$37,700.

�C.

Space:

Problems of space at the hospital are acute, and will provide an increasing measure of difficulty as the service is developed. It is suggested
that in the next capital outlay by the hospital for construction, some allowances
be made.
for the Research Service
'

D.

Relation with Other Departments:

activities of the Research Service are to be those designated by
the Director. Interdepartmental projects will be carried out by the Research
Service, or in those instances where approval of the Research Committee is obtained, by the departments involved. Supervision of such interdepartmental
projects will lie with the Research Director.
The

Interdepartmental projects are to be fostered by the Director. Prior
approval by the Research Committee and the Medical Director is required. Such
projects as are consistent with the service functions of the departments involved
will be fostered. Presentations and reports are to be approved by the Research
Committee prior to publication.
E.

Job Description:

1. Director of Research:

objectives of the Director of Research will be to: (l) Organize
and maintain an active program of research and a Research Service; (2) Promote,
supervise and integrate research activities at the Hospital; (3) Educate hospital
personnel in research methods and progress; and (h) Administer research funds.
The

The

director of research will:

a. Organize a central project or series of projects appropriate to the
unique character of the Hospital and integrate this into the activities
(therapeutic) of the Hospital. Progress reports will be submitted to the Medical
Director and to each meeting of the Research Committee of the Medical Board; and
such data as is approved for presentation will be submitted by the Director or
his delegate at the appropriate scientific society.

staff to plan and carry out individual
research projects. Third year residents in psychiatry are to be specifically
encouraged to undertake research projects under his direct supervision, or that
of an attending psychiatrist. For these residents, and any other professional
members of the staff, the director of research is to assist in the planning of
b. Encourage

all

members

of the

the project; in its integration into the hospital program; and in
both technically and financially.

its

support

c. Carry on such educational activities as the supervision of third year
residents in research; monthly seminars in research problems and progress; and
The
director will maintain
of
meetings.
important
psychiatric
periodical reports
a calendar of meetings and lectures; stimulate attendance thereto; and foster the
He
such
of
is also to invite such
meetings.
at
Hospital
activities
presentation
guest lecturers and seminar leaders as are available.
d. Administer all research funds with the approval of the Medical Director.
This includes the stimulation of fund sources; the application for funds; and their
allocation to hospital projects.

�2. Research Associate:

Director in all projects at the hospital; to
assume responsibility for specified projects; and to carry on such independent
investigations as his training and experience dictate.
Tb

work with the

Associate in Psychiatry is to be a qualified diplomats in
psychiatry, with extensive experience both in psychoanalytic psychiatry and in
descriptive psychiatry. By training or experience, the associate should have
teaching qualifications; and some training in research methods.
A. Such an

assume responsibility for that portion of the functions of
the service assigned to him by the director; assume responsibility in the director‘s
absence; attend conferences, meetings and assume teaching functions as recommended
by the director.

will

He

Salary to be determined by qualification and experience. Probable
range - $12,000 to 20,000.
‘

B. Such an Associate in Psychology is to be a qualified psychologist
with at least 10 years experience. Psychoanalytic experience is preferable.
The equivalent in academic standing of Associate Professor is the guide line.

research associate in psychology is to assume responsibility
for those functions of the Research Service assigned to him by the director.
An evaluation of testing methods, statistical evaluation of results. and a
rigorous control of procedure in all aspects of the functioning of the research
service are his responsibility.
The research associate in psychology may be chosen from the research
assistants. Salary range - b8,000 to 10,000.
The

will: organize and supervise projects
in the department; supervise projects of the resident psychiatric staff; assist
such department heads as request aid in organizing departmental projects; advise
the director of new research possibilities; attend conferences, write reports and
papers, and carry on such administrative activities as the Director may require.
Both Research Associates

Board

at

Appointments to Research Associate are to be made by the Medical
the recommendation of the Medical Director and the Director of Research.

3. Research Assistants:

assist the director in his research activities and carry on
the work of the department. Each assistant is to be responsible to the director,
and will carry on such tests, procedures, write such reports, and present those
To

papers designated by the Director. Assistants are to be qualified by training
and experience for the specified jobs named. They are to be appointed by the
Medical Director at the nomination of the Director of Research.

a. Assistant in Psychiatry: For such psychiatristswho have had three
or more years of formal psychiatric training but not yet certified, the opportunity to work for one or more years on a Research Service may provide the
stimulation for continuation in research and also provide the director with the
assistance of personnel intermediate in experience between the resident and the
associate. The assistant in psychiatry can assume responsibility for the selection

�-7of the patients for the various projects; evaluate changes in behaviour with
treatment; assess the importance of intrapsychic and environmental factors in
the present behaviour of the patient. the assistant will assume responsibility
for those aspects of the problems under investigation as are within his scope,
and assigned by the director. He will write such reports, papers and make such
presentations as the director may suggest. He will make such tests, learn such
technics and work with those members of the research service or the service departments of the hospital as his projects permit.

Salary is dependent on experience. Probable range $6,000 to 10,000.

b. Assistant in Psychology: Graduate in psychology with a minimum
of doctorate. Preferable experience in research methods and publication experience
with some specialization in laboratory methods. Equivalent academic status of
assistant professor. The assistant in psychology is to carry on such psychologic
and laboratory tests, and make such statistical and methodological evaluations
as the projects of the service require; and to make such reports and presentations
as the director may suggest. He is to direct the laboratory technicians, organize
their work and assume responsibility for the maintenance of all testing equipment
and materials. In the design of projects, he is to assume responsibility for the
application of the best methods and design commensurate with the goals of the

project.

Salary range - $5,200 to

8,hOO.

minimum
M.D.
of
with
a
Ph.D.,
or
Assistant
in
Neurophvsiology:
c.
three years experience in electroencephalography or neurophysiology. To supervise
and coordinate all neurophysiological studies, now being organized; develop and
build electrophysiological equipment; assume responsibility for such animal studies
as are organized; cooperate with the psychologist in coordinated neuropsychological
investigations; and supervise technicians in electrical methods.

This position can be filled only if the laboratory is expanded to
include more basic studies. Personnel can then be recruited from medical school
training centers. Salary range - $5,200 to 10,000.

d. Assistant - Social Service: B.S. (Soc. Work) with minimum of five
years experience in field or administrative work. Emphasis on interviewing
technics and assessing family relationships. Personal analysis recommended.
If previous research experience with psychiatrists or psychiatric clinics is
noted, it should be heavily weighted.

Assistant is to assume reaponsibility for interviewing relatives
of patients and develop technics of assessing premorbid characteristics based
on history and interview; to obtain histories from relatives and patient relevant
to the early years of development; to cooparate with the psychologist in assessing
the personality of the subjects; and to coordinate research testing in the various
projects, Patients seen during their hospitalization in any of the research
service projects are to be seen by the social worker prior to discharge, and every
effort at follow up contact made. For all followbup testing and evaluation, the
assistant will make the necessary contacts and arrangements for the director.
The social worker assigned to the research service will, if time is available,
cooperate with the Director of Social Service in those interdepartmental projects
which he may have organized with the approval of the director of research.
Assistant is to be selected by the Director of Social Service.
Salary range proportionate to experience in research. Range - th,000 to 6,000.

�e. Technicians:

l.

EEG

--

High school graduate, although two years college

preferred.

learn the fundamentals of electroencephalography; make the necessary measure—
ments and place electrodes; obtain artefact free records; maintain card files;
type reports; keep records in systematic way; and maintain equipment. Technician
is to be responsible to the assistant in neurophysiology or the director.
To

Salary --

if

untrained, $2,600;

if trained,

$3,000 to $3,600.

2. Lab. Technician--Neurophysiology. College graduate, preferably
with some engineering or physics experience. To assist the assistant in neurophysiology and/or the assistant in psychology, in the development and maintenance
of electrical equipment; to assist in the handling of animals; to cooperate in
the experimental procedures; to build, adjust and design special equipment.

Salary range dependent on training-~ Range$h,000 to 6,000.
IV.

Summary:

Research Director is actively involved in a number of studies of
the mechanism of treatment. To maintain a continuing function and make long term
planning feasible, it is recommended that a Research Service be established; that
be an integral part of hospital organization with a continuing annual budget.
it
A proposed organization is included in this report, with a projected annual budget
of 3,560,000 - $570,000; and with a minimum budget 1955—56 of $536,100.
The

This report approved by the Research Committee April 27, 1955.

Respectfully submitted,
Max

Fink,

M.D.

Director of Research

�Viva—v Wu'I-v-r

“IV 11; 1955

mom

DR. M. FINE

SUBJECT:

MOW

REPORT, RESEARCH SERVICE «- APRIL

1. My louder ectiviw this month has been the planning and preeentim to
the Director, the Research Committee end to the Medical Affairs
a
plan for a research department. This was discussed at length at the hoepdtel.
and then presented to the Research Omittee, April 27th and approved. It
was later presented on May 3rd to the Medical Affairs Oomittee.
2. Research pro cots underm:
a. BM 2: theetndy ienowinmllewingendueam followingconoeoutive patients with all our indiciee of change.

(30th

"

b. Ambivilence: Our equipment for techietoecopy hue been set
up. Correlations between clinical evaluations between embivilunce made by Dr.
Tmohow and tween, and the laboratory studies using the techietoecope and
the TAT test, are new in pmgmee.
\

electrouetimuletore and oscilloscope have been coordineted and preliminary measurements are being made in the alteration in tactile
perception in electnoehock patients.
(I. Serpaeil project continues despite some difficulties in the
choice of patients.

c.

The

'

e. Subculture: This comittee has continued ite work despite
a number of hwering developments. This eppointment of Dr. Navarro to the
adolescent pavilion hue limited the amount or time available for this project.
Simlteneouely, Dr. Outwits announced that because of the pressure of other
activities, he would be unable to devote the mountﬂ‘ time previously outin-

eted to the project. For the meanwhile, the committee
elucidating a protocol.

is

continuing and in

Projects begun: Dr's Ledemn end Emberg have begun a study or
the use of divided insulin doses and their effect on come levels.
3‘.

attended: Dr. Knhn attended the Eastern Psychological Asediction nee
e in Philedelphin, Ind participated in a panel and presented a
paper based npm his work at the hunt Sinai Hoepital. I attended the April
meeting of the New York Neurologic Society.
1;.

'

p

3

"

5. Pipers published: In the Joumel or the Hillside Hospital, the

”th1

Test

in

Mental Petientc' by Dr. Kuhn, Weinetein and myself.

.

�MEMORANDUM

Dr. Joseph so A. Miller, Mono
FROM: Dr. Max Fink
SUBJECT; Monthly report, Reaearoh Service
T08

1. Activities of

- Boy

of the Research Service during the month
have been attendance at various psychiatric matings; the presentation of
papers; and tho continuation of ongoing projects.
members

2. Papers Presented: (c)
The paper entitled "RelatiOn of
want in Eleotroshockﬂ was read,
~

Kwalwasser.

To

.
and Learning to Improve»

the Electroahcck Rosearoh Association

Changes in Memory
hy title, by Mr. Karin, Dr. Fink, and Dr.
This paper received the Annual Prize Award of the association.

(b) To the American Psychiatric Association, the paper entitled
"Relationship Betucon Altered Brain Function and Denial in Electroshook
Therapy“ was presented by Dr. Kahn and Dr. ?ink.

‘(c)

the resident's meeting of tho New York Neurologic Socioty,
Dr. Grnubert road the paper 'Daluaional Rodnplication of Parts of the Body
After Insulin Coma Thorapygﬁ
To

final manuscripts of these three paperc
Committee, at the end of the month.
The

3. Meetings uttendod:

were sent

to the Resoarch

or the Research Service attended the
following meetings: Amorican Psychosomatic Society, American Psychiatric
Association, Electroshock Ecuooroh Association - all at Atlantic City.

Also the

Nowhers

York Neurologic Society and the American Psychopathological
Association in New York City.

‘

How

h. Notes regarding ongoing projects: a. Further data has been con
llected for the two projects - EST # 2 and Ambivalence.
b. Serposil: Some difficulties in the selection were cleared
in conferences with Dr. Loderman and Dr; Blumberg. Later on in the month
Dr. Laderman requcsted that he be relieved of working on this project except in the aupervisony role since he has to many other activities. The
project will continue with Dr; chhspress assuming the major psychiatric
role.
0. Subculture: Furthor work in preparing a protocol has continued
during the month despite the hampering difficulty of the nooignaticn of
Dr. Gurvito and the increased activities of Dr. Navarre. It is my anticipaticn that a satisfactony protocol may be available by the and of the

month.

up

�S. New Projects: Following an initial meeting with Dr. Loon Helium:
of the Sloan Kettering Institute on April 25th further dismsions were
held at the hospital between Dr. Goldenberg and myself and a second visit
to the institute was made on May 23rd. With the elucidation of their
program, our own protocol is being prepared and will be submitted to the
Research Committee and Medical Dimctor within the next few days.
‘

The Annual Prim Award of
$100.00 was donated to the

the Electmshock Research
urea]. Strauss Research Fund,
Association for
also renewal mquest for tho grant. of the 0.3. Public Health Service were
submitted on May 3rd.

6. Funds:

7. Papers Published: None.

�DOW

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orange e complex is formed which dissolved in ethyl.” dichloride to give I: soln.
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or other elkeloid origindqureeent intheteettluid. Adeteiled etudyhes
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obtained with serum of petiente indicate an «trench
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em we: with their clinical effectiveneee.

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serum

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hallucinogenic eetivity of the 3 druge teeted, listed in the order or decreasing
activity, '13., lysergic acid diethylenide &gt; lyeergie seid monoethylamide &gt;
mecsline, end their ability to inhibit the anyone.
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einple method hec been found for eliminating the protein and alkaloid
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involves eddition of alkali to diesoeiete steroid sulfate bound to protein,
followed by extraction with lipid oolvente end treatment with e eulronie eeid
resin to remove excess bees as well a: tree alkaloid. Progreee along theee
lines has been extremely rapid and fruitful. It hes also been discovered that
the home sulfates ere synthesized by the liver. Chromtomphic end paper
electrophoretio methods are being adopted ee companion tools to our dye teehnie
in order to establish the identity or the component hormone conjugates.
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                    <text>HILLSIDE HOSPITAL

FOR PSYCHIATRIC TREATMENT. TRAINING AND RESEARCH

75-59 263RD

GLEN OAKS. N. Y.

STREET

FIELDSTONE

3-7300

JOSEPH S. A. MILLER. M. D.

MAURICE BACHRACH

MEDICAL DIRECTOR

ADMINISTRATOR

SIMON KWALWASSER. M. D.

Assoc.

June 27’ 1955

MEDICAL DIR.

Dear Dr. Fink:
This

is to

I

sure that there

acknowledge,
with thanks, the receipt of $100
for the Research Fund, from
yourself and your Associates,
Hyman Karin and Simon Kwalwasser.
no need

am

for us to

tell

you

is

of the

importance of our research program.
The Directors are appreciative of
the sentiment underlying your gift
of this $100. to Hillside Hospital.
Very

sincerely yours

Maurice Bachrach
MBzhm

cc: Dr. Kwalwasser
Dr. Miller
Mr. Korin

AN AFFILIATE OF FEDERATION OF JEWISH PHILANTHROPIES OF NEW YORK

�June 30, 1955

Somatic Therapy'fbsearch Program 1955-57
From the Research

Service of the Hillside Hospital

mode
of
action
the
to
investigate
A. AIMS: It is the purpose of this study
We
do
by
this
to
plan
mental
illness.
of somatic therapies in
and
personality
behavioral
of
physiological,
the systematic investigation

factors which
B.

may

be involved.

mechanism
conc‘eming
the
therapeutic
Although many theories

BACKGROUND:

been
have
they
advanced,
been
have
of the somatic therapies

cannot
validity
their
that
either empirically disproved, or, are so vague

be

and
hypothesis,
meaningful
more
of
a
development
the
More
recently,
tested.
new methods of study have provided the opportunity

ion. In l952,'ﬂeinstein

and Kahn (Amer.

for a fruitful investigat-

Journal Psychiatry l923 22-26) sug-

of
milieu
a
creating
by
improvement
to
gested that the somatic therapies lead
Some
could
of
denial
operate.
anisms
mec
in.which
function
brain
altered

support for this

hypothesis has been found in the

literature. Carter

(Am.

earlier work of Janis,
unpleasant life memories after

the
of
some
confirmed
1953)
has
§5
330,
Psychologist
of
selective
forgetting
there
is
showing that

electroshock.

non—emotional
and
emotional
of
Using tachistoscopic presentation

demonstrated
1953)
hhS,
§5
(Am.
Psychologist
words, Teicher

that

of repression" to emotional stimuli occur in the post-shock

state.

For the past year and a half preliminary studies

"mechanisms

investigating this

done
been
have
hypothesis

at these laboratories at Hillside Hospital.

results to date

striking.

have been

patients were followed.with serial
taneous

tactile

Twenty—four

The

consecutive electroshock

electroencephalograms and amytal, simul-

perceptual and memory

tests.

A

marked

correlation between

�.02.
improvement and

early, persistent

alogram, and in the amytal

tests

was observed.

appear, improvement did not occur.

sistent

and severe changes on the electroenceph-

It is

If

such changes did not

our conclusion that early and per-

sufficient, prepossible to predict

changes in these indices are a necessary, though not

make
These
observations
improvement.
for
it
requisite
the short term response to therapy during the second and third

week of

treat-

ment.
A

report

on

the amytal test results was presented at the recent meet-

ing of the American Psychiatric Association (May 1955) and submitted fer public-

Electroshock
the
At
of
of
meeting
American
Journal
a
Psychiatry.
the
to
ation
Research Association on

May

8th, a report of the changes in

memory and

learn-

This
was
treatment
presented.
electroshock
of
the
course
ing occurring during
he
Award
citation
Association.
the
of
Annual
Prize
awarded
the
was
report

noted the methodology as exemplary, and offering a

fruitful

method of study-

ing electroshock.
Concomitant with these

studies,t7e

have followed

patients

on

insulin

therapy. Recent reports onthe value of prolonged coma as the basis for
improvement (Kwalwasser and Caplan: J. Hillside Hospital l; 1&amp;5, 1952; Revitch,
coma

E.

:

Neurol.
Arch
A.M.A.
Rowsell:
and
195h;
shagass
72,
Quart.
ﬁg;
Psychiat.

and Psychiat. 225 705, l95h; and Yeager
195h)

In one

gt 3;; J.

Nerv.

&amp;

Ment. Dis. llgg h35,

2
the
over
studies
past
in
years.
in our patients
unusual case report the direct relationship between altered brain fun-

have been confirmed

(Delusional
demonstrated
Reduplication
been
has
and
improvement
denial
ction,
of Parts of the Body After Insulin Coma Therapy, J. Hillside Hospital, 1955,

in press).
C.

METHOD:

1.

we

plan to verify and amplify our preliminary observations on

the relation of changes in behavior to altered brain function after
somatic treatment.

�-3”

E.A. and Kahn,

sease,

Am.

electroshock will be given amytal tests (heinstein,
DiBrain
Sodium
In
Organic
Use
Amobarbital
of
Diagnostic

Patients

(a)

3.:

on

J. Psychiatlggf

Test" for Brain Disease:

889—89h, 1953;

Its

Serial Administration of the

"Amytal

Arch
A.M.A.
Value,
and
Prognostic
Diagnostic

and
before
and
electroencephalograms
l95h)
Neurol. and Psychiat. 1;; 217-226,
treatment.
make
be
a
used
to
This
will
data
preat stated intervals during

diction of the short term response to treatment.
(b)

Double simultaneous

tactile perceptual tests will

using threshold electrical stimulation.

be

carried out

Using two Grass Sh-B stimulators,

to
be
his
for
tested
ability
the
will
patient
monitored by an oscillograph,
of
his
body.
different
parts
to
simultaneously
two
stimuli
applied
perceive
shown
to
been
previously
has
stimulation
simultaneous
double
of
technique
hé-SB,
g}
Neurology,
(Fink
function
3},
be a good index of altered brain
at
The

January, 1952).

By

applying this highly refined technique

it is hoped that

elicited.
be
will
patients
tests,

changes in brain function which are not otherwise apparent

will

be

and
amytal
of
electroencephalognmn
the
case
in
tested before and at stated intervals during treatment.

As

2.

Other Physiological procedures will be carried out in con-

junction with the tests above.
(a) Each patient will be given the mecholyl-epinephrine

cribed by Funkenstein and associates
The

results will

(J. Nerv.

(b)

sulin

coma

as des-

Ment. Dis. Egg: h09, Nov. 19h8).

be compared with the work of previous

as with the results of our other physiological

test

investigators as well

tests.

and
electroshock
of
undergoing
Biochemical testing
patients

treatment have been in progress for

some time

in-

in these laboratories.

In this series of patients, estimates of urinary ketosteroid excretionxates
Simultaneously
esexcretion
rate.
be
post-treatment
to
compared
their
will

timates of steroid sulphates; phosphatase; and blood levels of steroid sulphate,

�«hphosphorus, phosphatase and

total alkaloid will

be done.

of
many
that
investigation
3. It has been evident in our preliminary
months.
within
six
treatment
somatic
relapse
the patients tm.t improve after
imp
of
duration
the
to
involved
in
regard
The critical problem of the factors
provement

is also to

be

studied.

One

hypothesis

now

under investigation

is

related to the premorbid personality.
denial"
verbal
of
the
"explicit
characteristics
the
with
patients
Specifically,
Denial
Factors
in
Personality
R.L.:
and
Kahn,
personality (Mainstein, E.A.

that sustained improvement

may be

1953)
March,
1-13,
ﬁg:
Psychiat.

Illness, A.H.A. Arch. Neurol.
more likely to maintain improvement, than patients
&amp;

of

who do

will

be

not have this pre-

morbid personality makeup.

(a)
two

with
interviews
by
personality
of
premorbid
the
Evaluation

close relatives will

airre will

be used to

be made

elicit

dictive value such as need to

for each patient.

A

standardized question-

characterological factors, which
be

at least

may

have

pre-

right, prestige-consciousness, sensitivity

toczﬁticismand compulsive drive.
words:
and
of
pictures
(b) Tachistoscopic presentation

The

threshold

material
be
compared.with
will
illness
to
related
levels of subject matter
characterological
for
be
evaluated
data
This
will
of more indifferent nature.
assessed
be
as
quantwill
in
response
alterations
In
addition,
indications.

itative indices of denial.
(c)

and
be
Rorschach
given
will
and
the
Test
The Thematic Appereeption

evaluated for the

same

factors as the personality interviews.

to
of
response
predictions
material,
the
of
personality
(d)
the basis
of
treatment
the
to
start
Prior
made
at different periods..
treatment will be
1)
those
unthree
to
possibilities:
according
be
classified
patients will
On

and
temporarily;
moderately
or
to
improve
2)
those
likely
to
improve;
likely
3) those

improvement
and
sustained
marked
maintain
to
likely

(for at least

6

�.5.
Prediction will also be

months).

made

during the course of treatment (the

third weekfbr the electroshock patients) taking into account the physiological
At
the
of
factors.
the
premorbid
personality
well
analysis
indices as
as
conclusion of treatment patients will be evaluated for actual immediate response to the treatment. Those

who showed some improvement

ified again according to whether or not improvement will

will then

be

be

class-

sustained.

h. Evaluation of the change in behavior of patients undergoing treatment

will

Such

ratings will be

be made on the

basis of a modification of the

made

independently of

all

Malamud

the other

rating scales.

test results

by a

supervising psychiatrist.
D.

FACILITIES AVAILABLE:

l.

Hillside Hospital is a

200 bed

voluntary hospital

for psychiatric care. All patients subjected to phy—
siological therapies are available for study. Periods of hospitalization.are
2-8 months; and a h-6 week observation period is generally available prior to
the

institution
A

of physical therapy.

Research Service has been established, with a

full

time professional

staff of a Director (neuropsychiatrist); assistant in psychiatry; biochemist
EEG
and
technician
(Ph.D.)
research
and assistant chemist;
neurophysiologist
and secretary. A full time psychologist and two chemists are associated on a
project basis.
Laboratory
a Medcraft D-8,
two

S—hB

8

facilities include:

(a) Electroencephalographic unit with

channel instrument; (b) Neurophysiological laboratory with

Grass stimulators,

Du Mont

# 3&amp;0

R

oscillograph; two synchronized tach-

Biochemical
(0)
laband
equipment;
electronic
auxiliary
projectors
istoscopic
the
followwith
and
of
equipped
1000
with
feet
laboratory
space
square
oratory

ing major items:

Beckman

spectrophotometer,'Warburg respirator, Coleman Spect-

rophotometer, and radioisotope unit following the basic specifications of the
A.E.C.

�2. Personnel:
(a) Dr.

Max

Fink, M.D., Director of Research: After undergrad-

uate studies at the University College of

his

D-A.

New

York University where he received

cunllaude with Honors in Biology in l9h2, he attended the

New

York

University College of Medicine, graduating in 19h5. After a rotating interneship he served in the

U.SL Army, where he

attended the School of Military

Neuropsychiatry.

training

Formal neurologic
York

(19h8-l9h9) and

was

received at Montefiore Hospital in

at Bellevue Hospital

(

l9h9-1951). Formal psychiatric

training received at Bellevue Psychiatric HOSpital (6
Hillside Hospital (1952).
and
During 1951,
again

in 1953,

New

at

months 1950) and then

he was a research fellow of the Nat-

ional Foundation for Infantile Paralysis,

first at

of Medicine and then at Mount Sinai Hospital in

New

New

York University College

York.

Both periods of

study were under the supervision of Dr. Iorris B. Bender.

In 1952 he was certified in Neurology by the Amer. Board of Psychiatry
and Neurology, and was granted complementary
May

certification in Psychiatry in

l95h. Simultaneously he attended and.gsunnﬁndfrom the William Alanson

Institute of Psychoanalysis, Psychiatry
Certificate for Physicians in January 1953.

White

and Psychology, receiving

(b) Dr. Jeseph Jeffe, M.D., Assistant in Psychiatry:

undergraduate studies

at

their

Following

Columbia College (B.A., l9hh), Dr. Jaffe attended the

New

York University College of Medicine, and was granted

was

elected to Alpha

Omega

Alpha.

He was

an interne

his

M.D.

in 19h7.

He

at the Morrisania City

Hospital, and then began three years intensive study at the Bellevue Psychiatric

Hospital. First as a resident in psychiatry, theniizneurology, and he

com»

pleted his studies as a U.S.P.H.3. post-doctoral research fellow under the
supervision of Dr. Morris B. Bender.

�~7—

From 1951

to

1953 he was

in the United States Air Force.

He

graduated from

the School of Aviation Medicine and was Chief Psychiatrist at the Mitchell

Air Force Base Hospital.
Since discharge from the military service he has been in the private

practice of psychiatry.

He

was

certified in psychiatry

by the American Board

of Psychiatry and Neurology in 1953. Since 19h? he has been a candidate in
White
Psyof
Psychoanalysis,
Alanson
Institute
William
the
at
psychoanalysis
in
Research
Assistant
two
and
the
and
for
past
years
Peychology;
chiatry

Neurology at the Mount Sinai Hospital of
(0)

New

York.

Dr. Robert L. Kahn, Fh.D.: Assistant in Neurophysiology:

After graduation from Brooklyn College
Columbia University which was

United States Army.

in l9h0, he started graduate

interrupted

by

work

at

four years of service in the

In the army he went to Clinical Psychology School and

served as psychologist in various hOSpitals within this country and overseas.
On leaving the army he became a Research Psychologist in the Department of
Neurology of the Mount Sinai Hospital in

the supervision of Dr.
time.

To

date,

M. B.

New

York, where he has worked under

Bender and Dr. E. A. Weinstein up to the present

he has been an author of more than twenty

co-author of the monograph.

"Denial of Illness:

ASpects" which was published

in

Symbolic and Physiological

May, 1955.

received his Ph. D. from the

He

publications, and is

New

York University School of Graduate

Arts and Sciences in 1953, and was an instructor of psychology
and Hunter Colleges

sultant to the

New

for
York

at

Brooklyn

For the past two years he has been a con-

years.
State Department of Mental Hygiene and has conducted
two

training programs in several of thé mental hospitals.
(d)
Chemist:

A

Dr. Harry Goldenberg, Ph.D.: Director of Laboratories and Chief

Trethe
of
he
where
was
a
C.C.N.Y.
l9hh,
of
recipient
in
graduate

maine Scholarship and graduated cum laude, Dr. Goldenberg received

his Ph.D. in

�~8l9h9 from the Polytechnic Institute of Brooklyn.
(who-ll?)
Institute
the
Polytechnic
at
biochemistry

He

(1951 to date).' In l9h7-h9

National Institute
U.S.P.H.S. project

he was a Research Fellow

an
been
has
and

in

instructor in

at Brooklyn College
enzymology of the

of Health, and from 1950 to 1952 he was a chemist to a

at

Jewish Hospital of Broeklyn studying enzyme methods in

clinical chemistry.
(e)

Mr. Hyman Korin, Research

Assistant (Psychology): Following four
College of the City of

military service, he matriculated at
and received his B.S. in 19h? and his M.S. in 1950. During

years of

New

York

1951-52 he was

Ph.D.
his
for
and
matriculated
Sinai
Hospital
psychology interns at the
in
Research
Assistant
been
1953
has
he
June
Since
New
York
University.
at
thesis
doctoral
his
completed
and
has
recently
Psychology at Hillside Hospital
Mount

on "The

Effects of Electroshock on Retroactive Inhibaticn."
3. Publications:

Recent publications of the Research Service include:
The Amytal

Test in Patients with Mental Illness,

1955.
3-13,
ii:
Hospital,
Hillside
J.

Electroshock,
in
Improvement
and
to
Memory
Learning
of
in
Changes
Relation

press).

Conf. Neurologica, 1955 (In

Delusional reduplication of Parts of the Body After Insulin

J. Hillside Hospital,

1955

(

Therapy,

In press).

Relation Between Altered Brain Function and Denial
Amer.

Coma

in Electroshock Therapy,

J. Psychiatry (submitted).

Rectification of Nonlinear Beer's

Law

Plots, Anal.

Chem.

gé: 690, l9Sh.

Bioand
Biochem.
Arch
Curves,
Enzyme
Non-Linear
Activity
Rectification on

phys., ﬁg;

288, l95h.

�July 1, 1955
BUDGET

l.

-.

RESEARCH SERVICE,

PERSOM'EL

1955-56
EFF—ES.

Director of Research

15,000

-

BD OF DIRECTORS

15,000

in Psychiatry

7,200

Research Assistant in Neurophys.

7,500

Chief Chemist

8,200

Assistant Chemist

2,800

Research Assistant in Psychology

h,000

h,000

-

Assistant Chemist

h,000

h,000

~

Assistant Chemist

1,800

1,800

-

2,520

960

150

150

3,810

2,1uo

1,670

1,000

200

800

$ 57,980

$20,750

$37,230

Research Assistant

Secretary -

EEG

Technician

2.

EQUIPMENT

3.

CONSUMABLE

)4.

TMWBL-CONFERENCES

TOTAL

SUPPLIES

7,200

7,500

-

8,200

2,800

1,560

��your grant for the biochemm and neuroplvsiologiul
approved. A mpplamuzy grunt request fer $7992.00
apprum!
by the Public Health Serum for the 24—927 pmaeem This may will amt thsalary or Dr. R. him.

6.
grants were

A.

,

3

The ascend

In sdditionk protoccla were submitted thmgh Hr.

medatim.

m

Calm ta

the Hofheimr

�Department of Biochemistry

.................................

RESEARCH PROGRESS REPORT, JULY-AUGUST

A. Major work

Dr. H. Goldenberg

1955

in Progress

1. Determination of Chlorpromazine in Blood and Urine
procedure for the colorimetric estimation of chlorpromazine and related
alkaloids, described in the June 1955 progress report, has been further refined
to permit detection of the extremely small amounts of drug circulating in blood.
The method is based on two new features: (1) The finding that drugs can be
quantitatively extracted from biological fluids with a single portion of an
ethylene dichloride-ether solvent mixture, and (2) The use of a three—phase solvent
dye partition system of analysis.
The

Clinical data are also being obtained on bound as well as free circulating
promazine, based on the use of hot acid to liberate the conjugated drug.
2. Inhibition of Cholinesterase by Hallucinogens
These studies are being continued as indicated

in the prior report.

3. Steroid Sulfate Conjugates
All but one of the major problems involved in the assay of steroid sulfate
metabolism.in mental disease have now been solved. A novel device has been
introduced for eliminating the interference with our test due to phenol sulfates
in blood and urine. A two-phase system incorporating dicyclohexylamine (DCHA) as
a complexing agent effectively separates the steroid from the phenol sulfates,
permitting their unequivocal determination. The procedure for serum is now as
follows:

is treated with alkali to release the hormone conjugates.
b. A lipid solvent is added to precipitate the proteins and simultaneously
extract the hormones.
DCHA
The
and
between
to
brought
is
dryness
supernate
partitioned
c.
lipid
a.

Serum

and chloroform.

free steroid sulfates are released by shaking the chloroform extracts
with acidic resin.
e. Final assay of the sulfate conjugates is effected by adding dye and reading
the color.
d.

The

considerable amount of clinical data have already been obtained on normal
people and on patients selected for independent studies by the Sloan-Kettering
Institute. An immediate correlation has been established in our laboratory
between urinary conjugate levels and sex, males excreting about twice as much
conjugate as females. This ties in well with what is known of steroid metabolism
A

�and tends to confirm the

validity of the method.
Attention is now being devoted to fractionation of the steroid hormones in
conjugate form. Paper electrophoresis has proven inadequate for the purpose.
Paper chromatography is more successful and is under continuing study.
B. Papers, Lectures and Conferences

following papers are in preparation: (1) "Colorimetric Determination of
Alkaloids, with Particular Reference to Chlorpromazine", and (2) "Steroid Sulfate
Conjugates. II. Colorimetric Microestimation".
The

C. Funds and Personnel Changes

1. Research Grant #A-675 from the National Institutes of Health
the fiscal period Sept. 1955 - Aug. 1956.
2. Messrs. Michael Miller and Spencer Parness terminated
in the laboratory at the end of August.

cc. to: Dr. Fink
Dr. Miller

their

was renewed

for

summer employment

�Department of Biochemistry

.................................

RESEARCH PROGRESS REPORTI SEPTEMBER

-

A. Major werk

Dr. H. Goldenberg

12§§

in Progress

1. Determination of Chlorpromazine in Biological Fluids
As a result of repeated analyses of blood drawn from patients receiving
chlorpromazine, the circulating blood level has been established as less than
1 microgram per ml. serum. The three-phase solvent dye partition scheme of
analysis mentioned in the previous report has therefore been adopted as the only
method capable of detecting the extremely minute amounts of drug in peripheral
blood. A new shaking machine has just been obtained from the A.H. Thomas 60.,
Philadelphia, to permit application of the method on a broad scale.
question naturally arises as to the metabolic fate of chlorpromazine
in humans. We have recently detected in patients! urine an ether-soluble carboxylic acid which reacts with ferric chloride and appears to be an oxidative
byhproduct of chlorpromazine metabolism.
The

2. Inhibition of Cholinesterase by Hallucinogens

three-phase system mentioned above has been found applicable to the
analysis of LSD 25 as well as chlorpromazine and serpasil. By combining this
observation with the earlier discovery of the inhibitory effect of LSD 25 on
human serum cholinesterase, it is now possible to relate the enzyme inhibitory
action to the alkaloid concentration in "unknown" samples of fluid and so deter—
mine the specific molar inhibitory action at the 0.1 microgram level. This
amounts, in effectI to the first sensitive chemical test ever reported for the
detection of LSD 25 and related hallucinogens.
The

3. Steroid Sulfate Conjugates
work progressing

cc. to: Dr.

essentially as described in JulyhAugust report.

Fink
Dr. Joe. S.A. Miller
M.

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�\ﬂ
October 20, 1955
MEMORAEDUM

TO:

Dr. Joseph S. A. Miller

mom: Max Fink, 14.1).
SUBJECT:

Six Months Report of Research Activities at Hillside Hospital

At the request of the Chairman of the Medical Affairs Committee,
I am submitting this six month report of the activities of the Research
Service and associated research activities at the hospital. During this
period, numerous projects have been under investigation, our staff has expanded, and our space requirements were met. Two projects are being completed, and one project has just been instituted.
A.

PROGRESS

l.

hmw2:
In

ONGOIﬁG PROJECTS:

ELECT§9§§QQK #

Our second electroshock project was undertaken in March
project had clearly demon-

in September. Our first
strated that cerebral changes were essential to improvement and that these

1955, and completed

could be measured by the electroencephalogram and by amytal tests. 'Ue
also concluded that memory tests were a poor index of improvement and believed that there were specific psychological patterns indicative of denial
which were more prominent in the improved group than in the unimproved.
Following this study, the second project was undertaken and was designed
to demonstrate the reliability of the electroencephalogram and the amytal
tests for prognostic purposes; and to ascertain the characterological as‘ﬂe
term
be
term
the
short
which
and
in
results.
long
factors
might
pects
have studied.twenty-seven patients to date. The data of this project is
now being processed, and will be available following our six month follow
up

period, (which is from November to January).

data from the first study was pres nted at various meetings,
including the American Psychiatric Association, the Electroshock Research
Association, and the Eastern Association of Electroencephalographers. The
memory data, presented by Mr. Korin at the Electroshocx Research Association
The

in

May, was awarded
The

their

annual prize.

electroshock project #

3

is

below), and will be instituted November 15.

now

in the planning stage (see

This project, which has been undertaken with Dr. Sidney Tarachow of
the Medical Board, has accomplished a considerable amount of its basic work.
Three approaches to the problem of measuring ambivalence have been accepted.
These include an interview evaluation; the thematic apperception test, and
tachistoscopic presentation of pictures. During this period of evaluating
methods, twenty-three patients have been studied. Dr. Tarachow has been
attending to this work, and the testing has been undertaken by dr. Korin.

2.

AMBIVALcNCE:
‘

�~2-

Serpasil evaluation study, undertaken at the end of last year, is com~
double
blind
a
by
been
have
studied
intensively
Seventeen
patients
pleted.
Blumberg
Drs.
andeachspress.
evaluated
by
The
now
data
being
is
technique.
To date, the clinical results are disappointing. Patients who were depressed,
who
were over-active
Patients
symptom.
of
this
manifested an eﬁag ration
disturbed/EnogIIeviation
of this activity but the psychotic ideation genand
of
secondary
induced
a
The
variety
intramuscular
dosages
erally persisted.
complaints. In the evaluation of'the mecholyl responses following serpasil,
The
blood
in
pressure response
all
subjects.
effect
consistent
was
a
there
of
this
presentation
considering
Dr.
and
Blumberg
is
lower
was significantly
data at the next meeting of the American Psychosomatic Society.
3.

SQRPASLL:

The

}

Preliminary studies by Dr. Laderman in
20 patients in a series of clinical
not
was
but
significant
this
alterations
and
behavioral
showed
symptom
studies
of
Shaw
evaluation
undertook
an
Dr.
In
mid-September,
in the doses used.
A
protocol
coma
therapy.
Thorazine as a possible substitute for insulin
French
and
Kline
submitted
Smith,
to
was
The
Research
Committee,
approved by
and approved, assuring us of adequate supplies for the duration of our proof
8,to
a
medication
for
period
receive
will
In
this
study,
patients
ject.
12 weeks, comparable to the insulin coma period. During this time, very
have
been
To
be
used.
patients
eight
date,
will
thorazine
of
doses
large
The
obser3600
1500
initial
from
to
The
daily.
mg.
dosages range
studied.
three
had
clinical
response;
a
show
significant
three
the
patients
vations

h.

THORAZINE:

and
one
symptoms,
toxic
developed
one
minimal
had
patient
changes;
patients
medthe
of
Cohen
and
Blumberg
Drs.
medication.
the
patient has just begun
our
using
to
permit
controls
the
have
contributed
necessary
ical department
such large doses of this potent drug.

Since June, Drs. Goldenberg
and Royce have been coopof
a
in
study
Sloan—Kettering
Institute
the
chemists
the
at
with
erating
the possible alteration in the keto-steroid excretion patterns in our patSince
June.
Committee
Research
in
by
our
This
was
approved
study
ients.
then five patients have been under investigation. The initial data is not
in
Dr.
Goldenberg
by
studied
Each
of
being
the
is
patients
available.
yet
his laboratory as well as by the chemists at the Institute.

5.

SLOAN KETTERIDG STUDY:

Dr. Goldenberg has been
occupied in studies measurand
acid
of
devising
the
effects
lysergic
estimating
ing chlorpromazine,
methods to measure steroid sulphate conjugates. This basic research is
to
which
to
we
apply
measurement
plan
of
methods
the
to
provide
necessary
our patients.
(a) Chlorpromazine: An ultra~sensitive technics has been
of
amounts
this drug.
microgram)
minute
(0.1
which
measure
can
developed
Golden—
Dr.
Thorazine,
of
number
By applying this to a
patients receiving
bloodstream.
the
amounts
in
small
appear
demonstrated
only
that
has
very
berg
LSD
has been
by
cholinesterase
The
LSD:
of
serum
(b)
inhibition
A
compounds.
demonstrated, and this test applied to other hallucinogenic
correlation between hallucinogenic activity and cholestestcrase inhibition
was found.

6.

BIOCHEMICAL RESEARCH:

�*3“

a

(c) Steroid Sulphate Conjugates: ‘Nith the grant support from the
USIHS, methods to estimate these compounds have been devised. By studying
hormone
demonstrated
sulphates are synthat
Dr.
Goldenberg
liver slices,
of
the
level
in
difference
and
a
there
sex
is
that
the
thesized by
liver,
steroid excretion. Both these observations are of fundamental significance,
and will be presented to various societies this winter.
In the Department of Medicine, hrs.
Cohen and Blumberg have continued
Durand
the
electroshock
of
the
patients.
serpasil
studies
their Mocholyl
and
than
more
been
have
studied
to
additional
an
patients
this
period
ing
half have had more than one such evaluation. The serpasil group demonstrated
a significant alteration in their blood pressure patterns following this
done
be
and
been
will
has
The
correlated
not
data
electroshock
yet
drug.
as soon .8 our electroshock # 2 data is available.
7.

MECHOLYL:

Following the approval of this project
by the Research Committee last spring,
Drs. Navarre and Graubert had a number of meetings with members of the
Medical Board. Following these discussions, they have begun a pilot study
of one patient, and intend to evaluate those factors in the hospital environment which may be contributory to the patient's improvement. This
satisfactory
pilot study was udertaken in an effort to clarify a protocol
to the Ibsearch Conmittee and of sufficient quality to be submitted for

8.

SUBCULTURE:

To
some extent, this project
outside
to
organizations.
financial support
was hampered by the multiple duties of members of the committee and by
the resignation of Dr. Gurvitz. Since September, however, the committee has
been working very actively and it is anticipated that a satisfactory protocol will be available by the end of the year.

In June, following some
discussions concerning the
Laderman
and
Drs.
coma
of
insulin
doses
for
insulin
treatment,
correct
doses
between
the
multiple
relation
into
undertook
an
Blumberg
investigation
05 insulin and the blood glucose level. lt was anticipated that multiple
small doses of insulin might reduce blood sugar significantly earlier and
large dose. It was quickly determined,
for longer periods than a single
.)
however, that multiple small doses, even if the sum total was equal to a
This
and
of
depth.
coma
degree
a
not
did
satisfactory
produce
dose,
single
project is now being prepared for publication.

9.

B.

DIVERE'

I

SULIN

D

SE8:

PROJECTS PLANI‘IED:

November
#
the
third
Electroshock
3:
Beginning
let,
l.
electroshock project will be
undertaken. This study is designed to extend our experience with the factors
which may be relevant in both the long and short term clinical reSponses
following electroshock. Also, in this study specific emphasis is placed on
the psychiatric and language changes which follow electroshock treatment
and which we have been accustomed to calling "improvement." Dr. Joseph
Jaffe has prepared a number of specific studies, including detailed interviews with patients prior to and during treatment, in which specific aspects
of behavior and language will be assessed.

�a...
In this study, also, a basic problem in the perception of multiple
simultaneous tacti e stimuli will be undertaken. Under our original grant
from the United States Public Health Service, we were given funds to study
the problem of Satisfactorily delivering single and multiple independent
and
The
completed
was
designed
equipment
wave
impulses.
electrical square
in Septemler and for the past few weeks has been undergoing rigorous clindur«
be
and
will
applied
found
been
has
satisfactory
highly
ical tests. It
between
changes
the
of
relation
the
with
question
specific
ing this project
the
in
and
in
behavior,
changes
stimulation
tests
simultaneous
double
in
electroencephalogram and in amytal tests following electroshock.

2.

EIOC

‘thAL

APPLICATION OF

HEM

TESTS:

’

Dr. Golden—
berg has

completed.the pilot studies necessary to devise measures of Specific compounds. He believes these should be applied to our clinical population over
the next year. A specific protocol for this application is being prepared.

3.

For more
than a year,
has been interested in form-

EEQQNOSTIC IdDIGATQE§ﬂIﬂ ELECTROSHOCK:
'

‘

Dr. Karliner of the attending psychiatric staff
electroshock.
would
be
in
which
helpful
factors
some
prognostic
ulating
Discussions were held in June and at the suggestion of Dr. Miller, Dr. Karlbe
This
scale
will
evaluate
scale
to
prognosis.
iner prepared a special
months.
next
the
six
and
Committee
assessed
over
Research
the
to
presented
C.

STAFF CHANGES:

Dr. Joseph daffe, a practicing peychoanalyst, was
and
in
research
psychiatry,
assistant
Service
Research
as
appointed to the
behavioral
the
in
is
Dr.
interest
Jaffe's
work
on
September
began
lst. induced altered brain function and the
by
and language changes which are
relation between such changes and premorbid personality.
were resolved effectively
Lowenstein
of
the
floor
the
on
the
of
first
extension
the
laboratory
by
The
reduced.
been
tachistoscopic
have
also
Our
problems
equipment
building.
be
able
now
to
works
and
well.
are
into
alignment
was
brought
equipment

During

this period our space problem

simultaneously.
two
or
individually
pictures
tachistoscopically
present
The electric stimulatorsale functioning satisfactoraly so that we are now
able to produce isolated simultaneous square wave stimuli with the ability
to vary any of the essential parameters.
D.

FUNDS:

In May, we submitted an application to the United
Sept—
In
of
Dr.
Jaffe's
Service
Health
program.
for
support
Public
States
an
in
the
and
staff
interviewed
the
Frank
Jerome
came
to
hospital
Dr.
ember,
USPHS
the
from
in
we
anticipate a response
evaluation of our program.
mid—December. In June, we also submitted the necessary forms for second
renewals
and
both
and
Dr.
Goldenberg
myself,
both
renewal
for
grants
year
the
these
both
renewals,
note
for
that
to
were approved. It is important
overhead allowances were increased to 15%.
At the suggestion of Mr. Coleman, specific protocols of our re»
search program were submitted to the Kaufman, hoffheimer, and lttleson

Foundations during this period.

�-5the
been
for
has
Service
writing
Research
the
which
The protocol
of
Committee
Research
the
submitted
to
was
Ford Foundation grant pr gram
was
the
protocol
that
the
consensus
was
the Medical Board in September. It
suggestions,
their
Following
be
submitted.
not
and
that it
unsatisfactory
of
Drs.
the
with
cooperation
Service
Research
made
the
by
changes are being
Lenzer and Luttrell.
another
submit
application
to
am
planning
I
present time,
re—
March
for
meetings
their
to the USth in January for consideration at
to
an
application
am
contemplating
also
I
newal of our present program.
ambivalence
study,
the
for
for
Fund
support
for
Psychiatry
Foundation
the
as soon as the basic work is completed.
At the

E.

Q?HER.ACTIJITIES:

l.

ISRAEL 5T3§p?§nF9§E§Ei9F THE JOURNLL QEWEELEEERE
HOSPITAL: Following diScussion with Dr. Tarachow,

the Research Service has undertaken the
Tarachow
issuin
Dr.
work
in
and
ssisting
editorial
necessary secretarial
Journal.
Volume
of
Hillside
the
Commemorative
the
special
ing
2. ISRAEL STRAUSS LECTURE: Consideration is being
given by members of the
at
Discussion
is
next
the
lecture.
Committee
for
Lecture
Strauss
Israel
should
decision
and
a
final
candidates
of
number
present centered about a
be available by the end of November.

Respectfully submitted,
.

i

"’ -,"
’-

4

H7

”.51
‘

‘)

{I

1

«I

g.“

,--‘or

,.

‘

j

.

If

‘f‘ \

Fink, M.D.
Director of Research

Max

.

.

�Department of Biochemistry

.................................

Research Pro ress Re
Major werk

l.

rt,

Dr. H. Goldenberg

November l9§§

in Pregress

Chlorpromazine Studies

previous work has been summarized in the report for the 6 month period
ending Oct. 1955. We have subsequently learned from two representatives of the
Smith, Kline and French Laboratories that Drs. Salzman and Brodie, working at
the National Institutes_of Health, have identified chlorpromazine sulfoxide in
the urine of dogs and men after treatment with chlorpromazine. A sample of the
sulfoxide was requested from Smith, Kline and French and arrived the end of Nov.
Our

ultraviolet absorption spectrum of the sulfoxide was determined in
aqueous solution and compared to the Spectrum obtained with extracts from
patients! urine. A remarkable similarity was noted. On the basis of this and
other data accumulated in our lab., there can be no doubt but that urine from
mental patients receiving chlorpromazine contains: (1) chlorpromazine, (2) the
sulfoxide, (3) one or two other alkaloids of related structure, and (A) at least
one break-down product which yields a violet color with sulfuric acid, as contrasted to the pink colors typical of chlorpromazine and its sulfoxide.
The

Using our dye—partition scheme, the sulfoxide yields a color which is
roughly 1/5 the value given by chlorpromazine in equimolar concentrations.
Hence our dye scheme is not applicable as such to the analysis of fluids con~

taining both derivatives, unless some additional information is available on
the relative amounts present.‘ Fortunately the relative proportions can be
estimated from the extent to which the color is depressed by the addition of
ether. Nonetheless, we are withholding a manuscript dealing with chlorpromazine
analysis until this question is completely resolved.
Ultraviolet and chromatographic studies are to be undertaken soon to
establish the various chlorpromazine derivatives in urine and their clinical
significance.
2. Role of Toxic Agents in Mental Diseas

:

An Enzyme

Test for

LSD

first draft

of a manuscript entitled "Inhibition of Serum Cholinesterase
by Lysergic Acid Derivatives. Submicro Detection of LSD 25" has been completed.
Copies are to be forwarded to the Research Committee on Dec. 8th.
The

3. Steroid

Hormone Conjugates

Little progress has been made in this area in the last 6 weeks because of
a delay in construction of our chromatography cabinet and unavailability of
electrical parts needed for the circuit. This situation should be remedied by

the middle of December.
cc. to:

Dr. M. Fink
Dr. Jos. S.A. Miller

�ELECTROSHOCK THERAPY EVALUATION PROGRAM

from the

Research Service of the Hillside Hospital

Glen Oaks,

New

York

December 20, 1955

Alvin E. Coleman, President
Joseph S.A. Miller,

M. D.

Iiedical Director

�Electroshock Therapy Evaluation Program

em
I.

Aim

II. Background
III. Previous Studies
Development
and
Progress
in
Studies
IV.

Tests of Altered Brain Function
Premorbid Personality
of
Adaptation
Patterns
NonAVerbal
Verbal,
Evaluation of Improvement
Steroid Excretion Studies
Autonomic Studies
V.

Program Summary
Method

Significance

VI. Facilities Available

Laboratories
Personnel

VII. Budget
Present Budget
Requested Support

VIII. Appendix
References
Bibliography of Personnel

Page

�I.

E:
During the past few decades there has been an

of various

new somatic

intensified development

therapies for mental illness. Jhile

some have

even-

been
an
has
established
as
electroshock
therapy
into
fallen
disrepute,
tually
important and successful method for both immediate and long term results (1).

Despite

its

empirical usefulness, the

many

theories concerning the

mechanism

of this therapy have been either disproven or are so vague that their validity

tested. In a comprehensive review, Kalinowsky and Koch (2) emphasize the lack of information in this regard stating: ".......the theoretical
cannot be

aspects of the various somatic treatments
in the case of the shock treatments,

still

.....

are poorly understood, or, as

entirely obscure in their

mode

of

action."
The aim

of this program is to study the therapeutic mechanisms in electro-

convulsive therapy by the systematic investigation of behavioral, personality,

physiological and biochemical factors. Thile the program has electroconvulsive
therapy as its focus, considerable theoretical and experimental information can
be derived

to relate the

phenomena observed

in this therapy to other somatic

treatments such as lobotomy, electronarcosis and insulin coma.

�II.

BACKGROUND:

of
abundance
has
stimulated
an
electroconvulsive
therapy
of
use
and
the
Both
kind
theories
of
the
much
and
research.
exper(3)
hypotheses
The

of
interest
the
reflect
however,
particular
undertaken,
imental investigations
the
origin
frame
reference
of
regarding
and
theoretical
his
the investigator
of mental disorders.

Thus, each has been usually limited to one aspect of the

problem. In general, these theories

may be

differentiated between those that

emphasize physiological, biochemical, or psychological constructs.
A

who

classical physiological construct is exemplified

suggests that the various

by Gellhorn (h)

forms of shock therapy "act on the centers of

the autonomic system, produce intensive and prolonged sympathetico-adrenal
mental
activity,
hypothalamic-cortical
augmented
and
alter, through
discharges
processes and behavior."
psychogalvanic reflex,

The

varying responses of blood pressure, heart rate,

and other physiological indices to chemical

stresses are

obtained
been
has
data
huch
of
sympathetic reactivity.
interpreted as indices
to
and

Show

autonomic
reactivity,
in
this
induces
change
a
electroshock
therapy
that

(5)
coaworkers
and
support this
his
Funkenstein
by
studies
recent

conclusion.
Much

illness

and

biochemical study has been devoted to the relation between mental

steroid metabolism.

between ketosteroid excretion

Numerous

rates

instances (6) in which a relation

and change

in mental state following

electroshock therapy are reported, but the clinical difficulties in the
measurement of steroids have left this issue unresolved. Kore recent studies

excretion
to
the
total
steroids
between
individual
the
relationship
exploring
rate (7) utilize elaborate chromatographic separation technics.

�In a good review of the biochemical and neurophysiological hypotheses,
mode
the
view
the
that
evidence
to
justify
Ashby (8) presents experimental
of action of electroconvulsive therapy

is

through effects on the adrenal

cortex mediated by direct stimulation of the hypothysis.
Psychologic constructs generally fall into three designs

- studies

of

the psychic significance of the loss of consciousness; the relative importance of

ities

memory

loss;

and an estimate of the

subject's re-integrating abil-

the
Numerous
unemphasize
studies
of
confusion.
following a period

conscious significance of the treatment as a “rebirth which eliminates reand
exneed
punishment
for
of
a
satisfaction
narcissism"
a
(9);
or
gressed

piation for committed sins (10).
Amnesic effects are a common concomitant of treatment but most studies
of
these
The
significance
of
impairment.
the
nature
emphasize the temporary
defects for therapeutic results is

emphasized by numerous authors.

Data

is

the
on
emotional
charge
patreduces
the
treatment
that
presented to
emotionallyfor
of
induces
familiarity
loss
a
associations
(ll),
ient's
show

toned associations (12), or a selective forgetting of unpleasant

life

memories (13).
These constructs are

further elaborated by authors

who

believe that the

as
behavioral
responses
confusionalemate
including
of
an organic
induction
im»
electroshock
the
for
basis
is
over-reacting
euphoria, impulsiveness or
provement (1h).

A

more

umerated by Weinstein

&amp;

recent elaboration of this explanation is that enKahn

(15), described subsequently.

�-h-

adaptive
in
changes
proregard
explanations
of
psychologic
Another group
describe
(16)
and
Frosch
Impastato
mechanism.
cesses as the basic therapeutic
on
a
which
then
re-integrates
the
of
ego
electroshock as causing a dissolution
suggestopinion
similar
has
a
Alexander
of
adaptation.
previous or higher level

ing that

defensive
operations.
enhances
active
and
electroshock arouses

For

this

in'whii1
conditions
those
in
effective
such
is
therapy
that
he
asserts
reason
conp
in
ineffective
but
are
low
ebb, as in depressions,
such operations are at a
(17).
alerted
highly
already
ditions in which defensive operations are
most

two
in.which
Kahn
(15)
and
Another hypothesis was developed by weinstein

were
the
process
of
therapeutic
aspects

related.

They

asserted that the thera-

of
altered
milieu
of
a
creation
the
in
convulsions
lay
induced
of
action
peutic
is
of
problems
his
expression
symbolic
brain function in which the patient's
Their
them.
studies,
denying
of
form
the
explicitly
altered, particularly in

cerebral
with
with
patients
documented by an extensive neurologic experience
behavior.
in
adaptive
of
changes
a
function, amply demonstrate great variety

dys—

attention
(l9),
orientation
(18),
They describe altered patterns in language
manifestations
(21)
as
defect
of
and
awareness
(15b)
(20), sexual behavior
the
patient's
constitute
mechanisms
these
conclude
that
and
of adaptive behavior
attempt to deny his illness or

striking

and enduring in those

its

meanings.

patients

Such

who had

most
were
denial
at
attempts

habitually used the defenses

with
their
of
coping
means
a
as
and
rationalization
of verbal denial
of
indicative
these
patterns
that
problems (22). They also demonstrated

administraintravenous
the
following
interview
"denial" could be elicited in an
interview
the
clinical
manifest
in
not
when
were
they
tion of sodium amytal
(23)-*
followdenial
and
explicit
disorientation
of
* This appearance of patterns
with
associated
so
clearly
sodium
is
amytal
ing the administration of
authors
these
by
described
been
has
diffuse cerebral dysfunction, that it
test."
named
"amytal
the
been
has
This
(23).
as a test for such dysfunction

�-5of
denial
between
a
patient's
noted
direct
relationship
a
they
cere—
of
the
of
and
signs
the
electroshock
appearance
therapy
pain following
test)
of
mechanism
the
that
suggested
they
amytal
bral dysfunction (positive

Thus, when

electroshock therapy

may be

the facilitation of patterns of denial by altered

brain function (15).
and
psychophysiological
at
integrating
This hypothesis is an attempt
which
terms
in
View
it
of
the
and
As
operational
in
such,
factors.
logical
have
which
studies
base
our
theoretical
upon
a
has
provided
is stated, it

been elaborated.

�III

PREVIOUS STUDIES:

of
altered
manifestations
studies
investigating
For the past three years,
cerebral function in psychiatric patients, have been in progress at Hillside

Hospital.

In 1952, the application of the amytal

was asseSSed

(2h).

test to psychiatric subjects

Positive responses were found only

in patients

who had had

electroshock therapy or had other indications of organic brain disease.

in order to test the relationship between altered brain
referred
consecutive
patients
electroshock
to
therapy,
and
the
function
response
electroencephalograms,
with
serial
intervals
weekly
at
tested
treatment
were
for
During 1953-195h%

amytal

tests,

simultaneous

tactile

perception%%

tests,

and

tests of recall

function.
A

marked

correlation

was found between improvement

therapy and early, persistent
the electroencephalograms.

following electroshock

and severe changes in both the amytal

If

no such

tests

such changes did not appear, improvement

and

failed

correlations were manifest between improvement

to occur. In contrast,
and tests of recall function or changes in simultaneous tactile tests.

WM
TWenty—four subjects were

tested in this first study, and were classified

improved
markedly
as
psychiatrist
the
supervising
by
independently

ately

improved (6) and unimproved (7)

at the

(ll),

moder-

end of one month post-treatment.

Paralysis
Infantile
for
Foundation
National
from
the
Aided
Fellowship
a
by
*
(Dr. Fink, 1953) and Grant K—927, National Institute of Fental Health,
National Institutes of Health lQSh-Sé.

stimuli
two
simultaneous
tactile
of
the
of
perception
as Previous studies
one
localize
to
or
of
perceive
failure
demonstrated characteristic patterns
of the stimuli in patients with diffuse cerebral dysfunction (25).

�-7Of

the markedly improved patients, every one had at least one positive amytal

reaction during treatment.

Of

the

50

tests

given to

this group,

38 (765) were

positive. In contrast, of the unimproved patients, five of the seven never
showed a

positive result,

positive.

6 (13%) were

and of the

The

LS

tests administered to this

group, only

moderately improved group showed more positive re-

sponses than the unimproved patients, but

fell far short

of the

much improved

group.

In addition, there were consistent changes in language and non-verbal as-

pects of behavior indicating alterations in adaptive mechanisms in the

in interviews not employing amytal. These alterations

improved group, even
were

much

either minimally or only transiently manifest in the

unimproved group and

then only under the influence of sodium amytal.*
Concomitant studies of the electroencephalograms taken on a day pre-

ceding the amytal

first

measured

test indicate

for per~cent time

a similar
31 w wave

relationship.

The 160

records were

(delta) activity, the extent of

burst activity and the amplitude and frequency of the slowest waves present.
They were then placed in a rank serial order. Those falling in the upper third
were

labelled "high abnormality"

abnormality."

ality after

Of

the

and those in the lower

much improved

patients,

one week of treatment; 80%

after

25% showed

third as "low
a high degree abnormp

two weeks and over 90%

after three

In the unimproved patients, however, none had a high degree abnormality
record during the first three weeks and only one had such a record by the fourth

weeks.

week of

treatment.

The

records of the moderately improved patients

fell

between

these two groups.*%
* Presented at the Annual Meeting of the American Psychiatric Association,
Kay 10, 1955.

** Presented at the joint meeting of the Eastern and Southern Electroencephalographic Societies, Bethesda, September 30, 1955.

�Changes

in

memory and

learning were tested in these subjects by using

the principle of retroactive inhibition.

3-letter originally learned

By

the serial testing of recall of

words following the

interpolated learning of nonsense

syllables, patterns of decrement in learning and recall

were

elicited.

As

a

week
of treatthe
showed
to
third
impairment
the
increasing
up
patients
group,
ment, and a rapid improvement after the cessation of treatment. No relation-

ship, however, could be established between impairment and reSponse to treatment.*
The

responses of these subjects to simultaneous

tactile tests using touch

stimuli were also assessed. While an increasing impairment in the ability to
be
two
demonstrated with increasing
could
and
stimuli
the
localize
identify

treatment, no relation to improvement was noted.
however, and

in anticipation that

more meaningful

The

tests

were extremely gross,

correlation for this index

of altered brain function could be obtained, a study using threshold electrical

stimuli has been undertaken (pg. 10).
As

ent and

result of these studies, it was our conclusion that early, persistsevere changes in both the electroencephalogram and in the amytal tests

a

are a necessary, though not sufficient pre—requisite for improvement following
electroshock therapy. These observations make it possible to predict the short
term response to electroshock, and such a study was undertaken

earlier this

year (pg.ll).
Concomitant with these studies,

we

have made some preliminary observations

in patients undergoing insulin coma therapy. Recent reports of the value of
prolonged coma as the basis for improvement (26) have been confirmed in our
patients. In

one unusual case

report

we

noted a direct relationship between

* Presented before the Electroshock Research Association,1;ay 8, 1955 and
awarded

their

Annual Prize award

for excellence in research design.

�altered brain function, altered patterns of adaptation in language and behavior,

clinical

and

improvement (27).

Concurrent with these psychologic investigations, basic studies have been
done

in

in biochemistry.

1950* with an

The

initial

biochemical research laboratory was established

program of study of the

relationship between steroid

excretion patterns and states of mental illness.

studies, utilizing alumina column chromatography, demonstrated atypical
The
number
excretion
of
a
levels
in
psychotic
ketosteroid
patients.
urinary
The

of B—steroids (particularly dehydroisoandrosterone) was found to be elevated,
and the etiocholanolone was depressed (7a). The ll-ketoetiocholanolone
values appeared to be sex-dependent: male patients excreted the steroid

metabolite in normal amounts, while the several female patients studied had
markedly elevated values.
During the past year, a collaborative study was

chemical department of the Sloan-Lettering

initiated with the

Institute of

new York.

bio~

Similar

steroid excretion pattern studies were undertaken utilizing paper chromatographic technics.

In the

first

phase of the study recently completed, the

elevated excretion of ll-ketoetiocholanolone was confirmed, with a severe

reduction in the excretion of this
when

compound

prior to discharge, at a time

the patient had shown considerable improvement from her

* Supported by grants from the Dazian Foundation

illness.

for Hedical Research.

�.10...
IV. §EUDIES IN PROGRESS

1.

Relation 2f

AND

Tests

IN DEVEILEEENT:

Improvement:
Function
Brain
33
Altered
3;

altered
between
relationship
direct
Our earlier studies
this
that
however,
apparent,
is
treatment.
It
to
and
function
response
brain
and
not
only
function
brain
altered
of
indices
certain
holds
for
relationship
and
elabconfirm
to
undertaken
been
has
for others. Further study, therefore,
have shown a

methods of measuring

orate these findings, as well as to investigate
improvement.
clinical
to
related
function which are more reliably

a.

cerebral

Amytal Test and Electroencephalogram:
Amytal

tests

and electroencephalograms are done

and
second
the
and
during
subjects before,

third

in all

weeks of electroshock treat—

make
a
used
predicto
data
is
the
findings
ment. On the basis of our earlier
those
that
predicted
is
treatment.
It
to
term
short
response
the
of
tion
and
with
positive
abnormality
electroencephalographic
patients with a high degree

amytal

test findings will

be most

likely to

show improvement;

while those with

amytal
and
with
negative
abnormality
a low degree electroencephalographic

results are considered unlikely to improve.
b. Tactile Perceptual Tests:
perceptual
tactile
simultaneous
the
As described before,
was
planned
inconclusive.
It
were
of
test results in our first series patients
conditions
under
stimulation,
electrical
to repeat this study using threshold
terms
Under
controlled.
be
could
rigidly
wherein the various stimulus parameters
two
of
consisting
assembly
instrument
(M—927)
an
USPHS
grant
of an existing

dewhich
can
devised
was
oscillograph
monitored
by
an
Grass Sh-B stimulators
the
assembly,
this
Using
stimuli.
electrical
wave
independent
square
liver

stimuli applied simul-

to
perceive
their
ability
for
tested
patients are
technique
refined
this
By
applying
body.
taneously to different parts of the
two

�.11be
may
otherwise
not
apparent
function
brain
in
it is anticipated that changes
and
of
improvement
the
be
to
degree
compared
will
observations
These
elicited.

to our other test~results.

As

in the case of the electroencephalogram and

the
and
intervals
during
stated
before
at
tested
are
amytal tests, patients
course of treatment.

c.

Hemory

Tests:
imp
and
loss
of
memory
of
relation
the
Numerous theories

provement have been described.

Our own

data to date

shows no

significant re-

and
words
and
simple
nonsense
syllables
for
lationship
forselective
a
there
is
evidence
that
considerable
But
there
is
improvement.
For
memories.
and
situations
of
life
significant
getting, during treatment,
between the memory loss

a record

this purpose,
may be

is

made

of events during the preceding six months which

of emotional significance to the patient. During treatment, inquiries

records
verbatim
of
these
events,
recollection
patient's
are
and these compared to the pre-treatment reports.
made

of the

2. Relation gf’Premorbid Personality

to Duration 3;

made,

Response:

has also been apparent that the relationship between altered

It

brain function and clinical response is valid only for the short term response
When
six
followed
a
for
treatment.
weeks
several
after
to treatment, ite.,

return
a
had
showing
relapsed,
the
of
improved
several
patients
period,
of their former symptoms, and in some instances requiring further hospital-

month

ization.
thesis

To

account for the varying duration of

was advanced

that the difference

personality patterns. Specifically,

it

was

clinical response, the

hypo-

related to differences in premorbid

was suggested

that patients

who showed

would
(22)
denial
verbal
personality"
the
of
"explicit
the characteristics

likely to maintain improvement.
premorbid personality of each patient is assessed

be those more
The

an interview with family members, psychologic
and

psychiatric interviews.

by

four procedures

tests, tachistoscopic tests

-

�a. Family Interviews:
At least two close relatives are seen in independent
interviews. A standardized questionnaire has been devised to elicit characterological factors indicative of the "explicit verbal denial" personality. For
this study fifteen characteristics defined as typically present or absent in
conscious—
Such
include
items
prestige
selected.
were
of
this type
personality

and
and
to
sex
attitudes
temper
to
imagination,
criticism,
ness, sensitivity
illness. Each patient is rated on a scale of 0 to 2 for each item - the higher

score signifying a greater tendency to denial.

b. Psychologic Tests:
Each

patient is tested

on a

standard psychologic eval-

uation battery including the Rorschach and Thematic Apperception TEStS. These
adap—
defense
of
and
usual
or
types
structure
character
assessed
for
tests are

tation.

Such

tests are repeated at the termination of the treatment

program and

again prior to discharge, to obtain additional information as to changes in
behavior in the course of treatment.
-

c. Tachistoscopic Tests:

tachistoscopic study has been devised; in which pairs
of emotional and non-emotional words are flashed on a screen at 10, 20, 50,
100, and 250 millisecond periods. The patient's ability to identify the words,
A

the reaction time, and the distortions are ascertained. This pre-treatment

data is

now

being explored as to

defense patterns.

The

its ability

to clarify the patient's usual

tests are repeated at the

end of greatment and again

prior to discharge for the possibility that characteristic changes in perception
develop with altered modes of adaptation..

�-13..

d. Psychiatric Interviews:
In the course of estimating changes in behavior, patients
are seen prior to treatment, and at intervals during treatment. In a clinical
interview setting, an assessment is made of the patient's symptoms, and usual
of adaptation. Changes in symptoms, behavior, language and modes of adap-

modes

tation are noted.

By

interviews with the patient's therapist, judgment as to

the significance of such changes and

bral states can
ment

their relation to treatment, or altered cere-

be made.

On

the basis of the data in a-d above a prediction of response to

is

made.

treat-

Prior to the start of treatment the patients are classified as:

1) those unlikely to improve;
2)

those likely to improve moderately or temporarily;

3)

those likely to maintain marked and sustained improvement (for at least

six months).
During the

third

week of

treatment, (after the patients have had

ments), a second prediction of the short term response
change

is

made

7—9

treat-

according to the

in the physiological indices.

3. Altered Patterns g£.Adaptation Kanifested in‘Verbal and NonéVerbal
Behavior:

In the earlier study on the amytal test

it

had been noted

that

specific changes in language and behavior indicative of altered adaptive responses occurred in the improved patients to a significantly greater degree than

in the unimproved patients. Further experimental procedures were
necessary to clarify the nature and significance of these changes.

deemed

�alb-

a.

The

is

a highly structured interview

of the patterns of language.

made

ients

who show

language

will

in émytgl Tests:
amytal test procedure is recorded. This

Language Changes Induced

situation,
The

and systematic observations are

hypothesis tested

is that those pat-

consistent, increasing use of the following types of adaptive

be more

likely

improve:
1) The use of the second or
to

third

person. In such instances the patient reports his main trouble as "the Doctors
say I'm depressed", or state the wish that "my family should be well." 2) The

selective response to questions, as answering readily questions about date and
location but failing to answer,

illness.
tive

mumbling or using neologisms when asked about

3) The use of conditional or qualifying expressions, or the subjunc-

mood which has

the effect of vitiating the patientis committment to the

is

I feel kind of dBpressed", in w hich
"sometimes" qualifies the temporal degree of illness, and "feel" and "kind of"

statement.

An example

"sometimes

‘qualify the intensity of the illness. Committment would be indicated by
the direct, unconditional statement of "I

am

depressed". h)

or stereotyped expressions in discussing illness, as "to
or "well, in a manner of speaking..." or "I didn't keep

wheel". 5) Language

antic statements. 6)
problems.

tell

my

The use

of cliches

you the

shoulder to the

filled with nonpsequiturs, circumlocution, ornate
The use

or pedp

of humor when talking about their illness or other

7) The use of metonymy or paraphasia, as

Dr. as a "recorder". 8 )The various forms of

ulation about the main problem

truth..."

referring to the examining

explicit denial including confab-

and temporal displacement.

9) changing the sym-

bolic frame of reference in response to questions, as replying to the question,

feel?", by stating, "with my hands." 10) The use of hyperbole, as
"you're the best Dr. in the whole eastern Atlantic seaboard area."
"how do you

�.15-

State:
Confusional
the
PostaShock
b. Language Changes in
Each

orientation
for
tested
is
patient

and awareness of

treatment.
a
following
immediately
awakening
of
the
period
in
his main problem
such
At
intervals.
weekly
and
then
at
treatment
the
initial
done after
@his

is

most severe, and a

defects
are
cerebral
neurologic
the
times,
These
of
language
appear.
tive changes in the pattern

variety of

may be comparable

adap—

to the

records
are
and
the
situations,
interview
other
the
in
noted
changes
language
and
changes
language
the
later
to
both
as
indications
assessed for prognostic
the degree of improvement.
Study:
Sentence
Completion
0.
in
language
in
and
changes
A way of studying the patterns

technique.
completion
sentence
a
devised
using
been
has
fashion
a quantitative
accordstructured
been
have
which
complete,
to
sentences
to
given
The patient is
the
in
first
been
have
put
sentences
the
of
Ten
different
patterns.
ing to four
when....",
criticized
am
"I
Wish that......",
such
"I
as
unconditional,
person,
the
in
expressed
are
they
that
except
meaning
in
identical
Ten others are

etc.

sometimes
"people
as
aspect,
qualifying
or
conditional
third person and with a
the
In
reetc.
When.....,"
criticized
wish that.....", "people are usually
these
of
senten
In
indicated.
maining twenty items no person is specifically
or
occurrence
exact
an
to
refers
or
direct
is
sentence
the
tences, however,

event as "every

time....",

”when the

doctor

comes

in.....",

etc.

The remainp

"at
times....",
as
aspect,
indefinite
or
qualifying
conditional,
have
a
ten
ing
etc.
when.....",
better
"things usually seem a little
for
analyzed
not
in
sentences
The response of patients to the incomplete
rated
is
each
response
Instead,
manner.
psychologic
content in the traditional

�16

the
whether
include
ratings
for its grammatical or syntactical structure.
or
conditional,
direct
or
is
second
third
person,
or
response is in the first,
The

1h).
(page
above
described
of
language
manifests aspects
1)
assumptions:
following
the
on
This study is based
begins in

the
to
most
obviously
applicable
a manner

A

sentence which

patient (e.g.,

first

person,

adaptive
reto
elicit
likely
unconditional) creates
conditional
is
or
the
third
in
person
A sentence which is expressed
2)
sponses.
and
least
minimal
is
stress
creates
is less applicable to the patient. It
complete
used
to
The
3)
person
syntactical
likely to elicit adaptive responses.
maximum

stress

and

is

most

of
indicative
is
to
person
in
regard
indeterminate
is
whose
beginning
sentence
a
shows
less
of
the
person
first
the
use
the degree of stress experienced (e.g.,

third
second
or
the
of
the
use
defensiveness,

person shows

greater defensive—

ness).
d. Attitude Interviews:
In

this

part of the study an attempt

the
of
mechanisms
ego.
adaptive
the
tionally

Two

is

made

to define

opera—

structured interviews

followed. The attitude of the

questionnaire is
interone
In
next.
the
to
interview
from
one
examiner, however, is reversed
and
the
in
concerned,
view the examiner is empathetic, pessimistic,
minimize
to
and
tends
insensitive
non-empathetic,
he
brusque,
is
other interview
are held, in which the

the patient's

same

difficulties.

In general, the

first attitude

produces good

a
in
grossly
results
latter
the
while
rapport with these disturbed patients,
each
asked
in
are
non-communicative situation. Although the same questions

to be appropriate to the examiner‘s

attitude.

interview, the wording is altered
"YOu
must
today?",
poorly
"feeling
as
such
he
questions
asks
In one interview
worse?.“
been
getting
"has
and
it
consider your condition pretty serious?",
don't
"you
today?",
well
While in another interview he asks, "feeling pretty
consider your condition serious,

do you?" and "have you been improving?".

�.11.:

The two structured.interviews are performed

just prior to electroshock

interviews
All
are
treatment.
of
treatment and repeated following the course
of
the
patient's
1)
alteration
the
study:
in
recorded. There are two variables
The
four
attitude.
examiner's
the
in
behavior by treatment, and 2) alteration
recordings are studied for

and
changes.
language
vocal
changes,
content,

The

it
defensive mechanisms of the patient
both
out
be
carried
can
that
transactions
of
the
of
terms
range
in
ationally,
and any changes

in

can be defined, oper-

be
commmay
patient
depressed
For
a
example,
very
treatment.
and
after
before
he
whereas
interview,
empathetic
concerned,
the
in
treatment
before
unicative
jovial,
mood
is
the
when
latter
examiner's
the
in
will be unable to participate

of
one
is
treatment
to
his
response
However,
if
and
minimizing.
bantering
becomes
he
sustreatment
Following
reversed.
be
euphoria, the situation may
and
empathetic,
concerned
examiner
is
when
the
anxious
or
hostile,
picious,
Thus
the
interview.
the
optimistic
in
stressful
less
communication
is
whereas
terms,
objective
in
be
stated
the defensive system of the patient can
change

i.e.,

in

of
interpersonal
standardized
range
to
a
in terms of his reactions

uations.

in

sit-

M

h. Clinical Ratings 2: "Improvement":
changes
evaluating
of
methods
and
test
These various experimental
ratthe
psychiatric
in
significance
further
have
may
and
behavior
language

considerable
experienced
we
studies
revious
In
our
:
rovement."
"im
of
P
ing
Or,
be
guide?
the
to
relief
symptomatic
Is
our
patients.
difficulty in rating
to
recovery
Is
be
the
goal?.
to
improvement"
"social
recovery"
or
is a "social

relief?

Agreement by

symptomatic
well
as
as
of
insight
be judged by the degree
"unimproved"
and
improved"
"much
"recovered",
of
definition
the
in

psychiatrists
is not available,

investigations,
to
further
crucial
is
issue
and yet, this

We

�they
terms
as
these
of
assessing
task
further
the
undertaken
have therefore
apply to the electroshock population.
of
incapacity
and
type
the
degree
are
Central to this problem of evaluation
and
the
the
of
therapist,
the
goal
personality,
of the patient, his premorbid
capacity
events,
intercurrent
as
Other
aspects,
therapy.
to
attitudes
patient's
environmental
the
patient's
of
therapy,
suitability
of the therapist, temporal
present.
at
encompassed
not
but
are
assessment,
to
important
also
assets are
To

are
studies
evaluation
following
the
"improvement",
of
meaning
clarify the

in progress.
Evaluation:
Pre-treatment
a.
the
by
therapy
electroshock
Patients are referred for
and

resident therapist.

supervising psychiatrist
evaluation is made by the research psychiatrist.

An
Two

independent psychiatric

aspects are specifically

decompensation
of
signs
clinical
encompassed in this study:
of
sympdegree
for
and
rated
mental
status
descriptive
a
recorded
in
which are
of
the
patient‘s
estimate
2)
an
(28);
scale
tomatology on a Kalamrd rating
1) the symptoms and

operations.
defensive
usual
his
of
with
description
a
develOpment
of
ego
level
Relationship:
Therapist—Patient
the
in
Changes
b.
to
held
prior
therapist
resident
the
with
interviews
In
and
the
therapist
between
relationship
the
therapy,
electroshock
of
the onset
recomp
the
for
the
reason
on
emphasis
with
specific
explored
the patient are
and
the
patient's
treatment,
the
of
the
goals
mendation for this form of therapy,
mental
of
treatment
of
method
Since the primary

attitude to the treatment.
electroshock
for
recommendation
the
disorders at this hospital is psychotherapy,
the
between
patient
communication
that
assumption
the
with
carries
it
generally
deis
the
exploration
For
this
reason,
meaningful.
no
longer
was
and therapist
and
recommendation,
the
led
to
that
relationship
the
in
voted to those changes

�19

and
symptoms that it is
behavior
of
of
those
aspects
statement
a definitive
We
the
in
interested
also
therapist's
affect.
treatment
are
may
the
anticipated

attitude to this
may

form of treatment, and attempt to assess the

role this attitude

play in the eventual results.

of
the
the
results
theories
relating
numerous
there
are
Furthermore,
made
being
are
attempts
and
in
our
inquiries,
therapy to its punitive aspects,

to assess the significance of this factor in the outcome. During the interviews with the resident therapist and with the patient, the patient's attitude
behavior)
and
against
(both
language
defensive
operations
to the treatment, his
his
in
and
alterations
the
electroshock
represents,
the reality threat that

attitude

during the weeks of treatment are

studied. Further information regard—

of
our
the
in
course
be
ascertained
will
of
factor
this
ing the significance

control study (page 21).

c.

Follow—up Study:

Crucial to the evaluation of "improvement" is the

oppor—

treatment
of
the
period
following
various
periods
tunity to repeat evaluations at
from
hosthis
discharged
of
the
patients
follow—up
report
Recently, a four-year
between
customary
the
disparity
indicated
and
(1)
this
pital was made available
of
inthis
the
In
course
illness.
discharge ratings
at
out
carried
being
observers
is
same
the
vestigation, repeat evaluations by
As
check
a
treatment.
months
after
and
six
various times during hospitalization
and eventual course of the

and
the
physiological
of
the
personality
basis
the
on the predictions
two—week
the
for
recorded
factors studied, specific follow—up evaluations are
(long-term
months
period
and
the
result)
six
post-treatment period (short-term
made on

ther—
the
resident
of
the
to
ratings
result). These evaluations are compared
each
In
instance,
medical
director.
and
the
apist, supervising psychiatrist

and
the
of
terms
projected
formulated
in
the ratings made in this study are
and
interpersonal
language
of
behavior,
those
noted
aspects
in
actual changes

�Excretion
23 Improvement:
5. Relation of Steroid
and
their
reof
steroids
excretion
patterns
of
The studies of the
More
recently
continuing.
is
9,
on
described
page
mental
to
states,
lation
of
measurement
the
for
of
techniques
development
the
on
been
has
emphasis
colorimetric
and
*
new
separative
steroid conjugates. During the past year

sulfate
steroid
measure
to
(29)
devised
techniques have been
these
for
patterns
excretion
blood and urine. Daily urinary

compounds

in

compounds

are

and
prior
again
electroshock
of
the
course
assayed prior to treatment, during
resolve
to
is
of
this
program
The
object
selected
patients.
in
to discharge

individual
total
the
with
values
these
and
compare
bound
steroids,
the sulfate excretion
hormone
between
relationship
the
elucidating
Besides
hormone levels.
which
to
extent
the
indicate
of mental illness, such studies
and

rates

states

hormones.
steroid
of
metabolism
the
the liver (30) participates in
Electroshock
Therapy:
Results
Functions
of
on
6. Effect of Autonomic
behas
studies,
it
electroencephalographic
of
our
In the course

alterations
the
typical
fail
of
number
patients
that
a
apparent
come
to
also
fail
These
patients
treatment.
extensive
in cerebral rhythms despite
and
frequently
tactile
tests,
in the amytal tests, simultaneous
to

show

show changes

reactivity
the
studies,
these
with
Simultaneous
periods.
confusional
evince no
mecholyl
of
administration
the
to
rate
and
the
pulse
blood
of the
pressure
to
done
was
prior
too,
This,
out.
carried
been
have
"Funkenstein—test")
(the
Marked
ended.
had
treatment
of
the
course
after
immediately
treatment and
two
test
these
found
in
were
medication
this
to
variations in the responses
the
of
earlier
the
reports
way
general
a
in
followed
observations
These
periods.
between
relationship
the
of
exploration
the
undertaking
workers, but we are now
tests.
physiological
and
these
function
brain
altered
of
tests
in
the alteration
* Aided by a grant (A-6YSC)
Public Health Service.

States
United
Health,
of
from the National Institutes

�v.

THE PROJECTED PROGRAM: SUMMARY

1.

3

21 -

Method:

the
along
and
development
continuation
The projected program is a
Our
ultimate
of
this
two
report.
sections
lines indicated in the preceding
the
systematic
by
therapy
electroshock
of
mechanism
goal is to clarify the
of
behavioral,
inter-relationship
the
of
and integrated investigation
biochemical
factors.
and
physiological
sonality,
This program

is

per—

rev
interdisciplinary
full-time
a
by
undertaken
being

neurophysiolpgist,
psychoanalyst,
of
psychiatrists,
search staff consisting
help.
technical
and
allied
biochemist
physiologist, experimental psychologist,
Some

in
scope
clear
already
are
the
in
program
of the specific studies

and
new
continues
the
program
as
become
apparent
Others
will
and outline.
Two new basic
develop.
leads
promising
further
or
problems
appear
critical

decided
been
upon.
already
have
methodological aspects

date
work
to
our
in
1. Control group:0ne of the major deficiencies
starting
Accordingly,
control
group.
has been the absence of an adequate
two
into
divided
be
will
electroshock
for
referred
January 1, 1956, patients
of
conusual
course
the
receive
will
One
group
fashion.
random
a
in
groups
treatments.
sub-convulsive
be
given
vulsive therapy; the other group will
Ulett
of
study
instructive
recommendation follows the recently reported
This

et a1. (31).

In other respects the two groups will

be

treated in the

same

will
each
group
in
are
patients
who
will
The
only
person
fashion.
of
The
purpose
treatments.
the
administering
be the supervising psychiatrist
in—
of
the
effects
physiological
the
differentiate
to
is
such a control group
know which

outcome.
therapeutic
the
affecting

Some

duced convulsions from other factors
disease
process,
the
of
particular
1)
nature
the
of these factors might include
2) the

attitude

and symbolic

etc.;
depression,
involutional
or
as schizophrenia
of
a
large
attention
3)
the
special
the
patient;
to
treatment
of
the
meaning

�~22:

numbers of observers

h) the

incident to being placed

on

the treatment program;

attitude of the patient's therapist toward the patient

and toward

electroshock therapy, including the expected goals in each case; and S) the

relative effectiveness of other forms of therapy provided for these patients
in the hospital milieu. The use of a control group will also clarify the
nature of "Spontaneous recovery" and

may

aid in the understanding of

"atypical" results in the patients actually receiving convulsive therapy.
2. Insulin

Coma:

It is

planned to extend the present methods of study

to an investigation of those patients receiving insulin

coma

therapy.

�~23.-

2. Significance
This program of study has both applied and theoretical significance.

there
since
electroshock
of
therapy
use
clinical
It can lead to the improved
be
mechanism.
will
It
the
of
therapeutic
will be a greater understanding
to
who
better
improve,
will
those
patients
more
skillfully
select
to
possible
and
to
predict
the
involved
therapeutic
in
process,
factors
other
manipulate
more

accurately future management problems.
of
the
psychounderstanding
to
a
greater
however,
also
This study
leads,

pathology of mental

picture
which

illness.

Through the various methods of study a

clearer

will be obtained
meaningful criteria for

of the mechanism of defense and modes of communication

may

contribute

more

operationally accurate and

"improvement".
of
determination
the
for
diagnostic classification
techtherapeutic
other
on
throw
light
may
Finally, the investigation
and

and
obserthe
function
cerebral
in
niques. The studies of the alteration
have
signifi—
damage
and
cerebral
behavior
between
vations on the relationship
also
is
It
electrocoagulation.
and
cerebral
cance for the studies in Ibbotomy
modes
of
and
in
language
the
changes
into
here
gained
the
insights
that
likely
of
psychotherapy.
study
eventual
significant
make
an
possible
adaptation may

�VI. FACILITIES

AVAILABLE:

1. Hillside Hespital is a

200 bed

non-profit psychiatric hospital.

All admissions are voluntary, with periods of hospitalization varying from
h-lZ months. All patients are available for study.
The

hospital

was

established in 1927, for the purpose of treating

ulatory psychiatric patients.

A

amb-

residency training program.was instituted

earxy, under the supervision of an active staff of psychoanalytic psychiatrists.
In 1950 the research biochemical laboratory was established, to be followed

in

1953 by

the neurophysiological research laboratory.

In 19Sh these laboratories were combined and expanded, and a Research
Service established as a:full-time operation of the hospital.
Research Director was appointed to integrate
program.

At this time, the

staff consists

all

A

full-time

the studies into a basic

of the Director, research assis—

tants in psychiatry and psychology, biochemist and assistant biochemist,

siologist,

and

EEG

technician. In addition, a psychologist and

phyb

two chemists

are associated on a project basis.
Laboratory
Medcraft D-8,
two S-hB Grass

8

facilities include:

(a) Electroencephalographic unit with a

channel instrument; (b) Neurophysiological laboratory with

stimulators,

tachistoscopic projectors

ical laboratory with

Du Mont # 3&amp;0 R

and

feet of laboratory space

Beckman

Coleman Spectrophotometer, and

ifications of the A.E.C.

two synchronized

auxiliary electronic equipment; (c)

1000 square

the following major items:

oscillograph;

Biochemp

and equipped with

Spectrophotometer,'Warburg respirator,

radioisotope unit following the basic spec-

�£2 5..
ﬂ

2. Personnel:*

studies
Undergraduate
Research:
of
(a) Dr. Max Fink, H.D., Director
the
and
degree
New
Yorn
College
University,
of
Universitv
were undertaken at the
{e
the
attended
l9h2.
in
was
granted
of B.A. cum laude with Honors in Biology
New

l9h5.
in
graduating
of
Hedicine,
York University College

interneship he served in

School
of
the
from
he
where
graduated
U.S.
Army,
the

Military Heuropsychiatry in
Knox

After a rotating

19h7, and was Chief of the

Psychiatric Section, Fort

Station Hospital during 1947.
Formal neurologic

training

was

received at hontefiore Hospital in

York

New

Formal
psychiatric
(l9h9«1951).
Hosoital
Bellevue
Dsychiatric
and
at
(l9h8-l9h9)

and
than
(1950)
at
Hospital
Bellevue
?svchiatric
undertaken
at
training was

Hillside Hoscital (1952).
During 1951, and again

in

1953, he

and then

at

Mount

In 1952, he was
American Board of

first at

Sinai Hospital in

a research fellow of the Hational

Both periods of study were under the

Foundation for Infantile Paralysis.

ection of Ur. horris 3. Bender,

Was

ﬂew York

dir-

University College of ﬂedicine

ﬂew York.

the
by
in
l95h,
and
Psychiatry,
in
Feurology,
in
certified

‘sychiatry and Neurology.

Simultaneously he attended and gradof Psychoanalysis, Psychiatry and

Institute
1953.
In
January,
in
Physicians
for
Psychology, receiving their Certificate
Mental
of
Institute
National
the
of
June, l9Sh, he was granted a research grant

uated from the ”illiam

Alanson Fhite

Health for a 2-vear study of electroshock processes.

In September, l95h, he was

Fink
Dr.
Hillside
Hospital.
Service
at
Research
appointed Director of the

is

33, married and has one son.
_____._.__.___.___________.___.____________.._._____._______._____________.______.
38.
apaended,
page
of
is
personnel
* Bibliography

�7-20Collowing
Psvcuiatry:
in
Assistant
(b) Dr. Joseph Jaffe, h.D.,
the
attended
Jaffe
Dr.
l9hh),
(B.A.,
Columbia
College
at
studies
undergraduate
Then
19b7.
M.D.
in
his
and.was
granted
of
hedicine,
College
New vorlr. University
he
began
interneship,
rotating
a
he was elected to Alpha Omega Alpha. Followinr
resident
a
as
First
Hospital.
DelleVue
Psychiatric
the
at
of
study
three years
U.S.P.H.S.
posta
as
studies
his
he
completed
in psychiatry, then in neurology,
lender.
3.
Morris
Dr.
of
doctoral research fellow under the supervision

from
graduating
Air
Force,
States
United
the
in
he
was
1953,
From 1951, to
Air
Eitchell
the
at
Psychiatrist
Chief
He
was
ﬁedicine.
Aviation
the School of

Force Base Hospital.
prac—
the
private
been
in
has
he
service
Since discharge from the military
of
Board
American
the
by
psychiatry
in
He
certified
was
tice of psychiatry.
psychoin
candidate
been
he
a
has
Since
l9h9,
1953.
in
and
Neurology
Psychiatry
Psychiatry
Psychoanalysis,
of
Institute
'hite
Alanson
analysis at the William
the
at
Assistant
Research
been
has
a
two
years
the
and
past
for
and Psychology
in
position
present
to
his
He
was appointed
Mount Sinai Hospital of New York.

September, 1955.
Chemist:
Chief
Ph.D.,
Goldenberg,
(0) Dr. Harry

A

graduate of the

Tremaine
of
a
recipient
York
New
in
of
the
City
of
College
D.
in
”h.
his
received
Goldenberg
Dr.
Scholarship and graduated cum laude.
in
instructor
He
been
has
an
Brooklyn.
of
Institute
from
‘olytechnic
the
l9h9

l9hh, he was the

College
Brooklyn
and
at
(l9h6-h7)
biochemistry at the Dolytechnic Institute
Natthe
of
enzymology
Fellow
in
Research
he
l9h7~h9
was
a
In
(1951 to date).

ional Institute

of Health, and from 1950

the
to
chemist
he
was
a
1952,
to

methods
enzyme
studying
of
Brooklyn
Hospital
Jewish
the
at
U.S.D.H.S. project

in clinical chemistry.

�...27..

Dr. Robert L. Iahn, Ph.D., Assistant in Psychology:

(d)

After

graduation from Brooklyn College in l9h0, he undertook graduate studies at
Columbia University. These studies were interrupted by four years of service
and
School
Dsyc‘hology
went
he
Clinical
to
where
United
Army,
States
in the
On
and
overseas.
country
in
this
various
hospitals
served as psychologist in
of
Neurology
the
Department
in
Research
T’syc‘iologist
became
he
the
army
leaving

of the

Mount

of Dr.

horris

Sinai Hospital in

New

York, where he wormed under the supervision

B. Bender and Dr. E. A.

"einstein until January, 1955.

is

He

of
monograph,
the
and
co-author
is
studies,
experimental
of
numerous
the author
"Denial of Illness:
He

Symbolic and Physiological Aspects" published

received his Ph.D. from the

New

in

May, 1955.

York University School of Graduate Arts

instructor of psychology at Brooklyn and Huntto
been
he
a.consultant
has
two
two
For
the
past
fbr
years
years.
er Colleges
conducted
and
has
training proMental
of
Hygiene
New
York
Department
State
the

and Sciences in 1953, and

was an

he
been
has
1955,
a
Since
January,
mental
the
of
several
hospitals.
in
grams
member

of this

staff.

(e) Dr.

Hyman

years of military service,
received his 3.8. in
ogy

interns at

York

four
Following
Psychology:
in
Assistant
Ph.D.,
Korin,
he matriculated

l9h9, and

at College of the City of

his H.S. in 1950. During 1951-52 he

the Hount Sinai Hospital and

University.

New

was

York and

psychol-

matriculated for his Ph.D. at

New

Since June, 1953, he has been Research Assistant in Psychology

at Hillside Hospital.

He

recently completed his doctoral thesis on

"The

Effects

of ﬁlectroshock on Retroactive Inhibition," and received his Ph.D. in October,
1955.

his'L.

F.

(f) Dr. Arnold Blumberg, H.D., Internist: Dr. Blumberg received
from the University of Pennsylvania in l9h2, for studies in physiology,

and in l9h5, received his E.D. from

the

Mew

York

University College of Medicine.

continued
he
two
of
and
service,
military
years
interneship
Following a rotating
1952.
l9h8
First
from
to
Memorial
Goldwater
Hospital
at
his residency training

�-28he
completed
Fellow
Medicine,
in
then
a
as
as a resident in neuropsychiatry,
He
has
1950-1952.
Division
Research
the
his studies as a Research Fellow in

been a Fellow in

Medicine

at the

New York

University College of Medicine,

1951-Sh.
He was

is

an

certified

Internal Medicine in l95h and
of Physicians. He is the associate

by the American Board of

associate of the American

Attending Internist at Hillside

Academy

Hospital and has'been

directly responsible fa'

of
coordinator
well
as
as
Research
Service,
the physiological studies of the
the biochemical programs.
3. Function of Research Service:

the
Research
Service,
the
of
research
programs
In addition to the
with
actively
They
cooperate
functions.
staff is active in two additional
research
who
on
part-time
carrying
are
those members of the hospital staff
In such instances, aid

nature.
of
clinical
a
chiefly
projects,
the
planning
of
goals,
project
clarification
the

is given in

and design of programs, and

is needed.
and
during
in
is
progress,
program
Secondly, an active resident training
independon
an
to
opportunity
carry
an
given
is
the third year, each resident
been
have
two
service
projects
of
this
ent project. Since the development
such technical assistance as

the
include
projects
completed, and three are
testosterone
of
and
the
use
states
anxiety
in
of
reserpine
clinical evaluation
include
resident
At
projects
present,
coma
therapy.
insulin
to
adjuvant
an
as
now

active.

The completed

a
factor,
therapeutic
milieu
a
as
the
of
hospital
a study

clinical evaluation

and
clinical,
coma
therapy
insulin
for
substitute
a
of chlorpromazine as
aMbivalence.
of
measures
and
tachistoscopic
psychologic

�-29In

May, 1955,

the Research Service established

a.

liason with the Sloan-

York
of
steroid
New
out
study
to
cooperative
a
of
Institute
carry
Kettering
excretion rates in psychotic patients, with emphasis on the patterns altered

during and following electroshock thefapy.

�-30..

VII,

M

PRESENT BUDGET AND REQUESTED SUPYOR :

Budget and Present Support:
1. Present anus—“u
The following is the full budget of the Research Service

for the fiscal year l9SSmS6. The major Share of the program is supported
by the Board of Directors, supplemented by grants of the United States Public Health Service. Under Grant M—927 of the National Institute of Mental
Health, $1h,807 of direct costs and $2221 of overhead costs was granted

for the year September 1, 1955 to August 31, 1956. This grant is the second
year of a 2-year grant for neurophysiological studies including the present
Electroshock Evaluation Study.
awarded $6500

The

National Institute of Arthritis has

for the second year of a twoayear grant for biochemical studies.

�~31-

1.

w.-

'

Board of Directors

U.S.P.H.S.

15,000‘

15,000

-——-

Psychiatry*

7,200

7,200

--—

Research Assistant in
Psychology

8,000

-——-—

8,000

Research Assistant in
Psychology

5,000

-—-—-

5,000

2,520

2,520

-————

Chief Chemist

8,600

8,600

-—-—-

Assistant

Chemist

h,000

__—-

h,000

Assistant Chemist

2,800

2,800

-——-

Assistant in Chemistry

1,800

-——-

1,800

h50

-—-—

h50

3,810

2,253

1,557

1,200

1,000

200

Personnel

Director of Research

Psychiatgz:
Research Assistant in

7E0 Technician

-

Secretary

Biochemistgz:

2.

Equipment

3. Consumable supplies

h. Travel - Conferences
Total
Overhead
TOTAL

* 3/5 time to September 1956.

60,380

39,373

21,007

2,521

______

2,521

62,901

39,373

23,528

�.32..

2. Requestegjg‘udgetagr Support:
A.

include

requirements of the Electroshock Therapy Evaluation Project

The

two

two
of
other
modification
the
to
professional staff,
additions

specific allocations of equipment funds.
(1) Psychiatrist: The cooperation of an additional full time psycoma
insulin
include
of
to
the
study
the
needed
to enlarge
scope
chiatrist is

positions,

and

of
evaluations
the
in
to
assist
control
the
study;
therapy; to supervise
diange in patients

and carry out follow-up

studies.

For

this position, an-

alytic experience is essential.
(2)

Physiologist or Heurophysiologist:

Present physiological studies

of
Further
physiostudy
and
the
Internist.
Director
the
out
by
carried
are
by
full-time
a
of
studies
these
coordination
the
changes
requires
logical

physiologist,
(3)

M.D.

or Ph.D.

Equipment:

and physiology.

For

Present needs are focused in two areas

-

biochemistry

further refined studies of the steroid sulfate patterns

mechanical
and
a
Beckman.Spectrophotometer
the
attachment
for
a recording

carry out the anticipated physiological
studies modifications and attachments to the electroencephalograph are

shaker (Dubnoff) are requested.

To

suggested.
following budget is one suggested to continue the present proneeded
completo
the
of
1956
personnel
addition
the
with
July
1,
gnmn after
ment the present staff. The budget is divided into three categories, followB.

The

Research
Serthe
coordinated
in
which
divisions
are
the
three
laboratory
ing
and
five
period,
a
for
the
for
year
Estimates
listed
first
year,
are
vice.

including projected salary increments.

�M

First

1. Psvchiatqz:

a. Director
Secretary

Conferences

13

Year

Five Year Total

(20,-25,000)

20,000

112,500

(2,6-3,100)

2,600
1,200

11,220

(15,-18,000)
(15,-18,000)

15,000
15,000
9,000
5,500

82,500
82,500
52,500
35,000

1,200

3,600

. Personnel

1. Psychiatrist
2. Psychiatrist
3. Eeychologist
13.. Psychologist

c. Supplies
Subtotal

-

&amp;

(

9"12:OOO)

(5’5' 8,500)

Equipment

388,820

69,500

Psychiatry

2. Neurophysiologx:

a. Personnel
9,000
3,600

52,500
12,000

b. Equipment

1,000

1,000

c. Supplies

1,200

6,000

1. Physiologist
2. Technician

(9,-12,000)

(3 : 641-31400)

71,500

10,800

Subtotal - Neurophysiology
3. Biochemistry:

a. Personnel
Chief Chemist (9,-11,000)

9,000
6,000
0,000
1,800

36,000
25,000
11,200

b . Equipment

7,000

7,000

0. Supplies

1,500

7,500

1.
2.
3.
h.

Chemist
Chemist

issistant

Subtotal - Biochemistry

(6,-8,h00)

(bu-6,000)

(1,8—2,600)

29,300

137,700

�Total

First

-

All Programs

..

All Programs

113,600

598,020

17,0h0

89,700

130,6h0

687,720

Overhead Allowance\(15%)

TOTAL

Five Year Total

Year

C. Budget Reconciliation:

1. Salaries:

The

salary range for each item is consistent with pre-

sent positions established at the hospital, or for

new

positions, with neighbor-

for supervising psychiatrists is
$12,-15,000, with a projected revision to the stated scale in 1956.
ing

institutions. Present salary
2. Equipment:

ment expenditure

ance

range

For psychiatry, the

initial year

includes the equip-

for tape recording system (#600) and an annual

for expenses.

The

$600 allow—

physiological equipment expense (51000) is to allow

modification of present electroencephalographic equipment to
record other physiological indices.

The

expenditure for supplies includes

allowances for consumable items and the provision for the building of specialIized equipment.

In biochemistry, the

a recording attachment for the

Beckman

intiial

expenditure includes $7,200 for

spectrophotometer and 9800 for a Dubnoff

shaker.
3. Conferences:

Present budgetary items include this

of the Director or members of the

sum

for the use

staff to attend appropriate scientific

meet-

ings.
h. Overhead: Consistent with hospital policy and recent administrative
changes in other

grants, a

15%

allowance

is requested.

This amount includes

hospital allocations for Social Security coverage; and for such contingencies
in the expenses of the program as not reg iring a significant alteration in the
budget.

5. Subtotals and Total: The budget is presented in three sections,
representing natural subdivisions of the program, thereby allowing for modifications in support.

�VII.

APPENDIX

A. REFERENCES:

from
Discharged
317
Patients
of
Study
Follow-up
H.L.
RACHLIN,
2E.§i:
1.
in
Hosp.,
Hillside
press.
l?50,
J.
in
Hillside Hospital
and
other
Psychosurgery
Shock
Treatment,
2. KALINOWSKY, L.B. and HOCH, P.H.:
New
York,
Grune
Stratton,
(2nd
a
ed.),
Somatic Treatment in Psychiatry

1952.

19h8.
397,
Mil.
Surg.
$92:
Theories,
Shock
Therapy
Fifth
GORDON,
H.L.:
3.
and
Dsvchiatry,
Neurology
of
Foundations
h. GELLHORN, E.' Physiological
1953.
Minneopblis,
Hinnesota
Press,
University of
Nervous
Autonomic
H.C.:
S.a FNNKENSTEIN, D.H.,
Ment.
3
Nerv.
J.
Shock
Treatment,
System Changes Following Electric
GREENBLATT, M.

Dis.

329%.: 2109,

and

SOLOMON,

19,480

Which
PreA
Test
H.C.:
5.b FUNKENSTEIN, D.H., GREENBLATT, M.,
Schizophrenic
on
Treatment
Shock
Electric
of
dicts the Clinical Effects
1950.
889,
Am.
199:
Psychiat.
J.
Patients,
AND SOLOMON,

5.0.

Autonomic
Changes
H.C.:
SOLOMON,
and
M.,
FUNKENSTEIN, D.H.,
&amp;
Nerv.
J.
Patients,
in
Mentally
Changes
Psychologic
Paralleling
GREENBLATT,

Ment. Dis.

6.a.

11;: 1, 1951.

Ill

Exthe
and
in
HOAGLAND, H. et al: Changes in the Electroencephalogram
of
AgitTherapy
Electro-shock
Accompanying
cretion of T7-Ketosteroids
19h6.
Med.
§32h6,
Psychosom.
ated Depression,

Excretion
on
Treatment
of
Effect
B.H.:
6.b. ALTSCHULE, N.D. and
&amp;
Neurol.
Arch.
Mental
Disease,
with
Patients
in
of l7-Ketosteroids
1950.
516,
éﬁ:
Psychiat.
Cortins
of
Excretion
the
on
Convulsive
Therapy
6.c. ASHBY,‘W. 1.: Effects of
19h9.
275,
Ment.
Sci.
23:
and Ketosteroids, J.
PARKHURST,

Excretl7-Ketosteroid
the
of
Studies
Chromatographic
H.
WERBIN,
7.a.
gt El:
Hosp.,
Hillside
Normal
J.
Individuals,
and
ion Datterns of Psychotic
195,40
2011,
2:
l7~
Neutral
of
Urinary
The
Fractionation
S.
R.:
M.
STITCH,
and
REISS,
7.b.
Ment.
$99:
Sci.,
J.
Male
Schizophrenics,
Chronic
from
Ketosteroids
7011, 195,40

8.

ASHBY, W.

R.:

Mode

22: 202, 1952.

of Action of Electro-Convulsive Therapy,

J.

Ment. Sci.

�.36...

9.

Shock
Therapy,
Hypoglycemic
and
JELLIFFE, S. E.: Discussion on Insulin
1937.
200,
&amp;
2Q:
Psychiat.
Arch. Neurol.

of
Aspects
Psychologic
Certain
0n
E.
MOSSE,
9.:
and
J.A.B.
10. MILLETT,
l9hh.
226,
Med.
6:
Electroshock Therapy, Psychosom.
Shock
Electric
with
Treated
Patients
in
Functioning
Memory
ZUBIN,
J.:
lla.
l9h8.
33,
Dersonality
Therapy, J.
ll:
on
Therapy
Convulsive
Electric
of
Effect
S.E.:
BARRERA,
and
ZUBIN,
11b.
J.,
596,
l9hl.
ﬁg:
Biol.
Soc.
Exper.
Hemory, Proc.
Assoword
the
on
Performance
on
Shock
Therapy
of
:
Effects
ZEAEAN,
J.
12,
19h7.
Association,
Psychological
Eastern
the
at
Presented
ciation Test.
J.
Treatments,
Convulsive
Electric
Following
Loss
Memory
JANIS,
I.L.:
13.
191.18.

Personality

1.1: 29,

der
mit
Erfabrungen
Psychopathologische
GROBE,’W.:
and
W.
BAEYER,
von,
lha.
l9h7.
163,
Psychiat.
$12:
Elektrokrampfmethode, Arch. f.
after
Patients
Mental
on
Observations
E.
STAINBROOK,
J.:
H.
and
LOWENBACH,
lhbg
l9h2.
828,
Am.
2g:
Psychiat.
J.
Electroshock,
Post—Convulsive
of
Immediate
Description
Rorschach
STAINBROOK,
E.J.:
Ibo.
19AM.
302,
&amp;
Personality'lg:
Mental Function, Char.
Electroshock
During
Psychosis
KAHN,
and
R.L.:
LIEN,
L.,
WEIWSTFIN,
E.A.,
15a.
Am.
Psychiat.
J.
Shock
Therapy,
of
the
Theory
to
Relation
Its
Therapy:

1952.
22,
$92:

and
PhysioSymbolic
of
Illness:
Denial
KAI-1H,
R.L.:
15b. mnrsmm, F..A and
1955.
Illinois,
C.
Springfield,
Thomas,
Charles
Aspects,
logical
Ego,
the
on
Treatment
Shock
of
Effects
D.:
IMPASTATO,
and
FROSCH,
J.
16.
Psychoan. Quart. I]; 226, l9h8.

l7.
18.
19.
20.

Recent
Under
"Normal"
Person
of Electroshock on a

L.: Effect
1953.
696,
Am.
J. Psychiat. $92:
Stress,
in
(Paraphasia)
Misnaming
Non—aphasic
UEINSTEIN, E.A. and KAHN, R.L.:
1959.
72,
61:
a
Psychiat.
Neurol.
Arch.
A.M.A.
Brain
Disease,
Organic
Organic
in
Disorientation
of
Patterns
KAHN,
R.L.:
WEINSTEIN, E. A. and
1951.
21h,
&amp;
Neurol.
I:
Brain Disease, J. Neuropath. Clin.
"47.1%.: 7-iithdrawal, Inattention,
310133,
and
mms'mm, E.A., ram-I, R.L.,
1955.
235,
&amp;
IA:
Psychiat.
and Pain Asymbolia, A.M.A. Arch. Neurol.
ALEXANDER,

�-3721.

T‘JEII‘YST‘EIN,
&amp;

E.

nsychiat.

A.
_6_L_l:

and mm,
772, 1950.

D.

Neurol.
Arch.
Anosognosia,
of
L.: Syndrome
"

of
Denial
Illness,
in
Factors
Personality
R.L.:
MEN,
and
22. IEINSTEIN, E.A.
1953.
§_9_:
355,
&amp;
T.‘Ieurol.
Psychiat.
11.14.11. Arch.
23.

L.A. and LINN,

R.L., SUGABI'JIAN,
Brain
Disease,
Sodium
Organic
in
Amobarbital
of

“IEINS'I'Em, 33.11., MEN,

Am.

Use
Diagnostic
1.:

J. Psychiat.

112:

889, 1953.

21;.

Test"
"Amytal
E.A.:
H.
and
vmmsmm,
KAI-1N, R.L., PINK,
1955.
3,
Hosp.
3:
Hillside
Mental Illness, J.

in Patients with

Differential
the
in
Tests
Perceptual
NJ: Tactile
25a. DEF-HER, MB. and
1952.
21,
Hosp.,
Hillside
1:
J.
Disorders,
Psvchiatric
of
Diagnosis
Sign
8.
Diagnostic
Test
as
Face-Hand
1.1.3.:
25b. PINK, M. GREEN, M. and BINDER,
1952.
h6,
2:
Neurology,
of Organic Mental Syndrome,
ImproveClinical
and
Damage
Brain
26a. REVITCE-I, 13.: Observations on Organic
195h.
§_8_:
72,
Quart.
ment Following Protracted Insulin Coma, Psychiat.
Coma:
TreatInsulin
A
Prolonged
Case
of
M.:
26b. IC-“IALEJASSER, S. and CAPLAN,
1952.
1115,
Hosp.
1:
ment, J. Hillside
and
ClinicElectroencephalographic
26c. SHAGASS, C. and ROFSML, P."T.: Serial
&amp;
Neurol.
A.Z"T.A.
Arch.
Coma,
Insulin
Prolonged
of
Case
al Studies in a
195b,.
705,
Psychiat. 12.:
Posthypoglycemic
in
Studies
26d. TRACER, C.L. at £1: Electroencephalographic
19530
1135,
1.32%:
Dis.
l‘ient.
Coma, Jo NerV.
Parts
of
1-5.:
Reduplication
Delusional
and
N.
FINE,
27. KAHN, R. L., GRAUBTE’ET, D.
1955.
13h,
Hosp.
g:
Hillside
Coma
Therapy, J.
Insulin
After
1Jody
the
of
Scale,
Rating
the
A
Psychiatric
of
Revision
28. MALAI‘EUD, 'T. and SANDS, S.L.:
Am. J. Psychiat. _l_9_l_l: 231, ram.
Colorimetric
Quantitative
the
for
Dyes
Basic
Use
of
29. GOLDENBERG, H.:
Chemical
Society
American
Conjugates,
Sulfate
Estimation of Steroid
1955.
'Iarch
31,
200,
Abstract,
Highspeed
by
Synthesis
Sulfate
Steriod
:
T4..
REIL’IANN,
J.
and
30. GOLDEHBERG,
Chem.
Soc.
in
Am.
press.
J.
,
Liver Supernates,
Convulof
Evaluation
the
in
Matched
Groups
Use
The
of
G.
A.
313
31.:
31. ULE'IT,
195h.
128.:
138,
July,
Menn.
Clin.
Bull.
Photoshock,
Subconvulsive
and
sive
F11 K,

(31‘.

�B.

Publications of Personnel:
Dr.

N

l.

x Fink:

Subdural Hematoma Developing during Hospitalization, Amer. J.
Psychiat., 191: 381-383, 1950 (with Dr. M. Green).

2. Patterns in Perception of Simultaneous Tests of Face and Hand,
Trans. Amer. Neurol. Assoc., 22; 250, 1950 (with Drs. M.B. Bender
and

M.

...,

Green).

ibid,

Arch. Neurol.

&amp;

Psychiat., éé: 355-362, 1951.

Test as a Diagnostic Sign of Organic Mental Syndrome,
Neurology, 2: hé-58, 1952 (with Drs. M. B. Bender and M. Green).
The Face-Hand

Tactile Perceptual Tests in the Differential IJiagnosis of Psychiatric Disorders, J. Hillside Hosp., 1; 21—31, 1952 (with Dr. M. B.

Bender).
A

Clinical Evaluation of Carotid Angiography, Conf. Neurol., 13:

Exosomesthesia, or Displacement of Cutaneous Sensation into Extrapersonal Space, Trans. Amer. Neurol. Assoc., lg; 1952 (with Drs.
M. F. Shapiro and M. B. Bender).

....

ibid, Arch. Neurol.

&amp;

Psychiat., éﬁ: h8l-h90 1952.

9. Order of Dominance in Cutaneous Perception, Trans. Amer. Neurol.
Assoc. 2E3 238~h0, 1952 (with Drs. M.B. Bender and M. Green).
10. Development of Perception of Simultaneous Tactile Stimuli in
Normal Uhildren, Neurology, 2; 27-3h, 1953 (with Dr. M. B. Bender).
11.

Perception of Simultaneous Tactile Stimuli by Mentally Retarded
Adults, J. Nerv. Ment. Dis. 111; h3-h9, 1953 (with Drs. M. B.
Bender and M. Green).

l2. Spinal Fluid Findings

2: 137, 1953 (I-rit‘n Dr.

13.

Following Cerebral Angiography, Neurology,
M.

Stein).

Statistical

Study of a Psychoanalytic Hypothesis; Absence of a
Parent as a Specific Factor Determining Choice of Neurosis, J.
Hillside Hospital, a; 67-71, 1953 (with Dr. S. Tarachow).

A

Effects of Barbiturates
15: 1953 (with Drs.

on Perception, Trans. Amer.
M. B. Bender, P. Bergman and M.

Neurol. Assoc.,
Nathanson).

Homosexuality with Panic and Paranoid States (Case Report)
Hillside Hosp., _2_: 16h-9o, 1953.

J.

16. Standardization of the Face-Hand Test, Neurology a; 211-217, 195h
(with Dr. M. Green).

�.3917.

Patterns of Perceptual Organization with Simultaneous Stimuli, Arch.
Neurol. &amp; Psychiat., 12: 233-255, 195A (with Drs. M. B. Bender and

H. Green).

18. The Amytal Test in Patients with Mental Illness, J. Hillside Hospital,
g; 3-13, 1955 (with R. L. Kahn and E. A. Heinstein).

l9. Delusional Reduplication of Parts of

Body

After Insulin

Coma

Therapy,

Dr. Joseeh Jaﬁig:

1.

Perceptual Patterns During Recovery From General Anesthesia, Jour. of
Neurol. Neurosurg. &amp; Psychiat., 1%; 316-321, 195l (with M. B. Bender).

2.

Factor of Symmetry in Tests of Double Simultaneous Stimulation, Brain,
15: 167-176, 1952 (with M.B. Bender).

Dr. Rdbert Kahn:

1. Toxicity of Quinacrine (atabrine) for Central Nervous System: Experimental
&amp;
Human
Neurol.
Arch.
on
Psychiat., 5g: 28h—299, l9h6
Study
Subjects,
(with Dr. T. Lidz).
2. After-Imagery in Defective Fields of Vision, J. Neurol., Neurosurg. and
Psychiat., lg: 196-20h, l9h9 (with Dr. M. B. Bender).
3. A Hereditary Syndrome Characterized by Mirror Movements, Left Handedness and Organic Mental Defect, Trans. Am. Neurol. A., ZS? 22h—226,
1919 (with Drs. I. Freiman and L. Michaels).
Tumors and Vascular
15: 277-278, 1950 (with

h. Correlation of Clinical and EEG-Abnormalities in
Disease of the Brain, Trans. Am. Neurol. A.,
Drs. E. A. ieinstein and H. Strauss).

5.

Syndrome of Anosognosia, Arch. Neurol.
(with Dr. E. A. Heinstein).

&amp;

Psychiat., ég: 772-791, 1950

6. Patterns of Disorientation in Organic Brain Bisease, J. Neuropath.
Clin. Neurol. 1; 21h-226, 1951 (with Dr. E. A. heinstein)

&amp;

7. Nonaphasic Misnaming (Paraphasia) in Organic Brain Disease, A.M.A. Arch.
Neurol. &amp; Psychiat., él: 72-79, 1952 (with Dr. E. A. Neinstein).

8. Preoperative and Postoperative Personality Changes Accompanying Frontal
Lobe Heningioma,
B. Schlesinger).

9.

J. Nerv.

&amp;

Hent. Bis.,

llh;

h92-510, 1952 (with Dr.

Phenomena of Reduplication, A.M.A. Arch. Neurol. &amp; Psychiat.,
81h, 1952 (with Drs. E. A.'Heinstein and L. A. Sugarman).

él:

808-

�uhO-

Shock Therapy, Am. J. Psychiat.,
heinstein and L. Linn).

Its Relation to the

Theory of
222; 22-26, 1952 (with Drs. E. A.

10. IBychosis During Electroshock Therhpy:
'

Brain
Sodium")
Sodium
("Amytal
Organic
in
Amobarbital
of
Diagnostic
Disease, Am. J. Psychiat., 109: 12, 889-89h, 1953 (with Drs. E. A.
Ueinstein, L. A. Sugarman and L. Linn).
Use

Neurol.
Arch.
of
Denial
Factors
in
Illness,
Personality
Q2: 355—367, 1953 (with E. A. Heinstein, M.D.).

&amp;

Psychiat.,

Behavior Disturbances Following Cataract Extraction, Am. J. Psychiat.,
and
L.
Linn).
E.
1953
A.‘
einstein
(with
Drs.
281—289,
219}

Delusional Reduplication of Parts of the Body, Brain, 7?: h5-60, l95h
(with Drs. s. A. deinstein, s. Halitz, and J. hozanshiT:

Serial Administration of the "Amytal Test" for Brain Disease: Its Diag195h
&amp;
217-226,
Neurol.
Arch.
and
Psychiat.,
Value,
Prognostic
nostic
ll:
(with Drs. E. A. Heinstein and S. Malitz).
16. Ludic Behavior in Patients with :rain Disease, J. Hillside Hospital,
A.
Sugarman).
and
L.
B.
A.'Heinstein
l95h
(with
Drs.
98-106,
2:

17.

Test in Mental Illness, J. Hillsiﬁe Hospital.,
(with Drs. M. Fink and E. A. ﬂeinstein).

The Amytal

Q;

3-13, 1955

Amer.
"Irritative"
Lesions,
in
of
Functioning
Intellectual
Patterns
18.
PSychologist, 25 h02, l95h (with Dr. E. A. Meinstein).

19.

"Spatial inattention" in Patients with Localized Lesions of the CereN.
S.
l95h
(with
327-328,
Drs.
Psychologist, 2:
Pollack and M. B. Bender).

brum, Amer.
M.

Batteery,

20. The Adaptive Role of Behavior Accompanying Brain Disease as Exemplified
by the Phenomena of Reduplication, Amer. Peychologist, 2; h90, l95h (with
Dr. E. A. ieinstein).
21.

Denial of Illness: Symbolic and Physiological ASpects, Springfield, I11.,
Charles C. Thomas, 1955 (with Dr. E. A. ;einstein).

22.

Coma
Therapy,
Insulin
Body
After
of
of
Parts
the
Jelusional [@dnplication
M.
and
Fink).
D.
Graubert
1955
(with
lBh—lh7,
Drs.
J. Hillside Hosp., g:

and Pain Asymbolia, A.M.A. Arch. Neurol.

23. ’kithdrawal, Inattention,
Psychiat., 1h: 235—2h8, 1955 (with Drs.

s.

A.

neinstein ana'h.

H.

&amp;

Slote).

Spatial Inattention in Focal Cerebral Lesions, Brain, in press (with
Drs. C. S. Battersby,

M. B.

Bender and.M. Pollack).

�25. Autokinetic Movement in Patients with Sensory and.Motor Disturbances, J.
M.
M.
and
B.
Pollack
S.
(with
Drs.
H.
Battersby,
Exp. Psychol., in press
Bender).
26. Relation Between Altered Brain thction and Denial in Electroshock Ther&amp; Peychiat., in press (with Drs. M. Fink and
A.M.A.
Meurol.
Arch.
apy,
E. A. heinstein).
27.

Mount
Sinai
of
J.
With
Picture
Schizophrenia,
Clinical
a
Encephalitis
Hosp., a1; 1955 (with Drs. E. A. Heinstein and L. Linn).

Korin:

Dr.
.1.

The
New

Effects of Electroshock
York University, 1955.

on

Retroactive Inhibition, Ph.D. Thesis,

Dr. Hargz Goldenberg:
and
of
Amino
Acid
Esterase
Trypsin
Activities
of
the
1.
Chymotrypsin, Arch. Biochem., 22; 15h, 1950 (with V. Goldenberg).
pH Depenﬁence

2.

Several Derivatives of Acetyl-dl-phenylalanine, J.
5317, 1950 (with V. Goldenberg and A. McLaren).

Am. Chem.

Soc., lg:

3. Effect of Ultraviolet Light on the Specific Activity of Chymotrypsin
and Trypsin, J. Am. Chem. Soc., 72: 1131, 1951 (with A. D. McLaren).

h.

An

Ester
Leucine
of
Ethyl
Hydrolysis
the
Enzyme-Catalyzed
Into
Inquiry

Gold1951
V.
(with
Biochem.
110,
Acta,
Biophys.
1;
et
Chymotrypsin,
by
enberg and A. D. McLaren).

5. Report D-12, April 1, l9h6; cf. pp. 117-119, concerning 8-Hydroxyquinoline Method (Alcohol Extraction), in C.J. Rodden's "Analytical Chemistry
of the Manhattan Project", (with J. Greenspan, M. J. Sohuler, D. Taub,
and A. S. Carlson).
6. Calcification. V. Influence of Fluoride and Cyanide Ions in the Presence
and Absence of Magnesium, Proc. Soc. Exp.
A. L. Sobel).

Biol., 19:

719, 1951 (with

kaline Earths on Survival of the Calcify1952
(with A. E. Sobel).
695,
Exp.
Soc.
Proc.
g1:
Mechanism,
Biol.,
ing

7. Calcification. IX.Inf1uence of

A

8. Calcification. IV. Influence of Strontium and Magnesium Ions on Calcification in vitro, Proc. Soc. Exp. Biol., IQ: 716, 1951 (with A. E.
Sobel and A. Hanok5.

9. Calcification. XI. Studies of the Incorporation of Citrate in Calcification in vitro J. Dent. Res., 3;: L97, 19Sh (with A. E. Sobel
and E. Schmeriler).

�~h2§

Ions
and
Cyanide
Fluride
by
Inhibition
10. Calcification. XII. Cation-Linked
&amp; Hed., éé: 27S,
Biol.
Soc.
Exp.
Proc.
in B-GlycerophOSphate Medium,
l9Sh (with A. E. Sobel).

19Sh.
26:
690,
Chem.,
Anal.
Plots,

ll.

Rectification of Nonlinear Beer's

12.

Curves.
Nonlinear
Activity
of
Rectification
Biochem. &amp; Biophys., ég; 288, 195h.
Enzyme

Law

I.

Preliminary, Arch.

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